OpenRaiser/Intern-Atlas huggingface dataset:
Fill In The Gaps: Model Calibration and Generalization with Synthetic Data
Venue: Conference EMNLP 2024
Year: 2024

As machine learning models continue to swiftly advance, calibrating their performance has become a major concern prior to practical and widespread implementation. Most existing calibration methods often negatively impact model accuracy due to the lack of diversity of validation data, resulting in reduced generalizability. To address this, we propose a calibration method that incorporates synthetic data without compromising accuracy. We derive the expected calibration error (ECE) bound using the Probably Approximately Correct (PAC) learning framework. Large language models (LLMs), known for their ability to mimic real data and generate text with mixed class labels, are utilized as a synthetic data generation strategy to lower the ECE bound and improve model accuracy on real test data. Additionally, we propose data generation mechanisms for efficient calibration. Testing our method on four different natural language processing tasks, we observed an average up to 34\% increase in accuracy and 33\% decrease in ECE.
Adaptive Question Answering: Enhancing Language Model Proficiency for Addressing Knowledge Conflicts with Source Citations
Venue: Conference EMNLP 2024
Year: 2024

Resolving knowledge conflicts is a crucial challenge in Question Answering (QA) tasks, as the internet contains numerous conflicting facts and opinions. While some research has made progress in tackling ambiguous settings where multiple valid answers exist, these approaches often neglect to provide source citations, leaving users to evaluate the factuality of each answer. On the other hand, existing work on citation generation has focused on unambiguous settings with single answers, failing to address the complexity of real-world scenarios. Despite the importance of both aspects, no prior research has combined them, leaving a significant gap in the development of QA systems. In this work, we bridge this gap by proposing the novel task of QA with source citation in ambiguous settings, where multiple valid answers exist. To facilitate research in this area, we create a comprehensive framework consisting of: (1) five novel datasets, obtained by augmenting three existing reading comprehension datasets with citation meta-data across various ambiguous settings, such as distractors and paraphrasing; (2) the first ambiguous multi-hop QA dataset featuring real-world, naturally occurring contexts; (3) two new metrics to evaluate models' performances; and (4) several strong baselines using rule-based, prompting, and finetuning approaches over five large language models. We hope that this new task, datasets, metrics, and baselines will inspire the community to push the boundaries of QA research and develop more trustworthy and interpretable systems.
Granular Privacy Control for Geolocation with Vision Language Models
Venue: Conference EMNLP 2024
Year: 2024

Vision Language Models (VLMs) are rapidly advancing in their capability to answer information-seeking questions. As these models are widely deployed in consumer applications, they could lead to new privacy risks due to emergent abilities to identify people in photos, geolocate images, etc. As we demonstrate, somewhat surprisingly, current open-source and proprietary VLMs are very capable image geolocators, making widespread geolocation with VLMs an immediate privacy risk, rather than merely a theoretical future concern. As a first step to address this challenge, we develop a new benchmark, GPTGeoChat, to test the ability of VLMs to moderate geolocation dialogues with users. We collect a set of 1,000 image geolocation conversations between in-house annotators and GPT-4v, which are annotated with the granularity of location information revealed at each turn. Using this new dataset, we evaluate the ability of various VLMs to moderate GPT-4v geolocation conversations by determining when too much location information has been revealed. We find that custom fine-tuned models perform on par with prompted API-based models when identifying leaked location information at the country or city level; however, fine-tuning on supervised data appears to be needed to accurately moderate finer granularities, such as the name of a restaurant or building.
MedReadMe: A Systematic Study for Fine-grained Sentence Readability in Medical Domain
Venue: Conference EMNLP 2024
Year: 2024

Medical texts are notoriously challenging to read. Properly measuring their readability is the first step towards making them more accessible. In this paper, we present a systematic study on fine-grained readability measurements in the medical domain at both sentence-level and span-level. We introduce a new dataset MedReadMe, which consists of manually annotated readability ratings and fine-grained complex span annotation for 4,520 sentences, featuring two novel "Google-Easy" and "Google-Hard" categories. It supports our quantitative analysis, which covers 650 linguistic features and automatic complex word and jargon identification. Enabled by our high-quality annotation, we benchmark and improve several state-of-the-art sentence-level readability metrics for the medical domain specifically, which include unsupervised, supervised, and prompting-based methods using recently developed large language models (LLMs). Informed by our fine-grained complex span annotation, we find that adding a single feature, capturing the number of jargon spans, into existing readability formulas can significantly improve their correlation with human judgments. The data is available at tinyurl.com/medreadme-repo
FlipGuard: Defending Preference Alignment against Update Regression with Constrained Optimization
Venue: Conference EMNLP 2024
Year: 2024

Recent breakthroughs in preference alignment have significantly improved Large Language Models' ability to generate texts that align with human preferences and values. However, current alignment metrics typically emphasize the post-hoc overall improvement, while overlooking a critical aspect: regression, which refers to the backsliding on previously correctly-handled data after updates. This potential pitfall may arise from excessive fine-tuning on already well-aligned data, which subsequently leads to over-alignment and degeneration. To address this challenge, we propose FlipGuard, a constrained optimization approach to detect and mitigate update regression with focal attention. Specifically, FlipGuard identifies performance degradation using a customized reward characterization and strategically enforces a constraint to encourage conditional congruence with the pre-aligned model during training. Comprehensive experiments demonstrate that FlipGuard effectively alleviates update regression while demonstrating excellent overall performance, with the added benefit of knowledge preservation while aligning preferences.
MedCoT: Medical Chain of Thought via Hierarchical Expert
Venue: Conference EMNLP 2024
Year: 2024

Artificial intelligence has advanced in Medical Visual Question Answering (Med-VQA), but prevalent research tends to focus on the accuracy of the answers, often overlooking the reasoning paths and interpretability, which are crucial in clinical settings. Besides, current Med-VQA algorithms, typically reliant on singular models, lack the robustness needed for real-world medical diagnostics which usually require collaborative expert evaluation. To address these shortcomings, this paper presents MedCoT, a novel hierarchical expert verification reasoning chain method designed to enhance interpretability and accuracy in biomedical imaging inquiries. MedCoT is predicated on two principles: The necessity for explicit reasoning paths in Med-VQA and the requirement for multi-expert review to formulate accurate conclusions. The methodology involves an Initial Specialist proposing diagnostic rationales, followed by a Follow-up Specialist who validates these rationales, and finally, a consensus is reached through a vote among a sparse Mixture of Experts within the locally deployed Diagnostic Specialist, which then provides the definitive diagnosis. Experimental evaluations on four standard Med-VQA datasets demonstrate that MedCoT surpasses existing state-of-the-art approaches, providing significant improvements in performance and interpretability.
Inductive-Deductive Strategy Reuse for Multi-Turn Instructional Dialogues
Venue: Conference EMNLP 2024
Year: 2024

Aligning large language models (LLMs) with human expectations requires high-quality instructional dialogues, which usually require instructions that are diverse and in-depth. Existing methods leverage two LLMs to interact for automatic collection: one simulating a user to pose instructions, and the other acting as a system agent to respond. However, these user simulators struggle to model the rules behind how dialogues can pose different instructions without explicit guidance, resulting in general instructions. In this paper, we propose to explicitly capture the complex rules to help the user simulator pose diverse and in-depth instruction. Specifically, we first induce high-level instruction strategies from various real instruction dialogues serving as rules. Afterward, different possible strategies are applied to the newly given dialogue scenario deductively to pose various instructions. Experimental results show that our method can generate diverse and in-depth instructions. The constructed multi-turn instructional dialogues can outperform competitive baselines on the downstream chat model.
Information Flow Routes: Automatically Interpreting Language Models at Scale
Venue: Conference EMNLP 2024
Year: 2024

Information flows by routes inside the network via mechanisms implemented in the model. These routes can be represented as graphs where nodes correspond to token representations and edges to operations inside the network. We automatically build these graphs in a top-down manner, for each prediction leaving only the most important nodes and edges. In contrast to the existing workflows relying on activation patching, we do this through attribution: this allows us to efficiently uncover existing circuits with just a single forward pass. Additionally, the applicability of our method is far beyond patching: we do not need a human to carefully design prediction templates, and we can extract information flow routes for any prediction (not just the ones among the allowed templates). As a result, we can talk about model behavior in general, for specific types of predictions, or different domains. We experiment with Llama 2 and show that the role of some attention heads is overall important, e.g. previous token heads and subword merging heads. Next, we find similarities in Llama 2 behavior when handling tokens of the same part of speech. Finally, we show that some model components can be specialized on domains such as coding or multilingual texts.
Representational Analysis of Binding in Language Models
Venue: Conference EMNLP 2024
Year: 2024

Entity tracking is essential for complex reasoning. To perform in-context entity tracking, language models (LMs) must bind an entity to its attribute (e.g., bind a container to its content) to recall attribute for a given entity. For example, given a context mentioning ``The coffee is in Box Z, the stone is in Box M, the map is in Box H'', to infer ``Box Z contains the coffee'' later, LMs must bind ``Box Z'' to ``coffee''. To explain the binding behaviour of LMs, existing research introduces a Binding ID mechanism and states that LMs use a abstract concept called Binding ID (BI) to internally mark entity-attribute pairs. However, they have not captured the Ordering ID (OI) from entity activations that directly determines the binding behaviour. In this work, we provide a novel view of the BI mechanism by localizing OI and proving the causality between OI and binding behaviour. Specifically, by leveraging dimension reduction methods (e.g., PCA), we discover that there exists a low-rank subspace in the activations of LMs, that primarily encodes the order (i.e., OI) of entity and attribute. Moreover, we also discover the causal effect of OI on binding that when editing representations along the OI encoding direction, LMs tend to bind a given entity to other attributes accordingly. For example, by patching activations along the OI encoding direction we can make the LM to infer ``Box Z contains the stone'' and ``Box Z contains the map''.
CoSafe: Evaluating Large Language Model Safety in Multi-Turn Dialogue Coreference
Venue: Conference EMNLP 2024
Year: 2024

As large language models (LLMs) constantly evolve, ensuring their safety remains a critical research problem. Previous red-teaming approaches for LLM safety have primarily focused on single prompt attacks or goal hijacking. To the best of our knowledge, we are the first to study LLM safety in multi-turn dialogue coreference. We created a dataset of 1,400 questions across 14 categories, each featuring multi-turn coreference safety attacks. We then conducted detailed evaluations on five widely used open-source LLMs. The results indicated that under multi-turn coreference safety attacks, the highest attack success rate was 56% with the LLaMA2-Chat-7b model, while the lowest was 13.9% with the Mistral-7B-Instruct model. These findings highlight the safety vulnerabilities in LLMs during dialogue coreference interactions.
ClimRetrieve: A Benchmarking Dataset for Information Retrieval from Corporate Climate Disclosures
Venue: Conference EMNLP 2024
Year: 2024

To handle the vast amounts of qualitative data produced in corporate climate communication, stakeholders increasingly rely on Retrieval Augmented Generation (RAG) systems. However, a significant gap remains in evaluating domain-specific information retrieval - the basis for answer generation. To address this challenge, this work simulates the typical tasks of a sustainability analyst by examining 30 sustainability reports with 16 detailed climate-related questions. As a result, we obtain a dataset with over 8.5K unique question-source-answer pairs labeled by different levels of relevance. Furthermore, we develop a use case with the dataset to investigate the integration of expert knowledge into information retrieval with embeddings. Although we show that incorporating expert knowledge works, we also outline the critical limitations of embeddings in knowledge-intensive downstream domains like climate change communication.
Context-Aware Adapter Tuning for Few-Shot Relation Learning in Knowledge Graphs
Venue: Conference EMNLP 2024
Year: 2024

Knowledge graphs (KGs) are instrumental in various real-world applications, yet they often suffer from incompleteness due to missing relations. To predict instances for novel relations with limited training examples, few-shot relation learning approaches have emerged, utilizing techniques such as meta-learning. However, the assumption is that novel relations in meta-testing and base relations in meta-training are independently and identically distributed, which may not hold in practice. To address the limitation, we propose RelAdapter, a context-aware adapter for few-shot relation learning in KGs designed to enhance the adaptation process in meta-learning. First, RelAdapter is equipped with a lightweight adapter module that facilitates relation-specific, tunable adaptation of meta-knowledge in a parameter-efficient manner. Second, RelAdapter is enriched with contextual information about the target relation, enabling enhanced adaptation to each distinct relation. Extensive experiments on three benchmark KGs validate the superiority of RelAdapter over state-of-the-art methods.
Symbolic Working Memory Enhances Language Models for Complex Rule Application
Venue: Conference EMNLP 2024
Year: 2024

Large Language Models (LLMs) have shown remarkable reasoning performance but struggle with multi-step deductive reasoning involving a series of rule application steps, especially when rules are presented non-sequentially. Our preliminary analysis shows that while LLMs excel in single-step rule application, their performance drops significantly in multi-step scenarios due to the challenge in rule grounding. It requires anchoring the applicable rule and supporting facts at each step, amidst multiple input rules, facts, and inferred facts. To address this, we propose augmenting LLMs with external working memory and introduce a neurosymbolic framework for rule application. The memory stores facts and rules in both natural language and symbolic forms, enabling precise tracking. Utilizing this memory, our framework iteratively performs symbolic rule grounding and LLM-based rule implementation. The former matches predicates and variables of symbolic rules and facts to ground applicable rules at each step. Experiments indicate our framework's effectiveness in rule application and its robustness across various steps and settings~\footnote{Code and data are available at \url{https://github.com/SiyuanWangw/RuleApplication}.}.
LLoCO: Learning Long Contexts Offline
Venue: Conference EMNLP 2024
Year: 2024

Processing long contexts remains a challenge for large language models (LLMs) due to the quadratic computational and memory overhead of the self-attention mechanism and the substantial KV cache sizes during generation. We propose LLoCO, a novel approach to address this problem by learning contexts offline through context compression and in-domain parameter-efficient finetuning with LoRA. Our method enables an LLM to create a concise representation of the original context and efficiently retrieve relevant information to answer questions accurately. Our approach extends the effective context window of a 4k token LLaMA2-7B model to handle up to 128k tokens. We evaluate our approach on several long-context question-answering datasets, demonstrating that LLoCO significantly outperforms in-context learning while using $30\times$ fewer tokens during inference. LLoCO achieves up to $7.62\times$ speed-up during inference and $11.52\times$ higher throughput during finetuning, substantially reduces the cost of long document question answering. This makes it a promising solution for efficient long context processing. Our code is publicly available on https://github.com/jeffreysijuntan/lloco.
Don’t Forget Your Reward Values: Language Model Alignment via Value-based Calibration
Venue: Conference EMNLP 2024
Year: 2024

While Reinforcement Learning from Human Feedback (RLHF) significantly enhances the generation quality of Large Language Models (LLMs), recent studies have raised concerns regarding the complexity and instability associated with the Proximal Policy Optimization (PPO) algorithm, proposing a series of order-based calibration methods as viable alternatives. This paper delves further into current order-based methods, examining their inefficiencies in utilizing reward values and addressing misalignment issues. Building upon these findings, we propose a novel \textbf{V}alue-based \textbf{C}ali\textbf{B}ration (VCB) method to better align LLMs with human preferences. Experimental results demonstrate that VCB surpasses existing alignment methods on AI assistant and summarization datasets, providing impressive generalizability, robustness, and stability in diverse settings.
Mentor-KD: Making Small Language Models Better Multi-step Reasoners
Venue: Conference EMNLP 2024
Year: 2024

