Intranasal administration of α-synuclein preformed
fibrils triggers microglial iron deposition in the
substantia nigra of Macaca fascicularis

Jian-Jun Guo, Feng Yue, Dong-Yan Song, Luc Bousset, Xin Liang, Jing Tang, Lin Yuan, Wen Li, Ronald Melki, Yong Tang, et al.

► To cite this version:

Jian-Jun Guo, Feng Yue, Dong-Yan Song, Luc Bousset, Xin Liang, et al. Intranasal administration of α-synuclein preformed fibrils triggers microglial iron deposition in the substantia nigra of Macaca fascicularis. Cell Death and Disease, 2021, 12, pp.1-14. 10.1038/s41419-020-03369-x. cea-03116047

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# Intranasal administration of α-synuclein preformed fibrils triggers microglial iron deposition in the substantia nigra of *Macaca fascicularis*

Jian-Jun Guo¹, Feng Yue², Dong-Yan Song¹, Luc Bousset³, Xin Liang⁴, Jing Tang⁴, Lin Yuan⁵, Wen Li⁵,⁶, Ronald Melki³, Yong Tang⁴, Piu Chan², Chuang Guo¹ and Jia-Yi Li¹,⁵,⁶

## Abstract

Iron deposition is present in main lesion areas in the brains of patients with Parkinson's disease (PD) and an abnormal iron content may be associated with dopaminergic neuronal cytotoxicity and degeneration in the substantia nigra of the midbrain. However, the cause of iron deposition and its role in the pathological process of PD are unclear. In the present study, we investigated the effects of the nasal mucosal delivery of synthetic human α-synuclein (α-syn) preformed fibrils (PFFs) on the pathogenesis of PD in *Macaca fascicularis*. We detected that iron deposition was clearly increased in a time-dependent manner from 1 to 17 months in the substantia nigra and globus pallidus, highly contrasting to other brain regions after treatments with α-syn PFFs. At the cellular level, the iron deposits were specifically localized in microglia but not in dopaminergic neurons, nor in other types of glial cells in the substantia nigra, whereas the expression of transferrin (TF), TF receptor 1 (TFR1), TF receptor 2 (TFR2), and ferroportin (FPn) was increased in dopaminergic neurons. Furthermore, no clear dopaminergic neuron loss was observed in the substantia nigra, but with decreased immunoreactivity of tyrosine hydroxylase (TH) and appearance of axonal swelling in the putamen. The brain region-enriched and cell-type-dependent iron localizations indicate that the intranasal α-syn PFFs treatment-induced iron depositions in microglia in the substantia nigra may appear as an early cellular response that may initiate neuroinflammation in the dopaminergic system before cell death occurs. Our data suggest that the inhibition of iron deposition may be a potential approach for the early prevention and treatment of PD.

## Introduction

Parkinson's disease (PD) is a common neurodegenerative disease. The motor symptoms of PD include resting tremor, bradykinesia, rigidity, and postural abnormalities¹. PD patients can also exhibit different nonmotor symptoms, such as constipation², depression³, and cognitive decline⁴, which usually precede the motor

symptoms. Clinically, there are no effective early diagnostic or therapeutic tools for PD. Thus, robust biomarkers for the identification of PD are essential for early diagnosis and interventions⁵.

The main pathological features of PD include the degeneration of dopaminergic neurons in the substantia nigra and the appearance of Lewy bodies, Luria-Bertani medium (LBs) in surviving neurons⁶. The protein α-synuclein (α-syn) is a constitutive component of LBs that is normally a monomeric protein under physiological conditions but forms amyloid fibrils under pathological conditions. The aggregation of α-syn is closely associated with PD progression. Emerging evidence has shown that the pathological propagation of α-syn in the brain may contribute to PD progression⁷. Multiple risk factors have

Correspondence: Chuang Guo (guoc@mail.neu.edu.cn) or Jia-Yi Li (lijiayi@cmu.edu.cn)

¹Institute of Neuroscience, College of Life and Health Sciences, Northeastern University, Shenyang 110819, China

²Beijing Key Laboratory of Parkinson's Disease, National Clinical Research Center for Geriatric Disorders, Department of Neurobiology, Xuanwu Hospital of Capital Medical University, Beijing 100053, China

Full list of author information is available at the end of the article
Edited by F. Blandini

<figure><img src="image_2.png" /></figure>
been shown to jointly contribute to the development of PD, including genetic and environmental factors⁸⁻¹⁰.

Iron is among the most essential trace elements in the human body. Excessive amounts of iron have toxic effects on the nervous system. The factors associated with an increased total iron concentration mainly include aging, the inflammatory response, changes in iron balance, redistribution of iron in the brain, and increased blood-brain barrier permeability¹¹,¹². Many studies have demonstrated that the iron content in the substantia nigra of PD patients is significantly increased, accompanied by changes in iron metabolism. Therefore, it has been proposed that iron may cause neuronal death by promoting the production of hydroxyl radicals¹³,¹⁴. Both epidemiological investigations and related experimental studies have shown that iron is closely associated with the pathogenesis of PD¹⁵. The accumulation of iron in neurons may cause apoptotic damage¹⁶ and the accumulation of iron in glial cells induces an inflammatory state by increasing the release of proinflammatory cytokines, leading to neuroinflammation¹⁷. Semiquantitative histochemical assays of postmortem PD brains have shown that Fe³⁺ is significantly increased in the substantia nigra pars compacta. Indeed, increased iron deposits in neurons and glia and the proliferation of iron-containing microglia have been reported in PD¹⁸⁻²⁰. Moreover, ferric iron has been shown to promote α-syn aggregation in vitro²¹,²². In the in situ detection of redox-active iron, neurons in the substantia nigra pars compacta of patients with PD showed strong LBs labeling, which is consistent with the PD oxidative stress hypothesis²³. In patient brains with more severe neuronal loss, the content of redox-active iron is even higher²⁴. Furthermore, an increase in the iron content in the substantia nigra can be observed even in the early stages of PD²⁵, suggesting that iron accumulation can be used as an indicator to detect the pathological processes of PD and provide a new target for PD prevention and treatment.

To date, how different brain regions maintain iron concentrations under normal physiological conditions and how the iron distribution changes with inflammatory damage remain unclear. Whether iron deposition occurring in neurodegenerative diseases is a primary event or a secondary effect remains to be elucidated²⁶. Previous studies investigating iron regulation have heavily relied on healthy rodents, but iron regulation in rodents differs from that in humans. Therefore, to study the pathogenesis of PD, we generated a novel animal model in which α-syn preformed fibrils (PFFs) were directly administered on the surface of the olfactory epithelium and additionally injected into the olfactory submucosa of monkeys. Robust iron deposits appeared in the substantia nigra and globus pallidus of the animals exposed to α-syn PFFs. At the cellular level, the iron deposition appeared specifically localized in

microglia, rather than in dopaminergic neurons nor other types of glia. Although we did not detect clear dopaminergic neuronal loss in the substantia nigra, we observed signs of neurodegenerative alterations in dopaminergic terminals in the putamen, suggesting that iron deposition in microglia may precede dopaminergic neuronal death.

# Materials and methods

## Monkeys used in the project

In total, 12 male cynomolgus monkeys (*Macaca fascicularis*) ranging in age from 6 to 10 years (similar to human adulthood) were selected and randomly divided into the following two groups: α-syn PFFs groups ($n = 9$) and control group treated with phosphate-buffered saline (PBS) ($n = 3$). The monkeys were maintained at the Grandforest Primate Breeding Co. Ltd, Guangxi, China, and all experimental animals had detailed birth records and quarantine certificates.

In the monkeys exposed to the α-syn PFFs, 20 µl of 1 µg/µl α-syn PFFs was smeared unilaterally (right side) on the olfactory epithelial mucosa, followed by injection (20 µl) into the olfactory epithelium. The total volume of the two administrations was 40 µl. The treatment was performed once a week for 4 weeks. The animals were killed and brain samples were collected 1, 4, and 17 months after α-syn administration; there were three monkeys in each time point (Supplementary Fig. 1).

Under deep anesthesia with pentobarbital sodium, the heart of each monkey was exposed and intracardially perfused with 2–31 of 0.01 M PBS, followed by 4% paraffaldehyde (PFA) solution. Some monkey brains were perfused with PBS alone, removed, and cut into 2 or 4 mm-thick brain slices. The 2 mm-thick brain slices were immediately placed on dry ice and stored in a –80 °C freezer until use and the 4 mm-thick brain slices were fixed in 4% PFA for the paraffin-embedding processes. The remaining monkey brains were cut into anterior, middle, and posterior blocks and directly placed in 4% PFA for post-fixation over two nights. The fixed monkey brains were cut into 40 µm-thick sections.

## Generation of α-syn PFFs

The expression and purification of human wild-type (WT) α-syn was performed as previously described²⁷. Briefly, the *Escherichia coli* strain BL21 (DE3) (Stratagene, La Jolla, CA, USA) was transformed with expression vector pET3a encoding WT α-syn and the bacteria were grown in LB medium to an optical density of 0.8. α-Syn expression was induced by 0.5 mM isopropyl β-D-1-thiogalactopyranoside for 3 h. The cells were lysed by sonication and the cell lysates were clarified by centrifugation at 14,000 × g for 30 min. α-Syn was precipitated by 50% ammonium sulfate at 4 °C. The solution was centrifuged at 4000 × g for 30 min at 4 °C and the resulting pellet was
resuspended in 10 mM Tris pH 7.5. The solution was loaded onto a diethylaminoethyl cellulose column, which was eluted by a gradient of 0–500 mM NaCl, and the fractions containing α-syn (eluted at 200 mM NaCl) were heated to 75 °C for 20 min. Then, the solution was clarified by centrifugation at 14,000 × g, loaded onto a Superdex 75 HiLoad 26/60 column (GE Healthcare), equilibrated, and eluted in 50 mM Tris-HCl (pH 7.5) and 150 mM KCl. Pure α-syn (0.2–0.5 mM) in 50 mM Tris-HCl (pH 7.5) and 150 mM KCl was filtered through sterile 0.22 µm filters and stored at –80 °C. The α-syn concentration was determined spectrophotometrically using an extinction coefficient of 5960 M⁻¹ cm⁻¹ at 280 nm. For the fibril formation, α-syn was incubated at 37 °C under continuous shaking in an Eppendorf Thermomixer set at 600 r.p.m. The assembly was continuously monitored in a Cary Eclipse spectrofluorometer (Varian, Inc., Palo Alto, CA, USA) in the presence of Thioflavin T at an excitation wavelength of 440, an emission wavelength of 480, and an average time of 1 s.

## Immunohistochemistry

Brains post-fixed in 4% PFA were transferred to a 15% sucrose solution and then a 30% sucrose solution for gradient infiltration. The brains were cut into 40 µm-thick sections using a microtome (SM2010R, Leica, Germany). The slices were rinsed, immersed in a mixture of 3% H₂O₂ and methyl alcohol for 20 min to block endogenous peroxidase activity, and then blocked in 10% normal serum obtained from an animal of the same species that produced the secondary antibodies. The sections were incubated with rabbit anti-Iba1 (Wako, 1:800), mouse anti-tyrosine hydroxylase (TH, ImmunoStar, 1:2000), and Ser-129 phosphorylated α-syn antibody (Abcam, 1:2000) overnight at 4 °C, followed by rinsing three times with PBS. Then, the sections were incubated with a biotinylated secondary antibody against the primary antibodies for 2 h, followed by incubation with an ABC kit for 1 h. The sections were colorized with 3, 3'-diaminobenzidine (DAB) or alkaline phosphatase staining was performed using the Red Alkaline Phosphatase Substrate kit (SK-5100, Vector Labs, USA) according to the manufacturer's instructions. Finally, the sections were mounted on glass slides. After dehydration and clearance with xylene, the sections were mounted with coverslips and observed under a microscope (DM4000B, Leica, Germany).

For paraffin-embedded tissues, paraffin sections (5 µm thick) were deparaffinized with xylene and then sequential decreasing concentrations of ethanol before going through the immunohistochemistry procedure described above.

## Perl's-DAB ferric iron staining

The frozen sections were rinsed with distilled water for 10 min and a mixture of 2% K₄[Fe(CN)₆] (10016818,

Sinopharm Chemical Reagent Co., Ltd, China) and 2% HCl was added dropwise to the sections. The sections were then incubated at room temperature for 30 min and washed three times with PBS. Then, eosin staining solution (C0109, Beyotime, China) was used to counterstain the cytoplasm, or the sections were counterstained with DAB for 3 min. After dehydration through ethanol and clearing in xylene, the sections were mounted on glass slides. The sections were examined under a Leica bright-field microscope (DM4000B, Leica, Germany). Blue or brown granules were regarded as positive staining of iron ions in the tissue section.

## Immunofluorescence

The brain sections were incubated with normal serum from the animal species that produced the secondary antibodies for 30 min and then incubated with mouse anti-transferrin (TF; Santa Cruz, 1:1000), mouse anti-TF receptor 1 (TFR1; Thermo, 1:500), rabbit anti-TF receptor 2 (TFR2; Abcam, 1:200), rabbit anti-ferroportin (FPn; Thermo, 1:1000), rabbit anti-ferritin (Abcam, 1:500), goat anti-Iba1 (Abcam, 1:200), and mouse anti-TH (ImmunoStar, 1:2000) overnight at 4 °C. Subsequently, the sections were incubated with DyLight 594-labeled goat anti-mouse IgG or goat anti-rabbit IgG. Finally, the sections were labeled with 4' 6-diamidino-2-phenylindole (DAPI) (H-1500, Vector Labs, USA), mounted with anti-fluorescence quenching mounting medium, and observed under a confocal laser scanning microscope (SP8, Leica, Germany).

## Atomic absorption spectrometry

The brain tissue samples were accurately weighed with an analytical balance. The samples were treated with 200 µl of nitric acid (Sigma, purity ≥ 90%) at 100 °C for 30 min. Once the samples cooled to room temperature, they were diluted to 5 ml with 1% nitric acid. A flame atomic absorption spectrometer (ZEEnit700P, Analytik Jena, Germany) was used to detect the iron level.

## Stereological analyses of dopaminergic neurons in the substantia nigra

The stereology equipment consisted of a microscope (Olympus) with a controller that controls the field of view of the mirror to move precisely on the X and Y axes, a camera connected to a computer monitor, a pointer that accurately measures the depth of focus, a microcomputer (ProScan, UK), and a ×100 objective lens capable of performing accurate counting. Under the ×100 oil mirror, the stereological unbiased counting frame, the test frame, is superimposed on the tissue image. Stereological methods were used to investigate the number of neurons in the substantia nigra and, ventral tegmental area (VTA).
The total number of neurons in the substantia nigra region was calculated according to the following formula:

$$N(\text{Total}) = \sum Q - \times 1/\text{ssf} \times 1/\text{asf} \times 1/\text{tsf}$$

"ΣQ-" represents the total number of neurons in the substantia nigra; "ssf" represents the sampling score of the tissue section, i.e., 1/19; "asf" represents the area sampling fraction of the substantia nigra region within the tissue section, i.e., 2%; and "tsf" represents the thickness sampling fraction (H/T) of the substantia nigra region within the tissue section, where "T" is the average thickness of the tissue section (μm) and "H" is the test height of the optical stereo frame.

## Quantification and statistical analyses

To quantify the iron deposition in different brain regions and compare among different groups, we measured the optical density of the iron deposition in images taken under ×40 objective with Image-Pro Plus software. To quantify the appearance of iron-containing microglia in the double-labeled brain sections (after staining with iron dye K₄[Fe(CN)₆] and Iba1-immunohistochemistry), we randomly selected ten regions per section of the respective brain regions studied and counted the iron-staining Iba1-positive microglia against the total Iba1-positive microglia in the same area, and the proportion of the level of iron deposited in microglia was calculated. To quantify the change in the number of dopaminergic neurons containing iron-related proteins, we counted the number of dopaminergic neurons in the images taken under a ×20 objective where TH co-located with TF, TFR1, TFR2, or FPn, we randomly selected ten regions per section in the substantia nigra. For the quantification of TH-positive nerve terminals in the dorso-lateral part of the putamen, we measured the intensities of the TH immunoreactivity in the images taken under ×40 objective and randomly selected ten regions per section. The results were presented as the mean values ± SEM. One-way analysis of variance (ANOVA) was used to evaluate the treatment groups compared with the control group. Tukey's multiple comparisons test after two-way ANOVA was used to evaluate the difference between the left and right hemispheres using GraphPad Prism 8.0 software. A p-value < 0.05 was used throughout this study to indicate the significance.

## Results

### Iron deposition was increased in the nigra-striatal system after the α-syn PFFs treatment

Previous studies have shown that iron deposition is highly associated with dopaminergic neuron cytotoxicity and degeneration in PD patients and animal models²⁸⁻³⁰. To explore whether exogenously delivered α-syn PFFs treatment (via the olfactory epithelium) can alter iron deposition in the dopaminergic system, we first performed

Perl's chemical staining for ferric iron ion localization in monkey brain sections. As shown in Fig. 1A–H, we observed a robust increase in iron deposition in the substantia nigra in response to the α-syn PFFs treatment. Compared to the control (PBS treated) monkeys, the monkeys at 1 month after the treatment with α-syn PFFs exhibited significant increase of iron deposition in the ipsilateral (right) side of the substantia nigra, and the iron deposition severity increased significantly in a time-dependent manner from 1 to 17 months (Fig. 1I). Notably, we also detected the increased iron deposition in the contralateral side of the substantia nigra to α-syn PFFs delivery (Fig. 1J), whereas there were statistically significant differences between the two sides of the brain at 17 months after α-syn PFFs treatment (Fig. 1K).

As shown in Fig. 2, consistent changes similar to those in the substantia nigra were observed in the globus pallidus (Fig. 2A–J), but there was no statistically significant difference between the ipsilateral and contralateral sides of the brain (Fig. 2K). Moreover, we detected that the increasing tendency of iron deposition in the caudate nucleus (Supplementary Fig. 2a) was similar to that in the globus pallidus, but the degree was very mild. Interestingly, there was no obvious iron deposition in the hippocampus (Supplementary Fig. 2b), entorhinal cortex (Supplementary Fig. 2c), and olfactory bulb (Supplementary Fig. 2d), compared with the control monkeys after α-syn PFFs treatment.

It was well-known that Perl's chemical staining visualized the ferric iron, as shown in Figs. 1 and 2, to examine the presence and potential changes of ferrous iron in response to α-syn PFFs treatment, we performed Turnbull staining. It appeared that the staining intensity of ferrous iron in the substantia nigra and globus pallidus was very weak, and mainly in the tissues around blood vessels, and there was no clear increase in response to α-syn PFF treatment (Supplementary Fig. 3a, b).

### Iron contents in different brain regions after the α-syn PFFs treatment

To further validate the changes of iron contents in different brain regions following different treatments, we selected the substantia nigra, globus pallidus, prefrontal cortex, and hippocampus, and used atomic absorption spectrometry (AAS) to measure the iron content. Compared to the control monkeys, it was evident that the iron content increased by one- to twofolds in the substantia nigra and globus pallidus in the monkeys treated with the α-syn PFFs, and the iron content increased in a time-dependent manner from 1 to 17 months (Fig. 3A, B). There were no statistical differences in the iron content of hippocampus between α-syn PFFs treatment and control (Fig. 3D), whereas the iron content in the prefrontal cortex of monkeys treated with α-syn PFFs for 17 months
<figure><img src="image_3.png" /><figcaption>**Fig. 1 Ferric iron deposition in the substantia nigra.** Chemical staining of iron ions showed a gradual increase in iron deposition, 1 (B), 4 (C), and 17 (D) months after the treatment with α-syn PFFs, compared to the control (A) in the ipsilateral side. E-H Chemical staining of iron ions in the control (E) and 1 (F), 4 (G), and 17 months (H) after treatment with α-syn PFFs in the contralateral side. The inset images depict the enlarged small boxes in A-H. I-K Quantitative analyses of the iron deposition density in the substantia nigra (ipsilateral side: I; contralateral side: J; both sides: K). Iron deposition staining levels were quantified with Image-Pro Plus software as the relative optical density above the background. α-Syn, α-synuclein. The data are presented as the mean ± SEM of three independent experiments. n = 3 in each group and time points. \*p < 0.05 and \*\*p < 0.01 vs. control group, \*\*\*p < 0.01 vs. 1-month group, ΔΔp < 0.01 vs. 4-month group, one-way ANOVA (I, J). \*p < 0.05 vs. contralateral group, Tukey's multiple comparisons test after two-way ANOVA (K). Scale bars: 50 µm in A-H and 50 µm in the insets.</figcaption></figure>

was significantly increased compared with the control (Fig. 3C). The AAS data are consistent with the observations of the chemical iron staining. In addition, we observed that the expression of ferritin in the substantia nigra of α-syn PFF-treated monkeys was more than that of the control monkey in a time-dependent manner. Interestingly, ferritin was mainly localized in microglia (Fig. 3E), the expression of ferritin in the dopaminergic neurons was low, even though it was colocalized with TH in the 17-month monkeys after α-syn treatment (Fig. 3F).

## Selectively increased iron deposition in microglia

It has been shown that excess iron is toxic to dopaminergic neurons³¹,³². Next, we examined the cell-type-specific localization of iron deposition, e.g., where the iron deposition was the most enriched. As shown by the

chemical staining of iron ions in the substantia nigra (Fig. 1A-H), the level of iron was increased in response to α-syn PFFs treatment. Surprisingly, the double-labeling by immunostaining for TH, which is the key enzyme involved in dopamine synthesis, and the chemical staining of iron ions showed limited or no overlap (colocalization) between TH and iron deposits in dopaminergic neurons, iron deposition mainly exists in the dorsolateral area of the substantia nigra (Fig. 4A). Iron deposits were not localized in astrocytes (GFAP-positive) (Fig. 4B), nor in oligodendrocytes (Olig2-positive) (Fig. 4C). In contrast, we observed that many microglia in the substantia nigra (Fig. 5A-H) and globus pallidus (Fig. 6A-H) exhibited robust iron deposition. On the ipsilateral side, iron deposition significantly increased 1 month after α-syn PFFs treatment compared to the control group, and the
<figure><img src="image_4.png" /><figcaption>**Fig. 2 Ferric iron deposition in the globus pallidus. A–D** Chemical staining of iron ions showed a gradual increase in iron deposition, 1 (B), 4 (C), and 17 months (D) after the α-syn PFFs treatment, compared to the control (A) in the ipsilateral side. **E–H** Chemical staining of iron ions in the control (E) and 1 (F), 4 (G), and 17 months (H) after the treatment with α-syn PFFs in the contralateral side. The inset images depict the enlarged small boxes in **A–H**. **I–K** Quantitative analyses of the iron deposition density in the globus pallidus (ipsilateral side: I; contralateral side: J; both sides: K). α-Syn, α-synuclein. The data are presented as the mean ± SEM of three independent experiments. **p** < 0.01 vs. control group, \*\*p < 0.01 vs. 1-month group, ΔΔp < 0.01 vs. 4-month group, one-way ANOVA (I, J). Scale bars: 50 µm in **A–H** and 50 µm in the insets.</figcaption></figure>

iron deposition in microglia severity increased further in a time-dependent manner from 1 to 17 months (Figs. 5I and 6I). Moreover, we detected that the extent of the increase in iron deposition in microglia in the substantia nigra and globus pallidus in the contralateral side to the α-syn PFFs delivery (Figs. 5J and 6J) was similar to that in the ipsilateral side (Figs. 5I and 6I). In the 1-month treatment group, the increase of iron deposition in the contralateral side was not statistically significant in microglia in the substantia nigra and globus pallidus. Moreover, the iron deposition increased to a large extent in the ipsilateral side than that in the contralateral side of the substantia nigra at 17 months after α-syn PFFs treatment (Fig. 5K), but there was no statistical difference between the ipsilateral and contralateral sides of the globus pallidus (Fig. 6K). In comparison, microglia in other brain regions, such as the caudate nucleus (Supplementary Fig. 4a), putamen (Supplementary Fig. 4b), prefrontal

cortex (Supplementary Fig. 4c), and hippocampus (Supplementary Fig. 4d), exhibited much less iron deposition. These data indicate that iron deposition is enriched specifically in the substantia nigra and globus pallidus and at the cellular level, specifically in the microglia.

## Expression of iron-related proteins in dopaminergic neurons

As iron deposition increased in the substantia nigra but the deposits were mostly localized in microglia rather than dopaminergic neurons, we examined how microglia with a high iron content might affect dopaminergic neurons. Using double immunofluorescence staining with antibodies specifically against iron-related proteins and TH, we observed altered expression of iron-related proteins in dopaminergic neurons. Moreover, TF, TFR1, TFR2, and FPn all partially colocalized with TH (Fig. 7A–D). Compared with the control group, iron-
<figure><img src="image_5.png" /><figcaption>**Fig. 3** Iron contents in different brain regions and ferritin in microglia and dopaminergic neurons. The iron content in the substantia nigra (A), globus pallidus (B), prefrontal cortex (C), and hippocampus (D) was determined by AAS. E Colocalization of ferritin and Iba1 in the substantia nigra. F Colocalization of ferritin and TH in the substantia nigra. The data are presented as the mean ± SEM of three independent experiments. α-Syn, α-synuclein. \*p < 0.05 and \*\*p < 0.01 vs. control group, \#p < 0.05 and \*\*\#p < 0.01 vs. 1-month group, \^\^p < 0.01 vs. 4-month group, one-way ANOVA. Scale bars: 25 µm in E and F, and 25 µm in the insets.</figcaption></figure>

related proteins in dopaminergic neurons in the substantia nigra appeared increased at the 4- and 17-month time points after α-syn PFFs treatments and many TH-positive cells were also positive for TF (Fig. 7E), TFR1 (Fig. 7F), TFR2 (Fig. 7G), and FPn (Fig. 7H).

**No dopaminergic neuronal loss in the substantia nigra, but neurodegenerative terminals in the putamen**

Dopaminergic neuronal cell loss and α-syn aggregation in the substantia nigra are characteristic features of PD. To examine effects of dopaminergic neurons in response to α-syn PFFs administrations via the olfactory epithelium, we quantified dopaminergic neurons in the substantia nigra (Fig. 8A, B) and nerve terminals in the putamen (Fig. 8C–M). Stereological quantitative analyses showed no difference in number of dopaminergic neurons among the different groups (Fig. 8B). Very interestingly, a progressive loss of dopaminergic (TH-positive) terminals was detected in the dorsolateral part of the putamen (Fig. 8K, L). The overall density of TH-positive terminals was

progressively reduced, and many of the terminals showed signs of damage, expressed as TH-containing axonal swellings (arrows in Fig. 8D–J). Likewise, there was no statistical difference between the ipsilateral and contralateral sides (Fig. 8M).

We, at last, examined whether treatment with α-syn had any effects on α-syn aggregation and phosphorylation. We barely observed any phosphorylated (pS129) α-syn-positive neurons in the substantia nigra of the control (PBS) group (Supplementary Fig. 5a), but we detected sparsely distributed pS129-α-syn-positive neurons in the substantia nigra in response to α-syn PFFs treatment (Supplementary Fig. 5b–d). α-Syn immunoreactivity appeared in diffuse pattern, no typical LB nor Lewy neurites were detected (Supplementary Fig. 5b–d). No distinct phosphorylated α-syn-positive neurons nor terminals were observed in the putamen in the 1-, 4-, and 17-month groups after the administration of α-syn PFFs (Supplementary Fig. 5f–h), which was similar to the control group (Supplementary Fig. 5e). Moreover, we also performed
<figure><img src="image_6.png" /></figure>

immunohistochemical staining with α-syn or phosphorylated α-syn antibodies and also co-stained with iron chemical (Perl's) staining to examine whether α-syn colocalize with iron deposition in the substantia nigra. It was evident that iron depositions were largely present in the microglia-like cells (as shown Figs. 5 and 6), whereas α-syn appeared as fine granules reflecting a localization in nerve terminal structures. We only observed little overlapping between α-syn and iron deposition (Supplementary Fig. 6a). Interestingly, we observed to a certain extent overlapping between phosphorylated α-syn and iron deposition in the 4- and 17-month group after α-syn PFF treatments (Supplementary Fig. 6b).

## No behavioral alterations after the α-syn PFFs treatment

To examine whether the α-syn PFFs treatment may induce behavioral changes, we performed two types of behavioral tests. One was the delay match-to-sample (DMTS), which evaluated the short term memory of cognitive behavior. The

other was the pick-up test (PUT), which quantitatively measured the fine hand motor performance skills. Due to the long-term (for 6 months) training process, we only performed the two tests in the monkeys 17 months after α-syn PFFs delivery. Interestingly, we did not observe significant alterations on either DMTS (Supplementary Fig. 7a, b) or PUT tests (Supplementary Fig. 7c, d).

## Discussion

Iron accumulates to a much higher extent in specific brain regions in various neurodegenerative diseases³³⁻³⁶. The functional impairment of dopaminergic neurons in the nigra-striatal system caused by high iron in the brain has drawn considerable attention in the field of PD research³⁷,³⁸. Dopaminergic neuron degeneration is evident in the brains of PD patients and iron accumulation is usually associated with this cytopathic effect³⁹,⁴⁰. Here we present data confirming the presence of excessive iron deposition in specific brain regions in monkeys, mimicking the human situation.

During the course of PD, dopaminergic neurons gradually lose their function, eventually leading to cell death. Iron plays a key role in this process; thus, the excessive deposition of iron may be involved in the degenerative death process of dopaminergic neurons in PD³²,⁴¹,⁴². In the present study, up to the 1, 4, and 17 months after the treatment with the α-syn PFFs, we did not observe dopaminergic neuron loss in the substantia nigra, nor motor and cognitive dysfunction (Supplementary Fig. 7) in consistent with the previous report⁴³, but rather, only detected signs of dopaminergic neurodegeneration, i.e., reduced TH intensity and axonal swelling in the putamen⁴⁴⁻⁴⁶. Interestingly, an increase in the iron content was detected in the brains of monkeys in the PD model groups and further studies revealed that the increased iron was mainly deposited in the substantia nigra and globus pallidus, which are also the brain regions that exhibit lesions in PD patients⁴⁷⁻⁵¹. These results provide evidence supporting the tropism of α-syn PFFs in the substantia nigra⁵²⁻⁵⁴, which leads us to speculate that iron deposition precedes dopaminergic neuron loss. However, further investigation on the underlying mechanisms on how α-syn aggregates causes PD and the relationship between α-syn aggregation and iron metabolism is warranted. In fact, some human PD brain regions, such as the substantia nigra and striatum, exhibit excessive iron accumulation⁵⁵,⁵⁶. Similarly, iron deposits are present in the substantia nigra in 6-OHDA-induced PD rat models⁵⁷,⁵⁸. In addition, methyl-4-phenyl-1, 2, 3, 6-tetrahydropyridine, a neurotoxin, can induce PD-like symptoms and iron is involved in its conversion to the toxic metabolite 1-methyl-4-phenylpyridinium ion⁵⁹; during conversion, the induced cellular damage and neurotoxicity are considered to be associated with
<figure><img src="image_7.png" /><figcaption>**Fig. 5** Cellular localization of iron deposits in microglia of the substantia nigra. Double-labeling of chemically stained iron ions (dark brown) along with immunohistochemical staining with an Iba1 antibody (magenta) showed overlapping of iron deposition on Iba1-positive microglia in the control group (A) and 1, 4, and 17 months after the treatment with α-syn PFFs in the ipsilateral side (B–D), control group (E), and 1, 4, and 17 months after treatment with α-syn PFFs in the contralateral side (F–H). I–K Quantitative analyses of iron deposition in microglia in the substantia nigra (ipsilateral side: I; contralateral side: J; both sides: K). α-Syn, α-synuclein. The data are presented as the mean ± SEM of three independent experiments.

**\*\*p < 0.01 vs. control group, \*\*\*p < 0.01 vs. 1-month group, ΔΔp < 0.01 vs. 4-month group, one-way ANOVA (I, J). \*p < 0.05 vs. contralateral group, Tukey's multiple comparisons test after two-way ANOVA (K). Scale bars: 50 µm in A–H and 25 µm in the insets.</figcaption></figure>

changes in iron and iron metabolism⁶⁰. Importantly, α-syn contains divalent metal ions, including iron-binding sites⁶¹. Thus, it is conceivable that exposure to α-syn PFFs may cause iron deposition, at least partially, by altering iron metabolism in the brain areas affected in PD, eventually resulting in dopaminergic neuron damage.

The reasoning proposed here is supported by Oakley et al.¹⁶, who examined fresh specimens of the substantia nigra from PD patients using sensitive and specific wavelength dispersive electron probe X-ray microanalysis coupled with cathodoluminescence spectroscopy, and found that the iron content in the neurons in the substantia nigra was increased, suggesting that increased neuronal iron in PD may be a primary event leading to α-syn aggregation. In the present study, we observed that iron mostly accumulates in microglia rather than in dopaminergic neurons. Furthermore, dopaminergic neuron death was not detected

in the monkeys treated with α-syn PFFs. Although impaired microglia have been reported to be closely associated with iron deposition⁶²,⁶³, in the present study, most microglia in this region were activated. The excessive activation of microglia could cause neurotoxicity and produce numerous neuroimmune proinflammatory factors that lead to oxidative stress, further promoting dopaminergic neuron damage⁴¹,⁶⁴.

The increased iron concentration in PD brains may be due to the abnormal regulation of iron metabolism in neurons and glia⁶⁵. TF is an important iron-binding, transport and storage protein and an important regulatory protein of iron metabolism in the body. Both TF and TFR are involved in maintaining the balance of iron metabolism, and iron transport by TF/TFR is the main source of iron in tissues. An increase in TF/TFR leads to an increase in the intracellular iron content¹³. It has been
<figure><img src="image_8.png" /><figcaption>**Fig. 6** Cellular localization of iron deposits in microglia in the globus pallidus. Double-labeling of chemically stained iron ions (dark brown) along with immunohistochemical staining using an Iba1 antibody (magenta) shows overlapping of iron deposition in Iba1-positive microglia in the control (A) and 1, 4, and 17 months after the treatments with α-syn PFFs in the ipsilateral side (B-D), control group (E) and 1, 4, and 17 months after treatment with α-syn PFFs in the contralateral side (F-H). I-K Quantitative analyses of iron deposition in microglia in the substantia nigra (ipsilateral side: I; contralateral side: J; both sides: K). α-Syn, α-synuclein. The data are presented as the mean ± SEM of three independent experiments. \*p < 0.05 and \*\*p < 0.01 vs. control group, \*\*\*p < 0.01 vs. 1-month group, ΔΔp < 0.01 vs. 4-month group, one-way ANOVA (I, J). Scale bars: 50 µm in A-H and 25 µm in the insets.</figcaption></figure>

demonstrated by experimental approaches that the TF/
TFR2 complex may have an important role in the etiology
of PD<sup>66,67</sup>. Currently, FPn is the only known transmem-
brane iron transporter and FPn dysfunction causes dis-
turbances in iron metabolism<sup>68</sup>. In the present study, an
increase in the TF/TFR1/TFR2/FPn proteins was detected
in the substantia nigra, leading to an increase in the
intracellular iron ion content and iron accumulation<sup>13,68</sup>.
Moreover, we observed cell-type-dependent iron enrich-
ment in microglia and low iron abundance in dopami-
nergic neurons in the substantia nigra. Microglia maintain
iron homeostasis in the brain mainly by sequestering and
storing iron within ferritin<sup>69</sup>, and microglia activation is
an important cause of high iron concentrations in the
brain<sup>70</sup>. As expected, we also detected an increase in the
immunoreactivity of ferritin in α-syn PFFs-treated
microglia, which is related to the pathogenesis of degen-
eration of nigrostriatal dopamine neurons in PD<sup>18</sup>.

Therefore, it is conceivable that the iron metabolism-
related proteins TFR/TF and FPn modulate iron transport
between different types of cells in PD-affected brain
regions in response to α-syn PFFs treatment, which could
impair the normal transport of iron by iron-related pro-
teins in the nigra-striatal system, and the iron deposition
in microglia may indirectly cause dysfunction in dopa-
minergic neurons in PD<sup>71,72</sup>.

What is the consequence of increased iron deposition in
microglia rather than dopaminergic neurons in the mon-
keys treated with α-syn PFFs treatment? Although we did
not observe clear dopaminergic neuronal loss, we detected
an increased cellular level of iron-related proteins, such as
TFR1/TFR2/TF and FPn, in dopaminergic neurons.
Therefore, we propose two possible underlying mechan-
isms. First, exposure to α-syn PFFs treatment may initiate
the process of neuroinflammation by triggering iron accu-
mulation in microglia and then inducing cascade responses
<figure><img src="image_9.png" /></figure>
<figure><img src="image_10.png" /></figure>

between iron deposition and microglial activation, generat-
ing hydrogen peroxide and hydroxyl radicals, releasing
proinflammatory factors and leading to α-syn aggregation,
dopaminergic neuron toxicity, and degeneration²²,⁷³. Sec-
ond, under both physiological and pathophysiological con-
ditions, iron continually moves across neurons, microglia,
and astrocytes⁷⁴. Although it has been shown that the level
of iron is elevated in dopaminergic neurons in PD¹⁶, we did
not observe a similar phenomenon in dopaminergic

neurons, but we detected robust iron deposits in microglia.
Two reasons may explain this inconsistency. Most, if not all,
studies using PD patient materials were obtained from
patients with an advanced stage of PD, while the current
monkey model treated with α-syn PFFs treatment only
mimicked the early stage and even the prodromal stage of
PD. It is conceivable that iron deposition first appears in
microglia in the substantia nigra, and then, with the pro-
gression of PD pathology, the iron in microglia may
translocate from nearby microglia to dopaminergic neurons and be regulated by iron-related proteins present in dopaminergic neurons. Moreover, no dopaminergic neuronal loss in the substantia nigra, decreased TH immunoreactivity in the putamen, together with mildly and sparsely distributed phosphorylated α-syn in dopaminergic neurons in the substantia nigra, but absence in the putamen reinforced the claim that iron deposition in microglia precedes dopaminergic neuronal degeneration. In summary, our findings indicated that iron deposition in the nigra-striatal system of monkeys precedes dopaminergic neuronal degeneration after nasal administration of exogenous α-syn PFFs. Based on the present study, the iron deposition in microglia and abnormal iron transport-related proteins appear to involve in the pathogenesis of PD and may become a tool for the early diagnosis of PD, such as magnetic resonance imaging of iron contents. The modulation of abnormal iron metabolism may be a potential therapeutic strategy for PD.

### Acknowledgements

We thank members of the Li laboratory for their intellectual inputs.

### Author details

¹Institute of Neuroscience, College of Life and Health Sciences, Northeastern University, Shenyang 110819, China. ²Beijing Key Laboratory of Parkinson's Disease, National Clinical Research Center for Geriatric Disorders, Department of Neurobiology, Xuanwu Hospital of Capital Medical University, Beijing 100053, China. ³Laboratory of Neurodegenerative Diseases, CNRS and Institut François Jacob (MIRCen), CEA, Fontenay-aux-Roses 92260, France. ⁴Department of Histology, Chongqing Medical University, Chongqing 400000, China. ⁵Unit of Neurodegenerative Diseases and Repair, Institute of Health Sciences, China Medical University, Shenyang 110112, China. ⁶Neural Plasticity and Repair Unit, Wallenberg Neuroscience Center, Lund University, Lund 22184, Sweden

### Author contributions

J.J.G., C.G., and J.Y.L. designed the study. J.J.G., C.G., P.C., and J.Y.L. performed the acquisition of data, and analyzed and interpreted the results. F.Y. and P.C. collected tissues. Y.T., X.L., and J.T. performed the stereological analyses. J.J.G., C.G., and J.Y.L. wrote the manuscript. L.B., R.M., D.Y.S., Y.L., and W.L. had critically revised it. All authors read and approved the final version of the manuscript.

### Funding

This work was supported by the National Key Research and Development Program of China [2018YFA0108500], the National Natural Science Foundation [81430025, 31970967, 81701265, 31800898, U1801681, and 31472056], the Key Field Research Development Program of Guangdong Province [2018B030337001], the Guangxi Sci-Tech project [Guike AD17195075], the Swedish Research Council (K2015-61X-22297-03-4), EU-JPND (α-SynProtec) and EU-JPND (REFrAME), EU H2020-MSCA-ITN-2016 Syndegen, the Strong Research Environment MultiPark (Multidisciplinary research on Parkinson's disease), Parkinsonfonden, Torsten Söderbergs Foundation, and Olle Engkvist Byggmästare Foundation. L.B. and R.M. were supported by the CNRS and the EC Joint Programme on Neurodegenerative Diseases TransPathND (ANR-17-JPCD-0002-02) and Protest-70 (ANR-17-JPCD-0005-01). Open Access funding provided by Lund University.

### Ethics statement

All procedures were reviewed and approved by the Institutional Animal Care and Use Committee (IACUC) of Wincon TheraCells Biotechnologies Co., Ltd (Wincon) in Nanning, Guangxi, China, which is fully accredited by the Association for Assessment and Accreditation of Laboratory Animal Care (AAALAC).

### Conflict of interest

The authors declare that they have no conflict of interest.

### Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

**Supplementary Information** accompanies this paper at (https://doi.org/10.1038/s41419-020-03369-x).

Received: 19 August 2020 Revised: 16 December 2020 Accepted: 17 December 2020

Published online: 13 January 2021

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