IP/N/1/EU/P/1  
 
29 April 2013  
(13-2260)  Page: 1/10  
Council for Trade-Related Aspects 
of Intellectual Property Rights  Original: English/anglais/inglés  
 
 MAIN DEDICATED INTELLECTUAL PROPERTY LAWS AND 
REGULATIONS NOTIFIED UNDER ARTICLE 63.2 
OF THE AGREEMENT 
EUROPEAN UNION1 
This document reproduces the text2 of Regulation (EU) No 1257/2012 of the European Parliament 
and of the Council of 17 December 2012 implementi ng enhanced cooperation in the area of the 
creation of unitary patent protection, as notifi ed by the European Union on 20 March 2013 under 
Article 63.2 of the Agreement (see document IP/N/1/EU/1). 
 
Conseil des aspects des droits de propriété 
intellectuelle qui touchent au commerce 
PRINCIPALES LOIS ET RÉGLEMENTATIONS CONSACRÉES À 
LA PROPRIÉTÉ INTELLECTUELLE NOTIFIÉES AU TITRE 
DE L'ARTICLE 63:2 DE L'ACCORD 
UNION EUROPÉENNE1 
Le présent document contient le texte2 du Règlement (UE) n° 1257/2012 du Parlement européen 
et du Conseil du 17 décembre 2012 mettant en œuvre la coopération renforcée dans le domaine 
de la création d’une protection unitaire confér ée par un brevet, notifié par l'Union européenne le 
20 mars 2013 au titre de l'article 63:2 de l'Accord (voir le document IP/N/1/EU/1). 
 
Consejo de los Aspectos de los Derechos de Propiedad 
Intelectual relacionados con el Comercio 
PRINCIPALES LEYES Y REGLAMENTOS DEDICADOS A LA 
PROPIEDAD INTELECTUAL NOTIFICADOS EN VIRTUD 
DEL PÁRRAFO 2 DEL ARTÍCULO 63 DEL ACUERDO 
UNIÓN EUROPEA1 
En el presente documento se reproduce el texto2 del Reglamento (UE) N° 1257/2012 del 
Parlamento Europeo y del Consejo, de 17 de diciembre de 2012, por el que se establece una 
cooperación reforzada en el ámbito de la creación de una protección unitaria mediante patente, notificado por la Unión Europea el 20 de marzo de 2013 en virtud de lo dispuesto en el párrafo 2 
del artículo 63 del Acuerdo (véase el documento IP/N/1/EU/1).  
                                               
1 Texts of legislative instruments related to patents (including plant varieties) notified earlier by the 
European Communities have been circulated in the IP/N/1/EEC/P/- series of documents./Les textes des instruments législatifs relatifs aux indications géogra phiques notifiés antérieure ment par les Communautés 
européennes ont été distribués dans la série de documents IP/N/1/EEC/P/-./Los textos de los instrumentos 
legislativos relativos a patentes (incluidas las obtenciones vegetales) notificados anteriormente por las 
Comunidades Europeas se han distribuido en  la serie de documentos IP/N/1/EEC/P/-. 
2 In English only./En anglais seulement./En inglés solamente. IP/N/1/EU/P/1 
 
- 2 - 
 
  PP 3-10 - Offset (Pdf file attached) 
PP 3 à 10 - Offset (fichier Pdf joint) PP 3-10 - Offset (fichero Pdf adjunto) I 
(Legislative acts)  
REGULATIONS  
REGULATION (EU) No 1257/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL  
of 17 December 2012  
implementing enhanced cooperation in the area of the creation of unitary patent protection  
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE 
EUROPEAN UNION,  
Having regard to the Treaty on the Functioning of the European 
Union and in particular the first paragraph of Article 118 
thereof,  
Having regard to Council Decision 2011/167/EU of 10 March 
2011 authorising enhanced cooperation in the area of the creation of unitary patent protection (
 1 ), 
Having regard to the proposal from the European Commission,  
After transmission of the draft legislative act to the national 
parliaments,  
Acting in accordance with the ordinary legislative procedure (  2 ), 
Whereas:  
(1) The creation of the legal conditions enabling under ­
takings to adapt their activities in manufacturing and distributing products across national borders and providing them with greater choice and more oppor­tunities contributes to the attainment of the objectives of the Union set out in Article 3(3) of the Treaty on European Union. Uniform patent protection within the internal market, or at least a significant part thereof, 
should feature amongst the legal instruments which 
undertakings have at their disposal.
 (2) Pursuant to the first paragraph of Article 118 of the 
Treaty on the Functioning of the European Union (TFEU), measures to be taken in the context of the estab ­
lishment and functioning of the internal market include the creation of uniform patent protection throughout the Union and the establishment of centralised Union-wide authorisation, coordination and supervision arrange ­
ments.
 
(3) On 10 March 2011, the Council adopted Decision 
2011/167/EU authorising enhanced cooperation between Belgium, Bulgaria, the Czech Republic, 
Denmark, Germany, Estonia, Ireland, Greece, France, 
Cyprus, Latvia, Lithuania, Luxembourg, Hungary, Malta, the Netherlands, Austria, Poland, Portugal, Romania, Slovenia, Slovakia, Finland, Sweden and the United Kingdom (hereinafter ‘participating Member States’) in the area of the creation of unitary patent protection.
 
(4) Unitary patent protection will foster scientific and tech ­
nological advances and the functioning of the internal market by making access to the patent system easier, less costly and legally secure. It will also improve the 
level of patent protection by making it possible to 
obtain uniform patent protection in the participating Member States and eliminate costs and complexity for undertakings throughout the Union. It should be available to proprietors of a European patent from both the participating Member States and from other States, regardless of their nationality, residence or place of establishment.
 
(5) The Convention on the Grant of European Patents of 
5 October 1973, as revised on 17 December 1991 
and on 29 November 2000 (hereinafter ‘EPC’), estab ­
lished the European Patent Organisation and entrusted 
it with the task of granting European patents. This task is carried out by the European Patent Office (hereinafter ‘EPO’). A European patent granted by the EPO should, at the request of the patent proprietor, benefit from unitary effect by virtue of this Regulation in the participating Member States. Such a patent is hereinafter referred to as a ‘European patent with unitary effect’.EN 31.12.2012 Official Journal of the European Union L 361/1  
( 1 ) OJ L 76, 22.3.2011, p. 53.  
( 2 ) Position of the European Parliament of 11 December 2012 (not yet 
published in the Official Journal) and decision of the Council of 
17 December 2012.
IP/N/1/EU/P/1 
        - 3 -(6) In accordance with Part IX of the EPC a group of 
Contracting States to the EPC may provide that 
European patents granted for those States have a unitary character. This Regulation constitutes a special agreement within the meaning of Article 142 of the EPC, a regional patent treaty within the meaning of Article 45(1) of the Patent Cooperation Treaty of 19 June 1970 as last modified on 3 February 2001 
and a special agreement within the meaning of Article 19 
of the Convention for the Protection of Industrial Property, signed in Paris on 20 March 1883 and last amended on 28 September 1979.
 
(7) Unitary patent protection should be achieved by 
attributing unitary effect to European patents in the post-grant phase by virtue of this Regulation and in respect of all the participating Member States. The main feature of a European patent with unitary effect should be its unitary character, i.e. providing uniform protection and having equal effect in all the participating Member States. Consequently, a European patent with unitary effect should only be limited, transferred or revoked, or lapse, in respect of all the participating Member States. It should be possible for a European patent with unitary effect to be licensed in respect of the whole or part of the territories of the participating 
Member States. To ensure the uniform substantive scope 
of protection conferred by unitary patent protection, only European patents that have been granted for all the participating Member States with the same set of claims should benefit from unitary effect. Finally, the unitary effect attributed to a European patent should have an accessory nature and should be deemed not to have arisen to the extent that the basic European patent has been revoked or limited.
 
