OpenRaiser/Intern-Atlas huggingface dataset:
Preference-Guided Reflective Sampling for Aligning Language Models
Venue: Conference EMNLP 2024
Year: 2024

Iterative data generation and model re-training can effectively align large language models(LLMs) to human preferences. The process of data sampling is crucial, as it significantly influences the success of policy improvement. Repeated random sampling is a widely used method that independently queries the model multiple times to generate outputs. In this work, we propose a more effective sampling method, named Preference-Guided Reflective Sampling (PRS). Unlike random sampling, PRS employs a tree-based generation framework to enable more efficient sampling. It leverages adaptive self-refinement techniques to better explore the sampling space. By specifying user preferences in natural language, PRS can further optimize response generation according to these preferences. As a result, PRS can align models to diverse user preferences. Our experiments demonstrate that PRS generates higher-quality responses with significantly higher rewards. On AlpacaEval and Arena-Hard, PRS substantially outperforms repeated random sampling in best-of-$N$ sampling. Moreover, PRS shows strong performance when applied in iterative offline RL training.
Safety Arithmetic: A Framework for Test-time Safety Alignment of Language Models by Steering Parameters and Activations
Venue: Conference EMNLP 2024
Year: 2024

Ensuring the safe alignment of large language models (LLMs) with human values is critical as they become integral to applications like translation and question answering. Current alignment methods struggle with dynamic user intentions and complex objectives, making models vulnerable to generating harmful content. We propose Safety Arithmetic, a training-free framework enhancing LLM safety across different scenarios: Base models, Supervised fine-tuned models (SFT), and Edited models. Safety Arithmetic involves Harm Direction Removal to avoid harmful content and Safety Alignment to promote safe responses. Additionally, we present NoIntentEdit, a dataset highlighting edit instances that could compromise model safety if used unintentionally. Our experiments show that Safety Arithmetic significantly improves safety measures, reduces over-safety, and maintains model utility, outperforming existing methods in ensuring safe content generation.
Communicating with Speakers and Listeners of Different Pragmatic Levels
Venue: Conference EMNLP 2024
Year: 2024

This paper explores the impact of variable pragmatic competence on communicative success through simulating language learning and conversing between speakers and listeners with different levels of reasoning abilities. Through studying this interaction, we hypothesize that matching levels of reasoning between communication partners would create a more beneficial environment for communicative success and language learning. Our research findings indicate that learning from more explicit, literal language is advantageous, irrespective of the learner's level of pragmatic competence. Furthermore, we find that integrating pragmatic reasoning during language learning, not just during evaluation, significantly enhances overall communication performance. This paper provides key insights into the importance of aligning reasoning levels and incorporating pragmatic reasoning in optimizing communicative interactions.
SpeechQE: Estimating the Quality of Direct Speech Translation
Venue: Conference EMNLP 2024
Year: 2024

Recent advances in automatic quality estimation for machine translation have exclusively focused on written language, leaving the speech modality underexplored. In this work, we formulate the task of quality estimation for speech translation (SpeechQE), construct a benchmark, and evaluate a family of systems based on cascaded and end-to-end architectures. In this process, we introduce a novel end-to-end system leveraging pre-trained text LLM. Results suggest that end-to-end approaches are better suited to estimating the quality of direct speech translation than using quality estimation systems designed for text in cascaded systems. More broadly, we argue that quality estimation of speech translation needs to be studied as a separate problem from that of text, and release our data and models to guide further research in this space.
Dynamic Rewarding with Prompt Optimization Enables Tuning-free Self-Alignment of Language Models
Venue: Conference EMNLP 2024
Year: 2024

Aligning Large Language Models (LLMs) traditionally relies on costly training and human preference annotations. Self-alignment seeks to reduce these expenses by enabling models to align themselves. To further lower costs and achieve alignment without any expensive tuning or annotations, we introduce a new tuning-free approach for self-alignment, Dynamic Rewarding with Prompt Optimization (DRPO). Our approach leverages a search-based optimization framework that allows LLMs to iteratively self-improve and craft the optimal alignment instructions, all without additional training or human intervention. The core of DRPO is a dynamic rewarding mechanism, which identifies and rectifies model-specific alignment weaknesses, allowing LLMs to adapt efficiently to diverse alignment challenges. Empirical evaluations on eight recent LLMs, both open- and closed-sourced, demonstrate that DRPO significantly enhances alignment performance, with base models outperforming their SFT/RLHF-tuned counterparts. Moreover, the prompts automatically optimized by DRPO surpass those curated by human experts, further validating the effectiveness of our approach. Our findings highlight the great potential of current LLMs to achieve adaptive self-alignment through inference-time optimization, complementing tuning-based alignment methods.
Accurate and Data-Efficient Toxicity Prediction when Annotators Disagree
Venue: Conference EMNLP 2024
Year: 2024

When annotators disagree, predicting the labels given by individual annotators can capture nuances overlooked by traditional label aggregation. We introduce three approaches to predicting individual annotator ratings on the toxicity of text by incorporating individual annotator-specific information: a neural collaborative filtering (NCF) approach, an in-context learning (ICL) approach, and an intermediate embedding-based architecture. We also study the utility of demographic information for rating prediction. NCF showed limited utility; however, integrating annotator history, demographics, and survey information permits both the embedding-based architecture and ICL to substantially improve prediction accuracy, with the embedding-based architecture outperforming the other methods. We also find that, if demographics are predicted from survey information, using these imputed demographics as features performs comparably to using true demographic data. This suggests that demographics may not provide substantial information for modeling ratings beyond what is captured in survey responses. Our findings raise considerations about the relative utility of different types of annotator information and provide new approaches for modeling annotators in subjective NLP tasks.
Holistic Evaluation for Interleaved Text-and-Image Generation
Venue: Conference EMNLP 2024
Year: 2024

Interleaved text-and-image generation has been an intriguing research direction, where the models are required to generate both images and text pieces in an arbitrary order. Despite the emerging advancements in interleaved generation, the progress in its evaluation still significantly lags behind. Existing evaluation benchmarks do not support arbitrarily interleaved images and text for both inputs and outputs, and they only cover a limited number of domains and use cases. Also, current works predominantly use similarity-based metrics which fall short in assessing the quality in open-ended scenarios. To this end, we introduce InterleavedBench, the first benchmark carefully curated for the evaluation of interleaved text-and-image generation. InterleavedBench features a rich array of tasks to cover diverse real-world use cases. In addition, we present InterleavedEval, a strong reference-free metric powered by GPT-4o to deliver accurate and explainable evaluation. We carefully define five essential evaluation aspects for InterleavedEval, including text quality, perceptual quality, image coherence, text-image coherence, and helpfulness, to ensure a comprehensive and fine-grained assessment. Through extensive experiments and rigorous human evaluation, we show that our benchmark and metric can effectively evaluate the existing models with a strong correlation with human judgments surpassing previous reference-based metrics. We also provide substantial findings and insights to foster future research in interleaved generation and its evaluation.
FOLIO: Natural Language Reasoning with First-Order Logic
Venue: Conference EMNLP 2024
Year: 2024

Large language models (LLMs) have achieved remarkable performance on a variety of natural language understanding tasks. However, existing benchmarks are inadequate in measuring the complex logical reasoning capabilities of a model. We present FOLIO, a human-annotated, logically complex and diverse dataset for reasoning in natural language (NL), equipped with first-order logic (FOL) annotations. FOLIO consists of 1,430 examples (unique conclusions), each paired with one of 487 sets of premises used to deductively reason for the validity of each conclusion. The logical correctness of the premises and conclusions is ensured by their FOL annotations, which are automatically verified by an FOL inference engine. In addition to the main NL reasoning task, NL-FOL pairs in FOLIO constitute a new NL-FOL translation dataset. Our experiments on FOLIO systematically evaluate the FOL reasoning ability of supervised fine-tuning on medium-sized language models. For both NL reasoning and NL-FOL translation, we benchmark multiple state-of-the-art language models. Our results show that a subset of FOLIO presents a challenge for one of the most capable {Large Language Model (LLM)} publicly available, GPT-4.
Is Child-Directed Speech Effective Training Data for Language Models?
Venue: Conference EMNLP 2024
Year: 2024

While high-performing language models are typically trained on hundreds of billions of words, human children become fluent language users with a much smaller amount of data. What are the features of the data they receive, and how do these features support language modeling objectives? To investigate this question, we train GPT-2 and RoBERTa models on 29M words of English child-directed speech and a new matched, synthetic dataset (TinyDialogues), comparing to OpenSubtitles, Wikipedia, and a heterogeneous blend of datasets from the BabyLM challenge. We evaluate the syntactic and semantic knowledge of these models using developmentally-inspired evaluations. Through pretraining experiments, we test whether the global developmental ordering or the local discourse ordering of children's training data supports high performance relative to other datasets. The local properties of the data affect model results, but surprisingly, global properties do not. Further, child language input is not uniquely valuable for training language models. These findings support the hypothesis that, rather than proceeding from better data, the child's learning algorithm is substantially more data-efficient than current language modeling techniques.
M3Hop-CoT: Misogynous Meme Identification with Multimodal Multi-hop Chain-of-Thought
Venue: Conference EMNLP 2024
Year: 2024

In recent years, there has been a significant rise in the phenomenon of hate against women on social media platforms, particularly through the use of misogynous memes. These memes often target women with subtle and obscure cues, making their detection a challenging task for automated systems. Recently, Large Language Models (LLMs) have shown promising results in reasoning using Chain-of-Thought (CoT) prompting to generate the intermediate reasoning chains as the rationale to facilitate multimodal tasks, but often neglect cultural diversity and key aspects like emotion and contextual knowledge hidden in the visual modalities. To address this gap, we introduce a Multimodal Multi-hop CoT (M3Hop-CoT) framework for Misogynous meme identification, combining a CLIP-based classifier and a multimodal CoT module with entity-object-relationship integration. M3Hop-CoT employs a three-step multimodal prompting principle to induce emotions, target awareness, and contextual knowledge for meme analysis. Our empirical evaluation, including both qualitative and quantitative analysis, validates the efficacy of the M3Hop-CoT framework on the SemEval-2022 Task 5 (MAMI task) dataset, highlighting its strong performance in the macro-F1 score. Furthermore, we evaluate the model's generalizability by evaluating it on various benchmark meme datasets, offering a thorough insight into the effectiveness of our approach across different datasets.
GPT-4 Jailbreaks Itself with Near-Perfect Success Using Self-Explanation
Venue: Conference EMNLP 2024
Year: 2024

Research on jailbreaking has been valuable for testing and understanding the safety and security issues of large language models (LLMs). In this paper, we introduce Iterative Refinement Induced Self-Jailbreak (IRIS), a novel approach that leverages the reflective capabilities of LLMs for jailbreaking with only black-box access. Unlike previous methods, IRIS simplifies the jailbreaking process by using a single model as both the attacker and target. This method first iteratively refines adversarial prompts through self-explanation, which is crucial for ensuring that even well-aligned LLMs obey adversarial instructions. IRIS then rates and enhances the output given the refined prompt to increase its harmfulness. We find that IRIS achieves jailbreak success rates of 98% on GPT-4, 92% on GPT-4 Turbo, and 94% on Llama-3.1-70B in under 7 queries. It significantly outperforms prior approaches in automatic, black-box, and interpretable jailbreaking, while requiring substantially fewer queries, thereby establishing a new standard for interpretable jailbreaking methods.
Evaluating Concurrent Robustness of Language Models Across Diverse Challenge Sets
Venue: Conference EMNLP 2024
Year: 2024

Language models, characterized by their black-box nature, often hallucinate and display sensitivity to input perturbations, causing concerns about trust. To enhance trust, it is imperative to gain a comprehensive understanding of the model's failure modes and develop effective strategies to improve their performance. In this study, we introduce a methodology designed to examine how input perturbations affect language models across various scales, including pre-trained models and large language models (LLMs). Utilizing fine-tuning, we enhance the model's robustness to input perturbations. Additionally, we investigate whether exposure to one perturbation enhances or diminishes the model's performance with respect to other perturbations. To address robustness against multiple perturbations, we present three distinct fine-tuning strategies. Furthermore, we broaden the scope of our methodology to encompass large language models (LLMs) by leveraging a chain of thought (CoT) prompting approach augmented with exemplars. We employ the Tabular-NLI task to showcase how our proposed strategies adeptly train a robust model, enabling it to address diverse perturbations while maintaining accuracy on the original dataset. https://msin-infotabs.github.io/
Is This a Bad Table? A Closer Look at the Evaluation of Table Generation from Text
Venue: Conference EMNLP 2024
Year: 2024

Understanding whether a generated table is of good quality is important to be able to use it in creating or editing documents using automatic methods. In this work, we underline that existing measures for table quality evaluation fail to capture the overall semantics of the tables, and sometimes unfairly penalize good tables and reward bad ones. We propose TabEval, a novel table evaluation strategy that captures table semantics by first breaking down a table into a list of natural language atomic statements and then compares them with ground truth statements using entailment-based measures. To validate our approach, we curate a dataset comprising of text descriptions for 1,250 diverse Wikipedia tables, covering a range of topics and structures, in contrast to the limited scope of existing datasets. We compare TabEval with existing metrics using unsupervised and supervised text-to-table generation methods, demonstrating its stronger correlation with human judgments of table quality across four datasets.
On the Fragility of Active Learners for Text Classification
Venue: Conference EMNLP 2024
Year: 2024

Active learning (AL) techniques optimally utilize a labeling budget by iteratively selecting instances that are most valuable for learning. However, they lack ``prerequisite checks'', i.e., there are no prescribed criteria to pick an AL algorithm best suited for a dataset. A practitioner must pick a technique they \emph{trust} would beat random sampling, based on prior reported results, and hope that it is resilient to the many variables in their environment: dataset, labeling budget and prediction pipelines. The important questions then are: how often on average, do we expect any AL technique to reliably beat the computationally cheap and easy-to-implement strategy of random sampling? Does it at least make sense to use AL in an ``Always ON'' mode in a prediction pipeline, so that while it might not always help, it never under-performs random sampling? How much of a role does the prediction pipeline play in AL's success? We examine these questions in detail for the task of text classification using pre-trained representations, which are ubiquitous today. Our primary contribution here is a rigorous evaluation of AL techniques, old and new, across setups that vary wrt datasets, text representations and classifiers. This unlocks multiple insights around warm-up times, i.e., number of labels before gains from AL are seen, viability of an ``Always ON'' mode and the relative significance of different factors. Additionally, we release a framework for rigorous benchmarking of AL techniques for text classification.
BMRetriever: Tuning Large Language Models as Better Biomedical Text Retrievers
Venue: Conference EMNLP 2024
Year: 2024

Developing effective biomedical retrieval models is important for excelling at knowledge-intensive biomedical tasks but still challenging due to the deficiency of sufficient publicly annotated biomedical data and computational resources. We present BMRetriever, a series of dense retrievers for enhancing biomedical retrieval via unsupervised pre-training on large biomedical corpora, followed by instruction fine-tuning on a combination of labeled datasets and synthetic pairs. Experiments on 5 biomedical tasks across 11 datasets verify BMRetriever's efficacy on various biomedical applications. BMRetriever also exhibits strong parameter efficiency, with the 410M variant outperforming baselines up to 11.7 times larger, and the 2B variant matching the performance of models with over 5B parameters. The training data and model checkpoints are released at \url{https://huggingface.co/BMRetriever} to ensure transparency, reproducibility, and application to new domains.
Comparing Neighbors Together Makes it Easy: Jointly Comparing Multiple Candidates for Efficient and Effective Retrieval
Venue: Conference EMNLP 2024
Year: 2024

A common retrieve-and-rerank paradigm involves retrieving relevant candidates from a broad set using a fast bi-encoder (BE), followed by applying expensive but accurate cross-encoders (CE) to a limited candidate set. However, relying on this small subset is often susceptible to error propagation from the bi-encoders, which limits the overall performance. To address these issues, we propose the Comparing Multiple Candidates (CMC) framework. CMC compares a query and multiple embeddings of similar candidates (i.e., neighbors) through shallow self-attention layers, delivering rich representations contextualized to each other. Furthermore, CMC is scalable enough to handle multiple comparisons simultaneously. For example, comparing ~10K candidates with CMC takes a similar amount of time as comparing 16 candidates with CE. Experimental results on the ZeSHEL dataset demonstrate that CMC, when plugged in between bi-encoders and cross-encoders as a seamless intermediate reranker (BE-CMC-CE), can effectively improve recall@k (+4.8%-p, +3.5%-p for R@16, R@64) compared to using only bi-encoders (BE-CE), with negligible slowdown (<7%). Additionally, to verify CMC's effectiveness as the final-stage reranker in improving top-1 accuracy, we conduct experiments on downstream tasks such as entity, passage, and dialogue ranking. The results indicate that CMC is not only faster (11x) but also often more effective than CE, with improved prediction accuracy in Wikipedia entity linking (+0.7%-p) and DSTC7 dialogue ranking (+3.3%-p).
MedAdapter: Efficient Test-Time Adaptation of Large Language Models Towards Medical Reasoning
Venue: Conference EMNLP 2024
Year: 2024

Despite their improved capabilities in generation and reasoning, adapting large language models (LLMs) to the biomedical domain remains challenging due to their immense size and corporate privacy. In this work, we propose MedAdapter, a unified post-hoc adapter for test-time adaptation of LLMs towards biomedical applications. Instead of fine-tuning the entire LLM, MedAdapter effectively adapts the original model by fine-tuning only a small BERT-sized adapter to rank candidate solutions generated by LLMs. Experiments demonstrate that MedAdapter effectively adapts both white-box and black-box LLMs in biomedical reasoning, achieving average performance improvements of 25.48% and 11.31%, respectively, without requiring extensive computational resources or sharing data with third parties. MedAdapter also yields superior performance when combined with train-time adaptation, highlighting a flexible and complementary solution to existing adaptation methods. Faced with the challenges of balancing model performance, computational resources, and data privacy, MedAdapter provides an efficient, privacy-preserving, cost-effective, and transparent solution for adapting LLMs to the biomedical domain.
EHRAgent: Code Empowers Large Language Models for Few-shot Complex Tabular Reasoning on Electronic Health Records
Venue: Conference EMNLP 2024
Year: 2024

Large language models (LLMs) have demonstrated exceptional capabilities in planning and tool utilization as autonomous agents, but few have been developed for medical problem-solving. We propose EHRAgent, an LLM agent empowered with a code interface, to autonomously generate and execute code for multi-tabular reasoning within electronic health records (EHRs). First, we formulate an EHR question-answering task into a tool-use planning process, efficiently decomposing a complicated task into a sequence of manageable actions. By integrating interactive coding and execution feedback, EHRAgent learns from error messages and improves the originally generated code through iterations. Furthermore, we enhance the LLM agent by incorporating long-term memory, which allows EHRAgent to effectively select and build upon the most relevant successful cases from past experiences. Experiments on three real-world multi-tabular EHR datasets show that EHRAgent outperforms the strongest baseline by up to 29.6% in success rate. EHRAgent leverages the emerging few-shot learning capabilities of LLMs, enabling autonomous code generation and execution to tackle complex clinical tasks with minimal demonstrations.