Turbomachinery incorporating heat transfer reduction features

A turbocharger includes a turbine and compressor housing attached by a circumferential clamp with circumferentially staggered contact points between the clamp and the housings to reduce heat transfer from the turbine housing to the compressor housing. The mass of the turbine housing is reduced and the mass of the compressor housing is increased to reduce the transfer of heat from the turbine housing to the compressor housing from the thermal flux of the turbine side heat energy. The compressor housing mass is increased by incorporating a heat-transfer interface between the compressor housing and the oil reservoir cover, which oil reservoir extends circumferentially around the axis of the turbocharger rotor shaft. Concentricity between the components of the turbocharger is achieved by creating the radial junction between the turbine and compressor backwalls on the smallest feasible diameter to minimize the effects of thermally induced distortion on component concentricity. The compressor side backwall is fitted with an insert having a mean coefficient of thermal expansion equal to or greater than the average of the mean coefficient of thermal expansion of the turbine and compressor backwalls to maintain proper concentricity between the turbine housing and the compressor housing even though such housings are formed of different materials having different coefficients of thermal conductivity and thermal expansion.

TECHNICAL FIELD OF THE INVENTION 
The present invention relates to turbomachinery and more particularly to 
turbomachinery with variable turbine inlet and fixed turbine inlet designs 
incorporating heat transfer reduction features. 
BACKGROUND OF THE INVENTION 
Turbomachinery, such as turbochargers, have been used as a means of greatly 
extending the power range and flexibility of internal combustion engines. 
These devices use engine exhaust to drive a turbine which in turn drives a 
compressor for supplying a compressed air charge to the engine. In most 
configurations, the turbine and compressor rotors rotate on a rotor shaft 
supported on bearings, such as journal, flat disc-type thrust bearings or 
ball bearings. Although the use of ball bearings improve the 
turbomachinery operation and efficiency, because of the proximity of the 
bearings to the hot exhaust gases used to drive the turbine rotor, they 
are susceptible to damage and are more vulnerable to the problems caused 
by overheating than journal bearings or flat disc-type thrust bearings. 
One design incorporating ball bearings is shown in U.S. Pat. No. 4,179,247, 
to Osborn. In this design, the bearing assemblies are separated from the 
turbine and thus are spaced from the intense heat to which the turbine is 
subjected. The compressor rotor and turbine rotor are located in an 
overhung position with the compressor rotor positioned between the turbine 
rotor and the bearings. Further, control structure for controlling the 
turbine inlet nozzle area is positioned between the turbine side of the 
turbocharger and the compressor side to insulate the bearings from the 
turbine exhaust gases. 
Because of the criticality of precision ball bearings used in 
turbomachinery, including turbochargers, bearing life can be extended, and 
the overall longevity of the turbocharger increased by further reducing 
heat which may be transferred from the turbine side of the turbomachinery 
to the bearings. Thus, although the design shown in U.S. Pat. No. 
4,179,247 reduces the amount of heat ultimately transferred to the 
bearings, a need exists for further isolating the bearings to reduce the 
transfer of heat thereto and for a means for preventing lubricant used for 
the bearings from reaching elevated temperatures. 
Further, it has been demonstrated that providing a separate reservoir of 
oil for lubrication of the bearings of turbomachinery, rather than use of 
the oil in the internal combustion engine on which the turbomachinery is 
mounted, greatly enhances the life of the turbocharger. However, providing 
such a reservoir as a part of the turbomachinery housing limits the 
application of prior designs to certain engines because of the restriction 
on the orientation of the turbocharger for purposes of assuring proper oil 
delivery to the bearings. Thus, a need exists for a design which permits 
unlimited orientation of the turbomachinery relative to the engine on 
which it is mounted. 
For proper operation, turbomachinery must function within and maintain very 
close tolerances between the turbine and compressor rotors and the 
surrounding housing. This requires that the compressor housing and turbine 
housing maintain proper concentricity with respect to the compressor and 
turbine rotors and therefore with respect to each other. Achieving this 
result is difficult in that such housings are formed of different 
materials having different coefficients of thermal expansion. Thus, a need 
exists for a way to maintain concentricity between components. 
SUMMARY OF THE INVENTION 
The present invention provides improvements to turbomachinery, and in 
particular to turbochargers used on internal combustion engines, which 
overcome many of the disadvantages heretofore experienced in 
turbomachinery. 
In accordance with one aspect of the invention, a circumferential clamp is 
used to attach the compressor housing and the turbine housing to minimize 
the conductive heat transfer from the turbine housing to the compressor 
housing. The clamp is comprised of a band which at least partially 
encircles the turbine housing and compressor housing and engages both 
housings. The band has a first set of engagement surfaces for engaging the 
turbine housing and a second set of engagement surfaces for engaging the 
compressor housing. The first set of engagement surfaces are 
circumferentially staggered relative to the second set of surfaces. In one 
embodiment of the invention, the first set of engagement surfaces are 
staggered such that the projection of the areas of the first set of 
surfaces along axes parallel to the longitudinal axis of the turbocharger 
does not project on certain of the surfaces of the second set of 
engagement surfaces. 
In a further embodiment of the invention, the clamp has an outer band with 
the engagement surfaces being on pads positioned at an incline from the 
outer band. Using a select number of engagement surfaces reduces the 
contact area between the clamp and the compressor and turbine housings 
thereby decreasing the heat transfer without compromising clamping 
strength or economy of manufacturing. The materials of the turbine housing 
and compressor housing are different, each having a different compressive 
yield strength. Knowing the axial clamping force of the clamp, the number 
and size of the engagement surfaces can be calculated. Further, by 
staggering the engagement surfaces along the circumference of the clamp, 
the path of heat flux can be lengthened thereby increasing the time 
required for heat to travel from the turbine side to the compressor side 
flanges. The number and size of engagement surfaces are designed based on 
the compressive yield strength of the material of the respective housings. 
An optimum ratio of turbine side to compressor side engagement areas can 
be derived which maximizes the heat flux path-length while avoiding 
localized stresses which approach the compressive yield strength of the 
respective flange material. Simultaneously, the design minimizes the total 
contact area between the clamp and the housing flanges thereby reducing 
the heat flux path. 
The present invention also reduces the temperature rise of the compressor 
housing resulting from conduction and radiation from the turbine housing 
by mass redistribution of the components. Where the turbocharger is shut 
down in any high heat situation, a substantial amount of heat and energy 
must be dissipated from the turbine side. Radiant cooling to the 
atmosphere occurs at a maximum theoretical rate determined by ambient 
conditions, exterior surface area as well as other factors. A substantial 
amount of heat is transferred to the compressor side by conduction and 
radiation, where it is subsequently dissipated. Where thermal insulation 
has been optimized to minimize conduction of heat energy between the 
turbine and the compressor sides, further design to control the rate of 
heat transfer results in little practical effect. The thermal flux (amount 
of heat transferred between components in a given time) is limited by the 
thermal conductivity of the optimized insulation design and is, therefore, 
predictable. However, because the quantity of heat is a given in any hot 
shutdown situation, the ability of the turbine housing to store and 
dissipate that energy is a primary influence on the inevitable transfer of 
heat to the compressor side. While practical limitations on casting 
techniques, material costs and other design considerations govern the 
effective outside surface area that can dissipate heat from the turbine 
housing to the atmosphere, the effective heat content can be minimized by 
reducing the total mass of the turbine housing. Thus, the present 
invention takes advantage of this situation by carefully engineering thin 
wall sections with highly stressed bosses and flanges thereby appreciably 
reducing the capacity of the turbine housing to retain heat after a hot 
shutdown. 
To further prevent temperature rise in the compressor side, the compressor 
side mass is increased. By increasing the mass of the compressor housing 
casting and its subcomponents, the resulting temperature increase from the 
thermal flux of the turbine side heat energy is minimized. Thus, in the 
present invention the turbine and compressor housings are designed such 
that the mass ratio of the turbine side to the compressor side is equal to 
or less than 2.0. 
The effective mass of the compressor housing is increased by incorporating 
a heat-transfer interface in the oil reservoir cover design. The location, 
geometry and surface finish of axial and radial mating surfaces between 
the compressor housing and the oil reservoir cover assure that effective 
contact is maintained throughout and after a hot shutdown situation. This 
control of the heat flux path enhances dissipation of excess heat energy, 
further protecting the precise miniature bearings used in the 
turbocharger. 
The use of a quantity of synthetic lubricant oil contained within the 
integral oil reservoir contributes to the total mass of the compressor 
section, further enhancing heat absorption capacity. The oil is in contact 
with surfaces of both the compressor housing and the reservoir cover and 
thus heat transfer between respective components is improved. Localized 
variances and surface temperature are reduced as well. Moreover, the mass 
of reservoir housing and quantity of lubrication oil augments that of the 
compressor housing and this increased mass on the compressor side improves 
the durability of the unit by reducing the peak thermal exposure 
experienced by the bearings. 
In accordance with still another embodiment of the invention, the present 
turbocharger incorporates a circular oil reservoir having a chamber which 
extends circumferentially around the axis of the turbocharger rotor shaft. 
Wicks extend from the reservoir chamber to supply oil to the bearings. 
Because the oil reservoir extends circumferentially around the axis of the 
turbocharger, the turbocharger may be installed in any orientation 
relative to the turbocharger axis. Further, the oil reservoir chamber 
comprises a removable housing section that is releasably connected to the 
compressor housing. In one embodiment of the invention, this releasable 
connection to the compressor housing is accomplished by using elastomeric 
seals, such as O-rings. Not only do the O-rings form a leak-tight barrier 
between the compressor housing and the oil reservoir cover, such 
elastomeric seals also retain the reservoir cover in place thereby 
eliminating the need for mechanical fasteners. This is accomplished by 
positioning an outer elastomeric seal in a circumferential groove in the 
compressor housing and a circumferential groove in the oil reservoir 
housing. 
