A Phase IIA Exploratory, Randomized, Placebo-Controlled Trial of Pomegranate Fruit Extract/Pomx™ in Subjects With Clinically Localized Prostate Cancer Undergoing Active Surveillance
Phase: PHASE2
Conditions: PSA Level Less Than or Equal to Fifteen, PSA Level Less Than Ten, Stage I Prostate Cancer AJCC v7, Stage II Prostate Cancer AJCC v7, Stage IIA Prostate Cancer AJCC v7, Stage IIB Prostate Cancer AJCC v7
Sponsor: National Cancer Institute (NCI)

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COVER PAGE 
 
DCP Protocol #: UWI2013-00-01 
  
 
 
 
 
 
 
 
Local Protocol #: CO11378  
 
   
 
 
  
 
A Phase IIA Exploratory, Randomized, Placebo-controlled Trial of Pomegranate Fruit 
Extract/POMx™ in Subjects with Clinically Localized Prostate Cancer Undergoing Active 
Surveillance 
 
 
Consortium Name: 
 
 
University of Wisconsin Chemoprevention Consortium 
Name of Consortium 
Principal Investigator: 
 
 
Howard H. Bailey, M.D. 
 
 
 
University of Wisconsin 
 
 
 
Carbone Cancer Center 
 
600 Highland Ave 
 
CSC K4/654 
 
Madison, WI 53792-6164 
 
Tel:  (608)263-8624 
 
Fax:  (608)265-3287 
 
hhbailey@wisc.edu 
 
Organization Name: 
 
 
University of Wisconsin 
Protocol Principal 
 
 
David Jarrard, M.D. 
Investigator: 
 
 
Professor of Urology 
 
 
 
WIMR 7055 
 
 
 
600 Highland Avenue 
 
 
 
Tel:  (608) 263-9534 
 
 
 
Fax: (608) 265-3287 
 
 
 
jarrard@urology.wisc.edu 
 
Organization: 
 
 
University of Wisconsin  
Investigator: 
 
 
Tracy Downs, M.D  
 
 
 
Associate Professor of Urology  
 
 
 
3223 MSCB 
 
 
 
1685 Highland Ave 
 
 
 
Madison, WI 53705 
 
 
 
Tel:  (608) 262-2369 
 
 
 
Fax: (608) 265-3287 
 
 
 
downs@urology.wisc.edu 
 
Organization:  
 
 
University of Wisconsin  
Investigator: 
 
 
Hasan Mukhtar, Ph.D. 
 
 
 
Professor of Dermatology 
 
 
 
4385 Medical Sciences Center 
 
 
 
1300 University Avenue 
 
 
 
Madison, WI 53706 
 
 
 
Tel:  (608) 263-3927 
 
 
 
Fax: (608) 265-3287 
 
 
 
hmukhtar@wisc.edu 

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Organization:  
 
 
Urology San Antonio Research  
Lead Investigator: 
 
Daniel R. Saltzstein, M. D.  
 
 
7909 Fredericksburg Rd. 
 
 
San Antonio, TX 78229 
 
 
Tel:  (210) 617-4116 
 
 
Fax: (210) 617-4115 
 
 
 
Organization:  
 
University of Minnesota  
Lead Investigator: 
 
Badrinath Konety, M.D. 
 
 
Department of Urologic Surgery 
 
 
Mayo Mail Code B535 
 
 
420 Delaware Street S.E. 
 
 
Minneapolis, MN 55455 
 
 
Tel:  (612) 626-8599 
 
 
Fax: (612) 624-0428 
 
 
brkonety@umn.edu 
 
Organization:  
 
Lahey Clinic Medical Center  
Lead Investigator: 
 
Jason Gee, M. D.  
 
 
41 Mall Road  
 
 
Burlington, MA 01805 
 
 
Tel:  (718)744-8334 
 
 
Fax: (718)744-5429 
 
 
jason.r.gee@lahey.org 
 
Organization: 
 
University of Wisconsin 
Statistician: 
 
KyungMann Kim, Ph.D. 
 
 
600 Highland Ave, CSC K6/438 
Madison, WI 53792 
Tel:  (608)265-6380 
Fax:  (608)265-5579 
kmkim@biostat.wisc.edu 
 
IND Sponsor: 
NCI/Division of Cancer Prevention  
 
6130 Executive Blvd., Room 2117 
 
Bethesda, MD  20892 (For FedEx, use Rockville, MD  20852) 
 
(301) 496-8563 
 
IND# 
 
117,141 
 
Agent(s)/Supplier: 
 POMx™/NCI, Division of Cancer Prevention 
 
IND Sponsor: 
NCI/Division of Cancer Prevention  
 
6130 Executive Blvd., Room 2117 
 
Bethesda, MD  20892 (For FedEx, use Rockville, MD  20852) 
 
(301) 496-8563 
 
NCI Contract # 
 
HHSN261201200033I 
       
Protocol Version Date:  
11/01/2017 
 
 

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SCHEMA 
 
A Phase IIa Exploratory Randomized, Placebo-controlled, Trial of Pomegranate Fruit 
Extract/POMx™ in Subjects with Clinically Localized Prostate Cancer Undergoing Active 
Surveillance (AS) 
 
Eligibility: Men > 21 years of age with organ-confined, low-grade prostate cancer (Gleason score < 3+3 
and PSA < 10ng/ml in participants < 70 years old, or Gleason score < 3+4 and PSA < 15 ng/ml in 
participants > 70 years old) undergoing AS, who have archival tissue available from a prostate biopsy 
performed < 13 months of randomization 
 
 
Baseline Visit (< 30 days of randomization) 
Inform consent obtained; eligibility labs; total serum PSA (for clinical purposes, this will be processed at 
the Participating Organization’s (PO) clinical laboratory); physical exam; medical and surgical histories; 
vital signs, height, weight and ECOG performance status; review of baseline symptoms and concomitant 
medications; collection of blood and urine for research purposes (total serum PSA [done for research 
purposes only, to be analyzed at the end of study at UWI], serum testosterone; plasma and urine 
pharmacokinetics* and plasma biomarkers [IGF-I/IGFBP-3 ratio]); review of archival prostate tissue to 
determine Gleason score and tumor burden; normal and abnormal prostate tissue biomarkers (PSA, IGF-
1, IGFBP-3, apoptosis [ CASPASE 3], Ki-67, IGF-IR, 8OHdG and androgen receptor). 
 
Registration and randomization to one of the following treatment groups: 
 
• 
Pomegranate Fruit Extract (PFE) 1000mg (i.e.,  one (1) 1000mg capsule)  
 each morning, by mouth, x 52 weeks 
 
 
 
 
 
 
 
OR 
• 
Placebo, one (1) capsule each morning, by mouth x 52 weeks 
 
 
 
 
 
 
 
 
13 Week Visit 
Safety labs and total serum PSA (for clinical purposes, this will be processed at the PO’s clinical 
laboratory); vital signs and weight; review of adverse events and concomitant medications; collection of 
blood and urine for research purposes (total serum PSA [done for research purposes only, to be analyzed 
at the end of study at UWI]; plasma and urine pharmacokinetics* and plasma biomarkers) 
 
26 Week Visit 
Physical exam by physician; safety labs and total serum PSA (for clinical purposes, this will be processed 
at the PO’s clinical laboratory); vital signs and weight; review of adverse events and concomitant 
medications; collection of blood and urine for research purposes (total serum PSA - done for research 
purposes only-  to be analyzed at the end of study at the  UW Carbone Cancer Center Cancer 
Pharmacology [CP] lab), serum testosterone; plasma and urine pharmacokinetics* and plasma 
biomarkers) 
 
39 Week Visit 
Safety labs and total serum PSA (for clinical purposes, this will be processed at the PO’s clinical 
laboratory); vital signs and weight; review of adverse events and concomitant medications; collection of 
blood and urine for research purposes (total serum PSA [to be analyzed at the end of study at the CP 
lab]; plasma and urine pharmacokinetics* and plasma biomarkers)  
 
52 Week Visit (or End of Study Visit) 
Physical exam by physician; prostate biopsy (to determine the presence or absence of tumor, the extent 
of tumor and Gleason scores); safety labs and total serum PSA (for clinical purposes, this will be 
processed at the PO’s clinical laboratory); vital signs and weight; review of adverse events and 
concomitant medications; collection of blood and urine for research purposes (total serum 

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 PSA [to be analyzed at the end of study at UWI], serum testosterone; plasma and urine 
pharmacokinetics* and plasma biomarkers), prostate tissue biomarkers (PSA, IGF-1, IGFBP-3, 
apoptosis (CASPASE 3), Ki-67, IGF-1R, 8OHdG and androgen receptor) 
 
* The following PFE constituents/metabolites will be measured in plasma and urine for evidence of 
accumulation (trough levels):  ellagic acid, dimethyl ellagic acid, dimethyl ellagic acid glucuronide 
(DMEAG), urolithin A, urolithin A-glucuronide, urolithin B and urolithin B-glucuronide. 
 
NOTE:  In addition to doing total serum PSA levels at the PO’s clinical lab, serum will be collected to do a 
total serum PSA test (for research purposes only) at the University of Wisconsin’s CP lab.  The total 
serum PSA values done for research only will be used to determine end-of-study PSA doubling time 
(PSA-DT) results between the active and the placebo group.  As a research lab, the CP lab is not CLIA-
certified, and only CLIA-certified results can be used for clinical purposes. 
 

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TABLE OF CONTENTS 
 
 
Page 
 
COVER PAGE ............................................................................................................................ 1 
SCHEMA .................................................................................................................................... 3 
 
1. OBJECTIVES ....................................................................................................................... 8 
1.1 
Primary Objectives ..................................................................................................... 8 
1.2 
Secondary Objectives ................................................................................................ 8 
 
2. BACKGROUND .................................................................................................................. 10 
2.1 
Study Disease ......................................................................................................... 10 
2.2 
Study Agent ............................................................................................................. 11 
2.3 
Rationale ................................................................................................................. 16 
 
3. SUMMARY OF STUDY PLAN ........................................................................................ …17 
 
4. PARTICIPANT SELECTION ............................................................................................... 18 
4.1 
Inclusion Criteria ...................................................................................................... 18 
4.2 
Exclusion Criteria ..................................................................................................... 19 
4.3 
Inclusion of Women and Minorities .......................................................................... 20 
4.4 
Recruitment and Retention Plan .............................................................................. 21 
 
5. AGENT ADMINISTRATION ................................................................................................ 22 
5.1 
Dose Regimen and Dose Groups ............................................................................ 22 
5.2 
Study Drug Administration ....................................................................................... 22   
5.3 
Run-In Procedures .................................................................................................. 22 
5.4 
Contraindications .................................................................................................... 22 
5.5 
Concomitant Medications ........................................................................................ 22 
5.6 
Dose Modification .................................................................................................... 23 
5.7 
Adherence/Compliance ........................................................................................... 23 
 
6. PHARMACEUTICAL INFORMATION................................................................................. 24 
6.1 
Study Agent (IND #, IND Sponsor) .......................................................................... 24 
6.2 
Reported Adverse Events and Potential Risks ......................................................... 24 
6.3 
Availability ............................................................................................................... 25 
6.4 
Agent Distribution .................................................................................................... 25 
6.5 
Agent Accountability ................................................................................................ 26 
6.6 
Packaging and Labeling .......................................................................................... 26 
6.7 
Storage .................................................................................................................... 26 
6.8 
Randomization ........................................................................................................ 26 
6.9 
Blinding and Unblinding Methods ............................................................................ 27 
6.10 
Agent Destruction/Disposal ..................................................................................... 27 
 
7. CLINICAL EVALUATIONS AND PROCEDURES .............................................................. 28 
7.1 
Schedule of Events  ................................................................................................. 28 
7.2 
Baseline Testing/Pre-study Evaluation ..................................................................... 29 
7.3 
Evaluation During Study Intervention ....................................................................... 32 
7.4 
Evaluation at Completion of Intervention .................................................................. 34 
7.5 
Post-intervention Follow-up Period .......................................................................... 35 

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7.6 
Methods for Clinical Procedures .............................................................................. 35 
 
8. CRITERIA FOR EVALUATION AND ENDPOINT DEFINITION .......................................... 35 
8.1 
Primary Endpoint ..................................................................................................... 35 
8.2 
Secondary Endpoints .............................................................................................. 36 
8.3 
Off Agent Criteria ..................................................................................................... 36 
8.4 
Off Study Criteria ..................................................................................................... 36 
8.5 
Study Termination ................................................................................................... 36 
 
9. CORRELATIVE/SPECIAL STUDIES .................................................................................. 37 
9.1 
Rationale for Methodology Selection…………………………………………………….37 
9.2 
Comparable Methods .............................................................................................. 37 
 
10. SPECIMEN MANAGEMENT  .............................................................................................. 40 
10.1 
Laboratories  ............................................................................................................ 40 
10.2 
Collection and Handling Procedures ........................................................................ 39 
10.3 
Shipping Instructions ............................................................................................... 41 
10.4 
Blood, Urine and Tissue Banking ............................................................................. 42 
 
11. REPORTING ADVERSE EVENTS ..................................................................................... 42 
11.1 
Adverse Events ....................................................................................................... 43 
11.2 
Serious Adverse Events .......................................................................................... 44 
 
12. STUDY MONITORING ........................................................................................................ 46 
12.1 
Data Management   ................................................................................................. 46 
12.2 
Case Report Forms ................................................................................................. 46 
12.3 
Source Documents .................................................................................................. 46 
12.4 
Data and Safety Monitoring Plan ............................................................................. 47 
12.5 
Sponsor or FDA Monitoring ..................................................................................... 47 
12.6 
Record Retention .................................................................................................... 47 
12.7 
Cooperative Research and Development Agreement (CRADA)/ 
Clinical Trials Agreement (CTA) .............................................................................. 47 
 
13. STATISTICAL CONSIDERATIONS .................................................................................... 48 
13.1 
Study Design/Endpoints ........................................................................................... 48 
13.2 
Sample Size/Accrual Rate ........................................................................................ 48 
13.3 
Randomization and Stratification  ............................................................................. 49 
13.4 
Primary Endpoint(s) ................................................................................................. 49 
13.5 
Secondary Endpoint(s) ............................................................................................. 49 
13.6     Reporting and Exclusions ........................................................................................ 50 
13.7     Evaluation of Toxicity ............................................................................................... 50 
13.8     Evaluation of Response ........................................................................................... 50 
13.9     Interim Analysis ....................................................................................................... 51 
13.10   Ancillary Studies ...................................................................................................... 51 
 
14. ETHICAL AND REGULATORY CONSIDERATIONS ......................................................... 51 
14.1 
Form FDA 1572........................................................................................................ 51 
14.2 
Other Required Documents  ..................................................................................... 51 
14.3 
Institutional Review Board Approval ......................................................................... 52 
14.4 
Informed Consent  .................................................................................................... 52 

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14.5 
Submission of Regulatory Documents …………………………………………………..52  
14.6 
Other………………………………………………………………………………………... 53 
 
15. Financing, Expenses, and/or Insurance  ......................................................................... 53 
 
REFERENCES ......................................................................................................................... 54 
 
APPENDICES 
 
APPENDIX A 
Performance Status Criteria........................................................................................... 58 
 
APPENDIX B 
Informed Consent Template………………………………………………………….……….59 
 
 
 
 

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1. 
OBJECTIVES 
 
1.1. Primary Objective: 
 
The primary objective of the study is to determine the effect of Pomegranate Fruit 
Extract (PFE) 1000mg, taken daily for 1 year, on the plasma levels of Insulin-like 
Growth Factor (IGF-1) from baseline to end of study (52 weeks) in participants 
undergoing Active Surveillance (AS) for early stage prostate cancer.  
 
1.2. Secondary Objectives: 
 
 
 
1.2.1. To assess compliance with a once daily oral administration of PFE versus 
placebo over a 52-week period of time.  
 
1.2.2. To assess the toxicity of PFE vs. placebo when taken daily for 52 weeks (+/- 1 
week). 
 
1.2.3. To compare and correlate the effect of 52 weeks of daily dosing with PFE vs 
placebo on the end of study biopsy results including the presence or absence of 
tumor, the extent of tumor and Gleason scores.   
 
1.2.4. To compare and correlate  biomarker modulation  in response to PFE versus 
placebo in three areas of interest: tissue from a completely benign biopsy core, 
tumor tissue from a positive core, and normal tissue adjacent to tumor from a 
positive core.  The following biomarkers will be analyzed:  
 
• Plasma: Insulin-like growth factor 1/IGF binding protein 3 ratio (IGF-1/IGFBP-3 
ratio) 
• Prostate tissue (normal and abnormal).  In order of priority:   
▪ 
apoptosis ( CASPASE 3) 
▪ 
Ki-67 
▪ 
8OHdG 
▪ 
IGF-1R 
▪ 
Androgen receptor 
▪ 
IGF-1 
▪ 
IGFBP-3 
▪ 
PSA 
 
1.2.5. Measure PFE constituents/metabolites in plasma and urine for evidence of 
accumulation (trough levels):  ellagic acid, dimethyl ellagic acid, dimethyl ellagic 
acid glucuronide (DMEAG), urolithin A, urolithin A-glucuronide, urolithin B and 
urolithin B-glucuronide. 
 
1.2.6. Measure PSA doubling time (PSA DT) in serum, using the calculation provided 
on the Memorial Sloan Kettering Cancer Center website: 
nomograms.mskcc.org/prostate/psadoublingtime.aspx 
 
1.2.7. To assess the feasibility of cancer chemoprevention trials in a population of men 
undergoing active surveillance for prostate cancer. 

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1.2.8. Measurement of serum testosterone. 
 
2. 
BACKGROUND 
 
 
2.1.  Study Disease 
 
Prostate cancer is the most common malignancy and second leading cause of 
cancer related deaths in American men.  Recent estimates report more than 185,000 
men will be diagnosed with, and approximately 28,660 men will die from, prostate 
cancer in 2008 (Jemal et al, 2008).  Increasing proportions (30% in 1990, 45% in 
2000 with further increases by 2010) of US men diagnosed with prostate cancer 
each year have early stage, low risk disease (Cooperberg et al, 2004).  Despite 
recent reports of a disease-specific survival advantage for prostatectomy as 
compared to AS in newly diagnosed prostate cancer patients of varying age and 
disease stage (Bill-Axelson et al, 2011), multiple prospective and retrospective 
studies support AS (Warlick et al, 2006; Klotz, 2005; Carter et al, 2002; Wilt and 
Brawer, 1994) as an acceptable option for men with early stage, low risk disease, 
especially men who are 70 years of age or older, with low grade early stage disease.  
Based on the observed lack of overall survival advantage and quality of life data, 
50% of men with low risk disease are being unnecessarily treated with surgery or 
radiotherapy at diagnosis, according to Miller (Miller et al, 2006).  Of men diagnosed 
with early stage, low risk cancer who agree to expectant management, 40-50% will 
progress (by current clinical standards) or choose to proceed to invasive intervention 
(without evidence for progression) over 5 years (Warlick et al, 2004, Klotz, 2005).  
Because of this unmet clinical need for non-invasive interventions for early stage, low 
risk prostate cancer, and the anxiety of “not doing anything”, many men are choosing 
to use supplements (Velicer and Ulrich, 2008; Miller et al, 2009).  Evaluation of non-
invasive interventions for this already large and growing population is needed.  
 
As standard of care, patients undergoing AS will typically undergo periodic PSA 
testing every 3-6 months and also undergo an annual prostate biopsy to monitor the 
course of their disease.  
 
The high incidence and lethality of the disease and the morbidity associated with 
curative therapy strongly support the need for studying prostate chemoprevention 
(Brawley et al, 2001; Nelson and Wilding, 2001).  
 
Epidemiologic data supporting the preventability of prostate cancer are as follows: 
  
1) widespread geographic variations in prostate cancer incidence and 
mortality exist throughout the world;  
2) risk/incidence of prostate cancer increases with migration shift from low-risk 
geographic areas to high-risk areas;  
3) case-control studies in low and high prostate cancer risk areas implicate 
dietary factors as modulators of prostate cancer development;   
4) autopsy studies of men in the U.S. dying of causes unrelated to prostate 
cancer suggest the development of life-threatening prostate cancer from 
small neoplastic lesions may take decades   

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These data, which implicate environmental influences, such as diet, imply that an 
intervention might reduce prostate cancer mortality risks in the U.S.  Recent 
epidemiologic studies have identified a number of dietary components and 
micronutrients as possible prostate cancer preventive or therapeutic agents (Nelson 
and Wilding, 2001). 
 
There are specific groups of patients who are at high risk of being diagnosed with 
prostate cancer and who may benefit from chemopreventive agents as a primary 
cancer prevention strategy.  Patients with high grade prostatic intraepithelial 
neoplasia or a strong family history of prostate cancer are at significant risk for 
subsequent diagnosis of this disease.  Patients with a sustained elevation in PSA but 
with negative biopsies may also benefit from this strategy.  These patients may very 
well harbor small foci of prostate cancer that have remained undiagnosed due to 
sampling error on prostate biopsy.  Patients at high risk for diagnosis and patients 
undergoing AS for low grade, localized prostate cancer may represent a continuum 
of this disease, with AS patients with a detectable volume of cancer at the end of the 
spectrum.  Therefore, patients undergoing AS, an increasingly popular option, may 
benefit from the evaluation of a relatively non-toxic dietary agent that may be 
effective in preventing or delaying the progression of prostate cancer (Lieberman, 
2001).  These patients are eager to try complementary and alternative medicine 
(CAM) strategies.  The standard of care follow up includes periodic clinical 
monitoring (PSA testing every 3-6 months) and annual prostate biopsies to monitor 
the course of their disease, which means that additional research procedures and 
testing are fewer in number in this population than in a population where the 
standard of care does not include such measures.  
 
2.2. Study Agent 
 
 
2.2.1.  Pomegranate and Cancer 
 
The pomegranate (Punica granatum L.) fruit has been used for centuries in 
ancient cultures for its medicinal purposes (Longtin, 2003).  Pomegranate fruits 
are widely consumed fresh and in beverage forms as juice and wines (Gil et al, 
2000).  Commercial pomegranate juice shows potent antioxidant and 
antiatherosclerotic properties, attributed to its high content of polyphenols, 
including ellagic acid in its free and bound forms (as ellagitannins and ellagic acid 
glycosides), gallotannins, anthocyanins (cyanidin, delphinidin, and pelargonidin 
glycosides), and other flavonoids (quercetin, kaempferol, and luteolin glycosides) 
(Gil et al, 2000; Fuhrman and Aviram, 2001; Aviram et al, 2004).  The most 
abundant of these polyphenols is punicalagin, an ellagitannin implicated as the 
bioactive constituent responsible for >50% of the potent antioxidant activity of the 
juice (Gil et al, 2000).  Because of these data, pomegranate has been of 
increasing interest to the medical community, especially relative to anti-cancer 
effects (Adhami et al, 2009).  The Mukhtar laboratory has been one of the initial 
groups exploring the anticancer effects of pomegranate (Adhami et al, 2009; 
Malik et al, 2005).  Below are data showing marked in vitro growth inhibitory and 
pro-apoptotic effects of pomegranate fruit extract (PFE) in prostate cancer cell 

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lines.  In addition, the Mukhtar laboratory has extensively studied PFE in various 
animal models including data in the TRAMP model (see Figures 1, 2, 3 and 4). 
 
 
Figure 1: Effect of PFE treatment of PC3 cells on cell growth and apoptosis. (A) Effect on cell 
growth. The cells were treated with PFE for 48 h, and the viability of cells was determined by 3-[4,5-
dimethylthiazol-2-yl]-2,5-diphenyl tetrazolium bromide assay. Data shown are mean ± SD of three 
separate experiments in which each treatment was repeated in 10 wells. * < 0.05; **, P < 0.01; ***, P < 
0.001 vs. control. (C) Effect on apoptosis. The cells were treated with vehicle only or specified 
concentrations of PFE for 48 h. Dose dependent effect of PFE on morphological changes as detected by 
fluorescence microscopy. Apoptotic cells are stained with annexin V (green fluorescence), and necrotic 
cells are stained with propidium iodide (red fluorescence). 
  
The Mukhtar data has shown consistent and profound growth inhibitory and pro-
apoptotic effects of pomegranate fruit extract (PFE) on prostate carcinoma cells. 
Whether as a mechanistic effect or associative, perturbation of the IGF axis was 
also observed (see Figures 3 & 4). They observed a significant decrease in serum 
and tissue IGF-1 along with a corresponding increase in IGFBP-3 (which 
sequesters/inactivates IGF-1) (Malik et al, 2005). As a result, the serum ratio of 
IGF-1/IGFBP-3 was significantly lowered as compared to control mice.  As 
mentioned later, others have also strongly correlated PFE anticancer effects with 
IGFs. The wide array of cellular and extracellular effects observed with PFE both 
in cancer and non-cancer-related study further support the potential role IGFs as a 
common mechanistic theme given the role of the IGF pathway in proliferation and 
inflammation (Yu and Rohan, 2000). 

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0
5
10
15
20
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12 Weeks
20 Weeks
34 Weeks
IGF-I/IGFBP-3 Ratio
Control
0.1% PFE
0.2% PFE
IGF-I 
     Control             0.1%PFE           0.2%PFE 
IGFBP-3 
b-actin 
  
 
Figure 2: Effect of PFE feeding on prostate histology 
in the TRAMP mouse model.  Representative figures of H&E staining of the dorsal prostate 
from control and PFE fed TRAMP at 12, 20 and 34 weeks of age. Poorly differentiated 
tumors at 34 weeks can be seen in the control mice. In PFE fed mice regression of 
prostate cancer can be seen with well to moderately differentiated tumors at similar 
age. Most of the animals in the PFE-fed group at 20 and 34 weeks exhibited only early 
carcinoma lesions with sheets of anaplastic cells. 
 
Figure 3 
Figure 4 
 
 
 
 
 
 
 
 
 
 
Figures 3 & 4: Effect of PFE on serum and tissue IGF-1 
and IGFBP-3 in TRAMP mice fed 0.1%, 0.2% PFE or 
control for up to 34 weeks. Fig 3 – serum IGF-1/IGFBP-3 
ratio at 12, 20 and 34 weeks. Fig. 4 – prostate tissue protein 
levels of IGF-1 and IGFBP-3 at 20 and 34 weeks. 
  
 
 
Researchers from Johns Hopkins University and University of California-Los 
Angeles have been studying PFE in patients with Stage D0 recurrent disease 
after curative therapy (radiotherapy or surgery) (Paller et al, 2012). They have 

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observed excellent tolerance and an improvement in PSA Doubling Time from 11 
months pre-study to 17 months post-study as well as patients with serum PSA 
declines during study therapy. Carducci and colleagues (Carducci, 2009) recently 
completed accrual to a randomized, placebo-controlled phase I/II biomarker 
study of PFE (given as POMx™; 2 capsules; each capsule contains 
approximately 5-600 mg of polyphenols) in men undergoing prostatectomy for 
early stage prostate cancer. No preliminary data is available, but endpoints 
included tissue concentrations of ellagic acids, tissue NFkB, IGF-1/IGFBP-3, 
Bax/Bcl-2, CASPASE 3 and Ki67. 
 
2.2.2.  Pomegranate - Pharmacokinetics and Global Effects 
 
As described above, pomegranate (Punica granatum L.) fruit has been used for 
centuries in ancient cultures for its medicinal purposes and currently is widely 
consumed fresh and in beverage forms as juice and wines (Gil et al, 2000).  
Commercial pomegranate juice shows potent antioxidant and antiatherosclerotic 
properties attributed to its high content of polyphenols (Fuhrman et al, 2001; 
Aviram et al, 2004).  Because of these data, pomegranate has been of increasing 
interest to the medical community, especially relative to anti-cancer effects 
(Adhami et al, 2009).   
 
Although little is known about the metabolism and bioavailability of some of the 
pomegranate constituents (e.g. ellagitannins) from food sources, there have 
been some small human trials (Jurenka, 2008). Pomegranate juice (180 ml, 
containing 318 mg punicalagin; 12 mg of free ellagic acid) was given to 18 adults 
and serum and urinary concentrations determined for 6 to 24 hours post dose.  
This study observed rapid absorption (Tmax – one hour) and clearance, mean 
ellagic acid levels of 0.06 ± 0.01 umol/l, presence of various metabolites 
(glucuronides and urolithins) and the persistence of urinary metabolites 
(urolithins) for 48 hours post-dose (Seeram et al, 2006).  In another study, 11 
healthy men and women were placed on a polyphenol and antioxidant-free diet 
for three days prior to consuming pomegranate extract (Mertens-Talcott, et al, 
2006).  Subjects were given 800 mg capsuled PFE daily containing 330.4 mg 
punicalagins and 21.6 mg ellagic acid (EA).  Cmax and Tmax for plasma EA was 
33.8±12.7 ng/mL at one hour post-ingestion.  This study also demonstrated a 
significant increase (30-60%) in plasma antioxidant capacity 30 minutes, one and 
two hours post ingestion. 
 
The potent anti-oxidant and anti-inflammatory effects of pomegranate have led to 
studying its potential role as a cancer chemopreventive agent.  Across various 
tumor types (prostate, breast, colon, skin, lung) PFE has been observed to have 
significant growth inhibitory effects with evidence of increased apoptosis, 
decreased proliferation and effects upon various metabolizing enzymes (Adhami 
et al, 2009).  Purported mechanisms of these observed anticancer effects of PFE 
include: increased anti-oxidant effects/decreased lipid peroxidation; decreased 
COX-2, NFkB, cyclin D1, and VEGF; increased apoptosis via increased caspase 
3 and Bax/Bcl-2 ratio; inhibition of P450 enzymes; and changes in IGF pathway 
(Adhami et al, 2009; Bell and Hawthorne 2008). 
 

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Studies in prostate cancer started with encouraging preclinical work by Mukhtar 
and others (Adhami et al, 2009; Malik et al, 2005).  The Mukhtar laboratory 
tested PFE (10-100 ug/ml x 48 hours) against human prostate cancer cells (PC3) 
and observed dose-dependent growth inhibition, increased apoptosis (induction 
of Bax and Bak, decreased Bcl-2), decreased cyclins and cdk, and increased p21 
and p27 (Malik et al, 2005).  Corresponding studies in athymic nude mice elicited 
similar effects in vivo.  Others investigated the effects of PFE on gene expression 
of key androgen synthesizing enzymes and the androgen receptor observing 
reduced expression especially in cell lines overexpressing androgen receptor 
(Hong et al, 2008). 
 
Another explored effect/mechanism is inhibition of phase 1 metabolizing 
enzymes, Kasimsetty noted PFE inhibited activity and protein expression of 
CYB1B1 (an activating enzyme of various carcinogens) in prostate cancer cells 
(Kasimsetty et al, 2009).  In addition to the observed effects of PFE on IGFs, 
Koyama recently observed the growth inhibitory effects of PFE in prostate cancer 
cells strongly correlated with IGF status (Koyama et al, 2010).  Treatment of 
prostate cancer cells with PFE (10 ug/ml) resulted in significant growth inhibition 
and corresponding decreased IGF-1 (decreased protein but also a dose-
dependent decreased in mRNA expression) and increased IGFBP-3 in prostate 
cancer cells.  Further studies noted the growth inhibition could be blocked by co-
treatment with IGF-1 (Koyama et al, 2010). 
 
Initial clinical work with PFE focused on cardiovascular disease (Jurenka, 2008) 
with a recent example being a prospective, double-blind, placebo-controlled 
study of pomegranate seed oil capsules (400 mg bid) or placebo for four weeks 
in 51 subjects observing improvement in some lipid parameters and excellent 
tolerance in the PFE group (Mirmiran et al, 2010).  Whether the effects reported 
in the study of pomegranate seed oil capsules will be repeated in a study using 
pomegranate juice remains to be seen.  Clinical trials specific to prostate cancer 
started with researchers at UCLA testing daily pomegranate juice (8 oz., POM 
Wonderful; 570 mg polyphenol gallic acid equivalents) until disease progression 
in prostate cancer patients with a rising PSA after surgery or radiotherapy 
(Pantuck et al, 2006).  Eligible patients had a detectable PSA>0.2 and <5 ng/mL 
and Gleason score ≤7.  Clinical end points included safety and effect on serum 
PSA, serum-induced proliferation, apoptosis of LNCaP cells, serum lipid 
peroxidation, and serum nitric oxide levels.  Forty-eight men enrolled elicited no 
serious adverse events and the treatment was well tolerated.  Mean PSA 
doubling time significantly increased with treatment from a mean of 15 months at 
baseline to 54 months post treatment (P < 0.001).  In vitro assays comparing 
pretreatment and post treatment patient serum on the growth of LNCaP showed 
a12% decrease in cell proliferation and a 17% increase in apoptosis (P = 0.0048 
and 0.0004, respectively), a 23% increase in serum nitric oxide (P = 0.0085), and 
significant (P < 0.02) reductions in oxidative state and sensitivity to oxidation of 
serum lipids at end of study as compared to baseline before pomegranate juice 
consumption. 
 
Despite the paucity of clinical data and therefore the need for clinical trials to 
demonstrate efficacy of nutrients like pomegranate in patients with prostate 

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cancer, the use of alternative and complimentary therapy such as pomegranate 
is nevertheless a popular strategy for these patients.  For instance, surveys 
suggest that patients with malignant disease frequently resort to nonprescription 
(or so-called alternative) therapies like green tea because of such purported 
antitumor effects.  A recent survey by Nam et al. found that 25% of patients with 
prostate carcinoma use these alternative therapies (Nam et al, 1999). Another 
study has reported that up to 43% of patients in this group utilize alternative and 
complimentary therapy at some time during the course of their disease (Lippert et 
al, 2001).  Besides the scientific rationale for studying pomegranate fruit extract 
in prostate cancer the economic impact of alternative therapies demand we study 
them with the same scientific rigor as a proprietary new compound for prostate 
cancer. 
 
2.3.   Rationale Summary 
Despite the commonality of prostate cancer and the uncertain impact on overall 
mortality of screening and early therapeutic maneuvers, there remains great interest 
in prevention of prostate cancer (Jemal et al, 2008; Brawley et al, 2001).  
Epidemiologic studies have consistently correlated prostate cancer incidence with 
environmental factors, especially dietary nutrient intake (Nelson and Wilding, 2001).  
The development of prostate cancer chemoprevention compounds has been slowed 
by the lack of easily accessible tissue endpoints since serum/plasma surrogates 
have not been identified yet.  We and others have increasingly opted for initial phase 
I or IIa clinical trials of putative prostate cancer chemoprevention agents in a pre-
surgical clinical trial design, however a readily available clinical model for performing 
phase IIb chemoprevention trials was less apparent.  Early considerations were to 
perform studies in men with high-grade prostatic intraepithelial neoplasia (PIN) on 
prostate biopsies (Bettuzi et al, 2006).  However, urologic practice has moved further 
away from performing follow-up biopsies for PIN.  The increasing numbers of men 
undergoing Active Surveillance (AS) for prostate cancer may provide a clinical model 
for performing phase II prostate cancer chemoprevention trials. 
 
A rapidly increasing proportion (30% in 1990, 45% in 2000) of the 200,000 men diagnosed 
with prostate cancer each year have early stage, low risk disease (Cooperberg et al, 
2004).  Early studies in selected younger prostate cancer patients observed a disease-
specific, but not overall, survival benefit for invasive intervention as compared to AS (Bill-
Axelson et al, 2011).  However, applying these treatments, which deleteriously effect 
quality of life, to early stage, low risk disease has been questioned (Miller et al, 2006).  
Most major medical societies now recommend AS for many men with early stage, low risk 
disease (Horwich, et al, 2009).   However, of men who agree to AS, 20-30% will progress 
and 10-20% will choose to proceed to invasive intervention (without evidence for 
progression) over 5 years (Warlick et al, 2006; Klotz, 2005).  The unmet clinical need for 
non-invasive interventions for early stage, low risk prostate cancer has led many men to 
pursue using nutritional supplements (Velicer and Ulrich, 2008; Miller et al, 2009).  
Therefore, it is highly significant that we explore non-invasive interventions for this already 
large and growing population and that we carefully use the opportunity that studying this 
population provides.  This can be done by directly evaluating the effects of pomegranate 
on normal and neoplastic prostate tissue and comparing these results to the planned 
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3. 
SUMMARY OF STUDY PLAN 
 
Study Design 
 
Eligible individuals must be at least 21 years of age or older, with a low-grade, clinically 
localized prostate cancer.  Individuals must have had a prostate biopsy within 13 months 
of study entry.  Use of 5 α reductase inhibitors is prohibited during the study, and for six 
months prior to the baseline study visit. 
 
Thirty participants will be accrued to this study.  Participants will be stratified by tumor 
volume (< 2 positive cores and < 10% of any biopsy core volume is adenocarcinoma vs. 
>2 positive cores or > 10% of any biopsy core volume is adenocarcinoma).  We expect an 
enrollment duration of 12-18 months.  Participants will be randomized, in a 1:1 ratio, to one 
of two treatment groups: 
 
PFE (as POMx™) 1000mg (i.e., one (1) 1000mg capsule) taken each 
morning, by mouth, for 52 weeks ±1 week 
 
Placebo (0mg PFE) one (1) capsule taken each morning, by mouth, for 52 
weeks ± 1 week 
 
Following the baseline visit, participants will return for evaluation at 13, 26, 39 and 52 
weeks.  Scheduled evaluations/procedures are as follows: 
 
• 
Baseline Visit: Eligibility, safety labs and total PSA (to be processed at the PO’s 
clinical lab).  Medical history, physical exam, review of concomitant medications 
and baseline symptom assessment.  Blood and urine collection for research 
purposes (to be batch shipped when a participant completes the study for analysis 
by the CP lab at UWI.  Analysis will include total serum PSA for doubling time, 
serum testosterone, plasma pharmacokinetics, plasma biomarkers, and urine 
pharmacokinetics).  Review of the pre-study biopsy clinical pathology report for 
verification of the presence of adenocarcinoma, confirmation that the Gleason 
grade meets study eligibility criteria, and for stratification by tumor volume.   
 
Participants will be stratified by tumor volume and randomized to one of the two 
treatment groups.  
 
• 
Week 13 and 39 Visits: Safety labs and total PSA (to be processed at the PO’s 
clinical lab), review of adverse events and concomitant medications, pill count and 
compliance review, blood and urine collection for  research purposes (batch 
shipped to the CP lab at UWI for analysis of total serum PSA , plasma 
pharmacokinetics and biomarkers and urine pharmacokinetics).   
 
• 
Week 26 Visit: Physician visit, safety labs and total PSA (to be processed at the 
PO’s clinical lab), review of adverse events and concomitant medications, pill count 
and compliance review, blood and urine collection for  research purposes (batch 
shipped to the CP lab at UWI for analysis of total serum PSA , plasma 
pharmacokinetics and biomarkers and urine pharmacokinetics).   
 

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• 
Week 52 ± 1W or End-of-study visit: Physician visit, safety labs and total PSA (to 
be processed at the PO’s clinical lab), review of adverse events and concomitant 
medications, pill count and compliance review, blood and urine collection for 
research purposes (batch shipped to the CP lab at UWI for analysis of total serum 
PSA, plasma pharmacokinetics and biomarkers and urine pharmacokinetics).   
 
o Prostate Biopsy – participants will undergo a “standard-of-care” prostate 
biopsy (8-12 cores from apex, mid-gland, base).  Should a study participant 
elect to undergo surgery, prior to completion of the 12 month study period, 
(secondary to progression or participant preference) efforts will be made to 
obtain prostate tissue from the prostatectomy for histology and molecular 
studies (PSA, IGF-1, IGFBP-3, apoptosis (CASPASE 3), Ki-67, IGF-1R, 
8OHdG and androgen receptor), and to obtain all other end of study 
assessments.  
 
o If the participant discontinues study therapy and a prostatectomy is not 
planned, if at all possible, perform a biopsy prior to the participant initiating 
non-study therapy and obtain all other end of study assessments.   
 
o Plasma and urine ellagic acid, dimethyl ellelagic acid, urolithin A, urolithin B 
and their corresponding glucuronides will be evaluated by LCMSMS as 
previously described by Seeram (Seeram et al, 2006).  LCMSMS is a 
standard analytical technique with improved sensitivity over HPLC. 
 
4. 
PARTICIPANT SELECTION 
 
4.1 Inclusion Criteria 
 
4.1.1 Participants must have had a standard-of-care biopsy within 13 months of the 
baseline study visit and must have been diagnosed with low-grade, clinically 
localized prostate cancer (Gleason Score ≤ 3+3 with a PSA at baseline <10ng/ml 
in participants <70 years of age, OR Gleason Score <3+4 with a PSA at baseline 
≤15ng/ml in participants ≥70 years of age).  Eligible participants will be those men 
who are able and willing to undergo AS with PSA monitoring and a scheduled 
biopsy performed at the end of the study.    
 
4.1.2 No concurrent treatment (hormonal, radiation or systemic chemotherapy) for 
prostate cancer during study enrollment is planned (unless participants 
demonstrate clinical evidence of prostate cancer progression such as symptoms, 
physical exam findings, a rapidly increasing PSA, or radiologic findings that 
confirm disease progression). 
 
4.1.3 Age ≥21 years. Because no dosing or adverse event data are currently available 
on the use of POMx™ in participants <21 years of age, children are excluded 
from this study.  
 
4.1.4 ECOG performance status ≤1 (see Appendix A) 
4.1.5 Participants must have normal organ and marrow function as defined below:  
 
 

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4.1.5.1  Hematologic:  
                               WBC ≥ 3000/mm3;  
                              platelets ≥ 100,000mm3,  
                               hemoglobin >10 g/dL 
 
4.1.5.2  Hepatic:  
Total bilirubin ≤ 1.5 x upper limit of institutional normal, 
alkaline phosphatase ≤ 1.5 x upper limit of institutional normal,  
AST ≤1.5 x upper limit of institutional normal,  
ALT ≤1.5 x upper limit of institutional normal 
 
4.1.5.3  Renal:  
Serum creatinine within 1.5 x upper limit of institutional normal 
 
4.1.5.4  Electrolytes:  
Sodium 135-144 mmol/L (inclusive),  
Potassium 3.2-4.8 mmol/L (inclusive),   
 
4.1.6 The effects of PFE on the developing human fetus at the recommended 
therapeutic dose are unknown. For this reason, participants will be required to 
use a medically approved method of birth control or abstinence if their sexual 
partner is of childbearing potential.  
 
4.1.7 Participants must be willing to forego foods, beverages and supplements 
containing pomegranate for the duration of the study. 
 
4.1.8  Ability to understand, and the willingness to sign, a written informed consent  
  
 
 
document. 
 
4.2 
Exclusion Criteria 
 
 
4.2.1 Any prior surgery to the prostate within 30 days of baseline procedures.  NOTE:  
Biopsies are not considered surgeries. 
 
4.2.2 Evidence of other cancer(s) (excluding non-melanoma skin cancer) within last 5 
years. 
 
4.2.3 Prior pelvic radiation for any reason. 
 
4.2.4 Participants cannot be taking 5-α-reductase inhibitors while on study or within 6 
months of the baseline study visit. 
 
4.2.5 Participants may not be taking carbamazepine (tegretol). 
 
4.2.6 Participants may not be receiving any other investigational agents. 
 
4.2.7 History of allergic reactions attributed to compounds of similar chemical or 
biologic composition to PFE. 
 

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4.2.8 Uncontrolled intercurrent illness including, but not limited to, ongoing or active 
infection, or psychiatric illness/social situations that would limit compliance with 
study requirements. 
 
4.2.9 Any significant cardiac event(s) within the 12 months prior to registration, such as 
episodes(s) of symptomatic congestive heart failure; myocardial infarction; 
unstable angina pectoris or persistent, stable angina pectoris; or cardiac 
arrhythmia requiring medication. 
 
4.3 Inclusion of Women and Minorities 
 
Women will not be enrolled in this study of prostate cancer. Members of all races and 
ethnic groups are eligible for this trial. According to NCI Surveillance Epidemiology 
and End Results (SEER) 2002 data, the incidence of new prostate cancer diagnosed 
in the USA during 2002 was distributed ethnically as follows: 5% Hispanic and 94% 
non-Hispanic; and racially as: 83% white, 12% black, 5% other races.  According to 
SEER the median age at diagnosis for cancer of the prostate is 69 years of age. 
Approximately 0.0% of those diagnosed are under age 20; 0.0% between 20 and 34; 
0.5% between 35 and 44; 8.0% between 45 and 54; 26.1% between 55 and 64; 
37.5% between 65 and 74; 23.2% between 75 and 84; and 4.7% 85+ years of age. 
We expect the age and race distribution to be similar on our study. 
 
The planned distribution of subjects for our study will be men ≥ 21 years old of all 
racial/ethnic groups with low grade, early stage prostate cancer, who have chosen 
AS of their prostate cancer.  Prostate cancer is only relevant to male gender thus 
women will be excluded.   
 
It is scientifically and ethically imperative that clinical research into diseases that 
affect large populations are performed in a way that the knowledge gained can be 
generalized to the larger population.  This means the research subjects need to 
reflect the population at large.  This is especially important in cancer research where 
data have observed differences in incidence and outcome based upon race/ethnicity 
or socioeconomic status.  Prostate cancer incidence in the United States varies with 
race/ethnicity, an example being African-Americans, who are at increased risk 
compared to other races.  Therefore, it is critical that adequate representation is 
achieved. 
 
Because the University of Wisconsin has limited racial/ethnic diversity in our clinical 
catchment area, we developed a GU prevention group not only focusing on the 
research expertise of the Urologists involved, but also on achieving more diversity of 
race/ethnicity and economic status.  The University of Wisconsin Carbone Cancer 
Center serves a multi-county area in southern Wisconsin and northern Illinois that is 
rural with <5% prostate cancer cases occurring in underserved racial/ethnic 
populations. In addition, advertisements and contacts with Urologic practices in 
Milwaukee County, which has a greater proportion of African-Americans, will be 
targeted.   The University of Rochester has a prostate cancer population that is more 
reflective of the general population with 12-15% of patients being African-American.   
The University of Minnesota/Minneapolis Veterans Hospital serves both a rural and 
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American.  The University of Alabama-Birmingham (UAB) serves predominantly an 
urban population with approximately 35% of prostate cancer patients being African-
American.  UAB was one of the initial clinical research sites to incorporate 
community-involvement in their recruitment efforts toward minority populations.  In 
addition to working with community churches that are predominately African-
American, they also worked with local barbershops to encourage participation in 
prostate cancer screening and prevention studies.  Urology of San Antonio is a 
community-based Urologic practice in the city of San Antonio, TX that has been an 
integral participant in our GU prevention studies.  Their participation insures 
adequate representation of Latino men in our study.  Approximately 35% of their 
prostate cancer patients are Hispanic and 5% are African-American. The Lahey clinic 
provides another more urban community setting to facilitate diverse representation of 
subjects.  Their distribution according to race/ethnicity is approximately: 83% white, 
4% black, 1% Hispanic, <1% Asian, <1% other, and 11% unknown. 
 
4.4 Recruitment and Retention Plan 
 
 
Subjects will be recruited from Urology clinics at the participating organizations.  
Study personnel at each PO will be contacted by a patient’s Urologist or will contact 
the PO’s Urologists for permission to approach potential subjects they consider 
appropriate for the study.  Local IRB-approved posters or recruitment materials may 
be placed in Urology clinics identifying the study and directing the potential subjects 
to notify clinic staff they may be interested in the study.  Study personnel would 
contact the potential subject.  When potential subjects are interested, the study will 
be described by their Urologist and/or study personnel in a private setting.  In 
addition to the study being described, an Informed Consent will be given to the 
potential subject and family to read and consider.  All potential subjects will undergo 
an informed consent process and will be required to read and sign an Informed 
Consent form documenting their acknowledgement and desire to be a human 
research participant. 
 
After the consent form is signed, all procedures and examinations will be done at one 
visit, including research blood and urine sample collection.  Subjects found to be 
screen failures will not be randomized and the research samples will be destroyed 
on-site.  
 
Study brochures, posters, protocol fast fact sheets, pocket cards, and other 
recruitment materials will be developed at the CLO (Consortium Lead Organization – 
the University of Wisconsin) and made available to the POs for use or modification.  
The CLO will coordinate with the POs to develop comprehensive site-specific 
recruitment plans. 
 

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5. 
AGENT ADMINISTRATION 
 
 
5.1 Dose Regimen and Dose Groups 
 
There will be two treatment groups for this trial.  Participants will be randomized in a 
1:1 ratio to one of the two groups.  The treatment groups are as follows: 
 
Group 1: PFE as POMx™ 1000mg, i.e., one (1) 1000mg capsule, taken each 
morning, by mouth, for 52 weeks ± 1 week. 
 
 
Group 2: Placebo, one (1) capsule, taken each morning, by mouth, for 52 
weeks ± 1 week. 
 
 
 
 
5.2 
Study Drug Administration 
 
Drug will be dispensed by investigational pharmacists or appropriate study staff at 
the participating organizations and self-administered by the participants.  Participants 
will take one capsule per day, in the morning, by mouth.  Study medication may be 
taken with or without food. 
 
To ensure that study subjects have access to study drug in case of delayed study 
visit, they will be dispensed four (4) bottles (120 capsules) of study agent at each 
visit.  Tear-off labels will be utilized for unblinding purposes.     
 
5.3 
Run-in Procedures  
 
There is no run in phase for this study. 
 
5.4 
Contraindications 
During study participation, participants may not consume any additional 
pomegranate, either through dietary sources or through nutritional supplementation. 
 
5.5 
Concomitant Medications 
 
As stated in section 5.4, study participants may not consume any additional PFE 
either in beverage form or as a dietary supplement.   
 
The use of 5-ά-reductase inhibitors (finasteride, dutasteride) is not allowed while on 
study or within 6 months prior to the baseline study visit.  These agents have been 
shown to affect serum PSA values and may or may not affect prostate cancer 
biology.  
 
All medications (prescription and over-the-counter), vitamin and mineral 
supplements, and/or herbs taken by the participant will be documented on the 
Concomitant Medications Worksheet and will include: date reported, medication 
name, start and stop date, dosing regimen, and indication.  Medications taken for a 
procedure (e.g., biopsy) should also be included. 
 
 

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5.6 
Dose Modification 
 
The study drug dose modification schema is as follows: 
 
IF 
THEN 
The participant experiences a grade 2 
adverse event that is possibly, probably, or 
definitely related to study drug 
Stop study drug temporarily for up to 4 
weeks. 
 
The adverse event resolves to < grade 1 
within 4 weeks: 
Re-start study drug at 50% dose reduction 
(1 capsule should be administered every 
other day).   
If the adverse event does not resolve to < 
grade 1 within 4 weeks: 
Stop study drug permanently.  Continue to 
follow participant per the schedule of 
events in Section 7.1, if participant is 
willing.  
If the participant experiences a grade 2 event 
after initial dose reduction, and the adverse 
event is possibly, probably or definitely 
related to study drug: 
Stop study drug permanently and follow 
until the adverse event is resolved to ≤ 
grade 1.  Continue to follow participant per 
the schedule of events in Section 7.1, if 
participant is willing.  
In the event a subject had study drug 
stopped while on the 50% dose reduction, for 
a grade 2 adverse event that is NOT 
possibly, probably or definitely related to 
study drug 
Stop study drug temporarily for up to 4 
weeks.   If the adverse event resolves to < 
grade 1 within 4 weeks, re-start study 
therapy at the 50% dose reduction level.    If 
the adverse event does NOT resolve to < to 
grade 1 within 4 weeks, permanently 
discontinue study drug.  Continue to follow 
participant per the schedule of events in 
Section 7.1, if participant is willing.  
A grade 3 or 4 adverse event occurs, 
regardless of relationship to study drug 
Stop study drug and call protocol chair to 
determine if and when drug should be re-
started. 
 
 
5.7 Adherence/Compliance 
 
 
5.7.1 
Ideally, participants will receive 52 ± 1 weeks of treatment.  The required 
compliance rate for evaluability is ≥ 80%.  Doses that are missed due to drug 
holidays (as described in Section 5.6) will not count as non-compliance. 
 
5.7.2  The participant’s compliance will be measured by evaluating study calendars and 
pill counts.  Participants will be informed, both verbally and in writing at all visits 
of the following important compliance points: 
 
• 
Bring all bottles of study drug (whether or not there is medication in the bottle) 
to study visits. 
• 
Bring completed pill diary to study visits. 
 

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6. 
PHARMACEUTICAL INFORMATION 
 
6.1 
Study Agent (IND #, IND Sponsor)   
 
POMx™ is a pomegranate (Punica granatum L., Wonderful variety) fruit polyphenol 
extract, which was developed for use as a dietary ingredient. Each capsule contains 
up to 1000mg of PFE, which delivers pomegranate polyphenols in an amount 
equivalent to about 8 oz of pomegranate juice.  POMx™ powder is produced in a 
two-step process:  (1) extraction of polyphenols from pomegranate fruit, and (2) 
purification of the extract to produce a highly concentrated polyphenol powder.  
Extraction is performed during the fruit harvest using pressed pomegranate skins 
and arils with the seed completely removed. Purification of the extract is performed 
off-season to meet market demand.  Appropriate product specifications have been 
established, and batch analyses data confirm the product is consistent in quality and 
free of microbial or chemical contaminants. 
 
The extract is well characterized.  It contains the same compounds found in 
pomegranate juice, and differs only in having lower anthocyanidins, significantly 
higher proportional content of pomegranate polyphenols, primarily punicalagin and 
isomers, but the levels in food or supplement products are limited to the amount 
found in 8 oz of 100% juice.  Although punicalagin is unique to pomegranate, its 
metabolism is known to be like that of other polyphenols.  The metabolism of 
pomegranate polyphenols is reasonably well understood in mice, rats, and humans.  
Like most dietary polyphenols, pomegranate polyphenols are hydrolyzed in the gut 
and also metabolized by gut microflora. 
 
POMx™ is a premium grade of pomegranate ellagitannins produced from 
pomegranate fruits. The extract is from pomegranate skins and arils minus the 
seeds.  POMx™ is standardized to 37% punicalagins, the major pomegranate 
ellagitannin, and 3.5 % ellagic acid (Seeram et al., 2005; Sartippour et al., 2008).    
POMx™ is standardized to 60% Gallic Acid Equivalents (GAE) and 85% Total 
Pomegranate Polyphenols (TPP).  POMx™ will be provided by POM Wonderful (Los 
Angeles, CA, USA).  
 
The investigation product is composed of 1050mg (Target Fill Weight) of hygroscopid 
POM Wonderful pomegranate extract (PWPE) powder blended with 10mg of 
magnesium stearate (lubricant) and 10mg silicon dioxide (glidant) contained in a size 
“0” gelatin capsule. 
 
Ingestion of POMx™ results in a level of intake that remains within safe limits 
established by the history of safe consumption of pomegranate fruit and juice, and is 
corroborated by published human and animal studies.  POMx™ has been sufficiently 
characterized to assure that it is a safe and wholesome food. 
 
6.2 
Reported Adverse Events and Potential Risks 
 
In 21 clinical studies involving 898 human subjects, POMx™ has been very well 
tolerated.  The most commonly reported adverse events have been gastrointestinal 
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12% at 3,000 mg.  Paller et al (2012) in a trial comparing 1000 to 3000 mg of 
POMx™ over 18 months of intervention reported 12 gastrointestinal events (101 
participants, median age 72). These events included diarrhea (1.9% in the 1000 mg 
group,13.5% in the 3000 mg group – five of these events at this dose level were 
deemed drug-related); reflux disease (1 participant in the 1000 mg group); nausea (4 
participants at 3000 mg); and abdominal pain, constipation, frequent bowel 
movements, stomach discomfort, and vomiting (1 participant each at 3000 mg).  This 
study also reported several cardiac events including angina pectoris, arrhythmia and 
congestive heart failure.  Three occurred in the 1000 mg group and seven in the 
3000 mg group.  Most of these events occurred in participants who were diagnosed 
with cardiac conditions prior to randomization and none of these events were 
considered to be drug related.  The study did not include a placebo control group. 
There are no other reports in the literature of cardiac events associated with 
POMx™.  
 
6.3  Availability 
 
 
 
 
 
 
POM Wonderful will provide POMx™ to NCI, DCP in sufficient quantities to complete 
the study.  POMx™ will be dispensed to the POs by the DCP repository contractor 
MRIGlobal. 
   
6.4 Agent Distribution 
 
Agents will only be released by NCI, DCP after documentation of IRB approval of the 
DCP-approved protocol and consent is provided to DCP and the collection of all 
Essential Documents is complete (see DCP website for description of Essential 
Documents).  
 
DCP does not automatically ship study agent; the University of Wisconsin must make 
a request for agent to be shipped to the PO on a per-participant basis. University of 
Wisconsin staff will complete the DCP Clinical Drug Request form (NIH-986, to 
include complete shipping contact information) and fax the form to the DCP agent 
repository contractor: 
 
NCI-DCP Repository 
MRIGlobal 
Attn: John Cookinham 
1222 Ozark Street            
North Kansas City, MO 64116 
Fax: 816-753-5359 
Phone: 816-360-3805 
Email: NCI.DCP@mriglobal.org 
 
DCP does not permit the transfer of agents between institutions (unless prior 
approval from DCP is obtained). 
 

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6.5  Agent Accountability 
 
The Investigator, or a responsible party designated by the Investigator, must 
maintain a careful record of the inventory and disposition of all agents received from 
DCP using the NCI “Investigational Agent Accountability Record”.   The Investigator 
is required to maintain adequate records of receipt, dispensing and final disposition 
of study agent.  Include on receipt record from whom the agent was received and to 
whom study agent was shipped, date, quantity and batch or lot number. On 
dispensing record, note quantities and dates study agent was dispensed to and 
returned by each participant.  
 
6.6 
Packaging and Labels 
 
Study drug (1,000mg PFE/capsule or placebo) will be packaged in standard 100 CC 
white, pharmaceutical-grade, sealed bottles containing 30 capsules each.  DCP will 
affix a label on each of the bottles; the randomization code will be printed on the 
label.  
 
6.7 
Storage 
 
 
Investigational product should be stored in dry conditions at room temperature. 
 
6.8 
Registration/Randomization 
 
Subjects who are eligible must be randomized by faxing randomization materials to 
the University of Wisconsin CLO. The PO’s study coordinator will complete the 
Baseline Visit Guide and the Eligibility Questionnaire and fax (608-265-3287) or e-
mail (prevention@uwcarbone.wisc.edu) both along with a de-identified copy of the 
participants Informed Consent form, the clinical lab report and the pathology report 
from the pre-study baseline prostate biopsy to the CLO central randomization desk.  
The CLO coordinator at the randomization desk will review eligibility, confirm that the 
correct consent form version is being used and assign a randomization number.  
 
The CLO will then fax a Clinical Drug Request form to the DCP Drug Repository 
requesting that drug be shipped overnight to the PO.  The Drug Repository will not 
randomize participants but will maintain a randomization list with treatment 
assignment codes so they can dispense the correct study product.  For next day 
delivery, the CLO must receive a request for randomization by 12:00 CST on the 
business day before the drug is needed.  Study agent cannot be shipped on a Friday 
or the day before a holiday.  There may be instances where a five-day turn-around is 
needed (holidays or unusual circumstances).  If possible, please randomize a week 
before the study agent is needed. 
 
As soon as a subject has been randomized, the CLO will email a confirmation of 
randomization to the PO’s study coordinator.  If POs do not receive a confirmation 
within two hours, they should call the CLO to confirm that randomization documents 
were received.  Drug will then be shipped to the PO via overnight courier. 
 

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6.9 Blinding and Unblinding Methods 
 
This will be a double-blind study.  Neither the participant nor the study personnel will 
know which treatment arm a participant is on.  The Biostatistical Office of the 
Chemoprevention Program under the guidance of Dr. KyungMann Kim will have the 
randomization code to unblind subjects.  Unblinding of subjects will not occur until 
the study has been completed by all participants and all data has been collected and 
analyzed.  If a participant experiences a healthcare-related event and unblinding is 
requested to facilitate their care, the treating physician will contact Drs. Bailey and/or 
Jarrard with the request to unblind.  The request to unblind will be approved upon the 
agreement of the NCI medical monitor for this protocol.  Unblinded participants will 
be removed from further study participation. 
 
If the request to unblind is approved, the PO will be directed to the product tear-off 
label  which is removed from the study agent bottles at the time they are dispensed 
and placed in the participant’s study chart or other designated research record.  The 
label has a scratch off area that will disclose the treatment assignment.  
 
The PO will immediately notify the CLO of the unblinding by e-mail 
(prevention@uwcarbone.wisc.edu) and will document the unblinding process in the 
participant’s study chart.   
 
The Medical Monitor must be notified that the blind has been broken. 
 
 
 
Howard Parnes, MD 
 
Chief, Prostate and Urologic Cancer Research Group 
Division of Cancer Prevention, National Cancer Institute, NIH, DHHS 
 
Shady Grove Campus 
 
9609 Medical Center Dr., Suite 5E-302; MSC9783 
 
Bethesda, MD 20892 
 
phone 240-276-7045 
 
fax 240-276-7828 
 
6.10 Agent Destruction/Disposal 
 
At the completion of investigation, all unused study agent will be returned to the NCI, 
DCP Repository according to the DCP “Guidelines for AGENT RETURNS” and using 
the DCP form “Return Drug List”.  

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7. 
CLINICAL EVALUATIONS AND PROCEDURES 
 
7.1  Schedule of Events 
 
Evaluation/Procedure 
Baseline 
Randomization 
Week 13 
(+/- 1 week)1 
Week 26 
(+/- 1 week)1 
Week 39 
(+/- 1 week)1 
Week 52 ± 
1 Week (or 
end of 
study 
therapy)1 
Informed consent 
x 
 
 
 
 
 
Registration 
x 
 
 
 
 
 
Eligibility Criteria Review 
x 
 
 
 
 
 
Medical History 
x 
 
 
 
 
 
Physical Exam  
x 
 
 
x 
 
x 
Vital Signs (Temp, BP, 
Pulse, Respirations) and 
Weight 
x 
 
x 
x 
x 
x 
Height 
x 
 
 
 
 
 
ECOG Performance 
Status 
x 
 
 
 
 
 
Assess baseline 
symptoms 
x 
 
 
 
 
 
Eligibility/Safety Labs2  
x 
 
x 
x 
x 
x 
Total PSA3 
x 
 
x 
x 
x 
x 
Randomization 
 
x 
 
 
 
 
Dispense study 
medication and diary 
 
x4 
x 
x 
x 
 
Pill count and drug 
calendar review 
 
 
x 
x 
x 
x 
Review concomitant 
medications 
x 
 
x 
x 
x 
x 
Assess adverse events 
 
 
 
 
 
x 
Prostate Biopsy 
x5 
 
 
 
 
x6 
 
The samples listed below will be collected locally, and shipped to UWI for analysis: 
Collect one 3ml red top7 
x 
 
x 
x 
x 
x 
Collect a second 3ml red 
top7 
x 
 
 
x 
 
x 
Two 10ml green tops7 
x 
 
x 
x 
x 
x 
Urine collection7 
x 
 
x 
x 
x 
x 
IHC analysis of normal 
and abnormal prostate 
tissue biomarkers (PSA, 
IGF-1, IGFBP-3, 
apoptosis [CASPASE 3], 
Ki-67, IGF-IR, 8OHdG 
and androgen receptor)  
x8 
 
 
 
 
x9 
 
1The participant must delay his dose of study medication until after blood and urine has been collected, as PK levels need 
to be assessed approximately 24 hours following the last dose of study medication. 

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2The following lab tests are to be performed: WBC, Hemoglobin, Platelets, Alkaline Phosphatase, ALT, AST, Total Bilirubin, 
Serum Creatinine, Sodium, Potassium, Chloride, and Bicarbonate.  Eligibility labs must be done < 30 days of 
randomization. 
3This total serum PSA will be performed at the PO’s clinical lab, and used for clinical purposes. 
4If the participant is unwilling or unable to return to clinic to pick up study medication, it may be sent overnight by a courier 
service such as UPS or Fed-Ex. 
5 The baseline biopsy must have occurred within 13 months prior to the baseline study visit. 
6The end of study biopsy performed during week 52 ± 1 week or when participant discontinues study therapy.  Participant 
must take study drug the morning of the biopsy after research blood and urine collection but prior to the biopsy. 
7These blood and urine samples will be used to determine study objectives (PK and biomarker results) as described in 
§1.2. See §10.2 for collection and processing instructions. 
8Tissue will be from a biopsy performed within 13 months of study entry 
9Tissue will be from the end of study biopsy (or prostatectomy, if applicable) 
            
7.2 Baseline Visit 
Baseline evaluations determine if the participant is an eligible candidate for study 
participation and establish the participant's health status at the time of study entry. 
Standard-of-care laboratory evaluations or procedures done prior to signing consent 
will qualify for these baseline evaluations (i.e. physical exams, routine labs, vital 
signs) if they have been conducted within 30 days prior to study randomization. All 
baseline evaluations must be completed before a participant is randomized and 
study agent is dispensed.  If a study participant is found to be ineligible, any blood, 
urine or tissue samples collected for pharmacokinetics or biomarker assessment will 
be destroyed.  The destruction of the blood, urine or tissue samples collected for 
these evaluations will be clearly documented in the participant’s study records. 
 
7.2.1 Informed Consent 
 
At the Baseline visit, written informed consent will be obtained for all potential 
study participants prior to conducting any research procedures.   
• 
To properly document that informed consent was obtained, the date and 
time the informed consent was obtained will be documented in the 
participant’s study records.  
• 
A copy of the signed informed consent will be provided to the participant. 
• 
The Registration Source Documents will be sent to the CLO within one 
business day of obtaining informed consent from any potential study 
participant, whether or not they are found to be eligible for the study. 
 
7.2.2 Study Registration 
 
Once a participant has signed a consent form, he is assigned a participant ID 
(PID) number and is considered registered to the study.  PID numbers are 
assigned sequentially and designate the recruitment site, the study and the 
participant.  The CLO will provide each PO with a Participant Identification 
Number Log at the time of study initiation.  Once a participant is registered, the 
CLO will be notified immediately, to ensure timely and accurate tracking of 
accrual.  Fax (608-265-3287) or e-mail (prevention@uwcarbone.wisc.edu) a copy 
of the Baseline Visit Guide and the Eligibility Questionnaire to the CLO.   

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If a consented participant is deemed ineligible (a screen failure), the following 
documents (provided to PO’s at study initiation) must be completed and 
submitted to the CLO:  
• 
the Baseline Visit Guide  
• 
the Eligibility Questionnaire  
• 
a de-identified copy of the participant’s informed consent form     
• 
an Off Study Form  
• 
a Verification Form 
• 
an Adverse Event Tracking Worksheet.  If the participant has not 
experienced an adverse event during the screening process or as a result 
of baseline study visit procedures, check the box at the top of the page.     
.  
Participants will be registered in the OnCore database by CLO staff.  
 
7.2.3  Medical/Surgical History 
 
Complete medical and surgical histories will be obtained.   
 
7.2.4  Physical Exam 
 
The physical exam will include a general physical assessment; vital signs: blood 
pressure, temperature, heart rate, and respiratory rate (to be taken after the 
participant has been in a seated position for 5 minutes); height; weight; and 
ECOG performance status. 
 
7.2.5  Clinical Safety/Eligibility Laboratory Tests  
 
The following clinical laboratory tests will be performed within 30 days prior to 
randomization: WBC, hemoglobin, platelets, alkaline phosphatase, ALT, AST, 
total bilirubin, serum creatinine, sodium, potassium, chloride, bicarbonate and 
total serum PSA.   
 
7.2.6  Concomitant Medications 
 
Document all prescription and over-the-counter medications; herbal remedies; 
vitamins and supplements the participant is currently taking.  The medication 
name; date reported; dosing regimen; indication; start (at minimum the estimated 
start year) and stop dates; will be recorded. 
 
7.2.7   Baseline Symptoms 
 
Any current/active signs and symptoms experienced by the participant will be 
documented as Baseline Symptoms.  This will include any abnormal laboratory 
values that are deemed clinically significant.  A baseline symptom that increases 
in grade during the course of the study will be documented as an adverse event.   
The AE onset date is the date on which the increase in severity occurred. 
 

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7.2.8 Review of Previous Prostate Biopsy Pathology Report 
 
The participant must have had a prostate biopsy performed within 13 months 
prior to randomization.  This will be the pre-study, baseline biopsy.  The Gleason 
score as reported on the baseline biopsy pathology report will be used to 
determine eligibility.  The pathology report will be submitted to the CLO to 
determine tumor volume for stratification (see Section 3: Study design). 
 
7.2.9  Collection of Blood and Urine for Research Purposes 
 
Supplies for the collection of research blood and urine samples will be supplied 
by the University of Wisconsin’s CP Lab in a research lab kit.  Two 3ml red top 
tubes and two 10ml green top tubes of blood will be collected in addition to the 
blood drawn for clinical safety/eligibility labs.  In addition, a minimum of 10ml of 
urine will be collected in a urine collection cup.  The cup is not provided in the 
research lab kit.  Instructions for collection, handling and shipping of research 
blood and urine samples are in sections 10.2 and 10.3 of this protocol. 
 
7.2.10 Eligibility Assessment 
 
The Eligibility Questionnaire, provided by the CLO as part of the Visit Guides for 
this protocol, will be completed, signed, and submitted to the CLO along with the 
Baseline Visit Guide, clinical laboratory results, the pathology report from the pre-
study baseline prostate biopsy, and a de-identified copy of the participant’s 
informed consent form for review and approval prior to randomization. 
 
7.2.11  Randomization 
 
If the participant is deemed eligible, he may be randomized, per Section 6.8 of 
the protocol. 
 
7.2.12  Drug Dispensing and Compliance Instructions  
 
Participants will be instructed on the importance of compliance with the study 
agent dosing instructions (section 5) Participants will be provided with a pill diary 
and instructed to document daily the date and time they take their dose of study 
agent, indicate the reason for any missed doses, document any lost capsules of 
study agent, list any side effects or symptoms noticed, list any new concomitant 
medications taken and indication for that medication and note any additional 
information they feel is relevant.  The participant will be instructed to initial each 
day’s entry.   
 
All bottles of study agent dispensed to the participant must be accounted for by 
the PO.  Participants will be instructed to return all bottles of study agent (empty, 
full, or partially full) and all unused capsules of study agent that were previously 
dispensed to them at their next study visit.  
 

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No study agent bottles should be discarded by the participant or by study staff.  
Returned bottles of study agent will be maintained at the site for review by a 
study monitor and return to the drug repository (MRIGlobal). 
  
7.3 During Study Intervention 
 
7.3.1  At the week 13 and week 39 study visits the following evaluations will be 
performed: Safety labs and total serum PSA; vital signs and weight; adverse 
events assessment; review of concomitant medications; compliance assessment; 
collection of blood and urine for research purposes (plasma and urine 
pharmacokinetics and serum and plasma biomarkers).  The participant will be 
instructed to delay his dose of study agent on the day of this visit until AFTER 
blood and urine samples have been collected to allow for a 24-hour post dose 
pharmacokinetic assessment. 
 
7.3.1.1  Clinical Safety Laboratory Tests  
 
The following clinical laboratory tests will be performed: WBC, hemoglobin, 
platelets, alkaline phosphatase, ALT, AST, total bilirubin, serum creatinine, 
sodium, potassium, chloride, bicarbonate and total serum PSA.   
 
7.3.1.2  Vital Signs and Weight 
 
Vital signs (blood pressure, temperature, heart rate, and respiratory rate) 
will be assessed after the participant has been in a seated position for 5 
minutes. The participant’s weight will be recorded. 
 
 
7.3.1.3  Adverse Event Assessment 
 
The participant will be asked about any symptoms or events he has 
experienced since initiating study therapy.  For each event document a 
verbatim description of the event, date reported, onset and end dates, 
CTCAE v4 term and severity grade, the action taken, outcome, whether the 
event was a Serious Adverse Event or not, whether the participant dropped 
from the study due to the event and the MD’s assessment of attribution of 
the event to the study agent.    Any clinical laboratory results that the M.D. 
deems clinically significant should be documented as an Adverse Event.     
 
7.3.1.4  Concomitant Medications 
 
The concomitant medication list will be reviewed with the participant.  Any 
new prescription, over-the-counter, herbal remedies, vitamins and 
supplements the participant has taken will be added to the list.  The drug 
name, indication, dosing regimen date reported, start date (at minimum the 
estimated start year) will be recorded, and new entries will be initialed and 
dated. 
 

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Any changes to the dosing regimen for medications on the list will be 
documented as well as stop dates for any medications that the participant is 
no longer taking.   
 
7.3.1.5  Compliance Assessment 
 
The participant’s compliance with study agent dosing will be assessed at 
each visit.  The compliance rate is determined using the following 
calculation: The number of capsules dispensed – the number of capsules 
returned = the number of capsules taken in a period.  The number of 
capsules taken in a period ÷ the number of capsules prescribed for that 
period x 100 = % compliance.  The pill diary will be reviewed with the 
participant to ensure that any missed doses and the reason for the missed 
dose is documented.  A participant must have ≥ 80% compliance to be 
evaluable for this study.  If the participant is having issues with compliance, 
the importance of taking study agent as prescribed and strategies to 
improve compliance will be discussed with the participant and documented 
in the visit notes.  
  
7.3.1.6  
Collection of Blood and Urine for Research Purposes 
 
In addition to the blood drawn for clinical safety labs, one 3ml red top tube 
and two 10ml green top tubes of blood will be collected for research assays 
using the supplies provided in the research lab kit.  A minimum of 10ml of 
urine will be collected in a urine collection cup.  The cup is not provided in 
the research lab kit.  Instructions for collection, handling and shipping of 
research blood and urine samples are in sections 10.2 and 10.3 of this 
protocol. 
 
7.3.2  The 26-week visit is identical to the week 13 and 39 visits (as described in 
section 7.3.1) with the exception of the following two additional evaluations:  
  
7.3.2.1  Physical Exam 
 
The physical exam will include a general overall physical assessment as 
well as a standard of care prostate examination by a study doctor. 
 
7.3.2.2  Collection of Blood and Urine for Research Purposes 
 
In addition to the blood drawn for clinical safety labs, two 3ml red top tubes 
and two 10ml green top tubes of blood will be collected for research assays 
using the supplies provided in the research lab kit.  A minimum of 10ml of 
urine will be collected in a urine collection cup.  The cup is not provided in 
the research lab kit.  Instructions for collection, handling and shipping of 
research blood and urine samples are in sections 10.2 and 10.3 of this 
protocol. 
 

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7.4  Evaluations at Completion of Study Intervention (Week 52±1W or end of study 
 
therapy) 
 
The Week 52 Visit (or end-of-study therapy visit, whichever comes first) is identical to 
the week 13 and 39 visits as described in section 7.3.1 with the following additional 
evaluations:  
• 
a physical exam 
• 
collection of a second 3ml red top tube for research biomarker assessment  
• 
a prostate biopsy 
   
As for the previous visits, the participant will be instructed to delay his dose of study 
agent on the day of this visit until AFTER blood and urine samples have been 
collected to allow for a 24-hour post dose pharmacokinetic assessment.  However, 
the participant WILL be instructed to take his final dose of study agent 
immediately following the collection of the research blood and urine samples 
and prior to the prostate biopsy to allow for the assessment of study agent 
levels in prostate tissue. 
 
7.4.1  Physical Exam 
 
The physical exam will consist of a general physical assessment of the 
participant. 
 
7.4.2.  Prostate Biopsy 
 
NOTE THAT THE STANDARD- OF-CARE PROSTATE BIOPSY MUST BE 
PERFORMED DURING STUDY WEEK 52±1W, OR AT THE TIME THE 
PARTICPANT DISCONTINUES STUDY THERAPY.  If the participant 
discontinues study therapy to undergo a prostatectomy, tissue samples can be 
obtained at the time of prostatectomy.   
 
If the participant discontinues study therapy and a prostatectomy is not planned, 
if at all possible, perform a biopsy prior to the participant initiating non-study 
therapy.   
 
Prostate biopsies (> 8 core samples from all quadrants of the prostate) will be 
performed at end of study or at the time of study withdrawal and submitted for 
standard of care histopathologic grading at the participating organization.  
 
If a study participant elects to undergo prostatectomy prior to completion of the 1-
year study period (whether or not they have clinical evidence of disease 
progression) every effort will be made to obtain prostate tissue from the 
prostatectomy specimen for histology and molecular studies as described above.  
Data from prostatectomy samples will be viewed as exploratory.  
 
7.4.3  Adverse Event Assessment 
 
If, at the time of the Week 52/end of study therapy visit, the participant has not 
reported any adverse events, check the box at the top of the Adverse Event 

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Tracking Worksheet that says, “Check this box if the participant did not have any 
adverse events during the study” 
 
7.4.4  Concomitant Medications 
 
Place a check mark in the box in the “Check if Continuing at End of Study” 
column on the Concomitant Medications Worksheet for any concomitant 
medication the participant is continuing to take as of this visit.   
 
If, at the time of the Week 52/end of study therapy visit, the participant has not 
reported any concomitant medications, check the box at the top of the 
Concomitant Medications Worksheet that says, “Check this box if the participant 
did not take any concomitant medications during the study”.   
 
7.4.5  Collection of Blood and Urine for Research Purposes  
 
In addition to the blood drawn for clinical safety labs, two 3ml red top tubes and 
two 10ml green top tubes of blood will be collected for research assays using the 
supplies provided in the research lab kit.  A minimum of 10ml of urine will be 
collected in a urine collection cup.  The cup is not provided in the research lab kit.  
Instructions for collection, handling and shipping of research blood and urine 
samples are in sections 10.2 and 10.3 of this protocol. 
 
7.5  Post-intervention Follow-up Period 
 
 
There is no post-intervention follow-up period for this study. 
 
7.6   Methods for Clinical Procedures 
 
 
Not applicable. 
 
8.  
CRITERIA FOR EVALUATION AND ENDPOINT DEFINITION 
 
8.1 Primary Endpoint 
The primary endpoint of the study is change in plasma IGF-1 from baseline to end of 
study (12 months). 

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8.2 Secondary Endpoints 
 
The secondary endpoints are serum PSA doubling time (using results done for 
research purposes only at the CP lab at the University of Wisconsin), Gleason grade, 
and tumor volume on prostate biopsy, plasma and tissue biomarkers, toxicity, and 
compliance.  Serum total PSA levels will be collected at baseline and every 3 months 
while on study.  Gleason Grade and tumor volume will be evaluated from pre-study 
prostate biopsy and end of study (Wk 52) clinical pathology biopsy reports. 
 
Plasma and tissue biomarkers will be compared from baseline to end of study 
(plasma) or pre-study prostate biopsy materials (within 13 months of study entry) to 
end of study prostate biopsy (tissue). Toxicity and compliance will be measured 
throughout the study as appropriate at study visits.  
 
PSA DT will be determined from PSA values obtained during study participation 
(baseline and weeks 13, 26, 39 and 52).  The secondary endpoint of PSA DT is 
based on the value at study completion (week 52 or at point of early termination).  
However, PSA DT will be determined starting at week 26 (the earliest time point with 
3 values) and week 39 and recorded.  For this initial pilot study, we will not specify 
the parameters for discontinuing study participation due to disease progression, as 
defined by PSA DT (i.e., PSA DT decreases to <2-3 years). 
  
8.3 Off-Agent Criteria  
 
All participants will be off agent on or before day 364 +/- 7days (52 weeks +/- 1 
week) of administration.  Participants may stop taking study agent for the following 
reasons: completed the protocol-prescribed intervention, adverse event or serious 
adverse event that would compromise the study drug administration or contraindicate 
the prostate biopsy procedures required in the study, any treatment for prostate 
cancer between the diagnostic biopsy and end of study biopsy, inadequate agent 
supply, noncompliance, concomitant medications, or medical contraindication.  
 
8.4 Off-Study Criteria 
 
Participants may go off study for the following reasons: the protocol intervention and 
any protocol required follow-up period is completed, AE/SAE, lost to follow-up, non-
compliance, concomitant medication, medical contraindication, withdrawal of 
consent, determination of ineligibility, or death.  Off study will mean that the 
investigator will not be able to or does not need to follow the participant to complete 
any measurements.   
 
8.5 Study Termination 
 
NCI, DCP as the study sponsor has the right to discontinue the study at any time.  
 
 

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9. 
CORRELATIVE/SPECIAL STUDIES 
 
9.1 Rationale for Methodology Selection 
 
We will perform correlative studies involving the intermediate endpoint biomarkers.  
As the following will be measured in blood plasma, they will be obtained at baseline 
and at every 3 months thereafter: Insulin-like growth factor 1 (IGF-1) and IGF binding 
protein 3 (IGFBP-3) will be measured by immunoassay.  PSA will be evaluated in the 
blood serum.   
 
The following will be measured (using immunohistochemical staining) in benign, 
normal adjacent to tumor, and tumor tissue obtained from the pre-study and end of 
study prostate biopsies: PSA, IGF-1, IGFBP-3, apoptosis (CASPASE 3), Ki-67, IGF-
1R, and androgen receptor.   
 
9.2 Comparable Methods 
 
We have selected ELISA as a method as it increased sensitivity and quantitation 
over 2D gels and westerns.  IGF-1.  Assay Summary:  IGF-1 in plasma will be 
measured by a commercially available 96-well plate quantitative sandwich 
immunoassay from R&D Systems (Minneapolis, MN).  The standard curve ranges 
from 0.188 to 6.0 ng/ml IGF-1.  IGFBP-3. Assay Summary: IGFBP-3 will be studied 
in EDTA plasma by a commercially available 96-well plate quantitative sandwich 
enzyme immunoassay (Quantikine® Human IGFBP-3, R & D Systems, Minneapolis, 
MN).  Findlay et al., (Findlay et al, 2000) recommended precision and accuracy 
should be in the range of 20-25% for immunoassays and all three assays are well 
within that range. We have extensive experience with all three assays in human 
samples. 
 
An important aspect of clinical trials focused on tissue biomarkers is ease and 
adequacy of tissue acquisition.  AS subjects undergo repeat prostate biopsies at 
intervals of 1-2 years depending on the group and clinical situation. These biopsies 
are recommended to be 4 quadrant core needle biopsies to a total of 8-12 cores.  In 
an AS population, the majority of the cores will be normal prostate epithelium with 
scattered amounts of adenocarcinoma and prostatic intraepithelial neoplasia.  
Therefore, efficiency of use will be paramount.  Below are recent technological 
advances available to UWI consortium studies that improve upon tissue use 
efficiency (more endpoints assessed with less tissue). 
 
Immunohistochemistry (IHC): 
Chromogenic multiplex IHC assay will be used, so the spatial variation of the 
biomarker expression in the tissue can also be analyzed and compared. Tissue 
slides will be deparaffinized and stained following standard protocol (Huang, Human 
Pathology 2013 44(1):29-38). Target markers (PSA, IGF-1, IGFBP-3 apoptosis 
[CASPASE 3], Ki-67, IGF-1R, and androgen receptor [AR]) will be detected with 
specific primary antibodies from reputable vendors.  The primary antibodies will be 
paired to perform dual immostaining to minimize waste of biopsy tissue samples.  
Standard staining agents will be employed.  
 

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Biomarker quantitation: 
Vectra™ (Perkin Elmer, Waltham, MA will be used for quantitation of the biomarkers. 
This system includes an automated slide scanner and state-of-the-art softwares 
(NuanceTM and inFormTM). Vectra™ is the most advanced instrument for extracting 
proteomic and morphometric information from tissue microarray or intact tissue 
sections. Vectra merges automated slide-handling, multispectral imaging technology, 
and unique pattern-recognition-based image analysis into a powerful system for 
discovery and clinical studies. This system accurately measures protein or 
mRMA/DNA targets and morphometric characteristics in distinct tissue regions of 
interest on whole slides or tissue microarray (TMA). Sections can be labeled with 
either immunofluorescent (IF) or immunohistochemical (IHC) stains, or in situ 
hybridization (ISH) or with conventional stains such as H&E and trichrome. With IF or 
IHC or ISH, single or multiple proteins or mRNA/DNA targets can be measured on a 
per-tissue, per-cell, and per-cell-compartment (e.g., nuclear, cytoplasmic) basis, 
even if those signals are spectrally similar, are in the same cell compartment or are 
obscured by autofluorescence. Vectra™ processes up to 200 slides in a single run or 
analyze every spot in a TMA.  
 
The process to quantitate target proteins using the Vectra™ is briefly described as 
follows:  
 
Image acquisition: Briefly, the stained slides will be loaded onto the Vectra slide 
scanner. A scanning protocol including a spectral library will be created based on the 
tissue size, areas of interest and staining complexity (single or multiple staining in a 
single section). 8-bit image cubes will be acquired for analysis. For setting up the 
spectral library, three control prostate tissue slides with one dye only (DAB dye, 
Warp red and hematoxylin, respectively) will be prepared and scanned. 
 
Analysis: Each chromogen has its unique spectral characteristics (curve), which is 
the basis for building the spectral library. First, we will use the Nuance software and 
image cubes acquired from the control slides to create a spectral library – defining 
the spectral curve for each chromogen (DAB, Warp red and hematoxylin) used in this 
experiment. The spectral library will then be used to unmix the signals on the test 
slides triple-stained with DAB, Warp red and hematoxylin by recognizing their unique 
spectral curves for quantitation. By such, signal noises and cross talk are eliminated 
(Figure 1). Then, using the created spectral library and inForm software to do tissue 
(epithelium vs. stroma, etc.) and cell (nucleus vs. cytoplasm) segmentations (Figure 
2). Then the target signals will be quantitated within the selected subcellular 
compartment(s) of interest. Continuous signal intensity data will be generated. 
 

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Figure 5. Nuance work area: Left pane shows the spectral library created with pure DAB, pure Warp red and pure 
hematoxylin slides. Right pane shows an image (top left panel) of prostate adenocarcinoma (PCa) dual 
immunostained with anti-p27 (brown) and Ki-67 (red)and counter stained with and hemetoxylin (blue), three unmixed 
gray images of PCa (DAB, Warp red and hematoxylin, respectively) using the spectral library (3 middle panels) and a 
composite image (top right panel) of unmixed DAB, Warp red and hematoxylin. Target markers (p27 and Ki-67) are 
quantitated with unmixed pure signals. 
 
 
 
 
Figure 6. Prostate adenocarcinoma tissue. Epithelium (pink) and stroma (green) are segmented. The nuclear 
(bright green) and cytoplasmic (purple/blue) compartments in the epithelium are also segmented using inFormTM 
software. Target markers can be quantitated in the segmented subcellular compartments. 
 

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10. SPECIMEN MANAGEMENT  
 
10.1 Laboratories 
 
The UWCCC Cancer Pharmacology Laboratory (The CP lab) will be the central 
repository for research specimens collected by consortium members.  The CP lab 
will prepare kits for distribution to each PO for use in collection of biomarker data. 
Upon the receipt of blood, urine, and tissue samples, the CP lab will coordinate the 
distribution of tissue blocks to the study pathologists for evaluation and biomarker 
analysis.  The CP lab will perform all of the plasma biomarker analyses and perform 
pharmacokinetic analyses on both plasma and urine specimens, as well as the 
serum Total PSA levels.   
 
The UWCCC Translational Research Initiatives in Pathology (TRIP) lab will serve as 
the central pathology analytical facility for the prostate tissue samples acquired for 
this study.  The POs will send paraffin-embedded tissue blocks or unstained slides to 
the CP lab.  The CP lab will be responsible for distributing these blocks or slides to 
the pathology lab.  The pathology lab will be responsible for preparing the 
pathological specimens for analysis.   
 
 
10.2 Collection and Handling Procedures 
 
 
At the baseline visit, we will be performing blood and urine pharmacokinetic analyses, 
plasma biomarker analyses, and total serum PSA and testosterone levels.  Pharmacokinetic 
analyses, plasma biomarker analyses and total serum PSA levels will be done at all 
subsequent visits.   Serum testosterone levels will be done at baseline and Weeks 26 and 
52.  
 
To collect the urine specimen:  One (1) urine collection cup and four (4) cryovials are 
required.  Collect at least 10 ml of urine. If the participant has difficulty voiding 10 ml of 
urine, then collect all of the urine the participant can void at one time.  You do not need to 
collect urine from multiple voids to meet the required minimum volume (10ml).  Document 
the date and time of the void, the void volume and the date and time of the previous void. 
 
To process the urine specimen:  Aliquot urine into four (4) cryovials.  Dispose of any 
additional urine.  Label the tubes with the participant’s initials, PID, sample type, time and 
date of collection. 
 
To store the urine specimen:  Freeze the specimens at -70°C.  Store the specimens at -
70°C until the participant has completed all of the study visits.  See section 10.3 for shipping 
procedures. 
To collect the blood specimens:  Basic phlebotomy supplies will be in the lab kit provided 
by the CP lab: green and red top tubes and cryovials as needed.   Draw 9mls of blood into 
each of the green top tubes.  Draw 2.5mls of blood into the red top tube(s). 
 
To process the blood specimens:  Centrifuge the green top tubes at ~1000xG for 
10-15 minutes.  Aliquot the plasma into eight (8) cryovials.  Allow the red top tube(s) 
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aliquot serum equally into two (2) cryovials.  If two red top tubes are drawn, aliquot 
serum equally into four (4) cryovials.  
Label cryovials with subject initials, PID, time and date of collection, and sample type (i.e., 
“baseline” or “Week 13 Visit”, etc.) Freeze at -70° C.  
 
To store the blood specimens:  Store the cryovials at -70°C until the participant has 
completed all of the study visits.  See section 10.3 for shipping instructions. 
 
Prostate biopsy specimens:     
The POs will request formalin-fixed, paraffin-embedded tissue blocks from the pre-
study baseline and end of study prostate biopsies for submission to the 3P Lab.  
.The CLO will review each participant’s pre- and post-intervention pathology report 
and select the blocks to be submitted for analysis.  This will include location matched 
blocks of entirely benign cores of prostate tissue, location matched blocks with tumor 
cores and any additional blocks with tumor cores. 
 
Tissue blocks will be returned to the POs pathology department upon request.   
 
If the pathology department holding the biopsy tissue will not release tissue blocks, 
10 unstained slides may be substituted.  The slides should be cut in 4-5 um-thick 
sections and picked up on Super Frost Plus or comparably charged slides.  These 
slides should not be pre-melted or baked.  If there is insufficient tissue in the block to 
cut 10 sections, the remaining sections may be cut from another block containing 
adenocarcinoma (if another block is available from the same biopsy is available).  
 
If the POs pathology department’s policy is not to release blocks immediately after biopsy, 
the request for blocks may be delayed up to 2 months in order to provide adequate time for 
pathological processing of the blocks. 
 
Procedure notes and pathology reports:  Once the procedure notes and pathology 
reports are available, blinded copies should be added to the participant’s chart.  Additionally, 
copies should be forwarded to the central lab with the shipment of the participant's research 
kit.) 
 
10.3 Shipping instructions 
 
Blood and Urine Specimens  
 
PO’s with a –70° C freezer will batch blood and urine samples and ship all research 
samples for one participant once that participant has completes the study. If a PO 
does not have access to a -70°C freezer, they should contact the CLO before 
enrolling participants so special arrangements can be made for the storage and 
shipping of research samples. 
 
When a participant completes the study and all blood and urine samples are 
completely frozen at -70o C, place all of the samples in biohazard bags.  Place a 
layer of dry ice on the bottom of the Styrofoam cooler (included in the lab kit).  Place 
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Complete the Frozen Sample Shipping Inventory.  Fax (608-265-3287) or e-mail 
(prevention@uwcarbone.wisc.edu) a copy of the inventory to the CLO prior to 
shipping, place a copy on top of the lid of the cooler, and file the original in the 
participant’s study chart. Place the cooler in the cardboard shipping box it arrived in.   
 
Tissue Blocks/Slides  (Pre-study/ Baseline and End of Study/Early Termination) 
 
The CLO will send a list of the blocks to be requested to the POs.  The PO will 
request the selected blocks from the pathology department where the biopsy was 
read.  If the pathology department will not release blocks, 10 unstained slides may 
be substituted (see section 10.2 Collection and Handling Procedures: Prostate 
biopsy specimens).  The PO’s will be provided with a Styrofoam shipping container, 
gel packs and shipping labels and instructions at the time of the request.   
For all shipments:  
 
Ship only on a Monday, Tuesday or Wednesday to ensure safe arrival during the 
week. Do not ship the day before a holiday. 
 
Call (608-263-5369) or E-mail (CPlab@lists.medicine.wisc.edu) the CP Lab to inform 
them of the shipment. 
 
Use the express courier service indicated by the shipping label contained in the lab 
kit.  Closely follow all special shipping instructions outlined in the kit instruction 
packet. 
 
Address to: 
CP Lab 
University of Wisconsin Hospital and Clinics 
Room K4/559  
600 Highland Avenue 
Madison, WI 53792-5669 
 
 
10.4  Blood, Urine and Tissue Banking 
 
Biologic specimens collected during the conduct of each clinical trial that are not 
used during the course of the study will be considered deliverables under the 
contract and thus the property of the NCI.  At study completion, NCI reserves the 
option to either retain or relinquish ownership of the unused biologic specimens. If 
NCI retains ownership of specimens, the Contractor shall collect, verify and transfer 
the requested biologic specimens from the PO to a NCI-specified repository or 
laboratory at NCI’s expense.   
 
11. REPORTING AEs  
 
DEFINITION: An AE is any untoward medical occurrence in a study participant. An AE 
does not necessarily have a causal relationship with the treatment or study participant. An 
AE can therefore be any unfavorable and unintended sign (including a clinically significant 
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study, whether or not related to that participation. This includes all deaths that occur while 
a participant is on a study. 
 
A list of AEs that have occurred or might occur (Reported Adverse Events and Potential 
Risks) can be found in Section 6.2, Pharmaceutical Information, as well as the Investigator 
Brochure or package insert.  
 
11.1 Adverse Events (AEs) 
 
 
11.1.1 Reportable AEs 
 
All AEs that occur after the informed consent is signed (including those that 
occur prior to the participant starting study agent) must be recorded on the 
Adverse Event Tracking Worksheet whether or not related to study agent. 
 
11.1.2 AE Data Elements: 
• AE reported date 
• AE Verbatim Term 
• Common Terminology Criteria for Adverse Events v4.0 (CTCAE) AE 
term 
• Event onset date and event ended date 
• Severity grade 
• Attribution to study agent (relatedness) 
• Whether or not the event was reported as a serious adverse event 
(SAE) 
• Whether or not the subject dropped due to the event 
• Action taken with the study agent 
• Outcome of the event 
• Comments 
 
11.1.3  Severity of AEs 
 
 
 
11.1.3.1 Identify the adverse event using the NCI Common Terminology Criteria for 
Adverse Events (CTCAE) version 4.0.  The CTCAE provides descriptive 
terminology and a grading scale for each adverse event listed.  A copy of 
the CTCAE can be found at 
http://ctep.cancer.gov/protocolDevelopment/electronic_applications/ctc.htm 
 
AEs will be assessed according to the CTCAE grade associated with the 
AE term.  AEs that do not have a corresponding CTCAE term will be 
assessed according to the general guidelines for grading used in the 
CTCAE v4.0. as stated below.  
 

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CTCAE v4.0 general severity guidelines:  
 
*Instrumental ADL refers to preparing meals, shopping for groceries or clothes, using the telephone, managing 
money, etc. 
 
**Self-care ADL refers to bathing, dressing and undressing, feeding self, using the toilet, taking medications, and not 
bedridden. 
 
11.1.4 Assessment of relationship of AE to treatment 
 
 
The possibility that the adverse event is related to study agent will be classified 
as one of the following: not related, unlikely, possible, probable, definite. 
  
11.1.5 Follow-up of AEs 
 
All AEs, including lab abnormalities that in the opinion of the investigator are 
clinically significant, will be followed according to good medical practices and 
documented as such. 
 
11.2  Serious Adverse Events  
 
11.2.1 DEFINITION: Fed. Reg. 75, Sept. 29, 2010 defines SAEs as those events, 
occurring at any dose, which meet any of the following criteria: 
• 
Results in death 
• 
Is life threatening (Note: the term life threatening refers to an event in which 
the patient was at risk of death at the time of the event; it does not refer to an 
event that hypothetically might have caused death if it were more severe). 
• 
Requires inpatient hospitalization or prolongation of existing hospitalization 
• 
Results in persistent or significant incapacity or substantial disruption of the 
ability to conduct normal life functions 
• 
Is a congenital abnormality/birth defect 
• 
Important medical events that may not result in death, be life-threatening or 
require hospitalization may be considered serious when, based upon 
appropriate medical judgment, they may jeopardize the patient or subject and 
may require medical or surgical intervention to prevent one of the outcomes 
listed. 
Grade 
Severity 
Description  
1 
Mild 
Mild; asymptomatic or mild symptoms; clinical or diagnostic 
observations only; intervention not indicated. 
2 
Moderate 
Moderate; minimal, local or noninvasive intervention indicated; 
limiting age-appropriate instrumental activities of daily living 
(ADL)*. 
3 
Severe 
Severe or medically significant but not immediately life-
threatening; 
hospitalization or prolongation of hospitalization indicated; 
disabling; limiting self-care ADL**. 
4 
Life-threatening 
Life-threatening consequences; urgent intervention indicated. 
5 
Fatal 
Death related to AE. 

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11.2.2 Reporting SAEs to DCP 
 
11.2.2.1 The Consortium Lead Organization and all Participating Organizations will 
report SAEs on the DCP SAE form found at 
http://prevention.cancer.gov/files/clinical-trials/SAE_form.doc. 
 
11.2.2.2 Contact the DCP Medical Monitor by phone within 24 hours of knowledge of 
the event.  
 
Howard Parnes, MD 
Prostate and Urologic Cancer Research Group 
Division of Cancer Prevention, National Cancer Institute, NIH, DHHS 
Shady Grove Campus 
9609 Medical Center Dr., Suite 5E-302 
Rockville, MD 20850 
parnesh@mail.nih.gov 
(240) 276-7045 
 
 
 
 
 
Include the following information when calling the Medical Monitor: 
 
• 
Date and time of the SAE 
• 
Date and time of the SAE report 
• 
Name of reporter 
• 
Call back phone number 
• 
Affiliation/Institution conducting the study 
• 
DCP protocol number 
• 
Title of protocol 
• 
Description of the SAE, including attribution to drug 
 
11.2.2.3 A written SAE report will be faxed to the DCP Medical Monitor within 48 
hours of learning of the event using the paper SAE form.  PO’s will submit 
their written report to the CLO for review via fax (608-265-3287) or e-mail 
(prevention@uwcarbone.wisc.edu).  Staff at the CLO will review the SAE 
report form and will return it to the PO if any revisions are required.  Once 
approved, the CLO will FAX the report to the DCP Medical Monitor and to 
DCP’s Regulatory Contractor, CCS Associates, at (650) 691-4410 (phone: 
(650) 691-4400) or e-mailed to safety@ccsainc.com.  
   
11.2.2.4 The DCP Medical Monitor and regulatory staff will determine which SAEs 
require FDA submission. 
 
11.2.2.5 The Lead Organization and all Participating Organizations will comply with 
applicable regulatory requirements related to reporting SAEs to the 
IRB/IEC.  
 
11.2.2.6 Follow up of SAE 
 
 
 
 
 PO staff should send follow-up reports as requested when additional 
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DCP SAE form in the appropriate format. Any information that is added to 
the report should be circled and dated.  Any information that is deleted from 
the original report should be struck through and dated.  Follow-up 
information should be sent to DCP as soon as available. PO’s will submit 
their follow-up forms to the CLO for review.  Once approved, the CLO will 
submit the follow-up form to the DCP.  SAEs will be followed until resolution 
to baseline, or until the study is closed to accrual, whichever comes first. 
 
 
12. STUDY MONITORING 
 
12.1 Data Management 
 
All of the procedures outlined in the University of Wisconsin chemoprevention 
consortium standardized Data Management Plan (approved 06/03/2013) will be 
followed in this protocol.  Please refer to this document for additional details on data 
management procedures. 
 
This study will report clinical data using the CLO’s OnCore database (a web-based 
clinical trials/database). OnCore will be the database of record for the protocol and 
subject to NCI and FDA audit. Data entry will be performed at the CLO where staff is 
trained in OnCore per our DMP and applicable regulatory requirements such as 21 
CFR; Part 11. 
 
In order to standardize the collection of information, the CLO will provide POs with 
protocol specific Visit Guides. 
 
12.2 Case Report Forms 
 
Participant data will be documented in the University of Wisconsin’s OnCore 
database using protocol-specific electronic case report forms (e-CRFs) developed 
from the standard set of DCP Chemoprevention CRF Templates and utilizing NCI-
approved Common Data Elements (CDEs).  CLO staff will enter data into OnCore 
and transfer to Federal Security Compliant formats for transmission to DCP 
according to pre-established DCP standards and procedures. Amended e-CRFs will 
be submitted to the DCP Protocol Information Office for review and approval. 
.   
12.3 Source Documents 
 
In order to standardize the collection of study data, the CLO will provide POs with 
study-specific Visit Guides.  These Visit Guides will provide instructions for 
conducting each study contact and specific details on the data to be collected and 
reported at each contact.   All data reported must be documented either on a clinical 
primary source document (physician’s notes, medication lists, nurse’s and study 
coordinator’s notes, pathology reports, operative reports, etc.,)or on the documents 
provided with the Visit Guides.  All source documents must be signed by the staff 
that collected or elicited the information in the source documents.  Source 
documents will be completed at each PO, then submitted to the CLO (either by fax, 
e-mail or US mail) for entry into the Oncore database.   

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12.4 Data and Safety Monitoring Plan 
 
All of the procedures outlined in the University of Wisconsin Chemoprevention 
Consortium Phase I & II Clinical Trials of Cancer Chemoprevention Agents Data and 
Safety Monitoring Plan version 2: 01/19/2013 (DCP Approved 02/26/2013)  will be 
followed in this protocol.  The UW Chemoprevention Consortium Data and Safety 
Monitoring Committee will meet approximately every 6 months to review all data from 
ongoing consortium studies. In open session (may be attended by any member of 
the Consortium study teams in addition to the Consortium statistician), issues 
relating to the general conduct and progress of the study will be discussed (e.g. 
accrual, quality control, compliance with protocol, currency of follow-up, 
comparability of groups on baseline factors etc.).  In closed session DSMC members 
and the Consortium statistician only review protocol safety data and efficacy 
endpoint, (if relevant). The data will be presented by coded treatment arm.  The 
codes are accessible to the DSMC at any time if needed.  
 
 
 
12.5  Sponsor or FDA Monitoring 
 
The NCI, DCP (or their designee), pharmaceutical collaborator (or their designee), or 
FDA may monitor/audit various aspects of the study. These monitors will be given 
access to facilities, databases, supplies and records to review and verify data 
pertinent to the study.  
 
 
12.6 Record Retention 
 
Clinical records for all participants, including all source documentation (containing 
evidence to study eligibility, history and physical findings, laboratory data, results of 
consultations, etc.), as well as IRB records and other regulatory documentation will 
be retained by the Investigator in a secure storage facility in compliance with Health 
Insurance Portability and Accountability Act (HIPAA), Office of Human Research 
Protections (OHRP), Food and Drug Administration (FDA) regulations and 
guidances, and NCI/DCP requirements, unless the standard at the PO is more 
stringent. The records for all studies performed under an IND will be maintained, at a 
minimum, for two years after the approval of a New Drug Application (NDA). For 
NCI/DCP, records will be retained for at least three years after the completion of the 
research. NCI will be notified prior to the planned destruction of any materials. The 
records should be accessible for inspection and copying by authorized persons of 
the Food and Drug Administration. If the study is done outside of the United States, 
applicable regulatory requirements for the specific country participating in the study 
also apply. 
 
12.7 Cooperative Research and Development Agreement (CRADA)/Clinical 
            Trials Agreement (CTA) 
 
This section is not applicable.   
 

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13. STATISTICAL CONSIDERATIONS 
 
13.1 Study Design/Endpoints 
 
This is a Phase IIA randomized, placebo-controlled, double-blind trial of modulation 
of intermediate endpoint biomarkers by PFE as POMx™in subjects undergoing AS 
for low grade, early stage prostate cancer for 12 months.  Participants will be 
randomized to placebo or PFE as POMx™ given for 12 months in a 1:1 ratio 
stratified by tumor volume. 
 
The primary endpoint for modulation of intermediate endpoint biomarkers will be the 
change in the plasma levels of IGF-1 by a quantitative assay (ELISA) from pre-study 
to post-treatment.   
 
The secondary endpoints include compliance and toxicity over the study duration, 
plasma biomarkers such as IGFBP-3, IGF-1/IGFBP-3 ratio, total PSA (serum), tissue 
(normal, normal adjacent to tumor, and abnormal prostate) biomarkers such as PSA, 
IGF-1, IGFBP-3, apoptosis ( CASPASE 3), Ki-67, IGF-1R, 80HdG, and AR.  Also, 
the following PFE constituents/metabolites will be measured for evidence of 
accumulation (trough levels):  ellagic acid, dimethyl ellagic acid, dimethyl ellagic acid 
glucuronide (DMEAG), urolithin A, urolithin A glucuronide, urolithin B and urolithin B 
glucuronide. 
 
The primary analysis will be a comparison of change in IGF-1 plasma levels from 
pre-study to post-study, based on two-sample t-test with normalizing transformation if 
necessary or Wilcoxon rank-sum test.  
 
13.2  Sample Size/Accrual Rate  
  
The sample size for each group is based on comparing the change in IGF-1 levels 
between the PFE and placebo arms.  According to ELISA assay analysis, this 
primary endpoint can be considered a continuous random variable.  The sample size 
justification is thus based on a two-tailed two-sample t-test of the difference between 
the two groups at a significance level of 0.05.  In order to detect an effect size of 
1.10, i.e. the difference in the mean change between the two groups of 1.10 
standard deviations, with power 0.80, or an effect size of 1.17 with power 0.85, the 
trial requires an effective sample size of 14 per group.  Assuming a random dropout 
of up to 5%, 15 subjects per group will be enrolled for a total of 30 subjects for this 
exploratory study.   
 
There will be six organizations participating in the study.  With each PO randomizing 
one participant per month, a conservative estimate, the study will enroll the target 
accrual goal of 30 subjects within 6 months.  Considering the usual delay due to 
start-up, it may take up to 18 months.  Each randomized participant will be treated 
with study medication for one year.  We will allow for a study duration of two-three 
years.  
 

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13.3 Randomization and Stratification 
  
 
The randomization will be based on a permuted block of size 4 with stratification by 
tumor volume (< 2 positive cores and < 10% of any biopsy core volume is 
adenocarcinoma vs. >2 positive cores or > 10% of any biopsy core volume is 
adenocarcinoma).   The decision was made not to stratify by PO to avoid problems 
with sparse data. After random permutation of numbers from 1 to 4 in each block, 
incoming subjects in sequence will be randomized to treatment corresponding to the 
permuted numbers in sequence according to the following: placebo for odd number 
and PFE for even number, separately among subjects in the lower and higher tumor 
volume groups. This process will be repeated after every 4 subjects. 
 
13.4 Primary Endpoint(s) 
 
 
The primary endpoint of the study is the difference in plasma levels of Insulin-like 
Growth Factor (IGF)-1 from baseline to end of study (12 months) in subjects 
undergoing AS for early stage prostate cancer.  For the primary comparison, the 
difference between the placebo group and the PFE group will be tested using a two-
sample t-test with normalizing transformation if necessary or Wilcoxon rank-sum test. 
 
13.5 Secondary Objectives 
 
For the secondary objectives, we will compare compliance and toxicities for a once 
daily oral administration over a 12-month period of time between the PFE and 
placebo groups.  We will compare the modulation of the following biomarkers with 
response to PFE versus placebo: plasma biomarkers, including IGF-1/IGFBP-3 ratio, 
total serum PSA and normal and abnormal prostate tissue biomarkers, including 
PSA, IGFBP-3, apoptosis ( CASPASE 3), Ki-67, IGF-1R, 80HdG and androgen 
receptor.  We will also compare PFE constituents/metabolites for evidence of 
accumulation (trough levels):  ellagic acid, dimethyl ellagic acid, dimethyl ellagic acid 
glucuronide (DMEAG), urolithin A, urolithin A glucuronide, urolithin B and urolithin B 
glucuronide between the treatment groups.  Serum testosterone levels will also be 
measured. 
 
For secondary objectives, all measurements and changes in measurements of 
interest will be summarized by treatment arm (and, if applicable, by visit) with 
appropriate descriptive statistics. Compliance, in terms of the number of pills missed, 
will be summarized by treatment arm with descriptive statistics, and tested for 
imbalance using Wilcoxon rank-sum test.  Patient toxicity throughout the study will be 
summarized in several ways; the presence or absence of any toxicities, worst 
CTCAE grade, and strongest investigator-defined relationship will all be examined 
and characterized by treatment arm, and analyzed appropriately (Wilcoxon rank-sum 
for ordinal data, Fisher’s exact test for dichotomous data, and log rank test for time to 
event data).  We will examine the differences between the groups for the change 
from baseline for serum biomarkers, tissue biomarkers, and PFE 
constituents/metabolites with the appropriate tests; for dichotomous data we will use 
Fisher’s exact test, for ordinal data we will use Wilcoxon rank-sum test, and for 
continuous data, and a two-sample t-test with normalizing transformation if 
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We are also interested in the correlation of the markers and expression data with 
plasma IGF-1 and serum PSA doubling time.  These will be tested with Pearson and 
Spearman correlation coefficients as appropriate; regression models will be 
developed to test if there is a significant relationship in the presence of treatment 
effect.  Beyond the correlations with the primary endpoint, we are interested in 
exploratory analyses of the interplay various markers have with each other, and 
quantifying the individual contributions each make, along with baseline 
characteristics toward IGF-1 and PSA doubling time: we are interested in examining 
the complex pathways associated with the chemopreventive activities.  In working 
toward the goal of obtaining an understanding of these relationships, we will explore 
the correlations and characterize the relationships among the plasma levels of the 
various biomarkers, the tissue biomarker measurements in normal and malignant 
tissue and the levels of genetic expression.  Where possible, these analyses will be 
performed on location-matched pre- and post-treatment tumor and benign cores.  
When there is not a location match, we will select a post-treatment core from the 
nearest possible location in the prostate.  In all cases, the post-treatment tumor core 
selected for match analysis will be of the same Gleason grade as the pre-treatment 
core. In addition to analyzing the expression of the selected biomarkers in pre- post-
treatment matched tumor and benign cores, we will further characterize the 
expression of these markers across the prostate by analyzing all biopsy cores that 
contain cancer.  Statistical techniques that may be used include, but are not limited 
to, Pearson and Spearman correlation analysis and multivariate regression 
techniques with possible transformation of the data if necessary. 
 
 
13.6 Reporting and Exclusions 
 
As the nature of this study is exploratory, intent-to-treat should not be used as a 
principal analysis criterion.  Nevertheless, no subjects will be excluded from the 
analysis and reporting, except for obvious random dropouts and for those who never 
took the protocol treatment.  
 
Compliance with the protocol treatment will be measured in the form of pill counts, 
but the information will not be used for the primary analysis. There will be no 
imputation of missing data for both the primary and the secondary endpoints. 
 
 
13.7 Evaluation of Toxicity 
 
All participants receiving any protocol treatment will be evaluated for toxicity from the 
time of their first dose of placebo or PFE up to the time of biopsy according to the 
NCI's Common Terminology Criteria for Adverse Events (CTCAE) version 4.0. 
 
13.8 Evaluation of Response 
 
 
For the primary analysis comparing the change in the IGF-1/IGFBP-3 ratio from pre-
study to post-study biopsies, the as-treated analysis will be used. All of the 
participants who met the eligibility criteria, with the exception of those who did not 
receive study agent, will be included in the main analysis. Random dropouts will be 
excluded.  
 

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13.9  Interim Analysis 
 
Interim analysis will be performed at a regular schedule to document study progress 
and to review safety data. This will be performed by an unblinded statistician who is 
not connected with the day-to-day operation of the study; the regular study staff will 
not be unblinded. There is no plan for interim analysis for efficacy data. Results of 
interim analyses of safety data will be reported to the Consortium's data and safety 
monitoring board for review at approximately six month intervals. They will be in 
charge of reviewing safety information, including adverse events, serious adverse 
events, and death data, and making a judgment as to the advisability of continuation. 
There will be no hard and fast criteria set for the safety analysis.  
 
13.10 Ancillary Studies 
 
No ancillary studies are planned.  
 
14. ETHICAL AND REGULATORY CONSIDERATIONS 
 
14.1 Form FDA 1572 
 
 
Prior to initiating this study, the Protocol Lead Investigator at the Lead and 
Participating Organization(s) will provide a signed Form FDA 1572 stating that the 
study will be conducted in compliance with regulations for clinical investigations.  All 
investigators at the organization that will participate in the protocol will be listed on 
the Form in addition to all personnel directly involved in the performance of 
procedures required by the protocol and the collection of data. 
 
14.2 Other Required Documents (each organization participating in this protocol, 
including the Lead Organization, must submit the following before their site can be 
opened to accrual) 
 
14.2.1 Signed and dated current (within two years) CV or biosketch for all staff listed on 
the Form FDA 1572 and Delegation of Tasks Form. 
 
14.2.2 Current medical licenses for all study personnel listed on Form FDA 1572 and 
the Delegation of Tasks Form whose position requires they hold a current 
medical license (ex. physician, dentist, nurse, pharmacist).  
 
14.2.3 Lab certification (e.g., CLIA, CAP) and lab normal ranges for all labs listed on 
Form FDA 1572.  
 
14.2.4 Documentation of training in “Protection of Human Research Subjects” for all 
study personnel listed on the FDA Form 1572 and Delegation of Tasks Form. 
 
14.2.5 Documentation of Federalwide Assurance (FWA) number. 
 
14.2.6 Signed Investigator’s Brochure/Package Insert acknowledgement form. 
 

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14.2.7 Delegation of Tasks Form signed by the Lead Investigator for each site and 
initialed by all study personnel listed on the form. 
 
14.2.8 Signed and dated NCI, DCP Financial Disclosure Form for all study personnel 
listed on Form 1572.  
 
14.2.9 IRB Membership list/letter. 
 
14.3 Institutional Review Board Approval 
 
Prior to initiating the study and receiving agent, the Investigators at the Lead 
Organization and the Participating Organization(s) will obtain written approval to 
conduct the study from the appropriate IRB. Should changes to the study become 
necessary, protocol amendments will be submitted to the DCP PIO according to 
DCP Amendment Guidelines. The DCP-approved amended protocol must be 
approved by the IRB prior to implementation 
 
14.4 Informed Consent 
 
All potential study participants will be given a copy of the IRB-approved Informed 
Consent to review. Study staff will explain all aspects of the study in lay language 
and answer all questions regarding the study. If the participant decides to participate 
in the study, he/she will be asked to sign and date the Informed Consent document. 
The study agent(s) will not be released to a participant who has not signed the 
Informed Consent document. Subjects who refuse to participate or who withdraw 
from the study will be treated without prejudice. 
 
Participants will be provided the option to allow the use of the blood and urine 
samples collected at each study visit, and tissues obtained during prostate biopsies 
or prostate surgery for further research purposes. Statement of this option is included 
in the informed consent document. 
 
Prior to study initiation, the informed consent document will be reviewed and 
approved by NCI, DCP, the Consortium Lead Organization, and the IRB at each 
Organization at which the protocol will be implemented. Any subsequent changes to 
the informed consent must be approved by NCI, DCP, the Consortium Lead 
Organization’s IRB, and then submitted to each organization’s IRB for approval prior 
to initiation. 
 
14.5 Submission of Regulatory Documents 
 
All regulatory documents will be collected by the CLO and reviewed for 
completeness and accuracy. Once the CLO has received complete and accurate 
documents from a participating organization, they will forward the regulatory 
documents to the DCP Regulatory Contractor: 
 
Paper Document/CD-ROM Submissions: 
Manager, Regulatory Affairs 
CCS Associates 

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1923 Landings Drive 
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Phone: 650-691-4400 
Fax: 650-691-4410 
 
E-mail Submissions: regulatory@ccsainc.com 
 
Regulatory documents that do not require an original signature may be sent 
electronically to the CLO for review.  The CLO will forward the documents 
electronically to the DCP Regulatory Contractor. 
 
14.6 Other 
 
This trial will be conducted in compliance with the protocol, Good Clinical Practice 
(GCP), and the applicable regulatory requirements. 
 
15. FINANCING,  EXPENSES, AND/OR INSURANCE 
 
The following procedures/tests are considered standard of care.  The associated fees 
will be billed to the participant or his insurer: 
 
• 
The clinical total serum PSA tests performed at the baseline, Week 13, Week 26, 
Week 39 and Week 52 or end of study therapy visits. 
• 
The Baseline, Week 26, and Week 52 clinic visits with physical examination by a 
study doctor. 
• 
The pre-study biopsy and the Week 52 (or end of study therapy) biopsy or 
prostate surgery. 
 
