OpenRaiser/Intern-Atlas huggingface dataset:
Offline Imitation Learning with Variational Counterfactual Reasoning
Venue: Conference NeurIPS 2023
Year: 2023

In offline imitation learning (IL), an agent aims to learn an optimal expert behavior policy without additional online environment interactions. However, in many real-world scenarios, such as robotics manipulation, the offline dataset is collected from suboptimal behaviors without rewards. Due to the scarce expert data, the agents usually suffer from simply memorizing poor trajectories and are vulnerable to variations in the environments, lacking the capability of generalizing to new environments. To automatically generate high-quality expert data and improve the generalization ability of the agent, we propose a framework named \underline{O}ffline \underline{I}mitation \underline{L}earning with \underline{C}ounterfactual data \underline{A}ugmentation (OILCA) by doing counterfactual inference. In particular, we leverage identifiable variational autoencoder to generate \textit{counterfactual} samples for expert data augmentation. We theoretically analyze the influence of the generated expert data and the improvement of generalization. Moreover, we conduct extensive experiments to demonstrate that our approach significantly outperforms various baselines on both \textsc{DeepMind Control Suite} benchmark for in-distribution performance and \textsc{CausalWorld} benchmark for out-of-distribution generalization. Our code is available at \url{https://github.com/ZexuSun/OILCA-NeurIPS23}.
Neural Relation Graph: A Unified Framework for Identifying Label Noise and Outlier Data
Venue: Conference NeurIPS 2023
Year: 2023

Diagnosing and cleaning data is a crucial step for building robust machine learning systems. However, identifying problems within large-scale datasets with real-world distributions is challenging due to the presence of complex issues such as label errors, under-representation, and outliers. In this paper, we propose a unified approach for identifying the problematic data by utilizing a largely ignored source of information: a relational structure of data in the feature-embedded space. To this end, we present scalable and effective algorithms for detecting label errors and outlier data based on the relational graph structure of data. We further introduce a visualization tool that provides contextual information of a data point in the feature-embedded space, serving as an effective tool for interactively diagnosing data. We evaluate the label error and outlier/out-of-distribution (OOD) detection performances of our approach on the large-scale image, speech, and language domain tasks, including ImageNet, ESC-50, and SST2. Our approach achieves state-of-the-art detection performance on all tasks considered and demonstrates its effectiveness in debugging large-scale real-world datasets across various domains. We release codes at https://github.com/snu-mllab/Neural-Relation-Graph.
Lift Yourself Up: Retrieval-augmented Text Generation with Self-Memory
Venue: Conference NeurIPS 2023
Year: 2023

With direct access to human-written reference as memory, retrieval-augmented generation has achieved much progress in a wide range of text generation tasks. Since better memory would typically prompt better generation~(we define this as primal problem). The traditional approach for memory retrieval involves selecting memory that exhibits the highest similarity to the input. However, this method is constrained by the quality of the fixed corpus from which memory is retrieved. In this paper, by exploring the duality of the primal problem: better generation also prompts better memory, we propose a novel framework, selfmem, which addresses this limitation by iteratively employing a retrieval-augmented generator to create an unbounded memory pool and using a memory selector to choose one output as memory for the subsequent generation round. This enables the model to leverage its own output, referred to as self-memory, for improved generation. We evaluate the effectiveness of selfmem on three distinct text generation tasks: neural machine translation, abstractive text summarization, and dialogue generation, under two generation paradigms: fine-tuned small model and few-shot LLM. Our approach achieves state-of-the-art results in four directions in JRC-Acquis, XSum (50.3 ROUGE-1), and BigPatent (62.9 ROUGE-1), demonstrating the potential of self-memory in enhancing retrieval-augmented generation models. Furthermore, we conduct thorough analyses of each component in the selfmem framework to identify bottlenecks and provide insights for future research.
Front-door Adjustment Beyond Markov Equivalence with Limited Graph Knowledge
Venue: Conference NeurIPS 2023
Year: 2023

Causal effect estimation from data typically requires assumptions about the cause-effect relations either explicitly in the form of a causal graph structure within the Pearlian framework, or implicitly in terms of (conditional) independence statements between counterfactual variables within the potential outcomes framework. When the treatment variable and the outcome variable are confounded, front-door adjustment is an important special case where, given the graph, causal effect of the treatment on the target can be estimated using post-treatment variables. However, the exact formula for front-door adjustment depends on the structure of the graph, which is difficult to learn in practice. In this work, we provide testable conditional independence statements to compute the causal effect using front-door-like adjustment without knowing the graph under limited structural side information. We show that our method is applicable in scenarios where knowing the Markov equivalence class is not sufficient for causal effect estimation. We demonstrate the effectiveness of our method on a class of random graphs as well as real causal fairness benchmarks.
Training Energy-Based Normalizing Flow with Score-Matching Objectives
Venue: Conference NeurIPS 2023
Year: 2023

