Ketamine for Treatment of Multiple Sclerosis-related Fatigue
Phase: PHASE1
Conditions: Multiple Sclerosis, Fatigue
Sponsor: Johns Hopkins University

Ketamine for Treatment of 
Multiple Sclerosis-related Fatigue   
NCT03500289 
12/6/2018

Version: 4.0 
 
12/06/2018 
 
Randomized controlled trial of ketamine for treatment of 
multiple sclerosis-related fatigue 
A. Background of the study 
Multiple sclerosis (MS) is an inflammatory, demyelinating and degenerative disease of the 
central nervous system and, after trauma, is the most common cause of disability in young 
adults, affecting more than 400,000 individuals in the US.(1,2) Of all the symptoms that can 
occur with MS, chronic fatigue is the most common and disabling, reported by at least 75% 
of patients at some point.(3–5) Fatigue limits patients’ daily activities,(6) and challenges 
employment, resulting in substantial socioeconomic consequences.(7) Despite this negative 
impact, fatigue treatments have been inconsistently studied, in part due to poorly 
understood underlying pathophysiological mechanisms.(8), (9) Yet to be defined biological 
processes and lack of clear treatment targets have also hampered the development of drugs 
for fatigue. As a result, there are no medications approved by the Food and Drug 
Administration (FDA) for the treatment of MS fatigue.  Although several agents have been 
tested for fatigue, methodological limitations in the design, execution and reporting of those 
trials have not allowed meta-analyses or systematic reviews to conclude about efficacy. 
Instead systematic reviews have recommended performing rigorously designed trials to 
confirm drug effect.(10,11) 
We recently reported that riluzole, a medication with anti-glutamatergic effects, increased 
the fatigue severity in patients with relapsing MS who had participated in a clinical trial 
evaluating potential neuroprotective effects of riluzole versus placebo.(12) Three other clinic 
trials which examined memantine effects on cognition in patient with MS also reported 
worsening fatigue as a major side effect.(13–15) Memantine main mechanism of action is 
blocking the N-methyl D-aspartate (NMDA) glutamate receptor. These observations 
prompted us that glutamatergic transmission probably plays an important role in fatigue 
pathogenesis and modulating these pathways could have potential therapeutic effect on 
MS-related fatigue. A recent paper reported that ketamine, an NMDA receptor blocker with 
different kinetics compared to memantine, had a strong and prolonged effect in reducing 
fatigue in bipolar patients who participated in a clinical trial, evaluating anti-depressive 
effects of ketamine versus placebo. Interestingly, the effect of ketamine on fatigue was 
independent of its antidepressant effects. The reduction in fatigue scores started in less than 
one hour after the infusion and lasted for two weeks. However, this was a post-hoc analysis 
of a clinical trial and the possibility of a false positive finding cannot be rule out.  
Intravenous (IV) ketamine infusion has been used in many clinical studies for treatment of 
treatment-resistant depression and refractory pain.(16,17)  Depression and fatigue are 
highly correlated in patients with MS.(18) If ketamine improves fatigue scores in MS, it is 
possible that improvement in depression is the underlying cause of fatigue improvement. 
So, to explore if ketamine has anti-fatigue effects independent of its anti-depressive effects, 
we will recruit fatigued, non-depressed patients with MS in this study.  
Demonstrating anti-fatigue effects of ketamine in MS would argue for an important role of 
glutamatergic pathways in fatigue pathogenesis and provide a new treatment target for this 
disabling condition.  
 
B. Objectives 

Version: 4.0 
 
12/06/2018 
The primary objective of this study is to determine if modulating glutamatergic transmission with 
ketamine is safe and efficacious in improving MS-related fatigue. These objectives will be 
answered in a proof of concept, randomized controlled trial of ketamine versus an active 
placebo (midazolam) in patients with relapsing or progressive MS who have clinically significant 
fatigue.  
 
1. Primary question and response variable 
To determine if treatment with ketamine as opposed to midazolam improves fatigue severity in 
patients with MS. We hypothesize that one infusion of ketamine, as compared to midazolam, in 
patients with MS, will be associated with improvement of fatigue scores over one week. 
The primary outcome of the study will be Daily Fatigue Severity measured at or around 9 pm on 
days one through day seven post-infusion. It is a single item question: ‘how much fatigue 
(tiredness, weariness, problems thinking clearly) have you felt today?’ with responses from 0 
‘None at all’ to 10 ‘Extreme Fatigue’. It has shown very good correlation with the validated 
fatigue measure, “Chalder Fatigue Questionnaire” in patients with MS.  
 
