# Neuberger Berman Global High Yield Sustainable Action Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 330,000 | Realogy Group LLC/Realogy Co-Issuer Corp, 5.75%, 15/01/2029 | 327,175 |
| 260,000 | Carvana Co, 5.50%, 15/04/2027 | 266,482 |
| 250,000 | Constellium SE, 3.75%, 15/04/2029 | 250,000 |
| 235,000 | OneMain Finance Corp, 3.50%, 15/01/2027 | 235,000 |
| 215,000 | APX Group Inc, 6.75%, 15/02/2027 | 230,256 |
| 230,000 | Clearway Energy Operating LLC, 3.75%, 15/02/2031 | 230,000 |
| 190,000 | MEDNAX Inc, 6.25%, 15/01/2027 | 203,771 |
| 225,000 | Team Health Holdings Inc, 6.38%, 01/02/2025 | 201,563 |
| 200,000 | Uniti Group LP/Uniti Group Finance Inc/CSL Capital LLC, 6.50%, 15/02/2029 | 200,250 |
| 200,000 | Vmed O2 UK Financing I Plc, 4.75%, 15/07/2031 | 200,000 |
| 200,000 | Organon & Co/Organon Foreign Debt Co-Issuer BV, 5.13%, 30/04/2031 | 200,000 |
| 200,000 | Ardagh Metal Packaging Finance USA LLC/Ardagh Metal Packaging Finance Plc, 4.00%, 01/09/2029 | 200,000 |
| 180,000 | Presidio Holdings Inc, 8.25%, 01/02/2028 | 196,650 |
| 150,000 | CANPACK US LLC, 2.38%, 01/11/2027 | 186,986 |
| 150,000 | Rexel SA, 2.75%, 15/06/2026 | 186,622 |
| 150,000 | Kleopatra Holdings 2 SCA, 6.50%, 01/09/2026 | 175,789 |
| 170,000 | DaVita Inc, 4.63%, 01/06/2030 | 174,250 |
| 160,000 | Cinemark USA Inc, 5.88%, 15/03/2026 | 165,800 |
| 103,000 | Premier Foods Finance Plc, 3.50%, 15/10/2026 | 145,858 |
| 100,000 | AA Bond Co Ltd, 6.50%, 31/01/2026 | 145,787 |
| 100,000 | National Express Group Plc, 4.25%, 29/12/2049 | 144,619 |
| 100,000 | Bellis Finco Plc, 4.00%, 16/02/2027 | 140,639 |
| 100,000 | Jaguar Land Rover Automotive Plc, 6.88%, 15/11/2026 | 137,323 |
| 130,000 | Intelligent Packaging Ltd Finco Inc/Intelligent Packaging Ltd Co-Issuer LLC, 6.00%, 15/09/2028 | 135,564 |
| 100,000 | Iceland Bondco Plc, 4.38%, 15/05/2028 | 135,212 |
| 135,000 | Lions Gate Capital Holdings LLC, 5.50%, 15/04/2029 | 134,916 |
| 125,000 | Cedar Fair LP/Canada's Wonderland Co/Magnum Management Corp/Millennium Op, 6.50%, 01/10/2028 | 134,063 |
| 130,000 | Zayo Group Holdings Inc, 6.13%, 01/03/2028 | 133,926 |
| 125,000 | Nielsen Finance LLC/Nielsen Finance Co, 5.63%, 01/10/2028 | 133,281 |
| 125,000 | Frontier Communications Holdings LLC, 5.88%, 15/10/2027 | 133,179 |
| 125,000 | American Axle & Manufacturing Inc, 6.88%, 01/07/2028 | 132,500 |
| 100,000 | CMA CGM SA, 7.50%, 15/01/2026 | 132,455 |
| 130,000 | AssuredPartners Inc, 5.63%, 15/01/2029 | 132,237 |
| 125,000 | Prime Security Services Borrower LLC/Prime Finance Inc, 6.25%, 15/01/2028 | 132,031 |

804  NEUBERGER BERMAN INVESTMENT FUNDS PLC
STATEMENT OF SIGNIFICANT PURCHASES AND SALES FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman Global High Yield Sustainable Action Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 17.185.041 | 14.202.972 |
| Barmittel und Barmitteläquivalente | 2 | 728.443 | 1.311.181 |
| Ertragsforderungen und sonstiges Vermögen |  | 264.686 | 228.437 |
| Vermögenswerte insgesamt |  | 18.178.170 | 15.742.590 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 8.203 | 128.938 |
| Kontenüberziehung | 3 | 30 | 50 |
| Antizipative Passiva |  | 14.618 | 21.818 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 410.039 | 941.242 |
| Sonstige Verbindlichkeiten |  | 4.411 | 4.148 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	437.301	1.096.196 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 17.740.869 | 14.646.394 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses. 796 NEUBERGER BERMAN INVESTMENT FUNDS PLC
GEWINN- UND VERLUSTRECHNUNG HALBJAHRESABSCHLUSS