# Derivative financial instruments
## Derivatives open at the end of the period under review
Forward exchange transactions
| Currency | Amount | against | Counter value | Maturity | Counterparty | Market value in EUR 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| CHF	Purchase | 26,019.36 | EUR | 24,310.27 | 22.11.2021 | LGT Bank AG | 294.12 | 0.00 |
| CHF	Purchase | 18,250,515.55 | EUR | 17,031,947.81 | 22.11.2021 | LGT Bank AG | 226,076.05 | 0.03 |
| CHF	Purchase | 31,634,343.63 | EUR | 29,522,151.76 | 22.11.2021 | LGT Bank AG | 391,866.59 | 0.06 |
| CHF	Purchase | 965.07 | EUR | 901.32 | 22.11.2021 | LGT Bank AG | 11.27 | 0.00 |
| CHF	Purchase | 14,466.45 | EUR | 13,498.44 | 22.11.2021 | LGT Bank AG | 181.30 | 0.00 |
| CHF	Purchase | 137,751.90 | EUR | 128,485.16 | 22.11.2021 | LGT Bank AG | 1,775.58 | 0.00 |
| CHF	Purchase | 5,767.98 | EUR | 5,456.19 | 22.11.2021 | LGT Bank AG | -1.88 | 0.00 |
| CHF	Purchase | 59,657.02 | EUR | 55,928.12 | 22.11.2021 | LGT Bank AG | 484.66 | 0.00 |
| CHF	Purchase | 626,983,506.00 | EUR | 585,120,476.40 | 22.11.2021 | LGT Bank AG | 7,766,682.01 | 1.15 |
| CHF	Purchase | 9,015,891.05 | EUR | 8,413,909.48 | 22.11.2021 | LGT Bank AG | 111,683.26 | 0.02 |
| CHF	Purchase | 40,400.22 | EUR | 37,853.33 | 22.11.2021 | LGT Bank AG | 349.86 | 0.00 |
| CHF	Purchase | 1,926.52 | EUR | 1,803.31 | 22.11.2021 | LGT Bank AG | 18.44 | 0.00 |
| USD	Purchase | 6,241,601.61 | EUR | 5,389,420.98 | 22.11.2021 | LGT Bank AG | 1,722.37 | 0.00 |
| USD	Purchase | 22,858.40 | EUR | 19,685.64 | 22.11.2021 | LGT Bank AG | 58.16 | 0.00 |
| CHF	Sale | 26,529.39 | EUR | 24,756.80 | 22.11.2021 | LGT Bank AG | -329.88 | 0.00 |
| CHF	Sale | 313,326.07 | EUR | 293,558.71 | 22.11.2021 | LGT Bank AG | -2,728.20 | 0.00 |
| CHF	Sale | 10,025.30 | EUR | 9,355.45 | 22.11.2021 | LGT Bank AG | -124.66 | 0.00 |
| CHF	Sale | 29,824.17 | EUR | 27,963.82 | 22.11.2021 | LGT Bank AG | -238.46 | 0.00 |
| CHF	Sale | 963.30 | EUR | 898.45 | 22.11.2021 | LGT Bank AG | -12.46 | 0.00 |
| CHF	Sale | 25,979.67 | EUR | 24,354.56 | 22.11.2021 | LGT Bank AG | -212.29 | 0.00 |
| CHF	Sale | 91,801.75 | EUR | 85,767.41 | 22.11.2021 | LGT Bank AG | -1,042.02 | 0.00 |
| CHF	Sale | 192,652.00 | EUR | 180,322.11 | 22.11.2021 | LGT Bank AG | -1,853.17 | 0.00 |
| CHF	Sale | 188,107.89 | EUR | 176,374.24 | 22.11.2021 | LGT Bank AG | -1,504.05 | 0.00 |
| USD	Sale | 81,002.14 | EUR | 69,985.15 | 22.11.2021 | LGT Bank AG | 20.07 | 0.00 |
| CAD	Sale | 8,133,000.00 | EUR | 5,650,604.63 | 20.01.2022 | LGT Bank AG | -8,429.68 | 0.00 |
| CHF	Sale | 17,500,000.00 | EUR | 16,362,526.26 | 20.01.2022 | LGT Bank AG | -190,492.11 | -0.03 |
| GBP	Sale | 10,886,000.00 | EUR | 12,893,551.80 | 20.01.2022 | LGT Bank AG | 22,565.90 | 0.00 |
| JPY	Sale | 296,475,000.00 | EUR | 2,238,780.24 | 20.01.2022 | LGT Bank AG | -5,805.87 | 0.00 |
| SEK	Sale | 56,914,000.00 | EUR | 5,687,510.88 | 20.01.2022 | LGT Bank AG | -36,247.82 | -0.01 |
| USD	Sale | 182,000,000.00 | EUR | 156,514,171.41 | 20.01.2022 | LGT Bank AG | -422,426.20 | -0.06 |

Total Forward exchange transactions	7,852,340.89	1.16

## Exposure-decreasing derivatives open at the end of the period under review
| Futures |  |
| --- | --- |
| Description | Number of contracts | Contract size | Maturity | Counterparty | Contract volume in EUR | Market value in EUR 3 | in % 3 |
| BOBL DEC 21 | -440 | 100,000.00 | 10.12.2021 | EUREX | -58,854,400.00 | 884,400.00 | 0.13 |
| Bund DEC 21 | -560 | 100,000.00 | 10.12.2021 | EUREX | -94,147,200.00 | 2,282,000.00 | 0.34 |
| EURO BUXL DEC 21 | -150 | 100,000.00 | 10.12.2021 | EUREX | -31,347,000.00 | 216,000.00 | 0.03 |
| US 10yr Note DEC 21 | -530 | 100,000.00 | 31.12.2021 | CBOT | -59,859,695.41 | 800,928.65 | 0.12 |

| Description | Number of contracts | Contract size | Maturity | Counterparty | Contract volume in EUR | Market value in EUR 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| US 5yr Note DEC 21 | -90 | 100,000.00 | 05.01.2022 | CBOT | -9,468,564.48 | 123,946.81 | 0.02 |
| Total |  |  |  |  | -253,676,859.89 |  | 0.64 |

Transactions derivative financial instruments during the period under review
Forward exchange transactions
| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 20.05.2021 | CHF | EUR | 124,628.48 | 113,787.59 |
| 20.05.2021 | CHF | EUR | 4,045.64 | 3,687.16 |
| 20.05.2021 | CHF | EUR | 10,152,390.21 | 9,233,281.65 |
| 20.05.2021 | CHF | EUR | 6,845,417.80 | 6,225,693.58 |
| 20.05.2021 | CHF | EUR | 58,337.40 | 52,891.58 |
| 20.05.2021 | CHF | EUR | 180,005.00 | 164,110.41 |
| 20.05.2021 | CHF | EUR | 23,337.84 | 21,130.31 |
| 20.05.2021 | CHF | EUR | 55,445.61 | 50,426.05 |
| 20.05.2021 | CHF | EUR | 17,508.06 | 15,855.85 |
| 20.05.2021 | CHF | EUR | 31,155.52 | 28,417.42 |
| 20.05.2021 | CHF | EUR | 629,622,520.61 | 572,622,008.06 |
| 20.05.2021 | CHF | EUR | 51,540.91 | 46,824.64 |
| 20.05.2021 | CHF | EUR | 28,423,524.55 | 25,850,307.40 |
| 20.05.2021 | CHF | EUR | 5,836.38 | 5,308.01 |
| 20.05.2021 | EUR | CHF | 13,286.18 | 14,594.70 |
| 20.05.2021 | EUR | CHF | 44,600.39 | 49,232.50 |
| 20.05.2021 | EUR | CHF | 572,274,101.86 | 626,983,506.00 |
| 20.05.2021 | EUR | CHF | 18,627.83 | 20,433.00 |
| 20.05.2021 | EUR | CHF | 101,768.66 | 111,725.40 |
| 20.05.2021 | EUR | CHF | 8,903.90 | 9,737.90 |
| 20.05.2021 | EUR | CHF | 7,923.47 | 8,751.69 |
| 20.05.2021 | EUR | CHF | 2,656.46 | 2,916.36 |
| 20.05.2021 | EUR | CHF | 883.44 | 972.47 |
| 20.05.2021 | EUR | CHF | 15,033.28 | 16,536.58 |
| 20.05.2021 | EUR | CHF | 5,287.79 | 5,832.84 |
| 20.05.2021 | EUR | CHF | 26,327,228.92 | 28,844,112.00 |
| 20.05.2021 | EUR | CHF | 6,243,587.99 | 6,840,475.00 |
| 20.05.2021 | EUR | CHF | 9,080,638.92 | 9,948,748.00 |
| 20.05.2021 | EUR | USD | 4,648,918.65 | 5,640,533.00 |
| 20.05.2021 | USD | EUR | 250,298.18 | 208,428.97 |
| 20.05.2021 | USD | EUR | 240,304.23 | 199,270.46 |
| 20.05.2021 | USD | EUR | 5,163,812.50 | 4,326,757.91 |
| 21.06.2021 | CHF | EUR | 239,217.78 | 219,209.84 |
| 21.06.2021 | CHF | EUR | 28,844,112.00 | 26,336,291.33 |
| 21.06.2021 | CHF | EUR | 64,092.60 | 58,441.70 |
| 21.06.2021 | CHF | EUR | 2,910.99 | 2,653.17 |
| 21.06.2021 | CHF | EUR | 626,983,506.00 | 572,471,091.28 |
| 21.06.2021 | CHF | EUR | 28,180.46 | 25,814.01 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 21.06.2021 | CHF | EUR | 9,948,748.00 | 9,083,764.68 |
| 21.06.2021 | CHF | EUR | 141,801.04 | 128,927.97 |
| 21.06.2021 | CHF | EUR | 94,243.26 | 85,990.49 |
| 21.06.2021 | CHF | EUR | 36,912.06 | 33,722.18 |
| 21.06.2021 | CHF | EUR | 129,127.04 | 117,789.45 |
| 21.06.2021 | CHF | EUR | 422,460.06 | 386,984.07 |
| 21.06.2021 | CHF | EUR | 6,840,475.00 | 6,245,737.17 |
| 21.06.2021 | CHF | EUR | 17,475.84 | 15,941.43 |
| 21.06.2021 | CHF | EUR | 87,467.40 | 79,967.78 |
| 21.06.2021 | CHF | EUR | 135,923.20 | 123,960.63 |
| 21.06.2021 | CHF | EUR | 110,749.86 | 101,120.83 |
| 21.06.2021 | CHF | EUR | 569,971.13 | 520,534.42 |
| 21.06.2021 | EUR | CHF | 8,091.99 | 8,851.32 |
| 21.06.2021 | EUR | CHF | 1,772.43 | 1,940.18 |
| 21.06.2021 | EUR | CHF | 27,942,770.69 | 30,415,705.90 |
| 21.06.2021 | EUR | CHF | 35,642.11 | 38,897.20 |
| 21.06.2021 | EUR | CHF | 29,217.85 | 32,039.04 |
| 21.06.2021 | EUR | CHF | 8,357,646.07 | 9,097,297.75 |
| 21.06.2021 | EUR | CHF | 34,510.22 | 37,675.74 |
| 21.06.2021 | EUR | CHF | 132,744.64 | 144,745.02 |
| 21.06.2021 | EUR | CHF | 8,064.53 | 8,843.22 |
| 21.06.2021 | EUR | CHF | 495,889.10 | 542,823.52 |
| 21.06.2021 | EUR | CHF | 99,004.34 | 108,511.43 |
| 21.06.2021 | EUR | CHF | 6,672,425.41 | 7,262,935.06 |
| 21.06.2021 | EUR | CHF | 576,006,895.73 | 626,983,506.00 |
| 21.06.2021 | EUR | CHF | 3,553.95 | 3,887.44 |
| 21.06.2021 | EUR | CHF | 8,869.81 | 9,714.90 |
| 21.06.2021 | EUR | USD | 4,656,979.03 | 5,640,533.00 |
| 21.06.2021 | USD | EUR | 5,640,533.00 | 4,645,817.10 |
| 20.07.2021 | CHF | EUR | 19,457.60 | 17,775.78 |
| 20.07.2021 | CHF | EUR | 30,415,705.90 | 27,951,938.21 |
| 20.07.2021 | CHF | EUR | 9,097,297.75 | 8,360,388.06 |
| 20.07.2021 | CHF | EUR | 24,337.25 | 22,415.91 |
| 20.07.2021 | CHF | EUR | 74,043.00 | 68,375.18 |
| 20.07.2021 | CHF | EUR | 9,741.50 | 8,914.80 |
| 20.07.2021 | CHF | EUR | 68,112.80 | 62,140.31 |
| 20.07.2021 | CHF | EUR | 30,170.75 | 27,616.93 |
| 20.07.2021 | CHF | EUR | 10,458,887.40 | 9,549,855.73 |
| 20.07.2021 | CHF | EUR | 7,262,935.06 | 6,674,614.51 |
| 20.07.2021 | CHF | EUR | 24,331.25 | 22,271.72 |
| 20.07.2021 | CHF | EUR | 626,983,506.00 | 576,195,873.15 |
| 20.07.2021 | CHF | EUR | 159,739.28 | 146,648.95 |
| 20.07.2021 | CHF | EUR | 19,470.20 | 17,875.31 |
| 20.07.2021 | EUR | CHF | 28,254,680.77 | 30,598,717.34 |
| 20.07.2021 | EUR | CHF | 196,714.46 | 214,284.40 |
| 20.07.2021 | EUR | CHF | 16,364,229.61 | 17,721,822.46 |
| 20.07.2021 | EUR | CHF | 897.06 | 983.55 |
| 20.07.2021 | EUR | CHF | 7,109.96 | 7,783.04 |
| 20.07.2021 | EUR | CHF | 4,489.91 | 4,921.20 |
| 20.07.2021 | EUR | CHF | 894.55 | 973.45 |
| 20.07.2021 | EUR | CHF | 578,952,987.23 | 626,983,506.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 20.07.2021 | EUR | CHF | 8,383,125.45 | 9,078,597.92 |
| 20.07.2021 | EUR | CHF | 7,255.89 | 7,874.88 |
| 20.07.2021 | EUR | CHF | 15,125.65 | 16,540.15 |
| 20.07.2021 | EUR | CHF | 1,781.65 | 1,946.50 |
| 20.07.2021 | EUR | CHF | 4,487.98 | 4,920.20 |
| 20.07.2021 | EUR | CHF | 4,446.43 | 4,864.65 |
| 20.07.2021 | EUR | USD | 4,770,006.77 | 5,640,533.00 |
| 20.07.2021 | USD | EUR | 5,640,533.00 | 4,653,905.12 |
| 29.07.2021 | CHF | EUR | 5,000,000.00 | 4,607,488.09 |
| 29.07.2021 | EUR | CAD | 5,499,573.29 | 8,300,000.00 |
| 29.07.2021 | EUR | CHF | 23,759,280.40 | 26,200,000.00 |
| 29.07.2021 | EUR | GBP | 15,285,491.29 | 13,200,000.00 |
| 29.07.2021 | EUR | JPY | 2,270,059.89 | 297,500,000.00 |
| 29.07.2021 | EUR | SEK | 5,644,770.72 | 57,100,000.00 |
| 29.07.2021 | EUR | USD | 161,294,458.34 | 195,000,000.00 |
| 20.08.2021 | CHF | EUR | 626,983,506.00 | 579,123,040.56 |
| 20.08.2021 | CHF | EUR | 64,309.74 | 59,399.04 |
| 20.08.2021 | CHF | EUR | 9,748.60 | 8,981.80 |
| 20.08.2021 | CHF | EUR | 19,470.00 | 18,003.06 |
| 20.08.2021 | CHF | EUR | 17,721,822.46 | 16,369,036.20 |
| 20.08.2021 | CHF | EUR | 78,973.38 | 73,084.05 |
| 20.08.2021 | CHF | EUR | 134,434.08 | 124,348.43 |
| 20.08.2021 | CHF | EUR | 199,704.85 | 184,460.48 |
| 20.08.2021 | CHF | EUR | 9,078,597.92 | 8,385,587.79 |
| 20.08.2021 | CHF | EUR | 30,598,717.34 | 28,262,979.89 |
| 20.08.2021 | CHF | EUR | 52,677.04 | 48,646.08 |
| 20.08.2021 | CHF | EUR | 9,744.70 | 8,987.56 |
| 20.08.2021 | CHF | EUR | 24,396.75 | 22,702.61 |
| 20.08.2021 | EUR | CHF | 28,776,994.83 | 31,084,909.81 |
| 20.08.2021 | EUR | CHF | 26,992.87 | 29,225.10 |
| 20.08.2021 | EUR | CHF | 16,453,884.85 | 17,773,486.42 |
| 20.08.2021 | EUR | CHF | 902.23 | 974.98 |
| 20.08.2021 | EUR | CHF | 935.70 | 1,013.08 |
| 20.08.2021 | EUR | CHF | 1,127.64 | 1,223.71 |
| 20.08.2021 | EUR | CHF | 8,376,043.61 | 9,047,802.31 |
| 20.08.2021 | EUR | CHF | 27,304.86 | 29,571.90 |
| 20.08.2021 | EUR | CHF | 13,662.13 | 14,647.95 |
| 20.08.2021 | EUR | CHF | 580,432,795.78 | 626,983,506.00 |
| 20.08.2021 | EUR | CHF | 9,010.31 | 9,741.60 |
| 20.08.2021 | EUR | USD | 5,207,978.71 | 6,140,727.70 |
| 20.08.2021 | USD | EUR | 500,194.70 | 423,412.99 |
| 20.08.2021 | USD | EUR | 5,640,533.00 | 4,766,701.31 |
| 20.09.2021 | CHF | EUR | 97,306.00 | 90,558.23 |
| 20.09.2021 | CHF | EUR | 17,485.92 | 16,113.86 |
| 20.09.2021 | CHF | EUR | 60,760.80 | 56,586.26 |
| 20.09.2021 | CHF | EUR | 17,773,486.42 | 16,459,248.36 |
| 20.09.2021 | CHF | EUR | 32,092.17 | 29,899.41 |
| 20.09.2021 | CHF | EUR | 73,789.86 | 67,841.95 |
| 20.09.2021 | CHF | EUR | 31,084,909.81 | 28,786,375.31 |
| 20.09.2021 | CHF | EUR | 11,680.32 | 10,898.13 |
| 20.09.2021 | CHF | EUR | 29,167.50 | 26,888.11 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 20.09.2021 | CHF | EUR | 9,047,802.31 | 8,378,773.97 |
| 20.09.2021 | CHF | EUR | 48,622.00 | 44,806.17 |
| 20.09.2021 | CHF | EUR | 626,983,506.00 | 580,622,000.50 |
| 20.09.2021 | CHF | EUR | 73,006.50 | 68,095.90 |
| 20.09.2021 | CHF | EUR | 24,269.00 | 22,363.04 |
| 20.09.2021 | CHF | EUR | 29,175.90 | 27,000.90 |
| 20.09.2021 | CHF | EUR | 24,299.75 | 22,341.04 |
| 20.09.2021 | CHF | EUR | 19,232.56 | 17,944.62 |
| 20.09.2021 | CHF | EUR | 58,410.60 | 54,530.33 |
| 20.09.2021 | CHF | EUR | 160,378.35 | 147,450.89 |
| 20.09.2021 | EUR | CHF | 65,812.94 | 71,069.88 |
| 20.09.2021 | EUR | CHF | 8,311,171.04 | 9,038,398.51 |
| 20.09.2021 | EUR | CHF | 16,484,845.65 | 17,927,269.64 |
| 20.09.2021 | EUR | CHF | 68,012.35 | 73,033.50 |
| 20.09.2021 | EUR | CHF | 69,380.42 | 74,881.73 |
| 20.09.2021 | EUR | CHF | 2,688.24 | 2,917.32 |
| 20.09.2021 | EUR | CHF | 576,536,557.24 | 626,983,506.00 |
| 20.09.2021 | EUR | CHF | 4,527.68 | 4,865.30 |
| 20.09.2021 | EUR | CHF | 28,866,277.47 | 31,392,076.75 |
| 20.09.2021 | EUR | CHF | 16,247.59 | 17,492.22 |
| 20.09.2021 | EUR | CHF | 18,175.86 | 19,470.20 |
| 20.09.2021 | EUR | CHF | 3,631.93 | 3,893.24 |
| 20.09.2021 | EUR | CHF | 8,665.48 | 9,403.80 |
| 20.09.2021 | EUR | CHF | 28,595.12 | 31,103.68 |
| 20.09.2021 | EUR | USD | 5,198,719.69 | 6,140,727.70 |
| 20.09.2021 | USD | EUR | 6,140,727.70 | 5,204,531.39 |
| 20.10.2021 | CHF | EUR | 44,442.64 | 41,031.56 |
| 20.10.2021 | CHF | EUR | 9,038,398.51 | 8,313,632.64 |
| 20.10.2021 | CHF | EUR | 14,574.15 | 13,423.70 |
| 20.10.2021 | CHF | EUR | 17,927,269.64 | 16,489,728.12 |
| 20.10.2021 | CHF | EUR | 626,983,506.00 | 576,707,315.64 |
| 20.10.2021 | CHF | EUR | 21,364.42 | 19,638.17 |
| 20.10.2021 | CHF | EUR | 60,390.60 | 56,014.05 |
| 20.10.2021 | CHF | EUR | 181,952.04 | 169,044.95 |
| 20.10.2021 | CHF | EUR | 31,392,076.75 | 28,874,827.08 |
| 20.10.2021 | CHF | EUR | 48,560.50 | 44,437.46 |
| 20.10.2021 | CHF | EUR | 4,832.45 | 4,509.59 |
| 20.10.2021 | CHF | EUR | 63,128.00 | 58,354.97 |
| 20.10.2021 | CHF | EUR | 67,696.13 | 62,500.29 |
| 20.10.2021 | CHF | EUR | 218,412.67 | 202,919.18 |
| 20.10.2021 | EUR | CHF | 901.15 | 966.59 |
| 20.10.2021 | EUR | CHF | 584,927,237.62 | 626,983,506.00 |
| 20.10.2021 | EUR | CHF | 30,496.60 | 33,014.00 |
| 20.10.2021 | EUR | CHF | 12,587.82 | 13,549.62 |
| 20.10.2021 | EUR | CHF | 14,574.50 | 15,648.16 |
| 20.10.2021 | EUR | CHF | 62,479.99 | 67,725.00 |
| 20.10.2021 | EUR | CHF | 3,554.82 | 3,884.84 |
| 20.10.2021 | EUR | CHF | 22,342.68 | 24,222.75 |
| 20.10.2021 | EUR | CHF | 6,332.11 | 6,859.30 |
| 20.10.2021 | EUR | CHF | 13,429.36 | 14,547.45 |
| 20.10.2021 | EUR | CHF | 17,026,322.93 | 18,250,515.55 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 20.10.2021 | EUR | CHF | 1,799.47 | 1,930.56 |
| 20.10.2021 | EUR | CHF | 8,411,130.75 | 9,015,891.05 |
| 20.10.2021 | EUR | CHF | 29,512,401.93 | 31,634,343.63 |
| 20.10.2021 | EUR | USD | 5,393,244.28 | 6,241,601.61 |
| 20.10.2021 | USD | EUR | 6,140,727.70 | 5,195,201.10 |
| 20.10.2021 | USD | EUR | 28,687.25 | 24,508.94 |
| 20.10.2021 | USD | EUR | 72,186.66 | 62,250.75 |
| 28.10.2021 | CHF | EUR | 2,200,000.00 | 2,037,803.10 |
| 28.10.2021 | EUR | CAD | 5,531,120.80 | 8,222,000.00 |
| 28.10.2021 | EUR | CHF | 18,513,375.91 | 20,000,000.00 |
| 28.10.2021 | EUR | GBP | 11,680,550.95 | 10,000,000.00 |
| 28.10.2021 | EUR | JPY | 2,282,995.80 | 297,033,000.00 |
| 28.10.2021 | EUR | SEK | 5,602,886.89 | 56,996,000.00 |
| 28.10.2021 | EUR | USD | 164,767,196.63 | 195,000,000.00 |
| 28.10.2021 | USD | EUR | 9,000,000.00 | 7,765,301.53 |


