The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) Statement: Guidelines for Reporting Observational Studies

A B S T R A C TMuch biomedical research is observational. The reporting of such research is often inadequate, which hampers the assessment of its strengths and weaknesses and of a study's generalisability. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) Initiative developed recommendations on what should be included in an accurate and complete report of an observational study. We defined the scope of the recommendations to cover three main study designs: cohort, case-control, and cross-sectional studies. We convened a 2-day workshop in September 2004, with methodologists, researchers, and journal editors to draft a checklist of items. This list was subsequently revised during several meetings of the coordinating group and in e-mail discussions with the larger group of STROBE contributors, taking into account empirical evidence and methodological considerations. The workshop and the subsequent iterative process of consultation and revision resulted in a checklist of 22 items (the STROBE Statement) that relate to the title, abstract, introduction, methods, results, and discussion sections of articles. 18 items are common to all three study designs and four are specific for cohort, case-control, or cross-sectional studies. A detailed Explanation and Elaboration document is published separately and is freely available on the Web sites of PLoS Medicine, Annals of Internal Medicine, and Epidemiology. We hope that the STROBE Statement will contribute to improving the quality of reporting of observational studies.

## A b s t r a c t
Much biomedical research is observational. The reporting of such research is often inadequate, which hampers the assessment of its strengths and weaknesses and of a study's generalisability. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) Initiative developed recommendations on what should be included in an accurate and complete report of an observational study. We defined the scope of the recommendations to cover three main study designs: cohort, case-control, and cross-sectional studies. We convened a 2-day workshop in September 2004, with methodologists, researchers, and journal editors to draft a checklist of items. This list was subsequently revised during several meetings of the coordinating group and in e-mail discussions with the larger group of STROBE contributors, taking into account empirical evidence and methodological considerations. The workshop and the subsequent iterative process of consultation and revision resulted in a checklist of 22 items (the STROBE Statement) that relate to the title, abstract, introduction, methods, results, and discussion sections of articles. [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] items are common to all three study designs and four are specific for cohort, case-control, or cross-sectional studies. A detailed Explanation and Elaboration document is published separately and is freely available on the Web sites of PLoS Medicine, Annals of Internal Medicine, and Epidemiology. We hope that the STROBE Statement will contribute to improving the quality of reporting of observational studies.

# Introduction
Many questions in medical research are investigated in observational studies [bib_ref] Assessing the quality of research, Glasziou [/bib_ref]. Much of the research into the cause of diseases relies on cohort, case-control, or cross-sectional studies. Observational studies also have a role in research into the benefits and harms of medical interventions [bib_ref] Why we need observational studies to evaluate the effectiveness of health care, Black [/bib_ref]. Randomised trials cannot answer all important questions about a given intervention. For example, observational studies are more suitable to detect rare or late adverse effects of treatments, and are more likely to provide an indication of what is achieved in daily medical practice [bib_ref] Comparison of evidence on harms of medical interventions in randomized and nonrandomized..., Papanikolaou [/bib_ref].
Research should be reported transparently so that readers can follow what was planned, what was done, what was found, and what conclusions were drawn. The credibility of research depends on a critical assessment by others of the strengths and weaknesses in study design, conduct, and analysis. Transparent reporting is also needed to judge whether and how results can be included in systematic reviews [bib_ref] Systematic reviews in health care: Assessing the quality of controlled clinical trials, Ju Ni [/bib_ref] [bib_ref] Spurious precision? Metaanalysis of observational studies, Egger [/bib_ref]. However, in published observational research important information is often missing or unclear. An analysis of epidemiological studies published in general medical and specialist journals found that the rationale behind the choice of potential confounding variables was often not reported [bib_ref] Issues in the reporting of epidemiological studies: a survey of recent practice, Pocock [/bib_ref]. Only few reports of case-control studies in psychiatry explained the methods used to identify cases and controls [bib_ref] Bias in psychiatric case-control studies: literature survey, Lee [/bib_ref]. In a survey of longitudinal studies in stroke research, 17 of 49 articles (35%) did not specify the eligibility criteria [bib_ref] Quality of reporting of observational longitudinal research, Tooth [/bib_ref].
Others have argued that without sufficient clarity of reporting, the benefits of research might be achieved more slowly [bib_ref] Clinical epidemiological quality in molecular genetic research: the need for methodological standards, Bogardus [/bib_ref] , and that there is a need for guidance in reporting observational studies [bib_ref] Guidelines for documentation of epidemiologic studies. Epidemiology Work Group of the Interagency..., Anonymous [/bib_ref] [bib_ref] CONSORT revised-improving the reporting of randomized trials, Rennie [/bib_ref].
Recommendations on the reporting of research can improve reporting quality. The Consolidated Standards of Reporting Trials (CONSORT) Statement was developed in 1996 and revised 5 years later [bib_ref] The CONSORT statement: revised recommendations for improving the quality of reports of..., Moher [/bib_ref]. Many medical journals supported this initiative [bib_ref] Opportunities and challenges for improving the quality of reporting clinical research: CONSORT..., Moher [/bib_ref] , which has helped to improve the quality of reports of randomised trials [bib_ref] Does the CONSORT checklist improve the quality of reports of randomised controlled..., Plint [/bib_ref] [bib_ref] Value of flow diagrams in reports of randomized controlled trials, Egger [/bib_ref]. Similar initiatives have followed for other research areas-e.g., for the reporting of meta-analyses of randomised trials [bib_ref] Improving the quality of reports of meta-analyses of randomised controlled trials: the..., Moher [/bib_ref] or diagnostic studies [bib_ref] Towards complete and accurate reporting of studies of diagnostic accuracy: The STARD..., Bossuyt [/bib_ref]. We established a network of methodologists, researchers, and journal editors to develop recommendations for the reporting of observational research: the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) Statement.

## Aims and use of the strobe statement
The STROBE Statement is a checklist of items that should be addressed in articles reporting on the 3 main study designs of analytical epidemiology: cohort, case-control, and crosssectional studies. The intention is solely to provide guidance on how to report observational research well: these recommendations are not prescriptions for designing or conducting studies. Also, while clarity of reporting is a prerequisite to evaluation, the checklist is not an instrument to evaluate the quality of observational research.
Here we present the STROBE Statement and explain how it was developed. In a detailed companion paper, the Explanation and Elaboration article [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] , we justify the inclusion of the different checklist items and give methodological background and published examples of what we consider transparent reporting. We strongly recommend using the STROBE checklist in conjunction with the explanatory article, which is available freely on the Web sites of PLoS Medicine (http://www.plosmedicine.org/), Annals of Internal Medicine (http://www.annals.org/), and Epidemiology (http:// www.epidem.com/).

## Development of the strobe statement
We established the STROBE Initiative in 2004, obtained funding for a workshop and set up a Web site (http://www. strobe-statement.org/). We searched textbooks, bibliographic databases, reference lists, and personal files for relevant material, including previous recommendations, empirical studies of reporting and articles describing relevant methodological research. Because observational research makes use of many different study designs, we felt that the scope of STROBE had to be clearly defined early on. We decided to focus on the 3 study designs that are used most widely in analytical observational research: cohort, case-control, and cross-sectional studies.
We organised a 2-day workshop in Bristol, UK, in September 2004. 23 individuals attended this meeting, including editorial staff from Annals of Internal Medicine, BMJ, Bulletin of the World Health Organization, International Journal of Epidemiology, JAMA, Preventive Medicine, and The Lancet, as well as epidemiologists, methodologists, statisticians, and practitioners from Europe and North America. Written contributions were sought from 10 other individuals who declared an interest in contributing to STROBE, but could not attend. Three working groups identified items deemed to be important to include in checklists for each type of study. A provisional list of items prepared in advance (available from our Web site) was used to facilitate discussions. The 3 draft checklists were then discussed by all participants and, where possible, items were revised to make them applicable to all three study designs. In a final plenary session, the group decided on the strategy for finalizing and disseminating the STROBE Statement.
After the workshop we drafted a combined checklist including all three designs and made it available on our Web site. We invited participants and additional scientists and editors to comment on this draft checklist. We subsequently published 3 revisions on the Web site, and 2 summaries of comments received and changes made. During this process the coordinating group (i.e., the authors of the present paper) met on eight occasions for 1 or 2 days and held several telephone conferences to revise the checklist and to prepare the present paper and the Explanation and Elaboration paper [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref]. The coordinating group invited 3 additional co-authors with methodological and editorial expertise to help write the Explanation and Elaboration paper, and sought feedback from more than 30 people, who are listed at the end of this paper. We allowed several weeks for comments on subsequent drafts of the paper and reminded collaborators about deadlines by e-mail.

## Strobe components
The STROBE Statement is a checklist of 22 items that we consider essential for good reporting of observational studies [fig_ref] Table 1: The STROBE Statement-Checklist of Items That Should Be Addressed in Reports of... [/fig_ref]. These items relate to the article's title and abstract Present key elements of study design early in the paper Setting 5
Describe the setting, locations, and relevant dates, including periods of recruitment, exposure, follow-up, and data collection Participants 6 (a) Cohort study-Give the eligibility criteria, and the sources and methods of selection of participants. Describe methods of follow-up Case-control study-Give the eligibility criteria, and the sources and methods of case ascertainment and control selection. Give the rationale for the choice of cases and controls Cross-sectional study-Give the eligibility criteria, and the sources and methods of selection of participants (b) Cohort study-For matched studies, give matching criteria and number of exposed and unexposed
Case-control study-For matched studies, give matching criteria and the number of controls per case Variables 7
Clearly define all outcomes, exposures, predictors, potential confounders, and effect modifiers. Give diagnostic criteria, if applicable Data sources/ measurement

## 8*
For each variable of interest, give sources of data and details of methods of assessment (measurement).
Describe comparability of assessment methods if there is more than one group Bias 9
Describe any efforts to address potential sources of bias Study size 10 Explain how the study size was arrived at Quantitative variables

## 11
Explain how quantitative variables were handled in the analyses. If applicable, describe which groupings were chosen, and why
Statistical methods

## (a) describe all statistical methods, including those used to control for confounding (b) describe any methods used to examine subgroups and interactions (c) explain how missing data were addressed (d) cohort study-if applicable, explain how loss to follow-up was addressed
Case-control study-If applicable, explain how matching of cases and controls was addressed Cross-sectional study-If applicable, describe analytical methods taking account of sampling strategy (e) Describe any sensitivity analyses

# Results

## Participants
13* (a) Report the numbers of individuals at each stage of the study-e.g., numbers potentially eligible, examined for eligibility, confirmed eligible, included in the study, completing follow-up, and analysed (b) Give reasons for non-participation at each stage (c) Consider use of a flow diagram Descriptive data 14* (a) Give characteristics of study participants (e.g., demographic, clinical, social) and information on exposures and potential confounders (b) Indicate the number of participants with missing data for each variable of interest (c) Cohort study-Summarise follow-up time (e.g., average and total amount) Outcome data 15* Cohort study-Report numbers of outcome events or summary measures over time Case-control study-Report numbers in each exposure category, or summary measures of exposure (item 1), the introduction (items 2 and 3), methods (items [bib_ref] Systematic reviews in health care: Assessing the quality of controlled clinical trials, Ju Ni [/bib_ref] [bib_ref] Spurious precision? Metaanalysis of observational studies, Egger [/bib_ref] [bib_ref] Issues in the reporting of epidemiological studies: a survey of recent practice, Pocock [/bib_ref] [bib_ref] Bias in psychiatric case-control studies: literature survey, Lee [/bib_ref] [bib_ref] Quality of reporting of observational longitudinal research, Tooth [/bib_ref] [bib_ref] Clinical epidemiological quality in molecular genetic research: the need for methodological standards, Bogardus [/bib_ref] [bib_ref] Guidelines for documentation of epidemiologic studies. Epidemiology Work Group of the Interagency..., Anonymous [/bib_ref] [bib_ref] CONSORT revised-improving the reporting of randomized trials, Rennie [/bib_ref] [bib_ref] The CONSORT statement: revised recommendations for improving the quality of reports of..., Moher [/bib_ref] , results (items 13-17) and discussion sections (items [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Better reporting of harms in randomized trials: an extension of the CONSORT..., Ioannidis [/bib_ref] , and other information (item 22 on funding). 18 items are common to all three designs, while four (items 6, 12, 14, and 15) are design-specific, with different versions for all or part of the item. For some items (indicated by asterisks), information should be given separately for cases and controls in case-control studies, or exposed and unexposed groups in cohort and cross-sectional studies. Although presented here as a single checklist, separate checklists are available for each of the 3 study designs on the STROBE Web site.

# Implications and limitations
The STROBE Statement was developed to assist authors when writing up analytical observational studies, to support editors and reviewers when considering such articles for publication, and to help readers when critically appraising published articles. We developed the checklist through an open process, taking into account the experience gained with previous initiatives, in particular CONSORT. We reviewed the relevant empirical evidence as well as methodological work, and subjected consecutive drafts to an extensive iterative process of consultation. The checklist presented here is thus based on input from a large number of individuals with diverse backgrounds and perspectives. The comprehensive explanatory article [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] , which is intended for use alongside the checklist, also benefited greatly from this consultation process.
Observational studies serve a wide range of purposes, on a continuum from the discovery of new findings to the confirmation or refutation of previous findings [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref] [bib_ref] Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration, Vandenbroucke [/bib_ref]. Some studies are essentially exploratory and raise interesting hypotheses. Others pursue clearly defined hypotheses in available data. In yet another type of studies, the collection of new data is planned carefully on the basis of an existing hypothesis. We believe the present checklist can be useful for all these studies, since the readers always need to know what was planned (and what was not), what was done, what was found, and what the results mean. We acknowledge that STROBE is currently limited to three main observational study designs. We would welcome extensions that adapt the checklist to other designs-e.g., case-crossover studies or ecological studies-and also to specific topic areas. Four extensions are now available for the CONSORT statement [bib_ref] Better reporting of harms in randomized trials: an extension of the CONSORT..., Ioannidis [/bib_ref] [bib_ref] CONSORT statement: extension to cluster randomised trials, Campbell [/bib_ref] [bib_ref] Reporting of noninferiority and equivalence randomized trials: an extension of the CONSORT..., Piaggio [/bib_ref] [bib_ref] Reporting randomized, controlled trials of herbal interventions: an elaborated CONSORT statement, Gagnier [/bib_ref]. A first extension to STROBE is underway for genedisease association studies: the STROBE Extension to Genetic Association studies (STREGA) initiative [bib_ref] A road map for efficient and reliable human genome epidemiology, Ioannidis [/bib_ref]. We ask those who aim to develop extensions of the STROBE Statement to contact the coordinating group first to avoid duplication of effort.
The STROBE Statement should not be interpreted as an attempt to prescribe the reporting of observational research in a rigid format. The checklist items should be addressed in sufficient detail and with clarity somewhere in an article, but the order and format for presenting information depends on author preferences, journal style, and the traditions of the research field. For instance, we discuss the reporting of results under a number of separate items, while recognizing that authors might address several items within a single section of text or in a table. Also, item 22, on the source of funding and the role of funders, could be addressed in an appendix or in the methods section of the article. We do not aim at standardising reporting. Authors of randomised clinical trials were asked by an editor of a specialist medical journal to ''CONSORT'' their manuscripts on submission [bib_ref] CONSORT your submissions: an update for authors, Ormerod [/bib_ref]. We believe that manuscripts should not be ''STROBEd'', in the sense of regulating style or terminology. We encourage authors to use narrative elements, including the description of illustrative cases, to complement the essential information about their study, and to make their articles an interesting read [bib_ref] Suggestions for improving the reporting of clinical research: the role of narrative, Schriger [/bib_ref].
We emphasise that the STROBE Statement was not developed as a tool for assessing the quality of published observational research. Such instruments have been developed by other groups and were the subject of a recent systematic review [bib_ref] Tools for assessing quality and susceptibility to bias in observational studies in..., Sanderson [/bib_ref]. In the Explanation and Elaboration paper, we used several examples of good reporting from studies whose results were not confirmed in further research -the important feature was the good reporting, not whether the research was of good quality. However, if STROBE is adopted by authors and journals, issues such as confounding, bias, and generalisability could become more transparent, which might help temper the over-enthusiastic reporting of new findings in the scientific community and popular media [bib_ref] What is newsworthy? Longitudinal study of the reporting of medical research in..., Bartlett [/bib_ref] , and improve the methodology of studies in the long term. Better reporting may also help to have more informed decisions about when new studies are needed, and what they should address.
We did not undertake a comprehensive systematic review for each of the checklist items and sub-items, or do our own research to fill gaps in the evidence base. Further, although no one was excluded from the process, the composition of the group of contributors was influenced by existing networks and was not representative in terms of geography (it was dominated by contributors from Europe and North America) and probably was not representative in terms of research interests and disciplines. We stress that STROBE and other recommendations on the reporting of research should be seen as evolving documents that require continual assessment, refinement, and, if necessary, change. We welcome suggestions for the further dissemination of STROBE-e.g., by re-publication of the present article in specialist journals and in journals published in other languages. Groups or individuals who intend to translate the checklist to other languages should consult the coordinating group beforehand. We will revise the checklist in the future, taking into account comments, criticism, new evidence, and experience from its use. We invite readers to submit their comments via the STROBE Web site (http://www.strobe-statement.org/).
[table] Table 1: The STROBE Statement-Checklist of Items That Should Be Addressed in Reports of Observational Studies Provide in the abstract an informative and balanced summary of what was done and what was found [/table]