Exploration of implicit theories in the formation of expert opinion in portuguese criminal law

This dissertation examines different aspects involved in the formation of psychologists’ expert opinion in the Portuguese criminal justice system, more precisely, as this opinion is reflected in assessment reports. The present dissertation is comprised of three qualitative studies, the first sought to provide a general portrait of a sample of 106 forensic psychological reports as to their overall quality as measured in terms of relevance and coherence. Results show that the formal markers of quality are present in the sample analysed, a certain number of weaknesses have been observed, notably concerning the internal coherence of the reports as well as the relevance of the information reported on. The second study explored the opinions of 17 Portuguese judges and state prosecutors concerning the use they make of this type of forensic report. It appears that they consider these reports to be useful and very credible, specially so when they have been produced under the auspices of the National Institute of Legal Medicine and Forensic Sciences, which is the state forensic institution. Furthermore, it appears that judges and prosecutors were particularly interested in data that allowed for a personalised portrait of the assessee. The third study sought to better comprehend the conceptual bases on which psychologists construct their reports. To this end, an exploratory study was undertaken with a sample of key-actors; the analysis of their interviews shows that they define their judicial mandate as well as the basic concepts that are associated to this mandate in different ways. A theoretical framework provided by an implicit theories model was used to help understand these results. Cette thèse présente trois études qualitatives qui concernent différents aspects de la formulation de l’opinion experte chez des psychologues forensiques, tel que cette opinion se révèle dans leurs rapports d’expertise psycho-légale. La première étude porte sur la qualité d’un vaste échantillon de rapports d’expertise en se concentrant sur des critères de pertinence et de cohérence comme mesures de leur qualité générale. Cette étape a permis de dresser le portrait de 106 rapports forensiques produits au Portugal et d’établir qu’ils rencontrent les critères de qualité formelle établis tout en présentant certaines faiblesses en ce qui concerne la pertinence des informations utilisées et la cohérence interne du rapport La deuxième étude explore les opinions de dix-sept juges et procureurs de la République portugaise et s’interroge plus particulièrement sur leurs perspectives concernant l’utilité ce type de rapports d’experts dans leur travail en cour criminelle. Il appert que ces derniers leur accordent une grande crédibilité en particulier lorsqu’ils ont été produits par les experts de l’Institut portugais de médicine légale et sciences forensiques, l’institution forensique nationale affiliée au Ministère de la Justice. De plus, il se dégage des entretiens que les juges et les procureurs sont particulièrement intéressés par les données qui permettent de dresser un portrait individualisé de la personne évaluée. La troisième étude vise à mieux saisir les bases conceptuelles sur lesquelles les psychologues experts construisent leurs rapports. Pour ce faire, une étude exploratoire auprès d’un échantillon d’acteurs-clés a été menée qui a permis de dégager un certain nombre de constats, notamment que ceux-ci définissent leurs mandats judiciaires ainsi que les concepts fondamentaux qui y sont associés de manière différente. Un cadre théorique basé sur le modèle des théories implicites a été utilisé pour mieux comprendre ces résultats.

Keyphrases: Expert Opinion, Forensic Psychological Report, Forensic Psychology, Criminal Law, Qualitative Methodology, Decision-making, Implicit Theories, Forensic Institution, Méthodologie qualitative, Portugal, Opinion d’expert, Rapport forensique, Psychologie légale, Portugal, Cour criminelle, Prise de décision, Théories implicites, Institution forensique