# Neuberger Berman Short Duration High Yield Bond Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 6,790,000 | New Fortress Energy Inc, 6.50%, 30/09/2026 | 6,822,680 |
| 6,050,000 | Iron Mountain Inc, 4.88%, 15/09/2027 | 6,335,000 |
| 5,830,000 | CD&R Smokey Buyer Inc, 6.75%, 15/07/2025 | 6,267,259 |
| 5,725,000 | Carvana Co, 5.63%, 01/10/2025 | 5,952,163 |
| 5,515,000 | American Airlines Inc/AAdvantage Loyalty IP Ltd, 5.50%, 20/04/2026 | 5,576,125 |
| 4,970,000 | United Airlines Inc, 4.38%, 15/04/2026 | 5,080,825 |
| 4,520,000 | Carnival Corp, 7.63%, 01/03/2026 | 4,972,000 |
| 4,805,000 | Bausch Health Companies Inc, 6.13%, 15/04/2025 | 4,902,004 |
| 4,610,000 | TransDigm Inc, 6.25%, 15/03/2026 | 4,892,085 |
| 4,260,000 | Uniti Group LP/Uniti Fiber Holdings Inc/CSL Capital LLC, 7.88%, 15/02/2025 | 4,591,700 |
| 4,240,000 | KAR Auction Services Inc, 5.13%, 01/06/2025 | 4,356,600 |
| 4,230,000 | FirstEnergy Corp, 2.05%, 01/03/2025 | 4,242,013 |
| 4,219,157 | Great American Outdoors Group LLC, 5.00%, 06/03/2028 | 4,198,062 |
| 3,750,000 | Realogy Group LLC/Realogy Co-Issuer Corp, 9.38%, 01/04/2027 | 4,192,938 |
| 4,170,000 | Apex Tool Group LLC / BC Mountain Finance Inc, 9.00%, 15/02/2023 | 4,182,260 |
| 3,660,000 | Realogy Group LLC/Realogy Co-Issuer Corp, 7.63%, 15/06/2025 | 3,990,950 |
| 3,000,000 | NCL Corp Ltd, 12.25%, 15/05/2024 | 3,632,475 |
| 3,110,000 | Prime Security Services Borrower LLC/Prime Finance Inc, 5.75%, 15/04/2026 | 3,405,450 |
| 3,275,000 | Life Time Inc, 5.75%, 15/01/2026 | 3,350,725 |
| 3,050,000 | Altice France SA, 8.13%, 01/02/2027 | 3,349,288 |
| 3,260,000 | Radiate Holdco LLC/Radiate Finance Inc, 4.50%, 15/09/2026 | 3,333,350 |
| 3,250,000 | Legends Hospitality Holding Co. LLC / Legends Hospitality Co-Issuer Inc, 5.00%, 01/02/2026 | 3,331,369 |
| 3,140,000 | Resideo Funding Inc, 6.13%, 01/11/2026 | 3,328,400 |
| 3,215,000 | TechnipFMC Plc, 6.50%, 01/02/2026 | 3,315,238 |
| 3,430,000 | NCL Corp Ltd, 3.63%, 15/12/2024 | 3,306,100 |
| 3,035,000 | CHS/Community Health Systems Inc, 8.00%, 15/03/2026 | 3,255,038 |
| 3,060,000 | Prime Security Services Borrower LLC/Prime Finance Inc, 6.25%, 15/01/2028 | 3,239,350 |
| 2,800,000 | Altice France Holding SA, 10.50%, 15/05/2027 | 3,160,500 |
| 2,660,000 | EQT Corp, 7.63%, 01/02/2025 | 3,137,138 |
| 2,950,000 | Banijay Entertainment SASU, 5.38%, 01/03/2025 | 3,049,150 |
| 2,920,000 | VICI Properties LP / VICI Note Co Inc, 4.25%, 01/12/2026 | 3,008,788 |
| 2,545,000 | Carnival Corp, 10.50%, 01/02/2026 | 2,991,800 |
| 2,530,000 | Royal Caribbean Cruises Ltd, 11.50%, 01/06/2025 | 2,941,125 |

INTERIM REPORT 2021  103
FINANCIAL STATEMENTS STATEMENT OF SIGNIFICANT PURCHASES AND SALES

Translation (ENDE, 2021-06-30):
# Neuberger Berman Short Duration High Yield Bond Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 646.355.725 | 892.700.016 |
| Barmittel und Barmitteläquivalente | 2 | 22.696.364 | 33.377.166 |
| Forderungen aus Wertpapierverkäufen |  | 16.267.272 | 9.335.519 |
| Forderungen aus ausgegebenen Anteilen |  | 983.791 | 330.978 |
| Ertragsforderungen und sonstiges Vermögen |  | 9.047.853 | 11.540.237 |
| Vermögenswerte insgesamt |  | 695.351.005 | 947.283.916 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 5.619.042 | 3.224.432 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 23.361.378 | 127.119 |
| Antizipative Passiva |  | 502.023 | 590.192 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 6.625.042 | 15.523.047 |
| Sonstige Verbindlichkeiten |  | 117.671 | 90.837 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	36.225.156	19.555.627 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 659.125.849 | 927.728.289 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 91
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG