Skill: athola/nm-abstract-escalation-governance (version 1.8.5)

--- name: escalation-governance description: Assess whether to escalate models version: 1.9.5 triggers: - escalation - model-selection - governance - agents - orchestration - evaluating reasoning depth metadata: {"openclaw": {"homepage": "https://github.com/athola/claude-night-market/tree/master/plugins/abstract", "emoji": "\ud83e\udd9e"}} source: claude-night-market source_plugin: abstract --- > **Night Market Skill** — ported from [claude-night-market/abstract](https://github.com/athola/claude-night-market/tree/master/plugins/abstract). For the full experience with agents, hooks, and commands, install the Claude Code plugin. ## Table of Contents - [Overview](#overview) - [The Iron Law](#the-iron-law) - [When to Escalate](#when-to-escalate) - [When NOT to Escalate](#when-not-to-escalate) - [Decision Framework](#decision-framework) - [1. Have I understood the problem?](#1-have-i-understood-the-problem) - [2. Have I investigated systematically?](#2-have-i-investigated-systematically) - [3. Is escalation the right solution?](#3-is-escalation-the-right-solution) - [4. Can I justify the trade-off?](#4-can-i-justify-the-trade-off) - [Escalation Protocol](#escalation-protocol) - [Common Rationalizations](#common-rationalizations) - [Agent Schema](#agent-schema) - [Orchestrator Authority](#orchestrator-authority) - [Red Flags - STOP and Investigate](#red-flags-stop-and-investigate) - [Integration with Agent Workflow](#integration-with-agent-workflow) - [Quick Reference](#quick-reference) # Escalation Governance ## Overview Model escalation (haiku→sonnet→opus) trades speed/cost for reasoning capability. This trade-off must be justified. **Core principle:** Escalation is for tasks that genuinely require deeper reasoning, not for "maybe a smarter model will figure it out." ## The Iron Law ``` NO ESCALATION WITHOUT INVESTIGATION FIRST ``` **Verification:** Run the command with `--help` flag to verify availability. Escalation is never a shortcut. If you haven't understood why the current model is insufficient, escalation is premature. ## When to Escalate **Legitimate escalation triggers:** | Trigger | Description | Example | |---------|-------------|---------| | Genuine complexity | Task inherently requires nuanced judgment | Security policy trade-offs | | Reasoning depth | Multiple inference steps with uncertainty | Architecture decisions | | Novel patterns | No existing patterns apply | First-of-kind implementation | | High stakes | Error cost justifies capability investment | Production deployment | | Ambiguity resolution | Multiple valid interpretations need weighing | Spec clarification | ## When NOT to Escalate **Illegitimate escalation triggers:** | Anti-Pattern | Why It's Wrong | What to Do Instead | |--------------|----------------|---------------------| | "Maybe smarter model will figure it out" | This is thrashing | Investigate root cause | | Multiple failed attempts | Suggests wrong approach, not insufficient capability | Question your assumptions | | Time pressure | Urgency doesn't change task complexity | Systematic investigation is faster | | Uncertainty without investigation | You haven't tried to understand yet | Gather evidence first | | "Just to be safe" | False safety - wastes resources | Assess actual complexity | ## Decision Framework Before escalating, answer these questions: ### 1. Have I understood the problem? - [ ] Can I articulate why the current model is insufficient? - [ ] Have I identified what specific reasoning capability is missing? - [ ] Is this a capability gap or a knowledge gap? **If knowledge gap:** Gather more information, don't escalate. ### 2. Have I investigated systematically? - [ ] Did I read error messages/outputs carefully? - [ ] Did I check for similar solved problems? - [ ] Did I form and test a hypothesis? **If not investigated:** Complete investigation first. ### 3. Is escalation the right solution? - [ ] Would a different approach work at current model level? - [ ] Is the task inherently complex, or am I making it complex? - [ ] Would breaking the task into smaller pieces help? **If decomposable:** Break down, don't escalate. ### 4. Can I justify the trade-off? - [ ] What's the cost (latency, tokens, money) of escalation? - [ ] What's the benefit (accuracy, safety, completeness)? - [ ] Is the benefit proportional to the cost? **If not proportional:** Don't escalate. ## Escalation Protocol When escalation IS justified: 1. **Document the reason** - State why current model is insufficient 2. **Specify the scope** - What specific subtask needs higher capability? 3. **Define success** - How will you know the escalated task succeeded? 4. **Return promptly** - Drop back to efficient model after reasoning task ## Common Rationalizations | Excuse | Reality | |--------|---------| | "This is complex" | Complex for whom? Have you tried? | | "Better safe than sorry" | Safety theater wastes resources | | "I tried and failed" | How many times? Did you investigate why? | | "The user expects quality" | Quality comes from process, not model size | | "Just this once" | Exceptions become habits | | "Time is money" | Systematic approach is faster than thrashing | ## Agent Schema Agents can declare escalation hints in frontmatter: ```yaml model: haiku escalation: to: sonnet # Suggested escalation target hints: # Advisory triggers (orchestrator may override) - security_sensitive # Touches auth, secrets, permissions - ambiguous_input # Multiple valid interpretations - novel_pattern # No existing patterns apply - high_stakes # Error would be costly ``` **Verification:** Run the command with `--help` flag to verify availability. **Key points:** - Hints are advisory, not mandatory - Orchestrator has final authority - Orchestrator can escalate without hints (broader context) - Orchestrator can ignore hints (task is actually simple) ## Orchestrator Authority The orchestrator (typically Opus) makes final escalation decisions: **Can follow hints:** When hint matches observed conditions **Can override to escalate:** When context demands it (even without hints) **Can override to stay:** When task is simpler than hints suggest **Can escalate beyond hint:** Go to opus even if hint says sonnet The orchestrator's judgment, informed by conversation context, supersedes static hints. ## Red Flags - STOP and Investigate If you catch yourself thinking: - "Let me try with a better model" - "This should be simple but isn't working" - "I've tried everything" (but haven't investigated why) - "The smarter model will know what to do" - "I don't understand why this isn't working" **ALL of these mean: STOP. Investigate first.** ## Integration with Agent Workflow ``` **Verification:** Run the command with `--help` flag to verify availability. Agent starts task at assigned model ├── Task succeeds → Complete └── Task struggles → ├── Investigate systematically │ ├── Root cause found → Fix at current model │ └── Genuine capability gap → Escalate with justification └── Don't investigate → WRONG PATH └── "Maybe escalate?" → NO. Investigate first. ``` **Verification:** Run the command with `--help` flag to verify availability. ## Quick Reference | Situation | Action | |-----------|--------| | Task inherently requires nuanced reasoning | Escalate | | Agent uncertain but hasn't investigated | Investigate first | | Multiple attempts failed | Question approach, not model | | Security/high-stakes decision | Escalate | | "Maybe smarter model knows" | Never escalate on this basis | | Hint fires, task is actually simple | Override, stay at current model | | No hint fires, task is actually complex | Override, escalate | ## Model Capability Notes **MCP Tool Search (Claude Code 2.1.7+)**: Haiku models do not support MCP tool search. If a workflow uses many MCP tools (descriptions exceeding 10% of context), those tools load upfront on haiku instead of being deferred. This can consume significant context. Consider escalating to sonnet for MCP-heavy workflows or ensure haiku agents use only native tools (Read, Write, Bash, etc.). **Claude.ai MCP Connectors (Claude Code 2.1.46+)**: Users with claude.ai connectors configured may have additional MCP tools auto-loaded, increasing the total tool description footprint. This makes it more likely that haiku agents will exceed the 10% tool search threshold. When escalation decisions involve MCP-heavy workflows, factor in claude.ai connector tool count via `/mcp`. **Effort Controls as Escalation Alternative (Opus 4.6 / Claude Code 2.1.32+)**: Opus 4.6 introduces adaptive thinking with effort levels (`low`, `medium`, `high`). The `max` level was removed in 2.1.72; `high` is now the ceiling. Symbols: ○ (low) ◐ (medium) ● (high). Use `/effort auto` to reset to default. Before escalating between models, consider whether adjusting effort on the current model would suffice: | Instead of... | Consider... | When | |--------------|-------------|------| | Haiku → Sonnet | Stay on Haiku | Task is still deterministic, just needs more context | | Sonnet → Opus | Opus@medium | Moderate reasoning, not deep architectural analysis | | Opus@medium → "maybe try again" | Opus@high or "ultrathink" | Genuine complexity needing deeper reasoning | **Default effort change (2.1.68+)**: Opus 4.6 now defaults to **medium effort** for Max and Team subscribers. Use `/model` to change effort level, or type "ultrathink" in your prompt to enable high effort for the next turn. **Opus 4/4.1 removed (2.1.68+)**: Opus 4 and 4.1 are no longer available on the first-party API. Users with these models pinned are automatically migrated to Opus 4.6. No action needed for agents using `model` frontmatter, as the migration is transparent. **Sonnet 4.5 → 4.6 migration (2.1.69+)**: Sonnet 4.5 users on Pro/Max/Team Premium are automatically migrated to Sonnet 4.6. Agent model frontmatter referencing Sonnet resolves transparently. The `--model` flags for `claude-opus-4-0` and `claude-opus-4-1` now correctly resolve to Opus 4.6 instead of deprecated versions. **Effort parameter fix (2.1.70+)**: Fixed API 400 error `This model does not support the effort parameter` when using custom Bedrock inference profiles or non-standard Claude model identifiers. Effort controls now work reliably across all deployment configurations. **Default Opus 4.6 on providers (2.1.73+)**: Bedrock, Vertex, and Microsoft Foundry now default to Opus 4.6 (was Opus 4.1). Subagent `model: opus`/`sonnet`/`haiku` aliases now resolve to the current version on all providers; previously they were silently downgraded to older versions (e.g., Opus 4.1 instead of 4.6). This fix means agent dispatch workflows on third-party providers now match first-party API behavior. **`modelOverrides` setting (2.1.73+)**: Maps model picker entries to provider-specific IDs (Bedrock inference profile ARNs, Vertex version names, Foundry deployment names). Use when routing model selections to specific inference profiles. See the model optimization guide for configuration details. **`/output-style` deprecated (2.1.73+)**: Use `/config` instead. Output style is now fixed at session start for better prompt caching. **Full model IDs in agent frontmatter (2.1.74+)**: Agent `model:` fields now accept full model IDs (e.g., `claude-opus-4-6`) in addition to aliases (`opus`, `sonnet`, `haiku`). Previously, full IDs were silently ignored. Agents now accept the same values as `--model`. Effort controls do NOT replace the escalation governance framework: they provide an additional axis. The Iron Law still applies: investigate before changing either model or effort level. ## Troubleshooting ### Common Issues **Command not found** Ensure all dependencies are installed and in PATH **Permission errors** Check file permissions and run with appropriate privileges **Unexpected behavior** Enable verbose logging with `--verbose` flag


Security scan verdicts — ClawScan: clean | static analysis: clean | VirusTotal: clean | SkillSpector: clean (LOW)