 
2. Secondary questions and response variables 
Secondary outcomes of the study include NeuroQOL fatigue item bank, Fatigue Severity Scale 
(FSS), Beck Depression Inventory (BDI) and Epworth Sleepiness Scale (ESS) at days seven 
and 14 after the infusion and modified fatigue impact scale (MFIS) at day 28 post-infusion.  
3. Exploratory questions and response variables 
Our colleagues at Kennedy-Krieger Institute have developed a paradigm to capture individual 
differences in subjective evaluation of physical effort. This paradigm can potentially replace or 
complement patient-reported fatigue in future clinical trials. Please see the appendix 1 at the 
end of this protocol for the details.   
4. Adverse effects 
The occurrence of AEs will be sought by non-directive questioning of the participant up to one 
hour after the infusion is finished and at one week after the infusion.  
C. Design of the study 
This is a randomized, double blind, active placebo-controlled trial of ketamine (versus 
midazolam) for treatment of multiple sclerosis-related fatigue.  
1. Study population 
Patients with multiple sclerosis and at least moderate fatigue (defined as modified fatigue 
impact scale (MFIS) score >33)   
(a) Inclusion criteria 
- Age between 18 years 65 years.  

Version: 4.0 
 
12/06/2018 
- Females of childbearing age must have a negative urine pregnancy test at baseline and use 
an effective method of contraception during the study. 
- Diagnosis of MS (according to the 2010 McDonald criteria). 
- Ambulatory (at least 20 feet using bilateral assistance).   
- Fatigue reportedly present and screening MFIS score >33. 
- Internet and email access and able to use a computer or tablet 
(b) Exclusion criteria 
- Beck Depression Inventory (BDI) score of more than 30.  
- Neurodegenerative disorders other than relapsing or progressive MS.  
- Breastfeeding or pregnant.  
- History of coronary artery disease or congestive heart failure.  
- Uncontrolled hypertension at screening (history of high blood pressure and screening systolic 
blood pressure >160 or diastolic blood pressure>100).  
- History of severe liver disease, including cirrhosis. 
- Terminal medical conditions. 
- Currently treated for active malignancy. 
- Alcohol or substance abuse in the past year (except marijuana or other cannabinoids).  
- A history of intolerance or allergic or anaphylactic reaction to ketamine or midazolam 
- Clinically unstable medical or psychiatric disorders that require acute treatment as determined 
by the PI. 
- History of severe or untreated coronary artery disease or history of congestive heart failure. 
- History of prior ischemic or hemorrhagic stroke and cerebral vascular aneurysms.  
- History of recurrent seizures or epilepsy. 
- Taking any disallowed therapy(ies) as noted in Appendix 2.  
2. Sample size assumptions and estimates 
With a two-sided alpha of 0.05, 12 participants in the ketamine group and 6 participants in the 
midazolam group, the study will have 80% power to detect 3 points difference on the Daily 
Fatigue Severity score.   
3. Enrollment of participants 
Participants will be recruited from Johns Hopkins multiple sclerosis clinic.  
(a) Informed consent 

Version: 4.0 
 
12/06/2018 
The study investigators, or a person designated by the investigators will explain the IRB 
approved study consent to study participants and obtain signed informed consent from each 
subject. The study participants will be given ample time to review the consent, and are 
encouraged to ask questions during the consent process. The study participants are also 
encouraged to ask questions about the study throughout their study participation period. The 
investigator or designee must also explain to the subjects that they are completely free to refuse 
to enter the study or to withdraw from it at any time, for any reason. The study participants will 
be notified about any new study information during the study participation period, and will be re-
consented when applicable. A copy of the signed informed consent form will be given to the 
subjects for their records. 
(b) Assessment of eligibility 
After signing the informed consent form, patients will undergo screening assessments, which 
include: recording demographic variables, medical and medication history, vital signs, physical 
examination, assessment of Expanded Disability Status Scale (EDSS), administration of the 
Daily Fatigue Severity question, modified fatigue impact scale (MFIS), NeuroQOL Fatigue item 
bank, fatigue severity scale (FSS), Epworth Sleepiness Scale and BDI, and for females of child-
bearing potential, a urine pregnancy test. If any physical examination or EDSS has been done 
clinically in the previous 30 days, there is no need to repeat them and those values can be used 
for screening purposes.  
Study participants will be enrolled into the study after the study physician confirms participants’ 
eligibility to move forward with the study. We will notify the study participants about their 
eligibility before planning the baseline fatigue assessment.  
(c) Intervention allocation (e.g., randomization method) 
One of the study team members who has no role in the assessment of participants will generate 
a randomization table and send it to the pharmacist who will be dispensing the medication. 
Participants will be randomized in block sizes of 3 and 6 to ketamine versus midazolam in a 2:1 
ratio.  
(d) Baseline examination 
Participants will be randomized within 30 days of screening visit. For the patients who we can 
verify the eligibility during the screening visit and can receive the infusion during the same visit, 
the screening measures will be considered the baseline measures.  
Baseline assessment will include vital signs, Daily Fatigue Severity, MFIS, NeuroQOL fatigue 
item bank, FSS, BDI, Epworth sleepiness scale and subjective effort evaluation.  
  
4. Intervention(s) 
(a) Description and schedule 
Within four hours of the baseline assessment, patients will receive ketamine of midazolam 
infusion. 

Version: 4.0 
 
12/06/2018 
Participants who are assigned to ketamine group will receive an IV infusion of ketamine 0.5 
mg/kg over 40 minutes. Participants who are assigned to midazolam group will receive an IV 
infusion of midazolam 0.05 mg/kg over 40 minutes. The infusions will be done through a 
peripheral IV access on the participants’ upper extremity. The infusion will be done by an ACLS-
certified research nurse under the supervision of an ACLS-certified neurologist (the PI). 
The infusions will be performed at Johns Hopkins Clinical Research Unit (CRU). CRU is staffed 
by BLS-certified nurses and is equipped with a full crash cart, standard emergency drug box, 
oxygen and a defibrillator. The Hospital Emergency Medical Response team in the event of a 
medical emergency. Please see the Appendix 3 for the details of the infusion procedures.  
Participants will be monitored for one hour after finishing the infusion. Immediately after the 
infusion and at the end of one hour, participants will be questioned about adverse drug 
reactions. The subjective effort evaluation will be repeated at this time.   
5. Follow-up visit description and schedule 
After the Baseline (infusion) visit, all the subsequent assessments will be done remotely. 
Patients will receive an email with instructions on how to answer a group of questionnaires.  
On days one through seven post-infusion, the patient will be assessed by Daily Fatigue Severity 
question. On day seven post-infusion, participants will answer the following questionnaires on 
the web: NeuroQOL, FSS, ESS and BDI. A study team member will also contact the participants 
using email or phone on day 7 to inquire about the adverse events that could have happened 
since the infusion.  
Table 1 – The schedule for study procedures and assessments  
Tests and 
assessments 
Screening 
visit 
Infusion 
visit 
Days 
 1 through 7 
Post-
infusion 
Week 1 post-
infusion 
Week 2 post-
infusion 
Week 4 post-
infusion 
Informed 
Consent  
X 
 
 
 
 
 
Inclusion/exclusi
on criteria  
X 
 
 
 
 
 
Medical history 
X 
 
 
 
 
 
Vital signs 
X 
X 
 
 
 
 
Physical 
examination 
X 
 
 
 
 
 
Urine pregnancy 
test 
X 
 
 
 
 
 

Version: 4.0 
 
12/06/2018 
Ketamine/midaz
olam infusion  
 
X 
 
 
 
 
EDSS 
X 
 
 
 
 
 
Subjective effort 
evaluation  
 
X (before 
and after 
the 
infusion) 
 
 
 
 
Daily Fatigue 
Severity 
X 
X 
X 
 
 
 
MFIS 
X  
 
 
 
 
X  
NeuroQoL 
Fatigue 
X 
 
 
X 
X 
X 
FSS 
X 
 
 
X 
X 
X 
Beck Depression 
Inventory 
X 
 
 
X 
X 
X 
Epworth 
Sleepiness Scale 
X 
 
 
X 
X 
X 
Side effects 
assessment  
 
X 
 
X 
 
 
 
 
 
 
6. Ascertainment of response variables 
(a) Data collection and quality control 
We will use REDCap (Research Electronic Data Capture) [https://projectredcap.org/], a secure 
web application to build and manage online surveys and databases, collect data, create the trial 
database and access the data for analysis.  
During the screening visit, data will be collected using case report forms (on paper), however, all 
the questionnaires during the screening and baseline visits will be answered directly on a 
computer or tablet by the participant. The information that is captured on paper case report 
forms will be entered into REDCap by the study coordinator. The study PI will double check the 
data entered by the study coordinator for completeness and accuracy.  

Version: 4.0 
 
12/06/2018 
After the baseline/infusion visit, all the outcomes will be collected through a web interface. Study 
coordinator will review the process to make sure the questionnaires are answered in a timely 
manner.  
7. Assessment of Adverse Events 
Ketamine and midazolam are FDA-approved anesthetic which have been in clinical use for 
many years and have well-known adverse effect profiles. Ketamine has also been used off-label 
for the treatment of pain and depression and our proposed study is based on the dosage and 
route of administration used in several clinical trials for treatment of depression.  
Our infusions will be performed in a clinical research setting (Johns Hopkins Clinical Research 
Unit), under the supervision of an ACLS certified neurologist and by a ACLS certified nurse with 
experience in performing these infusions.    
(a) Type and frequency 
Participants will be monitored for the development of adverse events from the beginning of 
infusion to one hour-post infusion. They also will be questioned for the emergence of adverse 
events up to one-week post-infusion. The occurrence of AEs will be sought by non-directive 
questioning of the participants. 
An Adverse event (AE) is the appearance or worsening of any undesirable sign, symptom or 
medical condition occurring after the start of the study medications, even if the event is not 
considered to be related to study drug.  
All patient-reported AEs must be recorded with the following information:  
- The severity grade (mild, moderate, severe) 
- Its relationship to the study medications (suspected/not suspected) 
- Its duration (start and end dates) 
- If it constitutes a serious adverse event (SAE) 
An SAE is defined as an event which: 
- is fatal or life-threatening 
- results in persistent or significant disability 
- constitutes a birth defect/congenital abnormality  
- requires inpatient hospitalization for at least 24 hours or prolongation of existing hospitalization 
for at least 24 hours. Pre-planned, elective hospital admissions are not considered SAEs. 
- is medically significant 
All AEs should be treated appropriately. Treatment may include one or more of the following: no 
action taken; study drug dosage adjustment; study drug permanently discontinued; concomitant 
medication given; non-drug therapy given; patient hospitalized. 
(b) Instruments 

Version: 4.0 
 
12/06/2018 
Adverse events will be graded according to Common Terminology Criteria for Adverse Events 
(CTCAE), version 4 and is provided to the investigator in a separate handout entitled “Common 
Terminology Criteria for Adverse Events v4.0”. Adverse events not listed by the CTCAE will be 
graded using the following criteria: 
Grade 1: Discomfort noticed but no disruption of normal daily activity 
Grade 2: Discomfort sufficient to reduce or affect normal daily activity 
Grade 3: Inability to work or perform normal daily activity 
Grade 4: Represents an immediate threat to life. 
 
8. Data analysis (Statistical Analysis Plan) 
Because of the short duration of the study, there will be no interim analysis.  
Patient demographics and other baseline characteristics, will be summarized using frequency 
distributions (for categorical variables) and descriptive statistics of mean, standard deviation, 
minimum, median and maximum (for continuous variables). 
Background information includes MS subtype, prior medication, past/current medical conditions, 
duration of the disease, baseline fatigue level and baseline EDSS. 
For the analysis of the primary and secondary outcomes, we will use a linear mixed model with 
restricted maximum likelihood estimate and an unstructured covariance structure. Both the 
allocation group and time will be within-subject covariate and the interaction between them will 
be included in the model. The models will be adjusted for the baseline value of the outcome 
variable. In sensitivity analysis, we will further adjust the fatigue models for the change in the 
Beck Depression Inventory score. The purpose of these adjustments is to try to separate the 
anti-depressive effects of ketamine from its anti-fatigue effects. The analysis will be done 
according to intention-to-treat principal.  
Post-hoc simple effects tests will be used to evaluate the difference between the two groups at 
each time point. Significance will be evaluated at p<0.05, two-tailed.  
For the analysis of the exploratory outcome, we will use student T-test to compare the change in 
the subjective effort valuation (after-the -infusion value minus before-the-infusion value) 
between the ketamine and midazolam groups. 
D. Organization 
1. Participating investigators 
-Bardia Nourbakhsh, MD, MAS, Principal Investigator: Dr. Nourbakhsh is an assistant professor 
in the department of Neurology at JHU. He will oversee the overall conduct of the entire 
research project. He will be present during in the infusion room during the study medication 
infusions. He has been involved in designing clinical trials of symptomatic treatment in MS for 
the past few years and has completed formal education in epidemiology, biostatistics and trial 
design as part of the Masters’ in Clinical Research. He is currently the PI of a multi-center study 
of fatigue medications in MS.  

Version: 4.0 
 
12/06/2018 
- Adam Kaplin, MD, PhD, Co-investigator: Dr. Kaplin is an assistant professor in the 
departments of Neurology and Psychiatry at JHU. He has extensive experience in the design 
and execution of clinical trials and use of ketamine in psychiatric diseases. Along with Dr. 
Nourbakhsh, he will oversee the conduct of the trial and participate in data analysis and 
preparation of reports and manuscripts. 
- Vikram Chib, PhD: Dr. Chib is an assistant professor of Biomedical Engineering. He has 
expertise in modeling of behavioral and neural data related to decision-making and learning. 
- Bridget Morris, RN, BSN, Research Nurse: Ms. Morris is a research nurse in the department 
of Neurology at JHU.  She will explain the study and related processes to the subjects, and 
consent them for the study. She will be the primary subject contact for this study. She will also 
prepare recruitment materials and distribute according to IRB approval. She will work with the 
MS clinic to identify potential candidates for the study. She will pre-screen subjects and 
schedule study visits. She will enroll subjects, collect data, and perform data entry and 
cleaning. She will work closely with participants regarding completing necessary testing that is 
part of the primary and secondary outcomes.  She will serve as the subject’s point-of-contact 
with the study team.  She will triage concerns and AEs, involving the PI as necessary.  She will 
collect AE’s.  She is an ACLS-certified nurse and has experience in critical care nursing. She 
will be in charge of administering the ketamine or midazolam at the Clinical Research Unit.  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

Version: 4.0 
 
12/06/2018 
 
 
 
1.  
Frohman EM, Racke MK, Raine CS. Multiple sclerosis--the plaque and its pathogenesis. N 
Engl J Med. 2006 Mar 2;354(9):942–55.  
2.  
Dilokthornsakul P, Valuck RJ, Nair KV, Corboy JR, Allen RR, Campbell JD. Multiple 
sclerosis prevalence in the United States commercially insured population. Neurology. 
2016 Mar 15;86(11):1014–21.  
3.  
Krupp L. Fatigue is intrinsic to multiple sclerosis (MS) and is the most commonly reported 
symptom of the disease. Mult Scler Houndmills Basingstoke Engl. 2006 Aug;12(4):367–8.  
4.  
Lerdal A, Celius EG, Krupp L, Dahl AA. A prospective study of patterns of fatigue in 
multiple sclerosis. Eur J Neurol Off J Eur Fed Neurol Soc. 2007 Dec;14(12):1338–43.  
5.  
Janardhan V, Bakshi R. Quality of life in patients with multiple sclerosis: the impact of 
fatigue and depression. J Neurol Sci. 2002 Dec 15;205(1):51–8.  
6.  
Blaney DBE, Lowe-Strong A. The impact of fatigue on communication in multiple sclerosis. 
The insider’s perspective. Disabil Rehabil. 2009 Jan 1;31(3):170–80.  
7.  
Smith MM, Arnett PA. Factors related to employment status changes in individuals with 
multiple sclerosis. Mult Scler Houndmills Basingstoke Engl. 2005 Oct;11(5):602–9.  
8.  
Toosy A, Ciccarelli O, Thompson A. Symptomatic treatment and management of multiple 
sclerosis. Handb Clin Neurol. 2014;122:513–62.  
9.  
Braley TJ, Chervin RD. Fatigue in Multiple Sclerosis: Mechanisms, Evaluation, and 
Treatment. Sleep. 2010 Aug 1;33(8):1061–7.  
10.  Pucci E, Branãs P, D’Amico R, Giuliani G, Solari A, Taus C. Amantadine for fatigue in 
multiple sclerosis. Cochrane Database Syst Rev. 2007;(1):CD002818.  
11.  Tejani AM, Wasdell M, Spiwak R, Rowell G, Nathwani S. Carnitine for fatigue in multiple 
sclerosis. Cochrane Database Syst Rev. 2012;5:CD007280.  
12.  Nourbakhsh B, Revirajan N, Waubant E. Association Between Glutamate Blockade and 
Fatigue in Patients With Multiple Sclerosis. JAMA Neurol. 2015 Nov 1;72(11):1374–5.  
13.  Peyro Saint Paul L, Creveuil C, Heinzlef O, De Seze J, Vermersch P, Castelnovo G, et al. 
Efficacy and safety profile of memantine in patients with cognitive impairment in multiple 
sclerosis: A randomized, placebo-controlled study. J Neurol Sci. 2016 Apr 15;363:69–76.  
14.  Lovera JF, Frohman E, Brown TR, Bandari D, Nguyen L, Yadav V, et al. Memantine for 
cognitive impairment in multiple sclerosis: a randomized placebo-controlled trial. Mult Scler 
Houndmills Basingstoke Engl. 2010 Jun;16(6):715–23.  

Version: 4.0 
 
12/06/2018 
15.  Villoslada P, Arrondo G, Sepulcre J, Alegre M, Artieda J. Memantine induces reversible 
neurologic impairment in patients with MS. Neurology. 2009 May 12;72(19):1630–3.  
16.  Murrough JW, Iosifescu DV, Chang LC, Al Jurdi RK, Green CE, Perez AM, et al. 
Antidepressant efficacy of ketamine in treatment-resistant major depression: a two-site 
randomized controlled trial. Am J Psychiatry. 2013 Oct;170(10):1134–42.  
17.  Maher DP, Chen L, Mao J. Intravenous Ketamine Infusions for Neuropathic Pain 
Management: A Promising Therapy in Need of Optimization. Anesth Analg. 2017 
Feb;124(2):661–74.  
18.  Kroencke DC, Lynch SG, Denney DR. Fatigue in multiple sclerosis: relationship to 
depression, disability, and disease pattern. Mult Scler Houndmills Basingstoke Engl. 2000 
Apr;6(2):131–6.  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

Version: 4.0 
 
12/06/2018 
 
 
 
 
Appendix 1: Subjective effort evaluation paradigm: 
The experiments outlined in this proposal are centered around an effort-based choice paradigm, 
designed by our colleague (Dr. Vikram Chib) at Kennedy-Krieger Institute, that mathematically 
characterizes subjective effort valuation for effort.  
 
Physical Effort Task. 
Subjects maximum voluntary contraction (MVC) will be obtained by taking the maximum force 
achieved over the course of three consecutive isometric grip force repetitions, each lasting 14 
seconds, with a hand clench dynamometer (TSD121B-MRI; Biopac Systems Inc.; Goleta, CA 
USA). It is important to mention that individuals could have different subjective preferences for 
different types of effort (e.g., walking, arm strength exercise, etc.). In this study we chose to 
focus on an isometric grip task because it easily operationalizes levels of effort as a percentage 
of participants’ maximum grip capacity. Furthermore grip recruits motor units that are readily 
imaged with our TMS paradigm. Future studies could examine if the mechanisms of effort 
valuation identified in this proposal generalize to other types of effort, however this is beyond 
the scope of this proposal. 
 
(a) Association phase. Participants will be trained to associate effort levels (which will be 
defined relative to MVC) with the force they exert on the hand dynamometer. The effort levels 
will range from 0 to 100, corresponding to no exertion and a force equal to 80% of participants’ 
MVC, respectively. A single training block will consist of five trials of training for each target 
level, where the targets will vary from 10 to 80 in increments of 10, and training blocks will be 
presented in a randomized order. Participants will be instructed to reach a target zone (defined 
as ±5 effort units of the target effort level) as fast as possible and maintain force within the 
target for as long as possible over the course of 14 seconds. This will ensure that participants 
exert effort for roughly the same duration regardless of the amount of effort to exert. At the end 
of the effort task, if individuals are within the target zone for more than 2/3 of the total time 
observed during squeezing (9.33 seconds), the trial will be counted as a success, and 
participants will be cued as such. To minimize participants’ fatigue, a fixation cross (2-5 
seconds) will separate the trials within a training block and 60 seconds of rest will be provided 
between training blocks. 
 
(b) Recall phase. We will next gauge if participants develop a stable association between the 
effort levels and the effort produced. Each recall trial will involve the display of a black horizontal 
bar that participants will be instructed to completely fill by squeezing the transducer. For the 
recall phase, the full bar will not correspond to level 100 as in the association phase, but instead 

Version: 4.0 
 
12/06/2018 
will be representative of the effort level being tested on a particular trial. This will give 
participants a sense of what level they were squeezing for the trail, and these cues will not be 
confounded by visual cues that might signal effort levels. Participants will be instructed to reach 
the target zone as fast as possible and to maintain their produced force as long as possible. 
Following this exertion period, participants will be presented with a number line (from 0 to 100) 
and asked to select the level they believe they had just squeezed. Our preliminary investigations 
have shown that participants are able to accurately associate physical effort levels to amounts 
of effort applied, and recall these associations following effort exertion. 
 
(b) Choice phase. To characterize and quantify their subjective effort costs, participants will be 
presented with a series of risky binary gambles for effort. A trial will consist of choosing between 
two options shown on the screen under a 4 second time constraint: (1) exerting a low amount of 
force with absolute certainty (the “sure” option), and (2) taking a risk which could result in either 
high exertion or zero exertion, with equal probability of both outcomes (the “flip” option). The 
effort levels in question will be conveyed using the same 0 to 100 scale used in the association 
phase. The effort-choice amounts have been tailored to predominately sample the effort options 
over which there would be indifference between the “flip” and “sure” options — if the sure option 
is roughly more than half the flip, we can assume that participants will choose the flip option 
[14]. We use this procedure to uniformly sample the prospective effort space and generate a set 
of 170 gambles within the 0 to 100 range.  
 
Participants will make their choice by pressing one of two buttons on a button pad with either 
their first (“flip”) or second (“sure”) digits. The outcomes of the choices will not be provided 
during the trials and will therefore be unknown to participants after making a choice. All gambles 
will be presented consecutively, in a randomized order, and participants will be informed that ten 
of their choices will be selected at random and played out at the end of the experiment. This is a 
common procedure in behavioral economics, that ensures participants treat each option 
separately and that trial-to-trial choices do not influence subsequent choices. Moreover, we will 
focus our imaging analyses to effort valuation at the time of choice, so our imaging will not be 
subject to movement artifacts associated effortful exertion. 
 
Modeling of behavioral choice data: A critical component of this proposal is our ability to extract 
reliable measures of participants’ subjective effort value using the behavioral choice data. We will 
generate structural models of effort-choice in which the subjectivity of participants’ choices will be 
characterized based on the assumption that effort cost functions can be mathematically 
represented by the expression:
.  is the subjective utility/cost of an effort level , and  
is a curvature parameter which characterizes how individuals subjectively represent the effort 
level in question (i.e, risk averse or risk seeking to avoid effort).   Given the options presented 
during the choice phase, if one assumes that participants integrate probability with utility linearly 
(as is common in economic choice), the expected cost of choosing the “flip” option rather than the 
“sure” option can be written as 
. In this expression, 
 is the effort level 
which stands as a possible outcome against no exertion under the flip option, and  is the effort 
level of the sure choice. The probability that a participant chooses to make a gamble is given by 
the Softmax function 
. The subjective effort cost curvature parameter  is 

Version: 4.0 
 
12/06/2018 
contained within 
, and 
 is a temperature parameter representing stochasticity of a 
participants’ choice (  = 0 means choices are random). We will use a maximum likelihood 
estimation (MLE) procedure to estimate both the curvature and temperature parameters for each 
participant, using the 170 trials of gambles 
 and associated responses. 
 
Appendix 2: Prohibited Therapies 
The table below is intended for general guidance, please contact the study team 
to discuss any questions or concerns regarding any specific concomitant therapies 
for a subject. 
The pharmacotherapies listed below are permitted (Y) or excluded (N) due to potential impact 
on efficacy evaluation and/or subject safety or because they are indicated for exclusionary 
conditions. 
Except where specifically noted in the protocol, the prohibited therapies listed in this table are 
prohibited from screening until at least 12 hours after the infusion of the study medication. 
 
 
Drug Class 
Episodic 
Use 
Continuou
s Use 
Comments 
ADHD medications 
(eg, atomoxetine, 
guanfacine) 
N 
Y 
See also “Psychostimulants” row 
Amantadine 
N 
N 
Subjects should be at least 7 days off of 
amantadine before receiving the study 
medication 
Anorexiants 
(eg, 
phenteramine) 
N 
N 
Anticonvulsants 
N 
N 
Subjects with seizures are excluded. 
Anticonvulsants used for other indications 
may be allowed (eg, valproate for migraine, 
lamotrigine for mood disorder). PI may 
approve the medication on a case-by-case 
basis
Antidepressants 
(except monoamine 
oxidase inhibitors) 
N 
Y 
Episodic use (PRN) of trazodone is permitted 
but should not be used within 8 hours prior to 
the study drug administration. 
Antidepressants: 
Monoamine 
oxidase inhibitors 
N 
N 
Prohibited within the past 2 weeks prior to 
study drug administration  

Version: 4.0 
 
12/06/2018 
Antipsychotics 
Y (for 
sleep 
only) 
Y 
Benzodiazepines (at 
dosages equal to or 
less than the 
equivalent of 6 
mg/day lorazepam) 
Y 
Y 
Prohibited within 8 hours prior to the study 
drug administration. Additionally, no 
benzodiazepines should be used within 8 
hours after study administration. 
Chloral hydrate 
N 
N 
Clonidine 
Y 
Y 
Prohibited within 8 hours prior to the study 
drug administration. 
Corticosteriods 
Y 
N 
Inhaled, intranasal, topical, and 
ophthalmic steroids are not prohibited. 
Intermittent 
IM/IV 
corticosteroids 
are 
permitted (chronic use prohibited). Episodic 
or continuous oral use can be permitted on a 
case-by-case (according to the PI)
Cough/Cold/Allergy 
preparations (except 
those containing 
dextromethorphan) 
Y 
Y 
Pseudoephedrine- containing products 
should not be used within 12 hours prior to 
study medication administration. 
Dextromethorphan 
N 
N 
DHEA 
Y 
Y 
Diphenhydramine 
Y 
N 
PRN use is permitted, but should not be 
used within 8 hours prior to the study drug 
administration. 
Hypnotics 
(Non-
benzodiazepine 
only) 
Y 
Y 
Do not use within 8 hours prior to the study 
drug administration. 
Ketanserin 
N 
N 
Lithium 
N 
Y 
Methyldopa 
N 
N 
Metyrosine 
N 
N 
Opioids 
Y 
Y 
Prescription opioid medication(s) 
can be continued, per clinician’s 
Non-vitamin K 
antagonist oral 
anticoagulation agents 
(eg, dabigatran, 
rivaroxaban, apixaban) 
N 
N 

Version: 4.0 
 
12/06/2018 
Psychostimulants 
(eg, 
amphetamines, 
methylphenidate, 
and modafinil, 
armodafinil) 
N 
Y 
The use of amphetamines (including 
prescribed amphetamines) can be continued 
but must not be taken within 12 hours prior to 
the intravenous treatment session or for 2 
hours after the study drug administration. 
Reserpine 
N 
N 
Scopolamine 
N 
N 
St. John’s Wort 
N 
N 
Thyroid 
hormone 
supplement 
N 
Y 
Subjects needing supplements must be on a 
stable thyroid supplement dose for at least 4 
weeks prior to the study drug administration. 
 
