# Neuberger Berman Short Duration High Yield Bond Fund (Continued)
## Statement of Significant Purchases and Sales (Continued)
Aggregate sales greater than one percent of the total value of sales:
| Units | Security Description | Proceeds US$ |
| --- | --- | --- |
| 12,590,000 | EQM Midstream Partners LP, 4.75%, 15/07/2023 | 13,329,663 |
| 10,497,000 | Colfax Corp, 6.00%, 15/02/2024 | 10,851,274 |
| 8,703,000 | TransDigm Inc, 6.50%, 15/07/2024 | 8,859,654 |
| 8,115,000 | Mauser Packaging Solutions Holding Co, 5.50%, 15/04/2024 | 8,204,079 |
| 7,735,000 | ADT Security Corp, 4.13%, 15/06/2023 | 8,150,756 |
| 7,020,376 | Prime Security Services Borrower LLC/Prime Finance Inc, 2.75%, 23/09/2026 | 7,037,927 |
| 6,360,000 | Occidental Petroleum Corp, 5.88%, 01/09/2025 | 7,028,880 |
| 6,240,000 | Netflix Inc, 5.75%, 01/03/2024 | 7,004,400 |
| 6,431,000 | INEOS Group Holdings SA, 5.63%, 01/08/2024 | 6,511,388 |
| 5,925,000 | Mileage Plus Holdings LLC/Mileage Plus Intellectual Property Assets Ltd, 6.50%, 20/06/2027 | 6,510,084 |
| 6,030,000 | Iron Mountain Inc, 4.88%, 15/09/2027 | 6,286,777 |
| 6,110,000 | ESH Hospitality Inc, 5.25%, 01/05/2025 | 6,237,348 |
| 5,165,000 | Carnival Corp, 11.50%, 01/04/2023 | 5,936,656 |
| 5,796,187 | Rackspace Technology Global Inc, 4.00%, 03/11/2023 | 5,796,187 |
| 5,150,000 | Park Aerospace Holdings Ltd, 5.50%, 15/02/2024 | 5,627,817 |
| 5,145,000 | American Axle & Manufacturing Inc, 6.25%, 01/04/2025 | 5,318,644 |
| 5,115,000 | Ford Motor Credit Co LLC, 3.81%, 12/10/2021 | 5,200,472 |
| 4,940,000 | Realogy Group LLC/Realogy Co-Issuer Corp, 4.88%, 01/06/2023 | 5,137,600 |
| 4,310,000 | Sprint Corp, 7.13%, 15/06/2024 | 4,975,734 |
| 4,560,000 | Prime Security Services Borrower LLC/Prime Finance Inc, 5.25%, 15/04/2024 | 4,890,375 |
| 4,760,000 | DCP Midstream Operating LP, 4.75%, 30/09/2021 | 4,827,830 |
| 4,624,382 | Bass Pro Group LLC, 5.75%, 25/09/2024 | 4,624,382 |
| 4,430,000 | FMG Resources August 2006 Pty Ltd, 4.75%, 15/05/2022 | 4,567,109 |
| 4,436,000 | Calpine Corp, 5.25%, 01/06/2026 | 4,563,535 |
| 4,460,000 | Beacon Roofing Supply Inc, 4.88%, 01/11/2025 | 4,538,050 |
| 4,115,000 | AssuredPartners Inc, 7.00%, 15/08/2025 | 4,238,450 |
| 4,230,000 | FirstEnergy Corp, 2.05%, 01/03/2025 | 4,230,000 |

104  NEUBERGER BERMAN INVESTMENT FUNDS PLC
INVESTMENT MANAGER’S REPORT FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman Short Duration High Yield Bond Fund (Fortsetzung)
## Aufstellung der wesentlichen Käufe und Verkäufe (Fortsetzung)
Gesamtverkäufe, die ein Prozent des Gesamtwerts der Verkäufe übersteigen:
| Anteile | Wertpapierbezeichnung | Erlöse US$ |
| --- | --- | --- |
| 12.590.000 | EQM Midstream Partners LP, 4.75%, 15/07/2023 | 13.329.663 |
| 10.497.000 | Colfax Corp, 6.00%, 15/02/2024 | 10.851.274 |
| 8.703.000 | TransDigm Inc, 6.50%, 15/07/2024 | 8.859.654 |
| 8.115.000 | Mauser Packaging Solutions Holding Co, 5.50%, 15/04/2024 | 8.204.079 |
| 7.735.000 | ADT Security Corp, 4.13%, 15/06/2023 | 8.150.756 |
| 7.020.376 | Prime Security Services Borrower LLC/Prime Finance Inc, 2.75%, 23/09/2026 | 7.037.927 |
| 6.360.000 | Occidental Petroleum Corp, 5.88%, 01/09/2025 | 7.028.880 |
| 6.240.000 | Netflix Inc, 5.75%, 01/03/2024 | 7.004.400 |
| 6.431.000 | INEOS Group Holdings SA, 5.63%, 01/08/2024 | 6.511.388 |
| 5.925.000 | Mileage Plus Holdings LLC/Mileage Plus Intellectual Property Assets Ltd, 6.50%, 20/06/2027 | 6.510.084 |
| 6.030.000 | Iron Mountain Inc, 4.88%, 15/09/2027 | 6.286.777 |
| 6.110.000 | ESH Hospitality Inc, 5.25%, 01/05/2025 | 6.237.348 |
| 5.165.000 | Carnival Corp, 11.50%, 01/04/2023 | 5.936.656 |
| 5.796.187 | Rackspace Technology Global Inc, 4.00%, 03/11/2023 | 5.796.187 |
| 5.150.000 | Park Aerospace Holdings Ltd, 5.50%, 15/02/2024 | 5.627.817 |
| 5.145.000 | American Axle & Manufacturing Inc, 6.25%, 01/04/2025 | 5.318.644 |
| 5.115.000 | Ford Motor Credit Co LLC, 3.81%, 12/10/2021 | 5.200.472 |
| 4.940.000 | Realogy Group LLC/Realogy Co-Issuer Corp, 4.88%, 01/06/2023 | 5.137.600 |
| 4.310.000 | Sprint Corp, 7.13%, 15/06/2024 | 4.975.734 |
| 4.560.000 | Prime Security Services Borrower LLC/Prime Finance Inc, 5.25%, 15/04/2024 | 4.890.375 |
| 4.760.000 | DCP Midstream Operating LP, 4.75%, 30/09/2021 | 4.827.830 |
| 4.624.382 | Bass Pro Group LLC, 5.75%, 25/09/2024 | 4.624.382 |
| 4.430.000 | FMG Resources August 2006 Pty Ltd, 4.75%, 15/05/2022 | 4.567.109 |
| 4.436.000 | Calpine Corp, 5.25%, 01/06/2026 | 4.563.535 |
| 4.460.000 | Beacon Roofing Supply Inc, 4.88%, 01/11/2025 | 4.538.050 |
| 4.115.000 | AssuredPartners Inc, 7.00%, 15/08/2025 | 4.238.450 |
| 4.230.000 | FirstEnergy Corp, 2.05%, 01/03/2025 | 4.230.000 |

104  NEUBERGER BERMAN INVESTMENT FUNDS PLC
BERICHT DES INVESTMENT-MANAGERS HALBJAHRESABSCHLUSS