# Neuberger Berman Global Equity Index Putwrite Fund (Continued)
## Schedule of Investments (Continued)

### Financial Liabilities at Fair Value through Profit or Loss
Forward Currency Contracts (0.80%) (31 December 2020: (1.50%))
| Amount Receivable | Amount Payable | Maturity Date | Counterparty | Contracts | Unrealised Loss US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- | --- |
| CHF Hedged Classes |  |  |  |  |  |  |
| CHF 816,722 | US$ 890,112 | 19/07/2021 | Goldman Sachs International | 11 | (6,140) | (0.03) |
| CHF 693,991 | US$ 754,366 | 19/07/2021 | UBS AG | 2 | (3,231) | (0.02) |
| CHF 702,088 | US$ 762,994 | 19/07/2021 | Westpac Banking Corp | 5 | (3,094) | (0.02) |
| EUR Hedged Classes |  |  |  |  |  |  |
| € 3,248,919 | US$ 3,896,970 | 19/07/2021 | Goldman Sachs International | 9 | (42,692) | (0.25) |
| € 3,096,447 | US$ 3,710,995 | 19/07/2021 | UBS AG | 2 | (37,597) | (0.22) |
| € 3,082,544 | US$ 3,692,307 | 19/07/2021 | Westpac Banking Corp | 8 | (35,402) | (0.20) |
| GBP Hedged Classes |  |  |  |  |  |  |
| £ 842 | US$ 1,173 | 19/07/2021 | Goldman Sachs International | 2 | (10) | (0.00) |
| £ 743 | US$ 1,043 | 19/07/2021 | UBS AG | 2 | (16) | (0.00) |
| £ 3,234 | US$ 4,555 | 19/07/2021 | Westpac Banking Corp | 8 | (86) | (0.00) |
| US$ 863,092 | £ 627,016 | 19/07/2021 | Goldman Sachs International | 1 | (3,143) | (0.02) |
| US$ 863,178 | £ 627,016 | 19/07/2021 | UBS AG | 1 | (3,057) | (0.02) |
| US$ 849,922 | £ 617,658 | 19/07/2021 | Westpac Banking Corp | 1 | (3,384) | (0.02) |

Total Unrealised Loss on Forward Currency Contracts ∞	(137,852)	(0.80)
Written Index Options Contracts (1.20%) (31 December 2020: (1.03%))
| Number of Contracts | Expiration Date | Type | Premium US$ | Fair Value US$ | % of Net Assets |
| --- | --- | --- | --- | --- | --- |
| Put Options |  |  |  |  |  |
| (1) | 09/07/2021 | CBOE S&P 500 Index, Strike Price $4,210 | 6,209 | (605) | (0.01) |
| (2) | 02/07/2021 | CBOE S&P 500 Index, Strike Price $4,220 | 11,358 | (180) | (0.00) |
| (2) | 09/07/2021 | CBOE S&P 500 Index, Strike Price $4,230 | 9,904 | (1,530) | (0.01) |
| (2) | 09/07/2021 | CBOE S&P 500 Index, Strike Price $4,240 | 11,276 | (1,740) | (0.01) |
| (3) | 23/07/2021 | CBOE S&P 500 Index, Strike Price $4,265 | 15,564 | (10,080) | (0.06) |
| (2) | 23/07/2021 | CBOE S&P 500 Index, Strike Price $4,275 | 9,883 | (7,230) | (0.04) |
| (3) | 30/07/2021 | CBOE S&P 500 Index, Strike Price $4,295 | 16,867 | (15,960) | (0.09) |
| (6) | 23/07/2021 | MSCI EAFE Index, Strike Price $2,340 | 15,768 | (21,390) | (0.13) |
| (6) | 07/07/2021 | MSCI EAFE Index, Strike Price $2,350 | 14,247 | (22,920) | (0.13) |
| (2) | 09/07/2021 | MSCI EAFE Index, Strike Price $2,360 | 5,469 | (10,360) | (0.06) |
| (4) | 09/07/2021 | MSCI EAFE Index, Strike Price $2,370 | 12,573 | (24,420) | (0.14) |
| (4) | 16/07/2021 | MSCI EAFE Index, Strike Price $2,370 | 11,706 | (24,600) | (0.14) |
| (4) | 16/07/2021 | MSCI EAFE Index, Strike Price $2,380 | 11,411 | (28,560) | (0.17) |
| (1) | 16/07/2021 | MSCI Emerging Markets Index, Strike Price $1,340 | 1,729 | (560) | (0.00) |
| (2) | 16/07/2021 | MSCI Emerging Markets Index, Strike Price $1,350 | 4,513 | (1,510) | (0.01) |
| (1) | 02/07/2021 | MSCI Emerging Markets Index, Strike Price $1,370 | 1,544 | (333) | (0.00) |

524  NEUBERGER BERMAN INVESTMENT FUNDS PLC
SCHEDULE OF INVESTMENTS FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman Global Equity Index Putwrite Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 15.168.205 | 26.474.836 |
| Barmittel und Barmitteläquivalente | 2 | 2.314.035 | 3.137.643 |
| Forderungen aus Wertpapierverkäufen |  | 33.925 | 21.474 |
| Ertragsforderungen und sonstiges Vermögen |  | 113.539 | 189.979 |
| Vermögenswerte insgesamt |  | 17.629.704 | 29.823.932 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 343.382 | 734.552 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 13.892 | – |
| Antizipative Passiva |  | 67.565 | 61.790 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 491 | 32 |
| Sonstige Verbindlichkeiten |  | 30.822 | 7.447 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	456.152	803.821 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 17.173.552 | 29.020.111 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
520  NEUBERGER BERMAN INVESTMENT FUNDS PLC
GEWINN- UND VERLUSTRECHNUNG HALBJAHRESABSCHLUSS