# Highly diastereoselective construction of novel dispiropyrrolo[2,1- a ]isoquinoline derivatives via multicomponent 1,3-dipolar cycloaddition of cyclic diketones-based tetrahydroisoquinolinium N -ylides

Sarra Boudriga, Saoussen Haddad, Moheddine Askri, Armand Soldera, Michael Knorr, Carsten Strohmann, Christopher Golz

<figure><img src="image_1.png" /></figure>

## To cite this version:

Sarra Boudriga, Saoussen Haddad, Moheddine Askri, Armand Soldera, Michael Knorr, et al. Highly diastereoselective construction of novel dispiropyrrolo[2,1- a ]isoquinoline derivatives via multicomponent 1,3-dipolar cycloaddition of cyclic diketones-based tetrahydroisoquinolinium N -ylides. RSC Advances, 2019, 9 (20), pp.11082-11091. 10.1039/C8RA09884K. hal-02100157

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# Highly diastereoselective construction of novel dispiropyrrolo[2,1-a]isoquinoline derivatives via multicomponent 1,3-dipolar cycloaddition of cyclic diketones-based tetrahydroisoquinolinium N-ylides†

Sarra Boudriga, ID *a Saoussen Haddad,ª Moheddine Askri, ID *a Armand Soldera,ᵇ Michael Knorr, ID c Carsten Strohmannd and Christopher Golzd

In the quest for new heterocyclic scaffolds exhibiting potentially biological activities for medicinal chemistry, a multicomponent 1,3-dipolar cycloaddition reaction of tetrahydroisoquinolinium *N*-ylides, generated *in situ* from cyclic diketones and isoquinoline, and (*E*)-3-arylidene-1-phenyl-pyrrolidine-2,5-diones has been developed. This route provides workable access to dispiropyrrolo[2,1-*a*]isoquinoline-fused pyrrolidine-2,5-diones bearing two adjacent spiro-carbons. An unprecedented regioselectivity was observed in this 1,3-dipolar cycloaddition, leading to the construction of a novel dispiroxindole skeleton. The structure and relative stereochemistry of the spiranic adducts have been confirmed by three X-ray diffraction studies. To reinforce the observed regio- and stereoselectivity of the [3+2] cycloaddition, calculations using the DFT approach at the B3LYP/6-31G(d,p) level were carried out. It was found that this reaction affords the kinetic products.

Received 1st December 2018

Accepted 5th March 2019

DOI: 10.1039/c8ra09884k

rsc.li/rsc-advances

## Introduction

Pyrrolo[2,1-*a*]isoquinolines as structural motifs have drawn considerable interest in the area of synthetic organic chemistry and medicinal chemistry as they represent substructures often encountered in numerous bioactive natural isolates and pharmaceutically important compounds.<fnref n="1" /> Some illustrative examples are depicted in Fig. 1 including (+)-oleracein,¹b (-)-trolline,¹c (+)-crispine¹d and lamellarin alkaloids such as lamellarin D and lamellarin α-20-sulfate.¹f Most of the pyrrolo [2,1-*a*]isoquinoline alkaloids display remarkable antitumor,² antibacterial and antiviral,³ anti-inflammatory,<fnref n="4" /> antidepressant⁵ and cardiovascular⁶ properties. Furthermore, lamellarin D, isolated from marine molluscs, has been reported to be an inhibitor of human topoisomerase,⁷ whereas lamellarin α-20-

sulfate inhibits the enzyme HIV integrase.¹e,⁸ Owing to the intriguing synthetic value and multiple biological activities of these heterocyclic systems, development of efficient and versatile synthetic methods allowing the construction of such scaffolds was strongly encouraged.

In the past decade, 1,3-dipolar cycloaddition reactions of isoquinolinium *N*-ylides with activated alkynes or olefins⁹ have arguably emerged as a fascinating and powerful tool for the synthesis of pyrrolo[2,1-*a*]isoquinoline derivatives. However, a survey of the literature reveals that the reported 1,3-dipoles were generated *in situ* by basic deprotonation of their

<figure><img src="image_4.png" /><figcaption>Fig. 1 Structures of some pyrrolo[2,1-*a*]isoquinoline alkaloids.</figcaption></figure>

<figure><img src="image_5.png" /></figure>

<footnote>*Laboratory of Heterocyclic Chemistry Natural Product and Reactivity/CHPNR, Department of Chemistry, Faculty of Science of Monastir, 5000 Monastir, Tunisia. E-mail: sarra_boudriga@yahoo.fr</footnote>

<footnote>ᵇDepartement of Chemistry, Quebec Center for Functional Materials University of Sherbrooke, Sherbrooke, Quebec, Canada J1K 2R1</footnote>

<footnote n="1">¹Institut UTINAM - UMR CNRS 6213, Université Bourgogne Franche-Comté, 16 Route de Gray, 25030 Besançon, France</footnote>

<footnote n="4">⁴Technische Universität Dortmund, Anorganische Chemie, Otto-Hahn-Strasse 6, 44221 Dortmund, Germany</footnote>

<footnote>† Electronic supplementary information (ESI) available. CCDC 1585506, 1585512 and 1585515. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c8ra09884k</footnote>
<figure><img src="image_6.png" /></figure>

Previous work

<figure><img src="image_7.png" /><figcaption>EWG: electron withdrawing groups</figcaption></figure>

<figure><img src="image_8.png" /><figcaption>**Scheme 1** Strategy for direct construction of spiropyrrolo[2,1-a]isoquinoline derivatives.</figcaption></figure>

corresponding isoquinolinium bromides (Scheme 1, eqn (1)).⁹,¹⁰ These latter were prepared mainly by the condensation of isoquinoline with substituted phenacyl bromide or alkylbromoacetates.

However, tetrahydroisoquinolinium *N*-ylide stemming from cyclic diketones have rarely been considered as azomethine ylide precursors.

So far, Sarrafi *et al*.¹¹ developed the first examples of multi-component 1,3-dipolar cycloaddition reaction involving acenaphthenequinone and isatin as cyclic diketones-based tetrahydroisoquinolinium *N*-ylides with chalcone and nitrostyrene derivatives as dipolarophiles (Scheme 1, eqn 2 and 3).¹¹ The azomethine ylides were produced *in situ* via [1,5]-H shift and subsequent deprotonation.

Recently, Huang¹² and Kumar¹³ successfully developed a [3+2]-cycloaddition reaction of 2-oxoindolin-3-ylidene derivatives with azomethine ylides derived from isatin and 1,2,3,4-tetrahydroisoquinoline, and only one single regioisomer, namely dispiroindoline-3,1'-pyrrolo[2,1-a]isoquinoline-3',3'-indoline-2,2''-dione was obtained. Generally, it has been found that dispiropyrrolo[2,1-a]isoquinoline derivatives were selectively formed in this kind of 1,3-dipolar cycloadditions. However, the alternative regioisomer incorporating two adjacent spiro-carbons, has never been reported (Scheme 2, eqn (4)).¹²⁻¹⁴ In spite of this initial work, the systematic investigation on 1,3-dipolar cycloaddition involving exocyclic enones and tetrahydroisoquinolinium *N*-ylides derived from cyclic diketones is still rather limited and represents certainly interesting opportunities for further development.

New advances in this area could afford a convenient approach to structurally novel pyrrolo[2,1-a]isoquinoline derivatives bearing multiple-neighboured stereogenic centres, which may provide some benefits to medicinal chemistry and drug discovery. Considering this challenge, we wondered whether *α*-

<figure><img src="image_9.png" /></figure>

This work

<figure><img src="image_10.png" /></figure>

Privileged spiro-architecture
with two adjacent spiro-carbons

No versions are available until this work

<caption>**Scheme 2** Profile of 1,3-dipolar cycloaddition for exocyclic enones with tetrahydroisoquinolinium *N*-ylides derived from cyclic diketones.</caption>

alkylidenesuccinimides could be employed as exocyclic enones to undergo [3+2] cycloaddition using tetrahydroisoquinolinium *N*-ylides derived from cyclic diketones, thus yielding dispiropyrrolo[2,1-a]isoquinoline derivatives.

On the other hand, our targeted formal 1,3-dipolar cycloaddition products contain pyrrolidinone-2,5-dione scaffolds. These latter have the important advantage of being present in a great variety of natural products as well as in a vast library of synthetic compounds endowed with several bioactivities.¹⁵ Recently, we reported the synthesis of functionalized spirooxindolepyrrolidines and dispiropyrrolothiazoles containing the pyrrolidine-2,5-dione motif which exhibits antibacterial, antifungal, antimalarial, and antimycobacterial activities.¹⁶

Herein, and in continuation of our research in the area of [3+2] cycloaddition of azomethine ylides,¹⁶,¹⁷ we describe for the first time the formation of the hitherto unknown regioisomer, with two adjacent spiro-carbons, by 1,3-dipolar cycloaddition reactions of cyclic diketones-based tetrahydroisoquinolinium *N*-ylides and *α*-alkylidenesuccinimides. This route provides an attractive access to novel dispiropyrrolo[2,1-a]isoquinolines with a broad substrate scope in good to high yields. The stereochemistry of the spiroadducts has been confirmed by three X-ray diffraction studies. Moreover, to better rationalize mechanistically this kind of reaction, the regio- and stereochemistry of dispiropyrrolo[2,1-a]isoquinoline was investigated by means of Density Functional Theory (DFT) calculations.

## Results and discussion

### Three-component synthesis of the spiropyrrolo[2,1-a]isoquinolines

At the onset of our work, (*E*)-3-benzylidene-1-phenylpyrrolidine-2,5-dione **1a**, isatin **2a** and 1,2,3,4-tetrahydroisoquinoline (THIQ) **3** were employed as substrate models to optimize the reaction conditions (Scheme 3, Table 1). The reaction was
<figure><img src="image_11.png" /></figure>

<figure><img src="image_12.png" /><figcaption>Scheme 3 Reaction of (E)-3-benzylidene-1-phenylpyrrolidine-2,5-dione 1a with isatin 2a and 1,2,3,4-tetrahydroisoquinoline (THIQ) 3.</figcaption></figure>

<table><caption>**Table 1** Optimization of the 1,3-dipolar cycloaddition of dipolarophile 1a with isatin 2a and 1,2,3,4-tetrahydroisoquinoline (THIQ) 3a<sup>a</sup></caption><thead><tr><th>Entry</th><th>Solvent</th><th><i>T</i> (°C)</th><th>Time (h)</th><th><i>rr</i><sup>c</sup> (4 : 5)</th><th>Yield<sup>d</sup> (%)</th></tr></thead><tbody><tr><td>1</td><td>PhCH<sub>3</sub></td><td>25</td><td>24</td><td>—</td><td>NR<sup>b</sup></td></tr><tr><td>2</td><td>MeOH</td><td>25</td><td>24</td><td>—</td><td>NR<sup>b</sup></td></tr><tr><td>3</td><td>EtOH</td><td>25</td><td>24</td><td>—</td><td>NR<sup>b</sup></td></tr><tr><td>4</td><td>CH<sub>3</sub>CN</td><td>25</td><td>24</td><td>—</td><td>NR<sup>b</sup></td></tr><tr><td>5</td><td>PhCH<sub>3</sub></td><td>Reflux</td><td>12</td><td>—</td><td>Trace</td></tr><tr><td>6</td><td>CH<sub>3</sub>CN</td><td>Reflux</td><td>6</td><td>52 : 48</td><td>55</td></tr><tr><td>7</td><td>EtOH</td><td>Reflux</td><td>4</td><td>60 : 40</td><td>65</td></tr><tr><td>8</td><td><b>MeOH</b></td><td><b>Reflux</b></td><td>4</td><td><b>60 : 40</b></td><td>85</td></tr></tbody></table>