In this paper, we establish a connection between the parameterization of flow-based and energy-based generative models, and present a new flow-based modeling approach called energy-based normalizing flow (EBFlow). We demonstrate that by optimizing EBFlow with score-matching objectives, the computation of Jacobian determinants for linear transformations can be entirely bypassed. This feature enables the use of arbitrary linear layers in the construction of flow-based models without increasing the computational time complexity of each training iteration from $O(D^2L)$ to $O(D^3L)$ for an $L$-layered model that accepts $D$-dimensional inputs. This makes the training of EBFlow more efficient than the commonly-adopted maximum likelihood training method. In addition to the reduction in runtime, we enhance the training stability and empirical performance of EBFlow through a number of techniques developed based on our analysis of the score-matching methods. The experimental results demonstrate that our approach achieves a significant speedup compared to maximum likelihood estimation while outperforming prior methods with a noticeable margin in terms of negative log-likelihood (NLL).
LayoutPrompter: Awaken the Design Ability of Large Language Models
Venue: Conference NeurIPS 2023
Year: 2023

Conditional graphic layout generation, which automatically maps user constraints to high-quality layouts, has attracted widespread attention today. Although recent works have achieved promising performance, the lack of versatility and data efficiency hinders their practical applications. In this work, we propose LayoutPrompter, which leverages large language models (LLMs) to address the above problems through in-context learning. LayoutPrompter is made up of three key components, namely input-output serialization, dynamic exemplar selection and layout ranking. Specifically, the input-output serialization component meticulously designs the input and output formats for each layout generation task. Dynamic exemplar selection is responsible for selecting the most helpful prompting exemplars for a given input. And a layout ranker is used to pick the highest quality layout from multiple outputs of LLMs. We conduct experiments on all existing layout generation tasks using four public datasets. Despite the simplicity of our approach, experimental results show that LayoutPrompter can compete with or even outperform state-of-the-art approaches on these tasks without any model training or fine-tuning. This demonstrates the effectiveness of this versatile and training-free approach. In addition, the ablation studies show that LayoutPrompter is significantly superior to the training-based baseline in a low-data regime, further indicating the data efficiency of LayoutPrompter. Our project is available at https://github.com/microsoft/LayoutGeneration/tree/main/LayoutPrompter.
CoLA: Exploiting Compositional Structure for Automatic and Efficient Numerical Linear Algebra
Venue: Conference NeurIPS 2023
Year: 2023

Many areas of machine learning and science involve large linear algebra problems, such as eigendecompositions, solving linear systems, computing matrix exponentials, and trace estimation. The matrices involved often have Kronecker, convolutional, block diagonal, sum, or product structure. In this paper, we propose a simple but general framework for large-scale linear algebra problems in machine learning, named CoLA (Compositional Linear Algebra). By combining a linear operator abstraction with compositional dispatch rules, CoLA automatically constructs memory and runtime efficient numerical algorithms. Moreover, CoLA provides memory efficient automatic differentiation, low precision computation, and GPU acceleration in both JAX and PyTorch, while also accommodating new objects, operations, and rules in downstream packages via multiple dispatch. CoLA can accelerate many algebraic operations, while making it easy to prototype matrix structures and algorithms, providing an appealing drop-in tool for virtually any computational effort that requires linear algebra. We showcase its efficacy across a broad range of applications, including partial differential equations, Gaussian processes, equivariant model construction, and unsupervised learning.
Large language models implicitly learn to straighten neural sentence trajectories to construct a predictive representation of natural language.
Venue: Conference NeurIPS 2023
Year: 2023

Predicting upcoming events is critical to our ability to interact with our environment. Transformer models, trained on next-word prediction, appear to construct representations of linguistic input that can support diverse downstream tasks. But how does a predictive objective shape such representations? Inspired by recent work in vision (Henaff et al., 2019), we test a hypothesis about predictive representations of autoregressive transformers. In particular, we test whether the neural trajectory of a sentence becomes progressively straighter as it passes through the network layers. The key insight is that straighter trajectories should facilitate prediction via linear extrapolation. We quantify straightness using a 1-dimensional curvature metric, and present four findings in support of the trajectory straightening hypothesis: i) In trained models, the curvature decreases from the early to the deeper layers of the network. ii) Models that perform better on the next-word prediction objective exhibit greater decreases in curvature, suggesting that this improved ability to straighten sentence trajectories may be the driver of better language modeling performance. iii) Given the same linguistic context, the sequences that are generated by the model have lower curvature than the actual continuations observed in a language corpus, suggesting that the model favors straighter trajectories for making predictions. iv) A consistent relationship holds between the average curvature and the average surprisal of sentences in the deep model layers, such that sentences with straighter trajectories also have lower surprisal. Importantly, untrained models do not exhibit these behaviors. In tandem, these results support the trajectory straightening hypothesis and provide a possible mechanism for how the geometry of the internal representations of autoregressive models supports next word prediction.
Weakly Coupled Deep Q-Networks
Venue: Conference NeurIPS 2023
Year: 2023

We propose weakly coupled deep Q-networks (WCDQN), a novel deep reinforcement learning algorithm that enhances performance in a class of structured problems called weakly coupled Markov decision processes (WCMDP). WCMDPs consist of multiple independent subproblems connected by an action space constraint, which is a structural property that frequently emerges in practice. Despite this appealing structure, WCMDPs quickly become intractable as the number of subproblems grows. WCDQN employs a single network to train multiple DQN "subagents", one for each subproblem, and then combine their solutions to establish an upper bound on the optimal action value. This guides the main DQN agent towards optimality. We show that the tabular version, weakly coupled Q-learning (WCQL), converges almost surely to the optimal action value. Numerical experiments show faster convergence compared to DQN and related techniques in settings with as many as 10 subproblems, $3^{10}$ total actions, and a continuous state space.
Provably Fast Convergence of Independent Natural Policy Gradient for Markov Potential Games
Venue: Conference NeurIPS 2023
Year: 2023

This work studies an independent natural policy gradient (NPG) algorithm for the multi-agent reinforcement learning problem in Markov potential games. It is shown that, under mild technical assumptions and the introduction of the \textit{suboptimality gap}, the independent NPG method with an oracle providing exact policy evaluation asymptotically reaches an $ε$-Nash Equilibrium (NE) within $\mathcal{O}(1/ε)$ iterations. This improves upon the previous best result of $\mathcal{O}(1/ε^2)$ iterations and is of the same order, $\mathcal{O}(1/ε)$, that is achievable for the single-agent case. Empirical results for a synthetic potential game and a congestion game are presented to verify the theoretical bounds.
Adaptive Online Replanning with Diffusion Models
Venue: Conference NeurIPS 2023
Year: 2023

Diffusion models have risen as a promising approach to data-driven planning, and have demonstrated impressive robotic control, reinforcement learning, and video planning performance. Given an effective planner, an important question to consider is replanning -- when given plans should be regenerated due to both action execution error and external environment changes. Direct plan execution, without replanning, is problematic as errors from individual actions rapidly accumulate and environments are partially observable and stochastic. Simultaneously, replanning at each timestep incurs a substantial computational cost, and may prevent successful task execution, as different generated plans prevent consistent progress to any particular goal. In this paper, we explore how we may effectively replan with diffusion models. We propose a principled approach to determine when to replan, based on the diffusion model's estimated likelihood of existing generated plans. We further present an approach to replan existing trajectories to ensure that new plans follow the same goal state as the original trajectory, which may efficiently bootstrap off previously generated plans. We illustrate how a combination of our proposed additions significantly improves the performance of diffusion planners leading to 38\% gains over past diffusion planning approaches on Maze2D, and further enables the handling of stochastic and long-horizon robotic control tasks. Videos can be found on the anonymous website: \url{https://vis-www.cs.umass.edu/replandiffuser/}.
SODA: Robust Training of Test-Time Data Adaptors
Venue: Conference NeurIPS 2023
Year: 2023

Adapting models deployed to test distributions can mitigate the performance degradation caused by distribution shifts. However, privacy concerns may render model parameters inaccessible. One promising approach involves utilizing zeroth-order optimization (ZOO) to train a data adaptor to adapt the test data to fit the deployed models. Nevertheless, the data adaptor trained with ZOO typically brings restricted improvements due to the potential corruption of data features caused by the data adaptor. To address this issue, we revisit ZOO in the context of test-time data adaptation. We find that the issue directly stems from the unreliable estimation of the gradients used to optimize the data adaptor, which is inherently due to the unreliable nature of the pseudo-labels assigned to the test data. Based on this observation, we propose pseudo-label-robust data adaptation (SODA) to improve the performance of data adaptation. Specifically, SODA leverages high-confidence predicted labels as reliable labels to optimize the data adaptor with ZOO for label prediction. For data with low-confidence predictions, SODA encourages the adaptor to preserve data information to mitigate data corruption. Empirical results indicate that SODA can significantly enhance the performance of deployed models in the presence of distribution shifts without requiring access to model parameters.
GlyphControl: Glyph Conditional Control for Visual Text Generation
Venue: Conference NeurIPS 2023
Year: 2023

