OpenRaiser/Intern-Atlas huggingface dataset:
Sequential Recommendation for Optimizing Both Immediate Feedback and Long-term Retention
Venue: Conference SIGIR 2024
Year: 2024

In the landscape of Recommender System (RS) applications, reinforcement learning (RL) has recently emerged as a powerful tool, primarily due to its proficiency in optimizing long-term rewards. Nevertheless, it suffers from instability in the learning process, stemming from the intricate interactions among bootstrapping, off-policy training, and function approximation. Moreover, in multi-reward recommendation scenarios, designing a proper reward setting that reconciles the inner dynamics of various tasks is quite intricate. In response to these challenges, we introduce DT4IER, an advanced decision transformer-based recommendation model that is engineered to not only elevate the effectiveness of recommendations but also to achieve a harmonious balance between immediate user engagement and long-term retention. The DT4IER applies an innovative multi-reward design that adeptly balances short and long-term rewards with user-specific attributes, which serve to enhance the contextual richness of the reward sequence ensuring a more informed and personalized recommendation process. To enhance its predictive capabilities, DT4IER incorporates a high-dimensional encoder, skillfully designed to identify and leverage the intricate interrelations across diverse tasks. Furthermore, we integrate a contrastive learning approach within the action embedding predictions, a strategy that significantly boosts the model's overall performance. Experiments on three real-world datasets demonstrate the effectiveness of DT4IER against state-of-the-art Sequential Recommender Systems (SRSs) and Multi-Task Learning (MTL) models in terms of both prediction accuracy and effectiveness in specific tasks. The source code is accessible online to facilitate replication
A Unified Search and Recommendation Framework Based on Multi-Scenario Learning for Ranking in E-commerce
Venue: Conference SIGIR 2024
Year: 2024

Search and recommendation (S&R) are the two most important scenarios in e-commerce. The majority of users typically interact with products in S&R scenarios, indicating the need and potential for joint modeling. Traditional multi-scenario models use shared parameters to learn the similarity of multiple tasks, and task-specific parameters to learn the divergence of individual tasks. This coarse-grained modeling approach does not effectively capture the differences between S&R scenarios. Furthermore, this approach does not sufficiently exploit the information across the global label space. These issues can result in the suboptimal performance of multi-scenario models in handling both S&R scenarios. To address these issues, we propose an effective and universal framework for Unified Search and Recommendation (USR), designed with S&R Views User Interest Extractor Layer (IE) and S&R Views Feature Generator Layer (FG) to separately generate user interests and scenario-agnostic feature representations for S&R. Next, we introduce a Global Label Space Multi-Task Layer (GLMT) that uses global labels as supervised signals of auxiliary tasks and jointly models the main task and auxiliary tasks using conditional probability. Extensive experimental evaluations on real-world industrial datasets show that USR can be applied to various multi-scenario models and significantly improve their performance. Online A/B testing also indicates substantial performance gains across multiple metrics. Currently, USR has been successfully deployed in the 7Fresh App.
Drop your Decoder: Pre-training with Bag-of-Word Prediction for Dense Passage Retrieval
Venue: Conference SIGIR 2024
Year: 2024

Masked auto-encoder pre-training has emerged as a prevalent technique for initializing and enhancing dense retrieval systems. It generally utilizes additional Transformer decoder blocks to provide sustainable supervision signals and compress contextual information into dense representations. However, the underlying reasons for the effectiveness of such a pre-training technique remain unclear. The usage of additional Transformer-based decoders also incurs significant computational costs. In this study, we aim to shed light on this issue by revealing that masked auto-encoder (MAE) pre-training with enhanced decoding significantly improves the term coverage of input tokens in dense representations, compared to vanilla BERT checkpoints. Building upon this observation, we propose a modification to the traditional MAE by replacing the decoder of a masked auto-encoder with a completely simplified Bag-of-Word prediction task. This modification enables the efficient compression of lexical signals into dense representations through unsupervised pre-training. Remarkably, our proposed method achieves state-of-the-art retrieval performance on several large-scale retrieval benchmarks without requiring any additional parameters, which provides a 67% training speed-up compared to standard masked auto-encoder pre-training with enhanced decoding.
A Reproducibility Study of PLAID
Venue: Conference SIGIR 2024
Year: 2024