(8) In accordance with the general principles of patent law 
and Article 64(1) of the EPC, unitary patent protection should take effect retroactively in the participating Member States as from the date of publication of the mention of the grant of the European patent in the European Patent Bulletin. Where unitary patent protection takes effect, the participating Member States should ensure that the European patent is deemed not to 
have taken effect on their territory as a national patent, 
so as to avoid any duplication of patent protection.
 
(9) The European patent with unitary effect should confer on 
its proprietor the right to prevent any third party from committing acts against which the patent provides protection. This should be ensured through the estab ­
lishment of a Unified Patent Court. In matters not covered by this Regulation or by Council Regulation (EU) No 1260/2012 of 17 December 2012 imple ­
menting enhanced cooperation in the area of unitary patent protection with regard to the applicable trans ­
lation arrangements (
 1 ), the provisions of the EPC, the 
Agreement on a Unified Patent Court, including its provisions defining the scope of that right and its limi ­
tations, and national law, including rules of private inter ­
national law, should apply.
 
(10) Compulsory licences for European patents with unitary 
effect should be governed by the laws of the participating Member States as regards their respective territories.
 
(11) In its report on the operation of this Regulation, the 
Commission should evaluate the functioning of the applicable limitations and, where necessary, make appro ­
priate proposals, taking account of the contribution of the patent system to innovation and technological progress, the legitimate interests of third parties and overriding interests of society. The Agreement on a Unified Patent Court does not preclude the European Union from exercising its powers in this field.
 
(12) In accordance with the case-law of the Court of Justice of 
the European Union, the principle of the exhaustion of rights should also be applied to European patents with unitary effect. Therefore, rights conferred by a European patent with unitary effect should not extend to acts concerning the product covered by that patent which are carried out within the participating Member States after that product has been placed on the market in the Union by the patent proprietor.
 
(13) The regime applicable to damages should be governed by 
the laws of the participating Member States, in particular the provisions implementing Article 13 of Directive 2004/48/EC of the European Parliament and of the Council of 29 April 2004 on the enforcement of intel ­
lectual property rights (
 2 ). 
(14) As an object of property, a European patent with unitary 
effect should be dealt with in its entirety, and in all the participating Member States, as a national patent of the participating Member State determined in accordance with specific criteria such as the applicant’s residence, principal place of business or place of business.
 
(15) In order to promote and facilitate the economic exploi ­
tation of an invention protected by a European patent with unitary effect, the proprietor of that patent should be able to offer it to be licensed in return for appropriate consideration. To that end, the patent proprietor should be able to file a statement with the EPO that he is prepared to grant a license in return for appropriate consideration. In that case, the patent proprietor should benefit from a reduction of the renewal fees as from the EPO’s receipt of such statement.EN L 361/2 Official Journal of the European Union 31.12.2012  
( 1 ) See page 89 of this Official Journal.  
( 2 ) OJ L 157, 30.4.2004, p. 45.
IP/N/1/EU/P/1 
        - 4 -(16) The group of Member States making use of the 
provisions of Part IX of the EPC may give tasks to the 
EPO and set up a select committee of the Administrative Council of the European Patent Organisation (hereinafter ‘Select Committee’).
 
(17) The participating Member States should give certain 
administrative tasks relating to European patents with unitary effect to the EPO, in particular as regards the administration of requests for unitary effect, the regis ­
tration of unitary effect and of any limitation, licence, transfer, revocation or lapse of European patents with unitary effect, the collection and distribution of renewal fees, the publication of translations for information purposes during a transitional period and the adminis ­
tration of a compensation scheme for the reimbursement of translation costs incurred by applicants filing European patent applications in a language other than one of the official languages of the EPO.
 
(18) In the framework of the Select Committee, the partici ­
pating Member States should ensure the governance and supervision of the activities related to the tasks entrusted to the EPO by the participating Member States, ensure that requests for unitary effect are filed with the EPO within one month of the date of publication of the mention of the grant in the European Patent Bulletin and ensure that such requests are submitted in the language of the proceedings before the EPO together with the translation prescribed, during a transitional period, by Regulation (EU) No 1260/2012. The partici ­
pating Member States should also ensure the setting, in accordance with the voting rules laid down in Article 35(2) of the EPC, of the level of the renewal fees and the share of the distribution of the renewal fees in accordance with the criteria set out in this Regu ­
lation.
 