Recently, there has been an increasing interest in developing diffusion-based text-to-image generative models capable of generating coherent and well-formed visual text. In this paper, we propose a novel and efficient approach called GlyphControl to address this task. Unlike existing methods that rely on character-aware text encoders like ByT5 and require retraining of text-to-image models, our approach leverages additional glyph conditional information to enhance the performance of the off-the-shelf Stable-Diffusion model in generating accurate visual text. By incorporating glyph instructions, users can customize the content, location, and size of the generated text according to their specific requirements. To facilitate further research in visual text generation, we construct a training benchmark dataset called LAION-Glyph. We evaluate the effectiveness of our approach by measuring OCR-based metrics, CLIP score, and FID of the generated visual text. Our empirical evaluations demonstrate that GlyphControl outperforms the recent DeepFloyd IF approach in terms of OCR accuracy, CLIP score, and FID, highlighting the efficacy of our method.
Domain Adaptive Imitation Learning with Visual Observation
Venue: Conference NeurIPS 2023
Year: 2023

In this paper, we consider domain-adaptive imitation learning with visual observation, where an agent in a target domain learns to perform a task by observing expert demonstrations in a source domain. Domain adaptive imitation learning arises in practical scenarios where a robot, receiving visual sensory data, needs to mimic movements by visually observing other robots from different angles or observing robots of different shapes. To overcome the domain shift in cross-domain imitation learning with visual observation, we propose a novel framework for extracting domain-independent behavioral features from input observations that can be used to train the learner, based on dual feature extraction and image reconstruction. Empirical results demonstrate that our approach outperforms previous algorithms for imitation learning from visual observation with domain shift.
LegalBench: A Collaboratively Built Benchmark for Measuring Legal Reasoning in Large Language Models
Venue: Conference NeurIPS 2023
Year: 2023

The advent of large language models (LLMs) and their adoption by the legal community has given rise to the question: what types of legal reasoning can LLMs perform? To enable greater study of this question, we present LegalBench: a collaboratively constructed legal reasoning benchmark consisting of 162 tasks covering six different types of legal reasoning. LegalBench was built through an interdisciplinary process, in which we collected tasks designed and hand-crafted by legal professionals. Because these subject matter experts took a leading role in construction, tasks either measure legal reasoning capabilities that are practically useful, or measure reasoning skills that lawyers find interesting. To enable cross-disciplinary conversations about LLMs in the law, we additionally show how popular legal frameworks for describing legal reasoning -- which distinguish between its many forms -- correspond to LegalBench tasks, thus giving lawyers and LLM developers a common vocabulary. This paper describes LegalBench, presents an empirical evaluation of 20 open-source and commercial LLMs, and illustrates the types of research explorations LegalBench enables.
RoboHive: A Unified Framework for Robot Learning
Venue: Conference NeurIPS 2023
Year: 2023

We present RoboHive, a comprehensive software platform and ecosystem for research in the field of Robot Learning and Embodied Artificial Intelligence. Our platform encompasses a diverse range of pre-existing and novel environments, including dexterous manipulation with the Shadow Hand, whole-arm manipulation tasks with Franka and Fetch robots, quadruped locomotion, among others. Included environments are organized within and cover multiple domains such as hand manipulation, locomotion, multi-task, multi-agent, muscles, etc. In comparison to prior works, RoboHive offers a streamlined and unified task interface taking dependency on only a minimal set of well-maintained packages, features tasks with high physics fidelity and rich visual diversity, and supports common hardware drivers for real-world deployment. The unified interface of RoboHive offers a convenient and accessible abstraction for algorithmic research in imitation, reinforcement, multi-task, and hierarchical learning. Furthermore, RoboHive includes expert demonstrations and baseline results for most environments, providing a standard for benchmarking and comparisons. Details: https://sites.google.com/view/robohive
Students Parrot Their Teachers: Membership Inference on Model Distillation
Venue: Conference NeurIPS 2023
Year: 2023

Model distillation is frequently proposed as a technique to reduce the privacy leakage of machine learning. These empirical privacy defenses rely on the intuition that distilled ``student'' models protect the privacy of training data, as they only interact with this data indirectly through a ``teacher'' model. In this work, we design membership inference attacks to systematically study the privacy provided by knowledge distillation to both the teacher and student training sets. Our new attacks show that distillation alone provides only limited privacy across a number of domains. We explain the success of our attacks on distillation by showing that membership inference attacks on a private dataset can succeed even if the target model is *never* queried on any actual training points, but only on inputs whose predictions are highly influenced by training data. Finally, we show that our attacks are strongest when student and teacher sets are similar, or when the attacker can poison the teacher set.