# Neuberger Berman Japan Equity Engagement Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost JPY |
| --- | --- | --- |
| 176,800 | Ricoh Co Ltd | 202,972,249 |
| 133,000 | Amada Co Ltd | 163,177,310 |
| 57,500 | Musashi Seimitsu Industry Co Ltd | 119,358,280 |
| 26,600 | Shoei Co Ltd | 118,614,995 |
| 21,200 | Okinawa Cellular Telephone Co | 109,374,649 |
| 45,000 | Plus Alpha Consulting Co Ltd | 103,500,000 |
| 16,400 | Yamaha Corp | 100,667,138 |
| 25,100 | TKC Corp | 95,042,179 |
| 9,800 | Rorze Corp | 84,148,677 |
| 6,000 | As One Corp | 83,578,012 |
| 74,000 | Daiwa Industries Ltd | 82,312,607 |
| 27,100 | Kansai Paint Co Ltd | 79,146,891 |
| 114,800 | Tokyu Fudosan Holdings Corp | 74,387,406 |
| 21,800 | MISUMI Group Inc | 73,529,282 |
| 10,900 | Menicon Co Ltd | 72,273,850 |
| 13,700 | Zenkoku Hosho Co Ltd | 69,360,836 |
| 20,000 | Direct Marketing MiX Inc | 68,542,784 |
| 4,800 | IR Japan Holdings Ltd | 67,842,248 |
| 16,900 | Heiwa Real Estate Co Ltd | 65,487,020 |
| 27,500 | Shinnihonseiyaku Co Ltd | 63,134,720 |
| 8,800 | Tokyo Century Corp | 62,986,980 |
| 29,000 | eGuarantee Inc | 62,199,243 |
| 43,700 | Daibiru Corp | 61,343,893 |
| 16,000 | BML Inc | 60,492,148 |
| 25,500 | Japan Elevator Service Holdings Co Ltd | 60,222,698 |
| 16,000 | ValueCommerce Co Ltd | 58,068,748 |
| 13,200 | Daiseki Co Ltd | 55,482,754 |
| 15,800 | JSR Corp | 54,561,289 |
| 2,100 | BayCurrent Consulting Inc | 53,568,297 |
| 23,100 | KeePer Technical Laboratory Co Ltd | 53,365,441 |
| 14,900 | Snow Peak Inc | 53,185,380 |
| 10,000 | Visional Inc | 50,000,000 |
| 32,800 | Welbe Inc | 49,745,433 |
| 25,000 | NEC Networks & System Integration Corp | 48,469,136 |
| 9,000 | Sakai Moving Service Co Ltd | 47,502,031 |
| 14,000 | SB Technology Corp | 46,820,248 |

INTERIM REPORT 2021  827
FINANCIAL STATEMENTS STATEMENT OF SIGNIFICANT PURCHASES AND SALES

Translation (ENDE, 2021-06-30):
# Neuberger Berman Japan Equity Engagement Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | JPY | JPY |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 3.922.049.400 | 739.400.200 |
| Barmittel und Barmitteläquivalente | 2 | 15.391.306 | 1.695.768 |
| Forderungen aus Wertpapierverkäufen |  | 53.537.835 | 18.842.469 |
| Ertragsforderungen und sonstiges Vermögen |  | 3.784.599 | 3.044.589 |
| Vermögenswerte insgesamt |  | 3.994.763.140 | 762.983.026 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Kontenüberziehung | 3 | 11.758 | 5.689 |
| Antizipative Passiva |  | 1.571.973 | 3.216.044 |
| Verbindlichkeiten aus Wertpapierkäufen |  | – | 19.888.793 |
| Sonstige Verbindlichkeiten |  | 1.213.319 | 936.126 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	2.797.050	24.046.652 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 3.991.966.090 | 738.936.374 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 821
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG