OpenRaiser/Intern-Atlas huggingface dataset:
Creating a Silver Standard for Patent Simplification
Venue: Conference SIGIR 2023
Year: 2023

Patents are legal documents that aim at protecting inventions on the one hand and at making technical knowledge circulate on the other. Their complex style -- a mix of legal, technical, and extremely vague language -- makes their content hard to access for humans and machines and poses substantial challenges to the information retrieval community. This paper proposes an approach to automatically simplify patent text through rephrasing. Since no in-domain parallel simplification data exist, we propose a method to automatically generate a large-scale silver standard for patent sentences. To obtain candidates, we use a general-domain paraphrasing system; however, the process is error-prone and difficult to control. Thus, we pair it with proper filters and construct a cleaner corpus that can successfully be used to train a simplification system. Human evaluation of the synthetic silver corpus shows that it is considered grammatical, adequate, and contains simple sentences.
Beyond Single Items: Exploring User Preferences in Item Sets with the Conversational Playlist Curation Dataset
Venue: Conference SIGIR 2023
Year: 2023

Users in consumption domains, like music, are often able to more efficiently provide preferences over a set of items (e.g. a playlist or radio) than over single items (e.g. songs). Unfortunately, this is an underexplored area of research, with most existing recommendation systems limited to understanding preferences over single items. Curating an item set exponentiates the search space that recommender systems must consider (all subsets of items!): this motivates conversational approaches-where users explicitly state or refine their preferences and systems elicit preferences in natural language-as an efficient way to understand user needs. We call this task conversational item set curation and present a novel data collection methodology that efficiently collects realistic preferences about item sets in a conversational setting by observing both item-level and set-level feedback. We apply this methodology to music recommendation to build the Conversational Playlist Curation Dataset (CPCD), where we show that it leads raters to express preferences that would not be otherwise expressed. Finally, we propose a wide range of conversational retrieval models as baselines for this task and evaluate them on the dataset.
On the Effects of Regional Spelling Conventions in Retrieval Models
Venue: Conference SIGIR 2023
Year: 2023

One advantage of neural ranking models is that they are meant to generalise well in situations of synonymity i.e. where two words have similar or identical meanings. In this paper, we investigate and quantify how well various ranking models perform in a clear-cut case of synonymity: when words are simply expressed in different surface forms due to regional differences in spelling conventions (e.g., color vs colour). We first explore the prevalence of American and British English spelling conventions in datasets used for the pre-training, training and evaluation of neural retrieval methods, and find that American spelling conventions are far more prevalent. Despite these biases in the training data, we find that retrieval models often generalise well in this case of synonymity. We explore the effect of document spelling normalisation in retrieval and observe that all models are affected by normalising the document's spelling. While they all experience a drop in performance when normalised to a different spelling convention than that of the query, we observe varied behaviour when the document is normalised to share the query spelling convention: lexical models show improvements, dense retrievers remain unaffected, and re-rankers exhibit contradictory behaviour.
A Unified Generative Retriever for Knowledge-Intensive Language Tasks via Prompt Learning
Venue: Conference SIGIR 2023
Year: 2023

Knowledge-intensive language tasks (KILTs) benefit from retrieving high-quality relevant contexts from large external knowledge corpora. Learning task-specific retrievers that return relevant contexts at an appropriate level of semantic granularity, such as a document retriever, passage retriever, sentence retriever, and entity retriever, may help to achieve better performance on the end-to-end task. But a task-specific retriever usually has poor generalization ability to new domains and tasks, and it may be costly to deploy a variety of specialised retrievers in practice. We propose a unified generative retriever (UGR) that combines task-specific effectiveness with robust performance over different retrieval tasks in KILTs. To achieve this goal, we make two major contributions: (i) To unify different retrieval tasks into a single generative form, we introduce an n-gram-based identifier for relevant contexts at different levels of granularity in KILTs. And (ii) to address different retrieval tasks with a single model, we employ a prompt learning strategy and investigate three methods to design prompt tokens for each task. In this way, the proposed UGR model can not only share common knowledge across tasks for better generalization, but also perform different retrieval tasks effectively by distinguishing task-specific characteristics. We train UGR on a heterogeneous set of retrieval corpora with well-designed prompts in a supervised and multi-task fashion. Experimental results on the KILT benchmark demonstrate the effectiveness of UGR on in-domain datasets, out-of-domain datasets, and unseen tasks.
A Topic-aware Summarization Framework with Different Modal Side Information
Venue: Conference SIGIR 2023
Year: 2023

Automatic summarization plays an important role in the exponential document growth on the Web. On content websites such as CNN.com and WikiHow.com, there often exist various kinds of side information along with the main document for attention attraction and easier understanding, such as videos, images, and queries. Such information can be used for better summarization, as they often explicitly or implicitly mention the essence of the article. However, most of the existing side-aware summarization methods are designed to incorporate either single-modal or multi-modal side information, and cannot effectively adapt to each other. In this paper, we propose a general summarization framework, which can flexibly incorporate various modalities of side information. The main challenges in designing a flexible summarization model with side information include: (1) the side information can be in textual or visual format, and the model needs to align and unify it with the document into the same semantic space, (2) the side inputs can contain information from various aspects, and the model should recognize the aspects useful for summarization. To address these two challenges, we first propose a unified topic encoder, which jointly discovers latent topics from the document and various kinds of side information. The learned topics flexibly bridge and guide the information flow between multiple inputs in a graph encoder through a topic-aware interaction. We secondly propose a triplet contrastive learning mechanism to align the single-modal or multi-modal information into a unified semantic space, where the summary quality is enhanced by better understanding the document and side information. Results show that our model significantly surpasses strong baselines on three public single-modal or multi-modal benchmark summarization datasets.
Dual Semantic Knowledge Composed Multimodal Dialog Systems
Venue: Conference SIGIR 2023
Year: 2023

Textual response generation is an essential task for multimodal task-oriented dialog systems.Although existing studies have achieved fruitful progress, they still suffer from two critical limitations: 1) focusing on the attribute knowledge but ignoring the relation knowledge that can reveal the correlations between different entities and hence promote the response generation}, and 2) only conducting the cross-entropy loss based output-level supervision but lacking the representation-level regularization. To address these limitations, we devise a novel multimodal task-oriented dialog system (named MDS-S2). Specifically, MDS-S2 first simultaneously acquires the context related attribute and relation knowledge from the knowledge base, whereby the non-intuitive relation knowledge is extracted by the n-hop graph walk. Thereafter, considering that the attribute knowledge and relation knowledge can benefit the responding to different levels of questions, we design a multi-level knowledge composition module in MDS-S2 to obtain the latent composed response representation. Moreover, we devise a set of latent query variables to distill the semantic information from the composed response representation and the ground truth response representation, respectively, and thus conduct the representation-level semantic regularization. Extensive experiments on a public dataset have verified the superiority of our proposed MDS-S2. We have released the codes and parameters to facilitate the research community.
The Dark Side of Explanations: Poisoning Recommender Systems with Counterfactual Examples
Venue: Conference SIGIR 2023
Year: 2023

Deep learning-based recommender systems have become an integral part of several online platforms. However, their black-box nature emphasizes the need for explainable artificial intelligence (XAI) approaches to provide human-understandable reasons why a specific item gets recommended to a given user. One such method is counterfactual explanation (CF). While CFs can be highly beneficial for users and system designers, malicious actors may also exploit these explanations to undermine the system's security. In this work, we propose H-CARS, a novel strategy to poison recommender systems via CFs. Specifically, we first train a logical-reasoning-based surrogate model on training data derived from counterfactual explanations. By reversing the learning process of the recommendation model, we thus develop a proficient greedy algorithm to generate fabricated user profiles and their associated interaction records for the aforementioned surrogate model. Our experiments, which employ a well-known CF generation method and are conducted on two distinct datasets, show that H-CARS yields significant and successful attack performance.
Incorporating Structured Sentences with Time-enhanced BERT for Fully-inductive Temporal Relation Prediction
Venue: Conference SIGIR 2023
Year: 2023

Temporal relation prediction in incomplete temporal knowledge graphs (TKGs) is a popular temporal knowledge graph completion (TKGC) problem in both transductive and inductive settings. Traditional embedding-based TKGC models (TKGE) rely on structured connections and can only handle a fixed set of entities, i.e., the transductive setting. In the inductive setting where test TKGs contain emerging entities, the latest methods are based on symbolic rules or pre-trained language models (PLMs). However, they suffer from being inflexible and not time-specific, respectively. In this work, we extend the fully-inductive setting, where entities in the training and test sets are totally disjoint, into TKGs and take a further step towards a more flexible and time-sensitive temporal relation prediction approach SST-BERT, incorporating Structured Sentences with Time-enhanced BERT. Our model can obtain the entity history and implicitly learn rules in the semantic space by encoding structured sentences, solving the problem of inflexibility. We propose to use a time masking MLM task to pre-train BERT in a corpus rich in temporal tokens specially generated for TKGs, enhancing the time sensitivity of SST-BERT. To compute the probability of occurrence of a target quadruple, we aggregate all its structured sentences from both temporal and semantic perspectives into a score. Experiments on the transductive datasets and newly generated fully-inductive benchmarks show that SST-BERT successfully improves over state-of-the-art baselines.
Sharpness-Aware Graph Collaborative Filtering
Venue: Conference SIGIR 2023
Year: 2023

Graph Neural Networks (GNNs) have achieved impressive performance in collaborative filtering. However, GNNs tend to yield inferior performance when the distributions of training and test data are not aligned well. Also, training GNNs requires optimizing non-convex neural networks with an abundance of local and global minima, which may differ widely in their performance at test time. Thus, it is essential to choose the minima carefully. Here we propose an effective training schema, called {gSAM}, under the principle that the \textit{flatter} minima has a better generalization ability than the \textit{sharper} ones. To achieve this goal, gSAM regularizes the flatness of the weight loss landscape by forming a bi-level optimization: the outer problem conducts the standard model training while the inner problem helps the model jump out of the sharp minima. Experimental results show the superiority of our gSAM.
Rethinking Benchmarks for Cross-modal Image-text Retrieval
Venue: Conference SIGIR 2023
Year: 2023

Image-text retrieval, as a fundamental and important branch of information retrieval, has attracted extensive research attentions. The main challenge of this task is cross-modal semantic understanding and matching. Some recent works focus more on fine-grained cross-modal semantic matching. With the prevalence of large scale multimodal pretraining models, several state-of-the-art models (e.g. X-VLM) have achieved near-perfect performance on widely-used image-text retrieval benchmarks, i.e. MSCOCO-Test-5K and Flickr30K-Test-1K. In this paper, we review the two common benchmarks and observe that they are insufficient to assess the true capability of models on fine-grained cross-modal semantic matching. The reason is that a large amount of images and texts in the benchmarks are coarse-grained. Based on the observation, we renovate the coarse-grained images and texts in the old benchmarks and establish the improved benchmarks called MSCOCO-FG and Flickr30K-FG. Specifically, on the image side, we enlarge the original image pool by adopting more similar images. On the text side, we propose a novel semi-automatic renovation approach to refine coarse-grained sentences into finer-grained ones with little human effort. Furthermore, we evaluate representative image-text retrieval models on our new benchmarks to demonstrate the effectiveness of our method. We also analyze the capability of models on fine-grained semantic comprehension through extensive experiments. The results show that even the state-of-the-art models have much room for improvement in fine-grained semantic understanding, especially in distinguishing attributes of close objects in images. Our code and improved benchmark datasets are publicly available at: https://github.com/cwj1412/MSCOCO-Flikcr30K_FG, which we hope will inspire further in-depth research on cross-modal retrieval.
Explainable Conversational Question Answering over Heterogeneous Sources via Iterative Graph Neural Networks
Venue: Conference SIGIR 2023
Year: 2023

In conversational question answering, users express their information needs through a series of utterances with incomplete context. Typical ConvQA methods rely on a single source (a knowledge base (KB), or a text corpus, or a set of tables), thus being unable to benefit from increased answer coverage and redundancy of multiple sources. Our method EXPLAIGNN overcomes these limitations by integrating information from a mixture of sources with user-comprehensible explanations for answers. It constructs a heterogeneous graph from entities and evidence snippets retrieved from a KB, a text corpus, web tables, and infoboxes. This large graph is then iteratively reduced via graph neural networks that incorporate question-level attention, until the best answers and their explanations are distilled. Experiments show that EXPLAIGNN improves performance over state-of-the-art baselines. A user study demonstrates that derived answers are understandable by end users.
Benchmarking Middle-Trained Language Models for Neural Search
Venue: Conference SIGIR 2023
Year: 2023

