# SECURITIES FINANCING TRANSACTION REGULATION (“SFTR”)
During the year, the UCI was not involved in transactions subject to Regulation (EU) 2015/2365 on the transparency of securities financing transactions and of reuse (“SFTR Regulation”).
| Security name | Currency | Quantity or nominal amount | Current value | % Net assets |
| --- | --- | --- | --- | --- |
| Bonds and equivalent securities |  |  |  |  |
| Bonds and equivalent securities traded on a regulated or equivalent market |  |  |  |  |
| SPAIN |  |  |  |  |
| CELL 3.125% 27-07-22 EMTN | EUR | 3,200,000 | 3,464,225.40 | 3.74 |
| HIPERCOR SA 3.875% 19-01-22 | EUR | 2,000,000 | 2,061,598.52 | 2.22 |
| TOTAL SPAIN |  |  | 5,525,823.92 | 5.96 |
| UNITED STATES OF AMERICA |  |  |  |  |
| FEDERALMOGUL 4.875% 15-04-22 | EUR | 2,260,000 | 2,181,865.21 | 2.35 |
| GENERAL MOTORS FINANCIAL E3R+0.68% 10-05-21 | EUR | 3,000,000 | 2,952,088.67 | 3.19 |
| HUNTSMAN INTERNATIONAL 5.125% 15/04/2021 | EUR | 3,500,000 | 3,593,876.32 | 3.87 |
| LGATE 0.0% 12-11-21 EMTN | EUR | 800,000 | 800,304.00 | 0.86 |
| MEDTRONIC GLOBAL HOLDINGS SCA E3R+0.2% 07-03-21 | EUR | 2,500,000 | 2,497,675.00 | 2.70 |
| SEALED 4.5% 15-09-23 EMTN | EUR | 1,000,000 | 1,079,865.00 | 1.17 |
| TOTAL UNITED STATES OF AMERICA |  |  | 13,105,674.20 | 14.14 |
| FRANCE |  |  |  |  |
| AUTODIS E3R+4.375% 01-05-22 | EUR | 750,000 | 629,469.57 | 0.68 |
| BURGER KING FRANCE SAS E3R+5.25% 01-05-23 | EUR | 1,100,000 | 1,065,937.60 | 1.15 |
| CASINO 1.865% 13-06-22 EMTN | EUR | 2,000,000 | 1,933,891.64 | 2.09 |
| CASINO 4.726% STEP-UP 26-05-21 EMTN | EUR | 2,500,000 | 2,550,782.16 | 2.75 |
| CROW EURO HOL 4.0% 15-07-22 | EUR | 2,650,000 | 2,801,819.97 | 3.03 |
| CROWN EU HLD 2.25% 01-02-23 | EUR | 650,000 | 658,926.13 | 0.71 |
| LOXAM 3.5% 03-05-23 | EUR | 1,400,000 | 1,362,350.89 | 1.47 |
| LOXAM 3.5% 15-04-22 | EUR | 1,250,000 | 1,248,070.14 | 1.35 |
| LVMH MOET HENNESSY 0.0% 28-02-21 | EUR | 400,000 | 399,756.00 | 0.43 |
| MOBILUX FINANCE SAS 5.5% 15-11-24 | EUR | 600,000 | 580,182.33 | 0.63 |
| NEXANS 3.25% 26-05-21 | EUR | 2,300,000 | 2,329,634.40 | 2.51 |
| ORANO SA 3.5% 22-03-21 EMTN | EUR | 3,200,000 | 3,274,530.63 | 3.54 |
| PARTS EUROPE SA 4.375% 01-05-22 | EUR | 1,850,000 | 1,807,890.66 | 1.95 |
| PICARD GROUPE E3R+3.0% 30-11-23 | EUR | 1,750,000 | 1,688,668.33 | 1.82 |
| RENAULT CREDIT INTL BANQUE 0.625% 10-11-21 | EUR | 2,500,000 | 2,469,982.45 | 2.67 |
| SNFF 2 7/8 06/15/23 | EUR | 1,500,000 | 1,494,828.96 | 1.61 |

10
| Security name | Currency | Quantity or nominal amount | Current value | % Net assets |
| --- | --- | --- | --- | --- |
| TOTAL FRANCE |  |  | 26,296,721.86 | 28.39 |
| ITALY |  |  |  |  |
| LIMA CORPORATE E3R+3.75% 15-08-23 | EUR | 2,200,000 | 2,146,144.03 | 2.31 |
| LKQ ITAL BOND 3.875% 01-04-24 | EUR | 1,930,000 | 2,024,097.42 | 2.18 |
| MARCOLIN E3R+4.125% 15-02-23 | EUR | 1,600,000 | 1,388,272.02 | 1.50 |
| TELECOM ITALIA 5.25% 10/02/22 | EUR | 1,800,000 | 1,952,995.13 | 2.11 |
| TITIM 4 1/2 01/25/21 | EUR | 2,000,000 | 2,081,538.36 | 2.25 |
| TOTAL ITALY |  |  | 9,593,046.96 | 10.35 |
| JAPAN |  |  |  |  |
| SOFT GROU COR 4.0% 30-07-22 | EUR | 1,200,000 | 1,253,428.67 | 1.35 |
| TAKEDA PHARMACEUTICAL 0.375% 21-11- 20 | EUR | 3,000,000 | 3,009,150.25 | 3.25 |
| TOTAL JAPAN |  |  | 4,262,578.92 | 4.60 |
| JERSEY |  |  |  |  |
| ADIE GLOB HOL 3.5% 15-08-24 | EUR | 350,000 | 316,516.98 | 0.34 |
| TOTAL JERSEY |  |  | 316,516.98 | 0.34 |
| LUXEMBOURG |  |  |  |  |
| ARCE 3.125% 14-01-22 EMTN | EUR | 3,500,000 | 3,610,407.60 | 3.90 |
| FIAT 4.75% 03/22/2021 | EUR | 3,700,000 | 3,816,823.70 | 4.12 |
| GESTAMP FUND LUX 3.5% 15-05-23 | EUR | 700,000 | 688,470.61 | 0.74 |
| LHMC FINCO SARL 6.25% 20-12-23 | EUR | 500,000 | 457,604.17 | 0.49 |
| TOTAL LUXEMBOURG |  |  | 8,573,306.08 | 9.25 |
| NETHERLANDS |  |  |  |  |
| CONSTELLIUM SE 4.625% 15-05-21 | EUR | 2,150,000 | 1,444,044.77 | 1.56 |
| IPD 3 BV 4.5% 15-07-22 EMTN | EUR | 2,250,000 | 2,165,400.00 | 2.33 |
| TEVA PHAR FIN 0.375% 25-07-20 | EUR | 2,600,000 | 1,584,963.68 | 1.71 |
| TEVA PHARMACEUTICAL FINANCE II BV 3.25% 15-04-22 | EUR | 1,000,000 | 1,006,426.39 | 1.09 |
| TOTAL NETHERLANDS |  |  | 6,200,834.84 | 6.69 |
| UNITED KINGDOM |  |  |  |  |
| INTE GAME TEC 4.75% 15-02-23 | EUR | 1,500,000 | 1,546,014.58 | 1.67 |
| OTE PLC 3.5% 09-07-20 EMTN | EUR | 3,300,000 | 3,418,323.48 | 3.69 |
| TITA GLOB FIN 3.5% 17-06-21 | EUR | 3,500,000 | 3,559,847.99 | 3.84 |
| TOTAL UNITED KINGDOM |  |  | 8,524,186.05 | 9.20 |
| SWEDEN |  |  |  |  |

| Security name | Currency | Quantity or nominal amount | Current value | % Net assets |
| --- | --- | --- | --- | --- |
| VOLVO CAR AB 3.25% 18-05-21 | EUR | 3,500,000 | 3,578,547.78 | 3.86 |
| TOTAL SWEDEN |  |  | 3,578,547.78 | 3.86 |
| TOTAL Bonds and equivalent securities traded on regulated or equivalent markets |  |  | 85,977,237.59 | 92.78 |
| TOTAL Bonds and equivalent securities |  |  | 85,977,237.59 | 92.78 |
| Undertakings for collective investment |  |  |  |  |
| Retail UCITS and AIFs intended for non- professionals and equivalent investors in other countries |  |  |  |  |
| FRANCE |  |  |  |  |
| Edmond de Rothschild Credit Very Short Term R | EUR | 67 | 6,668,942.82 | 7.20 |
| TOTAL FRANCE |  |  | 6,668,942.82 | 7.20 |
| TOTAL Retail UCITS and AIFs intended for non-professionals and equivalent investors in other countries |  |  | 6,668,942.82 | 7.20 |
| TOTAL Undertakings for collective investment |  |  | 6,668,942.82 | 7.20 |
| Receivables |  |  | 1,071,060.99 | 1.16 |
| Payables |  |  | -1,164,083.83 | -1.26 |
| Financial accounts |  |  | 108,596.61 | 0.12 |
| Net assets |  |  | 92,661,754.18 | 100.00 |

Translation (ENDE, 2020-06-30):
# SECURITIES FINANCING TRANSACTION REGULATION (VERORDNUNG BEZÜGLICH WERTPAPIERFINANZIERUNGSGESCHÄFTEN) („SFTR“)
Im Laufe des Geschäftsjahres hat der OGA keine Geschäfte getätigt, die der EU-Verordnung 2015/2365 bezüglich der Transparenz von Wertpapierfinanzierungsgeschäften und der Wiederverwendung („SFTR- Verordnung“) unterliegen.
| Bezeichnung der Werte | Währung | Stückzahl, Anzahl od. nominal | Aktueller Wert | % Nettovermögen |
| --- | --- | --- | --- | --- |
| Anleihen und ähnliche Wertpapiere |  |  |  |  |
| Anleihen und ähnliche Wertpapiere, die an einem geregelten oder ähnlichen Markt gehandelt werden |  |  |  |  |
| SPANIEN |  |  |  |  |
| CELL 3.125% 27-07-22 EMTN | EUR | 3.200.000 | 3.464.225,40 | 3,74 |
| HIPERCOR SA 3.875% 19-01-22 | EUR | 2.000.000 | 2.061.598,52 | 2,22 |
| SUMME SPANIEN |  |  | 5.525.823,92 | 5,96 |
| VEREINIGTE STAATEN VON AMERIKA |  |  |  |  |
| FEDERALMOGUL 4.875% 15-04-22 | EUR | 2.260.000 | 2.181.865,21 | 2,35 |
| GENERAL MOTORS FINANCIAL E3R+0.68% 10-05-21 | EUR | 3.000.000 | 2.952.088,67 | 3,19 |
| HUNTSMAN INTERNATIONAL 5.125% 15/04/2021 | EUR | 3.500.000 | 3.593.876,32 | 3,87 |
| LGATE 0.0% 12-11-21 EMTN | EUR | 800.000 | 800.304,00 | 0,86 |
| MEDTRONIC GLOBAL HOLDINGS SCA E3R+0.2% 07-03-21 | EUR | 2.500.000 | 2.497.675,00 | 2,70 |
| SEALED 4.5% 15-09-23 EMTN | EUR | 1.000.000 | 1.079.865,00 | 1,17 |
| SUMME VEREINIGTE STAATEN VON AMERIKA |  |  | 13.105.674,20 | 14,14 |
| FRANKREICH |  |  |  |  |
| AUTODIS E3R+4.375% 01-05-22 | EUR | 750.000 | 629.469,57 | 0,68 |
| BURGER KING FRANCE SAS E3R+5.25% 01-05-23 | EUR | 1.100.000 | 1.065.937,60 | 1,15 |
| CASINO 1.865% 13-06-22 EMTN | EUR | 2.000.000 | 1.933.891,64 | 2,09 |
| CASINO 4.726% STEP-UP 26-05-21 EMTN | EUR | 2.500.000 | 2.550.782,16 | 2,75 |
| CROW EURO HOL 4.0% 15-07-22 | EUR | 2.650.000 | 2.801.819,97 | 3,03 |
| CROWN EU HLD 2.25% 01-02-23 | EUR | 650.000 | 658.926,13 | 0,71 |
| LOXAM 3.5% 03-05-23 | EUR | 1.400.000 | 1.362.350,89 | 1,47 |
| LOXAM 3.5% 15-04-22 | EUR | 1.250.000 | 1.248.070,14 | 1,35 |
| LVMH MOET HENNESSY 0.0% 28-02- 21 | EUR | 400.000 | 399.756,00 | 0,43 |
| MOBILUX FINANCE SAS 5.5% 15-11- 24 | EUR | 600.000 | 580.182,33 | 0,63 |
| NEXANS 3.25% 26-05-21 | EUR | 2.300.000 | 2.329.634,40 | 2,51 |
| ORANO SA 3.5% 22-03-21 EMTN | EUR | 3.200.000 | 3.274.530,63 | 3,54 |
| PARTS EUROPE SA 4.375% 01-05-22 | EUR | 1.850.000 | 1.807.890,66 | 1,95 |

10
| Bezeichnung der Werte | Währung | Stückzahl, Anzahl od. nominal | Aktueller Wert | % Nettovermögen |
| --- | --- | --- | --- | --- |
| PICARD GROUPE E3R+3.0% 30-11-23 | EUR | 1.750.000 | 1.688.668,33 | 1,82 |
| RENAULT CREDIT INTL BANQUE 0.625% 10-11-21 | EUR | 2.500.000 | 2.469.982,45 | 2,67 |
| SNFF 2 7/8 06/15/23 | EUR | 1.500.000 | 1.494.828,96 | 1,61 |
| SUMME FRANKREICH |  |  | 26.296.721,86 | 28,39 |
| ITALIEN |  |  |  |  |
| LIMA CORPORATE E3R+3.75% 15-08- 23 | EUR | 2.200.000 | 2.146.144,03 | 2,31 |
| LKQ ITAL BOND 3.875% 01-04-24 | EUR | 1.930.000 | 2.024.097,42 | 2,18 |
| MARCOLIN E3R+4.125% 15-02-23 | EUR | 1.600.000 | 1.388.272,02 | 1,50 |
| TELECOM ITALIA 5.25% 10/02/22 | EUR | 1.800.000 | 1.952.995,13 | 2,11 |
| TITIM 4 1/2 01/25/21 | EUR | 2.000.000 | 2.081.538,36 | 2,25 |
| SUMME ITALIEN |  |  | 9.593.046,96 | 10,35 |
| JAPAN |  |  |  |  |
| SOFT GROU COR 4.0% 30-07-22 | EUR | 1.200.000 | 1.253.428,67 | 1,35 |
| TAKEDA PHARMACEUTICAL 0.375% 21-11-20 | EUR | 3.000.000 | 3.009.150,25 | 3,25 |
| SUMME JAPAN |  |  | 4.262.578,92 | 4,60 |
| JERSEY |  |  |  |  |
| ADIE GLOB HOL 3.5% 15-08-24 | EUR | 350.000 | 316.516,98 | 0,34 |
| SUMME JERSEY |  |  | 316.516,98 | 0,34 |
| LUXEMBURG |  |  |  |  |
| ARCE 3.125% 14-01-22 EMTN | EUR | 3.500.000 | 3.610.407,60 | 3,90 |
| FIAT 4.75% 03/22/2021 | EUR | 3.700.000 | 3.816.823,70 | 4,12 |
| GESTAMP FUND LUX 3.5% 15-05-23 | EUR | 700.000 | 688.470,61 | 0,74 |
| LHMC FINCO SARL 6.25% 20-12-23 | EUR | 500.000 | 457.604,17 | 0,49 |
| SUMME LUXEMBURG |  |  | 8.573.306,08 | 9,25 |
| NIEDERLANDE |  |  |  |  |
| CONSTELLIUM SE 4.625% 15-05-21 | EUR | 2.150.000 | 1.444.044,77 | 1,56 |
| IPD 3 BV 4.5% 15-07-22 EMTN | EUR | 2.250.000 | 2.165.400,00 | 2,33 |
| TEVA PHAR FIN 0.375% 25-07-20 | EUR | 2.600.000 | 1.584.963,68 | 1,71 |
| TEVA PHARMACEUTICAL FINANCE II BV 3.25% 15-04-22 | EUR | 1.000.000 | 1.006.426,39 | 1,09 |
| SUMME NIEDERLANDE |  |  | 6.200.834,84 | 6,69 |
| VEREINIGTES KÖNIGREICH |  |  |  |  |
| INTE GAME TEC 4.75% 15-02-23 | EUR | 1.500.000 | 1.546.014,58 | 1,67 |

| Bezeichnung der Werte | Währung | Stückzahl, Anzahl od. nominal | Aktueller Wert | % Nettovermögen |
| --- | --- | --- | --- | --- |
| OTE PLC 3.5% 09-07-20 EMTN | EUR | 3.300.000 | 3.418.323,48 | 3,69 |
| TITA GLOB FIN 3.5% 17-06-21 | EUR | 3.500.000 | 3.559.847,99 | 3,84 |
| SUMME VEREINIGTES KÖNIGREICH |  |  | 8.524.186,05 | 9,20 |
| SCHWEDEN |  |  |  |  |
| VOLVO CAR AB 3.25% 18-05-21 | EUR | 3.500.000 | 3.578.547,78 | 3,86 |
| SUMME SCHWEDEN |  |  | 3.578.547,78 | 3,86 |
| SUMME Anleihen & ähnl. Wertp., die auf gereg. o. ähnl. Märkten gehandelt werden |  |  | 85.977.237,59 | 92,78 |
| SUMME Anleihen und ähnliche Wertpapiere |  |  | 85.977.237,59 | 92,78 |
| Organismen für gemeinsame Anlagen |  |  |  |  |
| OGAW und FIA allgemeiner Ausrichtung für nicht professionelle Anleger und vergleichbare Anlagen anderer Länder |  |  |  |  |
| FRANKREICH |  |  |  |  |
| Edmond de Rothschild Credit Very Short Term R | EUR | 67 | 6.668.942,82 | 7,20 |
| SUMME FRANKREICH |  |  | 6.668.942,82 | 7,20 |
| SUMME OGAW und FIA allgemeiner Ausrichtung für nicht professionelle Anleger und vergleichbare Anlagen anderer Länder |  |  | 6.668.942,82 | 7,20 |
| SUMME Organismen für gemeinsame Anlagen |  |  | 6.668.942,82 | 7,20 |
| Forderungen |  |  | 1.071.060,99 | 1,16 |
| Verbindlichkeiten |  |  | -1.164.083,83 | -1,26 |
| Finanzkonten |  |  | 108.596,61 | 0,12 |
| Nettovermögen |  |  | 92.661.754,18 | 100,00 |