By using an oil reservoir housing interface which is radially symmetrical 
with the compressor housing and mates directly with the compressor 
housing, the oil reservoir housing can be designed to accommodate 
different diameter air supply hoses or ducting as needed and can be 
positioned in any angular orientation relative to the compressor housing. 
Maintaining concentricity between components is a necessity in the design 
and manufacture of turbomachinery. This is achieved in the present 
invention by creating the radial junction between the turbine and 
compressor backwalls on the smallest feasible diameter to minimize the 
effects of thermally induced distortion on component concentricity. With 
the use of a overhung rotor design wherein the compressor and turbine 
rotors are positioned to one side of the bearing assembly, this juncture 
is within a region of high temperature differences. Moreover, the use of 
differing materials in the turbine backwall and the compressor backwall 
introduces vastly different coefficients of thermal conductivity (K) and 
thermal expansion (CTE). Furthermore, this component interface must endure 
considerable mechanical loading, vibration-induced wear and exposure to 
corrosive exhaust gases. 
The present design overcomes these difficulties by integrating an insert 
into the compressor side backwall designed to provide low thermal 
conductivity and durable surface-wear characteristics at the 
turbine-to-compressor interface. This is accomplished by using a 
specifically designed insert, having a mean coefficient of thermal 
expansion equal to or greater than the average of the mean coefficient of 
thermal expansion of the turbine and compressor backwalls. In the 
preferred embodiment, this coefficient of the insert is greater than the 
average of the coefficients of the turbine and compressor backwalls. This 
insert is then incorporated into the compressor backwall by being cast as 
an integral part thereof. This assures mechanical integrity. As such, the 
design results in better radial concentricity and improved surface-wear 
characteristics and resistance to hot, corrosive gases. By controlling 
concentricity, blade tip clearance can be reduced, to as small as 0.0065 
in., resulting in greatly improved compressor and turbine efficiencies. 
Therefore, in accordance with one embodiment of the invention, a 
turbocharger is designed to maintain proper concentricity between the 
turbine housing and the compressor housing even though such housings are 
formed of different materials having different coefficients of thermal 
conductivity and thermal expansion. The turbocharger includes a turbine 
housing and a compressor housing with the turbine housing formed of a 
first metal, such as cast iron, and the compressor housing formed of a 
different metal, such as aluminum. A turbine and compressor rotor are 
mounted on a shaft for rotation in the turbocharger housing. The turbine 
housing has a backwall positioned between the turbine rotor and the 
compressor rotor and is formed from the first metal. The compressor 
housing has a backwall between the turbine rotor and compressor rotor and 
is formed of the second metal. A metal insert is cast into the compressor 
backwall and is positioned for engagement with the turbine backwall for 
aligning the turbine housing relative to the compressor housing. The 
insert is formed of a material having a coefficient of thermal 
conductivity less than that of the turbine backwall and a coefficient of 
thermal expansion equal to or greater than (and preferentially greater 
than) the average of that of the turbine and compressor backwalls. 
In a further embodiment of the invention, the insert has a dovetail 
protrusion along its radially outwardly directed face which is fully 
engaged on all sides by the compressor backwall. This is achieved by 
casting the compressor backwall around the insert. 
In accordance with another embodiment of the invention, the alignment 
junction between the turbine housing and compressor housing is along a 
radial surface on the insert and the turbine backwall. This radial surface 
has a diameter which is as small as possible and is less than the diameter 
of the backwalls and of the compressor or turbine rotors.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS 
FIG. 1 is a perspective view of a turbocharger 20 embodying the present 
invention. The turbocharger includes a compressor side 22 having a 
compressor air inlet 24 and a compressor discharge 26 (shown in FIG. 3) 
formed therein. Turbocharger 20 also includes a turbine side 28 having a 
turbine inlet 30 and a turbine outlet 32. The compressor side 22 and a 
turbine side 28 are joined by a clamp 34. In operation of the 
turbocharger, air is drawn into inlet 24 and compressed air is discharged 
from compressor discharge 26 to an internal combustion engine on which the 
turbocharger is mounted. Exhaust from the engine is channeled into turbine 
inlet 30 to drive the turbocharger turbine and is exhausted through 
turbine outlet 32. 
Referring to FIGS. 2 and 3, compressor side 22 consists of a housing 40 
having an inlet wall 44 with a transverse wall 46 formed integrally 
therewith. A circumferential chamber 48 is formed from wall 46 remote from 
the inlet wall 44 and has a varying area around its circumference 
increasing to the discharge provided by compressor exhaust 26 (FIG. 3). An 
oil reservoir extension sleeve 58 extends from housing 40 and has a 
circumferential groove 60 therein. A circumferential chamber 62 is formed 
between extension sleeve 58 and inlet wall 44. 
An assembly flange 64 is formed on the opposite end of housing 40 and has 
an inclined surface 66 to facilitate assembly as will be described 
hereinafter. A forward compressor scroll insert 50 includes a tubular 
throat 52 and a circular disc 53 attached transversely to one end of 
throat 52. Throat 52 has an inside wall surface 54 that defines the area 
around the turbocharger compressor inlet and an outer surface 55 for 
mating with a corresponding surface 56 formed in the inside surface of 
inlet wall 44. Insert 50 is inserted within and mated with the inlet 
defined by inlet wall 44. 
Referring still to FIGS. 2 and 3, a bearing support cylinder 80 is 
supported concentrically within inlet wall 44 by three equally spaced 
struts 82 extending inwardly from the wall 44. Bearing support cylinder 80 
houses bearing assemblies, which will be described hereinafter in greater 
detail, for supporting the turbocharger compressor and rotor. 
The compressor side 22 includes a compressor backwall 86 which is received 
within compressor housing 40. Compressor backwall 86 has an outwardly 
directed circumferential surface 88 that confronts a corresponding 
inwardly facing circumferential wall 90 formed in compressor housing 40. 
As is shown in greater detail in FIG. 6, compressor backwall 86 has a 
cylindrical extension 92 which encircles a metal insert 94. Metal insert 
94 has a disc portion 96 and a sleeve portion 98 having a radially 
extending dovetail portion 100. Insert 94 has radial outwardly facing 
surfaces 106 and 108 which confront and are in surface to surface contact 
with radially inwardly facing surfaces 110 and 112, respectively, on 
backwell 86. Disc portion 96 has a bore therethrough for receiving the 
turbine and compressor shaft as will be described hereinafter in greater 
detail. Metal insert 94 has a annular groove 104 formed in its inwardly 
exposed face. 
In accordance with one embodiment of the invention, compressor housing 40 
and compressor scroll insert 50 are aluminum, preferably 384 (AISI) and 
compressor backwall 86 is aluminum, preferably 354 (AISI), although it 
will be understood that other suitable aluminum casting alloys may be 
used. In one embodiment, the backwall has a mean coefficient of thermal 
expansion of 
##EQU1## 
and a conductivity (K) value of 
##EQU2## 
In contrast, metal insert 94 is stainless steel, preferably 304 (AISI), 
and has a coefficient of thermal expansion 
##EQU3## 
and a K value of 
##EQU4## 
Referring to the turbine side 28 of the turbocharger, the turbocharger 
includes a turbine housing 120 with an exhaust port 122 leading to a 
forward turbine scroll 124 that defines a circumferential chamber 126 for 
receiving exhaust gases from inlet 30 (FIG. 1). On the face confronting 
the compressor side, turbine housing 120 has a flange 140 with an inclined 
wall 142 defined thereon. Turbine housing 120 receives a turbine backwall 
130. Both turbine backwall 130 and turbine housing 120 are heat resistor 
alloy castings; however, it will be understood by those skilled in the art 
that various high temperature materials may be used. The turbine backwall 
has a coefficient of thermal expansion of 
##EQU5## 
and a K value of 
##EQU6## 
Thus, insert 94 has a coefficient of thermal conductivity less than that of 
both the compressor backwall and turbine backwall and acts as an insulator 
and also has a coefficient of thermal expansion greater than the average 
of that of the turbine and compressor backwalls. 
Turbine backwall 130 has a disc portion 132 with a sleeve portion 134 
extending therefrom. Sleeve portion has an external annular groove formed 
therein for receiving a seal ring 136. As can be seen in the section view 
of FIG. 2, sleeve portion 134 is received within metal insert 94 of the 
compressor backwall 86. Seal 136 is positioned such that, in the assembled 
position, it occupies the annular groove 138 in sleeve portion 134 of 
turbine backwall 130 and annular groove 104 of sleeve portion 98 of metal 
insert 94. As can be seen in FIGS. 2 and 3, a plurality of labyrinth seals 
150 are positioned within bore 152 in turbine backwall 130. 
A radial flow turbine rotor 200 is fixedly attached on one end of the rotor 
shaft 202, such as by welding. A compressor rotor 204 is mounted on shaft 
202 using a press on retainer 206. Compressor rotor 204 is drilled to 
receive shaft 202 and counterbored to form bore 214. Bore 214 has a 
diameter larger than the outer diameter of retainer 206 such that the 
retainer may be pressed onto shaft 202 near engagement with the bottom 
wall of bore 214 to retain the compressor rotor in position on shaft 202. 
A compressor rotor shim 210 is positioned between compressor rotor 204 and 
a step 212 in shaft 202 to accurately position the compressor rotor in the 
axial direction. Compressor rotor 204 and turbine rotor 200 are supported 
in an overhung position to one side by ball bearing assemblies 220 and 222 
housed within bearing support cylinder 80. 
