OpenRaiser/Intern-Atlas huggingface dataset:
Rating-Based Reinforcement Learning
Venue: Conference AAAI 2024
Year: 2024

This paper develops a novel rating-based reinforcement learning approach that uses human ratings to obtain human guidance in reinforcement learning. Different from the existing preference-based and ranking-based reinforcement learning paradigms, based on human relative preferences over sample pairs, the proposed rating-based reinforcement learning approach is based on human evaluation of individual trajectories without relative comparisons between sample pairs. The rating-based reinforcement learning approach builds on a new prediction model for human ratings and a novel multi-class loss function. We conduct several experimental studies based on synthetic ratings and real human ratings to evaluate the effectiveness and benefits of the new rating-based reinforcement learning approach.
Linear-Time Algorithms for Front-Door Adjustment in Causal Graphs
Venue: Conference AAAI 2024
Year: 2024

Causal effect estimation from observational data is a fundamental task in empirical sciences. It becomes particularly challenging when unobserved confounders are involved in a system. This paper focuses on front-door adjustment -- a classic technique which, using observed mediators allows to identify causal effects even in the presence of unobserved confounding. While the statistical properties of the front-door estimation are quite well understood, its algorithmic aspects remained unexplored for a long time. In 2022, Jeong, Tian, and Bareinboim presented the first polynomial-time algorithm for finding sets satisfying the front-door criterion in a given directed acyclic graph (DAG), with an $O(n^3(n+m))$ run time, where $n$ denotes the number of variables and $m$ the number of edges of the causal graph. In our work, we give the first linear-time, i.e., $O(n+m)$, algorithm for this task, which thus reaches the asymptotically optimal time complexity. This result implies an $O(n(n+m))$ delay enumeration algorithm of all front-door adjustment sets, again improving previous work by a factor of $n^3$. Moreover, we provide the first linear-time algorithm for finding a minimal front-door adjustment set. We offer implementations of our algorithms in multiple programming languages to facilitate practical usage and empirically validate their feasibility, even for large graphs.
Robust Loss Functions for Training Decision Trees with Noisy Labels
Venue: Conference AAAI 2024
Year: 2024

We consider training decision trees using noisily labeled data, focusing on loss functions that can lead to robust learning algorithms. Our contributions are threefold. First, we offer novel theoretical insights on the robustness of many existing loss functions in the context of decision tree learning. We show that some of the losses belong to a class of what we call conservative losses, and the conservative losses lead to an early stopping behavior during training and noise-tolerant predictions during testing. Second, we introduce a framework for constructing robust loss functions, called distribution losses. These losses apply percentile-based penalties based on an assumed margin distribution, and they naturally allow adapting to different noise rates via a robustness parameter. In particular, we introduce a new loss called the negative exponential loss, which leads to an efficient greedy impurity-reduction learning algorithm. Lastly, our experiments on multiple datasets and noise settings validate our theoretical insight and the effectiveness of our adaptive negative exponential loss.
SphereDiffusion: Spherical Geometry-Aware Distortion Resilient Diffusion Model
Venue: Conference AAAI 2024
Year: 2024

Controllable spherical panoramic image generation holds substantial applicative potential across a variety of domains.However, it remains a challenging task due to the inherent spherical distortion and geometry characteristics, resulting in low-quality content generation.In this paper, we introduce a novel framework of SphereDiffusion to address these unique challenges, for better generating high-quality and precisely controllable spherical panoramic images.For the spherical distortion characteristic, we embed the semantics of the distorted object with text encoding, then explicitly construct the relationship with text-object correspondence to better use the pre-trained knowledge of the planar images.Meanwhile, we employ a deformable technique to mitigate the semantic deviation in latent space caused by spherical distortion.For the spherical geometry characteristic, in virtue of spherical rotation invariance, we improve the data diversity and optimization objectives in the training process, enabling the model to better learn the spherical geometry characteristic.Furthermore, we enhance the denoising process of the diffusion model, enabling it to effectively use the learned geometric characteristic to ensure the boundary continuity of the generated images.With these specific techniques, experiments on Structured3D dataset show that SphereDiffusion significantly improves the quality of controllable spherical image generation and relatively reduces around 35% FID on average.
Test-Time Domain Adaptation by Learning Domain-Aware Batch Normalization
Venue: Conference AAAI 2024
Year: 2024

Test-time domain adaptation aims to adapt the model trained on source domains to unseen target domains using a few unlabeled images. Emerging research has shown that the label and domain information is separately embedded in the weight matrix and batch normalization (BN) layer. Previous works normally update the whole network naively without explicitly decoupling the knowledge between label and domain. As a result, it leads to knowledge interference and defective distribution adaptation. In this work, we propose to reduce such learning interference and elevate the domain knowledge learning by only manipulating the BN layer. However, the normalization step in BN is intrinsically unstable when the statistics are re-estimated from a few samples. We find that ambiguities can be greatly reduced when only updating the two affine parameters in BN while keeping the source domain statistics. To further enhance the domain knowledge extraction from unlabeled data, we construct an auxiliary branch with label-independent self-supervised learning (SSL) to provide supervision. Moreover, we propose a bi-level optimization based on meta-learning to enforce the alignment of two learning objectives of auxiliary and main branches. The goal is to use the auxiliary branch to adapt the domain and benefit main task for subsequent inference. Our method keeps the same computational cost at inference as the auxiliary branch can be thoroughly discarded after adaptation. Extensive experiments show that our method outperforms the prior works on five WILDS real-world domain shift datasets. Our method can also be integrated with methods with label-dependent optimization to further push the performance boundary. Our code is available at https://github.com/ynanwu/MABN.
SwitchTab: Switched Autoencoders Are Effective Tabular Learners
Venue: Conference AAAI 2024
Year: 2024

Self-supervised representation learning methods have achieved significant success in computer vision and natural language processing, where data samples exhibit explicit spatial or semantic dependencies. However, applying these methods to tabular data is challenging due to the less pronounced dependencies among data samples. In this paper, we address this limitation by introducing SwitchTab, a novel self-supervised method specifically designed to capture latent dependencies in tabular data. SwitchTab leverages an asymmetric encoder-decoder framework to decouple mutual and salient features among data pairs, resulting in more representative embeddings. These embeddings, in turn, contribute to better decision boundaries and lead to improved results in downstream tasks. To validate the effectiveness of SwitchTab, we conduct extensive experiments across various domains involving tabular data. The results showcase superior performance in end-to-end prediction tasks with fine-tuning. Moreover, we demonstrate that pre-trained salient embeddings can be utilized as plug-and-play features to enhance the performance of various traditional classification methods (e.g., Logistic Regression, XGBoost, etc.). Lastly, we highlight the capability of SwitchTab to create explainable representations through visualization of decoupled mutual and salient features in the latent space.
LRS: Enhancing Adversarial Transferability through Lipschitz Regularized Surrogate
Venue: Conference AAAI 2024
Year: 2024

The transferability of adversarial examples is of central importance to transfer-based black-box adversarial attacks. Previous works for generating transferable adversarial examples focus on attacking \emph{given} pretrained surrogate models while the connections between surrogate models and adversarial trasferability have been overlooked. In this paper, we propose {\em Lipschitz Regularized Surrogate} (LRS) for transfer-based black-box attacks, a novel approach that transforms surrogate models towards favorable adversarial transferability. Using such transformed surrogate models, any existing transfer-based black-box attack can run without any change, yet achieving much better performance. Specifically, we impose Lipschitz regularization on the loss landscape of surrogate models to enable a smoother and more controlled optimization process for generating more transferable adversarial examples. In addition, this paper also sheds light on the connection between the inner properties of surrogate models and adversarial transferability, where three factors are identified: smaller local Lipschitz constant, smoother loss landscape, and stronger adversarial robustness. We evaluate our proposed LRS approach by attacking state-of-the-art standard deep neural networks and defense models. The results demonstrate significant improvement on the attack success rates and transferability. Our code is available at https://github.com/TrustAIoT/LRS.
Uncertainty Quantification for Forward and Inverse Problems of PDEs via Latent Global Evolution
Venue: Conference AAAI 2024
Year: 2024

Deep learning-based surrogate models have demonstrated remarkable advantages over classical solvers in terms of speed, often achieving speedups of 10 to 1000 times over traditional partial differential equation (PDE) solvers. However, a significant challenge hindering their widespread adoption in both scientific and industrial domains is the lack of understanding about their prediction uncertainties, particularly in scenarios that involve critical decision making. To address this limitation, we propose a method that integrates efficient and precise uncertainty quantification into a deep learning-based surrogate model. Our method, termed Latent Evolution of PDEs with Uncertainty Quantification (LE-PDE-UQ), endows deep learning-based surrogate models with robust and efficient uncertainty quantification capabilities for both forward and inverse problems. LE-PDE-UQ leverages latent vectors within a latent space to evolve both the system's state and its corresponding uncertainty estimation. The latent vectors are decoded to provide predictions for the system's state as well as estimates of its uncertainty. In extensive experiments, we demonstrate the accurate uncertainty quantification performance of our approach, surpassing that of strong baselines including deep ensembles, Bayesian neural network layers, and dropout. Our method excels at propagating uncertainty over extended auto-regressive rollouts, making it suitable for scenarios involving long-term predictions. Our code is available at: https://github.com/AI4Science-WestlakeU/le-pde-uq.
Semi-supervised 3D Object Detection with PatchTeacher and PillarMix
Venue: Conference AAAI 2024
Year: 2024

Semi-supervised learning aims to leverage numerous unlabeled data to improve the model performance. Current semi-supervised 3D object detection methods typically use a teacher to generate pseudo labels for a student, and the quality of the pseudo labels is essential for the final performance. In this paper, we propose PatchTeacher, which focuses on partial scene 3D object detection to provide high-quality pseudo labels for the student. Specifically, we divide a complete scene into a series of patches and feed them to our PatchTeacher sequentially. PatchTeacher leverages the low memory consumption advantage of partial scene detection to process point clouds with a high-resolution voxelization, which can minimize the information loss of quantization and extract more fine-grained features. However, it is non-trivial to train a detector on fractions of the scene. Therefore, we introduce three key techniques, i.e., Patch Normalizer, Quadrant Align, and Fovea Selection, to improve the performance of PatchTeacher. Moreover, we devise PillarMix, a strong data augmentation strategy that mixes truncated pillars from different LiDAR scans to generate diverse training samples and thus help the model learn more general representation. Extensive experiments conducted on Waymo and ONCE datasets verify the effectiveness and superiority of our method and we achieve new state-of-the-art results, surpassing existing methods by a large margin. Codes are available at https://github.com/LittlePey/PTPM.
On the Affinity, Rationality, and Diversity of Hierarchical Topic Modeling
Venue: Conference AAAI 2024
Year: 2024

Hierarchical topic modeling aims to discover latent topics from a corpus and organize them into a hierarchy to understand documents with desirable semantic granularity. However, existing work struggles with producing topic hierarchies of low affinity, rationality, and diversity, which hampers document understanding. To overcome these challenges, we in this paper propose Transport Plan and Context-aware Hierarchical Topic Model (TraCo). Instead of early simple topic dependencies, we propose a transport plan dependency method. It constrains dependencies to ensure their sparsity and balance, and also regularizes topic hierarchy building with them. This improves affinity and diversity of hierarchies. We further propose a context-aware disentangled decoder. Rather than previously entangled decoding, it distributes different semantic granularity to topics at different levels by disentangled decoding. This facilitates the rationality of hierarchies. Experiments on benchmark datasets demonstrate that our method surpasses state-of-the-art baselines, effectively improving the affinity, rationality, and diversity of hierarchical topic modeling with better performance on downstream tasks.
SafeAR: Safe Algorithmic Recourse by Risk-Aware Policies
Venue: Conference AAAI 2024
Year: 2024

With the growing use of machine learning (ML) models in critical domains such as finance and healthcare, the need to offer recourse for those adversely affected by the decisions of ML models has become more important; individuals ought to be provided with recommendations on actions to take for improving their situation and thus receiving a favorable decision. Prior work on sequential algorithmic recourse -- which recommends a series of changes -- focuses on action feasibility and uses the proximity of feature changes to determine action costs. However, the uncertainties of feature changes and the risk of higher than average costs in recourse have not been considered. It is undesirable if a recourse could (with some probability) result in a worse situation from which recovery requires an extremely high cost. It is essential to incorporate risks when computing and evaluating recourse. We call the recourse computed with such risk considerations as Safe Algorithmic Recourse (SafeAR). The objective is to empower people to choose a recourse based on their risk tolerance. In this work, we discuss and show how existing recourse desiderata can fail to capture the risk of higher costs. We present a method to compute recourse policies that consider variability in cost and connect algorithmic recourse literature with risk-sensitive reinforcement learning. We also adopt measures "Value at Risk" and "Conditional Value at Risk" from the financial literature to summarize risk concisely. We apply our method to two real-world datasets and compare policies with different risk-aversion levels using risk measures and recourse desiderata (sparsity and proximity).
FedA3I: Annotation Quality-Aware Aggregation for Federated Medical Image Segmentation against Heterogeneous Annotation Noise
Venue: Conference AAAI 2024
Year: 2024

Federated learning (FL) has emerged as a promising paradigm for training segmentation models on decentralized medical data, owing to its privacy-preserving property. However, existing research overlooks the prevalent annotation noise encountered in real-world medical datasets, which limits the performance ceilings of FL. In this paper, we, for the first time, identify and tackle this problem. For problem formulation, we propose a contour evolution for modeling non-independent and identically distributed (Non-IID) noise across pixels within each client and then extend it to the case of multi-source data to form a heterogeneous noise model (i.e., Non-IID annotation noise across clients). For robust learning from annotations with such two-level Non-IID noise, we emphasize the importance of data quality in model aggregation, allowing high-quality clients to have a greater impact on FL. To achieve this, we propose Federated learning with Annotation quAlity-aware AggregatIon, named FedA3I, by introducing a quality factor based on client-wise noise estimation. Specifically, noise estimation at each client is accomplished through the Gaussian mixture model and then incorporated into model aggregation in a layer-wise manner to up-weight high-quality clients. Extensive experiments on two real-world medical image segmentation datasets demonstrate the superior performance of FedA$^3$I against the state-of-the-art approaches in dealing with cross-client annotation noise. The code is available at https://github.com/wnn2000/FedAAAI.
CPN: Complementary Proposal Network for Unconstrained Text Detection
Venue: Conference AAAI 2024
Year: 2024

Existing methods for scene text detection can be divided into two paradigms: segmentation-based and anchor-based. While Segmentation-based methods are well-suited for irregular shapes, they struggle with compact or overlapping layouts. Conversely, anchor-based approaches excel for complex layouts but suffer from irregular shapes. To strengthen their merits and overcome their respective demerits, we propose a Complementary Proposal Network (CPN) that seamlessly and parallelly integrates semantic and geometric information for superior performance. The CPN comprises two efficient networks for proposal generation: the Deformable Morphology Semantic Network, which generates semantic proposals employing an innovative deformable morphological operator, and the Balanced Region Proposal Network, which produces geometric proposals with pre-defined anchors. To further enhance the complementarity, we introduce an Interleaved Feature Attention module that enables semantic and geometric features to interact deeply before proposal generation. By leveraging both complementary proposals and features, CPN outperforms state-of-the-art approaches with significant margins under comparable computation cost. Specifically, our approach achieves improvements of 3.6%, 1.3% and 1.0% on challenging benchmarks ICDAR19-ArT, IC15, and MSRA-TD500, respectively. Code for our method will be released.
Multiscale Low-Frequency Memory Network for Improved Feature Extraction in Convolutional Neural Networks
Venue: Conference AAAI 2024
Year: 2024

Deep learning and Convolutional Neural Networks (CNNs) have driven major transformations in diverse research areas. However, their limitations in handling low-frequency information present obstacles in certain tasks like interpreting global structures or managing smooth transition images. Despite the promising performance of transformer structures in numerous tasks, their intricate optimization complexities highlight the persistent need for refined CNN enhancements using limited resources. Responding to these complexities, we introduce a novel framework, the Multiscale Low-Frequency Memory (MLFM) Network, with the goal to harness the full potential of CNNs while keeping their complexity unchanged. The MLFM efficiently preserves low-frequency information, enhancing performance in targeted computer vision tasks. Central to our MLFM is the Low-Frequency Memory Unit (LFMU), which stores various low-frequency data and forms a parallel channel to the core network. A key advantage of MLFM is its seamless compatibility with various prevalent networks, requiring no alterations to their original core structure. Testing on ImageNet demonstrated substantial accuracy improvements in multiple 2D CNNs, including ResNet, MobileNet, EfficientNet, and ConvNeXt. Furthermore, we showcase MLFM's versatility beyond traditional image classification by successfully integrating it into image-to-image translation tasks, specifically in semantic segmentation networks like FCN and U-Net. In conclusion, our work signifies a pivotal stride in the journey of optimizing the efficacy and efficiency of CNNs with limited resources. This research builds upon the existing CNN foundations and paves the way for future advancements in computer vision. Our codes are available at https://github.com/AlphaWuSeu/ MLFM.
When to Grow? A Fitting Risk-Aware Policy for Layer Growing in Deep Neural Networks
Venue: Conference AAAI 2024
Year: 2024

Neural growth is the process of growing a small neural network to a large network and has been utilized to accelerate the training of deep neural networks. One crucial aspect of neural growth is determining the optimal growth timing. However, few studies investigate this systematically. Our study reveals that neural growth inherently exhibits a regularization effect, whose intensity is influenced by the chosen policy for growth timing. While this regularization effect may mitigate the overfitting risk of the model, it may lead to a notable accuracy drop when the model underfits. Yet, current approaches have not addressed this issue due to their lack of consideration of the regularization effect from neural growth. Motivated by these findings, we propose an under/over fitting risk-aware growth timing policy, which automatically adjusts the growth timing informed by the level of potential under/overfitting risks to address both risks. Comprehensive experiments conducted using CIFAR-10/100 and ImageNet datasets show that the proposed policy achieves accuracy improvements of up to 1.3% in models prone to underfitting while achieving similar accuracies in models suffering from overfitting compared to the existing methods.