# Appendix 5 – Sustainable Finance Disclosure Regulation (Regulation (EU) 2019/2088) (unaudited)
How were the indicators for adverse impacts on sustainability factors taken into account?
The Portfolio Manager employs a proprietary ESG Risk Dashboard, the Dashboard allows equity and credit analysts to quickly identify companies with significant ESG risks via the “UBS ESG Risk Signal”. This clear, actionable signal serves as starting point for more in-depth analysis of the underlying sources of these risks and the links to their investment cases.
Were sustainable investments aligned with the OECD Guidelines for Multinational Enterprises and the UN Guiding Principles on Business and Human Rights? Details:
Companies violating the United Nations Global Compact (UNGC) principles, who do not demonstrate credible corrective action were excluded from the investment universe.

### How did this financial product consider principal adverse impacts on sustainability factors?
The Portfolio Manager applies exclusions to the investment universe of the financial product. The link to the Sustainability Exclusion Policy can be found in the main body of the Sales Prospectus.
The exclusions include thermal coal mining and thermal coal-based energy production & oil sands, the portfolio manager selects investments based upon a lower absolute or relative scope 1+2 carbon intensity. UBS Asset Management does not invest in companies involved in controversial weapons i.e. cluster munitions, anti-personnel mines, chemical and biological weapons, or companies in breach of the Treaty on the Non-Proliferation of Nuclear Weapons.
The Portfolio Manager employs a proprietary ESG Risk Dashboard, the Dashboard allows equity and credit analysts to quickly identify companies with significant ESG risks via the “UBS ESG Risk Signal”. This clear, actionable signal serves as starting point for more in-depth analysis of the underlying sources of these risks and the links to their investment cases.
Companies violating the United Nations Global Compact (UNGC) principles, which do not demonstrate credible corrective action were excluded from the investment universe.
The EU Taxonomy sets out a “do not significant harm” principle by which Taxonomy- aligned investments should not significantly harm EU Taxonomy objectives and is accompanied by specific Union criteria.
The “do no significant harm” principle applies only to those investments underlying the financial product that take into account the Union criteria for environmentally sustainable economic activities. The investments underlying the remaining portion of this financial product do not take into account the Union criteria for environmentally sustainable economic activities.
Any other sustainable investments must also not significantly harm any environmental or social objectives.
UBS (Lux) SICAV 1
Annual report and audited financial statements as of 30 September 2022

Translation (ENFR, 2022-09-30):
# Annexe 5 – Règlement sur la publication d’informations en matière de durabilité dans le secteur des services financiers (SFDR) (Règlement (UE) 2019/2088) (non audité)
## Article 6:
UBS (Lux) SICAV 1 – All-Rounder (USD)
Les investissements sous-jacents du présent compartiment ne tiennent pas compte des critères de l’Union européenne en matière d’activités économiques durables sur le plan environnemental.

## Article 8(1):
UBS (Lux) SICAV 1 – Medium Term USD Corporate Bonds Sustainable (USD)
Consultez les pages suivantes pour connaître les informations périodiques du compartiment visé à l’article 8, paragraphes 1, 2 et 2a, du règlement (UE) 2019/2088 et à l’article 6, premier alinéa, du règlement (UE) 2020/852, et/ou (le cas échéant) des compartiments visés à l’article 9, alinéas 1 à 4a du règlement (UE) 2019/2088, ainsi qu’à l’article 5, premier alinéa du du règlement (UE) 2020/852.
UBS (Lux) SICAV 1
Rapport annuel et états financiers révisés au 30 septembre 2022