Middle training methods aim to bridge the gap between the Masked Language Model (MLM) pre-training and the final finetuning for retrieval. Recent models such as CoCondenser, RetroMAE, and LexMAE argue that the MLM task is not sufficient enough to pre-train a transformer network for retrieval and hence propose various tasks to do so. Intrigued by those novel methods, we noticed that all these models used different finetuning protocols, making it hard to assess the benefits of middle training. We propose in this paper a benchmark of CoCondenser, RetroMAE, and LexMAE, under the same finetuning conditions. We compare both dense and sparse approaches under various finetuning protocols and middle training on different collections (MS MARCO, Wikipedia or Tripclick). We use additional middle training baselines, such as a standard MLM finetuning on the retrieval collection, optionally augmented by a CLS predicting the passage term frequency. For the sparse approach, our study reveals that there is almost no statistical difference between those methods: the more effective the finetuning procedure is, the less difference there is between those models. For the dense approach, RetroMAE using MS MARCO as middle-training collection shows excellent results in almost all the settings. Finally, we show that middle training on the retrieval collection, thus adapting the language model to it, is a critical factor. Overall, a better experimental setup should be adopted to evaluate middle training methods. Code available at https://github.com/naver/splade/tree/benchmarch-SIGIR23
Form-NLU: Dataset for the Form Natural Language Understanding
Venue: Conference SIGIR 2023
Year: 2023

Compared to general document analysis tasks, form document structure understanding and retrieval are challenging. Form documents are typically made by two types of authors; A form designer, who develops the form structure and keys, and a form user, who fills out form values based on the provided keys. Hence, the form values may not be aligned with the form designer's intention (structure and keys) if a form user gets confused. In this paper, we introduce Form-NLU, the first novel dataset for form structure understanding and its key and value information extraction, interpreting the form designer's intent and the alignment of user-written value on it. It consists of 857 form images, 6k form keys and values, and 4k table keys and values. Our dataset also includes three form types: digital, printed, and handwritten, which cover diverse form appearances and layouts. We propose a robust positional and logical relation-based form key-value information extraction framework. Using this dataset, Form-NLU, we first examine strong object detection models for the form layout understanding, then evaluate the key information extraction task on the dataset, providing fine-grained results for different types of forms and keys. Furthermore, we examine it with the off-the-shelf pdf layout extraction tool and prove its feasibility in real-world cases.
HyperFormer: Learning Expressive Sparse Feature Representations via Hypergraph Transformer
Venue: Conference SIGIR 2023
Year: 2023

Learning expressive representations for high-dimensional yet sparse features has been a longstanding problem in information retrieval. Though recent deep learning methods can partially solve the problem, they often fail to handle the numerous sparse features, particularly those tail feature values with infrequent occurrences in the training data. Worse still, existing methods cannot explicitly leverage the correlations among different instances to help further improve the representation learning on sparse features since such relational prior knowledge is not provided. To address these challenges, in this paper, we tackle the problem of representation learning on feature-sparse data from a graph learning perspective. Specifically, we propose to model the sparse features of different instances using hypergraphs where each node represents a data instance and each hyperedge denotes a distinct feature value. By passing messages on the constructed hypergraphs based on our Hypergraph Transformer (HyperFormer), the learned feature representations capture not only the correlations among different instances but also the correlations among features. Our experiments demonstrate that the proposed approach can effectively improve feature representation learning on sparse features.
When Newer is Not Better: Does Deep Learning Really Benefit Recommendation From Implicit Feedback?
Venue: Conference SIGIR 2023
Year: 2023

In recent years, neural models have been repeatedly touted to exhibit state-of-the-art performance in recommendation. Nevertheless, multiple recent studies have revealed that the reported state-of-the-art results of many neural recommendation models cannot be reliably replicated. A primary reason is that existing evaluations are performed under various inconsistent protocols. Correspondingly, these replicability issues make it difficult to understand how much benefit we can actually gain from these neural models. It then becomes clear that a fair and comprehensive performance comparison between traditional and neural models is needed. Motivated by these issues, we perform a large-scale, systematic study to compare recent neural recommendation models against traditional ones in top-n recommendation from implicit data. We propose a set of evaluation strategies for measuring memorization performance, generalization performance, and subgroup-specific performance of recommendation models. We conduct extensive experiments with 13 popular recommendation models (including two neural models and 11 traditional ones as baselines) on nine commonly used datasets. Our experiments demonstrate that even with extensive hyper-parameter searches, neural models do not dominate traditional models in all aspects, e.g., they fare worse in terms of average HitRate. We further find that there are areas where neural models seem to outperform non-neural models, for example, in recommendation diversity and robustness between different subgroups of users and items. Our work illuminates the relative advantages and disadvantages of neural models in recommendation and is therefore an important step towards building better recommender systems.