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Trademark Act (Act No. 127 of April 13, 1959)  
Table of Contents  
CHAPTER I GENERAL PROVISIONS (ARTICLES 1 AND 2)  
CHAPTER II TRADEMARK REGISTRATION AND APPLICATION FOR REGISTRATION 
OF TRADEMARK (ARTICLES 3 TO 13 -2) 
CHAPTER III EXAMINATION ( ARTICLES 14 TO 17 -2) 
CHAPTER IV TRADEMARK RIGHT S 
Section 1 Trademark Right s (Articles 18 to 35)  
Section 2 Infringement of Right s (Articles 36 to 39)  
Section 3 Registration Fees (Articles 40 to 43)  
CHAPTER IV -2 OPPOSITION TO REGISTRATION  (ARTICLES  43-2 TO 43-15) 
CHAPTER V TRIAL S AND APPEAL S (ARTICLES 44 TO 56 -2) 
CHAPTER VI RETRIAL AND LITIGATION (ARTICLES 57 TO 63 -2) 
CHAPTER VII DEFENSIVE MARK (ARTICLES 64 TO 68)  
CHAPTER VII -2 SPECIAL PROVISIONS UNDER THE PROTOCOL RELATING TO THE 
MADRID AGREEMENT  この商標 法の翻訳は、 平成二十 七年法律第 五十五号までの改正（平成２ ８年４月１日
施行）について作成したものです。  
この法令の翻訳は公定訳ではありません。 法的効力を有するのは日本語の法令自体で
あり、翻訳はあくまでその理解を助けるための参考資料です。この翻訳の利用に伴
って発生した問題について、一切の責任を負い かねますので、法律上の問題に関し
ては、官報に掲載された日本語の法令を参照してください。  
 
  This English translation of the Trademark  Act has been prepared (up to the revisions of 
Act No. 55 of 201 5 (Effective April 1, 201 6)). 
  This is an unofficial translation. Only the original Japanese texts of l aws and regulations 
have legal effect, and the translations are to be used solely as reference material to aid in 
the understanding of Japanese laws and regulations.  
  The Government of Japan shall not be responsible for the accuracy, reliability or curre ncy 
of the legislative material provided in this Website, or for any consequence resulting from 
use of the information in this Website. For all purposes of interpreting and  applying law to 
any legal issue or dispute, users should consult the original Japanese texts published in the 
Official Gazette.  
  
 
 
 
 
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 Section 1 A pplication for International Registration (Articles 68 -2 to 68 -8) 
Section 2 Special Provisions Pertaining to International Applications for Trademark 
Registration (Articles 68 -9 to 68 -31) 
Section 3 Special Provisions Concerning Applications for Trademark R egistration, etc. 
(Articles 68 -32 to 68 -39) 
CHAPTER VIII MISCELLANEOUS PROVISIONS (ARTICLES 68 -40 TO 77 -2) 
CHAPTER IX PENAL PROVISIONS (ARTICLES 78 TO 85)  
SUPPLEMENTARY PROVISIONS  
 
CHAPTER I GENERAL PROVISIONS  
 
(Purpose)  
Article 1  The purpose of this Act i s, through the protection of trademarks, to ensure the 
maintenance of business confidence of persons who use trademarks and thereby to contribute 
to the development of the industry and to protect the interests of consumers.  
 
(Definitions, etc.)  
Article 2  (1) "Trademark" in this Act means , among those recognizable  by human perception,  
any character(s), figure(s), sign(s) or three -dimensional shape(s)  or colors , or any combination 
thereof , sounds, etc. provided by Cabinet Orde r (hereinafter referred to as a " mark") which is:  
(i) used in connection with the goods of a person who produces, certifies or assigns the goods as 
a business; or  
(ii) used in connection with the services of a person who provides or certifies the services as a 
business (except those provi ded for in the preceding item).  
(2) "Services" set forth in item (ii) of the preceding paragraph shall include retail services and 
wholesale services, namely, the provision of benefits for customers conducted in the course of 
retail and wholesale business.  
(3) "Use" with respect to a mark as used in this Act means any of the following acts:  
(i) to affix a mark to goods or packages of goods;  
(ii) to assign, deliver, display for the purpose of assignment or delivery, export, import  or 
provide through an elect ric telecommunication line, goods or packages of goods to which a 
mark is affixed;  
(iii) in the course of the provision of services, to affix a mark to articles to be used by a person 
who receives the said services (including articles to be assigned or loa ned; the same shall 
apply hereinafter);  
(iv) in the course of the provision of services, to provide the said services by using articles to 
which a mark is affixed and which are to be used by a person who receives the said services;   
 
 
 
 
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 (v) for the purpose of p roviding services, to display articles to be used for the provision of the 
services (including articles to be used by a person who receives the services in the course of 
the provision of services; the same shall apply hereinafter) to which a mark is affixe d; 
(vi) in the course of the provision of services, to affix a mark to articles pertaining to the 
provision of the said services belonging to a person who receives the services;  
(vii) in the course of the provision of services through an image viewer, by u sing an 
electromagnetic device (an electromagnetic device shall refer to any electronic, magnetic or 
other method that is not recognizable by human perception; the same shall apply in the 
following item), to provide the said services by displaying a mark o n the image viewer; or  
(viii) to display or distribute advertisement materials, price lists or transaction documents 
relating to goods or services to which a mark is affixed, or to provide information on such 
content, to which a mark is affixed by an elect romagnetic device.  
(viiii) In the case of a mark of sounds, in addition to those listed in the preceding items,  an act to 
produce sounds for the purpose of assignment or delivery  of goods, or providing services; and  
(x) In addition to those listed in the p receding items , acts provided by Cabinet Orde r. 
(4) In the cases of marks listed in the following items, t o affix a mark to goods or other articles 
provided for in the preceding paragraph shall include those listed in each of the said items:  
(i) a mark of any character(s), figure(s), sign(s) or three -dimensional shape(s), or any 
combination thereof, or any combination thereof with colors : to form in the shape of goods, 
packages of goods, articles to be used for the provision of services, or advertisement ma terials 
relating to goods or services ; and  
(ii) a mark of any sounds: in a case where a recording medium is affixed to goods, articles to be 
used for the provision of services, or advertisement materials relating to goods or services  
(including a case whe re goods, articles to be used for the provision of services, or 
advertisement materials relating to goods or services  themselves are recording media) to 
record the mark on the recording media.  
(5) "Registered trademark" in this Act means a trademark that h as been registered as a 
trademark.  
(6) In this Act, the scope of those similar to goods may include services, and the scope of those 
similar to services may include goods.  
 
CHAPTER II TRADEMARK REGISTRATION AND APPLICATION FOR 
TRADEMARK REGISTRATION  
 
(Requ irements for trademark registration)  
Article 3  (1) Any trademark to be used in connection with goods or services pertaining to the 
business of an applicant may be registered, unless the trademark:   
 
 
 
 
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 (i) consists solely of a mark indicating, in a common manne r, the common name of the goods or 
services;  
(ii) is customarily used in connection with the goods or services;  
(iii) consists solely of a mark indicating, in a common manner, in the case of goods, the place of 
origin, place of sale, quality, raw materials , efficacy, intended purpose, shape (including 
shape of packages ; the same shall apply in Article 26(1)(i i) and (ii i)), the method or features 
including  time of production or use,  quantity, price,  or, in the case of services, the location of 
provision, qua lity, articles to be used in such provision, efficacy, intended purpose, modes,  
method or features including  time, quantity or price  of provision;  
(iv) consists solely of a mark indicating, in a common manner, a common surname or name of a 
juridical person ; 
(v) consists solely of a very simple and common mark; or  
(vi) is in addition to those listed in each of the preceding items, a trademark by which consumers 
are not able to recognize the goods or services as those pertaining to a business of a particular 
person.  
(2) Notwithstanding the preceding paragraph, a trademark that falls under any of items (iii) to 
(v) of the preceding paragraph may be registered if, as a result of the use of the trademark, 
consumers are able to recognize the goods or services as t hose pertaining to a business of a 
particular person.  
 
(Unregistrable trademarks)  
Article 4  (1) Notwithstanding the preceding Article, no trademark shall be registered if the 
trademark:  
(i) is identical with, or similar to, the national flag, the imperial chrysanthemum crest, a 
decoration, a medal or a foreign national flag;  
(ii) is identical with, or similar to, the coats of arms or any other State emblems (except national 
flags of any country of the Union to the Paris Convention, member of the World Trade  
Organization or Contracting Party to the Trademark Law Treaty) of a country of the Union to 
the Paris Convention (refers to the Paris Convention for the Protection of Industrial Property 
of March 20, 1883, as revised at Brussels on December 14, 1900, at W ashington on June 2, 
1911, at the Hague on November 6, 1925, at London on June 2, 1934, at Lisbon on October 31, 
1958 and at Stockholm on July 14, 1967; the same shall apply hereinafter), a member of the 
World Trade Organization or a Contracting Party to t he Trademark Law Treaty designated by 
the Minister of Economy, Trade and Industry;  
(iii) is identical with, or similar to, a mark indicating the United Nations or any other 
international organization (referred to as " international organization " in (b)) which has been 
designated by the Minister of Economy, Trade and Industry  (excluding those listed in the  
 
 
 
 
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 following) ; 
(a) is identical with, or similar to, a trademark which is well known among consumers as that 
indicating goods or services in connection with t he applicant 's business, if such a trademark is 
used in connection with such goods or services or goods or services similar thereto;  and 
(b) is identical with, or similar to, a mark indicating abbreviation  of any international 
organization, which has been used for goods or services that is not likely to mislead as to 
connection to the international organization;  
(iv) is identical with, or similar to, the emblems or titles in Article 1 of the Act Concerning 
Restriction on the Use of Emblems and Titles of the  Red Cross and Others (Act No.159 of 
1947) or the distinctive emblem in Article 158(1) of the Act Concerning Measures to Protect 
Japanese Citizens During Armed Attacks and Others (Act No.112 of 2004);  
(v) is comprised of a mark identical with, or similar t o, an official hallmark or sign indicating 
control or warranty by the national or a local government of Japan, a country of the Union to 
the Paris Convention, a member of the World Trade Organization or a Contracting Party to 
the Trademark Law Treaty which  has been designated by the Minister of Economy, Trade and 
Industry, if such a trademark is used in connection with goods or services identical with, or 
similar to, the goods or services in connection with which the hallmark or sign is used;  
(vi) is identi cal with, or similar to, a famous mark indicating the State, a local government, an 
agency thereof, a non -profit organization undertaking a business for public interest, or a 
non-profit enterprise undertaking a business for public interest;  
(vii) is likely  to cause damage to public policy;  
(viii) contains the portrait of another person, or the name, famous pseudonym, professional name 
or pen name of another person, or famous abbreviation thereof (except those the registration 
of which has been approved by t he person concerned);  
(ix) is comprised of a mark identical with, or similar to, a prize awarded at an exhibition held by 
the national or a local government (hereinafter referred to as the "Government, etc.") or by 
those who are not the Government, etc. th at conforms to the standards specified by the 
Commissioner of the Patent Office, or at an international exhibition held in a foreign country 
by the Government, etc. of the foreign country or those authorized thereby (except those used 
by the recipient of s uch a prize as part of his/her own trademark);  
(x) is identical with, or similar to, another person's trademark which is well known among 
consumers as that indicating goods or services in connection with the person's business, if 
such a trademark is used i n connection with such goods or services or goods or services 
similar thereto;  
(xi) is identical with, or similar to, another person's registered trademark which has been filed 
prior to the filing date of an application for registration of the said tradema rk, if such a 
trademark is used in connection with the designated goods or designated services relating to  
 
 
 
 
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 the said registered trademark(referring to goods or services designated in accordance with 
Article 6(1) (including cases where it is applied mutatis mutandis pursuant to Article 68(1)); 
the same shall apply hereinafter), or goods or services similar thereto;  
(xii) is identical with a registered defensive mark of another person (referring to a mark 
registered as a defensive mark; the same shall apply he reinafter), if such a trademark is used 
in connection with designated goods or designated services relating to the defensive mark;  
(xiii) deleted  
(xiv) is identical with, or similar to, the name of a variety registered in accordance with Article 
18(1) of t he Plant Variety Protection and Seed Act (Act No. 83 of 1998), if such a trademark 
is used in connection with seeds and seedlings of the variety or goods or services similar 
thereto;  
(xv) is likely to cause confusion in connection with the goods or service s pertaining to a 
business of another person (except those listed in items (x) to (xiv) inclusive);  
(xvi) is likely to mislead as to the quality of the goods or services;  
(xvii) is comprised of a mark indicating a place of origin of wines or spirits of Jap an which has 
been designated by the Commissioner of the Patent Office, or a mark indicating a place of 
origin of wines or spirits of a member of the World Trade Organization which is prohibited by 
the said member from being used on wines or spirits not ori ginating from the region of the 
said member, if such a trademark is used in connection with wines or spirits not originating 
from the region in Japan or of the said member;  
(xviii) consists solely of features provided by Cabinet Order  among features that a re naturally  
provided to goods, etc. (goods, or packages of goods, or services; the same shall apply in 
Article 26(1)(v)); or  
(xix) is identical with, or similar to, a trademark which is well known among consumers in Japan 
or abroad as that indicating good s or services pertaining to a business of another person, if 
such trademark is used for unfair purposes (referring to the purpose of gaining unfair profits, 
the purpose of causing damage to the other person, or any other unfair purposes, the same 
shall app ly hereinafter) (except those provided for in each of the preceding items);  
(2) Where the State or a local government, an agency thereof, a non -profit organization 
undertaking a business for public interest, or a person undertaking a non -profit activity fo r 
public interest files an application for trademark registration falling under item (vi) of the 
preceding paragraph, the provision of the said item shall not apply.  
(3) Items (viii), (x), (xv), (xvii) and (xix) of paragraph (1) shall not apply to a tradem ark falling 
under any of the said items which does not fall under the said item at the time of filing of an 
application for trademark registration.  
 
(Application for trademark registration)   
 
 
 
 
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 Article 5  (1) Any person who desires to register a trademark shall  submit an application to the 
Commissioner of the Patent Office accompanied by the required documents.  The application 
shall state the following matters:  
(i) the name and the domicile or residence of the applicant for trademark registration;  
(ii) the trade mark for which registration is sought; and  
(iii) the designated goods or designated services and the class of goods or services provided by 
Cabinet Order as provided for in Article 6(2).  
(2) Where a person desires to register a trademark listed in the foll owing , the application shall 
contain a statement indicating thereof : 
(i) consists of  any character(s), figure(s), sign(s) or three -dimensional shape(s)  or colors , or any 
combination thereof,  where  the said  character(s), figure(s), sign(s) or three -dimensio nal 
shape(s)  or colors in connection with the said trademaek change;  
(ii) consists of three -dimensional shape(s)  (including the combination with any character(s), 
figure(s), sign(s) or three -dimensional shape(s)  or colors , or any combination thereof ) 
(excl uding those listed in the preceding item);  
(iii) consists solely of colors (excluding those listed in item (i));  
(iv) consists solely of sounds; or  
(v) in addition to those listed in each of the preceding items, trademarks provided by Cabinet 
Order of the Ministry of Economy, Trade and Industry.  
(3) Where a person desires to register a trademark consisting solely of characters designated by 
the Commissioner of the Patent Office (hereinafter referred to as "standard characters"), the 
application shall contai n a statement indicating thereof.  
(4) Where a person desires to register any trademark provided by Cabinet Order of the Ministry 
of Economy, Trade and Industry, the application shall sate the detailed description of the 
trademark in the application  pursuan t to Ordinance  of the Ministry of Economy, Trade and 
Industry , or affix materials provided by Ordinance  of the Ministry of Economy, Trade and 
Industry  to the application.  
(5) The statement and materials in the preceding paragraph shall specify the trademar k for which 
a registration is sought . 
(6) Where a portion of the trademark for which a registration is sought is in the same color as 
that of the column in which a trademark for which a registration is sought is required to be 
stated, the said portion of t he trademark shall be deemed not to be a part of the trademark; 
provided, however, that this shall not apply to an area specified and identified as an area to be 
colored in the same color as that of the column.  
 
(According of filing date, etc.)  
Article 5 -2 (1) The Commissioner of the Patent Office shall accord as the filing date of an  
 
 
 
 
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 application for trademark registration the date of submission of the application relating thereto, 
unless the application for trademark registration falls under any of the fol lowing items:  
(i) the statement of intent to register a trademark is unclear;  
(ii) the name of the applicant for trademark registration is not stated or the statement thereof is 
not sufficient to identify the applicant;  
(iii) the trademark for which a regi stration is sought is not stated in the application; and  
(iv) the designated goods or designated services are not stated.  
(2) Where an application for trademark registration falls under any of the items of the preceding 
paragraph, the Commissioner of the P atent Office shall require the person who desires to 
register the trademark registration to supplement the application, designating a reasonable 
time limit for such purpose.  
(3) Supplement of an application for trademark registration shall be made by submi tting a 
document with respect to the supplement (hereinafter referred to as a "Written Supplement").  
(4) Where an applicant who was required to supplement an application for trademark 
registration under paragraph (2) supplements the said application within  the designated time 
limit as provided in the said paragraph, the Commissioner of the Patent Office shall accord the 
date of submission of the Written Supplement as the filing date of the application for 
trademark registration.  
(5) Where an applicant who h as been required to supplement an application for trademark 
registration under paragraph (2) fails to supplement the said application within the designated 
time limit as provided in the said paragraph, the Commissioner of the Patent Office may 
dismiss the said application for trademark registration.  
 
(Single trademark on each application)  
Article 6  (1) An application for trademark registration shall be filed for each trademark and 
designate one or more goods or services in connection with which the trademar k is to be used.  
(2) The designation provided for in the preceding paragraph shall be made in accordance with 
the class of goods and services provided by Cabinet Order.  
(3) The class of goods and services provided for in the preceding paragraph shall not b e 
perceived as prescribing the scope of similarities of goods or services.  
 
(Collective trademarks)  
Article 7  (1) A general incorporated association  or other association (except those which do not 
have juridical personality, and companies), or any other as sociation established pursuant to a 
special Act including business cooperative (except those which do not have juridical 
personality), or a foreign juridical person equivalent thereto shall be entitled to obtain a 
collective trademark registration with res pect to a trademark to be used by their members.   
 
 
 
 
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 (2) For the purpose of the application of Article 3(1), in the case of the preceding paragraph, 
"applicant" in the said paragraph shall read "applicant or its members."  
(3) Any person who desires to register  a collective trademark pursuant to paragraph (1) shall, at 
the time of filing of an application for trademark registration pursuant to Article 5(1), submit 
to the Commissioner of the Patent Office a document certifying that the applicant for 
trademark reg istration is a juridical person that falls under paragraph (1).  
 
(Regional collective trademarks)  
Article 7 -2 (1) Any association established by a special Act, including a business cooperative 
(those which do not have juridical personality are excluded, an d limited to those which are 
established by a special Act providing, without a just cause, that the association shall not 
refuse the enrollment of any person who is eligible to become a member or that the 
association shall not impose on any of its prospect ive members any condition that is heavier 
than those imposed on its existing members) , a commercial transaction, commercial  and 
industrial association or specified non -profit corporation specified in Article 2(2) of Act on 
Promot ion of  Specified Non -profit  Activities  (Act No. 7 of 1998),  or a foreign juridical 
person equivalent thereto (hereinafter referred to as an "Association, etc.") shall be entitled to 
obtain a regional collective trademark registration with respect of any of the following, 
provided th at the trademark is used by its members and, as a result of the use of the said 
trademark, the said trademark is well known among consumers as indicating the goods or 
services pertaining to the business of the applicant or its members, notwithstanding the 
provision of Article 3 (except a case falling under item (i) or (ii) of Article 3(1)):  
(i) a trademark consisting solely of characters indicating, in a common manner, the name of the 
region and the common name of the goods or services pertaining to the bus iness of the 
applicant or its members;  
(ii) a trademark consisting solely of characters indicating, in a common manner, the name of the 
region and the name customarily used as a name indicating the goods or services pertaining to 
the business of the applic ant or its members; or  
(iii) a trademark consisting solely of characters indicating, in a common manner, the name of the 
region and the common name of the goods or services pertaining to the business of the 
applicant or its members or the name customarily used as a name indicating thereof, and 
characters customarily added in indicating, in a common manner, the place of origin of the 
goods or the location of provision of the services.  
(2) The term "name of the region" as used in the preceding paragraph means , even prior to the 
filing of the said application, the name of the place of origin of the goods, the location of 
provision of services, or the name of the region which is considered to have a close 
relationship with the said goods or services to the equiv alent extent, for which the trademark  
 
 
 
 
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 pertaining to the said application has been used by the applicant or its members, or 
abbreviation thereof.  
(3) For the purpose of the application of Article 3(1)  (limited to the part pertaining to items (i) 
and (ii)) i n the case of paragraph (1), "applicant" in the said paragraph shall read "applicant or 
its members."  
(4) Any person who desires to register a regional collective trademark pursuant to paragraph (1) 
shall, at the time of filing of an application for tradem ark registration pursuant to Article 5(1), 
submit to the Commissioner of the Patent Office a document certifying that the applicant for 
trademark registration is an Association, etc. and documents necessary to prove that the 
trademark for which the registr ation is sought contains the name of a region as provided in 
paragraph (2).  
 
(Prior application)  
Article 8  (1) Where two or more applications for trademark registration relating to identical or 
similar trademarks which are to be used in connection with ide ntical or similar goods or 
services have been filed on different dates, only the applicant who filed the application for 
trademark registration on the earlier date shall be entitled to register the trademark in 
question.  
(2) Where two or more applications for trademark registration relating to identical or similar 
trademarks which are to be used in connection with identical or similar goods or services have 
been filed on the same date, only one applicant who is to be determined by consultations 
among the ap plicants who filed such applications shall be entitled to register the trademark in 
question.  
(3) Where an application for trademark registration is abandoned, withdrawn or dismissed, or an 
examiner's decision or a trial decision on an application for trad emark registration becomes 
final and binding, such application shall, for the purposes of the application of the preceding 
two paragraphs, be deemed never to have been filed.  
(4) In the case of paragraph (2), the Commissioner of the Patent Office shall req uire the 
applicants for trademark registration to arrange consultations among the applicants as set forth 
in the said paragraph and to report the result thereof, designating a reasonable time limit for 
such purpose.  
(5) Where no agreement is reached in the  consultations held pursuant to paragraph (2) or no 
report is submitted within the designated time limit set forth in the preceding paragraph, only 
one applicant, selected by a lottery in a fair and just manner conducted by the Commissioner 
of the Patent O ffice, shall be entitled to register the trademark in question.  
 
(Special provisions concerning time of filing of application)   
 
 
 
 
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 Article 9  (1) Where an application for trademark registration is filed in connection with a 
trademark used for goods or services exhibited at an exhibition held by the Government, etc., 
an exhibition held by those who are not the Government, etc. that conforms to the standards 
specified by the Commissioner of the Patent Office, an international exhibition held by the 
Government, etc . of a country of the Union to the Paris Convention, a member of the World 
Trade Organization or a Contracting Party to the Trademark Law Treaty or by those 
authorized thereby to hold such an exhibition in its territory, or an international exhibition 
held by the Government, etc. of a country which is not a country of the Union of the Paris 
Convention, a member of the World Trade Organization or a Contracting Party to the 
Trademark Law Treaty or by those authorized thereby to hold such exhibition in its ter ritory 
that conforms to the standards specified by the Commissioner of the Patent Office, by the 
exhibitor of such goods or services bearing the trademark within six months from the date of 
exhibition of such goods or services, the said application shall b e deemed to have been filed at 
the time of exhibition of such goods or services.  
(2) Any person who desires to apply the preceding paragraph in connection with a trademark 
relating to an application for trademark registration shall submit to the Commission er of the 
Patent Office a document stating thereof at the time of filing of the application for trademark 
registration, and documents proving the fact that the trademark pertaining to an application 
for trademark registration and its designated goods or de signated services fall under the 
trademark and goods or services provided in the said paragraph  (referred to as a "certificate" 
in the following paragraph  and paragraph (4) ), within thirty days from the filing date of an 
application for the trademark regis tration.  
(3) Where a person submitting a certificate is unable to submit the certificate within the time 
limit under the preceding paragraph, the said person may, in accordance with Ordinance  of the 
Ministry of Economy, Trade and Industry, submit  the said certificate  to the Commissioner of 
the Patent Office  only within the time limit as provided in Ordinance  of the Ministry of 
Economy, Trade and Industry, even after the expiration of the time limit . 
(4) Where, due to reasons beyond the control of the person , the person submitting  a certificate  is 
unable to submit the  certificate  within the time limit for submission of the certificate pursuant 
to the preceding paragraph , notwithstanding the said paragraph, submit the  certificate  to the 
Commissioner of the Pat ent Office within 14 days (two months for resident abroad) from the 
date on which the reasons for not submitting  ceased to be applicable, but not later than six 
months after the expiration of the said time limit.  
 
(Priority claim governed by the Paris Conv ention)  
Article 9 -2 A right of priority based on an application for registration of a trademark filed in a 
country of the Union to the Paris Convention (limited to a trademark equivalent to a  
 
 
 
 
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 trademark provided in Article 2(1)(ii)) may be claimed as govern ed by the same rules as 
Article 4 of the Paris Convention in connection with a right of priority based on an application 
for registration of a trademark equivalent to the trademark provided in Article 2(1)(i).  
 
Article 9 -3 A right of priority based on an a pplication filed by a person stated in the left column 
of the following table in a country stated in the right column of the same table may be claimed 
in connection with an application for trademark registration as governed by Article 4 of the 
Paris Conven tion.  
 
Japanese nationals or nationals of a country 
of the Union to the Paris Convention 
(including those who are deemed to be 
nationals of a country of the Union as 
provided by Article 3 of the Paris 
Convention)   
A member of the World Trade Organization 
or a Contracting Party to the Trademark 
Law Treaty  
 
Nationals of a member of the World Trade 
Organization (refers to nationals of a 
member provided in paragraph 3 of Article 
1 of Annex 1C to the Marrakesh Agreement 
Establishing the World Trade Organization ) 
or nationals of a Contracting Party to the 
Trademark Law Treaty   
A country of the Union to the Paris 
Convention, a member of the World Trade 
Organization or a Contracting Party to the 
Trademark Law Treaty  
 
(Amendment of designated goods, etc. or tradema rk for which registration is sought and change 
of gist thereof)  
Article 9 -4 Where, after the registration of establishment of a trademark right, any amendment 
made to the designated goods or designated services, or trademark for which registration is 
sough t stated in the application, is found to cause any change of the gist thereof, the 
application for trademark registration shall be deemed to have been filed at the time of 
submission of the written amendment relating thereto.  
 
(Division of application for trademark registration)  
Article 10  (1) An applicant for trademark registration may file one or more new applications 
with regard to part of an application which designates two or more goods or services as its 
designated goods or designated services, provid ed that the application for trademark 
registration is pending in examination, trial examination or retrial examination, or that a suit  
 
 
 
 
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 against a trial decision to refuse the application is pending in court.  
(2) In the case of the preceding paragraph, the n ew application for trademark registration shall 
be deemed to have been filed at the time of filing of the original application for trademark 
registration; provided, however, that this shall not apply for the purpose of Article 9(2) of this 
Act and Article 43(1) and 43(2) of the Patent Act (Act No.121 of 1959) as applied mutatis 
mutandis pursuant to Article 13(1) of this Act (including cases where they are  applied mutatis 
mutandis pursuant to Article 43 -3(3) of the Patent Act as applied mutatis mutandis purs uant to 
Article 13(1) of this Act).  
(3) Where a new application for trademark registration is filed as provided in paragraph (1), 
statements or documents submitted in connection with the original application for trademark 
registration which are required to  be submitted in connection with the new application for 
trademark registration pursuant to Article 9(2) of this Act or Article 43(1) and 43(2) of the 
Patent Act as applied mutatis mutandis pursuant to Article 13(1) of this Act (including its 
mutatis mutan dis application pursuant to Article  43-3(3) of the Patent Act as applied mutatis 
mutandis pursuant to Article 13(1) of this Act) shall be deemed to have been submitted to the 
Commissioner of the Patent Office at the time of filing the new application for trademark 
registration.  
 
(Conversion of application)  
Article 11  (1) An applicant for trademark registration may convert an application for trademark 
registration of a collective trademark into a regular application for trademark registration 
(referring to an application for trademark registration other than those of collective 
trademarks and regional collective trademarks; the same shall apply hereinafter) or an 
application for trademark registration of a regional collective trademark.  
(2) An applicant for trademark registration may convert an application for trademark registration 
of a regionally based collective trademark into a regular application for trademark registration 
or an application for trademark registration of a collective trademark.  
(3) An app licant for trademark registration may convert a regular application for trademark 
registration into an application for trademark registration of a collective trademark or an 
application for trademark registration of a regionally based collective trademark.  
(4) The conversion of an application for trademark registration pursuant to the provisions of the 
preceding three paragraphs may not be made after an examiner's decision or a trial decision on 
the application for trademark registration becomes final and b inding.  
(5) Where the conversion of an application for trademark registration is made pursuant to 
paragraphs (1) to (3), the original application for trademark registration shall be deemed to 
have been withdrawn.  
(6) The provisions of Articles 10(2) and 10 (3) shall apply mutatis mutandis to the conversion of  
 
 
 
 
14 
 
 
 
 
 an application for trademark registration pursuant to paragraphs (1) to (3).  
 
Article 12  (1) An applicant for a defensive mark registration may convert such an application 
into an application for tradem ark registration.  
(2) The conversion of an application pursuant to the preceding paragraph may not be made after 
an examiner's decision or a trial decision on the application for a defensive mark registration 
becomes final and binding.  
(3) The provisions o f Articles 10(2), 10(3) and 11(5) shall apply mutatis mutandis to the 
conversion of an application pursuant to paragraph (1).  
 
(Laying open of application)  
Article 12 -2 (1) Where an application for trademark registration is filed, the Commissioner of 
the P atent Office shall lay open the trademark application.  
(2) The laying open of a trademark application shall be effected by stating the following matters 
in the Trademark Gazette; provided, however, that this shall not apply to the matters listed in 
items ( iii) and (iv), where the Commissioner of the Patent Office finds that publishing the said 
matters in the trademark bulletin is likely to cause damage to public policy.  
(i) the name and the domicile or residence of the applicant for the trademark registrati on; 
(ii) the number and date of the application for trademark registration;  
(iii) the trademark stated in the application (in the case provided in Article 5(3), the trademark 
represented in standard characters; the same shall apply hereinafter ); 
(iv) the d esignated goods or designated services; and  
(v) other necessary matters in addition to those matters listed in the preceding items.  
 
(Mutatis mutandis application of the Patent Act)  
Article 13  (1) The provisions of Paragraphs (1) to (4)  and (7) to (9) of Article 43, and (2) and (3)  
of Article 43-3 of the Patent Act shall apply mutatis mutandis to an application for trademark 
registration.  In this case, the term  "within the time limit provided  by Ordinance  of the 
Ministry of Economy, Trade and Industry" in Article  43(1) of the said Act shall be deemed to 
be replaced with "at the time of filing of the application for trademark registration ," "the 
description, scope of claims for patent or claim of utility model and drawings " in paragraph 
(2) of the said Articl e shall be deemed to be replaced with  "the statement of the trademark for 
which registration is sought and the designated good s or designated services," "one year and 
four months from the earliest of the following dates" in paragraph (2) of the said Article  shall 
be deemed to be replaced with "three months from the filing date of an application for 
trademark registration"; "a person who has received a notice provided under the preceding 
paragraph"  in paragraph  (7) of the said Article shall be deemed to be re placed with  "where a  
 
 
 
 
15 
 
 
 
 
 person who submits the document s under paragraph (2) is unable to submit the document s 
under the said paragraph within the time limit provided in the said paragraph, even after the 
expiration of the said time limit ," "the docu ments  specified in paragraph (2) or the document 
specified in paragraph (5)"  in paragraph( 7) of the said Article shall be deemed to be replaced 
with "the documents specified in the said paragraph as provided by Ordinance  of the Ministry 
of Economy, Trade and Indust ry"; "a person who has received a notice provided under 
paragraph (6)" in paragraph( 8) of the said Article shall be deemed to be replaced with  "a 
person who submits the documents  under paragraph (2),"  "the documents  specified in 
paragraph (2) or the docume nt specified in paragraph (5)"  in paragraph( 8) of the said Article 
shall be deemed to be replaced with  "the documents  specified in paragraph (2)," "the 
documents or the document"  in paragraph( 8) of the said Article shall be deemed to be 
replaced with  "the documents"; "the documents specified in paragraph (2) or the document 
specified in paragraph (5)"  in paragraph  (9) of the said Article shall be deemed to be replaced 
with "the documents specified in paragraph (2)" ; "or members of the World Trade 
Organizati on" in Article 43 -3(2) of the said Act shall be deemed to be replaced with 
"members of the World Trade Organization or Contracting Parties to the Trademark Law 
Treaty"; "or nationals of members of the World Trade Organization" in the same paragraph 
shall b e deemed to be replaced with "nationals of members of the World Trade Organization 
or nationals of Contracting Parties to the Trademark Law Treaty"; "preceding two Article s" in 
paragraph (3) of the said Article shall be deemed to be replaced with " Article 43"; and 
"preceding two paragraphs" in paragraph (3) of the said paragraph  shall be deemed to be 
replaced with "preceding paragraph."  
(2) The provisions of paragraphs (1) to (3) of Articles 33 and paragraphs (4) to (7) of  Article 34  
(Right to obtain patent ) of the Patent Act shall apply mutatis mutandis to the rights deriving 
from an application for trademark registration.  
 
(Right to monetary claim, etc. prior to registration of establishment of trademark right)  
Article 13 -2 (1) Where an applicant for trade mark registration issues a warning after filing an 
application for trademark registration by presenting a document stating a description of the 
application, the applicant may claim against any person who uses the trademark pertaining to 
the application, fo r the designated goods or designated services in the application during the 
period from the warning to the registration of establishment of the trademark right, the 
payment of money in the amount equivalent to the loss incurred in the course of business du e 
to such use.  
(2) The right to claim under the preceding paragraph may not be exercised prior to the 
registration of establishment of the trademark right.  
(3) The exercise of the right to claim under paragraph (1) shall not preclude the exercise of the  
 
 
 
 
16 
 
 
 
 
 trademark right.  
(4) The right to claim under paragraph (1) shall be deemed never to have arisen in any of the 
following cases: where an application for trademark registration is abandoned, withdrawn or 
dismissed; where an examiner's decision or a trial deci sion to the effect that an application for 
trademark registration is to be refused becomes final and binding; where a ruling to rescind a 
trademark under Article 43 -3(2) becomes final and binding; or where, excluding the cases 
falling under the proviso to Article 46 -2(1), a trial decision to the effect that a trademark 
registration is to be invalidated becomes final and binding.  
(5) The provisions of Articles 27 and 37 of this Act, Articles 104 -3(1) and (2), 105, 105 -2, 105 -4 
to 105 -6 and 106 of the Patent Act as applied mutatis mutandis under Article 39 of this Act, 
and Articles paragraphs (3) to (6) of Article 168 of the Patent Act as applied mutatis mutandis 
under Article 56(1) of this Act and Articles 719 and 724 (Tort) of the Civil Code (Act No.89 
of 18 96) shall apply mutatis mutandis to the exercise of the right to claim under paragraph (1). 
In this case, where prior to the registration of the establishment of the trademark right, the 
person having the right to claim becomes aware of the fact that the t rademark in connection 
with the application for trademark registration is used, and the identity of the person using the 
trademark, the term "by the victim or his/her legal representative within three years from the 
time when he/she comes to know of the da mages and the identity of the perpetrator" in Article 
724 of the said Code shall be deemed to be replaced with "by the person having the right to 
claim within three years from the date of the registration of the establishment of the trademark 
right."  
 
CHAP TER III EXAMINATION  
 
(Examination by an examiner)  
Article 14  The Commissioner of the Patent Office shall direct the examination of applications 
for trademark registration by an examiner.  
 
(Examiner's decision of refusal)  
Article 15  Where an application for  trademark registration falls under any of the following items, 
the examiner shall render a decision to the effect that the application is to be refused:  
(i) the trademark pertaining to an application for trademark registration is not registrable 
pursuant to the provisions of Articles 3, 4(1), 7 -2(1), 8(2), 8(5), 51(2) (including the case of 
its mutatis mutandis application under Article 52 -2(2)), 53(2) of this Act or Article 25 of the 
Patent Act as applied mutatis mutandis under 77(3) of this Act;  
(ii) the  trademark pertaining to an application for trademark registration is not registrable 
pursuant to the provisions of a relevant treaty; or   
 
 
 
 
17 
 
 
 
 
 (iii) the application for trademark registration does not comply with the requirements provided 
in Article 5(5), or  Article 6(1) or 6(2).  
 
(Notification of reasons for refusal)  
Article 15 -2 Where the examiner intends to render a decision to the effect that an application is 
to be refused, the examiner shall notify the applicant for trademark registration of the reasons 
for refusal and provide the applicant an opportunity to submit a written opinion, designating a 
reasonable time limit for such purpose.  
 
Article 15 -3 (1) Where a trademark pertaining to an application for trademark registration is 
identical with, or similar to, another person's trademark pertaining to an application for 
trademark registration filed prior to the filing date of the said application, if the said 
trademark is used for goods or services identical with, or similar to, the designated goods or 
design ated services pertaining to such other person's trademark, the examiner may notify the 
applicant for trademark registration of the fact that the said application for trademark 
registration will fall under Article 15(i) when the said other person's trademar k is registered, 
and provide the applicant with an opportunity to submit a written opinion, designating a 
reasonable time limit for such purpose.  
(2) Where the notification set forth in the preceding paragraph has already been served and the 
said other per son's trademark is registered, the examiner shall not be required to serve the 
notification set forth in the preceding Article.  
 
(Examiner's decision of trademark registration)  
Article 16  Where no reasons for refusal are found in connection with an applica tion for 
trademark registration within the time limit provided by Cabinet Order, the examiner shall 
render a decision to the effect that the trademark is to be registered.  
 
(Dismissal of amendment)  
Article 16 -2 (1) Where an amendment made to the designated  goods or designated services, or to 
the trademark for which registration is sought as stated in the application, is considered to 
cause any change of the gist thereof, the examiner shall dismiss the amendment by a ruling.  
(2) The ruling dismissing an amen dment under the preceding paragraph shall be made in writing 
and state reasons therefor.  
(3) Where a ruling dismissing an amendment under paragraph (1) is rendered, the examiner shall 
not render any decision on the said application for trademark registrati on before the expiration 
of a three month period from the date of service of a transcript of the ruling.  
(4) Where an applicant for trademark registration files a request for a trial under Article 45(1)  
 
 
 
 
18 
 
 
 
 
 against the ruling dismissing an amendment under para graph (1), the examiner shall suspend 
the examination of the application for trademark registration until the trial decision becomes 
final and binding.  
 
(Mutatis mutandis application of the Patent Act)  
Article 17  The provisions of Articles 47(2) (Qualifica tion of Examiners), 48 (Exclusion of 
Examiners), 52 (Formal Requirements for Examination) and 54 (Relationship with Litigation) 
of the Patent Act shall apply mutatis mutandis to the examination of applications for 
trademark registration.  In this case, the term "a trial decision" in Article 54(1) of the Patent 
Act shall be deemed to be replaced with "a ruling on an opposition to registration or a trial 
decision."  
 
(Mutatis mutandis application of the Design Act)  
Article 17 -2 (1) The provision of Article 17 -3 (New Application for Designs as Amended) of the 
Design Act (Act No. 125 of 1959) shall apply mutatis mutandis to the case where an 
amendment is dismissed by a ruling pursuant to Article 16 -2(1) of this Act.  
(2) The provision of Article 17 -4 of the Design Act shall apply mutatis mutandis to the case of 
an extension of the time limit provided in Article 17 -3(1) of the Design Act as applied mutatis 
mutandis to the preceding paragraph or Article 55 -2(3) (including its mutatis mutandis 
application under Article  60-2(2)) of this Act.  
 
CHAPTER IV TRADEMARK RIGHT S 
Section 1 Trademark Right s 
 
(Registration of establishment of trademark right)  
Article 18  (1) A trademark right shall arise upon registration of establishment of such right.  
(2) Where the registration fee  under Article 40(1) or the registration fee due and payable within 
thirty days from the date of service of a transcript of an examiner's decision or a trial decision 
to the effect that a trademark is to be registered pursuant to Article 41 -2(1) is paid, t he 
establishment of the trademark right shall be registered.  
(3) Upon registration set forth in the preceding paragraph, the following matters shall be 
published in the trademark bulletin:  
(i) the name and the domicile or residence of the holder of tradema rk right;  
(ii) the number and date of the application for trademark registration;  
(iii) the trademark stated in the application;  
(iv) the designated goods or designated services;  
(v) the registration number and the date of registration of establishment; an d  
 
 
 
 
19 
 
 
 
 
 (vi) other necessary matters in addition to those listed in the preceding items.  
(4) The Commissioner of the Patent Office shall make application documents and their annexed 
articles available for public inspection at the Patent Office for two months fro m the date of 
issuance of the trademark bulletin containing matters listed in each item of the preceding 
paragraph (hereinafter referred to as "bulletin containing the trademark") pursuant to the 
provisions of the preceding paragraph; provided, however, th at this shall not apply to 
documents or articles that are likely to damage the reputation or disturb the peaceful existence 
of an individual or to cause damage to public policy, and the Commissioner of the Patent 
Office finds necessary to be kept confident ial. 
(5) Where the Commissioner of the Patent Office intends to make available for public inspection 
documents or articles which are likely to damage the reputation or disturb the peaceful 
existence of an individual and are other than those the Commissione r of the Patent Office 
finds necessary to be kept confidential pursuant to the proviso set forth in the preceding 
paragraph, the Commissioner of the Patent Office shall notify the person who submitted the 
documents or the articles thereof and the reasons t herefor.  
 
(Duration)  
Article 19  (1) The duration of a trademark right shall expire after ten years from the date of 
registration of establishment of such right.  
(2) The duration of a trademark right may be renewed by the holder of trademark right by filing  
an application for registration of renewal.  
(3) Where the renewal of the duration of the trademark right is registered, the duration shall have 
been renewed at the time of expiration of the duration.  
 
(Application for registration of renewal of duration)  
Article 20  (1) A person filing a request for registration of renewal of the duration of a trademark 
right shall submit to the Commissioner of the Patent Office an application stating the 
following matters:  
(i) the name and the domicile or residence of the applicant;  
(ii) the registration number of the trademark registration; and  
(iii) in addition to those listed in the preceding two items, the matters provided by Ordinance  of 
the Ministry of Economy, Trade and Industry.  
(2) An application for registration o f renewal shall be filed during the period from six months 
prior to the expiration of the duration of a trademark right to the date of expiration thereof.  
(3) Where the holder of trademark right is unable to file an application for registration of 
renewal within the time limit provided in the preceding paragraph, the holder of trademark 
right may file the said application within the time limit as provided in Ordinance  of the  
 
 
 
 
20 
 
 
 
 
 Ministry of Economy, Trade and Industry,  even after the expiration of the said time  limit.  
(4) Where the holder of trademark right fails to file an application for registration of renewal 
within the time limit for such request pursuant to the provision of the preceding paragraph, the 
trademark right shall be deemed to have been extinguis hed retroactively from the time of the 
expiration of its duration.  
 
(Restoration of trademark right)  
Article 21  (1) Where t he original holder of a trademark right which was deemed to have been 
extinguished pursuant to Article 20(4) has justifiable reasons for having been unable to file an 
application for registration of renewal within the time limit for such application pursuant to 
Article 20(3), the original holder of the trademark right  may file the said application only 
within the time limit as provided in Ordinance  of the Ministry of Economy, Trade and 
Industry . 
(2) Where an application for registration of renewal is filed under the preceding paragraph, the 
duration shall be deemed to have been renewed retroactively at the time of expiration of the 
durat ion. 
 
(Limitations of effects of restored trademark right)  
Article 22  The effects of a trademark right restored pursuant to Article 21(2) may not extend to 
the following acts committed after the expiration of the time limit for the filing of the 
applicatio n for registration of renewal provided in Article 20(3) and before the registration of 
renewal of the duration of the trademark right by the application under Article 21(1):  
(i) the use of the registered trademark in connection with the designated goods or  designated 
services; and  
(ii) the acts provided for in each item of Article37.  
 
(Registration of renewal of duration)  
Article 23  (1) Where the registration fee under Article 40(2) or the registration fee due and 
payable at the time of filing of the applic ation for registration of renewal pursuant to the 
provision of Article 41-2(7) is paid, the renewal of the duration of the trademark right shall be 
registered.  
(2) Notwithstanding the preceding paragraph, where an application for registration of renewal is  
filed pursuant to Article 20(3) or 21(1), the renewal of the duration of the trademark right 
shall be registered at the time of payment of the registration fee under Article 40(2) and the 
registration surcharge under Article 43(1), or the registration fee  due and payable at the time 
of filing of the application for registration of renewal under Article 41-2(7) and the 
registration surcharge under Article 43(2).   
 
 
 
 
21 
 
 
 
 
 (3) Upon registration as set forth under the preceding two paragraphs, the following matters 
shall be published in the trademark bulletin:  
(i) the name and the domicile or residence of the holder of trademark right;  
(ii) the registration number and the date of registration of renewal; and  
(iii) other necessary matters in addition to those listed in the preceding two items.  
 
(Division of trademark right)  
Article 24  (1) Where there are two or more designated goods or designated services for which a 
trademark right shall apply, the trademark right may be divided for each of the designated 
goods or desig nated services.  
(2) Where a request for a trial is filed under Article 46( 3), the division provided for in the 
preceding paragraph may be made even after the extinguishment of the trademark right, 
provided that a trial, retrial or court proceeding in conne ction with the case is pending.  
 
(Transfer of trademark right)  
Article 24 -2 (1) Where there are two or more designated goods or designated services, the 
trademark right may be divided into each of the designated goods or services in transferring 
such right . 
(2) A trademark right in connection with an application for trademark registration which falls 
under Article 4(2) filed by the State, a local government, an agency thereof, or a non -profit 
organization undertaking a business for public interest may not b e assigned.  
(3) A trademark right in connection with an application for trademark registration that falls 
under Article 4(2) filed by a non -profit enterprise undertaking a business for public interest, 
may not be transferred unless the business is transfer red together with such right.  
(4) A trademark right in connection with a regionally based collective trademark may not be 
assigned.  
 
(Transfer of collective trademark right)  
Article 24 -3 (1) Upon transfer, the trademark right to a collective trademark shal l be deemed to 
have been converted to a regular trademark right, except in the case as provided in the 
following paragraph.  
(2) Where the right holder of a collective trademark desires to transfer the collective trademark 
right, the said right holder shall  submit an application for registration of transfer accompanied 
by a document stating thereof, and the documents provided in Article 7(3), to the 
Commissioner of the Patent Office.  
 
(Request for indication to prevent confusion arising from transfer of trad emark right)   
 
 
 
 
22 
 
 
 
 
 Article 24 -4 Where, as a result of transfer of a trademark right, the trademark right to a similar 
registered trademark to be used in connection with identical goods or services, or the 
trademark right to an identical or similar registered tra demark to be used in connection with 
similar goods or services becomes owned by a different holder of trademark right, if the use 
of one of such registered trademarks for its designated goods or designated services by its 
holder of trademark right, exclusi ve right to use or non -exclusive right to use is likely to 
damage business interests (limited to those pertaining to the designated goods or designated 
services using the said other registered trademark) of the other holder of trademark right or of 
exclusi ve right to use, the other holder of trademark right or of exclusive right to use may 
request the holder of trademark right, exclusive right to use or non -exclusive right to use to 
affix an indication that may sufficiently prevent any confusion between the  goods or services 
pertaining to the business of the other party and those of its own.  
 
(Effects of trademark right)  
Article 25  The holder of trademark right shall have an exclusive right to use the registered 
trademark in connection with the designated go ods or designated services; provided, however, 
that where an exclusive right to use the trademark is established in connection with the 
trademark right, this provision shall not apply to the extent that the holder of exclusive right 
to use has an exclusive  right to use the registered trademark.  
 
(Limitations of effects of trademark right)  
Article 26  (1) A trademark right shall have no effect on any of the following trademarks 
(including those which constitute part of other trademarks):  
(i) a trademark indic ating, in a common manner, one's own portrait, name, famous pseudonym, 
professional name, pen name or famous abbreviation thereof;  
(ii) a trademark indicating, in a common manner, the common name, place of origin, place of 
sale, quality, raw materials, eff icacy, intended purpose, shape,  the method or features 
including  time of production or use , quantity or price  of the designated goods or goods similar 
thereto, or the common name, location of provision, quality, articles to be used in such 
provision, effic acy, intended purpose, modes,  method or  features including  time of provision , 
quantity or price  of services similar to the designated goods;  
(iii) a trademark indicating, in a common manner, the common name, location of provision, 
quality, articles to be u sed in such provision, efficacy, intended purpose,  modes,  method or 
features including  time, quantity or price  of provision of the designated services or services 
similar thereto, or the common name, place of origin, place of sale, quality, raw materials, 
efficacy, intended purpose, modes , the method or  features including  time of production or use , 
quantity or price  of goods similar to the designated services;   
 
 
 
 
23 
 
 
 
 
 (iv) a trademark customarily used for the designated goods or designated services or goods or 
services similar thereto; or  
(v) a trademark consisting solely of features provided by Cabinet Order  among features that are 
naturally provided to goods, etc.; and  
(vi) in addition to those listed in each of the preceding items , a trademark which is not used i n 
such a mode that consumers may recognize the goods or services as those pertaining to the 
business of a particular person.  
(2) Item (i) of the preceding paragraph shall not apply where, after the registration of 
establishment of the trademark right, one' s own portrait, name, famous pseudonym, 
professional name, pen name or famous abbreviation thereof is used for the purpose of unfair 
competition.  
 
(Scope of registered trademark, etc.)  
Article 27  (1) The scope of a registered trademark shall be determined based on the trademark 
stated in the application.  
(2) The scope of the designated goods or designated services shall be determined based on the 
statement in the application.  
(3) In the case of paragraph (1), meanings of statement of the trademark stated in  the application 
shall be interpreted by considering the statement and materials of Article 5(4).  
 
Article 28  (1) A request for an advisory opinion on the effects of a trademark right may be filed 
to the Patent Office.  
(2) Upon receipt of the request under  the preceding paragraph, the Commissioner of the Patent 
Office shall designate three administrative judge s and have them make an advisory opinion.  
(3) Articles 71(3) and 71(4) of the Patent Act shall apply mutatis mutandis to the advisory 
opinion provided  for in paragraph (1).  
 
Article 28 -2 (1) Where the Commissioner of the Patent Office is commissioned by a court to 
provide an expert opinion on the effects of a trademark right, the Commissioner shall 
designate three administrative judge s and have them pro vide such expert opinion.  
(2) Articles 71 -2(2) of the Patent Act shall apply mutatis mutandis to the commissioned 
provision of the expert opinion provided for in paragraph (1).  
 
(Relationship with another person's patent right, etc.)  
Article 29  Where the u se of a registered trademark in a particular manner in connection with its 
designated goods or designated services conflicts with another person's right to a patent, 
utility model or design for which an application has been filed prior to the filing date o f an  
 
 
 
 
24 
 
 
 
 
 application of the said registered trademark or upon another person's copyright or neighboring 
right  arising prior to the filing date of the same, the holder of trademark right, exclusive right 
to use or non -exclusive right to use may not use the regi stered trademark in the same manner 
on the conflicting part of the designated goods or designated services.  
 
(Exclusive right to use)  
Article 30  (1) The holder of trademark right may establish an exclusive right to use to the 
trademark to which he/she hold s the right; provided, however, that this provision shall not 
apply to the trademark right pertaining to an application for trademark registration provided in 
Article 4(2) or a regionally based collective trademark.  
(2) The holder of exclusive right to use  shall have an exclusive right to use a registered 
trademark in connection with the designated goods or designated services to the extent 
provided by the agreement under which such right is granted.  
(3) The exclusive right to use may be transferred only wh ere the consent of the holder of 
trademark right is obtained or where the transfer falls under general succession including 
inheritance.  
(4) Articles 77(4) and 77(5) (establishment of pledge, etc.), 97(2) (waiver), and 98(1)(ii) and 
98(2) (effects of regis tration) of the Patent Act shall apply mutatis mutandis to an exclusive 
right to use.  
 
(Non -exclusive right to use)  
Article 31  (1) The holder of trademark right may grant to another person a non -exclusive right to 
use to the trademark to which he/she holds  the right; provided, however, that this provision 
shall not apply to the trademark right pertaining to an application for trademark registration 
provided in Article 4(2).  
(2) The holder of non -exclusive right to use shall have the right to use the registe red trademark 
for the designated goods or designated services to the extent provided by the agreement under 
which such right is granted.  
(3) A non -exclusive right to use may be transferred only where the consent of the holder of 
trademark right (the holder s of trademark right and of exclusive right to use in the case of a 
non-exclusive right to use granted in connection with an exclusive right to use) is obtained or 
where the transfer falls under general succession including inheritance.  
(4) When a non -exclusive right to use is registered,  the non -exclusive right to use shall have 
effect on any person who subsequently acquires the trademark r ight or the exclusive right to 
use, or the exclusive right to use on the trademark right.  
(5) The transfer, modificati on, extinguishment or restriction on disposition of a non -exclusive 
right to use shall have no effect on any third party unless registered.   
 
 
 
 
25 
 
 
 
 
 (6) Articles 73(1) (joint ownership), 94(2) (establishment of right of pledge) and 97(3) (waiver) 
of the Patent Act shall apply mutatis mutandis to a non -exclusive right to use.  
 
(Right of members of corporation or association)  
Article 31 -2 (1) Members of a juridical person provided in Article 7(1) holding a trademark right 
to a collective trademark (hereinafter referre d to as "collective members") or members of an 
association, etc. holding a trademark right to a regionally based collective trademark 
(hereinafter referred to as "regional collective members") shall have the right to use a 
registered trademark relating to collective trademark or regionally based collective trademark 
for the designated goods or designated services as provided by the said juridical person or 
association, etc.; provided, however, that in the case and only to the extent that an exclusive 
right to use the registered trademark (limited to the trademark right pertaining to a collective 
trademark) has been established.  
(2) The right provided for in the main clause of the preceding paragraph may not be transferred.  
(3) For the purpose of application of Articles 24 -4, 29, 50, 52 -2, 53 and 73, collective members 
or regional collective members shall be deemed to be holders of non -exclusive right to use.  
(4) For the purpose of the application of Article 33(1)(iii) in relation to registered trademarks in 
connection with collective trademarks and regionally based collective trademarks, "or a 
person who has the non -exclusive right to use which is effective regarding the trademark right 
or the exclusive right to use under Article 31(4) of this Act. " in the sa id item shall read, "or a 
person who has the non -exclusive right to use which is effective regarding the trademark right 
or the exclusive right to use under Article 31(4) of this Act, or collective members or regional 
collective members who have the right to use the said trademark."  
 
(Right to use trademark arising from prior use)  
Article 32  (1) Where a trademark identical with, or similar to, the trademark for which the 
application is filed by another person has been used in Japan in connection with the 
designated goods or designated services of the trademark for which the application is filed, or 
in connection with goods or services similar thereto, without any intention to be engaged in 
unfair competition, from the time prior to the filing of such other p erson's application for the 
said trademark registration, and as a result, at the time of filing of the application for 
trademark registration (at the time of filing of the original application for trademark 
registration or the submission of a written amend ment, if the application for trademark 
registration is deemed to have been filed at the time of submission of a written amendment 
under Article 9 -4 of this Act or Article 17 -3(1) of the Design Act as applied mutatis mutandis 
under Article 17 -2(1) or 55 -2(3) of this Act (including its mutatis mutandis application under 
Article 60 -2(2))), such trademark has become well known among consumers as that indicating  
 
 
 
 
26 
 
 
 
 
 goods or services pertaining to the business of the person, the person shall have the right to 
use th e trademark in connection with such goods or services as far as the said person 
continuously uses the trademark for the goods or services.  The same shall apply to those by 
whom such business is succeeded.  
(2) The holder of trademark right or of exclusive r ight to use may request the person who has the 
right to use the trademark pursuant to the preceding paragraph to affix an indication that may 
sufficiently prevent any confusion between the goods or services pertaining to the business of 
the said person and  those of its own.  
 
Article 32 -2 (1) Any person who has been using in Japan a trademark identical with, or similar 
to, a regionally based collective trademark for which an application for registration is filed by 
another person in connection with the desig nated goods or designated services for which the 
application for trademark registration is filed, or in connection with goods or services similar 
thereto, without any intention to be engaged in unfair competition, prior to the filing of such 
other person's  application for trademark registration of the said regionally based collective 
trademark, shall have the right to use the trademark in connection with such goods or services 
as far as the said person continuously uses the trademark in connection with such  goods or 
services.  The same shall apply to those by whom such business is succeeded.  
(2) The holder of trademark right may request the person who has the right to use the trademark 
pursuant to the preceding paragraph to affix an indication that may suffic iently prevent any 
confusion between the goods or services pertaining to the business of the said person and 
those of its own or its members.  
 
(Right to use trademark arising from use prior to registration of request for invalidation trial)  
Article 33  (1) Where, prior to the registration of a request for a trial provided for in Article 46(1), 
a person falling under any of the following items has been using in Japan a registered 
trademark or a trademark similar thereto in connection with the designated goods  or 
designated services or goods or services similar thereto without the knowledge that the said 
trademark registration falls under any of the items of the said paragraph, and the said 
trademark has become well known among consumers as that indicating good s or services 
pertaining to its business, the person shall have the right to use the trademark in connection 
with such goods or services as far as the said person continuously uses the trademark for such 
goods or services; the same shall apply to those by whom such business is succeeded:  
(i) the original holder of trademark right, where one of two or more trademark registrations for 
identical or similar trademarks to be used in connection with identical or similar designated 
goods or designated services has  been invalidated;  
(ii) the original holder of trademark right, where the trademark registration has been invalidated  
 
 
 
 
27 
 
 
 
 
 and a trademark identical with, or similar to, such trademark to be used in connection with 
identical or similar designated goods or desig nated services is registered for the person who is 
entitled to such a trademark; or  
(iii) in the case of the preceding two items, a person who, at the time of registration of the 
request for a trial under Article 46(1), has the exclusive right to use of th e trademark right of 
the trademark registration which has been invalidated or a person who has the non -exclusive 
right to use which is effective regarding the trademark right or the exclusive right to use under 
Article 31(4) of this Act.  
(2) The said holde r of trademark right or of exclusive right to use shall be entitled to receive 
reasonable compensation from the person who has the right to use the trademark pursuant to 
the preceding paragraph.  
(3) Article 32(2) shall apply mutatis mutandis to paragraph ( 1). 
 
(Right to use trademark after expiration of duration of patent right, etc.)  
Article 33 -2 (1) Where a patent right of an application that has been filed prior to or on the same 
date as the filing date of an application for trademark registration confli cts with the trademark 
right of the application for trademark registration, upon expiration of the duration of the said 
patent right, the original patent right holder shall have the right to use the registered 
trademark or a trademark similar thereto in co nnection with the designated goods or 
designated services specified in the application, or goods or services similar thereto, within 
the limits of the original patent right; provided, however, that such trademark is not used for 
the purpose of unfair compe tition.  
(2) Article 32(2) shall apply mutatis mutandis to the preceding paragraph.  
(3) The preceding two paragraphs shall apply mutatis mutandis, where a utility model or design 
right of an application that has been filed prior to or on the same date as th e filing date of an 
application for trademark registration conflicts with the trademark right of the application for 
trademark registration, upon expiration of the duration of such utility model right or design 
right.  
 
Article 33 -3 (1) Where a patent right  of an application that has been filed prior to or on the same 
date as the filing date of an application for trademark registration conflicts with the trademark 
right of the application for trademark registration, upon expiration of the duration of the sai d 
patent right, the person who, at the time of expiration of the duration of the patent right, has 
the exclusive license to work the patent right, or a non -exclusive license to work which is 
effective on the patent right or on the exclusive license to work , shall have the right to use the 
registered trademark or a trademark similar thereto, within the limits of the original patent 
right, in connection with the designated goods or designated services specified in the  
 
 
 
 
28 
 
 
 
 
 application for trademark registration, o r goods or services similar thereto; provided, however, 
that such trademark is not used for the purpose of unfair competition.  
(2) Articles 32(2) and 33(2) shall apply mutatis mutandis to the preceding paragraph.  
(3) The preceding two paragraphs shall appl y mutatis mutandis, where a utility model or a 
design right of an application which has been filed prior to or on the same date as the filing 
date of an application for trademark registration conflicts with the trademark right of the 
application for tradem ark registration, upon expiration of the duration of such utility model 
right or design right.  
 
(Pledges)  
Article 34  (1) Where a pledge is established on a trademark right, exclusive right to use or 
non-exclusive right to use, unless otherwise provided for  by contract, the pledgee may not use 
the registered trademark in connection with the designated goods or designated services.  
(2) The establishment, transfer, modification, extinguishment or restriction on disposition of a 
pledge on a non -exclusive right to use shall have no effect on  any third party without 
registration.  
(3) Article 96 (subrogation) of the Patent Act shall apply mutatis mutandis to pledges on a 
trademark right, exclusive right to use or non -exclusive right to use.  
(4) Article 99(3) (effec ts of registration) of the Patent Act shall apply mutatis mutandis to 
pledges on a non -exclusive right to use.  
 
(Mutatis mutandis application of the Patent Act)  
Article 35  Article 73 (co -ownership), 76 (Lapse of patent rights in absence of heir), 97(1) 
(waiver), and 98(1)(i) and 98(2) (Effect of registration) of the Patent Act shall apply mutatis 
mutandis to trademark rights.  In this case, the term "transfer (excluding those by general 
succession including inheritance)" in Article 98(1)(i) of the Patent Act  shall be deemed to be 
replaced with "division and transfer (excluding those by general succession including 
inheritance)."  
 
Section 2 Infringement of Rights  
 
(Right to demand injunction)  
Article 36  (1) The holder of trademark right or of exclusive right t o use may demand a person 
who is infringing or is likely to infringe the trademark right or the exclusive right to use to 
stop or prevent such infringement.  
(2) In making such a demand under the preceding paragraph, the holder of trademark right or of 
exclusive right to use may demand the person to take measures necessary for the prevention of  
 
 
 
 
29 
 
 
 
 
 such infringement, including the destruction of articles which constitute the act of 
infringement and the removal of equipment used for or contributing to the act of infringement.  
 
(Acts deemed to constitute infringement)  
Article 37  The following acts shall be deemed to constitute infringement of a trademark right or 
an exclusive right to use:  
(i) the use of a trademark similar to the registered trademark in connection  with the designated 
goods or designated services, or the use of the registered trademark or a trademark similar 
thereto in connection with goods or services similar to the designated goods or designated 
services;  
(ii) the possession for the purpose of ass ignment, delivery or export of the designated goods, or 
goods similar to the designated goods or designated services, affixed with the registered 
trademark or a trademark similar thereto on the goods or their packages;  
(iii) the possession or importation o f articles affixed with the registered trademark or a 
trademark similar thereto, that are used in the course of the provision of designated services or 
services similar to the designated services or the designated goods by a person who receives 
the said se rvices, for the purpose of the provision of the said services through use of the said 
articles;  
(iv) the assignment, delivery, or possession or importation for the purpose of assignment or 
delivery of articles affixed with a registered trademark or a trade mark similar thereto, that are 
used in the course of the provision of designated services or services similar to the designated 
services or the designated goods by a person who receives the said services, for the purpose of 
causing the provision of the sai d services through use of the said products;  
(v) the possession of products indicating the registered trademark or a trademark similar thereto, 
for the purpose of using the registered trademark or a trademark similar thereto in connection 
with the designat ed goods or designated services, or goods or services similar thereto;  
(vi) the assignment, delivery, or possession for the purpose of assignment or delivery, of articles 
indicating the registered trademark or a trademark similar thereto, for the purpose o f causing 
the registered trademark or a trademark similar thereto to be used in connection with the 
designated goods or designated services, or goods or services similar thereto;  
(vii) the manufacture or importation of products indicating the registered tr ademark or a 
trademark similar thereto, for the purpose of using or causing to be used the registered 
trademark or a trademark similar thereto in connection with the designated goods or 
designated services or goods or services similar thereto; and  
viii) th e manufacture, assignment, delivery or importation, as a business, of products to be used 
exclusively for the manufacturing of products indicating the registered trademark or a 
trademark similar thereto.   
 
 
 
 
30 
 
 
 
 
  
(Presumption of amount of damage, etc.)  
Article 38  (1) Where a holder of trademark right or of exclusive right to use claims against an 
infringer compensation for damage sustained as a result of the intentional or negligent 
infringement of the trademark right or the exclusive right to use, and the infringe r assigned 
the goods that composed the act of infringement, the amount of damage sustained by the 
holder of trademark right or of exclusive right to use may be presumed to be the amount of 
profit per unit of goods which would have been sold by the holder o f trademark right or of 
exclusive right to use if there had been no such act of infringement, multiplied by the quantity 
of goods assigned by the infringer (hereinafter referred to as the "Assigned Quantity"), the 
maximum of which shall be the amount attai nable by the holder of trademark right or of 
exclusive right to use in light of the capability of the holder of trademark right or of exclusive 
right to use to use such goods; provided, however, that if any circumstances exist under which 
the holder of tra demark right or of exclusive right to use would have been unable to sell the 
assigned quantity in whole or in part, the amount calculated as the number of goods not able 
to be sold due to such circumstances shall be deducted.  
(2) Where the holder of tradem ark right or of exclusive right to use claims against an infringer 
compensation for damage sustained as a result of the intentional or negligent infringement of 
the trademark right or the exclusive right to use, and the infringer earned profits from the ac t 
of infringement, the amount of profits earned by the infringer shall be presumed to be the 
amount of damage sustained by the holder of trademark right or of exclusive right to use.  
(3) The holder of trademark right or of exclusive right to use may claim against an infringer 
compensation for damage sustained as a result of the intentional or negligent infringement of 
the trademark right or the exclusive right to use, by regarding the amount the holder of 
trademark right or of exclusive right to use would h ave been entitled to receive for the use of 
the registered trademark as the amount of damage sustained.  
(4) The preceding paragraph shall not prevent any relevant party from claiming compensation 
for damage in an amount exceeding the amount provided therei n. In this case, where the 
infringer committed the infringement of the trademark right or the exclusive right to use 
without intent or gross negligence, the court may take these circumstances into consideration 
in determining the amount of damages to be aw arded.  
 
(Limitation to assertion)  
Article 3 8-2 Where the following trial decisions or rulings have become final and binding after 
the final judgment on a litigation pertaining to infringement of the trademark right or the 
exclusive right to use or to a cla im for payment of money as provided in Article 13 -2(1) 
(including cases where it is applied mutatis mutandis in Article 68(1)) has become final and  
 
 
 
 
31 
 
 
 
 
 binding, a person who was a party of the said litigation may not claim that the said trial 
decisions or ruli ngs have become final and binding in the appeal for retrial against the said 
final judgment (including appeals for the purpose of the claim of the compensation for 
damages against an obligee of a case of provisional seizure order in which the said litigati on 
is the case and appeals for the purpose of the claim of the compensation for damages and the 
return for unjust enrichment against an obligee of the case of provisional disposition order in 
which the said litigation is the case):  
(i) appeal/trial  decisio n to the effect that the said trademark registration is to be invalidated;  
(ii) a decision to the effect that the said trademark registration is to be rescinded . 
 
(Mutatis mutandis application of the Patent Act)  
Article 39  Articles 103 (Presumption of negl igence), 104 -2 (Obligation to clarify the specific 
condition); 104 -3(1) and (2) (Restriction on exercise of rights of patentee, etc.), 105 to 105 -6 
(Production of documents, etc.; Expert opinion for calculation of damages; Determination of 
reasonable damag es; Protective order; Rescission of protective order and Notice, etc. of a 
request inspection of record, etc.) and 106 (Measures to restore credibility) of the Patent Act 
shall apply mutatis mutandis to the infringement of a trademark right and an exclusiv e right to 
use. 
 
Section 3 Registration Fees  
 
(Registration fees)  
Article 40  (1) A person obtaining the registration of establishment of a trademark right shall pay 
as a registration fee for each trademark registration the amount of 28,200 yen multiplied b y 
the number of classes (referring to classes of goods and services provided by Cabinet Order 
provided for in Article 6(2), to which the designated goods or designated services belong; the 
same shall apply hereinafter).  
(2) A person filing a request for th e registration of renewal of the duration of a trademark right 
shall pay as a registration fee for each trademark registration the amount of 38,800  yen 
multiplied by the number of classes.  
(3) The preceding two paragraphs shall not apply to trademark right s belonging to the State.  
(4) Where a trademark right is jointly owned by the State and a person or persons other than the 
State, and the portion of their respective shares of the said trademark right has been agreed, 
notwithstanding paragraphs (1) and (2) , the registration fee provided for in the said 
paragraphs shall be the amount of the registration fee provided in the said paragraphs 
multiplied by the total ratio of the share of each person other than the State, which shall be 
paid by the person or pers ons other than the State.   
 
 
 
 
32 
 
 
 
 
 (5) Any fractional figures of the registration fee calculated in accordance with the preceding 
paragraph smaller than 10 yen, if any, shall be discarded.  
(6) The registration fee provided for in paragraphs (1) and (2) shall be pa id by patent revenue 
stamps as provided by Ordinance  of the Ministry of Economy, Trade and Industry; provided, 
however, that the payment may be made in cash if permitted under the Ordinance  of the 
Ministry of Economy, Trade and Industry.  
 
(Time limit for p ayment of registration fees)  
Article 41  (1) The registration fee under Article 40(1) shall be paid within 30 days from the 
service of a transcript of an examiner's decision or a n appeal/trial  decision to the effect that a 
trademark is to be registered.  
(2) Upon the request of a person required to pay the registration fee, the Commissioner of the 
Patent Office may extend the period of time provided in the preceding paragraph by a 
maximum of 30 days.  
(3) Where a person required to pay the registration fee  is unable to pay the registration fee 
within the time limit under paragraph (1)  (where the time limit under the preceding paragraph 
is extended, the extended time limit) , the said person may, in accordance with Ordinance  of 
the Ministry of Economy, Trade and Industry, pay the said registration fee  only within the 
time limit as provided in Ordinance  of the Ministry of Economy, Trade and Industry, even 
after the expiration of the time limit . 
(4) Where, due to reasons beyond the control of a person required to pa y a registration fee , the 
person  is unable to pay the  registration fee  within the time limit  for payment of the 
registration fee provided in the preceding paragraph, the said person may, notwithstanding the 
provisions of the said paragraph, pay the registr ation fee within 14 days (two months for 
resident abroad) from the date on which the reasons for not paying ceased to be applicable, 
but not later than six months after the expiration of the said time limit.  
(5) The registration fee under Article 40(2) sha ll be paid at the time of filing of a request for 
renewal of registration.  
 
(Payment of registration fee by installments)  
Article 41 -2 (1) Notwithstanding Article 40(1), a person obtaining a registration of 
establishment of a trademark right may pay the pr escribed registration fee by installments. In 
this case, 16,400  yen multiplied by the number of classes shall be paid for each trademark 
registration within 30 days from the service of a transcript of an examiner's decision or 
appeal/trial  decision to the effect that a trademark is to be registered, and an additional 16,400  
yen multiplied by the number of classes shall be paid for each trademark registration no later 
than five years prior to the expiration of the duration of the trademark right.   
 
 
 
 
33 
 
 
 
 
 (2) Upon th e request of a person required to pay the registration fee  to be paid within 30 days 
from the service of a transcript of an examiner's decision or appeal/trial decision to the effect 
that a trademark is to be registered  has been made under the preceding pa ragraph (hereinafter, 
referred to as "an earlier -installation registration fee") , the Commissioner of the Patent Office  
may extend the time limit as provided in the said paragraph  by a period not exceeding 30 
days.  
(3) Where a person required to pay an ear lier-installment  registration fee  is unable to pay the fee 
within the time limit during which the said person is required to pay the fee (where the time 
limit under the preceding paragraph is extended, within the extended time limit) , the said 
person may, in accordance with Ordinance  of the Ministry of Economy, Trade and Industry, 
pay the earlier -installment  registration fee  only within the time limit as provided in Ordinance  
of the Ministry of Economy, Trade and Industry, even after the expiration of the t ime limit . 
(4) Where, due to reasons beyond the control of a person required to pay an earlier -installment 
registration fee, the person is unable to pay the earlier -installment registration fee within the 
time limit for payment of the fee as provided in th e preceding paragraph, the said person may, 
notwithstanding the provision of the said paragraph, pay the registration fee within 14 days 
(two months for a resident abroad) from the date on which the reasons for not paying the fee 
ceased to be applicable, b ut not later than six months after the expiration of the said time 
limit.  
(5) Where a person required to pay a registration fee due and payable no later than five years 
prior to the expiration of the duration of the trademark right  under paragraph (1) (her einafter 
referred to as "a later -installment registration fee") is unable to pay the later -installment 
registration fee  within the time limit during which the said person is required to pay the fee , 
the person may make a late payment of the said later -installment registration fee  even after the 
expiration of the said time limit, but not later than 6 months following the expiration of the 
said time limit.  
(6) Where the later-installment  registration fee and the registration surcharge under Article 43  
(3) have not been paid within the time limit for late payment of the later-installment  
registration fee  under the preceding paragraph, the trademark right shall be deemed to have 
been extinguished retroactively upon the day which is five years prior to the expira tion of the 
duration of the trademark right . 
(7) Notwithstanding Article 40(2), a person filing a request for the registration of renewal of the 
duration of a trademark right may pay the prescribed registration fee by installments. In this 
case, the said a pplicant shall pay 22,600  yen multiplied by the number of classes for each 
trademark registration at the time of filing of the request for the registration of renewal, and 
an additional 22,600  yen multiplied by the number of classes for each trademark regi stration 
no later than five years prior to the expiration of the duration of the trademark right.   
 
 
 
 
34 
 
 
 
 
 (8) The provisions of paragraphs ( 5) and (6) shall apply mutatis mutandis to the case where late 
payment of the registration fee to be paid not later than fiv e years prior to the  expiration of the 
duration of the trademark right  under the preceding paragraph , is made . In this case, the term 
"paragraph (1)" in paragraph (5) shall be deemed to be replaced with "paragraph (7)".  
(9) The provisions of paragraphs (3)  to (5) of Article 40 shall apply mutatis mutandis to 
paragraphs (1) and ( 7). 
 
(Restoration of a trademark right by late payment  of a later -installment registration fee ) 
Article 41 -3 (1) Where t he original holder of a trademark right which was deemed to ha ve been 
extinguished pursuant to Article 41-2(6) has justifiable reasons for having been unable to pay 
the later -installment registration fee  and the registration surcharge under Article 43( 3) within 
the time limit for late payment of the later -installment  registration fee as provided in the 
paragraph (5) of the said Article , the said original holder  may make a late payment  for such 
later-installment registration fee  and registration surcharge only within the time limit provided 
by Ordinance  of the Ministry  of Economy, Trade and Industry.  
(2) Where a late payment  of the later -installment registration fee  and the registration surcharge 
under Article 43( 3) is made under the preceding paragraph, the trademark right shall be 
deemed to have been existed  retroacti vely since  the day preceding the five years prior to the 
expiration of the duration.  
(3) The provisions of the preceding two paragraphs shall apply mutatis mutandis to the case 
where late payment  of the registration fee to be paid not later than five years  prior to the  
expiration of the duration of the trademark right  and the registration surcharge under Article 
43(3) are made under paragraph (7) of the preceding Article . 
 
(Limitations of effects of trademark right restored by late payment  of a later-instal lment  
registration fee , etc.)  
Article 41-4 The effects of a trademark right restored pursuant to paragraph (2) of the preceding 
Article may not be effective against  the following acts conducted  after the expiration of the 
time limit for the late payment  of a later-installment  registration fee  but before the registration 
that the trademark right  is deemed to have been existed pursuant to paragraph (2) of the 
preceding Article, under Article 41 -2(5): 
(i) the use of the registered trademark in connection with the designated goods or the designated 
services; and  
(ii) the acts provided for in each item of Article37.  
(2) The provision of the preceding paragraph  shall  apply mutatis mutandis to  the effects of a 
trademark right restored pursuant to paragraph (2) of the preceding Article  as applied mu tatis 
mutandis pusuant to paragraph (3) of the preceding Article .  
 
 
 
 
35 
 
 
 
 
  
(Payment of registration fee by interested person)  
Article 41 -5 (1) Any interested person may make payment of the registration fee (excluding the 
registrat ion fee due and payable at the time of filing of a request for renewal of registration) 
even against the intention of the person by whom the said fee is to be paid.  
(2) An interested person who makes payment of the registration fee in accordance with the 
preceding paragraph may demand payment to reimburse the expense thereof from the person 
by whom the said fee was to have been paid, to the extent that the said person receives actual 
benefits therefrom.  
 
(Refund of registration fee already paid)  
Article 42  (1) Only the following registration fees are refundable upon request by a payee:  
(i) a registration fee paid in excess, or in error; or  
(ii) a registration fee due and payable no later than five years prior to the expiration of the 
duration of the tradema rk right under Article 41 -2(1) or  41-2(7) (limited to the case where a 
rescission decision under Article 43 -3(2) or appeal/trial  decision to the effect that a trademark 
registration is to be invalidated becomes final and binding no later than five years pr ior to the 
expiration of the duration of the trademark right).  
(2) No refund of any registration fee under the preceding paragraph may be requested after the 
lapse of one year from the day on which the registration fee is paid in the case of registration 
fees provided for in item (i) of the preceding paragraph and six months from the day on which 
a rescission decision under Article 43 -3(2) or a n appeal/trial  decision becomes final and 
binding in the case of registration fees provided for in item (ii) of the  preceding paragraph.  
(3) Where, due to reasons beyond the control of the person, the person filing  a request for refund 
a registration fee  is unable to file the  request  within the time limit as provided in paragraph  
(1), the said person may, notwithstandi ng the said paragraph, file the  request within 14 days 
(two months for resident abroad) from the date on which the reasons for not filing ceased to 
be applicable, but not later than six months after the expiration of the said time limit.  
 
(Registration sur charge)  
Article 43  (1) A person filing a request for renewal of registration under Article 20(3) or 21(1) 
shall pay, in addition to the registration fee due and payable under Article 40(2), a surcharge 
in an amount equivalent to the registration fee.  
(2) W here Article 41-2(7) is applicable, a person filing a request provided in the preceding 
paragraph shall pay, in addition to the registration fee due and payable at the time of filing of 
the request for registration of renewal under Article 41-2(7), a surch arge in an amount 
equivalent to the registration fee.   
 
 
 
 
36 
 
 
 
 
 (3) Where Article 41-2(5) (including cases where it is applied mutatis mutandis pursuant to 
paragraph (8) of the same Article ) is applicable, the holder of trademark right shall pay, in 
addition to the registration fee due and payable no later than five years prior to the expiration 
of the duration of the trademark right under paragraph (1) or (7) of the same Article , a 
surcharge in an amount equivalent to the registration fee.  
(4) The surcharges under t he preceding three paragraphs shall be paid by patent revenue stamps 
as provided by Ordinance  of the Ministry of Economy, Trade and Industry; provided, however, 
that the payment may be made in cash, if permitted by Ordinance  of the Ministry of Economy, 
Trade and Industry.  
 
CHAPTER IV -2 OPPOSITION TO REGISTRATION  
 
(Opposition to registration)  
Article 43 -2 Any person may file with the Commissioner of the Patent Office an opposition to 
registration within two months from the date of publication of the bulletin  containing the 
trademark, on the grounds that the trademark registration falls under any of the following 
items; in this case, an opposition to registration may be filed for each of designated goods or 
designated services if the relevant trademark has bee n registered in connection with two or 
more designated goods or designated services:  
(i) where the trademark registration has been made in violation of Article 3, 4(1), 7 -2(1), 8(1), 
8(2), 8(5), 51(2) (including its mutatis mutandis application under Artic le 52 -2(2)), 53(2) of 
this Act or Article 25 of the Patent Act as applied mutatis mutandis under Article 77(3) of this 
Act; and  
(ii) where the trademark registration has been made in violation of a treaty.  
(iii) where the trademark registration has been ma de for an application for trademark registration 
not satisfying the requirements under Article 5(5).  
 
 (Decision)  
Article 43 -3 (1) An examination and decision on an opposition to registration shall be conducted 
by a panel consisting of three or five admini strative judge s. 
(2) Where the administrative judge s find the trademark registration pertaining to an opposition 
to registration falls under any of the items of Article 43 -2, the administrative judge s shall 
render a decision to the effect that the trademar k registration is to be rescinded (hereinafter 
referred to as "rescission decision").  
(3) Where the rescission decision becomes final and binding, the relevant trademark right shall 
be deemed never to have existed.  
(4) Where the administrative judge s find the trademark registration pertaining to an opposition  
 
 
 
 
37 
 
 
 
 
 to registration does not fall under any of the items of Article 43 -2, the administrative judge s 
shall render a decision to the effect that the trademark registration is to be maintained.  
(5) The decisi on under the preceding paragraph shall not be subject to appeal.  
 
(Formal requirements for filing an opposition, etc.)  
Article 43 -4 (1) A person filing an opposition to registration of a trademark shall submit to the 
Commissioner of the Patent Office a wri tten opposition stating the following matters:  
(i) the name and the domicile or residence of the opponent to the registration and a 
representative(s) thereof;  
(ii) the indication of the trademark registration pertaining to the opposition to registration; a nd 
(iii) the grounds of the opposition to registration and the indication of supporting evidence.  
(2) An amendment of the written opposition to registration submitted under the preceding 
paragraph shall not change the gist thereof.  Notwithstanding, this pr ovision shall not apply to 
any amendment with respect to the matters provided for in item (iii) of the preceding 
paragraph; provided that such amendment is made no later than thirty days from the lapse of 
the term provided in Article 43 -2. 
(3) The Commissi oner of the Patent Office may, upon request or ex officio, extend the period 
provided in the preceding paragraph for a person in a remote area or an area with 
transportation difficulties.  
(4) The chief administrative judge  shall transmit a copy of the writ ten opposition to the holder of 
trademark right.  
(5) Article 46( 4) shall apply mutatis mutandis to the case where an opposition to registration is 
filed.  
 
(Designation of administrative judge s, etc.)  
Article 43 -5 Articles 136(2) and 137 to 144 of the Paten t Act as applied mutatis mutandis under 
Article 56(1) of this Act shall apply mutatis mutandis to the panel under Article 43 -3(1) and 
the administrative judge s constituting thereof.  
 
 (Trial Clerk)  
Article 43 -5 (2) The Commissioner of the Patent Office sha ll designate a trial clerk for each case 
of opposition to registration.  
(2) The provisions of paragraphs (3) to (5) of Article 144 -2 of the Patent Act as applied mutatis 
mutandis under Article 56(1) of this Act shall apply mutatis mutandis to the trial cle rk 
provided for in the preceding paragraph.  
 
(Proceedings of examination, etc.)   
 
 
 
 
38 
 
 
 
 
 Article 43 -6 (1) The examination of the opposition to registration shall be conducted by 
documentary examination; provided, however, that where a petition is filed by the holde r of 
trademark right, the opponent, an intervenor or ex officio, the chief administrative judge  may 
decide to conduct the proceedings by oral examination.  
(2) Paragraphs (3) to (5) of Articles 145, 146 and 147 of the Patent Act as applied mutatis 
mutandis under Article 56(1) of this Act shall apply mutatis mutandis to a n oral examination 
provided for in the proviso to the preceding paragraph.  
(3) Where any ground for suspension or termination of procedures is applicable to one of the 
joint holders of tradem ark right for an examination and decision on an opposition to 
registration, the said suspension or termination shall have effect on all such joint holders of 
trademark right.  
 
(Intervention)  
Article 43 -7 (1) In an examination to render a decision on an opp osition to registration, any 
person who has a right relating to the trademark right or any other person who has an interest 
in the trademark right may intervene in the examination in order to assist the holder of 
trademark right until the decision on the o pposition to registration is rendered.  
(2) Articles 148(4), 148(5) and 149 of the Patent Act as applied mutatis mutandis under Article 
56(1) of this Act shall apply mutatis mutandis to the intervenor provided for in the preceding 
paragraph.  
 
(Examination a nd preservation of evidence)  
Article 43 -8 Articles 150 and 151 of the Patent Act as applied mutatis mutandis under Article 
56(1) of this Act shall apply mutatis mutandis to the examination and preservation of evidence 
in the examination of the opposition t o registration.  
 
(Ex officio examination)  
Article 43 -9 (1) In an examination of an opposition to registration, any grounds not pleaded by 
the holder of trademark right, the opponent or the intervenor may be examined.  
(2) In an examination of an opposition to registration, no examination shall be conducted on any 
designated goods or designated services for which the opposition to registration is not raised.  
 
(Joint or separate conduct of oppositions)  
Article 43 -10 (1) Where two or more oppositions to registr ation are filed in relation to the same 
trademark right, unless special circumstances exist, the examinations thereof shall be 
conducted jointly.  
(2) An examination conducted jointly in accordance with the preceding paragraph may later be  
 
 
 
 
39 
 
 
 
 
 divided.  
 
(Withdr awal of opposition)  
Article 43 -11 (1) An opposition to registration, once filed, may not be withdrawn after the 
notification under Article 43 -12 is served.  
(2) Article 155(3) of the Patent Act as applied mutatis mutandis under Article 56(2) of this Act 
shall apply mutatis mutandis to the withdrawal of an opposition to registration.  
 
(Notification of reasons for rescission)  
Article 43 -12 Where the chief administrative judge  intends to render a rescission decision, the 
chief administrative judge  shall notify the holder of trademark right and the intervenor of the 
reasons for rescission of the trademark registration and give the said parties an opportunity to 
submit a written opinion, designating a reasonable time limit.  
 
(Formal requirements of decision)  
Artic le 43 -13 (1) The decision with regard to an opposition to registration shall be rendered in 
writing stating the following matters:  
(i) the case number of the opposition to registration;  
(ii) the name and the domicile or residence of the holder of trademark  right, the opponent, the 
intervenor and their representative(s);  
(iii) an indication of the trademark registration on which the decision was rendered;  
(iv) the conclusions of and reasons for the decision; and  
(v) the date of the decision.  
(2) Where a deci sion has been rendered, the Commissioner of the Patent Office shall serve a 
transcript of the decision to the holder of trademark right, the opponent, the intervenor and 
persons whose request for intervention in the examination on the opposition to registr ation has 
been refused.  
 
(Scope of final and binding decision)  
Article 43 -14 A decision with regard to an opposition to registration shall become final and 
binding for each case of opposition to registration; provided, however, that the decision with 
regar d to an opposition to registration filed against the designated goods or designated 
services shall become final and binding for each designated goods or services.  
 
(Mutatis mutandis application of provisions concerning appeal/trial ) 
Article 43 -15 (1) Artic les 133, 133 -2, 134(4), 135, 152, 168, paragraphs (3) to (6) of Article 169, 
and 170 of the Patent Act as applied mutatis mutandis under Article 56(1) of this Act shall  
 
 
 
 
40 
 
 
 
 
 apply mutatis mutandis to an examination and a decision on an opposition to registratio n. 
(2) Article 43 -3(5) of this Act shall apply mutatis mutandis to a decision under Article 135 of the 
Patent Act as applied mutatis mutandis under the preceding paragraph.  
 
CHAPTER 5 TRIAL S AND APPEAL S  
 
(Appeal against  examiner's decision of refusal)  
Article 44  (1) A person who has received an examiner's decision to the effect that an application 
is to be refused and is dissatisfied may file a request for appeal against  the examiner's decision 
of refusal within three months from the date the transcript of  the examiner's decision has been 
served.  
(2) Where, due to reasons beyond the control of the person, the person filing a request for a ppeal  
pursuant to the preceding paragraph is unable to file the request within the time limit as 
provided in the precedin g paragraph, the said person may, notwithstanding the said paragraph, 
file the request within 14 days (two months for resident abroad) from the date on which the 
reasons for not filing ceased to be applicable, but not later than six months after the expira tion 
of the said time limit.  
 
(Appeal against  examiner's decision of dismissal of amendment)  
Article 45  (1) Any person who has received a decision of dismissal of amendments under Article 
16-2(1) and is dissatisfied may file a request for appeal against  the decision within three 
months from the date the transcript of the decision has been served; provided, however, that 
this provision shall not apply where a new application for trademark registration provided in 
Article 17 -3(1) of the Design Act as applied mutatis mutandis pursuant to Article 17 -2(1) of 
this Act is filed.  
(2) Article 44(2) shall apply mutatis mutandis to a request for a ppeal  under the preceding 
paragraph.  
 
(Invalidation trial  of trademark registration)  
Article 46  (1) Where a trademark regist ration falls under any of the following items, a request 
for invalidation trial  of the trademark registration may be filed; in this case, where the 
trademark has been registered in connection with two or more designated goods or designated 
services, a requ est may be filed for each of the designated goods or designated services:  
(i) where the trademark registration has been made in violation of Article 3, 4(1), 7 -2(1), 8(1), 
8(2), 8(5), 51(2) (including cases where it is applied mutatis mutandis pursuant to Article 
52-2(2)), 53(2) of this Act or Article 25 of the Patent Act as applied mutatis mutandis 
pursuant to Article 77(3) of this Act;   
 
 
 
 
41 
 
 
 
 
 (ii) where the trademark registration has been made in violation of a treaty;  
(iii) where the trademark registration has been made for an application for trademark registration 
not satisfying the requirements under Article 5(5);  
(iv) where the trademark registration has been made on an application for trademark registration 
filed by a person who has not succeeded the rights deriving from the application for trademark 
registration;  
(v) where, after the trademark registration, the holder of trademark right has become unable to 
enjoy the trademark right pursuant to Article 25 of the Patent Act as applied mutatis mutandis 
pursuan t to Article 77(3) of this Act, or the trademark registration has become in violation of 
a treaty;  
(vi) where, after the trademark registration, the registered trademark has become a trademark 
that falls under any of Articles 4(1)(i) to 4(1)(iii), 4(1)(v),  4(1)(vii) and 4(1)(xvi); and  
(vii) where, after the trademark registration of a regionally based collective trademark, the 
holder of trademark right has ceased to be an Association, etc., or the registered trademark has 
ceased to be a trademark well known  among consumers as that indicating goods or services in 
connection with the business of the holder of trademark right or its members, or ceases to fall 
under any of the items of Article 7 -2(1).  
(2) A request for a trial under the preceding paragraph may b e filed only by an interested person . 
 (3) A request for a trial under paragraph (1) may be filed even after the extinguishment of the 
trademark right.  
 
Article 46 -2 (1) Where a trial decision to the effect that the trademark registration is to be 
invalida ted becomes final and binding, the trademark right shall be deemed never to have 
existed; provided, however, that where the trademark registration falls under any of items (v) 
to (vi i) of paragraph (1) of Article 46 , and a trial decision to the effect that  the trademark 
registration is to be invalidated becomes final and binding, the trademark right shall be 
deemed not to have existed from the time any of items (v) to (vi i) of the said paragraph  first 
became applicable to the trademark registration.  
(2) In the case of the proviso to the preceding paragraph, where the time at which any of items 
(v) to (vi i) of Article 46(1)  first became applicable to the trademark registration cannot be 
specified, the trademark right shall be deemed not to have existed from t he date of registration 
of the request for invalidation trial  of the said trademark registration.  
 
Article 47  (1) Where a trademark registration has been made in violation of Article 3, 4(1)(viii), 
4(1)(xi) to 4(1)(xiv), 8(1), 8(2) or 8(5), where a tradema rk registration has been made in 
violation of Article 4(1)(x) or 4(1)(xvii) (excluding the case where a trademark has been 
registered for the purpose of unfair competition), where a trademark has been registered in  
 
 
 
 
42 
 
 
 
 
 violation of item (xv) of the said paragr aph (excluding the case where a trademark has been 
registered for unfair purposes), or where a trademark registration falls under Article 46(1)(i v), 
a request for a trial relating to the trademark registration under Article 46(1) may not be filed 
after a l apse of five years from the date of registration of the establishment of the trademark 
right.  
(2) Where a trademark registration has been made in violation of Article 7 -2(1) (limited to the 
case where the trademark was not well known, as a result of the us e of the trademark, among 
consumers as that indicating goods or services in connection with the business of the 
applicant for the trademark registration or its members) and five years have lapsed from the 
date of registration of the establishment of the tr ademark right, and further the registered 
trademark is well known among consumers as that indicating goods and services in 
connection with the business of the holder of trademark right or its members, a request for a 
trial pertaining to the trademark regis tration under Article 46(1) may not be filed.  
 
Article 48 and Article 49  Deleted  
 
 (Trial for rescission of trademark registration)  
Article 50  (1) Where a registered trademark (including a trademark deemed identical from 
common sense perspective with the r egistered trademark, including a trademark consisting of 
characters identical with the registered trademark but in different fonts, a trademark that is 
written in different characters, Hiragana characters, Katakana characters, or Latin alphabetic 
character s, from the registered trademark but identical with the registered trademark in terms 
of pronunciation and concept, and a trademark consisting of figures that are considered 
identical in terms of appearance as those of the registered trademark; hereinafter  the same 
shall apply in this article) has not been used in Japan in connection with any of the designated 
goods and designated services for three consecutive years or longer by the holder of 
trademark right, the exclusive right to use or non -exclusive rig ht to use, any person may file a 
request for a trial for rescission of such trademark registration in connection with the relevant 
designated goods or designated services.  
(2) Where a request for a trial under the preceding paragraph is filed, unless the d emandee 
proves that any of the holder of trademark right, exclusive right to use or non -exclusive right 
to use has used the registered trademark in Japan in connection with any of the designated 
goods or designated services pertaining to the request within  three years prior to the 
registration of the request for the trial, the holder of trademark right may not prevent the 
rescission of the trademark registration in connection with the relevant designated goods or 
designated services; provided, however, that  this shall not apply where the demandee shows 
just causes for non -use of the registered trademark in connection with the relevant designated  
 
 
 
 
43 
 
 
 
 
 goods or designated services.  
(3) Where the registered trademark in connection with the designated goods or desig nated 
services pertaining to the request under paragraph (1) has been used in Japan by any of the 
holders of trademark right, exclusive right to use or non -exclusive right to use, during the 
period from three months prior to the filing of the request for a  trial under paragraph (1) to the 
date of the registration of the filing of the request, and where the demandant proves that the 
registered trademark has been used after the user became aware of the fact that the said 
request for a trial would be filed, th e use of the registered trademark shall not fall under the 
use of the registered trademark provided in paragraph (1); provided, however, that this shall 
not apply to the case where the demandee shows just causes for the use of the registered 
trademark.  
 
Article 51  (1) Where a holder of trademark right intentionally uses, either a trademark similar to 
a registered trademark in connection with the designated goods or designated services, or a 
registered trademark in connection with goods or services similar t o the designated goods or 
designated services or a trademark similar thereto, in a manner that misleads as to the quality 
of the goods or services or causes confusion in connection with the goods or services 
pertaining to a business of another person, any person may file a request for a trial for 
rescission of the trademark registration.  
(2) The previous holder of trademark right may not be granted a registration of the same 
trademark or of a trademark similar thereto in connection with the designated goods  or 
designated services for which the trademark registration has been rescinded, or in connection 
with goods or services similar thereto, until after a lapse of five years from the date the trial 
decision to the effect that the trademark registration is to  be rescinded under the preceding 
paragraph becomes final and binding.  
 
Article 52  A request for a trial under Article 51(1) may not be filed after the lapse of five years 
from the date on which the holder of trademark right ceased to use the trademark in the 
manner provided in the said paragraph.  
 
Article 52 -2 (1) Where a trademark right to a similar registered trademark to be used in 
connection with identical goods or services, or a trademark right to an identical or similar 
registered trademark to be use d in connection with similar goods or services becomes owned 
by a different holder of trademark right as a result of transfer of the trademark right, if the 
holder of trademark right of one of the registered trademarks uses, for the purpose of unfair 
compe tition, the registered trademark for its designated goods or designated services in a 
manner that causes confusion in connection with the goods or services pertaining to the  
 
 
 
 
44 
 
 
 
 
 business of the holder of trademark right, exclusive right to use or non -exclusive  right to use 
of the other registered trademark, any person may file a request for a trial for rescission of the 
trademark registration.  
(2) Articles 51(2) and 52 shall apply mutatis mutandis to a trial under the preceding paragraph.  
Article 53  (1) Where a  holder of exclusive right to use or non -exclusive right to use uses a 
registered trademark in connection with the designated goods or designated services or in 
connection with goods or services similar thereto, or a trademark similar thereto, in a manner 
that misleads as to the quality of the goods or services or causes confusion in connection with 
the goods or services pertaining to the business of another person, any person may file a 
request for a trial for rescission of the trademark registration; prov ided, however, that this 
shall not apply to the case where the holder of trademark right was not aware of the fact and 
using due care.  
 (2) The previous holder of trademark right, exclusive right to use or non -exclusive right to use 
who used the trademark in a manner provided in the preceding paragraph may not be granted 
a registration of the same trademark or of a trademark similar thereto in connection with the 
designated goods or designated services for which the trademark registration has been 
rescinded , or in connection with goods or services similar thereto, until after the lapse of five 
years from the date the trial decision to the effect that the trademark registration is to be 
rescinded under the preceding paragraph becomes final and binding.  
(3) Ar ticle 52 shall apply mutatis mutandis to a trial under paragraph (1).  
Article 53 -2 Where a registered trademark is a trademark pertaining to a right to a trademark 
(limited to a right equivalent to a trademark right) held by a person in a country of the Un ion 
to the Paris Convention, a member of the World Trade Organization or a Contracting Party to 
the Trademark Law Treaty or a trademark similar thereto, and the designated goods or 
designated services thereof are goods or services pertaining to the said ri ght or goods or 
services similar thereto, and further, the application for trademark registration was filed 
without the approval of the person who has the right pertaining to the trademark, without a 
just cause, by his/her agent or representative or by his /her former agent or representative 
within one year prior to the filing date of the trademark registration, the person who has the 
right pertaining to the trademark may file a request fora trial for rescission of the trademark 
registration.  
 
Article 53 -3 A request fora trial under Article 53 -2 may not be filed after the lapse of five years 
from the date on which the establishment of the trademark right has been registered.  
 
Article 54  (1) Where a trial decision to the effect that the trademark registration is to be 
rescinded becomes final and binding, the trademark right shall become extinguished  
 
 
 
 
45 
 
 
 
 
 thereafter.  
(2) Notwithstanding the preceding paragraph, where a trial decision to the effect that the 
trademark registration is to be rescinded becomes final and b inding by a trial under Article 
50(1), the trademark right shall be deemed to have become extinguished on the date of 
registration of the request for a trial under the said paragraph.  
 
Article 55  The provision of Article 46( 4) shall apply mutatis mutandis to the case where a 
request for a trial is filed under Article 50(1), 51(1), 52 -2(1), 53(1) or 53 -2. 
 
(Special provisions on appeal  against examiner's decision of refusal)  
Article 55 -2 (1) The provisions of Articles 15 -2 and 15 -3 shall apply mutatis mutand is to the 
case where reasons for refusal that are different from those contained in the examiner's 
decision are found in the appeal  under Article 44(1).  
 (2) The provision of Article 16 shall apply mutatis mutandis where a request for appeal /trial 
under Ar ticle 44(1) is found to have reasonable grounds; provided, however, that this 
provision shall not apply where appeal/trial  decision to the effect that a further examination is 
to be carried out under Article 160(1) of the Patent Act as applied mutatis muta ndis pursuant 
to Article 56(1) of this Act is rendered.  
(3) The provisions of Article 16 -2 of this Act and Article 17 -3 of the Design Act shall apply 
mutatis mutandis to appeal/trial  under Article 44(1) of this Act. In this case, the term "three 
months" in  Article 16 -2(3) of this Act and Article 17 -3(1) of the Design Act shall be deemed 
to be replaced with "thirty days" and the term "files a request for appeal/trial  under Article 
45(1)" in Article 16 -2(4) shall be deemed to be replaced with "institutes an a ction under 
Article 63(1)."  
 
(Scope of final and binding appeal/trial  decision)  
Article 55 -3 appeal/trial  decision shall become final and binding for each appeal/trial  case; 
provided, however, that the appeal/trial  decision of a request for appeal/trial  under Article 
46(1) of this Act filed for each designated goods or designated services shall become final and 
binding for each designated goods or designated services.  
 
(Mutatis mutandis application of the Patent Act)  
Article 56  (1) The provisions of Article s 131(1), 131 -2(1)(excluding items (ii) and (iii)), 132 to 
133-2, 134(1), 134(3), 134(4), 135 to 154, 155(1), 155(2), 156(1), 156(3), 156(4), 157, 158, 
160(1), 160(2), 161, 167, 168 to 170 (effect of appeal/trial  decision, request for appeal/trial , 
adminis trative judge , appeal/trial  procedures in relation to litigation, and costs of appeal/trial ) 
of the Patent Act shall apply mutatis mutandis to appeal/trial . In this case, the term "ground  
 
 
 
 
46 
 
 
 
 
 for the request as provided in paragraph (1) item (iii) of the prece ding Article in the course of 
filing a request for appeal/trial  other than invalidation  trial, or in the event that approval is 
granted by the chief administrative judge  under the following paragraph" in Article131 -2(1) 
of the Patent Act shall be deemed to  be replaced with "ground for the request as provided in 
Article 131(1)(iii) of the Patent Act as applied mutatis mutandis pursuant to Article 56(1) of 
this Act in the course of filing a request for appeal/trial  other than appeal/trial  under Article 
46(1) of the Trademark Act" , the term "invalidation  trial or invalidation trial  of the 
registration of extension of duration" in Articles 132(1) and 167 of the Patent Act and the 
term "invalidation  trial and a n invalidation trial  of the registration of extensio n of duration" in 
Articles 145(1) and 169(1) of the Patent Act shall be deemed to be replaced with " appeal/trial  
under Article 46(1), 50(1), 51(1), 52 -2(1), 53(1) or 53 -2 of the Trademark Act", the term ", in 
appeal/trial  other than  invalidation  trial, notify" in Article 156(1) of the Patent Act shall be 
deemed to be replaced with "notify" , the term " appeal  against the examiner's decision of 
refusal" in Article 161 of the Patent Act and " appeal against  an examiner's decision of refusal 
and correction  trial" in Article 169(3) of the Patent Act shall be deemed to be replaced with 
"appeal/trial  under Article 44(1) or 45(1) of the Trademark Act" . 
(2) The provisions of Article 155(3) (Withdrawal of request for trial) of the Patent Act shall 
apply mutatis mutand is to a trial under Article 46(1) of this Act.  
 
(Mutatis mutandis application of the Design Act)  
Article 56 -2 The provision of Article 51 of the Design Act shall apply mutatis mutandis to an 
appeal  under Article 45(1) of this Act.  
 
CHAPTER 6 RETRIAL AND LI TIGATION  
 
(Request for retrial)  
Article 57  (1) A party or intervener in the case may file a request for a retrial against a final and 
binding rescission decision or a final and binding appeal/ trial decision.  
(2) The provisions of Articles 338(1), 338(2) an d 339 (grounds for retrial) of the Code of Civil 
Procedure (Act No. 109 of 1996) shall apply mutatis mutandis to a request for appeal/trial  
under the preceding paragraph.  
 
Article 58  (1) Where the demandant of appeal/trial  in conspiracy with the demandee h as caused 
appeal/trial  decision to be rendered for the purpose of harming the right or interest of a third 
party, the third party may file a request for a retrial against the final and binding appeal/trial  
decision.  
(2) A request for a retrial under the pr eceding paragraph shall be filed against the demandant and  
 
 
 
 
47 
 
 
 
 
 the demandee in the appeal/trial  as joint demandees.  
 
(Limitations of effects of trademark right restored by a retrial)  
Article 59  Where a trademark right pertaining to a rescinded or invalidated t rademark 
registration has been restored by a retrial, the trademark right shall have no effect on any of 
the following acts:  
(i) the use of the registered trademark in good faith in connection with the designated goods or 
designated services after the resc ission decision or appeal/trial  decision became final and 
binding but before the registration of the request for a retrial; and  
(ii) the acts listed in each of the items in Article 37 committed in good faith after the rescission 
decision or appeal/trial  decision became final and binding but before the registration of the 
request for a retrial.  
 
Article 60  (1) Where a trademark right pertaining to a rescinded or invalidated trademark 
registration has been restored by a retrial or, where the establishment of a trademark right 
with respect to an application for trademark registration refused by appeal/trial  decision has 
been registered through a retrial, and where a person, after the rescission decision or 
appeal/trial  decision becomes final and binding but bef ore the registration of a request for a 
retrial, uses the registered trademark or a trademark similar thereto in Japan in good faith in 
connection with the designated goods or designated services or in connection with goods or 
services similar thereto, and  as a result, such trademark has become well known among 
consumers as that indicating goods or services pertaining to the business of the person at the 
time of registration of the filing of a request for a retrial, the person shall have the right to use 
the trademark in connection with such goods or services as far as the said person continuously 
uses the trademark for such goods or services.  The same shall apply to those by whom such 
business is succeeded.  
(2) The provision of Article 32(2) shall apply mut atis mutandis to the preceding paragraph.  
 
(Mutatis mutandis application of provisions concerning appeal/trial ) 
Article 60 -2 (1) The provisions of Articles 43 -3, 43 -5 to 43 -9 and 43 -12 to 43 -15 of this Act, 
Article 131(1), the main clause of Article 131 -2(1), 132(3), 154, 155(1) and 156(1), 156(3), 
156(4) of the Patent Act as applied mutatis mutandis pursuant to Article 56(1) of this Act, and 
Article 155(3) of the Patent Act as applied mutatis mutandis pursuant to Articles 56(2) of this 
Act shall apply muta tis mutandis to a retrial against a final and binding rescission decision.  
(2) The provision of Article 55 -2 shall apply mutatis mutandis to a retrial against a final and 
binding appeal/trial  decision on appeal/trial  under Article 44(1).  
(3) The provisions  of Articles 55 -3 and 56 -2 shall apply mutatis mutandis to a retrial against a  
 
 
 
 
48 
 
 
 
 
 final and binding appeal/trial  decision on appeal/trial  under Article 45(1).  
(4) The provision of Article 55 -3 shall apply mutatis mutandis to a retrial against a final and 
binding appeal/trial  decision on appeal/trial  under Article 46(1), Article 50(1), Article 51(1), 
Article 52 -2(1), Article 53(1) or Article 53 -2. 
 
(Mutatis mutandis application of the Patent Act)  
Article 61  The provisions of Article 173 (Time limit for request for retrial) and Articles 174( 3) 
and 174( 5) (Application mutatis mutandis of provisions regarding appeal/trial , etc.) of the 
Patent Act shall apply mutatis mutandis to a request for a retrial. In this case, the term "Article 
167 to 168" in paragraph (3) of  the said Article  shall be deemed to be replaced with "Article 
167, 168", the term "invalidation  trial or invalidation trial  of the registration of extension of 
the duration" in Article 174(2) of the Patent Act shall be deemed to be replaced with " 
appeal/ trial under Article 46(1), 50(1), 51(1), 52 -2(1), 53(1) or 53 -2 of the Trademark Act".  
 
(Mutatis mutandis application of the Design Act)  
Article 62  (1) The provision of Article 58(2) (Mutatis mutandis application of provisions 
concerning appeal/trial ) of t he Design Act shall apply mutatis mutandis to a retrial against a 
final and binding appeal/trial  decision on appeal/trial  under Article 44(1) of this Act. In this 
case, the term "the main clause of Article 167 -2, 168" in Article 58(2) of the Design Act sha ll 
be deemed to be replaced with "Article 168."  
(2) The provision of Article 58(3) of the Design Act shall apply mutatis mutandis to a retrial 
against a final and binding appeal/trial  decision on appeal/trial  under Article 45(1) of this Act. 
In this case, the term "the main clause of Article 167 -2, 168" in Article 58(3) of the Design 
Act shall be deemed to be replaced with "Article 168."  
 
(Actions against appeal/trial  decisions, etc.)  
Article 63  (1) The Tokyo High Court shall have exclusive jurisdiction ove r any action against a 
rescission decision or appeal/trial  decision, an action against a ruling to dismiss an 
amendment under Article 16 -2(1) as applied mutatis mutandis pursuant to Article 55 -2(3) 
(including cases where it is applied mutatis mutandis purs uant to Article 60 -2(2)) and an 
action against a ruling to dismiss a written opposition or a written request for appeal/trial  or 
retrial.  
(2) The provisions of paragraphs (2) to (6) of Article 178 (time limit for institution of action, 
etc.), 179 to 182 (a ppropriate party as defendant, notice of institution of action, opinion of the 
Commissioner of the Patent Office in litigation rescinding the appeal/trial  decision, rescission 
of the appeal/trial  decision or ruling and delivery of original copy, etc. of ju dgment) of the 
Patent Act shall apply mutatis mutandis to the actions under the preceding paragraph. In this  
 
 
 
 
49 
 
 
 
 
 case, the term "invalidation  trial or invalidation trial  of the registration of extension of the 
during" in Article 179 of the Patent Act shall be deemed to be replaced with " appeal/trial  
under Article 46(1), 50(1), 51(1), 52 -2(1), 53(1) or 53 -2 of the Trademark Act."  
 
(Relationship between objection and litigation)  
Article 63 -2 The provision of Article 184 -2 (Relationship between (administrative) ob jection 
and litigation) of the Patent Act shall apply mutatis mutandis to an action demanding the 
rescission of measures (excluding measures provided in Article 77(7)) imposed by this Act or 
an order thereunder.  
 
CHAPTER 7 DEFENSIVE MARK  
 
(Requirements for  defensive mark registration)  
Article 64  (1) Where a registered trademark pertaining to goods is well known among consumers 
as that indicating the designated goods in connection with the business of a holder of 
trademark right, the holder of trademark righ t may, where the use by another person of the 
registered trademark in connection with goods other than the designated goods pertaining to 
the registered trademark or goods similar thereto or in connection with services other than 
those similar to the desig nated goods is likely to cause confusion between the said other 
person's goods or services and the designated goods pertaining to his/her own business, obtain 
a defensive mark registration for the mark identical with the registered trademark in 
connection with the goods or services for which the likelihood of confusion exists.  
(2) Where a registered trademark pertaining to services is well known among consumers as that 
indicating the designated services in connection with the business of a holder of tradema rk 
right, the holder of trademark right may, where the use by another person of the registered 
trademark in connection with services other than the designated services pertaining to the 
registered trademark or services similar thereto or in connection with  goods other than those 
similar to the designated services is likely to cause confusion between the said other person's 
services or goods and the designated services pertaining to his/her own business, obtain a 
defensive mark registration for the mark iden tical with the registered trademark in connection 
with the services or goods for which the likelihood of confusion exists.  
(3) For the purpose of the application of the preceding two paragraphs in relation to defensive 
mark registrations pertaining to a tr ademark right pertaining to a regionally based collective 
trademark, the term "his/her own" in the said paragraphs shall be deemed to be replaced with 
"its own or its members' ."  
 
(Conversion of application)   
 
 
 
 
50 
 
 
 
 
 Article 65  (1) An applicant for trademark regist ration may convert an application for trademark 
registration into an application for defensive mark registration.  
(2) The conversion of an application under the preceding paragraph may not be made after the 
examiner's decision or the appeal/trial  decision on the application for trademark registration 
becomes final and binding.  
(3) The provisions of Articles 10(2), 10(3) and 11(5) shall apply mutatis mutandis to the 
conversion of an application under paragraph (1).  
 
(Duration of right based on defensive mark  registration)  
Article 65 -2 (1) The duration of a right based on defensive mark registration shall expire after 
ten years from the date of registration of the establishment of such right.  
(2) The duration of a right based on defensive mark registration may  be renewed by filing an 
application for registration of renewal; provided, however, that this shall not apply to the case 
where the registered defensive mark becomes unregistrable as a defensive mark pursuant to 
Article 64.  
 
(Registration of renewal of du ration of right based on defensive mark registration)  
Article 65 -3 (1) A person filing an application for registration of renewal of the duration of a 
right based on defensive mark registration shall submit to the Commissioner of the Patent 
Office an appli cation stating the following matters:  
(i) the name and the domicile or residence of the applicant;  
(ii) the registration number of the defensive mark registration; and  
(iii) in addition to those listed in the preceding two items, matters provided by Ordina nce of the 
Ministry of Economy, Trade and Industry.  
(2) An application for registration of renewal shall be filed during the period from six months 
prior to the expiration of the duration of the right based on defensive mark registration to the 
date of exp iration thereof.  
(3) Where a  person filing an application for registration of renewal of the duration of a right 
based on defensive mark registration has justifiable reasons for having been unable to file the 
application for registration of renewal within the time limit for such application pursuant to 
the preceding paragraph, the person may  file such application only within the time limit 
provided by Ordinance  of the Ministry of Economy, Trade and Industry.  
(4) Where an application for registration of rene wal of the duration of a right based on defensive 
mark registration is filed, the duration shall be deemed to have been renewed upon expiration 
of the duration (where an application is filed under the preceding paragraph, upon filing of the 
application); p rovided, however, that this shall not apply to the case where the examiner's 
decision or appeal/trial  decision to the effect that the application is to be refused becomes  
 
 
 
 
51 
 
 
 
 
 final and binding or the renewal of the duration of a right based on defensive mark 
registration is registered.  
 
Article 65 -4 (1) Where an application for registration of renewal of the duration of a right based 
on defensive mark registration falls under any of the following items, the examiner shall 
render a decision to the effect that th e application is to be refused:  
(i) the registered defensive mark pertaining to application is filed becomes unregistrable as a 
defensive mark pursuant to Article 64; and  
(ii) the applicant is not a person who has the right based on the defensive mark regi stration.  
(2) Where no reasons for refusal are found in connection with an application for registration of 
renewal of the duration of a right based on defensive mark registration, the examiner shall 
render a decision to the effect that the renewal is to be  registered.  
 
Article 65 -5 The provisions of Articles 14 and 15 -2 of this Act and Articles 48 (Exclusion of 
examiners) and 52 (Formal requirements for examination) of the Patent Act shall apply 
mutatis mutandis to an examination of an application for regis tration of renewal of the 
duration of a right based on defensive mark registration.  
 
(Registration of renewal of duration of right based on defensive mark registration)  
Article 65 -6 (1) Where a registration fee under Article 65 -7(2) is paid, the renewal of  the 
duration of the right based on defensive mark registration shall be registered.  
(2) Upon registration under the preceding paragraph, the following matters shall be published in 
the trademark bulletin:  
(i) the name and the domicile or residence of the person who has the right based on defensive 
mark registration;  
(ii) the registration number and the date of registration of renewal; and  
(iii) other necessary matters in addition to those listed in the preceding two items.  
 
(Registration fees)  
Article 65 -7 (1) A person obtaining a registration of establishment of a right based on defensive 
mark registration shall pay as a registration fee for each defensive mark registration the 
amount of 28,200  yen multiplied by the number of classes.  
(2) A person obtainin g a registration of renewal of the duration of a right based on defensive 
mark registration shall pay as a registration fee for each defensive mark registration the 
amount of 33,400  yen multiplied by the number of classes.  
(3) The provisions of paragraphs (3) to (5) of Article 40 shall apply mutatis mutandis to the 
preceding two paragraphs.   
 
 
 
 
52 
 
 
 
 
  
(Time limit for payment of registration fee)  
Article 65 -8 (1) A registration fee under Article 65 -7(1) shall be paid within 30 days from the 
service of a transcript of the examiner's decision or the appeal/trial  decision to the effect that a 
defensive mark is to be registered.  
(2) A registration fee under Article 65 -7(2) shall be paid within 30 days from the service of a 
transcript of the examiner's decision or the appea l/trial  decision to the effect that the renewal 
of the duration of the right based on defensive mark registration is to be registered (where the 
service is made prior to the expiration of the duration of the right based on defensive mark 
registration, the date of expiration of the duration).  
(3) The Commissioner of the Patent Office may extend the period of time provided in the 
preceding two paragraphs by a maximum of 30 days upon the request of a person who is 
required to pay the registration fee.  
(4) Wher e a person required to pay a registration fee is unable to pay the registration fee within 
the time limit under paragraph (1) or (2) (where the time limit under the preceding paragraph 
is extended, the extended time limit) , the said person may, in accordan ce with Ordinance  of 
the Ministry of Economy, Trade and Industry, pay the said registration fee only within the 
time limit as provided in Ordinance  of the Ministry of Economy, Trade and Industry, even 
after the expiration of the time limit.  
(5) Where, due to reasons beyond the control of a person, the person paying  a registration fee  is 
unable to pay the  registration fee  within the time limit  for payment of registration fees 
pursuant to the preceding paragraph,  the said person may, notwithstanding the said paragraph , 
pay the  registration fee within 14 days (two months for resident abroad) from the date on 
which the reasons for not paying  ceased to be applicable, but not later than six months after 
the expiration of the said time limit.  
 
(Payment of registrat ion fees by interested persons)  
Article 65 -9 (1) Any interested person may make the payment of the registration fee under 
Article 65 -7(1) or 65 -7(2) even against the intention of the person by whom the said fee is to 
be paid.  
(2) The interested person who makes the payment of the registration fee under the preceding 
paragraph may request the person by whom the said payment was to be paid to reimburse the 
expense thereof to the extent that the said person receives actual benefits therefrom.  
 
(Refund of regis tration fee paid in excess or in error)  
Article 65 -10 (1) A registration fee under Article 65 -7(1) or 65 -7(2) paid in excess or in error 
shall be refunded upon the request of the person that paid them.   
 
 
 
 
53 
 
 
 
 
 (2) No refund of a registration fee may be requested u nder the preceding paragraph after the 
lapse of one year from the date of payment.  
 
(Incidental nature of right based on defensive mark registration)  
Article 66  (1) The right based on defensive mark registration shall become extinguished when 
the trademark  right relating thereto is divided.  
(2) When a trademark right is transferred, the right based on defensive mark registration shall be 
transferred with the trademark right relating thereto.  
(3) When a trademark right becomes extinguished, the right based o n defensive mark 
registration relating thereto shall become extinguished.  
(4) Where a trademark right is deemed to have become extinguished under Article 20(4), the 
effects of the right based on defensive mark registration pertaining to the trademark right  
restored under Article 21(2) may not extend to the acts provided in each of the items of 
Article 67 committed during the period after the expiration of the time limit for the filing of 
an application for registration of renewal provided in Article 20(3) b ut before the registration 
of renewal of the duration of the trademark right by an application under Article 21(1).  
(5) Where a trademark right is deemed to have been  extinguished under Article 41-2(6), the right 
based on defensive mark registration pertai ning to the trademark right restored under Article 
41-3(2) shall  not be effective against the acts provided in each of the items of Article 67 
conducted  after the expiration of the time limit for making late payment  of a later -installment 
registration fee but before the registration to the effect that the trademark right  is deemed to 
have been existed under Article 41-3(2) is made, pursuant to Article 41-2(5). 
(6) The provision of the preceding paragraph shall apply mutatis mutandis to the effects of the 
right based on defensive mark registration pertaining to the trademark right restored under 
Article 41-3(2) as applied mutatis mutandis pursuant to Article 41-3(3). 
 
(Acts deemed to constitute infringement)  
Article 67  The following acts shall be deemed to co nstitute infringement of a trademark right or 
an exclusive right to use:  
(i) the use of the registered defensive mark in connection with the designated goods or 
designated services;  
(ii) the possession for the purpose of assignment, delivery or export of t he designated goods 
affixed with the registered defensive mark on the goods or their packages;  
(iii) the possession or importation of articles affixed with a registered defensive mark, that are 
used in the course of the provision of designated services by a person who receives the said 
services, for the purpose of the provision of the said services through use of the said articles;  
(iv) the assignment, delivery, or possession or importation for the purpose of assignment or  
 
 
 
 
54 
 
 
 
 
 delivery of articles affixed with a registered defensive mark, that are used in the course of the 
provision of designated services by a person who receives the said services, for the purpose of 
causing the provision of the said services through use of the said articles;  
(v) the possession of articles indicating a registered defensive mark, for the purpose of using the 
registered defensive mark in connection with the designated goods or designated services;  
(vi) the assignment, delivery, or possession for the purpose of assignment or deliver y, of articles 
indicating a registered defensive mark, for the purpose of causing the registered defensive 
mark to be used in connection with the designated goods or designated services; and  
(vii) the manufacture or importation of articles indicating a reg istered defensive mark, for the 
purpose of using the registered defensive mark or causing the registered defensive mark to be 
used in connection with the designated goods or designated services.  
 
(Mutatis mutandis application of provisions concerning trade marks)  
Article 68  (1) The provisions of Articles 5, 5 -2, 6(1), 6(2), 9 -2 to 10, 12 -2, 13(1), and 13 -2 shall 
apply mutatis mutandis to an application for defensive mark registration.  In this case, the term 
"(iii) the designated goods or designated services and the class of the goods or services 
provided by Cabinet Order as provided for in Article 6(2)" in Article 5(1) shall be deemed to 
be replaced with "(iii) the designated goods or designated services and the class of the goods 
or services provided by Cabi net Order as provided for in Article 6(2), (iv) the registration 
number of the trademark registration pertaining to the application for defensive mark 
registration," the term "(iv) the designated goods or designated services are not stated" in 
Article 5 -2(1) shall be deemed to be replaced with "(iv) the designated goods or designated 
services are not stated, (v) the registration number of the trademark registration pertaining to 
the application for defensive mark registration is not stated" and the term "Ar ticle 37" in 
Article 13 -2(5) shall be deemed to be replaced with "Article 67 (except the part pertaining to 
item (i))."  
(2) The provisions of Articles 14 to 15 -2 and 16 to 17 -2 shall apply mutatis mutandis to the 
examination of an application for defensive  mark registration.  In this case, the term "Articles 
3, 4(1), 7 -2(1), 8(2), 8(5), 51(2) (including cases where it is applied mutatis mutandis 
pursuant to Article 52 -2(2)), 53(2)" in Article 15(i) shall be deemed to be replaced with 
"Article 64 ", and the te rm "Articles 5(5), or 6(1) or (2) " in Article 15(i ii) shall be deemed to 
be replaced with "Article 6 (1) or (2). " 
(3) The provisions of Article 18, 26 to 28 -2, 32 to 33 -3, 35, 38 -2 and 69 of this Act and Article 
104-3(1), (2) of the Patent Act as applied mu tatis mutandis pursuant to Article 39 of this Act 
shall apply to a right based on defensive mark registration. In this case, the term "the 
registration fee under Article 40(1) or the registration fee due and payable within thirty days 
from the date of serv ice of a transcript of the examiner's decision or appeal/trial  decision to  
 
 
 
 
55 
 
 
 
 
 the effect that the trademark is to be registered pursuant to Article 41 -2(1)" in Article 18(2) 
shall be deemed to be replaced with "the registration fee under Article 65 -7(1)."  
(4) The provisions of Articles 43 -2 (except item (iii))  to 45, 46 (except paragraph  (1)(iii) and 
(vii)), 46 -2, 53 -2, 53 -3, 54(1) and 55 -2 to 56 -2 shall apply mutatis mutandis to an opposition 
to registration and appeal/trial  pertaining to defensive mark regis tration.  In this case, the term 
"Articles 3, 4(1), 7 -2(1), 8(1), 8(2), 8(5), 51(2) (including cases where it is applied mutatis 
mutandis pursuant to Article 52 -2(2)), 53(2)" in Articles 43 -2(i) and 46(1)(i) shall be deemed 
to be replaced with "Article 64" and the term "where ... the registered trademark has become a 
trademark that falls under any of Articles 4(1)(i) to 4(1)(iii), 4(1)(v), 4(1)(vii) and 4(1)(xvi)" 
in Article 46(1)(v i) shall be deemed to be replaced with "where ... the trademark registration 
becomes in violation of Article 64."  
(5) The provisions of Articles 57 to 63 -2 shall apply to a retrial and litigation pertaining to 
defensive mark registration.  In this case, the term "each of the items in Article 37" in Article 
59(ii) shall be deemed to be replaced with "items (ii) to (vii) of Article 67," the term "a 
trademark right pertaining to ... trademark registration" in Article 60 shall be deemed to be 
replaced with "a right based on defensive mark registration in connection with ... defensive 
mark registration," the term "an application for trademark registration" in the same article 
shall be deemed to be replaced with "an application for the registration of a defensive mark or 
an application for the registration of a defensive mark or an applicat ion for registration of 
renewal of the duration of a right based on defensive mark registration," the term "the 
establishment of a trademark right ... has been registered" in the same article shall be deemed 
to be replaced with "the establishment of a righ t based on defensive mark registration or the 
renewal of the duration of a right based on defensive mark registration ... has been registered" 
and the term "the registered trademark or a trademark similar thereto ... in connection with the 
designated goods  or designated services or in connection with goods or services similar 
thereto" in the same article shall be deemed to be replaced with "a trademark identical with 
the registered defensive mark."  
 
CHAPTER 7 -2 SPECIAL PROVISIONS UNDER THE PROTOCOL RELATING  
TO THE MADRID AGREEMENT  
Section 1 Application for international registration  
 
(Application for international registration)  
Article 68 -2 (1) A Japanese national or a foreign national domiciled or resident (or, in the case 
of a juridical person, with a plac e of business) in Japan who desires to obtain an international 
registration (hereinafter referred to as an "application for international registration") provided 
in Article 2(1) of the Protocol Relating to the Madrid Agreement Concerning the International  
 
 
 
 
56 
 
 
 
 
 Registration of Marks adopted at Madrid on June 27, 1989 (hereinafter referred to as the 
"Protocol") shall file with the Commissioner of the Patent Office an application (hereinafter 
referred to as an "application for international registration") pursuant to Article 2(2) of the 
Protocol based on any of the following items; in this case, where requirements provided by 
Ordinance  of the Ministry of Economy, Trade and Industry are applicable, two or more 
persons may jointly file the application for internationa l registration:  
(i) the application for trademark registration or application for defensive mark registration of the 
applicant that is pending before the Patent Office (hereinafter referred to as the "application 
for trademark registration, etc."); or  
(ii) the trademark registration or defensive mark registration of the applicant (hereinafter 
referred to as the "trademark registration, etc.").  
(2) Any person who desires to file an application for international registration shall submit the 
prescribed applic ation and required documents in foreign language pursuant to Ordinance  of 
the Ministry of Economy, Trade and Industry.  
(3) The application shall state the following matters:  
(i) the name(s) of the Contracting Party to the Protocol in which the protection o f the trademark 
pertaining to the application for international registration is sought; and  
(ii) the goods or services in connection with which the protection of the trademark pertaining to 
the application for international registration is sought and the c lass of the goods and services 
provided by Cabinet Order in Article 6(2).  
(4) Any person who desires to apply Article 3(3) of the Protocol in connection with a trademark 
or a mark pertaining to the application for international registration shall state in the 
application a statement indicating thereof and the color or the combination of colors claimed 
and append to the application copies of the trademark or mark pertaining to the application for 
trademark registration, etc., in color, or of the registered t rademark or registered defensive 
mark in color.  
 
Article 68 -3 (1) The Commissioner of the Patent Office shall send the application for 
international registration and the required documents to the International Bureau provided in 
Article 2(1) of the Protoco l (hereinafter referred to as the "International Bureau").  
(2) In the case of the preceding paragraph, where the matters stated in the application correspond 
to the matters stated in the basic application for trademark registration, etc. or in the basic 
trademark registration, etc., the Commissioner of the Patent Office shall state in the 
application the fact thereof and the date of receipt of the application for international 
registration.  
(3) In the case of paragraph (1), the Commissioner of the Patent Of fice shall send to the 
applicant of the application for international registration a copy of the application for  
 
 
 
 
57 
 
 
 
 
 international registration sent to the International Bureau.  
 
(Subsequent designation)  
Article 68 -4 The registered holder of international regi stration may present to the Commissioner 
of the Patent Office, pursuant to Ordinance  of the Ministry of Economy, Trade and Industry, a 
request for territorial extension provided in Article 3ter of the Protocol (hereinafter referred to 
as "territorial exten sion") subsequent to the international registration (hereinafter referred to 
as the "subsequent designation.")  
 
(Application for renewal of the duration of international registration)  
Article 68 -5 The registered holder of international registration may fil e with the Commissioner 
of the Patent Office, pursuant to Ordinance  of the Ministry of Economy, Trade and Industry, 
an application for renewal of the duration of international registration provided in Article 7(1) 
of the Protocol (hereinafter referred to a s "renewal of the duration of international 
registration").  
 
(Request for recording of change in the ownership of international registration)  
Article 68 -6 (1) The registered holder or transferee of international registration may, pursuant to 
Ordinance  of the Ministry of Economy, Trade and Industry, present to the Commissioner of 
the Patent Office a request for the recording of a change in the ownership of an international 
registration, as provided in Article 9 of the Protocol (hereinafter referred to as "ch ange in the 
ownership of international registration").  
(2) The request provided in the preceding paragraph may be made for each of the goods or 
services listed in the international registration or for each of the Contracting Parties in which 
the internatio nal registration has effect.  
 
(Mutatis mutandis application of provisions concerning application for trademark registration)  
Article 68 -7 Article 17(3) (limited to the part pertaining to item (iii)) and Article 18(1) of the 
Patent Act as applied mutatis mu tandis pursuant to Article 77(2) of this Act, shall apply 
mutatis mutandis to the application for international registration, subsequent designation, an 
application for the renewal of the duration of international registration and a request for the 
recordi ng of a change in the ownership of international registration.  
 
(Delegation to Ordinance  of the Ministry of Economy, Trade and Industry)  
Article 68 -8 In addition to the provisions of Articles 68 -2 to 68 -7, details of matters relating to 
the application for  international registration, subsequent designation, an application for 
renewal of the duration of international registration and a request for the recording of a  
 
 
 
 
58 
 
 
 
 
 change in the ownership of international registration required for the implementation of the 
Protocol and the regulations thereunder shall be provided by Ordinance  of the Ministry of 
Economy, Trade and Industry.  
 
Section 2 Special Provisions pertaining to International Application for 
Trademark Registration  
 
(Application for trademark registration  based on request for territorial extension)  
Article 68 -9 (1) Any request for territorial extension to designate Japan shall be deemed to be an 
application for trademark registration filed on the date of international registration provided in 
Article 3(4) of the Protocol (hereinafter referred to as the "date of international registration"); 
provided, however, that in the case of subsequent designation, such request shall be deemed to 
be an application for trademark registration filed on the date on which th e subsequent 
designation pertaining to the international registration pursuant to Article 3ter(2) of the 
Protocol(hereinafter referred to as the "date of subsequent designation") is recorded in the 
International Register of the International Bureau provide d in Article 2(1) (hereinafter 
referred to as the "International Register").  
(2) Matters stated in the left column of the following table contained in the International 
Register pertaining to the international registration designating Japan shall be deemed  to be 
the matters stated in the right column of the said table contained in the application submitted 
pursuant to Article 5(1).  
 
