Method and apparatus for forming a restriction in a vessel, duct or lumen

A flexible, small diameter catheter for effecting the formation of a restriction in a vessel, duct or lumen in a living being and methods of using the catheter. The catheter contains a working head arranged for high speed movement with respect to a longitudinal axis of the catheter. The high speed movement of the working head causes the tissue of the vessel, duct or lumen to produce a restriction. In one aspect of the invention the restriction formation is expedited by the expulsion of a liquid and/or particles into the tissue wall adjacent the working head. In another aspect of the invention the working head includes abrasive means thereon for abrading or otherwise sclerosing the tissue of the vessel, duct or lumen adjacent the working head. A sclerosing liquid or a tissue swelling liquid or adhesive agent can also be introduced by the catheter into contact with the tissue of the vessel, duct or lumen to expedite the restriction forming process.

BACKGROUND OF THE INVENTION 
This invention relates generally to medical devices and procedures, and 
more particularly to flexible, power driven catheters for performing 
surgical and other procedures within a vessel, duct or lumen of a living 
being. 
In U.S. patent application Ser. Nos. 06/765,034, (now U.S. Pat. No. 
4,664,112), 06/909,652, (now U.S. Pat. No. 4,681,106), 06/909,802 (now 
U.S. Pat. No. 4,679,558) and 06/914,954, (now U.S. Pat. No. 4,700,905), 
filed on Aug. 12, 1985, Sept. 22, 1986, Sept. 22, 1986 and Oct. 3, 1986, 
respectively, and each entitled Catheter Based Surgical Methods and 
Apparatus Therefor, of which we are co-inventors, and whose disclosures 
are incorporated by reference herein there are disclosed and claimed 
flexible, power driven catheters for performing, with minimum invasion to 
the body, intravascular surgery and other intralumenar procedures. Among 
the procedures disclosed and claimed in those applications are the 
following: peripheral and coronary vascular recanalization via the removal 
of plaque and/or the dilation of vessels, dilation of small bodily lumens, 
such as eustachian or fallopian tubes, removal of thrombi, destruction of 
stones, such as gallstones, kidney stones, bile stones, etc., and in situ 
valvulectomy. 
The catheters disclosed therein basically comprise elongated flexible 
members having a distal end at which a working head is located. The 
working head is arranged to be moved at a high rate of speed with respect 
to the longitudinal axis of the catheter by a drive assembly. In 
accordance with some preferred aspects of the invention the working head 
of rotary and is rotated about the longitudinal axis by the drive 
assembly. The drive assembly includes the elongated drive means for the 
working head and extending through the catheter from the working head to a 
first remote, proximal location. The drive assembly includes elongated 
bearing means which extends down the catheter from a point adjacent the 
working meas to a second remote, proximal location. One of either the 
drive means or the bearing means is formed as a spiral of at least one 
wire wrapped about the other of those means, whereupon the drive means can 
be rotated freely with respect to the other means and to the catheter to 
effect the movement, e.g., rotation, of the working head. The drive means 
and the bearing means cooperate with each other to maintain the drive 
means at a neutral position within the catheter as the catheter is bent 
through any arc up to a minimum radiuus of curvature, while enabling the 
drive means to be rotated at a high rotational speed without resulting in 
undue vibration which would interfere with the procedure being carried out 
by the catheter. 
Notwithstanding the inventions of our earlier noted applications, the need 
presently exists for other medical devices or apparatus for performing 
various other medical and/or surgical procedures or techniques with 
minimal invasion of the body. In particular, the need presently exists for 
effecting the formation of a restriction or occlusion in a vessel, duct or 
lumen of the body, e.g., the formation of a restriction of occlusion of 
the fallopian tube to sterilize a woman, with minimum invasion of the 
woman's body. 
OBJECTS OF THE INVENTION 
Accordingly, it is a general object of this invention to provide an 
apparatus and methods of use thereof for producing a restriction in a 
vessel, duct or lumen in a living being. 
It is still a further object of the instant invention to provide a catheter 
having a working head which is arranged for high speed movement to effect 
a surgical or medical procedure entailing the formation of a restriction 
in a vessel, duct or lumen in the body of a living being and with minimum 
invasion to the body. 
SUMMARY OF THE INVENTION 
These and other objects of the invention are achieved by providing 
apparatus and a method of using the same. The apparatus is arranged to be 
introduced into a vessel, duct or lumen in a living being to produce a 
restriction therein and basically comprises an elongated member having a 
longitudinal axis and a distal end at which a working head is located. The 
apparatus is adapted to be inserted longitudinally into the vessel, duct 
or lumen so that its working head is located adjacent the situs of the 
restriction to be formed. The apparatus includes drive means to cause the 
working head to move at a high rate of speed with respect to the axis of 
the apparatus so that the head movement causes the tissue of the vessel, 
duct or lumen to produce a restriction. 
