# Securities Financing Transactions (Unaudited)
The Company engages in Securities Financing Transactions (SFTs) (as defined in Article 3 of Regulation (EU) 2015/2365, SFTs include repurchase transactions, securities or commodities lending and securities or commodities borrowing, buy-sell back transactions or
sell-buy back transactions and margin lending transactions). In accordance with Article 13 of the Regulation, the Company’s involvement in and exposures related to securities lending for the accounting year ended 30 September 2020 are detailed below:
Absolute value of assets engaged in SFTs
| Fund | Market value of securities on loan '$'000 | % of lendable assets | % of assets under management |
| --- | --- | --- | --- |
| All China Equity | 34,554 | 5.62 | 5.54 |
| Asia Pacific Equity | 65,251 | 3.00 | 2.95 |
| Asian Property Share | 349 | 1.65 | 1.62 |
| Asian Smaller Companies | 25,436 | 3.30 | 3.28 |
| Australasian Equity | 741 | 1.36 | 1.31 |
| China A Share Equity | 162,055 | 4.55 | 4.34 |
| Diversified Growth | 244 | 0.08 | 0.07 |
| Eastern European Equity | 216 | 0.82 | 0.82 |
| Emerging Markets Corporate Bond | 148,724 | 10.04 | 9.74 |
| Emerging Markets Equity | 70,264 | 3.75 | 3.72 |
| Emerging Markets Smaller Companies | 3,800 | 1.42 | 1.41 |
| European Equity | 6,366 | 1.62 | 1.61 |
| European Equity (ex-UK) | 3,510 | 2.15 | 2.14 |
| Frontier Markets Equity | 162 | 0.48 | 0.47 |
| Global Innovation Equity | 1,247 | 0.36 | 0.36 |
| Japanese Equity | 252,651 | 39.54 | 39.08 |
| Japanese Smaller Companies | 56,219 | 12.02 | 11.93 |
| Latin American Equity | 38 | 0.01 | 0.01 |
| North American Smaller Companies | 893 | 0.29 | 0.28 |
| Russian Equity | 499 | 3.80 | 3.79 |
| Select Emerging Markets Bond | 57,411 | 5.09 | 5.00 |
| Select Euro High Yield Bond | 64,522 | 8.52 | 8.23 |
| World Equity | 7,950 | 2.46 | 2.45 |
| World Resources Equity | 3,690 | 4.96 | 4.89 |

Top ten collateral issuers
| Issuers | Market value of collateral received $’000 | Issuers | Market value of collateral received $’000 | Issuers | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- |
| All China Equity |  | Asia Pacific Equity |  | Asian Property Share |  |
| France (Government of) | 9,290 | Germany (Federal Republic of) | 17,980 | Germany (Federal Republic of) | 56 |
| US Treasury | 9,062 | US Treasury | 13,395 | France (Government of) | 56 |
| Germany (Federal Republic of) | 8,072 | France (Government of) | 9,685 | US Treasury | 26 |
| Pirelli | 1,428 | Switzerland (Confederation of) | 6,972 | MTU Aero Engines | 19 |
| Getinge 'B' | 1,428 | Nokia | 3,263 | Diageo | 19 |
| Swedish Match | 1,428 | Swedish Match | 3,263 | Linde | 19 |
| A2A | 1,428 | A2A | 3,263 | Daimler | 19 |
| Nexi | 1,428 | Tenaris | 3,263 | Merck | 19 |
| Nokia | 1,428 | Getinge 'B' | 3,263 | Medtronic | 19 |
| Atlantia | 1,428 | Atlantia | 3,263 | Stanley Black & Decker | 19 |
| Asian Smaller Companies |  | Australasian Equity |  | China A Share Equity |  |
| Australia (Commonwealth of) | 3,183 | Vivendi | 78 | Switzerland (Confederation of) | 56,734 |
| France (Government of) | 2,335 | Engie | 78 | France (Government of) | 43,800 |
| UK Treasury | 1,526 | Smurfit Kappa | 78 | Tenaris | 8,105 |
| Amazon.com | 1,352 | Paddy Power Betfair | 78 | Pirelli | 8,105 |
| Microsoft | 1,340 | Maxim Integrated Products | 77 | A2A | 8,105 |
| Nextera Energy | 1,191 | Global Payments | 77 | Getinge 'B' | 8,105 |
| Just Eat Takeaway | 1,148 | Albemarle | 77 | Swedish Match | 8,105 |
| Smurfit Kappa | 1,027 | Compass | 76 | Nokia | 8,105 |
| CRH | 881 | Amazon.com | 75 | Atlantia | 8,105 |
| Hargreaves Lansdown | 877 | Diageo | 43 | SSAB 'A' | 7,651 |
| Diversified Growth |  | Eastern European Equity |  | Emerging Markets Corporate Bond |  |
| Germany (Federal Republic of) | 105 | Netherlands (Kingdom of) | 110 | Netherlands (Kingdom of) | 45,534 |
| Switzerland (Confederation of) | 105 | France (Government of) | 98 | UK Treasury | 45,533 |
| France (Government of) | 104 | Discover Financial Services | 29 | France (Government of) | 39,028 |
| Auto Trader | 10 | Western Digital | 29 | US Treasury | 9,765 |
| National Grid | 10 | Align Technology | 29 | Australia (Commonwealth of) | 9,765 |
| Ocado | 10 | Partners | 29 | Denmark (Kingdom of) | 5,178 |
| Vinci | 10 | Unilever | 21 | Germany (Federal Republic of) | 4,587 |
| PepsiCo | 10 | TOTAL | 21 |  |  |
| Wal-Mart Stores | 10 | UDR | 21 |  |  |
| Microsoft | 10 | Mid-America Apartment | 20 |  |  |
|  |  | Communities |  |  |  |

| Issuers | Market value of collateral received $’000 | Market value of collateral received Issuers	$’000 | Issuers | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- |
| Emerging Markets Equity |  | Emerging Markets Smaller Companies |  | European Equity |  |
| France (Government of) | 24,340 | France (Government of) | 629 | Vinci | 622 |
| Germany (Federal Republic of) | 20,744 | Germany (Federal Republic of) | 535 | Apple | 614 |
| US Treasury | 8,203 | US Treasury | 505 | Unilever | 602 |
| Atlantia | 3,449 | UK Treasury | 331 | Microsoft | 596 |
| Nokia | 3,370 | Australia (Commonwealth of) | 245 | Anglo American | 596 |
| A2A | 3,370 | Unilever | 87 | Diageo | 596 |
| Swedish Match | 3,370 | Intertek | 86 | Royal Dutch Shell 'B' | 590 |
| Getinge 'B' | 3,241 | Vinci | 83 | Avast | 406 |
| Tenaris | 2,378 | DCC | 81 | British American Tobacco | 398 |
| Australia (Commonwealth of) | 490 | Linde | 70 | Swedish Match | 307 |
| European Equity (ex-UK) |  | Frontier Markets Equity |  | Global Innovation Equity |  |
| British American Tobacco | 342 | US Treasury | 38 | France (Government of) | 459 |
| Vinci | 340 | Germany (Federal Republic of) | 37 | Germany (Federal Republic of) | 455 |
| LVMH Moët Hennessy Louis Vuitton | 336 | France (Government of) | 14 | US Treasury | 278 |
| Ocado | 335 | MarketAxess | 10 | TOTAL | 121 |
| Diageo | 327 | Diageo | 10 |  |  |
| Reckitt Benckiser | 312 | 3i | 10 |  |  |
| CSX | 288 | AstraZeneca | 9 |  |  |
| Anglo American | 188 | Ashtead | 9 |  |  |
| National Grid | 181 | Reed Elsevier (London Listed) | 9 |  |  |
| Unilever | 168 | Anglo American | 9 |  |  |
| Japanese Equity |  | Japanese Smaller Companies |  | Latin American Equity |  |
| UK Treasury | 51,890 | France (Government of) | 15,367 | France (Government of) | 14 |
| Lowe's | 24,572 | Germany (Federal Republic of) | 7,468 | US Treasury | 13 |
| Microsoft | 24,287 | UK Treasury | 6,431 | Germany (Federal Republic of) | 10 |
| Teleflex | 22,629 | US Treasury | 5,569 | TOTAL | 4 |
| American Tower | 16,242 | Australia (Commonwealth of) | 3,149 |  |  |
| ViacomCBS | 15,419 | TOTAL | 1,349 |  |  |
| Germany (Federal Republic of) | 13,685 | Intesa Sanpaolo | 940 |  |  |
| TJX | 11,248 | Eni | 939 |  |  |
| Broadcom | 10,739 | Sanofi-Aventis | 851 |  |  |
| Netflix | 10,572 | A2A | 812 |  |  |

