OpenRaiser/Intern-Atlas huggingface dataset:
Self-Evolution Learning for Mixup: Enhance Data Augmentation on Few-Shot Text Classification Tasks
Venue: Conference EMNLP 2023
Year: 2023

Text classification tasks often encounter few shot scenarios with limited labeled data, and addressing data scarcity is crucial. Data augmentation with mixup has shown to be effective on various text classification tasks. However, most of the mixup methods do not consider the varying degree of learning difficulty in different stages of training and generate new samples with one hot labels, resulting in the model over confidence. In this paper, we propose a self evolution learning (SE) based mixup approach for data augmentation in text classification, which can generate more adaptive and model friendly pesudo samples for the model training. SE focuses on the variation of the model's learning ability. To alleviate the model confidence, we introduce a novel instance specific label smoothing approach, which linearly interpolates the model's output and one hot labels of the original samples to generate new soft for label mixing up. Through experimental analysis, in addition to improving classification accuracy, we demonstrate that SE also enhances the model's generalize ability.
IC3: Image Captioning by Committee Consensus
Venue: Conference EMNLP 2023
Year: 2023

If you ask a human to describe an image, they might do so in a thousand different ways. Traditionally, image captioning models are trained to generate a single "best" (most like a reference) image caption. Unfortunately, doing so encourages captions that are "informationally impoverished," and focus on only a subset of the possible details, while ignoring other potentially useful information in the scene. In this work, we introduce a simple, yet novel, method: "Image Captioning by Committee Consensus" (IC3), designed to generate a single caption that captures high-level details from several annotator viewpoints. Humans rate captions produced by IC3 at least as helpful as baseline SOTA models more than two thirds of the time, and IC3 can improve the performance of SOTA automated recall systems by up to 84%, outperforming single human-generated reference captions, and indicating significant improvements over SOTA approaches for visual description. Code is available at https://davidmchan.github.io/caption-by-committee/
SelfCheckGPT: Zero-Resource Black-Box Hallucination Detection for Generative Large Language Models
Venue: Conference EMNLP 2023
Year: 2023

Generative Large Language Models (LLMs) such as GPT-3 are capable of generating highly fluent responses to a wide variety of user prompts. However, LLMs are known to hallucinate facts and make non-factual statements which can undermine trust in their output. Existing fact-checking approaches either require access to the output probability distribution (which may not be available for systems such as ChatGPT) or external databases that are interfaced via separate, often complex, modules. In this work, we propose "SelfCheckGPT", a simple sampling-based approach that can be used to fact-check the responses of black-box models in a zero-resource fashion, i.e. without an external database. SelfCheckGPT leverages the simple idea that if an LLM has knowledge of a given concept, sampled responses are likely to be similar and contain consistent facts. However, for hallucinated facts, stochastically sampled responses are likely to diverge and contradict one another. We investigate this approach by using GPT-3 to generate passages about individuals from the WikiBio dataset, and manually annotate the factuality of the generated passages. We demonstrate that SelfCheckGPT can: i) detect non-factual and factual sentences; and ii) rank passages in terms of factuality. We compare our approach to several baselines and show that our approach has considerably higher AUC-PR scores in sentence-level hallucination detection and higher correlation scores in passage-level factuality assessment compared to grey-box methods.
Fair Without Leveling Down: A New Intersectional Fairness Definition
Venue: Conference EMNLP 2023
Year: 2023

In this work, we consider the problem of intersectional group fairness in the classification setting, where the objective is to learn discrimination-free models in the presence of several intersecting sensitive groups. First, we illustrate various shortcomings of existing fairness measures commonly used to capture intersectional fairness. Then, we propose a new definition called the $α$-Intersectional Fairness, which combines the absolute and the relative performance across sensitive groups and can be seen as a generalization of the notion of differential fairness. We highlight several desirable properties of the proposed definition and analyze its relation to other fairness measures. Finally, we benchmark multiple popular in-processing fair machine learning approaches using our new fairness definition and show that they do not achieve any improvement over a simple baseline. Our results reveal that the increase in fairness measured by previous definitions hides a "leveling down" effect, i.e., degrading the best performance over groups rather than improving the worst one.
Revisiting Instruction Fine-tuned Model Evaluation to Guide Industrial Applications
Venue: Conference EMNLP 2023
Year: 2023

Instruction Fine-Tuning (IFT) is a powerful paradigm that strengthens the zero-shot capabilities of Large Language Models (LLMs), but in doing so induces new evaluation metric requirements. We show LLM-based metrics to be well adapted to these requirements, and leverage them to conduct an investigation of task-specialization strategies, quantifying the trade-offs that emerge in practical industrial settings. Our findings offer practitioners actionable insights for real-world IFT model deployment.
M2DF: Multi-grained Multi-curriculum Denoising Framework for Multimodal Aspect-based Sentiment Analysis
Venue: Conference EMNLP 2023
Year: 2023

Multimodal Aspect-based Sentiment Analysis (MABSA) is a fine-grained Sentiment Analysis task, which has attracted growing research interests recently. Existing work mainly utilizes image information to improve the performance of MABSA task. However, most of the studies overestimate the importance of images since there are many noise images unrelated to the text in the dataset, which will have a negative impact on model learning. Although some work attempts to filter low-quality noise images by setting thresholds, relying on thresholds will inevitably filter out a lot of useful image information. Therefore, in this work, we focus on whether the negative impact of noisy images can be reduced without modifying the data. To achieve this goal, we borrow the idea of Curriculum Learning and propose a Multi-grained Multi-curriculum Denoising Framework (M2DF), which can achieve denoising by adjusting the order of training data. Extensive experimental results show that our framework consistently outperforms state-of-the-art work on three sub-tasks of MABSA.
Understanding the Role of Input Token Characters in Language Models: How Does Information Loss Affect Performance?
Venue: Conference EMNLP 2023
Year: 2023

Understanding how and what pre-trained language models (PLMs) learn about language is an open challenge in natural language processing. Previous work has focused on identifying whether they capture semantic and syntactic information, and how the data or the pre-training objective affects their performance. However, to the best of our knowledge, no previous work has specifically examined how information loss in input token characters affects the performance of PLMs. In this study, we address this gap by pre-training language models using small subsets of characters from individual tokens. Surprisingly, we find that pre-training even under extreme settings, i.e. using only one character of each token, the performance retention in standard NLU benchmarks and probing tasks compared to full-token models is high. For instance, a model pre-trained only on single first characters from tokens achieves performance retention of approximately $90$\% and $77$\% of the full-token model in SuperGLUE and GLUE tasks, respectively.
Polar Ducks and Where to Find Them: Enhancing Entity Linking with Duck Typing and Polar Box Embeddings
Venue: Conference EMNLP 2023
Year: 2023

Entity linking methods based on dense retrieval are an efficient and widely used solution in large-scale applications, but they fall short of the performance of generative models, as they are sensitive to the structure of the embedding space. In order to address this issue, this paper introduces DUCK, an approach to infusing structural information in the space of entity representations, using prior knowledge of entity types. Inspired by duck typing in programming languages, we propose to define the type of an entity based on the relations that it has with other entities in a knowledge graph. Then, porting the concept of box embeddings to spherical polar coordinates, we propose to represent relations as boxes on the hypersphere. We optimize the model to cluster entities of similar type by placing them inside the boxes corresponding to their relations. Our experiments show that our method sets new state-of-the-art results on standard entity-disambiguation benchmarks, it improves the performance of the model by up to 7.9 F1 points, outperforms other type-aware approaches, and matches the results of generative models with 18 times more parameters.
What’s “up” with vision-language models? Investigating their struggle with spatial reasoning
Venue: Conference EMNLP 2023
Year: 2023

Recent vision-language (VL) models are powerful, but can they reliably distinguish "right" from "left"? We curate three new corpora to quantify model comprehension of such basic spatial relations. These tests isolate spatial reasoning more precisely than existing datasets like VQAv2, e.g., our What'sUp benchmark contains sets of photographs varying only the spatial relations of objects, keeping their identity fixed (see Figure 1: models must comprehend not only the usual case of a dog under a table, but also, the same dog on top of the same table). We evaluate 18 VL models, finding that all perform poorly, e.g., BLIP finetuned on VQAv2, which nears human parity on VQAv2, achieves 56% accuracy on our benchmarks vs. humans at 99%. We conclude by studying causes of this surprising behavior, finding: 1) that popular vision-language pretraining corpora like LAION-2B contain little reliable data for learning spatial relationships; and 2) that basic modeling interventions like up-weighting preposition-containing instances or fine-tuning on our corpora are not sufficient to address the challenges our benchmarks pose. We are hopeful that these corpora will facilitate further research, and we release our data and code at https://github.com/amitakamath/whatsup_vlms.
StructGPT: A General Framework for Large Language Model to Reason over Structured Data
Venue: Conference EMNLP 2023
Year: 2023

In this paper, we study how to improve the zero-shot reasoning ability of large language models~(LLMs) over structured data in a unified way. Inspired by the study on tool augmentation for LLMs, we develop an \emph{Iterative Reading-then-Reasoning~(IRR)} approach for solving question answering tasks based on structured data, called \textbf{StructGPT}. In our approach, we construct the specialized function to collect relevant evidence from structured data (\ie \emph{reading}), and let LLMs concentrate the reasoning task based on the collected information (\ie \emph{reasoning}). Specially, we propose an \emph{invoking-linearization-generation} procedure to support LLMs in reasoning on the structured data with the help of the external interfaces. By iterating this procedures with provided interfaces, our approach can gradually approach the target answer to a given query. Extensive experiments conducted on three types of structured data demonstrate the effectiveness of our approach, which can significantly boost the performance of ChatGPT and achieve comparable performance against the full-data supervised-tuning baselines. Our codes and data are publicly available at~\url{https://github.com/RUCAIBox/StructGPT}.
Learning Co-Speech Gesture for Multimodal Aphasia Type Detection
Venue: Conference EMNLP 2023
Year: 2023

Aphasia, a language disorder resulting from brain damage, requires accurate identification of specific aphasia types, such as Broca's and Wernicke's aphasia, for effective treatment. However, little attention has been paid to developing methods to detect different types of aphasia. Recognizing the importance of analyzing co-speech gestures for distinguish aphasia types, we propose a multimodal graph neural network for aphasia type detection using speech and corresponding gesture patterns. By learning the correlation between the speech and gesture modalities for each aphasia type, our model can generate textual representations sensitive to gesture information, leading to accurate aphasia type detection. Extensive experiments demonstrate the superiority of our approach over existing methods, achieving state-of-the-art results (F1 84.2\%). We also show that gesture features outperform acoustic features, highlighting the significance of gesture expression in detecting aphasia types. We provide the codes for reproducibility purposes.
Centering the Margins: Outlier-Based Identification of Harmed Populations in Toxicity Detection
Venue: Conference EMNLP 2023
Year: 2023

The impact of AI models on marginalized communities has traditionally been measured by identifying performance differences between specified demographic subgroups. Though this approach aims to center vulnerable groups, it risks obscuring patterns of harm faced by intersectional subgroups or shared across multiple groups. To address this, we draw on theories of marginalization from disability studies and related disciplines, which state that people farther from the norm face greater adversity, to consider the "margins" in the domain of toxicity detection. We operationalize the "margins" of a dataset by employing outlier detection to identify text about people with demographic attributes distant from the "norm". We find that model performance is consistently worse for demographic outliers, with mean squared error (MSE) between outliers and non-outliers up to 70.4% worse across toxicity types. It is also worse for text outliers, with a MSE up to 68.4% higher for outliers than non-outliers. We also find text and demographic outliers to be particularly susceptible to errors in the classification of severe toxicity and identity attacks. Compared to analysis of disparities using traditional demographic breakdowns, we find that our outlier analysis frequently surfaces greater harms faced by a larger, more intersectional group, which suggests that outlier analysis is particularly beneficial for identifying harms against those groups.
Revisiting Automated Topic Model Evaluation with Large Language Models
Venue: Conference EMNLP 2023
Year: 2023

Topic models are used to make sense of large text collections. However, automatically evaluating topic model output and determining the optimal number of topics both have been longstanding challenges, with no effective automated solutions to date. This paper proposes using large language models to evaluate such output. We find that large language models appropriately assess the resulting topics, correlating more strongly with human judgments than existing automated metrics. We then investigate whether we can use large language models to automatically determine the optimal number of topics. We automatically assign labels to documents and choosing configurations with the most pure labels returns reasonable values for the optimal number of topics.
SEAHORSE: A Multilingual, Multifaceted Dataset for Summarization Evaluation
Venue: Conference EMNLP 2023
Year: 2023

Reliable automatic evaluation of summarization systems is challenging due to the multifaceted and subjective nature of the task. This is especially the case for languages other than English, where human evaluations are scarce. In this work, we introduce SEAHORSE, a dataset for multilingual, multifaceted summarization evaluation. SEAHORSE consists of 96K summaries with human ratings along 6 dimensions of text quality: comprehensibility, repetition, grammar, attribution, main ideas, and conciseness, covering 6 languages, 9 systems and 4 datasets. As a result of its size and scope, SEAHORSE can serve both as a benchmark to evaluate learnt metrics, as well as a large-scale resource for training such metrics. We show that metrics trained with SEAHORSE achieve strong performance on the out-of-domain meta-evaluation benchmarks TRUE (Honovich et al., 2022) and mFACE (Aharoni et al., 2022). We make the SEAHORSE dataset and metrics publicly available for future research on multilingual and multifaceted summarization evaluation.
Query2doc: Query Expansion with Large Language Models
Venue: Conference EMNLP 2023
Year: 2023

This paper introduces a simple yet effective query expansion approach, denoted as query2doc, to improve both sparse and dense retrieval systems. The proposed method first generates pseudo-documents by few-shot prompting large language models (LLMs), and then expands the query with generated pseudo-documents. LLMs are trained on web-scale text corpora and are adept at knowledge memorization. The pseudo-documents from LLMs often contain highly relevant information that can aid in query disambiguation and guide the retrievers. Experimental results demonstrate that query2doc boosts the performance of BM25 by 3% to 15% on ad-hoc IR datasets, such as MS-MARCO and TREC DL, without any model fine-tuning. Furthermore, our method also benefits state-of-the-art dense retrievers in terms of both in-domain and out-of-domain results.
Explore-Instruct: Enhancing Domain-Specific Instruction Coverage through Active Exploration
Venue: Conference EMNLP 2023
Year: 2023

Instruction-tuning can be substantially optimized through enhanced diversity, resulting in models capable of handling a broader spectrum of tasks. However, existing data employed for such tuning often exhibit an inadequate coverage of individual domains, limiting the scope for nuanced comprehension and interactions within these areas. To address this deficiency, we propose Explore-Instruct, a novel approach to enhance the data coverage to be used in domain-specific instruction-tuning through active exploration via Large Language Models (LLMs). Built upon representative domain use cases, Explore-Instruct explores a multitude of variations or possibilities by implementing a search algorithm to obtain diversified and domain-focused instruction-tuning data. Our data-centric analysis validates the effectiveness of this proposed approach in improving domain-specific instruction coverage. Moreover, our model's performance demonstrates considerable advancements over multiple baselines, including those utilizing domain-specific data enhancement. Our findings offer a promising opportunity to improve instruction coverage, especially in domain-specific contexts, thereby advancing the development of adaptable language models. Our code, model weights, and data are public at \url{https://github.com/fanqiwan/Explore-Instruct}.
Practical Computational Power of Linear Transformers and Their Recurrent and Self-Referential Extensions
Venue: Conference EMNLP 2023
Year: 2023

Recent studies of the computational power of recurrent neural networks (RNNs) reveal a hierarchy of RNN architectures, given real-time and finite-precision assumptions. Here we study auto-regressive Transformers with linearised attention, a.k.a. linear Transformers (LTs) or Fast Weight Programmers (FWPs). LTs are special in the sense that they are equivalent to RNN-like sequence processors with a fixed-size state, while they can also be expressed as the now-popular self-attention networks. We show that many well-known results for the standard Transformer directly transfer to LTs/FWPs. Our formal language recognition experiments demonstrate how recently proposed FWP extensions such as recurrent FWPs and self-referential weight matrices successfully overcome certain limitations of the LT, e.g., allowing for generalisation on the parity problem. Our code is public.
InterFair: Debiasing with Natural Language Feedback for Fair Interpretable Predictions
Venue: Conference EMNLP 2023
Year: 2023

Debiasing methods in NLP models traditionally focus on isolating information related to a sensitive attribute (e.g., gender or race). We instead argue that a favorable debiasing method should use sensitive information 'fairly,' with explanations, rather than blindly eliminating it. This fair balance is often subjective and can be challenging to achieve algorithmically. We explore two interactive setups with a frozen predictive model and show that users able to provide feedback can achieve a better and fairer balance between task performance and bias mitigation. In one setup, users, by interacting with test examples, further decreased bias in the explanations (5-8%) while maintaining the same prediction accuracy. In the other setup, human feedback was able to disentangle associated bias and predictive information from the input leading to superior bias mitigation and improved task performance (4-5%) simultaneously.
Multilingual estimation of political-party positioning: From label aggregation to long-input Transformers
Venue: Conference EMNLP 2023
Year: 2023

Scaling analysis is a technique in computational political science that assigns a political actor (e.g. politician or party) a score on a predefined scale based on a (typically long) body of text (e.g. a parliamentary speech or an election manifesto). For example, political scientists have often used the left--right scale to systematically analyse political landscapes of different countries. NLP methods for automatic scaling analysis can find broad application provided they (i) are able to deal with long texts and (ii) work robustly across domains and languages. In this work, we implement and compare two approaches to automatic scaling analysis of political-party manifestos: label aggregation, a pipeline strategy relying on annotations of individual statements from the manifestos, and long-input-Transformer-based models, which compute scaling values directly from raw text. We carry out the analysis of the Comparative Manifestos Project dataset across 41 countries and 27 languages and find that the task can be efficiently solved by state-of-the-art models, with label aggregation producing the best results.
Statistical Depth for Ranking and Characterizing Transformer-Based Text Embeddings
Venue: Conference EMNLP 2023
Year: 2023

The popularity of transformer-based text embeddings calls for better statistical tools for measuring distributions of such embeddings. One such tool would be a method for ranking texts within a corpus by centrality, i.e. assigning each text a number signifying how representative that text is of the corpus as a whole. However, an intrinsic center-outward ordering of high-dimensional text representations is not trivial. A statistical depth is a function for ranking k-dimensional objects by measuring centrality with respect to some observed k-dimensional distribution. We adopt a statistical depth to measure distributions of transformer-based text embeddings, transformer-based text embedding (TTE) depth, and introduce the practical use of this depth for both modeling and distributional inference in NLP pipelines. We first define TTE depth and an associated rank sum test for determining whether two corpora differ significantly in embedding space. We then use TTE depth for the task of in-context learning prompt selection, showing that this approach reliably improves performance over statistical baseline approaches across six text classification tasks. Finally, we use TTE depth and the associated rank sum test to characterize the distributions of synthesized and human-generated corpora, showing that five recent synthetic data augmentation processes cause a measurable distributional shift away from associated human-generated text.