# Neuberger Berman CLO Income Fund (Continued)
## Schedule of Invesments

### Financial Assets at Fair Value through Profit or Loss
| Principal Amount | Security Description | Coupon | Maturity Date | Fair Value US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- |
|  | Asset Backed Securities 87.87% (31 December 2020: 87.55%) |  |  |  |  |
|  | United States Dollar |  |  |  |  |
| 1,500,000 | Aimco CLO Series 2017-A Series 2017-AX Class FR | 8.72% | 20/04/2034 | 1,495,250 | 1.06 |
| 2,000,000 | Apidos CLO XX Series 2015-20X Class DR | 5.88% | 16/07/2031 | 1,889,979 | 1.34 |
| 2,100,000 | Apidos CLO XXIV Series 2016-24X Class DR | 5.99% | 20/10/2030 | 1,973,154 | 1.40 |
| 1,000,000 | Ares XLIX CLO Ltd Series 2018-49X Class E | 5.92% | 22/07/2030 | 979,556 | 0.69 |
| 4,000,000 | Ares XXXVII CLO Ltd Series 2015-4X Class DR | 6.33% | 15/10/2030 | 3,932,733 | 2.78 |
| 4,000,000 | Assurant CLO I Ltd Series 2018-2X Class E | 6.34% | 20/10/2031 | 3,938,588 | 2.79 |
| 4,750,000 | Atrium XII Series 12X Class DR | 2.98% | 22/04/2027 | 4,711,601 | 3.33 |
| 2,825,000 | Ballyrock CLO 2018-1 Ltd Series 2018-1X Class D | 5.99% | 20/04/2031 | 2,729,663 | 1.93 |
| 1,100,000 | Bardot CLO Ltd Series 2019-2X Class E | 7.13% | 22/10/2032 | 1,106,961 | 0.78 |
| 2,000,000 | Burnham Park CLO Ltd Seires 2016-1X Class ER | 5.59% | 20/10/2029 | 1,938,674 | 1.37 |
| 5,000,000 | Carlyle Global Market Strategies Series 2014-2RX Class D | 5.51% | 15/05/2031 | 4,591,137 | 3.25 |
| 2,000,000 | Chenango Park CLO Ltd Series 2018-1X Class D | 5.98% | 15/04/2030 | 1,964,785 | 1.39 |
| 6,000,000 | Cifc Funding 2018-I Ltd Series 2018-1X Class E | 5.19% | 18/04/2031 | 5,707,640 | 4.04 |
| 5,000,000 | Dryden 60 CLO Ltd Series 2018-60X Class E | 5.78% | 15/07/2031 | 4,956,021 | 3.51 |
| 1,250,000 | Eaton Vance CLO 2015-1 Ltd Series 2015-1X Class ER | 5.79% | 20/01/2030 | 1,209,839 | 0.86 |
| 2,000,000 | Eaton Vance CLO 2018-1 Ltd Series 2018-1X Class E | 6.18% | 15/10/2030 | 1,993,912 | 1.41 |
| 1,700,000 | Flatiron CLO 17 Ltd Series 2017-1X Class E | 6.06% | 15/05/2030 | 1,699,901 | 1.20 |
| 1,050,000 | Galaxy XIX CLO Ltd Series 2015-19X Class D1R | 6.71% | 24/07/2030 | 1,041,210 | 0.74 |
| 4,000,000 | Galaxy XXV CLO Ltd Series 2018-25X Class E | 6.13% | 25/10/2031 | 3,941,608 | 2.79 |
| 1,400,000 | Goldentree Loan Management US CLO 5 Ltd Series 2019-5X Class F | 6.76% | 20/10/2032 | 1,298,056 | 0.92 |
| 5,000,000 | Goldentree Loan Management US CLO 6 Ltd Series 2019-6X Class E | 5.41% | 20/01/2033 | 4,823,908 | 3.41 |
| 1,000,000 | Invesco CLO Ltd Series 2021-1X Class E | 6.63% | 15/04/2034 | 1,005,750 | 0.71 |
| 750,000 | KKR CLO 17 Ltd Series 17X Class E | 7.57% | 15/04/2034 | 759,583 | 0.54 |
| 1,000,000 | Long Point Park CLO Ltd Series 2017-1X Class D2 | 5.79% | 17/01/2030 | 967,629 | 0.68 |
| 3,300,000 | Magnetite CLO Ltd Series 2015-14RX Class E | 5.79% | 18/10/2031 | 3,270,028 | 2.31 |
| 1,650,000 | Magnetite VII Ltd Series 2012-7X Class ER2 | 6.68% | 15/01/2028 | 1,619,706 | 1.15 |
| 2,650,000 | Magnetite VIII Ltd Series 2014-8X Class FR2 | 7.62% | 15/04/2031 | 2,603,071 | 1.84 |
| 4,600,000 | Magnetite XII Ltd Series 2015-12X Class ER | 5.86% | 15/10/2031 | 4,568,608 | 3.23 |
| 750,000 | Magnetite XV Ltd Series 2015-15X Class ER | 5.38% | 25/07/2031 | 723,332 | 0.51 |
| 2,490,000 | Magnetite XVII Ltd Series 2016-18X Class FR | 7.76% | 15/11/2028 | 2,436,015 | 1.72 |
| 2,000,000 | Mariner CLO 5 Ltd Series 2018-5X Class E | 6.64% | 25/04/2031 | 1,969,481 | 1.39 |
| 2,650,000 | OCP CLO 2014-6 Ltd Series 2014-6X Class DR | 6.71% | 17/10/2030 | 2,645,778 | 1.87 |
| 4,125,000 | OCP CLO 2016-12 Ltd Series 2016-12X Class DR | 5.14% | 18/10/2028 | 4,084,671 | 2.89 |
| 6,385,000 | Octagon Investment Partners XV Ltd Series 2013-1X Class ER | 7.19% | 19/07/2030 | 6,411,724 | 4.54 |
| 500,000 | Octagon Loan Funding Ltd Series 2014-1X Class ERR | 6.16% | 18/11/2031 | 489,155 | 0.35 |
| 4,000,000 | Oha Loan Funding 2013-1 Ltd Series 2013-1X Class ER2 | 5.67% | 23/07/2031 | 3,941,187 | 2.79 |
| 4,750,000 | Palmer Square CLO 2018-2 Ltd Series 2018-2X Class D | 5.78% | 16/07/2031 | 4,777,642 | 3.38 |

720  NEUBERGER BERMAN INVESTMENT FUNDS PLC
SCHEDULE OF INVESTMENTS FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman CLO Income Fund (Fortsetzung)
## Gewinn- und Verlustrechnung
Sechsmonatiger Berichtszeitraum
Sechsmonatiger Berichtszeitraum
Erträge
Anm.	30. Juni 2021	30. Juni 2020
US$	US$
| Zinserträge | 3.912.623 | 6.137.396 |
| --- | --- | --- |
| Nettogewinn/(-verlust) aus erfolgswirksam zum beizulegenden Zeitwert be und Verbindlichkeiten | werteten finanziellen Vermögenswerten | 2.664.473 | (26.381.494) |
|  |  | 6.577.096 | (20.244.098) |
|  |  |  |  |
| Aufwendungen |  |  |  |
| Managementgebühr | 5 | 422.986 | 416.041 |
| Verwaltungsgebühren | 5 | 64.001 | 81.349 |
| Bereitstellungsprovision | 16 | 9.848 | 7.251 |
| Depotgebühren | 5 | 5.955 | 5.958 |
| Gebühren der Verwahrstelle | 5 | 3.671 | 7.677 |
| Honorare | 7 | 33.858 | 31.122 |
| Honorare der Direktoren | 6 | 2.413 | 2.375 |
| Transaktionskosten | 7 | 6.997 | 8.441 |
| Prüfungshonorare | 7 | 5.265 | 8.055 |
| Umsatzsteuerentlastung |  | (640) | (533) |
| Sonstige Aufwendungen | 7 | – | 7.175 |
| Aufwendungen insgesamt |  | 554.354 | 574.911 |
|  |  |  |  |
| Finanzierungskosten |  |  |  |
| Gezahlte Ausschüttungen | 1 | 2.464.987 | 4.021.760 |
|  |  | 2.464.987 | 4.021.760 |

Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallender Gewinn/(Verlust) aus der Geschäftstätigkeit
Alle Gewinne und Verluste ergaben sich ausschließlich aus der laufenden Geschäftstätigkeit.
3.557.755	(24.840.769)
Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses. 718 NEUBERGER BERMAN INVESTMENT FUNDS PLC
AUFSTELLUNG ÜBER DIE ENTWICKLUNG DES NETTOVERMÖGENS HALBJAHRESABSCHLUSS