| Issuers | Market value of collateral received $’000 | Issuers | Market value of collateral received $’000 | Issuers | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- |
| North American Smaller Companies |  | Russian Equity |  | Select Emerging Markets Bond |  |
| AstraZeneca | 96 | France (Government of) | 67 | Netherlands (Kingdom of) | 21,131 |
| Diageo | 96 | Germany (Federal Republic of) | 67 | UK Treasury | 21,131 |
| Vinci | 78 | Apache | 31 | France (Government of) | 18,113 |
| Unilever | 78 | Occidental Petroleum | 31 |  |  |
| LVMH Moët Hennessy Louis Vuitton | 77 | Royal Dutch Shell 'B' | 31 |  |  |
| Anglo American | 77 | Essilor International | 31 |  |  |
| Merck | 77 | Paddy Power Betfair | 31 |  |  |
| Apple | 59 | US Treasury | 22 |  |  |
| Orange | 59 | BPER Banca | 15 |  |  |
| Facebook 'A' | 54 | Bankia | 15 |  |  |
| Select Euro High Yield Bond |  | World Equity |  | World Resources Equity |  |
| UK Treasury | 24,365 | Diageo | 750 | Australia (Commonwealth of) | 1,295 |
| Netherlands (Kingdom of) | 24,365 | LVMH Moët Hennessy Louis Vuitton | 722 | UK Treasury | 1,295 |
| France (Government of) | 20,885 | Smith & Nephew | 716 | France (Government of) | 1,293 |
|  |  | Vinci | 715 | Canada (Government of) | 2 |
|  |  | Unilever | 709 |  |  |
|  |  | AstraZeneca | 696 |  |  |
|  |  | British American Tobacco | 696 |  |  |
|  |  | LafargeHolcim | 693 |  |  |
|  |  | National Grid | 375 |  |  |
|  |  | CSX | 358 |  |  |

Top ten counterparties per type of SFT
| Counterparty | Market value of securities on loan $’000 | Counterparty | Market value of securities on loan $’000 | Counterparty | Market value of securities on loan $’000 |
| --- | --- | --- | --- | --- | --- |
| All China Equity |  | Asia Pacific Equity |  | Asian Property Share |  |
|  |  |  |  | Credit Suisse Securities (Europe) |  |
| UBS AG (London Branch) | 28,563 | UBS AG (London Branch) | 65,251 | Limited | 189 |
| Citigroup Global Markets Limited | 3,490 | Barclays Capital Securities Limited | - | UBS AG (London Branch) | 160 |
| Merrill Lynch International | 2,501 |  |  |  |  |
| Asian Smaller Companies |  | Australasian Equity |  | China A Share Equity |  |
|  |  | Credit Suisse Securities (Europe) |  |  |  |
| Credit Suisse Securities (Europe) Limited | 12,464 | Limited | 741 | UBS AG (London Branch) | 162,055 |
| Barclays Capital Securities Limited | 5,043 |  |  |  |  |
| Goldman Sachs International | 2,586 |  |  |  |  |
| UBS AG (London Branch) | 2,578 |  |  |  |  |
| Morgan Stanley & Co. International plc | 1,333 |  |  |  |  |
| HSBC Bank Plc | 1,281 |  |  |  |  |
| Macquarie Bank Limited (UK) | 151 |  |  |  |  |
| JP Morgan Securities PLC | - |  |  |  |  |
| Deutsche Bank AG (London Branch) | - |  |  |  |  |
| Diversified Growth |  | Eastern European Equity |  | Emerging Markets Corporate Bond |  |
|  |  |  |  | Credit Suisse Securities (Europe) |  |
| UBS AG (London Branch) | 220 | Citigroup Global Markets Limited | 216 | Limited | 120,919 |
| HSBC Bank Plc | 24 |  |  | Barclays Capital Securities Limited | 27,805 |
| Emerging Markets Equity |  | Emerging Markets Smaller Companies |  | European Equity |  |
| UBS AG (London Branch) | 67,381 | Merrill Lynch International | 1,474 | HSBC Bank Plc | 6,366 |
| JP Morgan Securities PLC | 1,538 | HSBC Bank Plc | 874 |  |  |
| Goldman Sachs International | 1,345 | Barclays Capital Securities Limited | 692 |  |  |
|  |  | Credit Suisse Securities (Europe) |  |  |  |
|  |  | Limited | 610 |  |  |
|  |  | UBS AG (London Branch) | 150 |  |  |
| European Equity (ex-UK) |  | Frontier Markets Equity |  | Global Innovation Equity |  |
| HSBC Bank Plc | 3,510 | UBS AG (London Branch) | 104 | Citigroup Global Markets Limited | 1,247 |
|  |  | Bank of Nova Scotia | 58 |  |  |
|  |  | Credit Suisse Securities (Europe) |  |  |  |
|  |  | Limited | - |  |  |

