# Neuberger Berman Emerging Markets Sustainable Equity Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 298,400 | Alibaba Group Holding Ltd | 9,441,346 |
| 633,600 | Yifeng Pharmacy Chain Co Ltd Class A | 7,425,028 |
| 2,645,592 | Beijing Sinnet Technology Co Ltd Class A | 7,308,657 |
| 456,816 | Reliance Industries Ltd – Partly Paid | 7,125,719 |
| 8,780 | NCSoft Corp | 6,826,032 |
| 194,352 | Housing Development Finance Corp Ltd | 6,710,402 |
| 258,000 | ACC Ltd | 6,203,479 |
| 281,180 | InPost SA | 6,189,088 |
| 990,000 | Longfor Group Holdings Ltd | 5,822,378 |
| 676,000 | Bharti Airtel International Netherlands BV, 21/01/2022 – Participatory Notes | 5,273,179 |
| 304,000 | RichWave Technology Corp | 4,963,519 |
| 460,040 | Fix Price Group Ltd GDR | 4,482,013 |
| 1,057,084 | Gazprom PJSC | 3,950,958 |
| 3,290,800 | Ngern Tid Lor PCL | 3,881,142 |
| 2,268,660 | CSN Mineracao SA | 3,611,570 |
| 196,308 | AU Small Finance Bank Ltd | 2,504,577 |
| 11,384 | Polyus PJSC | 2,281,294 |
| 109,212 | Bid Corp Ltd | 2,185,649 |
| 120,548 | Allegro.eu SA | 2,153,171 |
| 296,000 | Tong Hsing Electronic Industries Ltd | 2,121,214 |
| 115,360 | Infosys Ltd ADR | 2,113,516 |
| 133,600 | Kuaishou Technology Class B | 1,981,467 |
| 413,744 | State Bank of India | 1,910,745 |
| 492,000 | Xianhe Co Ltd Class A | 1,824,418 |
| 19,200 | Tencent Holdings Ltd | 1,668,382 |
| 16,400 | SK IE Technology Co Ltd | 1,546,892 |
| 128,748 | Natura & Co Holding S.A. | 1,483,423 |
| 334,000 | Riyue Heavy Industry Co Ltd Class A | 1,482,167 |
| 129,600 | Ping An Insurance Group Co. of China Ltd Class A | 1,475,870 |
| 30,056 | Pagseguro Digital Ltd Class A | 1,464,714 |

700  NEUBERGER BERMAN INVESTMENT FUNDS PLC
STATEMENT OF SIGNIFICANT PURCHASES AND SALES FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman Emerging Markets Sustainable Equity Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 139.990.574 | 152.492.008 |
| Barmittel und Barmitteläquivalente | 2 | 7.345.796 | 5.612.457 |
| Forderungen aus Wertpapierverkäufen |  | 277.915 | – |
| Forderungen aus ausgegebenen Anteilen |  | 1.782 | – |
| Ertragsforderungen und sonstiges Vermögen |  | 233.019 | 320.085 |
| Vermögenswerte insgesamt |  | 147.849.086 | 158.424.550 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Antizipative Passiva |  | 137.445 | 139.848 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 71.013 | – |
| Sonstige Verbindlichkeiten |  | 218.864 | 41.057 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	427.322	180.905 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 147.421.764 | 158.243.645 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 693
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG