Anti-slippage mechanism for dental implant components

To prevent loosening of screw joints for dental implant component stacks, a spring washer is placed directly beneath the head of a gold screw in a circular channel of a gold cylinder. Other joints such as between the gold cylinder and its abutment and between the abutment and the fixture can also be equipped with spring washers.

FIELD OF THE INVENTION 
This application is an extension of my co-pending application Ser. No. 
159,326 filed on Nov. 30, 1993 titled Transmucosal Healing Cap and 
Lockwasher for Dental Implants. Whereas the former application was 
concerned with seating and fixing into place of the healing cap placed in 
the interval between surgery and abutment/prosthesis fabrication and the 
use of washers therewith, this application has as the main goal a spring 
washer and modifications to the current commercially available dental 
implant components by the use of certain types of washers which provide 
improved resistance to slippage of screw joints. A second goal of the 
invention is to achieve the first goal with minimal modifications to 
current practice. 
BACKGROUND OF THE INVENTION 
The general procedure in fabricating permanent restorations in current 
dental implant practice is as follows. The fixture is the component which 
is surgically placed into the jawbone; this is often accomplished by a 
periodontist or oral surgeon. After a healing period of 3-6 months, during 
which a process of bone growth around the fixture called osseointegration 
occurs, the implant is exposed. A general dentist or prosthodontist then 
performs the restoration, which involves placement of an abutment of a 
specific size and shape over the fixture and securing the same by means of 
a bolt threaded into a cavity in the fixture. The implant distal surface 
contains a flat, polished outer ledge and a central hex which is then 
engaged by a tool during placement. Also indicated by the prior art is a 
submucosal healing cap and a transmucosal healing cap which prevent the 
fixture from becoming infiltrated with tissue from the gingiva and/or 
bone. In addition to keeping tissue out of the fixture the healing cap 
establishes a sulcus or opening above the fixture to allow placement of 
the second component, the abutment. 
The abutment is secured into the threaded cavity of the fixture by a 
titanium bolt, called the abutment retaining screw. The prosthesis is the 
third component of the system; this element is fabricated of cast gold 
alloy and porcelain. However, since machined parts have greater accuracy 
than cast parts, the prosthesis is commonly cast to a machined component 
called the gold cylinder. This gold cylinder, as part of the completed 
prosthesis, is fastened to a threaded cavity in the abutment retaining 
screw by the gold screw. This gold screw, being smaller and of weaker 
alloy than the titanium abutment retaining screw, should normally be the 
first to fracture if excessive force is encountered. 
One modification of the above system is to attach the prosthesis directly 
to the fixture without any intervening abutment. This method is termed the 
UCLA modification and uses only the large titanium screw. 
A further variation is to cement a restoration to implants in the same 
manner as is done in conventional fixed bridges on natural teeth. In this 
case, a tapered abutment without threads, often referred to as a 
cementable abutment, is fastened to the fixture with a large titanium 
abutment retaining screw. Thus, this method also has only one screw in the 
system. 
To summarize, implant dentistry relies upon screws to fasten together 
component stacks. These stacks consist of the fixture, abutment, and 
prosthesis (commonly fabricated around a machined gold cylinder). A second 
possibility consists of just the fixture and prosthesis (UCLA), 
eliminating the abutment for reasons of esthetics, angulation, etc. A 
third possibility consists of an abutment to which the prosthesis is 
cemented. 
Screws used as fasteners can loosen when subjected to cyclic or vibratory 
loads. Such loads certainly occur in the mouth. This loosening can be 
viewed more accurately as slippage of the entire joint, which consists of 
the two components involved and their fastening screw. 
Consequences of screw loosening in the general case are: 
1) Repeated loosening of the restoration. If the frequency is months or 
weeks the loosening becomes unacceptable to both the patient and the 
dentist. 
2) Gold screw or abutment retaining screw bending. 
3) Gold screw or abutment retaining screw fracture. 
While these problems with the fastener do not occur in the majority of 
implant cases, their frequency is sufficient that the causes are being 
actively investigated. 
In some instances, the system is overloaded, for instance by placing too 
few implants for the number of teeth being replaced. In these cases, gold 
screw fracture or bending is the most preferable outcome, because it gives 
the clinician warning that the system is being overloaded. Gold screw 
bending or fracture is less of a problem than abutment retaining screw 
bending or fracture, since the gold screw is most easily retrievable. 
Abutment retaining screw fracture can be dealt with by removing the 
fragment of the abutment retaining screw contained within the threaded 
cavity in the fixture. This procedure is usually difficult and can even 
irreversibly damage the fixture. Fixture fracture or failure of 
osseointegration is the least desirable outcome of overload, as these 
imply loss of the fixture. If the gold screw breaks, there is still time 
to reconsider the placement of fixtures and the design of the prosthesis 
and make corrections, perhaps by adding more fixtures. 
Screws are also known to loosen in many cases that are well designed, have 
sufficient fixtures and appear to fit very accurately. These instances of 
screw loosening are due to vibration, defined as low but highly repetitive 
forces on the joint. Vibration has a tendency to loosen bolts and screws. 
It has been postulated that very small movements of the implant 
prosthesis, termed micromovements, occur in response to vibration and 
increase the chance of screw loosening. This is at least part of the 
motivation to cement restorations; note, however, that there is still a 
screw in the cementable abutment. 
When a screw is tightened, a tensile force, termed the PRELOAD, is built up 
in the screw, mainly between the head and the first few threads. This 
preload is what holds the components of an implant component stack 
together. The screw is placed in tension, and the components fastened by 
the screw are placed in compression. Preload also prevents loosening of 
the screw. The preload should be as high as possible (for a given tensile 
strength of the screw material) and should fluctuate as little as possible 
to prevent loosening. 
Occlusal forces from chewing, speaking, bruxing, etc. (which can be viewed 
as vibrations) load the prosthesis and place forces on abutment retaining 
screws and gold screws which may result in loosening of the screws. If the 
screw loosens, the preload is decreased or lost, the screw joint opens up, 
and the screw will then loosen further, bend or break. Once permanent 
deformation takes place, either through wear-and-tear effects or through 
gross bending, there is nothing to prevent the screw from loosening. 
Additional effects act on screws to reduce preload. When any implant screw 
is tightened for the first time, contact between its threads and the screw 
channel walls only occurs on microscopic areas of roughness. Plastic flow 
of these initial contact points occurs and reduces preload. This 
phenomenon is called embedment relaxation or settling effects. Thus, the 
torque used to place a retaining screw initially is greater than that 
required to remove it. 
One proposed solution to screw loosening is using high torque or torque 
within a certain range in the placement of the various retaining screws. 
However, what constitutes the proper torque has not been determined by 
controlled scientific investigation. Also, the torque required to loosen 
an implant screw is less than that used to tighten it, due to settling 
effects and wear-and-tear effects on the screw threads. High initial 
torque may not prevent screw loosening months or years after placement, 
due to wear-and-tear effects and the cyclic loading that occurs in the 
mouth. Even if an ideal initial torque could be determined, it has been 
shown that dentists vary widely in their ability to place a screw within a 
specified torque range. Mechanical torque drivers are necessary to achieve 
consistency, but this application only relates to INITIAL torque values, 
not those achieved after settling effects and cyclic loading. Very high 
torque may create torsional stress on the screw beyond safe limits, 
leading to permanent deformation and fracture. Thus, placing screws with 
high torque is not an ideal solution to the problem of retaining screw 
loosening in well-designed implant cases. 
Spring washers of the helical, split-lock type (hereafter simply called 
"lockwashers") and/or Belleville washers work on many levels to help 
prevent screw loosening. With respect to helical washers the descriptive 
material in my co-pending application Ser. No. 159,326 is hereby 
incorporated by reference. 
A spring washer placed under the screw head maintains a constant tension in 
the screw, decreasing the chance of loosening under cyclic or vibratory 
loads. The spring washer acts as a damping mechanism for micromovement, 
preventing transmission of that movement into the screw. 
Washers act to distribute loads and provide a surface for uniform torque 
control. By increasing the preload and the clamping forces, spring washers 
may make the screw joint more resistant to opening up and subsequently 
bending or fracturing. 
Some of the kinetic energy of screw tightening is converted into potential 
energy in the spring of the washer; thus, spring washers store energy. 
This energy adds to the preload. Another way in which washers add to 
preload is more subtle. For hard metal screws and screw channels, up to 
90% of the applied torque is used to overcome the friction forces caused 
by the screw threads and under the screw head. Washers represent dry 
lubrication. Reducing the coefficient of friction of the screw in its 
channel and/or under the screw head acts, according to the principles of 
operation of fasteners, to increase the preload of the screw for a given 
applied torque. Consequently, the possibility of loosening is decreased 
significantly. The increased preload also reduces the working stresses in 
the components held together by the screw, decreasing the possibility of 
fatigue failure due to cyclic stress. 
The most favorable location of the spring washer in order to achieve this 
effect is on the screw journal just below the head. Also, the principles 
of operation of fasteners show that the preload is inversely related to 
collar size; thus having the screw head bear on the spring washer at the 
smallest possible diameter will give the greatest increase in preload. 
Note that the screw head can be of large diameter; the diameter of the 
bearing surface of the washer against the screw head is the factor which 
determines the preload. Belleville washers with their conical shape can 
accomplish this effect if they are placed on a screw at the journal, just 
under the head. 
The effect of reducing the coefficient of friction and/or the collar radius 
of the screw head is to increase the preload for a given torque. This 
avoids the problems of extremely high torque placement of screws, which 
places high torsional stress on the screw and weakens it. In other words, 
for a given torque, one can have higher preload with a washer. 
One final way of thinking about lockwashers is to examine what % of a full 
turn of a retaining screw it takes to dump all of the preload out of the 
system. In current implant practice, a very small turn of the screw, 
perhaps as little as 1/32 of a turn, would be sufficient to eliminate most 
of the preload. With a lockwasher of appropriate torsional stiffness, a 
significant fraction of preload could be maintained even if the screw was 
backed off 1/4 or 1/2 of a turn. This arrangement would allow more leeway, 
in terms of time, to intervene before loosening and damage took place. 
One current example of an anti-slippage mechanism in dental implants is 
filed as serial number for patent pending Ser. No. 159326, filing date 
Nov. 30, 1993. This patent application shows a split-lock type lockwasher 
in various modifications placed between the healing cap and the fixture. 
An opening in the gingiva (gum) is created surgically and preserved by use 
of the healing cap body. The cap is intended to pass through the gingiva 
to the outer surface of the surrounding gingiva. The underside of the cap 
is shaped in various modifications to provide a cavity or flat surface 
which accepts a lockwasher. The lockwasher is of the split-lock, helical 
type. The cap is installed on the implant by threading a separate screw 
into the threaded base of the implant with the lockwasher in between until 
the proximal surface of the cap is in contact with the washer, which is in 
contact with the distal surface of the implant. The goal of healing caps 
in general is to shield the upper surface of the implant from overgrowth 
of gingival tissue and at the same time maintain an opening through the 
gingival tissue which overlies the implant. The novelty of this invention 
is to provide resistance to slippage so that the healing cap cannot loosen 
in response to muscular movements in the mouth. 
It is an object of the current invention to design a gold screw/gold 
cylinder assembly and an abutment retaining screw/abutment assembly that 
will not loosen when used in a well-designed implant restoration. 
It is a further object of this invention to prevent screw bending and/or 
fracture secondary to loosening. 
It is still further an object of this invention to accomplish the first two 
objects for many if not all of the current commercially available implant 
component systems without major modifications to those systems. 
SUMMARY OF THE INVENTION 
The invention provides a screw joint for dental implant component stacks 
which has greater resistance to loosening, and therefore greater 
resistance to bending and/or breaking. This effect is accomplished by the 
use of spring washers and modifications to the screw and screw channel in 
implant components. 
The gold screw is driven into a threaded channel in the abutment retaining 
screw, and the head of the gold screw fits in a channel within the gold 
cylinder and bears on a flat surface of the gold cylinder. The current 
invention widens both the radius of the gold screw head and the channel in 
the gold cylinder. A helical split-lock washer or Belleville washer is 
placed between the gold screw head and the flat bearing surface of the 
gold cylinder. This has the effect of increasing the preload and of 
increasing resistance to slippage of the entire joint, for the reasons 
discussed above. 
Many types of spring washers exist. These include helical split-lock, 
Belleville (also called coned-disk springs), curved, wave, finger, and 
slotted. With respect to helical washers the descriptive material in my 
co-pending application Ser. No. 159,326 is hereby incorporated by 
reference. Split-lock or Belleville washers are preferred in the current 
application because they apply uniform pressure around their entire radius 
and because they can be designed to be compressed flat and maintain their 
tension. They also would not scratch the bearing surfaces of implant 
components. While Belleville washers are preferable, other types of spring 
washers as described above can be used. 
The current invention concerns the gold screw/gold cylinder joint, because 
this is the joint that most often loosens in function. The same concept 
may be applied to the abutment retaining screw/abutment joint. This is 
particularly important in the cases of the UCLA abutment and the 
cementable abutment, because the abutment retaining screw is the only 
screw in the system and is therefore prone to loosening.

DETAILED DESCRIPTION OF THE INVENTION 
The device as seen in FIGS. 1 and 2 consists of a special gold cylinder, 
gold screw and Belleville washer. The fixture 1, abutment 2, and abutment 
retaining screw 3 are to be considered as generic examples of these 
components. 
The gold screw 5 fastens the gold cylinder 4 to the threaded cavity 8 in 
the abutment retaining screw 3. This action places the gold cylinder 4 in 
compression against the abutment 2. In common with all screws, the gold 
screw has three parts which contribute to its function. One part is the 
head 5a, which is slotted or hexed to accept screw drivers and which bears 
on the gold cylinder. The second part is the journal 5b, the non-threaded 
part extending between the head and the first thread. The third part is 
the threaded section 5c which engages the corresponding threaded cavity 8 
in the abutment retaining screw 3. The abutment retaining screw also has a 
head 3a, a non-threaded journal 3b and a threaded section 3c. The threaded 
section threadingly engages a threaded cavity 7 in the fixture. 
The gold screw head 5a fits loosely into a channel 10 in the gold cylinder 
4. A Belleville washer 6 is fabricated from a suitable material, such as 
gold alloy or titanium. It is fabricated such that the opening 6a at the 
apex of the cone is very slightly larger in diameter than the threads 5c 
of the screw. It is further fabricated such that the diameter of the base 
of the cone 6b is slightly smaller than the diameter of the gold cylinder 
channel 10. The base 6b bears on a flat surface 9 of the gold cylinder 4. 
In practice, the procedure and action of the mechanism would be as follows. 
When the prosthesis is placed, the Belleville washer is placed on the gold 
screw shaft at the journal. The gold screw is then placed in the channel 
in the gold cylinder and is further placed so as to engage the threaded 
cavity in the abutment retaining screw. As the gold screw is turned, the 
Belleville washer compresses and its outer diameter expands; the slightly 
larger inner diameter of the gold cylinder channel accommodates this 
expansion. The Belleville washer may be compressed to flat. The gold 
cylinder channel is then plugged with putty and composite resin materials 
in the usual manner. The screw joint is now extremely resistant to 
loosening when used in a properly designed implant restoration. 
The washer could also be placed between the gold cylinder 4 and the 
abutment 2. The abutment has a trapezoidal shape from its top to the 
medial region. Extending outwardly from the base of the trapezoid is a 
planar surface 11. The proximal surface of the gold cylinder fits squarely 
over this surface. A Belleville washer 12 has an opening 12a at its apex 
shaped to fit over the trapezoid and a diameter 12b at its base slightly 
smaller than the diameter of the planar surface so that when the gold 
screw is torqued, the washer will flatten and extend to the outer diameter 
of the planar surface. Similarly the proximal surface of the abutment is 
defined by a pair of tapered legs 13 that enclose a circular channel 14. 
Within this channel nestles a hexagonal fitting 15 that is located on the 
distal surface of the fixture and contains the aforementioned threaded 
cavity 7. Between the legs of the abutment and the exterior surface of the 
fixture below the fitting another Belleville washer 16 can be placed. This 
washer again differs from the preceding described washers only 
dimensionally and has an opening 16a at its apex and a diameter 16b 
slightly smaller than the outer diameter of the abutment legs and the 
fixture between which it is placed. FIG. 4 depicts views of the Belleville 
washers 12 and 16 as well as other spring washers that might be used in 
lieu of the Belleville washer, such as the helical split lock washer 17, 
to prevent slippage. While these locations are theoretically less 
favorable than under the screw head, the fact that a larger washer is 
necessary may provide a mechanical advantage. Washers in these locations 
must fulfill two requirements. They must not scratch the components and 
they must form a seal by compressing flat. 
It should be understood that while the invention has been described with 
considerable specificity, various modifications and arrangements could be 
made without departing from the scope of the invention as expressed by the 
appended claims.