The PLAID (Performance-optimized Late Interaction Driver) algorithm for ColBERTv2 uses clustered term representations to retrieve and progressively prune documents for final (exact) document scoring. In this paper, we reproduce and fill in missing gaps from the original work. By studying the parameters PLAID introduces, we find that its Pareto frontier is formed of a careful balance among its three parameters; deviations beyond the suggested settings can substantially increase latency without necessarily improving its effectiveness. We then compare PLAID with an important baseline missing from the paper: re-ranking a lexical system. We find that applying ColBERTv2 as a re-ranker atop an initial pool of BM25 results provides better efficiency-effectiveness trade-offs in low-latency settings. However, re-ranking cannot reach peak effectiveness at higher latency settings due to limitations in recall of lexical matching and provides a poor approximation of an exhaustive ColBERTv2 search. We find that recently proposed modifications to re-ranking that pull in the neighbors of top-scoring documents overcome this limitation, providing a Pareto frontier across all operational points for ColBERTv2 when evaluated using a well-annotated dataset. Curious about why re-ranking methods are highly competitive with PLAID, we analyze the token representation clusters PLAID uses for retrieval and find that most clusters are predominantly aligned with a single token and vice versa. Given the competitive trade-offs that re-ranking baselines exhibit, this work highlights the importance of carefully selecting pertinent baselines when evaluating the efficiency of retrieval engines.
Faster Learned Sparse Retrieval with Block-Max Pruning
Venue: Conference SIGIR 2024
Year: 2024

Learned sparse retrieval systems aim to combine the effectiveness of contextualized language models with the scalability of conventional data structures such as inverted indexes. Nevertheless, the indexes generated by these systems exhibit significant deviations from the ones that use traditional retrieval models, leading to a discrepancy in the performance of existing query optimizations that were specifically developed for traditional structures. These disparities arise from structural variations in query and document statistics, including sub-word tokenization, leading to longer queries, smaller vocabularies, and different score distributions within posting lists. This paper introduces Block-Max Pruning (BMP), an innovative dynamic pruning strategy tailored for indexes arising in learned sparse retrieval environments. BMP employs a block filtering mechanism to divide the document space into small, consecutive document ranges, which are then aggregated and sorted on the fly, and fully processed only as necessary, guided by a defined safe early termination criterion or based on approximate retrieval requirements. Through rigorous experimentation, we show that BMP substantially outperforms existing dynamic pruning strategies, offering unparalleled efficiency in safe retrieval contexts and improved tradeoffs between precision and efficiency in approximate retrieval tasks.
On the Evaluation of Machine-Generated Reports
Venue: Conference SIGIR 2024
Year: 2024

Large Language Models (LLMs) have enabled new ways to satisfy information needs. Although great strides have been made in applying them to settings like document ranking and short-form text generation, they still struggle to compose complete, accurate, and verifiable long-form reports. Reports with these qualities are necessary to satisfy the complex, nuanced, or multi-faceted information needs of users. In this perspective paper, we draw together opinions from industry and academia, and from a variety of related research areas, to present our vision for automatic report generation, and -- critically -- a flexible framework by which such reports can be evaluated. In contrast with other summarization tasks, automatic report generation starts with a detailed description of an information need, stating the necessary background, requirements, and scope of the report. Further, the generated reports should be complete, accurate, and verifiable. These qualities, which are desirable -- if not required -- in many analytic report-writing settings, require rethinking how to build and evaluate systems that exhibit these qualities. To foster new efforts in building these systems, we present an evaluation framework that draws on ideas found in various evaluations. To test completeness and accuracy, the framework uses nuggets of information, expressed as questions and answers, that need to be part of any high-quality generated report. Additionally, evaluation of citations that map claims made in the report to their source documents ensures verifiability.
Prediction of the Realisation of an Information Need: An EEG Study
Venue: Conference SIGIR 2024
Year: 2024

One of the foundational goals of Information Retrieval (IR) is to satisfy searchers' Information Needs (IN). Understanding how INs physically manifest has long been a complex and elusive process. However, recent studies utilising Electroencephalography (EEG) data have provided real-time insights into the neural processes associated with INs. Unfortunately, they have yet to demonstrate how this insight can practically benefit the search experience. As such, within this study, we explore the ability to predict the realisation of IN within EEG data across 14 subjects whilst partaking in a Question-Answering (Q/A) task. Furthermore, we investigate the combinations of EEG features that yield optimal predictive performance, as well as identify regions within the Q/A queries where a subject's realisation of IN is more pronounced. The findings from this work demonstrate that EEG data is sufficient for the real-time prediction of the realisation of an IN across all subjects with an accuracy of 73.5% (SD 2.6%) and on a per-subject basis with an accuracy of 90.1% (SD 22.1%). This work helps to close the gap by bridging theoretical neuroscientific advancements with tangible improvements in information retrieval practices, paving the way for real-time prediction of the realisation of IN.
Ranked List Truncation for Large Language Model-based Re-Ranking
Venue: Conference SIGIR 2024
Year: 2024

We study ranked list truncation (RLT) from a novel "retrieve-then-re-rank" perspective, where we optimize re-ranking by truncating the retrieved list (i.e., trim re-ranking candidates). RLT is crucial for re-ranking as it can improve re-ranking efficiency by sending variable-length candidate lists to a re-ranker on a per-query basis. It also has the potential to improve re-ranking effectiveness. Despite its importance, there is limited research into applying RLT methods to this new perspective. To address this research gap, we reproduce existing RLT methods in the context of re-ranking, especially newly emerged large language model (LLM)-based re-ranking. In particular, we examine to what extent established findings on RLT for retrieval are generalizable to the "retrieve-then-re-rank" setup from three perspectives: (i) assessing RLT methods in the context of LLM-based re-ranking with lexical first-stage retrieval, (ii) investigating the impact of different types of first-stage retrievers on RLT methods, and (iii) investigating the impact of different types of re-rankers on RLT methods. We perform experiments on the TREC 2019 and 2020 deep learning tracks, investigating 8 RLT methods for pipelines involving 3 retrievers and 2 re-rankers. We reach new insights into RLT methods in the context of re-ranking.
TriviaHG: A Dataset for Automatic Hint Generation from Factoid Questions
Venue: Conference SIGIR 2024
Year: 2024

Nowadays, individuals tend to engage in dialogues with Large Language Models, seeking answers to their questions. In times when such answers are readily accessible to anyone, the stimulation and preservation of human's cognitive abilities, as well as the assurance of maintaining good reasoning skills by humans becomes crucial. This study addresses such needs by proposing hints (instead of final answers or before giving answers) as a viable solution. We introduce a framework for the automatic hint generation for factoid questions, employing it to construct TriviaHG, a novel large-scale dataset featuring 160,230 hints corresponding to 16,645 questions from the TriviaQA dataset. Additionally, we present an automatic evaluation method that measures the Convergence and Familiarity quality attributes of hints. To evaluate the TriviaHG dataset and the proposed evaluation method, we enlisted 10 individuals to annotate 2,791 hints and tasked 6 humans with answering questions using the provided hints. The effectiveness of hints varied, with success rates of 96%, 78%, and 36% for questions with easy, medium, and hard answers, respectively. Moreover, the proposed automatic evaluation methods showed a robust correlation with annotators' results. Conclusively, the findings highlight three key insights: the facilitative role of hints in resolving unknown questions, the dependence of hint quality on answer difficulty, and the feasibility of employing automatic evaluation methods for hint assessment.
Distance Sampling-based Paraphraser Leveraging ChatGPT for Text Data Manipulation
Venue: Conference SIGIR 2024
Year: 2024

There has been growing interest in audio-language retrieval research, where the objective is to establish the correlation between audio and text modalities. However, most audio-text paired datasets often lack rich expression of the text data compared to the audio samples. One of the significant challenges facing audio-text datasets is the presence of similar or identical captions despite different audio samples. Therefore, under many-to-one mapping conditions, audio-text datasets lead to poor performance of retrieval tasks. In this paper, we propose a novel approach to tackle the data imbalance problem in audio-language retrieval task. To overcome the limitation, we introduce a method that employs a distance sampling-based paraphraser leveraging ChatGPT, utilizing distance function to generate a controllable distribution of manipulated text data. For a set of sentences with the same context, the distance is used to calculate a degree of manipulation for any two sentences, and ChatGPT's few-shot prompting is performed using a text cluster with a similar distance defined by the Jaccard similarity. Therefore, ChatGPT, when applied to few-shot prompting with text clusters, can adjust the diversity of the manipulated text based on the distance. The proposed approach is shown to significantly enhance performance in audio-text retrieval, outperforming conventional text augmentation techniques.
Turbo-CF: Matrix Decomposition-Free Graph Filtering for Fast Recommendation
Venue: Conference SIGIR 2024
Year: 2024

A series of graph filtering (GF)-based collaborative filtering (CF) showcases state-of-the-art performance on the recommendation accuracy by using a low-pass filter (LPF) without a training process. However, conventional GF-based CF approaches mostly perform matrix decomposition on the item-item similarity graph to realize the ideal LPF, which results in a non-trivial computational cost and thus makes them less practical in scenarios where rapid recommendations are essential. In this paper, we propose Turbo-CF, a GF-based CF method that is both training-free and matrix decomposition-free. Turbo-CF employs a polynomial graph filter to circumvent the issue of expensive matrix decompositions, enabling us to make full use of modern computer hardware components (i.e., GPU). Specifically, Turbo-CF first constructs an item-item similarity graph whose edge weights are effectively regulated. Then, our own polynomial LPFs are designed to retain only low-frequency signals without explicit matrix decompositions. We demonstrate that Turbo-CF is extremely fast yet accurate, achieving a runtime of less than 1 second on real-world benchmark datasets while achieving recommendation accuracies comparable to best competitors.
Can We Trust Recommender System Fairness Evaluation? The Role of Fairness and Relevance
Venue: Conference SIGIR 2024
Year: 2024

Relevance and fairness are two major objectives of recommender systems (RSs). Recent work proposes measures of RS fairness that are either independent from relevance (fairness-only) or conditioned on relevance (joint measures). While fairness-only measures have been studied extensively, we look into whether joint measures can be trusted. We collect all joint evaluation measures of RS relevance and fairness, and ask: How much do they agree with each other? To what extent do they agree with relevance/fairness measures? How sensitive are they to changes in rank position, or to increasingly fair and relevant recommendations? We empirically study for the first time the behaviour of these measures across 4 real-world datasets and 4 recommenders. We find that most of these measures: i) correlate weakly with one another and even contradict each other at times; ii) are less sensitive to rank position changes than relevance- and fairness-only measures, meaning that they are less granular than traditional RS measures; and iii) tend to compress scores at the low end of their range, meaning that they are not very expressive. We counter the above limitations with a set of guidelines on the appropriate usage of such measures, i.e., they should be used with caution due to their tendency to contradict each other and of having a very small empirical range.
Beyond Accuracy: Investigating Error Types in GPT-4 Responses to USMLE Questions
Venue: Conference SIGIR 2024
Year: 2024