## Transactions in exposure-decreasing derivatives during the period under review
| Futures |  |
| --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| BOBL JUN 21 | 10.06.2021 | 440 | 0 |
| BOBL SEP 21 | 10.09.2021 | 440 | 440 |
| Bund JUN 21 | 10.06.2021 | 360 | 0 |
| Bund SEP 21 | 10.09.2021 | 360 | 360 |
| EURO BUXL JUN 21 | 10.06.2021 | 150 | 0 |
| EURO BUXL SEP 21 | 10.09.2021 | 150 | 150 |
| US 10yr Note JUN 21 | 30.06.2021 | 800 | 0 |
| US 10yr Note SEP 21 | 30.09.2021 | 800 | 800 |
| US 5yr Note JUN 21 | 06.07.2021 | 90 | 0 |
| US 5yr Note SEP 21 | 05.10.2021 | 90 | 90 |

1	
Purchase includes the following transactions: allotment from subscription / allotment from option rights / option rights / allotment of subscription rights from underlying stocks
/ bonus securities / changes of corporate names / conversions / purchases / share exchanges between companies / stock splits / stock dividends / optional dividends / transfers / transfers due to redenomination in euro
2	
Sale includes the following transactions: cancellations as a result of expiry / draws by lot / exercises of rights / options / repayments / reverse-splits / sales / share exchanges between companies / transfers / transfers due to redenomination in fund currency
3	
Divergences in the totals may be attributed to rounding differences
| LGT Sustainable Bond Fund EM Defensive UCITS under the laws of Liechtenstein |  |
| --- | --- |
| 3-Year Comparison As of: | 31.10.2021 | 31.10.2020 | 31.10.2019 |
| Net asset value (USD) B | 2,170,485 | 998,600 | 1,577,829 |
| Units outstanding at the end of the period (USD) B | 1,904 | 878 | 1,421 |
| Net asset value per unit at the end of the period (USD) B | 1,140.04 | 1,137.36 | 1,110.69 |
| Net asset value per unit at the beginning of the period (USD) B | 1,137.36 | 1,110.69 | 1,028.78 |
| Percent change in asset value vs previous year (USD) B | 0.24% | 2.40% | 7.96% |
|  |  |  |  |
| Net asset value (CHF) B | 1,404,926 | 1,342,993 | 1,413,705 |
| Units outstanding at the end of the period (CHF) B | 1,455 | 1,376 | 1,452 |
| Net asset value per unit at the end of the period (CHF) B | 965.52 | 975.82 | 973.63 |
| Net asset value per unit at the beginning of the period (CHF) B | 975.82 | 973.63 | 935.01 |
| Percent change in asset value vs previous year (CHF) B | -1.06% | 0.22% | 4.13% |
|  |  |  |  |
| Net asset value (EUR) B | 2,922,443 | 2,229,070 | 2,068,114 |
| Units outstanding at the end of the period (EUR) B | 2,904 | 2,201 | 2,055 |
| Net asset value per unit at the end of the period (EUR) B | 1,006.35 | 1,012.60 | 1,006.55 |
| Net asset value per unit at the beginning of the period (EUR) B | 1,012.60 | 1,006.55 | 960.68 |
| Percent change in asset value vs previous year (EUR) B | -0.62% | 0.60% | 4.77% |
|  |  |  |  |
| Net asset value (EUR) I1 | 5,891,664 | 5,870,636 | 5,782,124 |
| Units outstanding at the end of the period (EUR) I1 | 5,570 | 5,563 | 5,556 |
| Net asset value per unit at the end of the period (EUR) I1 | 1,057.77 | 1,055.32 | 1,040.72 |
| Net asset value per unit at the beginning of the period (EUR) I1 | 1,055.32 | 1,040.72 | 984.99 |
| Percent change in asset value vs previous year (EUR) I1 | 0.23% | 1.40% | 5.66% |
|  |  |  |  |
| Net asset value (CHF) I2 | 148,229,651 | 157,482,702 | 154,836,140 |
| Units outstanding at the end of the period (CHF) I2 | 139,154 | 148,437 | 148,437 |
| Net asset value per unit at the end of the period (CHF) I2 | 1,065.22 | 1,060.94 | 1,043.11 |
| Net asset value per unit at the beginning of the period (CHF) I2 | 1,060.94 | 1,043.11 | 986.94 |
| Percent change in asset value vs previous year (CHF) I2 | 0.40% | 1.71% | 5.69% |
|  |  |  |  |
| Net asset value (CHF) C | 2,620,298 | 594,788 | n.a. |
| Units outstanding at the end of the period (CHF) C | 2,629 | 595 | n.a. |
| Net asset value per unit at the end of the period (CHF) C | 996.69 | 999.64 | n.a. |
| Net asset value per unit at the beginning of the period (CHF) C | 999.64 | 1,000.00  1 | n.a. |
| Percent change in asset value vs previous year (CHF) C | -0.30% | -0.04%  1 | n.a. |

| As of: | 31.10.2021 | 31.10.2020 | 31.10.2019 |
| --- | --- | --- | --- |
| Net asset value (USD) IM | 6,571,362 | 8,971,589 | 12,447,528 |
| Units outstanding at the end of the period (USD) IM | 5,219 | 7,242 | 10,432 |
| Net asset value per unit at the end of the period (USD) IM | 1,259.12 | 1,238.88 | 1,193.24 |
| Net asset value per unit at the beginning of the period (USD) IM | 1,238.88 | 1,193.24 | 1,090.11 |
| Percent change in asset value vs previous year (USD) IM | 1.63% | 3.82% | 9.46% |
| 1  Since launching 31.01.2020 |  |  |  |

As no comparative index exists, the fund is not measured against a benchmark.
The historical performance is no indication for current or future performance. The performance data do not take into consideration the commissions and fees charged on the issuance and redemption of units.

Translation (ENDE, 2021-10-31):
# Derivative Finanzinstrumente
## Am Ende der Berichtsperiode offene derivative Finanzinstrumente
Devisentermingeschäfte
| Währung |  | Betrag | gegen | Gegenwert | Verfall | Gegenpartei | Verkehrswert in EUR 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| CHF | Kauf | 26’019.36 | EUR | 24’310.27 | 22.11.2021 | LGT Bank AG | 294.12 | 0.00 |
| CHF | Kauf | 18’250’515.55 | EUR | 17’031’947.81 | 22.11.2021 | LGT Bank AG | 226’076.05 | 0.03 |
| CHF | Kauf | 31’634’343.63 | EUR | 29’522’151.76 | 22.11.2021 | LGT Bank AG | 391’866.59 | 0.06 |
| CHF | Kauf | 965.07 | EUR | 901.32 | 22.11.2021 | LGT Bank AG | 11.27 | 0.00 |
| CHF | Kauf | 14’466.45 | EUR | 13’498.44 | 22.11.2021 | LGT Bank AG | 181.30 | 0.00 |
| CHF | Kauf | 137’751.90 | EUR | 128’485.16 | 22.11.2021 | LGT Bank AG | 1’775.58 | 0.00 |
| CHF | Kauf | 5’767.98 | EUR | 5’456.19 | 22.11.2021 | LGT Bank AG | -1.88 | 0.00 |
| CHF | Kauf | 59’657.02 | EUR | 55’928.12 | 22.11.2021 | LGT Bank AG | 484.66 | 0.00 |
| CHF | Kauf | 626’983’506.00 | EUR | 585’120’476.40 | 22.11.2021 | LGT Bank AG | 7’766’682.01 | 1.15 |
| CHF | Kauf | 9’015’891.05 | EUR | 8’413’909.48 | 22.11.2021 | LGT Bank AG | 111’683.26 | 0.02 |
| CHF | Kauf | 40’400.22 | EUR | 37’853.33 | 22.11.2021 | LGT Bank AG | 349.86 | 0.00 |
| CHF | Kauf | 1’926.52 | EUR | 1’803.31 | 22.11.2021 | LGT Bank AG | 18.44 | 0.00 |
| USD | Kauf | 6’241’601.61 | EUR | 5’389’420.98 | 22.11.2021 | LGT Bank AG | 1’722.37 | 0.00 |
| USD | Kauf | 22’858.40 | EUR | 19’685.64 | 22.11.2021 | LGT Bank AG | 58.16 | 0.00 |
| CHF | Verkauf | 26’529.39 | EUR | 24’756.80 | 22.11.2021 | LGT Bank AG | -329.88 | 0.00 |
| CHF | Verkauf | 313’326.07 | EUR | 293’558.71 | 22.11.2021 | LGT Bank AG | -2’728.20 | 0.00 |
| CHF | Verkauf | 10’025.30 | EUR | 9’355.45 | 22.11.2021 | LGT Bank AG | -124.66 | 0.00 |
| CHF | Verkauf | 29’824.17 | EUR | 27’963.82 | 22.11.2021 | LGT Bank AG | -238.46 | 0.00 |
| CHF | Verkauf | 963.30 | EUR | 898.45 | 22.11.2021 | LGT Bank AG | -12.46 | 0.00 |
| CHF | Verkauf | 25’979.67 | EUR | 24’354.56 | 22.11.2021 | LGT Bank AG | -212.29 | 0.00 |
| CHF | Verkauf | 91’801.75 | EUR | 85’767.41 | 22.11.2021 | LGT Bank AG | -1’042.02 | 0.00 |
| CHF | Verkauf | 192’652.00 | EUR | 180’322.11 | 22.11.2021 | LGT Bank AG | -1’853.17 | 0.00 |
| CHF | Verkauf | 188’107.89 | EUR | 176’374.24 | 22.11.2021 | LGT Bank AG | -1’504.05 | 0.00 |
| USD | Verkauf | 81’002.14 | EUR | 69’985.15 | 22.11.2021 | LGT Bank AG | 20.07 | 0.00 |
| CAD | Verkauf | 8’133’000.00 | EUR | 5’650’604.63 | 20.01.2022 | LGT Bank AG | -8’429.68 | 0.00 |
| CHF | Verkauf | 17’500’000.00 | EUR | 16’362’526.26 | 20.01.2022 | LGT Bank AG | -190’492.11 | -0.03 |
| GBP | Verkauf | 10’886’000.00 | EUR | 12’893’551.80 | 20.01.2022 | LGT Bank AG | 22’565.90 | 0.00 |
| JPY | Verkauf | 296’475’000.00 | EUR | 2’238’780.24 | 20.01.2022 | LGT Bank AG | -5’805.87 | 0.00 |
| SEK | Verkauf | 56’914’000.00 | EUR | 5’687’510.88 | 20.01.2022 | LGT Bank AG | -36’247.82 | -0.01 |
| USD | Verkauf | 182’000’000.00 | EUR | 156’514’171.41 | 20.01.2022 | LGT Bank AG | -422’426.20 | -0.06 |

Total Devisentermingeschäfte	7’852’340.891.16
Am Ende der Berichtsperiode offene engagementreduzierende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Anzahl Kontrakte | Kontraktgrösse | Verfall | Gegenpartei | Kontraktwert in EUR | Verkehrswert in EUR 3 | in % 3 |
| BOBL DEC 21 | -440 | 100’000.00 | 10.12.2021 | EUREX | -58’854’400.00 | 884’400.00 | 0.13 |
| Bund DEC 21 | -560 | 100’000.00 | 10.12.2021 | EUREX | -94’147’200.00 | 2’282’000.00 | 0.34 |
| EURO BUXL DEC 21 | -150 | 100’000.00 | 10.12.2021 | EUREX | -31’347’000.00 | 216’000.00 | 0.03 |
| US 10yr Note DEC 21 | -530 | 100’000.00 | 31.12.2021 | CBOT | -59’859’695.41 | 800’928.65 | 0.12 |
| US 5yr Note DEC 21 | -90 | 100’000.00 | 05.01.2022 | CBOT | -9’468’564.48 | 123’946.81 | 0.02 |
| Total |  |  |  |  | -253’676’859.89 |  | 0.64 |

