# Neuberger Berman Multi-Asset Income Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 800,000 | HSBC Holdings Plc, 4.70%, 29/12/2049 | 800,000 |
| 5,152 | Taiwan Semiconductor Manufacturing Co Ltd ADR | 632,603 |
| 400,000 | NGG Finance Plc, 5.63%, 18/06/2073 | 630,831 |
| 7,840 | Samsung Electronics Co Ltd | 595,213 |
| 400,000 | Volkswagen International Finance NV, 4.63%, 29/12/2049 | 553,171 |
| 464,000 | Atrium European Real Estate Ltd, 3.63%, 29/12/2049 | 550,520 |
| 480,000 | United States Treasury Note/Bond, 3.00%, 15/11/2044 | 540,179 |
| 400,000 | Rolls-Royce Plc, 4.63%, 16/02/2026 | 527,897 |
| 400,000 | CMA CGM SA, 7.50%, 15/01/2026 | 523,646 |
| 2,140 | Alibaba Group Holding Ltd ADR | 506,694 |
| 400,000 | ZF Europe Finance BV, 3.00%, 23/10/2029 | 501,247 |
| 400,000 | IPD 3 BV, 5.50%, 01/12/2025 | 494,600 |
| 400,000 | Verisure Midholding AB, 5.25%, 15/02/2029 | 490,731 |
| 400,000 | Fastighets AB Balder, 2.87%, 02/06/2081 | 486,370 |
| 400,000 | Iberdrola International BV, 0.00%, 29/12/2049 | 481,140 |
| 400,000 | Virgin Media Finance Plc, 3.75%, 15/07/2030 | 477,661 |
| 70,336 | iShares MSCI India UCITS ETF | 470,204 |
| 400,000 | eG Global Finance Plc, 4.38%, 07/02/2025 | 469,250 |
| 3,536 | Simon Property Group Inc | 440,378 |
| 5,200 | Tencent Holdings Ltd | 436,222 |
| 440,000 | United States Treasury Note/Bond, 1.88%, 15/02/2051 | 402,831 |
| 360,000 | Wells Fargo & Co, 3.90%, 15/03/2170 | 360,000 |
| 299,985 | United States Treasury Inflation Indexed Bonds, 0.50%, 15/01/2028 | 338,351 |
| 400,000 | United States Treasury Note/Bond, 1.38%, 15/08/2050 | 336,089 |

INTERIM REPORT 2021  509
FINANCIAL STATEMENTS STATEMENT OF SIGNIFICANT PURCHASES AND SALES

Translation (ENDE, 2021-06-30):
# Neuberger Berman Multi-Asset Income Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 17.348.090 | 17.489.291 |
| Barmittel und Barmitteläquivalente | 2 | 1.517.919 | 729.565 |
| Forderungen aus Wertpapierverkäufen |  | 215.383 | 2.149 |
| Forderungen aus ausgegebenen Anteilen |  | 16.500 | 2.435 |
| Forderungen gegenüber Brokern |  | 547.214 | 556.261 |
| Ertragsforderungen und sonstiges Vermögen |  | 178.776 | 201.874 |
| Vermögenswerte insgesamt |  | 19.823.882 | 18.981.575 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 150.133 | 635.100 |
| Kontenüberziehung | 3 | 71 | 61 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 45.666 | 53.650 |
| Antizipative Passiva |  | 52.322 | 51.939 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 191.159 | 13.116 |
| Sonstige Verbindlichkeiten |  | 43.082 | 22.652 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	482.433	776.518 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 19.341.449 | 18.205.057 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 481
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG