# Applied ESG characteristics
##  ESG Benchmark	 ESG Integration	 Engagement	 Exclusion Criteria	 Proxy Voting
| Top 10 positions - ESG Characteristics |  |
| --- | --- |
| Instrument Name | Weight | GICS sector | ESG rating | Controversy flag |
| SHOPIFY SUBORDINATE VOTING INC CLA | 14.24% | Technology | AA | Green |
| CANADIAN NATIONAL RAILWAY | 7.66% | Industrial Goods & Services | A | Yellow |
| ENBRIDGE INC | 7.51% | Oil & Gas | A | Orange |
| BANK OF NOVA SCOTIA | 6.94% | Banks | AAA | Green |
| BROOKFIELD ASSET MANAGEMENT INC CL | 6.40% | Financial Services | AA | Green |
| BANK OF MONTREAL | 6.01% | Banks | AA | Yellow |
| CANADIAN IMPERIAL BANK OF COMMERCE | 4.64% | Banks | AA | Green |
| MANULIFE FINANCIAL CORP | 3.48% | Insurance | AA | Yellow |
| NUTRIEN LTD | 3.44% | Chemicals | A | Green |
| ALIMENTATION COUCHE TARD SUB VOTIN | 2.94% | Retail | BBB | Green |

| ESG overview |  |
| --- | --- |
|  | Portfolio | Benchmark |
| Overall ESG quality rating | AAA | AAA |
| Overall ESG quality score | 11.26 | 9.89 |
| ESG score environment | 5.91 | 5.48 |
| ESG score social | 5.17 | 4.94 |
| ESG score governance | 6.09 | 6.01 |
| Coverage for MSCI Rating/Scoring | 99.47% | 98.56% |
| Weighted Average Carbon Intensity (Tons of CO2e/$M sales) | 195.76 | 290.22 |
|  |  |  |
| Asset breakdown - by ESG rating In % of total economic exposure |  |  |

|  | Portfolio | Benchmark | Relative |
| --- | --- | --- | --- |
| AAA | 8.69 | 4.98 | 3.71 |
| AA | 59.35 | 41.04 | 18.31 |
| A | 26.21 | 32.57 | -6.36 |
| BBB | 5.21 | 10.52 | -5.31 |
| BB | n/a | 8.24 | -8.24 |
| B | n/a | 0.65 | -0.65 |
| CCC | n/a | 0.56 | -0.56 |
| Others | 0.53 | 1.44 | -0.90 |

Portfolio 
Benchmark 

Translation (ENDE, 2021-09-30):
# Angewendete ESG-Merkmale
##  ESG Benchmark	 ESG Integration	 Engagement	 Ausschlusskriterien	 Stimmrechtsvertretung
| Top-10-Positionen - ESG-Merkmale |  |
| --- | --- |
| Wertschriften Name | Gewicht. | GICS-Sektor | ESG-Rating | Warnung zu kontroversen |
| SHOPIFY SUBORDINATE VOTING INC CLA | 14.24% | Technologie | AA | Grün |
| CANADIAN NATIONAL RAILWAY | 7.66% | Industrielle Güter & Dienstleistungen | A | Gelb |
| ENBRIDGE INC | 7.51% | Öl und Gas | A | Orange |
| BANK OF NOVA SCOTIA | 6.94% | Banken | AAA | Grün |
| BROOKFIELD ASSET MANAGEMENT INC CL | 6.40% | Finanzdienstleistungen | AA | Grün |
| BANK OF MONTREAL | 6.01% | Banken | AA | Gelb |
| CANADIAN IMPERIAL BANK OF COMMERCE | 4.64% | Banken | AA | Grün |
| MANULIFE FINANCIAL CORP | 3.48% | Versicherungen | AA | Gelb |
| NUTRIEN LTD | 3.44% | Chemische Industrie | A | Grün |
| ALIMENTATION COUCHE TARD SUB VOTIN | 2.94% | Retail | BBB | Grün |

| ESG-Übersicht |  |
| --- | --- |
|  | Portfolio | Benchmark |
| Overall ESG quality rating | AAA | AAA |
| Overall ESG quality score | 11.26 | 9.89 |
| Environment (Umwelt) | 5.91 | 5.48 |
| Social (Soziales) | 5.17 | 4.94 |
| Governance | 6.09 | 6.01 |
| Coverage for MSCI Rating/Scoring | 99.47% | 98.56% |
| Gewichtete durchschnittliche Kohlenstoffintensität (Tonnen CO2e / USD Mio. Umsatz) | 195.76 | 290.22 |
|  |  |  |
| Vermögensstruktur - nach ESG Rating in % des Exposures |  |  |

|  | Portfolio | Benchmark | Relativ |
| --- | --- | --- | --- |
| AAA | 8.69 | 4.98 | 3.71 |
| AA | 59.35 | 41.04 | 18.31 |
| A | 26.21 | 32.57 | -6.36 |
| BBB | 5.21 | 10.52 | -5.31 |
| BB | n.a. | 8.24 | -8.24 |
| B | n.a. | 0.65 | -0.65 |
| CCC | n.a. | 0.56 | -0.56 |
| Rest | 0.53 | 1.44 | -0.90 |

Portfolio 
Benchmark 