Title: FAIR TREATMENT: Federated analytics and AI Research across TREs for AdolescenT MENTal health
Funder: Medical Research Council

Abstract: Artificial intelligence research initiatives are supported by the NHS but current practical barriers prevent researchers making use of the substantial datasets potentially available. The barriers are both technical (e.g. secure data federation) and legal (e.g. lack of an appropriate/acceptable governance model). We will address these issues by a) combining existing technologies to create a federated trusted research environment (TRE) based on the Five Safes principles and b) developing a governance package to support federated data analysis. Our motivation is the need to improve the effectiveness of mental health services for young people, which, against a background of increasing demand, are overstretched. Mental health problems can manifest in ways that are hard to detect from the perspective of a single agency (e.g. health service, school, social service) but we hypothesise they will be apparent when combining data from these services. There are distinct challenges in combining such data at scale. We propose to: 1) provide a technical demonstration of approaches for federation across Trusted Research Environments (TREs) as a model for cross-council digital research environments; 2) provide a Use Case that requires such cross section integration and 3) examine the unique governance issues that arise, co-creating an aligned governance model that is acceptable to public, patients and data contributors. The technology demonstrator will combine the BBSRC-funded InterMine platform with federation technology from Bitfount within the AIMES TRE. InterMine makes use of automatic code generation to create, from the underlying data model, the required database infrastructure, including APIs and UIs, and is designed to enable flexible and high performance querying. These features are useful in an environment with complex and evolving metadata. It is easy to configure interfaces that allow flexible querying while constraining access to data: we do this to implement governance rules with access controls provided by Bitfount, as an example of best practice. Using APIs from multiple InterMine instances, Bitfount technology will demonstrate secure privacy-preserving federation of queries to address the Use Case, for cohort identification, as well as for vertical federated learning protocols across the TREs. We will use synthetic data generated from real-world data dictionaries and have the necessary permission to do this. This will allow much of the work to be done outside controlled environments and will generate freely available non-sensitive datasets. Importantly, we have the ethical approval to integrate the necessary data in the Cambridge & Peterborough region as part of the Cam-CHILD project and, with Turing funding, we will work with Birmingham and Essex to establish analogous ethical approval in preparation for a possible DARE Phase 2 bid. Involving three different localities (Cambridge, Essex, and Birmingham) will allow us to demonstrate the generalisability of the project outcomes to different TREs and databases. Linking and exploiting data from such diverse sources presents unique challenges. The governance work we propose will undertake extensive engagement with the public, patients, practitioners, data controllers and legal experts to examine all aspects of the public acceptability and legal framework for supporting federated analysis across multiple TREs. This will produce freely available public communications documents and legal templates.


Research activity codes: 2.5 RESEARCH DESIGN AND METHODOLOGIES (AETIOLOGY);2.6 RESOURCES AND INFRASTRUCTURE (AETIOLOGY);8.4 RESEARCH DESIGN AND METHODOLOGIES (HEALTH SERVICES);8.5 RESOURCES AND INFRASTRUCTURE (HEALTH SERVICES)
Health categories: MENTAL HEALTH