A Randomized Double-Blind, Phase 3 Study Comparing the Efficacy and Safety of High-Titer Versus Low-Titer Anti-Influenza Immune Plasma for the Treatment of Severe Influenza A
Phase: PHASE3
Conditions: Influenza A Virus Infection
Sponsor: National Institute of Allergy and Infectious Diseases (NIAID)

Protocol IRC005 
 
Page 1 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Protocol Number: IRC-005 
 
A Randomized Double-Blind, Phase 3 Study Comparing the Efficacy and Safety of High-Titer 
versus Low-Titer Anti-Influenza Immune Plasma for the Treatment of Severe Influenza A 
 
 
 
Sponsored by: 
Office of Clinical Research Policy and Regulatory Operations (OCRPRO) 
Division of Clinical Research (DCR) 
National Institute of Allergy and Infectious Diseases (NIAID) 
5601 Fishers Lane 
Bethesda, MD 20892 
 
 
 
 
Conducted by: 
NIAID Influenza Research Collaboration (NIRC) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
IND #: 14229 
Version: 3.0 
Date: June 15, 2017 
 
 

Protocol IRC005 
 
Page 2 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Table of Contents 
1 BACKGROUND INFORMATION AND SCIENTIFIC RATIONALE ......................... 13 
1.1 
Influenza ................................................................................................................................... 13 
1.2 
Passive Immunotherapy in Influenza ..................................................................................... 13 
1.2.1 
Summary of Previous Pre-Clinical Studies .................................................................. 13 
1.2.2 
Summary of Previous Clinical Studies .......................................................................... 14 
1.3 
Study Rationale ........................................................................................................................ 18 
1.3.1 
Discussion of Design and Controls ................................................................................ 18 
2 STUDY OBJECTIVES ......................................................................................................... 20 
2.1 
Primary Objective .................................................................................................................... 20 
2.2 
Secondary Objectives ............................................................................................................... 20 
3 INVESTIGATIONAL PLAN .............................................................................................. 21 
3.1 
General ...................................................................................................................................... 21 
3.2 
Definitions ................................................................................................................................. 21 
3.3 
Overview of Study Design ....................................................................................................... 21 
4 STUDY POPULATION ....................................................................................................... 22 
4.1 
Inclusion Criteria for Enrollment (Screening) ...................................................................... 22 
4.2 
Inclusion Criteria for Randomization .................................................................................... 22 
4.3 
Exclusion Criteria for Randomization ................................................................................... 22 
4.4 
Subject Withdrawal ................................................................................................................. 23 
4.5 
Discontinuation of Subject by Investigator............................................................................ 23 
4.6 
Discontinuation of Study ......................................................................................................... 23 
5 TREATMENT ....................................................................................................................... 24 
5.1 
Materials, Supplies, and Study Blinding ................................................................................ 24 
5.2 
Randomization ......................................................................................................................... 24 
5.3 
Rationale for Selection of Doses in the Study ........................................................................ 25 
5.4 
Study Plasma Supply, Packaging, and Labeling ................................................................... 25 
5.5 
Site Receipt and Verification .................................................................................................. 25 
5.6 
Study Plasma Storage .............................................................................................................. 25 
5.7 
Plasma Dose .............................................................................................................................. 26 
5.8 
Study Plasma Preparation....................................................................................................... 26 
5.9 
Study Plasma Administration ................................................................................................. 26 
5.10 Plasma Accountability ............................................................................................................. 27 
5.11 Concomitant Medications........................................................................................................ 27 
5.12 Prohibited Medications............................................................................................................ 28 
5.13 Treatment Compliance ............................................................................................................ 28 
6 STUDY PROCEDURES ...................................................................................................... 28 
6.1 
Schedule of Evaluations ........................................................................................................... 28 

Protocol IRC005 
 
Page 3 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.2 
Location and Personnel for Study Procedures ...................................................................... 30 
6.3 
Detailed Description of Assessments ...................................................................................... 30 
6.3.1 
Study Day 1 to 0: Screening ......................................................................................... 30 
6.3.2 
Determination of Eligibility ........................................................................................... 32 
6.3.3 
Study Day 0: Baseline Evaluation and Randomization ............................................... 32 
6.3.4 
Study Plasma Administration ........................................................................................ 33 
6.3.5 
Study Day 1...................................................................................................................... 34 
6.3.6 
Study Day 2...................................................................................................................... 34 
6.3.7 
Study Day 3...................................................................................................................... 35 
6.3.8 
Study Day 7 (±1) .............................................................................................................. 36 
6.3.9 
Study Day 14 (±2) ............................................................................................................ 37 
6.3.10 Study Day 28 (Day 28-32) ............................................................................................... 38 
6.4 
Special Pregnancy Follow-up Visit ......................................................................................... 38 
7 MEASURES OF EFFICACY, SAFETY, AND PHARMACOKINETICS ..................... 38 
7.1 
Pharmacokinetic Measures ..................................................................................................... 38 
7.2 
Influenza A Diagnostics - Viral Shedding .............................................................................. 38 
7.3 
Efficacy Measures .................................................................................................................... 38 
7.3.1 
Ordinal Scale ................................................................................................................... 38 
7.3.2 
NEW Score ...................................................................................................................... 39 
7.3.3 
PEW Score ....................................................................................................................... 40 
7.3.4 
SOFA Score ..................................................................................................................... 40 
7.3.5 
PELOD Score .................................................................................................................. 42 
7.3.6 
ARDS ............................................................................................................................... 44 
7.3.7 
Measures of clinical support .......................................................................................... 44 
7.3.8 
Efficacy Measures Not Used .......................................................................................... 44 
7.4 
Safety Evaluations .................................................................................................................... 45 
7.4.1 
Laboratory Evaluations ................................................................................................. 45 
7.5 
Research Tests .......................................................................................................................... 45 
8 RISKS/BENEFITS ................................................................................................................ 45 
8.1 
Potential Risks .......................................................................................................................... 45 
8.1.1 
Risk of Plasma Transfusions .......................................................................................... 45 
8.1.2 
Risk of Phlebotomy ......................................................................................................... 48 
8.1.3 
Risk of Oropharyngeal Swab ......................................................................................... 48 
8.2 
Potential Benefits ..................................................................................................................... 48 
8.2.1 
Benefits of Treatment ..................................................................................................... 48 
8.2.2 
Benefits of Diagnosis ....................................................................................................... 48 
8.2.3 
Alternatives...................................................................................................................... 48 
9 RESEARCH USE OF STORED HUMAN SAMPLES, SPECIMENS AND DATA ...... 48 
9.1 
Intended Use of the Samples/Specimens/Data ....................................................................... 48 
9.2 
Storage of Samples/Specimens/Data ....................................................................................... 48 

Protocol IRC005 
 
Page 4 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
9.3 
Storage of Genetic Sample ...................................................................................................... 48 
9.4 
Tracking Samples/Specimens/Data ........................................................................................ 49 
9.5 
Use of Samples/Specimens/Data at the Completion of the Protocol .................................... 49 
9.6 
Reporting Loss or Destruction of Samples/Specimens/Data ................................................ 49 
10 ASSESSMENT OF SAFETY ............................................................................................... 49 
10.1 Definitions ................................................................................................................................. 49 
10.2 Documenting, Recording, and Reporting Adverse Events ................................................... 50 
10.2.1 Assessment of Adverse Event ......................................................................................... 51 
10.2.2 Severity ............................................................................................................................ 51 
10.2.3 Causality .......................................................................................................................... 52 
10.3 Investigator Reporting Responsibilities to the Sponsor ....................................................... 52 
10.3.1 Adverse Events ................................................................................................................ 52 
10.3.2 Serious Adverse Events .................................................................................................. 53 
10.3.3 Unanticipated Problems ................................................................................................. 53 
10.4 Safety Reporting for Off Study Subjects ............................................................................... 53 
10.5 Investigator Reporting Responsibilities to the IRB .............................................................. 53 
10.6 Sponsor’s Reporting Responsibilities ..................................................................................... 53 
10.7 Safety Oversight ....................................................................................................................... 54 
10.7.1 Protocol Team Monitoring Plan .................................................................................... 54 
10.7.2 Sponsor Medical Monitor............................................................................................... 54 
10.8 Data and Safety Monitoring Plan ........................................................................................... 54 
10.9 Pausing Rules ........................................................................................................................... 55 
11 STUDY MONITORING ...................................................................................................... 55 
12 STATISTICAL CONSIDERATIONS ................................................................................ 55 
12.1 General Considerations ........................................................................................................... 55 
12.2 Sample Size and Power Considerations ................................................................................. 56 
12.3 Statistical Analysis ................................................................................................................... 57 
12.4 Endpoints .................................................................................................................................. 58 
12.4.1 Primary Endpoint ........................................................................................................... 58 
12.4.2 Secondary Endpoints ...................................................................................................... 58 
13 ETHICS/PROTECTION OF HUMAN SUBJECTS ......................................................... 58 
13.1 IRB/IEC Approval ................................................................................................................... 58 
13.2 Compliance with Good Clinical Practices (GCP) ................................................................. 59 
13.3 Informed Consent .................................................................................................................... 59 
13.4 Rationale for Research Subject Selection .............................................................................. 59 
13.4.1 Inclusion of Children ...................................................................................................... 59 
13.4.2 Inclusion of Pregnant Women ....................................................................................... 59 
13.4.3 Inclusion of Subjects Unable to Provide Informed Consent ....................................... 59 
13.4.4 Justification of Exclusions .............................................................................................. 59 
13.5 Anonymity and Confidentiality .............................................................................................. 60 

Protocol IRC005 
 
Page 5 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
13.6 Compensation ........................................................................................................................... 60 
14 DATA MANAGEMENT AND MONITORING ................................................................ 60 
14.1 Source Documents .................................................................................................................... 60 
14.2 Data Management Plan ........................................................................................................... 60 
14.3 Data Capture Methods ............................................................................................................ 60 
14.4 Study Record Retention........................................................................................................... 60 
15 REFERENCES ...................................................................................................................... 62 
16 APPENDIX A ........................................................................................................................ 64 
 
 
 

Protocol IRC005 
 
Page 6 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
List of Figures 
 
Figure 1: a) Therapeutic Efficacy of F(ab)2 Fragments Against H5N1; b) Efficacy of Passive 
Immunoprophylaxis Against H5N1 ......................................................................................... 13 
Figure 2: a) Proportion of participants with normalized respiratory status over time, by 
randomized treatment (ITT population); b) Proportion of participants with normalized 
respiratory status over time, by randomized treatment (modified ITT population - 
excluding participants with normalized respiratory status at baseline) .............................. 15 
Figure 3: a) Proportion of participants without ARDS present over time, by randomized treatment 
(ITT population restricted to subjects with ARDS at baseline); b) Proportion of 
participants with 20% improvement in score, by randomized treatment (ITT population) 
– Adults ...................................................................................................................................... 15 
Figure 4: Influenza H1N1, H3N1 and B HAI titer over time, by treatment received ......................... 17 
 
List of Tables 
 
Table 1: Summary of hospital/ICU stays and supplemental oxygen/mechanical ventilation during 
study follow-up, by randomized treatment ............................................................................. 16 
Table 2: Disposition following last hospital discharge, by randomized treatment (ITT population) 18 
Table 3: Proposed primary endpoint (clinical status measured on a 6-point ordinal scale) applied to 
IRC002 data (post-hoc analysis) .............................................................................................. 18 
Table 4: B/Mass H3N2 HAI titer over time, by treatment received (as-treated population) among 
those with Influenza Type B ..................................................................................................... 20 
Table 5: Schedule of Evaluations ............................................................................................................. 29 
Table 6: NEW Score ................................................................................................................................. 39 
Table 7: PEW Score .................................................................................................................................. 40 
Table 8: Use of SpO2/FiO2 in SOFA Score .............................................................................................. 41 
Table 9: PELOD Scoring System ............................................................................................................ 43 
Table 10: Berlin Criteria for ARDS ........................................................................................................ 44 
Table 11:  SAEs seen in IRC002 .............................................................................................................. 47 
Table 12: Anticipated Distribution of Subjects in the Ordinal Scale ................................................... 56 
 
 
 

Protocol IRC005 
 
Page 7 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
LIST OF ABBREVIATIONS 
AE 
Adverse Event/Adverse Experience 
ALT 
Alanine Aminotransferase 
Anti-HBc 
Hepatitis B Core Antibodies 
APACHE 
Acute Physiology And Chronic Health Evaluation (Score) 
ARDS 
Acute Respiratory Distress Syndrome 
AST 
Aspartate Aminotransferase 
CAP 
College of American Pathologists 
CFR 
Code of Federal Regulations 
CLIA 
Clinical Laboratory Improvement Amendment Of 1988 
CLIP 
Clinical Laboratory Improvement Program 
COI 
Conflict of Interest 
CSO 
Clinical Safety Office 
DFA 
Direct Fluorescent Antibody 
DIN 
Donation Identification Number 
DSMB 
Data and Safety Monitoring Board 
ECMO 
Extracorporeal Membrane Oxygenation 
eCRF 
Electronic Case Report Form 
EUA 
Emergency Use Authorization 
FDA 
Food and Drug Administration  
FP24 
Frozen Plasma-24 
FFP 
Fresh Frozen Plasma 
GCP 
Good Clinical Practice 
HAI 
Hemagglutination Inhibition  
HBsAg 
Hepatitis B Virus Surface Antigen 
HCV 
Hepatitis C Virus 
HIV 
Human Immunodeficiency Virus 
HTLV 
Human T-Cell Lymphotropic Virus 
ICH 
International Conference on Harmonisation  
ICU 
Intensive Care Unit 
IEC 
Independent Ethics Committee 
IND 
Investigational New Drug Application 
IRB 
Institutional Review Board 
ISBT 
International Society of Blood Transfusion 
IVIG 
Intravenous Immune Globulin  
IWRS 
Interactive Web Response System 
MAP 
Mean Arterial Pressure 
MOP 
Manual of Operations 
NAT 
Nucleic Acid Testing  
NA 
Neuraminidase 
NEWS (NEW score) 
National Early Warning Score 
NIAID 
National Institute of Allergy And Infectious Diseases 
NIRC 
NIAID Influenza Research Collaboration 
OCRPRO 
Office of Clinical Research Policy And Regulatory Operations 

Protocol IRC005 
 
Page 8 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
OP 
Oropharyngeal 
OTC 
Over the Counter 
PCR 
Polymerase Chain Reaction 
PELOD 
Pediatric Logistic Organ Dysfunction 
PEWS (PEW score) 
Pediatric Early Warning Score 
PK 
Pharmacokinetic 
SAE 
Serious Adverse Event 
SERF 
Safety Expedited Report Form 
SOFA 
Sequential Organ Failure Assessment 
SSS 
Social & Scientific Systems, Inc. 
TACO 
Transfusion-Associated Circulatory Overload 
TRALI 
Transfusion-Related Acute Lung Injury 
UP 
Unanticipated Problem 
UPnonAE 
Unanticipated Problem that is not an Adverse Event 
 
 

Protocol IRC005 
 
Page 9 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
PROTOCOL SUMMARY 
Full Title: 
A Randomized Double-Blind, Phase 3 Study Comparing the Efficacy and Safety 
of High-Titer versus Low-Titer Anti-Influenza Immune Plasma for the Treatment 
of Severe Influenza A 
 
Short Title: 
IRC-005 
 
Clinical Phase: 
3 
 
IND Sponsor: 
OCRPRO, NIAID 
 
Conducted by: 
NIAID Influenza Research Collaboration (NIRC) 
 
Sample Size: 
150  
Accrual Ceiling: 
Up to 300 subjects will be screened to randomize 150 subjects 
 
Study Population: 
Subjects aged two weeks or older, including children and pregnant women, 
hospitalized with severe influenza A infection 
 
Study Duration: 
November 2015 – November 2018 
 
Study Design: 
This randomized, double-blinded, multicenter Phase 3 trial will assess the 
efficacy and safety of anti-influenza immune plasma (also referred as “anti-
influenza plasma”) as an addition to standard of care antivirals in subjects 
hospitalized with severe influenza A infection (as defined in the inclusion 
criteria). Up to 40 sites in the United States will participate in this protocol. 
Adults and children may participate. There is no exclusion for pregnancy. 
 
 
A total of 150 eligible subjects will be randomized in a 2:1 ratio to receive either 
high-titer anti-influenza plasma or control (low-titer) plasma. All subjects will 
receive standard care antivirals. Randomization will be stratified by: 
 
Severity: in the intensive care unit (ICU), non-ICU hospitalization 
requiring supplemental oxygen, or non-ICU hospitalization not requiring 
supplemental oxygen.  
 
Age category (child/adult) 
 
 
Subjects will be assessed on Day 0 (baseline) and on Days 1, 2, 3, 7, 14, and 28. 
For participants who are not hospitalized on Days 2, 14, and 28, contact with the 
participant for the purpose of study data collection on those days may be 
performed by telephone. 
All subjects will undergo a series of efficacy, safety, and hemagglutination 
inhibition (HAI) assessments during the study. Blood samples will be collected 
on Day 0, 1, 3, and 7. Oropharyngeal (OP) swabs for influenza PCR will be 
obtained on Days 0 and 3. 
Study Agent: 
All plasma is from male donors to minimize the risk of transfusion-related acute 
lung injury (TRALI). The high-titer arm will receive human plasma with 
influenza A/H1N1 and A/H3N2 HAI titers of at least 1:80. The sponsor will try 
to supply units with as high a HAI as possible. The antigens for the HAI will be 

Protocol IRC005 
 
Page 10 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
for contemporary strains defined as strains contained within that year’s seasonal 
trivalent influenza vaccine. 
  
The control (low-titer) arm will receive human plasma with influenza A/H1N1 
and A/H3N2 HAI titers of 1:10 or less.  
 
Primary Objective: 
Evaluate the efficacy of treatment with high-titer versus low-titer anti-influenza 
immune plasma as an addition to standard care in subjects hospitalized with 
severe influenza A by clinical status at Day 7. 
 
Primary Endpoint: 
Subject clinical status at Day 7 (6-point ordinal scale): 
1. Death 
2. In ICU 
3. Non-ICU hospitalization, requiring supplemental oxygen 
4. Non-ICU hospitalization, not requiring supplemental oxygen 
5. Not hospitalized, but unable to resume normal activities 
6. Not hospitalized with full resumption of normal activities 
 
Secondary Objectives: 1. Evaluate the efficacy and safety of treatment with high-titer versus low-titer 
anti-influenza immune plasma plus standard care, using the following 
parameters: 
 
Subject clinical status (6-point ordinal scale) at Days 1, 2, 3, 14, and 28  
 
Duration of initial hospitalization  
 
28-day mortality  
 
In-hospital mortality during initial hospitalization 
 
Composite of mortality and hospitalization at Days 7, 14, and 28  
 
Change from baseline to Day 3 and Day 7 in National Early Warning 
(NEW)/ Pediatric Early Warning (PEW) score  
 
Duration of supplemental oxygen use among those requiring oxygen at 
randomization 
 
Incidence of new oxygen use during the study 
 
Duration of ICU stay among those requiring ICU admission at 
randomization 
 
Incidence of new ICU admission during the study 
 
Duration of mechanical ventilation use among those requiring mechanical 
ventilation at randomization 
 
Incidence of new mechanical ventilation use during the study 
 
Duration and severity of acute respiratory distress syndrome (ARDS) 
among those meeting the definition of ARDS at randomization 
 
Incidence and severity of new ARDS during the study 
 
Duration of extra corporeal membrane oxygenation (ECMO) use among 
those requiring ECMO at randomization 
 
Incidence of new ECMO use during the study 
 
Change from baseline to Day 3 and Day 7 in sequential organ failure 
assessment (SOFA) score for age ≥ 18 years, and pediatric logistic organ 
dysfunction (PELOD) score for age < 18 years  
 
Disposition (home, rehabilitation, chronic nursing facility, initial 
hospitalization ongoing at 28 days, died in hospital) following the initial 
hospitalization 

Protocol IRC005 
 
Page 11 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Percent of subjects with influenza virus detectable in OP sample at Day 3 
 
 
2. Compare the plasma and control groups for HAI titers at Days 1, 3, and 7. 
 
3. Evaluate the safety of high titer anti-influenza plasma as compared to low titer 
plasma as assessed by: 
 
Cumulative incidence of grade 3 and grade 4 adverse events (AEs) 
 
Cumulative incidence of serious adverse events (SAEs) 
 
 
 
 
 

Protocol IRC005 
 
Page 12 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
PRÉCIS 
Significant morbidity and mortality from influenza infections occur despite treatment with current 
antivirals. This randomized, double-blinded, multicenter phase 3 trial will assess the efficacy and safety 
of high-titer versus low-titer anti-influenza immune plasma in addition to standard care antivirals for the 
treatment of severe influenza A. Hospitalized subjects with severe influenza A will be eligible for study 
participation. Up to 40 sites in the United States will participate in this protocol. Adults and children may 
participate. There is no exclusion for pregnancy. 
A total of 150 eligible subjects will be randomized in a 2:1 ratio to receive either high-titer anti-influenza 
plasma or control (low-titer) plasma. All plasma is from male donors to minimize the risk of TRALI.  
Subjects will be assessed on Study Day 0 (baseline) and on Study Days 1, 2, 3, 7, 14, and 28. For 
participants who are not hospitalized on Days 2, 14, and 28, contact with the participant for the purpose of 
limited study data collection for those days may be performed by telephone. Study visits on Days 1, 3, 7 
must occur in person. All subjects will undergo a series of efficacy, safety, and HAI assessments during 
the study. Blood samples will be collected on Day 0, 1, 3, and 7. OP swabs for influenza PCR will be 
obtained on Days 0 and 3. 

Protocol IRC005 
 
Page 13 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
1 BACKGROUND INFORMATION AND SCIENTIFIC RATIONALE 
1.1 Influenza 
Despite antivirals and vaccines, influenza is responsible for 226,000 excess hospitalizations and 30,000 - 
50,000 deaths each year in the United States alone.[1] The number of deaths is estimated to be over 
500,000 worldwide. Circulating H1N1 and H3N2 isolates are highly resistant to amantadine and 
rimantadine, and consequently, these drugs are not therapeutic. Currently, the circulating strains are 
susceptible to oseltamivir and zanamivir. Previous circulating seasonal H1N1 influenza viruses have 
high-level resistance to oseltamivir. Additionally, resistance to oseltamivir occurring on therapy has been 
described in seasonal and avian influenza. [2] Due to the morbidity and mortality occurring despite 
treatment with current antivirals as well as the limited therapeutic options for influenza, additional 
therapeutics for influenza are warranted. One potential therapeutic that is fairly rapidly available is the use 
of high-titer anti-influenza immune plasma. 
1.2 Passive Immunotherapy in Influenza 
1.2.1 Summary of Previous Pre-Clinical Studies  
One small study in a BALB/c mouse model demonstrated the therapeutic efficacy of F(ab)2 fragments 
against a lethal dose of H5N1 virus. [3] In this model, the mice received an intraperitoneal injection of 50, 
100, or 200 µg F(ab)2 fragments/mouse with normal horse antibody as a control, 24 hours after infection. 
Fifty micrograms of anti-H5N1 F(ab)2 gave 70% protection, and 100 and 200 µg of anti-H5N1 F(ab)
2 
gave 100% protection. In contrast, the antibody-negative control (200 µg of nonimmune equine antibody) 
did not provide protection, and all the mice in this group died ( 
Figure 1a). 
 
 
      
 
 
 
 
 
 
Figure 1: a) Therapeutic Efficacy of F(ab)2 Fragments Against H5N1; b) Efficacy of Passive 
Immunoprophylaxis Against H5N1  
 
Researchers at St. Jude Children’s Research Hospital tested the prophylactic efficacy of convalescent 
plasma. Eleven-week-old mice were intraperitoneally injected with 350 µL of serum collected from mice 
that survived challenge with A/Vietnam/1203/04 (H5N1) virus after 2 doses of an influenza 
neuraminidase (NA) encoding DNA vaccine. A negative control serum was pooled from saline-injected 
mice (Figure 1b). Recipient mice were challenged with 10 MLD50 of A/Vietnam/1203/04 18 hours after 
passive immunization. [4] The mice that received the immune plasma were 100% protected. 

Protocol IRC005 
 
Page 14 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
1.2.2 
Summary of Previous Clinical Studies 
1.2.2.1 1918 H1N1 Retrospective Review 
Luke et al. conducted a meta-analysis of studies using convalescent blood products during the Spanish 
Influenza pandemic of 1918 and concluded that the approach may have been beneficial in the treatment of 
influenza pneumonia and ARDS. [5]  
1.2.2.2 Hong Kong H1N1 2009 Plasma Cohort Study 
A cohort study was conducted in Hong Kong by recruiting 93 patients aged > 18 years with severe H1N1 
2009 infection requiring intensive care. [6] All subjects were offered treatment with 500 mL of 
convalescent plasma with a neutralizing H1N1 2009 antibody titer of > 1:160, collected from patients 
recovering from H1N1 2009 infection. Twenty subjects (21.5%) agreed to receive the plasma treatment, 
and 73 subjects declined. All subjects received standard antiviral treatment and other supportive medical 
care. Clinical outcome was compared in the subjects treated with plasma with those who declined plasma 
treatment as the “untreated” controls. Mortality in the treatment group was significantly lower than in the 
control group (20.0% vs. 54.8%; P = .01). The acute physiology and chronic health evaluation 
(APACHE) score in the control arm was 13. For similar severity of illness as measured by the APACHE 
score, mortality from H1N1 in other series is reported as 20-25%. [7-10] There were no adverse events 
(AEs) attributed to the convalescent plasma. 
1.2.2.3 Hong Kong H1N1 2009 IVIG Randomized Controlled Trial 
A multi-center, prospective, double-blind, randomized controlled trial of a hyperimmune intravenous 
immunoglobulin was also conducted in Hong Kong.[11] Convalescent plasma from patients who 
recovered from the 2009 pandemic influenza infection was made into an immunoglobulin (H-IVIG). 
Patients with severe A/H1N1 infection on standard antiviral treatment requiring intensive care and 
ventilatory support were randomized to receive H-IVIG or normal IVIG. Thirty-five patients were 
randomized to receive H-IVIG (17 patients) or IVIG (18 patients). H-IVIG treatment was associated with 
significantly lower day 5 and 7 post-treatment viral load when compared to the control (p=0.04 and 
p=0.02 respectively). Subgroup multivariate analysis of the 22 patients who received treatment within 5 
days of symptom onset demonstrated that H-IVIG treatment was the only factor that independently 
reduced mortality [OR: 0.14, 95% CI, 0.02-0.92; p=0.04].  
1.2.2.4 IRC002 – Severe Seasonal Influenza Plasma Randomized Trial 
The NIAID Influenza Research Collaboration (NIRC) conducted a randomized study using high-titer anti-
influenza plasma. Subjects of any age were eligible if they had confirmed influenza A or B and had 
evidence of severe influenza defined as oxygen saturation of < 93% on room air or tachypnea (respiratory 
rate > 20 for adults, with higher rates defined for children). Ninety-eight subjects were enrolled between 
January 2011 and March 2015, including 11 children and 2 pregnant women. Subjects were randomized 
to receive standard care (including antivirals) or standard care plus 2 units of high-titer anti-influenza 
plasma defined as influenza A/H1N1 and A/H3N2, or influenza B HAI titer of at least 1:40. The primary 
endpoint was proportion of participants with normalized respiratory status over time. The final study 
analysis is noted below. 
At baseline (Day 0), 82% required oxygen, 43% were on mechanical ventilation, 58% were in the ICU, 
and 38% met criteria for acute respiratory distress syndrome (ARDS). Five subjects in the standard care 
arm and one subject in the plasma treatment arm died (ITT, logrank p=0.093). Fifty-three percent of 
subjects in the standard care arm and 67% of subjects in the plasma treatment arm normalized respiratory 
status by Day 28 (ITT logrank p=0.069; Figure 2a). More subjects in the plasma treatment arm 
normalized respiratory status in the 24-hour period between screening and baseline assessments. 
However, even when these were excluded there is still a trend towards efficacy in the plasma treatment 

Protocol IRC005 
 
Page 15 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
arm (ITT logrank p=0.26; Figure 2b). The treatment effect was primarily seen in subjects randomized 
within 4 days of symptoms. 
 
Figure 2: a) Proportion of participants with normalized respiratory status over time, by randomized 
treatment (ITT population); b) Proportion of participants with normalized respiratory status 
over time, by randomized treatment (modified ITT population - excluding participants with 
normalized respiratory status at baseline) 
 
Similar trends of efficacy were seen in proportion of subjects without ARDS (Figure 3a) and 
improvement of SOFA score (Figure 3b). 
 
 
Figure 3: a) Proportion of participants without ARDS present over time, by randomized treatment (ITT 
population restricted to subjects with ARDS at baseline); b) Proportion of participants with 
20% improvement in score, by randomized treatment (ITT population) – Adults 
 
Similar trends in efficacy were seen in days of hospitalization, days in the ICU, and days on mechanical 
ventilation (Table 1). No benefit was seen in days on oxygen (Table 1), resolution of symptoms, fever, or 
viral shedding (data not shown). 

Protocol IRC005 
 
Page 16 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Table 1: Summary of hospital/ICU stays and supplemental oxygen/mechanical ventilation during study 
follow-up, by randomized treatment 
 
 
While the IRC002 protocol required units to have an HAI of ≥ 1:40, the plasma units used for influenza A 
generally had an influenza A/H1N1 and A/H3N2 HAI titer of at least 1:80, and for influenza B the HAI 
titer was closer to 1:40. The HAI titers over time are the equivalent of pharmacokinetics (PK) for this 
intervention. The subjects’ serum was tested to contemporary strains (i.e., not all subjects were tested to 
all strains). In the plasma arm, this intervention raised the HAI for influenza A/H1N1 from 1:29 to 1:63 at 
Day 2 and 1:81 at Day 4 (standard care: 1:32 on Day 0, 1:40 on Day 2, 1:41 on Day 4). A similar increase 
was seen in A/H3N2. However, in influenza B, the HAI in the active and standard care arms were similar 
and did not increase significantly by Day 2. 
                        
 
	





Total
Anti-influenza Plasma
Standard Care
Standard Care Alone
(N=87)
(N=42)
(N=45)
Median (Q1, Q3)
9 (4, 21)
6 (4, 16)
11 (5, 25)
0.13
1
78 (90%)
40 (95%)
38 (84%)
0.096
2
7 (8%)
2 (5%)
5 (11%)
4
2 (2%)
0 (0%)
2 (4%)
No
32 (37%)
18 (43%)
14 (31%)
0.097
Yes - 1 or more episodes
50 (57%)
24 (57%)
31 (69%)
Median (Q1, Q3)
3 (0, 12)
2.5 (0.0, 9.0)
3 (0, 13)
0.37
No
12 (14%)
8 (19%)
4 (9%)
0.61
Yes - 1 or more episodes
75 (86%)
34 (81%)
41 (91%)
Median (Q1, Q3)
8 (2, 28)
7 (1, 28)
8 (3, 28)
0.52
No
43 (49%)
24 (57%)
19 (42%)
0.12
Yes - 1 or more episodes
44 (51%)
18 (43%)
26 (58%)
Median (Q1, Q3)
1 (0, 11)
0 (0, 6)
3 (0, 14)
0.14
*Wilcoxon rank sum
 
P-Value*
Randomized treatment
Mechanical ventilation
Days on mechanical ventilation
Days on supplemental oxygen
Supplemental oxygen
Days in hospital
Number of hospital admissions
Days in ICU
ICU admission

Protocol IRC005 
 
Page 17 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
                       
 
 
 
Figure 4: Influenza H1N1, H3N1 and B HAI titer over time, by treatment received 
 
Lastly, there was a trend in higher level of disposition after hospital discharge, with more subjects in the 
plasma treatment arm returning home, and more subjects in the control arm being hospitalized at Day 28 
(Table 2).  

Protocol IRC005 
 
Page 18 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Table 2: Disposition following last hospital discharge, by randomized treatment (ITT population) 
 
Another way to analyze treatment efficacy is to compare the clinical status of patients in the plasma and 
standard care groups at 7 days using an ordinal scale of 6 clinical states. This analysis is used in the 
INSIGHT anti-influenza IVIG study, and is proposed as the primary endpoint for the current study. When 
this ordinal scale is applied to the IRC002 data, there is good evidence of efficacy (Table 3).  
 
Table 3: Proposed primary endpoint (clinical status measured on a 6-point ordinal scale) applied to 
IRC002 data (post-hoc analysis)   
              
 
1.3 
Study Rationale 
Of subjects hospitalized with severe influenza (combining both IRC002 treatment groups together), 29% 
remained in the ICU and 60% had died or remained in the hospital on Day 7 (Table 3). There is need for 
better treatments in this population. The data from IRC002 strongly suggests that the addition of high-titer 
immune plasma to standard care can improve outcomes in this population. This present study aims to 
confirm these results in a continued search for better treatments for severe influenza.  
1.3.1 
Discussion of Design and Controls 
IRC002 was randomized, but not blinded and with no control intervention. While the primary endpoint 
chosen was objective (normalization of oxygenation and respiratory rate) and should not be influenced by 
the unblinded design, there remains the potential for bias influencing the study results. For example, the 
follow-up rate in IRC002 was less for those subjects randomized to receive standard care. Thus, assuring 
a completely blinded study was seen as critical for this study. 
Total
Anti-influenza Plasma +
Standard Care
Standard Care Alone
(N=87)
(N=42)
(N=45)
Released home - home health care not required
35 (41%)
21 (50%)
14 (33%)
0.029
Released home with home health care
13 (15%)
7 (17%)
6 (14%)
Transferred to long term care facility
12 (14%)
6 (14%)
6 (14%)
Hospitalization ongoing at Day 28
18 (21%)
7 (17%)
11 (26%)
Discharged to hospice care - home or inpatient
1 (1%)
0 (0%)
1 (2%)
Deceased
6 (7%)
1 (2%)
5 (12%)
Disposition after last hospital discharge
 
P-Value*
Randomized treatment
  
Randomized 
treatment 
 
 
Total 
(N=87) 
P+S 
(N=42) 
S 
(N=45) P-Value* 
Category at Day 7 N 
87 
42 
45 
0.020 
 
Not hospitalized with resumption of normal activities 
25 (29%) 17 (40%) 8 (18%) 
 
 
Not hospitalized, but unable to resume normal activities 
6 (7%) 
5 (12%) 
1 (2%) 
 
 
Non-ICU hospitalization, not requiring supplemental oxygen 
5 (6%) 
0 (0%) 
5 (11%) 
 
 
Non-ICU hospitalization, requiring supplemental oxygen 
19 (22%) 7 (17%) 12 (27%) 
 
 
In the intensive care unit (ICU) 
27 (31%) 13 (31%) 14 (31%) 
 
 
Death 
5 (6%) 
0 (0%) 
5 (11%) 
 
*Wilcoxon Test 

Protocol IRC005 
 
Page 19 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Several control arm interventions were considered for this study: 
 
Double Blind, with low-titer control plasma. This intervention would be easiest to blind. 
Additionally, it explicitly tests the hypothesis that the anti-influenza antibodies (as detected by 
HAI) are the component of plasma responsible for any treatment effect seen. 
 
Double Blind, with 5% albumin. The control would consist of adding 5% albumin to saline and 
putting it in a plasma bag with a standard ISBT label. It was thought that this may look like 
plasma from a distance, but by close inspection it would be easy to unblind. Blood Establishment 
personnel would be effectively unblinded. Due to the appearance, all units would have to be 
placed in an opaque bag, but hospital nurses would still need to inspect the bag and label per 
standard blood transfusion policies. Additionally, it was considered that the hospital nurse may 
question this plasma since it did not look like “normal” plasma. This would likely unblind the 
nurse administering the plasma. So additional staff would have to be used. However, even with 
these additional steps, it was considered unlikely that the blind could be maintained. 
 
Single Blind, with 5% albumin. This would blind subjects, but not blind the study team. This was 
considered more feasible due to some of the considerations above. However, single blind was not 
likely to add much scientific rigor above an unblinded study. 
 
No Blind, no control - similar to IRC002. The increased lost to follow-up rate in the control arm 
was attributed in part due to subjects not seeing value in participating in a study for which they 
were not “chosen” to receive the proposed treatment. Additionally, there is the concern that while 
the endpoints are objective the biases of investigators can never be completely excluded.  
 
After careful considerations of all options, the use of low-titer plasma was seen as the best control, and 
would allow a fully blinded study to be performed.  
Under IND 15771, the international study INSIGHT 006 (FLU-IVIG) is a multicenter, double-blind, 
randomized, placebo-controlled clinical trial comparing treatment with hyperimmune intravenous 
immunoglobulin (IVIG) versus saline placebo in hospitalized patients with locally confirmed influenza A 
or B who have a NEW score ≥ 2. By harmonizing study days, primary endpoint, and some secondary 
endpoint data between this plasma study and the FLU-IVIG study, additional study analysis can compare 
high-titer plasma vs. IVIG and high-titer plasma vs. saline to determine if treatment effect (if confirmed) 
is due to IgG or other components in human plasma. Therefore, this study was designed to have similar 
assessments, days of assessments, etc., to the INSIGHT 006 study. 
A NEW score (or PEW score) of 3 is used in this IRC005 study. The use of this score along with the 
requirement for hospitalization is an attempt to define a population that is hospitalized due to clinical 
manifestations of severe influenza rather than other indications. The IRC002 study required only hypoxia 
or tachypnea to be enrolled. By the NEW score, either of these criteria would be a score of 2. Eight 
percent of the IRC002 adult population with influenza A would be excluded by using a cut off of NEW 
score ≥ 3, but the NEW score also allows enrollment of population with severe influenza that did not 
quite meet the IRC002 population so is unlikely to decrease enrollment.  
Subjects with influenza B only are excluded from the IRC005 study. In IRC002, influenza B made up 
only 7% (7 subjects) of the study population. In general, it is hard to find units with high HAI titers to 
influenza B, so the cutoff of units used in the IRC002 study was 1:40. Analyzing the HAI titers for the 7 
subjects with influenza B, it is not clear (though the numbers are very small) that the plasma-treated arm 
had higher HAI titers (Table 4). So for reasons of both low incidence and low HAI titers, this study will 
not enroll subjects with influenza B. 
 

Protocol IRC005 
 
Page 20 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Table 4: B/Mass H3N2 HAI titer over time, by treatment received (as-treated population) among those 
with Influenza Type B 
 
2 
STUDY OBJECTIVES 
2.1 
Primary Objective 
Evaluate the efficacy of treatment with high-titer versus low-titer anti-influenza immune plasma as an 
addition to standard care in subjects hospitalized with severe influenza A. 
The primary endpoint will be assessed by the subject’s clinical status at Day 7 on a 6-point ordinal scale: 
1. Death 
2. In the ICU 
3. Non-ICU hospitalization, requiring supplemental oxygen 
4. Non-ICU hospitalization, not requiring supplemental oxygen 
5. Not hospitalized, but unable to resume normal activities 
6. Not hospitalized with full resumption of normal activities 
2.2 
Secondary Objectives 
1. Evaluate the efficacy and safety of treatment with high-titer versus low-titer anti-influenza immune 
plasma as an addition to standard care, using the following parameters: 
 
The ordinal primary outcome assessed at Days 1, 2, 3, 14, and 28  
 
Duration of initial hospitalization  
 
28-day mortality  
 
In-hospital mortality during initial hospitalization 
 
Composite of mortality and hospitalization at Days 7, 14, and 28  
 
Change from baseline to Day 3 and Day 7 in NEW/PEW score  
 
Duration of supplemental oxygen use among those requiring oxygen at randomization 
 
Incidence of new oxygen use during the study 
 
Duration of ICU stay among those requiring ICU admission at randomization 
 
Incidence of new ICU admission during the study 
 
Duration of mechanical ventilation use among those requiring mechanical ventilation at 
randomization 
 
Incidence of new mechanical ventilation use during the study 
 
Duration and severity of ARDS among those meeting the definition of ARDS at 
randomization 
 
Incidence and severity of new ARDS during the study 
 
Duration of ECMO use among those requiring ECMO at randomization 
 
Incidence of new ECMO use during the study 
 
Change from baseline to Day 3 and Day 7 SOFA score for age ≥ 18 years, and PELOD score 
for age < 18 years 
 
Disposition (home, rehabilitation, chronic nursing facility, initial hospitalization ongoing at 
28 days, died in hospital) following the initial hospitalization 

Protocol IRC005 
 
Page 21 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Percent of subjects with influenza virus detectable in OP sample at Day 3 
 
2. Compare the plasma and control groups for HAI titers at Days 1, 3, and 7. 
3. Evaluate the safety of high titer anti-influenza plasma as compared to low titer plasma as assessed by: 
 
Cumulative incidence of grade 3 and grade 4 adverse events (AEs) 
 
Cumulative incidence of serious adverse events (SAEs) 
 
3 
INVESTIGATIONAL PLAN 
3.1 
General 
Up to 300 subjects are planned for enrollment in order that 150 subjects may be randomized. Randomized 
adult subjects will receive 2 units of plasma. Randomized pediatric subjects will receive a weight-based 
infusion of plasma which, depending on the calculated plasma volume, may be one or two infusions. See 
Section 5.7 for specifics of the plasma dosing.  All subjects will be followed through Study Day 28. The 
study population will consist of males and females hospitalized with severe influenza A. 
3.2 
Definitions 
Definitions for the purpose of this study:  
 
Enrolled: For the purpose of collecting data and samples, and reporting AEs, a subject will be 
considered enrolled beginning from when the informed consent form is signed until the subject is 
considered “screen failure”, “discontinued”, or “completed”.  
 
 
Randomized: For the purpose of study reporting and data analysis, subjects are considered 
randomized when a randomization number is assigned. 
 
 
Screen Failures: Subjects are considered screen failures when they meet one of the following 
criteria after signing consent: 
◦ Screening tests reveal that the subject is ineligible. 
◦ Subject withdraws consent before being randomized. 
 
 
Discontinued: Subjects are considered discontinued when they meet one or both of the following 
criteria: 
◦ Subject withdraws consent after being randomized (refer to Section 4.4). 
◦ Subject is withdrawn by investigator after being randomized (refer to Section 4.5). 
 
 
Completed: Subjects are considered completed when they are followed through Study Day 28 or 
followed through to death at or prior to 28 days. 
3.3 
Overview of Study Design 
This randomized, double-blinded, multicenter Phase 3 trial will assess the efficacy and safety of high-titer 
versus low-titer anti-influenza immune plasma for the treatment of severe influenza A. Hospitalized 
subjects with severe influenza A (as defined in the inclusion criteria) will be eligible for study 
participation. Up to 40 sites in the United States will participate in this protocol. Adults and children may 
participate. There is no exclusion for pregnancy. 
A total of 150 eligible subjects will be randomized in a 2:1 ratio to receive either high-titer or low titer 
(control) anti-influenza plasma on Study Day 0 (refer to Section 5.7– Plasma Dose). All subjects will 
receive standard care antivirals (generally this would be oseltamivir). 

Protocol IRC005 
 
Page 22 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Subjects will be assessed on Study Day 0 (baseline) and on Study Days 1, 2, 3, 7, 14, and 28. For 
participants who are not hospitalized on Days 2, 14, and 28, contact with the participant for the purpose of 
study data collection on those days may be performed by telephone. 
All subjects will undergo a series of efficacy, safety, and PK (HAI) assessments during the study. Blood 
samples will be collected on Day 0, 1, 3, and 7. OP swabs for influenza PCR will be obtained on Day 0 
and 3.  
4 
STUDY POPULATION 
4.1 
Inclusion Criteria for Enrollment (Screening) 
1. Subjects must be aged 2 weeks or older. 
2. Hospitalization due to signs and symptoms of influenza  
Note: The decision for hospitalization will be made by the treating clinician. To be considered eligible, the 
hospitalization may either be an initial hospitalization, or a prolongation of a hospitalization due to a 
respiratory illness that was found to be from influenza. Influenza could be a component of a larger 
respiratory syndrome (i.e. COPD exacerbation thought to be triggered by influenza). However, respiratory 
syndromes that are not likely due to the virus should not be included (i.e. a subject that had mild influenza 
then developed pulmonary embolism and respiratory distress from the embolism). 
3. Study plasma available on-site or available within 24 hours after randomization. 
4. Not previously screened nor randomized in this study 
5. Willingness to have blood and respiratory samples obtained and stored. 
6. Willingness to return for all required study visits and participate in study follow up. 
 
4.2 
Inclusion Criteria for Randomization 
1. Locally determined positive test for influenza A (by PCR, other nucleic acid testing, or by rapid 
Ag) from a specimen obtained ≤ 48 hours prior to randomization. 
2. Onset of illness ≤ 6 days before randomization, defined as when the subject first experienced at 
least one respiratory symptom or fever. 
Note: For subjects with chronic respiratory symptoms (chronic cough, or COPD with baseline dyspnea), the 
onset of symptoms is defined as the point when the symptoms changed during this illness).  
3. Hospitalized due to influenza, with anticipated hospitalization for more than 24 hours after 
randomization. Criteria for hospitalization will be up to the individual treating clinician. 
4. NEW or PEW score ≥ 3 within 12 hours prior to randomization. 
5. ABO-compatible plasma available on-site or available within 24 hours after randomization. 
 
4.3 
Exclusion Criteria for Randomization 
Subjects who meet any of the following criteria will be excluded from study participation: 
1. Strong clinical evidence in the judgment of the site investigator that the etiology of illness is 
primarily bacterial super-infection in origin. Co-infection would be allowed, as there may be 
benefit to resolving influenza illness faster. Super-infection, where influenza illness occurred and 
is resolving, and new bacterial illness causing deterioration should be excluded. (e.g., if the 
subject’s respiratory infection is thought unlikely to benefit from additional antiviral therapy, this 
exclusion criteria would be met). 
2. Prior treatment with any anti-influenza investigational drug, anti-influenza investigational IVIG, 
or anti-influenza investigational plasma therapy within 30 days prior to screening. Other 
investigational drug therapies (non-influenza) and administration of plasma and/or IVIG for non-
influenza reasons are allowed.  
3. History of allergic reaction to blood or plasma products (as judged by the site investigator). 

Protocol IRC005 
 
Page 23 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
4. A pre-existing condition or use of a medication that, in the opinion of the site investigator, may 
place the individual at a substantially increased risk of thrombosis (e.g., cryoglobulinemia, severe 
refractory hypertriglyceridemia, or clinically significant monoclonal gammopathy). Prior IVIG 
use alone would not meet exclusion criteria, but the investigator should consider the potential for 
a hyper-coagulable state.  
5. Subjects who, in the judgment of the site investigator, will be unlikely to comply with the 
requirements of this protocol, including being uncontactable following discharge from hospital. 
6. Medical conditions for which receipt of 450-700 mL (or pediatric equivalent) of intravenous fluid 
may be dangerous to the subject (e.g., decompensated congestive heart failure). 
4.4 
Subject Withdrawal 
Subjects (or their legal surrogates if subjects are or become unable to make informed decisions) can 
terminate study participation at any time without prejudice. Subjects who indicate interest in withdrawing 
from the study should be asked about possible limited further study data collection and/or data usage, 
rather than full withdrawal. The most important data to obtain is safety data through Day 28 and primary 
endpoint data (clinical status at Day 7). This would require, at a minimum, a Day 28 by telephone contact 
for vital status (date of discharge, disposition, and any adverse events that occurred during the study) and 
a review of the available subject information for clinical status at Day 7. This is not considered full 
withdrawal of consent. The modified consent for limited follow-up should be noted in the source 
documentation. 
Subjects who fully withdraw consent will not be contacted further. The reason for withdrawal from the 
study is to be recorded in the source records and eCRF. 
Randomized subjects who withdraw from the study will not be replaced. 
4.5 
Discontinuation of Subject by Investigator 
The investigator also has the right to withdraw subjects for either of the following reasons: 
 
The subject is lost to follow-up. 
 
The subject experiences an AE, including complications incurred during plasma infusion, and the 
investigator believes that continuation in the study would be detrimental to the subject. In such 
cases, it is recommended that the subject remain in the study with safety follow-up through Day 
28.  The option of continued participation with limited intervention or even just observational 
data collection should be considered prior to investigator initiated discontinuation due to AE.  
Considerations for limited follow up are described in Section 4.4.  
 
Non-compliance with study procedures to the extent that it is potentially harmful to the subject or 
to the integrity of the study data. 
Lost to follow-up is defined as unsuccessful contact after at least two documented telephone calls.  
Any randomized subject withdrawn from the study will not be replaced.  
4.6 
Discontinuation of Study 
The Office of Clinical Research Policy and Regulatory Operations (OCRPRO), as the study sponsor, and 
the Food and Drug Administration (FDA), have the right to terminate this study at one or all sites at any 
time. The reviewing IRB/IEC has the right to terminate the study at the sites it is responsible for at any 
time.  

Protocol IRC005 
 
Page 24 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
5 
TREATMENT 
Subjects will be randomized on Study Day 0 in a 2:1 ratio to receive standard care plus either high-titer or 
low-titer anti-influenza plasma. Subjects will receive plasma directly compatible with their ABO blood 
type. 
5.1 
Materials, Supplies, and Study Blinding 
The study plasma is obtained under IND 14125. The investigational product anti-influenza immune 
plasma is collected from FDA-licensed, registered blood establishments in accordance to standard criteria.  
All plasma is from male donors to minimize the risk of TRALI.  
All plasma used in this study will have the following characteristics: 
 
Negative Anti-HIV-1/2 
 
Negative Anti-HTLV-I/II   
 
Negative Anti-HCV 
 
Negative HBsAg 
 
Negative for anti-HBc 
 
Negative serologic test for syphilis  
 
Negative West Nile Virus (WNV) NAT 
 
Negative HCV NAT 
 
Negative HIV NAT 
 
Negative for Zika NAT 
The blood establishments collecting the plasma follow all current FDA guidance.  
All plasma units used in this study have anti-influenza antibodies to influenza A (A/H1N1 or A/H3N2) as 
needed for this study. 
 
Active arm will receive human plasma (FFP or FP24) with both an influenza A/H1N1 and 
A/H3N2 HAI titer of at least 1:80. The sponsor will try to supply units with as high a HAI as 
possible. The antigens for the HAI will be for contemporary strains defined as strains contained 
within that year’s seasonal trivalent influenza vaccine.  
 
Control arm will receive human plasma (FFP or FP24) with both an influenza A/H1N1 and 
A/H3N2 HAI titer of 1:10 or less.  
 
Refer to Section 5.7 Plasma Dose, for dosing information. 
 
