# Consolidated balance sheet as of 30.11.2019
| Assets | 30.11.2019 CHF | 30.11.2018 CHF |
| --- | --- | --- |
| Current assets | 3,535,249,015.14 | 3,793,251,620.46 |
|  |  |  |
| Receivables | 0.00 | 0.00 |
| Trade receivables | 0.00 | 0.00 |
| Receivables from affiliated companies | 0.00 | 0.00 |
| Other receivables | 0.00 | 0.00 |
|  |  |  |
| Securities | 3,443,402,201.43 | 3,693,204,296.15 |
| Other securities | 3,443,402,201.43 | 3,693,204,296.15 |
| Money market instruments | 0.00 | 0.00 |
| Equities and other securities | 411,838,152.38 | 493,313,497.83 |
| Bonds, convertible bonds, warrant bonds | 142,637,265.33 | 139,606,048.12 |
| Funds | 2,486,770,072.23 | 2,742,063,921.94 |
| Private Equity Investments | 0.00 | 0.00 |
| Participations in Private Equity portfolios | 0.00 | 0.00 |
| Other securities and book-entry securities | 402,156,711.49 | 318,220,828.26 |
| Other, similar rights to the securities | 0.00 | 0.00 |
| Participations in other portfolios | 0.00 | 0.00 |
|  |  |  |
| Derivative financial instruments | -2,454,892.25 | -66,705,584.77 |
|  |  |  |
| Balances at banks, post office, cheques, cash | 94,301,705.96 | 166,752,909.08 |
| Sight deposits | 53,224,310.96 | 96,826,409.08 |
| Time deposits | 41,077,395.00 | 69,926,500.00 |
|  |  |  |
| Accrued income and prepaid expenses | 1,715,793.70 | 2,147,003.02 |
| Other assets | 1,715,793.70 | 2,147,003.02 |
|  |  |  |
| Total assets | 3,536,964,808.84 | 3,795,398,623.48 |

| Liabilities | 30.11.2019 CHF | 30.11.2018 CHF |
| --- | --- | --- |
| Equity capital | -3,527,519,653.01 | -3,789,790,430.49 |
| Share capital | -50,000.00 | -50,000.00 |
| Share certificate capital | -3,344,352,441.37 | -3,938,230,247.36 |
| Capital reserves | 0.00 | 0.00 |
| Revenue reserves | 0.00 | 0.00 |
| Legal reserves | 0.00 | 0.00 |
| Reserves for own shares | 0.00 | 0.00 |
| Statutory reserves | 0.00 | 0.00 |
| Other reserves | 0.00 | 0.00 |
| Profit carried forward | 0.00 | 0.00 |
| Profit for the year (share capital) | 0.00 | 0.00 |
| Profit for the year (share certificate capital) | -183,117,211.64 | 148,489,816.87 |
|  |  |  |
| Provisions | -3,600.00 | -3,600.00 |
| Tax provisions | -3,600.00 | -3,600.00 |
| Other provisions | 0.00 | 0.00 |
|  |  |  |
| Liabilities (≤ 1 year) | -4,907,210.70 | -479,469.67 |
| Due to banks | -4,907,210.70 | -479,469.67 |
| Trade liabilities | 0.00 | 0.00 |
| Liabilities to affiliated companies | 0.00 | 0.00 |
| Other liabilities | 0.00 | 0.00 |
|  |  |  |
| Accrued expenses and prepaid income | -4,534,345.13 | -5,125,123.32 |
|  |  |  |
| Total liabilities | -3,536,964,808.84 | -3,795,398,623.48 |

Translation (ENDE, 2019-11-30):
# Konsolidierte Bilanz per 30.11.2019
| Aktiven | 30.11.2019 CHF | 30.11.2018 CHF |
| --- | --- | --- |
| Umlaufsvermögen | 3’535’249’015.14 | 3’793’251’620.46 |
|  |  |  |
| Forderungen | 0.00 | 0.00 |
| Forderungen aus Lieferungen und Leistungen | 0.00 | 0.00 |
| Forderungen gegen verbundene Unternehmen | 0.00 | 0.00 |
| Sonstige Forderungen | 0.00 | 0.00 |
|  |  |  |
| Wertpapiere | 3’443’402’201.43 | 3’693’204’296.15 |
| Sonstige Wertpapiere | 3’443’402’201.43 | 3’693’204’296.15 |
| Geldmarktinstrumente | 0.00 | 0.00 |
| Aktien und andere Beteiligungspapiere | 411’838’152.38 | 493’313’497.83 |
| Obligationen, Wandelobligationen, Optionsanleihen | 142’637’265.33 | 139’606’048.12 |
| Anlagefonds | 2’486’770’072.23 | 2’742’063’921.94 |
| Private Equity Anlagen | 0.00 | 0.00 |
| Anteile an Private Equity Portfolios | 0.00 | 0.00 |
| Andere Wertpapiere und Wertrechte | 402’156’711.49 | 318’220’828.26 |
| Sonstige, den Wertpapieren gleichgestellte Rechte | 0.00 | 0.00 |
| Anteile an anderen Portfolios | 0.00 | 0.00 |
|  |  |  |
| Derivative Finanzinstrumente | -2’454’892.25 | -66’705’584.77 |
|  |  |  |
| Guthaben bei Banken, Postcheckguthaben, Schecks, Kassa | 94’301’705.96 | 166’752’909.08 |
| Bankguthaben auf Sicht | 53’224’310.96 | 96’826’409.08 |
| Bankguthaben auf Zeit | 41’077’395.00 | 69’926’500.00 |
|  |  |  |
| Rechnungsabgrenzungsposten | 1’715’793.70 | 2’147’003.02 |
| Sonstige Vermögenswerte | 1’715’793.70 | 2’147’003.02 |
|  |  |  |
| Total Aktiven | 3’536’964’808.84 | 3’795’398’623.48 |

| Passiven | 30.11.2019 CHF | 30.11.2018 CHF |
| --- | --- | --- |
| Eigenkapital | -3’527’519’653.01 | -3’789’790’430.49 |
| Gezeichnetes Kapital | -50’000.00 | -50’000.00 |
| Anteilsscheinkapital | -3’344’352’441.37 | -3’938’230’247.36 |
| Kapitalreserven | 0.00 | 0.00 |
| Gewinnreserven | 0.00 | 0.00 |
| Gesetzliche Reserven | 0.00 | 0.00 |
| Reserve für eigene Aktien oder Anteile | 0.00 | 0.00 |
| Statuarische Reserven | 0.00 | 0.00 |
| Sonstige Reserven | 0.00 | 0.00 |
| Gewinnvortrag / Verlustvortrag | 0.00 | 0.00 |
| Jahresgewinn / Jahresverlust (gezeichnetes Kapital) | 0.00 | 0.00 |
| Jahresgewinn / Jahresverlust (Anteilsscheinkapital) | -183’117’211.64 | 148’489’816.87 |
|  |  |  |
| Rückstellungen | -3’600.00 | -3’600.00 |
| Steuerrückstellungen | -3’600.00 | -3’600.00 |
| Sonstige Rückstellungen | 0.00 | 0.00 |
|  |  |  |
| Verbindlichkeiten (bis 1 Jahr) | -4’907’210.70 | -479’469.67 |
| Verbindlichkeiten gegenüber Banken | -4’907’210.70 | -479’469.67 |
| Verbindlichkeiten aus Lieferungen und Leistungen | 0.00 | 0.00 |
| Verbindlichkeiten gegenüber verbundenen Unternehmen | 0.00 | 0.00 |
| Sonstige Verbindlichkeiten | 0.00 | 0.00 |
|  |  |  |
| Rechnungsabgrenzungsposten | -4’534’345.13 | -5’125’123.32 |
|  |  |  |
| Total Passiven | -3’536’964’808.84 | -3’795’398’623.48 |