DOCKETED  
Docket Number:  19-AAER -04 
Project Title:  General Service Lamps  
TN #:  231356  
Document Title:  Final Regulatory Text  
Description:  Final form 400 and regulatory text for the General Service Lamp 
regulations.  
Filer:  Corrine Fishman  
Organization:  California Energy Commission  
Submitter Role:  Commission Staff   
Submission Date:  12/31/2019 11:15:07 AM  
Docketed Date:  12/31/2019  
 STATE OF CALIFORNIA-OFFICE OF ADMINISTRATIVE 
NOTICE PUBLICATION/RE 
ST0 . ..00 EV.01·2013 
0AL FILE NOTICE FILE NUMBER 
NUMBERS z.2019-0806-04 A R(See Instructions on 
reverse) 
EMERGENCY N~BER 
For use by Office of Administrative Law (OAL) only 
NOTICE 
AGIJIICY WITH RULEMAKING AUTHOIIITT 
California Energy Commission 2019 NOV I 4 P it: 28 
OFFICE OF 
~DHINISTRATIVE LAW 
REGULATIONS 
A. PUBLICATION OF NOTICE (Complete for publication in Notice Register) 
1. SUBJECT OF NOTICE 
Appliance Efficiency Regulation s 
3. NOTICE TYPE 
Notice re Proposed D X Re ulato Actlon Other TlTLE(S) 
20 
4 AGENCY CONTACT PERSON 
Corrine Fishman FIRST SECTION AFFECTED 
1004 
TELEPHONE NUMBER 
(916) 654-4976 
B. SUBMISSION OF REGULATIONS (Complete when submitting regulations) For use by Secretary of State only 
ENDORSED • FILED 
m !ht oMce of the Secrelary of State 
ff lhe State ti caRfcynf11 
DEC lI4 2019 
~:ftJ P/71 
AGENCY FILE NUMBER (If any) 
19-AAER-04 
August 16, 2019 
1a. SUBJECT OF REGULATION(S) lb. ALL PREVIOUS RELATED OAL REGULATORY ACTION NUMBER(S) 
Appliance Efficiency Regulations for General Service Lamps 
2. SPECIFY CALIFORNIA COOE OF REGULATIONS TITLEIS) AND SECTION(S) (lndudlng tltle 26, If toxics releted) 
SECTION(S) AFFECTED 
(Ll1t all Hction number(s) 
individually. Attach 
addltlonal sheet If needed.) 
TITlE(S) 
20 
3. lYPE OF FILING ADUl"l 
1004 
AMEND 
1602, 1604, 1605.1, 1605.3, 1606, 1608 
REPEAL 
-==-----,----,--------- -------------------- ------------- -----------15(1 Regular Rulemaklng (Gov. D Certificate of Compliance : The agency officer named D Emergency Readopt (Gov. D Ch Wl h >. ~ ~ Cod §11346) anges t out Regulatory f"'-' e below certifies that this agency complied with the Code, § 11346.1 (h)) Effect (Cal. Code Regs. title g en _ D Resubmfttal of disapproved or provlSlons of Gov. Code §§11346.2·113473 either l, §lOO) a, a, -;,-
withdrawn nonemergency before the emergency regulation was adopted or D D ~ g. ~ File & Print Prl t Onl -. G> filing (Gov. Code §§ 11349.3, within the time period required by statute. n Y 111 ~ ';::J' 
11349.4) a. D Emergency (Gov. Code, 
§11346.l(b)) D Resubmlttal of disapproved or withdrawn 
emergency filing (Gov. Code, §11346.1) D Other (Specify) ___________ ____ __ _ 
' ALL BEGINNING AND ENDING OATES OF AVAILABIUlY OF MODIFIED REGULATIONS AND/OR MATERIAL ADDED TO THE RULEMAKING FILE ((al, Code Regs. thle 1, ™ and Gov. Code §11347.1) 
S. EFFECTM DATE OF CHANGES (Gov. Code, U 11343.4, 113'6.1 fd); Cal. Code Regs. !Ille 1, §100) 
I EffectlveJanuary1 ,Apnl1,July1,or D EffeetlYeonfil lngwllll D §lOOChangesWIIhout '°"" EfftlCllve J 
October 1 (Gov Cooe §11343 4(8)) Seaala of Slate Regul110,y Effect ~ 01her (Spedfy) ~A 010 
6. CHECK IF THESE REGULATIONS REQUIRE NOTICE TO, OR REVIEW, CONSULTAT ION, APPROVAL OR CONCURRENCE BY, ANOTHER AGENCY 0 D Department of Finance (Form STD. 399) (SAM §6660) D Fair Politlca I Practices Commission D State Fire Marshal 
Other (Specify) 
7 CONTACT PERSON 
Corrine Fishman TELEPHONE NUMBER FAX NUMBER (Opllonal) E-MAIL ADDRESS (Optional) 
corr-ine.fishman@gmail.com 
8. (916) 654-4976 
I certify that the attached copy of the regulatlon(s) Is a true and correct copy 
of the regulatlon(s) Identified on this form, that the information specified on this form 
Is true and correct, and that I am the head of the agency taking this action, 
or a design•• of the head • agency: and am authorized to make this certification. 
TYPED NAME AND TITLE OF SI 
Drew Bohan, Executive Director For use by Office or Administrative Law (OAL) only 
ENDORSED APPROVED 
DEC 2 4 2019 
Office of Administrative Law Regulatory Language 
§ 1004. Severability. 
Each part of this division shall h<· deemed seVPrablP. and in the event that any provision of this di_yision is helJl 
to be invalid. the remaind,·r of this division shall continue in full force and effect. 
Note: Authority cited: Sections 2 5<' U and 2 5218 • .Public Resources Code. 
R~(erence: Section 2 5 ,> l J Public.Resources Code. 
§ 1602. Definitions. 
(a) General. 
In this Article the following definitions apply. If a term is not defined here. the applicable definition in 
NAECA. EPAct. the EPAct 2005. EISA. or the test methods listed in section l G04 of this Article shall 
apply where it is reasonable to do so . 
... [skipping "AC" through "Consumer product"] 
"Correlated color temperature (CCT)" means the color appearance. or actual color of the lamp in 
accordance with !ES LM· l G-1993 . 
... [skipping "CSA" through "Gas"] 
"General lighting application" means lighting that provides an interior or exterior area with oyprall 
illumination . 
... [skipping through the end of (a)] 
... [skipping (b)-(j)J 
(k) Lamps. 
(1) General Service Lamps Sold Before January 1. 2020. and All Other Lamps . 
... [skipping "Appliance Lamp" through "Voltage Range"] 
(2) General Service Lamps Sold On or After January 1. 2020. 
"Black light lamp" means a lamp that is designed and marketed as a black light lamp and is an 
ultraviolet lamp with the highest radiant power peaks in the UV·A band (31 S to 400 nm) of the 
electromagnetic spectrum. 
""Bug lamp" means a lamp that is designed and marketed as a bug lamp. has radiant power peaks 
above 550 nm on the electromagnetic spectrum. and has a visible yellow coating. 
"Colored lamp" means a colored l1uorescent lamp. a colored incandescent lamp. or a lamp 
designed and marketed as a colored lamp with either of the following characteristics (if multiple 
modes of operation are possible I such as variable CCTL either of the below characteristics must be 
maintained throughout all modes of operation): (l) A CR! less than 40, as determined according lo 
the method set forth in CJE Publication B.3·1995; or (2) ACCT less than 2.500K or greater than 
7.000K. "Designed and marketed" means exclusively designed to fulfill the indicated application and. when 
distributed in commerce. designated and marketed solely for that application. with the designation 
prominently displayed on the packaging and all publicly available documents (e.g .• product 
litt'rature. catalogs. and packaging labels). 
"General service incandescent lamp" means a standard incandescent or halogen type lamp that is 
intended for general service applications: has a medium screw base: has a lumen range of not less 
than 310 lumens and not more than 2 .600 lumens or. in the case of a modified spectrum lamp. not 
less than 2:12 lumens and not more than 1,950 lumens: and is capable of being operated at a 
voltage range at least partially within 110 and 130 volts: however this definition does not apply to 
the following incandescent lamps~ 
(1) An appliance lamp: 
(2) A black light lamp: 
Cl) A bug lamp: 
(4) A colored lamp: 
(5) AG shape lamp with a diameter of 5 inches or more as defined in ANSI (79.1-2002: 
(6) An infrared lamp: 
(7) A kft-hand thread lamp: 
(8) A marine lamp: 
(9) A marine signal service lamp: 
( 10) A mine service lamp: 
(11) A plant light lamp: 
(12) An R20 short lamp: 
(13) A sign service lamp: 
(14) A silver bowl lamp: 
(15) A showcase lamp: and 
( l(j) A traffic signal lamp. 
"General service lamp" means a lamp that has an ANSI base: is able to operate at a voltage of 12 
volts or 24 volts, at or between 100 to 130 volts, at or between 220 to 240 volts. or of 277 volts for 
integrated lamps. or is able to operate at any vol tag<' for non-integrated lamps: has an initial lumen 
output of greater than or equal to 31 O lumens (or 232 lumens for modified spectrum general 
service incandescent lamps) and less than or equal to 3.300 lumens: is not a light fixture: is not an 
LED downlight retrofit kit: and is used in general lighting applications. General service lamps 
include. but are not limited to. general service incandescent lamps. compact fluorescent lamps. 
general service light-emitting diode lamps, and general service organic light-emitting diode lamps. 
General service lamps do not include: 
(I) Appliance lamps: 
2 (2) Black light lamps; 
Ul Bug lamps; 
(4) Colored lamps; 
('i) G shape lamps with a diameter of 5 inches or more as defined in ANSI C79.l-2002; 
(6) General service fluorescent lamps; 
( 7) High intensity discharge lamps; 
(8) Infrared lamps; 
(9) J. IC. ]CD. JCS. ]CV. JCX. JD, JS. and IT shape lamps that do not have Edison screw bases; 
(10) Lamps that have a wedge base or prefocus base; 
(11) Left-hand thread lamps; 
(12) Marine lamps; 
( 13) Marine signal service lamps; 
(14) Mine service lamps; 
(15) MR shape lamps that have a first number symbol equal to 1() (diameter equal to 2 inches) 
as defined in ANSI C79.l-2002. operate at 12 volts. and have a lumen output greater than or 
equal to 800; 
(l G) Other fluorescent lamps; 
(17) Plant light lamps; 
(18) R20 short lamps; 
(19) Ref1ector lamps that have a first number symbol less than l(j (diameter less than 2 inches) 
as defined in ANSI C79.l-2002 and that do not have E2G/E24. E2Gd. E2G/50x39. E2G/53x39. 
E29/28. E29/53x39. E39. E39d. EP39. or EX39 bases; 
(20) S shape or G shape lamps that have a first number symbol less than or equal to 12.5 
(diameter less than or equal to 1.562 5 inches) as defined in ANSI C79.l-2002; 
(21) Sign senice lamps; 
(22) Silver bowl lamps; 
(2 3) Showcase lamps; 
(24) Specialty MR lamps; 
(2 5) T shape lamps that have a first number symbol less than or equal to 8 (diameter less than 
or equal to l inch) as defined in ANSI C79.l-2002. nominal overall length less than 12 
inches. and that are not compact fluorescent lamps; 
3 (2G) Traffic signal lamps. 
"General service light emitting diode (LED) lamp" means an integrated or non-integrated LED lamp 
designed for use in general lighting applications and that uses light-emitting diodes as the primary 
source of light. 
"General sen1ce organic light-emitting diode (OLEO) lamp" means an integrated or non-integrated 
OLEO lamp designed for use in general lighting applications and that uses organic light-emitting 
diodes as the primary source of light. 
"Infrared lamp" means a lamp that is designed and marketed as an infrared lamp: has its highest 
radiant power peaks in the infrared region of the electromagnetic spectrum (770 nm to l mm): has 
a rated wattage of 125 watts or greater: and which has a primary purpose of providing heat. 
"Integrated lamp" means a lamp that contains all components necessary for the starting and stablr 
operation of the lamp. does not include any replaceable or interchangeable parts. and is connected 
directly to a branch circuit through an ANSI base and corresponding ANSI standard lamp-holder 
(socket). 
"LED downlight retrofit kit" means a product designed and marketed to install into an existing 
downlight. replacing the existing light source and related electrical components. typically 
employing an ANSI standard lamp base. either integrated or connected to the downlight retrofit by 
wire leads. and is a retrofit kit. LED downlight retrofit kit does not include integrated lamps or non­
integratl'd lamps. 
"Left-hand thrl'ad lamp" means a lamp with direction of threads on the lamp base oriented in the 
left-hand direction. 
"Light fixture" means a compll'te lighting unit consisting of light source(s) and ballast(s) or driver(s) 
(when applicable) together with the parts designed to distribute the light. to position and protect 
the light source. and to connect the light source(s) to the power supply. 
"Marine lamp" means a lamp that is designed and marketed for use on boats and can operate at or 
between 12 volts and 13.5 volts. 
"Marine signal service lamp" means a lamp that is designed and marketed for marine signal service 
applications. 
"Mine st>n1ce lamp" means a lamp that is designed and marketed for mine sen1ce applications. 
"Non-integrated lamp" means a lamp that is not an integrated lamp. 
"Other fluorescent lamp" means low pressure mercury electric-discharge sources in which a 
fluorescing coating transforms some of th,• ultraviolet energy generated by the mercury discharge 
into light and include circline lamps and induct,, double-ended lamps with the follov.1ng 
characteristics: Lengths from one to eight feet: designed for cold temperature applications: 
designed for use in reprographic equipment: designed to produce radiation in the ultra-violet 
region of the spectrum: impact-resistant: retlectorized or aperture; or a CR! o!' 87 or greater. 
"Pin base lamp" means a lamp that uses a base type designated as a single pin base or multiple pin 
base system. 
"Plant light lamp" means a lamp that is designed to promote plant growth by emitting its highest 
radiant power peaks in the regions of the electromagnetic spectrum that promote photosynthesis: 
Blue (440 nm to 490 nm) and/or red (620 to 740 nm). and is designed and marketed for plant 
gromng applications. 
4 "Reflector lamp" means a lamp that has an R. PAR. BPAR. BR. ER. MR. or similar bulb shape as 
defined in ANSI (78.20-2003 and ANSI (79.1-2002 and is used to provide directional light. 
"Showcase lamp" means a lamp that has a T shape as specified in ANSI (78.20-2003 and ANSI 
C7:l.l-2002. is designed and marketed as a showcase lamp. and has a maximum rated wattage of 
75 watts. 
"Sign service lamp" means a vacuum type or gas-filled lamp that has sufficiently low bulb 
temperature to permit exposed outdoor use on high-speed flashing circuits. is designed and 
marketed as a sign service lamp. and has a maximum rated wattage of 15 watts. 
"Silver bowl lamp" means a lamp that has an opaque reflective coating applied directly to part of 
the bulb surface that reflects light toward the lamp base and that is designed and marketed as a 
silver bowl lamp. 
"Specialty multifaceted reflector (MR) lamp" means a lamp that has an MR shape as d<"fined in ANSI 
(79.1-2002. a diameter of kss than or equal to 2.25 inches, a lifetime of less than or equal to :JOO 
hours. and that is designed and marketed for a specialty application. 
"Traffic signal lamp" means a lamp that is designed and marketed for traffic signal applications 
and has a lifetime of 8.000 hours or greater. 
... [skipping (l)-(m)] 
(n) Luminaires and Torchieres . 
... [skipping "Art work luminaire" through "Automatic daylight control"] 
"Correlated Color tni'lpernttn e (CCT)" means the eol01 appearanee, or actttal color of the lamp in 
aceordanee wHh JES LM lG 1993 . 
... [skipping through the end of subdivision (x)] 
The following docum,·nt s are incorporated by reference in S<"Ction 1602: 
"lumber 
ANSI (78.21-1989 
ANSI C78.20-20(H 
ANSI (78.81-2003 Title 
AMERICAN NATIONAL STANDARDS INSTITUTE (ANSI) 
Incandescent Lamps -PAR and R Shapes 
for electric lamps -A. G. PS. and Similar Shapes with E2(i Medium 
Screw Bases 
American National Standard for Electric Lamp Bases 
... [skipping through the end of the section] 
Note: Authority cited: Sections 252 B. 25218(e). 25401.9, 25402(a)-25402(c) and 259GO. Public Resources Code; 
and Sections lG, 2G and 30. Governor's Exec. Order No. B-29-J 5 (April 1. 201 5). 
5 Reference: Sections 2'>216.S(d), 2S401.'J, 2S402(a)-2S402(c), 25402.5.4 and 259GO, Public Resources Code; and 
Section 16, Governor's Exec. Order No. B-29-15 (April I, 201 S). 
§ 1604. Test Methods for Specific Appliances . 
... [skipping (a)-(j)) 
(k) Lamps. 
( 1) The test method for federally regulttt ed gem ml .,u v'iee flum e.<eml lamp,,, fede1 ttll, 1 egulttltd 
g,·neral service incandescent lamps, afttl----ft>dt•fttll) 1, gulttlt d incandescent reflect or lamps~and 
frdl•rally regulatPd ge_neral servic;e fluorescent lamps is 10 C.F.R. section 4:o0.2:l(r) (Appendix R to 
subpart B of part 430). 
(2) The les\ method for-slate 1e,i;t.tlttted .,mall diam, ttr diHttion,11 lttmp.< that,,.., i11rn11destent 
f'ilamrnt tt chnolog, i.< lO-ES.R .. ,eetion 4J(U3(r) (Apprndix R to whparHl of ptt1 l 4:10). 
(3£) The test method for 111< dium-mt1<t' mmpact fluon•scent lamps is 10 C.1.-.R. section 430.ZJ(y) 
(Appendix W to subpart B of part 4:10). 
(4}) The test method" for integrated LED sta\t rtgtllttted small diamtter di1 ectional lamps and~Htte­
ft'j;tllated LEB lamps are is I Cl C.f.R. section 430.23(l'l') (AJmendix BB to subpart B of part 
430),mo11•n in Tab~. For certification, compliann•, and enforcement purposes, thl' sampling 
provisions in 1() C.F.R. section 42'l.5(i sball hr used. 
(4) Thr optional test methods for state-regulated small diameter directional lamps and state-regulated 
LLD lamps are shown in Table K-1. Optional t l'St procedures are conditionally ITf[Uired depending 
Q!l manuf'a~turer claims of performancr as described in sections 1607(d)(l 3) of this Article s!Jld 
HiOb Table X of this Article. for certification, compliance. and enforcr•ment purposl's, thl' sampling 
provisions in 10 C.F.R. secti_qn 429.SG sl:!all be used. 
Measurement Table K-1 
Optional Test Methods for State-Regulated LED Lamps and 
LED State-Regulated Small Diameter Directional Lamps 
Test Procedure 
' Reqi,ired 
GI' 
OptieRai 
IRpul p9W8F, bumeR 9ulpul, bF'W, lleS bM 79 (:1QQg) witla aeeili9Ral ,equiremeRts prnvieee iR 1 Q G.f.R Re<,uirne 
seeli9R 4:JQ.:1:l(ee) (AppeReix BB 19 subpart fl 9f part 4:JQ). G9FFelatee G919F Temperature, Duv, 
G919F ReReeriR§ IReex, F'9we, f'aet9F 
bumeR MaiRteRaAGe aAe lleS bM g4 (:1Q14) aAe T-M :18 (:1Q14) willa aeeitieAal re<,uiremeAts Re<,uime 
Time 19 failu,e prnvieee iA 1Q G.f'.R seoti9A 43Q.:1:l(ee) (/\ppeAeil< BB 19 subpa,t fl sf 
part 4:JQ). 
StaReby F'eweF 1Q G.f'.R seotieA 4::lQ.:1:l(ee) (AppeReil< BB ts subpart Bel paFI 43Q) Re'lLiiFee 
Flicker Title 24, part 6, Joint Appendix 10 (2015), tested at both 100% percent QptieAal 
and 20% percent output. Lamps with a percent amplitude modulation 
(percent flicker) less than 30 percent at frequencies less than 200 Hz 
shall report "yes" for "reduced flicker operation" described in section 
1606 of this Article, otherwise report "no". 
Lumen Maintenance, Rated Life, and Title 24, part 6, Joint Appendix 8 (2015). QptieAal 
Survival Rate for Compliance with 
6 Title 24 Joint Appendix 8 and 
minimum dimming level 
Audible Noise ENERGY STAR Recommended Practice-Noise (2013) with the GritieRal 
following modification: measurements shall be taken at 100 percent 
output as well as at 20 percent output if dimmable. 
·· Requi1ed tt .<t proudure., fflt1.<t be rnnducttd pe, secti(ln 1C03(a) (lf thL, AI1ick fm etteh lJl1.<it fflodd of 
lamp. Optimrnl tt.<t p1ottdmt.< art to11ditionall) 1cqui1ed depending on mm1t1f.ttturtr tlain1., tlf 
perfm man, t a., dt .« ribt d~fr-f<t'etions I 60, (d)(l 3) of this Article and 1 GOG Tablt JC of thi,; Artitlt . 
( 5) Thn t a1t no ftdu all, pt e.,cribed test fflethods fo1 frdu ally I egulated orgattic light tfflit ting diode 
(OLED) lamp.;, ft de, all, 1 tgulatcd cattdtlabra ba.;e ineattde.;ernt larnp.,, 01 fede1 all, rt gt1lah d 
int, rm, di ate bt1.<e-iflt'afldcstrnt lafflp,;, The test method for general service lamps that arc other 
than lamp types described in sections 1604(k)(l) through 1604(k)(3) of this Article is Io C.F.R. 
section 4:l0.2:l(gg) (Appendix DD to Subpart B of part 430) . 
. . . [skipping (l)-(x)] 
The following documents are incorporat rd by reference in section l 604 . 
... [skipping CALIFORNIA ENERGY COMMISSION TEST METHODS] 
FEDERAL TEST METHODS 
C.F.R., Titlr I 0, section -+:!'J.Sh, 42'J.6:l, and 420.70 
C.F.R., Tith> I 0, section 4:lOil, and 10 C.F.R. Appendixes A, B, CI, DI, D2, E, F, H, I, JI, J2, M, N, 0, P, Q, R, S, T, 
\ I, V, W, X, SI, Y, 7., AA, BB, anti-CC and DD of subpart B of part 4:JO 
... [skipping through the end of the section] 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 2S9GO, Public Rl'sources Code; 
and Sections 16, 26 and 30, Governor's Exl'c. Order No. B-29-15 (April I, 2015). 
Reference: Sections 2 52 J 6.5(d), 25401.0, 2 5402(a)-2 5402(c) and 2 5060, Public Resources Code; and Section J 6, 
Governor's Exec. Order No. B-29·1 S (April l, 201 S). 
§ 1605.1. Federal and State Standards for Federally Regulated Appliances . 
... [skipping (a)-(j)J 
(k) Lamps . 
. . . [skipping (k)(l)J 
(2) Federttll} Regulated Incandescent Reflector Lamps M111tt1fttetttred On or After Jttly 15, 2012. 
(Al The average lamp efficacy of federally regulated incandescent reflector lamps with a rated lamp 
wattage between 40-205 watts, and manufactured on or after July 15, 2012, and sold before 
January l, 2020, shall be not less than the applicable values shown in Table K·:J,, subject ttl the 
folltl" ing. 
(A) Th, .,tanda, d., .<pt tifi< din Table K :i shall appl) ,dth I e.ipeet rn. 
1. ER ineandeseent ref'lteltlr lafflps, BR ineandeseent I elleetm lamps, BPAR inettndeseent 
reflector lttmp.;, attd sifflila, bttlb shapes tlli and ttftet Januttr, 1, 2008, and 
7 L Irmmdeseent 1efltttor lamp., with a diamtter of mmt thttfl 2.25 imhe.,, bot JJot mo1e tha11 
2.75 iJJehes, oJJ ttJJd afte1 JuJJe Vi, 2008. 
EXCEPTION to Section 1605.l(k)(2)(A). Thl' standards specified in Table K-3 shall not apply to the 
following typl's of incandl'srent rl'fll'rtor lamps: 
(1) I.amps rated at 50 watts or less that are ER30, BR30, BR40, or ER40; 
(2) Lamps rated at GS watts that are BR30, BR40, or ER40 lamps; or 
U) R20 incandl'scent refll'ctor lamps ratl'd 45 watts or ll'sS. 
Table K-3 
Standards for Federally Regulated Incandescent Reflector Lamps Manufactured On or After July 15, 2012, 
and Sold Before January I. 2020 
Lamp Spectrum Lamp Diameter Rated Voltage Minimum Average Lamp 
(inches) Efficacy (LPW)1 
2: 125 6.8 X p02? 
> 2.5 
< 125 5.9xP027 
Standard Spectrum 
2: 125 5.7 X p02? 
,; 2.5 
< 125 5.0 X p02? 
2: 125 5.8 X p02? 
> 2.5 
< 125 5.0 X p027 
Modified Spectrum 
2: 125 4.9 X p027 
,; 2.5 
< 125 4.2 X p027 
1P = Rated Lamp Wattage, in Watts 
(B) See sections l 605.Hkl(6) and 1605.3(k)(l)(Bl for energy efficiency standards for incandescent 
reflector lamps that are gl'ncral servicl' lamps and sold on or after January 1, 2020. 
Cl) Medium Base Compact Fluorescent Lamps. 
(ALA ban' lamp or covered lamp (no rel1ector) medium base compact fluorrscent lamp 
manufactured on or after January I, 200G, and sold before lanuary l, 2020, shall meet the 
requirl'ments Sl'l forth in Table K-4. 
Table K-4 
Standards for Medium Base Compact Fluorescent Lamps Manufactured On or After January I. 2006, and 
Sold Before January I. 2020 
Factor Requirements 
8 Labeled Wattage (Watts) and Configuration' Measured Initial Lamp Efficacy: lumens/watt must be at least:2 
Bare Lamp: 
Labeled Wattage < 15 45.0 
Labeled Wattage ;, 15 60.0 
Covered Lamp (no reflector) 
Labeled Wattage < 15 40.0 
15 2: Labeled Wattage < 19 48.0 
19 2: Labeled Wattage < 25 50.0 
Labeled Wattage 2: 25 55.0 
Lumen Maintenance at 1,000-hours 2c90% 
Lumen Maintenance at 40% of Lifetime2 80% 
Each lamp must be cycled once for every two hours of lifetime.2 At 
Rapid Cycle Stress Test least 5 lamps must meet or exceed the minimum number of 
cycles. 
Lifetime2 2: 6,000 
' Use labeled wattage to determine the appropriate efficacy requirements in this table; do not use measured 
wattage for this purpose. 
2 Lifetime refers to lifetime of a compact fluorescent lamp as defined in section 1602(k) of this Article. 
(B) See sections 1GOS.l(k)(6) and 1GOS.3(k)(l)(B) for energy efficiency standards for compact 
fluorc>sccnt lamps that are general service lamps and sold on or after January 1. 2020. 
( 4) Federail)' Regttlated General Service Incandescent Lamps and Modified Spectrum General 
Service Incandescent Lamps. 
(AJ_The energy consumption rate of federally rc>gulated general service incandescent lamps and 
modified spectrum general senice incandescent lamps. manufactured on or after the effective 
dates shown and sold before January l. :!O:!O. shall be no greater than the maximum rated 
wattage shown in Tables K-:i and K-(i. 
t-,>.Jl_. These standards apply to each lamp that: 
r;i!_. is intended for a general service or general illumination application (whether 
incandescent or not); 
r-cb. has a medium screw hasp or any other screw base not ddin<:'d in ANSI CSJ.61-2006; and 
3--c\:.., is capable of being operated at a voltage at least partially within the range of 110 to UO 
VO Jt s;-,ttttl 
9 4. is manufactured or imported after December 31, 2011. 
637.2... Each lamp described in section l 604-ti(k)(4)(A)L of this Article shall have a color 
rendering index that is greater than or equal to: 
t:a. 80 for nonmodified spectrum lamps; or 
r:b. 75 for modified spectrum lamps. 
Table K-5 
Standards for Federally Regulated General Service Incandescent Lamps Manufactured On or After the 
Effective Date Shown Below. and Sold Before January 1. 2020 
Rated Lumen Maximum Minimum Rate 
Rate Lifetime Effective Date 
Ranges Wattage 
1490-2600 72 1,000 hours January 1, 2012 
1050 -1489 53 1,000 hours January 1, 2013 
750-1049 43 1,000 hours January 1, 2014 
310 -749 29 1,000 hours January 1, 2014 
Table K-6 
Standards for Federally Regulated Modified Spectrum General Service Incandescent Lamps 
Manufactured On or After the Effective Date Shown Below, and Sold Before January 1. 2020 
Rated Lumen Maximum Minimum Rate 
Rate Effective Date 
Ranges Lifetime 
Wattage . 
1118-1950 72 1,000 hours January 1, 2012 
788-1117 53 1,000 hours January 1, 2013 
563-787 43 1,000 hours January 1, 2014 
232-562 29 1,000 hours January 1, 2014 
(B) See sections 1605.1 (k)(6) and 1605.3(k)O )(B) for energy efficiency standards for general service 
incandescent lamps that are general service lamps and sold on or after January l. 2020. 
(5) Candelabra Base Incandescent Lamps and Intermediate Base Incandescent Lamps . 
.(ALThe energy consumption rate of federally regulated candelabra base incandescent lamps and 
intermediat e base incandescent lamps, manufactured on or after January 1, 2012, and sold 
before January 1. 2020. shall be no greater than the maximum rated wattage shown in Table K-
7. 
10 Table K-7 
Standards for Federally Regulated Candelabra Base Incandescent Lamps and Intermediate Base 
Incandescent Lamps Manufactured On or After January 1. 2012. and Sold Before January 1. 2020 
Lamp Base Maximum Rated 
Type Wattage 
Candelabra 60 
Intermediate 40 
(B) Sec sections 1605.l(k)(G) and 1605.3(k)(l)(Bl for energy efficiency standards for candelabra base 
incandescent lamps and intermediate base incandescent lamps that are general servic<' lamps 
and sold on or after January 1. 2020. 
(6) General Service Lamps. General service lamps sold on or after January 1. 2020. shall have a 
minimum lamp efficacy of 4 5 lumcns per watt. 
... [skipping through the end of the section] 
\Jot<': Authority cited: Sections 252H, 25218(<'), 25401.9, 25402(a)-25402(c) and 2S9Ci0, Public R<'sourc,·s Code; 
and s,,ctions 16, 2G and 30, Gowrnor's Exec. Order No. B-2'.l-15 (April 1, 2015). 
Reference: Sections 2 52 l 6.5(d), 25401.9, 2 5402(a)-2 5402(c) and 2 5960, Public Resources Code; and Section I ti, 
Gowrnor's Exec. Order \Jo. B-2\l-l 5 (April l, 2015). 
§ 1605.3. State Standards for Non-Federally-Regulated Appliances . 
.. . [skipping (a)-(j)] 
(k) Lamps. 
(1) Incandesernt Reflertm Lamp.<. Set section 1Ei05.l(k)(2) fo1 sta11dards fm fednally re~lated 
incandescent 1eflect01 lamps. 
ffiW Standard.< fm Statt Regulattd I.ED LamfM and General Service Lamps. 
(Al General service lamps manufactured on or after January 1. 2018. and sold before January 1. 
2020. shall meet the standards shown in Table K-8. The ene1 ITT consumption rate of state 
1e~h1tcd I.ED lamp., 1dth t1 lt1men output of 1:;o lt1mens 01 g1eatcr for ett11delttb1t1 bttsrs, or 200 
lumrns tll ~1 rnttr for other ht1st s. mttnufo< 1111 t d Ofl or ttfttr the cffceti,e dates shown in Ttthk 
K 'l shflll meet the stftttdfll ds showfl ifl that table. 
Table K-8: 
Standards for State Reg.,lated General Service Lamps Tier II 
Lumen Minimum Lamp Efficacy Minimum Rated Effective Date Ranges Lifetime 
Manufactured on or after 
310-2600 45 lumens per watt 1,000 Hours Jan!!§!}'" 1, 2018. and sold 
before January 1, 2020 
11 (B) General service lamps sold on or aftl'r January 1. 2020. shall havl' a minimum lamp efficacy of 
45 luml'ns per watt. 
W State-Regulated LED Lamps. 
(A) State-regulated LED lamps with lumen output of 150 lumens or greater for umdelabraE12 
hases, or 200 lumens or greater for othei'El7. E26, and GU24 hases, and manufacturl'd on or 
after January I, 2018 shall meet all of the standards shown in Table K-9 and shall have the 
following: 
ti:JL A color point that meets the requirements in Table Bl of Annex B of ANSI C78.377-201:, for 
color targets and color consistency. 
W2. A CR! (Ra) of 82 or greater. 
ftlBl, Individual color scores of RI, R2, R3, R4, R'.i, R6, R7, and R8 of 72 or gn·ater. 
fiv)4. A power factor of 0.7 or greater. 
M5. A rated life of I 0,000 hours or greater as determined by the lumen maintenance and time 
to failure ll'st procedure. 
\VB(i., State-regulated LED lamps that have an ANSI standard lamp shape of A shall meet the 
omnidirectional light distribution requirements of ENERGY STAR's Product Specification for 
Lamps Version 2.0 (December 2015). 
fvttlL State-regulated LED lamps that have an ANSI standard lamp shape of B, BA, C, CA, F, or G 
shall meet the decorative light distribution rl'quircments of ENERGY ST AR's Product 
Specification for Lamps Version 1.1 (August 2014). 
(B) In addition to the requirements in section rn05.3(k)(2)(A) of this Article, state-regulated LED 
lamps manufactured on or after July l, 2019 shall have a standby mode power of 0.2 watt or 
less. 
Table K-9 
Standards for State-regulated LED Lamps 
Effective Date Minimum Compliance Score Minimum Efficacy Lumens Per Watt 
January 1, 2018 282 68 
July 1, 2019 297 80 
This compliance score shall be calculated as the sum of the efficacy and 2.3 times the CRI of a lamp. 
(3) State-regulated Small Diameter Directional Lamps. State-regulated small diameter directional 
lamps manufactured on or after January I, 2018 must have a rated life of 25,000 hours or greater 
as determined by the lumen maintenance and time to failure l(·st procedure and meet one of the 
following requirements: 
(A) have luminous efficacy of at least 80 lumens per watt. 
12 (B) haw a minimum luminous efficacy of 70 lumens per watt or greater and a minimum compliance 
score of rns or greater, where compliance is calculated as the sum of the luminous efficacy and 
CRI. 
(4) GU24 Base Lamps. GU24 base lamps shall not be incandescent lamps. 
(5) See section 1605.l(k) of this Article for energy efficiency standards for federally regulated lamps . 
.. . [skipping through the end of the section] 
Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 25960, Public Resources Code; 
and Sections Hi, 26 and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 2:i216.S(d), 25401.9, 25402(a)-25402(c) and 25960, Public Resources Code; and Section 16, 
Gowrnor's Exec. Order No. B-2'l-15 (April 1, 2015). 
§ 1606. Filing by Manufacturers; Listing of Appliances in the MAEDbS. 
(a) Filing of Statements. 
Each manufacturer shall electronically file with the Executive Director through the MAEDbS a statement 
for each appliance that is sold or offered for sale in California. The statement shall contain all of the 
information described in paragraphs (2) through (4) of this subsection and shall meet all of the 
requirements of paragraph (1) of this subsection and all other applicable r<'quirements in this Article. 
The effective dates of this section shall be the same as the effective dates shown in section lGOS.l, 
1G05.2 or 1605.3 of this Artide for appliances for which there is an energy efficiency, energy 
consumption, energy design, water efficiency, water consumption, or water design standard in section 
1605 .1, 1605.2, or HiO'i.3 of this Article. For applianc('S with no energy efficiency, energy consumption, 
energy design, water efficiency, water consumption, or water design standard in section 1605.l, 
1605.2, or lGOS.3 of this Article, the effective date of this section shall be one year after they are added 
to section HiOJ of this Article, unless a different effective date is specif"ied. 
EXCEPTIONS to Section 1606(a) of this Article: S('ction 1606(a) of this Article is not applicable to: 
J. external power supplies, 
2. small electric motors,-t}I' 
3. a Ia cartl' chargers meeting the EXCEPTION noted in section 160'i.3(w)(2) of this Artick,,__m: 
4. general service lamps . 
... [skipping (a)(l) to Table X] 
13 Table X 
Data Submittal Requirements 
Appliance Required Information Permissible Answers 
• Manufacturer's Name 
• Brand Name 
• Model Number 
All Appliances Date model to be displayed 
Federally regulated consumer 
Regulatory Status product, federally-regulated 
commercial and industrial 
equipment, non-federally regulated 
... [skipping A through JI 
4-foot medium bipin general service 
fluorescent lamp, 2-foot U-shaped 
K Federally regulated 
general service general service fluorescent lamp, 8-
foot slim line general service 
fluorescent lamps fluorescent lamp. 8-foot high output 
'Type general service fluorescent lamp, 4-
foot miniature bipin standard output 
general service fluorescent lamp, 4-
foot miniature bipin high output 
general service fluorescent lamp 
Rated Color Rendering Index 
Correlated Color Temperature (for lamps 
manufactured on or after July 15, 2012) 
Minimum Average Lamp Efficacy (LPW) 
Federally regulated 
incandescent reflector Minimum Average Lamp Efficacy 
lamps sold before January 
1 2020 
Lamp Power (Watts) 
Federally regulated Minimum Efficacy (LPW) 
Medium Screw Base 
Compact Fluorescent Lamp Configuration Bare or Covered (no reflector) 
1,000 Hour Lumen Maintenance True, False 
14 Lamps sold before Lumen Maintenance Requirements True, False 
January 1 • 2020 Rapid Cycle Stress Test True, False 
Average Rated Lamp Life True, False 
Type General Service Incandescent, b€Q, 
OLEO Federally regulated 
Medium Screw Base Voltage Range 
General Service 
Incandescent and OLEO Rated Lumen Range 
' Lamps; OLEDs sold Maximum Rate Wattage 
before January 1. 2020 
Minimum Rate Lifetime 
Color Rendering Index 
Minimum Efficacy (LPW) (required on or 
after January 1, 2018) 
Modified Spectrum True, False 
Bulb Finish (incandescent only) Clear, frost, soft white 
A15, A19, A21, A23, A25, PS25, 
ANSI-designated Bulb Shape PS30, BT14.5, BT15, CP19, TB19, 
CA22 
Federally regulated Base Type Candelabra, intermediate 
Candelabra Base and . 
Intermediate Base 
Incandescent Lamps sold Maximum Rated Wattage 
before January 1. 2020 
! Federally regulated Type 
Medium Screw Base Rated Voltage Modified Spectrum 
General Service Rated Lumen Range 
Incandescent Lamps sold -----
before Janua[V 1, 2020 Maximum Rate Wattage 
Minimum Rate Lifetime 
Color Rendering Index 
Stale Fe§<Jlales mesi<JR'1 Rates l<JmeRs 
screw base 13eReral 
Rates lamf' ·.valla§e service Gem1>act 
l"l<JeresceRI lamf>s /l.ve,a13e lamf' efficacy 
Base Type 
15 State-regulated small Lamp Type (examples PAR16, MR11, 
diameter directional lamps MR16, R) 
Lamp Power (Watts) 
Lamp Output (Lumens) 
Beam Angle 
Center Beam Candle Power (CBCP) 
Efficacy (Lumens per watt) 
Color Rendering Index (CRI) 
Combined CRI + Efficacy (only applies 
where efficacy < 80 LPW) 
Correlated Color Temperature 
Rated Lifetime Test Completed True, False 
Estimated Rated Lifetime (hours) (when 
"Rated Lifetime Test Completed"= False) 
Rated Lifetime (hours) (when "Rated 
Lifetime Test Completed"= True) 
*Base Type E12, E17, E26, GU24, retrofit kit 
State-regulated Light Lamp Shape A, B, BA, C, CA, F, G, Other 
Emitting Diode (LED) 
lamps Dimmable True, False 
Minimum Dimming Level(%) (ifwhen 
:Dimmable:.=~ True) 
Reduced Flicker Operation (ifwhen 
:Dimmable: =~ True) True, False 
Correlated Color Temperature 
Duv 
Rated Lifetime Test Completed True, False 
Estimated Rated Lifetime (hours) (when 
"Rated Lifetime Test Completed"= False) 
Rated Lifetime (hours) (when "Rated 
Lifetime Test Completed"= True) 
Lifetime test environment temperature' Ambient, Elevated 
16 Lamp Power (Watts) 
Lumen Output (Lumens) 
Efficacy (Lu mens per watt) 
Color Rendering Index (Ra) 
Compliance Score 
Power Factor 
Standby Mode True, False 
Standby Power (watts) (if applicable) 
Connected network type (if applicable) Wi-Fi, ZigBee, ANT, Bluetooth, RF, 
Wired, Other (s13eGify) 
R, 
R, 
R, 
R4 
Rs 
R, 
~ 
R, 
Ra 
Rg' 
Meets applicable luminous intensity ENERGY STAR Omnidirectional, 
distribution requirements ENERGY STAR Decorative, none" 
Audible Noise at 100% output (decibels) 
(ilwhen ~Dimmable~ =~ True) 
Audible Noise at 20% output (decibels) 
(ilwhen ~Dimmable~ =~ True) 
Start Time 2 
6000 hour lumen maintenance 2 
6000 hour survival rate 2 
Projected time to L 70 2 
-
17 Dimming Control Compatibility (ifwhen 
~Dimmable~ =~ True) 
NEMA SSL 7 A Compatible 2 (If compatible 
with forward phase cut dimmer control 
answer "True," If not answer "False.") 
'' "Identifier" information as described in section l 602(a) of this Article. 
1 = Voluntary for federally regulated appliances 
2 = Voluntary for state-regulated appliances Forward, Phase cut control, reverse 
phase cut, powerline carrier, digital, 
0-10 VDC, others 
True, False 
... [skipping remaining text in Table X through end of section 1606] 
Note: Authority cited: Sl'ctions 25213, 25218(e), 25401.9, 25402(a)-25402(c) and 25960, Public Resources Code; 
and Sections ](i, 26 and 30, Governor's Ext'c. Order No. B-29-15 (April 1, 2015). 
Reference: Sections 25216.S(d), 25401.9, 25402(a)-25402(c), 25402.5.4 and 25960, Public Resources Code; and 
Section I 6, Governor's Exec. Order No. B-29-15 (April l, 201 5 ). 
§ 1608. Compliance, Enforcement, and General Administrative Matters. 
(a) General Requirements for the Sale or Installation of All Appliances. 
Any unit of any appliance within the scope of section 1601 of this Article may be sold or offered for 
sale in California only if: 
(1) the appliance appears in the most recent MAEDbS established pursuant to section lGOG(c) of this 
Article, unless the only reason for the appliance's absence from the MAEDbS is its failure to comply 
with an applicable standard in section 1605.1 of this Article; 
(2) the manufacturPr has: 
(A) tested the appliance as required by sections l G03 and 1604 of this Artirk; 
(B) marked the unit as required by section 1607 of this Article; 
(C) for any appliance for which there is an applicable standard in section Ui05.2 or l 605.:l of this 
Article, certified under section HiOG(a) of this Article that the appliance complies with the 
standard; 
(:l) the unit has the same components, design characteristics, and all other features that affect energy 
or water consumption or energy or water efficiency, as applicable, as the units that were t <'St ed 
under sections l fi03 and 1 (i04 of this Article and for which information was submitt<'d under 
section J 606(a) of this Article; and 
(4) for any appliance for which there is an applicable standard in section 1G05.2 or 1605.3 of this 
Article, the unit complies with the standard. 
18 EXCEPTIONS to Sections 1608(a)(l) and 1608(a)(2)(C) of this Article. Sections Hi08(aJ(IJ and 1G08(a)(2)(C) 
of this Article are not applicable to: 
I. l'Xternal power supplies, 
2. small electric motors,-or 
3. a la carte chargers meeting th<' EXCEPTION noted in section IG05.3(w)(2) of this Article,, or 
4. general service lamps . 
... [skipping through the end of the section] 
Note: Authority cited: Sections 2521 :i, 25218(eJ, 25402(a)-(c) and 25960, Public Resources Code. 
Reference: Sections 252l(j.5(d), 25402(a)-(c) and 259GO, Public Resources Code. 
19 . !J' N'TH[NTil-ATED 
'·' S GOVER'-JMH,T 
1'-'t"SMAf"OC,. 
C,f'O 
Pt. 430, Subpt. B, App. DD 
AECw = annual energy consumption in cool­
ing mode fo1· single-duct portalile air con­
di\.ionerF, in k\\!h/year. calculated in sec­
tion 5.3 of this appendix. 
AEC~s and AECs, = annual energy consump­
tion for the two cooling mode test condi­
tions in Table 1 of this appendix for dual­
duct portable air conditioners. in kWh 
year. 1.;:1.Jculat,ed in Sl:'C:tion 5.3 of this a.p­
ppndix. 
AEC1 = total ,mnual energ-y con:mmptlon at­
tributed to all modes except cooling. in 
kWh/year, calculated in section 5.3 of 
lhit< appendix 
= number of cooling mode hours per year. 
750. 
k = 0.001 kWll.i\Vll conversion factol' for watt­
hours to kilowa.tt.-llour-s. 
O.:! = wcig-hting factor for the 95 F dry-bulb 
outdoor cundilio11 Le:,;t 
0.8 ::c weig"hting- factor for the 83 ·F dry-bulb 
outdoor conditior, test. 
[81 FR 35265 .. June 1. 2016. as amended at 81 
FR 70923. Oc:t. 14. 2016] 
Al'l'ENDIX DD TO SL"HJ'Al{T R OF PAHT 
430-L'!\IFOHM TE8T METHOD FOR 
Mf.:ASCH.lNG '!'HI<: ENEH.GY CONSUMP­
THJK AND EKF,H.GY EFFICIF,NCY OF 
GENFmAL Si.:RV1Cf.: LA:\.ff,',, THAT ARF, 
NOT GENBHA1, SEHVJCE INCANDES­
CENT LA:v!PS. CO:v!PACT FLUORES­
CENT LAMPS, OR INTEGRATED LED 
LAMPS 
NOTE: On or after April 19, 2017. any rep-
1·esentations. including ccrtiticatiom; of com­
pliarn:f' (if requil'ed). matlP with respect to 
the enerf!Y use or efficiency of Keneral serv­
ice lamps that <1.re not )!Cneral service incan­
descenl hw1ps, compact fluorescent lan1ps, 
or integrated LED lamps must be made in 
accordance with t-he result:.< of testing pursu­
ant Lo Lhi:< appendix DD. 
I Scope. This appendix DD specifies the 
test methods required t-o measure the initial 
lunwn output. illpnt power. lamp effical'y. 
power factor. and standby mode energ-y con­
sumption of general service lamps that. a1·p 
11ot gf'nf':·al sPrVict' incandescent. lamps, com­
pact fluorescent lamps, or intei:;rated LED 
lam11:cs 
2. Definitions 10 CFR Ch. II (l-1-18 Edition) 
Measured initial mput power means the 
input. power to the lamp, measured after the 
lamp ic: stabilized and seasoned (if applica­
ble), and expressed in watts (W). 
Measured initial lumen outp1;t means the 
lumen output. of the lamp, meac:ured after 
the lamp is stabilized and seasoned (if appli­
cable). and expressed in lurnens (1ml. 
l'ou 1·1 (ud,ur means the measured inltial 
input power (watts) divided by the product of 
the input vollagc rvolls) and the input cur-
1-e11(. (amp:,;) measured at t.he same time as 
the initial input power. 
3. Active Mode Test Procedures 
3.1 Take measurement-~ at full light out.­
put. 
3.2 Do not use a goniophotometer. 
3.3 For single basl:' OLED and noJ1-il1te­
g-rat.pd T,F,D lamps. position a lamp in eitlwr 
the base-up and base-down orientation 
throughout testing. Test. an equal number of 
lamps in the sample in the l.Jase-up arnl base­
down orientations. except. that. if the manu­
facturer rest-ricts the orientation, test all of 
the units in the sample in the manufact,urer­
specified orientation. For double base OLED 
and non-integrated LED lamps, test. all unit.f< 
in Uw horizontal orientation except that. if 
t.he manufacturer restricts the orientation, 
Lest. all of the units ln the sample in thP 
mannfacturer-specified orientation. 
3.4. Operate the lamp at. the rated voltage 
throll!!lJOut. testing. For lamps with mnlt.iple 
rated voltages including 120 volts, operate 
th8 lamp ..tt 120 volts. If a lamp is not rated 
for 120 volt,s. operate t.l1e lamp at the highest 
rated input voltage. For non-integrated LED 
lamps. operate the lamp at. the manufac­
turer-declared input voltage and cunent. 
3.5 Operate the lamp at the maximum 
Input power. If multiple modes oecur at the 
same maximum input power {such as vari­
al.Jle COT or ORI), the manufacturer may se­
lPct. any of 1-hese mode:,; for tpst1ng: l10wevf'l'. 
all mea>'urements must bf' taken at the same 
selected mode. The manufacturer must indi­
cat<' in the tl:'st report which mode wa:o se­
kctNl for tc::-ting awl i11clU!}P (jpt;ii\ such 
that. another laboratory could operate the 
!;imp ii: the same mode 
:u;_ 'T'o me;,:.,,m·e initial lunwn out.put, input 
power. input voltai;!c. and input current USC' 
t.l1!' t.p;;t }ll'O('f'd\11'Pl' 1n thP t.r.l)](' in thi:.< SP(·­
tion 
TABLE 3.1-REFERENCES TO INDUSTRY STANDARD TES1 PROCf:IJURfcS 
Lamp 1ype 
General service mcandescent lamps 
Compact fluorescent lamps . 
lnlegra1ed LED lamps 
Other incandescent lamps that are not reflector lamps . 
Other incandescent lamps ttlat are rE'fl11ctor lamps 
Other fluorescent lamps 
OLfD lamps Referenced test procedure 
Appendix R to subpart B of 10 CFR part 430. 
Appendix W to subpart B of 10 CFR part 430 
Appendix BB to subpart B of 10 CFR part 430. 
IES LM--45-15, sections 4-6. and section 7.1.· 
IES LM-20-13, sections 4-6. and sec1ion s: 
IES LM-9--09-DD. sections 4--6, and section 7.5." 
IES LM-79-08-DD, sections 1.3 (except 1.3f), 2.0, 3.0, 5.0, 
7.0, 8.0, 9.1 and 9.2.' 
746 Department of Energy §430.32 
TABLE 3.1-REFERENCES TO INDUSTRY STANDARD TEST PROCEDURES-Continued --·--·----------- ----------
Lamp type 
Non-mtegrated LED lamps 
1 . . Referenced 1es1 procedure 
.... IES LM-79--08-00, sections 1.3 (except 1.3fj, 
7.0, 8.0, 9.1 and 9.2: 2.0, 3.0, 5.0, 
"Incorporated by reference, see § 430.3. 
3.7. Det,erminc initial lamp efficacy by di­
vidim; the mea,sured initial lumen output 
ilumensl b.v the measured initial input power 
<watts} 
:,1.8. net.ermine power factor by dividini;z the 
mea:mred initial input power (watts) by the 
product of the me<tsured input. voltage (volts) 
and mcae1ured input current (amps). 
4. St,andby Mode Test l'rocedure 
4.1. Mea:rnre standliy mod,i power only fo1 
lamp,; that are capable of standby mode op­
eration. 
4.2. rl'Iaintain lamp orientation as specifier! 
ill section 3.3 of thi'<' appendix. 
4.3. Connect the lamp to the manufacturer­
specified wlrdess control network (if appli­
cable) a1Hl configure the lamp in standby 
mode by sending a signal to the lamp in­
structing, it to have zero light. out.put._ Lamp 
must remain connected \,o the network 
throughout testing. 
4.4. Operate the lamp at the rated vol.tage 
throughout. test,ing_ For lamps with multiple 
rnt.ed vo1t,ages including 120 volts. operat-l' 
the lamp at 120 volts. If a lamp is not. rated 
for 120 voJLs, openi.te \,he lamp at the highest. 
rat.ed input voltage_ 
1.ii. Stabilize the l<1,mp prior to mea:-;urc­
ment. as specified in f'ection 5 of lEC 62301-
DD (incorpornt.ed by reference: seP §430.3). 
1.6. Measure thl' st-amlby mode power in 
watt,; :-lS specified in sect.ion 5 of IEC 62:101-
DD {incorporated by reference: see §430.:11 
[RI FR 72.1101. Oct. 20. 2016i 
Subpart C-Energy and Waler 
Conservation Standards 
§ 430.31 Purpose and scope. 
This imbparL contains energy eon­
servat.ion standa1'ds and water eon-
Product class 
·----·--·--------·----·--.,;erva I.ion RLandards (in the case of fau­
cets, showerheads. water closets, and 
urim1J.-.;) for classes of covered products 
th<lt, are required to be administered by 
th~ Department of Energy pursuant to 
the Energy Conservation ProgTam fo1· 
Consumer Products Other Than Auto­
mobiles under the Energy Policy and 
Conservation Act. as amended (42 
U.S.C. 6291 ct seq.). 
[63 FR 13317. Mar. 18. 1998, a;-1 amended at. 78 
FR 62993. Oct. 23, 2013] 
!:'. 430.32 Energy and water conserva· 
tion standards and their compli­
ance dates. 
The cncrg-y and water (in the case of 
faucets, showerheacls, water closet::;, 
and urinals) conservation standards for 
the covered produd classes a.re: 
\a) Refrigern I.or.we[ rigernl or-freezers; 
freezers. These sLR-ndanls do not apply 
to refrigerators and refrigera.tor-freez­
en; with total refrigerated volume ex­
ceeding- 39 cubie feet (1104 liters) or 
freezers with total refrigerated volume 
exceeding 30 cubic feet (850 liters). The 
energy standanls as determined by the 
equations of the following table(s) 
shall be rounded off t,o the nea1·est kWh 
µe1· yea1·. If t,he equation calculation is 
halfway between the nearest two kWh 
per year values. the standard shall he 
rounded HlJ to t.lw higher of t.hcse val­
ues. 
The following standards remain in ef­
fpct from July 1, 2001 until September 
15. 2014, 
I Energy stanoard 
equations !or max­
imum energy use 
{kWh/yr) 
Relrigeralors and refngera1or-lrcezers w,th manual defrost . 8.82AV + 248.4 
0.31av + 248.4 
Re!ngerator-treezers-partial automatic defrost 8.82AV + 248.4 
0.31av + 248.4 
3 Refngerator-freczers-automa11c detrost with top-mounted freezer w1\hou! through-the-door ice service 9.BOAV ~ 276.0 
and all-refrigerator-automa!ic defrost 0.35av + 276.0 
Refngerator-freezers-automat1c defrost with s;de-mounted freezer without throug'1-the-door ice service. 4.91AV + 507_5 
0.17av + 507.5 
~-Re1ngerator-1reezers--automat,c defrost with bottom-mounted freezer without through-the-door ice serv-4.60AV + 459.0 
ice. I 0.16av + 459.0 
747