# Neuberger Berman US Multi Cap Opportunities Fund (Continued)
## Statement of Significant Purchases and Sales
In accordance with the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 as amended, a statement of changes in the composition of the Schedule of Investments during the reporting period is provided to ensure that Shareholders can identify changes in the investments held by the Portfolio. The following statements present the aggregate purchases and sales of transferable securities exceeding one percent of the total value of purchases or sales, respectively, for the period. At a minimum, the largest twenty purchases and twenty sales are presented, if available.
Aggregate purchases greater than one percent of the total value of purchases:
| Units | Security Description | Cost US$ |
| --- | --- | --- |
| 475,000 | Graphic Packaging Holding Co | 8,179,148 |
| 3,400 | Booking Holdings Inc | 7,886,392 |
| 167,000 | Aramark | 6,366,899 |
| 85,000 | Apollo Global Management Inc Class A | 5,242,735 |
| 98,000 | Brookfield Renewable Corp Class A | 4,789,618 |
| 1,350 | Amazon.com Inc | 4,252,488 |
| 21,500 | Walt Disney Co | 3,916,704 |
| 70,000 | Comcast Corp Class A | 3,835,350 |
| 98,000 | US Foods Holding Corp | 3,766,144 |
| 1,500 | Cable One Inc | 2,715,078 |
| 31,500 | Raytheon Technologies Corp | 2,487,042 |
| 18,000 | NIKE Inc Class B | 2,410,308 |
| 13,000 | Chubb Ltd | 2,103,123 |
| 9,500 | McDonald's Corp | 2,026,325 |
| 43,400 | BJ's Wholesale Club Holdings Inc | 1,907,914 |
| 24,000 | Lamb Weston Holdings Inc | 1,890,230 |
| 21,800 | Ball Corp | 1,872,400 |
| 14,700 | Intercontinental Exchange Inc | 1,657,213 |
| 27,000 | Las Vegas Sands Corp | 1,623,591 |
| 44,000 | Pfizer Inc | 1,600,660 |
| 61,100 | Shoals Technologies Group Class A | 1,527,500 |
| 6,000 | Nordson Corp | 1,222,723 |
| 20,000 | Mondelez International Inc Class A | 1,159,380 |
| 11,100 | Progressive Corp | 1,041,058 |
| 36,200 | LegalZoom.com Inc | 1,013,600 |
| 4,000 | Microsoft Corp | 940,022 |
| 9,900 | Activision Blizzard Inc | 920,183 |

42  NEUBERGER BERMAN INVESTMENT FUNDS PLC
STATEMENT OF SIGNIFICANT PURCHASES AND SALES FINANCIAL STATEMENTS

Translation (ENDE, 2021-06-30):
# Neuberger Berman US Multi Cap Opportunities Fund (Fortsetzung)
## Bilanz
|  |  | Zum | Zum |
| --- | --- | --- | --- |
| Anm. | 30. Juni 2021 | 31. Dezember 2020 |
|  | US$ | US$ |
| Umlaufvermögen |  |  |  |
| Finanzielle Vermögenswerte, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 703.496.228 | 611.979.879 |
| Barmittel und Barmitteläquivalente | 2 | 3.266.101 | 9.272.078 |
| Forderungen aus Wertpapierverkäufen |  | 2.836.800 | – |
| Forderungen aus ausgegebenen Anteilen |  | 4.907.712 | 2.764.749 |
| Ertragsforderungen und sonstiges Vermögen |  | 213.819 | 169.843 |
| Vermögenswerte insgesamt |  | 714.720.660 | 624.186.549 |
|  |  |  |  |
| Kurzfristige Verbindlichkeiten |  |  |  |
| Finanzielle Verbindlichkeiten, erfolgswirksam zum beizulegenden Zeitwert bewertet |  | 549.822 | 1.008.002 |
| Kontenüberziehung | 3 | – | 260 |
| Verbindlichkeiten aus zurückgenommenen Anteilen |  | 3.115.129 | 11.183.620 |
| Antizipative Passiva |  | 816.750 | 756.692 |
| Verbindlichkeiten aus Wertpapierkäufen |  | 5.263.120 | 1.782 |
| Sonstige Verbindlichkeiten |  | 101.855 | 84.328 |
| Verbindlichkeiten (ohne das auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallende	9.846.676	13.034.684 |
| Nettovermögen) |  |  |
|  |  |  |
| Auf Inhaber rückzahlbarer, gewinnberechtigter Anteile entfallendes Nettovermögen | 704.873.984 | 611.151.865 |

Die Anmerkungen im Anhang sind wesentlicher Bestandteil des Halbjahresabschlusses.
HALBJAHRESBERICHT 2021 35
HALBJAHRESABSCHLUSS GEWINN- UND VERLUSTRECHNUNG