# Allianz Neo ISR 2019
Investment Portfolio as at 30/09/2021
| ISIN | Securities | Shares/ Currency (in 1,000)/ Contracts | Holdings 30/09/2021 | Price | Market Value in EUR | % of Subfund assets |
| --- | --- | --- | --- | --- | --- | --- |
| Securities and money-market instruments admitted to an official stock exchange listing |  |  |  |  | 147,810,639.81 | 97.02 |
| Equities |  |  |  |  | 147,810,639.81 | 97.02 |
| France |  |  |  |  | 74,375,190.13 | 48.82 |
| FR0000120073	Air Liquide | Shs | 84,084 | EUR | 139.680 | 11,744,853.12 | 7.71 |
| FR0000120628	AXA | Shs | 585,000 | EUR | 23.940 | 14,004,900.00 | 9.19 |
| FR0000120644	Danone | Shs | 99,614 | EUR | 59.360 | 5,913,087.04 | 3.88 |
| FR0010208488	Engie | Shs | 410,000 | EUR | 11.618 | 4,763,380.00 | 3.13 |
| FR0000052292	Hermès International | Shs | 1,000 | EUR | 1,209.000 | 1,209,000.00 | 0.79 |
| FR0000120321	L’Oréal | Shs | 17,859 | EUR | 363.300 | 6,488,174.70 | 4.26 |
| FR0000133308	Orange | Shs | 1,040,583 | EUR | 9.402 | 9,783,561.37 | 6.42 |
| FR0000120578	Sanofi | Shs | 55,090 | EUR | 83.710 | 4,611,583.90 | 3.03 |
| FR0000121220	Sodexo | Shs | 28,000 | EUR | 76.820 | 2,150,960.00 | 1.41 |
| FR0000120271	TotalEnergies | Shs | 334,000 | EUR | 41.035 | 13,705,690.00 | 9.00 |
| Germany |  |  |  |  | 52,672,553.81 | 34.57 |
| DE000A1EWWW0 adidas | Shs | 24,592 | EUR | 271.000 | 6,664,432.00 | 4.37 |
| DE000BASF111  BASF | Shs | 100,076 | EUR | 65.830 | 6,588,003.08 | 4.32 |
| DE000CBK1001  Commerzbank | Shs | 1,079,417 | EUR | 5.769 | 6,227,156.67 | 4.09 |
| DE0006062144	Covestro | Shs | 119,151 | EUR | 59.160 | 7,048,973.16 | 4.63 |
| DE0005557508	Deutsche Telekom | Shs | 375,820 | EUR | 17.536 | 6,590,379.52 | 4.33 |
| DE0006231004	Infineon Technologies | Shs | 195,390 | EUR | 35.235 | 6,884,566.65 | 4.52 |
| DE0007236101	Siemens | Shs | 46,744 | EUR | 143.420 | 6,704,024.48 | 4.40 |
| DE0007500001	thyssenkrupp | Shs | 653,629 | EUR | 9.126 | 5,965,018.25 | 3.91 |
| Italy |  |  |  |  | 169,825.00 | 0.11 |
| IT0003128367	Enel | Shs | 25,000 | EUR | 6.793 | 169,825.00 | 0.11 |
| The Netherlands |  |  |  |  | 20,593,070.87 | 13.52 |
| NL0011794037	Ahold Delhaize | Shs | 276,706 | EUR | 29.070 | 8,043,843.42 | 5.28 |
| NL0000009827	DSM | Shs | 38,667 | EUR | 172.350 | 6,664,257.45 | 4.38 |
| NL0000009538	Philips | Shs | 150,800 | EUR | 39.025 | 5,884,970.00 | 3.86 |
| Investments in securities and money-market instruments |  |  |  |  | 147,810,639.81 | 97.02 |
| Deposits at financial institutions |  |  |  |  | 5,712,241.82 | 3.75 |
| Sight deposits |  |  |  |  | 5,712,241.82 | 3.75 |
| State Street Bank International |  |  |  |  |  |  |
| GmbH, Luxembourg Branch Cash at Broker and Deposits for | EUR |  |  |  | 4,782,241.82 | 3.14 |
| collateralisation of derivatives | EUR |  |  |  | 930,000.00 | 0.61 |
| Investments in deposits at financial institutions |  |  |  |  | 5,712,241.82 | 3.75 |
|  |  |  |  |  |  |  |
| Securities | Shares/ | Holdings |  | Price | Unrealised | % of |
|  | Currency (in 1,000)/ Contracts | 30/09/2021 |  |  | gain/loss in EUR | Subfund assets |
| Derivatives |  |  |  |  |  |  |
| Holdings marked with a minus are short positions. |  |  |  |  |  |  |
| OTC-Dealt Derivatives |  |  |  |  | -1,268,980.31 | -0.83 |
| Swap Transactions |  |  |  |  | -1,268,980.31 | -0.83 |
| Total Return Swaps |  |  |  |  | -1,268,980.31 | -0.83 |
| Total Return Swap - 31.01.2028 | EUR | 141,406,000.00 |  |  | -7,277,077.99 | -4.78 |
| Total Return Swap with autocallable feature - 31.01.2028 | EUR | 147,181,000.00 |  |  | 6,008,097.68 | 3.95 |
| Investments in derivatives |  |  |  |  | -1,268,980.31 | -0.83 |
| Net current assets/liabilities | EUR |  |  |  | 94,752.67 | 0.06 |
| Net assets of the Subfund | EUR |  |  |  | 152,348,653.99 | 100.00 |
| Net asset value per share - Class IT7 (EUR) (accumulating) | EUR |  |  |  | 1,034.39 |  |
| Shares in circulation - Class IT7 (EUR) (accumulating) | Shs |  |  |  | 147,284 |  |

