| CCY | Portfolio designation | Purchase  1) | Sale  1) | Inventory as | Price | Market value | % of |
| --- | --- | --- | --- | --- | --- | --- | --- |
|  |  |  |  | of 24.06.2020 |  | in CHF | NAV |
| INSTRUMENTS AND OTHER ASSETS |
| LISTED INSTRUMENTS |
| Convertible bond |
| JPY | 0.000% Daio Paper 17.09.2020 | 60'000'000 | 0 | 60'000'000 | 100.90 | 536'618 | 2.45% |
| JPY | 0.000% DCM Holdings 21.12.2020 | 0 | 10'000'000 | 100'000'000 | 120.15 | 1'064'993 | 4.87% |
| JPY | 0.000% IWATANI 22.10.2020 | 0 | 20'000'000 | 100'000'000 | 104.15 | 923'171 | 4.22% |
| JPY | 0.000% Keihan Electric Railway 30.03.2021 | 0 | 20'000'000 | 100'000'000 | 102.25 | 906'330 | 4.14% |
| JPY | 0.000% Kyoritsu Maintenance 31.03.2021 | 0 | 0 | 120'000'000 | 97.70 | 1'039'199 | 4.75% |
| JPY | 0.000% Mitsubishi Chemical Holdings 30.03.2022 | 100'000'000 | 0 | 100'000'000 | 98.45 | 872'647 | 3.99% |
| JPY | 0.000% OSAKA SODA 16.09.2022 | 0 | 0 | 110'000'000 | 99.85 | 973'562 | 4.45% |
| JPY | 0.000% SHIP HEALTHCARE Holding 13.12.2023 | 0 | 30'000'000 | 100'000'000 | 106.00 | 939'569 | 4.29% |
| JPY | 0.000% Sodick 16.04.2021 | 30'000'000 | 0 | 30'000'000 | 100.50 | 267'245 | 1.22% |
| JPY | 0.000% Toray Industries Inc 31.08.2021 | 0 | 0 | 100'000'000 | 99.35 | 880'625 | 4.02% |
|  |  |  |  |  |  | 8'403'960 | 38.40% |
| TOTAL LISTED INSTRUMENTS |  |  |  |  | 8'403'960 | 38.40% |
| INSTRUMENTS TRADED AT ANOTHER MARKET ACCESSIBLE TO THE PUBLIC |
| Convertible bond |
| JPY | 0.000% COSMOENERGY HOLDINGS 05.12.2022 | 0 | 0 | 100'000'000 | 94.45 | 837'192 | 3.83% |
| JPY | 0.000% GMO Payment Gateway 19.06.2023 | 0 | 40'000'000 | 60'000'000 | 159.00 | 845'612 | 3.86% |
| JPY | 0.000% Kandenko 31.03.2021 | 0 | 0 | 120'000'000 | 100.05 | 1'064'195 | 4.86% |
| JPY | 0.000% Medipal Holdings 07.10.2022 | 0 | 0 | 100'000'000 | 106.65 | 945'331 | 4.32% |
| JPY | 0.000% NIPRO 29.01.2021 | 0 | 20'000'000 | 100'000'000 | 99.35 | 880'625 | 4.02% |
| JPY | 0.000% Relo Group 22.03.2021 | 0 | 0 | 120'000'000 | 96.35 | 1'024'840 | 4.68% |
| JPY | 0.000% SBI Holdings 13.09.2023 | 0 | 0 | 110'000'000 | 98.90 | 964'300 | 4.41% |
| JPY | 0.000% Shimizu 16.10.2020 | 0 | 20'000'000 | 100'000'000 | 99.15 | 878'852 | 4.02% |
| JPY | 0.000% TOHO Holdings 23.06.2023 | 0 | 0 | 120'000'000 | 99.76 | 1'061'057 | 4.85% |
| JPY | 0.000% Yaoko 20.06.2024 | 0 | 30'000'000 | 90'000'000 | 128.65 | 1'026'286 | 4.69% |
|  |  |  | 9'528'290 | 43.54% |
| TOTAL INSTRUMENTS TRADED AT ANOTHER MARKET ACCESSIBLE TO THE PUBLIC |  |  | 9'528'290 | 43.54% |

Translation (ENDE, 2020-06-24):
| WHG | Portfolio Bezeichnung | Käufe  1) | Verkäufe  1) | Bestand per | Kurs | Kurswert | % des |
| --- | --- | --- | --- | --- | --- | --- | --- |
|  |  |  |  | 24.06.2020 |  | in CHF | NIW |
| WERTPAPIERE UND ANDERE ANLAGEWERTE |
| BÖRSENNOTIERTE ANLAGEWERTE |
| Wandelanleihe |
| JPY | 0.000% Daio Paper 17.09.2020 | 60'000'000 | 0 | 60'000'000 | 100.90 | 536'618 | 2.45% |
| JPY | 0.000% DCM Holdings 21.12.2020 | 0 | 10'000'000 | 100'000'000 | 120.15 | 1'064'993 | 4.87% |
| JPY | 0.000% IWATANI 22.10.2020 | 0 | 20'000'000 | 100'000'000 | 104.15 | 923'171 | 4.22% |
| JPY | 0.000% Keihan Electric Railway 30.03.2021 | 0 | 20'000'000 | 100'000'000 | 102.25 | 906'330 | 4.14% |
| JPY | 0.000% Kyoritsu Maintenance 31.03.2021 | 0 | 0 | 120'000'000 | 97.70 | 1'039'199 | 4.75% |
| JPY | 0.000% Mitsubishi Chemical Holdings 30.03.2022 | 100'000'000 | 0 | 100'000'000 | 98.45 | 872'647 | 3.99% |
| JPY | 0.000% OSAKA SODA 16.09.2022 | 0 | 0 | 110'000'000 | 99.85 | 973'562 | 4.45% |
| JPY | 0.000% SHIP HEALTHCARE Holding 13.12.2023 | 0 | 30'000'000 | 100'000'000 | 106.00 | 939'569 | 4.29% |
| JPY | 0.000% Sodick 16.04.2021 | 30'000'000 | 0 | 30'000'000 | 100.50 | 267'245 | 1.22% |
| JPY | 0.000% Toray Industries Inc 31.08.2021 | 0 | 0 | 100'000'000 | 99.35 | 880'625 | 4.02% |
|  |  |  |  |  |  | 8'403'960 | 38.40% |
| TOTAL BÖRSENNOTIERTE ANLAGEWERTE |  |  |  |  | 8'403'960 | 38.40% |
| AN EINEM ANDEREN, DEM PUBLIKUM OFFENSTEHENDEN MARKT GEHANDELTE ANLAGEWERTE |
| Wandelanleihe |
| JPY | 0.000% COSMOENERGY HOLDINGS 05.12.2022 | 0 | 0 | 100'000'000 | 94.45 | 837'192 | 3.83% |
| JPY | 0.000% GMO Payment Gateway 19.06.2023 | 0 | 40'000'000 | 60'000'000 | 159.00 | 845'612 | 3.86% |
| JPY | 0.000% Kandenko 31.03.2021 | 0 | 0 | 120'000'000 | 100.05 | 1'064'195 | 4.86% |
| JPY | 0.000% Medipal Holdings 07.10.2022 | 0 | 0 | 100'000'000 | 106.65 | 945'331 | 4.32% |
| JPY | 0.000% NIPRO 29.01.2021 | 0 | 20'000'000 | 100'000'000 | 99.35 | 880'625 | 4.02% |
| JPY | 0.000% Relo Group 22.03.2021 | 0 | 0 | 120'000'000 | 96.35 | 1'024'840 | 4.68% |
| JPY | 0.000% SBI Holdings 13.09.2023 | 0 | 0 | 110'000'000 | 98.90 | 964'300 | 4.41% |
| JPY | 0.000% Shimizu 16.10.2020 | 0 | 20'000'000 | 100'000'000 | 99.15 | 878'852 | 4.02% |
| JPY | 0.000% TOHO Holdings 23.06.2023 | 0 | 0 | 120'000'000 | 99.76 | 1'061'057 | 4.85% |
| JPY | 0.000% Yaoko 20.06.2024 | 0 | 30'000'000 | 90'000'000 | 128.65 | 1'026'286 | 4.69% |
|  |  | 9'528'290 | 43.54% |
| TOTAL AN EINEM ANDEREN, DEM PUBLIKUM OFFENSTEHENDEN MARKT GEHANDELTE ANLAGEWERTE |  | 9'528'290 | 43.54% |