Während der Berichtsperiode getätigte derivative Finanzinstrumente
| Devisentermingeschäfte |  |
| --- | --- |
| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| 20.05.2021 | CHF | EUR | 124’628.48 | 113’787.59 |
| 20.05.2021 | CHF | EUR | 4’045.64 | 3’687.16 |
| 20.05.2021 | CHF | EUR | 10’152’390.21 | 9’233’281.65 |
| 20.05.2021 | CHF | EUR | 6’845’417.80 | 6’225’693.58 |
| 20.05.2021 | CHF | EUR | 58’337.40 | 52’891.58 |
| 20.05.2021 | CHF | EUR | 180’005.00 | 164’110.41 |
| 20.05.2021 | CHF | EUR | 23’337.84 | 21’130.31 |
| 20.05.2021 | CHF | EUR | 55’445.61 | 50’426.05 |
| 20.05.2021 | CHF | EUR | 17’508.06 | 15’855.85 |
| 20.05.2021 | CHF | EUR | 31’155.52 | 28’417.42 |
| 20.05.2021 | CHF | EUR | 629’622’520.61 | 572’622’008.06 |
| 20.05.2021 | CHF | EUR | 51’540.91 | 46’824.64 |
| 20.05.2021 | CHF | EUR | 28’423’524.55 | 25’850’307.40 |
| 20.05.2021 | CHF | EUR | 5’836.38 | 5’308.01 |
| 20.05.2021 | EUR | CHF | 13’286.18 | 14’594.70 |
| 20.05.2021 | EUR | CHF | 44’600.39 | 49’232.50 |
| 20.05.2021 | EUR | CHF | 572’274’101.86 | 626’983’506.00 |
| 20.05.2021 | EUR | CHF | 18’627.83 | 20’433.00 |
| 20.05.2021 | EUR | CHF | 101’768.66 | 111’725.40 |
| 20.05.2021 | EUR | CHF | 8’903.90 | 9’737.90 |
| 20.05.2021 | EUR | CHF | 7’923.47 | 8’751.69 |
| 20.05.2021 | EUR | CHF | 2’656.46 | 2’916.36 |
| 20.05.2021 | EUR | CHF | 883.44 | 972.47 |
| 20.05.2021 | EUR | CHF | 15’033.28 | 16’536.58 |
| 20.05.2021 | EUR | CHF | 5’287.79 | 5’832.84 |
| 20.05.2021 | EUR | CHF | 26’327’228.92 | 28’844’112.00 |
| 20.05.2021 | EUR | CHF | 6’243’587.99 | 6’840’475.00 |
| 20.05.2021 | EUR | CHF | 9’080’638.92 | 9’948’748.00 |
| 20.05.2021 | EUR | USD | 4’648’918.65 | 5’640’533.00 |
| 20.05.2021 | USD | EUR | 250’298.18 | 208’428.97 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 20.05.2021 | USD | EUR | 240’304.23 | 199’270.46 |
| 20.05.2021 | USD | EUR | 5’163’812.50 | 4’326’757.91 |
| 21.06.2021 | CHF | EUR | 239’217.78 | 219’209.84 |
| 21.06.2021 | CHF | EUR | 28’844’112.00 | 26’336’291.33 |
| 21.06.2021 | CHF | EUR | 64’092.60 | 58’441.70 |
| 21.06.2021 | CHF | EUR | 2’910.99 | 2’653.17 |
| 21.06.2021 | CHF | EUR | 626’983’506.00 | 572’471’091.28 |
| 21.06.2021 | CHF | EUR | 28’180.46 | 25’814.01 |
| 21.06.2021 | CHF | EUR | 9’948’748.00 | 9’083’764.68 |
| 21.06.2021 | CHF | EUR | 141’801.04 | 128’927.97 |
| 21.06.2021 | CHF | EUR | 94’243.26 | 85’990.49 |
| 21.06.2021 | CHF | EUR | 36’912.06 | 33’722.18 |
| 21.06.2021 | CHF | EUR | 129’127.04 | 117’789.45 |
| 21.06.2021 | CHF | EUR | 422’460.06 | 386’984.07 |
| 21.06.2021 | CHF | EUR | 6’840’475.00 | 6’245’737.17 |
| 21.06.2021 | CHF | EUR | 17’475.84 | 15’941.43 |
| 21.06.2021 | CHF | EUR | 87’467.40 | 79’967.78 |
| 21.06.2021 | CHF | EUR | 135’923.20 | 123’960.63 |
| 21.06.2021 | CHF | EUR | 110’749.86 | 101’120.83 |
| 21.06.2021 | CHF | EUR | 569’971.13 | 520’534.42 |
| 21.06.2021 | EUR | CHF | 8’091.99 | 8’851.32 |
| 21.06.2021 | EUR | CHF | 1’772.43 | 1’940.18 |
| 21.06.2021 | EUR | CHF | 27’942’770.69 | 30’415’705.90 |
| 21.06.2021 | EUR | CHF | 35’642.11 | 38’897.20 |
| 21.06.2021 | EUR | CHF | 29’217.85 | 32’039.04 |
| 21.06.2021 | EUR | CHF | 8’357’646.07 | 9’097’297.75 |
| 21.06.2021 | EUR | CHF | 34’510.22 | 37’675.74 |
| 21.06.2021 | EUR | CHF | 132’744.64 | 144’745.02 |
| 21.06.2021 | EUR | CHF | 8’064.53 | 8’843.22 |
| 21.06.2021 | EUR | CHF | 495’889.10 | 542’823.52 |
| 21.06.2021 | EUR | CHF | 99’004.34 | 108’511.43 |
| 21.06.2021 | EUR | CHF | 6’672’425.41 | 7’262’935.06 |
| 21.06.2021 | EUR | CHF | 576’006’895.73 | 626’983’506.00 |
| 21.06.2021 | EUR | CHF | 3’553.95 | 3’887.44 |
| 21.06.2021 | EUR | CHF | 8’869.81 | 9’714.90 |
| 21.06.2021 | EUR | USD | 4’656’979.03 | 5’640’533.00 |
| 21.06.2021 | USD | EUR | 5’640’533.00 | 4’645’817.10 |
| 20.07.2021 | CHF | EUR | 19’457.60 | 17’775.78 |
| 20.07.2021 | CHF | EUR | 30’415’705.90 | 27’951’938.21 |
| 20.07.2021 | CHF | EUR | 9’097’297.75 | 8’360’388.06 |
| 20.07.2021 | CHF | EUR | 24’337.25 | 22’415.91 |
| 20.07.2021 | CHF | EUR | 74’043.00 | 68’375.18 |
| 20.07.2021 | CHF | EUR | 9’741.50 | 8’914.80 |
| 20.07.2021 | CHF | EUR | 68’112.80 | 62’140.31 |
| 20.07.2021 | CHF | EUR | 30’170.75 | 27’616.93 |
| 20.07.2021 | CHF | EUR | 10’458’887.40 | 9’549’855.73 |
| 20.07.2021 | CHF | EUR | 7’262’935.06 | 6’674’614.51 |
| 20.07.2021 | CHF | EUR | 24’331.25 | 22’271.72 |
| 20.07.2021 | CHF | EUR | 626’983’506.00 | 576’195’873.15 |
| 20.07.2021 | CHF | EUR | 159’739.28 | 146’648.95 |
| 20.07.2021 | CHF | EUR | 19’470.20 | 17’875.31 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 20.07.2021 | EUR | CHF | 28’254’680.77 | 30’598’717.34 |
| 20.07.2021 | EUR | CHF | 196’714.46 | 214’284.40 |
| 20.07.2021 | EUR | CHF | 16’364’229.61 | 17’721’822.46 |
| 20.07.2021 | EUR | CHF | 897.06 | 983.55 |
| 20.07.2021 | EUR | CHF | 7’109.96 | 7’783.04 |
| 20.07.2021 | EUR | CHF | 4’489.91 | 4’921.20 |
| 20.07.2021 | EUR | CHF | 894.55 | 973.45 |
| 20.07.2021 | EUR | CHF | 578’952’987.23 | 626’983’506.00 |
| 20.07.2021 | EUR | CHF | 8’383’125.45 | 9’078’597.92 |
| 20.07.2021 | EUR | CHF | 7’255.89 | 7’874.88 |
| 20.07.2021 | EUR | CHF | 15’125.65 | 16’540.15 |
| 20.07.2021 | EUR | CHF | 1’781.65 | 1’946.50 |
| 20.07.2021 | EUR | CHF | 4’487.98 | 4’920.20 |
| 20.07.2021 | EUR | CHF | 4’446.43 | 4’864.65 |
| 20.07.2021 | EUR | USD | 4’770’006.77 | 5’640’533.00 |
| 20.07.2021 | USD | EUR | 5’640’533.00 | 4’653’905.12 |
| 29.07.2021 | CHF | EUR | 5’000’000.00 | 4’607’488.09 |
| 29.07.2021 | EUR | CAD | 5’499’573.29 | 8’300’000.00 |
| 29.07.2021 | EUR | CHF | 23’759’280.40 | 26’200’000.00 |
| 29.07.2021 | EUR | GBP | 15’285’491.29 | 13’200’000.00 |
| 29.07.2021 | EUR | JPY | 2’270’059.89 | 297’500’000.00 |
| 29.07.2021 | EUR | SEK | 5’644’770.72 | 57’100’000.00 |
| 29.07.2021 | EUR | USD | 161’294’458.34 | 195’000’000.00 |
| 20.08.2021 | CHF | EUR | 626’983’506.00 | 579’123’040.56 |
| 20.08.2021 | CHF | EUR | 64’309.74 | 59’399.04 |
| 20.08.2021 | CHF | EUR | 9’748.60 | 8’981.80 |
| 20.08.2021 | CHF | EUR | 19’470.00 | 18’003.06 |
| 20.08.2021 | CHF | EUR | 17’721’822.46 | 16’369’036.20 |
| 20.08.2021 | CHF | EUR | 78’973.38 | 73’084.05 |
| 20.08.2021 | CHF | EUR | 134’434.08 | 124’348.43 |
| 20.08.2021 | CHF | EUR | 199’704.85 | 184’460.48 |
| 20.08.2021 | CHF | EUR | 9’078’597.92 | 8’385’587.79 |
| 20.08.2021 | CHF | EUR | 30’598’717.34 | 28’262’979.89 |
| 20.08.2021 | CHF | EUR | 52’677.04 | 48’646.08 |
| 20.08.2021 | CHF | EUR | 9’744.70 | 8’987.56 |
| 20.08.2021 | CHF | EUR | 24’396.75 | 22’702.61 |
| 20.08.2021 | EUR | CHF | 28’776’994.83 | 31’084’909.81 |
| 20.08.2021 | EUR | CHF | 26’992.87 | 29’225.10 |
| 20.08.2021 | EUR | CHF | 16’453’884.85 | 17’773’486.42 |
| 20.08.2021 | EUR | CHF | 902.23 | 974.98 |
| 20.08.2021 | EUR | CHF | 935.70 | 1’013.08 |
| 20.08.2021 | EUR | CHF | 1’127.64 | 1’223.71 |
| 20.08.2021 | EUR | CHF | 8’376’043.61 | 9’047’802.31 |
| 20.08.2021 | EUR | CHF | 27’304.86 | 29’571.90 |
| 20.08.2021 | EUR | CHF | 13’662.13 | 14’647.95 |
| 20.08.2021 | EUR | CHF | 580’432’795.78 | 626’983’506.00 |
| 20.08.2021 | EUR | CHF | 9’010.31 | 9’741.60 |
| 20.08.2021 | EUR | USD | 5’207’978.71 | 6’140’727.70 |
| 20.08.2021 | USD | EUR | 500’194.70 | 423’412.99 |
| 20.08.2021 | USD | EUR | 5’640’533.00 | 4’766’701.31 |
| 20.09.2021 | CHF | EUR | 97’306.00 | 90’558.23 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 20.09.2021 | CHF | EUR | 17’485.92 | 16’113.86 |
| 20.09.2021 | CHF | EUR | 60’760.80 | 56’586.26 |
| 20.09.2021 | CHF | EUR | 17’773’486.42 | 16’459’248.36 |
| 20.09.2021 | CHF | EUR | 32’092.17 | 29’899.41 |
| 20.09.2021 | CHF | EUR | 73’789.86 | 67’841.95 |
| 20.09.2021 | CHF | EUR | 31’084’909.81 | 28’786’375.31 |
| 20.09.2021 | CHF | EUR | 11’680.32 | 10’898.13 |
| 20.09.2021 | CHF | EUR | 29’167.50 | 26’888.11 |
| 20.09.2021 | CHF | EUR | 9’047’802.31 | 8’378’773.97 |
| 20.09.2021 | CHF | EUR | 48’622.00 | 44’806.17 |
| 20.09.2021 | CHF | EUR | 626’983’506.00 | 580’622’000.50 |
| 20.09.2021 | CHF | EUR | 73’006.50 | 68’095.90 |
| 20.09.2021 | CHF | EUR | 24’269.00 | 22’363.04 |
| 20.09.2021 | CHF | EUR | 29’175.90 | 27’000.90 |
| 20.09.2021 | CHF | EUR | 24’299.75 | 22’341.04 |
| 20.09.2021 | CHF | EUR | 19’232.56 | 17’944.62 |
| 20.09.2021 | CHF | EUR | 58’410.60 | 54’530.33 |
| 20.09.2021 | CHF | EUR | 160’378.35 | 147’450.89 |
| 20.09.2021 | EUR | CHF | 65’812.94 | 71’069.88 |
| 20.09.2021 | EUR | CHF | 8’311’171.04 | 9’038’398.51 |
| 20.09.2021 | EUR | CHF | 16’484’845.65 | 17’927’269.64 |
| 20.09.2021 | EUR | CHF | 68’012.35 | 73’033.50 |
| 20.09.2021 | EUR | CHF | 69’380.42 | 74’881.73 |
| 20.09.2021 | EUR | CHF | 2’688.24 | 2’917.32 |
| 20.09.2021 | EUR | CHF | 576’536’557.24 | 626’983’506.00 |
| 20.09.2021 | EUR | CHF | 4’527.68 | 4’865.30 |
| 20.09.2021 | EUR | CHF | 28’866’277.47 | 31’392’076.75 |
| 20.09.2021 | EUR | CHF | 16’247.59 | 17’492.22 |
| 20.09.2021 | EUR | CHF | 18’175.86 | 19’470.20 |
| 20.09.2021 | EUR | CHF | 3’631.93 | 3’893.24 |
| 20.09.2021 | EUR | CHF | 8’665.48 | 9’403.80 |
| 20.09.2021 | EUR | CHF | 28’595.12 | 31’103.68 |
| 20.09.2021 | EUR | USD | 5’198’719.69 | 6’140’727.70 |
| 20.09.2021 | USD | EUR | 6’140’727.70 | 5’204’531.39 |
| 20.10.2021 | CHF | EUR | 44’442.64 | 41’031.56 |
| 20.10.2021 | CHF | EUR | 9’038’398.51 | 8’313’632.64 |
| 20.10.2021 | CHF | EUR | 14’574.15 | 13’423.70 |
| 20.10.2021 | CHF | EUR | 17’927’269.64 | 16’489’728.12 |
| 20.10.2021 | CHF | EUR | 626’983’506.00 | 576’707’315.64 |
| 20.10.2021 | CHF | EUR | 21’364.42 | 19’638.17 |
| 20.10.2021 | CHF | EUR | 60’390.60 | 56’014.05 |
| 20.10.2021 | CHF | EUR | 181’952.04 | 169’044.95 |
| 20.10.2021 | CHF | EUR | 31’392’076.75 | 28’874’827.08 |
| 20.10.2021 | CHF | EUR | 48’560.50 | 44’437.46 |
| 20.10.2021 | CHF | EUR | 4’832.45 | 4’509.59 |
| 20.10.2021 | CHF | EUR | 63’128.00 | 58’354.97 |
| 20.10.2021 | CHF | EUR | 67’696.13 | 62’500.29 |
| 20.10.2021 | CHF | EUR | 218’412.67 | 202’919.18 |
| 20.10.2021 | EUR | CHF | 901.15 | 966.59 |
| 20.10.2021 | EUR | CHF | 584’927’237.62 | 626’983’506.00 |
| 20.10.2021 | EUR | CHF | 30’496.60 | 33’014.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 20.10.2021 | EUR | CHF | 12’587.82 | 13’549.62 |
| 20.10.2021 | EUR | CHF | 14’574.50 | 15’648.16 |
| 20.10.2021 | EUR | CHF | 62’479.99 | 67’725.00 |
| 20.10.2021 | EUR | CHF | 3’554.82 | 3’884.84 |
| 20.10.2021 | EUR | CHF | 22’342.68 | 24’222.75 |
| 20.10.2021 | EUR | CHF | 6’332.11 | 6’859.30 |
| 20.10.2021 | EUR | CHF | 13’429.36 | 14’547.45 |
| 20.10.2021 | EUR | CHF | 17’026’322.93 | 18’250’515.55 |
| 20.10.2021 | EUR | CHF | 1’799.47 | 1’930.56 |
| 20.10.2021 | EUR | CHF | 8’411’130.75 | 9’015’891.05 |
| 20.10.2021 | EUR | CHF | 29’512’401.93 | 31’634’343.63 |
| 20.10.2021 | EUR | USD | 5’393’244.28 | 6’241’601.61 |
| 20.10.2021 | USD | EUR | 6’140’727.70 | 5’195’201.10 |
| 20.10.2021 | USD | EUR | 28’687.25 | 24’508.94 |
| 20.10.2021 | USD | EUR | 72’186.66 | 62’250.75 |
| 28.10.2021 | CHF | EUR | 2’200’000.00 | 2’037’803.10 |
| 28.10.2021 | EUR | CAD | 5’531’120.80 | 8’222’000.00 |
| 28.10.2021 | EUR | CHF | 18’513’375.91 | 20’000’000.00 |
| 28.10.2021 | EUR | GBP | 11’680’550.95 | 10’000’000.00 |
| 28.10.2021 | EUR | JPY | 2’282’995.80 | 297’033’000.00 |
| 28.10.2021 | EUR | SEK | 5’602’886.89 | 56’996’000.00 |
| 28.10.2021 | EUR | USD | 164’767’196.63 | 195’000’000.00 |
| 28.10.2021 | USD | EUR | 9’000’000.00 | 7’765’301.53 |

Während der Berichtsperiode getätigte engagementreduzierende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Verfall | Käufe/Kontrakte | Verkäufe/Kontrakte |
| BOBL JUN 21 | 10.06.2021 | 440 | 0 |
| BOBL SEP 21 | 10.09.2021 | 440 | 440 |
| Bund JUN 21 | 10.06.2021 | 360 | 0 |
| Bund SEP 21 | 10.09.2021 | 360 | 360 |
| EURO BUXL JUN 21 | 10.06.2021 | 150 | 0 |
| EURO BUXL SEP 21 | 10.09.2021 | 150 | 150 |
| US 10yr Note JUN 21 | 30.06.2021 | 800 | 0 |
| US 10yr Note SEP 21 | 30.09.2021 | 800 | 800 |
| US 5yr Note JUN 21 | 06.07.2021 | 90 | 0 |
| US 5yr Note SEP 21 | 05.10.2021 | 90 | 90 |

1	
Kauf umfasst die Transaktionen: Gratistitel / Käufe / Konversionen / Namensänderungen / «Splits» / Stock- / Wahldividenden / Titelaufteilungen / Überträge / Umbuchungen in Folge Redenominierung in Euro / Umtausch zwischen Gesellschaften / Zuteilungen aus Bezugs- / Optionsrechten / Zuteilung von Bezugsrechten auf Basistiteln
2	
Verkauf umfasst die Transaktionen: Auslosungen / Ausbuchung in Folge Verfall / Ausübung von Bezugs- / Optionsrechten / «Reverse Splits» / Überträge / Umbuchungen in Folge Redenominierung in Fondswährung / Umtausch zwischen Gesellschaften / Verkäufe / Rückzahlungen
3	
Allfällige Abweichungen in den Totalisierungen sind auf Rundungsdifferenzen zurückzuführen
| LGT Sustainable Bond Fund EM Defensive OGAW nach liechtensteinischem Recht |  |
| --- | --- |
| Dreijahresvergleich Per: | 31.10.2021 | 31.10.2020 | 31.10.2019 |
| Nettovermögen (USD) B | 2’170’485 | 998’600 | 1’577’829 |
| Anzahl Anteile im Umlauf (USD) B | 1’904 | 878 | 1’421 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) B | 1’140.04 | 1’137.36 | 1’110.69 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) B | 1’137.36 | 1’110.69 | 1’028.78 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) B | 0.24% | 2.40% | 7.96% |
|  |  |  |  |
| Nettovermögen (CHF) B | 1’404’926 | 1’342’993 | 1’413’705 |
| Anzahl Anteile im Umlauf (CHF) B | 1’455 | 1’376 | 1’452 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) B | 965.52 | 975.82 | 973.63 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) B | 975.82 | 973.63 | 935.01 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) B | -1.06% | 0.22% | 4.13% |
|  |  |  |  |
| Nettovermögen (EUR) B | 2’922’443 | 2’229’070 | 2’068’114 |
| Anzahl Anteile im Umlauf (EUR) B | 2’904 | 2’201 | 2’055 |
| Nettoinventarwert pro Anteil am Ende der Periode (EUR) B | 1’006.35 | 1’012.60 | 1’006.55 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (EUR) B | 1’012.60 | 1’006.55 | 960.68 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (EUR) B | -0.62% | 0.60% | 4.77% |
|  |  |  |  |
| Nettovermögen (EUR) I1 | 5’891’664 | 5’870’636 | 5’782’124 |
| Anzahl Anteile im Umlauf (EUR) I1 | 5’570 | 5’563 | 5’556 |
| Nettoinventarwert pro Anteil am Ende der Periode (EUR) I1 | 1’057.77 | 1’055.32 | 1’040.72 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (EUR) I1 | 1’055.32 | 1’040.72 | 984.99 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (EUR) I1 | 0.23% | 1.40% | 5.66% |
|  |  |  |  |
| Nettovermögen (CHF) I2 | 148’229’651 | 157’482’702 | 154’836’140 |
| Anzahl Anteile im Umlauf (CHF) I2 | 139’154 | 148’437 | 148’437 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) I2 | 1’065.22 | 1’060.94 | 1’043.11 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) I2 | 1’060.94 | 1’043.11 | 986.94 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) I2 | 0.40% | 1.71% | 5.69% |
|  |  |  |  |
| Nettovermögen (CHF) C | 2’620’298 | 594’788 | n.a. |
| Anzahl Anteile im Umlauf (CHF) C | 2’629 | 595 | n.a. |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) C | 996.69 | 999.64 | n.a. |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) C | 999.64 | 1’000.00  1 | n.a. |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) C | -0.30% | -0.04%  1 | n.a. |

| Per: | 31.10.2021 | 31.10.2020 | 31.10.2019 |
| --- | --- | --- | --- |
| Nettovermögen (USD) IM | 6’571’362 | 8’971’589 | 12’447’528 |
| Anzahl Anteile im Umlauf (USD) IM | 5’219 | 7’242 | 10’432 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) IM | 1’259.12 | 1’238.88 | 1’193.24 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) IM | 1’238.88 | 1’193.24 | 1’090.11 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) IM | 1.63% | 3.82% | 9.46% |
| 1  Seit Lancierung am 31.01.2020 |  |  |  |

Der Fonds verzichtet auf einen Benchmark, da kein vergleichbarer Index existiert.
Die historische Performance stellt keinen Indikator für die laufende oder zukünftige Performance dar. Die Performancedaten lassen die bei der Ausgabe und Rücknahme der Anteile erhobenen Kommissionen und Kosten unberücksichtigt.