Macular Pigment and Visual Performance in Glaucoma Patients
Phase: PHASE1
Conditions: Glaucoma
Sponsor: Felipe Medeiros, MD

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
Page 1 of 8 
 
 
Purpose of the Study 
 
The purpose of the present study is to determine cross-sectional relationships between 
macular pigment optical density (MPOD) and visual performance in glaucoma. Also, to determine 
the effect of lutein, zeaxanthin, and mesozeaxanthin supplementation on MPOD and visual 
performance in glaucoma patients.   
 
Background & Significance 
 
Neurodegeneration of the optic nerve and associated ganglion cell death in glaucoma 
leads to several well-characterized losses in visual function, most notably progressive peripheral 
visual field loss (see, e.g., Weinreb et al. 2014). Several recent studies (Amanullah et al. 2017; 
Siah et al. 2017; Wang et al. 2017; Bambo et al. 2016) have characterized significant visual function 
deficits in glaucoma patients that may be more sensitive indicators of disease than classical visual 
field loss, including compromised CS, increased disability glare (DG) and protracted dark 
adaptation (DA).   
Given the available evidence, it appears that visual function, if assessed carefully, is a 
reliable indicator of ocular health and / or disease state.  It follows that an improvement in visual 
function would be indicative of an improvement in ocular health.  Although improvement of visual 
function is not typically seen in ocular disease, there is recent evidence to suggest that visual 
performance and associated progression of ocular disease may actually be modifiable via 
nutritional strategies and dietary modification (in age-related macular degeneration [AMD]; Nolan 
et al. 2017).  Because much of the structural damage in glaucoma is associated with increased 
ocular inflammation (see, e.g., Vohra et al. 2013), local anti-inflammatory action may extend or 
improve good visual performance, and perhaps even hold the progression of the disease at bay.  
Given their exceptional anti-inflammatory activity and potential for rich deposition in the retina, the 
macular carotenoids lutein (L), zeaxanthin (Z), and mesozeaxanthin (MZ) may hold promise for this 
strategy.  Indeed, a recent cross-sectional study (Siah et al. 2017) of the relationship between 
macular carotenoid level and visual performance in glaucoma patients found that those patients 
with low levels were significantly more likely to experience problems with glare – and were also 
more likely to have greater ganglion cell loss. 
L and Z are diet-derived, yellow-orange colored carotenoids obtained primarily from leafy-
green vegetables (Sommerburg et al., 1998).  L and Z are not synthesized by the body, and 
therefore must be obtained via dietary means; those who have diets rich in leafy greens, or 
supplement with sufficient L and Z tend to maintain and accumulate higher blood and tissue 
concentrations (Ciulla et al., 2001; Bone et al., 2003).  One of the conspicuous features of L and Z 
is their specific accumulation in the macular retina (Snodderly et al., 1984b), where they can reach 
extremely high concentrations – values as high as 1.50 log optical density near the foveal center 
are not uncommon (e.g., Hammond et al. 1997); it is also not uncommon to see concentrations in 
the fovea that exceed 10,000 times that seen in the blood (Bone et al. 1993).  Once deposited in 
the retina, some of the L is converted to a stereoisomeric form of zeaxanthin, called 
mesozeaxanthin (MZ; Neuringer et al. 2004).  Although rare, MZ has been shown to exist in nature, 
and indeed in the human food chain - its presence has been recently verified in salmon, trout, and 
sardine skin, and also trout flesh (Nolan et al., 2014).  Importantly, MZ has been shown to be readily 
deposited in the retina when taken in supplement form (Loughman et al., 2012).  The accumulation 
of these three carotenoids in the macula yields a yellowish-orange coloration, classically known to 
ophthalmologists as the “macula lutea” (“yellow spot”; first noted by Buzzi, 1782). Today, this 
collective pigmentation is commonly referred to as macular pigment (MP; Wald, 1945), with 
concentrations typically expressed in terms of optical density (MPOD).  Xanthophyll carotenoids 
such as L, Z, and MZ are especially potent antioxidants (Krinsky et al., 2003).  Via a process called 
triplet excitation transfer (Ruban et al., 2002), L, Z, and MZ can regenerate to repeatedly “quench” 

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
Page 2 of 8 
 
 
the energy of singlet oxygen.  This makes them capable of long-term accumulation in target tissues 
such as the retina, where, in the absence of excessive oxidative or inflammatory stress (e.g. 
smoking, or systemic disease such as diabetes), they are resistant to turnover, and can provide 
continuous protection against oxidation and inflammation.   
Another critical function of the macular carotenoids involves their optical properties within 
the eye.  Visual discomfort in glare (Stringham et al. 2004; Wenzel et al. 2006; Stringham & 
Snodderly, 2013), disability glare (Stringham & Hammond, 2007; 2008; Stringham et al., 2011; 
Hammond et al., 2013; Stringham et al. 2016), and photostress recovery time (Stringham & 
Hammond, 2007; 2008; Stringham et al., 2011; Hammond et al., 2013; Stringham et al. 2016) are 
all significantly improved with higher MPOD status.  CS has also been found in several laboratories 
(for both normal and clinical populations) to be related to / enhanced by augmentation of MPOD 
(Kvansakul et al. 2006; Stringham et al. 2011; Sasamoto et al. 2011; Loughman et al. 2012; Yao 
et al. 2013; Nolan et al. 2017; Stringham et al. 2017).  Dark adaptation speed, absolute scotopic 
thresholds, and mesopic contrast sensitivity have also been found to be impacted positively by 
MPOD (Hammond et al. 1998; Nolan et al. 2011; Patryas et al. 2013; Stringham et al. 2015). 
A high concentration of macular carotenoids (i.e. high MPOD) is therefore advantageous 
in at least three ways: 1) Protection from oxidation and inflammation, 2) Filtration of potentially 
actinic high-energy short-wavelength light, and 3) Improvement of visual performance (via pre-
receptoral screening of short-wave light and neurophysiological enhancement).  Importantly, the 
long-term protection conferred to the retina by the impressive antioxidant and filtering capability of 
MP translates to a significantly reduced risk of developing diseases that are brought on by 
cumulative tissue damage, including age-related macular degeneration (AMD; e.g. Seddon et al., 
1994), the leading cause of blindness in the Western world (Klaver et al., 1998).   
 
At baseline, our proposed study has the potential to determine cross-sectional relationships 
between MPOD, visual performance, and disease severity in glaucoma.  Given the recent data 
from Siah et al. (2017), significant relationships are plausible – and if we determine these kinds of 
relationships, standard of care for glaucoma patients could be changed to include improved patient 
education regarding nutrition.  Additionally, visual function testing (to include CS, DA, and DG 
testing) may be instituted for glaucoma suspects and established glaucoma patients.  If we are able 
to show an acute effect of improvement in visual performance, disease parameters, or even simply 
increases in MPOD in glaucoma patients upon supplementation with macular carotenoids, it could 
lead to larger trials that may yield extremely important data with regard to management of 
glaucoma.  Given the predicted exponential increase in worldwide glaucoma prevalence (76 million 
in 2020 to 111.8 million in 2040; Tham et al. [2014]), strategies that may delay the onset of visual 
disturbance or prolong good visual function would be hugely significant. 
 
Study Design & Procedures 
 
The proposed study design is a randomized, double-masked, placebo-controlled one-year 
intervention in glaucoma patients with moderate to advanced disease.  The total period of 
performance for this study (to allow for recruitment, experimental visits, analysis, and final report) 
would be 24 months.   
 
General evaluation: 
 
The following is a list of assessments to be conducted at each patient visit. 
 
1. Measurement of MPOD.  Equipment: The Heidelberg Spectralis with MPOD module will 
be used to obtain an MPOD spatial density profile; no dilation required.  Patient time:  15 
minutes.  

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
Page 3 of 8 
 
 
2. CS testing.  Equipment:  M&S Technologies Smart System.  Sine-wave gratings with 
frequencies of 1.5, 3, 6, 12, and 18 cycles / degree will be used to generate a contrast 
sensitivity function.  Patient time:  15 minutes. 
3. DG testing.  Equipment:  M&S Technologies Smart System with integrated glare testing 
system.  Glare testing will be similar to the CS test, but only 6 cycles / degree will be 
assessed.  Patient time:  10 minutes. 
4. DA assessment.  Equipment:  MacuLogix Adapt Dx.  Patients’ speed of rod-mediated dark 
adaptation will be measured at 120 retinal eccentricity.  This technology allows for rapid (< 
10 minutes) assessment.  Patient time:  10 minutes. 
5. Visual Function Questionnaire (NEI VFQ-25).  Patient time:  10 minutes. 
6. Point-spread function; optical quality of the eye.  Equipment:  HD Analyzer.  Patient time:  
1 minute. 
7. Visual field assessment.  Equipment:  SAP 24-2; SAP 10-2.  Patient time (total):  15 
minutes. 
8. Review of medical history; 
 
The results of the above assessments will be convolved with patients’ clinical exam data to 
form the study’s comprehensive database.   
 
 
Selection of Subjects 
 
All participants must have signed the consent form. A power analysis based on previous 
retinal response and corresponding visual performance data from AMD patients revealed that 30 
patients each in both placebo and treatment groups would be required to detect effects, if present.  
Assuming some attrition, we plan to recruit a total of 60 patients, half of which would be randomly 
assigned to receive a macular carotenoid supplement, containing 10 mg L, 2 mg Z, and 10 mg MZ 
(to be consumed once daily with a meal).  In terms of macular carotenoid content, 22 mg total is 
roughly equivalent to 2 large bowls of spinach.  The other half would receive an identical pill, 
containing only sunflower oil (as with the active supplement, patients would be instructed to take 
one pill daily, with a meal).  Baseline measures (see below) for patients consenting to enroll in the 
study would be determined shortly after enrollment, prior to the onset of supplementation.   
 
Inclusion criteria: 
 
1. Subjects must be between the ages of 18 and 75 years old;  
2. Both males and females will be included.  
3. Be able and willing to provide signed informed consent and follow study instructions 
 
Exclusion criteria: 
 
1. Subjects will be excluded if they present with any systemic or ocular conditions that in 
the opinion of the Principal Investigator may prevent them from completing the tests. 
 
 
Scheduled Visits 
 
Patients will be assessed at baseline, 3 months and 6 months (final visit). 
 
 
 Unscheduled visits 

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
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An unscheduled visit may be any visit to the Investigator other than the specific visits 
requested in the protocol as possibly required for the subject’s ophthalmic condition. The 
Investigator will perform all procedures necessary to evaluate the study participant at these visits 
and record any adverse events in the source document. 
 
 
Subject Recruitment and Compensation 
 
 
Subject recruitment will be done at the Duke University Eye Center clinics. The study will 
also utilize D.E.D.U.C.E (Duke Enterprise Data Unified Content Explorer) an on-line research tool 
providing Duke investigators with access to clinical information collected as a by-product of patient 
care. The study will apply for a waiver of consent to identify potential subjects for the study. The PI 
will introduce potential eligible subjects to the study during their visit to the eye clinics, and if they 
are determined eligible a delegated key personnel will obtain consent from the subject. If the subject 
is not available for immediate consenting the PI will obtain the patient’s permission to be contacted 
by telephone at a later date. A telephone script will then be used for the conversation. In addition, 
once the subject has the consent signed we will request access to their medical records through a 
medical records release form to obtain the participant’s general medical history, previous use of 
systemic medications, previous use of ophthalmological medications, previous ocular 
examinations, previous ocular procedures, and results of other medical tests. 
There will be no additional costs as a result of being in this study. Both macular carotenoid 
supplement and placebo will be provided by the manufacturer (MacuHealth LP, Birmingham, MI). 
Patients should be able to complete each visit within 90 minutes, and will be compensated a total 
of $100 for study completion. This compensation is for expenses related to subject participation 
(parking, gas, and time) and will be provided by funding from the Department of Ophthalmology.   
 
 
Consent Process 
 
We will use protected health information to screen for possible/eligible subjects. No PHI 
will leave Duke. A member of the eye care team will approach the potential participant to introduce 
the study. Knowledgeable key personnel will explain the study to the potential subjects and the 
Principal Investigator will be available during the consenting process to answer any questions the 
potential subjects may have about the study. The consenting process will occur in a private room 
and no study related activities will begin until the subject’s consent is obtained. Only delegated key 
personnel can consent potential subjects. 
A waiver of consent and HIPAA authorization will be filed with the Duke IRB to allow us to 
review PHI and health information to screen potential participants.   
A telephone script will be submitted to schedule potential subjects in Maestro Care for 
study screening prior to full consent, and in case subjects are interested in participating and they 
cannot discuss the study in person when they are initially seen, after the PI introduces the study 
and key personnel to them. 
 
 
Subject’s Capacity to Give Legally Effective Consent  
 
Adult subjects able and willing to participate will sign the consent forms. If the vision of the 
potential subject is severely impaired enough to affect reading the consent document, the person 
obtaining consent, a study team member or a witness will read aloud and a witness will be required 
to sign the consent. 

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
Page 5 of 8 
 
 
 
Risk/Benefit Assessment 
 
Risks 
 
Risks from participating in the study are low. The primary risks for all participants are some 
discomforts, which are similar to those encountered in any complete eye examination. Participants 
will undergo non-invasive procedures used for diagnostic purposes. All medical instruments are 
FDA approved. The software for OCT Angiography and Macular pigment optical density analysis 
are currently undergoing FDA review and are not currently approved. 
Lutein, zeaxanthin, mesozeaxanthin are over-the-counter nutritional supplements from 
natural sources. Lutein, zeaxanthin, mesozeaxanthin are likely safe when taken by mouth 
appropriately. There are no known risks or drug interactions associated with macular carotenoids 
as part of the diet. They are likely safe when used in the amounts found in food for pregnancy and 
breast-feeding 
There is, however, the potential risk of loss of confidentiality. Every effort will be made to 
keep the information confidential; however, this cannot be guaranteed.  Some of the questions that 
will be asked as part of this study may make the patients feel uncomfortable.  Patient may stop 
their participation in this study at any time.  
 
 
Unknown/unforeseeable risks 
 
 
In addition to the risks and discomforts listed here, there may be other risks that are 
currently not known.  Subjects will be informed if any other potential risk becomes known through 
the duration of the study. Also, the risks and discomforts may occur more often or be more severe 
than have been seen before and written in this form. 
 
 
Benefits: 
 
Although our proposed study is somewhat exploratory in nature, the ideas are based on 
strong science and are fundamentally sound.  There are many areas in which positive results may 
emerge; if this is determined to be the case, patient care and outcomes could benefit greatly. 
 
Costs to the Subject 
 
All procedures described here, including both visits and drugs, will be free of charge to 
patients.  There is no additional cost for the subject if they participate in the study. Study related 
activities/procedures will be paid by the study.  
 
 
 
Data Analysis & Statistical Considerations 
 
Baseline data will be analyzed with Pearson product-moment correlations, multiple 
regression, and (if clinically relevant group demarcation can be established, ANOVA).  Intervention 
data will be analyzed primarily by repeated-measures ANOVA.  
With our location in the Duke Eye Center, we foresee no issues in terms of patient 
recruitment or convenience for patient visits.  Additionally, we have access to all of the experimental 
equipment (listed above) and other resources required to conduct the study.   

Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
Version 05.21.2018 
 
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All statistical analyses will be performed by Dr. Medeiros and associates using 
commercially available statistical and mathematics software Stata (version 15; StataCorp LP, 
College Station, TX, USA), MATLAB (Mathworks, Inc.), and MPLUS (Muthen & Muthen). An alpha 
level will be generally set at 0.05, unless there is a need to correct for multiple comparison testing 
which will then be performed by procedures such as false discovery rate. 
 
 
Data & Safety Monitoring 
 
In accordance with federal regulations the PI will monitor for, review, and promptly report 
to the IRB, appropriate institutional officials, and the appropriate regulatory agency head all 
unanticipated problems involving risks to subjects or others that occur in the course of a subject’s 
participation in a research study (45 CFR 46.103(b)(5)(i) and 21 CFR 56.108(b)(1)), and all 
reportable adverse events (AEs) will be submitted per the DUHS IRB policies. 
 
 
 
All examinations will be performed by appropriately trained personnel. If any incidental 
findings are discovered during testing, the patient will be verbally informed and referred to a 
physician of the appropriate specialty, and eligibility to the study will be reassessed.  
 
 
Privacy, Data Storage & Confidentiality 
 
Subjects will be assigned a unique code number for this study. The computers to be used 
are encrypted and protected by layers of passwords. All electronically data will be stored on a 
secure, backup server under Dr. Medeiros name on the V:drive named “Performance Lab”. Copy 
of source documents, study related paper files will be in stored in locked file cabinets at the Visual 
Performance Laboratory. The laboratory is locked when not in use and access is by key entry.  
Published data will not be traceable to any specific individual. The study results will be 
retained for at least six years or after the study is completed. At that time, either the research 
information will be destroyed or identifying information will be removed.  Any research information 
in the medical record will be kept indefinitely. 
 
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Study Title: Macular Pigment and Visual Performance in Glaucoma Patients 
 
IRB Protocol: 00093041 
NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
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NCT03959592 
 
PI: Felipe Medeiros, MD, Ph.D 
 
 
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