# Derivative financial instruments
Derivatives open at the end of the period under review
Forward exchange transactions
| Currency | Amount | against | Counter value | Maturity | Counterparty | Market value in EUR 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| CAD	Purchase | 1,343,000.00 | EUR | 878,800.17 | 22.07.2020 | LGT Bank AG | -6,191.88 | 0.00 |
| CHF	Purchase | 270,000.00 | EUR | 256,593.01 | 22.07.2020 | LGT Bank AG | -3,843.42 | 0.00 |
| CHF	Purchase | 55,000.00 | EUR | 52,297.77 | 22.07.2020 | LGT Bank AG | -811.74 | 0.00 |
| CHF	Purchase | 6,237,000.00 | EUR | 5,917,788.57 | 22.07.2020 | LGT Bank AG | -79,273.09 | -0.01 |
| CHF	Purchase | 850,000.00 | EUR | 808,238.33 | 22.07.2020 | LGT Bank AG | -12,545.18 | 0.00 |
| CHF	Purchase | 575,000.00 | EUR | 544,378.70 | 22.07.2020 | LGT Bank AG | -6,115.69 | 0.00 |
| CHF	Purchase | 37,000.00 | EUR | 35,029.59 | 22.07.2020 | LGT Bank AG | -393.54 | 0.00 |
| CHF	Purchase | 16,000.00 | EUR | 15,205.51 | 22.07.2020 | LGT Bank AG | -227.76 | 0.00 |
| CHF	Purchase | 45,000.00 | EUR | 42,486.90 | 22.07.2020 | LGT Bank AG | -361.97 | 0.00 |
| CHF	Purchase | 600,000.00 | EUR | 566,492.00 | 22.07.2020 | LGT Bank AG | -4,826.25 | 0.00 |
| CHF	Purchase | 21,000.00 | EUR | 19,957.23 | 22.07.2020 | LGT Bank AG | -298.93 | 0.00 |
| CHF	Purchase | 135,000.00 | EUR | 128,362.38 | 22.07.2020 | LGT Bank AG | -1,987.59 | 0.00 |
| CHF	Purchase | 198,000.00 | EUR | 188,060.98 | 22.07.2020 | LGT Bank AG | -2,711.28 | 0.00 |
| CHF	Purchase | 2,258,000.00 | EUR | 2,146,979.68 | 22.07.2020 | LGT Bank AG | -33,244.24 | 0.00 |
| CHF	Purchase | 34,000.00 | EUR | 32,358.76 | 22.07.2020 | LGT Bank AG | -531.03 | 0.00 |
| CHF	Purchase | 880,000.00 | EUR | 836,382.65 | 22.07.2020 | LGT Bank AG | -12,606.22 | 0.00 |
| CHF	Purchase | 55,000.00 | EUR | 52,273.92 | 22.07.2020 | LGT Bank AG | -787.89 | 0.00 |
| CHF	Purchase | 1,300,000.00 | EUR | 1,237,246.84 | 22.07.2020 | LGT Bank AG | -20,304.38 | 0.00 |
| CHF	Purchase | 99,587,000.00 | EUR | 94,490,109.03 | 22.07.2020 | LGT Bank AG | -1,265,763.82 | -0.17 |
| CHF	Purchase | 270,000.00 | EUR | 256,593.01 | 22.07.2020 | LGT Bank AG | -3,843.42 | 0.00 |
| JPY	Purchase | 1,615,528,000.00 | EUR | 13,673,765.11 | 22.07.2020 | LGT Bank AG | -195,195.13 | -0.03 |
| JPY	Purchase | 66,000,000.00 | EUR | 565,741.76 | 22.07.2020 | LGT Bank AG | -15,094.78 | 0.00 |
| NOK	Purchase | 9,572,000.00 | EUR | 857,836.15 | 22.07.2020 | LGT Bank AG | 27,139.07 | 0.00 |
| SEK	Purchase | 70,000,000.00 | EUR | 6,429,332.45 | 22.07.2020 | LGT Bank AG | 251,876.98 | 0.03 |
| USD	Purchase | 687,000.00 | EUR | 635,140.76 | 22.07.2020 | LGT Bank AG | -18,329.56 | 0.00 |
| USD	Purchase | 290,000.00 | EUR | 260,469.29 | 22.07.2020 | LGT Bank AG | -97.75 | 0.00 |
| USD	Purchase | 645,000.00 | EUR | 588,208.47 | 22.07.2020 | LGT Bank AG | -9,106.25 | 0.00 |
| USD	Purchase | 200,000.00 | EUR | 181,757.05 | 22.07.2020 | LGT Bank AG | -2,190.47 | 0.00 |
| USD	Purchase | 3,000,000.00 | EUR | 2,726,355.68 | 22.07.2020 | LGT Bank AG | -32,856.98 | 0.00 |
| USD	Purchase | 7,000,000.00 | EUR | 6,429,391.50 | 22.07.2020 | LGT Bank AG | -144,561.19 | -0.02 |
| USD	Purchase | 15,200,000.00 | EUR | 13,973,413.74 | 22.07.2020 | LGT Bank AG | -326,353.65 | -0.04 |
| USD	Purchase | 73,000.00 | EUR | 67,162.26 | 22.07.2020 | LGT Bank AG | -1,620.46 | 0.00 |
| USD	Purchase | 2,400,000.00 | EUR | 2,195,449.93 | 22.07.2020 | LGT Bank AG | -40,650.97 | -0.01 |
| USD	Purchase | 58,000,000.00 | EUR | 53,542,085.93 | 22.07.2020 | LGT Bank AG | -1,467,777.69 | -0.20 |
| USD	Purchase | 280,000.00 | EUR | 256,729.99 | 22.07.2020 | LGT Bank AG | -5,336.78 | 0.00 |
| USD	Purchase | 265,000.00 | EUR | 241,746.41 | 22.07.2020 | LGT Bank AG | -3,820.69 | 0.00 |
| USD	Purchase | 860,000.00 | EUR | 793,299.39 | 22.07.2020 | LGT Bank AG | -21,163.10 | 0.00 |
| USD	Purchase | 62,193,600.00 | EUR | 57,059,919.08 | 22.07.2020 | LGT Bank AG | -1,220,458.79 | -0.17 |
| USD	Purchase | 1,850,000.00 | EUR | 1,692,480.81 | 22.07.2020 | LGT Bank AG | -31,489.94 | 0.00 |
| USD	Purchase | 420,000.00 | EUR | 384,805.67 | 22.07.2020 | LGT Bank AG | -7,715.85 | 0.00 |
| USD	Purchase | 713,000.00 | EUR | 656,924.89 | 22.07.2020 | LGT Bank AG | -16,770.03 | 0.00 |
| USD	Purchase | 2,300,000.00 | EUR | 2,119,581.24 | 22.07.2020 | LGT Bank AG | -54,565.57 | -0.01 |
| USD	Purchase | 315,000.00 | EUR | 288,152.80 | 22.07.2020 | LGT Bank AG | -5,335.44 | 0.00 |
| AUD	Sale | 4,692,000.00 | EUR | 2,679,963.67 | 22.07.2020 | LGT Bank AG | -116,173.94 | -0.02 |

Forward exchange transactions
| Currency | Amount | against | Counter value | Maturity | Counterparty | Market value in EUR 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| CAD	Sale | 3,600,000.00 | EUR | 2,367,330.83 | 22.07.2020 | LGT Bank AG | 28,246.82 | 0.00 |
| CHF	Sale | 1,000,000.00 | EUR | 951,728.34 | 22.07.2020 | LGT Bank AG | 15,618.76 | 0.00 |
| CHF	Sale | 512,000.00 | EUR | 485,989.82 | 22.07.2020 | LGT Bank AG | 6,701.71 | 0.00 |
| CHF	Sale | 685,000.00 | EUR | 651,375.97 | 22.07.2020 | LGT Bank AG | 10,140.90 | 0.00 |
| CHF	Sale | 450,000.00 | EUR | 427,512.83 | 22.07.2020 | LGT Bank AG | 6,263.52 | 0.00 |
| CHF	Sale | 20,000.00 | EUR | 18,948.19 | 22.07.2020 | LGT Bank AG | 226.00 | 0.00 |
| CHF	Sale | 56,000.00 | EUR | 53,294.86 | 22.07.2020 | LGT Bank AG | 872.72 | 0.00 |
| CHF	Sale | 28,000.00 | EUR | 26,600.80 | 22.07.2020 | LGT Bank AG | 389.73 | 0.00 |
| CHF	Sale | 39,000.00 | EUR | 37,018.76 | 22.07.2020 | LGT Bank AG | 510.49 | 0.00 |
| CHF	Sale | 5,000.00 | EUR | 4,699.25 | 22.07.2020 | LGT Bank AG | 18.70 | 0.00 |
| CHF	Sale | 450,000.00 | EUR | 426,334.19 | 22.07.2020 | LGT Bank AG | 5,084.88 | 0.00 |
| CHF	Sale | 1,206,000.00 | EUR | 1,144,276.58 | 22.07.2020 | LGT Bank AG | 15,328.42 | 0.00 |
| CHF	Sale | 350,000.00 | EUR | 332,652.19 | 22.07.2020 | LGT Bank AG | 5,013.84 | 0.00 |
| CHF	Sale | 900,000.00 | EUR | 852,668.38 | 22.07.2020 | LGT Bank AG | 10,169.75 | 0.00 |
| CHF	Sale | 770,000.00 | EUR | 732,804.32 | 22.07.2020 | LGT Bank AG | 11,999.94 | 0.00 |
| CHF	Sale | 31,000.00 | EUR | 29,486.46 | 22.07.2020 | LGT Bank AG | 467.06 | 0.00 |
| CHF	Sale | 610,000.00 | EUR | 580,217.44 | 22.07.2020 | LGT Bank AG | 9,190.59 | 0.00 |
| CHF	Sale | 41,000.00 | EUR | 38,987.47 | 22.07.2020 | LGT Bank AG | 606.98 | 0.00 |
| GBP	Sale | 15,544,000.00 | EUR | 17,740,039.49 | 22.07.2020 | LGT Bank AG | 470,282.43 | 0.06 |
| GBP	Sale | 900,000.00 | EUR | 1,029,206.60 | 22.07.2020 | LGT Bank AG | 29,285.00 | 0.00 |
| GBP	Sale | 700,000.00 | EUR | 800,289.02 | 22.07.2020 | LGT Bank AG | 22,572.22 | 0.00 |
| GBP	Sale | 1,800,000.00 | EUR | 2,055,451.51 | 22.07.2020 | LGT Bank AG | 55,608.31 | 0.01 |
| HKD	Sale | 49,164,000.00 | EUR | 5,811,347.52 | 22.07.2020 | LGT Bank AG | 122,704.57 | 0.02 |
| JPY	Sale | 59,000,000.00 | EUR | 503,675.12 | 22.07.2020 | LGT Bank AG | 11,430.09 | 0.00 |
| JPY	Sale | 920,000,000.00 | EUR | 7,889,411.04 | 22.07.2020 | LGT Bank AG | 213,725.83 | 0.03 |
| NOK	Sale | 4,000,000.00 | EUR | 349,238.22 | 22.07.2020 | LGT Bank AG | -20,580.09 | 0.00 |
| SEK	Sale | 94,946,000.00 | EUR | 8,674,036.18 | 22.07.2020 | LGT Bank AG | -388,165.40 | -0.05 |
| SGD	Sale | 1,500,000.00 | EUR | 967,585.87 | 22.07.2020 | LGT Bank AG | 14,600.45 | 0.00 |
| USD	Sale | 2,350,000.00 | EUR | 2,143,788.94 | 22.07.2020 | LGT Bank AG | 33,881.62 | 0.00 |
| USD	Sale | 509,603,000.00 | EUR | 467,538,556.11 | 22.07.2020 | LGT Bank AG | 10,000,216.40 | 1.38 |
| USD	Sale | 745,000.00 | EUR | 684,881.13 | 22.07.2020 | LGT Bank AG | 15,995.62 | 0.00 |
| USD	Sale | 350,000.00 | EUR | 322,405.33 | 22.07.2020 | LGT Bank AG | 8,163.81 | 0.00 |
| USD	Sale | 455,000.00 | EUR | 419,393.49 | 22.07.2020 | LGT Bank AG | 10,879.52 | 0.00 |
| USD	Sale | 550,000.00 | EUR | 506,725.63 | 22.07.2020 | LGT Bank AG | 12,917.53 | 0.00 |
| USD	Sale | 1,000,000.00 | EUR | 921,743.94 | 22.07.2020 | LGT Bank AG | 23,911.04 | 0.00 |
| USD	Sale | 2,100,000.00 | EUR | 1,915,097.35 | 22.07.2020 | LGT Bank AG | 29,648.26 | 0.00 |
| USD	Sale | 6,000,000.00 | EUR | 5,501,357.00 | 22.07.2020 | LGT Bank AG | 114,359.60 | 0.02 |
| USD	Sale | 183,000.00 | EUR | 168,644.94 | 22.07.2020 | LGT Bank AG | 4,341.52 | 0.00 |
| USD	Sale | 8,400,000.00 | EUR | 7,727,264.36 | 22.07.2020 | LGT Bank AG | 185,467.99 | 0.03 |
| USD	Sale | 2,100,000.00 | EUR | 1,941,478.30 | 22.07.2020 | LGT Bank AG | 56,029.21 | 0.01 |
| USD	Sale | 18,000,000.00 | EUR | 16,584,359.11 | 22.07.2020 | LGT Bank AG | 423,366.90 | 0.06 |
| USD	Sale | 475,000.00 | EUR | 436,163.96 | 22.07.2020 | LGT Bank AG | 9,693.33 | 0.00 |
| USD	Sale | 3,600,000.00 | EUR | 3,298,334.34 | 22.07.2020 | LGT Bank AG | 66,135.90 | 0.01 |
| USD	Sale | 294,000.00 | EUR | 269,950.14 | 22.07.2020 | LGT Bank AG | 5,987.27 | 0.00 |

Total Forward exchange transactions	6,744,991.46	0.93
Exposure-decreasing derivatives open at the end of the period under review
| Futures |  |
| --- | --- |
| Description | Number of contracts | Contract size | Maturity | Counterparty | Contract volume in EUR | Market value in EUR 3 | in % 3 |
| Mini S&P 500 JUN 20 | -47 | 50.00 | 19.06.2020 | CME | -6,425,219.78 | -606,519.09 | -0.08 |
| Total |  |  |  |  | -6,425,219.78 |  | -0.08 |