Bearing assemblies 220 and 222 and the mounting of the turbine and 
compressor rotors from shaft 202 relative to the bearing assemblies will 
be described with reference to FIG. 2. Bearing support cylinder 80 has an 
inner sleeve 238 fitted therein. An outer raceway 240 is formed in a 
raceway ring 242 positioned relative to sleeve 238. The bearing assembly 
222 is made by positioning a full compliment of balls 246 in raceway 248 
formed on shaft 202 and engaging raceway ring 242 therearound. 
Referring to bearing assembly 220, an outer raceway 260 is formed in ring 
262 with the ball radius on only side therein. Balls 264 are assembled by 
moving outer ring 262 to compress spring 268 and inserting a full 
compliment of balls in raceway 270 formed on shaft 202. As can be seen in 
FIG. 2, spring 268 acts between ring 262 and a step formed within sleeve 
238. 
In one embodiment of the invention, the turbocharger according to the 
present invention is of the type which incorporates variable turbine inlet 
area controls. Such controls are used to the selective change of the 
turbine nozzle area to control the speed or pressure output of the 
turbocharger. While the embodiment shown in FIGS. 1 through 3 incorporates 
structure for varying the turbine nozzle area, it will be understood that 
the structures described in the present invention may separately be 
applied to turbochargers which have a fixed turbine nozzle inlet area such 
as that shown in FIG. 7. 
By selectively varying the turbine nozzle area, the turbocharger speed and 
pressure output can be controlled. Referring to FIGS. 1, 2 and 3, exhaust 
gas from the internal combustion engine on which the turbocharger is 
mounted is injected into the turbocharger through turbine inlet 30 and 
channeled against the blades of turbine rotor 200 through a nozzle area 
280 formed by turbine backwall 130, forward turbine scroll 124 and a 
plurality of nozzle vanes 300. Turbine backwall 130 has a plurality of 
apertures 154 formed through disc portion 132. These apertures are fitted 
with sleeves 156. Nozzle vanes 300 are supported on trunnions 302 which 
extend through turbine backwell 130 and sleeves 156. These vanes 300 are 
positioned circumferentially around the nozzle area and are rotatable to 
vary flow velocity and angle of exhaust gas to turbine rotor 200. This 
nozzle area is controlled by control structure 304 positioned between 
compressor backwall 86 and turbine backwall 130 in an air space gap 320. 
Referring to FIG. 2 in conjunction with FIG. 3, nozzle vanes 300 include 
trunnions 302 which extend through backwall 130 and sleeves 156. Trunnions 
302 are attached to activation levers 310. A ball end 312 is formed on one 
end of each activation lever. These ball ends extend into radial slots 314 
formed in a control ring 316. Control ring 316 is concentrically 
positioned about the axis of shaft 202 and is received on the cylindrical 
extension 92 formed on compressor backwall 86. 
In a preferred embodiment of the invention, control ring 316 includes an 
inner ring 350 and an outer ring 352 formed with an inner and outer 
raceway, respectively, for receiving a plurality of balls 354 
therebetween. Inner ring 350 is fixedly attached to the cylindrical 
extension 92. Extending from the compressor backwall, an outer ring 352 
rotates angularly relative to the inner ring. Referring to FIG. 3, it can 
be seen that by rotation of outer ring 352, each of the activation levers 
310 is rotated about the axes of trunnions 302, resulting in simultaneous 
rotation of each nozzle vane 300. As is shown in FIG. 3, one of the 
activation levers 310a includes an extension 360 which is engaged by a 
block attached to a control rod 362. By movement of control rod 362, 
activation lever 310a is pivoted to accurately rotate outer ring 352 of 
control ring 316 thereby rotating each of the other activation levers 310 
and nozzle vanes 300 attached thereto. 
As can be seen in FIGS. 2 and 3, control ring 316 and activation levers 310 
are situated in air space gap 320 intermediate of compressor backwall 86 
and turbine backwall 130 and therefore intermediate of compressor rotor 
204 and turbine rotor 200. Mica sheet insulators 380 and 382, as well as a 
composite insulator 386 consisting of ceramic felt covered on both sides 
by stainless steel foil, are also positioned in gap 320. 
The present invention incorporates a novel design for the oil reservoir 
used to provide lubrication to bearing assemblies 220 and 222. The oil 
reservoir incorporates an oil reservoir cover 400 defining a 
circumferential reservoir 402 between outer circumferential wall 404 and 
inner circumferential wall 406 connected by an end wall 408. Wall 406 
extends beyond end wall 408 to produce a cylindrical attachment sleeve 410 
which is designed to accommodate the requisite diameter air supply hose or 
ducting as necessary. The inner diameter of wall 406 and sleeve 410 
defines an inlet 412 which is in alignment with inlet wall 44 of 
compressor housing 40. 
The end of wall 406 adjacent the compressor housing has an enlarged opening 
414 for receiving the inlet port wall therein. A groove 416 is formed 
within wall 406 and receives an elastomeric O-ring seal 418. As shown in 
enlarged view in FIG. 2a, wall 404 also has an enlarged end defining a 
circumferential surface 420 and has a shallow groove 422 therein. Surface 
420 mates with extension sleeve 58 from compressor housing 40. The 
circumferential groove 60 formed within extension sleeve 58 receives an 
elastomeric O-ring seal 430 therein and such O-ring likewise engages 
groove 422 in the assembled position as shown in FIG. 2. 
In the primary embodiment of the invention, extension sleeve 58 and inlet 
wall 44 of the compressor housing are positioned radially inside walls 404 
and 406 of the reservoir cover 400. In the preferred embodiment, in the 
install condition prior to heat up, there is a circumferential clearance 
of 0.005 in. between wall 404 and wall 406, with the seal being formed by 
O-ring 418. There is a clearance of approximately 0.002 in. between wall 
404 and sleeve 58, in the pre-heated condition, with the seal being formed 
by O-ring 430. Because the compressor housing is positioned radially 
inside the reservoir cover and because, during operation, it reaches a 
higher temperature than the reservoir because of its proximity to the 
turbine side, sleeve 58 and wall 44 expand more than walls 404 and 406 of 
cover 400 to cause a further sealing effect at this juncture. To further 
facilitate the transfer of heat from compressor housing 40 to reservoir 
cover 400, the surfaces of inlet wall 44 and extension sleeve 58 which 
confront walls on cover 400 have a smooth finish to further facilitate 
heat transfer. 
Circumferential reservoir 402 then communicates with the circumferential 
chamber 62 defined by compressor housing 40. This combined area makes up 
the oil reservoir for the turbocharger. Wicks 424 and 426 are positioned 
through one of the three struts 82 such that one end is in engagement with 
rotor shaft 202 adjacent ball bearings 264 and 246 with the other end 
within the reservoir defined by circumferential reservoirs 62 and 402. The 
wicks may be selectively positioned through any of the three struts to 
facilitate any desired orientation of the turbocharger. 
Orientation of the reservoir cover relative to gravity, is important to the 
proper operation of a self-lubricating bearing system as in the present 
design. Thus, the oil reservoir must be oriented such that the wicks are 
submerged in oil during operation. With the present design, the 
turbocharger may be oriented in any angular relationship relative to the 
longitudinal axis of the unit and the wicks positioned in the appropriate 
strut such that they will be submerged in oil within the reservoir. 
Changes in orientation are necessitated because the compressor air inlet 
and outlet ducts and the turbine inlet and outlet flanges will vary from 
application to application. Thus, the present design can accommodate any 
orientation for these compressor and turbine requirements. 
Thus, the design of the oil reservoir chamber as described achieves several 
advantages. First, because the oil chamber is circumferential, the 
turbocharger may be positioned in almost any installation orientation. 
Second, the reservoir cover 400 may be easily machined to different lengths 
to increase or reduce the depth of reservoir 402 thereby altering the 
effective reservoir capacity of the resultant cavity as needed. 
Third, by simply changing the reservoir cover which also accommodates the 
attachment of the turbocharger to the air supply hose, differing air 
supply hoses or ducting can be accommodated. For example, reservoir covers 
having different shapes and sizes at sleeve 410 may be configured to 
accommodate installation requirements. 
Fourth, the use of circular cross-section elastomeric seals such as O-rings 
418 and 430 provide a means for retaining the parts in a mating 
relationship. This arrangement eliminates the need for mechanical 
fasteners and assures positive retention of the reservoir cover. Tests 
have shown that axial removal forces in excess 100 kilograms are required 
to overcome the design's retention strength. Further, there are no visible 
means of disassembly with this design, hence the product appears to be 
tamper resistent. 
Referring to FIG. 2a, it can be seen that the retention capability provided 
by the O-rings is enhanced by the use of grooves 60 and 422. During 
assembly, O-ring 430 is compressed as the end of wall 404 is engaged 
thereover until the elastomeric O-ring is positioned in both groove 60 and 
groove 422. 
Fifth, the mass about the reservoir cover and the quantity of lubrication 
oil within the integral reservoir cover, augments that of the compressor 
housing. Increased mass of the compressor side components benefits the 
durability of the unit by limiting the thermal stresses to the bearings 
and oil. 
The present turbocharger incorporates several unique techniques to minimize 
the buildup of heat in the compressor side of the turbocharger after a hot 
shutdown. While the use of precision miniature ball bearings in 
turbomachinery has significant advantages, it is imperative that such ball 
bearings not be exposed to high temperatures that can reduce their 
operating life. In all turbocharger applications, including those which 
use an overhung rotor design, substantial transfer of heat to the bearings 
is inherent due to the proximity of the hot turbine-side to the ball 
bearings, which are located in the relatively cool, compressor-side. 
Heat energy, not unlike force, speed, pressure and other forms of energy, 
is measured in units, such as calories. Heat-transfer Rate (R) describes 
the Quantity (Q) of heat energy that is transferred within a certain Time 
(T). The rate is dependent upon the Conductivity (K) of the transfer 
medium and the difference between the source-temperature (t2) of the heat 
energy and the destination-temperature (t1) of the transferred heat. A 
larger temperature difference (.DELTA.t) between the source and 
destination of the transferred heat will result in an increased rate R. 
For a given quantity of heat, transferred at a constant rate over a 
specified period of time, the resulting temperature-increase of a 
destination object is directly proportional to the Mass (M) of the object. 
Increasing the distance between the source and destination of heat energy 
will increase the time required for a given quantity to be transferred. 
Heat transfer must occur across a medium (solid, liquid or gaseous); 
therefore decreasing the Area (A) of the media's path-of-transfer will 
directly reduce the rate R. The flow of heat energy, like the flow of 
water through a pipe, is affected by the size of the conduit. Small pipe 
restricts the flow-path of water just as a small area of surface contact 
will restrict the flow of heat. 
Conventional methods have been employed to minimize heat-transfer from the 
turbine side to the compressor section of the turbocharger by using 
composite insulators such as composite insulator 386 and mica sheet 
insulators 380 and 382, shown in FIGS. 2 and 3, and reduced-contact-area 
interfaces between mating components. While effective, these techniques 
alone may not be sufficient in every situation to protect the bearings 
from exposure to excessively high temperatures. Additional measures are 
necessary to limit the total amount of thermal energy (heat flux) 
transferred to the compressor. 
The specific design of the V-band clamp 34 used in the present invention to 
connect compressor housing 40 to turbine housing 120 has proven effective 
in reducing the contact area between the two corresponding flanges and the 
V-band clamp and therefore reduces the transfer of heat flux from the 
turbine side to the compressor side. In one embodiment, referring to FIGS. 
4 and 5, clamp 34 includes an outer band 500 which is looped at its ends 
to receive a connecting latch mechanism 502. Latch mechanism 502 includes 
a T bolt 504 which has its head 506 pivotally secured in one of the looped 
ends and the threaded shaft 508 positioned through a harness fitting 510 
engaged in the loop on the opposite end of band 500. A nut 512 is threaded 
onto shaft 508 against a spring 514 to allow the band to be tightened and 
pulled together for engagement with the turbocharger housing. 
In the embodiment shown, a plurality of plates 520 are spot-welded to the 
inside surface of band 500. Plates 520 have a plurality of inclined pads 
522 on the compressor side and pads 524 for engagement on the turbine 
side. As can be seen in FIGS. 4 and 5, pads 522 are staggered around the 
circumference of the band in relation to pads 524. As can be seen in FIG. 
6, the projection of the area of pads 522 along an axis parallel to the 
longitudinal axis of the turbocharger does not project onto the area of 
certain of the pads 524. Because the material of the compressor housing is 
different from the material of the turbine housing for turbomachinery, the 
compressive yield strength of each flange varies. The axial clamping force 
of the clamp is known and thus the number and size of pads can be 
optimized for use against each material. Additionally, by staggering the 
pads 522 along the circumference of the clamp from pads 524, the path of 
heat flux can be lengthened thereby increasing the time required for heat 
to travel from the turbine side to the compressor side flange. An optimum 
ratio of turbine side to compressor side pads can be derived which 
maximizes the heat flux path length, avoids localized stresses near the 
compressive yield strength of the corresponding flange's material and 
simultaneously minimizes the total contact area of the clamped flange 
interfaces. 
In one embodiment of the present invention, it has been found that 12 equal 
area pads may be used on the compressor side to 8 equal area pads on the 
turbine side, fewer pads being needed on the turbine side because of the 
higher compressive strength of cast iron alloy as compared to aluminum 
alloy. 
The engagement of clamp 34 to attach the compressor side 22 to the turbine 
side 28 can be seen in FIG. 2. Compressor housing 40 includes a flange 64 
as described hereinabove with an inclined surface 66 thereon. Turbine 
housing 120 includes a flange 140 with an inclined surface 142 thereon. 
Pads 522 on clamp 34 engage inclined surface 66 while pads 524 engage 
inclined surface 142. Because of the angular relationship, as clamp 34 is 
drawn up, compressor housing 40 is forced axially toward turbine housing 
120. 
Spring 514 allows for circumferential growth and contraction of clamp 34 to 
accommodate expansion and contraction resulting from heat up and cool down 
of the turbocharger components. Thus, as the components expand or 
contract, compressor housing 40 moves relative to turbine housing 120 
causing pads 522 and 524 of clamp 34 to slide along respective inclined 
surfaces 66 and 142 to allow for such expansion and contraction. Without 
spring 514, damage to the clamp and/or the flanges of the housings would 
result or loss of clamping force would occur. 