<sup>a</sup> The reaction was carried out in 0.2 mmol scale in solvent (2 mL), and the ratio of 1a/2a/3 is 1 : 1 : 1.2. <sup>b</sup> No reaction due to insufficient solubility. <sup>c</sup> The regioisomeric ratio (rr) was determined by ¹H NMR spectra of the crude reaction mixture. <sup>d</sup> Combined yield of isolated 4a and 5a.

investigated with different solvents of different polarities such as methanol, ethanol, acetonitrile and toluene.

As shown in Table 1, the reaction does not proceed at room temperature (Table 1, entries 1–4) and does not occur in refluxing toluene (Table 1, entry 5). Surprisingly, in acetonitrile, the reaction proceeds smoothly affording the corresponding spiropyrrolo[2,1-a]isoquinolines as a mixture of two regioisomers 4a and 5a in a 60 : 40 ratio, albeit with a moderate yield (Table 1, entry 6). As can be seen from Table 1, the best results were obtained by refluxing the reaction mixture in methanol for 4 h, providing isomeric spiropyrrolo[2,1-a]isoquinolineoxindoles 4a and 5a in high yield (85%), along with high diastereoselectivities (Table 1, entry 8).

Once the optimal conditions being established (Table 1, entry 8), we tried to extend the scope of this reaction with different *p*-aryl substituted dipolarophiles 1, as well as with various diketones 2a–d (Scheme 4, Table 2). The electronic properties exerted by the substituent at the *p*-position of the aryl group of imides 1 were shown to have little influence on the efficiency of this reaction (Table 2). For example, enones 1 bearing an electron-neutral (H), or electron-donating (e.g., 4-Me or 4-OMe) group or electron-withdrawing substituent (Cl) or group (2-pyridinyl) reacted smoothly to give isomeric spiropyrrolo[2,1-a]isoquinolineoxindoles products in excellent yields (Table 2, entries 1–5).

<figure><img src="image_13.png" /><figcaption>Scheme 4 Reaction of (E)-3-arylidene-1-phenylpyrrolidine-2,5-dione 1a–g with cyclic diketones 2 and 1,2,3,4-tetrahydroisoquinoline (THIQ) 3.</figcaption></figure>

However, the regioselectivity of these reactions was quite poor. Moreover, it seems that the electronic effects induced by (i) halogen substituents (Cl and Br) on the phenyl ring of isatin (Table 2, entries 6–13) or (ii) acenaphthenequinone 2d, as cyclic diketone (Table 2, entries 14–18), were beneficial for increasing the regio-selectivities. All compounds were isolated as colourless solids.

### Spectroscopic and crystallographic characterization of the isomeric cycloadducts

The structure and the relative configuration of the isomeric pyrrolo[2,1-a]isoquinolines resulting from the cycloaddition were deduced from NMR in solution and, in the solid state from X-ray structure determinations performed on cycloadducts 4a, 5a and 5r.

<table><caption>**Table 2** Synthesis of the spiropyrrolo[2,1-a]isoquinolines 4 and 5<sup>a</sup></caption><thead><tr><th>Entry</th><th>Comp.</th><th>Diketone</th><th>Ar</th><th><i>rr</i><sup>b</sup> (4 : 5)</th><th>Yield<sup>d</sup> (%)</th></tr></thead><tbody><tr><td>1</td><td><b>4a</b> + <b>5a</b></td><td><b>2a</b></td><td>C<sub>6</sub>H<sub>5</sub></td><td>60 : 40<sup>c</sup></td><td>85</td></tr><tr><td>2</td><td><b>4b</b> + <b>5b</b></td><td><b>2a</b></td><td><i>p</i>-MeC<sub>6</sub>H<sub>4</sub></td><td>65 : 35</td><td>88</td></tr><tr><td>3</td><td><b>4c</b> + <b>5c</b></td><td><b>2a</b></td><td><i>p</i>-MeOC<sub>6</sub>H<sub>4</sub></td><td>68 : 32<sup>c</sup></td><td>87</td></tr><tr><td>4</td><td><b>4d</b> + <b>5d</b></td><td><b>2a</b></td><td><i>p</i>-ClC<sub>6</sub>H<sub>4</sub></td><td>68 : 32<sup>c</sup></td><td>80</td></tr><tr><td>5</td><td><b>4e</b> + <b>5e</b></td><td><b>2a</b></td><td>2-Pyridyl</td><td>60 : 40</td><td>82<sup>e</sup></td></tr><tr><td>6</td><td><b>4f</b> + <b>5f</b></td><td><b>2b</b></td><td>C<sub>6</sub>H<sub>5</sub></td><td>80 : 20</td><td>85</td></tr><tr><td>7</td><td><b>4g</b> + <b>5g</b></td><td><b>2b</b></td><td><i>p</i>-MeC<sub>6</sub>H<sub>4</sub></td><td>83 : 17</td><td>83</td></tr><tr><td>8</td><td><b>4h</b> + <b>5h</b></td><td><b>2b</b></td><td><i>p</i>-MeOC<sub>6</sub>H<sub>4</sub></td><td>>90 : 10</td><td>87<sup>e</sup></td></tr><tr><td>9</td><td><b>4i</b> + <b>5i</b></td><td><b>2b</b></td><td>2-Pyridyl</td><td>>90 : 10</td><td>85<sup>e</sup></td></tr><tr><td>10</td><td><b>4j</b> + <b>5j</b></td><td><b>2c</b></td><td>C<sub>6</sub>H<sub>5</sub></td><td>>90 : 10</td><td>80<sup>e</sup></td></tr><tr><td>11</td><td><b>4k</b> + <b>5k</b></td><td><b>2c</b></td><td><i>p</i>-MeC<sub>6</sub>H<sub>4</sub></td><td>85 : 15</td><td>88</td></tr><tr><td>12</td><td><b>4l</b> + <b>5l</b></td><td><b>2c</b></td><td><i>p</i>-MeOC<sub>6</sub>H<sub>4</sub></td><td>86 : 14</td><td>85</td></tr><tr><td>13</td><td><b>4m</b> + <b>5m</b></td><td><b>2c</b></td><td>2-Pyridyl</td><td>>90 : 10</td><td>83<sup>e</sup></td></tr><tr><td>14</td><td><b>4n</b> + <b>5n</b></td><td><b>2d</b></td><td>C<sub>6</sub>H<sub>5</sub></td><td>77 : 23</td><td>72</td></tr><tr><td>15</td><td><b>4o</b> + <b>5o</b></td><td><b>2d</b></td><td><i>p</i>-MeC<sub>6</sub>H<sub>4</sub></td><td>78 : 22<sup>c</sup></td><td>75<sup>f</sup></td></tr><tr><td>16</td><td><b>4p</b> + <b>5p</b></td><td><b>2d</b></td><td><i>p</i>-MeOC<sub>6</sub>H<sub>4</sub></td><td>78 : 22</td><td>67</td></tr><tr><td>17</td><td><b>4q</b> + <b>5q</b></td><td><b>2d</b></td><td><i>p</i>-ClC<sub>6</sub>H<sub>4</sub></td><td>90 : 10</td><td>63</td></tr><tr><td>18</td><td><b>4r</b> + <b>5r</b></td><td><b>2d</b></td><td>2-Pyridyl</td><td>80 : 20<sup>c</sup></td><td>65<sup>f</sup></td></tr></tbody></table>

<sup>a</sup> The reaction was carried out in 1 mmol scale in methanol (5 mL) at reflux for 4 h, and the ratio of 1/2/3 is 1 : 1 : 1.2. <sup>b</sup> Unless otherwise noted, the regioisomeric ratio (rr) was determined by the isolated yields of 4 and 5. <sup>c</sup> Determined by ¹H NMR analysis of the crude product. <sup>d</sup> Combined yields of isolated 4 and 5. <sup>e</sup> Failed to separate compound 5. <sup>f</sup> Failed to separate compound 4.
<figure><img src="image_14.png" /></figure>

<figure><img src="image_15.png" /><figcaption>Fig. 2 Selected ¹H and ¹³C NMR chemical shifts of 4a.</figcaption></figure>

Relevant ¹H and ¹³C chemical shifts of pyrrolo[2,1-a]isoquinolines 4a and 5a are shown in Fig. 2 and 3, respectively. The ¹H NMR spectrum of 4a shows two mutually coupled doublets at δ 2.47 and 2.77 ppm (*J* = 18.9 Hz) corresponding to the diastereotopic 4'-CH₂, as well as two further doublets at δ 4.38 (*J* = 9.3 Hz) and 5.57 ppm (*J* = 9.3 Hz) assigned to the pyrrolidine H-1' and H-10b' protons (Fig. 2), respectively.

Their coupling constants of approximately 9 Hz indicate that these protons are *trans*-arranged. The occurrence and the multiplicity of these signals clearly prove the regiochemistry of the cycloaddition reaction. In contrast, in the ¹H NMR spectrum of regioisomer 5a (Fig. 3), the pyrrolidinyl protons H-2' and H-10b' appear as two singlets resonating at δ 4.64 and 5.74 ppm, respectively. The ¹³C NMR spectra of all synthesized spirooxindoles exhibit two peaks at δ 74.1–76.5 and 177.7–179.2 ppm for the spiro-carbon and the oxindole carbonyl group, respectively.

The regio- and the stereochemical outcome of the cycloadditions were unambiguously ascertained by X-ray analysis of the crystal structure of cycloadducts **4a**, **5a** and **5r**, whose molecular structures are depicted in Fig. 4, 5 and 6, respectively. The crystal data collection and refinement data are summarized in Table 3.

Elucidation of the three structures reveals that (i) the two carbonyl carbons of the enone part and isatin or acenaphthenequinone moieties are in *trans*-relationship, and (ii) a *cis*-relationship between the carbonyl of the oxindole or acenaphthenequinone ring and the proton attached at C-10b'. Thus, the cycloadducts are formed through an *exo*-approach between the **syn**-d₂ and (E)-3-arylidene-1-phenyl-pyrrolidine-2,5-diones 1 (Scheme 4). The cycloaddition proceeds with high *exo*-diastereoselectivity affording in each case only one diastereomer. It is worth noting that our result is in contrast to the observed diastereoselectivity outcome from previously published studies.¹¹

<figure><img src="image_16.png" /><figcaption>Fig. 3 Selected ¹H and ¹³C NMR chemical shifts of 5a.</figcaption></figure>

<figure><img src="image_17.png" /><figcaption>Fig. 4 Ball and sticks presentation of the molecular structure of 4a in the crystal. For clarity, only stereochemically significant hydrogen atoms are shown. Selected bond lengths (Å) and angles (°): C4–N8 1.3991(16), C10–N8 1.3992(16), C10–O3 1.2015(17), C4–O1 1.2012(16), C19–N5 1.4506(18), C27–N5 1.4582(17), C15–N7 1.3441(18), C15–O2 1.2295(16); C4–N8–C10 112.14(11), C27–N5–C20 114.71(11), N5–C20–C36 105.63(12), C19–C16–C25 104.23(10), C25–C27–N5 101.17(10), C27–N5–C19 107.04(11), N5–C19–C15 111.46(11).</figcaption></figure>

These works handled 1,3-dipolar cycloaddition reactions with tetrahydroisoquinolinium *N*-ylides derived from cyclic diketones. The authors revealed that the products were formed selectively through an *endo*-approach between *syn*-ylide and the dipolarophile.

## DFT calculations

To better grasp the experimentally observed high diastereoselectivity in the multicomponent 1,3-dipolar cycloaddition, calculations using the density functional approach (DFT) were performed. The effect of solvent (methanol) was estimated using the polarizable continuum model (PCM) approach.

The model case study was the reaction of the dipolarophile **1a** with azomethine ylide **d**₂b formed from the condensation of THIQ with chloroisatin **2b** which should lead to the formation of the two types of iminium ions, *Z* and *E* (Scheme 5). For the generation of an azomethine ylide *via* a [1,5]-H shift, the oxygen

<figure><img src="image_18.png" /><figcaption>Fig. 5 Ball and sticks presentation of the molecular structure of 5a in the crystal. For clarity, only stereochemically significant hydrogen atoms are shown. Selected bond lengths (Å) and angles (°): C8–O1 1.224(4), C8–N1 1.366(4), N1–C1 1.409(4), C19–O2 1.207(3), C19–N3 1.401(4), N3–C18 1.386(4), C18–O3 1.220(3), N2–C26 1.471(4), N2–C34 1.460(4); C1–N1–C8 112.2(3), C8–C7–N2 112.6(2), C7–N2–C34 116.9(2), C7–N2–C26 105.9(2), C16–C26–N2 103.0(2), C27–C26–N2 110.3(2), C19–N3–C18 112.3(2), N3–C18–C17 108.6(3), N3–C19–C16 108.8(2).</figcaption></figure>
<figure><img src="image_19.png" /><figcaption>**Fig. 6** Ball and sticks presentation of the molecular structure of 5r in the crystal. For clarity, only stereochemically significant hydrogen atoms are shown. Selected bond lengths (Å) and angles (°): C1–O1 1.2134(17), C12–N1 1.4760(18), N1–C21 1.4577(17), C23–O2 1.2086(17), C23–N2 1.3935(17), N2–C30 1.3975(17), C30–O3 1.2107(16); C12–N1–C21 106.09(10), N1–C21–C22 103.57(11), C21–C22–C23 112.90(11), C32–C12–N1 98.54(10), C22–C23–N2 108.53(11), C23–N2–C30 112.73(11), N2–C30–C31 108.11(11), C31–C22–C32 115.82(11).</figcaption></figure>

of the carbonyl group of the E form is spatially too far from the benzylic hydrogen, while in the Z form they are close enough to permit a H-shift.¹⁸ So, one can expect that the **syn-d<sub>2b</sub> N-ylide** would be formed from the Z-iminium salt.

Moreover, and in accordance with our previous work,¹⁶b,¹⁷b the attack of the dipolarophile on **syn-d<sub>2b</sub>** would enforce the inward movement of THIQ ring to the cyclic diketones core, thus enhancing the steric hindrance between these later nuclei. In the case of **anti-d<sub>2b</sub>**, the 1,3-dipolar cycloaddition of the N-ylide would be favoured because no apparent steric hindrance would have evolved from the outward movement of the THIQ core.¹⁴,¹⁵b Therefore, only the **syn-N-ylide** forming azomethine ylide **d<sub>2b</sub>** are considered in the subsequent calculations.

This syn intermediate could in principle react with the dipolarophile **1a** along four reactive channels related to two regioisomeric and two stereoisomeric approaches (Scheme 6). The cycloadducts were labelled **4f**, **4′f**, **5f**, **5′f** and their transition states (TS) **exo-TS1**, **endo-TS1**, **exo-TS2** and **endo-TS2** were energetically optimized and characterized under the same level of calculation by using the Berny analytical gradient method.¹⁹ These TS, which are characterized by a saddle point with a single imaginary frequency, are depicted in Fig. 7. The differences between reactants and transition states in the Gibbs free energy (ΔG), enthalpy (ΔH), entropy (ΔS) and internal energy (ΔU), for the different stationary points along the reactive pathways are compiled in Table 4.

All the energy values have been corrected for the zero point energy. The kinetic parameters (activation energy ΔG‡, ΔH‡, ΔS‡, ΔU‡).

<table><caption>**Table 3** Crystal data collection and structure refinement of 4a, 5a and 5r</caption><thead><tr><th>Compound/formula</th><th>4a/C<sub>34</sub>H<sub>27</sub>N<sub>3</sub>O<sub>3</sub></th><th>5a/C<sub>34</sub>H<sub>27</sub>N<sub>3</sub>O<sub>3</sub></th><th>5r/C<sub>37</sub>H<sub>27</sub>N<sub>3</sub>O<sub>3</sub></th></tr></thead><tbody><tr><td>Formula weight</td><td>525.58</td><td>525.58</td><td>561.61</td></tr><tr><td>Temperature/K</td><td>150(2)</td><td>150(2)</td><td>150(2)</td></tr><tr><td>Wavelength/Å</td><td>0.71073</td><td>0.71073</td><td>0.71069</td></tr><tr><td>Crystal system</td><td>Triclinic</td><td>Orthorhombic</td><td>Monoclinic</td></tr><tr><td>Space group</td><td>P<span style="text-decoration: overline;">1</span></td><td>P<sub>2</sub><sub>1</sub>2<sub>1</sub>2<sub>1</sub></td><td>P<sub>2</sub><sub>1</sub>/<i>c</i></td></tr><tr><td>a/Å</td><td>7.8139(9)</td><td>9.5047(6)</td><td>11.7916(5)</td></tr><tr><td>b/Å</td><td>12.9798(6)</td><td>11.4368(7)</td><td>9.7185(4)</td></tr><tr><td>c/Å</td><td>14.2280(7)</td><td>23.899(2)</td><td>24.5997(10)</td></tr><tr><td>α</td><td>65.084(5)°</td><td>90°</td><td>90°</td></tr><tr><td>β</td><td>80.892(11)°</td><td>90°</td><td>91.888(4)°</td></tr><tr><td>γ</td><td>79.404(3)°</td><td>90°</td><td>90°</td></tr><tr><td>Volume/Å<sup>3</sup></td><td>1281.12(11)</td><td>2598.0(3)</td><td>2817.5(2)</td></tr><tr><td>Z</td><td>2</td><td>4</td><td>4</td></tr><tr><td>Density (calculated) g cm<sup>-3</sup></td><td>1.362</td><td>1.344</td><td>1.324</td></tr><tr><td>Absorp. coefficient/mm<sup>-1</sup></td><td>0.088</td><td>0.087</td><td>0.085</td></tr><tr><td>F(000)</td><td>552.0</td><td>1104.0</td><td>1176</td></tr><tr><td>Crystal size/mm<sup>3</sup></td><td>0.10 × 0.10 × 0.41</td><td>0.19 × 0.11 × 0.07</td><td>0.30 × 0.20 × 0.10</td></tr><tr><td>Theta range for data collection/°</td><td>5.32 to 54.00</td><td>4.61 to 51.99</td><td>4.50 to 54.00</td></tr><tr><td>Index ranges</td><td>-9 ≤ h ≤ 9,<br/>-16 ≤ k ≤ 16<br/>-18 ≤ l ≤ 18</td><td>-10 ≤ h ≤ 11<br/>-12 ≤ k ≤ 14<br/>-26 ≤ l ≤ 29</td><td>-15 ≤ h ≤ 15<br/>-13 ≤ k ≤ 13<br/>-31 ≤ l ≤ 31</td></tr><tr><td>Reflections collected</td><td>33 514</td><td>11 626</td><td>39 113</td></tr><tr><td>Independent reflections</td><td>5562 [R(int) = 0.0384]</td><td>5098 [R(int) = 0.0419]</td><td>6140 [R(int) = 0.0470]</td></tr><tr><td>Refinement method</td><td>Full-matrix least-squares on F<sup>2</sup></td><td>Full-matrix least-squares on F<sup>2</sup></td><td>Full-matrix least-squares on F<sup>2</sup></td></tr><tr><td>Data/restraints/parameters</td><td>5562/1/365</td><td>5098/1/365</td><td>6140/0/407</td></tr><tr><td>Goodness-of-fit on F<sup>2</sup></td><td>1.041</td><td>1.032</td><td>1.016</td></tr><tr><td>Final R indices [I > 2sigma(I)]</td><td>R<sub>1</sub> = 0.0423<br/>wR<sub>2</sub> = 0.0973</td><td>R<sub>1</sub> = 0.0451<br/>wR<sub>2</sub> = 0.0785</td><td>R<sub>1</sub> = 0.0440<br/>wR<sub>2</sub> = 0.0934</td></tr><tr><td>R indices (all data)</td><td>R<sub>1</sub> = 0.0563,<br/>wR<sub>2</sub> = 0.1040</td><td>R<sub>1</sub> = 0.0679,<br/>wR<sub>2</sub> = 0.0875</td><td>R<sub>1</sub> = 0.0607,<br/>wR<sub>2</sub> = 0.1022</td></tr><tr><td>Largest diff. peak and hole/e Å<sup>-3</sup></td><td>0.31 and -0.24</td><td>0.18 and -0.24</td><td>0.26 and -0.24</td></tr></tbody></table>

<figure><img src="image_20.png" /></figure>
<figure><img src="image_21.png" /></figure>

<figure><img src="image_22.png" /><figcaption>Scheme 5 Generation of azomethine ylide d<sub>2b</sub>.</figcaption></figure>

activation enthalpies $ΔH^{\prime\prime}$, and activation entropies $ΔS^{\prime\prime}$ between reactants and TS) are first discussed.

The corresponding activation parameters, $ΔH^{\prime\prime}$, $ΔS^{\prime\prime}$ and $ΔG^{\prime\prime}$, are in fairly good agreement with the experiment results. However, the strong negative entropy values of *exo*-TS1 and *exo*-TS2 suggest a highly ordered rate-determining transition state, as expected for a polar concerted cycloaddition.²⁰

The potential energy requested to reach the TS, i.e., the activation energy, was shown to increase in the following order: *exo*-TS2 *<* *exo*-TS1 *<* *endo*-TS1 *<* *endo*-TS2.

The favoured *exo* approaches compared with the *endo* attack agree well with experimental findings showing that mixtures of the two *exo*-regioisomers are observed only.

The thermodynamic parameters, $ΔG$, $ΔH$ and $ΔS$, between reactants and products of the investigated reactions are reported in Table 4.

The lowest $ΔG$ value is achieved for the *exo* approach on **4f** (3.1 kcal mol⁻¹). In addition, cycloadditions leading to **4f**, **5f**, **4f'** and **5f'** are exothermic processes, and the most negative values of $ΔH$ correspond to **4f** and **5f** (−10.6 and −8.7 kcal mol⁻¹, respectively). It is worth noting that calculations in methanol

solution indicate positive free Gibbs energies ($ΔG > 0$) for these reactions. Moreover, the cycloadduct **4f** resulting from the *exo* approach of *syn*-d<sub>2b</sub> with dipolarophile **1a** is the most favourable thermodynamic product. TSs *exo*-TS1 and *exo*-TS2 of the two cycloadducts **4f** and **5f** respectively, exhibit comparable energies. They are thus the two outcomes, but due to a clear difference in energy, **4f** is the major product.

All the TS are concerted asynchronous as expected for a typical normal-demand 1,3-dipolar cycloaddition. To support this accordance, the two new $σ$ bonds lengths $I_1$ and $I_2$ are measured. At the TSs associated with the approach affording the cycloadducts **4f** and **4f'** (Fig. 7), the length of the C-1'-C-10b' forming bonds are 1.991 Å at *exo*-TS1 and 1.974 Å at *endo*-TS1, while the distance between the C-2' and the C-3' atoms is 2.469 Å at *exo*-TS1 and 2.649 Å at *endo*-TS1. However, the opposite trend is found for fused transition structures (*exo*-TS2 and *endo*-TS2), with forming C-1'-C-3' bond lengths of 1.996 Å and 2.001 Å, respectively. The computed distance between the C-2' and the C-10b' atoms is 2.490 Å at *exo*-TS2 and 2.417 Å at *endo*-TS2.

The extent of the asynchronicity of the bond-formation can thus be measured by the difference between the lengths of the two $σ$ bonds being formed in the reaction, i.e., $Δd = l_1 - l_2$. The asynchronicity at the first trend leading **4f** and **4f'** is $Δd = 0.478$ Å at *exo*-TS1 and 0.675 Å at *endo*-TS1, while that at the second trend affording **5f** and **5f'** is $Δd = 0.494$ Å at *exo*-TS2 and 0.416 Å at *endo*-TS2. Therefore, the formation of the TSs associated with **4f** and **5f** is favoured. In addition, these geometrical parameters indicate that these cycloadditions correspond to asynchronous concerted processes.

Frontier molecular orbitals (FMO) have been determined in order to get global reactivity indices. These indices, namely, electronic chemical potential, $μ$, chemical hardness, $η$, and global electrophilicity, $ω$, are powerful tools for studying the feasibility of the reaction, as well as the reactivity of the reagents.²¹ They have been computed for the separated reagents

<figure><img src="image_23.png" /><figcaption>Scheme 6 Plausible mechanism for the regio- and stereoisomeric 1,3-dipolar cycloaddition reaction of dipolarophile **1a** with *syn*-d<sub>2b</sub>.</figcaption></figure>
<figure><img src="image_24.png" /><figcaption>Fig. 7 Four possible TS for the 1,3-dipolar cycloaddition of syn-d₂b across **1a**, optimized at the B3LYP/6-31G(d,p) level. The lengths of the bonds directly involved in the reaction are given in Å. Coordinates are given in the ESI.†</figcaption></figure>

involved in the [3+2] cycloaddition reaction of dipolarophile **1a** with azomethineylide **syn-d₂b**. The chemical hardness $η$ reveals the stability and reactivity of a chemical system.²²⁻²⁴ The global electrophilicity $ω$ measures the propensity or capacity of a species to accept electrons.²⁴,²⁵ All the data are displayed in Table S1.†

Analysis of the reactive indices suggests that the electronic chemical potential $μ$ of dipole **syn-d₂b** (−3.921 eV) is higher than that of dipolarophile **1a** (−4.343 eV) and the chemical hardness of **syn-d₂b** ($η$ = 3.624 eV) is lower than of **1a** ($η$ = 4.595

eV). This result indicates that the charge transfer will take place from the dipole toward dipolarophile. Over and above, the electrophilicity of dipolarophile **1a** ($ω$ = 2.052 eV) is greater than that of **syn-d₂b** ($ω$ = 2.237 eV), indicating that the 1,3-dipole will act as a nucleophile due to its low $ω$ value and high global nucleophilicity values ($N$ = 4.422 eV). However, the dipole **syn-d₂b** is classified as strong nucleophiles due to its high nucleophilicity index, $N$ > 3 eV.²⁶ **1a** will thus act as an electrophile.

After evaluation of the global nucleophilic/electrophilic character, a local analysis was carried out with the calculation of condensed Fukui functions considering the cationic and anionic systems in their optimized geometries of the corresponding neutral systems. Fukui function parameters have been evaluated through the calculation of the electrostatic potential (ESP) derived atomic populations.²⁷ The calculated local chemical reactivity parameters of **syn-d₂b** and dipolarophile **1a** are shown in Fig. S1 (in the ESI).† We can notice that C-10b' of azomethine ylide **syn-d₂** has more nucleophilic character ($f^−$ = 0.162). On the other hand, the dipolarophile **1a** has the highest electrophilic centre at C-1' ($f^+$ = 0.118). The electrophilicity at C-1' can be attributed to the presence of a strong electron-withdrawing carbonyl group. Thereby, the most favourable nucleophilic/electrophilic interaction will occur between C-10b' carbon atom of **syn-d₂** and C-1' atom of enone

<table><caption>**Table 4** Relative Gibbs free energies at 298.15 K (ΔG, in kcal mol⁻¹), enthalpies (ΔH, in kcal mol⁻¹) and entropies (ΔS, in cal mol⁻¹ K⁻¹) for TSs and adducts of 1,3-dipolar cycloaddition between **syn-d₂b** and **1a**, calculated at the B3LYP/6-31G(d,p) level</caption><thead><tr><th></th><th>ΔG</th><th>ΔH</th><th>ΔS</th><th>ΔU</th></tr></thead><tbody><tr><td>4f</td><td>3.1</td><td>-10.6</td><td>-46.0</td><td>-13.7</td></tr><tr><td>4'f</td><td>6.6</td><td>-6.7</td><td>-44.8</td><td>-9.4</td></tr><tr><td>5f</td><td>6.7</td><td>-8.7</td><td>-51.6</td><td>-11.1</td></tr><tr><td>5'f</td><td>9.6</td><td>-5.4</td><td>-50.1</td><td>-7.7</td></tr><tr><td>exo-TS1</td><td>23.8</td><td>9.5</td><td>-47.8</td><td>8.3</td></tr><tr><td>endo-TS1</td><td>25.5</td><td>11.7</td><td>-46.1</td><td>10.7</td></tr><tr><td>exo-TS2</td><td>23.1</td><td>9.3</td><td>-46.2</td><td>8.2</td></tr><tr><td>endo-TS2</td><td>26.7</td><td>13.2</td><td>-45.3</td><td>12.1</td></tr></tbody></table>
<figure><img src="image_25.png" /></figure>

1a leading to preferred formation of major regioisomer 4f. These results perfectly agree with the experimental observations (Scheme 5).

## Conclusion

We have thus developed an efficient method for the synthesis of a novel class of dispiropyrrolo[2,1-a]isoquinolines fused pyrrolidine-2,5-dione bearing two adjacent spiro-carbons in good to high yields with high diastereoselectivity. Our strategy to prepare these cycloadducts involves three-component 1,3-dipolar cycloaddition reaction between cyclic diketones as tetrahydroisoquinolinium N-ylides precursors and α-alkylidene-succinimides as dipolarophiles. More importantly, these findings proved the versatile utility of this strategy for the synthesis of complex dispiroheteropolycyclic systems, which is of great importance for the development of medicinally active drugs.

An analysis based on theoretical calculations using the DFT approach, B3LYP/6-31G(d,p) reveals that the isomeric spirocycloadducts 4 and 5 are obtained through a 1,3-dipolar cycloaddition reaction *via* a high asynchronous mechanism with very low activation energies, when compared to the other possible reaction paths. This outcome is in agreement with the experimental observations.

## Experimental

### Apparatus and general information

NMR spectra were recorded with a Bruker-Spectrospin AC 300 spectrometer operating at 300 MHz for ¹H and 75 MHz for ¹³C using tetramethylsilane as the internal standard (0.00 ppm) in CDCl₃ as solvent. The following abbreviations were used to explain the multiplicities: bs = broad singlet, s = singlet, d = doublet, m = multiplet.

Elemental analyses were performed on a Perkin Elmer 2400 Series II Elemental CHNS analyzer. Materials: thin-layer chromatography (TLC): TLC plates (Merck, silica gel 60 F₂₅₄ 0.2 mm 200 × 200 nm); substances were detected using UV light at 254 nm.

### Typical representative procedure for preparation of cycloadducts 4a–5a

A mixture of 1a (263 mg, 1.0 mmol), isatin 2a (147 mg, 1 mmol) and tetrahydroisoquinoline 3 (159.7 mg, 1.2 mmol) was refluxed in methanol (5 mL) for 4 h. After completion of the reaction (TLC), the solvent was removed under vacuum. The residue was chromatographed on silica gel employing ethyl acetate-cyclohexane (3 : 7 v/v) as eluent to obtain the pure products 4a (0.26 g, 51%) and 5a (0.17 g, 34%). Spectroscopic data and further experimental details for the all compound are presented in the ESI.†

### DFT calculations

The geometric optimizations of all reactants, TS, and products were performed using the B3LYP functional and the 6-31G(d,p)

basis set in the Gaussian 09 (ref. 27) environment, by using the Berny analytical gradient method.²⁸ The global electrophilicity index, ω, was calculated following the expression,²⁴,²⁵ ω = (μ²/2η), where μ is the electronic chemical potential, μ = (E<sub>HOMO</sub> + E<sub>LUMO</sub>)/2, and η is the chemical hardness, η = (E<sub>LUMO</sub> − E<sub>HOMO</sub>). The Fukui condensed functions have been calculated from local populations found from single point calculations carried out on reduced, neutral, and oxidized forms with geometries optimized for neutral species. The most favourable attack site can also be disclosed by theoretical calculations. The actual DFT-based local chemical reactivity Fukui function parameters for nucleophilic (f<sub>k</sub><sup>+</sup>) and electrophilic (f<sub>k</sub><sup>−</sup>) attacks were calculated through the electrostatic potential (ESP) derived atomic populations.²⁶

Characterizations have been performed under the same level of calculation. Vibrational analysis has been performed for all the stationary points. TS are characterized by a single negative imaginary frequency. For all TS structures, the intrinsic reaction coordinate²⁷ calculation, using the Hessian-based predictor-corrector method,²⁸ was performed to ascertain that each TS connected the expected reactants and products. Thermal corrections were computed from unscaled frequencies for a standard state of 298.15 K and 1 atm in methanol solution and within the harmonic approximation.

### Crystal structure determinations

A suitable crystal of 4a, 5a and 5r was selected and mounted on an Xcalibur, Sapphire3 diffractometer. The crystals were kept at 150(2) K during data collection. Using Olex2,²⁹ the structures were solved with the ShelXS³⁰ structure solution program using Direct Methods and refined with the XL³⁰ refinement package using Least Squares minimisation.

## Conflicts of interest

There are no conflicts to declare.

## Acknowledgements

The computational resources were provided by Calcul Quebec and Compute Canada, through the financial support of the Canadian Foundation for Innovation (CFI).

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