Guidance for Industry 

 
 
Recommendations for Deferral of Donors and 

Quarantine and Retrieval of Blood and Blood 

Products in Recent Recipients of Smallpox 

Vaccine (Vaccinia Virus) and Certain Contacts of 

Smallpox Vaccine Recipients 
 
 
FINAL GUIDANCE  
 
This guidance is being distributed for immediate implementation.  
 
FDA is issuing this guidance for immediate implementation in accordance with 21 CFR 
10.115(g)(3) without initially seeking prior comment because the agency has determined that 
prior public participation is not feasible or appropriate. FDA made this determination because 
vaccination programs may start soon, and blood establishments need to establish programs to 
clarify the suitability of donors who have been recently vaccinated or who have been infected  
through close contact with a recently vaccinated person. FDA invites comments on this 
document.  Please submit comments to Dockets Management Branch (HFA-305), Food and 
Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.  You should ide ntify 
all comments with the docket number listed in the notice of availability that published in the 
Federal Register.  FDA will review any comments we receive and revise the guidance document 
when appropriate.  
 
Additional copies of this guidance are available from the Office of Communication, Training and 
Manufacturers Assistance (HFM-40), 1401 Rockville Pike, Rockville, MD 20852-1448, or by 
calling 1-800-835-4709 or (301) 827-1800, or from the Internet at 
http://www.fda.gov/cber/guidelines.htm.  
 
For quest ions on the content of this guidance contact the Division of Blood Applications, Office 
of Blood Research and Review at (301) 827-3543.  
 
 
 
U.S. Department of Health and Human Services  
Food and Drug Administration  
Center for Biologics Evaluation and Research (CBER)  
December 2002     
Table of Contents 
 
   
I.  	 INTRODUCTION............................................................................................................. 1
  
II.  	 BACKGROUND ............................................................................................................... 2
  
III. 	  RATIONALE FOR DONOR DEFERRAL AND PRODUCT QUARANTINE......... 3
  
IV. 	  RECOMMENDATIONS FOR DONOR DEFERRAL ................................................. 4
  
V. 	  RECOMMENDATIONS FOR PRODUCT QUARANTINE AND RETRIEVAL..... 6
  
VI. 	  RECOMMENDATIONS FOR NOTIFICATION OF PRIOR TRANSFUSION 

RECIPIENTS .................................................................................................................... 6
  
VII. 	  IM PLEMENTATION ...................................................................................................... 7
  
VIII. 	  REFERENCES .................................................................................................................. 8
  
IX. 	  APPENDIX: MODERATE AND SEVERE COMPLICATIONS OF SMALLPOX 

VACCINATION AND INADVERTENT VACCINIA VIRUS INFECTION ............. 9
  
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GUIDANCE FOR INDUSTRY  

 
Recommendations for Deferral of Donors and Quarantine and 

Retrieval of Blood and Blood Products in Recent Recipients of 

Smallpox Vaccine (Vaccinia Virus) and Certain Contacts of 

Smallpox Vaccine Recipients
  
 
 
This guidance document represents the agencys current thinking on this topic.  It does not 
create or confer any rights for or on any person and does not operate to bind FDA or the public. 
An alternate approach may be used if such approach satisfies the requirements of the applicable 
statutes and regulations.  
 
 
I.   INTRODUCTION  
 
This guidance document provides the current recommendations of the Food and Drug 
Administration (FDA) for assessment of donor suitability and quarantine and retrieval of blood 
and blood products in cases of donors exposed to vaccinia virus, which is the virus used in 
smallpox vaccines.  The presence of vaccinia virus in transfused blood or plasma could be 
harmful to some recipients. Although the presence of vaccinia virus in blood (viremia) has rarely 
been documented, this possib ility has not been assessed using modern laboratory techniques.  
Therefore, the risk of transmission of vaccinia virus by blood and blood products is uncertain.   
 
Because of the likelihood of vaccination of many people with the smallpox vaccine, we are 
issuing guidance on measures to reduce any possible risk of transmission of vaccinia virus from 
donors of blood and blood products.  
 
This guidance applies to collections of Whole Blood, blood components (including recovered 
plasma), Source Leukocytes, and So urce Plasma intended for use in transfusion or for further 
manufacturing into injectable products.  FDA developed the recommendations in this guidance 
in consultation with experts on vaccinia virus at the Centers for Disease Control and Prevention 
(CDC) and at the Department of Defense.  This document is intended to provide guidance 
pertaining to pre-event, non-emergency, smallpox vaccination.  In the event of widespread 
emergency vaccination due to an actual or impending smallpox outbreak, the risk-benefit  
evaluation may change, and these recommendations for donor deferrals, and for product 
quarantine and retrieval, may need to be modified according to the circumstances and available 
scientific information.  
 
Throughout these recommendations, you refers to blood and plasma collection establishments.  
FDA uses mandatory language, such as "shall," "must" and "require," when referring to statutory 
or regulatory requirements.  We use non-mandatory language, such as "should," "may," "can," 
and "recommend" when referring to recommendations.  
 
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II.   BACKGROUND  

 
Vaccinia virus, a virus related to cowpox virus, is a double -stranded DNA virus, which has been 
used to vaccinate against smallpox for more than 100 years.  Because vaccinia virus and 
smallpox (variola virus) are c losely related, the immune response to vaccinia is protective against 
smallpox.  All modern smallpox vaccines are live virus vaccines comprised of vaccinia virus, 
and smallpox vaccines in the U.S. are derived from the New York City Board of Health 
(NYCBOH) strain of vaccinia virus.   
 
Smallpox vaccination was routinely performed in the U.S. until 1971.  In recent years, smallpox 
vaccination has been recommended only for laboratory personnel working with certain 
orthopoxviruses, including vaccinia and smallpox. On June 20, 2002, the Advisory Committee 
for Immunization Practices (ACIP) of the CDC recommended that smallpox vaccine also be 
given to persons pre-designated to conduct investigation and follow-up of initial smallpox cases 
and to personnel in facilit ies that are pre-designated to serve as referral centers to provide care 
for initial smallpox cases  (www.cdc.gov/nip/smallpox/supp_recs.htm).  On December 13, 2002, 
President Bush announced his decision to begin a smallpox vaccination campaign targeted to  
those military and civilian personnel who have an occupational risk of contracting smallpox.  
 
During the first stage, States will provide smallpox vaccination on a voluntary basis to those 
public health and health care workers who are most likely to be exposed to the first cases during 
a smallpox outbreak.  Approximately 500,000 individuals will be eligible to receive the vaccine 
during this stage.  During the second stage, States will provide smallpox vaccination, also on a 
voluntary basis, to other healt h care workers, emergency medical personnel, ambulance drivers, 
firemen, policemen, and others who may encounter smallpox cases in the course of their duties. 
Approximately 10 million individuals will be eligible to receive the vaccine during this stage.  
Although the U. S. Government does not recommend smallpox vaccination for members of the 
general public at this time, the President has directed the Health and Human Services (HHS) and 
its public health partners to develop means to accommodate those members of the general public 
who, despite these current recommendations, seek to obtain access to vaccination before a new 
licensed vaccine is available.  
 
Smallpox vaccine is administered percutaneously.  A papule forms 3-5 days after a primary 
vaccination (no prior vaccination) and subsequently becomes a vesicle.  The vesicle then 
becomes pustular, reaching its maximum size at 8-10 days.  The scab that forms usually 
separates from the skin 14-21 days after vaccination, but it may persist for up to 6 weeks (Ref. 
1).  Two different investigators, in 1930 and 1953, reported that vaccinia virus could sometimes 
be isolated from the patients blood 3-10 days after vaccination (Ref. 2).  These studies did not 
use the less virulent NYCBOH strain of vaccinia virus that comprises currently available 
vaccines in the U.S.  Using the NYCBOH strain of vaccinia virus, other investigators were only 
able to detect virus in the blood of patients with disseminated infection, but never in patients who 
only had localized lesions (Re fs. 3,4).  All of these studies are of limited value because of their 
small size.  Studies are now underway to determine the presence and frequency of vaccinia virus 
in the blood after vaccination.  
 
  2
 
     
The consequences of transfusion-transmitted vaccinia virus could include severe complications 
of vaccinia infection.  These would be particularly likely in transfusion recipients who are 
immunocompromised or who have burns, or other serious skin conditions.  In addition, vaccinia 
virus infection rarely can cause severe complications such as encephalitis and severe generalized 
vaccinia in otherwise healthy people.  It is possible that vaccinia infection transmitted 
intravenously would result in different or more severe infections than when acquired 
percutaneously, since the route of infection can influence the severity (Ref. 5).  
 
 
III.   RATIONALE FOR DONOR DEFERRAL AND PRODUCT QUARANTINE  
 
A.   Rationale for Deferral of Recipients of Smallpox Vaccine  
 
The immune response to vaccinia includes neutralizing antibodies and a cellular immune 
response. Neutralizing antibodies are detected by 10 days after primary vaccination, reach 
peak levels around 2 weeks, and may persist for months to years (Refs. 6,7).  Cell mediated 
immunity to vaccinia can be detected after primary vaccination, and may persist for up to 50 
years (Refs. 8,9).  There are no known cases of vaccinia virus persistence in the absence of a 
clinically recognizable infection.   
 
Vaccinia virus is readily recovered from the vaccination site until the vaccination scab 
spontaneously separates from the skin.  The scabs themselves contain infectious virus.  Thus, 
although viremia is unlikely once an immune response is initiated, recipients of the vaccine 
could still inadvertently infect close contacts who touch the vaccination site or dressing (Ref. 
10). Vaccinia virus can be recovered from the skin at the vaccination site for a mean duration 
of 7.8 days, with a range of 0 to 18 days (Ref. 11).  Based on these considerations, and until 
more information is available, we recommend that you defer donors who received smallpox 
vaccine until after the vaccine scab has spontaneously separated (see section IV.).  We will 
continue to evaluate our recommendations in light of evolving scientific knowledge about 
vaccinia virus.  
 
B.   Rationale for Deferral of Donors with Complications of Smallpox Vaccination  
 
Viremia has been more readily detected in people with moderate or severe complications of 
vaccinia virus infection (Ref. 3).  These complications include generalized vaccinia, eczema 
vaccinatum, and progressive vaccinia.  The occurrence of viremia in cases of encephalitis or 
vaccinial keratitis has not been demonstrated.  To assure a margin of safety, we recommend 
that you defer donors with complications of vaccinia (as defined in the Appendix), acquired 
by vaccination  for 14 days after complete resolution of the complication, as stated in section 
IV., below.  
 
C.   Rationale Concerning Asymptomatic Contacts of Vaccine Recipients  
 
Asymptomatic contacts of vaccinees are unlikely to be infected and we do not recommend 
that they be deferred.  
 
  3
 
     
D.	   Rationale for Deferral of Donors Who Have Contracted Symptomatic Vaccinia  
Virus Infection through Close Contact with a Vaccine Recipient  
 
Persons infected by close contact with a vaccine recip ient (Ref. 10) usually develop vaccinia 
lesions on their own skin, since the virus is transmitted to them by skin contact with the 
vaccination site or with other parts of the body or clothing that has been recently 
contaminated with vaccinia virus. As stated in section IV., below, you should defer donors 
who have had contact with someone else who has received the vaccine only in cases where 
the donors have recognizable signs or symptoms attributable to the virus.  These donors 
present the same risks to blood recipients and collection center staff as someone who has been 
recently vaccinated. However, donors who have been exposed to a vaccinee, but who fail to 
develop signs or symptoms of infection by vaccinia, are unlikely to be infected. If infected 
donors have a single, localized lesion, we recommend that they be deferred until the scab has 
spontaneously separated. In cases where the scab was otherwise removed, we recommend 
deferral periods based on the date of vaccination of the vaccine recipient. As with s mallpox 
vaccine recipients (section III. B., above), if the contacts have complications of their vaccinia 
virus infection, we recommend that they be deferred until 14 days after all complications have 
completely resolved.  
 
E.   Rationale for Product Quarant ine  
 
Vaccinia virus in blood and blood products could pose a risk to transfusion recipients of 
severe complications of vaccinia infection.  For this reason, you should quarantine blood and 
blood products that were collected from donors identified as having vaccinia virus infection 
as stated in section IV., below.  Pooled plasma for further fractionation, or products made 
from that pooled plasma, need not be quarantined because the manufacturing process and 
virus inactivation procedures applied to them are believed to be adequate to eliminate 
infectious vaccinia virus from the final product (Refs. 12-14).  
 
There is no need to discard plasma that has been quarantined provided it is labeled for use in 
the manufacture of non-injectable products or for research use only, since such products 
represent minimal or no risk to the health of users.  
 
IV.   RECOMMENDATIONS FOR DONOR DEFERRAL  
 
Consistent with existing regulations and applicable guidance, donors should be in good health 
and free of acute respiratory illnesses and of infectious skin disease presenting a risk of 
contamination of the blood and plasma. [21 CFR 640.3(b)(4),(5) and 21 CFR 640.63(c)(7),(8)] 
Furthermore, donors must be free from disease transmissible by blood transfusion, insofar as can 
be determined by history and examinations [21 CFR 640.3(b)(6) and 21 CFR 640.63(c)(9)].  
Blood and plasma collection establishments should try to identify potential donors who have 
recently received smallpox vaccine; to identify such donors, we recommend that you ask the  
questions described below in the donor questionnaire.  Standard operating procedures that are 
already in place should allow identification of donors who have had complications of smallpox 
vaccination, or who have contracted localized infection or complications of vaccinia infection 
from exposure to a vaccine recipient.  For donors who state that they have been vaccinated 
  4
 
     
within the past two months, collection center staff should visually inspect the site of the 
vaccination (usually on the upper arm) to deter mine whether the scab has separated from the 
skin, and if there has been recent vaccination we recommend that they inquire whether the scab 
separated spontaneously.  We recommend that all donors be asked the following questions:  
 
A. Donor Deferral Questions  
 
1.  In the past eight weeks, have you received smallpox vaccination or have you had 
close contact with the vaccination site of anyone else? [Examples of close contact 
include physical intimacy touching the vaccination site, touching the bandages or 
covering of the vaccination site, or handling bedding or clothing that had been in contact 
with an unbandaged vaccination site.]  
 
a.  [If the donor had smallpox vaccination:]  Has the vaccination scab fallen off 
your skin by itself? Did you have any illness or complications due to the 
vaccination?  
b.  [If close contacts had smallpox vaccination:]  Have you had any new skin rash 
or skin sore since the time of contact?  
 
B.   Deferral of Recipients of Smallpox Vaccine  
 
The following recommendations apply to donors who recently have received smallpox 
vaccine, as identified by donor questioning.  [As noted on the first page of this guidance, in 
the event of widespread emergency vaccination, the deferral recommendations for vaccinated 
individuals may need to be modified according to the circumstances and available scientific 
information.]  
 
1.  Donors without vaccine complications (as defined in Appendix):  
 
Donors without vaccine complications should be deferred until after the vaccination scab 
has separated spontaneously, or for 21 days post-vaccination, whichever is the later date. 
Donor room staff should visually verify absence of the vaccination scab and ask if it 
separated spontaneously.  In cases where a scab was removed prior to separating 
spontaneously, we recommend that you defer the donor for two months after vaccination.  
 
2.  Donors with vaccine complications (as defined in Appendix):  
 
We recommend that you defer donors who have experienced complications of 
vaccination until 14 days after all vaccine complications have completely resolved.  
 
C.   Deferral of Symptomatic Contacts of Recipients of Smallpox Vaccine     
 
The following recommendations apply to donors who acquired a clinically recognizable 
vaccinia virus infection by close contact with someone who received the smallpox vaccine.  
 
1.  Donors with localized skin lesions and without any other symptoms or complications:  
  5
 
     
 
Donor room staff should visually verify the absence of the localized skin lesion (scab) 
and ask if it separated spontaneously.  If the loca lized skin lesion (scab) separated 
spontaneously, and is no longer present, the donor need not be deferred based on the prior 
exposure to a smallpox vaccine recipient.  In cases where a scab was otherwise removed, 
we recommend that the donor be deferred fo r a period of three months from the date of 
vaccination of the vaccine recipient with whom the contact occurred.  If the date is not 
known, but could have been within the last three months, we recommend that you defer 
the donor for two months from the present time.  
 
2.  Donors with vaccinia complications (as defined in Appendix):  
 
We recommend that you defer donors who have experienced complications of vaccinia 
infection acquired through close contact with a vaccine recipient until 14 days after all 
vaccine complications have completely resolved.    
 
V. 	  RECOMMENDATIONS FOR PRODUCT QUARANTINE AND RETRIEVAL  
 
We recommend that you quarantine and retrieve from consignees the relevant previously 
collected in-date units of blood and blood components intended for transfusion, as well as 
unpooled units of Source Plasma, Source Leukocytes, and recovered plasma intended to make 
injectable products, if you receive post-donation information that a donor had:  
 
1)   received a smallpox vaccination within 21 days before the donatio n, 
 
2)   a smallpox vaccination scab at the time of donation,  

3)   symptoms or signs of vaccinia virus infection at the time of donation resulting from close 

contact with a recipient of smallpox vaccine,  
4)   a vaccinia complication within 14 days prior to donation, or  
5)   a clinically apparent vaccinia virus infection during the 21 days after donation that may 
have resulted from contact prior to donation with a recipient of smallpox vaccine.  
 
These units placed in quarantine should be labeled and used only for manufacture o f non-
injectable products or for research use; otherwise they should be destroyed.  
 
VI. 	  RECOMMENDATIONS FOR NOTIFICATION OF PRIOR TRANSFUSION 
RECIPIENTS  
 
In the case that subsequent to donation, a donor is reported to have:  
 
1)   received a smallpox vaccination within 21 days before the donation, 
 
2)   a smallpox vaccination scab at the time of donation,  

3)   symptoms or signs of vaccinia virus infection at the time of donation resulting from prior  

contact with a recipient of smallpox vaccine,  
4)   a vaccinia complication within 14 days prior to donation, or  
5)   a clinically apparent vaccinia virus infection during the 21 days after donation that may  
have resulted from close contact prior to donation with a recipient of smallpox vaccine;  
  6
 
     
 
we recommend that medical directors co nsider the need for prompt record tracing and, as 
appropriate, notification of the treating physicians or notification of prior recipients of the 
affected blood and blood components previously collected from that donor.   
 
VII.   IMPLEMENTATION   
We recommend that you implement the recommendations in this guidance immediately. Under 
21 CFR 601.12, licensed establishments implementing these recommendations should submit by 
official correspondence a statement in their annual reports indicating the date that the 
estab lishment revised standard operating procedures to implement these recommendations.  
  7
 
     
VIII.   REFERENCES  
 
1.  Fenner, F., et al.  Smallpox and its eradication, page 140; available at 

www.who.int/emc/diseases/smallpox/smallpoxeradication.html.  

 
2. ibid.  
 
3. Blattne r, R.J. et al, Antibody response to cutaneous inoculation with vaccinia virus: 
viremia and viruria in vaccinated children. J. Pediatr.. 64: 839-52, 1964.  
 
4.  Kempe, CH., Studies on smallpox and complications of smallpox vaccination. Pediatrics 
26:176-89, 1960.  
 
5. Fenner, op.cit. p. 122-124.  
 
6. Fenner, op.cit. p. 158.  
 
7.  Stienlauf, S. et al, Kinetics of formation of neutralizing antibodies against vaccinia virus 
following revaccination, Vaccine 7: 201-4, 1999.  
 
8.  Ennis, F.A. et al. Primary induction of human CD8+ cytotoxic T lymphocytes and 
interferon-gamma producing T cells after smallpox vaccination. J. Infect. Dis. 185: 1657-9, 
2002.  
 
9.  Demkowicz, WE.Human cytotoxic T-cell memory: long-lived responses to vaccinia virus. 
J. of Virology 70: 2627-31, 1996.  
 
10.  Morbid. Mortal. Weekly Report: Recommendations and Reports (50/RR10): 1-25,  June 
22, 2001. at  www.cdc.gov/mmwr/preview/mmwrhtml/rr5010a1.htm.  
 
11.  Koplan, JP and Martens KM.Smallpox vaccination revisited. Am. J. Trop. Med. Hygiene 
24: 656-63, 1974.  
 
12.  Uemura, Y., et al, Inactivation and elimination of viruses during preparation of human 
intravenous immune globulin, Vox Sang 67:246-54, 1994.  
 
13.  Reid, KG et al, Potential contribution of mild pepsin treatment at pH4 to the viral safety 
of human immune globulin products, Vox Sang 55:75-80, 1988.  
 
14.  Uemura, Y et al, Inactivation and elimination of viruses during the fractionation of an 
intravenous immune globulin preparation: liquid heat treatment and polyethylene glycol 
fractio nation, Vox Sang 56:155-61, 1989.  
 
15.  Goldstein, J.A . et al. Smallpox vaccination reactions, prophylaxis, and therapy of 

complications. Pediatrics 55(3): 342-47, 1975.  
 
 
  8
 
     
IX. 	  APPENDIX: MODERATE AND SEVERE COMPLICATIONS OF SMALLPOX 
VACCINATION AND INADVERTENT VACCINIA VIRUS INFECTION  
 
Complications of smallpox vaccine or of inadvertent vaccinia virus infection, for the purpose of 
this guidance, are defined as the following, and are consistent with CDC definitions of moderate 
to severe adverse reactions to the smallpox vaccine, or to inadvertent vaccinia virus infection in 
contacts of vaccine recipients (http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5010a1.htm).  
 
1.   Eczema vaccinatum  
2.   Generalized vaccinia  
3.   Progressive vaccinia  
4.   Postvaccinial encephalitis  
5.   Vaccinial keratitis  
 
Eczema vaccinatum is a localized or systemic dissemination of vaccinia virus in someone with 
eczema (atopic dermatitis) or a history thereof, or with other chronic or exfoliative skin 
conditions.  
Generalized vaccinia is characterized by a vesicular rash of varying extent that can occur among 
persons without underlying illnesses.  The rash is generally self-limited and requires minor or no 
therapy except in rare cases, when the vaccine recipient is systemically ill.  
Progressive vaccinia (vaccinia necrosum) is a severe, potentially fatal illness characterized by 
progressive necrosis in the area of vaccination, often with metastatic vaccinia lesions.  It has 
occurred almost exclusively among persons with cellular immunodeficiency.  
 
Postvaccinial encephalitis is a rare but serious complication of vaccinia virus infection.   
 
Vaccinial keratitis is an infection of the cornea, which can cause corneal scarring and visual 
impairment.  This condition is usually caused by accidental self-inoculation of the eye from the 
vaccine site, or from self-inoculation after contact with another vaccine recipient, and is not 
believed to be due to hematogenous spread or associated with a secondary viremia (Ref. 15).  
 
  
 
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