# Neuberger Berman US Small Cap Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 71,514 | Haemonetics Corp | 6,923,114 |
| 16,296 | Pool Corp | 5,835,807 |
| 45,918 | Manhattan Associates Inc | 5,551,499 |
| 37,950 | Aspen Technology Inc | 5,543,071 |
| 40,331 | Fox Factory Holding Corp | 5,244,316 |
| 46,641 | Emergent BioSolutions Inc | 4,803,265 |
| 43,730 | SPS Commerce Inc | 4,610,085 |
| 8,903 | Chemed Corp | 4,576,949 |
| 48,091 | Exponent Inc | 4,534,814 |
| 52,562 | Power Integrations Inc | 4,503,679 |
| 50,738 | Bank of Hawaii Corp | 4,307,898 |
| 34,127 | Nexstar Media Group Inc Class A | 4,278,123 |
| 35,287 | Qualys Inc | 4,151,729 |
| 59,433 | Community Bank System Inc | 4,129,087 |
| 15,101 | Quaker Chemical Corp | 4,112,165 |
| 23,121 | Rogers Corp | 4,106,924 |
| 14,966 | Littelfuse Inc | 4,076,616 |
| 24,394 | CMC Materials Inc | 4,074,154 |
| 19,118 | Valmont Industries Inc | 4,060,316 |
| 21,522 | RBC Bearings Inc | 4,030,115 |
| 78,290 | Glacier Bancorp Inc | 4,018,786 |
| 29,953 | Novanta Inc | 3,980,784 |
| 223,966 | Hayward Holdings Inc | 3,950,391 |
| 29,070 | Tetra Tech Inc | 3,861,871 |
| 8,074 | Fair Isaac Corp | 3,858,934 |
| 23,802 | MSA Safety Inc | 3,853,936 |
| 32,870 | Eagle Materials Inc | 3,838,561 |
| 86,869 | Lattice Semiconductor Corp | 3,828,581 |
| 37,659 | Toro Co | 3,796,072 |
| 12,353 | WD-40 Co | 3,697,878 |

86  NEUBERGER BERMAN INVESTMENT FUNDS PLC
STATEMENT OF SIGNIFICANT PURCHASES AND SALES FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman US Small Cap Fund (Fortsetzung)
## Gewinn- und Verlustrechnung
|  |  | Sechsmonatiger Berichtszeitraum | Sechsmonatiger Berichtszeitraum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 30. Juni 2020 |
|  | US$ | US$ |
| Erträge |  |  |  |
| Zinserträge |  | 271 | 10.156 |
| Dividendenerträge |  | 3.101.964 | 1.918.970 |
| Sonstige Erträge |  | 8.430 | – |
| Nettogewinn/(-verlust) aus erfolgswirksam zum beizulegenden Zeitwert bewerteten finanziellen Vermögenswerten und Verbindlichkeiten | 52.946.845 | (5.222.096) |
|  |  | 56.057.510 | (3.292.970) |
| Aufwendungen |  |  |  |
| Managementgebühr | 5 | 4.932.152 | 1.997.970 |
| Vertriebsgebühren | 5 | 670.796 | 436.950 |
| Verwaltungsgebühren | 5 | 383.780 | 261.317 |
| Bereitstellungsprovision | 16 | 29.805 | 20.198 |
| Depotgebühren | 5 | 6.886 | 5.490 |
| Gebühren der Verwahrstelle | 5 | 20.560 | 18.827 |
| Honorare | 7 | 82.740 | 38.240 |
| Honorare der Direktoren | 6 | 1.934 | 2.380 |
| Transaktionskosten | 7 | 126.637 | 100.360 |
| Prüfungshonorare | 7 | 10.937 | 9.809 |
| Umsatzsteuerentlastung |  | (3.281) | (1.345) |
| Sonstige Aufwendungen | 7 | 6.441 | 11.532 |
| Aufwendungen insgesamt |  | 6.269.387 | 2.901.728 |
|  |  |  |  |
| Finanzierungskosten |  |  |  |
| Zinsaufwendungen |  | 3.685 | 1.260 |
|  |  | 3.685 | 1.260 |
| Quellensteuern |  | 905.346 | 539.402 |

Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallender Gewinn/(Verlust) aus der Geschäftstätigkeit
48.879.092	(6.735.360)
Alle Gewinne und Verluste ergaben sich ausschließlich aus der laufenden Geschäftstätigkeit.
Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 79
HALBJAHRESABSCHLUSS AUFSTELLUNG ÜBER DIE ENTWICKLUNG DES NETTOVERMÖGENS