(19) Patent proprietors should pay a single annual renewal fee 
for a European patent with unitary effect. Renewal fees should be progressive throughout the term of the patent protection and, together with the fees to be paid to the European Patent Organisation during the pre-grant stage, should cover all costs associated with the grant of the European patent and the administration of the unitary patent protection. The level of the renewal fees should be set with the aim of facilitating innovation and fostering the competitiveness of European businesses, taking into account the situation of specific entities such as small and medium-sized enterprises, for example in the form of lower fees. It should also reflect the size of the market covered by the patent and be similar to the level of the national renewal fees 
for an average European patent taking effect in the 
participating Member States at the time when the level of the renewal fees is first set.
 
(20) The appropriate level and distribution of renewal fees 
should be determined in order to ensure that, in relation to the unitary patent protection, all costs of the tasks entrusted to the EPO are fully covered by the resources generated by the European patents with unitary effect and that, together with the fees to be paid to the European Patent Organisation during the pre-grant stage, the revenues from the renewal fees ensure a balanced budget of the European Patent Organisation.
 
(21) Renewal fees should be paid to the European Patent 
Organisation. The EPO should retain an amount to cover the expenses generated at the EPO in carrying out tasks in relation to the unitary patent protection in accordance with Article 146 of the EPC. The remaining amount should be distributed among the participating Member States and should be used for patent-related purposes. The share of distribution should be set on the basis of fair, equitable and relevant criteria, namely 
the level of patent activity and the size of the market, 
and should guarantee a minimum amount to be distributed to each participating Member State in order to maintain a balanced and sustainable functioning of the system. The distribution should provide compensation for having an official language other than one of the official languages of the EPO, having a disproportionately low level of patenting activity established on the basis of the European Innovation Scoreboard, and/or having acquired membership of the European Patent Organi ­
sation relatively recently.
 
(22) An enhanced partnership between the EPO and central 
industrial property offices of the Member States should 
enable the EPO to make regular use, where appropriate, of the result of any search carried out by central industrial property offices on a national patent appli ­
cation the priority of which is claimed in a subsequent 
European patent application. All central industrial property offices, including those which do not perform searches in the course of a national patent-granting procedure, can play an essential role under the enhanced partnership, inter alia, by giving advice and support to potential patent applicants, in particular small and medium-sized enterprises, by receiving appli ­
cations, by forwarding applications to the EPO and by disseminating patent information.
 
(23) This Regulation is complemented by Regulation (EU) 
No 1260/2012, adopted by the Council in accordance with the second paragraph of Article 118 of the TFEU.
 
(24) Jurisdiction in respect of European patents with unitary 
effect should be established and governed by an instrument setting up a unified patent litigation system for European patents and European patents with unitary effect.
 
(25) Establishing a Unified Patent Court to hear cases 
concerning the European patent with unitary effect is essential in order to ensure the proper functioning of that patent, consistency of case-law and hence legalEN 31.12.2012 Official Journal of the European Union L 361/3
IP/N/1/EU/P/1 
        - 5 -certainty, and cost-effectiveness for patent proprietors. It 
is therefore of paramount importance that the partici ­
pating Member States ratify the Agreement on a 
Unified Patent Court in accordance with their national constitutional and parliamentary procedures and take the necessary steps for that Court to become operational as soon as possible.
 
(26) This Regulation should be without prejudice to the right 
of the participating Member States to grant national 
patents and should not replace the participating Member States’ laws on patents. Patent applicants should remain free to obtain either a national patent, a European patent with unitary effect, a European patent taking effect in one or more of the Contracting States to the EPC or a European patent with unitary effect validated in addition in one or more other Contracting States to the EPC which are not among the participating Member States.
 
