# Neuberger Berman Japan Equity Engagement Fund (Continued)
## Schedule of Investments (Continued)

### Financial Assets at Fair Value through Profit or Loss (Continued)
| Number of Shares | Security Description | Fair Value JPY | % of Net Assets |
| --- | --- | --- | --- |
|  | Equities 98.25% (31 December 2020: 100.06%) (continued) |  |  |
|  | Japanese Yen (continued) |  |  |
| 20,400 | NEC Networks & System Integration Corp | 35,802,000 | 0.90 |
| 10,000 | Nihon M&A Center Inc | 28,810,000 | 0.72 |
| 21,500 | Okinawa Cellular Telephone Co | 110,295,000 | 2.76 |
| 4,200 | Otsuka Corp | 24,486,000 | 0.61 |
| 26,000 | Plus Alpha Consulting Co Ltd | 73,372,000 | 1.84 |
| 16,100 | PR Times Inc | 58,684,500 | 1.47 |
| 2,500 | Premier Anti-Aging Co Ltd | 36,050,000 | 0.90 |
| 195,000 | Ricoh Co Ltd | 243,165,000 | 6.09 |
| 10,000 | Sakai Moving Service Co Ltd | 57,600,000 | 1.44 |
| 3,000 | Sansan Inc | 29,400,000 | 0.74 |
| 17,000 | SB Technology Corp | 52,105,000 | 1.31 |
| 6,000 | Scroll Corp | 5,262,000 | 0.13 |
| 31,800 | Shinnihonseiyaku Co Ltd | 70,850,400 | 1.77 |
| 7,600 | SHO-BOND Holdings Co Ltd | 35,150,000 | 0.88 |
| 30,000 | Shoei Co Ltd | 125,850,000 | 3.15 |
| 14,900 | Snow Peak Inc | 50,064,000 | 1.25 |
| 30,000 | TKC Corp | 100,950,000 | 2.53 |
| 11,100 | Tokyo Century Corp | 66,267,000 | 1.66 |
| 136,800 | Tokyu Fudosan Holdings Corp | 91,382,400 | 2.29 |
| 21,000 | ValueCommerce Co Ltd | 68,040,000 | 1.70 |
| 1,200 | WealthNavi Inc | 4,842,000 | 0.12 |
| 37,100 | Welbe Inc | 53,535,300 | 1.34 |
| 17,000 | Yamaha Corp | 102,510,000 | 2.57 |
| 19,700 | Yokogawa Electric Corp | 32,702,000 | 0.82 |
| 16,000 | Zenkoku Hosho Co Ltd | 76,400,000 | 1.91 |
| 18,700 | Zuken Inc | 58,157,000 | 1.46 |
|  | Total Equities * | 3,922,049,400 | 98.25 |
|  | Total Investments | 3,922,049,400 | 98.25 |

INTERIM REPORT 2021  825
FINANCIAL STATEMENTS SCHEDULE OF INVESTMENTS
| Neuberger Berman Japan Equity Engagement Fund (Continued) |  |
| --- | --- |
| Schedule of Investments (Continued) |
| Financial Assets at Fair Value through Profit or Loss (continued) |
|  | Fair Value | % of Net |
|  | JPY | Assets |
| Total Financial Assets at Fair Value through Profit or Loss | 3,922,049,400 | 98.25 |
| Net Financial Assets at Fair Value through Profit or Loss | 3,922,049,400 | 98.25 |
| Other Net Assets | 69,916,690 | 1.75 |
| Net Assets Attributable to Holders of Redeemable Participating Shares | 3,991,966,090 | 100.00 |
| Portfolio Analysis | JPY | Total Assets |
| *  Transferable securities and/or money market instruments admitted to an official stock exchange listing | 3,922,049,400 | 98.18 |
| Total Investments | 3,922,049,400 | 98.18 |

826  NEUBERGER BERMAN INVESTMENT FUNDS PLC
STATEMENT OF SIGNIFICANT PURCHASES AND SALES FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman Japan Equity Engagement Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | JPY | JPY |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 3.922.049.400 | 739.400.200 |
| Barmittel und Barmitteläquivalente | 2 | 15.391.306 | 1.695.768 |
| Forderungen aus Wertpapierverkäufen |  | 53.537.835 | 18.842.469 |
| Ertragsforderungen und sonstiges Vermögen |  | 3.784.599 | 3.044.589 |
| Vermögenswerte insgesamt |  | 3.994.763.140 | 762.983.026 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Kontenüberziehung | 3 | 11.758 | 5.689 |
| Antizipative Passiva |  | 1.571.973 | 3.216.044 |
| Verbindlichkeiten aus Wertpapierkäufen |  | – | 19.888.793 |
| Sonstige Verbindlichkeiten |  | 1.213.319 | 936.126 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	2.797.050	24.046.652 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 3.991.966.090 | 738.936.374 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 821
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG