# Derivative financial instruments
## Derivatives open at the end of the period under review
Forward exchange transactions
| Currency | Amount | against | Counter value | Maturity | Counterparty | Market value in CHF 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| EUR	Purchase | 950,000.00 | CHF | 989,317.65 | 19.01.2022 | LGT Bank AG | 217.55 | 0.00 |
| EUR	Purchase | 485,000.00 | CHF | 519,948.13 | 19.01.2022 | LGT Bank AG | -14,764.37 | 0.00 |
| EUR	Purchase | 55,000.00 | CHF | 57,961.59 | 19.01.2022 | LGT Bank AG | -672.71 | 0.00 |
| EUR	Purchase | 89,000.00 | CHF | 93,942.88 | 19.01.2022 | LGT Bank AG | -1,239.06 | 0.00 |
| EUR	Purchase | 9,348,000.00 | CHF | 10,134,157.45 | 19.01.2022 | LGT Bank AG | -397,131.08 | -0.11 |
| EUR	Purchase | 93,000.00 | CHF | 99,701.39 | 19.01.2022 | LGT Bank AG | -2,831.10 | 0.00 |
| EUR	Purchase | 110,000.00 | CHF | 116,416.08 | 19.01.2022 | LGT Bank AG | -1,838.32 | 0.00 |
| EUR	Purchase | 42,647,000.00 | CHF | 46,233,570.05 | 19.01.2022 | LGT Bank AG | -1,811,772.50 | -0.52 |
| EUR	Purchase | 850,000.00 | CHF | 897,207.30 | 19.01.2022 | LGT Bank AG | -11,833.70 | 0.00 |
| EUR	Purchase | 463,000.00 | CHF | 487,931.16 | 19.01.2022 | LGT Bank AG | -5,662.95 | 0.00 |
| GBP	Purchase | 600,000.00 | CHF | 733,936.20 | 19.01.2022 | LGT Bank AG | -48.60 | 0.00 |
| JPY	Purchase | 64,000,000.00 | CHF | 533,136.64 | 19.01.2022 | LGT Bank AG | -12,176.64 | 0.00 |
| JPY	Purchase | 55,000,000.00 | CHF | 447,808.35 | 19.01.2022 | LGT Bank AG | -108.35 | 0.00 |
| USD	Purchase | 3,182,000.00 | CHF | 2,947,652.06 | 19.01.2022 | LGT Bank AG | -10,268.31 | 0.00 |
| USD	Purchase | 140,000.00 | CHF | 129,416.98 | 19.01.2022 | LGT Bank AG | -179.48 | 0.00 |
| USD	Purchase | 33,000.00 | CHF | 30,401.98 | 19.01.2022 | LGT Bank AG | 61.15 | 0.00 |
| USD	Purchase | 1,564,000.00 | CHF | 1,424,164.32 | 19.01.2022 | LGT Bank AG | 19,603.18 | 0.01 |
| USD	Purchase | 56,000.00 | CHF | 51,446.70 | 19.01.2022 | LGT Bank AG | 248.30 | 0.00 |
| USD	Purchase | 170,000.00 | CHF | 155,322.37 | 19.01.2022 | LGT Bank AG | 1,608.88 | 0.00 |
| EUR	Sale | 63,000.00 | CHF | 66,071.44 | 19.01.2022 | LGT Bank AG | 449.63 | 0.00 |
| EUR	Sale | 527,000.00 | CHF | 552,692.83 | 19.01.2022 | LGT Bank AG | 3,761.20 | 0.00 |
| EUR	Sale | 38,000.00 | CHF | 39,839.69 | 19.01.2022 | LGT Bank AG | 258.28 | 0.00 |
| EUR	Sale | 23,000,000.00 | CHF | 24,932,023.00 | 19.01.2022 | LGT Bank AG | 974,855.00 | 0.28 |
| EUR	Sale | 850,000.00 | CHF | 897,125.70 | 19.01.2022 | LGT Bank AG | 11,752.10 | 0.00 |
| EUR	Sale | 72,000.00 | CHF | 77,136.62 | 19.01.2022 | LGT Bank AG | 2,140.27 | 0.00 |
| EUR	Sale | 34,000.00 | CHF | 36,391.46 | 19.01.2022 | LGT Bank AG | 976.52 | 0.00 |
| EUR	Sale | 370,000.00 | CHF | 396,396.54 | 19.01.2022 | LGT Bank AG | 10,998.62 | 0.00 |
| GBP	Sale | 3,300,000.00 | CHF | 4,132,797.90 | 19.01.2022 | LGT Bank AG | 96,416.10 | 0.03 |
| HKD	Sale | 7,600,000.00 | CHF | 904,134.00 | 19.01.2022 | LGT Bank AG | 4,172.40 | 0.00 |
| JPY	Sale | 692,000,000.00 | CHF | 5,753,723.96 | 19.01.2022 | LGT Bank AG | 120,843.96 | 0.03 |
| JPY	Sale | 65,000,000.00 | CHF | 530,154.95 | 19.01.2022 | LGT Bank AG | 1,054.95 | 0.00 |
| USD	Sale | 189,300,000.00 | CHF | 175,342,532.40 | 19.01.2022 | LGT Bank AG | 594,969.90 | 0.17 |
| USD	Sale | 116,000.00 | CHF | 108,318.25 | 19.01.2022 | LGT Bank AG | 1,235.75 | 0.00 |
| USD	Sale | 4,100,000.00 | CHF | 3,733,086.90 | 19.01.2022 | LGT Bank AG | -51,725.60 | -0.01 |
| USD	Sale | 31,000.00 | CHF | 28,549.39 | 19.01.2022 | LGT Bank AG | -67.49 | 0.00 |
| USD	Sale | 28,000.00 | CHF | 25,900.36 | 19.01.2022 | LGT Bank AG | 52.86 | 0.00 |

Total Forward exchange transactions	-476,643.66	-0.14

## Exposure-increasing derivatives open at the end of the period under review
| Futures |  |
| --- | --- |
| Description | Number of contracts | Contract size | Maturity | Counterparty | Contract volume in CHF | Market value in CHF 3 | in % 3 |
| MSCI EM Asia DEC 21 | 258 | 100.00 | 20.12.2021 | EUREX | 16,837,667.60 | -1,335,811.05 | -0.38 |
| Total |  |  |  |  | 16,837,667.60 |  | -0.38 |

Transactions derivative financial instruments during the period under review
Forward exchange transactions
| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 13.07.2021 | CHF | EUR | 482,680.00 | 440,000.00 |
| 13.07.2021 | CHF | EUR | 588,033.11 | 540,000.00 |
| 13.07.2021 | EUR | CHF | 440,000.00 | 481,655.28 |
| 13.07.2021 | EUR | CHF | 540,000.00 | 592,120.80 |
| 14.07.2021 | CHF | EUR | 44,118,872.10 | 40,413,000.00 |
| 14.07.2021 | CHF | EUR | 481,652.34 | 440,000.00 |
| 14.07.2021 | CHF | EUR | 22,081,600.00 | 20,000,000.00 |
| 14.07.2021 | CHF | EUR | 9,094,952.70 | 8,331,000.00 |
| 14.07.2021 | CHF | EUR | 24,092.86 | 22,000.00 |
| 14.07.2021 | CHF | EUR | 459,879.00 | 420,000.00 |
| 14.07.2021 | CHF | HKD | 1,617,380.90 | 13,700,000.00 |
| 14.07.2021 | CHF | JPY | 2,375,069.20 | 280,000,000.00 |
| 14.07.2021 | CHF | USD | 600,000.00 | 668,021.27 |
| 14.07.2021 | CHF | USD | 2,500,000.00 | 2,783,731.87 |
| 14.07.2021 | CHF | USD | 19,244.34 | 21,000.00 |
| 14.07.2021 | CHF | USD | 17,499,456.00 | 19,500,000.00 |
| 14.07.2021 | CHF | USD | 2,497,838.12 | 2,705,000.00 |
| 14.07.2021 | CHF | USD | 221,543,740.00 | 242,000,000.00 |
| 14.07.2021 | EUR | CHF | 2,583,000.00 | 2,814,101.01 |
| 14.07.2021 | EUR | CHF | 540,000.00 | 588,043.58 |
| 14.07.2021 | EUR | CHF | 516,000.00 | 562,166.52 |
| 14.07.2021 | EUR | CHF | 7,603,000.00 | 8,395,970.09 |
| 14.07.2021 | EUR | CHF | 234,000.00 | 256,648.77 |
| 14.07.2021 | EUR | CHF | 18,000,000.00 | 19,643,400.00 |
| 14.07.2021 | EUR | CHF | 37,710,000.00 | 41,643,039.87 |
| 14.07.2021 | EUR | CHF | 2,000,000.00 | 2,208,434.00 |
| 14.07.2021 | EUR | CHF | 440,000.00 | 482,680.00 |
| 14.07.2021 | HKD | CHF | 13,700,000.00 | 1,635,780.00 |
| 14.07.2021 | JPY | CHF | 280,000,000.00 | 2,331,840.00 |
| 14.07.2021 | USD | CHF | 2,900,000.00 | 2,669,859.19 |
| 14.07.2021 | USD | CHF | 3,000,000.00 | 2,731,518.00 |
| 14.07.2021 | USD | CHF | 1,000,000.00 | 895,542.00 |
| 14.07.2021 | USD | CHF | 2,525,000.00 | 2,314,019.84 |
| 14.07.2021 | USD | CHF | 1,800,000.00 | 1,648,265.40 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 14.07.2021 | USD | CHF | 201,000.00 | 180,383.43 |
| 14.07.2021 | USD | CHF | 256,000,000.00 | 236,288,000.00 |
| 14.07.2021 | USD | CHF | 1,000,000.00 | 907,130.00 |
| 06.10.2021 | CHF | EUR | 4,900,444.23 | 4,510,000.00 |
| 06.10.2021 | CHF | EUR | 178,860.17 | 165,000.00 |
| 06.10.2021 | CHF | EUR | 20,611,980.90 | 18,900,000.00 |
| 06.10.2021 | CHF | EUR | 1,511,721.40 | 1,400,000.00 |
| 06.10.2021 | CHF | EUR | 706,272.45 | 650,000.00 |
| 06.10.2021 | CHF | EUR | 152,120.22 | 140,000.00 |
| 06.10.2021 | CHF | EUR | 86,602.48 | 80,000.00 |
| 06.10.2021 | CHF | EUR | 324,759.30 | 300,000.00 |
| 06.10.2021 | CHF | EUR | 247,531.06 | 230,000.00 |
| 06.10.2021 | CHF | EUR | 50,582.43 | 47,000.00 |
| 06.10.2021 | CHF | EUR | 10,224,666.00 | 9,428,000.00 |
| 06.10.2021 | CHF | EUR | 46,616,148.00 | 42,984,000.00 |
| 06.10.2021 | CHF | EUR | 1,952,447.40 | 1,800,000.00 |
| 06.10.2021 | CHF | GBP | 2,291,864.40 | 1,800,000.00 |
| 06.10.2021 | CHF | GBP | 2,291,148.18 | 1,800,000.00 |
| 06.10.2021 | CHF | HKD | 1,334,435.20 | 11,200,000.00 |
| 06.10.2021 | CHF | JPY | 2,976,386.94 | 358,000,000.00 |
| 06.10.2021 | CHF | JPY | 3,955,306.81 | 469,000,000.00 |
| 06.10.2021 | CHF | USD | 2,994,489.30 | 3,223,000.00 |
| 06.10.2021 | CHF | USD | 4,208,765.40 | 4,600,000.00 |
| 06.10.2021 | CHF | USD | 19,429.77 | 21,000.00 |
| 06.10.2021 | CHF | USD | 32,086.57 | 35,000.00 |
| 06.10.2021 | CHF | USD | 912,369.00 | 1,000,000.00 |
| 06.10.2021 | CHF | USD | 237,563,304.00 | 258,000,000.00 |
| 06.10.2021 | CHF | USD | 28,039.78 | 31,000.00 |
| 06.10.2021 | CHF | USD | 182,765.00 | 200,000.00 |
| 06.10.2021 | EUR | CHF | 125,000.00 | 134,987.38 |
| 06.10.2021 | EUR | CHF | 434,000.00 | 470,941.65 |
| 06.10.2021 | EUR | CHF | 3,000,000.00 | 3,247,677.00 |
| 06.10.2021 | EUR | CHF | 400,000.00 | 432,147.60 |
| 06.10.2021 | EUR | CHF | 48,000.00 | 51,857.71 |
| 06.10.2021 | EUR | CHF | 592,000.00 | 639,300.21 |
| 06.10.2021 | EUR | CHF | 800,000.00 | 867,797.60 |
| 06.10.2021 | EUR | CHF | 95,000.00 | 102,703.27 |
| 06.10.2021 | EUR | CHF | 195,000.00 | 211,483.66 |
| 06.10.2021 | EUR | CHF | 42,000.00 | 45,575.00 |
| 06.10.2021 | EUR | CHF | 40,946,000.00 | 44,685,966.69 |
| 06.10.2021 | EUR | CHF | 280,000.00 | 303,203.32 |
| 06.10.2021 | EUR | CHF | 607,000.00 | 658,441.43 |
| 06.10.2021 | EUR | CHF | 23,000,000.00 | 24,943,500.00 |
| 06.10.2021 | EUR | CHF | 70,000.00 | 75,214.86 |
| 06.10.2021 | EUR | CHF | 905,000.00 | 981,501.19 |
| 06.10.2021 | EUR | CHF | 8,485,000.00 | 9,260,011.42 |
| 06.10.2021 | GBP | CHF | 300,000.00 | 379,355.10 |
| 06.10.2021 | GBP | CHF | 3,300,000.00 | 4,143,810.00 |
| 06.10.2021 | HKD | CHF | 9,000,000.00 | 1,073,538.00 |
| 06.10.2021 | HKD | CHF | 2,200,000.00 | 259,035.26 |
| 06.10.2021 | JPY | CHF | 692,000,000.00 | 5,764,360.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 06.10.2021 | JPY | CHF | 60,000,000.00 | 497,776.20 |
| 06.10.2021 | JPY | CHF | 75,000,000.00 | 625,138.50 |
| 06.10.2021 | USD | CHF | 27,000.00 | 24,705.84 |
| 06.10.2021 | USD | CHF | 16,700,000.00 | 15,452,059.10 |
| 06.10.2021 | USD | CHF | 26,000.00 | 23,723.73 |
| 06.10.2021 | USD | CHF | 2,761,000.00 | 2,544,361.17 |
| 06.10.2021 | USD | CHF | 18,000.00 | 16,432.76 |
| 06.10.2021 | USD | CHF | 67,000.00 | 61,319.75 |
| 06.10.2021 | USD | CHF | 182,000.00 | 167,223.97 |
| 06.10.2021 | USD | CHF | 192,600,000.00 | 178,944,660.00 |
| 06.10.2021 | USD | CHF | 2,300,000.00 | 2,080,559.30 |
| 06.10.2021 | USD | CHF | 429,000.00 | 388,434.19 |
| 06.10.2021 | USD | CHF | 52,000,000.00 | 47,528,572.00 |


## Transactions in exposure-increasing derivatives during the period under review
| Futures |  |
| --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| DAX DEC 21 | 17.12.2021 | 9 | 9 |
| MSCI EM Asia JUN 21 | 21.06.2021 | 0 | 253 |
| MSCI EM Asia SEP 21 | 20.09.2021 | 289 | 289 |

1	
Purchase includes the following transactions: allotment from subscription / allotment from option rights / option rights / allotment of subscription rights from underlying stocks
/ bonus securities / changes of corporate names / conversions / purchases / share exchanges between companies / stock splits / stock dividends / optional dividends / transfers / transfers due to redenomination in euro
2	
Sale includes the following transactions: cancellations as a result of expiry / draws by lot / exercises of rights / options / repayments / reverse-splits / sales / share exchanges between companies / transfers / transfers due to redenomination in fund currency
3	
Divergences in the totals may be attributed to rounding differences
| LGT Sustainable Strategy 3 Years UCITS under the laws of Liechtenstein |  |
| --- | --- |
| 3-Year Comparison As of: | 30.11.2021 | 30.11.2020 | 30.11.2019 |
| Net asset value (EUR) B | 553,731,727 | 497,684,814 | 463,072,364 |
| Units outstanding at the end of the period (EUR) B | 295,960 | 271,891 | 261,278 |
| Net asset value per unit at the end of the period (EUR) B | 1,870.97 | 1,830.46 | 1,772.34 |
| Net asset value per unit at the beginning of the period (EUR) B | 1,830.46 | 1,772.34 | 1,668.16 |
| Percent change in asset value vs previous year (EUR) B | 2.21% | 3.28% | 6.25% |
|  |  |  |  |
| Net asset value (CHF) B | 128,329,343 | 128,779,885 | 133,349,967 |
| Units outstanding at the end of the period (CHF) B | 119,417 | 121,160 | 128,723 |
| Net asset value per unit at the end of the period (CHF) B | 1,074.63 | 1,062.89 | 1,035.95 |
| Net asset value per unit at the beginning of the period (CHF) B | 1,062.89 | 1,035.95 | 983.86 |
| Percent change in asset value vs previous year (CHF) B | 1.10% | 2.60% | 5.29% |
|  |  |  |  |
| Net asset value (USD) B | 137,618,813 | 98,634,978 | 88,334,142 |
| Units outstanding at the end of the period (USD) B | 115,726 | 84,263 | 80,458 |
| Net asset value per unit at the end of the period (USD) B | 1,189.18 | 1,170.56 | 1,097.89 |
| Net asset value per unit at the beginning of the period (USD) B | 1,170.56 | 1,097.89 | 1,016.82 |
| Percent change in asset value vs previous year (USD) B | 1.59% | 6.62% | 7.97% |
|  |  |  |  |
| Net asset value (EUR) I1 | 96,834,519 | 81,009,392 | 61,099,894 |
| Units outstanding at the end of the period (EUR) I1 | 67,276 | 58,022 | 45,583 |
| Net asset value per unit at the end of the period (EUR) I1 | 1,439.36 | 1,396.18 | 1,340.41 |
| Net asset value per unit at the beginning of the period (EUR) I1 | 1,396.18 | 1,340.41 | 1,250.95 |
| Percent change in asset value vs previous year (EUR) I1 | 3.09% | 4.16% | 7.15% |
|  |  |  |  |
| Net asset value (CHF) I1 | 9,526,511 | 8,387,614 | 8,105,700 |
| Units outstanding at the end of the period (CHF) I1 | 8,524 | 7,653 | 7,653 |
| Net asset value per unit at the end of the period (CHF) I1 | 1,117.66 | 1,096.05 | 1,059.21 |
| Net asset value per unit at the beginning of the period (CHF) I1 | 1,096.05 | 1,059.21 | 997.46 |
| Percent change in asset value vs previous year (CHF) I1 | 1.97% | 3.48% | 6.19% |
|  |  |  |  |
| Net asset value (EUR) C | 504,030 | 310,842 | 298,873 |
| Units outstanding at the end of the period (EUR) C | 406 | 258 | 258 |
| Net asset value per unit at the end of the period (EUR) C | 1,241.45 | 1,204.81 | 1,158.42 |
| Net asset value per unit at the beginning of the period (EUR) C | 1,204.81 | 1,158.42 | 1,082.73 |
| Percent change in asset value vs previous year (EUR) C | 3.04% | 4.00% | 6.99% |

| As of: | 30.11.2021 | 30.11.2020 | 30.11.2019 |
| --- | --- | --- | --- |
| Net asset value (EUR) IM | 363,228 | 372,044 | 327,871 |
| Units outstanding at the end of the period (EUR) IM | 272 | 289 | 267 |
| Net asset value per unit at the end of the period (EUR) IM | 1,337.85 | 1,289.57 | 1,230.28 |
| Net asset value per unit at the beginning of the period (EUR) IM | 1,289.57 | 1,230.28 | 1,140.96 |
| Percent change in asset value vs previous year (EUR) IM | 3.74% | 4.82% | 7.83% |

As no comparative index exists, the fund is not measured against a benchmark.
The historical performance is no indication for current or future performance. The performance data do not take into consideration the commissions and fees charged on the issuance and redemption of units.

Translation (ENDE, 2021-11-30):
# Derivative Finanzinstrumente
## Am Ende der Berichtsperiode offene derivative Finanzinstrumente
Devisentermingeschäfte
| Währung |  | Betrag | gegen | Gegenwert | Verfall | Gegenpartei | Verkehrswert in USD 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| CHF | Kauf | 15’600.00 | USD | 16’939.99 | 26.01.2022 | LGT Bank AG | -38.27 | 0.00 |
| CHF | Kauf | 800’000.00 | USD | 860’874.13 | 26.01.2022 | LGT Bank AG | 5’880.73 | 0.00 |
| CHF | Kauf | 2’160’000.00 | USD | 2’371’309.79 | 26.01.2022 | LGT Bank AG | -31’071.67 | 0.00 |
| CHF | Kauf | 14’500.00 | USD | 15’670.45 | 26.01.2022 | LGT Bank AG | 39.48 | 0.00 |
| CHF | Kauf | 650’000.00 | USD | 712’720.08 | 26.01.2022 | LGT Bank AG | -8’481.76 | 0.00 |
| CHF | Kauf | 570’000.00 | USD | 618’961.06 | 26.01.2022 | LGT Bank AG | -1’398.22 | 0.00 |
| CHF | Kauf | 11’300.00 | USD | 12’159.85 | 26.01.2022 | LGT Bank AG | 83.06 | 0.00 |
| CHF | Kauf | 1’020’000.00 | USD | 1’102’335.30 | 26.01.2022 | LGT Bank AG | 2’777.15 | 0.00 |
| CHF | Kauf | 2’282’000.00 | USD | 2’443’731.01 | 26.01.2022 | LGT Bank AG | 28’687.23 | 0.00 |
| CHF | Kauf | 1’000’000.00 | USD | 1’076’092.66 | 26.01.2022 | LGT Bank AG | 7’350.91 | 0.00 |
| CHF | Kauf | 4’800.00 | USD | 5’263.16 | 26.01.2022 | LGT Bank AG | -62.63 | 0.00 |
| CHF | Kauf | 3’100.00 | USD | 3’369.32 | 26.01.2022 | LGT Bank AG | -10.64 | 0.00 |
| CHF | Kauf | 160’430’000.00 | USD | 171’800’072.39 | 26.01.2022 | LGT Bank AG | 2’016’780.14 | 0.23 |
| CHF | Kauf | 275’000.00 | USD | 298’890.95 | 26.01.2022 | LGT Bank AG | -943.97 | 0.00 |
| CHF | Kauf | 80’400.00 | USD | 88’265.42 | 26.01.2022 | LGT Bank AG | -1’156.56 | 0.00 |
| EUR | Kauf | 3’370’000.00 | USD | 3’914’093.24 | 26.01.2022 | LGT Bank AG | -111’095.42 | -0.01 |
| EUR | Kauf | 1’750’000.00 | USD | 1’976’065.00 | 26.01.2022 | LGT Bank AG | -1’214.50 | 0.00 |
| EUR | Kauf | 244’530’000.00 | USD | 283’652’843.76 | 26.01.2022 | LGT Bank AG | -7’704’162.18 | -0.86 |
| EUR | Kauf | 800’000.00 | USD | 930’369.60 | 26.01.2022 | LGT Bank AG | -27’580.80 | 0.00 |
| EUR | Kauf | 1’466’000.00 | USD | 1’706’705.47 | 26.01.2022 | LGT Bank AG | -52’344.99 | -0.01 |
| EUR | Kauf | 3’585’000.00 | USD | 4’041’051.44 | 26.01.2022 | LGT Bank AG | 4’570.87 | 0.00 |
| EUR | Kauf | 1’777’000.00 | USD | 2’003’053.95 | 26.01.2022 | LGT Bank AG | 2’265.67 | 0.00 |
| EUR | Kauf | 1’900’000.00 | USD | 2’208’620.99 | 26.01.2022 | LGT Bank AG | -64’497.59 | -0.01 |
| EUR | Kauf | 630’000.00 | USD | 721’010.43 | 26.01.2022 | LGT Bank AG | -10’064.25 | 0.00 |
| EUR | Kauf | 3’800’000.00 | USD | 4’289’633.80 | 26.01.2022 | LGT Bank AG | -1’387.00 | 0.00 |
| EUR | Kauf | 4’310’000.00 | USD | 4’999’953.42 | 26.01.2022 | LGT Bank AG | -136’178.76 | -0.02 |
| GBP | Kauf | 1’930’000.00 | USD | 2’568’260.65 | 26.01.2022 | LGT Bank AG | -11’085.92 | 0.00 |
| HKD | Kauf | 12’800’000.00 | USD | 1’646’247.20 | 26.01.2022 | LGT Bank AG | -4’298.07 | 0.00 |
| JPY | Kauf | 260’000’000.00 | USD | 2’298’446.10 | 26.01.2022 | LGT Bank AG | -5’832.47 | 0.00 |
| JPY | Kauf | 680’000’000.00 | USD | 5’934’674.70 | 26.01.2022 | LGT Bank AG | 61’391.72 | 0.01 |
| JPY | Kauf | 100’000’000.00 | USD | 903’113.85 | 26.01.2022 | LGT Bank AG | -21’339.38 | 0.00 |
| CHF | Verkauf | 735’000.00 | USD | 797’793.03 | 26.01.2022 | LGT Bank AG | 1’462.00 | 0.00 |
| CHF | Verkauf | 11’500.00 | USD | 12’453.18 | 26.01.2022 | LGT Bank AG | -6.42 | 0.00 |
| CHF | Verkauf | 7’970’000.00 | USD | 8’534’086.02 | 26.01.2022 | LGT Bank AG | -100’959.26 | -0.01 |
| CHF | Verkauf | 798’000.00 | USD | 864’142.32 | 26.01.2022 | LGT Bank AG | -445.65 | 0.00 |
| CHF | Verkauf | 17’000.00 | USD | 18’452.36 | 26.01.2022 | LGT Bank AG | 33.82 | 0.00 |
| CHF | Verkauf | 1’200’000.00 | USD | 1’299’008.21 | 26.01.2022 | LGT Bank AG | -1’124.08 | 0.00 |
| CHF | Verkauf | 1’700.00 | USD | 1’840.26 | 26.01.2022 | LGT Bank AG | -1.59 | 0.00 |
| EUR | Verkauf | 850’000.00 | USD | 990’290.55 | 26.01.2022 | LGT Bank AG | 31’077.45 | 0.00 |
| EUR | Verkauf | 47’168’000.00 | USD | 54’709’597.18 | 26.01.2022 | LGT Bank AG | 1’481’169.53 | 0.17 |
| EUR | Verkauf | 1’200’000.00 | USD | 1’393’617.60 | 26.01.2022 | LGT Bank AG | 39’434.40 | 0.00 |
| EUR | Verkauf | 677’000.00 | USD | 788’737.29 | 26.01.2022 | LGT Bank AG | 24’752.27 | 0.00 |
| EUR | Verkauf | 1’460’000.00 | USD | 1’697’772.68 | 26.01.2022 | LGT Bank AG | 50’183.12 | 0.01 |
| GBP | Verkauf | 13’740’000.00 | USD | 18’469’582.80 | 26.01.2022 | LGT Bank AG | 264’618.66 | 0.03 |

Devisentermingeschäfte
| Währung |  | Betrag | gegen | Gegenwert | Verfall | Gegenpartei | Verkehrswert in USD 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| HKD | Verkauf | 57’410’000.00 | USD | 7’373’007.93 | 26.01.2022 | LGT Bank AG | 8’609.52 | 0.00 |
| JPY | Verkauf | 3’268’450’000.00 | USD | 29’214’934.39 | 26.01.2022 | LGT Bank AG | 394’576.60 | 0.04 |
| JPY | Verkauf | 110’000’000.00 | USD | 968’974.20 | 26.01.2022 | LGT Bank AG | -977.72 | 0.00 |

Total Devisentermingeschäfte	-3’872’015.44	-0.43
Am Ende der Berichtsperiode offene engagementerhöhende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Anzahl Kontrakte | Kontraktgrösse | Verfall | Gegenpartei | Kontraktwert in USD | Verkehrswert in USD 3 | in % 3 |
| EURO STOXX 50 DEC 21 | 51 | 10.00 | 17.12.2021 | EUREX | 2’341’673.87 | -41’784.84 | 0.00 |
| Mini S&P 500 DEC 21 | 187 | 50.00 | 17.12.2021 | CME | 42’694’437.50 | 714’779.87 | 0.08 |
| MSCI EM Asia DEC 21 | 164 | 100.00 | 20.12.2021 | EUREX | 11’570’200.00 | -717’482.93 | -0.08 |
| TOPIX DEC 21 | 22 | 10’000.00 | 10.12.2021 | JPX | 3’674’515.84 | -146’127.90 | -0.02 |
