# Neuberger Berman Global Equity Index Putwrite Fund (Continued)
## Schedule of Investments (Continued)

### Financial Liabilities at Fair Value through Profit or Loss (continued)
Written Index Options Contracts (1.20%) (31 December 2020: (1.03%)) (continued)
Number of Contracts
Expiration Date
Type	Premium
US$
Fair Value
US$
% of Net Assets
Put Options (continued)
| (4) | 09/07/2021 | MSCI Emerging Markets Index, Strike Price $1,370 | 7,710 | (7,260) | (0.04) |
| --- | --- | --- | --- | --- | --- |
| (1) | 16/07/2021 | MSCI Emerging Markets Index, Strike Price $1,370 | 2,384 | (1,420) | (0.01) |
| (1) | 02/07/2021 | MSCI Emerging Markets Index, Strike Price $1,375 | 2,655 | (437) | (0.00) |
| (4) | 23/07/2021 | MSCI Emerging Markets Index, Strike Price $1,375 | 8,394 | (8,420) | (0.05) |
| (1) | 09/07/2021 | MSCI Emerging Markets Index, Strike Price $1,380 | 1,988 | (1,370) | (0.01) |
| (1) | 16/07/2021 | MSCI Emerging Markets Index, Strike Price $1,380 | 2,429 | (2,025) | (0.01) |
| (3) | 07/07/2021 | MSCI Emerging Markets Index, Strike Price $1,390 | 7,468 | (6,225) | (0.04) |
| (4) | 16/07/2021 | S&P 500 Index, Strike Price $4,180 | 25,272 | (4,800) | (0.03) |
| (1) | 16/07/2021 | S&P 500 Index, Strike Price $4,220 | 5,859 | (1,595) | (0.01) |
| Total Fair Value on Written Index Options Contracts ± | (205,530) | (1.20) |
|  | Fair Value | % of Net |
|  | US$ | Assets |
| Total Financial Liabilities at Fair Value through Profit or Loss | (343,382) | (2.00) |
| Net Financial Assets at Fair Value through Profit or Loss | 14,824,823 | 86.32 |
| Other Net Assets | 2,348,729 | 13.68 |
| Net Assets Attributable to Holders of Redeemable Participating Shares | 17,173,552 | 100.00 |
| Portfolio Analysis | US$ | % of Total Assets |
| *  Transferable securities and/or money market instruments admitted to an official stock exchange listing | 15,076,743 | 85.52 |
| ±  Financial derivative instruments traded on a regulated market | (205,530) | (1.17) |
| ∞ Financial derivative instruments that are traded OTC | (46,390) | (0.26) |
| Total Investments | 14,824,823 | 84.09 |

INTERIM REPORT 2021  525
FINANCIAL STATEMENTS STATEMENT OF SIGNIFICANT PURCHASES AND SALES

Translation (ENDE, 2021-06-30):
# Neuberger Berman Global Equity Index Putwrite Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 15.168.205 | 26.474.836 |
| Barmittel und Barmitteläquivalente | 2 | 2.314.035 | 3.137.643 |
| Forderungen aus Wertpapierverkäufen |  | 33.925 | 21.474 |
| Ertragsforderungen und sonstiges Vermögen |  | 113.539 | 189.979 |
| Vermögenswerte insgesamt |  | 17.629.704 | 29.823.932 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 343.382 | 734.552 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 13.892 | – |
| Antizipative Passiva |  | 67.565 | 61.790 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 491 | 32 |
| Sonstige Verbindlichkeiten |  | 30.822 | 7.447 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	456.152	803.821 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 17.173.552 | 29.020.111 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
520  NEUBERGER BERMAN INVESTMENT FUNDS PLC
GEWINN- UND VERLUSTRECHNUNG HALBJAHRESABSCHLUSS