A 16-wk, Uni-center, Randomized, Double-blind, Parallel, Phase 3b Trial to Evaluate Efficacy of Saxagliptin + Dapagliflozin vs.Dapagliflozin With Regard to EGP in T2DM With Insufficient Glycemic Control on Metformin+/-Sulfonylurea Therapy
Phase: NA
Conditions: Diabetes Mellitus, Type 2
Sponsor: The University of Texas Health Science Center at San Antonio

 
15-742H, Cersosimo, Form BB, 09-30-16, AMD 
COVER PAGE FOR PROTOCOL AND STATISTICAL ANALYSIS PLAN 
 
 
 
 
 
Official Study Title: A 16-week, Single Center, Randomized, Double-Blind, 
Active Controlled, Parallel Group, Phase 3b Trial to Evaluate the Efficacy 
of Saxagliptin Co-administered with Dapagliflozin Compared to 
Dapagliflozin with Regard to Endogenous Glucose Production in Adult 
Patients with Type 2 Diabetes Who Have Insufficient Glycemic Control on 
Metformin or Metformin/Sulfonylurea Therapy 
 
NCT number: NCT02613897 
 
IRB Approval Date: 09/30/2016 
 
 
 
 
 
 
 

 
2(83) 
 
 
 
 
A 16-week, Single Center, Randomized, Double-Blind, Active Controlled, 
Parallel Group, Phase 3b Trial to Evaluate the Efficacy of Saxagliptin 
Co-administered with Dapagliflozin Compared to Dapagliflozin with 
Regard to Endogenous Glucose Production in Adult Patients with Type 2 
Diabetes Who Have Insufficient Glycemic Control on Metformin or 
Metformin/Sulfonylurea Therapy  

 
3(83) 
PROTOCOL SYNOPSIS 
 
A 16-week, Single, Randomized, Double-Blind, Active-Controlled, Parallel 
Group, Phase 3b Trial to Evaluate the Efficacy of Saxagliptin Co-administered 
with Dapagliflozin Compared to Dapagliflozin with Regard to Endogenous 
Glucose Production in Adult Patients with Type 2 Diabetes Who Have 
Insufficient Glycemic Control on Metformin or Metformin/Sulfonylurea Therapy  
 
 
Principal Investigator  
Eugenio Cersosimo, MD 
Associate Professor 
Diabetes Division 
University of Texas Health Science Center at San Antonio 
7703 Floyd Curl Drive 
San Antonio, TX  78229 
 
Co-Investigator 
Ralph A. DeFronzo, M.D. 
Professor of Medicine 
Chief, Diabetes Division 
University of Texas Health Science Center at San Antonio 
7703 Floyd Curl Drive 
San Antonio, TX  78229 
 
Study site(s) and number of subjects planned 
This will be a single center study conducted at the University of Texas Health Science 
Center/Texas Diabetes Institute in San Antonio, Texas.  Approximately 177 patients will be 
screened, and 53 randomized. 
Study period 
 
Phase of development 
Estimated date of first patient enrolled 
3Q 2015 
3b 
Estimated date of last patient completed 
1Q 2017 
3b 
 
Study design 

 
4(83) 
This is a 16-week, single center, randomized, double-blind, active-controlled, parallel-group, 
Phase 3b efficacy and safety study of simultaneous administration of saxagliptin 5 mg plus 
dapagliflozin 10 mg once daily (QD) compared with dapagliflozin plus placebo for 
saxagliptin, and placebo for saxagliptin plus placebo for dapagliflozin in patients with Type 2 
diabetes who have inadequate glycemic control on metformin or metformin/sulfonylurea.   
All potentially eligible patients will provide informed consent, undergo screening for all 
applicable inclusion/exclusion criteria, and submit laboratory samples at Screening (Visit 1, 
2 weeks prior to randomization).  Patients in all treatment arms should be treated with a stable 
dose of metformin (≥1000 mg/day) or metformin (1000 mg/day) plus sulfonylurea (glipizide, 
 5 mg/day or glyburide,  5 mg/day or glimepiride, 4 mg/day) for at least 8 weeks prior to 
Screening.  Subjects will remain on the same type and dose of background therapy for the 
duration of the study.  Eligible patients will be randomized at Visit 3 (Week 0) to receive 
saxagliptin 5 mg plus dapagliflozin 10 mg, dapagliflozin 10 mg plus placebo for saxagliptin, 
or placebo for saxagliptin plus placebo for dapagliflozin during the 16-week treatment period.  
Patients will attend study Visits 4 to 8 at Weeks 4, 8, 12, 15, and 16 during the treatment 
period. 
Note for objectives: The term “Pre-investigational product (IP)” refers to the timepoints 
collected before IP administration during the glucose turnover study and “post-IP” refers to 
the timepoints collected after IP administration.  The term “pre-glucose load” refers to the 
timepoints collected before glucose challenge during the oral glucose tolerance test (OGTT) 
and “post-glucose load” refers to the timepoints collected after glucose challenge. 
Objectives 
Primary Objective: 
Outcome Measure: 
To compare the post-IP minus pre-IP 
endogenous glucose production (EGP) during 
the glucose turnover study in saxagliptin 5 mg 
plus dapagliflozin 10 mg vs dapagliflozin at 
Week 15. 
• Post-IP minus pre-IP EGP (mg/kg/min) during the 
glucose turnover study at Week 15. 
 
Secondary Objectives: 
Outcome Measures: 
To compare the post-IP minus pre-IP EGP 
during the glucose turnover study in 
saxagliptin plus dapagliflozin vs dapagliflozin 
at Week 0. 
• Post-IP minus pre-IP EGP (mg/kg/min) during the 
glucose turnover study at Week 0. 
To compare the change from Week 0 to 
Week 15 in post-IP minus pre-IP EGP during 
the glucose turnover study in saxagliptin plus 
dapagliflozin vs dapagliflozin. 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP EGP (mg/kg/min) during the glucose 
turnover study. 

 
5(83) 
Secondary Objectives: 
Outcome Measures: 
To compare pre-IP EGP during the glucose 
turnover study in saxagliptin plus dapagliflozin 
vs dapagliflozin at Week 15. 
• Pre-IP EGP (mg/kg/min) during the glucose 
turnover study at Week 15. 
To compare the change from Week 0 to 
Week 15 in pre-IP EGP during the glucose 
turnover study in saxagliptin plus dapagliflozin 
mg vs dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP EGP 
(mg/kg/min) during the glucose turnover study. 
To compare pre-glucose load EGP during the 
OGTT at Week 16 in saxagliptin plus 
dapagliflozin vs dapagliflozin.  
• Pre-glucose load EGP (mg/kg/min) during the 
OGTT at Week 16. 
To compare the change from Week -1 to 
Week 16 in pre-glucose load EGP during the 
OGTT in saxagliptin plus dapagliflozin vs 
dapagliflozin. 
• Change from Week -1 to Week 16 in pre-glucose 
load EGP (mg/kg/min) during the OGTT. 
To compare the change from Week -1 to 
Week 16 in post-glucose load EGP during the 
OGTT in saxagliptin plus dapagliflozin vs 
dapagliflozin. 
• Change from Week -1 to Week 16 in post-glucose 
load EGP during OGTT. 
To compare the Week -1 in post-glucose load 
EGP during the OGTT in saxagliptin plus 
dapagliflozin vs dapagliflozin. 
• Post-glucose load EGP during OGTT in 
saxagliptin/dapagliflozin vs dapagliflozin during 
week 1 
To compare the Week 16 in post-glucose load 
EGP during the OGTT in saxagliptin plus 
dapagliflozin vs dapagliflozin. 
• Post-glucose load EGP during OGTT in 
saxagliptin/dapagliflozin vs dapagliflozin during 
week 16 
To compare the change from Week -1 to 
Week 16 in the rate of glucose disposal (Rd) 
and rate of glucose appearance (Ra) during 
OGTT in saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week -1 to Week 16 in Rd and Ra 
during OGTT. 
To compare at week -1 and also Week 16 the 
rate of glucose disposal (Rd) and glucose 
appearance (Ra) during OGTT in saxagliptin 
plus dapagliflozin  vs dapagliflozin. 
• Ra and Rd during OGTT in 
saxagliptin/dapagliflozin vs dapagliflozin at week 
-1 and week 16 
To compare the mean change from Week 0 to 
Week 16 in hemoglobin A1c (HbA1c) in 
saxagliptin plus dapagliflozin vs dapagliflozin. 
• Change from Week 0 to Week 16 in HbA1c 
(% and mmol/mol). 
To compare the mean change from Week 0 to 
Week 15 in pre-IP fasting plasma glucose 
(FPG) during glucose turnover study in 
saxagliptin plus dapagliflozin vs dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP plasma 
glucose (mmol/L) during glucose turnover study. 

 
6(83) 
Secondary Objectives: 
Outcome Measures: 
To compare the mean change from Week -1 to 
Week 16 in pre-glucose load FPG and post-
glucose load postprandial glucose (PPG) 
during OGTT in saxagliptin plus dapagliflozin  
vs dapagliflozin. 
• Change from Week -1 to Week 16 in pre-glucose 
load FPG and post-glucose load PPG (mean and 
area under the curve [AUC] [mg/mL·time]). 
To compare the mean change from Week -1/0 
to Week 15/16 in fasting (pre-IP during 
glucose turnover study/pre-glucose load during 
OGTT) plasma glucagon, plasma C-peptide, 
and plasma insulin in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma glucagon (pg/mL) during the glucose 
turnover study and OGTT.. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma C-peptide (ng/mL) during the glucose 
turnover study and OGTT.. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma insulin (μU/mL) during the glucose 
turnover study and OGTT.. 
To explore the mean change from Week -1/0 to 
Week 15/16 in post-IP (during glucose 
turnover study) and post-glucose load (during 
OGTT) plasma glucagon, plasma C-peptide, 
and plasma insulin in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week -1/0 to Week 15/16 in plasma 
glucagon (mean [pg/mL] during the glucose 
turnover study and mean and AUC [pg/mL·time]) 
during OGTT. 
• Change from Week -1/0 to Week 15/16 in plasma 
C-peptide (mean [ng/mL] during the glucose 
turnover study and mean and AUC [μU/m·time]) 
during OGTT. 
• Change from Week -1/0 to Week 15/16 in plasma 
insulin (mean [μU/mL] during the glucose 
turnover study and mean and AUC [μU/m·time]) 
during OGTT. 
To compare the mean change from Week 0 to 
Week 15 in post-IP minus pre-IP plasma 
glucagon, plasma C-peptide, and plasma 
insulin during glucose turnover study in 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP plasma glucagon (pg/mL), C-peptide 
(ng/mL), and insulin (μU/mL) during the glucose 
turnover study.  
To compare the mean change and absolute 
values from Week -1 to Week 16 in insulin 
secretion, beta cell function, and insulin 
sensitivity during the OGTT in saxagliptin plus 
dapagliflozin  vs dapagliflozin.  
• Change from Week -1 to Week 16 in insulin 
secretion (change in C-peptide or insulin and 
change in C-peptide/change in glucose or change 
in insulin/change in glucose, as mean and AUC). 
• Change from Week -1 to Week 16 in beta cell 
function (as change in C-peptide [ng/mL] or 
insulin/change in glucose [mg/dL] ÷ insulin 
resistance). 
• Change from Week -1 to Week 16 in insulin 
sensitivity (mg/kg·min per μU/mL). 

 
7(83) 
Secondary Objectives: 
Outcome Measures: 
To compare the mean change from Week 0 to 
Week 15 in pre-IP, post-IP, and post-IP minus 
pre-IP counterregulatory hormones during 
glucose turnover study achieved with 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP cortisol 
(ng/mL). 
• Change from Week 0 to Week 15 in post-IP 
cortisol (ng/mL). 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP cortisol (ng/mL). 
• Change from Week 0 to Week 15 in pre-IP 
epinephrine, norepinephrine, and growth hormone 
(pg/mL). 
• Change from Week 0 to Week 15 in post-IP 
epinephrine, norepinephrine, and growth hormone 
(pg/mL). 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP epinephrine, norepinephrine, and growth 
hormone (pg/mL). 
To compare the mean change from Week -2 to 
Week 16 in body weight, body mass index 
(BMI), percent body fat, and fat distribution in 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week -2 to Week 16 in body 
weight (kg). 
• Change from Week -2 to Week 16 in BMI. 
• Change from Week -2 to Week 16 in percent body 
fat and fat distribution (per Dual Energy X-ray 
Absorption [DEXA] scan). 
 
Safety Objective: 
Outcome Measures: 
To evaluate the safety and tolerability of 
saxagliptin plus dapagliflozin (plus metformin) 
vs dapagliflozin, and vs. placebo at Week 16. 
• Adverse events (AEs)/Serious AEs (SAEs) 
• Vital signs  
• Clinical laboratory tests  
• Electrocardiogram (ECG; including date and time, 
and normal/abnormal) 
• Physical examinations 
 
Exploratory Objectives: 
Outcome Measures: 
To compare post-IP minus pre-IP EGP during 
the glucose turnover study at Week 15 in:  
- saxagliptin plus dapagliflozin vs placebo  
- dapagliflozin  vs placebo. 
• Post-IP minus pre-IP EGP (mg/kg) during glucose 
turnover study at Week 15. 
For each secondary outcome measure, the 
comparisons between the following groups 
will be explored as exploratory objectives: 
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo  
(as indicated in secondary measures) 

 
8(83) 
Exploratory Objectives: 
Outcome Measures: 
To explore the mean change from Week -1 to 
Week 16 in plasma glucagon-like peptide-1 
(GLP-1), glucose-dependent insulinotropic 
polypeptide (GIP), and free fatty acids (FFA) 
during fasting and OGTT, mean and AUC in: 
- saxagliptin plus dapagliflozin (plus 
metformin) vs dapagliflozin  
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo  
• Change from Week -1 to Week 16 in plasma 
GLP-1 (pM/mL), GIP (pg/mL and AUC 
[pg/mL·time]), and FFA (mmol/L) during OGTT. 
To explore the mean change from Week -2 to 
Week 16 in fasting and post OGTT mean and 
AUC FFA in: 
- saxagliptin plus dapagliflozin  vs 
dapagliflozin  
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo. 
• Change from Week -2 to Week 16 in FFA 
(mmol/L). 
To explore the mean change from Week 0 to 
Week 16 in waist to hip ratio, blood pressure 
(BP), and lipids within each treatment group 
and between: 
- saxagliptin plus dapagliflozin  vs 
dapagliflozin  
-  saxagliptin plus dapagliflozin  vs placebo   
- dapagliflozin vs placebo  
• Change from Week 0 to Week 16 in waist to hip 
ratio (cm), BP (mmHg), and lipids. 
 
Target patient population 
Approximately 53 patients with Type 2 diabetes mellitus (T2DM) with inadequate glycemic 
control receiving metformin at a dose of ≥1000 mg/day for at least 8 weeks prior to screening, 
will be randomized to 1 of 3 treatment groups. 
Duration of treatment 
Study duration will be at least 18 weeks, including a 1-week screening period, a 1-week run-in 
period, and a 16-week double-blind treatment period. 
Investigational product, dosage, and mode of administration 
Saxagliptin and matching placebo: 
Saxagliptin 5 mg tablets or placebo matching saxagliptin will be administered orally QD for 
the 16-week double-blind treatment period. 
Dapagliflozin and matching placebo: 

 
9(83) 
Dapagliflozin 10 mg tablets or placebo matching dapagliflozin will be administered orally QD 
for the 16-week double-blind treatment period. 
Other treatments 
Metformin and Sulfonylurea (glipizide, glyburide, glimepiride) 
Up to Visit 8 (Week 16), patients should continue to administer the same type and dose of 
metformin therapy they were using at study entry.  Metformin and sulfonylurea will not be 
provided in pre-packaged kits by the Sponsor and will be sourced locally by the site and in 
accordance with the approved package labeling.  Metformin and sulfonylurea should be 
administered and stored according to product and country-specific labelling.  
Rescue therapy: 
Patients who require rescue therapy should receive standard of care treatment; however, 
Bydureon 2 mg subcutaneously is highly suggested. 
Statistical methods 
Sample size estimate: 
The primary comparison will be comparing EGP for saxagliptin 5 mg plus dapagliflozin 
10 mg versus dapagliflozin 10 mg at Week 15.  
With 19 patients per treatment group, there will be 90% power to detect a difference in mean 
EGP of 0.39 mg/kg/min between saxagliptin 5 mg plus dapagliflozin 10 mg and dapagliflozin 
10 mg groups assuming a standard deviation of 0.32 using a 2 group t-test with a 0.050 
2-sided significance level.  Assuming that 10% of subjects in the primary comparison arms 
early terminate, are rescued, or do not have a Week 16 assessment for any other reason, a total 
of 21 subjects per treatment arm need to be randomized for each of the saxagliptin 5 mg plus 
dapagliflozin 10 mg and dapagliflozin 10 mg treatment arms.  Approximately 11 subjects will 
be randomized to the placebo treatment arm for exploratory comparisons of saxagliptin 5 mg 
plus dapagliflozin 10 mg to placebo (approximately 80% power), for a total of approximately 
53 subjects randomized. 
Assuming that 70% of screened subjects will fail to meet screening criteria, a total of 
177 subjects will need to be screened. 
Statistical considerations 
Analysis populations: 
Classification into Full analysis (FA), Per protocol (PP), and Safety analysis sets will be 
conducted prior to the database lock.  

 
10(83) 
Primary analyses of efficacy endpoints (primary and secondary) will be performed on the FA 
set.  Supportive analyses will be carried out with the PP analysis set if more than 10% of 
patients from the FA set are excluded from the PP analysis set for important protocol 
deviations.  All safety analyses will be based on the Safety analysis set. 
Efficacy analysis set 
Full analysis set 
The FA set will be defined as all randomized patients with a baseline and a post baseline 
efficacy assessment value.  Patients will be analyzed according to the treatment assigned. 
Per protocol analysis set 
The PP analysis set will be defined as all FA patients without an important protocol deviation 
that might affect the primary analyses.  The criteria for important protocol deviations will be 
defined in the statistical analysis plan.  Patients will be analyzed according to the treatment 
randomized/received. 
Safety analysis set 
The Safety analysis set will be defined as all randomized patients who received at least 1 dose 
of study medication.  Patients will be analyzed according to the actual treatment 
randomized/received. 
Analysis of the primary variable: 
The primary endpoint (EGP) will be tested in a confirmatory fashion for saxagliptin 5 mg plus 
dapagliflozin 10 mg  versus dapagliflozin 10 mg  at the α=0.05 (2-sided) level.  The other 
comparisons (contrasts) will be tested in an exploratory sense at the α=0.05 (2-sided) level.  
No multiplicity control is required. 
The primary efficacy analysis will be performed using an analysis of covariance (ANCOVA) 
method for the change from baseline at Week 16, with terms for treatment group and baseline 
HbA1c subgroup (≤8.5% versus >8.5%), and baseline EGP value in the model.  Point 
estimates and 95% confidence intervals will be calculated for the adjusted mean changes 
within each treatment group as well as for the differences in adjusted mean changes between 
treatment groups.  A subject who terminates from the study early, is rescued, or does not have 
a Week 16 assessment for any other reason will not contribute to the primary analysis. 
 

 
11(83) 
TABLE OF CONTENTS 
PAGE 
PROTOCOL SYNOPSIS ......................................................................................... 3 
TABLE OF CONTENTS ....................................................................................... 11 
LIST OF ABBREVIATIONS AND DEFINITION OF TERMS .......................... 16 
1. 
INTRODUCTION ................................................................................................. 19 
1.1 
Background and rationale for conducting this study ............................................. 19 
1.2 
Rationale for study design, doses and control groups ............................................ 20 
1.3 
Benefit/risk and ethical assessment........................................................................ 24 
1.3.1 
Ethical safety considerations .................................................................................. 24 
1.3.2 
Saxagliptin ............................................................................................................. 25 
1.3.3 
Dapagliflozin .......................................................................................................... 25 
1.3.4 
Potential benefits to patients .................................................................................. 26 
1.4 
Study Design .......................................................................................................... 26 
2. 
STUDY OBJECTIVES .......................................................................................... 29 
2.1 
Primary objective ................................................................................................... 29 
2.2 
Secondary objectives ............................................................................................. 29 
2.3 
Safety objectives .................................................................................................... 32 
2.4 
Exploratory objectives ........................................................................................... 32 
3. 
SUBJECT SELECTION, ENROLLMENT, RANDOMISATION, 
RESTRICTIONS, DISCONTINUATION AND WITHDRAWAL ...................... 33 
3.1 
Inclusion criteria .................................................................................................... 33 
3.2 
Exclusion criteria ................................................................................................... 34 
3.3 
Subject enrollment and randomization .................................................................. 36 
3.3.1 
Procedures for randomization ................................................................................ 37 
3.4 
Procedures for handling incorrectly enrolled or randomized subjects ................... 37 
3.5 
Methods for assigning treatment groups ................................................................ 38 
3.6 
Methods for ensuring blinding ............................................................................... 38 
3.7 
Methods for unblinding .......................................................................................... 38 
3.8 
Restrictions ............................................................................................................ 39 
3.9 
Discontinuation of investigational product ............................................................ 39 
3.9.1 
Discontinuation guidelines for protocol-defined major hypoglycemia 
episodes or recurrent non-major hypoglycemia episodes ...................................... 40 
3.9.2 
Procedures for discontinuation of a subject from investigational product ............ 40 

 
12(83) 
3.10 
Criteria for withdrawal ........................................................................................... 41 
3.10.1 
Screen failures ........................................................................................................ 41 
3.10.2 
Withdrawal of the informed consent ...................................................................... 42 
3.11 
Discontinuation of the study .................................................................................. 42 
4. 
STUDY PLAN AND TIMING OF PROCEDURES ............................................. 42 
4.1 
Enrollment/Screening Period ................................................................................. 46 
4.1.1 
Screening Visit (Visit 1, Week -2) ......................................................................... 46 
4.1.1.1 
Rescreening ............................................................................................................ 47 
4.1.2 
Run-in Visit (Visit 2, Week -1) .............................................................................. 47 
4.1.3 
Randomization and Baseline Visit (Visit 3, Week 0) ............................................ 48 
4.2 
Treatment Period .................................................................................................... 49 
4.2.1 
Treatment Period visits (Visits 4 to 7, Weeks 4, 8, 12, and 16a) ........................... 50 
4.2.2 
End of Treatment Period Visit/Early Termination during Treatment Period 
or Rescue (Visit 8, Week 16b) ............................................................................... 51 
4.3 
Follow-up period (Not applicable) ......................................................................... 52 
5. 
STUDY ASSESSMENTS ..................................................................................... 52 
5.1 
Efficacy assessments .............................................................................................. 53 
5.1.1 
HbA1c .................................................................................................................... 53 
5.1.2 
Fasting plasma glucose .......................................................................................... 53 
5.1.3 
Body weight ........................................................................................................... 53 
5.1.4 
Body height ............................................................................................................ 53 
5.1.5 
Waist and hip circumference ................................................................................. 53 
5.1.6 
7-point self-monitored blood glucose profiles ....................................................... 54 
5.1.7 
Dual Energy X-ray Absorption (DEXA) scan ....................................................... 54 
5.1.8 
Glucose turnover study .......................................................................................... 54 
5.1.9 
Double tracer oral glucose tolerance test ............................................................... 56 
5.2 
Safety assessments ................................................................................................. 57 
5.2.1 
Laboratory safety assessments ............................................................................... 57 
5.2.1.1 
Hematology ............................................................................................................ 58 
5.2.1.2 
Chemistry ............................................................................................................... 58 
5.2.1.3 
Urinalysis ............................................................................................................... 59 
5.2.1.4 
Other clinical laboratory evaluations ..................................................................... 59 
5.2.2 
Physical examination ............................................................................................. 60 
5.2.3 
ECG ........................................................................................................................ 60 
5.2.4 
Vital signs .............................................................................................................. 60 
5.2.5 
Other safety assessments ........................................................................................ 61 
5.2.5.1 
Cardiovascular events ............................................................................................ 61 
5.2.5.2 
Liver function test abnormalities ........................................................................... 61 
5.3 
Other assessments .................................................................................................. 61 
5.3.1 
Hypoglycemia ........................................................................................................ 61 
5.4 
Pharmacokinetics (not applicable) ......................................................................... 62 

 
13(83) 
5.5 
Pharmacodynamics (not applicable) ...................................................................... 62 
5.6 
Pharmacogenetics (not applicable) ........................................................................ 62 
5.7 
Biomarker analysis (not applicable) ...................................................................... 62 
6. 
SAFETY REPORTING AND MEDICAL MANAGEMENT .............................. 62 
6.1 
Definition of adverse events .................................................................................. 62 
6.2 
Definitions of serious adverse event ...................................................................... 62 
6.3 
Recording of adverse events .................................................................................. 63 
6.3.1 
Time period for collection of adverse events ......................................................... 63 
6.3.2 
Follow-up of unresolved adverse events ................................................................ 63 
6.3.3 
Variables ................................................................................................................ 63 
6.3.4 
Causality collection ................................................................................................ 64 
6.3.5 
Adverse events based on signs and symptoms....................................................... 64 
6.3.6 
Adverse events based on examinations and tests ................................................... 64 
6.3.7 
Hy’s Law ................................................................................................................ 64 
6.3.8 
Hypoglycemia ........................................................................................................ 65 
6.4 
Reporting of serious adverse events....................................................................... 65 
6.5 
Adverse Events of Special Interest ........................................................................ 67 
6.6 
Overdose ................................................................................................................ 68 
6.7 
Pregnancy ............................................................................................................... 68 
6.7.1 
Maternal exposure .................................................................................................. 68 
6.7.2 
Paternal exposure ................................................................................................... 69 
6.8 
Management of IP related toxicities ...................................................................... 69 
6.9 
Study governance and oversight ............................................................................ 69 
6.9.1 
Hepatic Adjudication Committee .......................................................................... 69 
6.9.2 
Cardiovascular Adjudication Committee ............................................................... 69 
7. 
INVESTIGATIONAL PRODUCT AND OTHER TREATMENTS .................... 69 
7.1 
Identity of investigational products........................................................................ 69 
7.2 
Dose and treatment regimens ................................................................................. 70 
7.3 
Labelling ................................................................................................................ 70 
7.4 
Storage ................................................................................................................... 71 
7.5 
Compliance ............................................................................................................ 71 
7.6 
Accountability ........................................................................................................ 71 
7.7 
Concomitant and other treatments ......................................................................... 72 
7.7.1 
Metformin .............................................................................................................. 72 
7.7.2 
Rescue therapy ....................................................................................................... 72 
7.7.3 
Other concomitant treatment .................................................................................. 73 

 
14(83) 
8. 
STATISTICAL ANALYSES ................................................................................ 73 
8.1 
Statistical considerations ........................................................................................ 73 
8.2 
Sample size estimate .............................................................................................. 73 
8.3 
Definitions of analysis sets .................................................................................... 74 
8.3.1 
Efficacy analysis set ............................................................................................... 74 
8.4 
Outcome measures for analyses ............................................................................. 74 
8.5 
Methods for statistical analyses ............................................................................. 76 
8.5.1 
Analysis of the primary variable ............................................................................ 76 
8.5.2 
Analysis of the secondary and exploratory variables............................................. 76 
8.5.3 
Subgroup analysis .................................................................................................. 77 
8.5.4 
Sensitivity analysis ................................................................................................. 77 
8.5.5 
Safety analyses ....................................................................................................... 77 
8.6 
Interim analysis ...................................................................................................... 77 
9. 
STUDY AND DATA MANAGEMENT ............................................................... 77 
9.1 
Training of study site personnel ............................................................................. 77 
9.2 
Monitoring of the study ......................................................................................... 77 
9.2.1 
Source data ............................................................................................................. 78 
9.2.3 
Archiving of study documents ............................................................................... 78 
9.3 
Study timetable and end of study ........................................................................... 78 
9.4 
Data management by delegate ............................................................................... 78 
10.4 
Informed consent ................................................................................................... 78 
10.5 
Changes to the protocol and informed consent form ............................................. 78 
10.6 
Audits and inspections ........................................................................................... 78 
11. 
LIST OF REFERENCES ....................................................................................... 79 
 
LIST OF TABLES 
Table 1  
Study Plan ................................................................................................. 43 
Table 2 
Criteria for Initiation of Rescue Therapy During the Randomized 
Treatment Period ...................................................................................... 49 
Table 3  
Glucose Turnover Study ........................................................................... 55 
Table 4 
Double Tracer Oral Glucose Tolerance Test ............................................ 56 
Table 5 
Laboratory Variables ................................................................................ 59 
 

 
15(83) 
LIST OF FIGURES 
Figure 1 
Study Design ............................................................................................ 28 
 
LIST OF APPENDICES 
Appendix B 
Additional Safety Information  
Appendix C 
Algorithm on Management of Sustained Elevated Liver Safety Abnormalities 

 
16(83) 
LIST OF ABBREVIATIONS AND DEFINITION OF TERMS 
The following abbreviations and special terms are used in this Clinical Study Protocol. 
Abbreviation or special 
term 
Explanation 
ADA 
American Diabetes Association 
AE 
Adverse event 
ALT 
Alanine aminotransferase 
ANCOVA 
Analysis of covariance  
AST 
Aspartate aminotransferase 
AUC 
Area under the curve 
DD 
Drug Dictionary 
β-hCG 
Human chorionic gonadotropin, beta subunit 
BMI 
Body mass index 
BP 
Blood pressure 
CR 
Counter-regulatory 
CrCl  
Creatinine clearance  
CRF  
Case Report Form (electronic/paper) 
CRO 
Contract research organization 
CSA 
Clinical Study Agreement 
CSP 
Clinical Study Protocol 
CSR 
Clinical Study Report 
CSRAF 
Clinical supplies return authorization form  
CV 
Cardiovascular 
DEXA 
Dual Energy X-ray Absorption 
DILI 
Drug-induced liver injury 
DM 
Data Management 
DPP-4 
Dipeptidyl peptidase-4 
EC 
Ethics Committee (synonymous to [IRB] and Independent Ethics 
Committee [IEC]) 
ECG 
Electrocardiogram 
eDC 
Electronic data capture  
EGP 
Endogenous glucose production 

 
17(83) 
Abbreviation or special 
term 
Explanation 
EU 
European Union 
FA 
Full analysis 
FDA 
Food and Drug Administration 
FFA 
Free fatty acids 
FPG 
Fasting plasma glucose 
GAD 
Glutamate decarboxylase 
GCP 
Good Clinical Practice 
GIP 
Glucose-dependent insulinotropic polypeptide 
GLP-1 
Glucagon-like peptide-1 
GMP 
Good manufacturing practice 
GPV&E 
Global Pharmacovigilance & Epidemiology 
Hb 
Hemoglobin 
HbA1c 
Hemoglobin A1c 
HDL 
High-density lipoprotein 
HL 
Hy’s Law 
HR 
Heart rate 
IB 
Investigator’s Brochure 
ICF 
Informed Consent Form 
ICH 
International Conference on Harmonisation 
IP 
Investigational Product  
IRB 
Institutional Review Board 
LDL 
Low-density lipoprotein 
MedDRA 
Medical Dictionary for Regulatory Activities 
MI 
Myocardial infarction 
NGT 
Normal glucose tolerant 
OGTT 
Oral glucose tolerance test 
PHL 
Potential Hy’s Law 
PP 
Per protocol 
PPG 
Postprandial glucose 
QD 
Once daily 
SAE 
Serious adverse event  

 
18(83) 
Abbreviation or special 
term 
Explanation 
SAP 
Statistical Analysis Plan 
SCSM 
Supply Chain Study Management 
SDV 
Study data verification 
SGLT2 
Sodium glucose cotransporter 2 
SMBG 
Self-monitored blood glucose 
SU 
Sulfonylurea 
T4 
Thyroxine 
T2DM 
Type 2 diabetes mellitus 
TB 
Total bilirubin 
TSH 
Thyroid stimulating hormone 
TZD 
Thiazolidinedione 
μCi 
Microcurie 
UKPDS 
United Kingdom Prospective Diabetes Study Group 
ULN 
Upper limit of normal 
US 
United States 
WBDC 
Web Based Data Capture 
WOCBP 
Women of childbearing potential 

 
19(83) 
1. 
INTRODUCTION 
1.1 Background and rationale for conducting this study 
Hyperglycemia is the major risk factor for microvascular complications, and many studies 
have documented that correction of the hyperglycemia reduces the risk of microvascular 
complications.  Every 1% decrease in hemoglobin A1c (HbA1c) is associated with an 
approximate 35% reduction in microvascular complications (DCCT 1993, UKPDS 1998, 
UKPDS 1998b). 
Insulin resistance and progressive beta cell failure represent the core defects that characterize 
patients with type 2 diabetes mellitus (T2DM) (DeFronzo 2009).  Hyperglycemia plays an 
important role in the pathogenesis of insulin resistance and beta cell failure (i.e., 
glucotoxicity).  Thus, improved glycemic control in diabetic patients would help reduce the 
risk of microvascular complications and ameliorate the metabolic abnormalities (i.e., insulin 
resistance and beta cell failure) that contribute to the progressive course of the disease.  Tight 
glycemic control has become the cornerstone of management in patients with T2DM, and 
professional organizations recommend that the HbA1c should be maintained at ≤6.5% to 7% 
(Qaseem et al 2007, AACE 2007, Nathan et al 2008). 
Despite the irrefutable evidence for the importance of maintaining tight glycemic control, 
~50% of T2DM patients fail to achieve the American Diabetes Association (ADA) goal for 
glycemic control of HbA1c <7.0% (Hoerger et al 2008).  Progressive beta cell failure, weight 
gain, and hypoglycemia are major obstacles for the achievement of optimal glycemic control 
(DeFronzo 2009).  Therefore, the development of novel treatment regimens that effectively 
lower plasma glucose levels, maintain glycemic control, and are not associated with 
hypoglycemia and weight gain, are needed for the management of T2DM.  Two new classes 
of antidiabetic agents that have unique properties to help overcome these obstacles have been 
developed: the dipeptidyl peptidase-4 (DPP-4) inhibitors and the renal sodium glucose 
cotransporter 2 (SGLT2) inhibitors.  
DPP-4 inhibitors approved by the Food and Drug Administration (FDA) for the treatment of 
T2DM include: saxagliptin, vildagliptin, linagliptin, alogliptin, and sitagliptin (Dicker 2011).  
In clinical studies, these drugs effectively reduced HbA1c in patients with inadequately 
controlled T2DM on a stable dose of metformin, sulfonylurea, or thiazolidinedione (Del Prato 
et al 2011, Gomis et al 2011, Owens et al 2011, Taskinen et al 2011), and the decrease in 
HbA1c was durable for at least 2 years (Göke et al 2008).  DPP-4 inhibitors decrease the 
plasma glucose concentration by stimulating insulin secretion and suppressing plasma 
glucagon levels, thus leading to a decrease in endogenous glucose production (EGP) (Balas et 
al 2007).  In Phase 3 studies, saxagliptin demonstrated clinically meaningful reductions in 
HbA1c (0.5% to 0.8%) and favorable safety and tolerability when given as monotherapy or in 
combination with metformin, metformin plus sulfonylurea, or pioglitazone (Del Prato et al 
2011, Gomis et al 2011, Owens et al 2011,Taskinen et al 2011). 
Dapagliflozin (US trade name: Farxiga™) is a potent and selective SGLT2 inhibitor and is 
approved by the FDA as an adjunct to diet and exercise to improve glycemic control in adults 
with T2DM.  Dapagliflozin (European Union [EU] trade name: Forxiga™) is also approved in 

 
20(83) 
the EU as an adjunct to diet and exercise to improve glycemic control in patients with T2DM 
for whom metformin use is considered inappropriate due to intolerance, and in combination 
with other glucose-lowering medicinal products when these, in combination with diet and 
exercise, do not provide adequate glycemic control.  Dapagliflozin is in a new class of 
compounds referred to as SGLT2 inhibitors.  SGLT2 is responsible for the resorptions of 80% 
to 90% (~180 g/day) of glucose normally filtered through the glomeruli daily in a normal 
glucose tolerant (NGT) individual.  SGLT2 inhibition therefore leads to pharmacologically 
controlled glucosuria and reduces the HbA1c by 0.5% to 0.8% in patients with T2DM  
(Abdul-Ghani et al 2011).  The decrease in HbA1c primarily results from a decrease in the 
fasting plasma glucose (FPG) concentration (by ~30 mg/dL) and, to a lesser extent, from a 
decrease in the postprandial plasma glucose concentration (Abdul-Ghani et al 2011). 
Unlike diabetic patients, inhibition of SGLT2 in NGT patients produces glucosuria without a 
significant decrease in the FPG concentration (Komoroski et al 2009).  The FPG concentration 
is determined by the balance between the rate of basal EGP and the rate of basal whole body 
glucose disposal (Jani et al 2008).  Thus, the maintenance of the FPG concentration in NGT 
individuals following the induction of glucosuria by SGLT2 inhibition suggested that an 
increase in basal EGP quantitatively offset the increased rate of renal glucose excretion.  The 
increase in EGP in NGT individuals can be viewed as a compensatory mechanism to prevent 
the development of hypoglycemia by the glucosuria.  Because the increase in EGP is the 
principal factor responsible for the increase in EGP concentration in T2DM individuals, a 
compensatory increase in EGP following the onset of glucosuria would compromise the 
clinical efficacy of the SGLT2 inhibitor.  
To examine this possibility, we measured the rate of EGP in T2DM patients following 
dapagliflozin therapy, and verified an increase in the rate of basal EGP (Merovci et al 2014).  
We hypothesized that inhibition of SGLT2 would have produced a greater decrease in the 
FPG concentration and HbA1c, if the increase in EGP had been prevented.  Because DPP-4 
inhibitors decrease FPG concentration by inhibiting EGP (Balas et al 2007), we further 
hypothesized that the combination of DPP-4 and SGLT2 inhibitors would prevent the 
compensatory increase in EGP and exert a complimentary effect to decrease FPG 
concentration and HbA1c.  In line with this, in a recent oral glucose tolerance test (OGTT), 
treatment with saxagliptin and dapagliflozin in addition to metformin resulted in a 
complementary decrease in HbA1c and plasma glucagon levels (Hansen et al 2014).  The aim 
of this present study is to test the hypothesis that saxagliptin combined with dapagliflozin can 
modulate EGP in T2DM patients. 
1.2 Rationale for study design, doses, and control groups 
The study is intended to demonstrate complimentary action of saxagliptin/dapagliflozin added 
to metformin versus dapagliflozin added to metformin with regard to EGP. 
Many medications are approved for the treatment of T2DM; however, the challenge of 
achieving and maintaining treatment goals within the current sequential therapy approach is 
linked to shortcomings of older classes of drugs.  Metformin is in the biguanide drug class that 
acts to decrease hepatic glucose output and subsequently, decreases fasting hyperglycemia.  

 
21(83) 
Metformin, the oral first-line gold standard agent, is recommended as the initial 
pharmacological therapy because of its glycemic efficacy, weight neutrality, low risk of 
hypoglycemia, and beneficial cardiovascular (CV) profile.  Current sequential add-on 
second- and third-line oral therapy includes oral drugs such as sulfonylureas (SUs) and 
thiazolidinediones (TZDs).  These therapies and insulin are associated with increased risks for 
weight gain and hypoglycemia; therefore, caution is recommended when using combination 
therapy with other agents known to cause hypoglycemia.  Hypoglycemia is a clinically 
important issue in optimizing treatment and there is emerging evidence that hypoglycemia is 
associated with negative CV outcomes.  Efforts by patients to lose weight as part of a 
therapeutic lifestyle program are undermined by therapies that lead to weight gain.  The 
majority of patients with T2DM are overweight or obese, and additional weight gain often 
results in reduced treatment efficacy.   
Over the past few years, it has been widely recognized that the management approach for each 
T2DM patients’ needs to be personalized based on his or her clinical characteristics (e.g., the 
likelihood of weight gain, risk for hypoglycemia, and lifestyle preferences [e.g., many patients 
may be reluctant to use injections]) (Inzucchi et al 2012).  Based on data from the National 
Health and Nutrition Examination Survey in 2007 to 2010, HbA1c is not appropriately 
controlled in approximately one-third of patients using even less stringent targets (Ali et 
al 2013). 
Because of the challenge to achieve glycemic control in patients with T2DM, the progressive 
nature of the disease, and the limitations of available oral and non-oral therapies, there is a 
significant medical need for oral combination treatment options and dual add-on therapy in 
patients with high baseline HbA1c.  Expert groups have increasingly suggested making use of 
combination therapy early after diagnosis to improve glycemic control (Inzucchi et al 2012, 
Rodbard et al 2009).  In a recent study, initiating triple therapy (pathophysiological-based 
approach) in patients with new onset T2DM versus metformin followed by sequential addition 
of SUs and basal insulin (treat-to-fail approach) demonstrated a more durable HbA1c 
reduction over 24 months and less hypoglycemia with initial triple therapy (Abdul-Ghani et al 
2014).  Initial combination therapy with saxagliptin and dapagliflozin added to metformin 
may have similar potential for durable glucose lowering in combination with low risk of 
hypoglycemia.  
Treatment with saxagliptin and dapagliflozin, both individually and in combination with 
metformin, have demonstrated a favorable safety and tolerability profile.  These drugs had a 
low propensity for hypoglycemia, therefore addressing a potential key concern when adding 
2 glucose lowering agents simultaneously.  These drugs have demonstrated weight neutrality 
(saxagliptin) or moderate weight reduction (dapagliflozin).  Dapagliflozin has also been 
shown to cause a persistent reduction in HbA1c and weight after 2 years of therapy.  
Dapagliflozin was recently shown to increase EGP, which, in part, may be mediated by 
increased plasma glucagon (Merovci et al).  In contrast, saxagliptin has been demonstrated to 
reduce glucagon levels, e.g., in response to a meal (Sjöstrand et al 2014) and vildagliptin, also 
a DPP-4 inhibitor, has been shown to inhibit EGP (Balas et al 2007). 

 
22(83) 
A second-line oral dual add-on therapy with saxagliptin co-administered with dapagliflozin 
could be a new option, as part of a triple therapy combination that includes drugs with 
complementary mechanisms of action, opposing effects on plasma glucagon concentration, 
and possibly EGP, low risk of hypoglycemia, and the potential for moderate weight loss, 
providing a more effective and patient-friendly approach to the treatment of T2DM. 
Study design, dose selection, and control groups 
The current study is designed to demonstrate the efficacy and safety of saxagliptin 5 mg plus 
dapagliflozin 10 mg versus dapagliflozin in patients with inadequate glycemic control on 
metformin monotherapy or metformin/sulfonylurea combination therapy. 
Control group 
This is a double-blind, active-controlled study.  The comparison of the combination of 
saxagliptin plus dapagliflozin with dapagliflozin is consistent with regulatory guidance 
regarding the investigation of combination products (CHMP 2009). 
Background therapy 
Metformin is a biguanide; its major effect is to decrease hepatic glucose output and lower 
fasting glucose.  It is recommended as the initial pharmacological therapy in both the United 
States (US) and the EU because of its glycemic efficacy, weight neutrality, low risk of 
hypoglycemia, good tolerability, and low cost (Inzucchi et al 2012).  Sulfonylureas have, as 
their major mechanism of action, the ability to stimulate insulin secretion.  In the US and EU 
because of their glycemic efficacy, good tolerability, and low cost (Inzucchi et al, 2012), 
sulfonylureas are recommended as second line therapy as add on to metformin when 
additional therapy is required. 
Saxagliptin 
Saxagliptin (Onglyza™) is approved by the US FDA as an adjunct to diet and exercise to 
improve glycemic control in adults with T2DM.  The 5 mg dose will be used for this study as 
it is the dose that is routinely used in the clinic.  In addition, this dose is used in the pivotal 
studies in the saxagliptin/dapagliflozin clinical program. 
Dapagliflozin 
Dapagliflozin (Farxiga) is approved by the FDA as an adjunct to diet and exercise to improve 
glycemic control in adults with T2DM.  Dapagliflozin (Forxiga) is also approved in the EU as 
an adjunct to diet and exercise to improve glycemic control in patients with T2DM for whom 
metformin use is considered inappropriate due to intolerance, and in combination with other 
glucose-lowering medicinal products when these, in combination with diet and exercise do not 
provide adequate glycemic control.  The 10 mg dose was chosen for this study because it has 
been extensively studied in Phase 3 trials and has demonstrated a favorable benefit-risk 
profile.  In addition, this dose is the most commonly used dose in most countries. 

 
23(83) 
Choice of outcome variables 
The primary endpoint is change in EGP, which may contribute to increased circulating 
glucose. 
The rationale for selection of the secondary variables is provided below: 
Weight and body mass index (BMI): More than 85% of patients with type 2 
diabetes are overweight or obese (CDC 2004).  Weight loss is a 
fundamental goal for the majority of patients with T2DM as it has been 
shown to improve comorbid conditions such as hypertension, 
dyslipidemia, heart disease, osteoarthritis, and sleep apnea (NHLBI 
1998). 
FPG and postprandial glucose (PPG) after an oral glucose load: These are well 
established measures of short-term glycemic efficacy (CHMP 2012). 
Proportion achieving HbA1c <7.0%: The target HbA1c for most patients with 
T2DM is <7.0% (Inzucchi et al 2012). 
Proportion achieving weight loss ≥5.0%: A weight loss of ≥5.0% in patients with 
T2DM has been associated with decreased insulin resistance, improved 
measures of glycemia and lipemia, and reduced blood pressure (BP) 
(Klein et al 2004). 
Glucagon: Glucagon regulates EGP and is a counter-regulatory hormone to insulin.  
Studies have shown its increase by SGLT2 inhibitors and decrease by 
DPP-4 inhibitors (Balas et al 2007).  
Insulin and insulin secretion: Insulin is secreted by beta cells and its level and rate 
of secretion are increased in response to hyperglycemia.  In patients with 
T2DM, beta cell function declines and insulin level decreases over time.  
Decreased blood glucose levels and EGP will subsequently affect insulin 
levels and insulin secretion. 
Beta cell function: Beta cells secrete insulin.  In patients with T2DM, beta cell 
function declines over time, leading to subsequent insulin level decreases 
and an imbalance of insulin and glucose, which leads to hyperglycemia. 
Insulin sensitivity:  Insulin sensitivity is lowered in patients with T2DM, therefore 
more insulin is required to regulate glucose levels in the blood. 
Choice of study population 
Age 

 
24(83) 
The prevalence of T2DM increases with age; it is therefore important to assess antidiabetic 
agents in adult patients.  In this study, because metformin is used as a background therapy, 
and the age range will be 18-70 years. 
Sex/Ethnicity 
Males and females and all ethnic groups are eligible for participation. 
HbA1c 
The HbA1c inclusion criterion at randomization (i.e., ≥7.5% to ≤11.0%, inclusive) was 
selected to include patients with poor glycemic control, a population that would potentially 
achieve the greatest benefit from simultaneous addition of 2 antidiabetic agents, and yet with 
low probability for potential rescue medication. 
Pregnancy or breastfeeding 
Neither dapagliflozin nor saxagliptin have been tested in pregnant women and the risks to 
embryo, fetus, and infant are unknown.  For this reason, women who are pregnant or 
breastfeeding are excluded and women of childbearing age are instructed to take precautions 
to avoid becoming pregnant during the study. 
Other 
The purpose of the majority of the inclusion and exclusion criteria is to limit confounding 
factors that may complicate the interpretation of the study results (e.g., corticosteroid-induced 
T2DM or hemoglobinopathies that would interfere with the HbA1c analyses) or to exclude 
patients whose safety could be compromised by participation in the study.  
1.3  Benefit/risk and ethical assessment 
Details regarding potential risks associated with administration of saxagliptin and 
dapagliflozin are provided in the Investigator’s Brochure (IB) for each medication. 
The study will provide efficacy and safety information for saxagliptin plus dapagliflozin, 
compared with dapagliflozin  in patients with T2DM who are on metformin therapy or 
metformin/sulfonylurea.  Patients in the dapagliflozin plus placebo group will receive 
saxagliptin-matching placebo; and patients in the placebo group will receive both placebos.  
All patients will be monitored throughout the study to ensure adequate glycemic control. 
1.3.1  Ethical safety considerations 
Clinical studies with the combination of saxagliptin and dapagliflozin are ongoing.  Three 
6-month studies with saxagliptin co-administered with dapagliflozin have demonstrated a 
superior HbA1c lowering effect compared with saxagliptin and dapagliflozin as monotherapy 
in T2DM patients on stable doses of metformin.  In these 3 studies, there has been a consistent 
positive benefit-risk balance.   

 
25(83) 
Participation in this study will cause a minimal and acceptable risk to the individual patients.  
The frequent follow-up visits and dietary consultation may result in improved glycemic 
control, compared with not participating in the trial.  The level of radioactivity used in the 
study is low and unlikely to cause harm to the study patients (Ferrannini et al 1985). 
1.3.2  Saxagliptin 
Prior to approval, saxagliptin was evaluated in 6 pivotal Phase 3, randomized, double-blind, 
controlled studies.  Compared with the control, treatment with saxagliptin at doses of 2.5 to 
10 mg resulted in clinically relevant and statistically significant improvements in HbA1c, 
FPG, and 2-hour PPG.  Reductions in HbA1c were seen across subgroups, categorized by age, 
gender, race, and baseline BMI.  
Overall, saxagliptin has been well tolerated in clinical studies.  The majority of adverse events 
(AEs) reported in clinical studies have been of mild intensity and few have required treatment 
discontinuation.  When added to the standard of care in patients with T2DM with high CV 
risk, saxagliptin neither reduced nor increased the risk of the primary composite endpoint of 
CV death, myocardial infarction (MI), or ischemic stroke (Scirica et al 2013).  
1.3.3  Dapagliflozin 
Dapagliflozin is approved in approximately 52 countries, including the US and countries 
within the EU.  Prior to approval, dapagliflozin was evaluated in 5 core Phase 2b studies, 
16 core Phase 3 studies, and 3 regional Phase 3 studies.  These studies established that 
dapagliflozin is effective in reducing HbA1c in a broad range of patients, regardless of disease 
progression/duration or concomitant use of antidiabetic therapies.  Dapagliflozin consistently 
demonstrated statistically and clinically significant mean reductions in HbA1c versus placebo 
among the 3 doses typically studied (2.5, 5, and 10 mg).  Overall, the dose of 10 mg provided 
better efficacy than the 2 lower doses.  Effects on secondary glycemic efficacy parameters, 
including FPG and PPG, support the primary HbA1c efficacy findings.  Dapagliflozin also 
resulted in a modest reduction in total body weight relative to placebo or comparator, largely 
attributable to a decrease in body fat mass, as well as reductions in systolic BP. 
Placebo-controlled data for up to 2 years indicate that the beneficial effects on glycemic and 
non-glycemic parameters were maintained. 
Overall, dapagliflozin has been well tolerated in clinical studies.  For detailed information 
surrounding the risks associated with saxagliptin and dapagliflozin, please refer to the 
respective IB.  Recently, the US FDA has received information on postmarketing cases (n=20) 
of ketoacidosis in diabetic (both T2DM and T1DM) patients treated with dapagliflozin.  
Dapagliflozin is not approved for use in T1DM individuals and the present study includes 
only T2DM patients.  Participants will be warned about the symptoms of ketoacidosis (rapid 
breathing, weakness, general bad feeling, frequent urination) and asked to call us if any of 
these symptoms are experienced.  Urine ketones will be checked on each follow up visit.  If 
the urine ketones are positive, plasma electrolytes will be measured to check the bicarbonate 
level and to calculate the anion gap. 

 
26(83) 
Considering the comprehensive previous clinical experience with saxagliptin and 
dapagliflozin, the study’s design features (including the inclusion, exclusion, and 
discontinuation criteria) and the planned safety procedures, participation in this study presents 
a minimal and thus acceptable risk to the individual patients who will be included.  
1.3.4  Potential benefits to patients 
Based on prior clinical trials experience and postmarketing information, both saxagliptin and 
dapagliflozin have a favorable benefit-risk ratio as monotherapy and add-on combination 
therapy.  Integrated analyses of the safety data from three Phase 3 clinical studies 
demonstrated that the combined use of saxagliptin and dapagliflozin administered as either a 
dual or a sequential add-on to metformin was well tolerated in subjects who were inadequately 
controlled on metformin alone or metformin/sulfonylurea therapy.  The combined use of 
saxagliptin and dapagliflozin was associated with a low risk of hypoglycemia.  Overall, the 
safety profile of administering the 2 agents together was consistent with prior clinical trials, 
which evaluated the safety of these agents as monotherapy or as add-on therapy.  In these 3 
prior Phase 3 clinical studies, treatment with saxagliptin and dapagliflozin showed clinically 
relevant decreases in HbA1c, leading to a large proportion of patients achieving the 
therapeutic goal of HbA1c <7%, and modest reduction in body weight in patients with T2DM.  
In the present study, the doses of saxagliptin (5 mg) and dapagliflozin (10 mg) are the most 
widely used clinical doses.  In addition, saxagliptin is expected to be weight neutral and 
dapagliflozin to reduce weight moderately, while both have shown a low risk for 
hypoglycemia in combination with metformin.  Patients are also expected to receive some 
benefit in the form of increased medical care/attention when participating in study procedures, 
which includes multiple clinic visits and physical examinations over the duration of the study.  
Patients will also receive counseling on dietary and life-style modifications.  
1.4  Study design  
Figure 1 presents the overall design of the study. 
The study is a 16-week,  single center, randomized, double-blind, active-controlled, parallel-
group, Phase 3b efficacy and safety study of simultaneous administration of saxagliptin 5 mg 
plus dapagliflozin 10 mg once daily (QD) compared with dapagliflozin  in patients with 
T2DM who have inadequate glycemic control on metformin or metformin plus sulfonylurea.   
All potentially eligible patients will provide informed consent, undergo screening for all 
applicable inclusion/exclusion criteria, and submit laboratory samples at Screening (Visit 1, 
2 weeks prior to randomization).  Patients should be treated with a stable dose of metformin 
(≥1000 mg/day) or metformin ( 1000 mg/day) plus sulfonylurea (glipizide,  5 mg/day; 
glyburide,  5 mg/day; glimepiride,  4 mg/day) for at least 8 weeks prior to Screening.  
Subjects will remain on the same type and dose of metformin or metformin/sulfonylurea 
therapy for the duration of the study as the background therapy for all treatment arms.  
Eligible patients will be randomized at Visit 3 (Week 0) to receive saxagliptin 5 mg plus 
dapagliflozin 10 mg, dapagliflozin 10 mg plus placebo for saxagliptin, or placebo for 

 
27(83) 
saxagliptin plus placebo for dapagliflozin  during the 16-week treatment period.  Patients will 
attend study Visits 4 to 8 at Weeks 4, 8, 12, 15, and 16 during the treatment period. 

 
28(83) 
Figure 1 
Study Design  
 
Abbreviations:  BMI body mass index, HbA1c hemoglobin A1c, T2DM Type 2 diabetes mellitus.  
  

 
29(83) 
2. 
 STUDY OBJECTIVES 
2.1  Primary objective 
Primary Objective: 
Outcome Measure: 
To compare the post-IP minus pre-IP 
endogenous glucose production (EGP) during 
the glucose turnover study in saxagliptin 5 mg 
plus dapagliflozin 10 mg  vs dapagliflozin  at 
Week 15. 
• Post-IP minus pre-IP EGP (mg/kg/min) during the 
glucose turnover study at Week 15. 
2.2  Secondary objectives 
Secondary Objectives: 
Outcome Measures: 
To compare the post-IP minus pre-IP EGP 
during the glucose turnover study in 
saxagliptin plus dapagliflozin  vs dapagliflozin  
at Week 0. 
• Post-IP minus pre-IP EGP (mg/kg/min) during the 
glucose turnover study at Week 0. 
To compare the change from Week 0 to 
Week 15 in post-IP minus pre-IP EGP during 
the glucose turnover study in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP EGP (mg/kg/min) during the glucose 
turnover study. 
To compare pre-IP EGP during the glucose 
turnover study in saxagliptin plus dapagliflozin  
vs dapagliflozin at Week 15. 
• Pre-IP EGP (mg/kg/min) during the glucose 
turnover study at Week 15. 
To compare the change from Week 0 to 
Week 15 in pre-IP EGP during the glucose 
turnover study in saxagliptin plus dapagliflozin 
vs dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP EGP 
(mg/kg/min) during the glucose turnover study. 
To compare pre-glucose load EGP during the 
OGTT at Week 16 in saxagliptin plus 
dapagliflozin vs dapagliflozin.  
• Pre-glucose load EGP (mg/kg/min) during the 
OGTT at Week 16. 
To compare post-glucose load EGP during the 
OGTT at Week 16 in saxagliptin plus 
dapagliflozin vs dapagliflozin. 
• Post-glucose load EGP (mg/kg/min) during the 
OGTT at Week 16 
To compare the change from Week -1 to 
Week 16 in pre-glucose load EGP during the 
OGTT in saxagliptin plus dapagliflozin vs 
dapagliflozin. 
• Change from Week -1 to Week 16 in pre-glucose 
load EGP (mg/kg/min) during the OGTT. 
To compare the change from Week -1 to 
Week 16 in post-glucose load EGP during the 
OGTT in saxagliptin plus dapagliflozin vs 
dapagliflozin. 
• Change from Week -1 to Week 16 in post-glucose 
load EGP during OGTT. 

 
30(83) 
Secondary Objectives: 
Outcome Measures: 
To compare the change from Week -1 to 
Week 16 in the rate of glucose disposal (Rd) 
and the absolute rate of glucose appearance 
(Ra) during OGTT in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week -1 to Week 16 in Rd and Ra 
during OGTT. 
To compare the mean change from Week 0 to 
Week 16 in hemoglobin A1c (HbA1c) in 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week 0 to Week 16 in HbA1c 
(% and mmol/mol). 
To compare the mean change from Week 0 to 
Week 15 in pre-IP fasting plasma glucose 
(FPG) during glucose turnover study in 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP plasma 
glucose (mmol/L) during glucose turnover study. 
To compare the mean change from Week -1 to 
Week 16 in pre-glucose load FPG and post-
glucose load postprandial glucose (PPG) 
during OGTT in saxagliptin plus dapagliflozin  
vs dapagliflozin. 
• Change from Week -1 to Week 16 in pre-glucose 
load FPG and post-glucose load PPG (mean and 
area under the curve [AUC] [mg/mL·time]). 
To compare the mean change from Week -1/0 
to Week 15/16 in fasting (pre-IP during 
glucose turnover study/pre-glucose load during 
OGTT) plasma glucagon, plasma C-peptide, 
and plasma insulin in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma glucagon (pg/mL) during the glucose 
turnover study and OGTT.. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma C-peptide (ng/mL) during the glucose 
turnover study and OGTT.. 
• Change from Week -1/0 to Week 15/16 in fasting 
plasma insulin (μU/mL) during the glucose 
turnover study and OGTT.. 
To compare the mean change from Week -1/0 
to Week 15/16 in post-IP (during glucose 
turnover study) and post-glucose load (during 
OGTT) plasma glucagon, plasma C-peptide, 
and plasma insulin in saxagliptin plus 
dapagliflozin  vs dapagliflozin. 
• Change from Week -1/0 to Week 15/16 in plasma 
glucagon (mean [pg/mL] and AUC [pg/mL·time]) 
during the glucose turnover study and OGTT. 
• Change from Week -1/0 to Week 15/16 in plasma 
C-peptide (mean [ng/mL] and AUC [μU/m·time]) 
during the glucose turnover study and OGTT. 
• Change from Week -1/0 to Week 15/16 in plasma 
insulin (mean [μU/mL] and AUC [μU/m·time]) 
during the glucose turnover study and OGTT. 
To compare the mean change from Week 0 to 
Week 15 in post-IP minus pre-IP plasma 
glucagon, plasma C-peptide, and plasma 
insulin during glucose turnover study and post-
glucose load (during OGTT) in saxagliptin 
plus dapagliflozin  vs dapagliflozin. 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP plasma glucagon (pg/mL), C-peptide 
(ng/mL), and insulin (μU/mL) during the glucose 
turnover study.  

 
31(83) 
Secondary Objectives: 
Outcome Measures: 
To compare the mean change from Week -1 to 
Week 16 in insulin secretion, beta cell 
function, and insulin sensitivity during the 
OGTT in saxagliptin plus dapagliflozin  vs 
dapagliflozin.  
• Change from Week -1 to Week 16 in insulin 
secretion (change in C-peptide or insulin and 
change in C-peptide or insulin/change in glucose, 
as mean and AUC). 
• Change from Week -1 to Week 16 in beta cell 
function (as change in C-peptide [ng/mL] or 
insulin/change in glucose [mg/dL] ÷ insulin 
resistance). 
• Change from Week -1 to Week 16 in insulin 
sensitivity (mg/kg·min per μU/mL). 
To compare the mean change from Week 0 to 
Week 15 in pre-IP, post-IP, and post-IP minus 
pre-IP counterregulatory hormones during 
glucose turnover study achieved with 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week 0 to Week 15 in pre-IP cortisol 
(ng/mL). 
• Change from Week 0 to Week 15 in post-IP 
cortisol (ng/mL). 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP cortisol (ng/mL). 
• Change from Week 0 to Week 15 in pre-IP 
epinephrine, norepinephrine, and growth hormone 
(pg/mL). 
• Change from Week 0 to Week 15 in post-IP 
epinephrine, norepinephrine, and growth hormone 
(pg/mL). 
• Change from Week 0 to Week 15 in post-IP minus 
pre-IP epinephrine, norepinephrine, and growth 
hormone (pg/mL). 
To compare the mean change from Week -2 to 
Week 16 in body weight, body mass index 
(BMI), percent body fat, and fat distribution in 
saxagliptin plus dapagliflozin  vs 
dapagliflozin. 
• Change from Week -2 to Week 16 in body 
weight (kg). 
• Change from Week -2 to Week 16 in BMI. 
• Change from Week -2 to Week 16 in percent body 
fat and fat distribution (per Dual Energy X-ray 
Absorption [DEXA] scan). 
To compare the mean change (Weeks 15/16 
minus Weeks - 1/0 in plasma ketone 
concentration, glucose oxidation, and lipid 
oxidation post-IP minus pre-IP during glucose 
turnover study (baseline) and during OGTT 
(baseline and post-glucose load) 
• Change from Weeks 15/16 minus weeks – 1/0 in 
plasma ketone concentration 
• Change from Weeks 15/16 minus weeks – 1/0 in 
lipid oxidation 
• Change from Weeks 15/16 minus weeks – 1/0 in 
glucose oxidation 

 
32(83) 
2.3  Safety objectives 
Safety Objective: 
Outcome Measures: 
To evaluate the safety and tolerability of 
saxagliptin plus dapagliflozin  vs 
dapagliflozin, and vs placebo  at Week 16. 
• AEs/Serious AEs (SAEs) 
• Vital signs  
• Clinical laboratory tests  
• Electrocardiogram (ECG; including date and time, 
and normal/abnormal) 
• Physical examinations 
2.4  Exploratory objectives 
Exploratory Objectives: 
Outcome Measures: 
To compare post-IP minus pre-IP EGP during 
the glucose turnover study at Week 15 in:  
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo. 
• Post-IP minus pre-IP EGP (mg/kg) during glucose 
turnover study at Week 15. 
For each secondary outcome measure, the 
comparisons between the following groups 
will be explored as exploratory objectives: 
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo  
(as indicated in secondary measures) 
To explore the mean change from Week -1 to 
Week 16 in plasma glucagon-like peptide-1 
(GLP-1), glucose-dependent insulinotropic 
polypeptide (GIP), and free fatty acids (FFA) 
during OGTT in: 
- saxagliptin plus dapagliflozin  vs 
dapagliflozin  
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo  
• Change from Week -1 to Week 16 in plasma 
GLP-1 (pM/mL and AUC [pg/ml.time]), GIP 
(pg/mL and AUC [pg/mL·time]), and FFA 
(mmol/L and AUC [mmol/L.time]) during OGTT. 
To explore the mean change from Week -2 to 
Week 16 in FFA in: 
- saxagliptin plus dapagliflozin  vs 
dapagliflozin  
- saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo. 
• Change from Week -2 to Week 16 in FFA 
(mmol/L and AUC). 
To explore the mean change from Week 0 to 
Week 16 in waist to hip ratio, blood pressure 
(BP), and lipids within each treatment group 
and between: 
- saxagliptin plus dapagliflozin  vs 
dapagliflozin  
-  saxagliptin plus dapagliflozin  vs placebo  
- dapagliflozin  vs placebo  
• Change from Week 0 to Week 16 in waist to hip 
ratio (cm), BP (mmHg), and lipids. 

 
33(83) 
BECAUSE THE PRECISE TIME AT WHICH EGP INCREASES 
FOLLOWING DAPAGLIFLOZIN VARIES FROM ONE DIABETIC 
INDIVIDUAL TO ANOTHER (MEROVCI, 2014), WE ALSO WILL 
COMPARE THE MAXIMUM CHANGES IN EGP AND PLASMA 
INSULIN/GLUCAGON/C-PEPTIDE/EPINEPHRINE/NOREPINEPHRINE/ 
CORTISOL/GH/FFA DURING THE GLUCOSE TURNOVER STUDY, AS 
WELL AS CHANGES IN THESE VARIABLES AT SPECIFIC TIME POINTS 
IN SAXAGLIPTIN PLUS DAPAGLIFLOZIN VS DAPAGLIFLOZIN 
3. 
SUBJECT SELECTION, ENROLLMENT, RANDOMIZATION, 
RESTRICTIONS, DISCONTINUATION, AND WITHDRAWAL  
Each patient should meet all of the inclusion criteria and none of the exclusion criteria for this 
study.  Under no circumstances can there be exceptions to this rule. 
3.1  Inclusion criteria 
For inclusion in the study, patients should fulfill the following criteria: 
1. Provision of informed consent prior to any study-specific procedures. 
2. Is able to read, understand, and sign the Informed Consent Forms (ICFs) and, if 
applicable, an Authorization to Use and Disclose Protected Health Information form 
(consistent with Health Insurance Portability and Accountability Act of 1996 
legislation), communicate with the Investigator, and understand and comply with 
protocol requirements, including the use of diary and glucose meter measurements. 
3. Age = 18-70 years. 
4. Has a diagnosis of T2DM. 
5. Has HbA1c ≥7.5% and ≤11.0% obtained at Screening. 
6. Treated with a stable dose of metformin ≥1000 mg/day or stable dose of metformin 
(1000 mg/day) plus sulfonylurea (glipizide,  5 mg/day; glyburide,  5 mg/day; 
glimepiride,  4 mg/day) for at least 8 weeks prior to Screening. 
7. Has a BMI of 20 to 45 kg/m2 (inclusive) at Screening. 
8. Is male, or is female, and meets all the following criteria: 
-Not pregnant or breastfeeding. 
-Negative pregnancy test result  at Visit 1 (Screening). 
-Women of childbearing potential (WOCBP; [including perimenopausal women 
who have had a menstrual period within 1 year]) must practice and be willing 
to continue to practice appropriate birth control (defined as a method that 
results in a low failure rate, i.e., less than 1% per year, when used consistently 
and correctly, such as implants, injectables, hormonal contraceptives [pills, 
vaginal rings, or patches], some intrauterine contraceptive devices 
[levonorgestrel-releasing or copper-T], tubal ligation or occlusion, or a 
vasectomized partner) during the entire duration of the study.  As applicable, all 
methods must be in effect prior to receiving the first dose of study medication.  

 
34(83) 
3.2  Exclusion criteria 
Patients should not enter the study if any of the following exclusion criteria are fulfilled: 
Target Disease Exceptions 
1. 
Clinically diagnosed with Type I diabetes . 
2. 
History of diabetic ketoacidosis, hyperosmolar nonketotic coma, or 
corticosteroid-induced Type 2 diabetes. 
Medical History and Concurrent Diseases 
3. 
History of bariatric surgery or lap-band surgery, or either procedure is planned 
during the time period of the study. 
4. 
History of any unstable endocrine, psychiatric, rapidly progressing, or unstable 
renal disease, or rheumatic disorder, as judged by the Investigator.  
5. 
Patients who, in the judgment of the Investigator, may be at risk for dehydration or 
volume depletion that may affect the patient’s safety and/or the interpretation of 
efficacy or safety data. 
6. 
Has evidence of current abuse of drugs or alcohol or a history of abuse within the 
past 52 weeks that, in the Investigator’s opinion, would cause the individual to be 
noncompliant. 
Cardiovascular Conditions 
7. 
Cardiovascular disease within 3 months of Screening (i.e., MI, cardiac surgery, 
revascularization, unstable angina, stroke, transient ischemic attack, or arrhythmia). 
8. 
Presence or history of severe congestive heart failure (New York Heart Association 
Class III and IV [CCNYHA 1994]), unstable or acute congestive heart failure, 
and/or known left ventricular ejection fraction of ≤40%.  
Note:  Eligible patients with congestive heart failure, especially those who are on diuretic 
therapy, should have careful monitoring of their volume status throughout the study. 
Kidney Conditions 
9. 
Estimated (eGFR) <60±5 mL/min/1.73 m2  or a measured serum creatinine of >1.4 
mg/dL for female patients and >1.5 mg/dL for male patients.  If the serum 
creatinine is ≤ 1.4 (female) or ≤ 1.5 (male) and the eGFR is  60±5 ml/min/1.73m2, 
the subject is eligible to participate in the study. 
10. 
Congenital renal glucosuria.  

 
35(83) 
Hepatic Conditions 
11. 
Significant hepatic disease, including, but not limited to, severe hepatic 
insufficiency and/or significant abnormal liver function defined as aspartate 
aminotransferase (AST) and/or alanine aminotransferase (ALT) of >3x upper limit 
of normal (ULN). 
12. 
Serum total bilirubin (TB) >2 mg/dL. 
13. 
History of, or currently have, acute or chronic pancreatitis or have triglyceride 
concentrations ≥500 mg/dL at Visit 1 (Screening). 
14. 
Suspicion that the patient is infected with an infectious substance according to 
World Health Organization risk categories A and B (see Appendix C). 
15. 
Known severe hepatic disease, including chronic active hepatitis.   
16. 
Positive serologic evidence of current infectious liver disease, including patients 
positive for hepatitis B viral antibody IgM, hepatitis B surface antigen, and 
hepatitis C virus antibody. 
Hematological/Oncological Conditions 
17. 
Malignancy within 5 years of Visit 1 (Screening), with the exception of treated 
in situ basal cell or squamous cell carcinoma of the skin. 
18. 
Hematocrit of <34% for both males and females. 
Prohibited Medications 
19. 
Administration of any antihyperglycemic therapy, other than metformin or 
metformin/sulfonylurea, for more than 14 days (consecutive or not) during the 12 
weeks prior to Visit 1 (Screening) and during the study unless per protocol for 
rescue. 
20. 
Current treatment with potent cytochrome P450 3A4/5 inhibitors (e.g., atazanavir, 
clarithromycin, indinavir, itraconazole, nefazodone, nelfinavir, ritonavir, saquinavir, 
and telithromycin). 
21. 
Administration of any other investigational drug or participation in any 
interventional clinical studies 30 days prior to Visit 1 (Screening). 
22. 
Treatment with systemic corticosteroids for the last 3 months prior to Visit 1 
(Screening). 
23. 
Prescription or over-the-counter weight loss medications within 3 months prior to 
Visit 1 (Screening). 

 
36(83) 
Other 
24. 
Patients with abnormal thyroid stimulating hormone (TSH) or free thyroxine (T4) 
values at Visit 1 (Screening) will be excluded.    
25. 
Has a clinically significant medical condition that could potentially affect study 
participation and/or personal well-being, as judged by the Investigator. 
26. 
Has clinically significant abnormal laboratory test values (clinical chemistry, 
hematology, and urinalysis) as judged by the Investigator at Visit 1 (Screening). 
27. 
Has known contraindications, allergies, or hypersensitivities to any study 
medication or excipient as outlined in the IBs or local package inserts for 
saxagliptin and dapagliflozin. 
28. 
Has a contraindication to metformin use, including known metabolic or lactic 
acidosis, or any condition associated with hypoperfusion, hypoxemia, dehydration, 
or sepsis. 
29. 
Is currently pregnant (confirmed with positive pregnancy test) or breast feeding.  
30. 
Is on a commercial weight loss program with ongoing weight loss more than 5% 
over the last 3 months prior to Visit 1 (Screening), or is on an intensive exercise 
program. 
31. 
Involvement in the planning and/or conduct of the study (applies to both the study 
sponsor staff and/or staff at the study site). 
32. 
Patient with any condition that, in the judgment of the Investigator, may render the 
patient unable to complete the study or which may pose a significant risk to the 
patient or patient suspected or with confirmed poor protocol or medication 
compliance. 
33. 
Previous randomization in the present study. 
3.3  Subject enrollment and randomization 
Investigator(s) should keep a record, the patient screening log, of patients who entered 
pre-study screening. 
The Investigators will: 
1. 
Obtain signed informed consent from the potential patient before any study-specific 
procedures are performed. 
2. 
Assign potential patient a unique enrollment number. 

 
37(83) 
3. 
Determine patient eligibility in accordance with inclusion/exclusion criteria. 
4. 
Assign an eligible patient unique randomization code. 
If a patient withdraws from participation in the study then his/her enrollment/randomization 
code cannot be reused. 
3.3.1  Procedures for randomization 
Patients who meet all study requirements based on inclusion and exclusion criteria will be 
randomized to 1 of 3 treatment groups (while continuing on metformin therapy) at Visit 3 
(Randomization): 
• saxagliptin 5 mg + dapagliflozin 10 mg;  
• dapagliflozin 10 mg + placebo for saxagliptin;  
• placebo for dapagliflozin + placebo for saxagliptin. 
Stratification will be conducted according to baseline HbA1c level (≤8.5% or >8.5%) and 
baseline therapy (metformin or metformin/sulfonylurea).  Randomization codes will be 
assigned strictly sequentially within each stratum as patients become eligible for 
randomization.  The HbA1c level collected at Visit 1 (Screening) will be used as the baseline 
HbA1c level for randomization purposes. 
If a patient is discontinued from the study, his/her randomization or enrollment number will 
not be reused, and the patient will not be allowed to re-enter the study.  Randomized patients 
who discontinue early from the study will be replaced to ensure adequate patient number as 
described in the sample size calculation. 
If a randomization number is allocated incorrectly, no attempt should be made to remedy the 
error once study material has been dispensed.  The patient will continue with the allocated 
number and study material.  Subsequent patients will continue using the first unallocated 
randomization number in the original numbering sequence. 
3.4 
Procedures for handling incorrectly enrolled or randomized 
subjects 
Patients who fail to meet the eligibility criteria should not, under any circumstances, be 
enrolled or receive study medication.  There can be no exceptions to this rule.  Patients who 
are enrolled, but subsequently found not to meet all the eligibility criteria must not be 
randomized or initiated on treatment, and must be withdrawn from the study. 
Where a patient does not meet all the eligibility criteria but is randomized in error, or 
incorrectly started on treatment, the Investigator will decide whether to continue or 
discontinue the patient from treatment.   

 
38(83) 
Methods for assigning treatment groups 
After written informed consent has been obtained, the patient will be assigned an enrollment 
code that is patient specific.  The code will be used to identify the patient throughout study 
participation.  Patient eligibility will be established before treatment randomization.  Patients 
will be randomized strictly sequentially within each baseline (Visit 1) HbA1c stratum and 
baseline treatment (metformin and metformin/sulfonylurea) status at Visit 3 (Week 0), as 
patients are eligible for randomization.  Assignment to treatment groups will be determined by 
a computer-generated random sequence.  
The number and size of tablets will be identical for the investigational products (IPs) for the 
3 treatment arms.  Clinical supplies will be identified by randomization kit numbers, where 
each kit number is specific to a treatment arm.  If a patient discontinues from the study, the 
patient code and randomization number will not be reused, and the patient will not be allowed 
to re-enter the study. 
The site will randomize patients by allocating the lowest available randomization code in 
sequential order within the stratum (baseline HbA1c ≤8.5% or >8.5%) and baseline treatment 
(metformin or metformin/sulfonylurea) status.  Randomization will be balanced in blocks 
within each baseline HbA1c stratum and baseline treatment status and each center. 
Methods for ensuring blinding 
Blinding is ensured by using a double-blind, single-dummy technique.  Patients, the 
Investigator, and study site personnel involved with data review and analysis will be blinded 
throughout the study until database lock.  The active tablets and the respective placebo tablets 
will be identical in size, color, smell, and taste.  The bottles with IPs will be labelled with 
unique identification numbers.   
No member at the study site handling data will have access to the randomization scheme 
during the conduct of the study, with the exception of the individual generating the 
randomization scheme. 
In order to allow emergency unblinding, code envelopes with randomization codes only will 
be provided to the sites along with the drug supplies.  
3.7  Methods for unblinding  
Individual treatment codes, indicating the treatment randomization for each randomized 
patient, will be available to the Investigator(s) or pharmacists at the study site.  
The treatment codes, as sealed paper code envelopes, should not be broken except in medical 
emergencies when the appropriate management of the patient requires knowledge of the 
treatment randomization.   
The Principal Investigator retains the right to break the code for SAEs that are unexpected and 
are suspected to be causally related to an IP and that potentially require expedited reporting to 

 
39(83) 
regulatory authorities.  Treatment codes will not be broken for the planned analyses of data 
until all decisions on the evaluability of the data from each individual patient have been made 
and documented. 
3.8  Restrictions 
Once screened and qualified for entry, patients will be instructed as follows: 
• Fast overnight for at least 10 hours prior to each study site visit, i.e., no food 
or beverage except water.  Allowed medications can be taken with water 
only. 
• Continue metformin or metformin/sulfonylurea therapy at current dosage 
and at approximately the same time each day, except that any morning dose 
of metformin or metformin/sulfonylurea should be delayed on the morning 
of study site visits.  
• Delay administering the IPs (as applicable) and metformin or 
metformin/sulfonylurea on the morning of the clinic visit and bring study 
medication and metformin or metformin/sulfonylurea to each site visit. 
• Refrain from alcohol intake and intense exercise 24 hours prior to each visit 
and recommend to not use tobacco/nicotine within 12 hours prior to each 
visit. 
• Do not donate blood for the duration of the study and for 3 months 
following the last study visit. 
• Comply with prescribed dosing regimen to preserve study integrity and 
ensure patient safety.  
• Discuss any new prescriptions and over-the-counter or herbal/nutritional 
therapies with the Investigator, as concomitant use could result in alterations 
to their glycemic control and may place them at risk for significant 
hypoglycemic episodes. 
• Make every attempt to adhere to the diet and exercise counselling and to the 
protocol visit schedule. 
• Women must immediately contact the Investigator if they suspect they 
might be pregnant and if they have changed or plan to change their birth 
control method.  
If a patient comes to a visit without having followed the above instructions then the patient 
should be re-scheduled for the entire visit (if possible within the allowed time-window).  
3.9  Discontinuation of investigational product 
Patients may be discontinued from IPs in the following situations: 
• Patient decision.  The patient is at any time free to discontinue treatment, 
without prejudice to further treatment. 
• Patient experiences an AE or SAE that, in the Investigator’s opinion, 
necessitates discontinuation from study medication. 

 
40(83) 
• The Investigator decides that the patient should discontinue study 
medication.  If this decision is made because of an SAE or a clinically 
significant abnormal laboratory value, appropriate measures will be taken.  
• Severe noncompliance with the study protocol. 
• Creatinine clearance <60 (±5) mL/min/1.73 m2 for sustained period of time, 
according to the Investigator’s judgment.  
• Initial and repeat laboratory tests meet any of the following criteria 
(see Appendix C): 
− ALT and/or AST are 3 x ULN and TB 2 x ULN 
− ALT and/or AST are >5 x ULN for 14 consecutive days, at any time after 
initial confirmatory results 
− ALT and/or AST are >8 x ULN 
• Hypoglycemic episodes. 
3.9.1 
Discontinuation guidelines for protocol-defined major hypoglycemia episodes 
or recurrent non-major hypoglycemia episodes 
Patients should not be discontinued from any treatment phase based on single episodes of 
hypoglycemia or symptoms of hypoglycemia unless clinically indicated.  The assessment of a 
single finger stick or laboratory glucose value should not be the sole assessment used to 
determine patient discontinuation for hypoglycemia. 
Clinical indications for discontinuation because of hypoglycemia may include the following: 
• Multiple occasions of episodes outlined below that, in the opinion of the 
Investigator, indicate that continued treatment with study therapy is not in 
the best interest of the patient.  This includes, but is not limited to: 
− Symptoms suggestive of hypoglycemia (e.g., sweating, shakiness, increased 
heart rate, confusion, dizziness, light-headedness, or hunger) in the absence 
of environmental factors known to contribute to hypoglycemia (i.e., excess 
physical activity, concurrent illness, or missed or delayed meal) and/or 
− Documented finger stick glucose values <54 mg/dL (<3.0 mmol/L).  
• A patient may also be discontinued from the study because of severe 
hypoglycemia, as determined by the Investigator. 
If finger stick glucose values are discordant from glycemic control assessed by the laboratory 
or with clinical symptoms, the patient’s glucose meter should be tested and the instructions for 
use reviewed with the patient. 
• A patient may be discontinued from the study because of the development of 
ketoacidosis. 
3.9.2  Procedures for discontinuation of a subject from investigational product  
At any time, patients are free to discontinue IP or withdraw from the study (i.e., IP and 
assessments – see Section 3.10), without prejudice to further treatment.  A patient who decides 
to discontinue IP will always be asked about the reason(s) and the presence of any AEs.  If 

 
41(83) 
possible, the patient will be seen and assessed by an Investigator(s).  Any AEs will be 
followed up; patient diaries and all study drugs should be returned by the patient. 
Patients who discontinue from the study medication will have an Early Termination Visit 
equivalent to the Week 16 assessments plus a glucose turnover study at the time of study 
medication discontinuation.  The following data will be collected and entered onto the clinical 
database:  
• 
Concomitant medication 
• 
AEs 
In the case of a decision to discontinue treatment, the Investigator will follow the patient until 
the event has resolved or stabilized, at least until Week 16. 
3.10  Criteria for withdrawal  
Every reasonable effort should be made to conduct all protocol-required procedures to 
complete the study.  Patients may be removed from the study for the following reasons: 
1. 
Screen Failures. 
2. 
Withdrawal by Patient. 
3. 
Adverse Event:  Patient experiences an AE that, in the Investigator’s opinion, 
necessitates withdrawal from the study. 
4. 
Investigator Decision: Investigator feels it is in the patient's best interest to 
terminate participation for reasons other than an AE. 
5. 
Protocol Violation: Patient is noncompliant with protocol procedures, becomes 
pregnant, violates study entry criteria, or starts an exclusionary concomitant 
medication. 
6. 
Lost to Follow-Up: Patient fails to return for study visits and cannot be reached with 
reasonable, repeated attempts. 
7. 
Administrative Reasons: The FDA or other regulatory authority discontinues the 
study protocol or the clinical study site discontinues participation. 
Any withdrawal must be fully documented in the patient’s source records.  The documentation 
must include the reason for the withdrawal and details of any sequelae (followed until 
symptoms resolve or improve, as appropriate).   
If a patient is withdrawn from the study, will be encouraged to  complete the procedures 
outlined in Visits 15 and 16. 
3.10.1  Screen failures  
Screening failures are patients who do not fulfill the eligibility criteria for the study, and 
therefore must not be randomized.  These patients should have the reason for study 
withdrawal recorded as “Eligibility Criteria not fulfilled” (i.e., patient does not meet the 

 
42(83) 
required inclusion/exclusion criteria).  This reason for study withdrawal is only valid for 
screen failures (not randomized patients). 
If a patient was classified as a screen failure, dependent upon the reason for failure (e.g., low 
hematocrit, low T4, etc.), the patient may be rescreened one time only for study inclusion as 
long as rescreening takes place at least 3 months after the original Screening visit.  All patients 
who rescreen will be assigned a new enrollment number.  
3.10.2  Withdrawal of the informed consent 
Patients are free to withdraw from the study at any time (IP and assessments), without 
prejudice to further treatment. 
A patient who withdraws consent will always be asked about the reason(s) and the presence of 
any AEs.  The Investigator will follow up AEs outside of the clinical study.  
If a patient withdraws from participation in the study then his/her enrollment/randomization 
code cannot be reused.    
3.11  Discontinuation of the study 
The study may be stopped if, in the judgment of the Investigator, trial patients are placed at 
undue risk because of clinically significant findings that: 
• meet individual stopping criteria or are otherwise considered significant  
• are assessed as causally related to IP  
• are not considered to be consistent with continuation of the study. 
Regardless of the reason for termination, all data available for the patient at the time of 
discontinuation of follow-up must be recorded in the patient’s source records.  All reasons for 
discontinuation of treatment must be documented. 
In terminating the study, the Investigator will ensure that adequate consideration is given to 
the protection of the patients’ interests. 
4. 
STUDY PLAN AND TIMING OF PROCEDURES  
Table 1 presents the schedule of assessments for this study.

 
43(83) 
Table 1  
Study Plan 
Evaluation 
Screening 
Run-in 
Treatment Period 
End of treatment/Early 
Termination or Rescuea 
Visit 
1 
2 
3 
4 
5 
6 
7 
8 
Week 
-2 
-1 
0 
4 
8 
12 
15 
16 
Relative to Randomization (days) 
-14 
-9 
R 
28 
56 
84 
103 
112 
Visit Window (±days) 
(+7) 
(±4b) 
0 
(±5) 
(±5) 
(±5) 
(±5) 
(±4 b) 
Obtain Informed Consent 
X 
 
 
 
 
 
 
 
Review Medical and Surgical History 
X 
 
 
 
 
 
 
 
Review Eligibility Criteria (Inclusion/Exclusion Criteria) 
X 
 
 
 
 
 
 
 
Review Randomization Criteria 
 
 
X 
 
 
 
 
 
Verify Patient Fasted 10 Hours 
X 
X 
X 
X 
X 
X 
X 
X 
Complete Physical Examination 
X 
 
 
 
 
 
 
X 
Brief Physical Assessment (at the Investigator’s discretion) 
 
 
 
X 
X 
X 
X 
 
Body Weight 
X 
 
X 
X 
X 
X 
X 
X 
Height 
X 
 
 
 
 
 
 
 
Body Mass Index 
X 
 
 
 
 
 
 
X 
Vital signs (reclining/standing BP and HR) 
X 
 
X 
X 
X 
X 
X 
X 
Waist and Hip Circumference 
X 
 
X 
X 
X 
X 
 
X 
12-lead ECG 
X 
 
 
 
 
 
 
X 
Review Concomitant Medicationsc 
X 
X 
X 
X 
X 
X 
X 
X 
Provide Diet and Exercise Counseling  
X 
 
X 
 
X 
 
 
 
Verify IP Compliance 
 
 
 
X 
X 
X 
X 
X 
Dispense Study Medication 
 
 
X 
X 
X 
X 
 
 
Provide Glucose Meter and Supplies/Instructions for 7-point 
SMBG 
 
X 
 
 
 
 
 
 
Perform 7-point SMBG Prior to Site Visit 
 
 
Xd 
X 
X 
X 
Xd 
X 

 
44(83) 
Evaluation 
Screening 
Run-in 
Treatment Period 
End of treatment/Early 
Termination or Rescuea 
Visit 
1 
2 
3 
4 
5 
6 
7 
8 
Week 
-2 
-1 
0 
4 
8 
12 
15 
16 
Relative to Randomization (days) 
-14 
-9 
R 
28 
56 
84 
103 
112 
Visit Window (±days) 
(+7) 
(±4b) 
0 
(±5) 
(±5) 
(±5) 
(±5) 
(±4 b) 
Review 7-point SMBG and hypoglycemia episodes  
 
 
X 
X 
X 
X 
X 
X 
Collect Glucose Meter/Unused Supplies 
 
 
 
 
 
 
 
X 
Collect unused study medication 
 
 
 
 
 
 
 
X 
Dispense Rescue Medication (if needed)  
 
 
 
 
X 
X 
X 
 
Assess AEs 
 
X 
X 
X 
X 
X 
X 
X 
Pregnancy Test (urine and serum if urine test positive) 
WOCBP only 
X 
X 
X 
X 
X 
X 
X 
X 
Clinical Chemistry, Hematologye 
X 
 
 
 
X 
 
 
X 
eGFR and Serum Creatinine  
X 
x 
x 
x 
X 
x 
x 
X 
HbA1C  
X 
X 
 
X 
X 
X 
X 
X 
FPG/ketones 
X 
X 
X 
X 
X 
X 
X 
X 
Fasting Serum Lipidsf 
X 
X 
 
 
X 
 
X 
X 
Thyroid function (TSH and T4) 
X 
 
 
 
 
 
 
 
FFA 
X 
 
 
 
 
 
 
X 
Urinalysise 
X 
 
 
 
 
 
 
X 
Double Tracer OGTTh with IC 
 
X 
 
 
 
 
 
X 
Glucose Turnover Studyi 
 
 
X 
 
 
 
(X)j 
 
DEXA 
X 
 
 
 
 
 
 
X 
Abbreviations: AE adverse event, -hCG  beta subunit of human chorionic gonadotropin, BP blood pressure, CrCl creatinine clearance, DEXA Dual Energy X-ray Absorption, 
ECG electrocardiogram, FFA free fatty acids, FPG fasting plasma glucose, GIP glucose-dependent insulinotropic polypeptide, GLP-1 glucagon-like peptide-1, HbA1c 
hemoglobin A1c, HDL high-density lipoprotein, HR heart rate, IgM immunoglobulin M, IP investigational product, LDL low-density lipoprotein, OGTT oral glucose 
tolerance test, R randomization, SMBG self-monitored blood glucose profile, T4 thyroxine, TSH thyroid stimulating hormone, WOCBP women of childbearing potential, 
IC = indirect calorimetry. 

 
45(83) 
 
a 
Early Termination procedures are to be completed for all patients who terminate the study or are rescued before Visit 8 (Week 16) of the Treatment Period.  Discontinued 
patients should return to the study site and complete a glucose turnover study and all assessments required for Visit 8 (Week 16) 3 to 5 days later. 
b 
The glucose turnover study at Visit 3 should take place 5 to 14 days after OGTT at Visit 2.  The Visit 7 glucose turnover study should take place approximately 10 days 
prior to OGTT at Visit 8. 
c 
Review of concomitant medications includes over the counter drugs and herbal/nutritional therapies. 
d 
7-point SMBG should not be performed the day immediately before clinic visit 3 and 7. 
e 
Details for safety laboratory variables are shown in Table 5. 
f 
Serum lipids include total-cholesterol, LDL-cholesterol, HDL-cholesterol, non-HDL cholesterol, and triglycerides. 
g 
Hepatitis panel includes hepatitis B viral antibody IgM, hepatitis B surface antigen, and hepatitis C virus antibody.  
h 
The double tracer OGTT will include blood draws for plasma glucose, plasma insulin, plasma C-peptide, plasma glucagon, plasma GLP-1, plasma GIP, plasma 
3H-glucose, 14C-glucose specific activities (until Time 300 minutes) and urine will be collected. 
i 
The glucose turnover test will include blood draws for glucose, insulin, C-peptide, glucagon, cortisol, growth hormone, adrenaline, and noradrenaline; and 3H-glucose 
specific activities (until Time 300 minutes); and urine will be collected.  Glucose turnover tests will include administration of IP at Time 0. 
j 
Patients who are receiving rescue therapy or are early terminating: glucose turnover study will be performed 5 to 14 days prior to OGTT and Visit 8 assessments will also 
be completed prior to rescue.  Glucose turnover study and Visit 8 procedures will be performed again at end of treatment for rescued patients.   
 

 
46(83) 
4.1 
Enrollment/Screening Period 
Procedures will be performed according to the Study Plan (Table 1).  Patients will be 
instructed to arrive in the morning for each scheduled visit.  Prior to each study visit, 
including the Screening Visit, patients are to have fasted overnight for at least 10 hours (no 
food or beverage, except water).  Patients are to refrain from alcohol intake and intense 
exercise 24 hours prior to each visit and recommend not to use tobacco/nicotine within 
12 hours prior to each visit.  Patients should delay administering their morning dose of 
metformin or metformin/sulfonylurea on the morning of the Run-in visit (Visit 2) and 
metformin or metformin/sulfonylurea and study medication on the morning of the study site 
visits during Treatment Period.   
4.1.1  Screening Visit (Visit 1, Week -2) 
At Screening, informed consent will be obtained prior to performing any protocol-required 
procedures.  Patients will be assessed to ensure that they meet eligibility criteria.  Patients who 
do not meet these criteria must not be enrolled in the study.   
Screening procedures should be scheduled for at least 1 day later than the day of informed 
consent signature if the patient is not in a fasting state on the consent date.   
The following will be performed during this visit: 
• The patient’s complete medical and surgical history will be recorded. 
• Inclusion and exclusion criteria will be verified. 
• A complete physical exam will be conducted. 
• Body weight and height will be measured. 
• BMI will be calculated. 
• Vital signs (reclining and standing systolic and diastolic BP and heart rate 
[HR]) will be measured. 
• Waist and hip circumference will be measured. 
• 12-lead ECG will be performed. 
• All prior medications (prescription medications within 3 months) and 
concomitant medications (including over the counter and herbal/nutritional 
supplements) will be reviewed. 
• Diet and exercise counselling will be provided. 
• Urinary pregnancy test for all female patients (WOCBP only) will be 
performed. 
• Blood samples will be collected for the following assessments: 
• Chemistry and hematology 
• Serum creatinine (estimated GFR) 
• HbA1c 
• Fasting plasma glucose (FPG) and ketones 

 
47(83) 
• Fasting serum lipid concentrations (total cholesterol, low-density 
lipoprotein [LDL] cholesterol, high-density lipoprotein [HDL] 
cholesterol, non-HDL cholesterol, and triglycerides 
• Thyroid function (TSH and T4) 
• FFA 
• Serum pregnancy test  for all female patients (WOCBP only) if urine 
pregnancy test result is positive 
• Urine will be collected for urinalysis.  
• DEXA scan will be performed.  
Individuals will be screen failed if results of any laboratory test are abnormal and 
clinically significant as judged by the Investigator or medical monitor.  Individuals 
may qualify for study run-in following an acceptable repeated lab result for an 
initially abnormal result as judged by the Investigator). 
4.1.1.1  Rescreening 
If a patient was classified as a screen failure, dependent upon the reason for failure (i.e., low 
hematocrit, low T4, etc.), the patient may be rescreened for study inclusion as long as 
rescreening takes place at least 2 weeks after the original screening visit.  All patients who 
rescreen will be assigned a new enrollment number.  If a patient will be rescreened, they must 
continue to meet all inclusion/exclusion criteria.  They must repeat all study procedures for 
Visit 1 at the rescreening visit.  Only 1 rescreening per patient is permitted.  If the patient does 
not meet all study requirements at the rescreening visit, the patient should be considered a 
screen failure. 
4.1.2  Run-in Visit (Visit 2, Week -1) 
Visit 2 should take place 3 to 5 days prior to Visit 3.  Prior to this visit, patients are to have 
fasted overnight (at least 10 hours).  Patients are to refrain from alcohol intake and intense 
exercise 24 hours prior to each visit and recommend not to use tobacco/nicotine within 
12 hours prior to each visit.  Patients should delay administering their morning dose of 
metformin or metformin/sulfonylurea on the morning of the study site visit.  The following 
will be performed during this visit: 
• 
Concomitant medications (including over the counter and 
herbal/nutritional supplements) will be reviewed. 
• 
Urinary pregnancy test  for all female patients (WOCBP only) will be 
performed. 
Double tracer OGTT will be performed. 

 
48(83) 
• 
Blood samples will be collected for the following assessment: 
• HbA1c 
• FPG and ketones 
• Fasting serum lipid concentrations (total cholesterol LDL 
cholesterol, HDL cholesterol, non-HDL cholesterol, and 
triglycerides) 
• Serum pregnancy test  for all female patients (WOCBP only) if urine 
pregnancy test result is positive 
• Serum creatinine (estimated GFR) 
 
• 
AEs will be reviewed.  
• 
Patient instructions will be provided. 
• 
Glucose meter and supplies will be provided. 
• 
7-point self-monitored blood glucose (SMBG) instructions will be 
provided. 
Study site personnel will instruct patients to take metformin or metformin/sulfonylurea (with 
food) after the study visit is complete. 
4.1.3  Randomization and Baseline Visit (Visit 3, Week 0) 
Visit 3 should take place 3 to 5 days after Visit 2.  Prior to this visit, patients are to have fasted 
overnight (at least 10 hours).  Patients are to refrain from alcohol intake and intense exercise 
24 hours prior to each visit and recommend not to use tobacco/nicotine within 12 hours prior 
to each visit.  Patients should delay administering their morning dose of metformin on the 
morning of the study site visit.  The following will be performed during this visit: 
• Randomization criteria will be verified. 
• Body weight will be measured. 
• Vital signs (sitting systolic and diastolic BP and HR) will be assessed. 
• Waist and hip circumference will be measured.  
• Concomitant medications (including over-the-counter and herbal/nutritional 
supplements) will be reviewed. 
• Urinary pregnancy test  for all female patients (WOCBP only) will be 
performed. 
• Patients will perform 7-point SMBG prior to the visit. 

 
49(83) 
• AEs will be reviewed.  
• Blood samples will be collected prior to glucose turnover study and 
administration of study medication for the following assessments: 
− 
FPG and ketones 
− 
Serum pregnancy test  for all female patients (WOCBP only) if urine 
pregnancy test result is positive 
• 
Glucose turnover study will be initiated. 
• 
During the baseline infusion period of the glucose turnover study, prior to Time 0 
collection, the following will be performed: 
• 
Diet and exercise counselling will be provided. 
• 
7-point SMBG will be reviewed and recorded.  
• 
Patients will be randomly assigned to 1 of 3 treatment groups (while continuing on 
metformin therapy):  
• saxagliptin 5 mg + dapagliflozin 10 mg;  
• dapagliflozin 10 mg + placebo for saxagliptin;  
• placebo for dapagliflozin + placebo for saxagliptin.  
• Study medication will be dispensed during Time 0 of glucose turnover 
study.  Study site personnel will monitor administration of study medication.  
Glucose turnover study will be completed. 
4.2  Treatment Period 
After the Randomization visit (Visit 3), patients will complete study visits at 1- to 4-week 
intervals according to the Study Plan (Table 1) until the end of the randomized treatment 
period (Visit 8, Week 16).  During Weeks 6 to 16 of the double-blind treatment period of the 
trial, patients may be eligible for the addition of open-label rescue medication to their blinded 
treatment regimen in order to treat ongoing hyperglycemia, based upon established laboratory 
FPG values and repeat, confirmatory FPG criteria (Table 2). 
Table 2 
Criteria for Initiation of Rescue Therapy During the Randomized 
Treatment Period 
Visit Period 
Central Laboratory FPG 
 
Week 6 
FPG >270 mg/dL (15.0 mmol/L) 
After Week 6 to Week 12 (excluding Week 12) 
FPG >240 mg/dL (13.3 mmol/L) 
After Week 12 to Week 16 (excluding Week 16) 
FPG >200 mg/dL (11.1 mmol/L) 
Abbreviation: FPG fasting plasma glucose. 
 

 
50(83) 
Patients with a laboratory FPG value meeting the lack of glycemic control criterion at a pre-
specified visit will be scheduled for a Follow-up Visit (within 3 to 5 days) to obtain a second 
laboratory FPG value and review the patient’s glucose meter readings.  If the repeat laboratory 
FPG value still meets the criterion, the patient must be rescued.  Patients should continue 
receiving study medication while receiving rescue therapy.  Patients who meet rescue criteria 
in the double-blind treatment period must first complete an OGTT and the Visit 8/End of 
Treatment procedures, including a glucose turnover study and DEXA scan, before receiving 
open-label rescue medication, to ensure that important trial endpoint measurements are 
collected.  Rescued patients will be given open-label antidiabetic rescue medication in 
accordance with the approved product label in the applicable country at the discretion of the 
Investigator, in addition to their double-blinded study medication.  Rescued patients will then 
continue in the double-blind treatment period according to their original visit schedule. 
Following initiation of open-label rescue medication, rescued patients should have their 
glycemic response to the rescue medication evaluated by the Investigator.  At the end of the 
study or at early termination, rescued patients should undergo a double tracer OGTT, glucose 
turnover study, and DEXA scan. 
4.2.1  Treatment Period visits (Visits 4 to 7, Weeks 4, 8, 12, and 15) 
Prior to these visits, patients are to have fasted overnight (at least 10 hours).  Patients are to 
refrain from alcohol intake and intense exercise 24 hours prior to each visit and recommend 
not to use tobacco/nicotine within 12 hours prior to each visit.  Patients should delay 
administering their morning dose of metformin or metformin/sulfonylurea and study 
medication on the morning of the study site visits.  Patients should bring their metformin or 
metformin/sulfonylurea and study medication with them to the study site and will self-
administer study medication as directed by study site personnel.   
The following will be performed during these visits: 
• A brief physical assessment may be conducted at the Investigator’s 
discretion. 
• Body weight will be measured. 
• Vital signs (reclining and standing systolic and diastolic BP and HR) will be 
assessed. 
• Waist and hip circumference will be measured (Visits 4, 5, and 6).  
• Concomitant medications (including over-the-counter and herbal/nutritional 
supplements) will be reviewed. 
• Diet and exercise counselling will be provided (Visit 5 only). 
• Study medication compliance will be reviewed. 
• Patients will perform 7-point SMBG prior to visits. 
• 7-point SMBG will be reviewed and recorded.   
• Rescue medication will be dispensed (if needed, see Table 2). 
• AEs will be reviewed.  

 
51(83) 
• Urinary pregnancy test for all female patients (WOCBP only) will be 
performed. 
• Blood samples will be collected prior to administration of study 
medication for the following assessments: 
• Chemistry and hematology (Visit 5 only) 
• Serum creatinine (calculated creatinine clearance; Cockcroft-Gault 
formula; Visit 5 only) 
• HbA1c  
• FPG and ketones 
• Fasting serum lipid concentrations (Visits 5 and 7 only) 
• Serum pregnancy test  for all female patients (WOCBP only) if urine 
pregnancy test result is positive 
• Serum creatinine (estimated GFR) 
•  
• Glucose turnover study will be performed.  Study medication will be 
ingested at the end of the 3-hour tracer equilibration period. 
Study site personnel will instruct patients to take IP and metformin (with food) after the study 
visit is complete. 
4.2.2  
End of Treatment Period Visit/Early Termination during Treatment Period or 
Rescue (Visit 8, Week 16) 
Prior to this visit, patients are to have fasted overnight (at least 10 hours).  Patients are to 
refrain from alcohol intake and intense exercise 24 hours prior to each visit and recommend 
not to use tobacco/nicotine within 12 hours prior to each visit.  Patients should delay 
administering the morning dose of metformin and study medication on the morning of the 
visit and bring metformin and study medication to the study site visit.   
The following procedures will be conducted: 
• A complete physical examination will be conducted. 
• Body weight will be measured. 
• BMI will be calculated. 
• Vital signs (sitting systolic and diastolic BP and HR) will be assessed. 
• Waist and hip circumference will be measured.  
• 12-lead ECG will be performed. 
• Concomitant medications (including over-the-counter and herbal/nutritional 
supplements) will be reviewed. 

 
52(83) 
• Study medication compliance will be reviewed. 
• Patient will perform 7-point SMBG prior to Visit 8. 
• 7-point SMBG will be reviewed and recorded.  
• Glucose meter and supplies will be collected. 
• Unused study medication will be collected.  
• AEs will be assessed. 
• Urinary pregnancy test for all female patients (WOCBP only) will be 
performed. 
• Blood samples will be collected prior to administration of study 
medication for the following assessments: 
• Chemistry and hematology 
• Serum creatinine (calculated creatinine clearance; Cockcroft-Gault 
formula) 
• HbA1c  
• FPG  and ketones 
• Fasting serum lipid concentrations 
• FFA 
• Serum pregnancy test  for all female patients (WOCBP only) if urine 
pregnancy test result is positive 
• Serum creatinine (estimated GFR) 
•  
• Urine will be collected for urinalysis. 
• Double tracer OGTT will be performed (approximately 10 days after 
glucose turnover study. 
• DEXA scan will be performed  or can be performed on a separate day. 
If a patient is early discontinued or rescued, see visits 15 and 16 in Table for procedures. 
4.3 
Follow-up period (Not applicable) 
5. 
STUDY ASSESSMENTS   
The Investigator will ensure that data are recorded in an appropriately designed excel data 
sheet and will ensure the accuracy, completeness, and timeliness of the data collection.  

 
53(83) 
5.1 
Efficacy assessments 
Study outcome measures are summarized in Section 8.4. 
5.1.1 
HbA1c 
Blood samples for measurement of HbA1c will be collected according to the schedule 
presented in the Study Plan (Table 1).  The instructions for collection, processing, packaging, 
and shipping of the samples will be detailed in the laboratory manual. 
5.1.2 
Fasting plasma glucose 
Blood samples for measurement of FPG will be collected according to the schedule presented 
in the Study Plan (Table 1).  The instructions for collection, processing, packaging, and 
shipping of the samples will be detailed in the laboratory manual. 
5.1.3 
Body weight 
Body weight will be measured according to the schedule presented in the Study Plan  
(Table 1).  The study site staff should record the weight in kilograms or pounds to the first 
decimal point (e.g., 95.3 kg).  The same scale should be used and the patient should wear a 
standard hospital-type gown or equivalent light clothing and no shoes for the body weight 
measurement at each visit. 
5.1.4 
Body height 
Body height will be measured according to the schedule presented in the Study Plan (Table 1).  
The study site staff should record the height in centimeters.  The patient should remove their 
footwear and head gear and stand with feet together, heels against the back board, and knees 
straight. 
5.1.5 
Waist and hip circumference 
For waist and hip circumference measurement, the study site personnel must ensure that: 
• The patient stands and the examiner places a Gulick II measuring tape in a horizontal 
plane around the abdomen at the level of the umbilicus for waist circumference and at 
the maximum circumference of the buttocks for hip circumference. 
• The measuring tape is snug, but does not compress the skin, is parallel to the floor, and 
is not twisted. 
• The measurement is taken at the end of a normal respiratory expiration. 
• The measurement is recorded in centimeters to the first decimal point. 
• Waist and hip circumference will be measured according to the schedules presented in 
the Study Plan (Table 1). 

 
54(83) 
5.1.6 
7-point self-monitored blood glucose profiles 
Patients will be instructed to perform 7-point SMBG profiles at home on the same day of the 
week (±2 days), the week before Visits 3, 4, 5, 6, 7, and 8 (Table 1).  A 7-point SMBG profile 
consists of blood glucose measurements obtained prior to and 2 hours after the morning, 
midday, and evening meals, and before bedtime. 
The 7-point SMBG should not be performed the day immediately before Visits 3 and 7. 
5.1.7 
Dual Energy X-ray Absorption (DEXA) scan 
Patients will be assessed for percent body fat with a DEXA scanner at Visits 1 and 8 
 (Table 1).  A complete DEXA scan report will be kept as source documentation. 
5.1.8 
Glucose turnover study 
A glucose turnover study will be performed according to schedule presented in Table 1.  A 
glucose turnover study will be performed at Visit 3, which should be 5 to 14 days after the 
OGTT (Visit 2).  An end of treatment glucose turnover study will be performed at Visit 7 and 
should be done approximately 10 days prior to the OGTT. 
Patients will report to the study site after a 10-hour overnight fast and should be asked to void 
before beginning the glucose turnover study.  At approximately 0600 (Time -180 minutes), a 
catheter will be placed into an anticubital vein and a primed (25 micro Curie [μCi] x FPG/100 
up to a maximum of 50 μCi) – continuous infusion of [3-3H-glucose will be started].  The 
continuous infusion (0.25 μCi/min) of [3-3H]-glucose will be started and will be maintained 
throughout the study duration.  A second catheter will be placed retrogradely into a vein on 
the dorsum of the hand, which will be placed in a heated box (50-60°C) for arterialized blood 
withdrawal.  Prior to oral administration of study medication (saxagliptin, dapagliflozin, 
placebo), blood samples will be taken at the timepoints indicated in Table 3 for measurement 
of plasma glucose, insulin, C-peptide, glucagon, counter-regulatory hormones (i.e., plasma 
cortisol, growth hormone, adrenaline, and noradrenaline), and [3-3H]-glucose specific activity.  
During the glucose turnover study, patients will receive assigned study medication 3 hours 
after the start of [3-3H]-glucose infusion (Time 0).  Blood samples will be obtained according 
to the timepoints indicated in Table 3 until the end of the study (Time 300 minutes/5 hours 
after drug is received).  Metformin or metformin/sulfonylurea will NOT be taken until after 
the glucose turnover study has been completed. 
Urine will be collected from the start of the study (Time -180 minutes) until Time 0 and again 
from Time 0 to 300 to measure urinary volume and urinary glucose concentration (to 
quantitate urinary glucose excretion).  The glucose turnover study will end 5 hours after 
receiving study medication (Time 300 minutes) and patients will be given a meal and 
metformin or metformin/sulfonylurea and allowed to return home.  

 
55(83) 
Table 3  
Glucose Turnover Study 
Timepoint  
(clock time)a 
Glucose 
3-3H-glucose 
Insulin/ 
C-peptide 
Glucagon 
CR hormonesb 
-180 (0600) 
X 
X 
 
 
 
-30 
X 
X 
X 
X 
X 
-20 
X 
X 
 
 
 
-10 
X 
X 
X 
X 
X 
-5 
X 
X 
 
 
 
0 (0900)c 
X 
X 
X 
X 
X 
15 
X 
X 
X 
X 
 
30 
X 
X 
X 
X 
X 
45 
X 
X 
X 
X 
 
60 (1000) 
X 
X 
X 
X 
X 
75 
X 
X 
X 
X 
 
90 
X 
X 
X 
X 
 
105 
X 
X 
X 
X 
 
120 (1100) 
X 
X 
X 
X 
X 
135 
X 
X 
X 
X 
 
150 
X 
X 
X 
X 
 
165 
X 
X 
X 
X 
 
180 (1200) 
X 
X 
X 
X 
X 
195 
X 
X 
 
 
 
210 
X 
X 
X 
X 
 
225 
X 
X 
 
 
 
240 (1300) 
X 
X 
X 
X 
X 
255 
X 
X 
 
 
 
270 
X 
X 
X 
X 
 
285 
X 
X 
 
 
 
300 (1400) 
X 
X 
X 
X 
X 
Number of 
samples 
26 
26 
19 
19 
9 
a  
Study start time is approximate (between 0600 and 0700), but collection of samples relative to 
time of study medication ingestion is critical (i.e., -180, -30, -20 minutes, etc.). 
b 
CR counter-regulatory hormones include: plasma or serum cortisol, growth hormone, 
adrenaline, and noradrenaline. 
c 
During Visit 3 glucose turnover study, patient will perform some Visit 3 assessments during the 
3 hour priming period and be randomized prior to Time 0 then receive assigned study 
medication at Time 0. 

 
56(83) 
 
5.1.9 
Double tracer oral glucose tolerance test 
An OGTT will be performed according to the schedule presented in Table 1, which will occur 
5 to 14 days prior to a glucose turnover study. 
Patients will report to the clinic after a 10-hour overnight fast and should be asked to void 
before beginning the double tracer OGTT study.  At approximately 0600 hours, a catheter will 
be inserted into an antecubital vein, and primed (25 µCi x FPG/100 up to maximum of 50 μCi) 
– continuous infusion of 3-3H-glucose will be started.  The continuous (0.25 µCi/min) infusion 
of [3-3H]-glucose will be started 3 hours (Time -180 minutes) prior to administering glucose 
challenge and will be maintained for the entire study duration (7 hours).  A second catheter 
will be placed retrogradely into a vein on the dorsum of the hand, which will be placed in a 
heated box (50-60°C) for arterialized blood withdrawal.  Prior to glucose challenge, blood 
samples will be taken at time points indicated in Table 4 for measurement of FPG, insulin, C-
peptide, glucagon, FFA, GLP-1, and GIP concentrations and plasma 3H-glucose and 14C-
glucose specific activities.  Three hours after the start of [3-3H]-glucose infusion (Time 0), 
patients will receive 75 grams of glucose containing 100 μCi 1-14C-glucose orally.  Blood 
samples will be collected at the time points indicated in Table 4 until the end of the study 
(Time 240 minutes/4 hours after glucose challenge).   
Urine will be collected from the start of the study (Time -180 minutes) until Time 0 and again 
from Time 0 to 240 to measure glucose and creatinine to account for urinary glucose loss 
following glucose ingestion.  Rates of EGP, oral glucose appearance, and whole body glucose 
disposal will be calculated from 3H-glucose and 14C-glucose specific activities, as previously 
described (Ferrannini et al 1985).  We have previously shown that 4 hours is sufficient for 
complete absorption of the ingested glucose load.  Therefore, splanchnic (primarily reflects 
hepatic) glucose uptake will be determined as the ingested glucose load (75 grams) minus the 
amount of 14C-glucose (integrated area from 0 to 240 minutes) that appears in the systemic 
circulation. 
Table 4 
Double Tracer Oral Glucose Tolerance Test 
Timepoint 
(clock time)a 
Glucose 
Insulin 
C-peptide 
Glucagon 
FFA 
GIP/ 
GLP-1 
3-3H-
Glucose 
1-14C-
Glucose 
-180 (0600) 
X 
Start 3-3H-glucose infusion 
X 
-30 
X 
 
 
 
 
 
X 
X 
-20 
X 
X 
X 
X 
X 
X 
X 
X 
-10 
X 
X 
X 
X 
X 
X 
X 
X 
-5 
X 
 
 
 
 
 
X 
X 
0 (0900) 
X 
X 
X 
X 
X 
X 
X 
X 
Ingest glucose (75 grams) containing 100 μCi 1-14C-glucose 

 
57(83) 
Timepoint 
(clock time)a 
Glucose 
Insulin 
C-peptide 
Glucagon 
FFA 
GIP/ 
GLP-1 
3-3H-
Glucose 
1-14C-
Glucose 
15 
X 
X 
X 
 
 
 
X 
X 
30 
X 
X 
X 
X 
X 
X 
X 
X 
45 
X 
X 
X 
 
 
 
X 
X 
60 (1000) 
X 
X 
X 
X 
X 
X 
X 
X 
75 
X 
X 
X 
 
 
 
X 
X 
90 
X 
X 
X 
X 
X 
X 
X 
X 
105 
X 
X 
X 
 
 
 
X 
X 
120 (1100) 
X 
X 
X 
X 
X 
X 
X 
X 
135 
X 
 
 
 
 
 
X 
X 
150 
X 
X 
X 
X 
X 
X 
X 
X 
165 
X 
 
 
 
 
 
X 
X 
180 (1200) 
X 
X 
X 
X 
X 
X 
X 
X 
195 
X 
 
 
 
 
 
X 
X 
210 
X 
X 
X 
X 
X 
X 
X 
X 
225 
X 
 
 
 
 
 
X 
X 
240 (1300) 
X 
X 
X 
X 
X 
X 
X 
X 
Number of 
samples 
22 
15 
15 
11 
11 
11 
21 
22 
Abbreviations: FFA free fatty acids, GIP glucose-dependent insulinotropic polypeptide, GLP-1 glucagon-like 
peptide-1. 
a Study start times are approximate (between 0600 and 0700), but timepoints relative to study start time are 
critical. 
 
5.2 
Safety assessments 
The Investigator will evaluate all Screening and safety laboratory reports and will sign and 
date the review.  Any out of range laboratory results should be assessed for clinical 
significance and reported as AEs accordingly.  The Investigator should follow all clinically 
significant laboratory abnormalities occurring during the study that were not present at 
baseline.  These abnormalities should be evaluated with additional tests, if necessary, until the 
underlying cause is diagnosed or resolution occurs.   
Samples will be collected according to the schedules presented in the Study Plan (Table 1).   
5.2.1 
Laboratory safety assessments 
Laboratory safety assessments will be performed as presented in the Study Plan (Table 1).  
Sample tubes and sample sizes may vary depending on laboratory method used and routine 

 
58(83) 
practice at the site.  Additional safety samples may be collected if clinically indicated at the 
discretion of the Investigator.   
The Investigator should make an assessment of the available results with regard to clinically 
relevant abnormalities.  The laboratory results should be signed and dated and retained at 
center as source data for laboratory variables.   
5.2.1.1 
Hematology 
Hematology assessments (see Table 5) will include the following: red blood cell count, 
hemoglobin (Hb), hematocrit, white blood cell count, platelets, and differential counts.  
5.2.1.2 
Chemistry 
Chemistry assessments (see Table 5) will include the following: creatinine, total bilirubin, 
alkaline phosphatase, AST, ALT, albumin, potassium, calcium, sodium, creatine kinase, 
chloride, bicarbonate, urea nitrogen, uric acid, magnesium, and phosphorus.   
 
 

 
59(83) 
Table 5 
Laboratory Variables 
Hematology/Hemostasis (whole blood) 
Clinical Chemistry (serum or plasma) 
B-Hemoglobin (Hb) 
S/P-Creatinine 
B-Hematocrit 
S/P-Bilirubin, total (TB) 
B-Leukocyte count 
S/P-Alkaline phosphatase 
B-Leukocyte differential count (absolute count) 
S/P-Aspartate transaminase (AST) 
B-Platelet count 
S/P-Alanine transaminase (ALT) 
Urinalysis (dipstick) 
S/P-Albumin 
U-Hb/Erythrocytes/Blood  
S/P-Potassium 
U-Protein/Albumin/Creatinine  
S/P-Calcium, total 
 
S/P-Sodium 
 
S/P-Creatine kinase 
 
S/P-Chloride  
S/P-Bicarbonate 
S-Urea nitrogen 
S/P-Phosphate  
S/P-Magnesium 
S/P-Uric acid 
Abbreviations:  AST aspartate transaminase, ALT alanine transaminase, B blood, U urine, Hb hemoglobin, 
P plasma, S serum, TB total bilirubin. 
 
5.2.1.3 
Urinalysis 
Urinalysis assessments will be performed according to the Study Plan (Table 1) and will 
include the following: hemoglobin, erythrocytes, blood, protein, albumin, and creatinine.  
5.2.1.4 
Other clinical laboratory evaluations 
Fasting lipid panel 
Fasting serum lipids (total-cholesterol, LDL-cholesterol, HDL-cholesterol, non-HDL 
cholesterol, and triglycerides) will be assessed according to the Study Plan (Table 1). 
Thyroid hormones 
Blood samples will be collected for the measurement of TSH and T4 at Visit 1 (Screening), as 
presented in the Study Plan (Table 1).  Patients with abnormal TSH or free T4 values will be 
excluded. 
Pregnancy testing 

 
60(83) 
All female patients, regardless of childbearing status (unless patient has had a hysterectomy), 
will provide urine or blood samples for pregnancy tests according to the schedule presented in 
the Study Plan (Table 1).  The first dose of study medication or any other in-clinic dose of 
study medication will not be administered until a negative result is obtained. 
5.2.2 
Physical examination 
A complete physical examination will be performed according to the schedule presented in the 
Study Plan (Table 1).  The complete physical examination includes an assessment of the 
following: general appearance including skin inspection (including injection site), respiratory, 
cardiovascular, lymph nodes, thyroid, musculoskeletal/extremities, lungs, abdomen, and 
reflexes.  Baseline physical examination data are collected at Week 0 and new findings at the 
following physical examinations are recorded as change from baseline. 
 
A physical examination, either complete or a brief assessment, could be performed at any of 
the other visits at the Investigator’s discretion.  
Clinically significant abnormalities in physical examination findings at study termination must 
be followed up by the Investigator and evaluated with additional tests if necessary, until the 
underlying cause is diagnosed or resolution occurs.  As appropriate, the diagnosis and 
resolution date physical examination abnormalities must be reported as AEs. 
5.2.3 
ECG 
A 12-lead ECG will be performed at Visit 1 (Screening) and Visit 8, according to the schedule 
presented in the Study Plan (Table 1).  
Standard 12-lead ECGs will be performed after approximately 5 minutes of quiet rest with the 
patient in a supine position.  If the ECG must be performed with the patient in another 
position (sitting, standing, etc.), the Investigator should record the alternate position.  The 
Investigator should date and sign the ECG tracing and record the clinical significance of any 
abnormal result on the tracing.  The ECGs will be interpreted by a qualified physician (the 
Investigator or qualified designee) at the clinical study site. 
5.2.4 
Vital signs 
Vital sign measurements in this study will include reclining (for 5 minutes) and standing (for 2 
minutes) systolic and diastolic BP and HR.  Vital signs should be measured at every visit after 
the patient reclines for approximately 5 minutes and after standing for 2 minutes. 
Blood pressure measurement will be performed with the Dynamap.  An appropriate-sized cuff 
(cuff bladder encircling at least 80% of the arm) should be used to ensure accuracy.  At least 
2 measurements should be made at least 30 seconds apart and the average recorded.  The same 
arm should be used for all BP measurements during the study. 

 
61(83) 
5.2.5 
Other safety assessments 
5.2.5.1 
Cardiovascular events 
Deaths (including cause of death [CV related vs. non-CV]) and CV events (including MI, 
stroke, acute coronary syndrome, ventricular fibrillation/tachycardia, and congestive heart 
failure requiring hospitalization) considered to be SAEs should be reported to the safety data 
entry site within 24 hours. 
Adjudication for heart failure will be performed according to the respective charter. 
5.2.5.2 
Liver function test abnormalities 
Please see Appendix C, “Algorithm on Management of Sustained Elevated Liver Safety 
Abnormalities,” for further guidance. 
5.3 
Other assessments  
5.3.1 
Hypoglycemia 
Subjects will be informed about the signs and symptoms of hypoglycemia when a glucometer 
is dispensed.  Subjects will be asked to check their blood glucose when: 
• The subject experiences signs or symptoms of hypoglycemia. 
• At additional time points at the Investigator’s discretion, which may include 
change of dose of standard of care medications or any other relevant signs or 
symptoms. 
Subjects will be instructed to contact the study team anytime they experience a hypoglycemic 
event.  Subjects will also be instructed to document any hypoglycemia events that have 
occurred since their last visit in a diary anytime they experience either of the following: 
• Signs and symptoms of hypoglycemia (regardless of blood glucose value by 
finger stick) 
• Blood glucose value by finger stick ≤70 mg/dL (3.9 mmol/L) (regardless of 
symptoms) 
For these hypoglycemic events, subjects must record the following information in the diary: 
• Date and time of hypoglycemic event 
• Symptoms 
• Blood glucose value by finger stick and time of finger stick 
• Whether the subject experienced incoherence, unconsciousness, or required 
assistance of another person to recover 
• Treatments administered 
Subjects should be instructed to document exact date and time of last dose of study medication 
prior to each event.  The diary will be returned by the subject and reviewed by site personnel 
at every subsequent visit.  Hypoglycemic events will be added to the subject’s source record, 
and data will be entered in the appropriate record.  Subjects will also be requested to 
document any AEs and any concomitant medications they have taken since the last visit, and 

 
62(83) 
to contact the site with any questions about AEs and/or concomitant medications.  The 
Investigator should ensure these are transcribed onto the source documents during AE review. 
The incidence of hypoglycemia will be tabulated in accordance with the FDA/ADA guidance. 
Hypoglycemia events will be summarized descriptively.  Summaries will be provided overall 
for all events of hypoglycemia as well as the subcategories severe hypoglycemia, documented 
symptomatic hypoglycemia, asymptomatic hypoglycemia, probable symptomatic 
hypoglycemia, and relative hypoglycemia consistent with the 2008 FDA guidance for the 
evaluation of drugs for the treatment and prevention of diabetes. 
5.4 
Pharmacokinetics (not applicable) 
5.5 
Pharmacodynamics (not applicable) 
5.6 
Pharmacogenetics (not applicable) 
5.7 
Biomarker analysis (not applicable) 
6. 
SAFETY REPORTING AND MEDICAL MANAGEMENT 
The Investigator is responsible for ensuring that all staff involved in the study are familiar 
with the content of this section. 
6.1 
Definition of adverse events 
An AE is the development of an undesirable medical condition or the deterioration of a 
pre-existing medical condition following or during exposure to a pharmaceutical product, 
whether or not considered causally related to the product.  An undesirable medical condition 
can be symptoms (e.g., nausea and chest pain), signs (e.g., tachycardia and enlarged liver), or 
the abnormal results of an investigation (e.g., laboratory findings, ECG).  In clinical studies, 
an AE can include an undesirable medical condition occurring at any time, including run-in or 
washout periods, even if no study treatment has been administered. 
The term AE is used to include both serious and non-serious AEs. 
6.2 
Definitions of serious adverse event 
An SAE is an AE occurring during any study phase (i.e., run-in, treatment, washout, or 
follow-up) that fulfills one or more of the following criteria: 
• Results in death 
• Is immediately life-threatening 
• Requires in-patient hospitalization or prolongation of existing 
hospitalization  
• Results in persistent or significant disability/incapacity or substantial 
disruption of the ability to conduct normal life functions 

 
63(83) 
• Is a congenital abnormality or birth defect 
• Is an important medical event that may jeopardize the patient or may require 
medical intervention to prevent one of the outcomes listed above. 
For further guidance on the definition of an SAE, see Appendix B, “Additional Safety 
Information.” 
6.3 
Recording of adverse events 
6.3.1 
Time period for collection of adverse events 
AEs will be collected from time of signature of informed consent, during the Screening, Run-
in, and Randomization periods, and throughout the treatment periods. 
All AEs will be recorded on source documents. 
6.3.2 
Follow-up of unresolved adverse events 
Any AEs that are unresolved at the patient’s last visit in the study are followed up by the 
Investigator for as long as medically indicated.  
6.3.3 
Variables  
The following variables will be collect for each AE: 
• AE (verbatim) 
• The date and time when the AE started and stopped 
• Maximum intensity  
• Whether the AE is serious or not 
• Investigator causality rating against the IP (yes or no) 
• Action taken with regard to IP 
• Outcome. 
In addition, the following variables will be collected for SAEs: 
• Date AE met criteria for SAE 
• Date Investigator became aware of SAE 
• AE is serious due to 
• Date of hospitalization 
• Date of discharge 
• Probable cause of death 
• Date of death 
• Autopsy performed 
• Causality assessment in relation to study procedure(s) 
• Description of AE. 
The maximum intensity of an AE will be rated according to the following definition: 
• Mild (awareness of sign or symptom, but easily tolerated) 
• Moderate (discomfort sufficient to cause interference with normal activities) 

 
64(83) 
• Severe (incapacitating, with inability to perform normal activities). 
It is important to distinguish between serious and severe AEs.  Severity is a measure of 
intensity.  An AE of severe intensity need not necessarily be considered serious.  For example, 
nausea that persists for several hours may be considered severe nausea but not an SAE.  On 
the other hand, a stroke that results in only a limited degree of disability may be considered a 
mild stroke but would be an SAE. 
6.3.4 
Causality collection 
The Investigator will assess causal relationship between IP and each AE, and provide an 
answer ‘yes’ or ‘no’ to the question ‘Do you consider that there is a reasonable possibility that 
the event may have been caused by the investigational product?’ 
For SAEs, causal relationship will also be assessed for other medication and study procedures.  
Note that for SAEs that could be associated with any study procedure the causal relationship is 
implied as ‘yes’. 
6.3.5 
Adverse events based on signs and symptoms 
All AEs spontaneously reported by the patient or reported in response to the open question 
from the study personnel:  ‘Have you had any health problems since the previous visit/you 
were last asked?’, or revealed by observation will be collected and recorded in the patient’s 
source records.  When collecting AEs, the recording of diagnoses is preferred (when possible) 
to recording a list of signs and symptoms.  However, if a diagnosis is known and there are 
other signs or symptoms that are not generally part of the diagnosis, the diagnosis and each 
sign or symptom will be recorded separately. 
Adverse events based on examinations and tests 
The results from protocol mandated laboratory tests and vital signs will be recorded in the 
source document.  Deterioration as compared to baseline in protocol-mandated laboratory 
values and vital signs should only be reported as AEs if they fulfill any of the SAE criteria or 
are the reason for discontinuation of treatment with the IP. 
If deterioration in a laboratory value/vital sign is associated with clinical signs and symptoms, 
the sign or symptom will be reported as an AE and the associated laboratory result/vital sign 
will be considered as additional information.  Wherever possible, the reporting Investigator 
uses the clinical, rather than the laboratory term (e.g., anemia versus low hemoglobin value).  
In the absence of clinical signs or symptoms, clinically relevant deteriorations in non-
mandated parameters should be reported as an AE. 
Any new or aggravated clinically relevant abnormal medical finding at a physical examination 
as compared with the baseline assessment will be reported as an AE. 
6.3.7 
Hy’s Law (Appendix C) 
Cases where a patient shows elevations in liver biochemistry may require further evaluation 
and occurrences of AST or ALT ≥3x ULN together with total bilirubin ≥2x ULN may need to 

 
65(83) 
be reported as SAEs.  Specific guidance on the managing of liver abnormalities can be found 
in Appendix D of the protocol.  
6.3.8 
Hypoglycemia 
Patients will be asked to test their blood glucose if they experience symptoms suggestive of 
hypoglycemia and to record specific symptoms and glucose values in the patient diary.   
Study-site personnel must obtain accurate information for the patient’s file and for episodes of 
hypoglycemia.   
Hypoglycemia events will be summarized descriptively.  Summaries will be provided overall 
for all events of hypoglycemia as well as by the following subcategories (Seaquist et al 2013): 
Severe hypoglycemia: An event requiring assistance of another person to actively administer 
carbohydrate, glucagon, or other corrective actions.  Plasma glucose concentrations may not 
be available during an event, but neurological recovery following the return of plasma glucose 
to normal is considered sufficient evidence that the event was induced by a low plasma 
glucose concentration.  
Documented symptomatic hypoglycemia: Typical symptoms of hypoglycemia accompanied 
by a measured plasma glucose concentration ≤70 mg/dL (3.9 mmol/L). 
Asymptomatic hypoglycemia: Measured plasma glucose concentration ≤70 mg/dL 
(3.9 mmol/L), but not accompanied by typical symptoms of hypoglycemia. 
Probable symptomatic hypoglycemia: Symptoms of hypoglycemia that are not accompanied 
by a plasma glucose determination, but that was presumably caused by a plasma glucose 
concentration ≤70 mg/dL (3.9 mmol/L). 
Pseudo-hypoglycemia: Patient reports typical symptoms of hypoglycemia, with a measured 
plasma glucose concentration of >70 mg/dL (3.9 mmol/L) but approaching that level. 
Additional subcategory: Blood glucose ≤55 mg/dL (3.1 mmol/L) with or without symptoms 
of hypoglycemia. 
6.4 
Reporting of serious adverse events 
All SAEs have to be reported, whether or not considered causally related to the IP, or to the 
study procedure(s).  All SAEs will be recorded in the source document and reported annually 
to the UTHSCSA IRB during continuing review.   
Serious adverse events that do not require expedited reporting to the FDA need to be reported 
to AstraZeneca at least quarterly preferably using the MedDRA coding language for serious 
adverse events. 
Investigator will review all SAEs and determine whether the reviewed incident, experience, 
and outcome represents a possible UPIRSO (Unanticipated Problem Involving Risk To 

 
66(83) 
Subjects Or Others). All possible UPIRSOs will be reported to the UTHSCSA IRB using the 
Prompt Reporting Form.  
a) 
Prompt reporting timeframe - report is made to the IRB within 7 days for UPIRSOs  
based on internal information (e.g., experienced by subjects enrolled by the investigator(s) at 
an institution affiliated with the UTHSCSA IRB) or 14 days for UPIRSOs based on external 
information (e.g., experienced by subjects enrolled by the investigator(s) at an institution not 
affiliated with the UTHSCSA IRB) 
b) 
Special shortened reporting timeframe: All UPIRSOs based on internal information 
that are either life threatening or fatal events must be reported within 48 hours. 
Investigators and other site personnel must inform the FDA, via a MedWatch/AdEERs form, 
of any serious or unexpected adverse events that occur in accordance with the reporting 
obligations of 21 CFR 312.32, and will concurrently forward all such reports to AstraZeneca.  
A copy of the MedWatch/AdEERs report must be faxed to AstraZeneca at the time the event 
is reported to the FDA.  It is the responsibility of the investigator to compile all necessary 
information and ensure that the FDA receives a report according to the FDA reporting 
requirement timelines and to ensure that these reports are also submitted to AstraZeneca at the 
same time. 
When reporting to AstraZeneca, a cover page should accompany the MedWatch/AdEERs 
form indicating the following: 
• 
Investigator Sponsored Study (ISS) 
• 
The investigator’s name and address 
• 
The trial name/title and AstraZeneca ISS reference number 
Investigative site must also indicate, either in the SAE report or the cover page, the causality 
of events in relation to all study medications and if the SAE is related to disease progression, 
as determined by the principal investigator. 
Send SAE report and accompanying cover page by way of fax to AstraZeneca’s designated 
fax line: 1-302-886-4114 or email to AEMailboxClinicalTrialTCS@astrazeneca.com 
Serious adverse events that do not require expedited reporting to the FDA need to be reported 
to AstraZeneca preferably using the MedDRA coding language for serious adverse events.   
In the case of blinded trials, AstraZeneca will request that the Sponsor either provide a copy of 
the randomization code/ code break information or unblind those SAEs which require 
expedited reporting. 
All SAEs have to be reported to AstraZeneca, whether or not considered causally related to 
the investigational product.  All SAEs will be documented.  The investigator is responsible for 

 
67(83) 
informing the IRB and/or the regulatory authority (FDA) of the SAE as per local 
requirements. 
For fatal or life-threatening AEs where important or relevant information is missing, active 
follow-up is undertaken immediately.  The investigators or other site personnel will inform the 
UTHSCSA IRB of any follow-up information on a previously reported UPIRSO within 2 
calendar days i.e., immediately but no later than 48 hours of when he or she becomes aware 
of it.  
6.5 
Adverse Events of Special Interest 
Event categories of special interest for this study may include, but are not limited to, 
hypoglycemia, decreased lymphocyte count, decreased thrombocyte count, infections 
(including opportunistic infections, genital infections, and urinary tract infections), 
pancreatitis, hepatic, fractures, severe hypersensitivity, severe cutaneous adverse reactions, 
worsening of renal function, pancreatic cancer, bladder neoplasms, breast neoplasms, volume 
depletion (including hypotension, dehydration, and hypovolemia), ketoacidosis, and cardiac 
failure.  
For the purposes of regulatory reporting, the following events must be reported in 24 hours 
regardless of whether the events are classified as serious or non-serious. 
Liver test abnormalities accompanied by jaundice or hyperbilirubinemia 
This category of events includes all AEs where hepatocellular damage (with elevation of ALT 
or AST >3 x ULN) is combined with hepatic dysfunction (with elevation of total bilirubin 
>2 x ULN) or jaundice.  With respect to liver function test abnormalities, both central-lab 
results and AEs will be monitored. 
Opportunistic infections 
This category of events includes: infections of interest that are consistent with AIDS-defining 
diagnoses and are specific for immunosuppression, including unusual infections caused by 
bacteria, mycobacteria, fungi, viruses, and protozoa.  Herpes Zoster is of interest only if the 
case is multidermatomal, neurological, or systemic. 
Severe Hypersensitivity 
This category of events includes all cases of severe hypersensitivity including: angioedema, 
anaphylaxis, and Stevens-Johnson Syndrome.  
When one of these events meets the criteria for a SAE, report the event using SAE reporting 
procedures.  When one of these events does not meet the criteria for an SAE, report the event 
within 24 hours as a non-serious event. 
For each non-serious event in these categories, the Investigator will notify the UTHSCSA 
IRB.  

 
68(83) 
6.6 
Overdose 
Overdose is defined as the accidental or intentional ingestion of any dose of IP that is 
considered both excessive and medically important.  For the purpose of this study, an 
overdose is defined as a dose of study medication in excess of that specified in the CSP (i.e., 
more than 1 tablet per day of either study drug).   
If an overdose is suspected, monitoring of vital functions as well as treatment as appropriate 
should be performed: 
• An overdose with associated AEs is recorded as the AE diagnosis/symptoms 
in the source document. 
• If the AE associated with the overdose meet any of the criteria for SAE, it 
should be reported according to the standard reporting timelines. 
 
If an overdose on a study drug occurs in the course of the study then the Investigator or other 
site personnel will inform the UTHSCSA IRB immediately, or no later than 24 hours of 
when they become aware of it. 
For overdoses associated with an SAE, the standard reporting timelines apply.  For other 
overdoses, reporting must occur within 30 days.  
In the event of an overdose, appropriate supportive treatment should be initiated as dictated by 
the patient’s clinical status.  Saxagliptin and its active metabolite are removed by 
hemodialysis (23% of dose over 4 hours).  The removal of dapagliflozin by hemodialysis has 
not been studied. 
6.7 
Pregnancy 
All pregnancies and outcomes of pregnancy will be reported to the UTHSCSA IRB. 
6.7.1 
Maternal exposure 
If a patient becomes pregnant during the course of the study, all study medication should be 
discontinued immediately. 
Pregnancy itself is not regarded as an AE unless there is a suspicion that the IP under study 
may have interfered with the effectiveness of a contraceptive medication.  Congenital 
abnormalities/birth defects and spontaneous miscarriages should be reported and handled as 
SAEs.  Elective abortions without complications should not be handled as AEs.  The outcome 
of all pregnancies (spontaneous miscarriage, elective termination, ectopic pregnancy, normal 
birth, or congenital abnormality) should be followed up and documented even if the patient 
was discontinued from the study. 
If any pregnancy occurs in the course of the study, then the Investigator or other site personnel 
will inform the UTHSCSA IRB within 1 day i.e., immediately but no later than 24 hours of 
when he or she becomes aware of it. 

 
69(83) 
The designated study sponsor representative will work with the Investigator to ensure that all 
relevant information is provided to the safety data entry site within 1 or 5 calendar days for 
SAEs  and within 30 days for all other pregnancies. 
The same timelines apply when outcome information is available. 
6.7.2 
Paternal exposure 
There is no restriction on fathering children or donating sperm during the study. 
6.8 
Management of IP related toxicities  
Dose reductions are not permitted in this study. 
6.9 
Study governance and oversight 
6.9.1 
Hepatic Adjudication  
Adjudication for drug-related hepatic injury will be performed by the Investigator to 
determine the probability that drug-induced liver injury (DILI) is the cause of liver-related 
abnormalities, including, but not limited to: 
• Hepatic events timely related to death (within 30 days before death)  
• AST and/or ALT ≥3x ULN and TB ≥2x ULN (within 14 days of the AST 
and/or ALT elevation; see Appendix D 
• AST and/or ALT >10x ULN  
6.9.2 
Cardiovascular Adjudication Committee 
Adjudication for heart failure will be performed by the Investigator. 
7. 
INVESTIGATIONAL PRODUCT AND OTHER TREATMENTS 
7.1 
Identity of investigational products 
Investigational product 
Dosage form and strength 
Manufacturer 
Dapagliflozin  
10 mg – green, plain, diamond shaped,  
film-coated tablet (Dimensions: 
approximately 0.4258’’X 0.3100’’) 
AstraZeneca 
Matching placebo for 
dapagliflozin  
Green, plain, diamond shaped,  
film-coated tablet (Dimensions:  
approximately 0.4258’’X 0.3100’’) 
AstraZeneca 
Saxagliptin 
5 mg – plain, yellow, biconvex,  
round, film-coated tablet 
AstraZeneca 

 
70(83) 
Investigational product 
Dosage form and strength 
Manufacturer 
Matching placebo for 
saxagliptin 
Plain, yellow, biconvex, round,  
film-coated tablet 
AstraZeneca 
 
The formulation number and batch number will be recorded in the trial master file. 
Dapagliflozin, saxagliptin, and their matching placebo tablets will be packed in bottles and 
provided as individual patient kits at Visit 3.  The tablets may contain lactose, which may 
cause discomfort in lactose-intolerant individuals.  For additional information refer to the 
prescribing information for saxagliptin and dapagliflozin.  
7.2 
Dose and treatment regimens 
The study consists of a Screening visit (Visit 1), a Run-in visit (Visit 2), a Randomization visit 
(Visit 3), followed by a 16-week randomized, double-blind treatment period.  Double-blind 
study medication will be dispensed at time 0 (baseline) and monthly thereafter (visits 4, 5, and 
6) during the treatment period.   
In the event the patient loses her/his study medication, the Investigator will provide 
replacement. 
16-week Treatment period (Visits 3 to 8) 
At Visit 3, patients will be randomly assigned to 1 of the 3 treatment arms and randomized 
study medication will be dispensed as saxagliptin 5 mg tablets, dapagliflozin 10 mg tablets, 
and matching placebo tablets.  The first doses of study medication will be taken at the study 
site.  Patients will subsequently self-administer saxagliptin, dapagliflozin, or matching placebo 
QD orally for the 16-week treatment period. 
On days of scheduled study visits, patients should bring their study medication with them to 
the study site and will take that daily dose as directed by study site personnel.  
If any dose is missed, it should be taken as soon as noticed, unless it is almost time for the 
next dose, in which case patients should skip the missed dose and take the medicine at the 
next regularly scheduled time.  Advise patients not to take 2 doses of dapagliflozin at the same 
time. 
7.3 
Labelling 
Labels will be prepared in accordance with Good Manufacturing Practice (GMP) and local 
regulatory guidelines.  The labels will fulfill GMP Annex 13 requirements for labelling.  
Label text will be translated into local language. 
The label will include the following information: 

 
71(83) 
1. 
Pharmaceutical dosage form, route of administration, and quantity of dosage units 
2. 
Code number to identify the contents and packaging operation 
3. 
Study code 
4. 
Enrollment code (to be added on the label when IP is dispensed)    
5. 
Directions for use  
6. 
“For clinical trial use only” 
7. 
Storage conditions 
8. 
Period of use, e.g., expiration date 
9. 
“Keep out of the reach of children” 
10. 
The name of the Investigator, where applicable (to be added on the label when IP is 
dispensed)  
11. 
Randomization code 
 
7.4 
Storage 
All study drugs should be kept in a secure place under appropriate storage conditions.  The IP 
label on the bottle specifies the appropriate storage. 
7.5 
Compliance 
The patient will be asked about compliance at each study visit.  Patients judged to be 
noncompliant (defined as taking less than 80% or more than 120% of the prescribed dose of 
IP) may continue in the study, but should be counseled on the importance of taking their study 
medication and applicable ancillary medications as prescribed. 
The administration of all study medications (including IPs) should be recorded in the 
appropriate sections of the patient’s source records.   
7.6 
Accountability 
The study drug provided for this study will be used as directed in the Study Protocol. 
The study personnel will account for all study drugs dispensed and returned from the patient. 
Study site personnel will account for all study medications received at the site, unused study 
medications and for appropriate destruction.  Certificates of delivery, destruction, and return 
should be signed.  
A drug disposition form will be used to record all study medication dispensed to or returned 
from each patient.  Upon completion of the study, all unused study medication will be 
destroyed.  
The study site personnel will maintain documentation of any missing, damaged, or unreturned 
study medication. 

 
72(83) 
7.7 
Concomitant and other treatments  
Patients must follow the medication restrictions outlined in the inclusion and exclusion criteria  
during the study.  Dosages for certain concomitant medications should be maintained constant 
during the study, unless instructed otherwise by the Investigator.  Concomitant herbal or 
nutritional therapies will be recorded. 
The table below lists prohibited medications and the applicable time frames. 
Restricted Medication/Class of drug: 
Usage 
Cytochrome P450 3A4/5 inhibitors (e.g., 
atazanavir, clarithromycin, indinavir, 
itraconazole, nefazodone, nelfinavir, 
ritonavir, saquinavir, and telithromycin) 
Prohibited during the study.   
Other investigational drugs or participation in 
any interventional clinical study 
Prohibited within 30 days prior to Visit 1 (Screening) 
and during the study. 
Antihyperglycemic therapy 
Administration of any antihyperglycemic therapy, 
other than metformin or sulfonylurea, for more than 
14 days (consecutive or not) during the 12 weeks prior 
to Visit 1 (Screening) and during the study unless per 
protocol for rescue. 
Systemic corticosteroids  
Prohibited within 3 months prior to Visit 1 
(Screening) and during the study. 
Prescription or over-the-counter weight loss 
medications 
Prohibited within 3 months prior to Visit 1 
(Screening) and during the study. 
 
7.7.1 
Metformin/Sulfonylurea 
Up to Visit 8 (Week 16), patients should continue to administer the same type and dose of 
metformin or metformin/sulfonylurea therapy they were using at study entry.   
Neither metformin nor sulfonylurea will not be provided by the Investigator. 
7.7.2 
Rescue therapy 
Patients must first complete a glucose turnover study and all Week 16 visit procedures, 
including OGTT, before receiving open-label rescue therapy.  Patients who require rescue 
therapy (i.e., FPG rescue criteria met) should receive standard of care treatment; however, 
Bydureon 2 mg subcutaneously is highly suggested.  Patients should continue receiving study 
medication while receiving rescue therapy.  Bydureon will be provided by the Sponsor. 
If rescue therapy fails, further therapy will be given at the discretion of the Investigator. 

 
73(83) 
7.7.3 
Other concomitant treatment 
Other medication other than that described above, which is considered necessary for the 
patient’s safety and well-being, may be given at the discretion of the Investigator and recorded 
in the source documents. 
8. 
STATISTICAL ANALYSES  
8.1 
Statistical considerations 
All personnel involved with the analysis of the study will remain blinded until database lock 
and protocol violators identified at the end of the 16-week randomized treatment period. 
The primary efficacy measure of EGP will be derived by the Investigator.  The remaining 
statistical analysis of this study will be performed by the Investigator. 
Baseline:  Unless otherwise specified, baseline refers to the last measurement collected prior 
to the first dose of study medication at the Randomization Visit.  For parameters derived from 
the glucose turnover study and OGTT, several time points prior to the first dose of study 
medication may be averaged to calculate baseline. 
All collected data will be listed.  A comprehensive Statistical Analysis Plan (SAP) is 
described in the following sections. 
8.2 
Sample size estimate 
This study will randomize patients to the following treatment arms (while continuing on 
metformin therapy): 
• 
saxagliptin 5 mg + dapagliflozin 10 mg (n=21) 
• 
dapagliflozin 10 mg + placebo for saxagliptin (n=21) 
• 
placebo for dapagliflozin + placebo for saxagliptin (n=11). 
The primary endpoint will compare the change in baseline EGP for saxagliptin (5 mg) plus 
dapagliflozin (10 mg) versus dapagliflozin (10 mg) at Week 16.  
With 19 subjects per treatment group, there will be 90% power to detect a difference in mean 
EGP of 0.39 mg/kg/min between saxagliptin 5 mg plus dapagliflozin 10 mg and dapagliflozin 
10 mg groups assuming a standard deviation of 0.32 using a 2 group t-test with a 0.050 
2-sided significance level.  Assuming that 10% of subjects in the primary comparison arms 
early terminate, are rescued, or do not have a Week 16 assessment for any other reason, a total 
of 21 subjects per treatment arm need to be randomized for each of the saxagliptin 5 mg plus 
dapagliflozin 10 mg and dapagliflozin 10 mg treatment arms.  Approximately 11 subjects will 
be randomized to the placebo treatment arm for exploratory comparisons of saxagliptin 5 mg 

 
74(83) 
plus dapagliflozin 10 mg to placebo (approximately 80% power), for a total of approximately 
53 subjects randomized. 
Assuming that 70% of screened patients will fail to meet screening criteria, a total of 
177 patients will need to be screened.    
8.3 
Definitions of analysis sets 
Classification into Full analysis (FA), Per protocol (PP), and Safety sets will be conducted 
prior to the database lock.  
Primary analyses of efficacy endpoints (primary and secondary) will be performed on the FA 
set.  Supportive analyses will be carried out with the PP analysis set if more than 10% of 
patients from the FA set are excluded from the PP analysis set for important protocol 
deviations.  All safety analyses will be based on the Safety set. 
8.3.1 
Efficacy analysis set 
Full analysis set 
• The FA set will be defined as all randomized patients with a baseline and a 
post baseline efficacy assessment value.  Patients will be analyzed according 
to the treatment assigned. 
Per protocol analysis set 
• The PP analysis set will be defined as all FA patients without an important 
protocol deviation that might affect the primary analyses.  The criteria for 
important protocol deviations will be defined in the SAP.  Patients will be 
analyzed according to the treatment received. 
Safety analysis set 
• 
The Safety analysis set will be defined as all randomized patients who 
received at least 1 dose of study medication.  Patients will be analyzed 
according to the actual treatment received. 
8.4 
Outcome measures for analyses 
The mean values will be compared between the treatment groups for the following measures: 
1. 
Post-IP minus pre-IP EGP during glucose turnover study at Week 15. 
2. 
Post-IP minus pre-IP EGP during glucose turnover study at Week 0 and the change 
from Week 0 to Week 15. 
3. 
Pre-IP EGP during glucose turnover study at Week 15 and the change from Week 0 
to Week 15. 

 
75(83) 
4. 
Pre-glucose load EGP during the OGTT at Week 16 and the change from Week -1 
to Week 16. 
5. 
Change from Week -1 to Week 16 in post-glucose load EGP during the OGTT. 
6. 
Change from Week -1 to Week 16 in Rd and Ra during OGTT. 
7. 
Change from Week 0 to Week 16 in HbA1c. 
8. 
Change from Week 0 to Week 15 in pre-IP plasma glucose during glucose turnover 
study. 
9. 
Change from Week -1 to Week 16 in pre-glucose load FPG and post-glucose load 
PPG during the glucose turnover study. 
10. 
Change from Week -1/0 to Week 15/16 in fasting plasma glucagon, C-peptide, and 
insulin during the glucose turnover study and OGTT. 
11. 
Change from Week -1/0 to Week 15/16 in plasma glucagon, C-peptide, and insulin 
during the glucose turnover study and OGTT. 
12. 
Change from Week 0 to Week 15 in post-IP minus pre-IP plasma glucagon, 
C-peptide, and insulin during the glucose turnover study. 
13. 
Change from Week -1 to Week 16 in insulin secretion, beta cell function, and 
insulin sensitivity during OGTT. 
14. 
Change in glucose oxidation and lipid oxidation during the baseline of the glucose 
turnover study, during the baseline of the OGTT, and post-glucose load during the 
OGTT. 
15. 
Change in plasma ketones during the baseline of the glucose turnover study and 
OGTT. 
16. 
Change from Week 0 to Week 15 in pre-IP, post-IP, and post-IP minus pre-IP in 
counterregulatory hormones during glucose turnover study. 
17. 
Change from Week -2 to Week 16 in body weight and BMI; and percent body fat 
and fat distribution calculated from the DEXA scans. 
18. 
Change from Week -1 to Week 16 in plasma GLP-1, GIP, and FFA during OGTT. 
19. 
Change from Week -2 to Week 16 in FFA. 
20. 
Change from Week 0 to Week 16 in waist to hip ratio, BP, and lipids. 

 
76(83) 
8.5 
Methods for statistical analyses 
Continuous variables will be presented with mean, median, 25th percentile, 75th percentile, 
standard deviation, minimum, maximum, and (if appropriate) the number of nonmissing 
observations.  Categorical data will be displayed via absolute and relative frequencies for each 
category, including a category labeled as ‘missing’ when appropriate.  The ‘missing’ category 
will not contribute to the denominators of relative frequencies. 
All analyses will be done using values prior to rescue/intensification of treatment.  Values 
collected after this time will be excluded from analyses.  Sensitivity analyses may be 
conducted using all available data and including a time varying covariate that indicates rescue 
status.  
The primary endpoint (EGP) will be tested for saxagliptin 5 mg/dapagliflozin 10 mg versus 
dapagliflozin 10 mg groups at the α=0.05 level (2-sided).  Other comparisons (contrasts) will 
be tested in an exploratory fashion at the α=0.05 (2-sided) level.  Therefore, no multiplicity 
control is required. 
8.5.1 
Analysis of the primary variable 
The primary efficacy analysis will be performed using an analysis of covariance (ANCOVA) 
method for the change from baseline at Week 16, with terms for treatment group, baseline 
HbA1c subgroup (≤8.5% versus >8.5%), baseline treatment (metformin versus 
metformin/sulfonylurea) and baseline value in the model.  Point estimates and 95% 
confidence intervals will be calculated for the adjusted mean changes within each treatment 
group as well as for the differences in adjusted mean changes between treatment groups.  A 
subject who early terminates, is rescued, or does not have a Week 16 assessment for any other 
reason will not contribute to the primary analysis.  
All inferential procedures of the secondary efficacy endpoints will be done at a 5% level of 
significance (2-sided). 
8.5.2 
Analysis of the secondary and exploratory variables 
The continuous secondary endpoints will be analyzed using a repeated measures model when 
the endpoints are collected at visits in addition to Week 16.  A longitudinal repeated measures 
analysis (using a MIXED model) for the change from baseline at Week 16, with terms for 
treatment group, baseline HbA1c subgroup (≤8.5% versus >8.5%), baseline treatment 
(metformin versus metformin/sulfonylurea) baseline value, time (each relevant visit), the 
interaction of treatment and time, and the interaction of baseline value and time in the model.  
Point estimates and 95% confidence intervals will be calculated for the adjusted mean changes 
within each treatment group as well as for the differences in adjusted mean changes between 
treatment groups. 
The continuous secondary endpoints will be analyzed using an ANCOVA model like the 
primary endpoint when the endpoints are collected at baseline visit (Visit 3) and Week 16 
only. 

 
77(83) 
8.5.3 
Subgroup analysis 
The subgroup analysis will be performed according to the baseline HbA1c cutoff: ≤8.5% or 
>8.5%.  
Subgroup analyses will be analyzed in an exploratory fashion with respect to the primary 
efficacy endpoint as was done for the original analysis with terms for treatment group and 
baseline value, but for the applicable subset of subjects.  Interaction tests will be performed by 
using the same primary analysis model with terms for treatment group, baseline HbA1c 
subgroup (≤8.5% or >8.5%), and baseline value but with treatment-by-HbA1c subgroup 
interaction terms added.   
8.5.4 
Sensitivity analysis 
Sensitivity analyses may be conducted using all available data and including a time varying 
covariate that indicates rescue status. 
8.5.5 
Safety analyses 
Descriptive statistics of demographic and other baseline characteristics will be calculated.  
Safety and tolerability will be assessed using standard tabulations of AEs and AEs of special 
interest (using predefined lists of preferred terms), laboratory values and marked 
abnormalities, vital signs, physical examinations, and ECGs.  The number and percentage of 
patients with hypoglycemia will be tabulated and presented by treatment group. 
8.6 
Interim analysis 
No interim analysis on the efficacy or safety parameters is planned for this study. 
9. 
STUDY AND DATA MANAGEMENT  
9.1 
Training of study site personnel 
The Investigator will ensure that appropriate training relevant to the study is given to all of 
these staff, and that any new information relevant to the performance of this study is 
forwarded to the staff involved. 
The Investigator will maintain a record of all individuals involved in the study (medical, 
nursing, and other staff). 
Monitoring of the study 
A UTHSCSA Compliance Monitor: 
• Will review the study progress, protocol deviations, and adverse events 
every 2-4 weeks.  
• Confirm that facilities remain acceptable 
• Confirm that the investigational team is adhering to the protocol, that data 
are being accurately and timely recorded, and that study drug accountability 
checks are being performed 

 
78(83) 
• Perform source data verification including verification of informed consent 
of participating patients.   
• Ensure withdrawal of informed consent to the use of the patient’s biological 
samples is reported and biological samples are identified and disposed 
of/destroyed accordingly, and the action is documented, and reported to the 
patient. 
9.2.1 
Archiving of study documents 
All source documents will be stored in a locked room on the third floor Clinical Research 
Center at the Texas Diabetes Institute. 
9.3 
Study timetable and end of study 
The end of the study is defined as ‘the last visit of the last patient undergoing the study’. 
The first patient is expected to be enrolled 3nd Quarter of 2015.  The study is expected to 
complete 1st Quarter 2017. 
9.4 
Database lock 
Once all patient casebooks are locked, the final data will be analyzed. 
10.4 
Informed consent 
The Investigator will: 
• Ensure each patient is given full and adequate oral and written information 
about the nature, purpose, possible risk and benefit of the study 
• Ensure each patient is notified that they are free to discontinue from the 
study at any time 
• Ensure that each patient is given the opportunity to ask questions and 
allowed time to consider the information provided 
• Ensure each patient provides signed and dated informed consent before 
conducting any procedure specifically for the study 
• Ensure the original, signed ICF(s) is/are stored in the Investigator’s Study 
File 
• Ensure a copy of the signed ICF is given to the patient 
• Ensure that any incentives for patients who participate in the study as well 
as any provisions for patients harmed as a consequence of study 
participation are described in the informed consent form that is approved by 
an EC. 
10.5 
Audits and inspections 
Authorized representatives of the UTHSCSA or a regulatory authority may perform audits or 
inspections at the center, including source data verification.  The purpose of an audit or 
inspection is to systematically and independently examine all study-related activities and 
documents, to determine whether these activities were conducted, and data were recorded, 

 
79(83) 
analyzed, and accurately reported according to the protocol, GCP, guidelines of the IRB, and 
any applicable regulatory requirements.   
 
11. 
LIST OF REFERENCES 
AACE 2007 
American Association of Clinical Endocrinologists (AACE) Diabetes Mellitus Clinical 
Practice Guidelines Task Force. AACE medical guidelines for clinical practice for the 
management of diabetes mellitus. Endocr Pract 2007;13(Suppl 1):1-68. 
Abdul-Ghani et al 2011 
Abdul-Ghani MA, Norton L, DeFronzo RA. Role of sodium-glucose cotransporter 2 (SGLT 
2) inhibitors in the treatment of type 2 diabetes. Endocr Rev 2011;32:515-531. 
Abdul-Ghani et al 2014 
Abdul-Ghani MA, Puckett C, Triplitt C, Maggs D, Adams J, Cersosimo E, et al. Initial 
combination therapy with metformin, pioglitazone, and exenatide is more effective than 
sequential add-on therapy in subjects with new onset diabetes. Results from the efficacy and 
durability of initial combination therapy for type 2 diabetes (EDICT): a randomized trial. 
[published online ahead of print November 26 2014]. Diabetes Obes Metab 2014. doi: 
10.1111/dom.12417. 
Ali et al 2013 
Ali MK, Bullard KM, Gregg EW. Achievement of goals in U.S. Diabetes Care, 1999-2010. N 
Engl J Med 2013;369:287-288.  
Balas et al 2007 
Balas B, Baig MR, Watson C, Dunning BE, Ligueros-Saylan M, Wang Y, He YL, et al. The 
dipeptidyl peptidase IV inhibitor vildagliptin suppresses endogenous glucose production and 
enhances islet function after single-dose administration in type 2 diabetic patients. J Clin 
Endocrinol Metab 2007;92:1249-1255. 
CCNYHA 1994 
The Criteria Committee of the New York Heart Association. Nomenclature and Criteria for 
Diagnosis of Diseases of the Heart and Great Vessels. (9th ed.). Boston: Little, Brown & Co. 
1994; 253-256. 
CDC 2004 
Centers for Disease Control and Prevention (CDC): Prevalence of overweight and obesity 
among adults with diagnosed diabetes-United States, 1988-1994 and 1999-2002. MMWR 
Morb Mortal Wkly Rep 2004; 53:1066-8.   
CHMP 2009 
European Medicines Agency (EMA) Committee for Medicinal Products for Human Use 
(CHMP). Guideline on Clinical Development of Fixed Combination Medicinal Products. 

 
80(83) 
CHMP/EWP/240/95 Rev. 1. Available at: 
http://www.ema.europa.eu/docs/en_GB/document_library/Scientific_guideline/2009/09/WC5
00003686.pdf. Published 19 February 2009. Accessed 19 June 2014. 
CHMP 2012 
European Medicines Agency (EMA) Committee for Medicinal Products for Human Use 
(CHMP). Guideline on clinical investigation of medicinal products in the treatment or 
prevention of diabetes mellitus. CPMP/EWP/1080/00 Rev. 1. Available at: 
http://www.ema.europa.eu/docs/en_GB/document_library/Scientific_guideline/2012/06/WC5
00129256.pdf. Published 14 May 2012. Accessed 19 June 2014. 
DeFronzo 2009 
 
DeFronzo RA. From the triumvirate to the ominous octet: a new paradigm for the treatment of 
type 2 diabetes. [Banting Lecture]. Diabetes 2009;58:773-795.  
Del Prato et al 2011 
Del Prato S, Barnett AH, Huisman H, Neubacher D, Woerle HJ, Dugi KA. Effect of 
saxagliptin monotherapy on glycaemic control and markers of β-cell function in patients with 
inadequately controlled type 2 diabetes: a randomized controlled trial. Diabetes Obes Metab  
2011;13:258-267. 
Dicker 2011 
Dicker D. DPP-4 inhibitors: impact on glycemic control and cardiovascular risk factors. 
Diabetes Care 2011;34 (Suppl) 2:S276-8. 
DCCT 1993 
The Diabetes Control and Complications Trial (DCCT) Research Group. The effect of 
intensive treatment of diabetes on the development and progression of long-term 
complications in insulin-dependent diabetes mellitus. N Engl J Med 1993;329:977-986. 
Ferrannini et al 1985 
Ferrannini E, Bjorkman O, Reichard GA, Pilo A, Olsson M, Wahren J, et al. The disposal of 
an oral glucose load. A quantitative study. Diabetes 1985;34: 580–588. 
Göke et al 2008 
Göke B, Hershon K, Kerr D, Calle Pascual A, Schweizer A, Foley J, et al. Efficacy and safety 
of vildagliptin monotherapy during 2-year treatment of drug-naïve patients with type 2 
diabetes: comparison with metformin. Horm Metab Res 2008;40:892-895. 
Gomis et al 2011 
Gomis R, Espadero RM, Jones R, Woerle HJ, Dugi KA. Efficacy and safety of initial 
combination therapy with saxagliptin and pioglitazone in patients with inadequately controlled 
type 2 diabetes: a randomized, double-blind, placebo controlled study. Diabetes Obes Metab 
2011;13:653-661.  

 
81(83) 
Hansen et al 2014 
Hansen L, Iqbal N, Ekholm E, Cook W, Hirshberg B. Postprandial dynamics of plasma 
glucose, insulin, and glucagon in patients with type 2 diabetes treated with saxagliptin plus 
dapagliflozin add-on to metformin therapy. Endocr Pract 2014;20:1187-1197. 
Hoerger et al 2008 
Hoerger TJ, Segel JE, Gregg EW, Saaddine JB. Is glycemic control improving in U.S. adults? 
Diabetes Care 2008;31:81-86.  
Inzucchi et al 2012 
Inzucchi SE, Bergenstal RM, Buse JB, Diamant M, Ferrannini E, Nauck M, et al. 
Management of Hyperglycemia in Type 2 Diabetes: A Patient-Centered Approach, Position 
Statement of the American Diabetes Association (ADA) and the European Association for the 
Study of Diabetes (EASD). Diabetes Care 2012;35(6):1364-79. 
Jani et al 2008 
Jani R, Molina M, Matsuda M, Balas B, Chavez A, DeFronzo RA, et al. Decreased 
non-insulin-dependent glucose clearance contributes to the rise in fasting plasma glucose in 
the nondiabetic range. Diabetes Care 2008;31:311-5. 
Klein et al 2004 
Klein S, Sheard NF, Pi-Sunyer X, Daly A, Wylie-Rosett J, Kulkarni K, et al. Weight 
management through lifestyle modification for the prevention and management of type 2 
diabetes: rationale and strategies. A statement of the American Diabetes Association, the 
North American Association for the Study of Obesity, and the American Society for Clinical 
Nutrition. Diabetes Care 2004;27(8):2067-2073. 
Komoroski et al 2009 
Komoroski B, Vachharajani N, Boulton D, Kornhauser D, Geraldes M, Li L, et al. 
Dapagliflozin, a novel SGLT2 inhibitor, induces dose-dependent glucosuria in healthy 
subjects. Clin Pharmacol Ther 2009;85:520-526.  
Merovci et al 2014 
Merovci A, Solis-Herrera C, Daniele G, Eldor R, Fiorentino TV, Tripathy D, et al. 
Dapagliflozin improves muscle insulin sensitivity but enhances endogenous glucose 
production. J Clin Invest 2014;124:509-514. 
Nathan et al 2008 
Nathan DM, Buse JB, Davidson MB, Ferrannini E, Holman RR, Sherwin R, et al. 
Management of hyperglycaemia in type 2 diabetes mellitus: a consensus algorithm for the 
initiation and adjustment of therapy: Update regarding the thiazolidinediones. Diabetologia 
2008;51:8-11.  
NHLBI 1998 
National Heart, Lung, and Blood Institute (NHLBI) Clinical Guidelines on the Identification, 
Evaluation, and Treatment of Overweight and Obesity in Adults. NIH publication No. 

 
82(83) 
98-4083. Available at: http://www.nhlbi.nih.gov/guidelines/obesity/ob_home.htm. Published 
September 1998. Accessed 19 June 2014. 
Owens et al 2011 
Owens DR, Swallow R, Dugi KA, Woerle HJ. Efficacy and safety of saxagliptin in persons 
with Type 2 diabetes inadequately controlled by a combination of metformin and 
sulphonylurea: a 24 week randomized study. Diabet Med 2011;28:1352-1361. 
Qaseem et al 2007 
Qaseem A, Vijan S, Snow V, Cross JT, Weiss KB, Owens DK.  Glycemic control and type 2 
diabetes mellitus: the optimal hemoglobin A1c targets. A guidance statement from the 
American College of Physicians. Ann Int. Med 2007;147:417-422. 
Rodbard et al 2009 
Rodbard HW, Jellinger PS, Davidson JA, Einhorn D, Garber AJ, Grunberger G, et al. 
Statement by an American Association of Clinical Endocrinologists/American College of 
Endocrinology consensus panel on type 2 diabetes mellitus: an algorithm for glycemic control. 
Endocr Pract 2009;15:540-559. 
Scirica et al 2013 
Scirica BM, Bhatt DL, Braunwald E, Steg PG, Davidson J, Hirshberg B, et al (SAVOR-TIMI 
53 Steering Committee and Investigators). Saxagliptin and cardiovascular outcomes in 
patients with type 2 diabetes mellitus. N Engl J Med 2013;369:1317-1326. 
Seaquist et al 2013 
Seaquist ER, Anderson J, Childs B, Cryer P, Dagogo-Jack S, Fish L, et al. Hypoglycemia and 
diabetes: a report of a workgroup of the American Diabetes Association and the Endocrine 
Society. Diabetes Care 2013;36(5):1384-95. 
Sjöstrand et al 2014  
Sjöstrand M, Iqbal N, Lu J, Hirshberg B. Saxagliptin improves glycemic control by 
modulating postprandial glucagon and C-peptide levels in Chinese patients with type 2 
diabetes. Diabetes Res Clin Pract 2014;105:185-91. 
Taskinen et al 2011 
Taskinen MR, Rosenstock J, Tamminen I, Kubiak R, Patel S, Dugi KA, et al. Safety and 
efficacy of saxagliptin as add-on therapy to metformin in patients with type 2 diabetes: a 
randomized, double-blind, placebo-controlled study. Diabetes Obes Metab 2011;13:65-74.  
UKPDS 1998 
UK Prospective Diabetes Study (UKPDS) Group. Intensive blood-glucose control with 
sulphonylureas or insulin compared with conventional treatment and risk of complications in 
patients with type 2 diabetes (UKPDS 33). Lancet 1998;352:837-853. 

 
83(83) 
UKPDS 1998b 
UK Prospective Diabetes Study Effect of intensive blood-glucose control with metformin on 
complications in overweight patients with type 2 diabetes (UKPDS 34). Lancet 
1998b;352:854-865.