The following costs will be paid for by the study contract.  These are not billed to the 
participant or his insurer: 
 
• 
The study agent/placebo 
• 
The Week 13 and Week 39 study visits 
• 
Clinical safety labs 
• 
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16.  REFERENCES 
 
Adhami VM, Khan N, and Mukhtar H.  Cancer Chemoprevention by Pomegranate: Laboratory 
 
and Clinical Evidence Nutrition and Cancer, 2009;61(6), 811–815 
 
 
Aviram M, Rosenbalt M, Gaitini D, et al. Pomegranate juice consumption for 3 years by patients 
with carotid artery stenosis reduces common carotid intima-media thickness, blood pressure 
and LDL oxidation. ClinNutr 2004;23:423-33 
 
Bell C and Hawthorne S.   Ellagic acid, pomegranate and prostate cancer — a mini review.  
Journal of Pharmacy and Pharmacology 2008, 60:139-144. 
 
 
Bettuzi S, Brausi M, Rizzi F, Castagnetti G, Peracchia G, Corti A. Chemoprevention of human 
prostate cancer by oral administration of green tea catechins in volunteers with high-grade 
prostate intraepithelial neoplasia: a preliminary report from a one-year proof-of-principle study. 
Cancer Res 66(2):1234-40, 2006.  
 
Bill-Axelson A, Holmberg L, Ruutu M, Garmo H, Stark JR, Busch C, Nordling S, Häggman M, 
Andersson S-O, Bratell S, Spångberg A, Palmgren U, Steineck G, Adami H-O, and Johansson 
J-E.  Radical Prostatectomy versus Watchful Waiting in Early Prostate Cancer  N Engl J Med 
2011;364:1708-17. 
 
Brawley OW, Barnes S, and Parnes H. The future of prostate cancer prevention. Ann NY Acad 
Sci 952:145-52, 2001. 
 
Carducci, M. An Update on Pomegranate Juice/Extract in Prostate Cancer. 16th Annual 
Scientific Retreat / Prostate Cancer Foundation: State of the Science, 2009. 
 
Carter HB, Walsh PC, Landix P, Epstein JI. Expectant management of non-palpable prostate 
cancer with curative intent: Preliminary results. J Urol  167, 1231–1234, 2002 
 
Cooperberg MR, Lubeck DP, Meng MV, Mehta SS, Carroll PR. The changing face of low-risk 
prostate cancer: trends in clinical presentation and primary management. J Clin Oncol 22: 2141 
– 9, 2004. 
 
Findlay JW, Smith WC, Lee JW, Nordblom GD, Das I, DeSilva BS, Khan MN, Bowsher RR. 
Validation of immunoassays for bioanalysis a pharmaceutical industry perspective. J Pharm 
Biomed Anal 21(6):1249-73, 2000. 
 
 
Fuhrman B, AviramM. Flavonoids protect LDL from oxidation and attenuate atherosclerosis. 
Curr Opin Lipidol 2001;12:41-8. 
 
 
Gil MI, Tomas-Barberan FA, Hess-Pierce B, Holcroft DM, Kader AA. Antioxidant activity of 
pomegranate juice and its relationship with phenolic composition and processing. J Agric Food 
Chem 2000;48: 4581-9. 
 
Giovannini S, Cesari M, Marzetti E, Leeuwenburgh C, Maggio M, Pahor M. Effects of ACE-
inhibition on IGF-1 and IGFBP-3 concentrations in older adults with high cardiovascular risk 
profile. J Nutr Health Aging 14:457-60, 2010. 

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Hong MY, Seeram NP, and Heber D. Pomegranate polyphenols down regulate expression of 
androgen-synthesizing genes in human prostate cancer cells overexpressing the androgen 
receptor. J Nutr Biochem 19, 848–855, 2008 (PMID 18479901) 
 
Horwich A, Parker C, Kataia V. Prostate cancer: ESMO Clinical Recommendations for 
diagnosis, treatment and follow-up. Annals of Oncology 20:76-78, 2009 
 
Huang W, Hennrick K, Drew S. A colorful future of quantitative pathology: validation of Vectra 
technology using chromogenic multiplexed immunohistochemistry and prostate tissue 
microarrays.Hum Pathol. 2013 Jan;44(1):29-38.  
 
 
Huang, W., et al., Oncocytoma can be differentiated from its renal cell carcinoma mimics by a 
panel of markers: an automated tissue microarray study. Appl Immunohistochem Mol Morphol, 
2009. 17(1): p. 12-7. 
 
Jemal A, Siegel R, Ward E, Hao Y, Xu J, Murray T, Thun MJ. Cancer Statistics, 2008. CA 
Cancer J Clin 58(2):71-96, 2008. 
 
Jurenka, J.  Therapeutic Applications of Pomegranate (Punica granatum L.): A Review. Altern 
Med Rev 2008;13(2):128-144. 
 
Kasimsetty SG, Bialonska D, Reddy MK, Thornton C, Willett KL, Ferreira D. Effects of 
Pomegranate Chemical Constituents/Intestinal Microbial Metabolites on CYP1B1 in 22Rv1 
Prostate Cancer Cells J. Agric. Food Chem. 2009, 57, 10636–10644. 
 
Klotz L. Active Surveillance for Prostate Cancer: For Whom?  J Clin Oncol 23:8165-8169, 2005. 
 
Koistinen H, Paju A, Koistinen R, Finne P, Lövgren J, Wu P, et al. Prostate-specific antigen and 
other prostate-derived proteases cleave IGFBP-3, but prostate cancer is not associated with 
proteolytically cleaved circulating IGFBP-3. Prostate. 2002;50(2):112-8. 
 
Koyama S, Cobb LJ, Mehta HH, Seeram NP, Heber D, Pantuck AJ, Cohen P. Pomegranate 
extract induces apoptosis in human prostate cancer cells by modulation of the IGF–IGFBP axis. 
Growth Hormone & IGF Research 20 (2010) 55–62. 
 
 
Lieberman R. Prostate cancer chemoprevention: Strategies for designing efficient clinical trials. 
Urology 57(4 Suppl 1):224-9, 2001. 
 
Lippert MC, McLain R, Boyd JC, Theodorescu D. Alternative medicine use in patients with 
localized prostate carcinoma treated with curative intent. Cancer;86:2642– 8, 1999. 
Life Sciences 68(10):1207-1214, 2001. 
 
Longtin R. The pomegranate: nature’s power fruit? JNatl Cancer Inst 2003;95:346-8. 
 
McLarty J, Bigelow RLH, Smith M, Elmajian D, Ankem M, Cardelli JA. Tea Polyphenols 
Decrease Serum Levels of Prostate-Specific Antigen, Hepatocyte Growth Factor, and Vascular 
Endothelial Growth Factor in Prostate Cancer Patients and Inhibit Production of Hepatocyte 
Growth Factor and Vascular Endothelial Growth Factor In vitro. Cancer Prev Res 2:673-82, 
2009. 

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Malik A, Afaq F, Sarfaraz S, Adhami VM, Syed DN, and Mukhtar H. Pomegranate fruit juice for 
chemoprevention and chemotherapy of prostate cancer. PNAS 2005, 102:14813-14818. 
 
Mertens-Talcott SU, Jilma-Stohlawetz P, Rios J, et al. Absorption, metabolism, and antioxidant 
effects of pomegranate (Punica granatum L.) polyphenols after ingestion of a standardized 
extract in healthy human volunteers. J Agric Food Chem 2006;54:8956-8961. 
 
Mikami K, Ozasa K, Nakao M, Miki T, Hayashi K, Watanabe Y, Mori M, Sakauchi F, Washio M, 
Kubo T, Suzuki K, Wakai K, Nakachi K, Tajima K, Ito Y, Inaba Y, Tamakoshi A. Prostate Cancer 
Risk in Relation to Insulin-like Growth Factor (IGF-1) and IGF-binding Protein-3: A nested case-
control study in a large scale cohort study in Japan. Asian Pacific J Cancer Prev 10:57-61, 
2009. 
 
 
Miller DC, Gruber SB, Hollenbeck BK, Montie JE, Wei JT. Incidence of Initial Local  
Therapy among Men with Lower-Risk Prostate Cancer in the United States. J Natl Cancer Inst 
98:1134-41, 2006.  
 
 
Miller PE, Vasey JJ, Short PF, Hartman TJ.  Dietary Supplement Use in Adult Cancer Survivors. 
Oncology Nursing Forum 36:61-8, 2009. 
 
 
Mirmiran P, Fazeli MR, Asghari G, Shafiee A and Azizi F.  Effect of pomegranate seed oil on 
hyperlipidaemic subjects: a double-blind placebo-controlled clinical trial.  British Journal of 
Nutrition (2010), 104, 402–406.  
 
Nam RK, Fleshner N, Rakovitch E, Klotz L, Trachtenberg J, Choo R, Morton G, Danjoux C. 
Prevalence and patterns of the use of complementary therapies among prostate cancer 
patients: an epidemiologic analysis. J Urol.;161:1521–1524, 1999. 
 
 
Nelson WG, Wilding G. Prostate cancer prevention agent development: criteria and pipeline for 
candidate chemoprevention agents. Urology 57(Suppl 4A): 56-63, 2001. 
 
 
Paller CJ, Ye X, Wozniak PJ, Gillespie BK, Sieber PR, Greengold RH, Stockton BR, Hertzman 
BL, Efros MD, Roper, RP, Liker HR and Carducci MA. A Randomized Phase II Study of 
Pomegranate Extract for Men with Rising PSA Following Initial Therapy for Localized Prostate 
Cancer. Prostate Cancer and Prostatic Dis 2012, June 12; 1-6. 
 
 
 
 
 
Pantuck, AJ, Leppert JT, Zomorodian N, Aronson W, Hong J, Barnard RJ, Seeram N, Liker H, 
Wang H, Elashoff R, Heber D, Aviram M, Ignarro L, Belldegrun A. Phase II Study of 
Pomegranate Juice for Men with Rising Prostate-Specific Antigen following Surgery or Radiation 
for Prostate Cancer. Clin Cancer Res 2006;12:4018-4026. 
 
 
Rollison DE, Giuliano AR, Risendal BC, Sweeney C, Boulware D, Laronga C, Baumgartner KB, 
Byers T, Slattery ML. Serum insulin-like growth factor (IGF-1) and the IGF binding protein-3 in 
relation to breast cancer among Hispanic and white, non-Hispanic women in the US Southwest. 
Breast Cancer Res Treat 121:661-669, 2010. 
 

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 Rowlands M, Gunnell D, Harris R, Vatten LJ, Holly JMP, Matin RM. Circulating insulin-like 
growth factor peptides and prostate cancer risk: a systematic review and meta-analysis. Int J 
Cancer. 2009;124(10):2416-29. 
 
Schayek H, Seti H, Greenberg NM, Sun S, Werner H, Plymate SR. Differential regulation of 
insulin-like growth factor-I receptor gene expression by wild type and mutant androgen receptor 
in prostate cancer cells.  Mol Cell Endocrinol. 2010 Jul 29;323(2):239-45.  
 
 
Seeram NP, Henning SM, Yanjun Z, Suchard M, Zhaoping L, Heber D. Pomegranate Juice 
Ellagitannin Metabolites are Present in Human Plasma and Some Persist in Urine for up to 48 
Hours. J. Nutr 2006;136:1481-5. 
 
Tosoian JJ, Trock BJ, Landis P, Feng Z, Epstein JI, Partin AW, Walsh PC, Carter HB. Active 
Surveillance Program for Prostate Cancer: An Update of the Johns Hopkins Experience. J Clin 
Oncol 29:2185-2190, 2011. 
 
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Diagnosis: A Systematic Review. J Clin Oncol 26:665-673, 2008. 
 
Warlick C, Trock BJ, Landis P, Epstein JI, Carter HB. Delayed Versus Immediate Surgical 
Intervention and Prostate Cancer Outcome.  J Natl Cancer Inst;98:355 – 7, 2006. 
 
Wilt, TJ; Brawer, MK. The Prostate Cancer Intervention Versus Observation Trial: a randomized 
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clinically localized prostate cancer. J Urol. 152(5 Pt 2):1910-4, 1994. 
 
Wu JD, Haugk K, Woodke L, Nelson P, Coleman I, Plymate SR. Interaction of IGF Signaling and 
the Androgen Receptor in Prostate Cancer Progression. Journal of Cellular Biochemistry 
99:392–401 (2006). 
Yu H, Rohan T. Role of the insulin-like growth factor family in cancer development and 
progression. J Natl Cancer Inst 92(18):1472-89, 2000. 
 
Zhang L, Loblaw A, Klotz L. Modeling prostate specific antigen kinetics in patients on active 
surveillance. J Urol. 176(4 Pt 1):1392-7, 2006. 
 
 
  
 
 
 
 

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APPENDIX A 
 
Performance Status Criteria 
 
 
ECOG Performance Status Scale 
 
 
Karnofsky Performance Scale 
Grade 
Descriptions 
Percent 
Description 
0 
Normal activity. Fully active, able to carry 
on all pre-disease performance without 
restriction. 
100 
Normal, no complaints, no evidence of 
disease. 
90 
Able to carry on normal activity; minor 
signs or symptoms of disease. 
1 
Symptoms, but ambulatory. Restricted in 
physically strenuous activity, but 
ambulatory and able to carry out work of 
a light or sedentary nature (e.g., light 
housework, office work). 
80 
Normal activity with effort; some signs 
or symptoms of disease. 
70 
Cares for self, unable to carry on 
normal activity or to do active work. 
2 
In bed <50% of the time. Ambulatory and 
capable of all self-care, but unable to 
carry out any work activities. Up and 
about more than 50% of waking hours. 
60 
Requires occasional assistance, but is 
able to care for most of his/her needs. 
50 
Requires considerable assistance and 
frequent medical care. 
3 
In bed >50% of the time. Capable of only 
limited self-care, confined to bed or chair 
more than 50% of waking hours. 
40 
Disabled, requires special care and 
assistance. 
30 
Severely disabled, hospitalization 
indicated. Death not imminent. 
4 
100% bedridden. Completely disabled. 
Cannot carry on any self-care. Totally 
confined to bed or chair. 
20 
Very sick, hospitalization indicated. 
Death not imminent. 
10 
Moribund, fatal processes progressing 
rapidly. 
5 
Dead. 
0 
Dead. 
 
 
 

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APPENDIX B 
Informed Consent Form Template 
 
Site Name 
 
Research Subject Information and Consent Form 
 
Study Title: UWI2013-00-01: A Phase II Exploratory, Randomized, Placebo-controlled, 
Trial of Pomegranate Fruit Extract/POMx™ in Subjects with Clinically Localized Prostate 
Cancer Undergoing Active Surveillance 
 
Study Investigator: Name 
 
Invitation/Summary 
 
This is a clinical trial, which is a type of research study.  Your doctor will explain the clinical 
trial to you.  Clinical trials include only people who choose to take part in the research.  Please 
take your time to make your decision about taking part.  You may discuss your decision with 
your friends and family.  You can also discuss it with your health care team.  If you have any 
questions, you can ask your study doctor for more explanation.  
 
Why is this study being done? 
 
We are looking for ways to prevent prostate cancer in the future.  This study involves taking a 
substance found in pomegranates, called Pomegranate Fruit Extract (PFE)/POMx™.   We hope 
to learn more about what effects, good and/or bad this medication may have on the body, and 
what effects it may have in preventing prostate cancer.  In this study, we want to find out if there 
is a difference in the level of PFE found in the blood, urine and prostate tissue between people 
taking a placebo (“sugar pill”) versus those taking POMx™.   
  
You are eligible to take part in this research study because you have been diagnosed with 
prostate cancer and have decided to choose observation as your treatment option.    
 
How many people will take part in this study? 
 
Thirty people will take part in this study.  About 8-12 people will take part in this study at the 
University of Wisconsin and about 18-22 people will take part at other sites across the country.  
 
What will happen if I take part in this research study? 
 
In this study we will compare the effects of POMx™ with the effects of a placebo.  A placebo is 
sometimes called a “sugar pill”.  The placebo looks like POMx™ but has no active ingredients.  
If you take part in this study, you will be randomly assigned (by chance, like flipping a coin) to 
take either POMx™ or the placebo. No one, including you, your doctor, and the study staff, will 

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know if you are taking POMx™ or the placebo.  However, if we need to know what someone is 
taking, we can find out right away.   
 
Before you begin the study…  
 
You will need to have some exams and tests at the Clinic Name to find out if you can be in the 
study.   
 
• Blood samples will be taken with a needle from a vein in your arm.  About three 
tablespoons of blood will be taken.  
• Some of this blood will be used to find out if you are healthy enough to be in the 
study; it will be used to look at the health of various organs in your body 
• Some of this blood will be used for research purposes, so we can later compare 
how much PFE is in your system after taking the study medication 
• A Prostate-Specific Antigen (PSA) test will be done.  A PSA test is a blood test 
commonly used in men with prostate cancer to see if the cancer is responding to 
treatment. 
• Urine will be collected for research purposes, so we can later compare how much PFE is 
in your system after taking the study medication. 
• 
A doctor or nurse will ask you questions about your medical history and health, ask 
you about any medications you are taking, and measure your height, weight, blood 
pressure, pulse and temperature. 
• 
A doctor will do a physical exam. 
• 
The doctor will review previous biopsy results to see if you are eligible to be in the 
study. 
   
If the results of your blood tests, physical exam and review of previous biopsy results show that 
you are eligible, and you agree to take part in the study, you will then be assigned to take either 
POMx™ or a placebo every morning, by mouth, for 52 weeks (that is, about one year).  You will 
take one capsule every morning.  
  
Along with the study capsule, you will be given a calendar.  We ask that you use this calendar to 
write down what time you take your study capsule each morning and to write down any side 
effects or health changes you might notice.  You can use this calendar to let us know if you 
missed taking any capsules or if some of the capsules were lost.  We ask you to return this 
calendar and any unused medication and the study medication bottles (even if they are empty) 
when you come back to the clinic at your next visit. 
 
During the study …  
 
After taking the medication for 13 weeks (about three months), you will return to Clinic Name.  
At this visit, the study nurse will take your vital signs (pulse, heart rate and temperature) and 
record your weight.  You will be asked about any changes in your medication, and any side 
effects that you may have had.  Your diary will be reviewed to see if you have been taking the 

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medication correctly.  You will again have about 3 tablespoons of blood taken from a vein in 
your arm.  Some of the blood will be used to see how the medication is affecting your organs, 
some is for research purposes, and some will be used to do a PSA test.  Urine will be collected 
and used for research purposes (to see how much PFE is in your system).  You will be given a 
new bottle of medication and a new diary.  If there are any signs or symptoms concerning for 
worsening cancer, you will be referred to your doctor. 
 
After taking the medication for 26 weeks (about six months), you will return to Clinic Name.  At 
this visit, the doctor will perform a physical exam, to make sure that the prostate cancer is not 
getting worse.  Your vital signs (pulse, heart rate and temperature) will be recorded, as will your 
weight.  You will be asked about any changes in your medication, and any side effects that you 
may have had.  Your diary will be reviewed to see if you have been taking the medication 
correctly.  You will again have about 3 tablespoons of blood taken from a vein in your arm.  
Some of the blood will be used to see how the medication is affecting your organs, some is for 
research purposes, and some will be used to do a PSA test.  Urine will be collected and used for 
research purposes (to see how much PFE is in your system).  You will be given a new bottle of 
medication and a new diary.  If there are any signs or symptoms concerning for worsening 
cancer, you will be referred to your doctor. 
 
After taking the medication for 39 weeks (about nine months), you will return to Clinic Name.  
At this visit, the study nurse will take your vital signs (pulse, heart rate and temperature) and 
record your weight.  You will be asked about any changes in your medication, and any side 
effects that you may have had.  Your diary will be reviewed to see if you have been taking the 
medication correctly.  You will again have about 3 tablespoons of blood taken from a vein in 
your arm, and urine will be collected.  Some of the blood will be used to see how the medication 
is affecting your organs, some is for research purposes, and some will be used to do a PSA test.  
The urine will also be used to see how much PFE is in your system.  You will be given a new 
bottle of medication and a new diary.  If there are any signs or symptoms concerning for 
worsening cancer, you will be referred to your doctor. 
 
At the end of the study…. 
 
You will continue to take the medication until the last day of the study, that is, for 52 weeks 
(about twelve months).  On the last day of the study, you will return to Clinic Name.  At this 
visit, the doctor will perform a physical exam, to make sure that the prostate cancer is not getting 
worse.  Your vital signs (pulse, heart rate and temperature) will be recorded, as will your weight.  
You will be asked about any changes in your medication, and any side effects that you may have 
had.  Your diary will be reviewed to see if you have been taking the medication correctly.  You 
will again have about 3 tablespoons of blood taken from a vein in your arm, and urine will be 
collected.  Some of the blood will be used to see how the medication is affecting your organs, 
some is for research purposes and some will be used to do a PSA test.  The urine will also be 
used to see how much PFE is in your system. 
 
At this visit, your doctor will also perform a yearly prostate biopsy.  This is considered standard 
of care, and is not part of the study.  However, we will collect any left-over prostate tissue to see 

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if taking POMx™ or placebo has affected the prostate tissue, and how the prostate tissue has 
been affected.   
 
Study Calendar 
 
  The study calendar below shows what will happen during the study.   
 
Visit  
       What you do 
Clinic Visit 1  
Read and sign the study consent form. 
Have blood drawn and a PSA test.  
Answer questions about your medical history, current health and medications. 
Have a physical exam done and height and weight, temperature, pulse and blood pressure 
measured.  
Random assignment to POMx™ or placebo 
Clinic Visit 2  
(13 Week Visit, 
or after about 3 
months) 
 
Return to clinic for blood tests, urine collection, and a PSA test. 
Have blood pressure, pulse, temperature and weight measured.   
Bring your study calendar, your study medication bottles and any medication that you 
did not use.  Bring the empty medication bottle if you used all the medication. 
Tell the study staff about any medication changes you have had. 
Tell the study staff about any symptoms, side effects or health changes you have noticed.  
Clinic Visit 3 
(26 Week Visit, 
or after about 6 
months) 
Return to clinic for blood tests, urine collection, and a PSA test.  
Have blood pressure, pulse, temperature and weight measured.   
Doctor will perform physical exam 
Bring your study calendar, your study medication bottles and any medication that you 
did not use.  Bring the empty medication bottle if you used all the medication. 
Tell the study staff about any medication changes you have had. 
Tell the study staff about any symptoms, side effects or health changes you have noticed.  
Clinic Visit 4  
(39 Week Visit, 
or after about 9 
months) 
Return to clinic for blood tests, urine collection, and a PSA test. 
Have blood pressure, pulse, temperature and weight measured.   
Bring your study calendar, your study medication bottles and any medication that you 
did not use.  Bring the empty medication bottle if you used all the medication. 
Tell the study staff about any medication changes you have had. 
Tell the study staff about any symptoms, side effects or health changes you have noticed.  
Clinic Visit 5 
(52 Week Visit, 
or after about 12 
months)  
Return to clinic for blood tests, urine collection, and a PSA test. 
Have blood pressure, pulse, temperature and weight measured.   
Doctor will perform physical exam 
Bring your study calendar, your study medication bottles and any medication that you 
did not use.  Bring the empty medication bottle if you used all the medication. 
Tell the study staff about any medication changes you have had. 
Tell the study staff about any symptoms, side effects or health changes you have noticed.  
Your doctor will perform the yearly prostate biopsy. 
 
How long will I be in the study? 
You will be in the study for about 12 months.   

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Can I stop being in the study? 
Yes.  You can decide to stop at any time.  Tell the study doctor if you are thinking about 
stopping or decide to stop.  He or she will tell you how to stop safely.   If you decide to stop 
taking the study drug, you may still participate in other parts of the study. You will be asked if 
we can still use your medical information, blood and prostate tissue.  It is your choice whether 
you want us to use your information or blood and prostate tissue. If you decide that you do not 
want us to use your information or blood and prostate tissue, we will destroy all of your research 
records and samples. 
 
The study doctor may stop you from taking part in this study at any time if he/she believes 
stopping is in your best interest; if you do not follow the study rules; if the study itself is stopped; 
or if it appears that the prostate cancer is worsening. 
 
What side effects or risks can I expect from being in this study?  
If you choose to take part in this study, there is a risk that you may:  
• Lose time at work or home and spend more time in the clinic than usual attending study 
visits. 
• There is a risk someone could get access to the personal information in your medical 
records or other information researchers have kept about you. Someone might be able to 
trace this information back to you.  The researchers believe the chance that someone will 
identify you is very small, but the risk may change in the future as people come up with 
new ways of tracing information.  The researchers believe the chance these things will 
happen is very small, but cannot promise that they will not occur.  
 
The POMx™ used in this study may affect how different parts of your body work, such as your 
liver, kidneys, heart, and blood. The study doctor will be testing your blood and will let you 
know if changes occur that may affect your health.  
 
There is also a risk that you could have side effects.  
 
Here are important points about side effects: 
• The study doctors do not know who will or will not have side effects. 
• Some side effects may go away soon, some may last a long time, or some may never go 
away.  
• Some side effects may interfere with your ability to have children. 
• Some side effects may be serious and may even result in death.  
 
Here are important points about how you and the study doctor can make side effects less of a 
problem: 
• Tell the study doctor if you notice or feel anything different so they can see if you are 
having a side effect. 
• The study doctor may be able to treat some side effects. 
• The study doctor may adjust the study drugs to try to reduce side effects. 

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The tables below show the most common side effects that we know about POMx™, some of 
which may be serious. There might be other side effects that we do not yet know about. If 
important new side effects are found, the study doctor will discuss these with you.  
 
 
RARE, SOME MAY BE SERIOUS 
In 100 people receiving POMx™, 3 or fewer may have: 
• Diarrhea 
• 
Nausea or vomiting 
• 
Abdominal pain 
• 
Constipation 
• 
Stomach and intestinal problems (mild to moderate) 
 
 
POSSIBLE, SOME MAY BE SERIOUS 
The frequency of some individual side effects has not yet been determined: 
• Chest pain 
• Irregular heart beat 
• Heart failure 
• Respiratory infections 
 
Because your doctors and you have chosen not to treat your prostate cancer at this time, it is 
possible that, over the course of this 12-month trial, taking POMx™ may lower your PSA blood 
levels without preventing the prostate cancer from worsening.  This potential effect could alter or 
delay a decision by your doctor to recommend getting a repeat prostate biopsy prior to your 
scheduled end-of-study prostate biopsy and possibly delay your doctor recommending prostate 
cancer treatment while participating in this study. 
 
Reproductive risks:  You should not father a baby while on this study because it is not known 
how POMx™ can affect an unborn baby.  It is important you understand that, if you can father a 
child, you need to use an effective method of birth control, or abstinence, if your sex partner is a 
woman who can become pregnant.  Each of the following is considered to be an effective 
method of birth control: 
 
• 
Partner’s use of a combined oral contraceptive pill if used for more than 30 days  
• 
Partner’s use of an implanted hormone if in place for more than 30 days  
• 
An implanted device such as an intrauterine device (IUD) used for the purpose of 
contraception 
• 
Vasectomy 
• 
2 barrier methods used together  
o partner’s use of a cervical cap + spermicidal foam 
o partner’s use of a diaphragm + spermicidal foam 
o condom + spermicidal foam 

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Effects of other drugs you may be taking: It is important to tell the doctor or study staff if you 
are taking any prescription or over the counter drugs or herbal supplements.  We will need this 
information to make sure that there is no interaction with the study agents. 
 
Tests done for research only:  During the study, blood and prostate tissue will be taken for 
research purposes only.  We will use these samples of blood to test how much PFE is in the 
blood after taking study medication for about 12 months.  At the end of this form, you will be 
asked if we could use any samples that are left over after this study is done for future research 
projects.  This is optional. 
 
At the end of the study, when the prostate biopsy is performed, we will take left-over prostate 
tissue to test how much PFE is in the prostate tissue, and how it has affected the prostate tissue. 
 
Are there benefits to taking part in the study? 
 
Taking part in this study is not expected to make your health better.  While doctors hope that 
POMx™ will be useful in cancer prevention, there is no proof of this. We do know that the 
information from this study will help doctors learn more about POMx™ as an agent in cancer 
prevention.  This information could help improve the public health. 
 
What other choices do I have if I do not take part in this study? 
 
If you do not take part in this study, your choice is to proceed with observation without 
participating in this study. 
 
Will my medical information be kept private?  
 
We will do our best to make sure that the personal information in your medical record will be 
kept private.  However, we cannot guarantee total privacy.  Your personal information may be 
given out if required by law.  If information from this study is published or presented at scientific 
meetings, your name and other personal information will not be used.  
 
Organizations that may look at and/or copy your medical records for research, quality assurance, 
and data analysis include: 
• Personnel from the University of Wisconsin Comprehensive Cancer Center in charge of 
quality assurance. 
• The Institutional Review Board (IRB) – a group of people who review the research with 
the goal of protecting the people who take part in the study. 
• The National Cancer Institute (NCI) and other government agencies, like the Food and 
Drug Administration (FDA), involved in keeping research safe for people. 
• The National Cancer Institute will obtain information for this clinical trial under data 
collection authority Title 42 U.S.C. 285.Contractors hired by the government to review 
study files. 
• Data will be stored on computer files at the University of Wisconsin and the National 
Cancer Institute’s statistical center.  

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A description of this clinical trial will be available on http:www.ClinicalTrials.gov, as required 
by U.S. law.  This web site will not include information that can identify you.  At most, the web 
site will include a summary of the results.  You can search this web site at any time. 
 
You may call the National Cancer Institute’s Cancer Information Service at l 1-800-4-CANCER 
(1-800-422-6237).    You may also visit the NCI web site at http://cancer.gov/ 
 
• For NCI’s clinical trials information, go to: http://cancer.gov/clinicaltrials/ 
• For NCI’s general information about cancer, go to http://cancer.gov/cancerinfo/ 
 
You will get a copy of this form.  If you want more information about this study, ask y our study 
doctor. 
 
We will ask you if you would like other doctors informed of your participation in this research. If 
you do, we will inform them of your participation. 
 
What are the costs of taking part in this study? 
The NCI is supplying the study drug/placebo at no cost to you. Laboratory tests required for 
study participation will be done at no cost to you or your insurance company.   
 
The clinic visits with the doctor, physical exams, PSA tests and the biopsies at the beginning and  
end of the study would be done whether or not you are in the study.  The fees for the clinic visits 
with the doctor, physical exams and biopsies will be billed to you or your insurer.  The visits 
with the study nurse will be paid for by the study.  Although it is not expected, taking part in this 
study may lead to added costs to you or your insurance company. If you have any concerns about 
possible costs, please discuss them with your insurer.  
 
For more information on clinical trials and insurance coverage, you can visit the National Cancer 
Institute’s Web site at http://cancer.gov/clinicaltrials/understanding/insurance-coverage. You can 
print a copy of the “Clinical Trials and Insurance Coverage” information from this Web site. 
 
You or your insurance company will be charged for continuing medical care and/or 
hospitalization. 
 
Will I be paid for taking part in this study? 
 
You will receive $X after each study visit.   
 
What happens if I am injured because I took part in this study? 
 
In the event that you are physically injured as a result of participating in this research, emergency 
care will be available.  You will, however, be responsible for the charges for the emergency care. 
There is no commitment to provide any compensation for research-related injury.  You should 
realize, however, that you have not released this institution from liability for negligence.  Please 

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contact your study doctor or the study investigator, Insert P.I. Name, at Insert PI phone number 
if you are injured or for further information. 
 
It is important that you tell your study doctor or the study investigator, Dr. Insert Name, if you 
feel that you have been injured because of taking part in this study.  You can tell the doctor in 
person or call him/her at Insert phone number if you are injured or wish further information.  
 
What are my rights if I take part in this study? 
 
Taking part in this study is your choice.  You may choose either to take part or not to take part in 
the study.  If you decide to take part in this study, you may leave the study at any time.   No 
matter what decision you make, there will be no penalty to you and you will not lose any of your 
regular benefits.  Leaving the study will not affect your medical care.  You can still get your 
medical care from our institution.    
 
We will tell you about new information or changes in the study that may affect your health or 
your willingness to continue in the study. 
 
In the case of injury resulting from this study, you do not lose any of your legal rights to seek 
payment by signing this form. 
 
Who can answer my questions about the study? 
 
You can talk to your study doctor or the study investigator about any questions or concerns you 
have about this study or to report side effects or injuries.  Contact the study doctor (insert name 
of study doctor(s) at  Insert Phone Number. 
 
For questions about your rights while taking part in this study contact Insert IRB contact 
information or the IRB’s designated Patient Relations/Rights Representative’s  contact 
information.  
 
AUTHORIZATION TO PARTICIPATE IN THE RESEARCH STUDY: 
 
I have been given a copy of all pages of this form.  I have read it or it has been read to me.  
I have had my questions answered.  I agree to take part in this study. 
 
__________________________________________ 
 
__________________ 
Signature of Participant  
 
 
 
 
 
 
 
 
Date 
 
__________________________________________ 
 
__________________ 
Signature of Person Obtaining Consent  
 
 
 
 
Date 

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Please note:  This section of the informed consent form is about additional blood, urine, 
and prostate tissue banking that is being done with people who are taking part in the main 
study.   You may take part in the blood, urine and prostate tissue banking if you want to.  
You can still be a part of the main study even if you say “no” to taking part in any of the 
blood, urine and prostate tissue banking. 
 
ADDENDUM FOR OPTIONAL BLOOD, URINE AND PROSTATE TISSUE BANKING 
Invitation/Summary  
You are going to have blood drawn, and urine and prostate tissue collected removed as part of 
this research study.  Most of this blood, urine and prostate tissue will be used for research 
purposes (to see how much PFE is found in the blood and prostate). 
We would like to keep (or “bank”) some of the blood, urine and prostate tissue that is left over 
for future research. If you agree, this blood, urine and prostate tissue will be kept and may be 
used in research to learn more about cancer and other diseases, such as diabetes or heart disease.  
You do not have to agree to donate any leftover blood, urine and prostate tissue.  You can still 
take part in the main study without donating leftover blood, urine and prostate tissue. 
Why is this blood, urine and prostate tissue banking being done? 
The National Cancer Institute (NCI) saves blood, urine and prostate tissue leftover from 
participants on many of their studies. They will use the blood, urine and prostate tissue in future 
research to study cancer and other diseases.  The blood, urine and prostate tissue may also be 
used for genetic research. 
The research that may be done with your blood, urine and prostate tissue is not designed 
specifically to help you. It might help people who have cancer and other diseases in the future.  
Reports about research done with your blood, urine and prostate tissue will not be given to you 
or your doctor. These reports will not be put in your health record. The research will not have an 
effect on your care.  
What will happen if I take part in this blood, urine and prostate tissue banking? 
Blood, urine and prostate tissue samples left over in the research laboratory after the primary 
study has been completed will be saved securely at the University of Wisconsin Carbone 
Comprehensive Cancer Center until NCI researchers develop new studies and wish to use human 
blood, urine and prostate tissue. NCI researchers and other researchers funded by the NCI will 
request the samples from the cancer center. If you choose not to participate, the left over blood, 
urine and prostate tissue will be destroyed. 
Can I change my mind/What are my rights if I take part in this blood, urine and prostate 
tissue banking? 

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The choice to let us keep the left over blood, urine and prostate tissue for future research is up to 
you. No matter what you decide to do, it will not affect your care.  
If you decide now that your blood, urine and prostate tissue can be kept for research, you can 
change your mind at any time. Just contact us and let us know that you do not want us to use 
your blood, urine and prostate tissue. Then any blood, urine and prostate tissue that remains will 
no longer be used for research, however, any data that has been obtained from samples that were 
already used will continue to be used.  No matter what you decide, there will be no penalty to 
you and you will not lose any of your regular benefits. Refusing blood, urine and prostate tissue 
banking will not affect your medical care. You can still get your medical care from our 
institution. 
Who can answer my questions about this blood, urine and prostate tissue banking? 
For questions about the blood, urine and prostate tissue banking or to inform us that you no 
longer wish to participate, contact your study doctor or the study investigator, Insert Name and 
Phone Number.  
Are there benefits to taking part in the blood, urine and prostate tissue banking?  
 
You will receive no direct benefit from this blood and prostate tissue banking. The benefits of 
research using blood, urine and prostate tissue include learning more about what causes cancer 
and other diseases, how to prevent them, and how to treat them.  
What risks can I expect from being in the blood, urine and prostate tissue banking? 
The greatest risk to you is the release of information from your health records. We will do our best to 
make sure that your personal information will be kept private.  The chance that this information 
accidentally will be given to someone else is very small.  
 
In some cases, a new federal law call the Genetic Information Nondiscrimination Act (GINA) 
makes it illegal for health insurers and employers to discriminate against you based on your 
genetic information.  But you should know that there are limitations to this law; for example, it 
does not apply to businesses that employ fewer than 15 people or life insurance, disability 
insurance or long term care insurance.  An abnormal genetic test could result in denial or much 
higher rates for life insurance, disability insurance, or long term care insurance if your genetic 
test results were to become known. 
Will commercial products be made from my sample? 
Commercial products may be developed from the samples you provide for this research study.  
However, it is not expected that you will be able to share in the profits from commercialization 
of products developed from your blood, urine and prostate tissue. 
Will my medical information be kept private? 

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Blood, urine and prostate tissue samples will be coded when submitted to the NCI. The 
University of Wisconsin investigator holds a link to the code, but the NCI does not have access 
to that link. The link will be kept on a password-protected computer in a locked office. 
In the future, people who do research may need to know more about your health. While the 
University of Wisconsin Comprehensive Cancer Center may give them reports about your 
health, it will not give them your name, address, phone number, or any other information that 
will let the researchers know who you are.  
Sometimes blood, urine and prostate tissue is used for genetic research (about diseases that are 
passed on in families). Even if your blood, urine and prostate tissue is used for this kind of 
research, the results will not be put in your health records. Gene research will be limited to genes 
available in the banked blood and prostate tissue samples. Research on these genes generally 
provides information about diseases that are specific to a type of tumor or cancer. 
Your blood, urine and prostate tissue will be used only for research and will not be sold. The 
research done with your blood, urine and prostate tissue may help to develop new products in the 
future. 
Making Your Choice  
Please read each sentence below and think about your choice. After reading each sentence, circle 
"Yes" or "No". If you have any questions about the blood and prostate tissue banking, please talk 
with the study doctor or study staff.  If you have questions about the rights of research subjects 
please callInsert appropriate phone number.  
No matter what you decide to do, it will not affect your care. 
1. My blood, urine and prostate tissue may be kept for use in research to learn about, prevent, or 
treat cancer.  
Yes 
No 
2. My blood, urine and prostate tissue may be kept for use in research to learn about, prevent or 
treat other health problems (for example: diabetes, Alzheimer's disease, or heart disease).  
Yes 
No 
3. Someone may contact me in the future to ask me to take part in more research.  
Yes 
No 
 
 

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AUTHORIZATION TO PARTICIPATE IN THE RESEARCH BLOOD, URINE AND 
PROSTATE TISSUE BANKING: 
 
I have been given a copy of all pages of this form.  I have read it or it has been read to me.  
I have had my questions answered.  I agree to take part in this blood, urine and prostate 
tissue banking. 
 
 
__________________________________________ 
 
__________________ 
Signature of Participant  
 
 
 
 
 
 
 
 
 
Date 
 
 
__________________________________________ 
     ___________________ 
Signature of person obtaining consent  
 
 
 
 
Date