# Neuberger Berman US Small Cap Fund (Continued)
## Schedule of Investments (Continued)

### Financial Assets at Fair Value through Profit or Loss (continued)
Forward Currency Contracts 0.07% (31 December 2020: 0.11%)
| Amount Receivable | Amount Payable | Maturity Date | Counterparty | Contracts | Unrealised Gain US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- | --- |
| AUD Hedged Classes |  |  |  |  |  |  |
| AUD 22,876 | US$ 17,151 | 19/07/2021 | Westpac Banking Corp | 3 | 24 | 0.00 |
| US$ 351,086 | AUD 456,919 | 19/07/2021 | Goldman Sachs International | 5 | 8,024 | 0.00 |
| US$ 212,874 | AUD 276,125 | 19/07/2021 | UBS AG | 2 | 5,556 | 0.00 |
| US$ 1,154,421 | AUD 1,491,505 | 19/07/2021 | Westpac Banking Corp | 50 | 34,578 | 0.00 |
| EUR Hedged Classes |  |  |  |  |  |  |
| € 18,726 | US$ 22,215 | 19/07/2021 | Westpac Banking Corp | 2 | 1 | 0.00 |
| US$ 2,044,109 | € 1,687,484 | 19/07/2021 | Goldman Sachs International | 6 | 42,201 | 0.01 |
| US$ 1,339,483 | € 1,118,589 | 19/07/2021 | UBS AG | 4 | 12,472 | 0.00 |
| US$ 19,450,602 | € 16,193,115 | 19/07/2021 | Westpac Banking Corp | 48 | 240,276 | 0.03 |
| ZAR Hedged Classes |  |  |  |  |  |  |
| US$ 168,229 | ZAR 2,357,578 | 19/07/2021 | Goldman Sachs International | 2 | 3,475 | 0.00 |
| US$ 343,774 | ZAR 4,881,577 | 19/07/2021 | UBS AG | 3 | 2,637 | 0.00 |
| US$ 774,719 | ZAR 10,811,274 | 19/07/2021 | Westpac Banking Corp | 36 | 19,199 | 0.00 |
| ZAR 38,574,275 | US$ 2,636,875 | 19/07/2021 | Goldman Sachs International | 4 | 58,792 | 0.01 |
| ZAR 45,900,697 | US$ 3,140,125 | 19/07/2021 | UBS AG | 7 | 67,531 | 0.01 |
| ZAR 42,418,496 | US$ 2,894,606 | 19/07/2021 | Westpac Banking Corp | 23 | 69,705 | 0.01 |
| Total Unrealised Gain on Forward Currency Contracts ∞ | 564,471 | 0.07 |
|  | Fair Value US$ | % of Net Assets |
| Total Financial Assets at Fair Value through Profit or Loss | 791,004,801 | 99.17 |
| Financial Liabilities at Fair Value through Profit or Loss |  |  |
| Forward Currency Contracts (0.09%) (31 December 2020: (0.04%)) |  |  |

| Amount Receivable | Amount Payable | Maturity Date | Counterparty | Contracts | Unrealised Loss US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- | --- |
| AUD Hedged Classes |  |  |  |  |  |  |
| AUD 2,402,722 | US$ 1,849,002 | 19/07/2021 | Goldman Sachs International | 8 | (45,005) | (0.01) |
| AUD 2,186,445 | US$ 1,681,162 | 19/07/2021 | UBS AG | 7 | (39,549) | (0.00) |
| AUD 4,219,069 | US$ 3,252,952 | 19/07/2021 | Westpac Banking Corp | 64 | (85,217) | (0.01) |
| US$ 39,720 | AUD 52,964 | 19/07/2021 | UBS AG | 1 | (46) | (0.00) |
| EUR Hedged Classes |  |  |  |  |  |  |
| € 10,818,790 | US$ 12,979,443 | 19/07/2021 | Goldman Sachs International | 8 | (144,822) | (0.02) |
| € 9,902,463 | US$ 11,888,296 | 19/07/2021 | UBS AG | 6 | (140,738) | (0.02) |
| € 14,736,795 | US$ 17,695,457 | 19/07/2021 | Westpac Banking Corp | 76 | (212,801) | (0.03) |

84  NEUBERGER BERMAN INVESTMENT FUNDS PLC
| * | Transferable securities and/or money market instruments admitted to an official stock exchange listing | 782,222,450 | 95.58 |
| --- | --- | --- | --- |
| ** | Transferable securities and/or money market instruments dealt in on a regulated market | 8,217,880 | 1.00 |
| ∞ | Financial derivative instruments that are traded OTC | (160,028) | (0.02) |
| Total Investments | 790,280,302 | 96.56 |

SCHEDULE OF INVESTMENTS FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman US Small Cap Fund (Fortsetzung)
## Gewinn- und Verlustrechnung
|  |  | Sechsmonatiger Berichtszeitraum | Sechsmonatiger Berichtszeitraum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 30. Juni 2020 |
|  | US$ | US$ |
| Erträge |  |  |  |
| Zinserträge |  | 271 | 10.156 |
| Dividendenerträge |  | 3.101.964 | 1.918.970 |
| Sonstige Erträge |  | 8.430 | – |
| Nettogewinn/(-verlust) aus erfolgswirksam zum beizulegenden Zeitwert bewerteten finanziellen Vermögenswerten und Verbindlichkeiten | 52.946.845 | (5.222.096) |
|  |  | 56.057.510 | (3.292.970) |
| Aufwendungen |  |  |  |
| Managementgebühr | 5 | 4.932.152 | 1.997.970 |
| Vertriebsgebühren | 5 | 670.796 | 436.950 |
| Verwaltungsgebühren | 5 | 383.780 | 261.317 |
| Bereitstellungsprovision | 16 | 29.805 | 20.198 |
| Depotgebühren | 5 | 6.886 | 5.490 |
| Gebühren der Verwahrstelle | 5 | 20.560 | 18.827 |
| Honorare | 7 | 82.740 | 38.240 |
| Honorare der Direktoren | 6 | 1.934 | 2.380 |
| Transaktionskosten | 7 | 126.637 | 100.360 |
| Prüfungshonorare | 7 | 10.937 | 9.809 |
| Umsatzsteuerentlastung |  | (3.281) | (1.345) |
| Sonstige Aufwendungen | 7 | 6.441 | 11.532 |
| Aufwendungen insgesamt |  | 6.269.387 | 2.901.728 |
|  |  |  |  |
| Finanzierungskosten |  |  |  |
| Zinsaufwendungen |  | 3.685 | 1.260 |
|  |  | 3.685 | 1.260 |
| Quellensteuern |  | 905.346 | 539.402 |

Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallender Gewinn/(Verlust) aus der Geschäftstätigkeit
48.879.092	(6.735.360)
Alle Gewinne und Verluste ergaben sich ausschließlich aus der laufenden Geschäftstätigkeit.
Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 79
HALBJAHRESABSCHLUSS AUFSTELLUNG ÜBER DIE ENTWICKLUNG DES NETTOVERMÖGENS