SEC oversight of investment advisers [microform] : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
United States.Congress.Senate.Committee on Banking, Housing, and Urban Affairs.Subcommittee on Securities.
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office,
1992.
Includes bibliographical references.
Microfiche.
United States. Securities and Exchange Commission
Financial planners
Financial services industry