The present invention also reduces the heat transfer from the turbine side 
to the compressor side by redistribution of the mass at the various 
components of the turbocharger. 
In any hot shutdown situation, a substantial amount of heat energy must be 
dissipated from the turbine side. Radiant cooling (to the atmosphere) 
occurs at a maximum theoretical rate determined by ambient conditions, 
exterior surface area and other factors. A substantial amount of heat is 
transferred to the compressor side, by conduction and radiation, where it 
is subsequently dissipated. Where thermal insulation has been optimized to 
minimize conduction of heat energy between the turbine and compressor side 
components, further efforts to control the rate of heat transfer have 
little effect. The thermal flux (amount of heat transferred between 
components in a given time) is limited by the thermal conductivity of the 
optimized insulation scheme and is, therefore, predictable. 
Because the quantity of heat energy is a given in any hot shutdown 
scenario, the ability of the turbine housing to store and dissipate that 
energy is a primary influence on the inevitable transfer of heat to the 
compressor side. Practical limitations on casting techniques, material 
cost and other design considerations govern the effective outside surface 
area that can dissipate heat from the turbine housing to the atmosphere. 
However, by reducing the total mass of the turbine housing, the present 
invention minimizes the effective heat content. Reduction in the turbine 
housing mass is coupled with careful engineering of thin wall sections 
with highly stressed bosses and flanges to appreciably reduce the capacity 
of the housing to retain heat after a hot shutdown. 
While reducing the turbine side mass reduces the thermal flux, some heat 
energy can still be transferred to the compressor housing. The present 
invention further alleviates potential problems which may be caused by 
such heat transfer by increasing the mass of the compressor housing 
casting and its subcomponents thereby minimizing the resulting temperature 
increase from the flux of turbine-side heat energy. The present invention 
accomplishes this overall turbine side mass reduction and compressor side 
mass augmentation such that the mass ratio of the turbine side to the 
compressor side is equal to or less than 2.0. The mass ratio is calculated 
by including the oil reservoir cover as a part of the compressor side mass 
but not including the components associated with the nozzle vanes 300 or 
the control structure in gap 320 as part of the mass ratio calculation. 
The compressor side augmentation in the present invention includes the 
effective mass of the oil reservoir cover 400. Further, the location, 
geometry and surface finish of certain axial and radial mating surfaces, 
on both the oil reservoir cover 400 and the compressor housing 40, assure 
that effective contact is maintained throughout the heat-soak cycle. These 
contact surfaces include the wall contacts between sleeve 58 of compressor 
housing 40 and wall 404 of the oil reservoir cover 400. As can also be 
seen in FIG. 2, the distal end of wall 404 is positioned in abutting 
relationship with compressor housing 40. 
This deliberate control of the heat flux path enhances dissipation of 
excess heat energy, further protecting the precision miniature bearings 
246 and 264. The elastomeric seals 418 and 430 between the reservoir 
housing and compressor housing are also shielded from exposure to 
temperature extremes as the heat flux is maneuvered away from the sealing 
surface and into the metal components. 
Further, the use of the circumferential oil reservoir chamber permits the 
incorporation of a larger quantity of synthetic lubricant therein which 
contributes to the total mass of the compressor section, further enhancing 
the heat absorption capacity. This lubricant is in contact with surfaces 
of both the compressor housing and the reservoir housing. Thus, heat 
transfer between the respective components is improved. Localized 
variances in surface temperatures are likewise reduced. 
FIG. 7 shows a turbocharger having a fixed turbine inlet area and therefore 
without the corresponding nozzle control structure found in the 
turbocharger of FIGS. 1 through 3. However, the turbocharger incorporates 
all the inventive features of heat transfer reduction and concentricity 
control between the compressor and turbine housings. The turbocharger 
shown in FIG. 7 need not be described in complete detail because of the 
corresponding structure between this embodiment and that shown in FIGS. 1 
through 3. The components of the turbocharger of FIG. 7 which correspond 
to those in the embodiment of FIGS. 1 through 3 have been assigned numbers 
that correspond to those used in describing the embodiment of FIGS. 1 
through 3 but with the addition of the designation prime ('). It will be 
noticed that the turbine housing 120' has substantially less mass than 
turbine housing 120 of the first embodiment. Further, there is no variable 
geometry control structure positioned between compressor backwall 86' and 
turbine backwall 130' and no inlet vanes 300 within the inlet area 280' of 
turbine inlet 120'. However, the remaining components substantially 
correspond to components in the embodiment of FIGS. 1 through 3. In this 
embodiment, just as in the embodiment of FIGS. 1 through 3, the mass ratio 
of the turbine side to the compressor side is equal to or less than 2.0. 
Although the present invention has been described with respect to a 
preferred embodiment, various changes, substitutions and modifications of 
this invention may be suggested to one skilled in the art, and it is 
intended that the present invention encompass such changes, substitutions 
and modifications as fall within the scope of the appended claims.