Guideline  for Industry
Quality of Biotechnological
Products:  Analysis of the
Expression Construct in Cells Used
for Production of r-DNA Derived
Protein Products
       
February 1996
 ICH Q5B Table of Contents
I. INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
II. RATIONALE FOR THE ANALYSIS OF THE EXPRESSION CONSTRUCT
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
III. CHARACTERIZATION OF THE EXPRESSION SYSTEM . . . . . . . . . . . . . . . . . . . . 2
A. Expression Construct and Cell Clone Used to Develop the Master Cell Bank 
(MCB) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
B. Cell Bank System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
C. Limit for In Vitro Cell Age for Production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
IV. CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
GLOSSARY OF TERMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1
i GUIDELINE FOR INDUSTRY1
QUALITY OF BIOTECHNOLOGICAL PRODUCTS:  
ANALYSIS OF THE EXPRESSION CONSTRUCT IN CELLS
USED FOR PRODUCTION OF r-DNA DERIVED PROTEIN
PRODUCTS
I. INTRODUCTION
This document presents guidance regarding the characterization of the expression construct for
the production of recombinant DNA (r-DNA) protein products in eukaryotic and prokaryotic
cells.  The document is intended to describe the types of information that are considered valuable
in assessing the structure of the expression construct used to produce r-DNA derived proteins. 
The document is not intended to cover the entire quality aspect of r-DNA derived medicinal
products.
The expression construct is defined as the expression vector containing the coding sequence of
the recombinant protein.  Segments of the expression construct should be analyzed using nucleic
acid techniques in conjunction with other tests performed on the purified recombinant protein for
assuring the quality and consistency of the final product.  Analysis of the expression construct at
the nucleic acid level should be considered as part of the overall evaluation of quality, taking into
account that this testing only evaluates the coding sequence of a recombinant gene and not the
translational fidelity nor other characteristics of the recombinant protein, such as secondary
structure, tertiary structure, and posttranslational modifications.
II. RATIONALE FOR THE ANALYSIS OF THE EXPRESSION CONSTRUCT
The purpose of analyzing the expression construct is to establish that the correct coding sequence
1 This guideline was developed within the Expert Working Group (Quality) of the International Conference on
Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) and has been
subject to consultation by the regulatory parties, in accordance with the ICH process.  This document has been endorsed
by the ICH Steering Committee at  Step 4 of the ICH process, November 29, 1995.  At  Step 4 of the process, the final
draft is recommended for adoption to the regulatory bodies of the European Union, Japan and the USA.  This guideline
was published in the Federal Register  on February 23, 1996 (61 FR 7006) and is applicable to drug and biological
products.  Although this guideline does not create or confer any rights for or on any person and does not operate to bind
FDA or the industry, it does represent the agencys current thinking on the production of r-DNA derived protein
products.  For additional copies of this guideline, contact the Drug Information Branch, HFD-210, CDER, FDA, 5600
Fishers Lane, Rockville, MD 20857 (Phone: 301-827-4573) or the Manufacturers Assistance and Communication Staff
(HFM-42), CBER, FDA, 1401 Rockville Pike, Rockville, MD 20852-1448.  Send one self-addressed adhesive label to
assist the offices in processing your request.  An electronic version of this guidance is also available via Internet using
the World Wide Web (WWW) (connect to the CDER Home Page at http://www.fda.gov/cder and go to the Regulatory
Guidance section). of the product has been incorporated into the host cell and is maintained during culture to the end
of production.  The genetic sequence of recombinant proteins produced in living cells can undergo
mutations that could alter the properties of the protein with potential adverse consequences to
patients.  No single experimental approach can be expected to detect all possible modifications to
a protein.  Protein analytical techniques can be used to assess the amino acid sequence of the
protein and structural features of the expressed protein due to posttranslational modifications such
as proteolytic processing, glycosylation, phosphorylation, and acetylation.  Data from nucleic acid
analysis may be useful because protein analytical methods may not detect all changes in protein
structure resulting from mutations in the sequence coding for the recombinant protein.  The
relative importance of nucleic acid analysis and protein analysis will vary from product to product.
Nucleic acid analysis can be used to verify the coding sequence and the physical state of the
expression construct.  The nucleic acid analysis is performed to ensure that the expressed protein
will have the correct amino acid sequence, but is not intended to detect low levels of variant
sequences.  Where the production cells have multiple integrated copies of the expression
construct, not all of which may be transcriptionally active, examination of the transcription
product itself by analysis of m-RNA or c-DNA may be more appropriate than analysis of genomic
DNA.  Analytical approaches that examine a bulk population of nucleic acids, such as those
performed on pooled clones or material amplified by the polymerase chain reaction, may be
considered as an alternative to approaches that depend on selection of individual DNA clones. 
Other techniques could be considered that allow for rapid and sensitive confirmation of the
sequence coding for the recombinant protein in the expression construct.
The following sections describe information that should be supplied regarding the characterization
of the expression construct during the development and validation of the production system. 
Analytical methodologies should be validated for the intended purpose of confirmation of
sequence.  The validation documentation should, at a minimum, include estimates of the limits of
detection for variant sequences.  This should be performed for either nucleic acid or protein
sequencing methods.  The philosophy and recommendations for analysis expressed in this
document should be reviewed periodically to take advantage of new advances in technology and
scientific information.
III. CHARACTERIZATION OF THE EXPRESSION SYSTEM
A. Expression Construct and Cell Clone Used to Develop the Master Cell Bank 
(MCB)
The manufacturer should describe the origin of the nucleotide sequence coding for the
protein.  This should include identification and source of the cell from which the
nucleotide sequence was originally obtained.  Methods used to prepare the DNA coding
for the protein should be described.
The steps in the assembly of the expression construct should be described in detail.  This
2 description should include the source and function of the component parts of the
expression construct, e.g., origins of replication, antibiotic resistance genes, promoters,
enhancers, and whether or not the protein is being synthesized as a fusion protein.  A
detailed component map and a complete annotated sequence of the plasmid should be
given, indicating those regions that have been sequenced during the construction and those
taken from the literature.  Other expressed proteins encoded by the plasmid should be
indicated.  The nucleotide sequence of the coding region of the gene of interest and
associated flanking regions that are inserted into the vector, up to and including the
junctions of insertion, should be determined by DNA sequencing of the construct.
A description of the method of transfer of the expression construct into the host cell
should be provided.  In addition, methods used to amplify the expression construct and
criteria used to select the cell clone for production should be described in detail.
B. Cell Bank System
Production of the recombinant protein should be based on well-defined MCB and
Working Cell Banks (WCB).  A cell bank is a collection of ampoules of uniform
composition stored under defined conditions, each containing an aliquot of a single pool of
cells.  The MCB is generally derived from the selected cell clone containing the expression
construct.  The WCB is derived by expansion of one or more ampoules of the MCB.  The
cell line history and production of the cell banks should be described in detail, including
methods and reagents used during culture, in vitro cell age, and storage conditions.  All
cell banks should be characterized for relevant phenotypic and genotypic markers, which
could include the expression of the recombinant protein or presence of the expression
construct.
The expression construct in the MCB should be analyzed as described below.  If the
testing cannot be carried out on the MCB, it should be carried out on each WCB.
Restriction endonuclease mapping or other suitable techniques should be used to analyze
the expression construct for copy number, for insertions or deletions, and for the number
of integration sites.  For extrachromosomal expression systems, the percent of host cells
retaining the expression construct should be determined.
The protein coding sequence for the recombinant protein product of the expression
construct should be verified.  For extrachromosomal expression systems, the expression
construct should be isolated and the nucleotide sequence encoding the product should be
verified without further cloning.  For cells with chromosomal copies of the expression
construct, the nucleotide sequence encoding the product could be verified by recloning
and sequencing of chromosomal copies.  Alternatively, the nucleic acid sequence encoding
the product could be verified by techniques such as sequencing of pooled c-DNA clones
or material amplified by the polymerase chain reaction.  The nucleic acid sequence should
3 be identical, within the limits of detection of the methodology, to that determined for the
expression construct as described in section III.A., and should correspond to that expected
for the protein sequence. 
C. Limit for In Vitro Cell Age for Production
The limit for in vitro cell age for production should be based on data derived from
production cells expanded under pilot plant-scale or full-scale conditions to the proposed
in vitro cell age or beyond.  Generally, the production cells are obtained by expansion of
the WCB; the MCB could be used to prepare the production cells with appropriate
justification.
The expression construct of the production cells should be analyzed once for the MCB as
described in section III.B., except that the protein coding sequence of the expression
construct in the production cells could be verified by either nucleic acid testing or analysis
of the final protein product.  Increases in the defined limit for in vitro cell age for
production should be supported by data from cells that have been expanded to an in vitro
cell age that is equal to or greater than the new limit for in vitro cell age.
IV. CONCLUSION
The characterization of the expression construct and the final purified protein are both important
to ensure the consistent production of a r-DNA derived product.  As described above, analytical
data derived from both nucleic acid analysis and evaluation of the final purified protein should be
evaluated to ensure the quality of a recombinant protein product.
4 Attachment A
GLOSSARY OF TERMS
Expression Construct
The expression vector that contains the coding sequence of the recombinant protein and the
elements necessary for its expression.
Flanking Control Regions
Noncoding nucleotide sequences that are adjacent to the 5' and 3' end of the coding sequence of
the product that contain important elements that affect the transcription, translation, or stability of
the coding sequence.  These regions include, e.g., promoter, enhancer, and splicing sequences,
and do not include origins of replication and antibiotic resistance genes.
Integration Site
The site where one or more copies of the expression construct is integrated into the host cell
genome.
In Vitro Cell Age
Measure of time between thaw of the MCB vial(s) to harvest of the production vessel measured
by elapsed chronological time in culture, by population doubling level of the cells, or by passage
level of the cells when subcultivated by a defined procedure for dilution of the culture.
Master Cell Bank (MCB)
An aliquot of a single pool of cells that generally has been prepared from the selected cell clone
under defined conditions, dispensed into multiple containers, and stored under defined conditions. 
The MCB is used to derive all working cell banks.  The testing performed on a new MCB (from a
previous initial cell clone, MCB, or WCB) should be the same as for the MCB unless justified.
Pilot Plant Scale
The production of a recombinant protein by a procedure fully representative of and simulating
that to be applied on a full commercial manufacturing scale.  The methods of cell expansion,
harvest, and product purification should be identical except for the scale of production.
Relevant Genotypic and Phenotypic Markers
Those markers permitting the identification of the strain of the cell line that should include the
expression of the recombinant protein or presence of the expression construct.
Working Cell Bank (WCB)
The WCB is prepared from aliquots of a homogeneous suspension of cells obtained from
culturing the MCB under defined culture conditions.
A-1