| Total |  |  |  |  | 60’280’827.21 |  | -0.02 |

Während der Berichtsperiode getätigte derivative Finanzinstrumente
| Devisentermingeschäfte |  |
| --- | --- |
| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| 24.06.2021 | USD | EUR | 5’537’150.25 | 4’650’000.00 |
| 14.07.2021 | CHF | USD | 660’000.00 | 718’526.11 |
| 14.07.2021 | CHF | USD | 14’385.00 | 15’838.94 |
| 14.07.2021 | CHF | USD | 198’000.00 | 217’075.75 |
| 14.07.2021 | CHF | USD | 11’315.00 | 12’601.20 |
| 14.07.2021 | CHF | USD | 63’000.00 | 70’219.40 |
| 14.07.2021 | CHF | USD | 870’000.00 | 968’895.13 |
| 14.07.2021 | CHF | USD | 242’000.00 | 269’420.25 |
| 14.07.2021 | CHF | USD | 189’900.00 | 206’039.71 |
| 14.07.2021 | CHF | USD | 6’810’000.00 | 7’422’343.32 |
| 14.07.2021 | CHF | USD | 870’000.00 | 972’148.50 |
| 14.07.2021 | CHF | USD | 696’500.00 | 755’695.93 |
| 14.07.2021 | CHF | USD | 28’700.00 | 31’245.00 |
| 14.07.2021 | CHF | USD | 1’800.00 | 2’006.27 |
| 14.07.2021 | CHF | USD | 75’000.00 | 81’674.70 |
| 14.07.2021 | CHF | USD | 1’125’000.00 | 1’238’707.12 |
| 14.07.2021 | CHF | USD | 1’370’000.00 | 1’530’854.54 |
| 14.07.2021 | CHF | USD | 23’750.00 | 26’382.29 |
| 14.07.2021 | CHF | USD | 6’100.00 | 6’822.58 |
| 14.07.2021 | CHF | USD | 65’200.00 | 72’855.27 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 14.07.2021 | CHF | USD | 1’820’400.00 | 1’988’586.71 |
| 14.07.2021 | CHF | USD | 3’224’000.00 | 3’589’009.44 |
| 14.07.2021 | CHF | USD | 154’646’500.00 | 168’934’286.19 |
| 14.07.2021 | CHF | USD | 21’500.00 | 23’934.15 |
| 14.07.2021 | EUR | USD | 1’760’000.00 | 2’142’889.76 |
| 14.07.2021 | EUR | USD | 700’000.00 | 853’643.00 |
| 14.07.2021 | EUR | USD | 237’034’000.00 | 284’920’793.85 |
| 14.07.2021 | EUR | USD | 1’995’000.00 | 2’425’163.90 |
| 14.07.2021 | EUR | USD | 2’030’000.00 | 2’488’607.45 |
| 14.07.2021 | EUR | USD | 800’000.00 | 954’688.00 |
| 14.07.2021 | EUR | USD | 826’000.00 | 980’082.04 |
| 14.07.2021 | EUR | USD | 2’100’000.00 | 2’560’929.00 |
| 14.07.2021 | EUR | USD | 1’985’000.00 | 2’400’559.75 |
| 14.07.2021 | EUR | USD | 3’440’000.00 | 4’173’476.80 |
| 14.07.2021 | EUR | USD | 61’629’000.00 | 72’937’921.50 |
| 14.07.2021 | EUR | USD | 773’000.00 | 922’467.28 |
| 14.07.2021 | EUR | USD | 1’020’000.00 | 1’215’197.40 |
| 14.07.2021 | EUR | USD | 1’275’000.00 | 1’559’815.88 |
| 14.07.2021 | EUR | USD | 865’000.00 | 1’060’182.93 |
| 14.07.2021 | GBP | USD | 13’440’000.00 | 18’517’632.00 |
| 14.07.2021 | GBP | USD | 770’000.00 | 1’071’035.35 |
| 14.07.2021 | HKD | USD | 58’480’000.00 | 7’528’902.85 |
| 14.07.2021 | JPY | USD | 3’029’900’000.00 | 27’584’668.61 |
| 14.07.2021 | NOK | USD | 133’200’000.00 | 15’905’487.97 |
| 14.07.2021 | USD | CHF | 8’388’711.94 | 7’680’000.00 |
| 14.07.2021 | USD | CHF | 176’806’539.51 | 162’220’000.00 |
| 14.07.2021 | USD | CHF | 2’905.01 | 2’650.00 |
| 14.07.2021 | USD | CHF | 6’011.25 | 5’400.00 |
| 14.07.2021 | USD | CHF | 2’452’316.08 | 2’250’000.00 |
| 14.07.2021 | USD | CHF | 360’984.77 | 325’000.00 |
| 14.07.2021 | USD | CHF | 490’023.66 | 450’000.00 |
| 14.07.2021 | USD | CHF | 111’835.56 | 100’000.00 |
| 14.07.2021 | USD | EUR | 1’511’537.50 | 1’250’000.00 |
| 14.07.2021 | USD | EUR | 289’748.10 | 238’000.00 |
| 14.07.2021 | USD | EUR | 412’474.40 | 340’000.00 |
| 14.07.2021 | USD | EUR | 1’191’918.95 | 985’000.00 |
| 14.07.2021 | USD | EUR | 1’998’062.15 | 1’630’000.00 |
| 14.07.2021 | USD | EUR | 1’325’159.00 | 1’100’000.00 |
| 14.07.2021 | USD | EUR | 290’756’362.50 | 245’675’000.00 |
| 14.07.2021 | USD | EUR | 76’421’927.52 | 63’584’000.00 |
| 14.07.2021 | USD | EUR | 4’169’161.57 | 3’430’000.00 |
| 14.07.2021 | USD | GBP | 19’801’421.85 | 14’210’000.00 |
| 14.07.2021 | USD | HKD | 934’856.95 | 7’260’000.00 |
| 14.07.2021 | USD | HKD | 6’599’326.56 | 51’220’000.00 |
| 14.07.2021 | USD | JPY | 28’055’564.04 | 3’029’900’000.00 |
| 14.07.2021 | USD | NOK | 15’151’687.50 | 133’200’000.00 |
| 06.10.2021 | CHF | USD | 12’000.00 | 13’295.01 |
| 06.10.2021 | CHF | USD | 8’700.00 | 9’520.42 |
| 06.10.2021 | CHF | USD | 780’000.00 | 852’396.60 |
| 06.10.2021 | CHF | USD | 980’000.00 | 1’069’800.09 |
| 06.10.2021 | CHF | USD | 233’000.00 | 255’236.46 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 06.10.2021 | CHF | USD | 1’730’000.00 | 1’893’141.47 |
| 06.10.2021 | CHF | USD | 185’000.00 | 203’348.32 |
| 06.10.2021 | CHF | USD | 12’600.00 | 13’849.67 |
| 06.10.2021 | CHF | USD | 162’220’000.00 | 177’225’893.64 |
| 06.10.2021 | CHF | USD | 11’750.00 | 12’840.59 |
| 06.10.2021 | CHF | USD | 2’800.00 | 3’050.48 |
| 06.10.2021 | CHF | USD | 7’970’000.00 | 8’507’685.74 |
| 06.10.2021 | CHF | USD | 7’200.00 | 7’759.06 |
| 06.10.2021 | CHF | USD | 11’500.00 | 12’553.78 |
| 06.10.2021 | CHF | USD | 2’250’000.00 | 2’458’132.54 |
| 06.10.2021 | CHF | USD | 30’600.00 | 33’435.42 |
| 06.10.2021 | CHF | USD | 816’000.00 | 904’060.96 |
| 06.10.2021 | CHF | USD | 1’225’000.00 | 1’338’509.63 |
| 06.10.2021 | EUR | USD | 2’200’000.00 | 2’596’987.80 |
| 06.10.2021 | EUR | USD | 2’350’000.00 | 2’795’449.55 |
| 06.10.2021 | EUR | USD | 48’668’000.00 | 56’304’009.20 |
| 06.10.2021 | EUR | USD | 260’000.00 | 305’680.18 |
| 06.10.2021 | EUR | USD | 565’000.00 | 671’673.70 |
| 06.10.2021 | EUR | USD | 1’300’000.00 | 1’537’448.90 |
| 06.10.2021 | EUR | USD | 1’550’000.00 | 1’833’158.65 |
| 06.10.2021 | EUR | USD | 245’675’000.00 | 291’293’899.40 |
| 06.10.2021 | EUR | USD | 216’000.00 | 254’865.53 |
| 06.10.2021 | EUR | USD | 1’000’000.00 | 1’188’803.00 |
| 06.10.2021 | EUR | USD | 16’880’000.00 | 19’948’446.40 |
| 06.10.2021 | GBP | USD | 13’740’000.00 | 18’466’560.00 |
| 06.10.2021 | HKD | USD | 57’410’000.00 | 7’371’597.33 |
| 06.10.2021 | HKD | USD | 4’000’000.00 | 513’981.91 |
| 06.10.2021 | JPY | USD | 117’450’000.00 | 1’075’558.48 |
| 06.10.2021 | JPY | USD | 3’268’450’000.00 | 29’182’589.29 |
| 06.10.2021 | NOK | USD | 7’370’000.00 | 827’053.84 |
| 06.10.2021 | NOK | USD | 133’200’000.00 | 15’155’137.06 |
| 06.10.2021 | NOK | USD | 4’380’000.00 | 504’596.15 |
| 06.10.2021 | USD | CHF | 659’264.89 | 610’000.00 |
| 06.10.2021 | USD | CHF | 778’166.62 | 710’000.00 |
| 06.10.2021 | USD | CHF | 7’439’281.37 | 6’810’000.00 |
| 06.10.2021 | USD | CHF | 602’435.37 | 550’000.00 |
| 06.10.2021 | USD | CHF | 35’676.51 | 32’750.00 |
| 06.10.2021 | USD | CHF | 5’322’771.80 | 4’900’000.00 |
| 06.10.2021 | USD | CHF | 2’455’326.64 | 2’300’150.00 |
| 06.10.2021 | USD | CHF | 172’658’251.49 | 161’746’250.00 |
| 06.10.2021 | USD | CHF | 14’256.35 | 13’200.00 |
| 06.10.2021 | USD | CHF | 12’713.71 | 11’600.00 |
| 06.10.2021 | USD | CHF | 2’957.41 | 2’700.00 |
| 06.10.2021 | USD | CHF | 842’420.86 | 780’000.00 |
| 06.10.2021 | USD | CHF | 21’182.46 | 19’500.00 |
| 06.10.2021 | USD | EUR | 285’349’385.00 | 246’650’000.00 |
| 06.10.2021 | USD | EUR | 170’291.09 | 144’000.00 |
| 06.10.2021 | USD | EUR | 886’910.25 | 750’000.00 |
| 06.10.2021 | USD | EUR | 1’210’020.31 | 1’030’000.00 |
| 06.10.2021 | USD | EUR | 375’225.92 | 320’000.00 |
| 06.10.2021 | USD | EUR | 1’061’272.54 | 907’000.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 06.10.2021 | USD | EUR | 1’645’821.80 | 1’400’000.00 |
| 06.10.2021 | USD | EUR | 4’632’342.40 | 3’920’000.00 |
| 06.10.2021 | USD | EUR | 2’577’237.99 | 2’190’000.00 |
| 06.10.2021 | USD | EUR | 73’066’233.08 | 61’629’000.00 |
| 06.10.2021 | USD | EUR | 2’046’319.04 | 1’724’000.00 |
| 06.10.2021 | USD | GBP | 18’519’217.92 | 13’440’000.00 |
| 06.10.2021 | USD | GBP | 413’008.80 | 300’000.00 |
| 06.10.2021 | USD | HKD | 377’282.20 | 2’930’000.00 |
| 06.10.2021 | USD | HKD | 7’529’814.10 | 58’480’000.00 |
| 06.10.2021 | USD | JPY | 3’246’375.99 | 356’000’000.00 |
| 06.10.2021 | USD | JPY | 27’601’016.38 | 3’029’900’000.00 |
| 06.10.2021 | USD | NOK | 16’787’081.21 | 144’950’000.00 |
| 05.11.2021 | USD | EUR | 1’736’956.50 | 1’500’000.00 |

Während der Berichtsperiode getätigte engagementerhöhende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Verfall | Käufe/Kontrakte | Verkäufe/Kontrakte |
| DAX DEC 21 | 17.12.2021 | 20 | 20 |