| Counterparty | Market value of securities on loan $’000 | Counterparty | Market value of securities on loan $’000 | Counterparty | Market value of securities on loan $’000 |
| --- | --- | --- | --- | --- | --- |
| Japanese Equity |  | Japanese Smaller Companies |  | Latin American Equity |  |
| Credit Suisse (Dublin) | 252,651 | BNP Paribas Arbitrage (Paris) | 14,323 | Citigroup Global Markets Limited | 38 |
|  |  | Citigroup Global Markets Limited | 13,867 |  |  |
|  |  | Goldman Sachs International | 8,518 |  |  |
|  |  | BMO Capital Markets Limited | 4,447 |  |  |
|  |  | Merrill Lynch International | 4,309 |  |  |
|  |  | JP Morgan Securities PLC | 4,011 |  |  |
|  |  | Credit Suisse Securities (Europe) |  |  |  |
|  |  | Limited | 2,909 |  |  |
|  |  | UBS AG (London Branch) | 1,986 |  |  |
|  |  | Deutsche Bank AG (London Branch) | 863 |  |  |
|  |  | Nomura International PLC | 642 |  |  |
| North American Smaller Companies |  | Russian Equity |  | Select Emerging Markets Bond |  |
|  |  |  |  | Credit Suisse Securities (Europe) |  |
| HSBC Bank Plc | 787 | ING Bank | 308 | Limited | 57,411 |
| Bank of Nova Scotia | 106 | UBS AG (London Branch) | 191 |  |  |
| Select Euro High Yield Bond |  | World Equity |  | World Resources Equity |  |
| Credit Suisse Securities (Europe) Limited | 64,522 | HSBC Bank Plc | 7,513 | Goldman Sachs International | 3,690 |
|  |  | Credit Suisse Securities (Europe) |  |  |  |
|  |  | Limited | 437 |  |  |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 339 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 2,054 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 1,283 |
| Merrill Lynch International | United States | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 878 |
| Merrill Lynch International | United States | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 1 |
| Merrill Lynch International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 1,757 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 7,142 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 2,857 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 6,902 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 13,551 |
| Asia Pacific Equity |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | AUD | Tri-party | BNY Mellon | 5 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 34 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | GBP | Tri-party | BNY Mellon | 60 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | USD | Tri-party | BNY Mellon | 10 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 14,945 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 6,526 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 13,395 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 6,972 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 27,665 |
| Asian Property Share |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | AUD | Tri-party | JP Morgan | 19 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 81 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 38 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 1 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 58 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 19 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 24 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 8 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 26 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 113 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Asian Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | CAD | Tri-party | BNY Mellon | 1,404 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 1,530 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | JPY | Tri-party | BNY Mellon | 764 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 1,784 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 32 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 2,992 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 5,595 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 328 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 4,475 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 138 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | EUR | Tri-party | JP Morgan | 1 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | GBP | Tri-party | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | USD | Tri-party | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Germany | Government bond | Investment grade | EUR | Tri-party | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Germany | Government bond | Investment grade | USD | Tri-party | JP Morgan | - |
| Goldman Sachs International | United States | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 909 |
| Goldman Sachs International | United States | NATL A | Investment grade | DKK | Tri-party | BNY Mellon | 2 |
| Goldman Sachs International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 909 |
| Goldman Sachs International | United States | NATL A | Investment grade | GBP | Tri-party | BNY Mellon | 910 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 201 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 413 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | SEK | Tri-party | JP Morgan | 63 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 208 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 29 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 478 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | CHF | Tri-party | JP Morgan | 17 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 48 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 27 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | USD | Tri-party | JP Morgan | 8 |
| JP Morgan Securities PLC | United States | REIT B | Main market listing | USD | Tri-party | JP Morgan | 8 |
| Macquarie Bank Limited (UK) | United Kingdom | Equity | Main market listing | AUD | Tri-party | JP Morgan | 116 |
| Macquarie Bank Limited (UK) | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 24 |
| Macquarie Bank Limited (UK) | United Kingdom | Equity | Main market listing | JPY | Tri-party | JP Morgan | 60 |
| Macquarie Bank Limited (UK) | United Kingdom | Equity | Main market listing | SEK | Tri-party | JP Morgan | 16 |
| Macquarie Bank Limited (UK) | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 3 |
| Morgan Stanley & Co. International plc | United States | Equity | Main market listing | DKK | Tri-party | BNY Mellon | - |
| Morgan Stanley & Co. International plc | United States | Equity | Main market listing | USD | Tri-party | BNY Mellon | 505 |
| Morgan Stanley & Co. International plc | United States | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 489 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Morgan Stanley & Co. International plc | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 490 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 520 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 260 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 455 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 1,530 |
| Australasian Equity |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 170 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 313 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 75 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 307 |
| China A Share Equity |  |  |  |  |  |  |  |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 49,128 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 23,861 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 56,734 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 43,800 |
| Diversified Growth |  |  |  |  |  |  |  |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 26 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 37 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 45 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | - |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 1 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 105 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 209 |
| Eastern European Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 42 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 24 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | JPY | Tri-party | JP Morgan | 99 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 6 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 10 |
| Citigroup Global Markets Limited | United States | REIT B | Main market listing | USD | Tri-party | JP Morgan | 54 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | CHF | Tri-party | JP Morgan | 29 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 87 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 202 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Emerging Markets Corporate Bond |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | United Kingdom | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 9,765 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 9,765 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | DKK | Tri-party | BNY Mellon | 5,178 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 4,587 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 84,562 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 45,533 |
| Emerging Markets Equity |  |  |  |  |  |  |  |
| Goldman Sachs International | United States | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 490 |
| Goldman Sachs International | United States | NATL A | Investment grade | DKK | Tri-party | BNY Mellon | 1 |
| Goldman Sachs International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 489 |
| Goldman Sachs International | United States | NATL A | Investment grade | GBP | Tri-party | BNY Mellon | 490 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | AUD | Tri-party | JP Morgan | 65 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 231 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 155 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | USD | Tri-party | JP Morgan | 868 |
| JP Morgan Securities PLC | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 263 |
| JP Morgan Securities PLC | United States | REIT B | Main market listing | USD | Tri-party | JP Morgan | 144 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 12,487 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 6,610 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 8,203 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 44,332 |
| Emerging Markets Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | CAD | Tri-party | BNY Mellon | 212 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 196 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | JPY | Tri-party | BNY Mellon | 104 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 245 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | AUD | Tri-party | JP Morgan | 67 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 154 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 191 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 31 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 315 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 126 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 338 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | SEK | Tri-party | JP Morgan | 44 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 66 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 58 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 331 |
| Merrill Lynch International | United States | Equity | Main market listing | EUR | Tri-party | BNY Mellon | - |
| Merrill Lynch International | United States | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 505 |
| Merrill Lynch International | United States | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 3 |
| Merrill Lynch International | United States | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 10 |
| Merrill Lynch International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 1,036 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 30 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 7 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 53 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 71 |
| European Equity |  |  |  |  |  |  |  |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 1,651 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 3,436 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | SEK | Tri-party | JP Morgan | 307 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 1,508 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 29 |
| European Equity (ex-UK) |  |  |  |  |  |  |  |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | CHF | Tri-party | JP Morgan | 76 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 935 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 2,272 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 577 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 3 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 29 |
| Frontier Markets Equity |  |  |  |  |  |  |  |
| Bank of Nova Scotia | Canada | Equity | Main market listing | AUD | Tri-party | JP Morgan | - |
| Bank of Nova Scotia | Canada | Equity | Main market listing | CHF | Tri-party | JP Morgan | - |
| Bank of Nova Scotia | Canada | Equity | Main market listing | EUR | Tri-party | JP Morgan | 5 |
| Bank of Nova Scotia | Canada | Equity | Main market listing | GBP | Tri-party | JP Morgan | 70 |
| Bank of Nova Scotia | Canada | Equity | Main market listing | USD | Tri-party | JP Morgan | 33 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 7 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 2 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | JPY | Tri-party | JP Morgan | 29 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 2 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 2 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 15 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 10 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 37 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 49 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Global Innovation Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 121 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 914 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 278 |
| Japanese Equity |  |  |  |  |  |  |  |
| Credit Suisse (Dublin) | Switzerland | Equity | Main market listing | DKK | Tri-party | JP Morgan | 304 |
| Credit Suisse (Dublin) | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 1,280 |
| Credit Suisse (Dublin) | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 9,095 |
| Credit Suisse (Dublin) | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 140 |
| Credit Suisse (Dublin) | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 161,322 |
| Credit Suisse (Dublin) | Switzerland | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 21,045 |
| Credit Suisse (Dublin) | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 51,890 |
| Credit Suisse (Dublin) | Switzerland | Government bond | Investment grade | USD | Tri-party | JP Morgan | 35 |
| Credit Suisse (Dublin) | Switzerland | REIT B | Main market listing | USD | Tri-party | JP Morgan | 25,859 |
| Japanese Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | CAD | Tri-party | BNY Mellon | 100 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 114 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | JPY | Tri-party | BNY Mellon | 60 |
| Barclays Capital Securities Limited | United Kingdom | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 20 |
| Barclays Capital Securities Limited | United Kingdom | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 139 |
| BMO Capital Markets Limited | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 833 |
| BMO Capital Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 2,198 |
| BMO Capital Markets Limited | United States | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 99 |
| BMO Capital Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 1,618 |
| BNP Paribas Arbitrage (Paris) | France | Equity | Main market listing | EUR | Tri-party | JP Morgan | 9,474 |
| BNP Paribas Arbitrage (Paris) | France | Equity | Main market listing | GBP | Tri-party | JP Morgan | 562 |
| BNP Paribas Arbitrage (Paris) | France | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 5,502 |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 1,349 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 8,252 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 3,074 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 1,937 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 760 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 1,279 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 6 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 940 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 248 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | AUD | Tri-party | JP Morgan | 54 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | DKK | Tri-party | JP Morgan | 17 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | EUR | Tri-party | JP Morgan | 354 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | GBP | Tri-party | JP Morgan | 83 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | SEK | Tri-party | JP Morgan | 79 |
| Deutsche Bank AG (London Branch) | Germany | Equity | Main market listing | USD | Tri-party | JP Morgan | 75 |
| Deutsche Bank AG (London Branch) | Germany | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 168 |
| Deutsche Bank AG (London Branch) | Germany | Government bond | Investment grade | USD | Tri-party | JP Morgan | 39 |
| Deutsche Bank AG (London Branch) | Germany | REIT B | Main market listing | USD | Tri-party | JP Morgan | 65 |
| Goldman Sachs International | United States | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 3,009 |
| Goldman Sachs International | United States | NATL A | Investment grade | DKK | Tri-party | BNY Mellon | 7 |
| Goldman Sachs International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 3,004 |
| Goldman Sachs International | United States | NATL A | Investment grade | GBP | Tri-party | BNY Mellon | 3,010 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | CHF | Tri-party | JP Morgan | 355 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 756 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | GBP | Tri-party | JP Morgan | 2,152 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | JPY | Tri-party | JP Morgan | 605 |
| JP Morgan Securities PLC | United States | Equity | Main market listing | USD | Tri-party | JP Morgan | 303 |
| JP Morgan Securities PLC | United States | REIT B | Main market listing | USD | Tri-party | JP Morgan | 279 |
| Merrill Lynch International | United States | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 1,508 |
| Merrill Lynch International | United States | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 1 |
| Merrill Lynch International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 3,017 |
| Nomura International PLC | Japan | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 70 |
| Nomura International PLC | Japan | Equity | Main market listing | GBP | Tri-party | BNY Mellon | 421 |
| Nomura International PLC | Japan | Equity | Main market listing | USD | Tri-party | BNY Mellon | 14 |
| Nomura International PLC | Japan | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 244 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 297 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 199 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 224 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | CHF | Tri-party | BNY Mellon | 694 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 694 |
| Latin American Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | United States | Equity | Main market listing | EUR | Tri-party | JP Morgan | 4 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 24 |
| Citigroup Global Markets Limited | United States | Government bond | Investment grade | USD | Tri-party | JP Morgan | 13 |
| North American Smaller Companies |  |  |  |  |  |  |  |
| Bank of Nova Scotia | Canada | Equity | Main market listing | EUR | Tri-party | JP Morgan | 7 |
| Bank of Nova Scotia | Canada | Equity | Main market listing | GBP | Tri-party | JP Morgan | 129 |
| Bank of Nova Scotia | Canada | Equity | Main market listing | USD | Tri-party | JP Morgan | 80 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 327 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 351 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 188 |
| Russian Equity |  |  |  |  |  |  |  |
| ING Bank | Netherlands | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 192 |
| ING Bank | Netherlands | Equity | Main market listing | GBP | Tri-party | BNY Mellon | 62 |
| ING Bank | Netherlands | Equity | Main market listing | SEK | Tri-party | BNY Mellon | - |
| ING Bank | Netherlands | Equity | Main market listing | USD | Tri-party | BNY Mellon | 83 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | EUR | Tri-party | BNY Mellon | 38 |
| UBS AG (London Branch) | Switzerland | Equity | Main market listing | SEK | Tri-party | BNY Mellon | 9 |
| UBS AG (London Branch) | Switzerland | Government bond | Investment grade | USD | Tri-party | BNY Mellon | 22 |
| UBS AG (London Branch) | Switzerland | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 134 |
| Select Emerging Markets Bond |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 39,244 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 21,131 |
| Select Euro High Yield Bond |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | EUR | Tri-party | JP Morgan | 45,250 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 24,365 |
| World Equity |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | EUR | Tri-party | JP Morgan | 214 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | GBP | Tri-party | JP Morgan | 141 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | JPY | Tri-party | JP Morgan | 18 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Equity | Main market listing | USD | Tri-party | JP Morgan | 142 |
| Credit Suisse Securities (Europe) |  |  |  |  |  |  |  |
| Limited | Switzerland | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 25 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | CHF | Tri-party | JP Morgan | 693 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | EUR | Tri-party | JP Morgan | 1,942 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | GBP | Tri-party | JP Morgan | 4,150 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | SEK | Tri-party | JP Morgan | 145 |
| HSBC Bank Plc | United Kingdom | Equity | Main market listing | USD | Tri-party | JP Morgan | 999 |
| HSBC Bank Plc | United Kingdom | Government bond | Investment grade | GBP | Tri-party | JP Morgan | 282 |

| Counterparty | Countries of counterparty establishment | Type | Quality | Collateral currency | Settlement and clearing | Custodian | Market value of collateral received $’000 |
| --- | --- | --- | --- | --- | --- | --- | --- |
| World Resources Equity |  |  |  |  |  |  |  |
| Goldman Sachs International | United States | NATL A | Investment grade | AUD | Tri-party | BNY Mellon | 1,295 |
| Goldman Sachs International | United States | NATL A | Investment grade | CAD | Tri-party | BNY Mellon | 2 |
| Goldman Sachs International | United States | NATL A | Investment grade | EUR | Tri-party | BNY Mellon | 1,293 |
| Goldman Sachs International | United States | NATL A | Investment grade | GBP | Tri-party | BNY Mellon | 1,295 |

