DOCKETED  
Docket Number:  22-AAER -02 
Project Title:  Repeal of Portable Luminaires  
TN #:  249886  
Document Title:  Notice of Approval of Regulatory Action  
Description:  Notice of Approval of Regulatory Action from the Office of 
Administrative Law, Final Form 400, and Final Regulatory Text. 
The effective date of this rulemaking is April 25, 2023.  
Filer:  Carlos Baez  
Organization:  California Energy Commission  
Submitter Role:  Commi ssion Staff   
Submission Date:  4/26/2023 3:50:45 PM  
Docketed Date:  4/26/2023  
 State of California 
Office of Administrative Law 
In re: 
California Energy Commission 
Regulatory Action: 
Title 20, California Code of Regulations 
Amend sections: 1601, 1602, 1604, 1605,.3, 
1606 NOTICE OF APPROVAL OF REGULATORY· 
ACTION 
Government Code Section 11349.3 
OAL Matter Number: 2023-0321-01 
OAL Matter Type: Regular (S} 
This action repeals the portable luminaires appliance type from the Appliance Efficiency 
Regulations. 
OAL approves this regulatory action pursuant to section 11349.3 of the Government 
Code. This regulatory action becomes effective on 4/25/2023. 
Date: April 25, 2023 
Ashita Mohandas 
Attorney 
For: Kenneth J. Pogue 
Director 
Original: Drew Bohan, Executive Director 
Copy: Corrine Fishman I ----------------STATE OF CALIFORN IA-OFFICE OF ADMINISTRATIVE LAW For use by Secretary of State only ~l,11 ";·A· Rstructions on NOTICE PUBLICATION/REGULAT 
E :g'Q~- reverse)
STD. 400 (REV. 10/2019) 
NOTICE FILE NUMBER 
z.2022-102s-01 
For use by Office of Administrative Law (OAL) only 
OFFICE OF AOMI~~1 LAW 
2023 t-1HR 21 AMl0::36 
REGULATIONS NOTICE 
AGENCY WITH RULEMAKING AUTHORITY 
California Energy Commision ENDORSED- FILED 
In the office of the Setr11t~r•11f ';1,,te 
of tho~...., ., 
AGENCY FILE NUMBER (If any) 
22-AAER-02 
A. PUBLICATION OF NOTICE (Complete for publication in Notice Register) 
1. SUBJECT OF NOTICE TITLE(S) FIRST SECTION AFFECTED 2. REQUESTED PUBLICATION DATE 
Repeal of Portable Luminiaires 20 1601 November 11, 2022 
FAX NUMBER (Optional) 
B. SUBMISSION OF REGULATIONS (Complete when submitting regulations) 
1b. ALL PREVIOUS RELATED OAL REGULATORY ACTION NUMBER($) 1a. SUBJECT OF REGULATION($) 
Repeal of Portable Luminaires Regulations 
2. SPECIFY CALIFORNIA CODE OF REGULATIONS TITLE(S) AND SECTION($) (Including title 26, if toxics related) 
SECTION(S) AFFECTED ADOPT 
(List all section number(s) 
individually. Attach AMEND 
additional sheet if needed.) 1601, 1602, 1604, 1605.3, 1606 
TITLE(S) REPEAL 
20 
3. TYPE OF FILING 
rvl Regular Rulemaking (Gov. 
~ Code § 11346) DResubmittal of disapproved 
. or withdrawn nonemergency 
filing (Gov. Code §§11349.3, 
11349.4)DEmergency (Gov. Code, 
§11346.1(b)) □certificate of Compliance: The agency officer named □ Emergency Readopt D Changes Without 
below certifies that this agency complied with the (Gov. Code, §11346.1 (h)) Regulatory Effect (Cal. 
provisions of Gov. Code §§11346.2-11347 .3 either Code Regs., title 1, § 100) 
before the emergency regulation was adopted or 
within the time period required by statute. D File & Print DPrintOnly 
□ Resubmittal of disapproved or withdrawn D Other (Specify) emergency filing (Gov. C~de, § 11346.1) 
4. ALL BEGINNING AND ENDING DATES OF AVAILABILITY OF MODIFIED REGULATIONS ANO/OR MATERIAL ADDED TO THE RULEMAKING FILE (Cal. Code Regs. title 1, §44 and Gov. Code §11347.1) 
5. EFFECTIVE DATE OF CHANGES (Gov. Code, §§ 11343.4, 11346.1(d); Cal. Code Regs., title 1, §100) 
□ Effective January 1, April 1, July 1, or rxJ Effective on filing with □§100 Changes Without □Effective other 
October 1 (Gov. Code §11343.4(a)) ~ Secretary of State Regulatory Effect (Specify) 
6. CHECK IF THESE REGULATIONS REQUIRE NOTICE TO, OR REVIEW, CONSULTATION , APPROVAL OR CONCURRENCE BY, ANOTHER AGENCY OR ENTITY DDepartment of Finance (Form STD. 399) (SAM §6660) D Fair Political Practices Commission D State Fire Marshal 
DOther (Specify) 
TELEPHONE NUMBER FAX NUMBER (Optional) E-MAIL ADDRESS (Optional) 7. CONTACT PERSON 
Corrine Fishman 916-805-7 452 corrine.fishman@energy.ca.gov 
a. I certify that the attached copy of the regulation(s) is .a true and correct copy 
of the regulation(s) identified on this form, that the information specified on this form 
is true and correct, and that I am the head of the agency taking this action, 
or a designee of the head of the agency, and am authorized to make this certification . 
SIGNATURE OF AGENCY HEAD OR DESIGNEE DATE d--3/13/23 
TYPED NAME AND TITLE OF SIGNATORY 
Drew Bohan, Executive Director 
' For use by Office of Administrative Law (OAL) only 
ENDORSED APPROVED 
At>R 25 2023 
Office of Administrative Law .:.:i ..1Fi ~ CEJ;~ffOCHritJ 
1~_:·~ • 1 ··::,i,11~:~( ~.it ln ,~~;:tk, Ht~~ n1 
~. --1...-1? i:-c<th I Regulatory Language 
California Code of Regulations 
Title 20. Public Utilities and Energy 
Division 2. State Energy Resources Conservation and Development Commission 
Chapter 4. Energy Conservation 
Article 4. Appliance Efficiency Regulations 
Sections 1601-1609 
§ 1601. Scope. 
This Article applies to the following types of new appliances, if they are sold or offered for sale in 
California, except those sold wholesale in Californict for final retail sale outside the state and those 
designed and sold exclusively for use in recreational vehicles, or other mobile equipment. Unless 
otherwise specified, each provision applies only to units manufactured on or after the effective 
date of the provision. 
NOTE: For the applicability of these regulations to appliances installed in new building 
construction, see sections 110.0 and 110.1 of part 6 of Title 24 of the California Code of 
Regulations. · 
... [sldpping (a) through (m)] 
(n) Luminaires, which are torchieres, metal halide luminaires, portable luminaires; under-cabinet 
luminaires, and includes luminaires with GU24 socket and base configurations and GU24 
adaptors. 
...[skipping the rest of section 1601] 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c), and 25960i Public 
Resources Code; and Sections 16, 26i and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c), 25402.5.4, and 25960, Public Resources 
Code; and Section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
§ 1602. Definitions. 
... [skipping (a) through (m)] I 1609 
(n) Luminaires and Torchieres. 
· "Art \>Vork luminaire" means a luminaire designed only to be mounted directly to art work 
only for the purpose of illuminating that art work. 
"Automatic daylight control" is a control that automatically reduces lighting in response to 
available daylight. This control typically uses photosensors to detect changes in daylight 
illumination and then change the electric lighting level in response to the daylight changes. 
"Dedirnted fluorescent lamp socket" means one of the ANSI designated type of fluorescent 
lamp sockets that will accept only a compact or linear fluorescent lamp, and that is used in 
luminaires \>Vhere the ballast is permanently installed in the luminaire between the power 
cord and the lamp socket. "Dedicated fluorescent lamp socket" does not include sockets 
vvhere theballast is located between the socket and the lamp, or \>Vhere the ballast is 
integrated into the lamp. 
"E12 screw based socket" means an ANSI designation for a serev,· base socket commonly 
referred to as a candelabra screw base. 
"El 7 screw based socket" means an ANSI designation for a sernv base socket commonly 
referred to as an intermediate screw base. 
"E26 scre\>v based socket" means an ANSI designation for a screw base socket commonly 
refefreff to as· a niedium screw base. ~ · - · · · · · · · · - ·· 
"General lighting application" means lighting that pro'vides an interior or exterior arer, with 
overall illumination. 
"GU24" means the designation of a lamp holder and socket configuration, based on a 
coding system by the International Energy Consortium: "G" indicates the broad type of two 
or more projecting contacts, such as pins or posts; "U" distinguishes between lamp and 
holder designs of similar type that are not interchangeable due to electrical or mechanical 
requirements; and "24" indicates 24 millimeter center to center spacing of electrical contact 
posts." 
"GU24 adaptor" means a one-piece device, pig-tail, wiring harness, or other such 
socket/base attachment that connects to a GU24 socket on one end and provides a different 
type of socket or connection on the other end; a GU24 adaptor does not alter the voltage. A 
fluorescent ballast with a GU24 base is not a GU24 adaptor. 
"High frequency electronic ballast" means a fluorescent lamp ballast having an output 
frequency of no less than 20kHz. "Fluorescent lamp ballast" is defined in section 1602(j) of 
this Article. 
"Indoor metal halide luminaire" is a metal halide luminaire that is not an outdoor metal 
halide luminaire. 
"Integral control" means a fully functional occupancy sensor or automatic daylight control 
system for which all required components for an integral control, including control devices, 
sensors, and wiring, are factory installed, packaged and sold with each individual luminaire, 
and are integrated into each individual luminaire at the factory in one of the following three 
methods: 1609 
(1) is integrated directly into the luminaire housing and hardwired to the lighting 
system; or 
(2) is pre-wired to allow pr6per functionality between the control and luminaire, and to 
allow remote mounting of the control. One end of the wiring shall be pre-wired to 
the luminaire, and the other end shall be prewired to the controL The wiring may be 
either a metal or fiber conductor. The wiring may allow temporary disconnection.in 
the field to allow remote mounting of the control; or 
(3) is pre-wired with a wireless radio controlled sensor to allow proper functionality 
between the control and luminaire, and to allow interaction with the wireless control 
signal in the lighting system. 
"Lamp-ballast system efficiency" means the efficiency of a lamp and ballast combination 
expressed as a percentage and calculated by dividing the output circuit lamp power by the 
input circuit power as measured in accordance with ANSI C82.6-2005 (American National 
Standard for Ballasts for High-Intensity Discharge Lamps --Methods of Measurement). \ 
"LED array ·or module" means an assembly of LED packages (components), or dies on a 
printed circuit board or substrate, possibly ·with optical elements and additional thermal, 
mechanical, and electrical interfaces thr,t are intended to connect to the load side of a LED 
driver. Pmver source and ANSI standard base are not incorporated into the device. The 
device cannot be connected directly to the branch circuit. 
"LED lamp, integrated" means an integrated assembly comprfaed of LED packages 
(components) or LED arrays (modules), LED driver, ANSI standard base and other optical, 
thermal, mechanical and electrical components. The device is intended to connect directly 
to the branch circuit through a corresponding ANSI standard lamp holder (socket) · 
"LED lamp, non integrated" means an assembly comprised ofan LED array (module) or LED 
packages (components) and an ANSI standard base. The device is intended to conn~ct to the 
LED driver of an LED luminaire through an ANSI standard lamp holder (socket). The device 
cannot be connected <:fuectly to the branch circuit. 
"LED luminaife" means a complete lighting unit consisting of LED based light emitting 
elements and a matched driver together 'With parts to distribute light, to position and 
protect the light emitting elements, and to connect the unit to a branch circuit. The LED 
based lighting emitting elements may take the form of LED packages (components), LED 
arrays (modules), or LED lamps. The LED luminaire is intended to connect directly to a 
branch circuit. 
"LED package" means an assembly of one or more LED dies thr,t includes vvife bond or other 
type of electrical connections, possibly with an optical element and thermal, mechanical, 
and electrical interfaces. Po\.ver source and ANSI standardized base are not incorporated 
into the device. The device cannot be connected directly to the branch circuit. 
; 
"Luminaire efficacy" for LEDs means the luminous efficacy of the LED luminaire, or of the 
LED light engine vvith integral heat sink, v,nen tested in accordance v,ith IES LM 79 08. 
"Metal halide ballast" means a ballast used to start and operate metal halide lamps. 
"Metal halide lamp" means a high-intensity discharge lamp in which the major portion of 
the light is produced by radiation of metal halides and their products of dissociation, 
possibly in combination with metallic vapors. 1609 
"Metal halide lamp fixture" or "Metal halide luminaire" means a light fixture for general 
lighting application designed to be operated with a metal halide lamp and a ballast for a 
metal halide lamp. 
"Nonpulse-start electronic ballast_: means an electronic ballast with a starting method other 
· than pulse-start. 
"Occupant sensor, lighting" means a device that automatically reduces lighting or turns 
lights off soon after an area is vacated. 
"Outdoor metal halide luminaire" means a metal halide luminaire that is UL 1598 Wet 
Location Listed and labeled "Suitable for Wet Locations" as specified by the National 
Electrical Code 2005, Section 410.4(A). 
"Portable floor luminaire" means a portable luminaire designed to be located on the floor 
and not located on a table, desk, or other structure above the floor. 
"Portable luminaire" means a luminaire that has a flexible cord and an attachment plug for 
connection to a nominal 120 volt, 15 or 20 ampere branch circuit; that allmvs the user to 
relocate the luminaire vvithout any rewiring; that are typically controlled vvith a switch 
located on the luminaire itself or on the pmver cord; and that are intended for use in 
accordance v"vith the National Eectrical Code, ANSI/NFPA 70 2002. Portable luminaire does 
not include any of the followtng: 
(1). direct plug in mghtlights; 
(2) sun and heat lamps; 
(3) aquarium lamps; 
(4) medical and dental lights; 
(5) portable electric hand lamps; 
(6) signs and commercial advertising displays; 
(7) photographic lamps; 
(8) germicidal lamps; 
(9) illuminated vanity mirrors; 
(10) lr.va lamps not providing general or task illumination; 
(11) industrial work lights rated for use vv'ith lamps providing greater than 7,000 
lumens; 
(12) portable luminaires for marine use or for use in hazardous locations as defined 
in the National Eectrical Code, ANSI/NFPA 70; 
B:-31 Christmirn tree and decorative lighting outfits or electric candles and candelabrr,s 
without lamp shades that are covered by the Standard for Christmas Tree and 
Decorative Outfits, UL 588. · 
"Portable table luminaire" means a portable luminaire designed to be located on a table, 
desk, or other structure above the floor. 
"Probe-start metal halide ballast" means a ballast that: · 
(1) starts a probe-start metal halide lamp that contains a third starting electrode (probe) 
in the arc tube; and · 
(2) does not generally contain an igniter but instead starts lamps with high ballast open 
circuit voltage. 1609 
''Pulse-start metal halide ballast" means an electronic or electromagnetic ballast that starts 
a pulse-start metal halide lamp with high voltage pulses. Lamps shall be started by first 
providing a high voltage pulse for ionization of the gas to produce a glow discharge. To 
complete the starting process, power shall be provided by the ballast to sustain an arc 
through a glow-to-arc transition. 
"System input power rating" means the operating input wattage of the rated lamp/ballast 
combination published in manufacturer's catalogs based on independent testing lab reports 
as specified by "Standards for Luminaire" UL 1598. 
"Torchiere" means a portable electric lamp with a reflector bowl that directs light upward to 
give indirect illumination. · 
"Under-cabinet luminaire" means a luminaire designed for mounting in, on, under, or within 
modular office furniture. 
"Vv'all mount adjustable luminaire" means a portable luminaire that is designed only to be 
mounted on a 'i>Vall, ha'ving no base 'i>Vhich vv'ill allov.· the lurninaire to stand on a horizontal 
surface. 
[end of (n)] · 
... [skipping (o) through (x)] 
The following documents are incorporated by reference:in section 1602. 
Number Title 
... [skipping FEDERAL STATUTES AND REGULATIONS through HYDRAULIC INSTITUTE (HI)] 
ILLUMINATING ENGINGEERING SOCIETY (IES) 
IES LM-9-09 Electrical and Photometric Measurements of Fluorescent 
Lamps 
IES LM-16-1993 IES Practical Guide to Colorimetry of Light Sources 
IES LM 79 08 Approved Method: Eectrical and Photometric Measurements 
_of Solid State lighting Products 
ANSI/IES RP-16-10 Nomenclature and Definitions for Illuminating Engineering 
Copies available from: Illuminating Engineering Society 
120 Wall Street, 17th Floor 
New York, NY 10005-4001 
www.ies.org 
Phone: (212) 248-5000 
FAX: (212) 248-5017 /18 
...[skipping INSTITUTE OF ELECTRICAL AND ELECTRONICS ENGINEERS (IEEE) through 
INTERNATIONAL TELECOMMUNICATION UNION (ITU)] 
NATIONAL ELECTRIC CODE (NEC) 1609 
NFPA 20 (2016) Standard for the Installation of Stationary Pumps for Fire 
Protection 
ANSI/NFPA 70 (2002) National Bectrical Code 
Copies available from: NATIONAL FIRE PROTECTION ASSOCIATION 
1 BATTERYMARCH PARK 
QUINCY, MA 02169-7471 
www.nfpa.org 
PHONE: (617) 770-3000 
FAX: (617) 770-0700 
... [skipping NATIONAL ELECTRIC MANUFACTURERS ASSOCIATION (NEl\1.A) through SOCIETY 
OF MOTION PICTURE AND TELEVISION ENGINEERS (SMPTE)] 
UNDERWRITERS LABS (UL) 
' ANSI/UL 448-2013 Standard for Safety Centrifugal Stationary Pumps for Fire 
Protection Service 
ANSI/UL 705 (August 23, 2021) Standard for Safety for Power Ventilators 
UL 588 Standard for Seasonal and Holiday Decorative Products I 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 25960, Public 
Resources Code; and Sections 16, 26 and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c), 25402.5.4 and 25960, Public Resources 
Code; and Section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
§ 1604. Test Methods for Specific Appliances . 
... [skipping (a) through (m)] 
(n) Luminaires and Torchieres. 
(1) Torchieres. 
There is no test method for torchieres. 
(2) Metal Halide Luminaires. 
The test method for metal halide luminaires is ANSI C82.6-2005. Ballasts may be tested 
separately, outside the luminaire. A sample of at least five ballasts shall be tested for 
each lamp wattage for which the luminaire and ballasts are rated. The average of these 
tests shall be used for certification and compliance purposes. 
Ballasts efficiency for High Intensity Discharge (HID) luminaire means the efficiency of a 
lamp and ballast combination expressed as a percentage and calculated by Efficiency == 
Pout/ Pin, as measured. Pout is the measured operating lamp wattage and P1n is the 
measured operating input wattage. 
The lamp, and the capacitor when it is provided, is to constitute a nominal system in 
accordance with ANSI C78.43-2004. Pm and Pout are to be measured after lamps have been 
stabilized according to Section 4.4 of ANSI C82.6-2005 using a wattmeter with accuracy 1609 
specified in Section 4.5 of ANSI C82.6-2005 for ballasts with a frequency of 60 Hz and 
shall have a basic accuracy of± 0.5 percent at the higher of (a.) three times the output 
operating frequency of the ballast, or (b.) 2 kHz for ballast with a frequency greater than 
60Hz. 
(3) Under-Cabinet Luminaires. 
The test metho~ for under-cabinet luminaires is 10 C.F.R. 430.23(q) (Appendi'<: Q to 
subpart B of part 430 (2015)). 
f-4} Portable Luminaires ... 
W The test methods for LED lrnninaires using LED lamps are shmrn in section 
· 1604(k)(3) of this Article. 
031 The test methods for LED luminaires using LED light engines are California Joint 
Appendix JAB 2008, "Testing of Light Emitting Diode Light Sources," or IES LM 79 
08, "Approved Method: Electrical and Photometric Measurements of Solid State 
Lighting Products," at manufacturer's option. 
[end of (n)] 
... [skipping (o) thr~ugh (x)] 
'.,' 
The following documents are incorporated by reference in section 1604. 
CALIFORNIA ENERGY COMMISSION TEST METHODS 
CEC/Gas-Fired Heat Pl:Qnps Efficiency Calculation Method for Gas-Fired Heat Pumps as a 
E'<:ceptional Method (1996) New Compliance Option (1996) 
California Title 24, part 6, Joint Qualification R~quirements for Higl). Efficacy Light Sources 
Appendi'<: 8 JA-8 --2015 
California Title 24, part 6, Joint Test Method for Measuring Flicker of Lighting Systems and 
Appendi'<: 10 JA-10 --2015 Reporting Requirements 
California Joint Appendix
JAB 200s Testing of Light Emitting Diode Light Sources 
Copies available from: CAUFORNIA ENERGY COMMISSION 
ENERGY HOTUNE 
715 P STREET,1516 NINTH STREET, MS-25 
SACRAMENTO, CAilFORNIA 95814 
PHONE: (916) 654-5106 
FAX: (916) 654-4304 
... [skipping FEDERAL TEST METHODS through HYDRAULIC INSTITUTE (HI)] 
ILLUMINATING ENGINGEERING SOCIETY (IES) 
JES LM 79 08 Approved Method: Electrical and Photometric Measurements 
of Solid State Lighting Products · 
IES LM-84-14 Measuring Luminous Flux and Color Maintenance of LED 
Lamps, Light Engines, and Luminaires. 
IES TM-28 (2014) Projecting Long-Term Luminous Flux Maintenance of LED 
Lamps and Luminaires 1609 
Copies available from: ILLUMINATING ENGINEERING SOCIETY 
120 WAll STREET, 17TH FLOOR 
NEW YORK, NY 10005-4001 
WWW.IES.ORG 
.PHONE: (212) 248-5000 
FAX: (212) 248-5017 /18 
... [sldpping the rest of section 1604] 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 25960, Public 
Resources Code; and Sections 16, 26 and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c) and 25960, Public Resources Code; and 
Section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
1605.3. State Standards for Non-Federally Regulated Appli,ances . 
. . . [skipping (a) through (m)] 
(n} Luminaires and Torchieres . 
... [sldpping (n)(l) through (n)(2)] 
ffi Portable Luminaires. 
(A) Portable lurninaires manufactured on or after January 1, 2010 shall meet one or 
more of the follovving requirements: 
1. Be equipped with a dedicated fluorescent lamp socket connected to a high 
frequency electronic ballast contained vv'ithin the portable lurninaire; 
2. Be equipped with one or more GU24 line voltage sockets and not rnted for use 
vvith incandescent lamps of any type, including line voltage or low voltage; 
3. Be an LED lurninaire or a portable luminaire 1Nith an LED light engine vv'ith 
integral heat sink, and comply with the minimum requirements shown in Table 
N➔, 
Table N 3 
Minimum Requirements for Portable LED Luminaires, 
and Portable Luminaires •Nith LED Light Engines with Integral Heat Sink 
Requlrement 
4. Be equipped vvith an El2, El7, or E26 screw based socket and be prepackaged 
and sold together vvith one screw based compact fluorescent lamp or screvv 
based LED lamp for each screw based socket on the portable lurninaire. The 
compact fluorescent or LED lamps •which are prepackaged vv'ith the portable 
luminaire shall be fully compatible vvith the lurninaire controls, meaning that 
portable luminaires having a dimmer control shall be prepackaged vv'ith 1609 
dimmable compact fluorescent or LED lamps, and portable luminaires having 3 
way controls shall be prepackaged with 3 '\>Vay compact fluorescent or LED lamps. 
The compr,ct fluorescent lamps '\>Vhich are prepackaged with the luminaires shall 
also meet the minimum energy efficiency levels established by ENER&Y STAR®... 
for compact fluorescent lamps in effect on December 31, 2008. The LED lamps 
required to be packaged with the luminaire shall comply with the minimum 
requirements for state-regulated LED lamps in sections 1601 through 1607 of 
this Article; 
5. Be equipped with one or more single ended, non screvv' based halogen lamp 
sockets (line or lmv voltage), a dimmer control or high low control, and. be rated 
for a maximum of l00Vv'. 
. . 
EXCEPTIONS to Section 1605.3(n)(3) of this Article. The following portable luminaires 
are not required to be prepackaged and sold together with compact fluorescent or LED 
lamps: 1 
1. Portable Vv'all Mount Adjustable Luminaires that meet all of the followtng 
requirements: Designed only to be mounted on a wall, having no base which vvill 
allow the luminaire to stand on a horizontal surface, having an articulated arm, 
having a maxim.um overall length of 24 inches in any direction, fitted only with a 
single El2, El? or E26 lamp socket perluminaire, and controlled with an integral 
dimmer. Luminaires manufactured on or before December 31, 2011 shall have a 
maximum relamping rated '\>Vattr,ge of 5 7 wr,tts, and luminaires manufactured on or 
after January 1, 2012 shall have a maximum relamping rated wattage of 43 watts, as 
listed on a permanent pre printed factory installed label in accordance with 
Underwriters Laboratories (UL) 153. 
'. 
2. Art Work Luminaires that meet all of the following requirements: Designed only to 
.be mounted directly to art work only for the purpose of illuminating that art work, 
fitted only vvith El2 screw base line voltage sockets, having no more than three 
sockets per huninaire, and controlled with an integral high,,4mv switch. Luminaires 
with a single socket shall have a maximum relamping rated wattage of 2 5 watts, and 
luminaires with two or three sockets shall have a maximum relamping rated wattage 
of 15 watts per socket, as listed on a permanent pre printed factory installed label in 
accordance vvith Undenvriters Laboratories (UL) 153. 
M Portable luminaires that hrt"v'C internal power supplies shall have zero standby power 
when the luminaire is turned off. 
f47Gl GU24 adaptors. GU24 adaptors manufactured on or after January 1, 2010 shall not 
adapt a GU24 socket to any other line voltage socket. 
fSJ.GU See section 1605.l(n) of this Article for energy efficiency standards for federally 
regulated metal halide lamp fixtures manufactUI'ed on or after January 1, 2009, and 
· torchieres. 
[end of (n)] 
... [sldpping (o) through (x)] 
The following documents are incorporated by reference in section 1605.3. 
Number Title 1609 
... [skipping FEDERAL REQUIREMENTS through CANADIAN STANDARDS ASSOCIATION (CSA)] 
UNDERWRITERS LABORATORIES, INC. (UL) 
UL 153 Portable Luminaires 
UL 1029-2001 Standard for High-Intensity-Discharge Lamp Ballasts 
Copies available from: UNDERWRITERS LABORATORIES, INC. 
333 PFINGSTEN ROAD 
NORTHBROOK, IL 60062-2096 
www.ul.com 
PHONE: (847) 272-8800 
FAX: (847) 272-8129 
UNITED STATES DEPARTMENT OF ENERGY 
International Effidency Marking Protocol for External Power 
Supplies Version 3.0 
(September 2013) 
Copies available from: US DEPARTMENT OF ENERGY 
---------- --- -----j - OFFICE OF ENERGY EFFICIENCY AND --~ ---------·----------------- ------ ---- - ---------
RENEWABLE ENERGY, 
FORRESTAL BUILDING, MAIL STATION EE-2J 
1000 INDEPENDENCE AVE SW 
WASHINGTON, DC 20585~0121 
202-586-5000. 
www.energy.gov 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 25960, Public 
Resources Code; and Sections 16, 26i and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c) and 25960, Public Resources Code; and 
Section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
§ Section 1606. Filing by Manufacturers; Listing of Appliances in the 
MAEDbS. 
(a) Filing of Statements. 
Each manufacturer shall electronically file with the Executive Director through the MAEDbS 
a statement for each appliance that is sold or offered for sale in California. The statement 
shall contain all of the information described in paragraphs (2) through (4) of this 
subsection and shall meet all of the requirements of paragraph (1) of this subsection and all 
other applicable requirements in this Article. 
The effective dates of this section shall be the same as the effective dates shown in section 
1605.1, 1605.2 or 1605.3 of this Article for appliances for which there is an energy 
efficiency, energy consumption, energy design, water efficiency, water consumption, or 
water design standard in section 1605.1, 1605.2, or 1605.3 of this Article. For appliances 
with no energy efficiency, energy consumption, energy design, water efficiency, water 
consumption, or water design standard in section 1605.1, 1605.2, or 1605.3 of this Article, 1609 
the effective date of this section shall be one year after they are added to section 1601 of 
this Article, unless a different effective date is specified. 
EXCEPTIONS to Section 1606(a) of this Article: Section 1606(a) of this Article is not 
applicable to: 
1. external power supplies, 
2. small electric motors, 
3. ala carte chargers meeting the EXCEPTION noted in section 1605.3(w)(2) of this 
Article, or 
4. general service lamps. 
... [skipping (a)(l) through (a)(2)] 
(3) Testing and Performance Information . 
... [skipping (a)(3)(A) through (a)(3)(D)] 
Table X 
Data Submittal Requirements 
Appliance Required Information Permissible Answers 
All Appliances * Manufacturer's Name 
* Brand Name 
* Model Number 
Date model to be displayed 
Regulatory Status Federally regulated consumer 
product, federally regulated 
commercial and industrial 
equipment non-federally requlated 
... [skipping A "Non-Commercial Refrigerators, Non-Commercial Refrigerator-Freezers, Non­
commercial Freezers" through M "Traffic Signal Modules for Pedestrian Control"] 
Table X Continued -Data Submittal Requirements 
Appliance Requ.ired Information Permissible Answers 
N Torchieres *Lamp Type of Upward-Facing Lamp(s) Screw-based Incandescent, Halogen, 
Fluorescent Pin-based, Other 
(specify) 
*Lamp Type of Side Lamp(s) Screw-based Incandescent, Halogen, 
Fluorescent Pin-based, Other, None 
(specify) 
Total Number of Lamp Sockets 
Maximum Possible Power Demand, All 
Sockets (watts) 
Method of Insuring 190 Watt Maximum 
Power Consumption Current-limiting Device, Thermal 
Switch, Other (specify) 
P0Ftaele buFRiAairns +y13e ef PeFtaele bldFRiAaiFe FfaeF, taele, eU:ieF (s13esify) 
+eta! NldFReeF ef laFR13 seskets 
Base ty13e GaAElelaern ease, iAteFFReEliate ease, 
FReElildFR ssFe'N ease, 13iA ease; etl:leF 
le--~~'"•,\ 
I --- ---
---1609 l 
Compliance method used Qedicated flldoFescent lamp socket; 
GlJ24 line volta9e socket; 
beQ lldminaiFe OF li9At en9ine; 
e~2, e~ 7, oF e2e scFe'N l::lased socket 
w/ prnpacka9ed lamp; 
LJ~l--.....--d ..... .,.... In .....,...,..... r,,ro.,--.1 ,_.I. ,,/ ........... n-f.---1.-. ,_ .,.. -·-
leFo standl::ly po1NeF EfoF lldA'1inaiFes v.iitl:l +Fide, False 
: ..... .i.,.... ......... -1 ............ ,,... ...... .I.,\·--" " -·-~----.-.--
GlJ24 socl4ets Fated EfoF ldse with +Fide, False 
incandescent lamps fuF lldminaiFes 'Nith 
~I l'JA ~--' -L---.1 ,\ 
beQ bi9ht Gldtpldt EfuF beQ l1.:1minaiFes 
ooM 
beQ efficacy EfoF beQ lldminaiFes only) 
Nominal CoFFelated ColoF +empeFatldFe 
l+r-I Cl"\ I,,_, __ , ___ -~I.,\ ,_ -·· '" - " I 
ColoF RendeFin§ Index: EfoF beQ 
I,~• -,-,-1· ,\----.. 
Pov,ieF FactoF (foF beQ lldminaiFes lal::leled 
OF sold fuF FesiElential ldse only) 
* "Identifier" information as described in section 1602(a) of this Article. 
1 =Voluntary for federally regulated appliances 
2 =Voluntary for state-regulated appliances 
(4) Declaration. 
(A) Each statement shall include a declaration, executed under penalty of perjury bf the 
laws of California, that · 
1. all the information provided in the statement is true, complete, accurate, and in 
compliance with all applicable provisions of this Article; 
2. the requirements of section 1606(g) of this Article have been and are being complied 
with; 
3. for appliances for which there is an energy efficiency, energy consumption, energy 
design, water efficiency, water consumption, or water design standard in section 
1605.1, 1605.2, or 1605.3 of this Article, that the appliance complies with the 
applicable standards; 
4. the appliance was tested under the applicable test method specified in section 1604 
of this Article, and, for the following appliances, was tested as follows: 
a. for other self-contained commercial refrigerators, refrigerator-freezers, and 
freezers with doors that are pass-through and roll-through refrigerators and 
freezers, that the back (loading) doors remained closed throughout the test; 
b. for all refrigerators, refrigerator-freezers, and freezers were tested using 
alternating current electricity only; 
c. for all split system central air conditioners and compressor-containing units, 
these models were tested with the combination of compressor-containing and 
non-compressor containing unit specified in 10 C.F.R. section 429.16(b)(2); 
d. for all gas-fired air conditioners and gas-fired heat pumps, all appliances were 
tested to ANSI 221.40.4-1996 as modified by CEC, Efficiency Calculation method 
for Gas-Fired Heat Pumps as a New Compliance Option (1996); 1609 
e. for evaporative coolers, all appliances were tested to the applicable test method 
referenced in Table D-3 with the modifications appearing in Table D-3; 
f. for whole house fans, all appliances were tested to HVI-916, and if equipped with 
louvers were tested with manufacturer-provided louvers in place; 
g. for battery charger systems for which certification is based on testing of 
representative battery charger system models, the models tested as 
representative are those known or expected to have the poorest performance 
characteristics such that the data generated meets the requirements of section 
1606(a)(3)(D) of this Article for all associated models; and 
h. for kitchen faucets that utilize an optional and temporary higher flow rate than 
1.8 gpm, the higher flow rate has been tested utilizing the test procedure 
identified for kitchen faucets in section 1604(h) of this Article at 60 psi and 
verified to have a flow rate less than or equal to 2.2 gpm. 
i. Ffor state-regulated compressors that are rated using an alternative efficiency 
determination method (AEDM) in lieu of testing, that the represented value of 
efficiency, consumption, or other non-energy metrics for the basic model was 
determined through the alternative efficiency cletermination method specified in 
section 1604(s) of this Article. · 
EXCEPTIONS to section 1606(a)(4)(A)4~ of this Article: Section 1606(a)(4)(A)4~ of this 
Article is not applicable to the following types of appliances that have no test methods 
found in section 1604 ofthis Article: ) 
(1) federally regulated organic light emitting diode (OIED) lamps, 
'(2) federally regulated candelabra base incandescent lamps, 
(3) federally regulated intermediate base incandescent lamps, . 
(4) traffic signal lamps, and 
(5) torchieres~.--and 
t6J portable luminaires showing compliance ·with Sections 1605.3(n)(3)(A)l., 
1605.3(n)(3)(A)2., or 1605.3(n)(3)(A)S. of this Article . 
. . . [skipping the rest of section 1606] 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(si)-25402(c) and 25960, Public 
Resources Code; and Sections 16, 26, and 30, Governor's Exec. Order No. B-29-15 (April 1, 201-5). 
Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c), 25402.5.4 and 25960, Public Resources 
Code; and Section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015). REPEAL 
IES LM=79-08 
Approved Method: Electrical and 
. Photometric Measurements 
of Solid-State Lighting 
Products REPEAL 
NFPA 70 
National 
Electrical 
Code 
2002 Edition 
An International Electrical Code™ Series 
[i.] 
NFPA" 
INTERNATIONAL 
NFPA, 1 Batterymarch Park, PO Box 9101, Quincy, MA 02269-9101 
An International Codes and Standards Organization 
NFPA License Agreement 
This document is copyrighted by the National Fire Protection Association (NFPA), 1 Batterymarch Park, Quincy, MA 02269-9101 USA. 
All rights reserved. 
NFPA grants you a license as follows : The right to download an electronic file of this NFPA document for temporary storage on one computer 
for purposes of viewing and/or printing one copy of the NFPA document for individual use. Neither the electronic file nor the hard copy print 
may be reproduced in any way. In addition, the electronic file may not be distributed elsewhere over computer networks or otherwise. The 
hard copy print may only be used personally or distributed to other employees for their internal use within your organization. REPEAL 2008 Joint Appendices JAB-1 
Joint Appendix JAB ~ 2008 
Appendix JAB -Testing of Light Emitting Diode Light 
Sources 
JAB.1 Scope 
The testing methods in this appendix shall be used to determine wattage, luminous flux, and efficacy for all 
light emitting diode (LED) Luminaries, and LED light Engines with Integral Heat Sink. Each device tested 
shall produce the same quantity and quality of light. LED Luminaires or LED Light Engines with Integral Heat 
Sink producing different Correlated Color Termperature (CCT), Color Rendering Index (CRI), total flux (per 
linear foot for linear systems) or other quantitative and qualitative differences in light shall be separately 
tested . · 
The power (wattage) of luminaires and integral trims containing only LED light sources shall be determined in 
accordance with JA 8. 2. For luminaires containing LED light sources in addition to one or more other lighting 
technolog ies (i.e., Hybrid LED Luminaires) , the power of the LED Light Engines with Integral Heat Sink shall 
be determined in accordance with JA 8. 2, and the power of non-LED lighting components shall be 
determined in accordance with Title 24, Part 6, § 130(d)(1, 2, 3, 4, or 6) as appropriate. 
The light output (luminous flux) of the luminaires and integral trims containing only LED light sources shall be 
determined in accordance with JA 8.3. For luminaires containing LED light source in addition to one or more 
other lighting technologies (i.e., Hybrid LED Luminaires), the light output of the LED Light Engine with Integral 
Heat Sink shall be determined in accordance with JA 8.3. 
The efficacy of luminaires and integral trims containing only LED light sources shall be determined in 
accordance with JA 8. 4. For luminaires containing LED Light Engines with Integral Heat Sink in addition to 
one or more other lighting technologies , the efficacy of the LED Light Engines with Integral Heat Sink shall be 
determined in accordance with JA 8. 4, and the efficacy of non-LED lighting components shall be determined 
in accordance with Title 24, Part 6, § 150(k)(1 and 2). 
JAB.2 Determining the Wattage of Light Emitting Diode (LED) Luminaires or LED Light 
Engine with Integral Heat Sink 
The wattage of LED Luminaire or LED Light Engines with Integral Heat Sink shall be measured as follows, or 
by a method approved by the Executive Director: 
a. The wattage shall be the maximum rated input wattage of the device under test, including power used by 
fans, transformers and power supply devices, and 
b. The wattage shall be listed on a permanent , pre-printed , factory-installed label on the luminaire housing, 
or on the integral LED trim when applicable , and 
c. The device under test shall be tested in a Underwriters Laboratory (UL) 1598 testing apparatus in a 
testing laboratory accredited to ISO/IEC 17025 by the National Voluntary Laboratory Accreditation 
Program (NVLAP) or other laboratory accreditation body operating in accordance with ISO/IEC 17011 
and produced under an ongoing inspection program carried out by a Type A inspection body in 
accordance with ISO/IEC 17020, accredited to ISO/IEC 17020 by an accreditation body operating in 
accordance with ISO/IEC 17011 ; and 
d. The device under test shall be tested according to all of the following conditions : 
1. The ambient temperature in wh ich measurements are being taken shall be maintained at 25°C ± 1°C. 
Appendix JAB-Testing of Light Emitting Diode Light Sources REPEAL 
UL 153 
0-7629-0518-2 
Portable Electric Luminaires REPEAL 
UL 588 
ISBN 0-7629-0589-1 
Seasonal and Holiday 
Decorative Products