The role of sleep and dreaming in the processing of episodic memory

The present dissertation examines relationships between sleep, episodic memory and dreaming. In Articles I and II we use a novel virtual reality (VR) task in conjunction with a rapid eye movement (REM) sleep deprivation (REMD) paradigm and dream sampling to examine the hypothesis that REM sleep and dreaming are involved in the consolidation of episodic memory. REM sleep was associated with the successful recall of the spatial aspects of emotionally charged elements of the VR task. Similarly, dreaming was associated with improved performance on the spatial aspects of the recall task. Recall of the factual and perceptual aspects of episodic memories formed with the VR task was associated with increased slow wave sleep (SWS) during the post-exposure night. Overall, the results suggest that SWS is associated with the perceptual and factual aspects of episodic memories while REM sleep is not, a finding which may relate to observations that REM sleep dreaming is composed of deconstructed fragments of loosely associated episodic memories. Study II examines the hypothesis that a function of dreaming may be to create new associations between previously unrelated memory items. A participant, highly trained in introspection and mentation reporting, was awakened 43 times during theta bursts at sleep onset and provided detailed reports of resulting imagery and associated memory sources. This technique provided evidence that elements of distally related memory sources are brought together in temporal and spatial proximity within a novel context provided by the dream, suggesting a role for dreaming in memory processing. To allow for this possibility, we speculate that dreaming experiences may be functionally equivalent to waking experiences in their ability to induce neural plasticity. Study III addresses an aspect of this functional equivalence by examining if dream bizarreness is incompatible with behavioral and cognitive features associated with waking state experience-driven plasticity, i.e., whether the dreamer can act upon, emote and be motivated towards an element of the dream that is bizarre and that violates basic assumptions of physical reality. The results demonstrate a dissociation in cognitive ability during dreaming characterized by a selective deficiency in appreciating bizarreness in face of a maintained ability for logical thought. This finding thus addresses the problem of the wake-like mind reflecting upon dream bizarreness and suggests that dreaming is a state in which the cognitive aspects associated with synaptic plasticity (attention, emotion and motivation associated with believing a situation to be reality) are present while allowing for the presentation of memory item combinations which may transcend the limits of physical reality. The results of the four studies are discussed in light of how REM and SWS sleep stages are differentially involved in specific aspects of episodic memory (episodic replay vs. episodic novelty) and the possible role that dreaming, as a driver of synaptic plasticity, may have in these relationships.

Keyphrases: episodic memory, REM sleep, slow wave sleep, dreaming, virtual reality