Exposure-increasing derivatives open at the end of the period under review
| Futures |  |
| --- | --- |
| Description | Number of contracts | Contract size | Maturity | Counterparty | Contract volume in EUR | Market value in EUR 3 | in % 3 |
| EURO STOXX 50 JUN 20 | 456 | 10.00 | 19.06.2020 | EUREX | 13,889,760.00 | 1,339,851.59 | 0.18 |
| TOPIX JUN 20 | 58 | 10,000.00 | 12.06.2020 | JPX | 7,546,250.41 | 1,108,461.41 | 0.15 |
| Total |  |  |  |  | 21,436,010.41 |  | 0.34 |

Exposure-decreasing derivatives open at the end of the period under review
| Options |  |
| --- | --- |
| Description | Number of contracts | Maturity | Counterparty | Market value in EUR 3 | in % 3 |
| SPX 2650 P 18 Mar 21 | 27 | 19.03.2021 | OCC | 406,189.08 | 0.06 |
| SPX 3000 P 17 Dec 20 | 26 | 18.12.2020 | OCC | 518,387.53 | 0.07 |
| SX5E 2700 P 19 Mar 21 | 250 | 19.03.2021 | EUREX | 392,250.00 | 0.05 |
| SX5E 3500 P 18 Dec 20 | 194 | 18.12.2020 | EUREX | 1,015,202.00 | 0.14 |
| Total |  |  |  |  | 0.32 |

Exposure-increasing derivatives open at the end of the period under review
| Options |  |
| --- | --- |
| Description | Number of contracts | Maturity | Counterparty | Market value in EUR 3 | in % 3 |
| SPX 2930 P 18 Jun 20 | -80 | 19.06.2020 | OCC | -340,607.56 | -0.05 |
| Total |  |  |  |  | -0.05 |

Transactions derivative financial instruments during the period under review
Forward exchange transactions
| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 24.07.2019 | AUD | EUR | 1,892,000.00 | 1,182,130.58 |
| 24.07.2019 | AUD | EUR | 2,640,000.00 | 1,611,328.13 |
| 24.07.2019 | AUD | EUR | 23,000,000.00 | 14,474,421.18 |
| 24.07.2019 | CAD | EUR | 2,543,000.00 | 1,678,365.06 |
| 24.07.2019 | CHF | EUR | 72,500.00 | 63,815.37 |
| 24.07.2019 | CHF | EUR | 46,000.00 | 41,074.36 |
| 24.07.2019 | CHF | EUR | 930,000.00 | 837,800.10 |
| 24.07.2019 | CHF | EUR | 5,000.00 | 4,489.50 |
| 24.07.2019 | CHF | EUR | 5,719,700.00 | 5,021,773.87 |
| 24.07.2019 | CHF | EUR | 1,220,000.00 | 1,094,268.54 |
| 24.07.2019 | CHF | EUR | 3,830,000.00 | 3,412,725.99 |
| 24.07.2019 | CHF | EUR | 69,000.00 | 61,888.96 |
| 24.07.2019 | CHF | EUR | 1,600,000.00 | 1,418,741.58 |
| 24.07.2019 | CHF | EUR | 835,000.00 | 745,588.97 |
| 24.07.2019 | CHF | EUR | 56,000.00 | 50,448.18 |
| 24.07.2019 | CHF | EUR | 17,706,000.00 | 15,944,169.29 |
| 24.07.2019 | CHF | EUR | 1,100,000.00 | 994,143.59 |
| 24.07.2019 | CHF | EUR | 215,000.00 | 191,576.00 |
| 24.07.2019 | CHF | EUR | 2,500,000.00 | 2,195,543.92 |
| 24.07.2019 | CHF | EUR | 131,000.00 | 115,046.50 |
| 24.07.2019 | CHF | EUR | 400,000.00 | 359,712.23 |
| 24.07.2019 | CHF | EUR | 1,280,000.00 | 1,126,671.30 |
| 24.07.2019 | CHF | EUR | 105,574,000.00 | 92,691,706.61 |
| 24.07.2019 | EUR | AUD | 17,417,654.89 | 27,532,000.00 |
| 24.07.2019 | EUR | CAD | 1,735,480.79 | 2,543,000.00 |
| 24.07.2019 | EUR | CHF | 222,384.35 | 253,000.00 |
| 24.07.2019 | EUR | CHF | 18,927.96 | 21,000.00 |
| 24.07.2019 | EUR | CHF | 22,280.05 | 25,000.00 |
| 24.07.2019 | EUR | CHF | 15,736,329.06 | 18,000,000.00 |
| 24.07.2019 | EUR | CHF | 264,058.94 | 300,000.00 |
| 24.07.2019 | EUR | CHF | 648,727.43 | 730,000.00 |
| 24.07.2019 | EUR | CHF | 228,268.41 | 260,000.00 |
| 24.07.2019 | EUR | CHF | 921,141.51 | 1,050,000.00 |
| 24.07.2019 | EUR | CHF | 180,847.70 | 206,000.00 |
| 24.07.2019 | EUR | CHF | 1,046,321.91 | 1,180,000.00 |
| 24.07.2019 | EUR | CHF | 628,496.01 | 700,000.00 |
| 24.07.2019 | EUR | CHF | 23,994.03 | 27,000.00 |
| 24.07.2019 | EUR | CHF | 459,678.95 | 510,000.00 |
| 24.07.2019 | EUR | CHF | 427,742.96 | 475,000.00 |
| 24.07.2019 | EUR | CHF | 463,425.07 | 520,000.00 |
| 24.07.2019 | EUR | CHF | 15,199.33 | 17,000.00 |
| 24.07.2019 | EUR | CHF | 438,098.47 | 490,000.00 |
| 24.07.2019 | EUR | CHF | 99,100,405.22 | 110,051,000.00 |
| 24.07.2019 | EUR | CHF | 5,586,852.77 | 6,204,200.00 |
| 24.07.2019 | EUR | CHF | 18,075.34 | 20,000.00 |
| 24.07.2019 | EUR | CHF | 1,333,001.56 | 1,500,000.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 24.07.2019 | EUR | CHF | 356,579.33 | 400,000.00 |
| 24.07.2019 | EUR | CHF | 316,318.42 | 350,000.00 |
| 24.07.2019 | EUR | GBP | 23,268,420.64 | 20,260,000.00 |
| 24.07.2019 | EUR | HKD | 6,255,452.83 | 55,854,000.00 |
| 24.07.2019 | EUR | HKD | 227,077.44 | 2,000,000.00 |
| 24.07.2019 | EUR | JPY | 22,238,840.02 | 2,817,472,000.00 |
| 24.07.2019 | EUR | JPY | 818,605.26 | 100,000,000.00 |
| 24.07.2019 | EUR | NOK | 16,702,191.75 | 160,792,000.00 |
| 24.07.2019 | EUR | SEK | 12,066,244.89 | 126,056,000.00 |
| 24.07.2019 | EUR | SEK | 553,620.45 | 6,000,000.00 |
| 24.07.2019 | EUR | SGD | 1,494,209.94 | 2,300,000.00 |
| 24.07.2019 | EUR | USD | 1,781,562.61 | 2,000,000.00 |
| 24.07.2019 | EUR | USD | 445,251,329.97 | 507,363,000.00 |
| 24.07.2019 | EUR | USD | 15,541,602.65 | 17,500,000.00 |
| 24.07.2019 | EUR | USD | 327,890.64 | 370,000.00 |
| 24.07.2019 | EUR | USD | 311,842.90 | 350,000.00 |
| 24.07.2019 | EUR | USD | 302,151.85 | 345,000.00 |
| 24.07.2019 | EUR | USD | 230,594.58 | 260,000.00 |
| 24.07.2019 | EUR | USD | 3,171,275.29 | 3,600,000.00 |
| 24.07.2019 | EUR | USD | 1,931,196.73 | 2,200,000.00 |
| 24.07.2019 | EUR | USD | 106,586.13 | 120,000.00 |
| 24.07.2019 | EUR | USD | 418,521.82 | 470,000.00 |
| 24.07.2019 | EUR | USD | 2,165,190.80 | 2,450,000.00 |
| 24.07.2019 | EUR | USD | 2,804,754.06 | 3,200,000.00 |
| 24.07.2019 | EUR | USD | 1,340,099.35 | 1,500,000.00 |
| 24.07.2019 | EUR | USD | 222,317.08 | 250,000.00 |
| 24.07.2019 | EUR | USD | 3,187,617.88 | 3,600,000.00 |
| 24.07.2019 | EUR | USD | 52,605,974.14 | 58,997,600.00 |
| 24.07.2019 | EUR | USD | 5,548,216.64 | 6,300,000.00 |
| 24.07.2019 | EUR | USD | 3,169,265.17 | 3,600,000.00 |
| 24.07.2019 | EUR | USD | 19,442,814.48 | 22,200,000.00 |
| 24.07.2019 | GBP | EUR | 766,000.00 | 858,696.26 |
| 24.07.2019 | GBP | EUR | 17,994,000.00 | 19,893,864.01 |
| 24.07.2019 | GBP | EUR | 1,500,000.00 | 1,672,483.19 |
| 24.07.2019 | HKD | EUR | 50,354,000.00 | 5,743,583.89 |
| 24.07.2019 | HKD | EUR | 7,500,000.00 | 854,574.25 |
| 24.07.2019 | JPY | EUR | 2,917,472,000.00 | 24,022,000.82 |
| 24.07.2019 | NOK | EUR | 137,934,000.00 | 14,327,455.92 |
| 24.07.2019 | NOK | EUR | 22,858,000.00 | 2,333,282.29 |
| 24.07.2019 | SEK | EUR | 116,056,000.00 | 11,034,036.89 |
| 24.07.2019 | SEK | EUR | 16,000,000.00 | 1,517,134.13 |
| 24.07.2019 | SGD | EUR | 2,300,000.00 | 1,506,912.14 |
| 24.07.2019 | USD | EUR | 2,200,000.00 | 1,956,390.28 |
| 24.07.2019 | USD | EUR | 5,300,000.00 | 4,706,475.76 |
| 24.07.2019 | USD | EUR | 5,700,000.00 | 5,078,946.43 |
| 24.07.2019 | USD | EUR | 700,000.00 | 625,379.69 |
| 24.07.2019 | USD | EUR | 550,000.00 | 484,816.43 |
| 24.07.2019 | USD | EUR | 200,000.00 | 176,856.55 |
| 24.07.2019 | USD | EUR | 560,000.00 | 495,232.50 |
| 24.07.2019 | USD | EUR | 2,320,000.00 | 2,043,152.80 |
| 24.07.2019 | USD | EUR | 356,000.00 | 312,234.14 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 24.07.2019 | USD | EUR | 1,000,000.00 | 888,091.58 |
| 24.07.2019 | USD | EUR | 920,000.00 | 819,518.80 |
| 24.07.2019 | USD | EUR | 5,000,000.00 | 4,436,635.97 |
| 24.07.2019 | USD | EUR | 1,470,000.00 | 1,304,556.18 |
| 24.07.2019 | USD | EUR | 53,666,600.00 | 47,096,703.99 |
| 24.07.2019 | USD | EUR | 28,500,000.00 | 24,996,272.49 |
| 24.07.2019 | USD | EUR | 3,000,000.00 | 2,657,218.78 |
| 24.07.2019 | USD | EUR | 524,933,000.00 | 468,063,308.07 |
| 24.07.2019 | USD | EUR | 300,000.00 | 265,392.78 |
| 23.10.2019 | AUD | EUR | 3,992,000.00 | 2,436,226.05 |
| 23.10.2019 | CAD | EUR | 2,543,000.00 | 1,725,720.98 |
| 23.10.2019 | CHF | EUR | 886,000.00 | 804,357.69 |
| 23.10.2019 | CHF | EUR | 34,000.00 | 31,398.62 |
| 23.10.2019 | CHF | EUR | 21,000.00 | 19,379.31 |
| 23.10.2019 | CHF | EUR | 128,000.00 | 117,259.07 |
| 23.10.2019 | CHF | EUR | 680,000.00 | 616,187.61 |
| 23.10.2019 | CHF | EUR | 600,000.00 | 544,944.28 |
| 23.10.2019 | CHF | EUR | 1,230,000.00 | 1,128,937.51 |
| 23.10.2019 | CHF | EUR | 6,204,200.00 | 5,593,022.47 |
| 23.10.2019 | CHF | EUR | 56,000.00 | 51,201.40 |
| 23.10.2019 | CHF | EUR | 61,000.00 | 55,525.21 |
| 23.10.2019 | CHF | EUR | 590,000.00 | 544,858.48 |
| 23.10.2019 | CHF | EUR | 440,000.00 | 399,672.99 |
| 23.10.2019 | CHF | EUR | 70,000.00 | 64,248.48 |
| 23.10.2019 | CHF | EUR | 60,000.00 | 54,369.50 |
| 23.10.2019 | CHF | EUR | 880,000.00 | 804,593.50 |
| 23.10.2019 | CHF | EUR | 8,000.00 | 7,311.95 |
| 23.10.2019 | CHF | EUR | 110,051,000.00 | 99,209,844.27 |
| 23.10.2019 | CHF | EUR | 16,000,000.00 | 14,645,308.92 |
| 23.10.2019 | CHF | EUR | 1,040,000.00 | 946,659.38 |
| 23.10.2019 | CHF | EUR | 975,000.00 | 895,654.01 |
| 23.10.2019 | CHF | EUR | 18,000.00 | 16,574.59 |
| 23.10.2019 | CHF | EUR | 780,000.00 | 714,279.17 |
| 23.10.2019 | CHF | EUR | 50,000.00 | 45,787.13 |
| 23.10.2019 | CHF | EUR | 7,000.00 | 6,426.85 |
| 23.10.2019 | CHF | EUR | 57,000.00 | 52,361.31 |
| 23.10.2019 | CHF | EUR | 670,000.00 | 608,592.97 |
| 23.10.2019 | CHF | EUR | 8,000.00 | 7,352.67 |
| 23.10.2019 | CHF | EUR | 32,000.00 | 29,067.13 |
| 23.10.2019 | EUR | AUD | 1,304,283.02 | 2,100,000.00 |
| 23.10.2019 | EUR | AUD | 1,176,707.66 | 1,892,000.00 |
| 23.10.2019 | EUR | CAD | 1,742,974.64 | 2,543,000.00 |
| 23.10.2019 | EUR | CHF | 777,797.10 | 850,000.00 |
| 23.10.2019 | EUR | CHF | 741,167.75 | 810,000.00 |
| 23.10.2019 | EUR | CHF | 220,086.57 | 240,000.00 |
| 23.10.2019 | EUR | CHF | 100,662.54 | 110,000.00 |
| 23.10.2019 | EUR | CHF | 183,924.96 | 200,000.00 |
| 23.10.2019 | EUR | CHF | 40,260.96 | 44,000.00 |
| 23.10.2019 | EUR | CHF | 411,899.31 | 450,000.00 |
| 23.10.2019 | EUR | CHF | 36,975.75 | 40,000.00 |
| 23.10.2019 | EUR | CHF | 42,243.30 | 46,000.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 23.10.2019 | EUR | CHF | 115,047.26 | 125,000.00 |
| 23.10.2019 | EUR | CHF | 5,795,914.66 | 6,384,200.00 |
| 23.10.2019 | EUR | CHF | 826,499.41 | 900,000.00 |
| 23.10.2019 | EUR | CHF | 99,638,674.53 | 109,752,000.00 |
| 23.10.2019 | EUR | CHF | 518,627.21 | 562,000.00 |
| 23.10.2019 | EUR | CHF | 297,901.15 | 330,000.00 |
| 23.10.2019 | EUR | CHF | 1,775,321.21 | 1,940,000.00 |
| 23.10.2019 | EUR | CHF | 15,589.47 | 17,000.00 |
| 23.10.2019 | EUR | CHF | 41,177.49 | 45,000.00 |
| 23.10.2019 | EUR | CHF | 15,961,776.84 | 17,706,000.00 |
| 23.10.2019 | EUR | CHF | 165,290.77 | 180,000.00 |
| 23.10.2019 | EUR | CHF | 836,576.42 | 905,000.00 |
| 23.10.2019 | EUR | GBP | 19,831,311.52 | 17,994,000.00 |
| 23.10.2019 | EUR | HKD | 5,705,734.83 | 50,354,000.00 |
| 23.10.2019 | EUR | JPY | 24,010,079.80 | 2,917,472,000.00 |
| 23.10.2019 | EUR | JPY | 1,265,449.02 | 150,000,000.00 |
| 23.10.2019 | EUR | JPY | 381,120.15 | 45,000,000.00 |
| 23.10.2019 | EUR | NOK | 1,239,830.80 | 12,000,000.00 |
| 23.10.2019 | EUR | NOK | 14,534,038.72 | 145,000,000.00 |
| 23.10.2019 | EUR | NOK | 942,803.39 | 9,572,000.00 |
| 23.10.2019 | EUR | SEK | 11,025,586.87 | 116,056,000.00 |
| 23.10.2019 | EUR | SGD | 1,498,118.56 | 2,300,000.00 |
| 23.10.2019 | EUR | USD | 2,141,232.10 | 2,400,000.00 |
| 23.10.2019 | EUR | USD | 214,895.87 | 240,000.00 |
| 23.10.2019 | EUR | USD | 275,660.92 | 310,000.00 |
| 23.10.2019 | EUR | USD | 399,264.28 | 445,000.00 |
| 23.10.2019 | EUR | USD | 1,509,232.95 | 1,700,000.00 |
| 23.10.2019 | EUR | USD | 3,116,596.32 | 3,500,000.00 |
| 23.10.2019 | EUR | USD | 56,499,406.12 | 61,838,600.00 |
| 23.10.2019 | EUR | USD | 280,046.25 | 310,000.00 |
| 23.10.2019 | EUR | USD | 186,669.99 | 210,000.00 |
| 23.10.2019 | EUR | USD | 3,780,139.87 | 4,200,000.00 |
| 23.10.2019 | EUR | USD | 464,739,066.61 | 524,933,000.00 |
| 23.10.2019 | EUR | USD | 5,441,851.82 | 6,150,000.00 |
| 23.10.2019 | GBP | EUR | 16,944,000.00 | 19,629,286.38 |
| 23.10.2019 | GBP | EUR | 700,000.00 | 785,211.11 |
| 23.10.2019 | GBP | EUR | 350,000.00 | 379,906.22 |
| 23.10.2019 | HKD | EUR | 41,764,000.00 | 4,817,626.02 |
| 23.10.2019 | HKD | EUR | 4,240,000.00 | 480,927.37 |
| 23.10.2019 | HKD | EUR | 4,350,000.00 | 504,339.05 |
| 23.10.2019 | JPY | EUR | 2,572,472,000.00 | 21,392,698.54 |
| 23.10.2019 | JPY | EUR | 150,000,000.00 | 1,261,590.87 |
| 23.10.2019 | JPY | EUR | 330,000,000.00 | 2,809,490.97 |
| 23.10.2019 | JPY | EUR | 60,000,000.00 | 504,178.38 |
| 23.10.2019 | NOK | EUR | 160,792,000.00 | 16,622,178.42 |
| 23.10.2019 | NOK | EUR | 5,780,000.00 | 574,718.36 |
| 23.10.2019 | SEK | EUR | 6,000,000.00 | 563,174.05 |
| 23.10.2019 | SEK | EUR | 7,510,000.00 | 692,507.37 |
| 23.10.2019 | SEK | EUR | 102,546,000.00 | 9,465,202.14 |
| 23.10.2019 | SGD | EUR | 2,300,000.00 | 1,517,450.68 |
| 23.10.2019 | USD | EUR | 415,000.00 | 369,539.28 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 23.10.2019 | USD | EUR | 700,000.00 | 619,397.77 |
| 23.10.2019 | USD | EUR | 300,000.00 | 270,851.01 |
| 23.10.2019 | USD | EUR | 3,000,000.00 | 2,688,119.05 |
| 23.10.2019 | USD | EUR | 330,000.00 | 292,968.75 |
| 23.10.2019 | USD | EUR | 290,000.00 | 258,690.67 |
| 23.10.2019 | USD | EUR | 170,000.00 | 151,670.61 |
| 23.10.2019 | USD | EUR | 3,000,000.00 | 2,686,198.31 |
| 23.10.2019 | USD | EUR | 515,000.00 | 457,265.64 |
| 23.10.2019 | USD | EUR | 524,383,000.00 | 474,597,701.15 |
| 23.10.2019 | USD | EUR | 586,000.00 | 527,419.51 |
| 23.10.2019 | USD | EUR | 3,500,000.00 | 3,121,738.90 |
| 23.10.2019 | USD | EUR | 6,700,000.00 | 5,930,305.63 |
| 23.10.2019 | USD | EUR | 800,000.00 | 725,399.88 |
| 23.10.2019 | USD | EUR | 550,000.00 | 496,192.85 |
| 23.10.2019 | USD | EUR | 2,000,000.00 | 1,821,559.98 |
| 23.10.2019 | USD | EUR | 58,997,600.00 | 52,232,360.24 |
| 11.12.2019 | AUD | EUR | 3,992,000.00 | 2,456,313.07 |
| 11.12.2019 | CAD | EUR | 2,543,000.00 | 1,738,002.45 |
| 11.12.2019 | CHF | EUR | 570,000.00 | 516,252.91 |
| 11.12.2019 | CHF | EUR | 109,752,000.00 | 99,688,994.17 |
| 11.12.2019 | CHF | EUR | 31,000.00 | 28,197.97 |
| 11.12.2019 | CHF | EUR | 23,000.00 | 20,974.76 |
| 11.12.2019 | CHF | EUR | 560,000.00 | 508,157.75 |
| 11.12.2019 | CHF | EUR | 200,000.00 | 182,403.53 |
| 11.12.2019 | CHF | EUR | 384,000.00 | 350,187.31 |
| 11.12.2019 | CHF | EUR | 3,000.00 | 2,756.23 |
| 11.12.2019 | CHF | EUR | 37,000.00 | 33,574.71 |
| 11.12.2019 | CHF | EUR | 686,000.00 | 625,684.06 |
| 11.12.2019 | CHF | EUR | 420,000.00 | 382,036.98 |
| 11.12.2019 | CHF | EUR | 30,000.00 | 27,171.21 |
| 11.12.2019 | CHF | EUR | 6,384,200.00 | 5,798,841.72 |
| 11.12.2019 | CHF | EUR | 200,000.00 | 182,725.16 |
| 11.12.2019 | EUR | AUD | 2,431,590.21 | 3,992,000.00 |
| 11.12.2019 | EUR | CAD | 1,467,406.19 | 2,143,000.00 |
| 11.12.2019 | EUR | CAD | 272,527.83 | 400,000.00 |
| 11.12.2019 | EUR | CHF | 94,877,781.83 | 104,024,000.00 |
| 11.12.2019 | EUR | CHF | 5,768,606.35 | 6,324,700.00 |
| 11.12.2019 | EUR | CHF | 354,968.19 | 390,000.00 |
| 11.12.2019 | EUR | CHF | 274,386.06 | 300,000.00 |
| 11.12.2019 | EUR | CHF | 20,904.53 | 23,000.00 |
| 11.12.2019 | EUR | CHF | 59,395.99 | 65,000.00 |
| 11.12.2019 | EUR | CHF | 9,100.92 | 10,000.00 |
| 11.12.2019 | EUR | CHF | 1,044,884.61 | 1,150,000.00 |
| 11.12.2019 | EUR | CHF | 182,079.71 | 200,000.00 |
| 11.12.2019 | EUR | CHF | 11,832.27 | 13,000.00 |
| 11.12.2019 | EUR | CHF | 3,567,560.68 | 3,920,000.00 |
| 11.12.2019 | EUR | CHF | 10,927.17 | 12,000.00 |
| 11.12.2019 | EUR | CHF | 263,578.86 | 290,000.00 |
| 11.12.2019 | EUR | CHF | 804,763.91 | 886,000.00 |
| 11.12.2019 | EUR | CHF | 55,878.61 | 61,500.00 |
| 11.12.2019 | EUR | CHF | 58,369.13 | 64,000.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 11.12.2019 | EUR | CHF | 418,874.87 | 460,000.00 |
| 11.12.2019 | EUR | CHF | 991,363.19 | 1,087,000.00 |
| 11.12.2019 | EUR | GBP | 19,593,241.35 | 16,944,000.00 |
| 11.12.2019 | EUR | GBP | 1,172,951.73 | 1,000,000.00 |
| 11.12.2019 | EUR | HKD | 4,803,881.02 | 41,764,000.00 |
| 11.12.2019 | EUR | HKD | 2,060,911.38 | 18,000,000.00 |
| 11.12.2019 | EUR | JPY | 21,384,429.31 | 2,572,472,000.00 |
| 11.12.2019 | EUR | JPY | 1,074,975.40 | 130,000,000.00 |
| 11.12.2019 | EUR | JPY | 1,491,078.38 | 180,000,000.00 |
| 11.12.2019 | EUR | NOK | 942,023.99 | 9,572,000.00 |
| 11.12.2019 | EUR | SEK | 9,460,340.99 | 102,546,000.00 |
| 11.12.2019 | EUR | SGD | 1,513,042.43 | 2,300,000.00 |
| 11.12.2019 | EUR | USD | 2,991,731.94 | 3,300,000.00 |
| 11.12.2019 | EUR | USD | 1,718,929.67 | 1,900,000.00 |
| 11.12.2019 | EUR | USD | 8,051,745.89 | 9,000,000.00 |
| 11.12.2019 | EUR | USD | 473,017,551.11 | 524,383,000.00 |
| 11.12.2019 | GBP | EUR | 400,000.00 | 473,013.40 |
| 11.12.2019 | GBP | EUR | 17,244,000.00 | 20,407,100.59 |
| 11.12.2019 | GBP | EUR | 300,000.00 | 346,060.68 |
| 11.12.2019 | HKD | EUR | 53,764,000.00 | 6,189,303.06 |
| 11.12.2019 | HKD | EUR | 6,000,000.00 | 690,862.20 |
| 11.12.2019 | JPY | EUR | 45,000,000.00 | 372,707.85 |
| 11.12.2019 | JPY | EUR | 85,000,000.00 | 704,597.79 |
| 11.12.2019 | JPY | EUR | 52,000,000.00 | 432,216.77 |
| 11.12.2019 | JPY | EUR | 2,700,472,000.00 | 22,354,900.66 |
| 11.12.2019 | NOK | EUR | 9,572,000.00 | 940,150.93 |
| 11.12.2019 | SEK | EUR | 102,546,000.00 | 9,724,424.38 |
| 11.12.2019 | SGD | EUR | 2,300,000.00 | 1,522,977.09 |
| 11.12.2019 | USD | EUR | 14,500,000.00 | 13,008,684.42 |
| 11.12.2019 | USD | EUR | 3,000,000.00 | 2,714,755.24 |
| 11.12.2019 | USD | EUR | 508,883,000.00 | 458,577,092.91 |
| 11.12.2019 | USD | EUR | 8,200,000.00 | 7,335,313.27 |
| 11.12.2019 | USD | EUR | 1,900,000.00 | 1,704,586.23 |
| 11.12.2019 | USD | EUR | 2,100,000.00 | 1,893,563.69 |
| 23.01.2020 | AUD | EUR | 4,692,000.00 | 2,911,392.41 |
| 23.01.2020 | CAD | EUR | 2,143,000.00 | 1,463,363.00 |
| 23.01.2020 | CHF | EUR | 1,980,000.00 | 1,805,778.49 |
| 23.01.2020 | CHF | EUR | 940,000.00 | 860,632.47 |
| 23.01.2020 | CHF | EUR | 122,000.00 | 111,265.14 |
| 23.01.2020 | CHF | EUR | 2,186,000.00 | 2,030,089.15 |
| 23.01.2020 | CHF | EUR | 350,000.00 | 320,162.46 |
| 23.01.2020 | CHF | EUR | 740,000.00 | 683,489.12 |
| 23.01.2020 | CHF | EUR | 104,024,000.00 | 94,920,809.60 |
| 23.01.2020 | CHF | EUR | 40,000.00 | 36,753.22 |
| 23.01.2020 | CHF | EUR | 49,000.00 | 45,258.06 |
| 23.01.2020 | CHF | EUR | 6,324,700.00 | 5,771,222.45 |
| 23.01.2020 | CHF | EUR | 610,000.00 | 560,486.61 |
| 23.01.2020 | CHF | EUR | 30,000.00 | 27,442.50 |
| 23.01.2020 | EUR | AUD | 2,451,082.73 | 3,992,000.00 |
| 23.01.2020 | EUR | AUD | 428,754.74 | 700,000.00 |
| 23.01.2020 | EUR | CAD | 924,103.76 | 1,343,000.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 23.01.2020 | EUR | CAD | 543,586.46 | 800,000.00 |
| 23.01.2020 | EUR | CHF | 430,420.05 | 465,000.00 |
| 23.01.2020 | EUR | CHF | 318,985.08 | 350,000.00 |
| 23.01.2020 | EUR | CHF | 551,298.31 | 600,000.00 |
| 23.01.2020 | EUR | CHF | 164,918.23 | 180,000.00 |
| 23.01.2020 | EUR | CHF | 98,206,723.63 | 105,749,000.00 |
| 23.01.2020 | EUR | CHF | 1,735,841.47 | 1,900,000.00 |
| 23.01.2020 | EUR | CHF | 823,274.90 | 900,000.00 |
| 23.01.2020 | EUR | CHF | 24,992.13 | 27,000.00 |
| 23.01.2020 | EUR | CHF | 5,960,902.67 | 6,418,700.00 |
| 23.01.2020 | EUR | CHF | 109,632.09 | 120,000.00 |
| 23.01.2020 | EUR | CHF | 625,967.81 | 686,000.00 |
| 23.01.2020 | EUR | GBP | 20,376,210.74 | 17,244,000.00 |
| 23.01.2020 | EUR | HKD | 6,167,930.52 | 53,764,000.00 |
| 23.01.2020 | EUR | HKD | 2,295,473.33 | 20,000,000.00 |
| 23.01.2020 | EUR | JPY | 690,757.54 | 84,528,000.00 |
| 23.01.2020 | EUR | JPY | 22,356,658.84 | 2,700,472,000.00 |
| 23.01.2020 | EUR | NOK | 969,463.72 | 9,572,000.00 |
| 23.01.2020 | EUR | SEK | 9,719,990.79 | 102,546,000.00 |
| 23.01.2020 | EUR | SGD | 1,518,833.54 | 2,300,000.00 |
| 23.01.2020 | EUR | USD | 1,890,393.20 | 2,100,000.00 |
| 23.01.2020 | EUR | USD | 452,936.51 | 508,000.00 |
| 23.01.2020 | EUR | USD | 395,372.35 | 440,000.00 |
| 23.01.2020 | EUR | USD | 457,144,730.80 | 508,883,000.00 |
| 23.01.2020 | EUR | USD | 2,510,850.46 | 2,800,000.00 |
| 23.01.2020 | EUR | USD | 388,028.60 | 432,000.00 |
| 23.01.2020 | EUR | USD | 544,719.10 | 606,000.00 |
| 23.01.2020 | EUR | USD | 10,236,753.10 | 11,350,000.00 |
| 23.01.2020 | EUR | USD | 3,122,188.23 | 3,470,000.00 |
| 23.01.2020 | EUR | USD | 1,235,625.70 | 1,370,000.00 |
| 23.01.2020 | EUR | USD | 311,802.40 | 345,000.00 |
| 23.01.2020 | EUR | USD | 7,203,118.95 | 8,000,000.00 |
| 23.01.2020 | EUR | USD | 271,805.60 | 300,000.00 |
| 23.01.2020 | EUR | USD | 63,808,992.81 | 70,955,600.00 |
| 23.01.2020 | EUR | USD | 4,494,139.64 | 5,000,000.00 |
| 23.01.2020 | GBP | EUR | 17,244,000.00 | 20,173,139.92 |
| 23.01.2020 | HKD | EUR | 20,000,000.00 | 2,301,257.64 |
| 23.01.2020 | HKD | EUR | 53,764,000.00 | 6,218,007.29 |
| 23.01.2020 | JPY | EUR | 700,000,000.00 | 5,808,453.79 |
| 23.01.2020 | JPY | EUR | 420,000,000.00 | 3,444,627.61 |
| 23.01.2020 | JPY | EUR | 1,665,000,000.00 | 13,869,567.75 |
| 23.01.2020 | NOK | EUR | 9,572,000.00 | 939,522.88 |
| 23.01.2020 | SEK | EUR | 94,946,000.00 | 9,024,427.34 |
| 23.01.2020 | SEK | EUR | 7,600,000.00 | 727,067.48 |
| 23.01.2020 | SGD | EUR | 800,000.00 | 529,129.93 |
| 23.01.2020 | SGD | EUR | 1,500,000.00 | 1,001,335.11 |
| 23.01.2020 | USD | EUR | 61,838,600.00 | 56,109,790.40 |
| 23.01.2020 | USD | EUR | 535,403,000.00 | 481,477,517.99 |
| 23.01.2020 | USD | EUR | 1,325,000.00 | 1,188,511.36 |
| 23.01.2020 | USD | EUR | 7,900,000.00 | 7,045,393.74 |
| 23.01.2020 | USD | EUR | 2,600,000.00 | 2,328,392.96 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 23.01.2020 | USD | EUR | 400,000.00 | 358,557.88 |
| 23.01.2020 | USD | EUR | 550,000.00 | 497,017.89 |
| 23.01.2020 | USD | EUR | 3,600,000.00 | 3,229,162.93 |
| 23.01.2020 | USD | EUR | 340,000.00 | 305,480.68 |
| 23.01.2020 | USD | EUR | 880,000.00 | 789,124.43 |
| 23.01.2020 | USD | EUR | 230,000.00 | 208,065.71 |
| 23.01.2020 | USD | EUR | 378,000.00 | 340,503.73 |
| 23.01.2020 | USD | EUR | 270,000.00 | 243,709.80 |
| 23.01.2020 | USD | EUR | 590,000.00 | 529,506.53 |
| 23.01.2020 | USD | EUR | 255,000.00 | 229,479.58 |
| 22.04.2020 | AUD | EUR | 4,692,000.00 | 2,687,285.22 |
| 22.04.2020 | CAD | EUR | 1,343,000.00 | 919,019.53 |
| 22.04.2020 | CHF | EUR | 12,300.00 | 11,594.04 |
| 22.04.2020 | CHF | EUR | 250,000.00 | 236,049.48 |
| 22.04.2020 | CHF | EUR | 58,000.00 | 54,845.82 |
| 22.04.2020 | CHF | EUR | 34,000.00 | 31,858.17 |
| 22.04.2020 | CHF | EUR | 530,000.00 | 496,654.61 |
| 22.04.2020 | CHF | EUR | 6,418,700.00 | 5,965,223.69 |
| 22.04.2020 | CHF | EUR | 68,000.00 | 64,006.02 |
| 22.04.2020 | CHF | EUR | 97,000.00 | 91,787.39 |
| 22.04.2020 | CHF | EUR | 3,600,000.00 | 3,407,638.79 |
| 22.04.2020 | CHF | EUR | 53,000.00 | 49,644.06 |
| 22.04.2020 | CHF | EUR | 1,206,000.00 | 1,143,344.71 |
| 22.04.2020 | CHF | EUR | 105,749,000.00 | 98,277,913.05 |
| 22.04.2020 | CHF | EUR | 225,000.00 | 212,086.08 |
| 22.04.2020 | CHF | EUR | 12,000.00 | 11,291.25 |
| 22.04.2020 | CHF | EUR | 890,000.00 | 833,645.56 |
| 22.04.2020 | CHF | EUR | 540,000.00 | 505,982.78 |
| 22.04.2020 | CHF | EUR | 225,000.00 | 212,977.42 |
| 22.04.2020 | CHF | EUR | 980,000.00 | 927,240.04 |
| 22.04.2020 | CHF | EUR | 770,000.00 | 727,733.25 |
| 22.04.2020 | CHF | EUR | 1,500,000.00 | 1,419,392.69 |
| 22.04.2020 | CHF | EUR | 890,000.00 | 841,599.61 |
| 22.04.2020 | CHF | EUR | 33,000.00 | 31,086.33 |
| 22.04.2020 | CHF | EUR | 49,000.00 | 46,310.30 |
| 22.04.2020 | CHF | EUR | 400,000.00 | 376,803.95 |
| 22.04.2020 | CHF | EUR | 900,000.00 | 847,138.55 |
| 22.04.2020 | EUR | AUD | 2,901,239.15 | 4,692,000.00 |
| 22.04.2020 | EUR | CAD | 879,905.65 | 1,343,000.00 |
| 22.04.2020 | EUR | CHF | 72,848.72 | 77,000.00 |
| 22.04.2020 | EUR | CHF | 902,103.03 | 960,000.00 |
| 22.04.2020 | EUR | CHF | 719,639.62 | 770,000.00 |
| 22.04.2020 | EUR | CHF | 185,627.15 | 196,000.00 |
| 22.04.2020 | EUR | CHF | 495,017.14 | 530,000.00 |
| 22.04.2020 | EUR | CHF | 5,912,969.28 | 6,237,000.00 |
| 22.04.2020 | EUR | CHF | 462,703.31 | 495,000.00 |
| 22.04.2020 | EUR | CHF | 33,914.43 | 36,000.00 |
| 22.04.2020 | EUR | CHF | 6,622.61 | 7,000.00 |
| 22.04.2020 | EUR | CHF | 52,622.68 | 56,000.00 |
| 22.04.2020 | EUR | CHF | 28,019.84 | 30,000.00 |
| 22.04.2020 | EUR | CHF | 184,501.85 | 195,000.00 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 22.04.2020 | EUR | CHF | 3,216,955.25 | 3,400,000.00 |
| 22.04.2020 | EUR | CHF | 92,754.72 | 98,000.00 |
| 22.04.2020 | EUR | CHF | 423,421.81 | 450,000.00 |
| 22.04.2020 | EUR | CHF | 555,819.86 | 590,000.00 |
| 22.04.2020 | EUR | CHF | 1,495,433.25 | 1,580,000.00 |
| 22.04.2020 | EUR | CHF | 160,226.20 | 170,000.00 |
| 22.04.2020 | EUR | CHF | 43,475.18 | 46,000.00 |
| 22.04.2020 | EUR | CHF | 845,875.76 | 895,000.00 |
| 22.04.2020 | EUR | CHF | 263,824.90 | 280,000.00 |
| 22.04.2020 | EUR | CHF | 3,078,001.29 | 3,250,000.00 |
| 22.04.2020 | EUR | CHF | 2,031,560.75 | 2,186,000.00 |
| 22.04.2020 | EUR | CHF | 125,843.65 | 133,000.00 |
| 22.04.2020 | EUR | CHF | 2,081,624.27 | 2,200,000.00 |
| 22.04.2020 | EUR | CHF | 805,326.39 | 860,000.00 |
| 22.04.2020 | EUR | CHF | 24,303.61 | 26,000.00 |
| 22.04.2020 | EUR | CHF | 142,538.13 | 150,000.00 |
| 22.04.2020 | EUR | CHF | 94,413,158.89 | 99,587,000.00 |
| 22.04.2020 | EUR | GBP | 2,585,722.32 | 2,300,000.00 |
| 22.04.2020 | EUR | GBP | 20,114,711.24 | 17,244,000.00 |
| 22.04.2020 | EUR | HKD | 6,179,123.79 | 53,764,000.00 |
| 22.04.2020 | EUR | JPY | 1,530,527.37 | 184,000,000.00 |
| 22.04.2020 | EUR | JPY | 1,212,345.78 | 142,000,000.00 |
| 22.04.2020 | EUR | JPY | 832,292.97 | 98,000,000.00 |
| 22.04.2020 | EUR | JPY | 13,666,593.35 | 1,615,528,000.00 |
| 22.04.2020 | EUR | JPY | 1,468,120.81 | 175,000,000.00 |
| 22.04.2020 | EUR | NOK | 858,765.78 | 9,572,000.00 |
| 22.04.2020 | EUR | SEK | 9,011,664.88 | 94,946,000.00 |
| 22.04.2020 | EUR | SGD | 996,525.45 | 1,500,000.00 |
| 22.04.2020 | EUR | USD | 3,104,563.16 | 3,380,000.00 |
| 22.04.2020 | EUR | USD | 3,212,630.23 | 3,500,000.00 |
| 22.04.2020 | EUR | USD | 1,864,823.07 | 2,050,000.00 |
| 22.04.2020 | EUR | USD | 118,963.73 | 130,000.00 |
| 22.04.2020 | EUR | USD | 426,459.00 | 460,000.00 |
| 22.04.2020 | EUR | USD | 2,462,676.47 | 2,730,000.00 |
| 22.04.2020 | EUR | USD | 975,609.76 | 1,060,000.00 |
| 22.04.2020 | EUR | USD | 1,573,054.50 | 1,700,000.00 |
| 22.04.2020 | EUR | USD | 1,118,933.28 | 1,200,000.00 |
| 22.04.2020 | EUR | USD | 5,372,492.84 | 5,850,000.00 |
| 22.04.2020 | EUR | USD | 224,611.08 | 257,000.00 |
| 22.04.2020 | EUR | USD | 2,205,097.26 | 2,375,000.00 |
| 22.04.2020 | EUR | USD | 202,688.46 | 225,000.00 |
| 22.04.2020 | EUR | USD | 2,318,592.44 | 2,600,000.00 |
| 22.04.2020 | EUR | USD | 57,226,352.59 | 62,193,600.00 |
| 22.04.2020 | EUR | USD | 3,744,917.61 | 4,200,000.00 |
| 22.04.2020 | EUR | USD | 478,756,527.65 | 535,403,000.00 |
| 22.04.2020 | EUR | USD | 1,800,261.04 | 2,000,000.00 |
| 22.04.2020 | EUR | USD | 15,352,659.62 | 17,000,000.00 |
| 22.04.2020 | EUR | USD | 458,893.71 | 520,000.00 |
| 22.04.2020 | EUR | USD | 331,544.19 | 370,000.00 |
| 22.04.2020 | EUR | USD | 2,751,536.27 | 3,000,000.00 |
| 22.04.2020 | GBP | EUR | 1,800,000.00 | 1,972,602.74 |

| Maturity | Purchase | Sale | Purchase Amount | Sale Amount |
| --- | --- | --- | --- | --- |
| 22.04.2020 | GBP | EUR | 15,544,000.00 | 17,776,761.21 |
| 22.04.2020 | GBP | EUR | 1,600,000.00 | 1,744,820.07 |
| 22.04.2020 | GBP | EUR | 600,000.00 | 678,905.83 |
| 22.04.2020 | HKD | EUR | 4,600,000.00 | 549,021.01 |
| 22.04.2020 | HKD | EUR | 49,164,000.00 | 5,832,374.40 |
| 22.04.2020 | JPY | EUR | 1,900,000,000.00 | 15,742,420.85 |
| 22.04.2020 | JPY | EUR | 84,528,000.00 | 690,286.52 |
| 22.04.2020 | JPY | EUR | 180,000,000.00 | 1,508,611.66 |
| 22.04.2020 | JPY | EUR | 50,000,000.00 | 423,370.03 |
| 22.04.2020 | NOK | EUR | 9,572,000.00 | 964,270.03 |
| 22.04.2020 | SEK | EUR | 94,946,000.00 | 8,686,733.76 |
| 22.04.2020 | SGD | EUR | 1,500,000.00 | 969,493.28 |
| 22.04.2020 | USD | EUR | 480,000.00 | 440,819.93 |
| 22.04.2020 | USD | EUR | 290,000.00 | 268,481.23 |
| 22.04.2020 | USD | EUR | 400,000.00 | 358,365.14 |
| 22.04.2020 | USD | EUR | 12,000,000.00 | 11,141,544.03 |
| 22.04.2020 | USD | EUR | 1,150,000.00 | 1,026,116.91 |
| 22.04.2020 | USD | EUR | 13,000,000.00 | 11,985,985.62 |
| 22.04.2020 | USD | EUR | 470,000.00 | 431,410.34 |
| 22.04.2020 | USD | EUR | 509,603,000.00 | 468,902,281.93 |
| 22.04.2020 | USD | EUR | 2,670,000.00 | 2,411,270.66 |
| 22.04.2020 | USD | EUR | 13,850,000.00 | 12,598,926.59 |
| 22.04.2020 | USD | EUR | 200,000.00 | 184,479.72 |
| 22.04.2020 | USD | EUR | 10,000,000.00 | 9,020,792.93 |
| 22.04.2020 | USD | EUR | 4,600,000.00 | 4,233,778.19 |
| 22.04.2020 | USD | EUR | 200,000.00 | 182,116.19 |
| 22.04.2020 | USD | EUR | 345,000.00 | 311,318.46 |
| 22.04.2020 | USD | EUR | 220,000.00 | 199,073.40 |
| 22.04.2020 | USD | EUR | 670,000.00 | 606,829.09 |
| 22.04.2020 | USD | EUR | 3,500,000.00 | 3,263,555.41 |
| 22.04.2020 | USD | EUR | 7,000,000.00 | 6,429,568.67 |
| 22.04.2020 | USD | EUR | 70,955,600.00 | 63,448,386.87 |
| 22.04.2020 | USD | EUR | 600,000.00 | 552,287.85 |

Transactions in exposure-decreasing derivatives during the period under review
| Futures |  |
| --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| EURO STOXX 50 JUN 20 | 19.06.2020 | 173 | 173 |
| STXE Jun 19 | 21.06.2019 | 317 | 0 |
| SX5E DEC 19 | 20.12.2019 | 533 | 533 |
| SX5E MAR 20 | 20.03.2020 | 327 | 327 |
| SX5E SEP 19 | 20.09.2019 | 329 | 329 |

Transactions in exposure-increasing derivatives during the period under review
| Futures |  |  |  |
| --- | --- | --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| Mini S&P 500 DEC 19 | 20.12.2019 | 382 | 382 |
| Mini S&P 500 Jun 19 | 21.06.2019 | 74 | 167 |
| Mini S&P 500 JUN 20 | 19.06.2020 | 168 | 168 |
| Mini S&P 500 MAR 20 | 20.03.2020 | 274 | 274 |
| Mini S&P 500 Sep 19 | 20.09.2019 | 303 | 303 |
| MSCI EM DEC 19 | 20.12.2019 | 156 | 156 |
| TOPIX DEC 19 | 13.12.2019 | 58 | 58 |
| TOPIX Sep 19 | 13.09.2019 | 58 | 58 |

Transactions in exposure-decreasing derivatives during the period under review
| Options |  |
| --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| CELG 95 C 21 Jun 19 | 21.06.2019 | 855 | 0 |
| SPX 2350 P 19 Dec 19 | 20.12.2019 | 0 | 36 |
| SPX 2750 P 18 Jun 20 | 19.06.2020 | 29 | 29 |
| SPX 2775 P 19 Mar 20 | 20.03.2020 | 0 | 30 |
| SPX 2850 P 17 Sep 20 | 18.09.2020 | 27 | 27 |
| STXE 2850 P 20 Dec 19 | 20.12.2019 | 0 | 258 |
| SX5E 3250 P 19 Jun 20 | 19.06.2020 | 216 | 216 |
| SX5E 3300 P 20 Mar 20 | 20.03.2020 | 0 | 223 |
| SX5E 3350 P 18 Dec 20 | 18.12.2020 | 208 | 208 |

Transactions in exposure-increasing derivatives during the period under review
| Options |  |
| --- | --- |
| Description | Maturity | Purchases/Contracts | Sales/Contracts |
| SPX 2845 P 14 May 20 | 15.05.2020 | 83 | 83 |
| SPX 2930 P 16 Apr 20 | 17.04.2020 | 39 | 39 |
| SPX 3030 P 16 Apr 20 | 17.04.2020 | 39 | 39 |

1	
Purchase includes the following transactions: allotment from subscription / allotment from option rights / option rights / allotment of subscription rights from underlying stocks
/ bonus securities / changes of corporate names / conversions / purchases / share exchanges between companies / stock splits / stock dividends / optional dividends / transfers / transfers due to redenomination in euro
2	
Sale includes the following transactions: cancellations as a result of expiry / draws by lot / exercises of rights / options / repayments / reverse-splits / sales / share exchanges between companies / transfers / transfers due to redenomination in fund currency
3	
Divergences in the totals may be attributed to rounding differences
| LGT Sustainable Strategy 4 Years UCITS under the laws of Liechtenstein |  |
| --- | --- |
| 3-Year Comparison As of: | 31.05.2020 | 31.05.2019 | 31.05.2018 |
| Net asset value (EUR) B | 191,224,824 | 196,495,967 | 234,210,892 |
| Units outstanding at the end of the period (EUR) B | 110,925 | 117,450 | 137,980 |
| Net asset value per unit at the end of the period (EUR) B | 1,723.92 | 1,673.02 | 1,697.43 |
| Net asset value per unit at the beginning of the period (EUR) B | 1,673.02 | 1,697.43 | 1,680.74 |
| Percent change in asset value vs previous year (EUR) B | 3.04% | -1.44% | 0.99% |
|  |  |  |  |
| Net asset value (CHF) B | 85,382,604 | 100,068,443 | 117,667,466 |
| Units outstanding at the end of the period (CHF) B | 84,392 | 100,411 | 115,211 |
| Net asset value per unit at the end of the period (CHF) B | 1,011.74 | 996.59 | 1,021.32 |
| Net asset value per unit at the beginning of the period (CHF) B | 996.59 | 1,021.32 | 1,001.63 |
| Percent change in asset value vs previous year (CHF) B | 1.52% | -2.42% | 1.97% |
|  |  |  |  |
| Net asset value (USD) B | 32,486,696 | 28,762,022 | 32,169,078 |
| Units outstanding at the end of the period (USD) B | 29,718 | 27,733 | 30,788 |
| Net asset value per unit at the end of the period (USD) B | 1,093.15 | 1,037.09 | 1,044.86 |
| Net asset value per unit at the beginning of the period (USD) B | 1,037.09 | 1,044.86 | 1,010.53 |
| Percent change in asset value vs previous year (USD) B | 5.41% | -0.74% | 3.40% |
|  |  |  |  |
| Net asset value (EUR) I1 | 1,128,704 | n.a. | n.a. |
| Units outstanding at the end of the period (EUR) I1 | 1,000 | n.a. | n.a. |
| Net asset value per unit at the end of the period (EUR) I1 | 1,128.70 | n.a. | n.a. |
| Net asset value per unit at the beginning of the period (EUR) I1 | 1,000.00  1 | n.a. | n.a. |
| Percent change in asset value vs previous year (EUR) I1 | 12.87%  1 | n.a. | n.a. |
|  |  |  |  |
| Net asset value (EUR) C | 800,702 | 771,247 | 171,825 |
| Units outstanding at the end of the period (EUR) C | 678 | 678 | 150 |
| Net asset value per unit at the end of the period (EUR) C | 1,180.98 | 1,137.53 | 1,145.50 |
| Net asset value per unit at the beginning of the period (EUR) C | 1,137.53 | 1,145.50 | 1,125.77 |
| Percent change in asset value vs previous year (EUR) C | 3.82% | -0.70% | 1.75% |
|  |  |  |  |
| Net asset value (CHF) C | 943,971 | 922,891 | 1,351,313 |
| Units outstanding at the end of the period (CHF) C | 910 | 910 | 1,310 |
| Net asset value per unit at the end of the period (CHF) C | 1,037.33 | 1,014.17 | 1,031.54 |
| Net asset value per unit at the beginning of the period (CHF) C | 1,014.17 | 1,031.54 | 1,004.07 |
| Percent change in asset value vs previous year (CHF) C | 2.28% | -1.68% | 2.74% |

| As of: | 31.05.2020 | 31.05.2019 | 31.05.2018 |
| --- | --- | --- | --- |
| Net asset value (EUR) IM | 75,344 | 160,950 | 95,093 |
| Units outstanding at the end of the period (EUR) IM | 66 | 147 | 87 |
| Net asset value per unit at the end of the period (EUR) IM | 1,148.57 | 1,097.16 | 1,095.71 |
| Net asset value per unit at the beginning of the period (EUR) IM | 1,097.16 | 1,095.71 | 1,067.94 |
| Percent change in asset value vs previous year (EUR) IM | 4.69% | 0.13% | 2.60% |
| 1  Since launching 18.03.2020 |  |  |  |

As no comparative index exists, the fund is not measured against a benchmark.
The historical performance is no indication for current or future performance. The performance data do not take into consideration the commissions and fees charged on the issuance and redemption of units.
| Additional information to the 3-Year Comparison |  |  |  |
| --- | --- | --- | --- |
| As of: | 31.12.2019 | 31.12.2018 | 31.12.2017 |
| Percent change in asset value vs previous year (EUR) B | 12.77% | -7.96% | 5.88% |
| Percent change in asset value vs previous year (CHF) B | 11.39% | -9.24% | 4.20%  1 |
| Percent change in asset value vs previous year (USD) B | 14.55% | -7.54% | 6.08%  1 |
| Percent change in asset value vs previous year (EUR) C | 13.61% | -7.27% | 6.68% |
| Percent change in asset value vs previous year (CHF) C | 12.23% | -8.55% | 4.92%  1 |
| Percent change in asset value vs previous year (EUR) IM | 14.56% | -6.50% | 7.56% |

1 
Since launching 24.04.2017
As no comparative index exists, the fund is not measured against a benchmark.
The historical performance is no indication for current or future performance. The performance data do not take into consideration the commissions and fees charged on the issuance and redemption of units.

Translation (ENDE, 2020-05-31):
# Derivative Finanzinstrumente
Am Ende der Berichtsperiode offene derivative Finanzinstrumente
Devisentermingeschäfte
| Währung |  | Betrag | gegen | Gegenwert | Verfall | Gegenpartei | Verkehrswert in USD 3 | in % 3 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| CHF | Kauf | 500’000.00 | USD | 519’512.90 | 22.07.2020 | LGT Bank AG | 1’803.19 | 0.00 |
| CHF | Kauf | 235’000.00 | USD | 241’533.48 | 22.07.2020 | LGT Bank AG | 3’485.08 | 0.00 |
| CHF | Kauf | 12’750.00 | USD | 13’322.05 | 22.07.2020 | LGT Bank AG | -28.49 | 0.00 |
| CHF | Kauf | 3’640’000.00 | USD | 3’779’265.95 | 22.07.2020 | LGT Bank AG | 15’915.21 | 0.00 |
| CHF | Kauf | 72’500.00 | USD | 74’779.27 | 22.07.2020 | LGT Bank AG | 811.56 | 0.00 |
| CHF | Kauf | 3’145’930.00 | USD | 3’256’588.89 | 22.07.2020 | LGT Bank AG | 23’458.99 | 0.00 |
| CHF | Kauf | 1’850’000.00 | USD | 1’907’511.47 | 22.07.2020 | LGT Bank AG | 21’358.08 | 0.00 |
| CHF | Kauf | 295’000.00 | USD | 308’235.64 | 22.07.2020 | LGT Bank AG | -659.14 | 0.00 |
| CHF | Kauf | 2’850’000.00 | USD | 2’939’598.98 | 22.07.2020 | LGT Bank AG | 31’902.75 | 0.00 |
| CHF | Kauf | 44’500.00 | USD | 45’883.38 | 22.07.2020 | LGT Bank AG | 513.75 | 0.00 |
| CHF | Kauf | 135’489’300.00 | USD | 140’255’170.70 | 22.07.2020 | LGT Bank AG | 1’010’334.54 | 0.14 |
| CHF | Kauf | 11’500.00 | USD | 11’819.72 | 22.07.2020 | LGT Bank AG | 170.55 | 0.00 |
| CHF | Kauf | 83’400.00 | USD | 86’590.87 | 22.07.2020 | LGT Bank AG | 364.65 | 0.00 |
| EUR | Kauf | 1’100’000.00 | USD | 1’199’704.00 | 22.07.2020 | LGT Bank AG | 25’468.30 | 0.00 |
| EUR | Kauf | 560’000.00 | USD | 608’246.80 | 22.07.2020 | LGT Bank AG | 15’477.28 | 0.00 |
| EUR | Kauf | 5’000’000.00 | USD | 5’420’400.00 | 22.07.2020 | LGT Bank AG | 148’565.00 | 0.02 |
| EUR | Kauf | 5’200’000.00 | USD | 5’672’420.00 | 22.07.2020 | LGT Bank AG | 119’303.60 | 0.02 |
| EUR | Kauf | 212’222’500.00 | USD | 231’316’158.33 | 22.07.2020 | LGT Bank AG | 5’055’776.61 | 0.68 |
| EUR | Kauf | 1’000’000.00 | USD | 1’099’910.00 | 22.07.2020 | LGT Bank AG | 13’883.00 | 0.00 |
| EUR | Kauf | 670’500.00 | USD | 726’875.64 | 22.07.2020 | LGT Bank AG | 19’922.57 | 0.00 |
| JPY | Kauf | 66’600’000.00 | USD | 622’872.32 | 22.07.2020 | LGT Bank AG | -3’990.18 | 0.00 |
| JPY | Kauf | 176’000’000.00 | USD | 1’639’038.93 | 22.07.2020 | LGT Bank AG | -3’554.58 | 0.00 |
| JPY | Kauf | 210’000’000.00 | USD | 1’966’844.62 | 22.07.2020 | LGT Bank AG | -15’414.43 | 0.00 |
| CHF | Verkauf | 54’000.00 | USD | 55’792.62 | 22.07.2020 | LGT Bank AG | -509.52 | 0.00 |
| CHF | Verkauf | 2’430’000.00 | USD | 2’510’667.75 | 22.07.2020 | LGT Bank AG | -22’928.47 | 0.00 |
| CHF | Verkauf | 9’500.00 | USD | 9’870.75 | 22.07.2020 | LGT Bank AG | -34.26 | 0.00 |
| CHF | Verkauf | 3’600’000.00 | USD | 3’711’722.86 | 22.07.2020 | LGT Bank AG | -41’753.02 | -0.01 |
| CHF | Verkauf | 7’465’051.00 | USD | 7’727’636.07 | 22.07.2020 | LGT Bank AG | -55’666.38 | -0.01 |
| CHF | Verkauf | 83’000.00 | USD | 85’575.83 | 22.07.2020 | LGT Bank AG | -962.64 | 0.00 |
| EUR | Verkauf | 3’650’000.00 | USD | 3’967’258.00 | 22.07.2020 | LGT Bank AG | -98’086.45 | -0.01 |
| EUR | Verkauf | 45’920’000.00 | USD | 50’051’422.40 | 22.07.2020 | LGT Bank AG | -1’093’952.16 | -0.15 |
| EUR | Verkauf | 6’300’000.00 | USD | 6’886’971.00 | 22.07.2020 | LGT Bank AG | -129’924.90 | -0.02 |
| EUR | Verkauf | 550’000.00 | USD | 604’950.50 | 22.07.2020 | LGT Bank AG | -7’635.65 | 0.00 |
| EUR | Verkauf | 1’250’000.00 | USD | 1’363’300.00 | 22.07.2020 | LGT Bank AG | -28’941.25 | 0.00 |
| EUR | Verkauf | 5’600’000.00 | USD | 6’078’016.00 | 22.07.2020 | LGT Bank AG | -159’224.80 | -0.02 |
| EUR | Verkauf | 1’250’000.00 | USD | 1’356’700.00 | 22.07.2020 | LGT Bank AG | -35’541.25 | 0.00 |
| GBP | Verkauf | 9’840’000.00 | USD | 12’224’330.40 | 22.07.2020 | LGT Bank AG | 47’802.72 | 0.01 |
| HKD | Verkauf | 55’820’000.00 | USD | 7’193’929.36 | 22.07.2020 | LGT Bank AG | 174.29 | 0.00 |
| JPY | Verkauf | 129’775’000.00 | USD | 1’209’222.80 | 22.07.2020 | LGT Bank AG | 3’285.41 | 0.00 |
| JPY | Verkauf | 440’000’000.00 | USD | 4’093’594.46 | 22.07.2020 | LGT Bank AG | 4’883.60 | 0.00 |
| JPY | Verkauf | 128’650’000.00 | USD | 1’197’579.71 | 22.07.2020 | LGT Bank AG | 2’096.41 | 0.00 |
| JPY | Verkauf | 1’177’335’000.00 | USD | 10’851’713.94 | 22.07.2020 | LGT Bank AG | -88’700.62 | -0.01 |

Total Devisentermingeschäfte	4’779’248.950.64
Am Ende der Berichtsperiode offene engagementerhöhende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Anzahl Kontrakte | Kontraktgrösse | Verfall | Gegenpartei | Kontraktwert in USD | Verkehrswert in USD 3 | in % 3 |
| EURO STOXX 50 JUN 20 | 272 | 10.00 | 19.06.2020 | EUREX | 9’218’024.51 | 1’066’754.72 | 0.14 |
| Mini S&P 500 JUN 20 | 34 | 50.00 | 19.06.2020 | CME | 5’171’400.00 | 994’840.00 | 0.13 |
| TOPIX JUN 20 | 58 | 10’000.00 | 12.06.2020 | JPX | 8’395’958.75 | 1’315’019.62 | 0.18 |
| Total |  |  |  |  | 22’785’383.26 |  | 0.45 |

Am Ende der Berichtsperiode offene engagementerhöhende Derivate
| Optionen |  |
| --- | --- |
| Bezeichnung | Anzahl Kontrakte | Verfall | Gegenpartei | Verkehrswert in USD 3 | Anteil am Nettover- |
|  |  |  |  |  | mögen |
|  |  |  |  |  | in % 3 |
| SPX 2930 P 18 Jun 20 | -73 | 19.06.2020 | OCC | -345’801.00 | -0.05 |
| Total |  |  |  |  | -0.05 |

Während der Berichtsperiode getätigte derivative Finanzinstrumente
| Devisentermingeschäfte |  |
| --- | --- |
| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| 06.06.2019 | USD | EUR | 2’128’000.00 | 1’900’000.00 |
| 05.07.2019 | USD | JPY | 1’458’371.79 | 158’000’000.00 |
| 24.07.2019 | CHF | USD | 380’000.00 | 375’612.84 |
| 24.07.2019 | CHF | USD | 2’240’000.00 | 2’262’740.54 |
| 24.07.2019 | CHF | USD | 150’800’000.00 | 150’999’319.10 |
| 24.07.2019 | CHF | USD | 18’250.00 | 18’396.99 |
| 24.07.2019 | CHF | USD | 400’000.00 | 407’207.57 |
| 24.07.2019 | CHF | USD | 466’000.00 | 480’878.38 |
| 24.07.2019 | CHF | USD | 16’800.00 | 16’606.04 |
| 24.07.2019 | CHF | USD | 13’150.00 | 13’386.95 |
| 24.07.2019 | CHF | USD | 625’000.00 | 630’033.97 |
| 24.07.2019 | CHF | USD | 55’000.00 | 55’654.50 |
| 24.07.2019 | CHF | USD | 790’000.00 | 790’941.22 |
| 24.07.2019 | CHF | USD | 2’000’000.00 | 2’023’799.89 |
| 24.07.2019 | CHF | USD | 43’700.00 | 44’143.64 |
| 24.07.2019 | CHF | USD | 323’000.00 | 328’222.01 |
| 24.07.2019 | CHF | USD | 9’550.00 | 9’854.91 |
| 24.07.2019 | CHF | USD | 174’000.00 | 176’813.10 |
| 24.07.2019 | CHF | USD | 25’253’051.00 | 25’533’924.17 |
| 24.07.2019 | CHF | USD | 800’000.00 | 790’763.88 |
| 24.07.2019 | CHF | USD | 2’855’000.00 | 2’858’773.58 |
| 24.07.2019 | CHF | USD | 950’000.00 | 940’128.65 |
| 24.07.2019 | EUR | USD | 440’000.00 | 493’838.40 |
| 24.07.2019 | EUR | USD | 28’703’000.00 | 32’176’063.00 |
| 24.07.2019 | EUR | USD | 13’760’000.00 | 15’711’305.60 |
| 24.07.2019 | EUR | USD | 940’000.00 | 1’055’018.40 |
| 24.07.2019 | EUR | USD | 3’100’000.00 | 3’521’321.00 |
| 24.07.2019 | EUR | USD | 2’710’000.00 | 3’053’682.20 |
| 24.07.2019 | EUR | USD | 220’490’000.00 | 251’247’914.02 |
| 24.07.2019 | EUR | USD | 3’600’000.00 | 4’087’800.00 |
| 24.07.2019 | EUR | USD | 1’125’000.00 | 1’263’375.00 |
| 24.07.2019 | EUR | USD | 665’000.00 | 759’303.65 |
| 24.07.2019 | EUR | USD | 1’750’000.00 | 1’968’015.00 |
| 24.07.2019 | EUR | USD | 595’000.00 | 674’997.75 |
| 24.07.2019 | EUR | USD | 175’000.00 | 196’987.00 |
| 24.07.2019 | EUR | USD | 917’000.00 | 1’031’230.69 |
| 24.07.2019 | GBP | USD | 1’200’000.00 | 1’577’976.00 |
| 24.07.2019 | GBP | USD | 10’580’000.00 | 13’124’490.00 |
| 24.07.2019 | HKD | USD | 66’020’000.00 | 8’449’154.06 |
| 24.07.2019 | JPY | USD | 150’000’000.00 | 1’386’513.84 |
| 24.07.2019 | JPY | USD | 3’490’700’000.00 | 32’243’672.64 |
| 24.07.2019 | JPY | USD | 77’000’000.00 | 713’379.10 |
| 24.07.2019 | JPY | USD | 156’400’000.00 | 1’429’642.22 |
| 24.07.2019 | NOK | USD | 141’285’000.00 | 16’735’289.03 |
| 24.07.2019 | USD | CHF | 16’673.17 | 16’670.00 |
| 24.07.2019 | USD | CHF | 3’150’131.45 | 3’115’480.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 24.07.2019 | USD | CHF | 22’821.18 | 22’700.00 |
| 24.07.2019 | USD | CHF | 2’970’564.41 | 2’970’000.00 |
| 24.07.2019 | USD | CHF | 125’470.51 | 125’000.00 |
| 24.07.2019 | USD | CHF | 395’843.64 | 400’000.00 |
| 24.07.2019 | USD | CHF | 5’005.96 | 5’000.00 |
| 24.07.2019 | USD | CHF | 12’365.01 | 12’400.00 |
| 24.07.2019 | USD | CHF | 151’178’463.09 | 149’515’500.00 |
| 24.07.2019 | USD | CHF | 25’834’101.01 | 25’800’000.00 |
| 24.07.2019 | USD | CHF | 1’994’355.97 | 2’000’000.00 |
| 24.07.2019 | USD | CHF | 1’066’975.58 | 1’050’000.00 |
| 24.07.2019 | USD | CHF | 1’291’859.78 | 1’285’000.00 |
| 24.07.2019 | USD | CHF | 13’034.98 | 13’200.00 |
| 24.07.2019 | USD | CHF | 764’910.24 | 764’000.00 |
| 24.07.2019 | USD | CHF | 172’318.45 | 174’500.00 |
| 24.07.2019 | USD | EUR | 10’023’158.75 | 8’875’000.00 |
| 24.07.2019 | USD | EUR | 400’021.10 | 355’000.00 |
| 24.07.2019 | USD | EUR | 245’659’303.00 | 219’143’000.00 |
| 24.07.2019 | USD | EUR | 641’010.60 | 570’000.00 |
| 24.07.2019 | USD | EUR | 33’957’040.40 | 29’800’000.00 |
| 24.07.2019 | USD | EUR | 1’124’520.00 | 1’000’000.00 |
| 24.07.2019 | USD | EUR | 590’352.00 | 525’000.00 |
| 24.07.2019 | USD | EUR | 199’432.98 | 177’000.00 |
| 24.07.2019 | USD | EUR | 2’674’299.43 | 2’365’000.00 |
| 24.07.2019 | USD | EUR | 1’374’622.80 | 1’220’000.00 |
| 24.07.2019 | USD | EUR | 16’237’650.00 | 14’300’000.00 |
| 24.07.2019 | USD | EUR | 726’982.40 | 640’000.00 |
| 24.07.2019 | USD | GBP | 15’431’658.64 | 11’780’000.00 |
| 24.07.2019 | USD | HKD | 8’430’317.53 | 66’020’000.00 |
| 24.07.2019 | USD | JPY | 906’308.09 | 98’000’000.00 |
| 24.07.2019 | USD | JPY | 33’959’871.57 | 3’776’100’000.00 |
| 24.07.2019 | USD | NOK | 16’464’864.23 | 141’285’000.00 |
| 23.10.2019 | CHF | USD | 23’350.00 | 23’943.32 |
| 23.10.2019 | CHF | USD | 3’115’480.00 | 3’176’150.83 |
| 23.10.2019 | CHF | USD | 74’500.00 | 76’589.36 |
| 23.10.2019 | CHF | USD | 27’300.00 | 27’679.49 |
| 23.10.2019 | CHF | USD | 750’000.00 | 778’137.45 |
| 23.10.2019 | CHF | USD | 878’000.00 | 891’614.96 |
| 23.10.2019 | CHF | USD | 9’000.00 | 9’337.65 |
| 23.10.2019 | CHF | USD | 15’700’000.00 | 15’873’818.31 |
| 23.10.2019 | CHF | USD | 1’150’000.00 | 1’165’985.66 |
| 23.10.2019 | CHF | USD | 8’685’051.00 | 8’709’437.42 |
| 23.10.2019 | CHF | USD | 22’700.00 | 22’936.94 |
| 23.10.2019 | CHF | USD | 310’000.00 | 313’235.73 |
| 23.10.2019 | CHF | USD | 149’515’500.00 | 152’427’163.68 |
| 23.10.2019 | CHF | USD | 10’000.00 | 10’138.80 |
| 23.10.2019 | CHF | USD | 2’140’000.00 | 2’173’184.53 |
| 23.10.2019 | CHF | USD | 140’000.00 | 145’252.32 |
| 23.10.2019 | CHF | USD | 169’000.00 | 171’345.72 |
| 23.10.2019 | CHF | USD | 3’800.00 | 3’850.09 |
| 23.10.2019 | EUR | USD | 950’000.00 | 1’068’759.50 |
| 23.10.2019 | EUR | USD | 1’220’000.00 | 1’333’496.60 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 23.10.2019 | EUR | USD | 27’653’000.00 | 30’520’616.10 |
| 23.10.2019 | EUR | USD | 700’000.00 | 770’728.00 |
| 23.10.2019 | EUR | USD | 1’473’000.00 | 1’651’012.05 |
| 23.10.2019 | EUR | USD | 700’000.00 | 770’371.00 |
| 23.10.2019 | EUR | USD | 118’000.00 | 130’919.82 |
| 23.10.2019 | EUR | USD | 480’000.00 | 529’046.40 |
| 23.10.2019 | EUR | USD | 1’550’000.00 | 1’709’402.00 |
| 23.10.2019 | EUR | USD | 500’000.00 | 564’045.00 |
| 23.10.2019 | EUR | USD | 219’143’000.00 | 247’417’268.15 |
| 23.10.2019 | GBP | USD | 10’340’000.00 | 13’193’840.00 |
| 23.10.2019 | GBP | USD | 240’000.00 | 295’972.80 |
| 23.10.2019 | HKD | USD | 56’520’000.00 | 7’205’874.85 |
| 23.10.2019 | JPY | USD | 116’650’000.00 | 1’106’200.98 |
| 23.10.2019 | JPY | USD | 84’000’000.00 | 796’034.99 |
| 23.10.2019 | JPY | USD | 3’400’835’000.00 | 31’297’947.73 |
| 23.10.2019 | JPY | USD | 101’500’000.00 | 940’337.22 |
| 23.10.2019 | JPY | USD | 113’215’000.00 | 1’059’837.30 |
| 23.10.2019 | NOK | USD | 141’285’000.00 | 16’501’399.61 |
| 23.10.2019 | USD | CHF | 502.42 | 500.00 |
| 23.10.2019 | USD | CHF | 4’518.12 | 4’500.00 |
| 23.10.2019 | USD | CHF | 13’602.84 | 13’500.00 |
| 23.10.2019 | USD | CHF | 3’157’470.92 | 3’148’630.00 |
| 23.10.2019 | USD | CHF | 25’744’828.72 | 25’253’051.00 |
| 23.10.2019 | USD | CHF | 637’556.60 | 635’000.00 |
| 23.10.2019 | USD | CHF | 767’932.75 | 760’000.00 |
| 23.10.2019 | USD | CHF | 147’770’256.72 | 147’356’500.00 |
| 23.10.2019 | USD | CHF | 72’100.98 | 71’000.00 |
| 23.10.2019 | USD | CHF | 720’372.04 | 711’000.00 |
| 23.10.2019 | USD | CHF | 1’736’864.96 | 1’680’000.00 |
| 23.10.2019 | USD | CHF | 15’413.39 | 15’000.00 |
| 23.10.2019 | USD | CHF | 668’229.30 | 650’000.00 |
| 23.10.2019 | USD | CHF | 34’116.99 | 33’000.00 |
| 23.10.2019 | USD | CHF | 801’055.98 | 795’000.00 |
| 23.10.2019 | USD | CHF | 762’668.44 | 759’000.00 |
| 23.10.2019 | USD | CHF | 655’582.73 | 638’000.00 |
| 23.10.2019 | USD | CHF | 205’081.93 | 200’000.00 |
| 23.10.2019 | USD | EUR | 22’850.12 | 20’500.00 |
| 23.10.2019 | USD | EUR | 32’406’318.47 | 28’703’000.00 |
| 23.10.2019 | USD | EUR | 948’442.40 | 860’000.00 |
| 23.10.2019 | USD | EUR | 2’812’525.00 | 2’500’000.00 |
| 23.10.2019 | USD | EUR | 76’444.20 | 70’000.00 |
| 23.10.2019 | USD | EUR | 806’584.35 | 715’000.00 |
| 23.10.2019 | USD | EUR | 5’777’782.50 | 5’250’000.00 |
| 23.10.2019 | USD | EUR | 726’686.40 | 660’000.00 |
| 23.10.2019 | USD | EUR | 1’339’284.00 | 1’200’000.00 |
| 23.10.2019 | USD | EUR | 838’287.60 | 760’000.00 |
| 23.10.2019 | USD | EUR | 234’374’557.95 | 212’353’500.00 |
| 23.10.2019 | USD | EUR | 873’648.00 | 800’000.00 |
| 23.10.2019 | USD | EUR | 672’355.95 | 595’000.00 |
| 23.10.2019 | USD | GBP | 13’176’808.10 | 10’580’000.00 |
| 23.10.2019 | USD | HKD | 8’453’695.85 | 66’020’000.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 23.10.2019 | USD | JPY | 1’202’597.99 | 128’500’000.00 |
| 23.10.2019 | USD | JPY | 954’116.54 | 100’000’000.00 |
| 23.10.2019 | USD | JPY | 32’457’618.29 | 3’490’700’000.00 |
| 23.10.2019 | USD | JPY | 900’240.37 | 97’000’000.00 |
| 23.10.2019 | USD | NOK | 15’658’838.26 | 141’285’000.00 |
| 24.10.2019 | HKD | USD | 9’500’000.00 | 1’212’477.03 |
| 11.12.2019 | CHF | USD | 1’850’000.00 | 1’882’951.65 |
| 11.12.2019 | CHF | USD | 1’440’000.00 | 1’445’144.72 |
| 11.12.2019 | CHF | USD | 147’356’500.00 | 148’329’243.18 |
| 11.12.2019 | CHF | USD | 33’400.00 | 33’519.33 |
| 11.12.2019 | CHF | USD | 6’835’051.00 | 6’911’072.80 |
| 11.12.2019 | CHF | USD | 38’900.00 | 39’198.69 |
| 11.12.2019 | CHF | USD | 3’148’630.00 | 3’169’415.02 |
| 11.12.2019 | CHF | USD | 56’200.00 | 56’621.83 |
| 11.12.2019 | CHF | USD | 2’600’000.00 | 2’619’515.39 |
| 11.12.2019 | CHF | USD | 4’500.00 | 4’574.94 |
| 11.12.2019 | EUR | USD | 535’000.00 | 598’194.20 |
| 11.12.2019 | EUR | USD | 3’930’000.00 | 4’371’849.90 |
| 11.12.2019 | EUR | USD | 6’185’000.00 | 6’836’521.72 |
| 11.12.2019 | EUR | USD | 212’353’500.00 | 235’155’594.12 |
| 11.12.2019 | EUR | USD | 1’277’000.00 | 1’407’586.02 |
| 11.12.2019 | EUR | USD | 32’653’000.00 | 36’218’707.60 |
| 11.12.2019 | GBP | USD | 10’340’000.00 | 13’580’556.00 |
| 11.12.2019 | HKD | USD | 56’520’000.00 | 7’220’973.02 |
| 11.12.2019 | JPY | USD | 3’400’835’000.00 | 31’203’183.78 |
| 11.12.2019 | USD | CHF | 1’074’625.66 | 1’060’000.00 |
| 11.12.2019 | USD | CHF | 610’687.02 | 600’000.00 |
| 11.12.2019 | USD | CHF | 3’198’512.90 | 3’161’730.00 |
| 11.12.2019 | USD | CHF | 72’627.91 | 71’500.00 |
| 11.12.2019 | USD | CHF | 26’463.10 | 26’000.00 |
| 11.12.2019 | USD | CHF | 8’742’383.55 | 8’685’051.00 |
| 11.12.2019 | USD | CHF | 233’830.14 | 230’000.00 |
| 11.12.2019 | USD | CHF | 1’410’821.00 | 1’400’000.00 |
| 11.12.2019 | USD | CHF | 3’463’792.70 | 3’410’000.00 |
| 11.12.2019 | USD | CHF | 22’709.07 | 22’400.00 |
| 11.12.2019 | USD | CHF | 146’379’868.49 | 144’696’500.00 |
| 11.12.2019 | USD | EUR | 1’109’210.00 | 1’000’000.00 |
| 11.12.2019 | USD | EUR | 2’012’490.00 | 1’800’000.00 |
| 11.12.2019 | USD | EUR | 30’622’323.83 | 27’653’000.00 |
| 11.12.2019 | USD | EUR | 240’408’562.60 | 216’740’500.00 |
| 11.12.2019 | USD | EUR | 5’421’718.00 | 4’850’000.00 |
| 11.12.2019 | USD | EUR | 4’472’200.00 | 4’000’000.00 |
| 11.12.2019 | USD | EUR | 987’196.90 | 890’000.00 |
| 11.12.2019 | USD | GBP | 13’213’889.26 | 10’340’000.00 |
| 11.12.2019 | USD | HKD | 7’208’809.44 | 56’520’000.00 |
| 11.12.2019 | USD | JPY | 31’389’696.00 | 3’400’835’000.00 |
| 16.12.2019 | CHF | USD | 118’500.00 | 119’980.56 |
| 16.12.2019 | CHF | USD | 144’696’500.00 | 146’432’308.59 |
| 16.12.2019 | CHF | USD | 3’161’730.00 | 3’199’658.75 |
| 16.12.2019 | CHF | USD | 5’325’000.00 | 5’391’531.50 |
| 16.12.2019 | USD | CHF | 152’290’630.39 | 150’021’500.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 16.12.2019 | USD | CHF | 3’329’844.69 | 3’280’230.00 |
| 23.12.2019 | CHF | USD | 3’280’230.00 | 3’331’535.65 |
| 23.12.2019 | CHF | USD | 150’021’500.00 | 152’367’966.69 |
| 23.12.2019 | USD | CHF | 30’497.72 | 30’000.00 |
| 23.12.2019 | USD | CHF | 1’779’033.83 | 1’750’000.00 |
| 23.12.2019 | USD | CHF | 151’066’225.17 | 148’271’500.00 |
| 23.12.2019 | USD | CHF | 3’311’492.61 | 3’250’230.00 |
| 22.01.2020 | CHF | USD | 35’600.00 | 36’374.41 |
| 22.01.2020 | CHF | USD | 16’700.00 | 17’201.60 |
| 22.01.2020 | CHF | USD | 566’000.00 | 583’363.82 |
| 22.01.2020 | CHF | USD | 148’271’500.00 | 151’473’653.02 |
| 22.01.2020 | CHF | USD | 3’250’230.00 | 3’320’423.76 |
| 22.01.2020 | CHF | USD | 9’890.00 | 10’155.78 |
| 22.01.2020 | CHF | USD | 1’590’000.00 | 1’624’587.47 |
| 22.01.2020 | CHF | USD | 18’370.00 | 18’933.56 |
| 22.01.2020 | CHF | USD | 7’735’051.00 | 8’032’244.03 |
| 22.01.2020 | CHF | USD | 670’000.00 | 690’124.02 |
| 22.01.2020 | EUR | USD | 7’500’000.00 | 8’329’200.00 |
| 22.01.2020 | EUR | USD | 2’600’000.00 | 2’896’067.20 |
| 22.01.2020 | EUR | USD | 3’250’000.00 | 3’611’822.50 |
| 22.01.2020 | EUR | USD | 985’000.00 | 1’098’353.80 |
| 22.01.2020 | EUR | USD | 34’600’000.00 | 38’572’080.00 |
| 22.01.2020 | EUR | USD | 1’530’000.00 | 1’711’029.60 |
| 22.01.2020 | EUR | USD | 216’740’500.00 | 241’137’677.64 |
| 22.01.2020 | GBP | USD | 11’540’000.00 | 15’005’462.00 |
| 22.01.2020 | HKD | USD | 56’520’000.00 | 7’272’165.82 |
| 22.01.2020 | JPY | USD | 3’240’835’000.00 | 29’502’366.86 |
| 22.01.2020 | JPY | USD | 160’000’000.00 | 1’463’452.56 |
| 22.01.2020 | USD | CHF | 6’934’646.39 | 6’835’051.00 |
| 22.01.2020 | USD | CHF | 924’185.95 | 900’000.00 |
| 22.01.2020 | USD | CHF | 3’446’199.38 | 3’318’690.00 |
| 22.01.2020 | USD | CHF | 571’493.53 | 553’000.00 |
| 22.01.2020 | USD | CHF | 128’769.91 | 125’400.00 |
| 22.01.2020 | USD | CHF | 156’198’442.37 | 150’419’100.00 |
| 22.01.2020 | USD | CHF | 12’504.65 | 12’100.00 |
| 22.01.2020 | USD | EUR | 993’947.55 | 890’000.00 |
| 22.01.2020 | USD | EUR | 777’770.00 | 700’000.00 |
| 22.01.2020 | USD | EUR | 399’240.24 | 357’000.00 |
| 22.01.2020 | USD | EUR | 793’017.16 | 707’000.00 |
| 22.01.2020 | USD | EUR | 1’786’872.00 | 1’600’000.00 |
| 22.01.2020 | USD | EUR | 36’328’552.29 | 32’653’000.00 |
| 22.01.2020 | USD | EUR | 256’736’767.80 | 230’298’500.00 |
| 22.01.2020 | USD | GBP | 1’580’832.00 | 1’200’000.00 |
| 22.01.2020 | USD | GBP | 13’601’339.40 | 10’340’000.00 |
| 22.01.2020 | USD | HKD | 7’217’854.31 | 56’520’000.00 |
| 22.01.2020 | USD | JPY | 31’299’589.62 | 3’400’835’000.00 |
| 22.04.2020 | CHF | USD | 70’600.00 | 72’704.06 |
| 22.04.2020 | CHF | USD | 3’340’000.00 | 3’441’844.17 |
| 22.04.2020 | CHF | USD | 185’000.00 | 189’188.64 |
| 22.04.2020 | CHF | USD | 9’200.00 | 9’408.30 |
| 22.04.2020 | CHF | USD | 750’000.00 | 794’012.09 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 22.04.2020 | CHF | USD | 700’000.00 | 719’683.34 |
| 22.04.2020 | CHF | USD | 1’500’000.00 | 1’556’056.95 |
| 22.04.2020 | CHF | USD | 3’150’000.00 | 3’243’877.82 |
| 22.04.2020 | CHF | USD | 800’000.00 | 818’113.02 |
| 22.04.2020 | CHF | USD | 1’200’000.00 | 1’227’747.08 |
| 22.04.2020 | CHF | USD | 66’150.00 | 67’679.56 |
| 22.04.2020 | CHF | USD | 3’318’690.00 | 3’468’403.64 |
| 22.04.2020 | CHF | USD | 11’000.00 | 11’295.03 |
| 22.04.2020 | CHF | USD | 6’185’051.00 | 6’379’629.71 |
| 22.04.2020 | CHF | USD | 150’419’100.00 | 157’204’847.23 |
| 22.04.2020 | CHF | USD | 3’360’000.00 | 3’445’447.09 |
| 22.04.2020 | CHF | USD | 80’000.00 | 82’034.45 |
| 22.04.2020 | CHF | USD | 77’000.00 | 79’347.90 |
| 22.04.2020 | CHF | USD | 22’300.00 | 23’259.45 |
| 22.04.2020 | CHF | USD | 414’000.00 | 425’103.71 |
| 22.04.2020 | CHF | USD | 25’000.00 | 25’702.98 |
| 22.04.2020 | CHF | USD | 34’500.00 | 35’789.31 |
| 22.04.2020 | EUR | USD | 1’580’000.00 | 1’733’560.20 |
| 22.04.2020 | EUR | USD | 2’070’000.00 | 2’250’711.00 |
| 22.04.2020 | EUR | USD | 4’800’000.00 | 5’282’640.00 |
| 22.04.2020 | EUR | USD | 8’740’000.00 | 9’521’793.00 |
| 22.04.2020 | EUR | USD | 6’090’000.00 | 6’760’375.02 |
| 22.04.2020 | EUR | USD | 2’290’000.00 | 2’552’731.70 |
| 22.04.2020 | EUR | USD | 6’400’000.00 | 7’142’336.00 |
| 22.04.2020 | EUR | USD | 5’190’000.00 | 5’642’204.70 |
| 22.04.2020 | EUR | USD | 835’000.00 | 927’643.25 |
| 22.04.2020 | EUR | USD | 1’000’000.00 | 1’077’050.00 |
| 22.04.2020 | EUR | USD | 840’000.00 | 927’444.00 |
| 22.04.2020 | EUR | USD | 45’920’000.00 | 49’905’856.00 |
| 22.04.2020 | EUR | USD | 1’040’000.00 | 1’189’968.00 |
| 22.04.2020 | EUR | USD | 5’100’000.00 | 5’515’140.00 |
| 22.04.2020 | EUR | USD | 484’000.00 | 522’066.60 |
| 22.04.2020 | EUR | USD | 1’080’000.00 | 1’205’625.60 |
| 22.04.2020 | EUR | USD | 230’298’500.00 | 258’200’314.77 |
| 22.04.2020 | EUR | USD | 1’200’000.00 | 1’302’420.00 |
| 22.04.2020 | GBP | USD | 9’840’000.00 | 12’215’376.00 |
| 22.04.2020 | GBP | USD | 1’700’000.00 | 2’135’557.00 |
| 22.04.2020 | HKD | USD | 56’520’000.00 | 7’290’081.26 |
| 22.04.2020 | JPY | USD | 112’000’000.00 | 1’041’482.62 |
| 22.04.2020 | JPY | USD | 20’000’000.00 | 195’493.87 |
| 22.04.2020 | JPY | USD | 65’000’000.00 | 595’882.00 |
| 22.04.2020 | JPY | USD | 93’000’000.00 | 883’274.76 |
| 22.04.2020 | JPY | USD | 1’950’000’000.00 | 17’556’337.84 |
| 22.04.2020 | JPY | USD | 281’000’000.00 | 2’603’418.72 |
| 22.04.2020 | JPY | USD | 66’500’000.00 | 617’914.89 |
| 22.04.2020 | JPY | USD | 66’000’000.00 | 626’187.74 |
| 22.04.2020 | JPY | USD | 1’177’335’000.00 | 10’818’110.82 |
| 22.04.2020 | USD | CHF | 545’225.63 | 524’000.00 |
| 22.04.2020 | USD | CHF | 59’472.79 | 56’900.00 |
| 22.04.2020 | USD | CHF | 1’197’478.99 | 1’140’000.00 |
| 22.04.2020 | USD | CHF | 78’018.25 | 74’800.00 |

| Verfall | Kauf | Verkauf | Kauf Betrag | Verkauf Betrag |
| --- | --- | --- | --- | --- |
| 22.04.2020 | USD | CHF | 77’813.18 | 73’500.00 |
| 22.04.2020 | USD | CHF | 8’324.06 | 8’000.00 |
| 22.04.2020 | USD | CHF | 164’724.16 | 159’000.00 |
| 22.04.2020 | USD | CHF | 3’244’899.43 | 3’145’930.00 |
| 22.04.2020 | USD | CHF | 4’149’086.93 | 3’850’000.00 |
| 22.04.2020 | USD | CHF | 2’299’475.30 | 2’200’000.00 |
| 22.04.2020 | USD | CHF | 6’002’731.40 | 5’670’000.00 |
| 22.04.2020 | USD | CHF | 186’840.22 | 180’000.00 |
| 22.04.2020 | USD | CHF | 4’480’697.36 | 4’400’000.00 |
| 22.04.2020 | USD | CHF | 65’092.17 | 60’400.00 |
| 22.04.2020 | USD | CHF | 26’943.28 | 25’650.00 |
| 22.04.2020 | USD | CHF | 8’083’996.72 | 7’735’051.00 |
| 22.04.2020 | USD | CHF | 82’973.88 | 80’600.00 |
| 22.04.2020 | USD | CHF | 7’428’127.43 | 7’170’000.00 |
| 22.04.2020 | USD | CHF | 8’054.89 | 7’760.00 |
| 22.04.2020 | USD | CHF | 139’751’727.69 | 135’489’300.00 |
| 22.04.2020 | USD | CHF | 98’473.51 | 96’700.00 |
| 22.04.2020 | USD | CHF | 3’675’145.92 | 3’570’000.00 |
| 22.04.2020 | USD | EUR | 3’146’685.00 | 2’850’000.00 |
| 22.04.2020 | USD | EUR | 4’119’120.00 | 3’600’000.00 |
| 22.04.2020 | USD | EUR | 38’791’963.00 | 34’600’000.00 |
| 22.04.2020 | USD | EUR | 819’298.40 | 740’000.00 |
| 22.04.2020 | USD | EUR | 6’403’565.00 | 5’900’000.00 |
| 22.04.2020 | USD | EUR | 19’110’256.00 | 17’600’000.00 |
| 22.04.2020 | USD | EUR | 7’593’202.50 | 7’050’000.00 |
| 22.04.2020 | USD | EUR | 1’287’513.15 | 1’155’000.00 |
| 22.04.2020 | USD | EUR | 1’060’119.25 | 950’000.00 |
| 22.04.2020 | USD | EUR | 4’348’520.00 | 4’000’000.00 |
| 22.04.2020 | USD | EUR | 3’347’970.00 | 3’000’000.00 |
| 22.04.2020 | USD | EUR | 4’038’994.00 | 3’700’000.00 |
| 22.04.2020 | USD | EUR | 2’875’102.02 | 2’590’000.00 |
| 22.04.2020 | USD | EUR | 230’643’413.00 | 212’222’500.00 |
| 22.04.2020 | USD | EUR | 12’554’592.00 | 11’400’000.00 |
| 22.04.2020 | USD | EUR | 2’588’760.00 | 2’400’000.00 |
| 22.04.2020 | USD | EUR | 12’502’784.00 | 11’200’000.00 |
| 22.04.2020 | USD | GBP | 15’048’413.88 | 11’540’000.00 |
| 22.04.2020 | USD | HKD | 7’267’845.57 | 56’520’000.00 |
| 22.04.2020 | USD | JPY | 29’650’606.40 | 3’240’835’000.00 |
| 22.04.2020 | USD | JPY | 4’595’165.89 | 500’000’000.00 |
| 22.04.2020 | USD | JPY | 882’136.73 | 90’000’000.00 |

Während der Berichtsperiode getätigte engagementreduzierende Derivate
| Futures |  |
| --- | --- |
| Bezeichnung | Verfall | Käufe/Kontrakte | Verkäufe/Kontrakte |
| SX5E MAR 20 | 20.03.2020 | 196 | 196 |

Während der Berichtsperiode getätigte engagementerhöhende Derivate
| Futures |  |  |  |
| --- | --- | --- | --- |
| Bezeichnung | Verfall | Käufe/Kontrakte | Verkäufe/Kontrakte |
| Mini S&P 500 DEC 19 | 20.12.2019 | 157 | 157 |
| Mini S&P 500 Jun 19 | 21.06.2019 | 0 | 95 |
| Mini S&P 500 MAR 20 | 20.03.2020 | 233 | 233 |
| Mini S&P 500 Sep 19 | 20.09.2019 | 203 | 203 |
| MSCI EM DEC 19 | 20.12.2019 | 151 | 151 |
| SX5E MAR 20 | 20.03.2020 | 110 | 110 |
| TOPIX DEC 19 | 13.12.2019 | 56 | 56 |
| TOPIX Sep 19 | 13.09.2019 | 56 | 56 |

Während der Berichtsperiode getätigte engagementerhöhende Derivate
| Optionen |  |
| --- | --- |
| Bezeichnung | Verfall | Käufe/Kontrakte | Verkäufe/Kontrakte |
| SPX 2845 P 14 May 20 | 15.05.2020 | 78 | 78 |
| SPX 2930 P 16 Apr 20 | 17.04.2020 | 39 | 39 |
| SPX 3030 P 16 Apr 20 | 17.04.2020 | 39 | 39 |

1	
Kauf umfasst die Transaktionen: Gratistitel / Käufe / Konversionen / Namensänderungen / "Splits" / Stock- / Wahldividenden / Titelaufteilungen / Überträge / Umbuchungen in Folge Redenominierung in Euro / Umtausch zwischen Gesellschaften / Zuteilungen aus Bezugs- / Optionsrechten / Zuteilung von Bezugsrechten auf Basistiteln
2	
Verkauf umfasst die Transaktionen: Auslosungen / Ausbuchung in Folge Verfall / Ausübung von Bezugs- / Optionsrechten / "Reverse Splits" / Überträge / Umbuchungen in Folge Redenominierung in Fondswährung / Umtausch zwischen Gesellschaften / Verkäufe / Rückzahlungen
3	
Allfällige Abweichungen in den Totalisierungen sind auf Rundungsdifferenzen zurückzuführen
| LGT GIM Growth OGAW nach liechtensteinischem Recht |  |
| --- | --- |
| Dreijahresvergleich Per: | 31.05.2020 | 31.05.2019 | 31.05.2018 |
| Nettovermögen (USD) B | 275’219’172 | 314’147’939 | 410’630’966 |
| Anzahl Anteile im Umlauf (USD) B | 18’972 | 22’311 | 28’821 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) B | 14’506.22 | 14’080.29 | 14’247.40 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) B | 14’080.29 | 14’247.40 | 13’658.93 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) B | 3.03% | -1.17% | 4.31% |
|  |  |  |  |
| Nettovermögen (CHF) B | 155’489’790 | 172’274’888 | 205’353’526 |
| Anzahl Anteile im Umlauf (CHF) B | 12’440 | 13’665 | 15’819 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) B | 12’498.80 | 12’607.24 | 12’981.05 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) B | 12’607.24 | 12’981.05 | 12’623.32 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) B | -0.86% | -2.88% | 2.83% |
|  |  |  |  |
| Nettovermögen (CZK) B | 103’305’205 | 55’202’950 | n.a. |
| Anzahl Anteile im Umlauf (CZK) B | 456 | 249 | n.a. |
| Nettoinventarwert pro Anteil am Ende der Periode (CZK) B | 226’409.96 | 222’140.20 | n.a. |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CZK) B | 222’140.20 | 220’914.91  1 | n.a. |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CZK) B | 1.92% | 0.55%  1 | n.a. |
|  |  |  |  |
| Nettovermögen (EUR) B | 306’091’456 | 326’978’779 | 376’291’873 |
| Anzahl Anteile im Umlauf (EUR) B | 21’379 | 22’978 | 25’928 |
| Nettoinventarwert pro Anteil am Ende der Periode (EUR) B | 14’317.20 | 14’230.22 | 14’512.81 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (EUR) B | 14’230.22 | 14’512.81 | 14’282.70 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (EUR) B | 0.61% | -1.95% | 1.61% |
|  |  |  |  |
| Nettovermögen (USD) IM | 24’735’989 | 22’665’219 | 23’384’031 |
| Anzahl Anteile im Umlauf (USD) IM | 1’440 | 1’382 | 1’433 |
| Nettoinventarwert pro Anteil am Ende der Periode (USD) IM | 17’182.90 | 16’400.30 | 16’318.24 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (USD) IM | 16’400.30 | 16’318.24 | 15’383.88 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) IM | 4.77% | 0.50% | 6.07% |
|  |  |  |  |
| Nettovermögen (CHF) IM | 6’183’784 | 6’354’533 | 5’510’032 |
| Anzahl Anteile im Umlauf (CHF) IM | 542 | 561 | 481 |
| Nettoinventarwert pro Anteil am Ende der Periode (CHF) IM | 11’409.15 | 11’319.75 | 11’460.59 |
| Nettoinventarwert pro Anteil zu Beginn der Periode (CHF) IM | 11’319.75 | 11’460.59 | 10’955.34 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) IM | 0.79% | -1.23% | 4.61% |
| 1  Seit Lancierung am 10.09.2018 |  |  |  |

Der Fonds verzichtet auf einen Benchmark, da kein vergleichbarer Index existiert.
Die historische Performance stellt keinen Indikator für die laufende oder zukünftige Performance dar. Die Performancedaten lassen die bei der Ausgabe und Rücknahme der Anteile erhobenen Kommissionen und Kosten unberücksichtigt.
| Ergänzende Angaben zum Dreijahresvergleich |  |
| --- | --- |
| Per: | 31.12.2019 | 31.12.2018 | 31.12.2017 |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) B | 17.10% | -8.22% | 11.20% |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) B | 13.94% | -10.06% | 8.26% |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CZK) B | 16.41% | -6.34%  1 | n.a. |
| Veränderung Inventarwert in Prozent gg. Vorjahr (EUR) B | 15.37% | -8.80% | 6.03% |
| Veränderung Inventarwert in Prozent gg. Vorjahr (USD) IM | 19.08% | -6.66% | 13.08% |
| Veränderung Inventarwert in Prozent gg. Vorjahr (CHF) IM | 15.85% | -8.51% | 10.10% |
| 1  Seit Lancierung am 10.09.2018 |  |  |  |

Der Fonds verzichtet auf einen Benchmark, da kein vergleichbarer Index existiert.
Die historische Performance stellt keinen Indikator für die laufende oder zukünftige Performance dar. Die Performancedaten lassen die bei der Ausgabe und Rücknahme der Anteile erhobenen Kommissionen und Kosten unberücksichtigt.