 
The name and the domicile or residence of 
the registered holder of international 
registration   
The name and the domicile or r esidence of 
the applicant for trademark registration  
 
The trademark subject to international 
registration   
The trademark for which registration is 
sought  
 
The goods or services listed in the 
international registration and the class of the 
goods or servic es  
The designated goods or designated services 
and the class of the goods or services 
provided by Cabinet Order as provided for 
in Article 6(2);  
 
Among matters stated in the International 
Register , those required for the  
Detailed description of the trademark   
 
 
 
 
59 
 
 
 
 
 interpretation of the meanings of  statement 
of the trademark that is a subject of an 
international registration  provided by 
Ordinance  of the Ministry of Economy, 
Trade and Industry  
 
(Special provisions concerning time of filing of international appl ication for trademark 
registration)  
Article 68 -10 (1) Where a registered trademark (hereinafter in this article referred to as a 
"registered trademark based on international registration") pertaining to the request for 
territorial extension which is deemed  to have been an application for trademark registration 
pursuant to Article 68 -9(1) (hereinafter in this chapter referred to as an "international 
application for trademark registration") is identical with the registered trademark prior to the 
trademark reg istration (except registered trademarks based on international registration, 
hereinafter referred to in this article as a "registered trademark based on national registration") 
and the designated goods or designated services pertaining to the registered tr ademark based 
on international registration overlap with the designated goods or designated services based 
on national registration, and further the holder of trademark right of the registered trademark 
based on international registration is identical with  the holder of trademark right of the 
registered trademark based on national registration, the international application for trademark 
registration shall be deemed to have been filed on the date of filing of the application for 
trademark registration perta ining to the registered trademark based on national registration to 
the extent of the scope which is overlapping.  
(2) The provisions of paragraphs (3) and (4) of Article 68 -32 shall apply mutatis mutandis to the 
international application for trademark regi stration under the preceding paragraph.  
 
(Special provisions concerning time of filing of application)  
Article 68 -11 For the purpose of application of Article 9(2) to an international application for 
trademark registration, the term "at the time of filing of the application for trademark 
registration" in the said paragraph shall be replaced with "within thirty days from the date of 
the international application for trademark registration."  
 
(Special provisions concerning division of application)  
Article 68 -12 Article 10 shall not apply to an international application for trademark 
registration.  
 
(Special provisions concerning conversion of application)   
 
 
 
 
60 
 
 
 
 
 Article 68 -13 Articles 11 and 65 shall not apply to an international application for trademark 
registration . 
 
(Special provisions concerning matters to be contained in the trademark bulletin pertaining to 
laying open of application)  
Article 68 -14 For the purpose of application of Article 12 -2(2) to the international application 
for trademark registration, the t erm "the number and date of the application for trademark 
registration" in item (ii) of the said paragraph shall be replaced with "the number and the date 
of the international registration (in the case of the international application for trademark 
registr ation pertaining to the subsequent designation, the date of subsequent designation)."  
 
(Special provisions concerning proceedings for priority claim governed by the Paris Convention, 
etc.) 
Article 68 -15 (1) The provisions of paragraphs (1) to (4) , and (7) to (9)  of Article 43 of the 
Patent Act as applied mutatis mutandis upon reading the specified terms in accordance with 
Article 13(1) of this Act shall not apply to an international application for trademark 
registration.  
(2) For the purpose of application of Article 43(1) of the Patent Act as applied mutatis mutandis 
pursuant to Article 43 -3(3) of the Patent Act as applied mutatis mutandis upon reading the 
specified terms in accordance with Article 13(1) of this Act to the international application for 
trademark registration, the portion " within the time limit provided by  Ordinance  of the 
Ministry of Economy, Trade and Industry " in the said paragraph shall be replaced with 
"within thirty days from the date of the international application for trademark regis tration."  
 
(Special provisions concerning the right deriving from application for trademark registration)  
Article 68 -16 (1) For the purpose of application of Article 34(4) of the Patent Act as applied 
mutatis mutandis pursuant to Article 13(2) of this Act to the international application for 
trademark registration, the portion ", except in the case of general succession including 
inheritance, without the Commissioner of the Patent Office." in the said paragraph shall be 
replaced with "without notification t o the International Bureau."  
(2) The provisions of paragraphs (5) to (7) of Article 34 of the Patent Act as applied mutatis 
mutandis pursuant to Article 13(2) of this Act shall not apply to an international application 
for trademark registration.  
 
(Treatme nt of international application for trademark registration in the case of change in the 
ownership of international registration)  
Article 68 -17 Where all or some of the goods or services listed in the international registration  
 
 
 
 
61 
 
 
 
 
 are divided and transferred a s a result of a change in the ownership of international 
registration, the international application for trademark registration shall be deemed to have 
become applications for trademark registration with respect to each of the registered holders 
after the change.  
 
(Special provisions concerning new application for trademark as amended)  
Article 68 -18 (1) Article 17 -3 of the Design Act as applied mutatis mutandis pursuant to Article 
17-2(1) or 55 -2(3) (including cases where it is applied mutatis mutandis purs uant to Article 
60-2(2)) of this Act shall not apply to an international application for trademark registration.  
(2) Article 17 -4 of the Design Act as applied mutatis mutandis pursuant to Article 17 -2(2) of this 
Act shall not apply to an international appl ication for trademark registration.  
 
(Special provisions concerning registration of establishment of trademark right)  
Article 68 -19 (1) For the purpose of application of Article 18(2) to the international application 
for trademark registration, the term "w here the registration fee under Article 40(1) or the 
registration fee due and payable within thirty days from the date of service of a transcript of 
an examiner's decision or a appeal/trial  decision to the effect that the trademark is to be 
registered unde r Article 41 -2(1) is paid" in the said paragraph shall be replaced with "where 
the communication is made by the International Bureau notifying that the payment of the 
individual fee in the amount prescribed in Article 68 -30(1)(ii) has been recorded in the 
International Register."  
(2) For the purpose of application of Article 18(3) to the international application for trademark 
registration, in item (ii) of the said paragraph the portion "the number and date of the 
application for trademark registration" sha ll be replaced with "the number and the date of 
international registration (in the case of the international application for trademark 
registration pertaining to the subsequent designation, the date of subsequent designation)" and 
in item (v) of the said p aragraph the portion "the registration number and the date of 
registration of establishment" shall be replaced with "the number of international registration 
and the date of registration of the establishment."  
 
(Effect of the lapse of international registr ation)  
Article 68 -20 (1) Where all or a portion of the international registration on which the 
international application for trademark registration is based has lapsed, the international 
application for trademark registration shall be deemed to have been w ithdrawn in respect of 
all or the portion of the designated goods or designated services that have lapsed.  
 (2) Where all or a portion of the international registration on which the international 
registration is based has lapsed, the trademark right based on such international registration  
 
 
 
 
62 
 
 
 
 
 the establishment of which has been registered under Article 18(2) as applied upon reading 
the specified terms in accordance with Article 68 -19(1) (hereinafter referred to as the 
"trademark right based on international re gistration") shall be deemed to have lapsed in 
respect of all or the portion of the designated goods or designated services that have lapsed.  
(3) The preceding two paragraphs shall take effect as of the date the international registration 
lapses in the Int ernational Register.  
 
(Duration of trademark right based on international registration)  
Article 68 -21 (1) The duration of a trademark right based on international registration shall 
expire after ten years from the date of the international registration (wh ere the duration of the 
international registration has been renewed prior to the registration of the establishment of the 
trademark right, the date of most recent renewal).  
(2) The duration of a trademark right based on international registration may be re newed based 
on the renewal of the duration of the international registration.  
(3) Where the duration of international registration is renewed, the duration of the trademark 
right based on international registration shall be renewed at the time of expiratio n of the 
duration.  
(4) Where the duration of international registration is not renewed, the trademark right based on 
international registration shall be deemed to have extinguished retroactively at the time of 
expiration of the duration.  
 
(Special provisio ns concerning registration of renewal of duration)  
Article 68 -22 (1) Articles 19 to 22, 23(1) and 23(2) shall not apply to a trademark right based on 
international registration.  
(2) For the purpose of application of Article 23(3) relating to a trademark ri ght based on 
international registration, the portion "registration as set forth under the preceding two 
paragraphs" in the said paragraph shall be replaced with "renewal of the duration of 
international registration" and the portion "the registration numbe r and the date of registration 
of renewal" in item (ii) of the said paragraph shall be replaced with "the number of 
international registration and the date of renewal of the duration of international registration."  
 
(Special provisions concerning division of trademark right)  
Article 68 -23 Article 24 shall not apply to a trademark right based on international registration.  
 
(Special provisions pertaining to transfer of collective trademark right)  
Article 68 -24 (1) A collective trademark right based on intern ational registration may not be 
transferred, unless the document provided in Article 7(3) is submitted.   
 
 
 
 
63 
 
 
 
 
 (2) Article 24 -3 shall not apply to a trademark right based on international registration.  
 
(Special provisions concerning waiver of trademark right)  
Article 68 -25 (1) The holder of trademark right based on international registration may abandon 
the trademark right.  
(2) Article 97(1) of the Patent Act as applied mutatis mutandis pursuant to Article 35 of this Act 
shall not apply to a trademark right based  on international registration.  
 
(Special provisions concerning effects of registration of trademark right)  
Article 68 -26 (1) A transfer , modification due to trust , extinguishment by waiver or restriction 
on disposition of a trademark right based on intern ational registration shall have no effect 
unless registered.  
(2) Articles 98(1)(i) and 98(2) of the Patent Act as applied mutatis mutandis upon reading the 
specified terms in accordance with Article 35 of this Act shall not apply to a trademark right 
based  on international registration.  
 
(Special provisions concerning registration in the Trademark Registry)  
Article 68 -27 (1) For the purpose of application of Article 71(1)(i) to a trademark right based on 
international registration, the term "the establishme nt, renewal of the duration, division, 
transfer, modification, extinguishment, restoration or restriction on disposition of a trademark 
right" in the said item shall be replaced with "the establishment, modification due to trust or 
restriction on dispositi on of a trademark right."  
(2) The renewal of the duration, the transfer, the modification (excluding a modification due to 
trust) or the extinction of a trademark right based on international registration shall have 
effect in accordance with that registrat ion in the International Register.  
 
(Special provisions concerning amendment of proceedings)  
Article 68 -28 (1) Any amendment to the designated goods or designated services stated in the 
international application for trademark registration may be made only within the time limit 
designated in Article 15 -2 (including cases where it is applied mutatis mutandis pursuant to 
Article 55 -2(1) (including cases where it is applied mutatis mutandis pursuant to Article 
60-2(2))) or Article 15 -3 (including cases where it  is applied mutatis mutandis pursuant to 
Article 55 -2(1) (including cases where it is applied mutatis mutandis pursuant to Article 
60-2(2))).  
(2) Article 68 -40 shall not apply to an international application for trademark registration , 
except for matters d eemed to be the detailed description of a trademark under Article 68 -9(2). 
  
 
 
 
 
64 
 
 
 
 
 (Extra provisions relating to special provisions on trademark right covering two or more 
designated goods or designated services)  
Article 68 -29 For the purpose of the application o f Article 69 relating to a trademark right based 
on international registration, the portion "20(4) or 33(1) of this Act, Article 97(1) or 98(1)(i) 
of the Patent Act as applied mutatis mutandis pursuant to Article 35 of this Act" in Article 69 
shall be repl aced with "33(1), 68 -25(1) or 68 -26(1)" and the term "Article 71(1)(i)" in Article 
69 shall be replaced with "71(1)(i) as applied mutatis mutandis upon reading the specified 
terms in accordance with Article 68 -27(1), 68 -27(2)."  
 
(Individual fee for tradema rk right based on international registration)  
Article 68 -30 (1) Any person who desires to obtain a registration of establishment of a 
trademark right based on international registration shall pay to the International Bureau, as the 
individual fee provided in Article 8(7)(a) of the Protocol (hereinafter referred to as the 
"individual fee") for each registration in the following amounts:  
(i) the amount equivalent to 2,700 yen plus 8,600 yen for each class of the goods and services; 
and 
(ii) the amount equival ent to 28,200  yen multiplied by the number of classes of the goods and 
services.  
(2) The individual fee in the amount prescribed in item (i) of the preceding paragraph shall be 
paid prior to the international registration and the individual fee in the amou nt prescribed in 
item (ii) thereof shall be paid within the time limit provided by Ordinance  of the Ministry of 
Economy, Trade and Industry.  
(3) Where an examiner's decision or appeal/trial  decision is rendered to the effect that a 
trademark pertaining to an international application for trademark registration is to be 
registered, the Commissioner of the Patent Office shall notify the International Bureau of the 
time limit for the payment of the individual fee pertaining to the application, in the amount 
prescribed in item (ii) of paragraph (1).  
(4) Where the individual fee in the amount prescribed in items (ii) of paragraph (1) is not paid, 
and as a result the international registration on which the international application for 
trademark registration is ba sed is rescinded, the said application shall be deemed to have been 
withdrawn.  
(5) A person requesting the renewal of the duration of a trademark right based on international 
registration shall pay as the individual fee to the International Bureau for each  registration the 
amount equivalent to 38,800  yen multiplied by the number of classes.  
(6) Articles 40 to 43 and 76(2) (limited to the portion listed under item (i) of the appended table) 
shall not apply to an application for international trademark regist ration and a trademark right 
based on the international registration.   
 
 
 
 
65 
 
 
 
 
  
(Delegation to Ordinance  of the Ministry of Economy, Trade and Industry)  
Article 68 -31 In addition to the provisions of Articles 68 -9 to 68 -30, details of matters required 
for the imple mentation of the Protocol and the regulations thereunder shall be provided by 
Ordinance  of the Ministry of Economy, Trade and Industry.  
 
SECTION 3 SPECIAL PROVISIONS CONCERNING APPLICATION FOR 
TRADEMARK REGISTRATION, ETC.  
 
(Special provisions concerning ap plication for trademark registration after rescission of 
international registration)  
Article 68 -32 (1) Where an international registration relating to a trademark that was the subject 
of an international registration designating Japan is rescinded pursuant  to Article 6(4) of the 
Protocol in respect of all or some of the goods or services listed in the international 
registration, the person who was the registered holder of the international registration may file 
an application for trademark registration in r elation to all or some of the said goods or 
services.  
(2) Where an application for trademark registration under the preceding paragraph falls under all 
of the following items, the application shall be deemed to have been filed on the date of 
international registration (where the international registration under the said paragraph is 
related to the subsequent designation, the date of the subsequent designation pertaining to the 
said international registration) of the international registration under the said  paragraph.  
 (i) the application for trademark registration under the preceding paragraph is filed within three 
months from the date on which the international registration under the said paragraph was 
rescinded;  
(ii) the trademark for which the registrati on is sought is identical with the trademark that was the 
subject of the international registration under the preceding paragraph; and  
(iii) the designated goods or designated services in connection with the application for 
trademark registration under the  preceding paragraph are within the scope of the goods or 
services listed in the international registration under the preceding paragraph.  
(3) Where an international application for trademark registration pertaining to an international 
registration under p aragraph (1) enjoyed a right of priority pursuant to Article 4 of the Paris 
Convention, the application for trademark registration under the said paragraph shall also 
enjoy the same right of priority.  
(4) The preceding paragraph shall also apply to the cas e where an international application for 
trademark registration pertaining to an international registration under paragraph (1) enjoyed 
a right of priority pursuant to Article 43 -3(2) of the Patent Act as applied mutatis mutandis  
 
 
 
 
66 
 
 
 
 
 upon reading the specified  terms in accordance with Article 9 -3 or 13(1) of this Act.  
(5) For the purpose of the application of Article 10(1) to an application for trademark 
registration under paragraph (1), the portion of the said paragraph "part of an application" 
shall be replac ed with "part of an application(limited to the goods or services that fall under 
the scope of those listed in the international registration under Article 68 -32(1))."  
(6) Where, due to reasons beyond the control of the person filing  an application for trad emark 
registration under  paragraph  (1), the person is unable to file the  application  within the time 
limit as provided in paragraph  (2)(i) , the said person may, notwithstanding the said item, file 
the application within 14 days (two months for resident abr oad) from the date on which the 
reasons for not filing ceased to be applicable, but not later than six months after the expiration 
of the said time limit.  
(7) The application for trademark registration filed under the preceding paragraph shall be 
deemed to  have been filed at the time of expiration of the time limit under paragraph  (2)(i).  
 
(Special provisions concerning application for trademark registration after denunciation of 
Protocol)  
Article 68 -33 (1) Where, pursuant to Article 15(5)(b) of the Protoco l, the registered holder of the 
international registration designating Japan becomes no longer entitled as a person eligible to 
file the international application pursuant to Article 2(1) of the Protocol, the person who was 
the registered holder of the sai d international registration may file an application for 
trademark registration in connection with the goods or services listed in the said international 
registration.  
 (2) The provisions of paragraphs (2) to (7) of Article 68 -32 shall apply mutatis mutand is to an 
application for trademark registration under the preceding paragraph . In this case, the portion 
"within three months from the date on which the international registration under the said 
paragraph was rescinded" in paragraph(2)(i) of the said Artic le shall be deemed to be replaced 
with "within two years from the date on which the denunciation under Article 15(3) of the 
Protocol took effect."  
 
(Special provisions concerning reasons for refusal)  
Article 68 -34 (1) For the purpose of the application of Article 15 to an application for trademark 
registration pursuant to Article 68 -32(1) or 68 -33(1), the portion "falls under any of the 
following items" in Article 15 shall be replaced with "falls under any of the following items or 
where an application for trademark registration under Article 68 -32(1) or 68 -33(1) does not 
comply with the requirements provided in Article 68 -32(1), 68 -33(1) or each item of 68 -32(2) 
(including cases where applied mutatis mutandis upon reading the specified terms in 
accordance w ith Article 68 -33(2))."   
 
 
 
 
67 
 
 
 
 
 (2) The provision of Article 15 (limited to the part pertaining to item (i) and (ii)) shall not apply 
to an application for trademark registration under Article 68 -32(1) or 68 -33(1) pertaining to a 
trademark right that was related t o the international registration (referred to in Article 68 -37 
and 68 -39 as "re -filing of trademark right pertaining to former international registration").  
 
(Special provisions concerning registration of establishment of trademark right)  
Article 68 -35 Notwithstanding Article 18(2), where, in connection with an application for 
trademark registration under Article 68 -32(1) or 68 -33(1), the examiner's decision or the 
appeal/trial  decision to the effect that the trademark is to be registered has been rendered 
within ten years from the date of international registration of the international registration 
pertaining to the said application (where the duration of the international registration has been 
renewed, the date of most renewal) and the individual fee in th e amount prescribed in Article 
68-30(1)(ii) has been paid to the International Bureau prior to the date on which the 
international registration pertaining to the said application is rescinded pursuant to Article 
6(4) of the Protocol or to the date on which  the denunciation under Article 15(3) of the 
Protocol takes effect, the establishment of the trademark right shall be registered.  
 
(Special provisions concerning duration)  
Article 68 -36 (1) The duration of a trademark right provided in Article 68 -35 shall expire after 
ten years from the date of the international registration of the international registration 
pertaining to the said application (where the duration of the international registration has been 
renewed, the date of most recent renewal).  
(2) Articl e 19(1) shall not apply to the duration of a trademark right provided in the preceding 
paragraph.  
 
(Special provisions concerning opposition to registration)  
Article 68 -37 For the purpose of application of Article 43 -2 to a trademark registration 
pertainin g to the re -filing of a trademark right pertaining to a former international registration, 
the term "trademark registration" in the said article shall be replaced with "trademark 
registration (in the case of a trademark registration pertaining to the re -filing of a trademark 
right pertaining to a former international registration, except any trademark registration for 
which the term provided in this Article has lapsed without any opposition to registration of the 
former trademark registration pertaining to the former international registration)."  
 
(Special provisions concerning invalidation trial  of trademark registration)  
Article 68 -38 For the purpose of the trial prescribed in Article 46(1) for the trademark 
registration pertaining to an application for tr ademark registration under Article 68 -32(1) or  
 
 
 
 
68 
 
 
 
 
 68-33(1), the term "falls under any of the following items" in the said paragraph shall be 
replaced with "falls under any of the following items or has been made in violation of the 
provision of Article 68 -32(1), 68 -33(1) or each item of Article 68 -32(2) (including cases 
where applied mutatis mutandis upon reading the specified terms in accordance with Article 
68-33(2))."  
 
Article 68 -39 For the purpose of the application of Article 47 to a trademark registratio n 
pertaining to the re -filing of a trademark right pertaining to a former international registration, 
the portion "may not be filed" in the said article shall be replaced with "may not be filed.  The 
same shall also apply, in relation to the trademark regis tration pertaining to the re -filing of the 
trademark right pertaining to former international registration, even prior to a lapse of five 
years from the date of registration of the establishment of the trademark right, when a request 
for trial under Articl e 46(1) can be no longer filed pursuant to this article pertaining to the 
trademark registration pertaining to the former international registration."  
 
CHAPTER 8 MISCELLANEOUS PROVISIONS  
 
(Amendment of proceedings)  
Article 68 -40 (1) The person undertaking a procedure before the Patent Office with regard to an 
application for trademark registration, an application for defensive mark registration, any 
requests or any other procedures relating to trademark registration or defensive mark 
registration, may make amendments relating thereto only when the case is pending in 
examination, examination on opposition to registration, appeal/trial  or retrial.  
(2) Notwithstanding the preceding paragraph, a person who has applied for trademark 
registration may, at the time of payment of the registration fee under Article 40(1) or 41 -2(1), 
make amendments to reduce the number of classes pertaining to the application for trademark 
registration.  
 
(Special provisions on trademark right covering two or more designated goods or de signated 
services)  
Article 69  For the purpose of the application of Article 13 -2(4) (including where it is applied 
mutatis mutandis pursuant to Article 68(1)), 20(4) and 33(1) of this Act, Article 97(1) or 
98(1)(i) of the Patent Act as applied mutatis muta ndis pursuant to Article 35 of this Act, 
Article 43 -3(3), 46(3), 46-2 or 54 of this Act, Article 132(1) of the Patent Act as respectively 
applied mutatis mutandis pursuant to Article 56(1) of this Act or Article 174( 3) of the Patent 
Act as applied mutatis mutandis pursuant to Article 61 of this Act, Article 59, 60, 71(1)(i) or 
75(2)(iv) of this Act, to the trademark registration or trademark right covering two or more  
 
 
 
 
69 
 
 
 
 
 designated goods or designated services, the trademark shall be deemed to have been 
regist ered or the trademark right shall be deemed to exist, for each of the designated goods or 
designated services.  
 
