# Neuberger Berman China Bond Fund (Continued)
## Statement of Significant Purchases and Sales (Continued)
Aggregate sales greater than one percent of the total value of sales:
| Units | Security Description | Proceeds CNY |
| --- | --- | --- |
| 30,000,000 | China Development Bank, 3.70%, 20/10/2030 | 30,011,084 |
| 30,000,000 | Agricultural Bank of China, 3.32%, 18/02/2021 | 29,768,340 |
| 20,000,000 | China Development Bank, 3.66%, 01/03/2031 | 20,108,770 |
| 20,000,000 | Bank of Communications Co Ltd, 3.00%, 30/04/2021 | 19,981,075 |
| 20,000,000 | Bank of China Ltd, 3.00%, 26/05/2021 | 19,945,908 |
| 20,000,000 | Bank of China Ltd, 3.23%, 30/07/2021 | 19,843,562 |
| 2,200,000 | China Evergrande Group, 6.25%, 28/06/2021 | 13,925,389 |
| 10,000,000 | China Government Bond, 3.81%, 14/09/2050 | 10,160,470 |
| 1,500,000 | Agile Group Holdings Ltd, 5.75%, 02/01/2025 | 10,009,339 |
| 10,000,000 | China Construction Bank, 4.62%, 14/01/2021 | 9,932,960 |
| 1,300,000 | Bi Hai Co Ltd, 6.25%, 05/03/2022 | 8,200,788 |
| 8,300,000 | Evergrande Real Estate Group, 6.27%, 06/05/2023 | 7,933,374 |
| 1,000,000 | China SCE Group Holdings Ltd, 5.95%, 29/09/2024 | 6,489,069 |
| 3,880,000 | Chengtun Mining Group Co Ltd, 0.40%, 02/03/2026 | 6,282,557 |
| 1,000,000 | Greenland Global Investment Ltd, 6.25%, 16/12/2022 | 6,174,823 |
| 900,000 | Sunac China Holdings Ltd, 7.00%, 09/07/2025 | 5,905,542 |
| 750,000 | China Hongqiao Group Ltd, 6.25%, 08/06/2024 | 4,839,070 |
| 3,833,000 | Huaibei Mining Holdings Co Ltd, 0.50%, 23/12/2025 | 4,397,562 |
| 600,000 | CICC Hong Kong Finance 2016 MTN Ltd, 2.00%, 26/01/2026 | 3,882,561 |
| 600,000 | Yuzhou Group, 6.35%, 13/01/2027 | 3,865,782 |
| 12,970,000 | Tsinghua Unigroup Co Ltd, 4.94%, 25/03/2022 | 3,372,200 |
| 2,700,000 | Guotai Junan Securities Co Ltd, 1.50%, 07/07/2023 | 3,172,748 |
| 480,000 | Haidilao International Holding Ltd, 2.15%, 14/01/2026 | 3,097,123 |
| 3,000,000 | Hengyi Petrochem Regd, 0.00%, 13/03/2023 | 2,976,000 |

INTERIM REPORT 2021  417
FINANCIAL STATEMENTS INVESTMENT MANAGER’S REPORT

Translation (ENDE, 2021-06-30):
# Neuberger Berman China Bond Fund (Fortsetzung)
## Aufstellung der wesentlichen Käufe und Verkäufe (Fortsetzung)
Gesamtverkäufe, die ein Prozent des Gesamtwerts der Verkäufe übersteigen:
| Anteile | Wertpapierbezeichnung | Erlöse CNY |
| --- | --- | --- |
| 30.000.000 | China Development Bank, 3.70%, 20/10/2030 | 30.011.084 |
| 30.000.000 | Agricultural Bank of China, 3.32%, 18/02/2021 | 29.768.340 |
| 20.000.000 | China Development Bank, 3.66%, 01/03/2031 | 20.108.770 |
| 20.000.000 | Bank of Communications Co Ltd, 3.00%, 30/04/2021 | 19.981.075 |
| 20.000.000 | Bank of China Ltd, 3.00%, 26/05/2021 | 19.945.908 |
| 20.000.000 | Bank of China Ltd, 3.23%, 30/07/2021 | 19.843.562 |
| 2.200.000 | China Evergrande Group, 6.25%, 28/06/2021 | 13.925.389 |
| 10.000.000 | China Government Bond, 3.81%, 14/09/2050 | 10.160.470 |
| 1.500.000 | Agile Group Holdings Ltd, 5.75%, 02/01/2025 | 10.009.339 |
| 10.000.000 | China Construction Bank, 4.62%, 14/01/2021 | 9.932.960 |
| 1.300.000 | Bi Hai Co Ltd, 6.25%, 05/03/2022 | 8.200.788 |
| 8.300.000 | Evergrande Real Estate Group, 6.27%, 06/05/2023 | 7.933.374 |
| 1.000.000 | China SCE Group Holdings Ltd, 5.95%, 29/09/2024 | 6.489.069 |
| 3.880.000 | Chengtun Mining Group Co Ltd, 0.40%, 02/03/2026 | 6.282.557 |
| 1.000.000 | Greenland Global Investment Ltd, 6.25%, 16/12/2022 | 6.174.823 |
| 900.000 | Sunac China Holdings Ltd, 7.00%, 09/07/2025 | 5.905.542 |
| 750.000 | China Hongqiao Group Ltd, 6.25%, 08/06/2024 | 4.839.070 |
| 3.833.000 | Huaibei Mining Holdings Co Ltd, 0.50%, 23/12/2025 | 4.397.562 |
| 600.000 | CICC Hong Kong Finance 2016 MTN Ltd, 2.00%, 26/01/2026 | 3.882.561 |
| 600.000 | Yuzhou Group, 6.35%, 13/01/2027 | 3.865.782 |
| 12.970.000 | Tsinghua Unigroup Co Ltd, 4.94%, 25/03/2022 | 3.372.200 |
| 2.700.000 | Guotai Junan Securities Co Ltd, 1.50%, 07/07/2023 | 3.172.748 |
| 480.000 | Haidilao International Holding Ltd, 2.15%, 14/01/2026 | 3.097.123 |
| 3.000.000 | Hengyi Petrochem Regd, 0.00%, 13/03/2023 | 2.976.000 |

HALBJAHRESBERICHT 2021 417
HALBJAHRESABSCHLUSS BERICHT DES INVESTMENT-MANAGERS