Large Language Models (LLMs) have displayed remarkable performances across various complex tasks by leveraging Chain-of-Thought (CoT) prompting. Recently, studies have proposed a Knowledge Distillation (KD) approach, reasoning distillation, which transfers such reasoning ability of LLMs through fine-tuning language models of multi-step rationales generated by LLM teachers. However, they have inadequately considered two challenges regarding insufficient distillation sets from the LLM teacher model, in terms of 1) data quality and 2) soft label provision. In this paper, we propose Mentor-KD, which effectively distills the multi-step reasoning capability of LLMs to smaller LMs while addressing the aforementioned challenges. Specifically, we exploit a mentor, intermediate-sized task-specific fine-tuned model, to augment additional CoT annotations and provide soft labels for the student model during reasoning distillation. We conduct extensive experiments and confirm Mentor-KD's effectiveness across various models and complex reasoning tasks.
Are Large Language Models Capable of Generating Human-Level Narratives?
Venue: Conference EMNLP 2024
Year: 2024

This paper investigates the capability of LLMs in storytelling, focusing on narrative development and plot progression. We introduce a novel computational framework to analyze narratives through three discourse-level aspects: i) story arcs, ii) turning points, and iii) affective dimensions, including arousal and valence. By leveraging expert and automatic annotations, we uncover significant discrepancies between the LLM- and human- written stories. While human-written stories are suspenseful, arousing, and diverse in narrative structures, LLM stories are homogeneously positive and lack tension. Next, we measure narrative reasoning skills as a precursor to generative capacities, concluding that most LLMs fall short of human abilities in discourse understanding. Finally, we show that explicit integration of aforementioned discourse features can enhance storytelling, as is demonstrated by over 40% improvement in neural storytelling in terms of diversity, suspense, and arousal.
MP2D: An Automated Topic Shift Dialogue Generation Framework Leveraging Knowledge Graphs
Venue: Conference EMNLP 2024
Year: 2024

Despite advancements in on-topic dialogue systems, effectively managing topic shifts within dialogues remains a persistent challenge, largely attributed to the limited availability of training datasets. To address this issue, we propose Multi-Passage to Dialogue (MP2D), a data generation framework that automatically creates conversational question-answering datasets with natural topic transitions. By leveraging the relationships between entities in a knowledge graph, MP2D maps the flow of topics within a dialogue, effectively mirroring the dynamics of human conversation. It retrieves relevant passages corresponding to the topics and transforms them into dialogues through the passage-to-dialogue method. Through quantitative and qualitative experiments, we demonstrate MP2D's efficacy in generating dialogue with natural topic shifts. Furthermore, this study introduces a novel benchmark for topic shift dialogues, TS-WikiDialog. Utilizing the dataset, we demonstrate that even Large Language Models (LLMs) struggle to handle topic shifts in dialogue effectively, and we showcase the performance improvements of models trained on datasets generated by MP2D across diverse topic shift dialogue tasks.
Searching for Best Practices in Retrieval-Augmented Generation
Venue: Conference EMNLP 2024
Year: 2024

Retrieval-augmented generation (RAG) techniques have proven to be effective in integrating up-to-date information, mitigating hallucinations, and enhancing response quality, particularly in specialized domains. While many RAG approaches have been proposed to enhance large language models through query-dependent retrievals, these approaches still suffer from their complex implementation and prolonged response times. Typically, a RAG workflow involves multiple processing steps, each of which can be executed in various ways. Here, we investigate existing RAG approaches and their potential combinations to identify optimal RAG practices. Through extensive experiments, we suggest several strategies for deploying RAG that balance both performance and efficiency. Moreover, we demonstrate that multimodal retrieval techniques can significantly enhance question-answering capabilities about visual inputs and accelerate the generation of multimodal content using a "retrieval as generation" strategy.