OpenRaiser/Intern-Atlas huggingface dataset:
Learning to Rank Salient Content for Query-focused Summarization
Venue: Conference EMNLP 2024
Year: 2024

This study examines the potential of integrating Learning-to-Rank (LTR) with Query-focused Summarization (QFS) to enhance the summary relevance via content prioritization. Using a shared secondary decoder with the summarization decoder, we carry out the LTR task at the segment level. Compared to the state-of-the-art, our model outperforms on QMSum benchmark (all metrics) and matches on SQuALITY benchmark (2 metrics) as measured by Rouge and BertScore while offering a lower training overhead. Specifically, on the QMSum benchmark, our proposed system achieves improvements, particularly in Rouge-L (+0.42) and BertScore (+0.34), indicating enhanced understanding and relevance. While facing minor challenges in Rouge-1 and Rouge-2 scores on the SQuALITY benchmark, the model significantly excels in Rouge-L (+1.47), underscoring its capability to generate coherent summaries. Human evaluations emphasize the efficacy of our method in terms of relevance and faithfulness of the generated summaries, without sacrificing fluency. A deeper analysis reveals our model's superiority over the state-of-the-art for broad queries, as opposed to specific ones, from a qualitative standpoint. We further present an error analysis of our model, pinpointing challenges faced and suggesting potential directions for future research in this field.
Are Large Language Models Good Classifiers? A Study on Edit Intent Classification in Scientific Document Revisions
Venue: Conference EMNLP 2024
Year: 2024

Classification is a core NLP task architecture with many potential applications. While large language models (LLMs) have brought substantial advancements in text generation, their potential for enhancing classification tasks remains underexplored. To address this gap, we propose a framework for thoroughly investigating fine-tuning LLMs for classification, including both generation- and encoding-based approaches. We instantiate this framework in edit intent classification (EIC), a challenging and underexplored classification task. Our extensive experiments and systematic comparisons with various training approaches and a representative selection of LLMs yield new insights into their application for EIC. We investigate the generalizability of these findings on five further classification tasks. To demonstrate the proposed methods and address the data shortage for empirical edit analysis, we use our best-performing EIC model to create Re3-Sci2.0, a new large-scale dataset of 1,780 scientific document revisions with over 94k labeled edits. The quality of the dataset is assessed through human evaluation. The new dataset enables an in-depth empirical study of human editing behavior in academic writing. We make our experimental framework, models and data publicly available.
LitSearch: A Retrieval Benchmark for Scientific Literature Search
Venue: Conference EMNLP 2024
Year: 2024

Literature search questions, such as "Where can I find research on the evaluation of consistency in generated summaries?" pose significant challenges for modern search engines and retrieval systems. These questions often require a deep understanding of research concepts and the ability to reason across entire articles. In this work, we introduce LitSearch, a retrieval benchmark comprising 597 realistic literature search queries about recent ML and NLP papers. LitSearch is constructed using a combination of (1) questions generated by GPT-4 based on paragraphs containing inline citations from research papers and (2) questions manually written by authors about their recently published papers. All LitSearch questions were manually examined or edited by experts to ensure high quality. We extensively benchmark state-of-the-art retrieval models and also evaluate two LLM-based reranking pipelines. We find a significant performance gap between BM25 and state-of-the-art dense retrievers, with a 24.8% absolute difference in recall@5. The LLM-based reranking strategies further improve the best-performing dense retriever by 4.4%. Additionally, commercial search engines and research tools like Google Search perform poorly on LitSearch, lagging behind the best dense retriever by up to 32 recall points. Taken together, these results show that LitSearch is an informative new testbed for retrieval systems while catering to a real-world use case.
Open-world Multi-label Text Classification with Extremely Weak Supervision
Venue: Conference EMNLP 2024
Year: 2024

We study open-world multi-label text classification under extremely weak supervision (XWS), where the user only provides a brief description for classification objectives without any labels or ground-truth label space. Similar single-label XWS settings have been explored recently, however, these methods cannot be easily adapted for multi-label. We observe that (1) most documents have a dominant class covering the majority of content and (2) long-tail labels would appear in some documents as a dominant class. Therefore, we first utilize the user description to prompt a large language model (LLM) for dominant keyphrases of a subset of raw documents, and then construct a (initial) label space via clustering. We further apply a zero-shot multi-label classifier to locate the documents with small top predicted scores, so we can revisit their dominant keyphrases for more long-tail labels. We iterate this process to discover a comprehensive label space and construct a multi-label classifier as a novel method, X-MLClass. X-MLClass exhibits a remarkable increase in ground-truth label space coverage on various datasets, for example, a 40% improvement on the AAPD dataset over topic modeling and keyword extraction methods. Moreover, X-MLClass achieves the best end-to-end multi-label classification accuracy.
LLMs learn governing principles of dynamical systems, revealing an in-context neural scaling law
Venue: Conference EMNLP 2024
Year: 2024

Pretrained large language models (LLMs) are surprisingly effective at performing zero-shot tasks, including time-series forecasting. However, understanding the mechanisms behind such capabilities remains highly challenging due to the complexity of the models. We study LLMs' ability to extrapolate the behavior of dynamical systems whose evolution is governed by principles of physical interest. Our results show that LLaMA 2, a language model trained primarily on texts, achieves accurate predictions of dynamical system time series without fine-tuning or prompt engineering. Moreover, the accuracy of the learned physical rules increases with the length of the input context window, revealing an in-context version of neural scaling law. Along the way, we present a flexible and efficient algorithm for extracting probability density functions of multi-digit numbers directly from LLMs.
AKEW: Assessing Knowledge Editing in the Wild
Venue: Conference EMNLP 2024
Year: 2024

Knowledge editing injects knowledge updates into language models to keep them correct and up-to-date. However, its current evaluations deviate significantly from practice: their knowledge updates solely consist of structured facts derived from meticulously crafted datasets, instead of practical sources -- unstructured texts like news articles, and they often overlook practical real-world knowledge updates. To address these issues, in this paper we propose AKEW (Assessing Knowledge Editing in the Wild), a new practical benchmark for knowledge editing. AKEW fully covers three editing settings of knowledge updates: structured facts, unstructured texts as facts, and extracted triplets. It further introduces new datasets featuring both counterfactual and real-world knowledge updates. Through extensive experiments, we demonstrate the considerable gap between state-of-the-art knowledge-editing methods and practical scenarios. Our analyses further highlight key insights to motivate future research for practical knowledge editing.
CopyBench: Measuring Literal and Non-Literal Reproduction of Copyright-Protected Text in Language Model Generation
Venue: Conference EMNLP 2024
Year: 2024

Evaluating the degree of reproduction of copyright-protected content by language models (LMs) is of significant interest to the AI and legal communities. Although both literal and non-literal similarities are considered by courts when assessing the degree of reproduction, prior research has focused only on literal similarities. To bridge this gap, we introduce CopyBench, a benchmark designed to measure both literal and non-literal copying in LM generations. Using copyrighted fiction books as text sources, we provide automatic evaluation protocols to assess literal and non-literal copying, balanced against the model utility in terms of the ability to recall facts from the copyrighted works and generate fluent completions. We find that, although literal copying is relatively rare, two types of non-literal copying -- event copying and character copying -- occur even in models as small as 7B parameters. Larger models demonstrate significantly more copying, with literal copying rates increasing from 0.2\% to 10.5\% and non-literal copying from 2.3\% to 5.9\% when comparing Llama3-8B and 70B models, respectively. We further evaluate the effectiveness of current strategies for mitigating copying and show that (1) training-time alignment can reduce literal copying but may increase non-literal copying, and (2) current inference-time mitigation methods primarily reduce literal but not non-literal copying.
Decoding Susceptibility: Modeling Misbelief to Misinformation Through a Computational Approach
Venue: Conference EMNLP 2024
Year: 2024