(Special provisions on trademarks, etc., similar to registered trademarks)  
Article 70  (1) The term "registered trademark" as used in Article 25,  29, 30(2), 31(2), 31 -2(1), 
34(1), 38(3), 50, 52 -2(1), 59(i), 64, 73 or 74 shall include trademarks similar to the registered 
trademark that would be regarded as being identical with the registered trademark if they were 
in the same color(s) as the registe red trademark.  
(2) The term "registered defensive mark" as used in Article 4(1)(xii) or 67 shall include marks 
similar to the registered defensive mark that would be regarded as being identical with the 
registered defensive mark if they were in the same co lor(s) as the registered defensive 
trademark.  
(3) The term "trademark similar to the registered trademark" as used in Article 37(i) or 51(1) 
shall not include any trademark similar to the registered trademark that would be regarded as 
being identical with the registered trademark if they were in the same color(s) as the 
registered trademark.  
(4) The preceding three paragraphs shall not apply to a trademark  that consists solely of colors.  
 
(Registration in Trademark Registry)  
Article 71  (1) The following mat ters shall be registered in the Trademark Registry maintained in 
the Patent Office:  
(i) the establishment, renewal of the duration, division, transfer, modification, extinguishment, 
restoration or restriction on disposition of a trademark right;  
(ii) the e stablishment, renewal of the duration, transfer or extinguishment of right based on 
defensive mark registration;  
(iii) the establishment, maintenance, transfer, modification, extinguishment or restriction on 
disposition of exclusive right to use or non -exclusive right to use; and  
(iv) the establishment, transfer, modification, extinguishment or restriction on disposition of a 
right of pledge on a trademark right, exclusive right to use or non -exclusive right to use.  
(2) The Trademark Registry may be prepare d, in whole or in part, in the form of magnetic tapes 
(including other storage media using a similar method that may record or reliably store certain 
matters; the same shall apply hereinafter).  
(3) In addition to those provided in this act, matters relatin g to the registration shall be provided 
by Cabinet Order.  
 
(Issuance of certificate of trademark registration, etc.)   
 
 
 
 
70 
 
 
 
 
 Article 71 -2 (1) Upon registration of the establishment of a trademark right or upon registration 
of the establishment of rights based on d efensive mark registration, the Commissioner of the 
Patent Office shall issue a certificate of trademark registration or defensive mark registration 
to the holder of trademark right.  
(2) The re -issuance of a certificate of trademark registration or defensi ve mark registration shall 
be provided by Ordinance  of the Ministry of Economy, Trade and Industry.  
 
(Request for certificate, etc.)  
Article 72  (1) Any person may file a request with regard to trademark registration or defensive 
mark registration to the Co mmissioner of the Patent Office to issue a certificate, a transcript 
of documents or an extract of documents, to allow the inspection or copying of documents  or 
materials under Article 5(4) , or to issue documents stored on the magnetic tapes that 
constitut e a part of the Trademark Registry; provided, however, that if the Commissioner of 
the Patent Office considers it necessary to keep such documents confidential, this provision 
shall not apply in the case of the following documents:  
(i) documents pertaining  to a trial under Article 46(1) (including cases where it is applied 
mutatis mutandis pursuant to Article 68(4)), 50(1), 51(1), 52 -2(1), 53(1) or 53 -2 (including 
cases where it is applied mutatis mutandis pursuant to Article 68(4)) or a retrial of the fina l 
and binding trial decision rendered in the said trial, with respect to which the party in the case 
or an intervener has given notice that a trade secret owned by the said party in the case or 
intervener has been described (trade secret as provided in Sec tion 2(6) of the Unfair 
Competition Prevention Act (Act No. 47 of 1993));  
(ii) documents which are likely to cause damage to an individual's reputation or peaceful 
existence; and  
(iii) documents which are likely to cause damage to public policy.  
(2) Where the Commissioner of the Patent Office approves of the request under the main clause 
of the preceding paragraph with regard to the documents as provided in item (i) or (ii) of the 
said paragraph, the Commissioner of the Patent Office shall notify the person  who submitted 
the said documents thereof and reasons therefor.  
(3) Provisions of the Act Concerning Access to Information Held by Administrative Organs (Act 
No. 42 of 1999) shall not apply to the documents concerning trademark registration or 
defensive ma rk registration and the part of the Trademark Registry stored on magnetic tapes.  
(4) Provisions in Chapter 4 of the Act Concerning Protection of Personal Information Possessed 
by Administrative Organs (Act No. 58 of 2003) shall not apply to the possessed P ersonal 
Information (referring to the possessed Personal Information as provided in Article 2(3) of the 
said Act) recorded in the documents concerning trademark registration or defensive mark 
registration and the part of the Trademark Registry stored on ma gnetic tapes.   
 
 
 
 
71 
 
 
 
 
  
(Indication of trademark registration)  
Article 73  Where the holder of trademark right, exclusive right to use or non -exclusive right to 
use affixes the registered trademark to the designated goods, packages of the designated goods 
or article s to be used for the provision of the designated services, or affixes, in the provision 
of the designated services, the registered trademark to the goods pertaining to the provision of 
the designated services that belong to the person receiving the designa ted services pursuant to 
the provisions of Ordinance  of the Ministry of Economy, Trade and Industry, he/she shall 
make efforts to affix to the trademark an indication (hereinafter referred to as an "indication 
of trademark registration") stating that the t rademark is a registered trademark.  
 
(Prohibition of false indication)  
Article 74  It shall be prohibited for a person to do the following acts:  
(i) in using a trademark that is not a registered trademark, to affix an indication of trademark 
registration or  an indication confusing therewith to the trademark;  
(ii) in using a registered trademark for goods or services that are not the designated goods or 
designated services, to affix an indication of trademark registration or an indication confusing 
therewith to the trademark;  
(iii) the possession, for the purpose of assignment or delivery, of articles affixed on goods or on 
their packages, a trademark other than a registered trademark, articles affixed on goods other 
than the designated goods, or on their pack ages, a registered trademark in connection with 
goods, or articles affixed on goods or on their packages, a registered trademark in connection 
with services, where the indication of trademark registration or an indication confusing 
therewith is affixed to the said trademark;  
(iv) the possession or importation of articles affixed with a trademark other than a registered 
trademark, that are used in the course of the provision of services by a person who receives 
the said services, articles affixed with a regi stered trademark in connection with services, that 
are used in the course of the provision of services other than the designated services by a 
person who receives the said services, or articles affixed with a registered trademark in 
connection with goods, that are used in the course of the provision of services by a person 
who receives the said services, where the indication of trademark registration or an indication 
confusing therewith is affixed to the said trademark (hereinafter referred to in the follow ing 
item as "articles with a false indication of trademark registration pertaining to services"), for 
the purpose of the provision of the said services through use of the said articles; and  
(v) the assignment, delivery, or possession or importation for the  purpose of assignment or 
delivery of articles with a false indication of trademark registration pertaining to services, for 
the purpose of causing the provision of the said services through use of the said articles;   
 
 
 
 
72 
 
 
 
 
  
(Trademark Gazette)  
Article 75  (1) The  Patent Office shall publish the trademark gazette  
(2) In addition to those matters provided in this Act, the trademark gazette shall contain the 
following matters:  
(i) examiner's decisions to the effect that an application is to be refused, or the waiver,  
withdrawal or dismissal of applications for trademark registration or applications for 
defensive mark registration after laying open of application;  
(ii) succession of right deriving from an application for trademark registration after laying open 
of appl ication;  
(iii) amendments made to the designated goods or designated services stated in an application, to 
the trademark for which the registration is sought, or to the mark for which the defensive 
mark registration is sought after laying open of applicati on; 
(iv) extinguishments of trademark rights (except due to the expiration of the duration and the 
provision of Article 41-2(6) (including cases where it is applied mutatis mutandis pursuant to 
Article 41 -2(8)); 
(v) filing of an opposition to registration or request appeal/trial  or a retrial, or withdrawal 
thereof;  
(vi) final and binding decisions on the opposition to registration, final and binding appeal/trial  
decisions or the final and binding decision or appeal/trial  decision on retrial; and  
(vii) final  and binding judgments in actions under Article 63(1).  
 
(Fees)  
Article 76  (1) Fees shall be paid by the following persons in an amount to be provided by 
Cabinet Order in view of the actual costs:  
(i) persons notifying of succession under Article 34(4) of t he Patent Act as applied mutatis 
mutandis pursuant to Article 13(2) of this Act;  
(ii) persons filing a request for an extension of the term under Article 17 -4 of the Design Act as 
applied mutatis mutandis pursuant to Article 17 -2(2) (including cases where it is applied 
mutatis mutandis pursuant to Article 68(2)) of this Act, Article 41(2) , Article 41 -2(2), 43-4(3) 
(including cases where it is applied mutatis mutandis under Article 68(4)) of this Act, Article 
65-8(3) or Article 4 of the Patent Act as applied  mutatis mutandis pursuant to 77(1) of this 
Act or Article 5(1), or a change of the date under Article 5(2) of the Patent Act as applied 
mutatis mutandis pursuant to Article 77(1) of this Act.  
(iii) persons filing an application for international registrat ion to the Commissioner of the Patent 
Office pursuant to Article 68 -2; 
(iv) persons presenting to the Commissioner of the Patent Office a request for subsequent  
 
 
 
 
73 
 
 
 
 
 designation pursuant to Article 68 -4; 
(v) persons filing an application for renewal of the dura tion of international registration to the 
Commissioner of the Patent Office pursuant to Article 68 -5; 
(vi) persons filing a request to the Commissioner of the Patent Office for the recording of a 
change in the ownership of international registration pursua nt to Article 68 -6; 
(vii) persons filing a request for the re -issuance of a certificate of trademark registration or 
defensive mark registration;  
(viii) persons filing a request for the issuance of a certificate pursuant to Article 72(1);  
(ix) persons fili ng a request for the issuance of a transcript of documents or an extract of 
documents pursuant to Article 72(1);  
(x) persons filing a request to allow the inspection or copying of documents or materials under 
Article 5(4) pursuant to Article 72(1); and  
(xi) persons filing a request for the issuance of documents whose contents are stored on 
magnetic tapes that constitute part of the Trademark Registry pursuant to Article 72(1).  
(2) The persons listed in the center column of the attached table shall pay fees in the amount as 
provided by Cabinet Order within the range of the amounts specified in the corresponding 
right -hand column of the table.  
(3) The preceding two paragraphs shall not apply where the person to pay the fee in accordance 
with these paragraphs i s the State.  
(4) Where the State has co -ownership of a trademark right, a right deriving from an application 
for trademark registration or a right based on an application for defensive mark registration 
with a person other than the State, and the portion o f their respective shares of the said right 
has been agreed, notwithstanding the provisions of paragraph (1) or (2), the fees payable 
thereunder (limited to those provided by Cabinet Order) shall be determined as the sum of the 
provided fees multiplied by the ratios of the share of each person other than the State, and, the 
person(s) other than the State shall pay such sum.  
(5) Where the amount of the fees calculated under the preceding paragraph has a fractional 
figure of less than ten yen,  the said portio n shall be discarded.  
(6) The payment of the fees under paragraph (1) or (2) shall be made by patent revenue stamps 
as provided by Ordinance  of the Ministry of Economy, Trade and Industry; provided, however, 
that where so provided by Ordinance  of the Minis try of Economy, Trade and Industry, a cash 
payment thereof shall be accepted.  
(7) Fees paid in excess or in error shall be refunded upon the request of the person who made 
payment thereof.  
(8) No request for a refund of the fees under the preceding paragra ph may be filed after one year 
from the date on which the payment thereof has been made.  
(9) Where, due to reasons beyond the control of the person, the person filing  a request for refund  
 
 
 
 
74 
 
 
 
 
 a registration fee  is unable to file the  request  within the time lim it as provided in paragraph  
(7), the said person may, notwithstanding the said paragraph, file the  request within 14 days 
(two months for resident abroad) from the date on which the reasons for not filing ceased to 
be applicable, but not later than six mon ths after the expiration of the said time limit.  
 
(Mutatis mutandis application of Patent Act)  
Article 77  (1) The provisions of Articles 3 to 5 (time periods and dates) of the Patent Act shall 
apply mutatis mutandis to time periods and dates provided in th is Act.  In this case, the term 
"Article 121(1)" of Article 4 of the Patent Act shall be deemed to be replaced with "Article 
44(1) or 45(1) of the Trademark Act."  
(2) Articles 6 to 9, 11 to 16, 17(3) and 17(4), 18 to 24 and 194 (procedures) of the Patent Ac t 
shall apply mutatis mutandis to an application for trademark registration, an application for 
defensive mark registration, any petitions or any other procedures pertaining to trademark 
registration or defensive mark registration.  In this case, the portio n "appeal against  an 
examiner's decision of refusal" in Article 9 of the Patent Act shall be deemed to be replaced 
with " appeal  under Article 44(1) or 45(1) of the Trademark Act," the portion " appeal against  
an examiner's decision of refusal" in Article 14  of the Patent Act shall be deemed to be 
replaced with " appeal  under Article 44(1) or 45(1) of the Trademark Act," the portion "(ii) 
where the procedures do not comply with the formal requirements provided by this Act or an 
order thereunder" in Article 17( 3) of the Patent Act shall be deemed to be replaced with "(ii) 
where the procedures do not comply with the formal requirements provided by this Act or an 
order thereunder; (ii) -2 where, pertaining to the procedures, the registration fee under Article 
40(2)  of the Trademark Act or the registration fee (including the registration surcharge due 
and payable pursuant to Article 43(1) or 43(2) of the Trademark Act) payable at the time of 
application for registration of renewal pursuant to Article 41 -2(7) of the T rademark Act is not 
paid," the portion " any of the items in Article 38-2(1)" in Article 18 -2(1) of the Patent Act 
shall be deemed to be replaced with "any of the items in Article 5 -2(1) of the Trademark Act 
(including cases where it is applied mutatis muta ndis pursuant to Article 68(1) of the 
Trademark Act))."  
(3) The provision of Article 25 (Enjoyment of rights by foreign nationals) of the Patent Act shall 
apply mutatis mutandis to a trademark right and other rights relating to the trademark 
registration.  
(4) Article 26 (Effect of treaties) of the Patent Act shall apply mutatis mutandis to the trademark 
registration and defensive mark registration.  
(5) The provisions of Articles 189 to 192 (Service) of the Patent Act shall apply mutatis 
mutandis to service provided in this Act.  
(6) Article 195 -3 of the Patent Act shall apply mutatis mutandis to dispositions under this Act or  
 
 
 
 
75 
 
 
 
 
 under an order based on this Act.  
(7) Article 195 -4 (Restriction on appeals under Administrative Appeal Act) of the Patent Act 
shall ap ply mutatis mutandis to an examiner's decision, a ruling to dismiss an amendment, a 
rescission decision, appeal/trial  decision, a ruling to dismiss a written opposition, a ruling to 
dismiss a written request for appeal/trial  or retrial under this Act and t o a disposition against 
which no appeal lies in accordance with this act.  
 
(Transitional measures)  
Article 77 -2 Where an order is established, revised or abolished pursuant to this Act, transitional 
measures (including transitional measures relating to pen al provisions) to the extent deemed 
reasonably necessary for the establishment, revision or abolishment may be provided by the 
said order.  
 
CHAPTER 9 PENAL PROVISIONS  
 
(Crime of infringement)  
Article 78  An infringer of a trademark right or an exclusive rig ht to use (excluding one who has 
committed an act that shall be deemed to constitute infringement of a trademark right or an 
exclusive right to use under Article 37 or Article 67) shall be punished by imprisonment with 
work for a term not exceeding ten yea rs or a fine not exceeding 10,000,000 yen or 
combination thereof.  
 
Article 78 -2 Any person who has committed an act that shall be deemed to constitute 
infringement of a trademark right or an exclusive right to use under Article 37 or Article 67 
shall be pu nished by imprisonment with work for a term not exceeding five years or a fine not 
exceeding 5,000,000 yen or combination thereof.  
 
(Crime of fraud)  
Article 79  Any person who has obtained a trademark registration, defensive mark registration, 
registration of renewal of the duration of trademark right or right based on defensive mark 
registration, decision on opposition to registration or appeal/trial  decision by means of a 
fraudulent act shall be punished by imprisonment with work for a term not exceeding t hree 
years or a fine not exceeding 3,000,000 yen.  
 
(Crime of false indication)  
Article 80  Any person who fails to comply with Article 74 shall be punished by imprisonment 
with work for a term not exceeding three years or a fine not exceeding 3,000,000yen.   
 
 
 
 
76 
 
 
 
 
  
(Crime of perjury, etc.)  
Article 81  (1) A witness, an expert witness or an interpreter who has taken an oath under this 
Act and made a false statement or given a false expert opinion or a false interpretation before 
the Patent Office or a court commission ed thereby, shall be punished by imprisonment with 
work for a term of between three months and ten years.  
(2) Where a person who has committed the offense in the preceding paragraph has made a 
voluntary confession before a transcript of the judgment on the  case has been served, or a 
decision on an opposition to registration or appeal/trial  decision has become final and binding, 
the punishment may be reduced or waived  
 
(Crime of breach of confidentiality order)  
Article 81 -2 (1) Any person who fails to comply  with an order pursuant to Article 105 -4(1) 
(including cases where it is applied mutatis mutandis pursuant to Article 13 -2(5)) of the 
Patent Act as applied mutatis mutandis pursuant to Article 39 of this Act shall be punished by 
imprisonment with work for a term not exceeding five years or a fine not exceeding 
5,000,000yen or combination thereof.  
(2) The prosecution of the crime under the preceding paragraph may not be instituted unless a 
complaint is filed.  
(3) The crime under paragraph (1) shall apply to a person who commits the crime under the said 
paragraph while outside Japan.  
 
(Dual liability)  
Article 82  (1) Where a representative of a juridical person or an agent, employee or other staff 
member of a juridical person or an individual has committed, in the course of performing 
social activities for the juridical person or individual, any act in violation of the provisions 
prescribed in the following items, in addition to the offender, the juridical person shall be 
punished by fine as provided in the corr esponding items and the individual shall be punished 
by fine as provided in each article prescribed in the following items:  
(i) Article 78, Article 78 -2 or 81 -2(1), a fine not exceeding 300 million yen; and  
(ii) Article 79 or 80, a fine not exceeding 100 m illion yen.  
(2) In the case of the preceding paragraph, a complaint under Article 81 -2(2) against the 
offender shall also have effect on the juridical person or individual and a complaint against 
the juridical person or individual shall also have effect on  the offender.  
(3) Where a fine is imposed on a judicial person or individual pursuant to  paragraph (1) with 
regard to a violation of Article 78, 78 -2 or 81 -2(1), the period of prescription shall be 
governed by the same rules as for crimes in the provision s thereof.   
 
 
 
 
77 
 
 
 
 
  
(Non -penal fine)  
Article 83  Where a person who has taken an oath under Article 207(1) of the Code of Civil 
Procedure as applied mutatis mutandis pursuant to Article 151 of the Patent Act as applied 
mutatis mutandis pursuant to Article 71(3) of the Patent Act as applied mutatis mutandis 
pursuant to Article 28(3) (including cases where it is applied mutatis mutandis pursuant to 
Article 68(3) of this Act) of this Act, Article 43 -8 (including cases where it is applied mutatis 
mutandis pursuant to Ar ticle 60 -2(1) and 68(4) of this Act) or Article 56(1) (including cases 
where it is applied mutatis mutandis pursuant to Article 68(4) of this Act), Article 174( 3) of 
the Patent Act as applied mutatis mutandis pursuant to Article 61 (including cases where i t is 
applied mutatis mutandis pursuant to Article 68(5) of this Act), Article 58(2) of the Design 
Act as applied mutatis mutandis pursuant to Article 62(1) (including cases where it is applied 
mutatis mutandis pursuant to Article 68(5) of this Act), or Art icle 58(3) of the Design Act as 
applied mutatis mutandis pursuant to Article 62(2) (including cases where it is applied mutatis 
mutandis pursuant to Article 68(5) of this Act) has made a false statement before the Patent 
Office or a court commissioned ther eby, the said person shall be liable to a non -penal fine not 
exceeding 100,000 yen.  
 
Article 84  A person who has been summoned by the Patent Office or a court commissioned 
thereby in accordance with this Act and fails to appear or refuses to take an oath, make a 
statement, testify, give an expert opinion or interpret without a just cause shall be liable to a 
non-penal fine not exceeding 100,000yen.  
 
Article 85  A person who has been ordered by the Patent Office or a court commissioned thereby 
to submit or pr esent documents or other materials for the purpose of examination or 
preservation of evidence in accordance with this Act, and fails to comply with the order 
without a just cause shall be liable to a non -penal fine not exceeding 100,000yen.  
 
Supplementary provisions (Extract)  
within the period specified by Ordinance of the Ministry of Economy, Trade and Industry  
 
 
Attached Table (In relation to Article 76)  
  
Person responsible for 
payment   
Amount  
    
 
 
 
 
78 
 
 
 
 
 1 Person filing an application 
for trademark registration  6,000 yen per case plus 
15,000 yen for each class  
 
2  
Person filing an application 
for defensive mark 
registration or for 
registration of renewal of 
the duration of a right based 
on defensive mark 
registration   
12,000 yen per case plus 
30,000 yen for eac h class  
 
3  
Person responsible for the 
procedures under Article 
43(7), Article 41(3), Article 
41-2(3), Article 65 -8(4) of 
the Patent Act as applied 
mutatis mutandis under  
Article 9(3) and  Article 
13(1), or Article 5(3) of the 
Patent Act as applied 
mutatis  mutandis under 
Article 77(1)   
4,200  yen per case  
 
4  
Person requesting the 
division of a trademark 
right  
30,000 yen per case  
 
5  
Person requesting an 
advisory opinion pursuant 
to Article 28(1) (including 
cases where it is applied 
mutatis mutandis pursu ant 
to Article 68(3))   
40,000 yen per case  
 
6  
Person filing an opposition 
to registration   
3,000 yen per case plus 
8,000 yen for each class   
 
 
 
 
79 
 
 
 
 
  
7  
Person requesting to 
intervene in proceedings of 
an opposition to registration   
11,000 yen per case  
 
8  
Person filing a request for 
appeal/trial  or retrial   
15,000 yen per case plus 
40,000 yen for each class  
 
9  
Person requesting to 
intervene in a trial or retrial   
55,000 yen per case