(27) Since the objective of this Regulation, namely the 
creation of unitary patent protection, cannot be suffi ­
ciently achieved by the Member States and can therefore, 
by reason of the scale and effects of this Regulation, be better achieved at Union level, the Union may adopt measures, where appropriate by means of enhanced cooperation, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve 
that objective,
 
HAVE ADOPTED THIS REGULATION:  
CHAPTER I  
GENERAL PROVISIONS  
Article 1  
Subject matter  
1. This Regulation implements enhanced cooperation in the 
area of the creation of unitary patent protection, authorised by 
Decision 2011/167/EU.  
2. This Regulation constitutes a special agreement within the 
meaning of Article 142 of the Convention on the Grant of 
European Patents of 5 October 1973, as revised on 
17 December 1991 and on 29 November 2000 (hereinafter 
‘EPC’).  
Article 2  
Definitions  
For the purposes of this Regulation, the following definitions 
shall apply:  (a) ‘Participating Member State’ means a Member State which 
participates in enhanced cooperation in the area of the 
creation of unitary patent protection by virtue of Decision 
2011/167/EU, or by virtue of a decision adopted in 
accordance with the second or third subparagraph of 
Article 331(1) of the TFEU, at the time the request for 
unitary effect as referred to in Article 9 is made;  
(b) ‘European patent’ means a patent granted by the European 
Patent Office (hereinafter ‘EPO’) under the rules and 
procedures laid down in the EPC;  
(c) ‘European patent with unitary effect’ means a European 
patent which benefits from unitary effect in the participating Member States by virtue of this Regulation;  
(d) ‘European Patent Register’ means the register kept by the 
EPO under Article 127 of the EPC;  
(e) ‘Register for unitary patent protection’ means the register 
constituting part of the European Patent Register in which the unitary effect and any limitation, licence, transfer, revo ­
cation or lapse of a European patent with unitary effect are 
registered;  
(f) ‘European Patent Bulletin’ means the periodical publication 
provided for in Article 129 of the EPC.  
Article 3  
European patent with unitary effect  
1. A European patent granted with the same set of claims in 
respect of all the participating Member States shall benefit from 
unitary effect in the participating Member States provided that its unitary effect has been registered in the Register for unitary patent protection.  
A European patent granted with different sets of claims for 
different participating Member States shall not benefit from 
unitary effect.  
2. A European patent with unitary effect shall have a unitary 
character. It shall provide uniform protection and shall have 
equal effect in all the participating Member States.  
It may only be limited, transferred or revoked, or lapse, in 
respect of all the participating Member States.
 
It may be licensed in respect of the whole or part of the terri ­
tories of the participating Member States.EN L 361/4 Official Journal of the European Union 31.12.2012
IP/N/1/EU/P/1 
        - 6 -3. The unitary effect of a European patent shall be deemed 
not to have arisen to the extent that the European patent has 
been revoked or limited.  
Article 4  
Date of effect  
1. A European patent with unitary effect shall take effect in 
the participating Member States on the date of publication by 
the EPO of the mention of the grant of the European patent in 
the European Patent Bulletin.  
2. The participating Member States shall take the necessary 
measures to ensure that, where the unitary effect of a European 
patent has been registered and extends to their territory, that 
European patent is deemed not to have taken effect as a 
national patent in their territory on the date of publication of 
the mention of the grant in the European Patent Bulletin.  
CHAPTER II  
EFFECTS OF A EUROPEAN PATENT WITH UNITARY EFFECT  
Article 5  
Uniform protection  
1. The European patent with unitary effect shall confer on its 
proprietor the right to prevent any third party from committing 
acts against which that patent provides protection throughout 
the territories of the participating Member States in which it has 
unitary effect, subject to applicable limitations.  
2. The scope of that right and its limitations shall be uniform 
in all participating Member States in which the patent has 
unitary effect.  
3. The acts against which the patent provides protection 
referred to in paragraph 1 and the applicable limitations shall 
be those defined by the law applied to European patents with 
unitary effect in the participating Member State whose national 
law is applicable to the European patent with unitary effect as 
an object of property in accordance with Article 7.  
4. In its report referred to in Article 16(1), the Commission 
shall evaluate the functioning of the applicable limitations and 
shall, where necessary, make appropriate proposals.  
Article 6  
Exhaustion of the rights conferred by a European patent 
with unitary effect  
The rights conferred by a European patent with unitary effect 
shall not extend to acts concerning a product covered by that 
patent which are carried out within the participating Member 
States in which that patent has unitary effect after that product has been placed on the market in the Union by, or with the 
consent of, the patent proprietor, unless there are legitimate 
grounds for the patent proprietor to oppose further commer ­
cialisation of the product.  
CHAPTER III  
A EUROPEAN PATENT WITH UNITARY EFFECT AS AN OBJECT 
OF PROPERTY  
Article 7  
Treating a European patent with unitary effect as a national 
patent 
1. A European patent with unitary effect as an object of 
property shall be treated in its entirety and in all the partici ­
pating Member States as a national patent of the participating 
Member State in which that patent has unitary effect and in 
which, according to the European Patent Register:  
(a) the applicant had his residence or principal place of business 
on the date of filing of the application for the European 
patent; or  
(b) where point (a) does not apply, the applicant had a place of 
business on the date of filing of the application for the 
European patent.  
2. Where two or more persons are entered in the European 
Patent Register as joint applicants, point (a) of paragraph 1 shall 
apply to the joint applicant indicated first. Where this is not possible, point (a) of paragraph 1 shall apply to the next joint 
applicant indicated in the order of entry. Where point (a) of 
paragraph 1 does not apply to any of the joint applicants, point 
(b) of paragraph 1 shall apply accordingly.  
3. Where no applicant had his residence, principal place of 
business or place of business in a participating Member State in which that patent has unitary effect for the purposes of para ­
graphs 1 or 2, the European patent with unitary effect as an 
object of property shall be treated in its entirety and in all the 
participating Member States as a national patent of the State 
where the European Patent Organisation has its headquarters in 
accordance with Article 6(1) of the EPC.  
4. The acquisition of a right may not be dependent on any 
entry in a national patent register.  
Article 8  
Licences of right
 
1. The proprietor of a European patent with unitary effect 
may file a statement with the EPO to the effect that the proprietor is prepared to allow any person to use the invention as a licensee in return for appropriate consideration.EN 31.12.2012 Official Journal of the European Union L 361/5
IP/N/1/EU/P/1 
        - 7 -2. A licence obtained under this Regulation shall be treated 
as a contractual licence.  
CHAPTER IV  
INSTITUTIONAL PROVISIONS  
Article 9  
Administrative tasks in the framework of the European 
Patent Organisation  
1. The participating Member States shall, within the meaning 
of Article 143 of the EPC, give the EPO the following tasks, to 
be carried out in accordance with the internal rules of the EPO:  
(a) to administer requests for unitary effect by proprietors of 
European patents;  
(b) to include the Register for unitary patent protection within 
the European Patent Register and to administer the Register for unitary patent protection;  
(c) to receive and register statements on licensing referred to in 
Article 8, their withdrawal and licensing commitments 
undertaken by the proprietor of the European patent with 
unitary effect in international standardisation bodies;  
(d) to publish the translations referred to in Article 6 of Regu ­
lation (EU) No 1260/2012 during the transitional period 
referred to in that Article;  
(e) to collect and administer renewal fees for European patents 
with unitary effect, in respect of the years following the year in which the mention of the grant is published in the 
European Patent Bulletin; to collect and administer 
additional fees for late payment of renewal fees where such late payment is made within six months of the due 
date, as well as to distribute part of the collected renewal 
fees to the participating Member States;  
(f) to administer the compensation scheme for the 
reimbursement of translation costs referred to in Article 5 
of Regulation (EU) No 1260/2012;  
(g) to ensure that a request for unitary effect by a proprietor of 
a European patent is submitted in the language of the 
proceedings as defined in Article 14(3) of the EPC no 
later than one month after the mention of the grant is 
published in the European Patent Bulletin; and  
(h) to ensure that the unitary effect is indicated in the Register 
for unitary patent protection, where a request for unitary effect has been filed and, during the transitional period provided for in Article 6 of Regulation (EU) No 1260/2012, has been submitted together with the translations referred to in that Article, and that the EPO is informed of any limitations, licences, transfers or revocations of European patents with unitary effect.  
2. The participating Member States shall ensure compliance 
with this Regulation in fulfilling their international obligations 
undertaken in the EPC and shall cooperate to that end. In their 
capacity as Contracting States to the EPC, the participating 
Member States shall ensure the governance and supervision of the activities related to the tasks referred to in paragraph 1 of 
this Article and shall ensure the setting of the level of renewal 
fees in accordance with Article 12 of this Regulation and the 
setting of the share of distribution of the renewal fees in accordance with Article 13 of this Regulation.  
To that end they shall set up a select committee of the Adminis ­
trative Council of the European Patent Organisation (hereinafter ‘Select Committee’) within the meaning of Article 145 of the 
EPC.  
The Select Committee shall consist of the representatives of the 
participating Member States and a representative of the 
Commission as an observer, as well as alternates who will 
represent them in their absence. The members of the Select 
Committee may be assisted by advisers or experts.  
Decisions of the Select Committee shall be taken with due 
regard for the position of the Commission and in accordance 
with the rules laid down in Article 35(2) of the EPC.  
3. The participating Member States shall ensure effective legal 
protection before a competent court of one or several partici ­
pating Member States against the decisions of the EPO in 
carrying out the tasks referred to in paragraph 1.
 
CHAPTER V 
FINANCIAL PROVISIONS  
Article 10 
Principle on expenses  
The expenses incurred by the EPO in carrying out the additional 
tasks given to it, within the meaning of Article 143 of the EPC, 
by the participating Member States shall be covered by the fees 
generated by the European patents with unitary effect.  
Article 11  
Renewal fees  
1. Renewal fees for European patents with unitary effect and 
additional fees for their late payment shall be paid to the European Patent Organisation by the patent proprietor. Those fees shall be due in respect of the years following the year in which the mention of the grant of the European patent which benefits from unitary effect is published in the European Patent Bulletin.EN L 361/6 Official Journal of the European Union 31.12.2012
IP/N/1/EU/P/1 
        - 8 -2. A European patent with unitary effect shall lapse if a 
renewal fee and, where applicable, any additional fee have not 
been paid in due time.  
3. Renewal fees which fall due after receipt of the statement 
referred to in Article 8(1) shall be reduced.  
Article 12 
Level of renewal fees  
1. Renewal fees for European patents with unitary effect shall 
be: 
(a) progressive throughout the term of the unitary patent 
protection;  
(b) sufficient to cover all costs associated with the grant of the 
European patent and the administration of the unitary patent protection; and  
(c) sufficient, together with the fees to be paid to the European 
Patent Organisation during the pre-grant stage, to ensure a balanced budget of the European Patent Organisation.  
2. The level of the renewal fees shall be set, taking into 
account, among others, the situation of specific entities such as small and medium-sized enterprises, with the aim of:  
(a) facilitating innovation and fostering the competitiveness of 
European businesses;  
(b) reflecting the size of the market covered by the patent; and  
(c) being similar to the level of the national renewal fees for an 
average European patent taking effect in the participating Member States at the time the level of the renewal fees is first set.  
3. In order to attain the objectives set out in this Chapter, 
the level of renewal fees shall be set at a level that:  
(a) is equivalent to the level of the renewal fee to be paid for 
the average geographical coverage of current European patents;  
(b) reflects the renewal rate of current European patents; and  
(c) reflects the number of requests for unitary effect.  Article 13  
Distribution  
1. The EPO shall retain 50 per cent of the renewal fees 
referred to in Article 11 paid for European patents with unitary effect. The remaining amount shall be distributed to the participating Member States in accordance with the share of distribution of the renewal fees set pursuant to Article 9(2).  
2. In order to attain the objectives set out in this Chapter, 
the share of distribution of renewal fees among the participating Member States shall be based on the following fair, equitable and relevant criteria:  
(a) the number of patent applications;  
(b) the size of the market, while ensuring a minimum amount 
to be distributed to each participating Member State;  
(c) compensation to the participating Member States which 
have:  
(i) an official language other than one of the official 
languages of the EPO;  
(ii) a disproportionately low level of patenting activity; 
and/or  
(iii) acquired membership of the European Patent Organi ­
sation relatively recently.
 
CHAPTER VI  
FINAL PROVISIONS  
Article 14 
Cooperation between the Commission and the EPO 
The Commission shall establish a close cooperation through a 
working agreement with the EPO in the fields covered by this Regulation. This cooperation shall include regular exchanges of views on the functioning of the working agreement and, in 
particular, on the issue of renewal fees and their impact on 
the budget of the European Patent Organisation.  
Article 15  
Application of competition law and the law relating to 
unfair competition
 
This Regulation shall be without prejudice to the application of 
competition law and the law relating to unfair competition.EN 31.12.2012 Official Journal of the European Union L 361/7
IP/N/1/EU/P/1 
        - 9 -Article 16 
Report on the operation of this Regulation  
1. Not later than three years from the date on which the first 
European patent with unitary effect takes effect, and every five 
years thereafter, the Commission shall present to the European Parliament and the Council a report on the operation of this Regulation and, where necessary, make appropriate proposals for amending it.  
2. The Commission shall regularly submit to the European 
Parliament and the Council reports on the functioning of the renewal fees referred to in Article 11, with particular emphasis 
on compliance with Article 12.  
Article 17 
Notification by the participating Member States  
1. The participating Member States shall notify the 
Commission of the measures adopted in accordance with Article 9 by the date of application of this Regulation.  
2. Each participating Member State shall notify the 
Commission of the measures adopted in accordance with Article 4(2) by the date of application of this Regulation or, 
in the case of a participating Member State in which the Unified 
Patent Court does not have exclusive jurisdiction with regard to 
European patents with unitary effect on the date of application 
of this Regulation, by the date from which the Unified Patent 
Court has such exclusive jurisdiction in that participating Member State.  
Article 18 
Entry into force and application 
1. This Regulation shall enter into force on the twentieth day 
following that of its publication in the  Official Journal of the 
European Union . 2. It shall apply from 1 January 2014 or the date of entry 
into force of the Agreement on a Unified Patent Court (the ‘Agreement’), whichever is the later.  
By way of derogation from Articles 3(1), 3(2) and 4(1), a 
European patent for which unitary effect is registered in the Register for unitary patent protection shall have unitary effect 
only in those participating Member States in which the Unified 
Patent Court has exclusive jurisdiction with regard to European 
patents with unitary effect at the date of registration.  
3. Each participating Member State shall notify the 
Commission of its ratification of the Agreement at the time 
of deposit of its ratification instrument. The Commission shall 
publish in the  Official Journal of the European Union  the date of 
entry into force of the Agreement and a list of the Member 
States who have ratified the Agreement at the date of entry into 
force. The Commission shall thereafter regularly update the list 
of the participating Member States which have ratified the 
Agreement and shall publish such updated list in the  Official 
Journal of the European Union . 
4. The participating Member States shall ensure that the 
measures referred to in Article 9 are in place by the date of 
application of this Regulation.  
5. Each participating Member State shall ensure that the 
measures referred to in Article 4(2) are in place by the date 
of application of this Regulation or, in the case of a partici ­
pating Member State in which the Unified Patent Court does 
not have exclusive jurisdiction with regard to European patents 
with unitary effect on the date of application of this Regulation, 
by the date from which the Unified Patent Court has such 
exclusive jurisdiction in that participating Member State.  
6. Unitary patent protection may be requested for any 
European patent granted on or after the date of application 
of this Regulation.  
This Regulation shall be binding in its entirety and directly applicable in the participating 
Member States in accordance with the Treaties.  
Done at Brussels, 17 December 2012.  
For the European Parliament 
The President
 
M. SCHULZ  For the Council 
The President  
A. D. MAVROYIANNISEN L 361/8 Official Journal of the European Union 31.12.2012
IP/N/1/EU/P/1 
        - 10 -