Warfarin 
N 
N 
 
Appendix 3: Infusion procedure:  
A. Assessment 
1. The nurse shall assess the following prior to initiation of infusion: 
a. Baseline level of sedation using Richmond Agitation Sedation Scale (RASS) 
b. Baseline vital signs, including respiratory rate, blood pressure, heart rate and 
pulse oximetry 
2. After initiation of the infusion, the nurse will assess and document the vital signs 
every 15 minutes until 75 minutes after the start of the infusion and one more time, 
100 minutes after the start of the infusion (or one hour after finishing the infusion).  
3. RASS every 15 minutes until 75 minutes after the start of the infusion and one more 
time, 100 minutes after the start of the infusion (or one hour after finishing the 
infusion). 
4. Adverse effects every 15 minutes until 75 minutes after the start of the infusion and 
one more time, 100 minutes after the start of the infusion (or one hour after finishing 
the infusion). 
 
Schedule of the assessment of vital signs, adverse effects, and RASS. 
 

Version: 4.0 
 
12/06/2018 
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Vital 
signs, 
AE and 
RASS
Infusion 
start
(Time 0) 
15 min
30 min
45 
min
60 min
75 min
100 min
Infusion 
end
(40 min) 
 
B. Intervention 
1. IV ketamine or midazolam will be administered via an infusion pump.  
2. The infusion is completed in 40 minutes. For ketamine, the total dose will be 0.5 
mg/kg (administered at the rate of 0.75 mg/kg/hour). For midazolam, the total dose 
will be 0.05 mg/kg (administered at the rate of 0.075 mg/kg/hour) 
3. For nausea, the neurologist can decide to give IV ondansetron (4 to 8 mg) during the 
infusion. 
4. For the unlikely event of apnea or very low respiratory rate that can rarely happen 
due to midazolam, the neurologist can decide to give 0.2 to 1 mg of flumazenil.  
5. Recovery process:  
a. Participant can be discharged when the following criteria are met: 
i. Sedation score of 0 per RASS scale 
ii. Ability to swallow oral fluids/secretions 
iii. No evidence of severe hypertension or hypotension exists, or blood 
pressure at participant’s baseline 
iv. Pulse is regular and within the range defined for that 
participant's age group or at participant's baseline 
v. Respiratory rate and character are within the defined rang for 
that participant age group or at participant's baseline 
vi. Oxygen saturation on room air is >95% or at participant's 
baseline 
b. Aside from asking participants open-ended question about having 
any new or worsening symptoms right after the infusion, they will be 
asked if they experienced the following symptoms: Feeling Strange 
or Unreal, Abnormal Sensations, Blurred Vision, Feeling Drowsy or 
Sleepy, Dizziness or Faintness, Dry Mouth, Numbness or Tingling, 
Appetite Increased, Trouble Concentrating, Slurred Speech, 

Version: 4.0 
 
12/06/2018 
Difficulties Finding Words, Hearing or Seeing Things, Headache, 
Ringing in Ears, Increased Salivation 
6. Presence of a responsible adult (family/friend) to accompany participant at 
time of discharge  
a. Participant and responsible adult have received information 
regarding side effects/duration of sedation and have had all 
questions answered. 
7. Written discharge instructions are provided to the participant to include 
recommendations for: 
a. Light activity for 24 hours 
b. No driving, dangerous activities for up to 24 hours. 
c. Diet progression as tolerated 
d. No business transactions or legally binding agreements for 24 
hours. 
 
Medical Reasons for Discontinuation:  
 
1- In the event that the participant’s systolic or diastolic blood pressure (BP) 
increases by greater than 25% above baseline value [baseline is defined by first BP 
reading before the start of the infusion, is greater than 190/110, or in the event of 
tachycardia >130 beats per minute. The nurse will hold the infusion and assess the 
blood pressure and heart rate every 5 minutes. If the blood pressure decreased to 
less than 165/100 or in the event of tachycardia heart rate decreased to less than 
110, the infusion can be resumed. In this situation, the blood pressure and heart rate 
will be assessed by nurse every 10 minutes through the end of the infusion. If at any 
time, the blood pressure is greater than 190/110 or hear rate >130 beats per minute, 
the infusion will be permanently stopped.  
 
2- In the event that the participant becomes sedated to the point that he/she is 
unresponsive to verbal commands or there is complete or partial airway obstruction, 
the study infusion will be discontinued. Should either of these problems occur, the 
neurologist will treat the participant according to standard protocols (ACLS).  
 
3- In the event that the SpO2 is <94% over a 5-minute interval, the neurologist has 
the option of using nasal cannula to administer O2, adjusting the nasal cannula 
position or flow rate. If SpO2 does not increase to 94% or greater with intervention, 
the infusion is discontinued, and further therapy is administered by the neurologist.