| EURO STOXX 50 JUN 21 | 18.06.2021 | 0 | 51 |
| EURO STOXX 50 SEP 21 | 17.09.2021 | 51 | 51 |
| Mini S&P 500 JUN 21 | 18.06.2021 | 0 | 131 |
| Mini S&P 500 SEP 21 | 17.09.2021 | 189 | 189 |
| MSCI EM Asia JUN 21 | 21.06.2021 | 0 | 215 |
| MSCI EM Asia SEP 21 | 20.09.2021 | 112 | 112 |
| TOPIX JUN 21 | 11.06.2021 | 0 | 16 |
| TOPIX SEP 21 | 10.09.2021 | 22 | 22 |

1	
Kauf umfasst die Transaktionen: Gratistitel / Käufe / Konversionen / Namensänderungen / «Splits» / Stock- / Wahldividenden / Titelaufteilungen / Überträge / Umbuchungen in Folge Redenominierung in Euro / Umtausch zwischen Gesellschaften / Zuteilungen aus Bezugs- / Optionsrechten / Zuteilung von Bezugsrechten auf Basistiteln
2	
Verkauf umfasst die Transaktionen: Auslosungen / Ausbuchung in Folge Verfall / Ausübung von Bezugs- / Optionsrechten / «Reverse Splits» / Überträge / Umbuchungen in Folge Redenominierung in Fondswährung / Umtausch zwischen Gesellschaften / Verkäufe / Rückzahlungen
3	
Allfällige Abweichungen in den Totalisierungen sind auf Rundungsdifferenzen zurückzuführen
| LGT GIM Growth OGAW nach liechtensteinischem Recht |  |
| --- | --- |
| Dreijahresvergleich Per: | 30.11.2021 | 30.11.2020 | 30.11.2019 |
| Nettovermögen (USD) B | 414’369’139 | 302’045’434 | 328’807’821 |
| Anzahl Anteile im Umlauf (USD) B | 22’694 | 18’507 | 21’737 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) B | 18’258.69 | 16’320.46 | 15’126.55 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) B | 16’320.46 | 15’126.55 | 13’706.44 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) B | 11.88% | 7.89% | 10.36% |
|  |  |  |  |
| Nettovermögen (CHF) B | 180’821’112 | 161’497’005 | 173’288’129 |
| Anzahl Anteile im Umlauf (CHF) B | 11’761 | 11’711 | 12’958 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) B | 15’374.76 | 13’790.36 | 13’373.20 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) B | 13’790.36 | 13’373.20 | 12’392.55 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) B | 11.49% | 3.12% | 7.91% |
|  |  |  |  |
| Nettovermögen (CZK) B | 282’814’352 | 126’942’398 | 85’838’706 |
| Anzahl Anteile im Umlauf (CZK) B | 1’015 | 512 | 361 |
| Nettoinventarwert pro Anteil am Ende der Periode (CZK) B | 278’617.26 | 247’798.37 | 237’928.64 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CZK) B | 247’798.37 | 237’928.64 | 216’311.39 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CZK) B | 12.44% | 4.15% | 9.99% |
|  |  |  |  |
| Nettovermögen (EUR) B | 391’738’098 | 312’181’710 | 341’268’399 |
| Anzahl Anteile im Umlauf (EUR) B | 22’048 | 19’819 | 22’480 |
| Nettoinventarwert pro Anteil am Ende der Periode (EUR) B | 17’767.66 | 15’751.65 | 15’181.05 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (EUR) B | 15’751.65 | 15’181.05 | 13’934.09 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (EUR) B | 12.80% | 3.76% | 8.95% |
|  |  |  |  |
| Nettovermögen (USD) IM | 27’966’606 | 26’971’837 | 26’288’331 |
| Anzahl Anteile im Umlauf (USD) IM | 1’261 | 1’384 | 1’480 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) IM | 22’179.68 | 19’494.41 | 17’767.55 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) IM | 19’494.41 | 17’767.55 | 15’831.68 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) IM | 13.77% | 9.72% | 12.23% |
|  |  |  |  |
| Nettovermögen (CHF) IM | 6’165’561 | 4’430’171 | 6’827’507 |
| Anzahl Anteile im Umlauf (CHF) IM | 428 | 349 | 564 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) IM | 14’393.61 | 12’694.41 | 12’106.67 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) IM | 12’694.41 | 12’106.67 | 11’033.82 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) IM | 13.39% | 4.85% | 9.72% |

Der Fonds verzichtet auf einen Benchmark, da kein vergleichbarer Index existiert.
Die historische Performance stellt keinen Indikator für die laufende oder zukünftige Performance dar. Die Performancedaten lassen die bei der Ausgabe und Rücknahme der Anteile erhobenen Kommissionen und Kosten unberücksichtigt.