Both active and control plasma will be in standard plasma unit bags, with a study-specific ISBT label. 
High-titer units and low-titer units will have the same label. Blood establishment personnel and study 
team will remain blinded until after analysis. 
5.2 
Randomization 
Subjects who meet all criteria for enrollment will be randomized using an interactive web response 
system (IWRS) to receive high-titer anti-influenza plasma or low-titer plasma in a 2:1 ratio. A central 
randomization scheme has been prepared by the sponsor. Randomization is stratified by: 
 
Severity: in the ICU, non-ICU hospitalization requiring supplemental oxygen, or non-ICU 
hospitalization not requiring supplemental oxygen  
 
Age category (child/adult) 

Protocol IRC005 
 
Page 25 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
5.3 
Rationale for Selection of Doses in the Study 
Study plasma dosing is detailed in Section 5.7.  The total volume of plasma in adults can be estimated by 
multiplying actual body weight in kilograms by 40 mL/kg. [12] For a 70-kg person, the plasma volume 
would be estimated to be 2800 mL (40 mL/kg x70 kg). For nonimmune subjects assume this plasma 
volume has a HAI = 0. 
The volume of a unit of study plasma is approximately 250 mL (range 225-350 mL). Therefore, the adult 
study dose of 2 units of plasma would be equal to approximately 450-700 mL. A plasma volume of 500 
mL at a HAI titer of 1:160 would increase HAI in plasma to approximately 1:25. A plasma volume of 500 
mL at a HAI titer of 1:80 would increase HAI in plasma to approximately 1:13.  
In IRC002, in general, this model worked. Subjects receiving plasma had a geometric mean influenza 
A/H1N1 HAI titer of 1:26 on Day 0, 1:63 on Day 2, and 1:81 on Day 4, while the standard care alone 
group had a HAI titer of 1:30 on Day 0, 1:36 on Day 2, and 1:37 on Day 4. As expected, the titers on Day 
28 were essentially the same, (1:95 and 1:96 respectively) meaning any HAI increase from the plasma 
infusions is gone by Day 28.  
For children and neonates, the total volume of plasma is estimated between 37.3 and 54.8 mL/kg. [13, 14] 
Using a mean of 45 mL/kg, an anti-influenza plasma dose of 4 mL/kg would provide the same increase in 
HAI as would be expected in a 70-kg subject receiving 1 unit of plasma. The total dose of 2 units of 
plasma in adults is equivalent to 8 mL/kg in children (either as one infusion or two infusions, as noted in 
Section 5.7). 
5.4 
Study Plasma Supply, Packaging, and Labeling 
Sites have been given an initial supply of study plasma after IRB approval. The sites are resupplied with 
study plasma, as it is needed.  
Study plasma must be shipped with enough dry ice to ensure that the plasma remains frozen throughout 
the shipping process. All investigational products will be labeled with a standard ISBT label containing a 
study-specific plasma product code.  
5.5 
Site Receipt and Verification 
The site blood bank will acknowledge receipt of the supply of study plasma via the IWRS, verifying that 
the material remained frozen during transit, was received undamaged, and that the proper number of units 
were received. 
5.6 
Study Plasma Storage 
Study plasma must be maintained at -20°C or colder. Any excursion warmer than -18°C should follow the 
site SOP regarding suitability for infusion. If the plasma is not useable this should be documented, then a 
deviation should be filed and the sponsor should be notified.  
 
Any temperature excursion warmer than -20°C should be recorded and communicated to the sponsor. 
While this plasma may be useable for infusion, the temperature excursion may impact the plasma’s 
suitability for manufacturing (if units with high titer antibody are unused at the end of the season or at 
expiration). By communicating temperature excursions to the sponsor, the ultimate disposition of these 
units can be determined.  
 

Protocol IRC005 
 
Page 26 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
5.7 
Plasma Dose 
Specific study plasma unit(s), identified by donation identification number (DIN), will be assigned to 
subjects in the IWRS.   
 
Adult subjects will receive 2 units of assigned study plasma. 
o If an adult subject is of very small weight and/or stature, and the investigator thinks it is 
not safe to administer 2 units, then less than two full units can be administered and the 
reason for not administering the full two units should be described in the source 
documentation and entered in the eCRF. 
 
Pediatric subjects ≥ 56 kg, will receive 8 mL/kg not to exceed 2 units of assigned study plasma 
divided into 2 infusions (approximately 4 mL/kg of study plasma per infusion) (i.e. in larger 
children, this may be less than 8 mL/kg). Specify the total dose (volume) to be administered in 
the plasma order to ensure accurate dosing. 
 
Pediatric subjects ≥ 28 kg but < 56 kg will receive 8 mL/kg of assigned study plasma divided into 
2 infusions (approximately 4 mL/kg of study plasma per infusion).  Specify the total dose 
(volume) to be administered in the plasma order to ensure accurate dosing. 
 
Pediatric subjects < 28 kg will receive 8 mL/kg of assigned study plasma given in one infusion. 
The total dose of 8 mL/kg can be accomplished with one unit of plasma, thereby avoiding 
exposing the children to more than one donor. Specify the total dose (volume) to be administered 
in the plasma order to ensure accurate dosing. 
 
Subject Type 
Dosage 
Units of Plasma  
Adult  
450 -700 mL 
2 
Pediatric ≥ 56 kg 
4 mL/kg + 4mL/kg= 8 mL/kg 
total (448-700 mL) 
2 
Pediatric ≥ 28 kg but < 56 kg 
4 mL/kg + 4mL/kg =8 mL/kg 
total ( < 448 mL) 
2 
Pediatric < 28 kg 
8 mL/kg (< 224 mL) 
1 
 
5.8 
Study Plasma Preparation 
After receipt of the IWRS randomization notification, the appropriate site staff will order/ request the 
plasma by specifying the plasma ABO type and the DIN(s) included in the randomization notification.  
Site blood bank/transfusion services should verify the plasma to be infused and that the DIN(s) on the 
plasma unit(s) match the DINs specified in the plasma order, and should prepare the study plasma 
according to standard departmental procedures. 
The sponsor must be informed promptly of any study plasma units that are thawed but not administered to 
the assigned subject. If study plasma is thawed but not administered to the assigned subject, it must be 
destroyed in accordance with standard blood bank procedures. When dosing pediatric subjects, any 
allocated unused plasma must also be destroyed in accordance with standard blood bank procedures. 
5.9 
Study Plasma Administration 
Study plasma should be administered as soon as possible. The plasma should be started no later than 12 
hours after randomization for units that are available at a site, and no later than 24 hours for units that are 
shipped from the repository for that subject. The plasma infusion rate will be determined by the individual 
sites based on institutional policy.  

Protocol IRC005 
 
Page 27 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Before administration of study plasma, the investigator (or designated study staff) must verify the plasma 
label(s) to confirm that the DIN(s) on the plasma unit(s) match the IWRS randomization notification 
email for the subject, as well as to confirm the appropriate dose to be administered (refer to Section 5.7). 
Plasma DIN(s) and plasma product code(s) should be recorded in source documents at the time of 
infusion along with the volume administered. 
The calendar date and 24-hour clock time for study plasma administration should be recorded for the start 
and end of each infusion. The intervals between units may occur per a site’s blood establishment SOPs 
and/or normal practice. Pretreatment to minimize transfusion reactions (e.g. acetaminophen, 
diphenhydramine, etc.) according to local institutional policies are permitted in this study, but any such 
medications should be captured as concomitant medications.  
If an AE develops during infusion, the infusion may be slowed temporarily or permanently discontinued, 
as deemed appropriate by the investigator. As a guide, local side effects (e.g., infusion site burning) or 
non-allergic systemic effects (e.g., chills) can generally be alleviated by slowing the rate of infusion, 
whereas allergic side effects (e.g., rash, wheezing, hypotension) should result in the cessation of study 
plasma infusion. All grade 3 or grade 4 AEs, and all SAEs occurring during study plasma administration 
should be captured as noted in Section 10.2. Additionally, any AEs resulting in plasma discontinuation 
(regardless of AE grade) should be recorded.  
The investigator is ultimately responsible for making the decision to slow or stop study plasma infusion. 
If the infusion is discontinued, the subject should be treated according to best available local practices and 
procedures, and the Medical Monitor should be notified. Reason(s) for premature discontinuation of any 
plasma infusion must be documented in the medical record (source document) and on the eCRF. 
5.10 Plasma Accountability 
The investigator or his/her designee is required to maintain accurate study plasma accountability records. 
A binder containing instructions and the required accountability documentation will be provided to the 
investigator or his/her designee. When the study is completed, copies of the plasma accountability records 
will be maintained at the study site and all originals returned to the sponsor. Copies of the study plasma 
accountability records must be maintained with the rest of the documentation for the study. All unused 
study plasma must be returned to the repository or disposed of upon authorization by NIAID or its 
designee. All records regarding the disposition of study plasma must be available for inspection by the 
study monitors and regulatory authorities. 
5.11 Concomitant Medications 
Subjects will be monitored throughout the study for use of concomitant medications. Any prescription 
medications including IVIG, blood products, over-the-counter (OTC) preparations, herbal remedies, 
and/or nutritional supplements taken during the study period must be recorded on the eCRF.  
All subjects with confirmed influenza infection will receive an anti-influenza antiviral (e.g., oseltamivir, 
zanamivir).  
It is also anticipated that subjects may be treated with antibacterial agents, either for concomitant 
infection, or bacterial superinfection after influenza. The final decision for antibiotics (need, drug[s], and 
dose) and other medications will be made by the treating physician (except as noted below under 5.12 
Prohibited Medications). 

Protocol IRC005 
 
Page 28 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
5.12 Prohibited Medications 
Subjects may not receive investigational medications for influenza at any time during the study. Their use 
would not be considered standard care, and therefore withholding these compounds would still be 
consistent with best medical practice. This does not include licensed drugs available under an emergency 
use authorization (EUA) or approved medications at unapproved doses. 
5.13 Treatment Compliance 
Deviation(s) from the prescribed dosage regimen should be recorded in the eCRF and the subject’s source 
document.  
6 
STUDY PROCEDURES 
6.1 
Schedule of Evaluations 
A schedule of evaluations is presented as Table 5. A detailed presentation of assessments immediately 
follows the table. To ensure similar assessments of efficacy after plasma administration, the day of 
randomization will be noted to be Study Day 0, the first day after randomization is Study Day 1, etc. If 
the plasma is not administered until the day after randomization, the day of randomization should still be 
noted to be Study Day 0. 
In an attempt to standardize the data, the follow up study visits should preferably occur in the morning 
(i.e. prior to noon). However, any visit within the window (as defined on the schedule of evaluations is 
acceptable). 
 
 

Protocol IRC005 
 
Page 29 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Table 5: Schedule of Evaluations 
  
Screen 
Base
line  
Randomization 
Study Plasma Administration 
Follow-up 
Day +/- Window 
−1 to 0 
0 
0 
0 
1 
2* 
3 
7 ± 1 
14 ± 2* 
28 + 
4* 
Time 
  
  
  
Pre-
infusion 
1st unit 
plasma 
2nd unit 
plasma)5 
  
  
  
  
  
  
Evaluation/Procedure 
  
  
  
  
  
  
  
  
  
  
  
  
ELIGIBILTY 
  
  
  
  
  
  
  
  
  
  
  
  
Informed consent 
X 
  
  
  
  
  
  
  
  
  
  
  
Demographics & Medical History 
X 
  
  
  
  
  
  
  
  
  
  
  
Influenza A testing (PCR or rapid Ag)1 
X 
  
  
  
  
  
  
  
  
  
  
  
ABO typing2 
X 
  
  
  
  
  
  
  
  
  
  
  
STUDY DRUG ADMINISTRATION 
  
  
  
  
  
  
  
  
  
  
  
  
Randomize subject 
  
 
 X 
  
  
  
  
  
  
  
  
  
Plasma infusion 
  
  
  
  
X 
X 
  
  
  
  
  
  
STUDY PROCEDURES 
  
  
  
  
  
  
  
  
  
  
  
Vital signs including SpO2 
X 
X 
 
X 
X 
X 
X 
X 
X 
X 
 X 
X  
Clinical Data3 
X 
X 
  
  
  
X 
X 
X 
X 
X 
X  
Concomitant medications 
  
X 
 
X  
  
  
X 
X 
X 
X 
X 
X 
Adverse events 
  
X 
  
 X 
X  
X 
X 
X 
X 
X 
X 
SAFETY LABORATORY 
  
  
  
  
  
  
  
  
  
  
  
CBC, Chemistry Panel, and PT/INR4 
  
X 
 
  
  
  
X 
  
X 
X 
  
  
Pregnancy test (for females of childbearing potential) 
X 
  
  
  
  
  
  
  
  
  
  
RESEARCH LABORATORY PROCEDURES 
  
  
  
  
  
  
  
  
  
  
  
Blood for Serum 
  
X 
  
  
  
X 
  
X 
X 
  
  
Oropharyngeal Swab for virus isolation 
  
X 
  
  
  
  
  
X 
  
  
  
Notes: 
1. Influenza test results from a specimen obtained ≤ 48 hours prior to randomization may be used. 
2. Documented ABO typing may be utilized for screening and randomization; however, re-typing should be conducted prior to release of study plasma if required by institutional policies. 
3. Refer to Section 6.3 of the protocol for details of clinical data to be collected. 
4. CBC includes white cell count with differential (including neutrophil, and lymphocyte), hemoglobin, hematocrit, and platelets. Chemistry panel includes creatinine, glucose, total protein, total 
bilirubin, ALT/SGPT, AST/SGOT). 
5. For Pediatrics < 28 kg, there is no second unit plasma infusion. 
* This visit may be conducted via telephone. If conducted via telephone, the assessments should be restricted to the ordinal scale, oxygen requirements, new medical conditions, concomitant 
medication, and evaluation for AEs. 

Protocol IRC005 
 
Page 30 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.2 
Location and Personnel for Study Procedures 
Hospitalization is a requirement for enrollment into this study. The decision regarding duration of 
hospitalization will be made by the treating physician. Day 0 assessments and study plasma 
administration will occur in a hospital.  
Subsequent visits may occur in a health care facility or at home according to site practices and local law. 
Any sites performing home visits should have: 
 
IRB/IEC approval for home visits. 
 
Written study-specific procedures including obtaining samples with the storage condition and 
timeframe of this protocol that are approved by the study team. 
 
Documentation of institutional permission or policies permitting home visits including liability 
concerns. 
 
Adequate staff and resources to perform home visits (e.g., portable pulse oximeter for SpO2 
measurements).  
Data collected for clinical indications may be used (i.e. review of clinical chart) if obtained on the given 
day /within the specified window. Otherwise assessments need to be performed by the study team. All 
study assessments should be performed by members of the investigative team that are specifically 
designated to perform such activities (according to site practices, local law, and as designated on the 
appropriate study documents). 
6.3 
Detailed Description of Assessments 
6.3.1 
Study Day 1 to 0: Screening 
Subjects may be screened in the emergency room or hospital. Screening evaluations must be completed 
before randomization. 
6.3.1.1 Informed Consent 
One informed consent form will be used for both screening and enrollment into this protocol. Informed 
consent must be obtained prior to performing any study related activities. 
The site investigator will review the informed consent document with the subject or legal representative. 
Informed consent should be obtained from the subject, or if a subject is judged by the investigator to be 
unable to provide informed consent, consent should be obtained from his/her legally authorized 
representative. The use of a surrogate for consent may only be done if allowed by local regulation and 
must be in accordance with local requirements.  
As a guideline, children age 7 years or older should be presented the study assent (in addition to consent 
being obtained from his/her legally authorized representative). This age cutoff for assent may be adjusted 
for individual situations, and per institutional or site IRB policies/stipulations.  
Subjects who were previously unable to provide informed consent, but are able to do so on a given study 
day, should be re-consented for continued study participation. If a subject becomes able to provide 
consent between visits, the subject should return to the center at the next study visit to provide consent 
unless institutional policies allow telephone consent. 
 
 

Protocol IRC005 
 
Page 31 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.3.1.2 Demographics 
After informed consent is obtained, the following information should be recorded: 
 
Age 
 
Sex 
 
Ethnicity  
 
Race 
6.3.1.3 Medical History 
The investigator (or designee) will take a medical history following consent and conduct a complete 
physical examination. The following information should be recorded:  
 
Day of onset of influenza symptoms 
 
Influenza vaccination in the current season 
 
History of chronic medical conditions 
 
Any acute medical problems from the current hospitalization (including laboratory abnormalities) 
 
Current use of prescription and OTC medications 
 
History of allergies 
 
Additional history to be obtained from pregnant women includes last menstrual period, ultrasonic 
gestational age (if known), and complications during pregnancy. 
 
For women who are not of childbearing potential, the reason for this (if known) should be 
documented. 
 
Medical conditions noted at the time of consent should be recorded in the eCRF. Any conditions that 
develop after consent should be recorded on the AE page of the eCRF. 
6.3.1.4 Clinical Data at Screening  
 
Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the screening study assessment. Vital signs should be 
collected in a complete set within 30 minutes of each other. 
 
Early warning score 
 
NEW score for age ≥ 18 years 
 
PEW score for age < 18 years 
6.3.1.5 Influenza Testing 
The subject should have a respiratory specimen (nasal, throat, sputum, etc.) tested for influenza either by 
rapid antigen, PCR, or DFA that can detect influenza A. Test results from specimens that were collected 
within 48 hours before randomization may be used. If an influenza test was collected outside of the 48-
hour window, it must be repeated. 
6.3.1.6 Laboratory Testing 
The following tests should be performed and/or prior results collected at screening: 
 
Blood typing (ABO). 
o Prior blood typing results may be utilized for screening and randomization (as ABO 
typing is unlikely to change for a given individual). Results from an active blood typing 
(as per each institution’s policy) must be available prior to release and administration of 
study plasma.  

Protocol IRC005 
 
Page 32 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Urine or serum pregnancy test for females of childbearing potential. 
o Results from laboratory tests obtained up to 7 days before enrollment may be used for the 
pregnancy test. No exclusion is made based on pregnancy, but as this may alter a 
subject’s assessment of risks/benefits, it should be done at the time of screening.   
o If a female subject is not of childbearing potential, the underlying cause (i.e. 
premenarche, post-menopause, hysterectomy, etc.) should be included in source 
documentation. 
6.3.2 
Determination of Eligibility  
After the previously mentioned screening evaluations have been completed (i.e., medical history, 
laboratory tests), the investigator or designee is to review the inclusion/exclusion criteria and determine 
the subject’s eligibility for study randomization.  
Baseline evaluations will not be completed for screen failures. Only the following information will be 
collected on screen failures: demographics (age, screen number, sex, birth date, ethnicity, and race) and 
reason for ineligibility. Subjects who are found to be ineligible will be told the reason for ineligibility, and 
may not be re-screened for the study.  
Those subjects found eligible will have baseline data collected prior to randomization and plasma 
administration. Day 0 is considered the day of randomization. Baseline data should be collected just prior 
to randomization. 
6.3.3 
Study Day 0: Baseline Evaluation and Randomization  
6.3.3.1 Baseline Clinical Data  
 Clinical data must be collected just prior to randomization (no more than 4 hours between 
collection and randomization). 
 Vital signs, including SpO2. These values may be obtained from clinically collected information if 
they were obtained within 4 hours prior to randomization. Vital signs should be collected in a 
complete set within 30 minutes of each other. 
o This can be the same set of vital signs as used at screening as long as they were obtained 
within 4 hours prior to randomization. 
 Clinical data: 
 
Assessment of clinical status (6-point ordinal scale) 
 
Glasgow coma scale 
 
Early warning score 
 
NEW score for age ≥ 18 years  
 
PEW score for age < 18 years 
 
Organ dysfunction score 
 
SOFA score for age ≥ 18 years 
 
PELOD score for age < 18 years 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Chest x-ray finding if performed for clinical indication within 24 hours prior to 
randomization 
 Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 

Protocol IRC005 
 
Page 33 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Note: If the above-listed clinical data assessments were performed for screening and collected < 4 
hours prior to randomization, they do not need to be repeated for baseline assessment unless the 
investigator believes there has been a likely change in the score based on clinical assessment. 
 
