# Unaudited Information
- 
## Securities Financing Transaction Regulation (SFTR)

The Company engages in Securities Financing Transactions (hereafter “SFT”) (as defined in Article 3 of Regulation (EU) 2015/2365). Securities Financing transactions include repurchase transactions, securities or commodities lending and securities or commodities borrowing, buy-sell back transactions or sell-buy back transactions and margin lending transactions through its exposure on reverse repurchase agreements during the year. In accordance with Article 13 of the Regulation, information on securities lendings are detailed below:

## Global Data
The following table details the value of securities lending as a proportion of the subfund’s Net Assets Value as well as a proportion of the total lendable securities, as at 31 October 2019.
| Focused SICAV | Securities lent in % of Net Assets | Securities lent in % of Total Lendable Securities |
| --- | --- | --- |
| – Corporate Bond EUR | 20.91% | 21.64% |
| – Global Bond | 29.11% | 30.39% |
| – High Grade Bond CHF | 6.46% | 6.38% |
| – High Grade Bond EUR | 20.54% | 20.56% |
| – High Grade Bond GBP | 18.94% | 19.25% |
| – High Grade Bond USD | 48.98% | 44.44% |
| – High Grade Long Term Bond CHF | 8.52% | 8.31% |
| – High Grade Long Term Bond EUR | 40.88% | 13.51% |
| – High Grade Long Term Bond GBP | 43.04% | 43.38% |
| – High Grade Long Term Bond USD | 61.49% | 38.17% |
| – US Corporate Bond Sustainable USD | 2.41% | 2.59% |

The total amount (absolute value) of the securities lent is disclosed in Note 12 – OTC-Derivatives and Securities Lending.

## Data on collateral reused
Amount of collateral reused, compared with the maximum amount disclosed to investors: None Cash collateral reinvestment income to the Company: None

## Concentration Data
Ten largest collateral issuers of SFTs per subfund:
|  | Focused SICAV – Corporate Bond | Focused SICAV – Global Bond | Focused SICAV – High Grade Bond | Focused SICAV – High Grade Bond | Focused SICAV – High Grade Bond |
| --- | --- | --- | --- | --- | --- |
| EUR | (USD) | CHF | EUR | GBP |
| United States | 15 366 108.27 | 14 419 934.80 | 2 755 483.50 | 10 765 310.24 | 1 585 728.40 |
| French Republic | 14 888 044.10 | 13 971 307.60 | 2 669 756.01 | 10 430 384.24 | 1 536 393.86 |
| United Kingdom | 13 976 917.48 | 13 116 283.92 | 2 506 370.83 | 9 792 059.92 | 1 442 368.79 |
| Japan Government Ten | 13 700 176.62 | 12 856 583.47 | 2 456 745.06 | 9 598 178.60 | 1 413 810.11 |
| Kingdom of Belgium | 3 344 915.45 | 3 138 951.12 | 599 817.42 | 2 343 407.45 | 345 183.53 |
| Network Rail Infrastructure Finance Plc | 3 010 848.98 | 2 825 454.91 | 539 911.90 | 2 109 364.50 | 310 709.04 |
| Roche Holding AG | 2 508 163.61 | 2 353 722.56 | 449 769.28 | 1 757 189.19 | 258 833.67 |
| Netherlands Government Bond | 2 424 442.80 | 2 275 156.89 | 434 756.29 | 1 698 535.40 | 250 193.98 |
| Land Berlin | 2 304 346.23 | 2 162 455.31 | 413 220.31 | 1 614 397.20 | 237 800.44 |
| European Investment Bank | 2 123 020.63 | 1 992 294.89 | 380 704.61 | 1 487 362.66 | 219 088.27 |

Focused SICAV Annual Report as of 31 October 2019

Translation (ENDE, 2019-10-31):
# Ungeprüfle Informationen
- 
## Gesamtengagement

Risikomanagement
Das Risikomanagement gemäss dem Commitment-Ansatz und dem Value-at-Risk-Ansatz erfolgt gemäss den anwendbaren Gesetzen und regulatorischen Vorschriften.
Hebelwirkung
Die Hebelwirkung wird gemäss den geltenden ESMA-Richtlinien als Gesamtbetrag der Nominalwerte der Derivative definiert, die vom jeweiligen Subfonds verwendet werden. Gemäss dieser Definition kann die Hebelwirkung zu einer künstlich erhöhten Fremdkapitalquote führen, da bestimmte Derivate, die zu Absicherungszwecken eingesetzt werden können, unter Umständen in die Berechnung einfliessen. Daher spiegeln diese Informationen nicht notwen- digerweise das genaue tatsächliche Risiko der Hebelwirkung wider, dem der Anleger ausgesetzt ist.
Subfonds		Berechnungs- Verwendetes		Min		Max		Avg Durchschmitt-			Bezugs- methode für das	Modell		VaR (%)	VaR (%)	VaR (%)	licher Hebel		portfolio globale Risiko		Auslastung Auslastung Auslastung		(%)	(Benchmark)
- Corporate Bond EUR	Commitment-AnsatzDas Referenzportfolio reflektiert die Eigenschaften eines breit gefächerten Portfolios bestehend aus weltweiten Schuldverschrei-
- Global Bond	Relativer VaR-Ansatz Historical VaR	18.6%	71.5%	55.9%	74.6%	bungen.
- High Grade Bond CHF	Commitment-Ansatz
- High Grade Bond EUR	Commitment-Ansatz
- High Grade Bond GBP	Commitment-Ansatz
- High Grade Bond USD	Commitment-Ansatz
- High Grade Long Term Bond CHF	Commitment-Ansatz
- High Grade Long Term Bond EUR	Commitment-Ansatz
- High Grade Long Term Bond GBP	Commitment-Ansatz
- High Grade Long Term Bond USD	Commitment-Ansatz
- US Corporate Bond Sustainable USD  Commitment-Ansatz
- US Treasury Bond USD	Commitment-Ansatz
- World Bank Bond USD	Commitment-Ansatz
- World Bank Long Term Bond USD	Commitment-AnsatzFocused SICAV Jahresbericht per 31. Oktober 2019