Details of the changes in portfolio composition during the period under review can be obtained free of charge from Allianz Global Investors GmbH - Luxembourg Branch.
| Statement of Operations |  |  | Statement of Net Assets |  |
| --- | --- | --- | --- | --- |
| for the period from 01/10/2020 to 30/09/2021 |  |  | as at 30/09/2021 |
|  | EUR |  |  | EUR |
| Interest on credit balances |  |  | Securities and money-market instruments |  |
| - negative interest rate | -31,757.63 |  | (Cost Price EUR 143,711,849.93) | 147,810,639.81 |
| Dividend income | 3,797,246.46 |  | Cash at banks | 5,712,241.82 |
| Total income | 3,765,488.83 |  | Dividend receivable | 243,176.00 |
| Interest paid on |  |  | Receivable on |  |
| - swap transactions | -3,797,246.46 |  | - securities transactions | 121,773.60 |
| Taxe d’Abonnement | -14,900.79 |  | Unrealised gain on |  |
| All-in-fee | -1,739,176.49 |  | - swap transactions | 6,008,097.68 |
| Other expenses | -336.15 |  | Total Assets | 159,895,928.91 |
| Total expenses | -5,551,659.89 |  | Payable on |  |
| Net income/loss | -1,786,171.06 |  | - securities transactions | -117,000.00 |
| Realised gain/loss on - securities transactions | 22,497,538.44 |  | Other payables Unrealised loss on | -153,196.93 |
| - swap transactions | 1,694,860.71 |  | - swap transactions | -7,277,077.99 |
| Net realised gain/loss | 22,406,228.09 |  | Total Liabilities | -7,547,274.92 |
| Changes in unrealised appreciation/depreciation on |  |  | Net assets | 152,348,653.99 |
| - securities transactions | 16,828,550.42 |  |  |  |
| - swap transactions | -2,627,786.20 |  |  |  |
| Result of operations | 36,606,992.31 |  |  |  |

| Statement of Changes in Net Assets |  |  |
| --- | --- | --- |
| for the period from 01/10/2020 to 30/09/2021 |  |
|  | EUR |
| Net assets at the beginning of the period | 127,586,370.08 |
| Subscriptions | 0.00 |
| Redemptions | -11,844,708.40 |
| Result of operations | 36,606,992.31 |
| Net assets at the end of the period | 152,348,653.99 |
| Statement of Changes in Shares |  |
|  | 2020/2021 | 2019/2020 |
| Number of shares in issue at the beginning of the period | 159,694 | 0 |
| - Number of shares issued | 0 | 162,000 |
| - Number of shares redeemed | -12,410 | -2,306 |
| Number of shares in issue at the end of the period | 147,284 | 159,694 |

Translation (ENDE, 2021-09-30):
# Allianz Neo ISR 2019
Das Ziel dieses Fonds besteht darin, einen jährlichen Kupon auf den ursprünglichen NIW des Teilfonds zu erwirtschaften, was jedoch nur erzielt wird, wenn der zugrunde liegende Akti- enkorb an vorab festgelegten Beobachtungsdaten die nach- stehend beschriebenen vorab festgelegten Schwellen über- schreitet.
Die Struktur sieht ab dem zweiten Jahr ein automatisches Kün- digungsmerkmal vor:
- Jahre 2 bis 8: Wenn Korb >100 % des ursprünglichen Ni veaus => automatische Kündigung zu 100 %+5,35 %*n (Anzahl Jahre)
- Ansonsten gilt im 8. Jahr:
- wenn der Korb am Ende zwischen 70 und 100 % des ur- sprünglichen Niveaus liegt, erhält der Anleger sein Kapital
- wenn der Korb am Ende zwischen 70 % und 50 % liegt, muss der Anleger den Verlust hinnehmen
- wenn der Korb am Ende unter 50 % liegt, erhält der Anle- ger 50 %Zusammensetzung des Fonds:
- Korb mit 20 Aktien aus dem SRI AllianzGI-Anlageuniver- sum.
- Total Return Swap (Finanzierungskomponente)
- Aktienswaps (optionale Komponente), um das Potenzial für den von der Struktur festgelegten Kupon zu bieten.

Vom 1. Juni 2020 bis zum 30. September 2021 stieg der Netto- inventarwert um 29,47 %, im Vergleich zu einem Anstieg des Aktienkorbs um 34,92 %.
In diesem Zeitraum wurden 8 % der ursprünglichen Anteile zu- rückgenommen (der Fonds ist für Zeichnungen geschlossen).
Das genaue Ergebnis im Berichtszeitraum ist in der Tabelle
„Wertentwicklung der Teilfonds“ auf den Seiten 2 und 3 ausge- wiesen. Weitergehende Informationen über den Fonds finden sich im Verkaufsprospekt sowie in den Wesentlichen Anleger- informationen.
Struktur des Teilfondsvermögens in %	
75 
60 48,82
|  |  | 34,57 |
| --- | --- | --- |
|  |  |  |
|  |  |  |  | 13,52 |
|  |  |  |  |  |  |  0,11 	2,98 |

45
30
15
0
Frankreich	Deutschland	Niederlande	Italien	Sonstige Vermögenswerte
| Der Teilfonds in Zahlen |  |
| --- | --- |
|  |  | 30.09.2021 | 30.09.2020 |
| Teilfondsvermögen in Mio. EUR Aktienumlauf in Stück - Klasse IT7 (EUR) (thesaurierend) | WKN: A2P NQK/ISIN: LU2026691746 | 152,3 147.284 | 127,6 159.694 |
| Aktienwert in EUR - Klasse IT7 (EUR) (thesaurierend) | WKN: A2P NQK/ISIN: LU2026691746 | 1.034,39 | 798,94 |

Weitere Informationen über Auflegungs- und Auflösungstermine finden Sie in den Tabellen zur Wertentwicklung auf den Seiten 2 bis 3.