In accordance with the various aspects of the invention the restriction is 
formed by the working head effecting the sclerosing of the tissue and/or 
causing it to swell. The sclerosing action is effected either by the 
mechanical action, e.g., abrasion, of the working head and/or the 
expulsion of a sclerosing liquid from the apparatus and into contact with 
the tissue. The restriction can also be formed by the expulsion of very 
small particles from the apparatus into contact with the tissue. Moreover, 
the apparatus may be used to inject an adhesive substance into the vessel, 
duct or lumen at the site of the restriction to be formed to produce the 
restriction.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT 
Referring now in greater detail to the various figures of the drawing 
wherein like reference characters refer to like parts, there is shown in 
FIG. 1 the distal end of a catheter 20 for intravascular or other 
intralumenar medical or surgical applications, e.g., fallopian tube 
occlusion. 
The catheter 20 is an elongated member including a flexible drive assembly 
22 (only a portion of which can be seen in FIG. 1) located therein. The 
drive assembly is preferably constructed in accordance with the teachings 
of my co-pending U.S. patent application Ser. Nos. 06/746,220, filed on 
June 19, 1985, now U.S. Pat. No. 4,686,982 entitled Spiral Wire Bearing 
For Rotating Wire Drive Catheter, and 06/938,698, filed on Dec. 5, 1986, 
entitled Catheter With Means to Prevent Wear Debris From Exiting, both 
applications assigned to the same assignee as this application and whose 
disclosures are incorporated by reference herein. The drive assemblies 
disclosed in those applications are particularly suited for in-body 
surgical and/or medical applications, but can be used for other 
applications requiring the transmission of power at high speeds and low 
torque, through a very narrow path, including bends of small, e.g., 0.75 
inch (1.9 cm) radiuus of curvature. 
Located at the distal end of the catheter 20 is a working head or tool 24. 
The working head is arranged to be moved at a high speed with respect to 
the catheter by the drive assembly to effect the procedure to be carried 
out by the catheter. The proximal end of the drive assembly of the 
catheter and which is located outside the patient's body is adapted to be 
connected to a source of rotary power, e.g., an electric motor (not 
shown). In the preferred embodiment disclosed herein the drive means 22 
effects the rotary movement of the working head 24 under the power 
provided from the remote power source (motor). 
In accordance with the preferred embodiment shown herein the working head 
24 is arranged to be rotated at a high rate of speed about the 
longitudinal axis of the catheter. However, if desired, the high speed 
movement of the working head can be reciprocating longitudinal motion 
along that axis or the combination of rotary and reciprocating motion with 
respect to the axis. To that end, the catheter 20 can utilize the 
teachings of my co-pending U.S. patent application Ser. No. 922,978, filed 
on Oct. 24, 1986, now U.S. Pat. No. 4,749,376, entitled Reciprocating 
Working Head Catheter assigned to the same assignee as this invention, and 
whose disclosure is incorporated by reference herein. In addition, other 
means for effecting rotary and/or reciprocating motion and/or other types 
of motion of the working head can be used in the catheter 20. 
When the catheter is used for forming a restriction in a vessel, duct or 
lumen of a living being, such as the fallopian tube, the catheter is 
introduced os externum and then the catheter is guided into the isthmus of 
the fallopian tube to the site of the restriction to be formed. This 
guiding action may be achieved by use of a guiding catheter and/or fiber 
optic imaging. 
The details of the distal end of the embodiment of the catheter 20 shown in 
FIG. 1 will now be described. As can be seen therein the catheter 
basically comprises an elongated flexible tubular member or jacket 26 
which is formed of a suitable material, e.g., plastic, and which has a 
small outside diameter. In the preferred embodiment shown herein the 
outside diameter is approximately 1 mm. (3 French). This size catheter is 
merely exemplary. Thus, in accordance with this invention, the catheter 
can be constructed as small as 2 French (0.7 mm.) and as large as 12 
French (4 mm.). 
At the distal end of the catheter there is secured a sleevelike bushing 28. 
The bushing includes a flanged end face 30 arranged to abut the end of the 
catheter's jacket 26 and a tubular portion 32. The outside diameter of 
portion 32 is approximately that of the inside diameter of the catheter's 
jacket 26 so that it is snuggly fit therein. The bushing is held firmly in 
place by a retaining band 34 which tightly encircles the periphery jacket 
26 so that plural gripping teeth 36, which are located about the periphery 
of the tubular portion 28, dig into the interior surface of the catheter 
jacket 26 and hold the bushing tightly in place therein. The bushing also 
includes a central bore 38 extending therethrough and aligned with the 
longitudinal central axis 40 of the catheter. The working head 24 includes 
a mounting shank or axle 42 projecting proximally and passing through the 
bore 38 and the bushing 28. A multistrand drive cable 44 constructed in 
accordance with the teaching of my aforementioned co-pending U.S. patent 
application Ser. No. 746,220 extends down the catheter's jacket 26 
coaxially with axis 40 and terminates and is disposed within a 
longitudinally extending bore 46 in the shank 42 of the working head 24. 
The end of the drive cable 44 is secured in place in the bore 46 via a 
laser weld joint 48. 
The construction of the working head 24 will be described later. Suffice if 
for now to state that the head 24 includes a generally planar rear surface 
50 which engages the front surface 52 of the bushing's flange 30. The 
working head is prevented from axial movement within the bushing 28 by 
virtue of a retaining ring 54 mounted on the proximal end of the working 
head axle 42 contiguous with the proximal end of the bushing. The 
retaining ring is secured to the proximal end of the working head axle via 
another laser weld 48. 
The drive cable 44 is supported in the central position along axis 40 by 
means of a spiral bearing 56. The spiral bearing is constructed in 
accordance with the teachings of my aforenoted co-pending U.S. patent 
application Ser. No. 746,220. Thus, as can be seen the bearing 56 
basically comprises a helical or spiral cylindrical coil of wire 
surrounding the multistrand drive cable 48. The spiral bearing wire 56 
extends substantially the entire length of the catheter from a proximally 
located point adjacent the drive motor (not shown) to the distal end of 
the catheter. The outer diameter of the bearing coil 56 is sufficiently 
great so that its loops just clear the interior surface of the catheter's 
jacket 26 to hold the bearing generally centered on axis 40 in place 
therein. The inside diameter of the central passageway 58 extending down 
the length of the bearing coil 56 is just slightly greater than the 
outside diameter of the drive cable 48 so that the drive cable can freely 
rotate about axis 40 therein. 
It should be pointed out at this junction that the drive cable 44 is 
preferably drawn or swaged so that its outer periphery has a greater 
contact surface with the spiral bearing 56 than if the cable were 
unswaged. This feature is shown and claimed in my aforementioned 
co-pending U.S. patent application Ser. No. 06/938,698. The inner surface 
of the spiral wire bearing, that is, the surface forming the passageway 58 
extending through the bearing, is substantially linear, e.g., the spiral 
wire is of generally rectangular cross section, in order to further 
increase the engaging surface area with the drive cable 44. With a drive 
assembly constructed as described above, the drive cable 44 can be rotated 
at a high rate os speed, e.g., from 10,000 to 200,000 rpm, while the 
catheter is bent through a small radius of curvature, e.g., 0.75 inch (1.9 
cm), and without the creation of any standing waves which could result in 
unwanted vibration to the catheter during its use. 
The spacing between the convolutions of the spiral bearing 56, the inner 
surface 60 of the catheter's jacket 26, and the outer surface drive cable 
44 form a passageway 62 through which a material can flow from the 
proximal end of the catheter to the distal end. That material can be a 
liquid, e.g., a saline solution, to cool or lubricate the bearing system. 
Moreover, as will be described in detail later, the catheter is arranged 
so that the liquid is expelled from the catheter at the working head and 
into contact with the tissue of the vessel, duct or lumen located adjacent 
thereto to aid in the restriction forming process. As will also be 
described in detail later the liquid, or some other fluid, such as a 
slurry, can be used to carry a stream of very small, micron size, 
particles, down the catheter and to the working head, whereupon the 
particles are expelled thereat and into contact with the tissue of the 
vessel, duct or lumen located adjacent thereto in order to aid in the 
restriction forming process. 
The means for enabling the fluid and/or particles to exit the catheter at 
its distal end will now be described. Thus, as can be seen in the figures, 
four, equidistantly spaced grooves, 64 extend down the central bore 46 of 
the bushing 28. The distal end of each groove 64 terminates at a fluid 
exit port 66 located at the distal end of flange 30 of the bushing, while 
the proximal end of each groove 64 terminates in a respective generally 
radially extending relieved groove 68. The fluid and/or particles carried 
by the fluid (and not shown due to their very small size) flow down the 
catheter in the direction of arrows denoted by the reference numeral 70 
under pressure, denoted by the reference character P in FIG. 3, into the 
relieved grooves 68, through the associated longitudinal grooves 64 and 
out through the ports 66 at the end face of the catheter closely adjacent 
to the longitudinal axis. The shape of the working head 24, as will be 
described hereinafter, imparts momentum to the liquid and/or particles as 
it rotates about axis 40, whereupon the liquid and/or particles flow out 
of the catheter in a generally hemispherical pattern in the directions of 
arrows 72 as shown in FIG. 3, and which will be described later. 
As seen clearly in FIG. 2 the working head 24 basically comprises a convex 
shaped tip of generally hemispherical shape including a pair of non-sharp 
impacting surfaces 24A and 24B. The impacting surfaces 24A and 24B are 
formed by rounded or radiussed edges of a respective pair of cam surfaces 
24C and 24D. Those surfaces are formed by the convex outer portions of the 
working head 24 located between a pair of relieved, e.g., flat surfaces 
24E and 24F. Thus, the cam surfaces 24C and 24D are sections of the 
surface of a sphere. The interface of the cam surfaces 24C and 24D with 
the relieved surfaces 24E and 24F are substantially rounded (radiussed), 
e.g., 0.1 mm, so that each interface surface is not sharp (although in the 
scale of the drawings herein it may appear to be a somewhat sharp line). 
The relieved surfaces 24E and 24F taper toward each other in a direction 
toward the distal end of the working head, with the maximum spacing 
between the relieved surfaces being approximately the diameter of the 
working head axle or shaft 42. Thus, the flat or relieved surfaces are at 
a negative rake angle to the cam surfaces. 
As can be seen in FIG. 2 the portion of the working head cam surfaces 24C 
and 24D contiguous with the rotational axis 40 is relieved by the 
formation of two diametrically opposed planar sections 24G and 24H. The 
radiussed surfaces at the interface of the cam surfaces and the planar 
relieved surfaces have approximately a zero degree clearance, while the 
radiussed surfaces at the interface of the cam surfaces and the relieved 
surfaces form a ten (10) degree clearance. Thus, the working head 24 has 
zero clearance at large radial distances from the rotational axis and ten 
degree clearance at small radial distances. This feature compensates for 
the lower velocity of the radiussed surfaces at smaller radial distances. 
As can be seen clearly in FIG. 2 by virtue of the shape of the working head 
24 as described above the fluid exit ports 66 at the distal end of any two 
diametrically opposed grooves are uncovered or exposed by the relieved 
surfaces 24E and 24F to enable fluid and/or particles passing through 
those grooves to exit the ports. As will be appreciated by those skilled 
in the art, since the working head rotates, the relieved surfaces of the 
working head sequentially cover and uncover the diametrically opposed 
ports 66 at the distal end of the grooves. Thus, the fluid and/or particle 
jets exiting at the distal end of the catheter are immediately accelerated 
laterally by the relieved, e.g., flatted surfaces. The fluid and/or 
particle stream is thus broken up into small segments, bullets or slugs, 
denoted by the arrows 72 and which develop considerable momentum as they 
are flung radially outward toward the wall of the vessel, duct or lumen. 
These fluid and/or particle slugs thus impact the tissue contiguous with 
the working head and transfer their momentum thereto. 
In accordance with one method aspect of this invention the fluid comprises 
a saline solution, or some other liquid, which, when it impacts the tissue 
adjacent the working head, causes the tissue to swell so that the 
passageway in the vessel, duct or lumen is restricted, e.g., partially or 
fully occluded. In accordance with another aspect of this invention, 
liquid may be a sclerosing liquid, e.g., hypertonic or hypotonic saline, 
alcohol, etc., so that when it is expelled at the working head and into 
contact with the vessel, duct or lumen tissue contiguous with the working 
head that tissue is sclerosed, whereupon it forms a restriction thereat. 
In accordance with yet another aspect of the method of this invention, the 
fluid may include a multitude of extremely small, e.g., micron size, 
particles, which are expelled radially at the working head so they are 
embedded in the tissue contiguous therewith. These particles may be in the 
form of an inert material, e.g., Teflon, or may be formed of an active 
material, so that once embedded they cause the tissue to change, e.g., 
form scar tissue, whereupon a restriction is created thereat. 
In accordance with another aspect of this invention, the restriction in the 
vessel, duct or lumen may be formed by a mechanical sclerosis and/or 
abrading action of the moving working head itself. In this connection, the 
working head may include a plurality of very fine abrasion particles 74, 
e.g., diamond or boron nitride grit in the range of 5-200 microns, on its 
outer surfaces. Accordingly, the high speed rotation of the working head 
causes the abrasive particles to slightly sclerose or abrade the tissue, 
thereby causing the tissue to form a restriction thereat. 
In accordance with another aspect of this invention the catheter may be 
used to introduce and distribute an adhesive agent into the vessel, duct 
or lumen at the site of the restriction. This adhesive may be used by 
itself to effect the formation of the restriction or may work in 
conjunction with the other process(es) disclosed herein to aid in the 
restriction forming process. 
Without further elaboration the foregoing will so fully illustrate our 
invention that others may, by applying current or future knowledge, adopt 
the same for use under various conditions of service.