A 
National Bonds of a Sovereign Nation.
B 
Real Estate Investment Trust.
Two custodians are used to hold the collateral.
| Maturity Tenor of collateral (remaining period to maturity) | Less than one day $'000 | One day to one week $'000 | One week to one month $'000 | One to three months $'000 | Three months to one year $'000 | Above one year $'000 | Open maturity $'000 | Total $'000 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity | - | - | - | 878 | 1,268 | 24,280 | 10,338 | 36,764 |
| Asia Pacific Equity | - | - | - | - | - | 48,032 | 21,580 | 69,612 |
| Asian Property Share | - | - | - | - | - | 158 | 229 | 387 |
| Asian Smaller Companies | - | - | - | - | - | 8,155 | 19,586 | 27,741 |
| Australasian Equity | - | - | - | - | - | - | 865 | 865 |
| China A Share Equity | - | - | - | - | - | 100,534 | 72,989 | 173,523 |
| Diversified Growth | - | - | - | - | 1 | 314 | 108 | 423 |
| Eastern European Equity | - | - | - | - | 6 | 212 | 335 | 553 |
| Emerging Markets Corporate Bond | - | - | - | - | - | 159,390 | - | 159,390 |
| Emerging Markets Equity | - | - | - | - | - | 54,268 | 20,560 | 74,828 |
| Emerging Markets Smaller Companies | - | - | - | - | 558 | 1,754 | 1,881 | 4,193 |
| European Equity | - | - | - | - | - | 29 | 6,902 | 6,931 |
| European Equity (ex-UK) | - | - | - | - | - | 32 | 3,860 | 3,892 |
| Frontier Markets Equity | - | - | - | - | - | 90 | 171 | 261 |
| Global Innovation Equity | - | - | - | - | - | 1,192 | 121 | 1,313 |
| Japanese Equity | - | - | - | 60 | - | 72,910 | 198,000 | 270,970 |
| Japanese Smaller Companies | - | - | - | - | 2,415 | 36,271 | 21,675 | 60,361 |
| Latin American Equity | - | - | - | - | 1 | 36 | 4 | 41 |
| North American Smaller Companies | - | - | - | - | - | - | 1,082 | 1,082 |
| Russian Equity | - | - | 22 | - | - | 134 | 384 | 540 |
| Select Emerging Markets Bond | - | - | - | - | - | 60,375 | - | 60,375 |
| Select Euro High Yield Bond | - | - | - | - | - | 69,615 | - | 69,615 |
| World Equity | - | - | - | - | - | 307 | 8,444 | 8,751 |
| World Resources Equity | - | - | - | - | - | 3,885 | - | 3,885 |

| Maturity Tenor of securities on loan (remaining period to maturity) | Less than one day $'000 | One day to one week $'000 | One week to one month $'000 | One to three months $'000 | Three months to one year $'000 | Above one year $'000 | Open maturity $'000 | Total $'000 |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity | - | - | - | - | - | - | 34,554 | 34,554 |
| Asia Pacific Equity | - | - | - | - | - | - | 65,251 | 65,251 |
| Asian Property Share | - | - | - | - | - | - | 349 | 349 |
| Asian Smaller Companies | - | - | - | - | - | - | 25,436 | 25,436 |
| Australasian Equity | - | - | - | - | - | - | 741 | 741 |
| China A Share Equity | - | - | - | - | - | - | 162,055 | 162,055 |
| Diversified Growth | - | - | - | - | - | - | 244 | 244 |
| Eastern European Equity | - | - | - | - | - | - | 216 | 216 |
| Emerging Markets Corporate Bond | - | - | - | - | - | 120,919 | 27,805 | 148,724 |
| Emerging Markets Equity | - | - | - | - | - | - | 70,264 | 70,264 |
| Emerging Markets Smaller Companies | - | - | - | - | - | - | 3,800 | 3,800 |
| European Equity | - | - | - | - | - | - | 6,366 | 6,366 |
| European Equity (ex-UK) | - | - | - | - | - | - | 3,510 | 3,510 |
| Frontier Markets Equity | - | - | - | - | - | - | 162 | 162 |
| Global Innovation Equity | - | - | - | - | - | - | 1,247 | 1,247 |
| Japanese Equity | - | - | - | - | - | - | 252,651 | 252,651 |
| Japanese Smaller Companies | - | - | - | - | - | - | 56,219 | 56,219 |
| Latin American Equity | - | - | - | - | - | - | 38 | 38 |
| North American Smaller Companies | - | - | - | - | - | - | 893 | 893 |
| Russian Equity | - | - | - | - | - | - | 499 | 499 |
| Select Emerging Markets Bond | - | - | - | - | - | 57,411 | - | 57,411 |
| Select Euro High Yield Bond | - | - | - | - | - | 64,522 | - | 64,522 |
| World Equity | - | - | - | - | - | - | 7,950 | 7,950 |
| World Resources Equity | - | - | - | - | - | - | 3,690 | 3,690 |

Lending transactions operate on a rolling one day contract and can be recalled on demand.
Data on reuse of collateral
Non-cash collateral is held with a segregated account by the Funds’ Custodian and will not be sold, re-invested or pledged.
Safekeeping of collateral Granted
At the year-end there was no non-cash collateral posted by the Funds.
Received
As at the year-end date, collateral was received for stock lending transactions into a segregated account at the Funds’ Custodian in the form of Government bonds and main market listed equity valued at $1 billion.
Return and cost per type of SFT for the year ended 30 September 2020
| Fund | Total gross amount of securities lending income '000 | Direct costs deducted by securities lending agent '000 | Net amount of securities lending income '000 | se | Return of the curities lending agent % | Return of the fund % |
| --- | --- | --- | --- | --- | --- | --- |
| All China Equity | 168 | 25 | 143 | 15.00 | 100.00 |
| American Focused Equity A | - | - | - | 15.00 | 100.00 |
| Asia Pacific Equity | 253 | 38 | 215 | 15.00 | 100.00 |
| Asia Pacific Multi Asset B | 1 | - | 1 | 15.00 | 100.00 |
| Asian Property Share | 14 | 2 | 12 | 15.00 | 100.00 |
| Asian Smaller Companies | 785 | 118 | 667 | 15.00 | 100.00 |
| Australasian Equity | 4 | 1 | 3 | 15.00 | 100.00 |
| China A Share Equity | 313 | 47 | 266 | 15.00 | 100.00 |
| Diversified Growth | 13 | 2 | 11 | 15.00 | 100.00 |
| Diversified Income | 4 | 1 | 3 | 15.00 | 100.00 |
| Eastern European Equity | 75 | 11 | 64 | 15.00 | 100.00 |
| Emerging Markets Corporate Bond | 1,211 | 182 | 1,029 | 15.00 | 100.00 |
| Emerging Markets Equity | 629 | 94 | 535 | 15.00 | 100.00 |
| Emerging Markets Infrastructure Equity C | 2 | - | 2 | 15.00 | 100.00 |
| Emerging Markets Smaller Companies | 400 | 60 | 340 | 15.00 | 100.00 |
| Emerging Markets Sustainable and |  |  |  |  |  |
| Responsible Investment Equity D | 2 | - | 2 | 15.00 | 100.00 |
| European Equity | 12 | 2 | 10 | 15.00 | 100.00 |
| European Equity (ex-UK) | 14 | 2 | 12 | 15.00 | 100.00 |
| European Equity Dividend | 11 | 2 | 9 | 15.00 | 100.00 |
| Frontier Markets Equity | 4 | 1 | 3 | 15.00 | 100.00 |
| Global Innovation Equity E | 2 | - | 2 | 15.00 | 100.00 |
| Japanese Equity | 73,158 | 10,974 | 62,184 | 15.00 | 100.00 |
| Japanese Smaller Companies | 87,333 | 13,100 | 74,233 | 15.00 | 100.00 |
| Latin American Equity | 5 | 1 | 4 | 15.00 | 100.00 |
| Multifactor Global Equity Income | 9 | 1 | 8 | 15.00 | 100.00 |
| North American Smaller Companies F | 2 | - | 2 | 15.00 | 100.00 |
| Russian Equity | 41 | 6 | 35 | 15.00 | 100.00 |
| Select Emerging Markets Bond | 638 | 96 | 542 | 15.00 | 100.00 |
| Select Euro High Yield Bond | 1,361 | 204 | 1,157 | 15.00 | 100.00 |
| World Equity | 25 | 4 | 21 | 15.00 | 100.00 |
| World Resources Equity | 15 | 2 | 13 | 15.00 | 100.00 |
| World Smaller Companies G | 1 | - | 1 | 15.00 | 100.00 |

The income and costs above are stated in sub fund currency.
A 
The unrounded gross return was $392 and the direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $59.
B 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $114.
C 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $397.
D 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $418.
E 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $293.
F 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $329.
G 
The unrounded direct operational costs and fees incurred for securities lending for the year to 30 September 2020 was $202.

Translation (ENFR, 2020-09-30):
# Opérations de financement sur titres (non révisées)
La Société s’engage dans des opérations de financementsur titres (OFT) (telles que définies à l’Article 3 du Règlement (UE) 2015/2365, ces opérations comprennent les opérations de pension, les prêts de titres ou de matières premières et les emprunts de titres ou de matières premières, les opérations d’achat-revente ou de vente-rachat et les opérations de prêt avec appel de marge). Conformément à l’Article 13 du Règlement, l’implication de la Société, ainsi que son exposition à l’activité de prêt de titres pour l’exercice clos le
30 septembre 2020 sont reprises en détail ci-dessous :
Valeur absolue des actifs engagés dans des opérations de financement sur titres
| Fonds | Valeur de marché des titres prêtés en milliers d’USD | % des actifs prêtables | % des actifs sous gestion |
| --- | --- | --- | --- |
| All China Equity | 34 554 | 5,62 | 5,54 |
| Asia Pacific Equity | 65 251 | 3,00 | 2,95 |
| Asian Property Share | 349 | 1,65 | 1,62 |
| Asian Smaller Companies | 25 436 | 3,30 | 3,28 |
| Australasian Equity | 741 | 1,36 | 1,31 |
| China A Share Equity | 162 055 | 4,55 | 4,34 |
| Diversified Growth | 244 | 0,08 | 0,07 |
| Eastern European Equity | 216 | 0,82 | 0,82 |
| Emerging Markets Corporate Bond | 148 724 | 10,04 | 9,74 |
| Emerging Markets Equity | 70 264 | 3,75 | 3,72 |
| Emerging Markets Smaller Companies | 3 800 | 1,42 | 1,41 |
| European Equity | 6 366 | 1,62 | 1,61 |
| European Equity (ex-UK) | 3 510 | 2,15 | 2,14 |
| Frontier Markets Equity | 162 | 0,48 | 0,47 |
| Global Innovation Equity | 1 247 | 0,36 | 0,36 |
| Japanese Equity | 252 651 | 39,54 | 39,08 |
| Japanese Smaller Companies | 56 219 | 12,02 | 11,93 |
| Latin American Equity | 38 | 0,01 | 0,01 |
| North American Smaller Companies | 893 | 0,29 | 0,28 |
| Russian Equity | 499 | 3,80 | 3,79 |
| Select Emerging Markets Bond | 57 411 | 5,09 | 5,00 |
| Select Euro High Yield Bond | 64 522 | 8,52 | 8,23 |
| World Equity | 7 950 | 2,46 | 2,45 |
| World Resources Equity | 3 690 | 4,96 | 4,89 |

Dix premiers émetteurs de garantie
| Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- |
| All China Equity |  | Asia Pacific Equity |  | Asian Property Share |  |  |
| Gouvernement de France | 9 290 | République fédérale d’Allemagne | 17 980 | République fédérale d’Allemagne |  | 56 |
| Trésor américain | 9 062 | Trésor américain | 13 395 | Gouvernement de France | 56 |
| République fédérale d’Allemagne | 8 072 | Gouvernement de France | 9 685 | Trésor américain |  | 26 |
| Pirelli | 1 428 | Suisse (Confédération) | 6 972 | MTU Aero Engines |  | 19 |
| Getinge « B » | 1 428 | Nokia | 3 263 | Diageo |  | 19 |
| Swedish Match | 1 428 | Swedish Match | 3 263 | Linde |  | 19 |
| A2A | 1 428 | A2A | 3 263 | Daimler |  | 19 |
| Nexi | 1 428 | Tenaris | 3 263 | Merck |  | 19 |
| Nokia | 1 428 | Getinge « B » | 3 263 | Medtronic |  | 19 |
| Atlantia | 1 428 | Atlantia | 3 263 | Stanley Black & Decke | r | 19 |
| Asian Smaller Companies |  | Australasian Equity |  | China A Share Equity |  |  |
| Commonwealth d’Australie | 3 183 | Vivendi | 78 | Suisse (Confédération |  | 56 734 |
| Gouvernement de France | 2 335 | Engie | 78 | Gouvernement de France | 43 800 |
| Trésor britannique | 1 526 | Smurfit Kappa | 78 | Tenaris |  | 8 105 |
| Amazon.com | 1 352 | Paddy Power Betfair | 78 | Pirelli |  | 8 105 |
| Microsoft | 1 340 | Maxim Integrated Products | 77 | A2A |  | 8 105 |
| Nextera Energy | 1 191 | Global Payments | 77 | Getinge « B » |  | 8 105 |
| Just Eat Takeaway | 1 148 | Albemarle | 77 | Swedish Match |  | 8 105 |
| Smurfit Kappa | 1 027 | Compass | 76 | Nokia |  | 8 105 |
| CRH | 881 | Amazon.com | 75 | Atlantia |  | 8 105 |
| Hargreaves Lansdown | 877 | Diageo | 43 | SSAB « A » |  | 7 651 |
| Diversified Growth |  | Eastern European Equity |  | Emerging Markets Corporate Bond |  |
| République fédérale d’Allemagne | 105 | Royaume des Pays-Bas | 110 | Royaume des Pays-Bas | 45 534 |
| Suisse (Confédération) | 105 | Gouvernement de France | 98 | Trésor britannique |  | 45 533 |
| Gouvernement de France | 104 | Discover Financial Services | 29 | Gouvernement de France | 39 028 |
| Auto Trader | 10 | Western Digital | 29 | Trésor américain |  | 9 765 |
| National Grid | 10 | Align Technology | 29 | Commonwealth d’Australie | 9 765 |
| Ocado | 10 | Partners | 29 | Royaume du Danemark | 5 178 |
| Vinci | 10 | Unilever | 21 | République fédérale d’Allemagne |  | 4 587 |
| PepsiCo | 10 | TOTAL | 21 |  |  |  |
| Wal-Mart Stores | 10 | UDR | 21 |  |  |  |
| Microsoft | 10 | Mid-America Apartment Communities | 20 |  |  |  |

)
| Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- |
| Emerging Markets Equity |  | Emerging Markets Smaller Companies |  | European Equity |  |
| Gouvernement de France | 24 340 | Gouvernement de France | 629 | Vinci | 622 |
| République fédérale d’Allemagne | 20 744 | République fédérale d’Allemagne | 535 | Apple | 614 |
| Trésor américain | 8 203 | Trésor américain |  | 505 | Unilever | 602 |
| Atlantia | 3 449 | Trésor britannique |  | 331 | Microsoft | 596 |
| Nokia | 3 370 | Commonwealth d’Australie | 245 | Anglo American | 596 |
| A2A | 3 370 | Unilever |  | 87 | Diageo | 596 |
| Swedish Match | 3 370 | Intertek |  | 86 | Royal Dutch Shell « B » | 590 |
| Getinge « B » | 3 241 | Vinci |  | 83 | Avast | 406 |
| Tenaris | 2 378 | DCC |  | 81 | British American Tobacco | 398 |
| Commonwealth d’Australie | 490 | Linde |  | 70 | Swedish Match | 307 |
| European Equity (ex-UK) |  | Frontier Markets Equity |  | Global Innovation Equity |  |
| British American Tobacco | 342 | Trésor américain |  | 38 | Gouvernement de France | 459 |
| Vinci | 340 | République fédérale d’Allemagne | 37 | République fédérale d’Allemagne | 455 |
| LVMH Moët Hennessy Louis Vuitton | 336 | Gouvernement de France | 14 | Trésor américain | 278 |
| Ocado | 335 | MarketAxess |  | 10 | TOTAL | 121 |
| Diageo | 327 | Diageo |  | 10 |  |  |
| Reckitt Benckiser | 312 | 3i |  | 10 |  |  |
| CSX | 288 | AstraZeneca |  | 9 |  |  |
| Anglo American | 188 | Ashtead |  | 9 |  |  |
| National Grid | 181 | Reed Elsevier (London Listed) | 9 |  |  |
| Unilever | 168 | Anglo American |  | 9 |  |  |
| Japanese Equity |  | Japanese Smaller Companies |  | Latin American Equity |  |
| Trésor britannique | 51 890 | Gouvernement de France | 15 367 | Gouvernement de France | 14 |
| Lowe’s | 24 572 | République fédérale d’Allemagne | 7 468 | Trésor américain | 13 |
| Microsoft | 24 287 | Trésor britannique |  | 6 431 | République fédérale d’Allemagne | 10 |
| Teleflex | 22 629 | Trésor américain |  | 5 569 | TOTAL | 4 |
| American Tower | 16 242 | Commonwealth d’Australie | 3 149 |  |  |
| ViacomCBS | 15 419 | TOTAL |  | 1 349 |  |  |
| République fédérale d’Allemagne | 13 685 | Intesa Sanpaolo |  | 940 |  |  |
| TJX | 11 248 | Eni |  | 939 |  |  |
| Broadcom | 10 739 | Sanofi-Aventis |  | 851 |  |  |
| Netflix | 10 572 | A2A |  | 812 |  |  |

| Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD | Émetteurs | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- |
| North American Smaller Companies |  | Russian Equity |  | Select Emerging Markets Bond |  |
| AstraZeneca |  | 96 | Gouvernement de France | 67 | Royaume des Pays-Bas | 21 131 |
| Diageo |  | 96 | République fédérale d’Allemagne | 67 | Trésor britannique | 21 131 |
| Vinci |  | 78 | Apache | 31 | Gouvernement de France | 18 113 |
| Unilever |  | 78 | Occidental Petroleum | 31 |  |  |
| LVMH Moët Hennessy Louis Vuitton | 77 | Royal Dutch Shell « B » | 31 |  |  |
| Anglo American |  | 77 | Essilor International | 31 |  |  |
| Merck |  | 77 | Paddy Power Betfair | 31 |  |  |
| Apple |  | 59 | Trésor américain | 22 |  |  |
| Orange |  | 59 | BPER Banca | 15 |  |  |
| Facebook « A » |  | 54 | Bankia | 15 |  |  |
| Select Euro High Yield Bond |  | World Equity |  | World Resources Equity |  |
| Trésor britannique |  | 24 365 | Diageo | 750 | Commonwealth d’Australie | 1 295 |
| Royaume des Pays-Bas |  | 24 365 | LVMH Moët Hennessy Louis Vuitton | 722 | Trésor britannique | 1 295 |
| Gouvernement de France | 20 885 | Smith & Nephew | 716 | Gouvernement de France | 1 293 |
|  |  | Vinci | 715 | Gouvernement du Canada | 2 |
|  |  | Unilever | 709 |  |  |
|  |  | AstraZeneca | 696 |  |  |
|  |  | British American Tobacco | 696 |  |  |
|  |  | LafargeHolcim | 693 |  |  |
|  |  | National Grid | 375 |  |  |
|  |  | CSX | 358 |  |  |

Dix premières contreparties par type d’opération de financement sur titres
| Contrepartie | Valeur de marché des titres prêtés en milliers d’USD | Contrepartie | Valeur de marché des titres prêtés en milliers d’USD | Contrepartie | Valeur de marché des titres prêtés en milliers d’USD |
| --- | --- | --- | --- | --- | --- |
| All China Equity |  | Asia Pacific Equity |  | Asian Property Share |  |
| UBS AG (London Branch) | 28 563 | UBS AG (London Branch) | 65 251 | Credit Suisse Securities (Europe) Limited | 189 |
| Citigroup Global Markets Limited | 3 490 | Barclays Capital Securities Limited | - | UBS AG (London Branch) | 160 |
| Merrill Lynch International | 2 501 |  |  |  |  |
| Asian Smaller Companies |  | Australasian Equity |  | China A Share Equity |  |
| Credit Suisse Securities (Europe) Limited | 12 464 | Credit Suisse Securities (Europe) Limited | 741 | UBS AG (London Branch) | 162 055 |
| Barclays Capital Securities Limited | 5 043 |  |  |  |  |
| Goldman Sachs International | 2 586 |  |  |  |  |
| UBS AG (London Branch) | 2 578 |  |  |  |  |
| Morgan Stanley & Co. International plc | 1 333 |  |  |  |  |
| HSBC Bank Plc | 1 281 |  |  |  |  |
| Macquarie Bank Limited (UK) | 151 |  |  |  |  |
| JP Morgan Securities PLC | - |  |  |  |  |
| Deutsche Bank AG (London Branch) | - |  |  |  |  |
| Diversified Growth |  | Eastern European Equity |  | Emerging Markets Corporate Bond |  |
| UBS AG (London Branch) | 220 | Citigroup Global Markets Limited | 216 | Credit Suisse Securities (Europe) Limited | 120 919 |
| HSBC Bank Plc | 24 |  |  | Barclays Capital Securities Limited | 27 805 |
| Emerging Markets Equity |  | Emerging Markets Smaller Companies |  | European Equity |  |
| UBS AG (London Branch) | 67 381 | Merrill Lynch International | 1 474 | HSBC Bank Plc | 6 366 |
| JP Morgan Securities PLC | 1 538 | HSBC Bank Plc | 874 |  |  |
| Goldman Sachs International | 1 345 | Barclays Capital Securities Limited | 692 |  |  |
|  |  | Credit Suisse Securities (Europe) Limited | 610 |  |  |
|  |  | UBS AG (London Branch) | 150 |  |  |
| European Equity (ex-UK) |  | Frontier Markets Equity |  | Global Innovation Equity |  |
| HSBC Bank Plc | 3 510 | UBS AG (London Branch) | 104 | Citigroup Global Markets Limited | 1 247 |
|  |  | Bank of Nova Scotia | 58 |  |  |
|  |  | Credit Suisse Securities (Europe) Limited | - |  |  |

| Contrepartie | Valeur de marché des titres prêtés en milliers d’USD | Contrepartie | Valeur de marché des titres prêtés en milliers d’USD | Contrepartie | Valeur de marché des titres prêtés en milliers d’USD |
| --- | --- | --- | --- | --- | --- |
| Japanese Equity |  | Japanese Smaller Companies |  | Latin American Equity |  |
| Credit Suisse (Dublin) | 252 651 | BNP Paribas Arbitrage (Paris) | 14 323 | Citigroup Global Markets Limited | 38 |
|  |  | Citigroup Global Markets Limited | 13 867 |  |  |
|  |  | Goldman Sachs International | 8 518 |  |  |
|  |  | BMO Capital Markets Limited | 4 447 |  |  |
|  |  | Merrill Lynch International | 4 309 |  |  |
|  |  | JP Morgan Securities PLC | 4 011 |  |  |
|  |  | Credit Suisse Securities (Europe) Limited | 2 909 |  |  |
|  |  | UBS AG (London Branch) | 1 986 |  |  |
|  |  | Deutsche Bank AG (London Branch) | 863 |  |  |
|  |  | Nomura International PLC | 642 |  |  |
| North American Smaller Companies |  | Russian Equity |  | Select Emerging Markets Bond |  |
| HSBC Bank Plc | 787 | ING Bank | 308 | Credit Suisse Securities (Europe) Limited | 57 411 |
| Bank of Nova Scotia | 106 | UBS AG (London Branch) | 191 |  |  |
| Select Euro High Yield Bond |  | World Equity |  | World Resources Equity |  |
| Credit Suisse Securities (Europe) Limited | 64 522 | HSBC Bank Plc | 7 513 | Goldman Sachs International | 3 690 |
|  |  | Credit Suisse Securities (Europe) Limited | 437 |  |  |

| Contrepartie | Pays d’établissement des contrepartie | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 339 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 2 054 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 1 283 |
| Merrill Lynch International | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | BNY Mellon | 878 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 1 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 1 757 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 7 142 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 2 857 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 6 902 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 13 551 |
| Asia Pacific Equity |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | AUD | Tripartite | BNY Mellon | 5 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 34 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | BNY Mellon | 60 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | BNY Mellon | 10 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 14 945 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 6 526 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 13 395 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 6 972 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 27 665 |
| Asian Property Share |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | 19 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 81 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 38 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 1 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 58 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 19 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 24 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 8 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 26 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 113 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Asian Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | CAD | Tripartite | BNY Mellon | 1 404 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 1 530 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | JPY | Tripartite | BNY Mellon | 764 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 1 784 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 32 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 2 992 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 5 595 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 328 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 4 475 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 138 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 1 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Allemagne | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | - |
| Deutsche Bank AG (London Branch) | Allemagne | Obligation d’État | Investment grade | USD | Tripartite | JP Morgan | - |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 909 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | DKK | Tripartite | BNY Mellon | 2 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 909 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | GBP | Tripartite | BNY Mellon | 910 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 201 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 413 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 63 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 208 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 29 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 478 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | 17 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 48 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 27 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 8 |
| JP Morgan Securities PLC | États-Unis | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 8 |
| Macquarie Bank Limited (UK) | Royaume-Uni | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | 116 |
| Macquarie Bank Limited (UK) | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 24 |
| Macquarie Bank Limited (UK) | Royaume-Uni | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 60 |
| Macquarie Bank Limited (UK) | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 16 |
| Macquarie Bank Limited (UK) | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 3 |
| Morgan Stanley & Co. International plc | États-Unis | Actions | Cotation marché principal | DKK | Tripartite | BNY Mellon | - |
| Morgan Stanley & Co. International plc | États-Unis | Actions | Cotation marché principal | USD | Tripartite | BNY Mellon | 505 |
| Morgan Stanley & Co. International plc | États-Unis | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 489 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Morgan Stanley & Co. International plc | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 490 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 520 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 260 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 455 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 1 530 |
| Australasian Equity |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 170 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 313 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 75 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 307 |
| China A Share Equity |  |  |  |  |  |  |  |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 49 128 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 23 861 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 56 734 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 43 800 |
| Diversified Growth |  |  |  |  |  |  |  |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 26 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 37 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 45 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | - |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 1 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 105 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 209 |
| Eastern European Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 42 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 24 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 99 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 6 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | GBP | Tripartite | JP Morgan | 10 |
| Citigroup Global Markets Limited | États-Unis | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 54 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | 29 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 87 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 202 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Emerging Markets Corporate Bond |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | Royaume-Uni | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 9 765 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 9 765 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | DKK | Tripartite | BNY Mellon | 5 178 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 4 587 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 84 562 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 45 533 |
| Emerging Markets Equity |  |  |  |  |  |  |  |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 490 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | DKK | Tripartite | BNY Mellon | 1 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 489 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | GBP | Tripartite | BNY Mellon | 490 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | 65 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 231 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 155 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 868 |
| JP Morgan Securities PLC | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 263 |
| JP Morgan Securities PLC | États-Unis | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 144 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 12 487 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 6 610 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 8 203 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 44 332 |
| Emerging Markets Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | CAD | Tripartite | BNY Mellon | 212 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 196 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | JPY | Tripartite | BNY Mellon | 104 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 245 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | 67 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 154 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 191 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 31 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 315 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 126 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 338 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 44 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 66 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 58 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 331 |
| Merrill Lynch International | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | - |
| Merrill Lynch International | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | BNY Mellon | 505 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 3 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 10 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 1 036 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 30 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 7 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 53 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 71 |
| European Equity |  |  |  |  |  |  |  |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 1 651 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 3 436 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 307 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 1 508 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 29 |
| European Equity (ex-UK) |  |  |  |  |  |  |  |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | 76 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 935 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 2 272 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 577 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 3 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 29 |
| Frontier Markets Equity |  |  |  |  |  |  |  |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | - |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | - |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 5 |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 70 |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 33 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 7 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 2 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 29 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 2 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 2 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 15 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 10 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 37 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 49 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Global Innovation Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 121 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 914 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 278 |
| Japanese Equity |  |  |  |  |  |  |  |
| Credit Suisse (Dublin) | Suisse | Actions | Cotation marché principal | DKK | Tripartite | JP Morgan | 304 |
| Credit Suisse (Dublin) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 1 280 |
| Credit Suisse (Dublin) | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 9 095 |
| Credit Suisse (Dublin) | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 140 |
| Credit Suisse (Dublin) | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 161 322 |
| Credit Suisse (Dublin) | Suisse | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 21 045 |
| Credit Suisse (Dublin) | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 51 890 |
| Credit Suisse (Dublin) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | JP Morgan | 35 |
| Credit Suisse (Dublin) | Suisse | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 25 859 |
| Japanese Smaller Companies |  |  |  |  |  |  |  |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | CAD | Tripartite | BNY Mellon | 100 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 114 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | JPY | Tripartite | BNY Mellon | 60 |
| Barclays Capital Securities Limited | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 20 |
| Barclays Capital Securities Limited | Royaume-Uni | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 139 |
| BMO Capital Markets Limited | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 833 |
| BMO Capital Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 2 198 |
| BMO Capital Markets Limited | États-Unis | Obligations d’État | Investment grade | GBP | Tripartite | JP Morgan | 99 |
| BMO Capital Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 1 618 |
| BNP Paribas Arbitrage (Paris) | France | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 9 474 |
| BNP Paribas Arbitrage (Paris) | France | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 562 |
| BNP Paribas Arbitrage (Paris) | France | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 5 502 |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 1 349 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 8 252 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | GBP | Tripartite | JP Morgan | 3 074 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 1 937 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 760 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 1 279 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 6 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 940 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 248 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | AUD | Tripartite | JP Morgan | 54 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | DKK | Tripartite | JP Morgan | 17 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 354 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 83 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 79 |
| Deutsche Bank AG (London Branch) | Allemagne | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 75 |
| Deutsche Bank AG (London Branch) | Allemagne | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 168 |
| Deutsche Bank AG (London Branch) | Allemagne | Obligation d’État | Investment grade | USD | Tripartite | JP Morgan | 39 |
| Deutsche Bank AG (London Branch) | Allemagne | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 65 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 3 009 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | DKK | Tripartite | BNY Mellon | 7 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 3 004 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | GBP | Tripartite | BNY Mellon | 3 010 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | 355 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 756 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 2 152 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 605 |
| JP Morgan Securities PLC | États-Unis | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 303 |
| JP Morgan Securities PLC | États-Unis | REITB | Cotation marché principal | USD | Tripartite | JP Morgan | 279 |
| Merrill Lynch International | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | BNY Mellon | 1 508 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 1 |
| Merrill Lynch International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 3 017 |
| Nomura International PLC | Japon | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 70 |
| Nomura International PLC | Japon | Actions | Cotation marché principal | GBP | Tripartite | BNY Mellon | 421 |
| Nomura International PLC | Japon | Actions | Cotation marché principal | USD | Tripartite | BNY Mellon | 14 |
| Nomura International PLC | Japon | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 244 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 297 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 199 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 224 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | CHF | Tripartite | BNY Mellon | 694 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 694 |
| Latin American Equity |  |  |  |  |  |  |  |
| Citigroup Global Markets Limited | États-Unis | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 4 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | EUR | Tripartite | JP Morgan | 24 |
| Citigroup Global Markets Limited | États-Unis | Obligations d’État | Investment grade | USD | Tripartite | JP Morgan | 13 |
| North American Smaller Companies |  |  |  |  |  |  |  |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 7 |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 129 |
| Bank of Nova Scotia | Canada | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 80 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 327 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 351 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 188 |
| Russian Equity |  |  |  |  |  |  |  |
| ING Bank | Pays-Bas | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 192 |
| ING Bank | Pays-Bas | Actions | Cotation marché principal | GBP | Tripartite | BNY Mellon | 62 |
| ING Bank | Pays-Bas | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | - |
| ING Bank | Pays-Bas | Actions | Cotation marché principal | USD | Tripartite | BNY Mellon | 83 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | EUR | Tripartite | BNY Mellon | 38 |
| UBS AG (London Branch) | Suisse | Actions | Cotation marché principal | SEK | Tripartite | BNY Mellon | 9 |
| UBS AG (London Branch) | Suisse | Obligation d’État | Investment grade | USD | Tripartite | BNY Mellon | 22 |
| UBS AG (London Branch) | Suisse | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 134 |
| Select Emerging Markets Bond |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 39 244 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 21 131 |
| Select Euro High Yield Bond |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | EUR | Tripartite | JP Morgan | 45 250 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 24 365 |
| World Equity |  |  |  |  |  |  |  |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 214 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 141 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | JPY | Tripartite | JP Morgan | 18 |
| Credit Suisse Securities (Europe) Limited | Suisse | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 142 |
| Credit Suisse Securities (Europe) Limited | Suisse | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 25 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | CHF | Tripartite | JP Morgan | 693 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | EUR | Tripartite | JP Morgan | 1 942 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | GBP | Tripartite | JP Morgan | 4 150 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | SEK | Tripartite | JP Morgan | 145 |
| HSBC Bank Plc | Royaume-Uni | Actions | Cotation marché principal | USD | Tripartite | JP Morgan | 999 |
| HSBC Bank Plc | Royaume-Uni | Obligation d’État | Investment grade | GBP | Tripartite | JP Morgan | 282 |

| Contrepartie | Pays d’établissement des contreparties | Type | Qualité | Devise de garantie | Règlement et compensation | Dépositaire | Valeur de marché des garanties reçues en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- |
| World Resources Equity |  |  |  |  |  |  |  |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | AUD | Tripartite | BNY Mellon | 1 295 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | CAD | Tripartite | BNY Mellon | 2 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | EUR | Tripartite | BNY Mellon | 1 293 |
| Goldman Sachs International | États-Unis | NATLA | Investment grade | GBP | Tripartite | BNY Mellon | 1 295 |

A Obligations d’État d’un État souverain.
B Fonds d’investissement immobilier (Real Estate Investment Trust). Deux dépositaires détiennent la garantie.
| Durée d’échéance de la garantie (période restante jusqu’à l’échéance) | Moins d’un jour en milliers d’USD | Un jour à une semain e en milliers d’USD | Une semaine à un mois en milliers d’USD | Un à trois mois en milliers d’USD | Trois mois à un an en milliers d’USD | Supérieure à un an en milliers d’USD | Échéance ouverte en milliers d’USD | Total en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity | - | - | - | 878 | 1 268 | 24 280 | 10 338 | 36 764 |
| Asia Pacific Equity | - | - | - | - | - | 48 032 | 21 580 | 69 612 |
| Asian Property Share | - | - | - | - | - | 158 | 229 | 387 |
| Asian Smaller Companies | - | - | - | - | - | 8 155 | 19 586 | 27 741 |
| Australasian Equity | - | - | - | - | - | - | 865 | 865 |
| China A Share Equity | - | - | - | - | - | 100 534 | 72 989 | 173 523 |
| Diversified Growth | - | - | - | - | 1 | 314 | 108 | 423 |
| Eastern European Equity | - | - | - | - | 6 | 212 | 335 | 553 |
| Emerging Markets Corporate Bond | - | - | - | - | - | 159 390 | - | 159 390 |
| Emerging Markets Equity | - | - | - | - | - | 54 268 | 20 560 | 74 828 |
| Emerging Markets Smaller Companies | - | - | - | - | 558 | 1 754 | 1 881 | 4 193 |
| European Equity | - | - | - | - | - | 29 | 6 902 | 6 931 |
| European Equity (ex-UK) | - | - | - | - | - | 32 | 3 860 | 3 892 |
| Frontier Markets Equity | - | - | - | - | - | 90 | 171 | 261 |
| Global Innovation Equity | - | - | - | - | - | 1 192 | 121 | 1 313 |
| Japanese Equity | - | - | - | 60 | - | 72 910 | 198 000 | 270 970 |
| Japanese Smaller Companies | - | - | - | - | 2 415 | 36 271 | 21 675 | 60 361 |
| Latin American Equity | - | - | - | - | 1 | 36 | 4 | 41 |
| North American Smaller Companies | - | - | - | - | - | - | 1 082 | 1 082 |
| Russian Equity | - | - | 22 | - | - | 134 | 384 | 540 |
| Select Emerging Markets Bond | - | - | - | - | - | 60 375 | - | 60 375 |
| Select Euro High Yield Bond | - | - | - | - | - | 69 615 | - | 69 615 |
| World Equity | - | - | - | - | - | 307 | 8 444 | 8 751 |
| World Resources Equity | - | - | - | - | - | 3 885 | - | 3 885 |

| Durée d’échéance des titres prêtés (période restante jusqu’à l’échéance) | Moins d’un jour en milliers d’USD | Un jour à une semain e en milliers d’USD | Une semaine à un mois en milliers d’USD | Un à trois mois en milliers d’USD | Trois mois à un an en milliers d’USD | Supérieure à un an en milliers d’USD | Échéance ouverte en milliers d’USD | Total en milliers d’USD |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| All China Equity | - | - | - | - | - | - | 34 554 | 34 554 |
| Asia Pacific Equity | - | - | - | - | - | - | 65 251 | 65 251 |
| Asian Property Share | - | - | - | - | - | - | 349 | 349 |
| Asian Smaller Companies | - | - | - | - | - | - | 25 436 | 25 436 |
| Australasian Equity | - | - | - | - | - | - | 741 | 741 |
| China A Share Equity | - | - | - | - | - | - | 162 055 | 162 055 |
| Diversified Growth | - | - | - | - | - | - | 244 | 244 |
| Eastern European Equity | - | - | - | - | - | - | 216 | 216 |
| Emerging Markets Corporate Bond | - | - | - | - | - | 120 919 | 27 805 | 148 724 |
| Emerging Markets Equity | - | - | - | - | - | - | 70 264 | 70 264 |
| Emerging Markets Smaller Companies | - | - | - | - | - | - | 3 800 | 3 800 |
| European Equity | - | - | - | - | - | - | 6 366 | 6 366 |
| European Equity (ex-UK) | - | - | - | - | - | - | 3 510 | 3 510 |
| Frontier Markets Equity | - | - | - | - | - | - | 162 | 162 |
| Global Innovation Equity | - | - | - | - | - | - | 1 247 | 1 247 |
| Japanese Equity | - | - | - | - | - | - | 252 651 | 252 651 |
| Japanese Smaller Companies | - | - | - | - | - | - | 56 219 | 56 219 |
| Latin American Equity | - | - | - | - | - | - | 38 | 38 |
| North American Smaller Companies | - | - | - | - | - | - | 893 | 893 |
| Russian Equity | - | - | - | - | - | - | 499 | 499 |
| Select Emerging Markets Bond | - | - | - | - | - | 57 411 | - | 57 411 |
| Select Euro High Yield Bond | - | - | - | - | - | 64 522 | - | 64 522 |
| World Equity | - | - | - | - | - | - | 7 950 | 7 950 |
| World Resources Equity | - | - | - | - | - | - | 3 690 | 3 690 |

Les opérations de prêt se font sur la base d’un contrat sur un jour glissant et peuventêtre remboursées sur demande.
Données sur la réutilisation des garanties
Les garanties autres qu’en espèces sont détenues sur un compte séparé par le Dépositaire du Fonds et ne seront ni vendues, ni réinvesties ni nanties.
Conservation des garanties fournies
En fin d’exercice, aucune garantie autre qu’en espèces n’était enregistrée par les Fonds.
Reçues
À la date de clôture de l’exercice, une garantie a été reçue pour des opérations de prêt de titres sur un compte distinct auprès du Dépositaire des Fonds sous la forme d’obligations d’État et d’actions cotées sur le marché principal estimées à 1 milliard USD.
Rendement et coût par type d’OFT pour l’exercice clos le 30 septembre 2020
| Fonds | Montant brut total des revenus issus du prêt de titres en milliers | Coûts directs déduits par l’agent de prêt de titres en milliers | Montant net des revenus issus du prêt de titres en milliers | Rendement de l’agent de prêt de titres % | Rendement du fonds % |
| --- | --- | --- | --- | --- | --- |
| All China Equity | 168 | 25 | 143 | 15,00 | 100,00 |
| American Focused EquityA | - | - | - | 15,00 | 100,00 |
| Asia Pacific Equity | 253 | 38 | 215 | 15,00 | 100,00 |
| Asia Pacific Multi AssetB | 1 | - | 1 | 15,00 | 100,00 |
| Asian Property Share | 14 | 2 | 12 | 15,00 | 100,00 |
| Asian Smaller Companies | 785 | 118 | 667 | 15,00 | 100,00 |
| Australasian Equity | 4 | 1 | 3 | 15,00 | 100,00 |
| China A Share Equity | 313 | 47 | 266 | 15,00 | 100,00 |
| Diversified Growth | 13 | 2 | 11 | 15,00 | 100,00 |
| Diversified Income | 4 | 1 | 3 | 15,00 | 100,00 |
| Eastern European Equity | 75 | 11 | 64 | 15,00 | 100,00 |
| Emerging Markets Corporate Bond | 1 211 | 182 | 1 029 | 15,00 | 100,00 |
| Emerging Markets Equity | 629 | 94 | 535 | 15,00 | 100,00 |
| Emerging Markets Infrastructure EquityC | 2 | - | 2 | 15,00 | 100,00 |
| Emerging Markets Smaller Companies | 400 | 60 | 340 | 15,00 | 100,00 |
| Emerging Markets Sustainable and Responsible Investment EquityD | 2 | - | 2 | 15,00 | 100,00 |
| European Equity | 12 | 2 | 10 | 15,00 | 100,00 |
| European Equity (ex-UK) | 14 | 2 | 12 | 15,00 | 100,00 |
| European Equity Dividend | 11 | 2 | 9 | 15,00 | 100,00 |
| Frontier Markets Equity | 4 | 1 | 3 | 15,00 | 100,00 |
| Global Innovation EquityE | 2 | - | 2 | 15,00 | 100,00 |
| Japanese Equity | 73 158 | 10 974 | 62 184 | 15,00 | 100,00 |
| Japanese Smaller Companies | 87 333 | 13 100 | 74 233 | 15,00 | 100,00 |
| Latin American Equity | 5 | 1 | 4 | 15,00 | 100,00 |
| Multifactor Global Equity Income | 9 | 1 | 8 | 15,00 | 100,00 |
| North American Smaller CompaniesF | 2 | - | 2 | 15,00 | 100,00 |
| Russian Equity | 41 | 6 | 35 | 15,00 | 100,00 |
| Select Emerging Markets Bond | 638 | 96 | 542 | 15,00 | 100,00 |
| Select Euro High Yield Bond | 1 361 | 204 | 1 157 | 15,00 | 100,00 |
| World Equity | 25 | 4 | 21 | 15,00 | 100,00 |
| World Resources Equity | 15 | 2 | 13 | 15,00 | 100,00 |
| World Smaller CompaniesG | 1 | - | 1 | 15,00 | 100,00 |

Le revenu et les coûts ci-dessus sont exprimés dans la devise du compartiment.
A Le rendement brut non arrondi a été de 392 USD et les coûts opérationnels directs et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de
59 USD.
B Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 114 USD.
C Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 397 USD.
D Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 418 USD.
E Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 293 USD.
F Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 329 USD.
G Les coûts opérationnels directs non arrondis et les frais encourus pour le prêt de titres au cours de l’exercice clos le 30 septembre 2020 ont été de 202 USD.