Susceptibility to misinformation describes the degree of belief in unverifiable claims, a latent aspect of individuals' mental processes that is not observable. Existing susceptibility studies heavily rely on self-reported beliefs, which can be subject to bias, expensive to collect, and challenging to scale for downstream applications. To address these limitations, in this work, we propose a computational approach to model users' latent susceptibility levels. As shown in previous research, susceptibility is influenced by various factors (e.g., demographic factors, political ideology), and directly influences people's reposting behavior on social media. To represent the underlying mental process, our susceptibility modeling incorporates these factors as inputs, guided by the supervision of people's sharing behavior. Using COVID-19 as a testbed domain, our experiments demonstrate a significant alignment between the susceptibility scores estimated by our computational modeling and human judgments, confirming the effectiveness of this latent modeling approach. Furthermore, we apply our model to annotate susceptibility scores on a large-scale dataset and analyze the relationships between susceptibility with various factors. Our analysis reveals that political leanings and psychological factors exhibit varying degrees of association with susceptibility to COVID-19 misinformation.
Layer by Layer: Uncovering Where Multi-Task Learning Happens in Instruction-Tuned Large Language Models
Venue: Conference EMNLP 2024
Year: 2024

Fine-tuning pre-trained large language models (LLMs) on a diverse array of tasks has become a common approach for building models that can solve various natural language processing (NLP) tasks. However, where and to what extent these models retain task-specific knowledge remains largely unexplored. This study investigates the task-specific information encoded in pre-trained LLMs and the effects of instruction tuning on their representations across a diverse set of over 60 NLP tasks. We use a set of matrix analysis tools to examine the differences between the way pre-trained and instruction-tuned LLMs store task-specific information. Our findings reveal that while some tasks are already encoded within the pre-trained LLMs, others greatly benefit from instruction tuning. Additionally, we pinpointed the layers in which the model transitions from high-level general representations to more task-oriented representations. This finding extends our understanding of the governing mechanisms of LLMs and facilitates future research in the fields of parameter-efficient transfer learning and multi-task learning.
Control Large Language Models via Divide and Conquer
Venue: Conference EMNLP 2024
Year: 2024

This paper investigates controllable generation for large language models (LLMs) with prompt-based control, focusing on Lexically Constrained Generation (LCG). We systematically evaluate the performance of LLMs on satisfying lexical constraints with prompt-based control, as well as their efficacy in downstream applications. We conclude that LLMs face significant challenges in consistently satisfying lexical constraints with prompt-based control. We identified three key limitations of LLMs for LCG, including (1) position bias, where LLMs tend to satisfy constraints that appear in specific positions within the input; (2) low responsiveness to decoding parameters, which render minimal impact on control of LLMs; and (3) struggle with handling the inherent complexity of certain constraints (e.g., compound words). To address these issues, we introduce a Divide and Conquer Generation strategy, effective for both white-box and black-box LLMs, to enhance LLMs performance in LCG tasks, which demonstrates over 90% improvement on success rate in the most challenging LCG task. Our analysis provides valuable insights into the performance of LLMs in LCG with prompt-based control, and our proposed strategy offers a pathway to more sophisticated and customized text generation applications.
Not Everything is All You Need: Toward Low-Redundant Optimization for Large Language Model Alignment
Venue: Conference EMNLP 2024
Year: 2024

Large language models (LLMs) are still struggling in aligning with human preference in complex tasks and scenarios. They are prone to overfit into the unexpected patterns or superficial styles in the training data. We conduct an empirical study that only selects the top-10\% most updated parameters in LLMs for alignment training, and see improvements in the convergence process and final performance. It indicates the existence of redundant neurons in LLMs for alignment training. To reduce its influence, we propose a low-redundant alignment method named \textbf{ALLO}, focusing on optimizing the most related neurons with the most useful supervised signals. Concretely, we first identify the neurons that are related to the human preference data by a gradient-based strategy, then identify the alignment-related key tokens by reward models for computing loss. Besides, we also decompose the alignment process into the forgetting and learning stages, where we first forget the tokens with unaligned knowledge and then learn aligned knowledge, by updating different ratios of neurons, respectively. Experimental results on 10 datasets have shown the effectiveness of ALLO. Our code and data are available at \url{https://github.com/RUCAIBox/ALLO}.
ECCO: Can We Improve Model-Generated Code Efficiency Without Sacrificing Functional Correctness?
Venue: Conference EMNLP 2024
Year: 2024

Although large language models (LLMs) have been largely successful in generating functionally correct programs, conditioning models to produce efficient solutions while ensuring correctness remains a challenge. Further, unreliability in benchmarking code efficiency is a hurdle across varying hardware specifications for popular interpreted languages such as Python. In this paper, we present ECCO, a reproducible benchmark for evaluating program efficiency via two paradigms: natural language (NL) based code generation and history-based code editing. On ECCO, we adapt and thoroughly investigate the three most promising existing LLM-based approaches: in-context learning, iterative refinement with execution or NL feedback, and fine-tuning conditioned on execution and editing history. While most methods degrade functional correctness and moderately increase program efficiency, we find that adding execution information often helps maintain functional correctness, and NL feedback enhances more on efficiency. We release our benchmark to support future work on LLM-based generation of efficient code.
CONTESTS: a Framework for Consistency Testing of Span Probabilities in Language Models
Venue: Conference EMNLP 2024
Year: 2024

Although language model scores are often treated as probabilities, their reliability as probability estimators has mainly been studied through calibration, overlooking other aspects. In particular, it is unclear whether language models produce the same value for different ways of assigning joint probabilities to word spans. Our work introduces a novel framework, ConTestS (Consistency Testing over Spans), involving statistical tests to assess score consistency across interchangeable completion and conditioning orders. We conduct experiments on post-release real and synthetic data to eliminate training effects. Our findings reveal that both Masked Language Models (MLMs) and autoregressive models exhibit inconsistent predictions, with autoregressive models showing larger discrepancies. Larger MLMs tend to produce more consistent predictions, while autoregressive models show the opposite trend. Moreover, for both model types, prediction entropies offer insights into the true word span likelihood and therefore can aid in selecting optimal decoding strategies. The inconsistencies revealed by our analysis, as well their connection to prediction entropies and differences between model types, can serve as useful guides for future research on addressing these limitations.
DogeRM: Equipping Reward Models with Domain Knowledge through Model Merging
Venue: Conference EMNLP 2024
Year: 2024

Reinforcement learning from human feedback (RLHF) is a popular strategy for aligning large language models (LLMs) with desired behaviors. Reward modeling is a crucial step in RLHF. However, collecting paired preference data for training reward models is often costly and time-consuming, especially for domain-specific preferences requiring expert annotation. To address this challenge, we propose the \textbf{Do}main knowled\textbf{ge} merged \textbf{R}eward \textbf{M}odel (DogeRM), a novel framework that integrates domain-specific knowledge into a general reward model by model merging. The experiments demonstrate that DogeRM enhances performance across different benchmarks and provide a detailed analysis showcasing the effects of model merging, showing the great potential of facilitating model alignment.
Unlocking Anticipatory Text Generation: A Constrained Approach for Large Language Models Decoding
Venue: Conference EMNLP 2024
Year: 2024

Large Language Models (LLMs) have demonstrated a powerful ability for text generation. However, achieving optimal results with a given prompt or instruction can be challenging, especially for billion-sized models. Additionally, undesired behaviors such as toxicity or hallucinations can manifest. While much larger models (e.g., ChatGPT) may demonstrate strength in mitigating these issues, there is still no guarantee of complete prevention. In this work, we propose formalizing text generation as a future-constrained generation problem to minimize undesirable behaviors and enforce faithfulness to instructions. The estimation of future constraint satisfaction, accomplished using LLMs, guides the text generation process. Our extensive experiments demonstrate the effectiveness of the proposed approach across three distinct text generation tasks: keyword-constrained generation (Lin et al., 2020), toxicity reduction (Gehman et al., 2020), and factual correctness in question-answering (Gao et al., 2023).
Re-Reading Improves Reasoning in Large Language Models
Venue: Conference EMNLP 2024
Year: 2024

To enhance the reasoning capabilities of off-the-shelf Large Language Models (LLMs), we introduce a simple, yet general and effective prompting method, Re2, i.e., \textbf{Re}-\textbf{Re}ading the question as input. Unlike most thought-eliciting prompting methods, such as Chain-of-Thought (CoT), which aim to elicit the reasoning process in the output, Re2 shifts the focus to the input by processing questions twice, thereby enhancing the understanding process. Consequently, Re2 demonstrates strong generality and compatibility with most thought-eliciting prompting methods, including CoT. Crucially, Re2 facilitates a "bidirectional" encoding in unidirectional decoder-only LLMs because the first pass could provide global information for the second pass. We begin with a preliminary empirical study as the foundation of Re2, illustrating its potential to enable "bidirectional" attention mechanisms. We then evaluate Re2 on extensive reasoning benchmarks across 14 datasets, spanning 112 experiments, to validate its effectiveness and generality. Our findings indicate that, with the exception of a few scenarios on vanilla ChatGPT, Re2 consistently enhances the reasoning performance of LLMs through a simple re-reading strategy. Further analyses reveal Re2's adaptability, showing how it can be effectively integrated with different LLMs, thought-eliciting prompting, and ensemble strategies. Our code is available at \url{https://github.com/Tebmer/Rereading-LLM-Reasoning/}
ERVQA: A Dataset to Benchmark the Readiness of Large Vision Language Models in Hospital Environments
Venue: Conference EMNLP 2024
Year: 2024

The global shortage of healthcare workers has demanded the development of smart healthcare assistants, which can help monitor and alert healthcare workers when necessary. We examine the healthcare knowledge of existing Large Vision Language Models (LVLMs) via the Visual Question Answering (VQA) task in hospital settings through expert annotated open-ended questions. We introduce the Emergency Room Visual Question Answering (ERVQA) dataset, consisting of <image, question, answer> triplets covering diverse emergency room scenarios, a seminal benchmark for LVLMs. By developing a detailed error taxonomy and analyzing answer trends, we reveal the nuanced nature of the task. We benchmark state-of-the-art open-source and closed LVLMs using traditional and adapted VQA metrics: Entailment Score and CLIPScore Confidence. Analyzing errors across models, we infer trends based on properties like decoder type, model size, and in-context examples. Our findings suggest the ERVQA dataset presents a highly complex task, highlighting the need for specialized, domain-specific solutions.
SciAgent: Tool-augmented Language Models for Scientific Reasoning
Venue: Conference EMNLP 2024
Year: 2024

Scientific reasoning poses an excessive challenge for even the most advanced Large Language Models (LLMs). To make this task more practical and solvable for LLMs, we introduce a new task setting named tool-augmented scientific reasoning. This setting supplements LLMs with scalable toolsets, and shifts the focus from pursuing an omniscient problem solver to a proficient tool-user. To facilitate the research of such setting, we construct a tool-augmented training corpus named MathFunc which encompasses over 30,000 samples and roughly 6,000 tools. Building on MathFunc, we develop SciAgent to retrieve, understand and, if necessary, use tools for scientific problem solving. Additionally, we craft a benchmark, SciToolBench, spanning five scientific domains to evaluate LLMs' abilities with tool assistance. Extensive experiments on SciToolBench confirm the effectiveness of SciAgent. Notably, SciAgent-Mistral-7B surpasses other LLMs with the same size by more than 13% in absolute accuracy. Furthermore, SciAgent-DeepMath-7B shows much superior performance than ChatGPT.