 Review new medical conditions, concomitant medication, and evaluate for AEs that have 
occurred after informed consent. 
6.3.3.2 Baseline Clinical Safety Laboratory Tests  
Blood draws for the following laboratory tests will be performed prior to randomization and plasma 
administration. The results do not need to be available prior to randomization or plasma administration.  
 
CBC with differential white cell count (to include neutrophil and lymphocyte percentages), 
hemoglobin, hematocrit, and platelets 
 
Blood chemistries (creatinine, glucose, total protein, ALT/GPT, AST/GOT, total bilirubin) 
 
PT/INR 
 
Any tests not collected clinically, should be obtained according to the protocol. Results from laboratory 
tests performed for clinical indications < 12 hours before randomization may be used if available.  
6.3.3.2.1 Pediatric Blood Collection Guidelines 
Refer to institutional policies and recommendations on safe blood sample volume limits for pediatric 
patients. Sites may reduce the volume of research blood sample collection in order to remain within these 
limits. 
6.3.3.3 Baseline Research Procedures on Day 0 
The following baseline research procedures will be performed after screening evaluations and 
determination of eligibility have been completed but prior to randomization and plasma administration. 
These must be performed just prior to randomization (no more than 4 hours between collection and 
randomization).  Baseline research samples should not be collected for screen failures. 
 
OP (throat) swab for quantitative PCR 
 
25.5 mL of blood for adults or 8.5 mL of blood for children should be obtained. This will be used 
for the following laboratory tests: 
 
HAI to influenza A/H1N1 and A/H3N2 
 
Stored samples for other research tests evaluating the immune response to influenza as 
defined in Section 7.5 
6.3.3.4 Randomization 
Those subjects found eligible for randomization in this study will be randomized in the IWRS system as 
noted in Section 5.2, after baseline assessments have been completed.  
6.3.4 
Study Plasma Administration 
After all baseline evaluations and randomization have been completed, subjects will receive the study 
plasma. Refer to Section 5.7 for dosing information. The calendar date and 24-hour clock time for study 
plasma administration should be recorded for the start and end of each infusion.  
Vital signs should be obtained during plasma infusion according to institutional policies. Vital signs 
during infusion are not collected in the database. All grade 3 or grade 4 AEs (e.g. hypotension) or other 
events (chest pain, rash, etc.) and all SAEs occurring during study plasma administration should be 
captured as noted in Section 10.2.  

Protocol IRC005 
 
Page 34 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.3.5 
Study Day 1 
Day 1 is always the calendar day following the day of randomization, even if the plasma infusion starts 
late in the day of randomization or if the plasma infusion starts on the calendar day following the day of 
randomization. However, plasma administration should be completed prior to collecting the Day 1 visit 
procedures. 
6.3.5.1 Clinical Data on Day 1 
 Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs must be collected in a 
complete set within 30 minutes of each other. 
 Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Glasgow coma scale 
 
Organ dysfunction score 
 
SOFA score for age ≥ 18 years 
 
PELOD score for age < 18 years 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Chest x-ray finding if performed for clinical indication 
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 
 Review new medical conditions, concomitant medication, and evaluate for AEs 
6.3.5.2 Clinical Laboratory Tests on Day 1 
The following laboratory test will be performed: 
 
CBC with differential white cell count (to include neutrophil and lymphocyte percentages), 
hemoglobin, hematocrit, and platelets 
 
Blood chemistries (creatinine, glucose, total protein, ALT/GPT, AST/GOT, total bilirubin)  
 
PT/INR 
Results from laboratory tests performed for clinical indications < 12 hours before the visit may be used if 
available. Any tests not collected clinically, should be obtained according to the protocol. 
6.3.5.3 Research Procedures on Day 1 
The following research procedures will be performed: 
 
17 mL of blood for adults or 8.5 mL for children should be obtained. This will be used for the 
following laboratory tests: 
 
HAI to influenza A/H1N1 and A/H3N2  
 
Stored samples for other research tests evaluating the immune response to influenza as 
defined in Section 7.5 
6.3.6 
Study Day 2 
If the subject is no longer hospitalized, this visit may occur by telephone. In this case, the assessments 
below should be restricted to the ordinal scale, oxygen requirements, new medical conditions, 
concomitant medication, and evaluation for AEs.  

Protocol IRC005 
 
Page 35 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.3.6.1 Clinical Data on Day 2 
 Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs must be collected in a 
complete set within 30 minutes of each other. 
 Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Chest X-ray finding if performed for clinical indication 
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 
 
Review new medical conditions, concomitant medication, and evaluate for AEs 
6.3.7 
Study Day 3 
The subject’s ability to provide consent should be evaluated. Any subject who was unable to previously 
provide consent independently should be administered the informed consent according to institutional 
policies. 
6.3.7.1 Clinical Data on Day 3 
This visit must occur in the hospital or clinic, or be conducted as a home visit if authorized in accordance 
with Section 6.2. During this visit the following will occur: 
 
Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs should be collected in a 
complete set within 30 minutes of each other. 
 
Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Glasgow coma scale 
 
Early warning score 
 
NEW score for age ≥ 18 years 
 
PEW score for age < 18 years 
 
Organ dysfunction score 
 
SOFA score for age ≥ 18 years 
 
PELOD score for age < 18 years 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Chest x-ray finding if performed for clinical indication 
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 
 
Review new medical conditions, concomitant medication, and evaluate for AEs 
 
 

Protocol IRC005 
 
Page 36 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.3.7.2 Clinical Safety Laboratory Tests on Day 3 
The following laboratory test will be performed: 
 
CBC with differential white cell count (to include neutrophil and lymphocyte percentages), 
hemoglobin, hematocrit, and platelets 
 
Blood chemistries (creatinine, glucose, total protein, ALT/GPT, AST/GOT, total bilirubin) 
 
PT/INR 
Results from laboratory tests performed for clinical indications < 12 hours before the visit may be used if 
available. Any tests not collected clinically, should be obtained according to the protocol. 
6.3.7.3 Research Procedures on Day 3 
The following research procedures will be performed: 
 
OP (throat) swab for quantitative PCR 
 
17 mL of blood for adults or 8.5 mL for children should be obtained. This will be used for the 
following laboratory tests: 
 
HAI to influenza A/H1N1 and A/H3N2   
 
Stored samples for other research tests evaluating the immune response to influenza as 
defined in Section 7.5 
6.3.8 
Study Day 7 (±1) 
The subject’s ability to provide consent should be evaluated. Any subject who was unable to previously 
provide consent independently should be administered the informed consent according to institutional 
policies. 
6.3.8.1 Clinical Data on Day 7 
This visit must occur in the hospital or clinic, or be conducted as a home visit if authorized in accordance 
with Section 6.2. During this visit the following will occur: 
 Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs should be collected in a 
complete set within 30 minutes of each other. 
 Concomitant medications 
 Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Glasgow coma scale 
 
Early warning score 
 
NEW score for age ≥ 18 years 
 
PEW score for age < 18 years 
 
Organ dysfunction score 
 
SOFA score for age ≥ 18 years 
 
PELOD score for age < 18 years 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Chest x-ray finding if performed for clinical indication  
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 

Protocol IRC005 
 
Page 37 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
 
Review new medical conditions, concomitant medication, and evaluate for AEs 
6.3.8.2 Clinical Safety Laboratory Tests on Day 7 
The following laboratory test will be performed: 
 
CBC with differential white cell count (to include neutrophil and lymphocyte percentages), 
hemoglobin, hematocrit, and platelets 
 
Blood chemistries (creatinine, glucose, total protein, ALT/GPT, AST/GOT, total bilirubin) 
 
PT/INR 
Results from laboratory tests performed for clinical indications < 24 hours before the visit may be used if 
available. Any tests not collected clinically, should be obtained according to the protocol. 
6.3.8.3 Research Procedures on Day 7 
The following research procedures will be performed: 
 
17 mL of blood for adults or 8.5 mL for children should be obtained. This will be used for the 
following laboratory tests: 
 
HAI to influenza A/H1N1 and A/H3N2   
 
Stored samples for other research tests evaluating the immune response to influenza as 
defined in Section 7.5 
6.3.8.4 Day 7 Clinical Status 
If the Day 7 visit does not occur, in person, attempts should be made to call the subject to obtain 
information about their disposition and functional status (in order to score the Day 7 Clinical Status 
[primary endpoint]). If the subject cannot be reached by phone, the hospital record should be reviewed to 
determine if/when the subject was discharged, and to determine the clinical status on Day 7.  This missed 
visit may still be a protocol deviation, but this would allow the primary endpoint to be ascertained.  
6.3.9 
Study Day 14 (±2) 
If the subject is no longer hospitalized, this visit may occur by telephone. In this case, the assessments 
below should be restricted to the ordinal scale, oxygen requirements, new medical conditions, 
concomitant medication, and evaluation for AEs. The subject’s ability to provide consent should be 
evaluated. Any subject who was unable to previously provide consent independently should be 
administered the informed consent according to institutional policies. 
6.3.9.1 Clinical Data on Day 14  
 Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs should be collected in a 
complete set within 30 minutes of each other. 
 Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 
 
Review new medical conditions, concomitant medication, and evaluate for AEs 

Protocol IRC005 
 
Page 38 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
6.3.10 Study Day 28 (Day 28-32) 
If the subject is no longer hospitalized, this visit may occur by telephone. In this case, the assessments 
below should be restricted to the ordinal scale, oxygen requirements, new medical conditions, 
concomitant medication, and evaluation for AEs.  
6.3.10.1 Clinical Data on Day 28 
 Vital signs, including SpO2. These values may be obtained from clinically collected information 
if they were obtained within 4 hours of the study assessment. Vital signs should be collected in a 
complete set within 30 minutes of each other. 
 Clinical data 
 
Assessment of clinical status (6-point ordinal scale) 
 
Measures of clinical support: 
 
Hospitalization 
 
Oxygen requirement 
 
Mechanical ventilator requirement 
 
ICU requirement 
 
ECMO requirement 
 
Assessment of ARDS using PaO2 (or SpO2), FiO2, and recent chest x-ray data. 
 
Review new medical conditions, concomitant medication, and evaluate for AEs 
6.4 
Special Pregnancy Follow-up Visit 
Pregnant subjects should have additional follow-up to evaluate outcomes of the pregnancy. These visits 
may occur in the hospital, clinic, by chart review, or by telephone, and should occur every month (±2 
weeks, by calendar day of each month) starting one month after discharge until after delivery. The 
purpose is to assess for SAEs and for pregnancy outcome including gestational age at outcome and live 
births. 
7 
MEASURES OF EFFICACY, SAFETY, AND PHARMACOKINETICS  
7.1 
Pharmacokinetic Measures 
Anti-influenza A/H1N1 and A/H3N2 antibodies will be measured by HAI in all subjects on Study Day 0 
(pre-infusion), 1, 3, and 7. 
7.2 
Influenza A Diagnostics - Viral Shedding 
OP swabs will be processed to determine quantitative PCR for influenza A.  
7.3 
Efficacy Measures 
7.3.1 
Ordinal Scale 
The ordinal scale is an assessment of the clinical status at the first assessment of a given study day (i.e., at 
approximately 8AM). The clinical status should be recorded as the subject currently exists, without 
consideration as to need (i.e., is the subject in the ICU, and not does the subject have medical needs to be 
in the ICU, or has the subject been discharged home and not is the subject capable at that moment of 
being discharged to home). The scale is as follows: 
1. Death 
2. In ICU 
3. Non-ICU hospitalization, requiring supplemental oxygen 
4. Non-ICU hospitalization, not requiring supplemental oxygen 

Protocol IRC005 
 
Page 39 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
5. Not hospitalized, but unable to resume normal activities 
6. Not hospitalized with full resumption of normal activities 
 
For the purposes of this study, resumption of normal activities refers to resumption of activities that the 
subject could undertake prior to first onset of symptom(s) of influenza. 
7.3.2 
NEW Score 
The NEW Score has demonstrated an ability to discriminate patients at risk of poor outcomes. [15] This 
score is based on 7 clinical parameters. The NEW Score is being used for inclusion criteria, and for 
efficacy (change from baseline to Day 3 and Day 7). For inclusion criteria, the NEW score is used to 
define severe influenza.  Therefore, the subject must have had a NEW score ≥ 3 within 12 hours prior to 
randomization.  For efficacy, baseline and follow-up days, the score should be calculated as it is at the 
time of assessment, i.e., no attempt should be made to find the best or worst score in a period of time.  
All parameters of the NEW score, including vitals, must be collected as a complete set within 30 minutes 
of each other. From Day 1 onwards, this should be evaluated at the first assessment of a given study day 
(i.e., at approximately 8AM). These parameters can be obtained from the hospital chart if performed 
within 4 hours of the time of assessment, or can be measured at the time of assessment. 
Table 6: NEW Score 
 
 
 

Protocol IRC005 
 
Page 40 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
7.3.3 
PEW Score 
The PEW score is a numerical scoring system to define pediatric patients at risk of clinical deterioration. 
[16] This score is based on 7 clinical parameters. The PEW Score is being used for inclusion criteria, and 
for efficacy (change from baseline to Day 3 and Day 7). For inclusion criteria, the PEW score is used to 
define severe influenza.  Therefore the subject must have had a PEW score ≥ 3 within 12 hours prior to 
randomization.  For efficacy, baseline and follow-up days, the score should be calculated as it is at the 
time of assessment, i.e., no attempt should be made to find the best or worst score in a period of time.  
All parameters of the PEW score, including vitals, must be collected as a complete set within 30 minutes 
of each other. From Day 1 onwards, this should be evaluated at the first assessment of a given study day 
(i.e., at approximately 8:00 AM). These parameters can be obtained from the hospital chart if performed 
within 4 hours of the time of assessment, or can be measured at the time of assessment. 
Table 7: PEW Score 
 
7.3.4 
SOFA Score 
The SOFA score is a scoring system to determine the extent of a person's organ function or rate of failure. 
[17, 18] The score is based on six different scores, one each for the respiratory, cardiovascular, hepatic, 
coagulation, renal, and neurological systems. Baseline assessment should be based on data collected 
closest to (but also prior to) randomization and plasma administration.  Each subsequent day should use 
the worst value for each parameter in the preceding 24 hour period. 
 
Respiratory System 
When using PaO2: 
PaO2/FiO2 (mmHg) 
0 = PaO2/FiO2 ≥ 400 
1 = PaO2/FiO2 < 400 
2 = PaO2/FiO2 < 300 
3 = PaO2/FiO2 < 200 and mechanically ventilated 
4 = PaO2/FiO2 < 100 and mechanically ventilated 
 

Protocol IRC005 
 
Page 41 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
PaO2 should be used if available.  However, if PaO2 is not available, the following table can be used to 
generate the SOFA score with SpO2 [19]:  
Table 8: Use of SpO2/FiO2 in SOFA Score 
 
 
 
 
 
 
 
 
 
 
 
Note: The original SpO2/FiO2 Ratio as published would require a SpO2 > 110% to achieve a SOFA score of 0. 
Therefore, this score has been modified to accept a SpO2 of 96% or greater on room air as normal (i.e. a 
SpO2/FiO2 Ratio of ≥ 457 would be a SOFA score = 0). 
 