GPT-4 demonstrates high accuracy in medical QA tasks, leading with an accuracy of 86.70%, followed by Med-PaLM 2 at 86.50%. However, around 14% of errors remain. Additionally, current works use GPT-4 to only predict the correct option without providing any explanation and thus do not provide any insight into the thinking process and reasoning used by GPT-4 or other LLMs. Therefore, we introduce a new domain-specific error taxonomy derived from collaboration with medical students. Our GPT-4 USMLE Error (G4UE) dataset comprises 4153 GPT-4 correct responses and 919 incorrect responses to the United States Medical Licensing Examination (USMLE) respectively. These responses are quite long (258 words on average), containing detailed explanations from GPT-4 justifying the selected option. We then launch a large-scale annotation study using the Potato annotation platform and recruit 44 medical experts through Prolific, a well-known crowdsourcing platform. We annotated 300 out of these 919 incorrect data points at a granular level for different classes and created a multi-label span to identify the reasons behind the error. In our annotated dataset, a substantial portion of GPT-4's incorrect responses is categorized as a "Reasonable response by GPT-4," by annotators. This sheds light on the challenge of discerning explanations that may lead to incorrect options, even among trained medical professionals. We also provide medical concepts and medical semantic predications extracted using the SemRep tool for every data point. We believe that it will aid in evaluating the ability of LLMs to answer complex medical questions. We make the resources available at https://github.com/roysoumya/usmle-gpt4-error-taxonomy .
Optimization Methods for Personalizing Large Language Models through Retrieval Augmentation
Venue: Conference SIGIR 2024
Year: 2024

This paper studies retrieval-augmented approaches for personalizing large language models (LLMs), which potentially have a substantial impact on various applications and domains. We propose the first attempt to optimize the retrieval models that deliver a limited number of personal documents to large language models for the purpose of personalized generation. We develop two optimization algorithms that solicit feedback from the downstream personalized generation tasks for retrieval optimization -- one based on reinforcement learning whose reward function is defined using any arbitrary metric for personalized generation and another based on knowledge distillation from the downstream LLM to the retrieval model. This paper also introduces a pre- and post-generation retriever selection model that decides what retriever to choose for each LLM input. Extensive experiments on diverse tasks from the language model personalization (LaMP) benchmark reveal statistically significant improvements in six out of seven datasets.
Towards a Search Engine for Machines: Unified Ranking for Multiple Retrieval-Augmented Large Language Models
Venue: Conference SIGIR 2024
Year: 2024

This paper introduces uRAG--a framework with a unified retrieval engine that serves multiple downstream retrieval-augmented generation (RAG) systems. Each RAG system consumes the retrieval results for a unique purpose, such as open-domain question answering, fact verification, entity linking, and relation extraction. We introduce a generic training guideline that standardizes the communication between the search engine and the downstream RAG systems that engage in optimizing the retrieval model. This lays the groundwork for us to build a large-scale experimentation ecosystem consisting of 18 RAG systems that engage in training and 18 unknown RAG systems that use the uRAG as the new users of the search engine. Using this experimentation ecosystem, we answer a number of fundamental research questions that improve our understanding of promises and challenges in developing search engines for machines.
Evaluating Retrieval Quality in Retrieval-Augmented Generation
Venue: Conference SIGIR 2024
Year: 2024

Evaluating retrieval-augmented generation (RAG) presents challenges, particularly for retrieval models within these systems. Traditional end-to-end evaluation methods are computationally expensive. Furthermore, evaluation of the retrieval model's performance based on query-document relevance labels shows a small correlation with the RAG system's downstream performance. We propose a novel evaluation approach, eRAG, where each document in the retrieval list is individually utilized by the large language model within the RAG system. The output generated for each document is then evaluated based on the downstream task ground truth labels. In this manner, the downstream performance for each document serves as its relevance label. We employ various downstream task metrics to obtain document-level annotations and aggregate them using set-based or ranking metrics. Extensive experiments on a wide range of datasets demonstrate that eRAG achieves a higher correlation with downstream RAG performance compared to baseline methods, with improvements in Kendall's $τ$ correlation ranging from 0.168 to 0.494. Additionally, eRAG offers significant computational advantages, improving runtime and consuming up to 50 times less GPU memory than end-to-end evaluation.