The foundations and future of financial regulation : governance for responsibility /
Andenæs, Mads Tønnesson,1957-author.
Chiu, Iris H.-Y.,author.
Includes bibliographical references (pages 470-526) and index.
Introduction -- The Objectives of Financial Regulation -- The Decentred Regulatory Space in Financial Sector Governance and the Essential Partnership of Public and Private-led Governance -- The Governance Role of Auditors in Financial Regulation -- The Nature of Investor Protection -- Regulatory Governance of Alternative Investment Fund Managers -- Regulation of Credit Rating Agencies -- Consumer Protection in the Retail Market -- Regulating the Soundness of Financial Intermediaries -- From Financial Intermediaries to Masters of the Universe -- Addressing the Consequences of Financial Empire Building and Systemic Risk Costs -- Boosting Micro-prudential Regulation -- The Meta-regulatory Nature of Risk Management and Corporate Governance -- The Rise of Macro-prudential Supervision -- Information Collection and Surveillance in Macro-prudential Supervision -- The Regulatory Architecture for Macro-prudential Supervision in the UK and EU -- The Pre-emptive Approach in Financial Regulation and the Accountability of Regulatory Authorities in the UK and EU -- The International Framework for Financial Regulation -- Conclusion.
Financial institutions