Nervous System 
Glasgow coma score 
0 = GCS score of 15 
1 = GCS score of 13-14 
2 = GCS score of 10-12 
3 = GCS score of 6-9 
4 = GCS score of < 6 
 
Cardiovascular System 
Mean arterial pressure (MAP) OR administration of vasopressors required (vasopressor drug 
doses are in mcg/kg/min) 
0 = No hypotension 
1 = MAP < 70 mmHg 
2 = dopamine ≤ 5 or dobutamine (any dose) 
3 = dopamine > 5 OR epinephrine ≤ 0.1 OR norepinephrine ≤ 0.1 
4 = dopamine > 15 OR epinephrine > 0.1 OR norepinephrine > 0.1 
 
Liver 
Total Bilirubin (mg/dL) 
0 = Total Bilirubin < 1.2  
1 = Total Bilirubin 1.2 - 1.9 
2 = Total Bilirubin 2.0 - 5.9 
3 = Total Bilirubin 6.0 - 11.9 
4 = Total Bilirubin ≥ 12.0 
 
 
 
SOFA 
Respiratory 
System Points 
(using SpO2)  
SpO2/FiO2Ratio 
PEEP < 8 
or not intubated 
PEEP 8-12 
PEEP > 12 
0 
≥ 457 
≥ 515 
≥ 425 
1 
< 457 
< 515 
< 425 
2 
< 370 
< 387 
< 332 
3 
< 240 
< 259 
< 234 
4 
< 115 
< 130 
< 129 

Protocol IRC005 
 
Page 42 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Coagulation 
Platelets×103/µL 
0 = Platelets ≥ 150 ×103/µL 
1 = Platelets < 150 ×103/µL 
2 = Platelets < 100 ×103/µL 
3 = Platelets < 50 ×103/µL 
4 = Platelets < 20 ×103/µL 
 
Renal System 
Creatinine (mg/dL) (or urine output) 
0 = Creatinine < 1.2 mg/dL 
1 = Creatinine 1.2 - 1.9 mg/dL 
2 = Creatinine 2.0 - 3.4 mg/dL 
3 = Creatinine 3.5 - 4.9 mg/dL, or urine output < 500 mL/d 
4 = Creatinine ≥ 5.0, or urine output < 200 mL/d, or dialysis requirement 
7.3.5 
PELOD Score 
The PELOD score is an organ dysfunction score that can be used in the pediatric population to 
sequentially evaluate organ dysfunction and predict mortality. Studies have noted that to calculate the 
PELOD score, each organ dysfunction received points for the variable associated with the highest points. 
For example, if the worst heart rate of the day was 200 beats/min (10 PELOD points) and systolic blood 
pressure remained at 30 mmHg (20 PELOD points), then 20 PELOD points were assigned. The maximum 
number of points for an organ is 20, and the maximum PELOD score 71 [20, 21]. Baseline assessment 
should be based on data collected closest to (but also prior to) randomization and plasma administration.  
Each subsequent day should use the worst value for each parameter in the preceding 24 hour period. 
Special Considerations for Respiratory Score: 
 
If blood gas testing was not performed for clinical reasons (e.g., as part of medical care) and the 
subject is not intubated, it can be assumed that the PaO2/FiO2 ratio is >70 and PaCO2 is ≤ 90, and 
the respiratory score would be 0. 
 
If the subject is intubated then there will likely be, as part of routine care, an ABG or VBG to 
determine if the score is 1 or 10 points.  
o A PaO2/FiO2 ratio is ≤ 70 and PaCO2 is > 90 is very severe disease. If no ABG or VBG is 
available, the clinical team will be able to estimate if the PaO2/FiO2 ratio is ≤ 70 or 
PaCO2 is > 90 based on severity of disease, in which case the respiratory score would be 
10.  
 

Protocol IRC005 
 
Page 43 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Table 9: PELOD Scoring System 
 
 
 
0
1
10
20
Neurological*
Glasgow coma score
12–15
7–11
4–6
3
and
or
Pupillary reactions
Both reactive
NA
Both fixed
NA
Cardiovascular†
Heart rate (beats/min)
<12 years
≤195
NA
>195
NA
≥12 years
≤150
NA
>150
NA
and
or
Systolic blood pressure 
(mm Hg)
<1 month
>65
NA
35–65
<35
1 month−1 year‡
>75
NA
35–75
<35
1–12 years‡
>85
NA
45–85
<45
≥12 years
>95
NA
55–95
<55
Renal
Creatinine (mg/dl)
<7 days
<1.58
NA
≥1.58
NA
7 days−1 year‡
<0.39
NA
≥0.39
NA
1–12 years‡
<1.13
NA
≥1.13
NA
≥12 years
<1.58
NA
≥1.58
NA
Respiratory§
PaO2 (mmHg)/FIO2 ratio
>70
NA
≤70
NA
and
or
PaCO2 (mmHg)
≤90
NA
>90
NA
and
Mechanical ventilation§
No ventilation
Ventilation
NA
NA
Hematological
White blood cell count 
(×109/L)
≥4.5
1.5–4.4
<1.5
NA
and
or
Platelets (×109/L)
≥35
<35
NA
NA
Hepatic
Aspartate transaminase 
(IU/L)
<950
≥950
NA
NA
and
or
Prothrombin time (or INR)
>60
≤60
NA
NA
(<1.40)
(≥1.40)
Notes:
PaO2=arterial oxygen pressure. FIO2=fraction of inspired oxygen. 
PaCO2 =arterial carbon dioxide pressure. INR=international normalized ratio.
† Heart rate and systolic blood pressure: do not assess during crying or iatrogenic agitation.
‡ Strictly less than.
* Glasgow coma score: use lowest value. If patient is sedated, record estimated Glasgow coma score before 
sedation. Assess patient only with known or suspected acute central nervous system disease. 
Scoring system
§ If arterial measurement of PaO2 unavailable, estimate fPaO2/FIO2 ration from SaO2.  Mechanical 
ventilation: the use of mask ventilation is not counted as mechanical ventilation.measurement only. PaCO2 may 
be measured from arterial, capillary, or venous samples.
Organ dysfunction and variable

Protocol IRC005 
 
Page 44 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
7.3.6 ARDS 
The incidence of ARDS will be assessed at each study day using the revised Berlin definition of ARDS. 
[22] 
 
Table 10: Berlin Criteria for ARDS 
 
 
If PaO
2 is not available, the Manual of Operations (MOP) provides instructions for estimating the 
PaO
2/FiO
2 ratio from the FiO2 and SpO2.  
 
The oxygenation assessment should be within 4 hours of the assessment of ARDS. If there is no chest 
imaging on the day of assessment, the most recent imaging may be used. Subjects meeting all criteria 
meet criteria for ARDS. Severity should be graded based on the oxygenation in the above table. 
7.3.7 Measures of clinical support 
At each study day, the following measure of clinical support should be assessed: 
 Hospitalization 
 Oxygen requirement 
 Mechanical ventilator requirement 
 ICU requirement 
 ECMO requirement 
 
If any of these are present, it should be determined if these are new or ongoing from previous study visits. 
In the case of a new requirement, the date started should be recorded (not just the date of assessment). 
 
If there were previous interventions that are no longer needed, the date of discontinuation should be noted 
(not just the date of assessment).  
7.3.8 Efficacy Measures Not Used 
In IRC002, symptom resolution provided no discriminating power in this population. Additionally, it is 
notoriously inaccurate, and therefore will not be collected in this study. Most subjects in IRC002 did not 
have fever, and therefore resolution of fever will not be used in this study. 

Protocol IRC005 
 
Page 45 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
7.4 
Safety Evaluations 
As both arms are receiving plasma, the study is not designed to determine the safety of plasma. The safety 
profile of plasma, however, is well known from decades of transfusions. This study will be able to 
determine the safety of specific anti-influenza plasma to determine if the rate of AEs is higher, lower, or 
no different than standard (low-titer) plasma.  
7.4.1 
Laboratory Evaluations 
All laboratory evaluations (except reference endpoint assays) will be performed at the local CLIA, CLIP, 
or CAP certified clinical laboratory (comparable certifications that are not listed maybe be used after 
approval by the sponsor). The same laboratory should be used throughout the study for a given subject. 
Blood samples will be collected at screening if necessary for ABO typing or pregnancy testing, and on 
Study Days 0, 1, 3, and 7, for evaluation of routine laboratory safety (chemistry, complete blood count 
with differential). The investigator is to use the “Division of AIDS Table for Grading the Severity of 
Adult and Pediatric Adverse Events” Version 2.0, November 2014 which can be found in Appendix A.  
7.5 
Research Tests  
At visits noted in Section 6, blood will be obtained for other laboratory tests that help characterize 
subjects’ immune response to influenza. This could include antibody response to influenza and other 
biomarkers of severity of disease. Additionally, OP swabs are obtained for the purpose of assessing viral 
replication, and any remaining samples may be used to assess other aspect of the virus infection (such as 
sequencing).  No genetic testing of the subject is done on these samples. Any use of these specimens 
beyond the above stated purposes will require review of the planned research by the IRB/IEC. 
8 
RISKS/BENEFITS 
8.1 
Potential Risks 
8.1.1 
Risk of Plasma Transfusions 
Possible transfusion reactions and adverse events are outlined below. The management of all reactions to 
plasma should follow institutional policies and clinician’s judgement.  
 
Common risks of plasma transfusions may include one or more of the following: fever, rash, hives, or 
headache.  
 
Allergic transfusion reactions can occur when patients have antibodies that react with proteins in the 
plasma. They can present with urticaria, itching, and/or fevers that occur soon after starting a transfusion. 
Symptoms are usually controlled by slowing the transfusion and giving antihistamine. Generally, the 
transfusion may be continued if the symptoms are self-limited.  
 
TRALI may occur, but this risk is minimized by only using male-donated plasma in this study (as noted 
in Section 5.1). TRALI is characterized by a clinical constellation of symptoms including dyspnea, 
hypotension, and fever. Although the precise pathogenesis of TRALI remains unknown, it has been 
shown to be related to the transfusion of anti-HLA class I and anti-neutrophil antibodies most often from 
plasma from multiparous women (antibodies presumably generated during pregnancy) or donors who 
have received multiple blood transfusions. The risk of TRALI is reported as 1 out of 5000 transfusions. 
[23] 
 
The infused plasma volume is roughly 450-700 mL, so there is the risk of volume overload in the 
recipient which could cause pulmonary edema. Transfusion-associated circulatory overload (TACO) has 

Protocol IRC005 
 
Page 46 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
been associated with plasma infusion and may be clinically indistinguishable from TRALI even though 
the physiologic mechanisms differ. TACO is hydrostatic not permeability edema and more responsive to 
diuresis when it occurs. [24] Subjects with preexisting conditions who may not tolerate this volume of 
plasma will be excluded from this study, but this condition could still occur in recipients. 
There are case reports of pulmonary emboli occurring after administration of IVIG and plasma therapy, 
though definitive studies assessing risk are lacking. [25] In one series, 5 of 10 subjects critically ill with 
H1N1 were shown to have pulmonary emboli. [26] This high percentage has not been shown in other 
H1N1 series, and pulmonary emboli have been shown to develop in approximately 10%-15% of critically 
ill adults. [27] However, the potential risk of pulmonary embolism exists.  
In IRC002, one SAE of liver injury was considered to be possibly related to the plasma administration.  
Acute liver injury has been observed in other subjects and considered not related to the plasma.  In 
IRC005, one SAE of stroke was considered to be possibly related to the plasma administration.  Strokes 
were seen at a similar frequency in both the plasma and the control arm of IRC002 (where no plasma was 
given) and were not considered related to study plasma in that study.  Given the severity of illness in the 
population being treated, exact attribution of causality of these events is difficult.  
Other more serious risks are rare and may include the following: serious allergic reactions including 
anaphylaxis, bacterial infections, or viral infections like hepatitis B, hepatitis C, human 
immunodeficiency virus (HIV) and Zika. Anaphylaxis, which can be life threatening, may be associated 
with skin reactions, swelling of face, lips, tongue or throat, constricted airways with wheezing and trouble 
breathing, weak and rapid pulse, nausea, vomiting, dizziness, fainting and/or shock.  

Protocol IRC005 
 
Page 47 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
In IRC002, the study population was very ill and therefore had many Serious Adverse Events (SAEs). 
The following are the list of SAEs seen in IRC002: 
Table 11:  SAEs seen in IRC002 
 

Protocol IRC005 
 
Page 48 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
8.1.2 
Risk of Phlebotomy  
The primary risks of phlebotomy include local discomfort, occasional bleeding or bruising of the skin at 
the site of needle puncture, and rarely hematoma, infection, or fainting. At the time of enrollment and 
during study visits, each subject will be asked about participation in other research studies to ensure that 
blood draws do not exceed the following amounts for all research protocols combined: 10.5 mL/kg or 550 
mL, whichever is smaller, over any 8-week period for adults, and no more than 5 mL/kg in a single day 
(no more than 9.5 mL/kg may be drawn over any 8-week period) for persons under the age of 18.  
8.1.3 
Risk of Oropharyngeal Swab 
The primary risk of an OP swab is local discomfort. This swab can stimulate the gag reflex and, very 
rarely, vomiting. 
8.2 
Potential Benefits 
 
8.2.1 
Benefits of Treatment  
The benefits of antiviral treatment with anti-influenza immune plasma in patients actively infected with 
influenza are unknown. However, the IRC002 study is suggestive that anti-influenza plasma in addition to 
standard antiviral therapy (i.e., oseltamivir) will more rapidly decrease severity of illness and improve 
outcomes after infection with influenza compared to not receiving anti-influenza plasma. 
8.2.2 
Benefits of Diagnosis  
Knowing the diagnosis of influenza will allow appropriate precautions to be taken to prevent accidental 
transmission and infection to others (i.e., family members, co-workers, etc.). This knowledge may also 
allow appropriate public health interventions to possibly minimize additional cases. 
8.2.3 
Alternatives 
 
The alternative to participation in this study is routine standard care. For suspected or confirmed severe 
influenza this will generally include an antiviral (amantadine, rimantadine, oseltamivir, or zanamivir) 
determined largely on availability and susceptibility. 
9 
RESEARCH USE OF STORED HUMAN SAMPLES, SPECIMENS AND DATA 
9.1 
Intended Use of the Samples/Specimens/Data 
Samples and data collected under this protocol may be used to study the clinical features, immunology, 
and virology of human influenza. 
9.2 
Storage of Samples/Specimens/Data  
As part of this protocol, and with consent from study subjects, samples will be stored for further research. 
Any future research (aside from research listed within this protocol) will require approval from the 
IRB/EC. Samples and data will be stored using codes assigned by the investigators or their designee(s). 
Data will be kept in password-protected computers which are located in locked rooms. Samples will be 
stored in locked facilities.  
9.3 
Storage of Genetic Sample 
Samples will not be obtained or stored for genetic testing as part of this study.  

Protocol IRC005 
 
Page 49 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
9.4 
Tracking Samples/Specimens/Data  
Samples will be tracked by a commercial software program. 
9.5 
Use of Samples/Specimens/Data at the Completion of the Protocol 
Samples will be maintained for further laboratory testing for up to 10 years after completion (or 
termination) of the protocol. This length of time for storing samples may be extended only after 
permission of the IRB/IEC.  
9.6 
Reporting Loss or Destruction of Samples/Specimens/Data  
Any loss or unanticipated destruction of locally maintained samples (for example, due to freezer 
malfunction) or data (for example, misplacing a printout of data with identifiers) will be reported to the 
corresponding IRB/IECs. 
Any loss or unanticipated destruction of centrally maintained samples or data will be reported to all 
IRB/IECs.  
10 ASSESSMENT OF SAFETY 
10.1 Definitions 
Adverse Event (AE)  
An AE is any untoward or unfavorable medical occurrence in a human subject, including any abnormal 
sign (e.g., abnormal physical exam or laboratory finding), symptom, or disease, temporally associated 
with the subject’s participation in the research, whether or not considered related to the research.  
Adverse Reaction (AR)  
An AE that is caused by an investigational agent (drug or biologic).  
Suspected Adverse Reaction (SAR)  
An AE for which there is a reasonable possibility that the investigational agent caused the AE. 
‘Reasonable possibility’ means that there is evidence to suggest a causal relationship between the drug 
and the AE. An SAR implies a lesser degree of certainty about causality than AR, which implies a high 
degree of certainty.  
Serious Adverse Event (SAE)  
An SAE is an AE that results in one or more of the following outcomes:  
 
death  
 
a life threatening event (places the subject at immediate risk of death from the event as it 
occurred)  
 
an inpatient hospitalization or prolongation of an existing hospitalization  
 
a persistent or significant incapacity or substantial disruption of the ability to conduct normal 
life functions  
 
a congenital anomaly/birth defect  
 
a medically important event*  
 
* Medical and scientific judgment should be exercised in deciding events that may not be immediately 
life threatening or result in death or hospitalization but may jeopardize the subject or may require 
intervention to prevent one of the other outcomes listed above. 

Protocol IRC005 
 
Page 50 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Unexpected Adverse Event  
An AE is unexpected if it is not listed in the Investigator’s Brochure or is not listed at the specificity or 
severity that has been observed.  
It is the responsibility of the IND Sponsor to make this determination.  
Serious and Unexpected Suspected Adverse Reaction (SUSAR)  
A SUSAR is an SAR that is both serious and unexpected.  
Unanticipated Problem (UP)  
A UP is any event, incident, experience, or outcome that is:  
1. unexpected in terms of nature, severity, or frequency in relation to  
a. the research risks that are described in the IRB-approved research protocol and informed 
consent document, Investigator’s Brochure, or other study documents; and  
b. the characteristics of the subject population being studied; and  
2. possibly, probably, or definitely related to participation in the research; and  
3. places subjects or others at a greater risk of harm (including physical, psychological, economic, or 
social harm) than was previously known or recognized. (Per the IND Sponsor, an AE with a serious 
outcome will be considered increased risk.)  
 
Unanticipated Problem that is not an Adverse Event (UPnonAE)  
A UP that does not fit the definition of an AE, but which may, in the opinion of the investigator, involve 
risk to the subject, affect others in the research study, or significantly impact the integrity of research data. 
Such events would be considered non-serious UPs. For example, we will report occurrences of breaches 
of confidentiality, accidental destruction of study records, or unaccounted-for study drug.  
Protocol Deviation  
Any change, divergence, or departure from the IRB-approved study procedures in a research protocol. 
Protocol deviations are designated as serious or non-serious and further characterized as:  
1. Those that occur because a member of the research team deviates from the protocol;  
2. Those that are identified before they occur, but cannot be prevented;  
3. Those that are discovered after they occur.  
Serious Protocol Deviation  
A deviation that meets the definition of a SAE or compromises (or has the potential to compromise) the 
safety, welfare, or rights of subjects or others.  
10.2 Documenting, Recording, and Reporting Adverse Events 
All grade 3 or grade 4 AEs, and all SAEs occurring from the time the informed consent is signed through 
the Day 28 (end of study) visit will be documented, recorded, and reported.  Additionally, any AE leading 
to plasma discontinuation (regardless of grade) will be documented, recorded, and reported.   
At each contact with the subject, information regarding AEs will be elicited by appropriate questioning 
and examinations and will be: 
 
immediately documented in the subject’s medical record/source document, 
 
recorded on the AE eCase Report Form (AE eCRF), and 
 
reported as outlined below.  
If a diagnosis is clinically evident (or subsequently determined), the diagnosis rather than the individual 
signs and symptoms or lab abnormalities will be recorded as the AE.  

Protocol IRC005 
 
Page 51 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
All abnormal laboratory findings will be reviewed on a routine basis by the PI to identify potential safety 
signals. All worsening laboratory values should be evaluated as potential AEs: 
 
If an abnormal laboratory finding is captured as a component of a diagnosis AE term that has 
already been recorded, the individual abnormal laboratory finding is NOT recorded as a separate 
AE. 
 
A laboratory abnormality should be reported as an AE if it requires an intervention or is 
considered clinically significant by the investigator (all Grade 3 or higher are considered 
clinically significant for this study). Interventions include, but are not limited to, discontinuation 
of treatment, dose reduction/delay, additional assessments such as repeating the lab test, or 
concomitant treatment.  
An abnormal lab not included on the DAIDS Table for Grading the Severity of Adult and Pediatric 
Events (V.2.0, Nov, 2014) should be assessed based on the following grading criteria. 
 
Grade 1 (Mild) [not reportable] 
Events causing no or minimal interference with daily activity 
 
Grade 2 (Moderate) [not reportable] 
Events causing greater than minimal interference with daily activity but not requiring medical 
intervention 
 
Grade 3 (Severe) [reportable] 
Events causing inability to perform daily activity, or suggests organ toxicity, and/or requires 
medical intervention 
 
Grade 4 (Potentially Life-Threatening)* [reportable] 
Events causing inability to perform basic self-care functions OR medical or operative 
intervention indicated to prevent permanent impairment, persistent disability, or death 
 
Grade 5 (Death) [reportable] 
 
* Note:  A severity assessment of “potentially life-threatening” is not necessarily the same as a 
life-threatening event as described in the SAE criterion. The latter means that the event is an 
immediate threat to life as opposed to a potential threat to life. 
 
In addition, any medically important laboratory abnormality may be reported as an AE at the 
discretion of the investigator who considers the test result clinically significant. This could 
include a laboratory result for which there is no intervention but the abnormal value is of clinical 
concern or suggests disease or organ toxicity. Grading should be based on the toxicity table where 
applicable or per the above guidelines. 
10.2.1 Assessment of Adverse Event 
The Investigator (or designee) will evaluate all AEs with respect to Seriousness (SAE criteria listed 
above), Severity (grading), and Causality (relationship to study agent and relationship to research) 
according to the following guidelines. 
10.2.2 Severity 
The Investigator (or designee) will grade the severity of each AE according to the “Division of AIDS 
Table for Grading the Severity of Adult and Pediatric Adverse Events” Version 2.0, November 2014 
which can be found in Appendix A. 

Protocol IRC005 
 
Page 52 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
10.2.3 Causality 
Causality (likelihood that the event is caused by the study agent(s)) will be assessed considering the 
factors listed under the following categories: 
Definitely Related 
 
reasonable temporal relationship 
 
follows a known response pattern 
 
evidence to suggest a causal relationship 
 
is no alternative etiology 
 
Probably Related 
 
reasonable temporal relationship 
 
follows a suspected response pattern (based on similar agents) 
 
no evidence of a more likely alternative etiology 
 
Possibly Related 
 
reasonable temporal relationship 
 
little evidence for a more likely alternative etiology 
 
Unlikely Related 
 
does not have a reasonable temporal relationship 
OR 
 
good evidence for a more likely alternative etiology 
 
Not Related 
 
does not have a temporal relationship 
OR 
 
definitely due to an alternative etiology 
 
Note: Other factors should also be considered for each causality category when appropriate. 
Causality assessment is based on available information at the time of the assessment of the AE. 
The investigator (or designee) may revise the causality assessment as additional information becomes 
available. 
10.3 Investigator Reporting Responsibilities to the Sponsor 
10.3.1 Adverse Events 
Line listings and/or cumulative listings of AEs will be generated from the centralized database and 
submitted to the Sponsor when needed for periodic safety assessments, review of IND safety reports, 
preparation of IND annual reports and final study reports. 

Protocol IRC005 
 
Page 53 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
10.3.2  Serious Adverse Events 
All SAEs (regardless of relationship and whether or not they are also UPs) must be reported on the Safety 
Expedited Report Form (SERF) and sent to the Clinical Safety Office (CSO) by fax or email attachment. 
Deaths and immediately life threatening SAEs must be reported to the CSO within 1 business day after the 
site becomes aware of the event. All other SAEs must be reported within 3 business days of site awareness.  
CSO CONTACT INFORMATION:  
Clinical Safety Office  
5705 Industry Lane  
Frederick, MD 21704  
Phone 301-846-5301  
Fax 301-846-6224  
E-mail: rchspsafety@mail.nih.gov  
 
SAEs that have not resolved by the end of the follow-up period are followed until final outcome is 
known. If it is not possible to obtain a final outcome for an SAE (e.g., the subject is lost to follow-up), the 
reason a final outcome could not be obtained will be recorded by the investigator on the AE eCRF and the 
SERF. 
10.3.3 Unanticipated Problems 
UPs that are also AEs must be reported to the CSO and sent by fax or email attachment no later than 7 
calendar days of site awareness of the event. UPs that are related to plasma administration, regardless of 
whether an AE occurred or not, should be reported to the CSO. All other UPs that are not associated with 
an AE are not reported to the CSO but may require sponsor and IRB notification. 
If reporting UPs to the CSO, use the SERF or a local IRB UP form. 
10.4 Safety Reporting for Off Study Subjects 
After the end of the protocol-defined AE reporting period (Consent through the Day 28 visit), SAEs that 
are thought possibly, probably or definitely related to the plasma should be reported as SAEs if the site 
becomes aware of the event. However, aside from pregnancy follow-up detailed in Section 6.4, there is no 
expectation to actively evaluate all subjects for SAEs after protocol-defined AE reporting period ends.  
Any SAEs that occur after the Day 28 visit will be noted in the final study report, though will not be used 
for the primary efficacy and safety analysis.  
10.5 Investigator Reporting Responsibilities to the IRB 
Investigators are responsible for reporting per their local IRB’s requirements. The IRB-specific reporting 
requirements are attached as an appendix [if applicable]. 
10.6 Sponsor’s Reporting Responsibilities 
SUSARs as defined in 21 CFR 312.32 and determined by the IND Sponsor will be reported to FDA and 
all participating investigators as IND Safety Reports.  
The IND Sponsor will also submit an IND Annual Report of the progress of the investigation to the FDA 
as defined in 21 CFR 312.33.  
AEs that are also UPs will be summarized by the IND Sponsor and distributed to investigators if they are 
relevant to other sites. 

Protocol IRC005 
 
Page 54 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
10.7 Safety Oversight 
10.7.1 Protocol Team Monitoring Plan 
The protocol team will review the enrollment and study-related safety data (AEs and SAEs) from all sites 
periodically during the study. These reviews will occur at a minimum twice monthly during active 
enrollment and follow-up. During periods of low influenza activity when no enrollment is occurring, 
these reviews do not need to occur.  
10.7.2 Sponsor Medical Monitor 
A Medical Monitor, representing the IND Sponsor (OCRPRO), has been appointed for oversight of safety 
in this clinical study. The Sponsor Medical Monitor will be responsible for performing periodic safety 
assessments.  
10.8 Data and Safety Monitoring Plan 
The NIAID Intramural DSMB includes independent experts that do not have direct involvement in the 
conduct of the study and have no significant conflicts of interests as defined by NIAID policy. The Board 
reviewed the study prior to initiation and will review the study yearly thereafter, unless otherwise 
recommended by the Board. Given the seasonal nature of influenza (generally November through April) 
the interim reviews will occur after each influenza season. The Board may convene additional reviews as 
necessary. The Board will review the study data to evaluate the safety, efficacy, study progress, and 
conduct of the study. All SAEs, all UPs, and all IND Safety Reports will be reported to the DSMB by the 
CSO. The DSMB will be notified of any cases of intentional or unintentional unblinding as soon as 
possible.  
As a guideline for monitoring results comparing randomized treatments for the primary endpoint, as it is 
unlikely that this trial will be replicated, a high level of evidence concerning any favorable effect of high-
titer versus low-titer anti-influenza plasma is considered desirable before considering early termination of 
the study. For this reason, the Peto-Haybittle stopping guideline will be used; this requires a nominal p-
value of < 0.001 at an interim analysis in order for termination to be considered. Such a level of evidence 
would also facilitate more precise comparison of effects in patient subgroups and for secondary 
endpoints. Although application of this guideline is focused on the primary endpoint, if a similar level of 
evidence is achieved first in comparing mortality rates between randomized arms, then termination of the 
study might also be considered. 
If accrual is slower than anticipated such that the study is not fully enrolled within three years, then a 
futility analysis may be conducted at that time (i.e. after about three years of enrollment). The DSMB may 
recommend termination or modification of the study if it appears unlikely that continuation of the study 
will demonstrate a benefit of high titer plasma on the primary endpoint. Conditional power provides a 
measure for evaluating futility: specifically, conditional on the results observed at an interim analysis, it is 
the power of the study to show a significant benefit of high titer plasma assuming an underlying true 
difference between the randomized arms (that will determine what future data might be observed). 
Conditional power will be evaluated both (a) under the assumption that high titer plasma truly affects the 
primary endpoint by the amount assumed in designing the study (providing 90% power—see Section 
1.2); and (b) for a range of true effects that appear plausible based on the observed rates at the time of the 
interim analysis. 
Consideration of futility with respect to conditional power requires consideration by the DSMB of the 
broad array of information available at an interim analysis and of the value of continuing the study even if 
conditional power for the primary endpoint might be low. For example, this might be because of effects 
being observed on mortality or other secondary endpoints or because continuing the study might be 
valuable in showing definitively a lack of an effect of high titer versus low titer plasma. As guidance, 

Protocol IRC005 
 
Page 55 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
however, if the conditional power to show an effect of high versus low titer plasma if the study continued 
to its planned sample size is lower than 20% under a range of plausible situations covered by (a) and/or 
(b) above, then the DSMB might recommend study termination. 
Each site PI will submit the written DSMB summary reports with recommendations to their IRB(s).  
10.9 Pausing Rules 
The population enrolled in this study is a critically ill population, and based on the IRC002 data will 
likely have many SAEs due to the underlying illness. The medical monitor’s review of the safety data is 
most likely to detect signals suggesting subject safety is compromised. However, below are absolute 
criteria for which the study will be paused to further enrollment until assessed by the sponsor medical 
monitor: 
 
Two or more of the same unexpected SAE (unexpected AE in terms of previously described risks 
in the Investigator’s Brochure) that are probably or definitively attributed to the study plasma. 
 
Four or more of the same SAE that can be possibly, probably, or definitively attributed to the study 
drug. 
The sponsor medical monitor will ultimately make the decision to either resume the study, ask for formal 
DSMB review, or stop the study. 
11 STUDY MONITORING 
As per ICH-GCP 5.18 and FDA 21 CFR 312.50, clinical protocols are required to be adequately 
monitored by the study sponsor. This study monitoring will be conducted according to the “NIAID 
Intramural Clinical Monitoring Guidelines.” Monitors under contract to the NIAID will visit the clinical 
research site to monitor all aspects of the study in accordance with the appropriate regulations. The 
objectives of a monitoring visit will be:  
1) to verify the existence of signed informed consent documents and documentation of the informed 
consent process for each monitored subject; 
2) to verify the prompt and accurate recording of all monitored data points, and prompt reporting of 
all SAEs; 
3) to compare abstracted information with individual subjects’ records and source documents 
(subjects’ charts, laboratory analyses and test results, physicians’ progress notes, nurses’ notes, and 
any other relevant original subject information); and  
4) to help ensure investigators are in compliance with the protocol.  
The monitors also will inspect the clinical site regulatory files to ensure that regulatory requirements 
(Office for Human Research Protections-OHRP), FDA, and applicable guidelines (ICH-GCP) are being 
followed. During the monitoring visits, the investigator (and/or designee) and other study personnel will 
be available to discuss the study progress and monitoring visit. 
The site investigator (and/or designee) will make study documents (e.g., consent forms) and pertinent 
hospital or clinical records readily available for inspection by the local IRB, the U.S. FDA, the site 
monitors, and the NIAID staff for confirmation of the study data. 
12 STATISTICAL CONSIDERATIONS  
12.1 General Considerations  
This is a randomized, double-blind study comparing high-titer versus low-titer anti-influenza immune 
plasma for the treatment of subjects hospitalized with severe influenza A infection. The primary analysis 
population for the evaluation of both efficacy and safety outcomes will include all subjects who have the 

Protocol IRC005 
 
Page 56 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
study plasma infusion started. This is an intention-to-treat analysis with the modification that subjects 
who are randomized but who do not have the study plasma infusion started will be excluded. Most 
subjects that do not receive plasma withdraw from the study early (Day 0-2 based in IRC002 data). 
Therefore, use of the modified intention-to-treat population is thought reasonable for this study. 
Supplementary intention-to-treat analyses including all randomized subjects for mortality, primary 
endpoint, and main secondary endpoints will be provided in the final analysis, though there may be 
limited follow-up data on many of the subjects who did not receive plasma. 
12.2 Sample Size and Power Considerations 
The planned sample size for the trial is 150 subjects, randomized in an approximately 2:1 ratio to high-
titer versus low-titer anti-influenza plasma. To evaluate the power of the study, the following assumptions 
were made: 
a. The primary analysis will compare the high-titer and low-titer plasmas using a proportional odds 
model and a two-sided Type I error rate of 0.05.  
 
b. It is anticipated that very few of these subjects will be randomized and not start study plasma 
infusion (and so be excluded from the primary analysis) or be lost to follow-up prior to Day 7 
(and so have missing data for the primary endpoint). In addition, power is reduced slightly and 
hence the effective sample size is reduced by interim analyses reviewed by the DSMB. 
Conservatively, a 10% reduction in the total sample size from 150 to 135 subjects was made to 
allow for these issues.  
 
c. Data from the control arm of IRC002 for adults with influenza A infection, NEW score ≥ 3, and 
duration of time from onset of symptoms of influenza to randomization ≤ 6 days, suggests the 
distribution of subjects in the low-titer arm for the primary endpoint shown in the following table: 
 
Table 12: Anticipated Distribution of Subjects in the Ordinal Scale  
 
Low-Titer 
Arm 
High-Titer Arm 
 
(Based on IRC 
002) 
80% Power 
90% Power 
Died 
10% 
4.3% 
3.7% 
In ICU 
35% 
20.4% 
18.4% 
Non-ICU hospitalization, 
requiring supplemental oxygen  
25% 
23.6% 
22.6% 
Non-ICU hospitalization, not 
requiring supplemental oxygen 
10% 
13.3% 
13.4% 
Not hospitalized, but unable to 
resume normal activities 
5% 
7.9% 
8.2% 
Not hospitalized, but with full 
resumption of normal activities 
15% 
30.6% 
33.7% 
Proportional odds ratio 
comparing high titer to low titer 
 
2.50 
2.88 

Protocol IRC005 
 
Page 57 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Based on the above assumptions, the table also shows the type of true difference (assuming proportional 
odds) that would be detected with 80% or 90% power. For example, the study would have 80% power to 
detect a proportional odds ratio of 2.50. This is the odds ratio that arises when comparing the proportion 
not hospitalized and able to resume normal activities in the high-titer arm (30.6%) to that in the low-titer 
arm (15%). The proportional odds model assumes that the same odds ratio applies to the cumulative 
proportions moving up the ordinal scale: for example, for the proportion not hospitalized in the high-titer 
arm (30.6+7.9=38.5%) to that in the low-titer arm (15+5=20%); or for the proportion alive and not in an 
ICU in the high-titer arm (30.6+7.9+13.3+23.6=75.4%) to that in the low-titer arm (15+5+10+25=55%).  
12.3 Statistical Analysis 
A detailed statistical analysis plan will be developed before undertaking any comparative analyses of 
outcomes for the randomized high and low plasma titers. The following provides a brief summary of 
approach to analysis for the primary endpoint. 
As noted above, the primary analysis will use a modified intention-to-treat approach which excludes 
randomized subjects who do not have an infusion of study plasma started. Statistical inferences will use a 
two-sided Type 1 error rate of 0.05, and corresponding 95% confidence intervals. 
Analysis of the primary endpoint (ordinal outcome of clinical status at Day 7) will use a proportional odds 
model with an indicator variable for randomized treatment. It is useful to note that the score test of the 
treatment effect from a proportional odds model is equivalent to a Wilcoxon rank sum test even if the 
proportional odds assumption does not hold. If there are missing data for the primary endpoint, then 
sensitivity analyses will be undertaken to evaluate the sensitivity of study conclusions to the handling of 
the missing data. The proportional odds model will be extended to undertake comparisons of randomized 
treatments adjusted for variables that might be predictive of the outcome, for example, the ordinal clinical 
status at baseline. The model will also be extended to evaluate possible differences in the comparison of 
randomized treatments between subgroups of subjects (treatment by subgroup interaction), including 
subgroups defined by sex, age (adult/child), race/ethnicity, ordinal clinical status at baseline, NEW score 
at baseline, and days since onset of influenza symptoms to randomization. 
Binary variables such as 28-day mortality, in-hospital mortality, incidence of new ICU admissions, etc., 
are expected to occur infrequently and will be compared between randomized arms using exact logistic 
regression. Quantitative variables such as duration of ICU stay and change from baseline in NEW score, 
etc., are expected to have reasonably skewed distributions and may be subject to censoring (e.g., for 
subjects in an ICU on Day 28); these will be compared between randomized arms using non-parametric 
tests (e.g., Wilcoxon’s Test adapted, if necessary, to handle censoring). 
Analysis of AE data will primarily be descriptive based on MedDRA coding of events. The proportion of 
subjects experiencing an SAE and the proportion experiencing a Grade 3 or higher AE will be compared 
between randomized arms using Fisher’s Exact Test. 
Analysis of HAI titers will also primarily be descriptive, comparing the geometric mean titers at Days 0, 
3, and 7 between randomized arms, to confirm (or otherwise) a difference in titers for subjects receiving 
high-titer versus low-titer anti-influenza plasma.  
For enrolled subjects who were not randomized (i.e. screen failures) or who were randomized but did not 
receive plasma, the final analysis will detail safety (deaths and SAEs), and reasons they were not 
randomized or did not received plasma respectively. 

Protocol IRC005 
 
Page 58 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
12.4 Endpoints 
12.4.1 Primary Endpoint 
 
The primary end point is the subject’s clinical status at Day 7 (6-point ordinal scale): 
1. Death 
2. In ICU 
3. Non-ICU hospitalization, requiring supplemental oxygen 
4. Non-ICU hospitalization, not requiring supplemental oxygen 
5. Not hospitalized, but unable to resume normal activities 
6. Not hospitalized with full resumption of normal activities 
12.4.2 Secondary Endpoints 
 
Ordinal outcome assessed at Days 1, 2, 3, 7, 14, and 28 
 
Date of hospital admission and discharge 
 
Date and cause of death (if applicable) 
 
NEW/PEW score at Day 0, 3, and 7 
 
Date/time of supplemental oxygen initiation and discontinuation (if applicable)  
 
Date/time of ICU admission and discharge (if applicable) 
 
Date/time of mechanical ventilation initiation and discontinuation (if applicable) 
 
Date/time of meeting ARDS criteria, date of resolution, and severity (if applicable) 
 
Date/time of ECMO initiation and discontinuation (if applicable) 
 
SOFA score for age ≥ 18 years and PELOD score for age < 18 years on Days 0, 3, 
and 7 
 
Disposition (home, rehabilitation, chronic nursing facility) following the initial 
hospitalization 
 
Quantitative PCR for influenza in oral swab on Day 0 and 3.  
 
Grade 3 and 4 adverse events 
 
SAEs 
 
Safety laboratory tests will be collected on Days 0, 1, 3, and 7 
o CBC with differential white cell count (to include neutrophil and lymphocyte 
percentages), hemoglobin, hematocrit, and platelets 
o Blood chemistries (creatinine, glucose, total protein, ALT/GPT, AST/GOT, total 
bilirubin) 
 
Hemagglutination Inhibition (HAI) titer Days 0, 1, 3, 7 
 
Grade 3 and grade 4 adverse events (AEs) 
 
Serious adverse events (SAEs) 
 
13 ETHICS/PROTECTION OF HUMAN SUBJECTS 
13.1 IRB/IEC Approval  
This protocol, informed consent document, relevant supporting information, and all types of subject 
recruitment or advertisement information must be submitted to the IRB/IEC for review and must be 
approved before the study is initiated. 
Any amendments must also be approved by the IRB/IEC prior to implementing changes in the study.  

Protocol IRC005 
 
Page 59 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
The site investigator is responsible for keeping the IRB/IEC apprised of the progress of the study as 
deemed appropriate, but in any case at least once a year. The site investigator must also keep the IRB/IEC 
informed of any significant AEs. 
13.2 Compliance with Good Clinical Practices (GCP) 
This study will be conducted in compliance with the conditions stipulated by NIAID and local IRB/IEC, 
informed consent regulations, U.S. FDA regulations, and ICH/GCP Guidelines. In addition, all local 
regulatory requirements will be adhered to, in particular those which afford greater protection to the 
safety of the trial participants. 
13.3 Informed Consent 
The informed consent form for this study must be signed by the study subject or legal representative 
before participation in the study. A copy of the signed consent must be provided to the study subject. 
Signed consents must remain in each study subject’s study file and be available for verification by study 
monitors at any time.  
In the case of illiterate subjects, the consent form can be read to the subjects. IRB approval for use of the 
oral consent process will be obtained if required by the policy at the individual site. 
If the subject is too ill to consent, the Legally Authorized Representative may consent for the subject. 
Once the subject is able, the subject will be consented for continuation in the study. 
13.4 Rationale for Research Subject Selection 
13.4.1 Inclusion of Children 
Children represent a significant portion of those infected with influenza, and children can develop severe 
influenza. The optimal treatment of these children is not clear, and significant morbidity and mortality 
exist despite treatment with antivirals. Furthermore, standard plasma is frequently used in a critically ill 
pediatric population. 
The close monitoring of subjects in this study will allow for early detection of complications from 
influenza, and therefore contributing to the subject’s well-being (45 CFR 46.405). Additionally, this 
research study presents a reasonable opportunity to further the understanding of the treatment of severe 
influenza, which is a serious problem affecting the health or welfare of children (45 CFR 46.406). For 
these reasons children are eligible for enrollment into this protocol.  
13.4.2 Inclusion of Pregnant Women 
Pregnant women represent a significant portion of those infected with influenza. The optimal treatment of 
this group is also not clear, and significant morbidity and mortality exist despite treatment with antivirals. 
Furthermore, standard plasma is frequently used in a critically ill pregnant population. All study plasma 
has tested negative for Zika Virus (as well as other pathogens as previously described in Section 5.1). For 
these reasons, pregnant women are eligible for enrollment into this protocol.  
13.4.3 Inclusion of Subjects Unable to Provide Informed Consent 
While there are some risks associated with the plasma, given the potential for direct benefits of anti-
influenza plasma to the individual subjects (as suggested by the previous study of anti-influenza plasma), 
participation in the study is allowed for subjects unable to provide informed consent. 
13.4.4 Justification of Exclusions 
The exclusion criteria are primarily to increase subject safety.  
 

Protocol IRC005 
 
Page 60 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
13.5 Anonymity and Confidentiality  
The information obtained during the conduct of this clinical study is confidential. The results of the 
research study may be published, but subject names or identities will not be revealed. Records will remain 
confidential. To maintain confidentiality, the site investigators will keep records in locked cabinets and 
the results of tests will be coded to prevent association with the subject’s names. 
13.6 Compensation 
 
Each site is responsible for generating a compensation scheme accounting for travel cost and time lost 
from work for outpatient visits, and that fits the local legal and regulatory requirements as well as the 
cultural norm. 
14 DATA MANAGEMENT AND MONITORING 
14.1 Source Documents 
The primary source documents for this study will be the subjects’ medical records. If the investigators 
maintain separate research records, both the medical record and the research records will be considered 
the source documents for the purposes of auditing the study. The investigator will retain a copy of source 
documents. The investigator will permit monitoring and auditing of these data, and will allow NIAID, 
SSS, IRB/IEC, and regulatory authorities access to the original source documents, regardless of media. 
The investigator is responsible for ensuring that the data collected are complete, accurate, and recorded in 
a timely manner. Source documentation (the point of initial recording of information) should support the 
data collected and entered in to the study database and must be signed and dated by the person recording 
and/or reviewing the data. All data submitted should be reviewed by the site investigator and signed as 
required with written or electronic signature, as appropriate. Data entered into the study database will be 
collected directly from subjects during study visits or will be abstracted from subjects’ medical records. 
The subjects’ medical records must record their participation in the clinical trial and what medications 
(with doses and frequency) or other medical interventions or treatments were administered, as well as any 
AEs experienced during the trial. 
14.2 Data Management Plan 
Study data will be collected at the study site(s) and entered into the study database. Data entry is to be 
completed on an ongoing basis during the study.  
14.3 Data Capture Methods 
Clinical data will be entered into a 21 CFR 11-compliant Internet Data Entry System (IDES). The data 
system includes password protection and internal quality checks to identify data that appear inconsistent, 
incomplete, or inaccurate.  
14.4 Study Record Retention 
The site investigator is responsible for retaining all essential documents listed in the ICH GCP 
Guidelines. The FDA requires study records to be retained for up to 2 years after marketing approval or 
disapproval (21 CFR 312.62), or until at least 2 years have elapsed since the formal discontinuation of 
clinical development of the investigational agent for a specific indication. These records are also to be 
maintained in compliance with IRB/IEC, state, and federal medical records retention requirements, 
whichever is longest. All stored records are to be kept confidential to the extent provided by federal, state, 
and local law. It is the site investigator’s responsibility to retain copies of source documents until receipt 
of written notification to the contrary from OCRPRO/DCR/NIAID. No study document should be 
destroyed without prior written agreement between OCRPRO/DCR/NIAID and the Principal Investigator. 

Protocol IRC005 
 
Page 61 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
Should the investigator wish to assign the study records to another party and/or move them to another 
location, the site investigator must provide written notification of such intent to OCRPRO/DCR/NIAID 
with the name of the person who will accept responsibility for the transferred records and/or their new 
location. NIAID must be notified in writing and written NIAID permission must be received by the site 
prior to destruction or relocation of research records. 

Protocol IRC005 
 
Page 62 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
15 REFERENCES 
 
1. 
Thompson WW, Shay DK, Weintraub E, Brammer L, Cox N, Anderson LJ, Fukuda K: 
Mortality associated with influenza and respiratory syncytial virus in the United 
States. JAMA 2003, 289(2):179-186. 
2. 
de Jong MD, Tran TT, Truong HK, Vo MH, Smith GJ, Nguyen VC, Bach VC, Phan TQ, 
Do QH, Guan Y et al: Oseltamivir resistance during treatment of influenza A (H5N1) 
infection. N Engl J Med 2005, 353(25):2667-2672. 
3. 
Lu J, Guo Z, Pan X, Wang G, Zhang D, Li Y, Tan B, Ouyang L, Yu X, Lu J: Passive 
immunotherapy for influenza A H5N1 virus infection with equine hyperimmune 
globulin F(ab' )2 in mice. Respir Res 2006, 7(1):43. 
4. 
Hanson BJ, Boon ACM, Lim APC, Webb A, Ooi EE, Webby RJ: Passive 
immunoprophylaxis and therapy with humanized monoclonal antibody specific for 
influenza A H5 hemagglutinin in mice. Respir Res 2006, 7:126. 
5. 
Luke TC, Kilbane EM, Jackson JL, Hoffman SL: Meta-analysis: convalescent blood 
products for Spanish influenza pneumonia: a future H5N1 treatment? Ann Intern 
Med 2006, 145(8):599-609. 
6. 
Hung IF, To KK, Lee CK, Lee KL, Chan K, Yan WW, Liu R, Watt CL, Chan WM, Lai 
KY et al: Convalescent plasma treatment reduced mortality in patients with severe 
pandemic influenza A (H1N1) 2009 virus infection. Clin Infect Dis 2011, 52(4):447-
456. 
7. 
Webb SA, Pettila V, Seppelt I, Bellomo R, Bailey M, Cooper DJ, Cretikos M, Davies 
AR, Finfer S, Harrigan PW et al: Critical care services and 2009 H1N1 influenza in 
Australia and New Zealand. N Engl J Med 2009, 361(20):1925-1934. 
8. 
Davies A, Jones D, Bailey M, Beca J, Bellomo R, Blackwell N, Forrest P, Gattas D, 
Granger E, Herkes R et al: Extracorporeal Membrane Oxygenation for 2009 
Influenza A(H1N1) Acute Respiratory Distress Syndrome. JAMA 2009, 
302(17):1888-1895. 
9. 
Dominguez-Cherit G, Lapinsky SE, Macias AE, Pinto R, Espinosa-Perez L, de la Torre 
A, Poblano-Morales M, Baltazar-Torres JA, Bautista E, Martinez A et al: Critically Ill 
patients with 2009 influenza A(H1N1) in Mexico. JAMA 2009, 302(17):1880-1887. 
10. 
Kumar A, Zarychanski R, Pinto R, Cook DJ, Marshall J, Lacroix J, Stelfox T, Bagshaw 
S, Choong K, Lamontagne F et al: Critically ill patients with 2009 influenza A(H1N1) 
infection in Canada. JAMA 2009, 302(17):1872-1879. 
11. 
Hung IF, To KK, Lee CK, Lee KL, Yan WW, Chan K, Chan WM, Ngai CW, Law KI, 
Chow FL et al: Hyperimmune IV Immunoglobulin Treatment: A Multicenter 
Double-Blind Randomized Controlled Trial for Patients With Severe 2009 Influenza 
A(H1N1) Infection. Chest 2013, 144(2):464-473. 
12. 
Sekimoto M, Fukui M, Fujita K: Plasma volume estimation using indocyanine green 
with biexponential regression analysis of the decay curves. Anaesthesia 1997, 
52(12):1166-1172. 
13. 
Linderkamp O, Versmold HT, Riegel KP, Betke K: Estimation and prediction of blood 
volume in infants and children. Eur J Pediatr 1977, 125(4):227-234. 
14. 
Anthony MY, Goodall SR, Papouli M, Levene MI: Measurement of plasma volume in 
neonates. Arch Dis Child 1992, 67(1 Spec No):36-40. 

Protocol IRC005 
 
Page 63 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
15. 
Smith GB, Prytherch DR, Meredith P, Schmidt PE, Featherstone PI: The ability of the 
National Early Warning Score (NEWS) to discriminate patients at risk of early 
cardiac arrest, unanticipated intensive care unit admission, and death. Resuscitation 
2013, 84(4):465-470. 
16. 
Parshuram CS, Bayliss A, Reimer J, Middaugh K, Blanchard N: Implementing the 
Bedside Paediatric Early Warning System in a community hospital: A prospective 
observational study. Paediatr Child Health 2011, 16(3):e18-22. 
17. 
Vincent JL, de Mendonca A, Cantraine F, Moreno R, Takala J, Suter PM, Sprung CL, 
Colardyn F, Blecher S: Use of the SOFA score to assess the incidence of organ 
dysfunction/failure in intensive care units: results of a multicenter, prospective 
study. Working group on "sepsis-related problems" of the European Society of 
Intensive Care Medicine. Crit Care Med 1998, 26(11):1793-1800. 
18. 
Vincent JL, Moreno R, Takala J, Willatts S, De Mendonca A, Bruining H, Reinhart CK, 
Suter PM, Thijs LG: The SOFA (Sepsis-related Organ Failure Assessment) score to 
describe organ dysfunction/failure. On behalf of the Working Group on Sepsis-
Related Problems of the European Society of Intensive Care Medicine. Intensive 
Care Med 1996, 22(7):707-710. 
19. 
Pandharipande PP, Shintani AK, Hagerman HE, St Jacques PJ, Rice TW, Sanders NW, 
Ware LB, Bernard GR, Ely EW: Derivation and validation of Spo2/Fio2 ratio to 
impute for Pao2/Fio2 ratio in the respiratory component of the Sequential Organ 
Failure Assessment score. Crit Care Med 2009, 37(4):1317-1321. 
20. 
Leteurtre S, Duhamel A, Grandbastien B, Lacroix J, Leclerc F: Paediatric logistic organ 
dysfunction (PELOD) score. Lancet 2006, 367(9514):897; author reply 900-892. 
21. 
Leteurtre S, Martinot A, Duhamel A, Proulx F, Grandbastien B, Cotting J, Gottesman R, 
Joffe A, Pfenninger J, Hubert P et al: Validation of the paediatric logistic organ 
dysfunction (PELOD) score: prospective, observational, multicentre study. Lancet 
2003, 362(9379):192-197. 
22. 
Force ADT, Ranieri VM, Rubenfeld GD, Thompson BT, Ferguson ND, Caldwell E, Fan 
E, Camporota L, Slutsky AS: Acute respiratory distress syndrome: the Berlin 
Definition. JAMA 2012, 307(23):2526-2533. 
23. 
Bux J: Transfusion-related acute lung injury (TRALI): a serious adverse event of 
blood transfusion. Vox Sang 2005, 89(1):1-10. 
24. 
Pandey S, Vyas GN: Adverse effects of plasma transfusion. Transfusion 2012, 52 
Suppl 1:65S-79S. 
25. 
Alliot C, Rapin JP, Besson M, Bedjaoui F, Messouak D: Pulmonary embolism after 
intravenous immunoglobulin. J R Soc Med 2001, 94(4):187-188. 
26. 
Intensive-care patients with severe novel influenza A (H1N1) virus infection - 
Michigan, June 2009. MMWR Morb Mortal Wkly Rep 2009, 58(27):749-752. 
27. 
Moser KM, LeMoine JR, Nachtwey FJ, Spragg RG: Deep venous thrombosis and 
pulmonary embolism. Frequency in a respiratory intensive care unit. Jama 1981, 
246(13):1422-1424. 
 
 
 
 

Protocol IRC005 
 
Page 64 of 64  
IND 14229 
CONFIDENTIAL 
15JUN2017; Version 3.0 
 
16 APPENDIX A 
 
IRC005 will use the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse 
Events, Version 2.0, November 2014 to grade AEs and laboratory abnormalities. 
 
This table can be found at: https://nirc.s-3.com/irc005/node/1835