# Neuberger Berman US Multi Cap Opportunities Fund (Continued)
## Schedule of Investments (Continued)

### Financial Assets at Fair Value through Profit or Loss (continued)
| Number of Shares | Security Description | Fair Value US$ | % of Net Assets |
| --- | --- | --- | --- |
|  | Equities 99.74% (31 December 2020: 99.67%) (continued) |  |  |
|  | United States Dollar (continued) |  |  |
| 211,800 | Raytheon Technologies Corp | 18,068,658 | 2.56 |
| 39,100 | Rockwell Automation Inc | 11,183,382 | 1.59 |
| 43,700 | Sherwin-Williams Co | 11,906,065 | 1.69 |
| 89,800 | Stanley Black & Decker Inc | 18,408,102 | 2.61 |
| 423,600 | US Foods Holding Corp | 16,249,296 | 2.30 |
| 79,300 | Walt Disney Co | 13,938,561 | 1.98 |
| 22,000 | WD-40 Co | 5,638,380 | 0.80 |
|  | Total Equities * | 703,070,395 | 99.74 |
|  | Total Investments | 703,070,395 | 99.74 |

Forward Currency Contracts 0.06% (31 December 2020: 0.47%)
| Amount Receivable | Amount Payable | Maturity Date | Counterparty | Contracts | Unrealised Gain US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- | --- |
| AUD Hedged Classes |  |  |  |  |  |  |
| AUD 31,652 | US$ 23,747 | 19/07/2021 | Westpac Banking Corp | 3 | 17 | 0.00 |
| US$ 769,261 | AUD 1,001,616 | 19/07/2021 | Goldman Sachs International | 5 | 17,234 | 0.00 |
| US$ 765,056 | AUD 994,604 | 19/07/2021 | UBS AG | 4 | 18,293 | 0.00 |
| US$ 1,195,209 | AUD 1,551,227 | 19/07/2021 | Westpac Banking Corp | 38 | 30,525 | 0.01 |
| EUR Hedged Classes |  |  |  |  |  |  |
| US$ 445,346 | € 367,716 | 19/07/2021 | Goldman Sachs International | 4 | 9,116 | 0.00 |
| US$ 79,554 | € 65,785 | 19/07/2021 | UBS AG | 1 | 1,512 | 0.00 |
| US$ 1,762,271 | € 1,459,455 | 19/07/2021 | Westpac Banking Corp | 24 | 30,879 | 0.01 |
| SGD Hedged Classes |  |  |  |  |  |  |
| SGD 439,145 | US$ 326,516 | 19/07/2021 | Goldman Sachs International | 1 | 166 | 0.00 |
| SGD 376,387 | US$ 279,813 | 19/07/2021 | Westpac Banking Corp | 9 | 185 | 0.00 |
| US$ 1,221,575 | SGD 1,629,315 | 19/07/2021 | Goldman Sachs International | 5 | 9,517 | 0.00 |
| US$ 241,585 | SGD 324,552 | 19/07/2021 | UBS AG | 1 | 149 | 0.00 |
| US$ 2,881,474 | SGD 3,834,744 | 19/07/2021 | Westpac Banking Corp | 52 | 28,786 | 0.00 |
| ZAR Hedged Classes |  |  |  |  |  |  |
| US$ 174,302 | ZAR 2,487,270 | 19/07/2021 | Goldman Sachs International | 2 | 485 | 0.00 |
| US$ 425,467 | ZAR 6,030,983 | 19/07/2021 | UBS AG | 4 | 4,007 | 0.00 |
| US$ 3,009,332 | ZAR 42,086,396 | 19/07/2021 | Westpac Banking Corp | 27 | 68,231 | 0.01 |
| ZAR 38,867,978 | US$ 2,657,903 | 19/07/2021 | Goldman Sachs International | 3 | 58,288 | 0.01 |
| ZAR 47,351,420 | US$ 3,239,485 | 19/07/2021 | UBS AG | 7 | 69,550 | 0.01 |
| ZAR 56,465,208 | US$ 3,867,036 | 19/07/2021 | Westpac Banking Corp | 23 | 78,893 | 0.01 |

Total Unrealised Gain on Forward Currency Contracts ∞	425,833	0.06
INTERIM REPORT 2021  39
FINANCIAL STATEMENTS SCHEDULE OF INVESTMENTS
| Neuberger Berman US Multi Cap Opportunities Fund (Continued) |  |
| --- | --- |
| Schedule of Investments (Continued) |
| Financial Assets at Fair Value through Profit or Loss (continued) |
|  | Fair Value US$ | % of Net Assets |
| Total Financial Assets at Fair Value through Profit or Loss | 703,496,228 | 99.80 |
| Financial Liabilities at Fair Value through Profit or Loss |  |  |
| Forward Currency Contracts (0.08%) (31 December 2020: (0.17%)) |  |  |

| Amount Receivable | Amount Payable | Maturity Date | Counterparty | Contracts | Unrealised Loss US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- | --- |
| AUD Hedged Classes |  |  |  |  |  |  |
| AUD 1,741,866 | US$ 1,339,228 | 19/07/2021 | Goldman Sachs International | 7 | (31,412) | (0.00) |
| AUD 1,660,181 | US$ 1,276,535 | 19/07/2021 | UBS AG | 6 | (30,048) | (0.00) |
| AUD 3,064,093 | US$ 2,357,485 | 19/07/2021 | Westpac Banking Corp | 52 | (56,923) | (0.01) |
| EUR Hedged Classes |  |  |  |  |  |  |
| € 4,741,856 | US$ 5,693,623 | 19/07/2021 | Goldman Sachs International | 12 | (68,232) | (0.01) |
| € 3,853,465 | US$ 4,619,476 | 19/07/2021 | UBS AG | 5 | (48,006) | (0.01) |
| € 4,573,528 | US$ 5,483,721 | 19/07/2021 | Westpac Banking Corp | 22 | (58,020) | (0.01) |
| SGD Hedged Classes |  |  |  |  |  |  |
| SGD 11,547,017 | US$ 8,638,240 | 19/07/2021 | Goldman Sachs International | 8 | (48,339) | (0.01) |
| SGD 10,071,290 | US$ 7,531,887 | 19/07/2021 | UBS AG | 4 | (39,790) | (0.01) |
| SGD 14,770,572 | US$ 11,063,619 | 19/07/2021 | Westpac Banking Corp | 60 | (75,699) | (0.01) |
| US$ 82 | SGD 110 | 19/07/2021 | Westpac Banking Corp | 1 | (0) | (0.00) |
| ZAR Hedged Classes |  |  |  |  |  |  |
| US$ 188,728 | ZAR 2,718,447 | 19/07/2021 | Goldman Sachs International | 2 | (1,244) | (0.00) |
| US$ 37,541 | ZAR 545,637 | 19/07/2021 | UBS AG | 1 | (590) | (0.00) |
| US$ 1,694,339 | ZAR 24,521,198 | 19/07/2021 | Westpac Banking Corp | 24 | (19,264) | (0.00) |
| ZAR 1,831,046 | US$ 128,741 | 19/07/2021 | Goldman Sachs International | 1 | (783) | (0.00) |
| ZAR 4,666,832 | US$ 329,984 | 19/07/2021 | UBS AG | 4 | (3,854) | (0.00) |
| ZAR 43,998,355 | US$ 3,142,332 | 19/07/2021 | Westpac Banking Corp | 48 | (67,618) | (0.01) |
| Total Unrealised Loss on Forward Currency Contracts ∞ | (549,822) | (0.08) |
|  | Fair Value US$ | % of Net Assets |
| Total Financial Liabilities at Fair Value through Profit or Loss | (549,822) | (0.08) |
| Net Financial Assets at Fair Value through Profit or Loss | 702,946,406 | 99.72 |
| Other Net Assets | 1,927,578 | 0.28 |
| Net Assets Attributable to Holders of Redeemable Participating Shares | 704,873,984 | 100.00 |

40  NEUBERGER BERMAN INVESTMENT FUNDS PLC
SCHEDULE OF INVESTMENTS FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman US Multi Cap Opportunities Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 703.496.228 | 611.979.879 |
| Barmittel und Barmitteläquivalente | 2 | 3.266.101 | 9.272.078 |
| Forderungen aus Wertpapierverkäufen |  | 2.836.800 | – |
| Forderungen aus ausgegebenen Anteilen |  | 4.907.712 | 2.764.749 |
| Ertragsforderungen und sonstiges Vermögen |  | 213.819 | 169.843 |
| Vermögenswerte insgesamt |  | 714.720.660 | 624.186.549 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 549.822 | 1.008.002 |
| Kontenüberziehung | 3 | – | 260 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 3.115.129 | 11.183.620 |
| Antizipative Passiva |  | 816.750 | 756.692 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 5.263.120 | 1.782 |
| Sonstige Verbindlichkeiten |  | 101.855 | 84.328 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	9.846.676	13.034.684 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 704.873.984 | 611.151.865 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 35
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG