# Intensive chemotherapy as salvage treatment for solid tumors: focus on germ cell cancer

F. Selle, J. Gligorov, Soline Richard, A. Khalil, I. Alexandre, D. Avenin, S.

Provent, D.G. Soares, J.P. Lotz

► To cite this version:

F. Selle, J. Gligorov, Soline Richard, A. Khalil, I. Alexandre, et al. Intensive chemotherapy as salvage treatment for solid tumors: focus on germ cell cancer. Brazilian Journal of Medical and Biological Research, 2015, 48 (1), pp.13-24. 10.1590/1414-431X20144214. hal-01213329

HAL Id: hal-01213329

https://hal.sorbonne-universite.fr/hal-01213329

Submitted on 8 Oct 2015

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Intensive chemotherapy as salvage treatment
for solid tumors: focus on germ cell cancer

F. Selle<fnref n="1" />,<fnref n="2" />, J. Gligorov<fnref n="1" />,<fnref n="2" />, S. Richard<fnref n="1" />, A. Khalil<fnref n="1" />, I. Alexandre<fnref n="3" />, D. Avenin<fnref n="1" />, S. Provent<fnref n="1" />,
D.G. Soares<fnref n="1" /> and J.P. Lotz<fnref n="1" />,<fnref n="2" />

Abstract

Germ cell tumors present contrasting biological and molecular features compared to many solid tumors, which may partially explain their unusual sensitivity to chemotherapy. Reduced DNA repair capacity and enhanced induction of apoptosis appear to be key factors in the sensitivity of germ cell tumors to cisplatin. Despite substantial cure rates, some patients relapse and subsequently die of their disease. Intensive doses of chemotherapy are used to counter mechanisms of drug resistance. So far, high-dose chemotherapy with hematopoietic stem cell support for solid tumors is used only in the setting of testicular germ cell tumors. In that indication, high-dose chemotherapy is given as the first or late salvage treatment for patients with either relapsed or progressive tumors after initial conventional salvage chemotherapy. High-dose chemotherapy is usually given as two or three sequential cycles using carboplatin and etoposide with or without ifosfamide. The administration of intensive therapy carries significant side effects and can only be efficiently and safely conducted in specialized referral centers to assure optimum patient care outcomes. In breast and ovarian cancer, most studies have demonstrated improvement in progression-free survival (PFS), but overall survival remained unchanged. Therefore, most of these approaches have been dropped. In germ cell tumors, clinical trials are currently investigating novel therapeutic combinations and active treatments. In particular, the integration of targeted therapies constitutes an important area of research for patients with a poor prognosis.

Key words: High-dose chemotherapy; Germ cell tumors; Stem cell transplantation; Solid tumors; Breast cancer; Ovarian cancer

**Introduction**

The concept of high-dose chemotherapy (HDCT)
arose from *in vitro* observations that exposure of tumor
cells to increasing doses of certain cytotoxics resulted in
increased cell death in a dose-response manner. The
dose response seen *in vitro* translated clinically into the
creation of HDCT protocols. Additionally, the understand-
ing of chemotherapeutic resistance, the principal obstacle
in cancer treatment, reinforced the study of high-dose
treatment approaches.

In the 1980s, Frei et al. (1) demonstrated that resistance
acquired by tumor cells during treatment with alkylating
agents (nitrosourea and carmustine/BCNU) was main-
tained by intermittent treatment with low concentrations of
chemotherapy agents. However, resistance could be over-
come by dose intensification, i.e., by multiples of 5 to 10.

Combination chemotherapy was initially used to over-
come resistance, and this was supported by *in vitro*
observations. In the 1980s, it was demonstrated that not

all alkylating agents are subject to cross-resistance and
could work synergistically when administered with plati-
num compounds (1). Study of the molecular basis of
agents with different mechanisms of action greatly
contributed to the development of multiple-agent che-
motherapy. Protocols including combinations of multiple
agents in intensive therapy were developed with the
intention of delaying or preventing the emergence of
resistant clones (2).

In the 1980s, progress in hematology and oncology
allowing the possibility of expanding ex-vivo reserves of
hematopoietic stem cells gave hope to intensive che-
motherapy treatments. There was a marked increase in
experimental protocols testing the feasibility and efficacy
of intensive chemotherapy with autologous hematopoietic
stem cell transplantation.

Before proceeding with autologous transplantation, it
is critical to mobilize and collect an adequate number of

<footnote n="1">¹Medical Oncology and Cellular Therapy Department, Hospital Tenon, Public Assistance Hospitals of Paris,
Alliance for Cancer Research (APREC), Paris, France</footnote>

<footnote n="2">²Pierre & Marie Curie University (UPMC Paris VI), Paris, France</footnote>

<footnote n="3">³Medical Oncology Department, Hospital Centre of Bligny, Briis-sous-Forges, France</footnote>
hematopoietic stem cells. The mobilization step is needed to promote changes in the bone marrow microenvironment, allowing the release of hematopoietic stem cells into the vascular system. These changes include disruption of the adhesion between hematopoietic stem cells and stromal cells and alteration of the chemotactic gradients. Administration of agents that target chemokine receptors and adhesion factors directly (e.g., CXCR4 and VLA4 antagonists) will mobilize hematopoietic stem cells within hours of administration. In contrast, treatment with granulocyte-colony stimulating factor (G-CSF) or chemotherapy (cyclophosphamide) requires several days before the effect is achieved (3).

Mobilization practices vary significantly among institutions. Effective mobilization regimens include growth factor alone, chemotherapy and growth factor combined, and more recently, the incorporation of plerixafor associated with either approach (4). In the setting of solid tumors, mobilization is generally achieved by the administration of chemotherapy and G-CSF. Indeed, it has been shown that chemotherapy also induces hematopoietic stem cell proliferation prior to mobilization (5) and helps to improve CD34+ cell yield (3).

Chemotherapy-induced mobilization is generally achieved during the marrow recovery phase following disease-specific chemotherapy protocols. The use of autologous hematopoietic cell support derived from peripheral blood progenitor cells following HDCT is summarized in Figure 1. The use of mobilized peripheral blood stem cells allowed the inclusion of intensive chemotherapy in the therapeutic arsenal of solid tumor treatments, primarily germ cell tumors (GCTs), breast, and ovarian cancers. Currently, HDCT is a therapeutic option only in the treatment of GCTs.

## Biological aspects of GCTs and response to treatment

GCTs, and in particular testicular germ cell tumors, are relatively rare and mainly affect young men, becoming most prevalent around the age of 30 years (5). Approximately 95% of primary testicular tumors arise from embryonic germ cells, either primordial germ cells (PGCs) or gonocytes, and, as such, are more appropriately referred to as testicular GCTs. Other germ cell tumors can arise outside the testis, typically in midline locations, with the mediastinum, retroperitoneum, and brain constituting the most common extragonadal primary tumor sites. This anatomical distribution is possibly related to the migration route of PGCs during embryogenesis (6). Histopathologically, testicular GCTs can be classified into two major groups, seminomas and non-seminomas, each comprising 50% of cases, with the latter category also including tumors with mixed components. The seminomas are composed of cells that are morphologically similar to those of PGCs and carcinoma *in situ*.

Most nonseminomas are of mixed histology, including components such as embryonic cells, yolk sac tumor, choriocarcinoma and teratoma. These two subtypes share several risk factors but have distinct clinical characteristics and treatment modalities. Seminomas are radio- and chemosensitive tumors (7). Nonseminomas are usually treated with surgery and chemotherapy, and have different cure rates depending on the disease stage (8).

A particularity of GCTs is that the majority of patients can expect to be cured, even in the presence of metastatic disease (9). As most GCTs can be cured by chemotherapy, and in some cases by surgery alone, lessons learned from the biology of this disease may help to treat other solid tumors more effectively. In that context, the intrinsic properties of this malignancy, as well as the initiating events of the disease, have been investigated for more than 30 years. The genetic events that lead to the development of intratubular germ cell neoplasia, unclassified (IGCNU or carcinoma *in situ*) and subsequent to invasive GCTs, are not completely understood. The only consistent structural chromosomal abnormalities in invasive testicular GCTs are gains of the short arm of chromosome 12, mostly due to isochromosome (i(12p)) formation (10,11). In addition, even if some testicular GCTs lack i12p they harbor amplifications of 12p genetic material. The gain of 12p seems to be associated with the invasive phenotype of testicular GCTs (12). Importantly, several genes map to this region and may be important for the pathogenesis of GCTs (13), including K-RAS (14) and cyclin D2 (CCND2) (6,15). This critical role of 12p-derived genes in invasive testicular GCTs is known, but its relationship to the chemosensitivity of these tumors remains to be proven.

Following the simple addition of cisplatin to bleomycin and vinblastine in the 1970s (16), 5-year survival rates of GCT patients increased drastically, from 25% to nearly 95% in 2008 (17). These unique response rates have been linked to an intrinsic hypersensitivity to DNA-damaging agents, as observed in several embryonic carcinoma cell lines derived from testicular GCTs (18,19).

Interestingly, GCT tumors show contrasting biological and molecular features to other solid malignancies. For example, p53 mutations are infrequent in testicular GCTs (20,21). This suggests that the p53 pathway could play an important role in the striking apoptotic response observed in testicular GCTs following DNA damage, and is consistent with the demonstration that cisplatin hypersensitivity relies heavily on a functional p53 protein (22-24). In addition, the absence of the retinoblastoma protein, which normally regulates the G1/S transition, in germ cells and testicular GCTs, may favor the elimination of genetically damaged cells by facilitating their entry into S phase and then leading to their death by apoptosis (25).

Finally, the expression of the ERCC1-XPF endonuclease is low in GCTs compared to other tumor types (26).
<figure><img src="image_2.png" /><figcaption>**Figure 1.** Autologous peripheral blood stem-cell transplant process. High-dose chemotherapy (HDCT) carries significant bone marrow toxicity, which leads to the necessity of autologous hematopoietic stem cell harvest and transplantation during treatment intensification. The use of peripheral blood as a source of stem cells for hematopoietic stem cell transplant rather than bone marrow greatly contributed to the application of HDCT in the treatment of solid tumors. This procedure simplified the harvest of stem cells and considerably decreased morbidity and mortality associated with HDCT, decreasing length of hospitalization and reducing treatment costs. Furthermore, the use of hematopoietic growth factors allowed increased cytotoxic dosing. The granulocyte colony-stimulating factor (G-CSF) is administrated to accelerate leukocyte recovery after HDCT.</figcaption></figure>

This is important because the most frequent DNA lesions induced by cisplatin are intrastrand crosslinks that occur between two guanines or a guanine and an adenine. These account for about 90% of all platinum-induced DNA lesions. Cisplatin also induces interstrand DNA crosslinks (ICLs), a minor type of DNA lesion that accounts for less than 5% of all cisplatin-induced DNA lesions (27). Interestingly, while intrastrand crosslinks are repaired by nucleotide excision repair (NER), ICLs are removed by ICL repair (28). Intriguingly, both DNA repair pathways involve the ERCC1-XPF endonuclease, suggesting that the low expression of ERCC1-XPF in testicular GCTs might contribute to their high sensitivity to cisplatin. Surprisingly, even with reduced levels of ERCC1-XPF, testicular tumor cells are generally considered as NER proficient and are able to repair UV-induced photoproducts, which are exclusively removed by NER (29). Thus, despite their low frequency, ICLs may be the critical type of cytotoxic DNA lesion induced in testicular GCTs by cisplatin. They would not be repaired because of low ERCC1-XPF expression, consequently leading to tumor

cell death (30).

Conversely, acquired cisplatin resistance is often correlated with increased ERCC1 expression in cellular models (31) and clinical studies have shown that high levels of ERCC1 expression are associated with resistance to platinum-based chemotherapy in various human cancers. ERCC1 may thus be a reliable predictive marker of cisplatin resistance (32).

In addition to NER, Cavallo et al. (33) used both a green fluorescent protein (GFP)-based assay of DNA double-strand break repair by homologous recombination (HR) and an assay of cisplatin-induced formation of Rad51 foci in embryonic carcinoma cell lines to show that reduced HR activity correlated with testicular GCT sensitivity to cisplatin.

The reduced ability of testicular GCTs to repair cisplatin-induced DNA damage, and their enhanced response to p53-mediated apoptosis, are certainly characteristics inherited from the cells of origin (PGCs or gonocytes) because cisplatin sensitivity is inversely correlated with the degree of differentiation. Indeed, the loss of embryonic features observed in mature teratomas correlates with increased cisplatin resistance (34). Similarly when the embryonic carcinoma cell lines NTERA-2D1 (NT2/D1) and Tera-2 were induced towards terminal differentiation by treatment with retinoic acid, they lost their hypersensitivity to cisplatin treatment (34,35).

Regarding new strategies targeting GCTs, particularly tumors resistant to cisplatin-based chemotherapy, the role of HR repair demonstrated in embryonic cells suggests that poly (ADP-ribose) polymerase (PARP) inhibitors might be a promising treatment for these tumors. It has been shown that one such inhibitor, AZD2281, potentiates the cytotoxic activity of cisplatin by promoting p53-dependent apoptosis (36).

Another approach would be to introduce mouse double minute 2 (MDM2) inhibitors. Indeed, it has been demonstrated that p53 resides in a complex with MDM2 in cisplatin-resistant human testicular cancer cells compared to cisplatin-sensitive testicular cancer cells. The inhibition of the MDM2-p53 interaction by either Nutlin-3 or MDM2 RNA interference leads to hyperactivation of the p53 pathway and a strong induction of apoptosis in the resistant cells (37).

## HDCT in the treatment of GCTs

For poor-prognosis patients (38), the current standard of care in first-line therapy is the three-drug combination of bleomycin, etoposide, and cisplatin (BEP) (39). Despite the considerable cure rate of the BEP regimen, 10 to 20% of patients relapse and subsequently die of their disease, particularly those with an intermediate or poor prognosis (40). Poor-prognosis patients who relapse following BEP are candidates for initial salvage therapy with VeIP
(vinblastine-ifosfamide-cisplatin), VIP (the same as VeIP with etoposide in place of vinblastine), or a combination of ifosfamide and platinum salts with paclitaxel (TIP) with or without subsequent surgery (41-43).

Another option is intensification therapy, which can be given as a) first-line treatment for intermediate or poor-risk patients, or b) second-line (or first-salvage) treatment of recurrent/refractory, poor-prognosis patients with GCTs.

## First-line treatment for intermediate or poor-risk patients

HDCT plus autologous hematopoietic stem cell support has been evaluated as part of first-line therapy by several studies (44-52). However, key trials in such a setting have demonstrated that this approach is not recommended. The initial study hypothesis was not verified in a two-arm phase III trial including patients with previously untreated metastatic nonseminomatous germ cell tumors (NSGCT). The study compared the effectiveness of four cycles of PVeBV (vinblastine, etoposide, cisplatin, and bleomycin) with a slightly modified regimen followed by HDCT including etoposide, cisplatin, and cyclophosphamide (PVBV+PEC). A complete response (CR) was achieved by 56% of patients in the first and 42% in the second study arm (P = 0.099), and no significant difference in the overall survival (OS) curves (P = 0.167) was observed (50). Another phase III trial evaluating conventional-dose chemotherapy with or without HDCT (BEP or BEP+HDCT) for previously untreated GCT patients with metastases and poor-prognostic clinical features found that routine inclusion of HDCT in the first-line treatment did not improve outcomes (51). More recently, Daugaard et al. (52) showed that one cycle of standard-dose VIP plus three cycles of high-dose VIP were not better than four cycles of BEP. Although this study reported a 2-year failure-free survival (FFS) of 44.8% (95% CI: 32.5-56.4) for the standard-dose arm compared to 58.2% (95%CI: 48-71.9) for the high-dose arm, the difference was not statistically significant (P = 0.060).

## Second-line (or first-salvage) treatment of recurrent/refractory disease

Since the majority of patients who require salvage treatment will ultimately die of their disease, trials evaluating the early use of HDCT as first salvage therapy were developed as a strategy to overcome resistance to conventional chemotherapy.

In a retrospective multicenter analysis, Lorch et al. (53) compared HDCT with conventional doses given as first-salvage therapy in different subgroups of patients determined by risk categories (54). They found an overall 56% decrease in the risk of progression after first-salvage treatment in favor of HDCT. These differences translated into an improved OS for all of the prognostic categories of patients except the low-risk group. Several factors are

critical for improving the efficacy and reducing the toxicity of HDCT as salvage therapy for GCTs. Important prognostic variables include the number of cycles, administration time, and the interval between cycles. The feasibility and efficacy of several cycles of HDCT have been explored and established (55).

A trial of the TI-CE protocol (two cycles of paclitaxel + ifosfamide for stem cell mobilization followed by three cycles of high-dose carboplatin and etoposide) reported a progression-free survival (PFS) of 48% at 5 years and a global survival of 52% (median survival of 61 months) (56). The TI-CE regimen, developed at Memorial Sloan-Kettering Cancer Center, is currently the salvage treatment of choice worldwide. The European Consensus Conference on Diagnosis and Treatment of Germ-cell cancer (57) recommends a regimen including carboplatin and etoposide without additional agents such as ifosfamide, cyclophosphamide, or thiotepa. Similarly, the Einhorn regimen (58), developed at Indiana University, also an HDCT approach accepted worldwide, includes two cycles of carboplatin and etoposide followed by infusion of peripheral blood stem cells.

Although the Einhorn and TI-CE regimens are both based on the administration of high-doses of carboplatin and etoposide, there are important differences between them. Indeed, the TI-CE includes the administration of three rather than two high-dose cycles, dosing of carboplatin by target area under the concentration-time curve (AUC) rather than body surface area, and the absence of adjuvant oral etoposide (prescribed for 3 months following HDCT at Indiana University). Although a number of HDCT regimens have been evaluated in the treatment of GCT patients failing cisplatin-based chemotherapy, no standard treatment is currently universally adopted.

To date, the only phase III trial of first-line salvage comparing high-dose versus standard-dose chemotherapy included 280 patients from 43 institutions in 11 countries and showed no benefit in either PFS or OS (59). However, this trial did not evaluate tandem cycles of HDCT, but compared four cycles of conventional-dose chemotherapy (cisplatin, ifosfamide, and etoposide or vinblastine) to three such cycles followed by one single high-dose cycle (carboplatin, etoposide, and cyclophosphamide).

Determining whether or not HDCT is superior to standard doses of chemotherapy as first-line salvage therapy for patients with relapsed disease is still a controversial issue. The TIGER study, a prospective randomized phase III trial comparing conventional doses (TIP) with sequential HDCT (TI-CE), was designed to address this concern in a prospective manner (60). Hopefully, this international collaboration conducted in many centers across North America (United States and Canada), Europe (UK, Germany, France, Italy, Spain, and Denmark) and Australia will soon provide a definitive
answer to this important question.

## Subsequent therapy after failure of second- or third-line treatment for poor-prognosis patients

The use of HDCT in this setting includes patients with the poorest prognoses (e.g., those with refractory disease, failing second or subsequent lines of chemotherapy, or with a mediastinal primary tumor at diagnosis). HDCT has been offered as salvage therapy since the 1980s for patients who experience progression after two or three lines of treatment (61), but its success was initially limited by increased mortality associated with treatment, mostly related to severe myelosuppression. The collection of hematopoietic stem cells led to important improvements in the safety and efficacy of treatment by reducing toxicity.

Following encouraging results of pilot studies evaluating HDCT in the salvage setting, a trial published in 1989 (61) enrolled 33 patients who had either demonstrated progression on salvage therapy with ifosfamide and cisplatin, or had primary cisplatin-refractory disease. Patients received one or two cycles of HDCT (1200 mg/m² etoposide per cycle of HDCT in combination with escalating doses of carboplatin) followed by autologous stem cell rescue. The authors reported 35% CR and three patients who remained in CR for more than 1 year. This was the first trial to suggest that HDCT could be curative in the salvage setting. After that, other drugs, such as cyclophosphamide or ifosfamide, were added to high-dose carboplatin/etoposide in an effort to improve efficacy (62).

Using the same approach as the TI-CE regimen, including several cycles of HDCT, an alternative salvage therapy for patients with poor-prognosis GCTs has been evaluated by the TAXIF studies (63,64). In the TAXIF I regimen, a mobilization and therapeutic induction step with a combination of epirubicin and paclitaxel (Epi-Tax) was used in order to more easily allow the harvesting of hematopoietic stem cells, reduce tumor bulk, and prevent progression prior to high-dose treatment. After induction, patients received three courses of HDCT supported by peripheral blood stem cell transplantation. The first HDCT regimen consisted of an association of 400 mg/m² thiotepa and 3 g/m² cyclophosphamide; the second and third HDCT courses were a combination of ifosfamide, carboplatin, and etoposide (ICE). The results showed that prognostic factors can predict outcomes after HDCT. Patients with highly refractory disease, particularly those with resistant/refractory primary mediastinal GCTs, did not benefit from HDCT. In this context, the TAXIF II program was developed based on the selection of nonrefractory patients who could benefit from the intensive chemotherapy. In that protocol, patients were sensitized with the Epi-Tax regimen before receiving high doses of chemotherapy. The 2-year PFS and the 2-year OS were 50 and 66%, respectively. In terms of efficacy, the final overall response rate (ORR) was 48.8% and the

median PFS and OS were 22 and 32 months, respectively. Overall, salvage treatment with TAXIF II was a feasible treatment that was tolerated by patients with sensitive relapsed disease. It is important to note that a retrospective analysis of patients treated by intensive doses of chemotherapy suggested a potential gain in survival even when this regimen is used as third line or later therapy (53). Supplementary Table S1 describes the most relevant studies on HDCT in the salvage setting for the treatment of GCT patients.

## Prognostic factors to guide GCTs treatment

Prognostic factors for patients with metastatic GCTs at initial diagnosis were determined by the International Germ-Cell Cancer Cooperative Group (IGCCG) and are currently used worldwide for the selection of first-line treatments (38). However, for patients who undergo salvage therapy, the factors associated with long-term survival are less well established. In 1996, Beyer et al. (65) identified prognostic variables for treatment response after HDCT. Progressive disease before HDCT, mediastinal nonseminomatous primary tumor, refractory or absolutely refractory disease to conventional-dose cisplatin, and human chorionic gonadotropin (hCG) levels greater than 1000 IU/L before HDCT were identified as independent adverse prognostic variables for failure-free survival after HDCT. Thus, a prognostic score based on these variables was developed. Primary mediastinal tumors and an hCG level greater than 1000 IU/L were each assigned 2 points, whereas all other variables were assigned 1 point. For patients with a score of 3 or higher (the poor prognosis risk category), the rate of disease-free survival at 2 years was only 5%, compared to 51% for patients with a Beyer score of 0. This model, however, is not universally accepted.

More recently, the International Prognostic Factors Study Group conducted a large retrospective analysis to support clinical treatment decisions after failure of first salvage treatment. They collected information from 38 centers worldwide from 1984 patients who progressed after at least three cisplatin-based cycles and were treated with cisplatin-based conventional-dose or carboplatin-based high-dose salvage chemotherapy (54). Analysis of PFS rates at 2 years was the primary endpoint, and the prognostic score was defined by several parameters, including primary site, prior response, progression-free interval, alpha-fetoprotein levels, hCG levels, and liver/bone/brain metastases. This new prognostic score estimated survival rates in five prognostic categories. For each category, the corresponding 2-year PFS rates were respectively 75% (very low risk), 51% (low risk), 40% (intermediate risk), 26% (high risk) and 6% (very high risk). This model is applicable to patients receiving either standard- or high-dose chemotherapy at the time of first recurrence, whereas the Beyer model is applicable to patients in second or late relapses. In conclusion, the use
of prognostic models should allow for prospective identi-
fication of poor-prognosis patients who might benefit from
the intensive chemotherapy approaches.

Perspectives for the treatment of GCT
relapsed/refractory patients

For refractory patients, or those who have become
refractory to cisplatin, salvage treatment strategies clearly
must be explored. Taking the prognostic factors men-
tioned above into account, we know that HDCT is more
effective in GCT patients with sensitive disease and low
tumor burden, but no information is available on other
predictive factors, such as biomolecular characteristics. In
that context, it is well known that angiogenesis, as
reflected by serum concentrations of vascular endothelial
growth factor (VEGF) and other growth factors such as
platelet-derived growth factor (PDGF), plays a functional
role in the growth and progression of testicular GCTs (66).

Moreover, it has been shown that the expression of VEGF in patients with testicular GCTs is an indicator of metastatic disease. In an interesting work carried out in 1999, Fukuda et al. (67) reported that VEGF protein was expressed more highly in GCTs than in nonneoplastic tissues. VEGF expression in GCTs was correlated significantly with microvessel count, and both VEGF expression and microvessel count were correlated with metastatic disease. Thus, VEGF overexpression in GCT patients could represent an independent risk factor, particularly for those with nonseminomatous GCTs. For example, teratomas, the least chemosensitive of the nonseminomatous GCTs, appear to have the highest rates of VEGF expression compared to both seminomas and normal tissues (68).

Targeted therapies should be considered for such
patients. Targeting VEGF with the monoclonal humanized
antibody bevacizumab might be a promising treatment
approach for patients with highly vascularized tumors
such as GCTs. The combination of bevacizumab plus
HDCT followed by autologous stem cell transplantation
induced an unexpected dramatic response in a patient
with highly chemotherapy refractory germ cell cancer (69).

Similarly, a recent phase II study by Nieto et al. (70)
evaluating tandem HDCT combining BEV/GDMC (bevaciz-
umab/gemcitabine, docetaxel, melphalan, and carboplatin)
followed by BEV/ICE (bevacizumab/ifosfamide, carboplat-
in and etoposide) showed promising event-free survival
(63%, 95% CI: 49-81%) in patients with heavily pretreated
and refractory GCT, exceeding the results expected with
carboplatin/etoposide without bevacizumab.

High-dose chemotherapy to treat breast
and ovarian cancer

High-dose chemotherapy in breast cancer was devel-
oped for use in an adjuvant setting or for metastatic

disease. In those settings, several phase II studies were
undertaken in the 1980s and the early 1990s to test the
efficacy of HDCT with the addition of hematopoietic stem
cell transplantation (71). The small number of patients
included in each study limited further extrapolation of
those studies. Moreover, an episode of scientific mis-
conduct, which reported a considerable global survival
benefit in the group of patients receiving high-dose
therapy, was an essential contributor to the significant
decrease or complete abandoning of this approach in
most specialized centers (72).

More recently, two meta-analyses reviewed clinical
trials using HDCT as adjuvant therapy or in the setting of
metastatic disease. Berry et al. (73) analyzed 15
randomized clinical trials conducted between 1990 and
2002 that included 6210 patients, 3118 of whom received
HDCT and 3092 received standard-dose chemotherapy.
The principal objective was to determine whether patients
with high-risk breast cancer could benefit from high-dose
adjuvant chemotherapy. In 11 of 15 studies, the relapse
risk was reduced in the HDCT group, and 3 of the 11
studies found a statistically significant reduction favoring
HDCT. Regarding global survival, the difference between
the study arms was not statistically significant, with the
exception of the human epidermal growth factor receptor
(HER)2-negative subgroup. In those patients, there was a
21% reduction in mortality risk, which was even more
notable (33%) in triple-negative (ER-, PR- and HER2-
negative) patients.

In a similar meta-analysis, Berry et al. (74) reviewed 6
randomized studies comparing HDCT and stem cell
transplantation with conventional chemotherapy without
stem cell transplantation in the setting of metastatic
disease. The analysis included the results of studies from
the BBCRG (Berlin Breast Cancer Research Group), the
ECOG (Eastern Cooperative Oncology Group), the IBDIS
(International Randomized Breast Cancer Dose Intensity
Study), the NCIC (National Cancer Institute of Canada)
and PEGASE 03/04, and revealed a statistically signifi-
cant advantage of HDCT for PFS (median, 0.91 versus
0.69 years). However, this improvement in PFS was not
associated with improved OS. Subgroup analysis sug-
gested a benefit of HDCT for patients younger than 50
years of age, premenopausal patients, patients with soft-
tissue metastases and patients presenting with two or
more metastatic sites. However, covariable associations
were weak and showed only a modest difference in global
survival, and the authors were unable to conclude an
overall benefit of HDCT.

Regarding metastatic disease, the French PEGASE
04 program (Programme d'Etudes des Greffes
Autologues dans les Cancers de Sein or Autologous
Transplants in Breast Cancer Studies Program) com-
pared HDCT with standard chemotherapy protocols
based on anthracyclines in patients with metastatic breast
cancer and found that HDCT was able to slow disease
progression without major toxicities. Furthermore, a trend
towards improvement in global survival was demonstrated
(75). In conclusion, the majority of randomized studies
conducted in patients with high-risk disease as well as
those with metastatic breast cancer reported an advan-
tage in PFS (76).

High-dose chemotherapy regimens for the treatment
of ovarian cancer emerged late compared with the
development and study of similar treatments for breast
cancer. For ovarian cancer, two principal strategies were
developed: the use of HDCT for consolidation after
attaining a complete or partial response; or as rescue
therapy in the case of relapse or refractory disease.

Initial reports on the use of HDCT and stem cell
transplantation (isolated from the marrow or peripheral
blood) involved patients presenting with either resistant or
refractory disease. Results from early studies demon-
strated a favorable global response rate. However, the
duration of the observed response remained limited. At the
end of the 1990s, Stiff et al. (77) conducted a study in over
100 patients who presented with recurrent disease who
had been treated with various HDCT protocols. Seventy
patients received a combination of carboplatin, mitoxan-
trone and cyclophosphamide, 25 received melphalan and
mitoxantrone and five received other combinations. The
observed median overall survival in that study was 9.6
months for patients presenting with resistant disease and
23.1 months for patients presenting with disease sensitive
to platinum-based therapies. This study strongly contrib-
uted to the identification of two predictive factors linked to
the use of this approach. Thus, until today, chemosensi-
tivity to platinum salts and minimal tumor burden before
transplantation were the two most important factors to be
considered when selecting a patient population that could
benefit from high-dose therapy.

For patients with disease resistant to platinum salts,
compounds with alternative mechanisms of action that do
not demonstrate cross-resistance were evaluated. In France,
high-dose topotecan, which primarily carries hematopoietic
toxicity, was evaluated in a phase I protocol combined with
hematopoietic stem cell support and administration of the
hematopoietic growth factor G-CSF (78). Patients received
an initial mobilization cycle [5 µg·kg⁻¹·day⁻¹ cyclophospha-
mide 3 mg/m² + G-CSF (filgrastim)] followed by topotecan
monotherapy. The maximum tolerated dose of topotecan
was established at 9 mg·(m²)⁻¹·day⁻¹ over 5 days (45 mg/
m²). Following this study, increased doses of topotecan
(8-10 mg·(m²)⁻¹·day⁻¹) were combined with cyclophospha-
mide (60 mg·kg⁻¹·day⁻¹ over 2 days) in patients refractory or
resistant to combination therapy with taxanes and platinum-
based treatments. The maximum tolerated dose of
topotecan associated with cyclophosphamide was similar
to that for topotecan monotherapy, 9 mg·(m²)⁻¹·day⁻¹ over 5
days (79).

More recently, a retrospective study (80) evaluated
interest in the use of HDCT as consolidation therapy after

surgery and taxane- and platinum-based therapy. In that
study, 103 patients with advanced ovarian carcinoma
were treated with conventional chemotherapy while 60
patients received HDCT with hematopoietic stem cell
support. There was no advantage in global survival
between the two groups. However, HDCT was associated
with improved outcomes in younger patients (≤50 years),
with a median global survival of 54.6 versus 36 months
for patients receiving conventional chemotherapy.
Unfortunately, the promising results of these studies were
not confirmed by phase III randomized studies (81,82).

Treatment-associated toxic side effects

All HDCT regimens are associated with significant
acute and chronic toxicities. Secondary effects related to
high-dose therapies are directly related to the medication
and therapeutic protocol used. The mortality rate asso-
ciated with HDCT, initially near 20% (83), has notably
decreased to 2-3% in most regimens that include stem
cell transplantation. This progress is primarily linked to the
introduction of peripherally harvested autologous hema-
topoietic stem cell transplantation, a broad choice of
chemotherapeutic agents, and the use of hematopoietic
growth factors.

The principal causes of hematologic toxicity are
severe neutropenia, thrombocytopenia, and anemia.
Acute nonhematologic toxicities include nausea, vomiting,
diarrhea, fatigue, and mucositis.

The risk of hematologic malignancy or secondary solid
tumors associated with chemotherapy is well known. For
example, anthracyclines are associated with the develop-
ment of secondary leukemias. However, the development
of secondary solid tumors is much less common (84).

Interestingly, the development of secondary tumors
has also been associated with the presence of potentially
malignant cellular clones in the autologous transplant.
The reinfusion of malignant cells could drive relapse (84).
Consistent with those observations, circulating tumor cells
detected in the peripheral blood could participate in the
dissemination of advanced-stage solid tumors as metas-
tases (85). However, the reinfusion of a contaminated
stem cell transplant cannot alone explain recurrent
disease following transplantation.

Conclusion

All HDCT regimens are associated with acute and late-
presenting toxicities. With the development of stem cell
transplantation and harvesting from peripheral blood rather
than bone marrow, intensive therapy could be more easily
tolerated. Multiple HDCT protocols were subsequently
developed to treat solid tumors. Currently, GCTs are the
only solid tumors for which HDCT is a therapeutic option.

HDCT is offered as a second-line therapy for GCT patients
predicted to have a poor outcome with conventional-dose
chemotherapy. This includes patients who present an
extragonadal mediastinal primary site, one of the major
predictors of adverse outcomes. Although most of those
patients are usually treated in an identical fashion to patients
with recurrent testicular cancer, some institutions offer them
HDCT in the first-salvage setting. The use of first-salvage
intensification in those patients appears reasonable, because
most patients with a mediastinal primary site fail to obtain a
durable CR following first-line therapy.

HDCT is also used for GCT patients who are not cured
after salvage therapy using conventional doses of
chemotherapy. Indeed, after two or more treatment
regimens, HDCT is generally the only curative option. It
is important to note that the administration of intensive
therapy, which carries significant side effects, is reserved
to specialized referral centers to assure optimum patient
care outcomes.

Aside from GCTs, several other indications for HDCT
have been tested. In breast cancer, this approach has
been entirely abandoned at the majority of centers
following an episode of scientific misconduct.
Furthermore, the majority of high-dose therapy studies
demonstrated improvement in PFS, but global survival
remained unchanged. However, the current use of HDCT
in the treatment of breast cancer has declined signifi-
cantly. In addition, with the development of targeted
therapies and novel treatment modalities for breast
cancer, the publication of randomized studies reporting
a benefit of HDCT in global survival passed essentially
without notice in the medical community.

Similarly, in ovarian cancer, improved response rates
were observed but responses were generally short and
prolonged survival without relapse was rare. The lack of

improvement in global survival led to the conclusion that
there was no role for intensive therapy in those cancers
outside clinical trials.

It is important to mention that certain authors suggest
that a definitive end of HDCT for breast or ovarian cancer
might be premature if one considers three major points: i)
The prognosis of patients with high-risk tumors and
metastatic disease has evolved little in the past 20 years,
and in particular, targeted therapies have had a significant
impact only on subgroups of breast cancer patients who
overexpress HER2. ii) An improvement of PFS was
observed in the majority of studies, and meta-analyses
show that a benefit in PFS is sufficient for the approval of
novel anticancer drugs in the setting of metastatic disease
(77). iii) In high-risk breast cancer, two European studies
demonstrated a benefit of HDCT in global survival in
HER2-negative (86) and triple-negative patients (87).

In the future, these results could evolve if new
medications become available for HDCT regimens.
Agents such as bevacizumab or trastuzumab as well as
immunotherapy could play a decisive role in the develop-
ment of novel therapeutic trials involving HDCT. Similarly,
the management of GCT patients may be improved with
the identification of informative biomarkers. For example,
the determination of the BRCA genetic profile could be
used to select patients most likely to benefit from intensive
chemotherapy, notably those with platinum-resistant
ovarian cancer.

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