# JSS Sustainable Bond - Global Convertibles (continued)
| Description | % | Expiry/ | Currency | Initial holding | Purchases* | Sales* | Closing holding | Market value in | % of |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
|  |  | Maturity |  | on 01.05.2022 |  |  | on 31.10.2022 | USD | net assets |
| Insulet 0.375% 20-01.09.26 /Cv | 0.375 | 01.09.26 | USD | 559 000 | 873 000 | - | 1 432 000 | 1 837 256.00 | 1.22 |
| J Bean Tec 0.25% 15.05.26 /Cv | 0.250 | 15.05.26 | USD | 793 000 | - | -793 000 | - | - | 0.00 |
| Jamf Hold 0.125% 01.09.26/Cv 144A | 0.125 | 01.09.26 | USD | 528 000 | - | -528 000 | - | - | 0.00 |
| Jazz Invst 2.0% 15.06.26 /Cv | 2.000 | 15.06.26 | USD | 1 352 000 | 725 000 | - | 2 077 000 | 2 330 134.38 | 1.54 |
| Leg Immo 0.40% 20-30.06.28 /CV | 0.400 | 30.06.28 | EUR | 500 000 | - | - | 500 000 | 376 237.42 | 0.25 |
| Lendingtree 0.5% 15.07.25 Con | 0.500 | 15.07.25 | USD | 482 000 | - | -482 000 | - | - | 0.00 |
| Lenovo Grp 2.5% 22-26.08.29 /Cv | 2.500 | 26.08.29 | USD | - | 855 000 | - | 855 000 | 784 462.50 | 0.52 |
| Lib Media 1% 18-30.01.23 /cv | 1.000 | 30.01.23 | USD | 408 000 | - | -408 000 | - | - | 0.00 |
| Liberty Brd 1.25% 30.09.50/Cv 144A | 1.250 | 30.09.50 | USD | 1 284 000 | - | -1 284 000 | - | - | 0.00 |
| Lumen 0.5% 22-15.06.28 /Cv Lite | 0.500 | 15.06.28 | USD | 400 000 | - | -400 000 | - | - | 0.00 |
| Lumentum 0.5% 20-15.12.26 /Cv | 0.500 | 15.12.26 | USD | 1 090 000 | - | - | 1 090 000 | 1 070 925.00 | 0.71 |
| Meituan 0% 21-27.04.28 /Cv | 0.000 | 27.04.28 | USD | 1 500 000 | - | -200 000 | 1 300 000 | 936 650.00 | 0.62 |
| Microstr 0% 21-15.02.27 /Cv | 0.000 | 15.02.27 | USD | 748 000 | - | -748 000 | - | - | 0.00 |
| Middleby 1% 20-1.9.25 Cv | 1.000 | 01.09.25 | USD | 575 000 | 520 000 | -57 000 | 1 038 000 | 1 259 094.00 | 0.83 |
| Mongodb 0.25% 20-15.01.26 Cv/Mdb | 0.250 | 15.01.26 | USD | 568 000 | 61 000 | -629 000 | - | - | 0.00 |
| Neogenomics 0.25% 15.01.28/Cv | 0.250 | 15.01.28 | USD | 612 000 | - | -612 000 | - | - | 0.00 |
| Neurocrine 2.25% 17-15.05.24 /Cv | 2.250 | 15.05.24 | USD | 444 000 | - | -89 000 | 355 000 | 544 747.50 | 0.36 |
| Nexi 1.75% 20-24.04.27 /cv | 1.750 | 24.04.27 | EUR | 2 000 000 | - | -2 000 000 | - | - | 0.00 |
| Nextera En 0% 20-15.11.25 /Cv | 0.000 | 15.11.25 | USD | 1 126 000 | 286 000 | - | 1 412 000 | 1 470 598.00 | 0.97 |
| Nortonlife 2% 16-15.08.22/ Nlok | 2.000 | 15.08.22 | USD | 386 000 | - | -386 000 | - | - | 0.00 |
| Okta 0.375% 20-15.06.26 /Cv | 0.375 | 15.06.26 | USD | 2 197 000 | 670 000 | - | 2 867 000 | 2 290 733.00 | 1.52 |
| Omnicell 0.25% 20-15.09.25 Cv | 0.250 | 15.09.25 | USD | 365 000 | - | -365 000 | - | - | 0.00 |
| On Semicond 0% 21-01.05.27 /Cv | 0.000 | 01.05.27 | USD | 777 000 | - | -777 000 | - | - | 0.00 |
| Palo Alto 0.375% 01.06.25 Conv | 0.375 | 01.06.25 | USD | - | 731 000 | - | 731 000 | 1 289 849.50 | 0.85 |
| Pegasystems 0.75% 20-01.03.25 /Cv | 0.750 | 01.03.25 | USD | 651 000 | - | -651 000 | - | - | 0.00 |
| Perficient 0.125% 15.11.26/Cv | 0.125 | 15.11.26 | USD | 425 000 | - | -425 000 | - | - | 0.00 |
| Pioneer 0.25% 20-15.05.25/Cv | 0.250 | 15.05.25 | USD | 855 000 | - | -855 000 | - | - | 0.00 |
| Progress Soft 1% 21-15.04.26 /Cv | 1.000 | 15.04.26 | USD | - | 500 000 | -500 000 | - | - | 0.00 |
| Prysmian 0% 21-02.02.26 /Cv | 0.000 | 02.02.26 | EUR | 4 600 000 | - | -600 000 | 4 000 000 | 3 954 941.83 | 2.62 |
| Rapid7 0.25% 21-15.03.27 Conv | 0.250 | 15.03.27 | USD | 1 099 000 | - | -1 099 000 | - | - | 0.00 |
| Rcg 2.875% 15.11.23Cv / Rcl | 2.875 | 15.11.23 | USD | 519 000 | - | -519 000 | - | - | 0.00 |
| Replig 0.375% 15.07.24 Cv/Rgn | 0.375 | 15.07.24 | USD | 349 000 | - | -349 000 | - | - | 0.00 |
| Ringcentral 0% 21-01.03.25 /Cv | 0.000 | 01.03.25 | USD | 1 225 000 | - | - | 1 225 000 | 1 025 171.89 | 0.68 |
| Sabre 4% 20-15.04.25 Cv | 4.000 | 15.04.25 | USD | 484 000 | - | -484 000 | - | - | 0.00 |
| Sarepta The 1.5% 17-15.11.24 /Cv | 1.500 | 15.11.24 | USD | 574 000 | - | -574 000 | - | - | 0.00 |
| Sbi Holding 0% 20-25.07.25 /Cv | 0.000 | 25.07.25 | JPY | 350 000 000 | 100 000 000 | -50 000 000 | 400 000 000 | 2 919 904.25 | 1.94 |
| Shake Shack 0% 21-01.03.28 /Cv | 0.000 | 01.03.28 | USD | 930 000 | - | -930 000 | - | - | 0.00 |
| Shift4 0% 22-15.12.25/Cv Four | 0.000 | 15.12.25 | USD | 498 000 | - | -498 000 | - | - | 0.00 |
| Silpnt 0.125% 19-15.09.24Cv | 0.125 | 15.09.24 | USD | 243 000 | - | -243 000 | - | - | 0.00 |
| Soc Cap 0% 21-15.10.26 /Cv | 0.000 | 15.10.26 | USD | 443 000 | - | -443 000 | - | - | 0.00 |
| Solaredge 0% 25-15.09.25 /Cv | 0.000 | 15.09.25 | USD | 1 009 000 | 959 000 | -607 000 | 1 361 000 | 1 525 000.50 | 1.01 |
| Splunk 1.125% 18-15.09.25 /cv | 1.125 | 15.09.25 | USD | 600 000 | - | -600 000 | - | - | 0.00 |
| Splunk 1.25% 15.06.27 Cv | 1.125 | 15.06.27 | USD | 2 219 000 | 382 000 | -202 000 | 2 399 000 | 2 051 145.00 | 1.36 |
| Square Inc 0.125% 01.03.25 Cv | 0.125 | 01.03.25 | USD | 189 000 | - | -189 000 | - | - | 0.00 |
| Starwood 4.375% 01.04.23 /Cv | 4.375 | 01.04.23 | USD | 748 000 | - | -748 000 | - | - | 0.00 |
| Sunrun 0% 21-01.02.26 /Cv | 0.000 | 01.02.26 | USD | 575 000 | - | -575 000 | - | - | 0.00 |
| Tandem Diab 1.5% 20-1.5.25/Cv 144A | 1.500 | 01.05.25 | USD | 363 000 | - | - | 363 000 | 341 220.00 | 0.23 |
| Teladoc 1.25% 20-01.06.27 /Cv | 1.250 | 01.06.27 | USD | 985 000 | - | - | 985 000 | 742 475.76 | 0.49 |
| Tyler Tec 0.25% 21-15.03.26 Cv | 0.250 | 15.03.26 | USD | 606 000 | 683 000 | -111 000 | 1 178 000 | 1 109 087.00 | 0.74 |
| Uber Techno 0% 15.12.25 Cv | 0.000 | 15.12.25 | USD | 842 000 | 107 000 | -949 000 | - | - | 0.00 |
| Vail Res 0% 21-01.01.26 Cv | 0.000 | 01.01.26 | USD | 810 000 | 890 000 | - | 1 700 000 | 1 513 000.00 | 1.00 |
| Viavi Sol 1% 17-01.03.24 /Cv | 1.000 | 01.03.24 | USD | 386 000 | 273 000 | - | 659 000 | 807 439.75 | 0.53 |
| Wayfair 0.625% 20-01.10.25 /Cv | 0.625 | 01.10.25 | USD | 570 000 | - | -570 000 | - | - | 0.00 |
| Zendesk 0.625% 15.06.25 /Cv | 0.625 | 15.06.25 | USD | 1 864 000 | - | -1 864 000 | - | - | 0.00 |
| Zillow 2.75% 20-15.05.25 /Cv | 2.750 | 15.05.25 | USD | 475 000 | 118 000 | -593 000 | - | - | 0.00 |
| Zscaler 0.125% 20-01.07.25 /Cv | 0.125 | 01.07.25 | USD | 484 000 | 517 000 | -141 000 | 860 000 | 1 058 230.00 | 0.70 |
|  |  |  |  |  |  |  |  | 65 599 504.65 | 43.45 |

| Description | % | Expiry/ | Currency | Initial holding | Purchases* | Sales* | Closing holding | Market value in | % of |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
|  |  | Maturity |  | on 01.05.2022 |  |  | on 31.10.2022 | USD | net assets |
| Other transferable securities** |  |  |  |  |  |  |  |  |  |
| Shares |  |  |  |  |  |  |  |  |  |
| 2020 Cash T /Cv Pfd |  |  | USD | 1 338 | - | -86 | 1 252 | 1 594 752.78 | 1.06 |
|  |  |  |  |  |  |  |  | 1 594 752.78 | 1.06 |
| Bonds |  |  |  |  |  |  |  |  |  |
| Alnylam 1% 15.09.27 Conv 144A | 1.000 | 15.09.27 | USD | - | 1 528 000 | - | 1 528 000 | 1 538 696.00 | 1.02 |
| Bentley 0.375% 22-01.07.27 Conv | 0.375 | 01.07.27 | USD | - | 1 362 000 | - | 1 362 000 | 1 066 446.00 | 0.71 |
| Bill.Com Hl 0% 22-01.04.27 /Cv | 0.000 | 01.04.27 | USD | - | 1 911 000 | - | 1 911 000 | 1 515 423.00 | 1.00 |
| Box 0% 21-15.01.26 Conv | 0.000 | 15.01.26 | USD | - | 1 286 000 | - | 1 286 000 | 1 603 642.00 | 1.06 |
| Brookd Sen 2% 21-15.10.26 /Conv | 2.000 | 15.10.26 | USD | - | 527 000 | - | 527 000 | 454 866.88 | 0.30 |
| Burlin Stor 2.25% 21-15.04.25 /Cv | 2.250 | 15.04.25 | USD | - | 1 269 000 | - | 1 269 000 | 1 291 207.50 | 0.85 |
| Cinemark 4.50% 01.08.25 /Cv | 4.500 | 15.08.25 | USD | - | 826 000 | - | 826 000 | 857 388.00 | 0.57 |
| Cloudflare 0% 22-15.08.26 Cv | 0.000 | 15.08.26 | USD | - | 1 227 000 | - | 1 227 000 | 993 256.50 | 0.66 |
| Etsy 0.25% 21-15.06.28 /Cv | 0.250 | 15.06.28 | USD | - | 2 400 000 | - | 2 400 000 | 1 869 600.00 | 1.24 |
| Gmo Pg 0% 21-22.06.26 /Cv | 0.000 | 22.06.26 | JPY | 80 000 000 | - | -80 000 000 | - | - | 0.00 |
| Halozyme Th 1.0% 15.08.28 /Cv | 1.000 | 15.08.28 | USD | - | 1 862 000 | - | 1 862 000 | 1 962 082.50 | 1.30 |
| J Bean Tec 0.25% 15.05.26 /Conv | 0.250 | 15.05.26 | USD | - | 1 474 000 | - | 1 474 000 | 1 258 059.00 | 0.84 |
| Jamf Hldg 0.125% 21-01.09.26 /Cv | 0.125 | 01.09.26 | USD | - | 1 001 000 | - | 1 001 000 | 824 323.50 | 0.55 |
| Lib Med 2.25% 22-15.08.27 /Cv | 2.250 | 15.08.27 | USD | - | 1 493 000 | - | 1 493 000 | 1 380 278.50 | 0.91 |
| Nichicon 0% 19-23.12.24 /Cv | 0.000 | 23.12.24 | JPY | 200 000 000 | - | - | 200 000 000 | 1 417 727.89 | 0.94 |
| On 0% 21-01.05.27 Conv | 0.000 | 01.05.27 | USD | - | 1 934 000 | - | 1 934 000 | 2 542 243.00 | 1.68 |
| Sea 0% 20-01.12.25 /Cv | 2.375 | 01.12.25 | USD | - | 750 000 | - | 750 000 | 714 825.00 | 0.47 |
| Snap 0% 22-01.05.27 /Cv | 0.000 | 01.05.27 | USD | - | 1 629 000 | - | 1 629 000 | 1 129 711.50 | 0.75 |
| Workiva 1.125% 19-15.08.26 /Cv | 1.125 | 15.08.26 | USD | - | 800 000 | - | 800 000 | 940 000.00 | 0.62 |
|  |  |  |  |  |  |  |  | 23 359 776.77 | 15.47 |
|  |  |  |  |  |  |  |  |  |  |
| Total - Other transferable securities |  |  |  |  |  |  |  | 24 954 529.55 | 16.53 |

| TOTAL SECURITIES PORTFOLIO INVESTMENTS | 139 396 032.97 | 92.33 |
| --- | --- | --- |
| Liquidities and deposits (net) | 10 209 032.60 | 6.76 |
| Other assets and liabilities | 1 374 109.87 | 0.91 |
|  |  |  |
| TOTAL NET ASSETS | 150 979 175.44 | 100.00 |

* Purchases and sales (unaudited) include the following transactions:
Exercising of subscription/option rights/conversions/name changes/stock splits/transfers/switching between companies/free units/purchases/splits/stock/elective dividends/exit following expiry/drawing of lots/reverse splits/redemptions/disposals.
** For securities classed as Other Transferable Securities, Bonds are priced as per the Pricing Sheet Agreement with RBC, 1. SWEX Mid, 2. Interactive Data Evaluated Prices Mid,
3. Reuters Evaluated Mid, 4. XTRAKTER Mid, 5. JP MORGAN PRICINGDIRECT Mid.

Translation (ENDE, 2022-10-31):
# JSS Sustainable Bond - Global Convertibles (Fortsetzung)
| Bezeichnung | % | Verfall/ Fälligkeit | Währung | Anfangs- bestand 01.05.2022 | Käufe* | Verkäufe* | Schluss- bestand 31.10.2022 | Marktwert in USD | % des Netto- vermögens |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Insmed 0.75% 21-01.06.28 /Cv | 0.750 | 01.06.28 | USD | 719 000 | 94 000 | - | 813 000 | 649 180.50 | 0.43 |
| Insulet 0.375% 20-01.09.26 /Cv | 0.375 | 01.09.26 | USD | 559 000 | 873 000 | - | 1 432 000 | 1 837 256.00 | 1.22 |
| J Bean Tec 0.25% 15.05.26 /Cv | 0.250 | 15.05.26 | USD | 793 000 | - | -793 000 | - | - | 0.00 |
| Jamf Hold 0.125% 01.09.26/Cv 144A | 0.125 | 01.09.26 | USD | 528 000 | - | -528 000 | - | - | 0.00 |
| Jazz Invst 2.0% 15.06.26 /Cv | 2.000 | 15.06.26 | USD | 1 352 000 | 725 000 | - | 2 077 000 | 2 330 134.38 | 1.54 |
| Leg Immo 0.40% 20-30.06.28 /CV | 0.400 | 30.06.28 | EUR | 500 000 | - | - | 500 000 | 376 237.42 | 0.25 |
| Lendingtree 0.5% 15.07.25 Con | 0.500 | 15.07.25 | USD | 482 000 | - | -482 000 | - | - | 0.00 |
| Lenovo Grp 2.5% 22-26.08.29 /Cv | 2.500 | 26.08.29 | USD | - | 855 000 | - | 855 000 | 784 462.50 | 0.52 |
| Lib Media 1% 18-30.01.23 /cv | 1.000 | 30.01.23 | USD | 408 000 | - | -408 000 | - | - | 0.00 |
| Liberty Brd 1.25% 30.09.50/Cv 144A | 1.250 | 30.09.50 | USD | 1 284 000 | - | -1 284 000 | - | - | 0.00 |
| Lumen 0.5% 22-15.06.28 /Cv Lite | 0.500 | 15.06.28 | USD | 400 000 | - | -400 000 | - | - | 0.00 |
| Lumentum 0.5% 20-15.12.26 /Cv | 0.500 | 15.12.26 | USD | 1 090 000 | - | - | 1 090 000 | 1 070 925.00 | 0.71 |
| Meituan 0% 21-27.04.28 /Cv | 0.000 | 27.04.28 | USD | 1 500 000 | - | -200 000 | 1 300 000 | 936 650.00 | 0.62 |
| Microstr 0% 21-15.02.27 /Cv | 0.000 | 15.02.27 | USD | 748 000 | - | -748 000 | - | - | 0.00 |
| Middleby 1% 20-1.9.25 Cv | 1.000 | 01.09.25 | USD | 575 000 | 520 000 | -57 000 | 1 038 000 | 1 259 094.00 | 0.83 |
| Mongodb 0.25% 20-15.01.26 Cv/Mdb | 0.250 | 15.01.26 | USD | 568 000 | 61 000 | -629 000 | - | - | 0.00 |
| Neogenomics 0.25% 15.01.28/Cv | 0.250 | 15.01.28 | USD | 612 000 | - | -612 000 | - | - | 0.00 |
| Neurocrine 2.25% 17-15.05.24 /Cv | 2.250 | 15.05.24 | USD | 444 000 | - | -89 000 | 355 000 | 544 747.50 | 0.36 |
| Nexi 1.75% 20-24.04.27 /cv | 1.750 | 24.04.27 | EUR | 2 000 000 | - | -2 000 000 | - | - | 0.00 |
| Nextera En 0% 20-15.11.25 /Cv | 0.000 | 15.11.25 | USD | 1 126 000 | 286 000 | - | 1 412 000 | 1 470 598.00 | 0.97 |
| Nortonlife 2% 16-15.08.22/ Nlok | 2.000 | 15.08.22 | USD | 386 000 | - | -386 000 | - | - | 0.00 |
| Okta 0.375% 20-15.06.26 /Cv | 0.375 | 15.06.26 | USD | 2 197 000 | 670 000 | - | 2 867 000 | 2 290 733.00 | 1.52 |
| Omnicell 0.25% 20-15.09.25 Cv | 0.250 | 15.09.25 | USD | 365 000 | - | -365 000 | - | - | 0.00 |
| On Semicond 0% 21-01.05.27 /Cv | 0.000 | 01.05.27 | USD | 777 000 | - | -777 000 | - | - | 0.00 |
| Palo Alto 0.375% 01.06.25 Conv | 0.375 | 01.06.25 | USD | - | 731 000 | - | 731 000 | 1 289 849.50 | 0.85 |
| Pegasystems 0.75% 20-01.03.25 /Cv | 0.750 | 01.03.25 | USD | 651 000 | - | -651 000 | - | - | 0.00 |
| Perficient 0.125% 15.11.26/Cv | 0.125 | 15.11.26 | USD | 425 000 | - | -425 000 | - | - | 0.00 |
| Pioneer 0.25% 20-15.05.25/Cv | 0.250 | 15.05.25 | USD | 855 000 | - | -855 000 | - | - | 0.00 |
| Progress Soft 1% 21-15.04.26 /Cv | 1.000 | 15.04.26 | USD | - | 500 000 | -500 000 | - | - | 0.00 |
| Prysmian 0% 21-02.02.26 /Cv | 0.000 | 02.02.26 | EUR | 4 600 000 | - | -600 000 | 4 000 000 | 3 954 941.83 | 2.62 |
| Rapid7 0.25% 21-15.03.27 Conv | 0.250 | 15.03.27 | USD | 1 099 000 | - | -1 099 000 | - | - | 0.00 |
| Rcg 2.875% 15.11.23Cv / Rcl | 2.875 | 15.11.23 | USD | 519 000 | - | -519 000 | - | - | 0.00 |
| Replig 0.375% 15.07.24 Cv/Rgn | 0.375 | 15.07.24 | USD | 349 000 | - | -349 000 | - | - | 0.00 |
| Ringcentral 0% 21-01.03.25 /Cv | 0.000 | 01.03.25 | USD | 1 225 000 | - | - | 1 225 000 | 1 025 171.89 | 0.68 |
| Sabre 4% 20-15.04.25 Cv | 4.000 | 15.04.25 | USD | 484 000 | - | -484 000 | - | - | 0.00 |
| Sarepta The 1.5% 17-15.11.24 /Cv | 1.500 | 15.11.24 | USD | 574 000 | - | -574 000 | - | - | 0.00 |
| Sbi Holding 0% 20-25.07.25 /Cv | 0.000 | 25.07.25 | JPY | 350 000 000 | 100 000 000 | -50 000 000 | 400 000 000 | 2 919 904.25 | 1.94 |
| Shake Shack 0% 21-01.03.28 /Cv | 0.000 | 01.03.28 | USD | 930 000 | - | -930 000 | - | - | 0.00 |
| Shift4 0% 22-15.12.25/Cv Four | 0.000 | 15.12.25 | USD | 498 000 | - | -498 000 | - | - | 0.00 |
| Silpnt 0.125% 19-15.09.24Cv | 0.125 | 15.09.24 | USD | 243 000 | - | -243 000 | - | - | 0.00 |
| Soc Cap 0% 21-15.10.26 /Cv | 0.000 | 15.10.26 | USD | 443 000 | - | -443 000 | - | - | 0.00 |
| Solaredge 0% 25-15.09.25 /Cv | 0.000 | 15.09.25 | USD | 1 009 000 | 959 000 | -607 000 | 1 361 000 | 1 525 000.50 | 1.01 |
| Splunk 1.125% 18-15.09.25 /cv | 1.125 | 15.09.25 | USD | 600 000 | - | -600 000 | - | - | 0.00 |
| Splunk 1.25% 15.06.27 Cv | 1.125 | 15.06.27 | USD | 2 219 000 | 382 000 | -202 000 | 2 399 000 | 2 051 145.00 | 1.36 |
| Square Inc 0.125% 01.03.25 Cv | 0.125 | 01.03.25 | USD | 189 000 | - | -189 000 | - | - | 0.00 |
| Starwood 4.375% 01.04.23 /Cv | 4.375 | 01.04.23 | USD | 748 000 | - | -748 000 | - | - | 0.00 |
| Sunrun 0% 21-01.02.26 /Cv | 0.000 | 01.02.26 | USD | 575 000 | - | -575 000 | - | - | 0.00 |
| Tandem Diab 1.5% 20-1.5.25/Cv 144A | 1.500 | 01.05.25 | USD | 363 000 | - | - | 363 000 | 341 220.00 | 0.23 |
| Teladoc 1.25% 20-01.06.27 /Cv | 1.250 | 01.06.27 | USD | 985 000 | - | - | 985 000 | 742 475.76 | 0.49 |
| Tyler Tec 0.25% 21-15.03.26 Cv | 0.250 | 15.03.26 | USD | 606 000 | 683 000 | -111 000 | 1 178 000 | 1 109 087.00 | 0.74 |
| Uber Techno 0% 15.12.25 Cv | 0.000 | 15.12.25 | USD | 842 000 | 107 000 | -949 000 | - | - | 0.00 |
| Vail Res 0% 21-01.01.26 Cv | 0.000 | 01.01.26 | USD | 810 000 | 890 000 | - | 1 700 000 | 1 513 000.00 | 1.00 |
| Viavi Sol 1% 17-01.03.24 /Cv | 1.000 | 01.03.24 | USD | 386 000 | 273 000 | - | 659 000 | 807 439.75 | 0.53 |
| Wayfair 0.625% 20-01.10.25 /Cv | 0.625 | 01.10.25 | USD | 570 000 | - | -570 000 | - | - | 0.00 |
| Zendesk 0.625% 15.06.25 /Cv | 0.625 | 15.06.25 | USD | 1 864 000 | - | -1 864 000 | - | - | 0.00 |

| Bezeichnung | % | Verfall/ Fälligkeit | Währung | Anfangs- bestand 01.05.2022 | Käufe* | Verkäufe* | Schluss- bestand 31.10.2022 | Marktwert in USD | % des Netto- vermögens |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Zillow 2.75% 20-15.05.25 /Cv | 2.750 | 15.05.25 | USD | 475 000 | 118 000 | -593 000 | - | - | 0.00 |
| Zscaler 0.125% 20-01.07.25 /Cv | 0.125 | 01.07.25 | USD | 484 000 | 517 000 | -141 000 | 860 000 | 1 058 230.00 | 0.70 |
|  |  |  |  |  |  |  |  | 65 599 504.65 | 43.45 |

| Sonstige Wertpapiere** |  |
| --- | --- |
| Aktien |  |  |  |  |  |  |  |  |  |
| 2020 Cash T /Cv Pfd |  |  | USD | 1 338 | - | -86 | 1 252 | 1 594 752.78 | 1.06 |
|  |  |  |  |  |  |  |  | 1 594 752.78 | 1.06 |
| Anleihen |  |  |  |  |  |  |  |  |  |
| Alnylam 1% 15.09.27 Conv 144A | 1.000 | 15.09.27 | USD | - | 1 528 000 | - | 1 528 000 | 1 538 696.00 | 1.02 |
| Bentley 0.375% 22-01.07.27 Conv | 0.375 | 01.07.27 | USD | - | 1 362 000 | - | 1 362 000 | 1 066 446.00 | 0.71 |
| Bill.Com Hl 0% 22-01.04.27 /Cv | 0.000 | 01.04.27 | USD | - | 1 911 000 | - | 1 911 000 | 1 515 423.00 | 1.00 |
| Box 0% 21-15.01.26 Conv | 0.000 | 15.01.26 | USD | - | 1 286 000 | - | 1 286 000 | 1 603 642.00 | 1.06 |
| Brookd Sen 2% 21-15.10.26 /Conv | 2.000 | 15.10.26 | USD | - | 527 000 | - | 527 000 | 454 866.88 | 0.30 |
| Burlin Stor 2.25% 21-15.04.25 /Cv | 2.250 | 15.04.25 | USD | - | 1 269 000 | - | 1 269 000 | 1 291 207.50 | 0.85 |
| Cinemark 4.50% 01.08.25 /Cv | 4.500 | 15.08.25 | USD | - | 826 000 | - | 826 000 | 857 388.00 | 0.57 |
| Cloudflare 0% 22-15.08.26 Cv | 0.000 | 15.08.26 | USD | - | 1 227 000 | - | 1 227 000 | 993 256.50 | 0.66 |
| Etsy 0.25% 21-15.06.28 /Cv | 0.250 | 15.06.28 | USD | - | 2 400 000 | - | 2 400 000 | 1 869 600.00 | 1.24 |
| Gmo Pg 0% 21-22.06.26 /Cv | 0.000 | 22.06.26 | JPY | 80 000 000 | - | -80 000 000 | - | - | 0.00 |
| Halozyme Th 1.0% 15.08.28 /Cv | 1.000 | 15.08.28 | USD | - | 1 862 000 | - | 1 862 000 | 1 962 082.50 | 1.30 |
| J Bean Tec 0.25% 15.05.26 /Conv | 0.250 | 15.05.26 | USD | - | 1 474 000 | - | 1 474 000 | 1 258 059.00 | 0.84 |
| Jamf Hldg 0.125% 21-01.09.26 /Cv | 0.125 | 01.09.26 | USD | - | 1 001 000 | - | 1 001 000 | 824 323.50 | 0.55 |
| Lib Med 2.25% 22-15.08.27 /Cv | 2.250 | 15.08.27 | USD | - | 1 493 000 | - | 1 493 000 | 1 380 278.50 | 0.91 |
| Nichicon 0% 19-23.12.24 /Cv | 0.000 | 23.12.24 | JPY | 200 000 000 | - | - | 200 000 000 | 1 417 727.89 | 0.94 |
| On 0% 21-01.05.27 Conv | 0.000 | 01.05.27 | USD | - | 1 934 000 | - | 1 934 000 | 2 542 243.00 | 1.68 |
| Sea 0% 20-01.12.25 /Cv | 2.375 | 01.12.25 | USD | - | 750 000 | - | 750 000 | 714 825.00 | 0.47 |
| Snap 0% 22-01.05.27 /Cv | 0.000 | 01.05.27 | USD | - | 1 629 000 | - | 1 629 000 | 1 129 711.50 | 0.75 |
| Workiva 1.125% 19-15.08.26 /Cv | 1.125 | 15.08.26 | USD | - | 800 000 | - | 800 000 | 940 000.00 | 0.62 |
|  |  |  |  |  |  |  |  | 23 359 776.77 | 15.47 |
|  |  |  |  |  |  |  |  |  |  |
| Summe - Sonstige Wertpapiere |  |  |  |  |  |  |  | 24 954 529.55 | 16.53 |
|  |  |  |  |  |  |  |  |  |  |
| SUMME WERTPAPIERBESTAND |  |  |  |  |  |  |  | 139 396 032.97 | 92.33 |
| Liquide Mittel inklusive Geldmarktanlagen | 10 209 032.60 | 6.76 |
| Sonstige Aktiven und Passiven | 1 374 109.87 | 0.91 |
|  |  |  |
| GESAMTNETTOVERMÖGEN | 150 979 175.44 | 100.00 |

*Käufe und Verkäufe (ungeprüft) umfassen die folgenden Transaktionen:
Ausübung von Bezugs-/Optionsrechten/Umwandlungen/Namensänderungen/Titelaufteilungen/Übertragungen/Umtausch zwischen Gesellschaften/Gratisanteile/Käufe/„Splits“/Aktien-/Wahldividenden/Ausgang infolge Verfall/Auslosungen/„Reversesplits“/Rückzahlungen/Verkäufe
** Bei Wertpapieren, die als sonstige übertragbare Wertpapiere eingestuft sind, werden die Anleihen gemäß der Preisblattvereinbarung mit RBC wie folgt bepreist: 1. SWEX Mid,
2. Interactive Data Evaluated Prices Mid, 3. Reuters Evaluated Mid, 4. XTRAKTER Mid, 5. JP MORGAN PRICINGDIRECT Mid.