# Neuberger Berman Emerging Markets Sustainable Equity Fund (Continued)
## Schedule of Investments (Continued)

### Financial Assets at Fair Value through Profit or Loss (continued)
| Number of Shares | Security Description | Fair Value US$ | % of Net Assets |
| --- | --- | --- | --- |
|  | Equities 92.00% (31 December 2020: 90.57%) (continued) |  |  |
|  | United States Dollar (continued) |  |  |
| 51,193 | Mahindra & Mahindra Ltd GDR** | 534,967 | 0.36 |
| 22,428 | Momo Inc ADR* | 343,373 | 0.23 |
| 25,384 | Pagseguro Digital Ltd Class A* | 1,419,473 | 0.96 |
| 3,628 | Polyus PJSC* | 703,463 | 0.48 |
| 182,270 | Sberbank of Russia PJSC* | 762,700 | 0.52 |
| 42,453 | State Bank of India GDR** | 2,373,123 | 1.61 |
| 21,388 | Trip.com Group Ltd ADR* | 758,418 | 0.52 |
| 23,192 | X5 Retail Group NV GDR* | 813,112 | 0.55 |
| 32,954 | Yandex NV Class A* | 2,331,495 | 1.58 |
|  | Total United States Dollar | 24,115,254 | 16.36 |
|  | Total Equities | 135,620,142 | 92.00 |

| Number of Shares | Security Description | Maturity Date | Fair Value US$ | % of Net Assets |
| --- | --- | --- | --- | --- |
|  | Participatory Notes 2.96% (31 December 2020: 5.80%) |  |  |  |
|  | United States Dollar |  |  |  |
| 30,152 | Apollo Hospitals Enterprise Ltd | 14/09/2021 | 1,467,703 | 0.99 |
| 140,382 | IndusInd Bank Ltd | 01/09/2021 | 1,918,607 | 1.30 |
| 50,601 | United Breweries Ltd | 24/09/2021 | 984,122 | 0.67 |
|  | Total Participatory Notes ** |  | 4,370,432 | 2.96 |
|  | Total Investments |  | 139,990,574 | 94.96 |
|  |  |  | Fair Value | % of Net |
|  |  |  | US$ | Assets |
| Total Financial Assets at Fair Value through Profit or Loss | 139,990,574 | 94.96 |
| Net Financial Assets at Fair Value through Profit or Loss | 139,990,574 | 94.96 |
| Other Net Assets | 7,431,190 | 5.04 |
| Net Assets Attributable to Holders of Redeemable Participating Shares | 147,421,764 | 100.00 |
|  |  | % of |
| Portfolio Analysis	US$	Total |
|  |  | Assets |
| *	Transferable securities and/or money market instruments admitted to an official stock exchange listing | 130,145,712 | 88.02 |
| ** Transferable securities and/or money market instruments dealt in on a regulated market | 9,844,862 | 6.66 |
| Total Investments | 139,990,574 | 94.68 |

INTERIM REPORT 2021  699
FINANCIAL STATEMENTS STATEMENT OF SIGNIFICANT PURCHASES AND SALES

Translation (ENDE, 2021-06-30):
# Neuberger Berman Emerging Markets Sustainable Equity Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 139.990.574 | 152.492.008 |
| Barmittel und Barmitteläquivalente | 2 | 7.345.796 | 5.612.457 |
| Forderungen aus Wertpapierverkäufen |  | 277.915 | – |
| Forderungen aus ausgegebenen Anteilen |  | 1.782 | – |
| Ertragsforderungen und sonstiges Vermögen |  | 233.019 | 320.085 |
| Vermögenswerte insgesamt |  | 147.849.086 | 158.424.550 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Antizipative Passiva |  | 137.445 | 139.848 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 71.013 | – |
| Sonstige Verbindlichkeiten |  | 218.864 | 41.057 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	427.322	180.905 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 147.421.764 | 158.243.645 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 693
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG