A Study to Evaluate the Effect of ALKS 3831 Compared to Olanzapine on Body Weight in Young Adults With Schizophrenia, Schizophreniform, or Bipolar I Disorder Who Are Early in Their Illness
Phase: PHASE3
Conditions: Schizophrenia, Schizophreniform Disorders, Bipolar I Disorder
Sponsor: Alkermes, Inc.

1. 
TITLE PAGE 
 
CLINICAL STUDY PROTOCOL 
ALK3831-A307 
EudraCT 2017-000497-11 
 
Study title: 
A Study to Evaluate the Effect of ALKS 3831 Compared to 
Olanzapine on Body Weight in Young Adults with 
Schizophrenia, Schizophreniform, or Bipolar I Disorder Who 
are Early in Their Illness 
Document date: 
Amendment 5.0: 19 Jun 2019 
Amendment 4.0: 10 Jan 2018 
Amendment 3.0: 12 Sep 2017 
Amendment 2.0: 10 May 2017 
Amendment 1.0: 13 Mar 2017 
Original Protocol: 07 Dec 2016 
Sponsor: 
Alkermes, Inc. 
852 Winter Street 
Waltham, MA 02451 
USA 
 
 
 
 
CONFIDENTIAL 
Information and data in this protocol contain trade secrets and privileged or confidential information, 
which is the property of Alkermes, Inc. No person is authorized to make it public without the written 
permission of Alkermes, Inc. These restrictions or disclosures will apply equally to all future information 
supplied to you that is indicated as privileged or confidential. 

 
 
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2. 
SYNOPSIS 
Name of Sponsor/Company: Alkermes, Inc. 
Name of Investigational Product: ALKS 3831 
Name of Active Ingredient: Olanzapine and samidorphan 
Title of Study: A Study to Evaluate the Effect of ALKS 3831 Compared to Olanzapine on Body Weight 
in Young Adults with Schizophrenia, Schizophreniform, or Bipolar I Disorder Who are Early in Their 
Illness 
Investigators: This is a multinational multicenter study. 
Study Period: 
Estimated date of first subject’s consent: Q2 2017 
Estimated date of last subject’s last visit: Q4 2021 
Phase of Development: 3 
 
Objectives: 
Primary: 
To evaluate the effect of ALKS 3831, compared to olanzapine, on body weight in young adults with 
schizophrenia, schizophreniform, or bipolar I disorder who are early in their illness 
Secondary: 
To evaluate the safety and tolerability of ALKS 3831 in young adults with schizophrenia, 
schizophreniform, or bipolar I disorder who are early in their illness 
Methodology: This is a Phase 3, multicenter, randomized, double-blind study to evaluate the effect of 
ALKS 3831 compared to olanzapine on body weight in young adults with schizophrenia, 
schizophreniform disorder, or bipolar I disorder who are early in their illness. 
Subjects will be screened at Visit 1, up to 30 days prior to randomization. At Visit 2, eligible subjects will 
be randomized (1:1) to ALKS 3831 or olanzapine and receive study drug for up to 12 weeks. 
Randomization will be stratified by diagnosis (schizophrenia/schizophreniform disorder vs bipolar I 
disorder), region (US vs non-US), and baseline BMI (<25 vs ≥25). Subjects on antipsychotic medications 
or mood stabilizers (excluding study medication) should be tapered off this medication by the end of 
Week 2 (Visit 4). Subjects may be inpatient or outpatient at Screening, however in the opinion of the 
Investigator, all subjects should be appropriate for eventual outpatient treatment. Subjects should be 
outpatient within 2 weeks post randomization. Cases that require inpatient treatment for longer than 
2 weeks will require review and approval by the Medical Monitor on a case by case basis. 
Starting with Week 2 (Visit 4), subjects will come for biweekly visits for the remaining 10 weeks. Study 
drug will be provided to subjects as coated bilayer tablets dispensed in blister packs at each visit to be 
taken at home (one tablet by mouth each day, preferably at bedtime). The doses of olanzapine will 
be 5, 10, 15, or 20 mg and the doses of ALKS 3831 will be 5, 10, 15, or 20 mg olanzapine combined with 
10 mg samidorphan (henceforth will be referred to as 5/10, 10/10, 15/10, or 20/10 mg). For the first week 
at the discretion of the Investigator, subjects will receive 5 mg, 10 mg, 15 mg, or 20 mg of olanzapine 
or 5/10 mg, 10/10 mg, 15/10 mg, or 20/10 mg of ALKS 3831. At the end of Week 1, for subjects initiated 
on 5 mg of olanzapine or 5/10 mg of ALKS 3831, the dose will be increased to 10 mg of olanzapine or 
10/10 mg of ALKS 3831. For all other subjects, the dose may also be increased to either 15 or 20 mg of 
olanzapine or 15/10 or 20/10 mg of ALKS 3831. Following this increase, the dose may be increased or 
decreased to 5, 10, 15, or 20 mg of olanzapine, or to 5/10, 10/10, 15/10, or 20/10 mg of ALKS 3831 at the 
Investigator’s discretion. Dosing will be flexible throughout the study; however, frequent adjustments are 

 
 
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discouraged. Dose adjustments can only be performed on-site at the study center. Subjects requiring dose 
adjustments between scheduled visits should arrange an unscheduled visit. 
Body weight, body composition (measured by Bioelectrical Impedance Analysis [BIA]), and metabolic 
parameters (including fasting triglycerides, cholesterol and glucose) will be measured throughout the 
12-week treatment period. Psychiatric symptoms will be evaluated using the Clinical Global Impressions 
(CGI) scales. Additional assessments will include Impact of Weight on Quality of Life-Lite Questionnaire 
(IWQOL-Lite). A daily medication adherence monitoring and reminder system (via smartphones) may be 
used in this study. In addition, subjects will be asked to participate in a supportive clinical care (SCC) 
program during the 12-week treatment period. Participation in the SCC program will be independent of 
study visits and based on clinician and subject preference. A schematic summarizing study design is 
presented below. 
 
Number of Subjects Planned: Approximately 425 subjects will be randomized in order to have 400 
subjects in the efficacy population (200 per treatment group). 
Main Criteria for Inclusion: For US sites, men and women ≥16 through <40 years of age at Screening. 
For non-US sites, men and women ≥18 through <40 years of age at Screening. Subjects will have a body-
mass index (BMI) of <30.0 kg/m2 at Screening and Visit 2, with a Diagnostic and Statistical Manual of 
Mental Disorders-Fifth Edition (DSM-5) primary diagnosis of schizophrenia, schizophreniform disorder, 
or bipolar I disorder and meet Sponsor criteria for previous antipsychotic treatment and duration of 
illness. Subjects with bipolar I disorder must have experienced an acute episode of mania as defined by 
DSM-5 within the last 14 days prior to Visit 1. 
Main Criteria for Exclusion: Subjects may be excluded based on diagnosis of additional psychiatric 
conditions, use of prohibited or contraindicated drugs and medications, pre-existing medical conditions, 
abnormal lab results during Screening, participation in any recent clinical trials or previous clinical trials 
of ALKS 3831 or samidorphan, pregnancy and relationship to an employee of the study Sponsor, CRO, 
Investigator, or study site. 
Investigational Product, Dosage, Duration, and Mode of Administration: ALKS 3831 refers to the 
fixed dose combination of olanzapine and samidorphan. ALKS 3831 will be supplied as a coated bilayer 
tablet containing 5, 10, 15, or 20 mg olanzapine and 10 mg samidorphan. The tablet will be taken by 
mouth once daily, preferably at bedtime, for up to 12 weeks. 
Reference Therapy, Dosage, Duration, and Mode of Administration: Olanzapine will be supplied as 
an identical bilayer tablet manufactured by Alkermes, Inc., containing 5, 10, 15, or 20 mg of olanzapine 
only and no additional active ingredients. Olanzapine tablets will be taken by mouth once daily, 
preferably at bedtime, for up to 12 weeks. 
Duration of Study: The total study duration will be approximately 20 weeks including a 4-week 
Screening Period, a 12-week Treatment Period, and a 4-week Follow-up Period. Subjects completing the 
treatment period will be eligible to enroll in a long-term safety study (ALK3831-A308) where it is 
Screening
12-week Double Blind Treatment Period
ALKS 3831 5/10, 10/10, 15/10, 20/10 mg
Olanzapine 5, 10, 15, 20 mg
4-week follow-up period
Long-term open label 
extension (ALK3831-A308)
Day -30 to -1

 
 
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approved by the local regulatory authority. Subjects not enrolling in the long-term safety study will enter 
the 4-week safety Follow-up Period. 
Criteria for Evaluation: 
Primary Endpoint: 
• 
Percent change from baseline in body weight at Week 12 
Secondary Endpoints: 
• 
Proportion of subjects with ≥10% weight gain at Week 12 
• 
Proportion of subjects with ≥7% weight gain at Week 12 
• 
Change from baseline in waist circumference at Week 12 
• 
Change from baseline in Clinical Global Impression-Severity (CGI-S) score within the ALKS 
3831 Group at Week 12 
Other Endpoints: 
• 
Absolute change from baseline in body weight by visit 
• 
Proportion of subjects with ≥5 cm increase in waist circumference from baseline at Week 12 
• 
Body composition endpoints, as assessed by bioimpedance analysis, including: 
− 
Change from baseline in fat mass by visit 
− 
Change from baseline in percent body fat by visit 
− 
Change from baseline in fat mass index by visit 
− 
Change from baseline in visceral adipose tissue by visit 
− 
Change from baseline in lean mass by visit 
− 
Change from baseline in fat free mass index by visit 
− 
Change from baseline in total skeletal muscle mass by visit 
• 
Percent and absolute change from baseline in fasting lipids (fasting triglycerides, low-density 
lipoprotein, high-density lipoprotein, total cholesterol), fasting glucose, HbA1c, and fasting 
insulin by visit 
• 
Percent and absolute change from baseline in additional laboratory parameters including 
apolipoprotein B (Apo B), apolipoprotein A1 (Apo A1), Apo B/Apo A1, high-sensitivity 
C-reactive protein, interleukin-6, and tumor necrosis factor α by visit 
• 
Change from baseline in CGI-S score (between and within treatment groups) by visit 
• 
Change from baseline in CGI-S score (between and within treatment groups) by visit and by 
diagnosis 
• 
CGI-I score by visit 
• 
Change from baseline in IWQOL-Lite score by visit 
Statistical Methods: In general, summary statistics (n, mean, standard deviation, median, minimum, and 
maximum for continuous variables, and number [%] of subjects in each category for categorical 
variables) will be provided by treatment group for all variables. Source data for the summary tables and 
statistical analyses will be presented as subject data listings. 
Study Populations: The Safety Population will include all randomized subjects who receive at least 

 
 
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one dose of study drug (ALKS 3831 or olanzapine). The efficacy population, ie full analysis set (FAS), 
will include all subjects in the Safety Population who have at least one post-Baseline weight assessment. 
Efficacy Analyses: The efficacy analysis will be carried out using the FAS population. The primary 
analysis of the primary endpoint will be carried out using an analysis of covariance method (ANCOVA) 
based on multiple imputation (MI) for missing data using on-treatment weight assessments. The model 
will include the treatment group and randomization strata as factors and the baseline weight as the 
covariate. Sensitivity analyses will be carried out to explore the impact of missing data. 
For the categorical secondary endpoints of proportion of subjects with ≥10% and ≥7% weight gain at 
Week 12, the analyses will be carried out using a logistic regression model based on MI for missing data. 
The model will include the treatment group and randomization strata as factors, and the baseline weight 
as the covariate. For the change from baseline in waist circumference at Week 12, the analysis will be 
based on the ANCOVA method with MI for missing data, same as the primary analysis of the primary 
endpoint. For change from baseline in CGI-S within ALKS 3831 Group at Week 12, the analysis will be 
based on the mixed model with repeated measurements. The model will include randomization strata, 
treatment, visit, and treatment-by-visit interaction term as factors; the baseline CGI-S value will be 
included as a covariate. 
To control the overall Type I error rate, hierarchical testing will be performed in the following order: (1) 
percent change from baseline in body weight at Week 12, (2) proportion of subjects with ≥10% weight 
gain from baseline at Week 12, (3) proportion of subjects with ≥7% weight gain from baseline at Week 
12, (4) change from baseline in waist circumference at Week 12, (5) change from baseline in CGI-S score 
within the ALKS 3831 Group at Week 12. 
Safety Analyses: The safety analysis will be carried out using the Safety Population. All safety 
assessments will be summarized using descriptive statistics. All safety analyses will be based on observed 
data only, and no missing values will be imputed. Reported AE terms will be coded using the Medical 
Dictionary for Regulatory Activities (MedDRA) and summarized by preferred term and system organ 
class categories. 
Observed values and change from baseline in laboratory parameters, vital signs, and ECG parameters will 
be summarized by treatment group and study visit. 
Prior and concomitant medication use will be summarized by World Health Organization Anatomical 
Therapeutic Chemical (WHO ATC) classification system. Listings will be provided for all concomitant 
medications. 
Pharmacokinetic Analyses: Listings will be provided for concentrations of olanzapine, samidorphan and 
metabolites of interest. Pharmacokinetic concentrations may be used in a subsequent population PK 
analysis conducted outside of this study. 
Sample Size Considerations: Approximately 425 subjects will be randomized in order to have 400 
subjects in the efficacy population (200 per treatment group). Assuming the percent weight gain at 
week 12 is 5% and 8.5% for ALKS 3831 and olanzapine groups, respectively, a common standard 
deviation of 8%, and a cumulative dropout rate of 35%, 200 subjects per treatment group (400 subjects in 
total) will provide at least 90% power to demonstrate a difference of ALKS 3831 relative to olanzapine at 
a 2-sided significance level of 0.05.  
 

 
 
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3. 
TABLE OF CONTENTS 
1. 
TITLE PAGE ................................................................................................................1 
2. 
SYNOPSIS ...................................................................................................................3 
3. 
TABLE OF CONTENTS .............................................................................................7 
4. 
LIST OF ABBREVIATIONS.....................................................................................12 
5. 
INTRODUCTION ......................................................................................................14 
5.1. 
Background .................................................................................................................14 
5.2. 
Study Drugs ................................................................................................................15 
5.2.1. 
Samidorphan ...............................................................................................................15 
5.2.2. 
Olanzapine ..................................................................................................................16 
5.3. 
Study Rationale ...........................................................................................................16 
5.4. 
Dose Rationale ............................................................................................................17 
5.5. 
Benefit-Risk Assessment ............................................................................................17 
6. 
OBJECTIVES .............................................................................................................19 
6.1. 
Primary Objective .......................................................................................................19 
6.2. 
Secondary Objective ...................................................................................................19 
7. 
SELECTION AND WITHDRAWAL OF SUBJECTS ..............................................20 
7.1. 
Subject Inclusion Criteria ...........................................................................................20 
7.2. 
Subject Exclusion Criteria ..........................................................................................22 
7.2.1. 
Psychiatric Exclusion Criteria ....................................................................................22 
7.2.2. 
Exclusion Criteria based on Treatment History ..........................................................22 
7.2.3. 
Exclusion Criteria based on Drug/Alcohol Use and Concomitant 
Medications .................................................................................................................22 
7.2.4. 
Exclusion Criteria based on Medical Conditions/Medical History ............................23 
7.2.5. 
Exclusion Criteria Based on Laboratory Assessments ...............................................23 
7.2.6. 
General Exclusion Criteria .........................................................................................24 
7.3. 
Subject Withdrawal ....................................................................................................24 
7.4. 
Replacement of Subjects .............................................................................................25 
8. 
STUDY DESIGN .......................................................................................................26 
8.1. 
Overall Study Design and Plan ...................................................................................26 
8.2. 
Schedule of Visits and Assessments ...........................................................................27 
8.3. 
Study Procedures Descriptions ...................................................................................31 

 
 
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8.3.1. 
Informed Consent .......................................................................................................31 
8.3.2. 
Eligibility Review .......................................................................................................31 
8.3.3. 
Demographics and Medical / Psychiatric History ......................................................31 
8.3.4. 
Concomitant Medication Review ...............................................................................31 
8.3.5. 
Vital Signs ..................................................................................................................31 
8.3.6. 
Physical Examination .................................................................................................31 
8.3.7. 
Height, Body Weight, Body Composition Analysis, and Waist 
Circumference .............................................................................................................32 
8.3.8. 
12-Lead Electrocardiogram ........................................................................................32 
8.3.9. 
Structured Interviews and Questionnaires ..................................................................32 
8.3.9.1. 
Rater Review ..............................................................................................................32 
8.3.9.2. 
Diagnostic Assessments ..............................................................................................33 
8.3.9.3. 
Safety Assessments .....................................................................................................33 
8.3.9.4. 
Antipsychotic Efficacy Assessments ..........................................................................33 
8.3.9.5. 
Other Assessments ......................................................................................................33 
8.3.10. 
Supportive Clinical Care .............................................................................................34 
8.3.11. 
Laboratory Assessments .............................................................................................34 
8.3.11.1. 
Drug Testing ...............................................................................................................34 
8.3.11.2. 
Hematology, Biochemistry, and Urinalysis ................................................................34 
8.3.11.3. 
Urine Pregnancy Testing ............................................................................................36 
8.3.12. 
Serology Testing .........................................................................................................36 
8.3.13. 
Genotype Sampling ....................................................................................................36 
8.3.14. 
Pharmacokinetic Assessments ....................................................................................36 
8.3.15. 
Randomization ............................................................................................................36 
8.3.16. 
Drug Dispensation and Reconciliation .......................................................................36 
8.3.16.1. 
Medication Adherence and Reminder System ...........................................................36 
8.3.17. 
Emergency Treatment Card ........................................................................................37 
8.3.18. 
Adverse Event Monitoring .........................................................................................37 
8.4. 
Study Requirements and Restrictions .........................................................................37 
8.4.1. 
Contraception and Pregnancy .....................................................................................37 
8.4.2. 
Prohibited Medications ...............................................................................................38 
8.4.3. 
Permitted Medications ................................................................................................39 
8.4.4. 
Pain Management .......................................................................................................39 

 
 
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8.4.5. 
Fasting.........................................................................................................................40 
8.4.6. 
Other Restrictions and Requirements .........................................................................41 
9. 
TREATMENT OF SUBJECTS ..................................................................................42 
9.1. 
Study Drug Dose and Administration .........................................................................42 
9.2. 
Treatment Adherence ..................................................................................................42 
9.3. 
Randomization/Method of Assigning Subjects to Treatment .....................................42 
9.4. 
Blinding ......................................................................................................................43 
10. 
STUDY DRUG MATERIALS AND MANAGEMENT ...........................................44 
10.1. 
Study Drug ..................................................................................................................44 
10.2. 
Packaging and Labeling ..............................................................................................44 
10.3. 
Storage ........................................................................................................................44 
10.4. 
Accountability .............................................................................................................45 
10.5. 
Handling and Disposal ................................................................................................45 
11. 
ASSESSMENT OF EFFICACY ................................................................................46 
11.1. 
Primary Efficacy Endpoint .........................................................................................46 
11.2. 
Secondary Efficacy Endpoints ....................................................................................46 
11.3. 
Other Endpoints ..........................................................................................................46 
12. 
ASSESSMENT OF PHARMACOKINETICS ...........................................................48 
13. 
ASSESSMENT OF SAFETY .....................................................................................49 
13.1. 
Definition of Adverse Event .......................................................................................49 
13.2. 
Definition of Serious Adverse Event ..........................................................................49 
13.3. 
Relationship to Study Drug ........................................................................................50 
13.4. 
Monitoring and Recording of Adverse Events ...........................................................52 
13.5. 
Reporting of Serious Adverse Events and Pregnancy ................................................52 
14. 
STATISTICS ..............................................................................................................54 
14.1. 
Sample Size Considerations .......................................................................................54 
14.2. 
General Statistical Methodology ................................................................................54 
14.2.1. 
Study Populations .......................................................................................................54 
14.2.1.1. 
Safety Population ........................................................................................................54 
14.2.1.2. 
Efficacy Population ....................................................................................................54 
14.3. 
Demographics and Baseline Data ...............................................................................54 
14.4. 
Efficacy Analyses .......................................................................................................55 
Primary Endpoint ...........................................................................................................................55 

 
 
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Secondary Endpoints .....................................................................................................................55 
Other Endpoints .............................................................................................................................55 
14.5. 
Pharmacokinetic Analyses ..........................................................................................56 
14.6. 
Safety and Tolerability Analyses ................................................................................57 
15. 
DIRECT ACCESS TO SOURCE DATA/DOCUMENTS.........................................58 
15.1. 
Study Monitoring ........................................................................................................58 
15.2. 
Audits and Inspections ................................................................................................58 
15.3. 
Institutional Review Board/Independent Ethics Committee ......................................58 
16. 
QUALITY CONTROL AND QUALITY ASSURANCE .........................................59 
16.1. 
Case Report Forms .....................................................................................................59 
16.2. 
Confidentiality of Data ...............................................................................................59 
17. 
ETHICAL CONSIDERATIONS................................................................................60 
17.1. 
Ethics Review .............................................................................................................60 
17.2. 
Ethical Conduct of the Study ......................................................................................60 
17.3. 
Written Informed Consent ..........................................................................................60 
18. 
DATA HANDLING AND RECORDKEEPING .......................................................62 
18.1. 
Data Capture ...............................................................................................................62 
18.2. 
Inspection of Records .................................................................................................62 
18.3. 
Retention of Records ..................................................................................................62 
18.4. 
Use of Information and Publication Policy ................................................................63 
19. 
REFERENCES ...........................................................................................................64 
20. 
APPENDIX A: PARTIAL LIST OF PROHIBITED CYTOCHROME P450 
(CYP) 3A INHIBITORS AND INDUCERS ..............................................................67 
21. 
APPENDIX B: PARTIAL LIST OF CYP1A2 MODERATE-TO-STRONG 
INHIBITORS AND MODERATE INDUCERS ........................................................68 
22. 
APPENDIX C: PARTIAL LIST OF MEDICATIONS KNOWN TO BE 
ASSOCIATED WITH PROLONGED QTC INTERVAL AND TORSADE 
DE POINTES ..............................................................................................................69 
 
LIST OF TABLES 
Table 1: 
Study Contact Information ...........................................................................................2 
Table 2: 
List of Abbreviations and Definition of Terms ..........................................................12 
Table 3: 
Schedule of Assessments ............................................................................................28 
Table 4: 
Clinical Laboratory Assessments ...............................................................................35 

 
 
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Table 5: 
Adverse Event Causality Guidelines ..........................................................................51 
Table 6: 
Partial List of CYP3A Inhibitors and Inducers ...........................................................67 
Table 7: 
Partial List of CYP1A2 Inhibitors and Inducers .........................................................68 
Table 8: 
Partial List of Medications Known to Be Associated with Prolonged QTc 
Interval and Torsade de Pointes ..................................................................................69 
 
LIST OF FIGURES 
Figure 1: 
Study Design ...............................................................................................................27 
 

 
 
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4. 
LIST OF ABBREVIATIONS 
Table 2: 
List of Abbreviations and Definition of Terms 
Abbreviation or Term 
Full Form or Definition 
AE 
Adverse event 
ALT 
Alanine aminotransferase 
ANC 
Absolute neutrophil count 
ANCOVA 
Analysis of covariance 
Apo A1 
Apolipoprotein A1 
Apo B 
Apolipoprotein B 
AST 
Aspartate aminotransferase 
ATC 
Anatomical Therapeutic Chemical [classification system] 
BIA 
Bioelectrical Impedance Analysis 
BMI 
Body-mass index 
CATIE 
Clinical Antipsychotic Trials of Intervention Effectiveness 
CGI 
Clinical Global Impressions 
CGI-I 
Clinical Global Impressions-Improvement 
CGI-S 
Clinical Global Impressions-Severity 
CSA 
Clinical Study Agreement 
C-SSRS 
Columbia-Suicide Severity Scale 
DSM-5 
Diagnostic and Statistical Manual of Mental Disorders-Fifth Edition 
ECG 
Electrocardiogram 
eCRF 
Electronic case report form 
ET 
Early termination 
EU 
European Union 
FAS 
Full analysis set 
GCP 
Good Clinical Practice 
HbA1c 
Hemoglobin A1c 
HIPAA 
Health Insurance Portability and Accountability Act 
HIV 
Human immunodeficiency virus 
hs-CRP 
high-sensitivity C-reactive protein 
ICF 
Informed consent form 
ICH 
International Council on Harmonisation of Technical Requirements for 
Registration of Pharmaceuticals for Human Use 

 
 
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Abbreviation or Term 
Full Form or Definition 
IEC 
Independent Ethics Committee 
IL-6 
Interleukin 6 
IRB 
Institutional Review Board 
IWQOL-Lite 
Impact of Weight on Quality of Life–Lite 
IWRS 
Interactive Web Response System 
MedDRA 
Medical Dictionary for Regulatory Activities 
MI 
Multiple Imputation 
MINI v7.0 
Mini International Neuropsychiatric Interview 7.0 for Schizophrenia and 
Psychotic Disorder Studies 
MINI KID v7.0 
Mini International Neuropsychiatric Interview for Children and 
Adolescents 7.0 for Schizophrenia and Psychotic Disorder Studies 
MMRM 
Mixed model with repeated measurements 
OTC 
Over-the-counter 
PANSS 
Positive and Negative Syndrome Scale 
PK 
Pharmacokinetic 
PI 
Principal Investigator 
PORT 
Patient Outcomes Research Team 
QTcB 
QT interval corrected using the Bazett formula 
QTcF 
QT interval corrected using the Fridericia formula 
RNA 
Ribonucleic acid 
SAE 
Serious adverse event 
SAP 
Statistical Analysis Plan 
SCC 
Supportive clinical care 
SOP 
Standard operating procedures 
SSRI 
Selective serotonin reuptake inhibitor 
TEAE 
Treatment-emergent adverse event 
TNFα 
Tumor necrosis factor alpha 
WHO 
World Health Organization 

 
 
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5. 
INTRODUCTION 
5.1. 
Background 
First- and early-episode schizophrenia and bipolar I disorder are critical phases of the diseases 
where optimal antipsychotic efficacy is crucial. Patients in these early stages are at higher risk 
for suicide and violence (Hawton et al, 2005; Hayes et al, 2015; Hodgins 2008; Kuo et al, 2005). 
Additionally, many therapeutic experts consider this time in the course of the disease as the best 
opportunity for aggressive treatment in order to retain brain function, alter disease trajectory and 
improve long term treatment outcomes in patients with schizophrenia or bipolar I disorder (Berk 
et al, 2011; Berk et al, 2009; Lieberman et al, 2006; Tohen et al, 2010). 
Olanzapine has been commercially available for over 20 years as a treatment for schizophrenia 
and bipolar I disorder (see local olanzapine label) and is regarded as a highly effective treatment 
with demonstrated antipsychotic efficacy and decreased incidence of extrapyramidal symptoms. 
However, the greater antipsychotic efficacy of olanzapine is undermined by its propensity to 
cause significant weight gain and increased cardio metabolic risk compared to other atypical 
antipsychotic drugs (Allison et al, 1999; Leucht et al, 2013; Lieberman et al, 2005; Meyer et al, 
2008; Wirshing et al, 1999). Drug-induced weight gain is a major problem in terms of reduced 
adherence, treatment discontinuation, and exposure to serious long-term obesity-related risks that 
may shorten life expectancy. In the Clinical Antipsychotic Trials of Intervention Effectiveness 
(CATIE) study, olanzapine demonstrated robust antipsychotic efficacy with a rapid and 
significant decrease in Positive and Negative Syndrome Scale (PANSS) and Clinical Global 
Impressions-Severity (CGI-S) scores, as well as the least hospitalizations due to exacerbation of 
schizophrenia compared to other antipsychotics tested, and the lowest all-cause discontinuation 
rate. However, a larger proportion of subjects in the olanzapine group (9%) discontinued 
treatment during the 18 month period due to drug-induced weight and metabolic issues compared 
to the other treatment groups (quetiapine: 4%; risperidone: 2%; perphenazine: 1%; and 
ziprasidone: 3%; (Lieberman et al, 2005). Furthermore, for subjects in the olanzapine group with 
Baseline body mass index (BMI) ≤30 kg/m2, weight increased over the study duration (4.7% at 
12 weeks, 7.7% at 24 weeks, 9.3% at 48 weeks, and 10.1% at 60 weeks). From a physician’s 
perspective, olanzapine-induced weight gain and metabolic issues, not lack of efficacy, are the 
primary reasons for discontinuing or not starting treatment with olanzapine. 
Olanzapine is recommended as a second-line treatment in patients early in illness according to 
the Schizophrenia Patient Outcomes Research Team (PORT) treatment guidelines (Buchanan et 
al, 2010). This is largely due to the fact that olanzapine-induced weight gain and metabolic risk 
are especially pronounced in patients who are early in illness for both schizophrenia and bipolar 
disorder (Correll et al, 2014). 
Alkermes is developing ALKS 3831 as a fixed-dose combination of olanzapine and samidorphan 
(a µ-opioid receptor antagonist) to address the serious side effect of weight gain and metabolic 
consequences associated with olanzapine treatment. The novel combination of olanzapine and 
samidorphan in ALKS 3831 has the potential to deliver the therapeutic benefits of olanzapine to 
patients, while avoiding the harmful weight gain and associated metabolic risks. The potential to 
reduce the weight gain and metabolic effects is even more important in patients who are very 

 
 
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early in their illness of schizophrenia or bipolar disorder. In these patients, the weight gain and 
metabolic effects associated with olanzapine treatment are even greater than those seen in 
patients who have been treated with multiple different antipsychotics and who are later in the 
course of their illness. 
A Phase 2 study (Study ALK3831-302) was conducted to evaluate the antipsychotic efficacy and 
body weight effect of ALKS 3831 in adults with established schizophrenia (first antipsychotic 
treatment lasted longer than 1 year, symptoms lasting greater than 2 years). In Part A (a 12-week, 
double-blind, randomized, olanzapine-controlled phase), ALKS 3831 demonstrated similar 
antipsychotic efficacy compared with olanzapine, based on PANSS total score. ALKS 3831 also 
led to clinically and statistically significantly less body weight gain compared to olanzapine.  
In a 24-week Phase 3 study (ALK3831-A303) comparing ALKS 3831 and olanzapine treatment, 
ALKS 3831 limited olanzapine-induced weight gain and increases in waist circumference in 
subjects with schizophrenia. Subjects treated with ALKS 3831 gained less weight across a range 
of clinically meaningful cutoffs, and had a lower mean percent change in body weight at the end 
of the treatment period. The inclusion of samidorphan in ALKS 3831 limited olanzapine-induced 
weight gain and retained similar antipsychotic efficacy. 
In a 52-week open-label Phase 3 study (ALK3831-A306) designed to evaluate the long-term 
safety and tolerability of ALKS 3831 in subjects with schizophrenia, ALKS 3831 was generally 
well tolerated and continued antipsychotic efficacy was observed. 
A Phase 3 study (ALK3831-A305) was conducted to evaluate antipsychotic efficacy and safety 
in adults with an acute exacerbation of schizophrenia. In the 4-week study ALKS 3831 
demonstrated antipsychotic efficacy as evidenced by a statistically significant and clinically 
meaningful improvement in PANSS and CGI-S scores relative to placebo.  
Another open-label Phase 3 study (ALK3831-A304) is ongoing to assess the efficacy, associated 
weight changes, and long-term safety of ALKS 3831 in adults.  
The current Phase 3 study will further evaluate the effect of ALKS 3831 compared to olanzapine 
on body weight in young adults with schizophrenia, schizophreniform, or bipolar I disorder with 
a recent onset of symptoms and early in medical treatment. 
5.2. 
Study Drugs 
In this study, a fixed-dose combination of olanzapine and samidorphan will be administered in a 
single bilayer tablet. The following sections provide an overview of samidorphan and 
olanzapine. Detailed information about the study drugs can be found in the current ALKS 3831 
Investigator’s Brochure. 
5.2.1. 
Samidorphan 
Samidorphan is a new molecular entity in clinical development by Alkermes. Samidorphan is a 
µ-opioid receptor antagonist. It is currently being investigated in combination with olanzapine 
for the treatment of schizophrenia (ALKS 3831) and in combination with buprenorphine for the 
treatment of major depressive disorder (ALKS 5461). Based on its chemical structure, 
samidorphan is considered a Schedule II controlled substance according to the US Drug 
Enforcement Agency, and will require proper handling (see Section 10). At least 10 clinical 
studies of samidorphan have been conducted to date, eight of which included subjects that 

 
 
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received samidorphan alone (not in combination with another product). Overall, over 
2000 subjects have been exposed to samidorphan as a single agent, or in combination with 
olanzapine or buprenorphine in completed and ongoing clinical studies. Commonly reported 
adverse events (AEs) observed across all studies included nausea, fatigue, and somnolence. 
Overall, no trends or clinically meaningful changes have been observed in clinical laboratory 
analytes, vital sign parameters, or electrocardiogram (ECG) data. 
5.2.2. 
Olanzapine 
Olanzapine has been commercially available for over 20 years as a treatment for schizophrenia 
and bipolar I disorder (see local olanzapine label). The safety and tolerability profile of 
olanzapine is well documented, supported by extensive clinical studies and clinical experience of 
over 20 years (see local olanzapine label). Commonly reported AEs consistent across all or most 
dosage forms in short-term, placebo-controlled trials include somnolence, constipation, dry 
mouth, accidental injury, weight gain, postural hypotension, dizziness, asthenia, fever, and 
abnormal gait. 
5.3. 
Study Rationale 
This study will be the first study to evaluate the effect of ALKS 3831 compared to olanzapine on 
body weight in subjects who are very early in their course of illness, have bipolar I disorder, or 
are adolescents. Previous studies of ALKS 3831 have excluded subjects who had less than 1 year 
since initiating first antipsychotic treatment or since the onset of initial symptoms. The effects of 
the combination of olanzapine and samidorphan to prevent the weight and metabolic changes 
seen with olanzapine alone are expected to be independent of the diagnosis of the subjects. 
Significant weight gain is seen in both schizophrenia and bipolar subjects treated with olanzapine 
and, thus, it is important to include both diagnoses in a study assessing, in particular, the 
differences in weight gain seen between olanzapine and ALKS 3831. The onset of schizophrenia 
is rare before the age of 13, but the rate steadily increases in adolescence, with a peak onset 
of 15 to 30 years (Sham et al, 1994). The most common age of onset of bipolar disorder is 
17 to 21 years (with a mean age of onset of 18 years (Merikangas et al, 2007). As the age of 
onset of both disorders is frequently around 18 years old or slightly younger, it was decided in 
this study to permit the inclusion in the US of older adolescent subjects (≥16 years old). 
Schizophrenia and bipolar I disorder are both characterized by a typical age of onset in the 
early- to mid-twenties (American Psychiatric Association 2013; Blanco et al, 2016). Gender 
differences have been described with schizophrenia such that women tend to experience their 
first episode later than men, showing a peak age of onset in the late twenties, with a second peak 
in the mid- to late-forties (Hafner 2003; Rabinowitz et al, 2006). Given the range of ages over 
which patients can be considered early in illness, this study will include young adults and 
adolescents, ages 16 to 39. 
The major focus of this study is to evaluate weight gain on treatment, irrespective of diagnosis, 
in a particularly sensitive population. Based on ALK3831-302, the addition of samidorphan to 
olanzapine in ALKS 3831 does not appear to affect the antipsychotic efficacy of olanzapine. 
Thus, all subjects in this study will be treated with active antipsychotic treatment. It is expected 
that the antipsychotic efficacy will be similar in both treatment arms. The antipsychotic efficacy 
of treatment during the study will be assessed by the CGI-S and CGI-Improvement (CGI-I) 
scales, which quantify clinicians’ overall impression of clinical severity and clinical change in 

 
 
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individuals’ psychiatric condition (Lepping et al, 2011). The CGI scales have been widely used 
as a primary outcome measure in clinical trials of medications for depression, schizophrenia, and 
many other illness conditions (including bipolar disorder; (Spearing et al, 1997). Relapse of 
schizophrenia, schizophreniform disorder, or bipolar I disorder will be defined by a worsening in 
a subject’s CGI-S score or a hospitalization for worsening of the underlying illness. Additional 
information regarding nonclinical and clinical studies conducted to date with ALKS 3831 is 
available in the current version of the Investigator’s Brochure. 
5.4. 
Dose Rationale 
The selected doses of ALKS 3831 in the current study are supported by the dosing 
recommendations for olanzapine per the local olanzapine label and the clinical safety, 
tolerability, and efficacy data from prior studies with ALKS 3831. The 10 mg samidorphan dose 
was identified as the minimal effective dose in adults based on the efficacy and optimal safety 
profile observed in Study ALK3831-302. A fixed dose of samidorphan was selected due to the 
fact that data from Study ALK3831-302 demonstrated no correlation between the ratio of 
samidorphan/olanzapine dose and percent change from Baseline in body weight after 12 weeks 
of treatment, indicating that, even with higher olanzapine doses, a fixed dose of samidorphan is 
sufficient to achieve maximal effect in reducing olanzapine-induced weight gain. 
All subjects will be randomized to receive ALKS 3831 or olanzapine. Treatment assignment will 
be blinded; however, olanzapine dose will be unblinded. The doses of olanzapine will 
be 5, 10, 15, or 20 mg, and the doses of ALKS 3831 will be 5, 10,15, or 20 mg olanzapine 
combined with 10 mg samidorphan (henceforth referred to as 5/10, 10/10, 15/10, or 20/10 mg). 
5.5. 
Benefit-Risk Assessment 
As stated in the background section, first- and early-episode schizophrenia and bipolar I disorder 
are critical phases of the diseases, where optimal antipsychotic efficacy is crucial. Treatment 
with ALKS 3831 combines the advantages of the antipsychotic efficacy of olanzapine in treating 
both schizophrenia and bipolar disorder, with the potential to mitigate the known effect of 
olanzapine treatment of excessive weight gain. The antipsychotic efficacy seen in stable subjects 
treated in study ALK3831-302 was similar between ALKS 3831 and olanzapine as measured by 
Total PANSS and CGI scores. Based on the available data from the completed studies in healthy 
volunteers (ALK33-301) and in subjects with schizophrenia (ALK3831-302), subjects treated 
with ALKS 3831 have been shown to gain less weight compared to subjects treated with 
olanzapine alone. In ALK3831-302, the prevention of weight gain persisted during the 3-month 
ALKS 3831 treatment period. 
The important identified risks associated with the use of olanzapine include weight gain, glucose 
dysregulation, and dyslipidemia. For additional information on the known risks of olanzapine, 
see the local label. The safety profile of ALKS 3831 is consistent with that of olanzapine (see 
local label). In study ALK3831-302, the only adverse events reported with ALKS 3831 treatment 
occurring in ≥5% of subjects and at ≥2 times the rate of olanzapine alone were somnolence, 
sedation, dizziness, and constipation. Notably, these are all labeled events for olanzapine. The 
most common adverse events noted in clinical studies in >2% of subjects with ALKS 3831 to 
date have been somnolence, dizziness, weight increased, sedation, increased appetite, headache, 
orthostatic hypotension, and liver function test abnormal (see current ALKS 3831 Investigator’s 

 
 
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Brochure). In summary, data from the completed ALKS 3831 studies have demonstrated a 
favorable benefit-risk profile for further investigating ALKS 3831 in subjects with 
schizophrenia, schizophreniform disorder, or bipolar I disorder. 

 
 
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6. 
OBJECTIVES 
6.1. 
Primary Objective 
The primary objective of this study is to evaluate the effect of ALKS 3831, compared to 
olanzapine, on body weight in young adults with schizophrenia, schizophreniform, or bipolar I 
disorder who are early in their illness. 
6.2. 
Secondary Objective 
The secondary objective of this study is to evaluate the safety and tolerability of ALKS 3831 in 
young adults with schizophrenia, schizophreniform, or bipolar I disorder who are early in their 
illness. 

 
 
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7. 
SELECTION AND WITHDRAWAL OF SUBJECTS 
Each subject must meet all of the inclusion and none of the exclusion criteria to be qualified to 
participate in this study. 
7.1. 
Subject Inclusion Criteria 
Each subject must meet all of the following inclusion criteria to qualify for participation in this 
study. 
1. Subject is willing and able to give informed consent/assent, as per local requirements 
2. Subject meets the following antipsychotic treatment and duration of illness eligibility 
requirements: 
• Subject has less than 24 weeks previous treatment with antipsychotics (cumulative; 
lifetime) 
− Subject treated with aripiprazole can receive an additional 1 year of treatment at 
≤5 mg/day, and this treatment will not be considered as part of the 24 weeks of 
previous treatment with antipsychotics 
• Subject has less than 4 years elapse since the initial onset of active phase of 
symptoms 
• For subjects currently taking antipsychotic medication, the subject and the treating 
physician feel that a switch in medication is needed (ie, unsatisfactory clinical 
response, AEs, or nonadherence to current medication) 
3. For US sites, subject is ≥16 and <40 years of age at Screening. For subjects ≥16 and 
<18 years of age, must have had previous antipsychotic exposure. For non-US sites, 
subject is ≥18 and <40 years of age at Screening 
4. Subject has a BMI <30.0 kg/m2 at Screening  
5. Subject agrees to use an acceptable method of contraception for the duration of the study 
and for 30 days after any study drug administration, unless surgically sterile or 
postmenopausal (please refer to Section 8.4.1 for additional details regarding 
contraception) 
6. Subject meets the Diagnostic and Statistical Manual of Mental Disorders-Fifth Edition 
(DSM-5) criteria for a primary diagnosis of schizophrenia, schizophreniform disorder, or 
bipolar I disorder, confirmed with the Mini International Neuropsychiatric Interview 7.0 
for Schizophrenia and Psychotic Disorder Studies (MINI v7.0) for subjects ≥18 years of 
age, or with the Mini International Neuropsychiatric Interview for Children and 
Adolescents 7.0 for Schizophrenia and Psychotic Disorder Studies (MINI KID v7.0) for 
subjects 16 to <18 years of age at Visit 1 
7. For subjects with bipolar I disorder, they must have been experiencing an episode of 
acute mania as defined by DSM-5 within the last 14 days prior to Visit 1 

 
 
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8. Subject is suitable for eventual outpatient treatment based on the opinion of the 
Investigator and review of medical and clinical history by the Sponsor (or designee) 

 
 
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7.2. 
Subject Exclusion Criteria 
Each subject must not have any of the following conditions to qualify for participation in this 
study. 
7.2.1. 
Psychiatric Exclusion Criteria 
1. Subject has any of the following psychiatric conditions per DSM-5 criteria, as assessed 
by the MINI v7.0 or MINI KID v7.0. Conditions not assessable by the MINI v7.0 or 
MINI KID v7.0 should be assessed by clinical judgment: 
• Diagnosis of schizoaffective disorder, bipolar II disorder or current, untreated, or 
unstable major depressive disorder 
• Clinically significant cognitive difficulties, including dementia, delirium, or amnestic 
syndromes, or any other cognitive disorder, except for cognitive impairment 
associated with schizophrenia and bipolar I disorder present within the past 2 years 
that could interfere with participation in the study 
• Drug-induced or toxic psychosis 
• Alcohol or drug use (with the exception of nicotine) disorder, moderate or severe, 
currently or at any time during the 3 months prior to Visit 1 
• Any other psychiatric condition that could interfere with participation in the study 
2. Subject poses a current suicide risk at Visit 1 or Visit 2, in the opinion of the Investigator, 
and as confirmed by the following: 
• Answers “Yes” on items 4 or 5 from the Columbia-Suicide Severity Rating Scale 
(C-SSRS) with ideation or suicidal behavior occurring within the past year 
7.2.2. 
Exclusion Criteria based on Treatment History 
3. Subjects on medications that are prohibited (see Section 8.4.2) 
4. Subject has a history of using olanzapine >14 days (cumulative) during the 6 months 
prior to Visit 1, or a has a lifetime history of using olanzapine for >3 weeks (cumulative), 
or has a history of poor or inadequate response to treatment with olanzapine  
5. Subject has been treated with long-acting injectable antipsychotic medication within the 2 
months prior to screening, or has >6 months cumulative lifetime use; subject has received 
treatment with electroconvulsive therapy in their lifetime 
6. Current treatment with mood stabilizers (eg, lithium, valproate, etc.) that exceeds 2 
months prior to Visit 1 
7.2.3. 
Exclusion Criteria based on Drug/Alcohol Use and Concomitant Medications 
7. Subject has a positive drug screen for opioids, phencyclidine, amphetamine, 
methamphetamine, or cocaine at Visit 1 or Visit 2 
8. Subject has taken opioid agonists (eg, codeine, oxycodone, tramadol, or morphine) within 
the 14 days prior to Visit 1 and/or anticipates a need to take opioid medication during the 

 
 
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study period (eg, planned surgery), or has taken opioid antagonists including naltrexone 
(any formulations) and naloxone within 60 days prior to Visit 1 
9. Subject is taking any weight loss agents or hypoglycemic agents at Visit 1 
7.2.4. 
Exclusion Criteria based on Medical Conditions/Medical History 
10. Subject has a known or suspected intolerance, allergy, or hypersensitivity to olanzapine, 
opioid antagonists, or any of the ingredients of the study drug (see Section 10.1) at Visit 1 
11. Subject has a clinically significant or unstable medical illness, condition, or disorder that 
would be anticipated to potentially compromise subject safety or adversely affect the 
evaluation of efficacy 
12. Subject has a personal or family history of neuroleptic malignant syndrome, or has had 
clinically significant tardive dyskinesia 
13. Subjects with a history of or current neurologic conditions, including seizures (excluding 
febrile seizures), head trauma, or brain injury, should be discussed with the Sponsor prior 
to study entry 
14. Subjects with a history of any illness or procedures (including inflammatory bowel 
disease, GI surgery, liposuction, or eating disorders) that could change weight should be 
discussed with the Sponsor prior to study entry 
15. Subject has joined a weight management program or had significant changes in diet or 
exercise regimen within the 6 weeks prior to Visit 1 or plans to join a weight 
management program during the study 
16. Subject has started a smoking cessation program within the 6 months prior to Visit 1 or 
anticipates quitting smoking during the study 
17. Subject has a history of diabetes 
18. Subject has had a significant blood loss (>500 mL) or blood product donation (including 
platelets or plasma) within 60 days of Visit 1, or anticipated blood or blood product 
donation at any time during the study period 
19. Subject has known risk of narrow-angle glaucoma 
7.2.5. 
Exclusion Criteria Based on Laboratory Assessments 
20. Subject has a laboratory abnormality that would compromise the well-being of the 
subject, or has any of the following specific laboratory results at Visit 1: 
• Aspartate aminotransferase (AST) or alanine aminotransferase (ALT) value ≥2 times 
the upper limit of the laboratory normal reference range 
• Absolute neutrophil count (ANC) <1.2 × 103 per μL 
• Platelet count ≤75 × 103 per μL 
• Serum creatinine >2.0 mg/dL for males and >1.5 mg/dL for females 

 
 
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21. Subject has a positive serology test for hepatitis B surface antigen, hepatitis C antibody 
confirmed by ribonucleic acid (RNA) testing, or human immunodeficiency virus (HIV) 
antibody at Visit 1 
22. Subject has dyslipidemia, defined for this study as total fasting cholesterol >280 mg/dL 
or fasting triglycerides >500 mg/dL, at Visit 1 
23. Subject has a Hemoglobin A1c (HbA1c) ≥6.0% at Visit 1 
24. Subject has a fasting plasma glucose ≥126 mg/dL (7.0 mmol/L) at Visit 1 
25. Subject has a clinically significant ECG abnormality at Visit 1 
• Subject has a QT interval >450 msec for men and >470 msec for women, as corrected 
by the Fridericia formula (QTcF), observed at Visit 1 
7.2.6. 
General Exclusion Criteria 
26. Subjects with an electronic implant of any kind (eg, pacemaker) or any active prostheses 
27. Subject is currently pregnant or breastfeeding, or is planning to become pregnant during 
the study or within 30 days of the last study drug administration 
28. Subject has any finding that, in the view of the Investigator or Medical Monitor, would 
compromise the subject’s ability to fulfill the protocol visit schedule or study 
requirements 
29. Subject has participated in another clinical trial in which the subject received an 
experimental or investigational drug or agent within 3 months before Visit 1 by 
self-report or through confirmation using a clinical trial subject registry 
30. Subject has participated in a prior clinical study of ALKS 3831 or samidorphan 
31. Subject is employed by the Sponsor, contract research organization (CRO), Investigator, 
or study site (permanent, temporary contract worker, or designee responsible for the 
conduct of the study), or is immediate family1 of the Sponsor, Investigator, or study site 
employee 
7.3. 
Subject Withdrawal 
A subject may be discontinued from the study at any time if the subject, Investigator, or Sponsor 
determines that it is not in the best interest of the subject to continue participation. If a subject 
has an ANC <1.0 × 103 per µL or HbA1c ≥6.5% at any time, the Principal Investigator (PI; or 
designee) should discontinue the subject from participation immediately. Reasons for 
discontinuation include: 
• AE 
• Lack of efficacy 
 
1 Immediate family is defined as a spouse, parent, sibling, or child, whether biological or legally 
adopted. 

 
 
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• Lost to follow-up 
• Withdrawal by subject 
• Protocol deviation (including noncompliance with study drug or study procedures) 
• Pregnancy 
• Study terminated by Sponsor 
• Other 
If a subject withdraws from the study for any reason, any ongoing AEs will be followed until 
resolution, until deemed stable by the Investigator, or until the subject is deemed by the 
Investigator to be lost to follow-up. If, in the opinion of the Investigator, it is necessary to 
monitor a subject beyond the Safety Follow-up Visit, the Follow-up Period may be extended, 
as necessary. In such instances, the Sponsor and the Investigator will agree to an acceptable 
follow-up schedule. 
In the event that a subject chooses to withdraw from the study, the Investigator should make a 
reasonable effort to ascertain the reason(s) for withdrawal, while fully respecting the subject’s 
rights. Randomized subjects who terminate the treatment early (prior to Visit 9) will be asked to 
complete an Early Termination (ET) Visit and the Safety Follow-up Period (Visits 10 and 11). 
The ET Visit should be scheduled as close as possible to the subject’s last dose and will mimic 
the assessments scheduled to be conducted at Visit 9. Subjects will then be asked to return to the 
study center for biweekly visits until the end of planned treatment, to collect the following 
information: weight, waist circumference, body composition, AEs, and concomitant medications. 
If the subject fails or refuses to return to the study center, an attempt must be made to contact the 
subject by telephone in order to assess as many safety and efficacy parameters as possible. All 
data collected over the telephone must be documented and kept in the subject’s record. 
The Investigator must maintain a record of all subjects who fail to complete the study. The 
reason for study discontinuation will be documented and made on the appropriate electronic case 
report form (eCRF). If a subject is lost to follow-up, a reasonable attempt to contact the subject 
must be made and documented. 
7.4. 
Replacement of Subjects 
Subjects who withdraw from the study after randomization will not be replaced. 

 
 
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8. 
STUDY DESIGN 
8.1. 
Overall Study Design and Plan 
This is a Phase 3, multicenter, randomized, double-blind study to evaluate the effect of 
ALKS 3831 compared to olanzapine on body weight in young adults with schizophrenia, 
schizophreniform disorder, or bipolar I disorder who are early in their illness. 
Subjects will be screened at Visit 1, up to 30 days prior to randomization. At Visit 2, eligible 
subjects will be randomized 1:1 to ALKS 3831 or olanzapine, and receive study drug for up to 
12 weeks. Randomization will be stratified by diagnosis (schizophrenia/schizophreniform 
disorder vs bipolar I disorder), region (US vs non-US), and baseline BMI (<25 vs ≥25). Subjects 
on antipsychotic medications or mood stabilizers (excluding study medication) should be tapered 
off this medication by the end of Week 2 (Visit 4). Subjects may be inpatient or outpatient at 
Screening; however, in the opinion of the Investigator, all subjects should be appropriate for 
eventual outpatient treatment. Subjects should be outpatient within 2 weeks postrandomization. 
Cases that require inpatient treatment for longer than 2 weeks will require review and approval 
by the Medical Monitor on a case by case basis. 
Starting with Week 2 (Visit 4), subjects will come for biweekly visits for the remaining 
10 weeks. Study drug will be provided to subjects as coated bilayer tablets dispensed in blister 
packs at each visit to be taken at home (one tablet by mouth each day, preferably at bedtime). 
For the first week, at the discretion of the Investigator, subjects will receive 5, 10, 15, or 20 mg 
of olanzapine, or 5/10, 10/10, 15/10, or 20/10 mg of ALKS 3831. At the end of Week 1, for 
subjects initiated on 5 mg of olanzapine or 5/10 mg of ALKS 3831, the dose will be increased to 
10 mg of olanzapine or 10/10 mg of ALKS 3831. For all other subjects, the dose may also be 
increased to either 15 or 20 mg of olanzapine, or 15/10 or 20/10 mg of ALKS 3831. Following 
this increase, the dose may be increased or decreased to 5, 10, 15, or 20 mg of olanzapine, or 
to 5/10, 10/10, 15/10, or 20/10 mg of ALKS 3831 at the Investigator’s discretion. Dosing will be 
flexible throughout the study; however, frequent adjustments are discouraged. Dose adjustments 
can only be performed on-site at the study center. Subjects requiring dose adjustments between 
scheduled visits should arrange an unscheduled visit for the following procedures: study drug 
return and dispensation, adherence review, AE, and concomitant medication monitoring. 
Body weight, body composition (measured by Bioelectrical Impedance Analysis [BIA] using a 
Body Composition Analyzer), and metabolic parameters (including fasting triglycerides, 
cholesterol, and glucose) will be measured throughout the 12-week treatment period. Psychiatric 
symptoms will be evaluated using the CGI scales. Additional assessments will include Impact of 
Weight on Quality of Life – Lite Questionnaire (IWQOL-Lite). A daily medication adherence 
monitoring and reminder system (via smartphones) may be used in this study. In addition, 
subjects will be asked to participate in a supportive clinical care (SCC) program during the 
12-week treatment period. Participation in the SCC program will be independent of study visits 
and based on clinician and subject preference. 
The total study duration will be approximately 20 weeks, including a 4-week Screening Period, a 
12-week Treatment Period, and a 4-week Follow-up Period. Subjects completing this study will 
be eligible to enroll in a long-term safety study (ALK3831-A308), where it is approved by the 

 
 
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local regulatory authority. Subjects not enrolling in the long-term safety study will enter the 4-
week Safety Follow-up Period and return to their normal standard of care once their participation 
has ended. A schematic of the study design is provided in Figure 1. 
The end of trial is defined as the date of the last subject’s last visit. 
Figure 1: 
Study Design 
 
8.2. 
Schedule of Visits and Assessments 
The schedule of assessments is shown in Table 3. 
For a missed visit, the site should attempt to contact the subject to reschedule. 
Premature discontinuation procedures are provided in Section 7.3.
Screening
12-week Double Blind Treatment Period
ALKS 3831 5/10, 10/10, 15/10, 20/10 mg
Olanzapine 5, 10, 15, 20 mg
4-week follow-up period
Long-term open label 
extension (ALK3831-A308)
Day -30 to -1

 
 
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Table 3: 
Schedule of Assessments 
Visit Number 
SCN  
Day -
30  
to -1 
12-Week Double-Blind Treatment 
Safety Follow-upa 
Bi-
Weekly 
Visitsb 
1 
2c 
3 
4 
5 
6 
7 
8 
9/ET 
10 
11 
12-15b 
Study Week 
(Visit Window of ±2 Days for Visits 3-15) 
 
1 
2 
4 
6 
8 
10 
12 
14 
16 
 
Qualification/Diagnostic Assessments 
 
Informed Consent 
X 
 
 
 
 
 
 
 
 
 
 
 
Eligibility Review 
X 
X 
 
 
 
 
 
 
 
 
 
 
Demographics and Medical/ 
Psychiatric History  
X 
 
 
 
 
 
 
 
 
 
 
 
MINI v7.0/MINI KID v7.0 
X 
 
 
 
 
 
 
 
Xd 
 
 
 
Height 
X 
 
 
 
 
 
 
 
 
 
 
 
Qualification Safety Assessments 
 
Serology Testing 
X 
 
 
 
 
 
 
 
 
 
 
 
Urine Pregnancy Testing (all women) 
X 
X 
 
 
X 
 
X 
 
X 
 
X 
 
Urine Drug Screen 
X 
X 
 
 
 
 
 
 
 
 
 
 
Physical Examination 
X 
X 
 
 
 
 
 
 
X 
 
 
 
Biochemistry, Hematology, and 
Urinalysis Samples 
X 
X 
 
X 
 
 
 
 
X 
 
 
 
Pharmacokinetic Samplese 
 
 
 
X 
 
 
 
 
X 
 
 
 
Vital Signs 
X 
X 
 
X 
 
X 
 
 
X 
 
X 
 
12-Lead ECG 
X 
 
 
 
 
 
 
 
X 
 
 
 
Weightf, Waist Circumferenceg, and 
Body Compositionf 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 

 
 
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Table 3: 
Schedule of Assessments (Continued) 
Visit Number 
SCN  
Day -
30  
to -1 
12-Week Double-Blind Treatment 
Safety Follow-up 
Bi-
Weekly 
Visitsb 
1 
2c  
3 
4 
5 
6 
7 
8 
9/ET 
10 
11 
12-15b 
Study Week 
(Visit Window of ±2 Days for Visits 3-15) 
 
1 
2 
4 
6 
8 
10 
12 
14 
16 
 
AE Monitoring 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
Concomitant Medication Review 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
C-SSRSh 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
 
Psychiatric Efficacy/Quality of Life Assessments 
 
CGI-S 
 
X 
X 
X 
X 
X 
X 
X 
X 
 
 
 
CGI-I 
 
 
X 
X 
X 
X 
X 
X 
X 
 
 
 
IWQOL-Lite 
 
X 
 
 
X 
 
 
 
X 
 
 
 
Other/General Procedures 
 
Randomization 
 
X 
 
 
 
 
 
 
 
 
 
 
Genotype Sample 
X 
 
 
 
 
 
 
 
 
 
 
 
Study Drug Dispensation 
 
X 
X 
X 
X 
X 
X 
X 
 
 
 
 
Study Drug Return 
 
 
X 
X 
X 
X 
X 
X 
X 
 
 
 
Abbreviations: AE=adverse event; BIA=Bioelectrical Impedance Analysis; CGI-I=Clinical Global Impressions-Improvement; CGI-S=Clinical Global 
Impressions-Severity; C-SSRS=Columbia-Suicide Severity Scale; d=day; ECG=electrocardiogram; ET=early termination; IWQOL-Lite=Impact of Weight on 
Quality of Life–Lite; MINI v7.0=Mini International Neuropsychiatric Interview 7.0 for Schizophrenia and Psychotic Disorder Studies; MINI KID v7.0=Mini 
International Neuropsychiatric Interview for Children and Adolescents 7.0 for Schizophrenia and Psychotic Disorder Studies; PK=pharmacokinetic; 
SCN=screening 
a Subjects who consent for the open label safety extension study (ALK3831-A308) will continue to Visit 1 in that study and will not complete the Safety 
Follow-up Visits 
b Only for subjects who terminate the study early: subjects who terminate the study early will be asked to schedule an ET Visit as close as possible to the 
subject’s last dose, and then to return for the Safety Follow-up visits. Subjects will then return for up to 4 biweekly assessments. Assessments at the biweekly 
visits include weight, body composition, waist circumference, adverse event monitoring, and concomitant medication review. 
c All assessments will be conducted predose 
d This assessment will only be completed at Visit 9 for subjects diagnosed with schizophreniform disorder at Visit 1 

 
 
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e One PK draw to occur during each indicated visit. When PK and safety blood samples are scheduled to be collected on the same day, efforts should be made to 
collect during the same draw 
f Will be collected by Body Composition Analyzer 
g Waist circumference to be measured in triplicate at all indicated visits  
h “Baseline/Screening” version to be completed at Screening. “Since Last Visit” version to be completed at subsequent timepoints

 
 
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8.3. 
Study Procedures Descriptions 
Details of the study procedures are described below. The overall schedule of assessments is 
provided in Table 3. 
8.3.1. 
Informed Consent 
The nature of the study and its risks and benefits will be explained to the subject by the Principal 
Investigator or designated study personnel, as outlined in Section 17.3. 
Prior to the administration of any study-specific procedures, authorized study personnel will 
obtain written informed consent/assent, as per local requirements, from each potential subject. 
8.3.2. 
Eligibility Review 
An eligibility review will be conducted by the Investigator at the visits specified in Table 3 using 
the subject inclusion criteria in Section 7.1 and exclusion criteria in Section 7.2. Eligibility 
criteria will be reviewed by the Medical Monitor or designee prior to subject randomization.  
8.3.3. 
Demographics and Medical / Psychiatric History 
Subject’s demographic data and medical/psychiatric history will be reviewed and documented at 
the timepoint specified in Table 3. 
8.3.4. 
Concomitant Medication Review 
All medications (prescription and nonprescription, including vitamins and herbal supplements) 
taken by a given subject within 60 days of Screening through Follow-up will be recorded. This 
includes review and recording of all psychotropic and antipsychotic medications. 
At each study visit (see Table 3), the Investigator or designee will record the following data on 
all medications used by the subject: name, dose, regimen, route of administration, start and stop 
dates, and the indication for use. 
8.3.5. 
Vital Signs 
Vital signs (ie, blood pressure, heart rate, respiratory rate, and oral body temperature) will be 
assessed at the timepoints specified in Table 3. An effort will be made to consistently use the 
same arm (preferably the subject’s dominant arm) to measure blood pressure and heart rate 
throughout the study. The blood pressure cuff will be calibrated per study site standard operating 
procedures (SOP). Automated measurement is preferred, but if performed manually, heart rate 
will be measured in the brachial artery for at least 30 seconds. 
Blood pressure, heart rate, and respiratory rate will be measured after the subject has been in the 
supine position for at least 5 minutes. Vital signs may be collected at any time during a 
scheduled visit, unless otherwise noted. 
8.3.6. 
Physical Examination 
A physical examination will be performed at the timepoints specified in Table 3. Full physical 
examination at Screening (Visit 1); brief physical examination at all other indicated visits. 

 
 
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8.3.7. 
Height, Body Weight, Body Composition Analysis, and Waist Circumference 
Height will be measured at Screening only. Waist circumference will be measured at all the 
timepoints specified in Table 3, and will be measured 3 consecutive times at each time point. The 
Body Composition Analyzer will collect multiple measures related to body composition using 
BIA, including, but not limited to, weight, fat mass, lean mass, and percentage body fat, at all the 
timepoints specified in Table 3. 
For the Body Composition Analyzer measurements, subjects should be asked to void 
immediately prior to measurement and should be dressed in a hospital gown with consistent 
under-attire for each measurement. Subjects should remove all personal items (including shoes, 
watches, and jewelry) and they should be weighed on a study-approved and calibrated scale for 
each measurement under the same conditions. The body composition analysis should not be 
performed when the subject is attached to any portable electronic equipment (eg, a portable ECG 
machine). 
8.3.8. 
12-Lead Electrocardiogram 
A 12-lead ECG will be conducted at the timepoints specified in Table 3. All scheduled ECGs 
must be performed after the subject has rested quietly for at least 5 minutes in the supine 
position. 
A qualified clinician will conduct ECGs and assess ECG results using equipment that has been 
calibrated according to the site’s SOP. The following ECG parameters will be collected: pulse, 
RR, PR, QRS, QT, QTcF, and QT interval corrected using the Bazett formula (QTcB). 
All ECGs will be evaluated by a central reader. 
8.3.9. 
Structured Interviews and Questionnaires 
Brief descriptions of each of the interviews and questionnaires to be distributed are available 
below. All interviews and questionnaires will be administered by trained and qualified study 
personnel. 
For assessments performed at multiple visits, every effort should be made to pair the same 
clinician/rater with the same subject across visits. 
Table 3 provides information on the timepoints at which each assessment should be 
administered. 
8.3.9.1. 
Rater Review 
Rater (ie, study staff) accuracy for the MINI interview at Screening will be reviewed by central 
raters. Rater review is necessary for mitigating inaccurate inclusion/exclusion assessments. 
Rater assessments require subject interviews to be audio recorded. The audio recording will be 
disclosed and explained to the subject by study staff and will be disclosed in the ICF during the 
informed consent process. No subject will be recorded without the knowledge that a recording is 
being made. 

 
 
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8.3.9.2. 
Diagnostic Assessments 
8.3.9.2.1. Mini International Neuropsychiatric Interview/Mini International 
Neuropsychiatric Interview for Children and Adolescents 
The Mini International Neuropsychiatric Interview 7.0 for Schizophrenia and Psychotic Disorder 
Studies (MINI v7.0) and the Mini International Neuropsychiatric Interview for Children and 
Adolescents 7.0 for Schizophrenia and Psychotic Disorder Studies (MINI KID v7.0) are short, 
clinician-administered, structured diagnostic interviews, with an administration time of 
approximately 15 minutes (Sheehan et al, 1998). The MINI v7.0 and MINI KID v7.0 have been 
validated against the much longer Structured Clinical Interview for DSM Diagnoses. The MINI 
v7.0 and MINI KID v7.0 will be administered by the PI or designee at the timepoints in Table 3. 
The MINI v7.0 will be conducted with subjects ≥18 years of age and the MINI KID v7.0 will be 
conducted with subjects <18 years of age. 
8.3.9.3. 
Safety Assessments 
8.3.9.3.1. Columbia-Suicide Severity Rating Scale 
The PI or designee will administer the C-SSRS according to the timepoints in Table 3. The 
“Baseline/Screening” version of the C-SSRS will be completed at Screening (Posner et al, 
2009a). The “Since Last Visit” version will be completed at all other scheduled timepoints 
(Posner et al, 2009b). The C-SSRS should be administered by a qualified clinician trained in 
assessing and managing suicidal ideation and behavior. 
8.3.9.4. 
Antipsychotic Efficacy Assessments 
For assessments performed at multiple timepoints, every effort should be made to pair the same 
clinician/rater with the same subject across timepoints. 
8.3.9.4.1. Clinical Global Impressions-Severity 
The PI or designee will complete the CGI-S scale at the timepoints specified in Table 3. The 
CGI-S measures mental illness severity. Clinicians are asked to rate subjects based on their prior 
experience working with individuals in a similar patient population (Guy 1976). 
8.3.9.4.2. Clinical Global Impressions-Improvement 
The PI or designee will complete the CGI-I scale at the timepoints specified in Table 3. The 
CGI-I measures mental illness improvement. Clinicians are asked to rate subjects based on their 
prior experience working with individuals in a similar patient population (Guy 1976). 
8.3.9.5. 
Other Assessments 
8.3.9.5.1. Impact of Weight on Quality of Life-Lite 
Subjects will complete the IWQOL-Lite questionnaire (Kolotkin et al, 2001) at the timepoints 
specified in Table 3. 

 
 
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8.3.10. 
Supportive Clinical Care 
Subjects will be offered SCC during the 12-week Treatment Period. Participation in the SCC 
program will be independent of study visits and based on clinical and subject preference. The 
SCC component modules may include individual psychotherapy, supported education services, 
and family education and support. Investigators and subjects will be able to select the modules to 
be used based on their judgment of appropriateness. The use of any or all modules will not be 
mandatory for each subject. 
8.3.11. 
Laboratory Assessments 
8.3.11.1. Drug Testing 
A urine drug test for opioids and drugs of abuse, including amphetamine/methamphetamine, 
phencyclidine, and cocaine, will be performed at the timepoints specified in Table 3. Results 
must be negative at Screening (Visit 1) and Baseline (Visit 2) for the subject to be eligible for the 
study. Centralized drug testing will be performed at Screening (Visit 1) and local drug testing 
(via dipstick) at other timepoints, as specified in Table 3. The urine drug screen may be repeated 
at any point during the study based on the Investigator’s discretion. 
8.3.11.2. Hematology, Biochemistry, and Urinalysis 
Fasting blood and urine samples for laboratory assessments will be collected at the timepoints 
specified in Table 3 for specific hematology, biochemistry, and urinalysis assessments listed in 
Table 4. Subjects will be instructed not to eat or drink anything (except water) for 8 hours before 
each visit where blood samples for biochemistry and hematology assessments will be collected. 
Samples will be collected in accordance with the site’s usual procedures and analyzed by a 
central laboratory. Laboratory assessments may be repeated at the Investigator’s discretion. 

 
 
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Table 4: 
Clinical Laboratory Assessments 
Hematology 
Biochemistry 
Urinalysis 
Hematocrit 
Hemoglobin 
Platelets 
Red blood cell count 
Total and differential (absolute) 
white blood cell counta 
General Chemistry 
Albumin 
Bicarbonate 
Calcium 
Chloride 
Creatine phosphokinase 
Glucose 
hs-CRP 
Interleukin 6 
Lactic dehydrogenase 
Potassium 
Sodium 
Total protein 
Tumor necrosis factor α 
Uric acid 
Endocrine Function Test 
Thyroid-stimulating hormoneb 
HbA1cc 
Prolactin 
Insulin 
Liver Function Tests 
Alanine aminotransferase 
Alkaline phosphatase 
Aspartate aminotransferase 
Gamma-glutamyl transferase 
Total bilirubin 
Renal Function Tests 
Blood urea nitrogen 
Creatinine 
Lipid Panel 
High-density lipoprotein 
Low-density lipoprotein 
Total cholesterol 
Triglycerides 
Apolipoprotein B 
Apolipoprotein A1 
Bilirubin 
Color and appearance 
Glucose 
Ketones 
Leukocytes 
Nitrite 
Occult blood 
pH 
Protein 
Specific gravity 
Urobilinogen 
Cotinine 
Microscopic examination of 
sediment, only if urinalysis dipstick 
results are abnormal 
Abbreviations: ANC=absolute neutrophil count; HbA1c=Hemoglobin A1c; hs-CRP=high-sensitivity C-reactive 
protein; PI=Principal Investigator 
a At screening, if a subject has an ANC <1.2 × 103 per µL, a repeat will be allowed. However, if a subject has an 
ANC <1.0 × 103 per µL at any time, the PI (or designee) should discontinue the subject from participation 
immediately, as indicated in Section 7.3 

 
 
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b At Screening only; if the thyroid-stimulating hormone results indicate the value is outside of normal limits, the 
central lab will automatically test the same Screening visit sample and provide a free T4 and T3 analysis 
c No repeats will be allowed. If a subject has HbA1c ≥6.5% at any time, the PI (or designee) should discontinue the 
subject from participation immediately, as indicated in Section 7.3 
8.3.11.3. Urine Pregnancy Testing 
A urine pregnancy test will be administered to all women at the timepoints specified in Table 3. 
Results must be negative for the subject to be eligible for the study at Screening (Visit 1) and 
Baseline (Visit 2). As highlighted in Section 7.3, a positive pregnancy test result at any time will 
necessitate the subject’s immediate withdrawal from the study. Additional follow-up may be 
necessary, as indicated in Section 8.4.1. 
8.3.12. 
Serology Testing 
A blood sample for a serology panel testing for hepatitis B surface antigen, anti-hepatitis C 
antibodies, and HIV will be performed at Screening only, as specified in Table 3. A positive 
hepatitis C antibody test must be confirmed by RNA testing to be exclusionary. 
8.3.13. 
Genotype Sampling 
A blood sample may be collected (at the timepoint indicated in Table 3) for evaluation of 
genotypes that are potentially related to response and to explore potential genetic associations 
with efficacy, adverse effects, symptoms, or outcomes. No other tests will be performed with 
these samples. 
8.3.14. 
Pharmacokinetic Assessments 
Concentrations of olanzapine, samidorphan, and metabolites of interest will be determined from 
plasma samples collected according to the schedule in Table 3. The time of last study drug 
administration (when applicable) and the time of each pharmacokinetic (PK) blood draw must be 
documented in the subject’s source documents. Samples for PK analysis will be stored 
at -20°C ±10°C. Pharmacokinetic data from these samples may be included in a subsequent 
population PK analysis or other post-hoc analyses conducted outside of this study. 
8.3.15. 
Randomization 
At the timepoints specified in Table 3, subjects will be randomized, as outlined in Section 9.3. 
8.3.16. 
Drug Dispensation and Reconciliation 
Section 9 provides information related to drug dispensing procedures. Study drug will be 
dispensed/administered at the timepoints specified in Table 3. The study drug use and storage 
information will be explained to/reviewed with the subject. 
8.3.16.1. Medication Adherence and Reminder System 
A daily medication adherence monitoring and reminder system (via smartphones) may be used in 
this study to automatically confirm medication ingestion. After confirmation, all collected data 
and video recordings will be encrypted and may be transmitted to a secure centralized location, 
in accordance with local regulations, for further analysis, including testing for duplicate 

 
 
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enrollment. The captured data and video are reviewable only through a roles- and rules-restricted 
system ensuring privacy of the information. The system is compliant with the Health Insurance 
Portability and Accountability Act (HIPAA), which protects the privacy and security of 
healthcare information. In addition, built-in reminders and a communication system will allow 
real-time intervention in case of drug interruptions. Phone numbers of the patients may also be 
collected and stored in an encrypted manner. At no time is the phone number visible to 
healthcare providers or monitoring personnel. Use of this system will in no way supersede or 
replace the physician- and/or trial-prescribed medication protocol of the patients. 
8.3.17. 
Emergency Treatment Card 
An emergency treatment card will be distributed to each subject at Screening (Visit 1) and 
collected at Visit 9. The card will indicate that the subject is receiving an opioid antagonist 
and/or olanzapine, and will include the PI’s contact information, a suggested pain management 
plan, and information regarding opiate blockade. Subjects will be instructed to keep the card with 
them at all times. Study personnel will confirm that subjects have the card in their possession at 
each study visit. 
8.3.18. 
Adverse Event Monitoring 
All AEs will be monitored continuously from the time a subject signs the informed consent 
document until the completion of the final study visit (see Table 3). Adverse events and serious 
AEs (SAEs) are defined in Section 13.1 and 13.2, respectively. Section 13.4 provides guidance 
on the monitoring and recording requirements for AEs. Section 13.5 provides guidance on the 
reporting requirements for SAEs. 
8.4. 
Study Requirements and Restrictions 
8.4.1. 
Contraception and Pregnancy 
All male and female subjects must agree to use an acceptable method of contraception for the 
duration of the study. All female subjects must agree to use an acceptable method for 30 days 
after the last dose of study drug, unless they are surgically sterile or postmenopausal (see below). 
The following are considered acceptable methods of contraception: 
1. Intrauterine device 
2. Oral contraceptive pills and other hormonal methods (eg, a vaginal ring, contraceptive 
patch, contraceptive implant) 
3. Double-barrier protection (eg, a condom with spermicide or a diaphragm with 
spermicide) 
4. Abstinence (see below) 
Subjects who are abstinent are eligible, provided they agree to use an acceptable contraceptive 
method should they become sexually active. Abstinence is defined as “true abstinence” in which 
subjects must refrain from heterosexual intercourse for the full duration of the study and must be 
in line with the preferred and usual lifestyle of the subject. Periodic abstinence (eg, calendar, 
ovulation, symptothermal, postovulation methods), declaration of abstinence for the duration of 
exposure to the study drug, and withdrawal are not acceptable methods of contraception. 

 
 
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Subjects who are surgically sterile are exempt from the requirement to use contraception. 
Women who have undergone a hysterectomy, bilateral tubal ligation, or bilateral 
salpingo-oophorectomy are considered surgically sterile. Men who have undergone a vasectomy 
are considered surgically sterile. Partner vasectomy is not considered an approved acceptable 
method of contraception for a female subject. 
Women who are postmenopausal are also exempt from the requirement to use contraception. For 
the purpose of this study, postmenopausal is defined as the permanent cessation of menstruation 
for at least 12 months prior to Screening in women who are 45 years of age or older. 
If a subject becomes pregnant while participating in the study, she will be discontinued from 
study drug immediately. The ET and Safety Follow-up Visits will be scheduled and the 
pregnancy will be reported to Alkermes. Additional follow-up may be required. Pregnancies in 
female partners of male subjects should also be reported and will be followed in the same 
manner. If a female partner of a male subject becomes pregnant, she may be required to sign an 
informed consent form to obtain pregnancy follow-up information, per local requirements. 
A Pregnancy Report Form must be submitted to Alkermes via Premier Research Group Limited 
(per Section 13.5) immediately, within 24 hours of awareness of the pregnancy, irrespective of 
whether an AE has occurred. The pregnancy will be followed until completion or termination. If 
the outcome of the pregnancy meets the criteria for classification as an SAE, it should be 
reported following the SAE procedure (see Section 13.5). 
8.4.2. 
Prohibited Medications 
The use of any antipsychotic other than study drug is prohibited, except when subjects are 
tapering off of current medication (see Section 8.1). The following medications will be 
prohibited for the duration of the study, unless otherwise indicated: 
• The following psychotropic medications, other than study drug: 
− Antipsychotics (subjects must be tapered off any previous antipsychotic 
medications within 14 days after randomization) 
− Antidepressants for bipolar I disorder subjects at Visit 1 and Visit 2 (subjects may 
be initiated on antidepressants after Visit 2, as described in Section 8.4.3) 
− Mood stabilizers (subjects must be tapered off any mood stabilizer medications 
within 14 days after randomization) 
• Chantix® (varenicline; however, nicotine replacement therapy, including nicotine 
replacement patch and oral nicotine gum, is permitted) 
• All prescription or over-the-counter (OTC) agents taken for the purpose of weight 
reduction 
• Systemic steroids administered by oral, intravenous, or intramuscular route 
• Topiramate (Topamax®) and combination products containing topiramate; calcitonin 
(eg, Miacalcin®) 
• Diabetes treatments and hypoglycemic agents, including metformin and insulin 

 
 
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• Moderate-to-strong inducers or inhibitors of cytochrome P450 (CYP) 3A 
(prescription medications, OTC medications, or dietary supplements) within 30 days 
before randomization through Follow-up (refer to Appendix A for a list of CYP3A 
inhibitors and inducers) 
The CRO Medical Monitor should be consulted for any questions about use of any psychotropic 
medications during a subject’s participation in this study. 
8.4.3. 
Permitted Medications 
• Medications that exhibit drug interaction potential with olanzapine, including known 
inhibitors and inducers of CYP1A2 (Appendix B), may affect olanzapine 
concentrations. Hence, investigators must use caution with inhibitors and inducers of 
CYP1A2 and monitor for need for study drug dose adjustment  
• Medicinal products known to be associated with increase in QTc interval should be 
used with caution given the increased risk of torsade de pointes (Appendix C) 
• Oral contraceptive pills and other hormonal methods (eg, a vaginal ring, 
contraceptive patch, contraceptive implant) will be permitted 
• Antidepressants 
− Bipolar I disorder: Antidepressants are not permitted at Visit 1 and Visit 2. 
However, a selective serotonin reuptake inhibitor (SSRI) antidepressant may be 
initiated during the Treatment Period, if clinically indicated. Treatment with 
SSRIs that may cause significant weight gain should be avoided (eg, paroxetine). 
− Schizophrenia and schizophreniform disorder: May remain on the medication if 
stable on antidepressants for greater than 30 days prior to study entry. However, 
an SSRI antidepressant may be initiated during the Treatment Period, if clinically 
indicated. Treatment with SSRIs that may cause significant weight gain should be 
avoided (eg, paroxetine). 
8.4.4. 
Pain Management 
Because ALKS 3831 contains samidorphan, a μ-opioid antagonist, subjects may experience 
reduced or ineffective analgesia when taking an opioid analgesic agent concurrently with 
ALKS 3831, including several days after last dosing of ALKS 3831. 
In the event of an emergency, pain management of the subject should include the following: 
• Regional analgesia or use of non-opioid analgesics 
• If opiate anesthesia or analgesia is required, the subject should be continuously 
monitored, in an anesthesia care setting, by persons not involved in the conduct of the 
surgical or diagnostic procedure. The opioid therapy must be provided by individuals 
specifically trained in the use of anesthetic drugs and the management of the 
respiratory effects of potent opioids, specifically the establishment and the 
maintenance of a patent airway and assisted ventilation 

 
 
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• Close monitoring by appropriately trained personnel in a setting equipped and staffed 
for cardiopulmonary resuscitation 
For subjects requiring emergency opioid analgesics prior to dosing, the study drug should not be 
administered. If opioid analgesics are required after the study drug has been dosed, it may take 
several days for opiate sensitivity to be restored, since samidorphan functions as a μ-opioid 
antagonist and could interfere with opioid-mediated pain management. 
8.4.5. 
Fasting 
Subjects are required to fast for at least 8 hours (no food or drink, except water) prior to 
laboratory blood draws. 

 
 
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8.4.6. 
Other Restrictions and Requirements 
Additional restrictions and requirements include: 
• Prohibited substances include opioids, amphetamines (including methamphetamine), 
cocaine, and phencyclidine 
• Subjects will be required to abstain from blood or blood product donation during the 
study and for 30 days following the Follow-up Visit 
• Subjects will be instructed to maintain their normal caffeine intake and/or tobacco 
use, as well as normal activity/exercise, throughout the study. Subjects will be asked 
to abstain from strenuous physical activity for 48 hours prior to each study visit 
• Subjects are prohibited from participating in a weight management program 
(including weight loss surgery) or from entering a smoking cessation program for the 
duration of the study 
• Subjects will be asked to refrain from driving, operating machinery, or engaging in 
hazardous activities until they and the Investigator are sure the study drug is not 
impairing their judgment and/or ability to perform skilled tasks 
See Section 8.3.4 for details regarding the concomitant medication review. 

 
 
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9. 
TREATMENT OF SUBJECTS 
9.1. 
Study Drug Dose and Administration 
Study drugs include: 
• ALKS 3831 5/10, 10/10, 15/10, or 20/10 mg, administered as a coated bilayer tablet 
• Olanzapine 5, 10, 15, or 20 mg, administered as a coated bilayer tablet 
For the first week, at the discretion of the Investigator, subjects will receive 5, 10, 15, or 20 mg 
of olanzapine or 5/10, 10/10, 15/10, or 20/10 mg of ALKS 3831. At the end of Week 1, for 
subjects initiated on 5 mg of olanzapine or 5/10 mg of ALKS 3831, the dose will be increased to 
10 mg of olanzapine or 10/10 mg of ALKS 3831. For all other subjects, the dose may also be 
increased to either 15 or 20 mg of olanzapine, or 15/10 or 20/10 mg of ALKS 3831. Following 
this increase, the dose may be increased or decreased to 5, 10, 15, or 20 mg of olanzapine, or 
to 5/10, 10/10, 15/10, or 20/10 mg of ALKS 3831, at the Investigator’s discretion. Dosing will be 
flexible throughout the study; however, frequent adjustments are discouraged. Dose adjustments 
can only be performed on-site at the study center. 
For subjects requiring initial inpatient care, study drug will be administered orally, once daily, 
preferably at bedtime. Following discharge, subjects will be given study drug to take home and 
will be instructed to take one tablet orally, preferably at bedtime. If there are tolerability 
problems, dosing may be switched to another time, based on the judgment of the Investigator; 
frequent switching is discouraged. 
Subjects will be instructed to keep all unused tablets in their blister card and to return unused 
tablets to the study site at their next visit. If dosing is to occur at that visit, the dose should be 
taken from the subject’s next blister card, not from the card they are returning.  
If a dose is missed or forgotten, subjects will be instructed to resume regular dosing the 
following night. Subjects will be instructed not to take a double dose to try to “make up” for the 
missed dose. 
9.2. 
Treatment Adherence 
A daily medication adherence monitoring and reminder system (via smartphones) may be used in 
this study (as described in Section 8.3.16.1). Subjects will be instructed to keep all unused tablets 
in their original containers and to return the original containers with any unused study drug at 
each visit following dispensation. Study drug accountability will be documented as the number 
of tablets dispensed, dosed, lost/missing, or remaining. If applicable, the site will discuss 
nonadherence with the subject. 
9.3. 
Randomization/Method of Assigning Subjects to Treatment 
Subjects meeting eligibility criteria at baseline (Visit 2) will be randomized in a (1:1) ratio to 
ALKS 3831 or olanzapine. The randomization will be stratified by diagnosis 
(schizophrenia/schizophreniform disorder vs bipolar I disorder) , region (US vs non-US), and 
baseline BMI (<25 vs ≥25). 

 
 
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Randomization will be performed centrally through an Interactive Web Response System 
(IWRS). A unique randomization number will be assigned by the IWRS once eligibility has been 
determined. Once a randomization number has been assigned, that number must not be used 
again if, for example, a subject is withdrawn from the study. Codes will be prepared by an 
independent biostatistician who is not otherwise involved in this study. 
9.4. 
Blinding 
All Alkermes staff, CRO staff, clinical staff, subjects, and caregivers will be blinded to treatment 
assignment until database lock. 
The PI is responsible for all trial-related medical decisions. If the Investigator deems it necessary 
to break the study blind in the interest of a subject’s medical safety, he or she is encouraged to 
contact the CRO/Sponsor Medical Monitor to discuss their rationale for unblinding. However, to 
prevent delays to the Investigator or medical personnel responding to a potentially emergent 
situation, unblinding of study drug will not be dependent upon the Investigator receiving 
approval from the Sponsor/CRO Medical Monitor (ie, the Investigator will be able to obtain the 
code break information independent of the Sponsor/CRO Medical Monitor). If the site is unable 
to contact the Medical Monitor prior to breaking the blind, the Medical Monitor must be 
contacted within 24 hours following disclosure of study drug assignment. Any premature 
unblinding should be promptly documented and explained to the Medical Monitor. 
Breaking the blind for a single subject will not affect the blind for the remaining subjects. 

 
 
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10. 
STUDY DRUG MATERIALS AND MANAGEMENT 
10.1. 
Study Drug 
The ALKS 3831 drug product will be supplied as a coated bilayer tablet in four fixed-dose 
combinations: 
• ALKS 3831 5/10 (5 mg olanzapine/10 mg samidorphan) 
• ALKS 3831 10/10 (10 mg olanzapine/10 mg samidorphan) 
• ALKS 3831 15/10 (15 mg olanzapine/10 mg samidorphan) 
• ALKS 3831 20/10 (20 mg olanzapine/10 mg samidorphan) 
The tablets contain olanzapine and samidorphan L-malate (RDC-0313-02), and the following 
excipients commonly used in pharmaceutical drug products: microcrystalline cellulose, lactose 
monohydrate, crospovidone, colloidal silica dioxide, and magnesium stearate. 
The tablet coating contains hydroxypropyl methylcellulose 2910 (HPMC 2910), titanium 
dioxide, lactose monohydrate, and triacetin as well as one or more of the following dye 
components; iron oxide yellow, iron oxide red, and/or FD&C blue #2/indigo carmine AL.  
Matching olanzapine-only drug will be manufactured by Alkermes, Inc and will be supplied as a 
coated bilayer tablet in four dose strengths: 
• OLZ 5 (5 mg olanzapine) 
• OLZ 10 (10 mg olanzapine) 
• OLZ 15 (15 mg olanzapine) 
• OLZ 20 (20 mg olanzapine) 
The tablets contain olanzapine and the following excipients commonly used in pharmaceutical 
drug products: microcrystalline cellulose, lactose monohydrate, crospovidone, colloidal silica 
dioxide, and magnesium stearate. 
The tablet coating contains hydroxypropyl methylcellulose 2910 (HPMC 2910), titanium 
dioxide, lactose monohydrate, and triacetin as well as one or more of the following dye 
components; iron oxide yellow, iron oxide red, and/or FD&C blue #2/indigo carmine AL.  
10.2. 
Packaging and Labeling 
ALKS 3831 and olanzapine will be supplied in blister packs. Blister cards will be in weekly and 
biweekly configurations. Weekly blister cards will contain 9 tablets, enough for 1 week of 
dosing, plus sufficient overage for two additional once daily doses. Biweekly blister cards will 
contain 16 tablets, enough for 2 weeks of dosing, plus sufficient overage for two additional once 
daily doses. 
10.3. 
Storage 
Product should be stored at no more than 25°C. 

 
 
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Under the US Controlled Substances Act, samidorphan is considered a Schedule II substance 
because it is derived from opium alkaloids. Therefore, samidorphan and/or blinded study drug 
must be stored in accordance with restrictions related to Schedule II substances. The site will 
take adequate precautions, including storage of the investigational drug in a securely locked, 
substantially constructed cabinet, or other securely locked, substantially constructed enclosure, 
access to which is limited, to prevent theft or diversion of the substance. 
10.4. 
Accountability 
The clinical site is required to maintain current drug dispensation and accountability logs 
throughout the study. All unused supplies will be checked against the drug movement records 
during the study and/or at the end of the study. 
Refer to Section 8.3.16 for additional study drug reconciliation procedures. 
10.5. 
Handling and Disposal 
Following completion and verification of accountability logs, all unused and used packages must 
be destroyed. Packages may be destroyed on site according to Good Clinical Practice (GCP) and 
site practice. Alternatively, the sponsor may arrange for destruction with a third party vendor 
operating in accordance with GCP and/or Good Manufacturing Practice (GMP), as applicable. 

 
 
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11. 
ASSESSMENT OF EFFICACY 
11.1. 
Primary Efficacy Endpoint 
• Percent change from baseline in body weight at Week 12 
11.2. 
Secondary Efficacy Endpoints 
• Proportion of subjects with ≥10% weight gain at Week 12 
• Proportion of subjects with ≥7% weight gain at Week 12 
• Change from baseline in waist circumference at Week 12 
• Change from baseline in CGI-S score within the ALKS 3831 Group at Week 12 
11.3. 
Other Endpoints 
• Absolute change from baseline in body weight by visit 
• Proportion of subjects with ≥5 cm increase from baseline in waist circumference at 
Week 12 
• Body composition endpoints, as assessed by bioimpedance analysis, including 
− Change from baseline in fat mass by visit 
− Change from baseline in percent body fat by visit 
− Change from baseline in fat mass index by visit 
− Change from baseline in visceral adipose tissue by visit 
− Change from baseline in lean mass by visit 
− Change from baseline in fat free mass index by visit 
− Change from baseline in total skeletal muscle mass by visit 
• Percent and absolute change from baseline in fasting lipids (fasting triglycerides, low-
density lipoprotein [LDL], high-density lipoprotein [HDL], total cholesterol), fasting 
glucose, HbA1c, and fasting insulin by visit 
• Percent and absolute change from baseline in additional laboratory parameters 
including apolipoprotein B (Apo B), apolipoprotein A1 (Apo A1), Apo B/Apo A1, 
high-sensitivity-C-reactive protein (hs-CRP), interleukin-6 (IL-6), and tumor necrosis 
factor α (TNFα) by visit 
• Change from baseline in CGI-S score (between and within treatment groups) by visit 
• Change from baseline in CGI-S score (between and within treatment groups) by visit 
and by diagnosis 
• CGI-I score by visit 

 
 
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• Change from baseline in IWQOL-Lite score by visit 

 
 
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12. 
ASSESSMENT OF PHARMACOKINETICS 
Concentrations of olanzapine, samidorphan, and metabolites of interest will be determined from 
plasma samples collected according to the schedule in Table 3. Data from these PK samples may 
be included in a subsequent population PK analysis conducted outside of this study. By-subject 
listings of plasma concentrations will be provided. 

 
 
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13. 
ASSESSMENT OF SAFETY 
Safety will be assessed on the basis of: 
• AEs 
• Vital signs (ie, oral temperature, respiratory rate, blood pressure, and heart rate) 
• Clinical laboratory parameters, including chemistry, hematology, and urinalysis 
• ECG results 
• C-SSRS 
13.1. 
Definition of Adverse Event 
An AE is any untoward medical occurrence in a patient or clinical investigation subject who has 
been administered a pharmaceutical product. The occurrence, which may or may not have a 
causal relationship with the investigational treatment, may include any clinical or laboratory 
change that does not commonly occur in that subject and is considered clinically significant. 
Illnesses present prior to the subject signing the ICF are considered to be pre-existing conditions 
and are documented on the medical history eCRF. Pre-existing conditions that worsen during the 
study are entered on the AE eCRF. 
All out-of-range laboratory values will be deemed as clinically significant or not clinically 
significant by the Investigator. Clinically significant values will be considered AEs and will be 
recorded as such on the eCRFs. 
Pregnancy is not considered an AE, although a subject will be withdrawn from the study if a 
pregnancy occurs. As described in Section 8.4.1, the pregnancy, including a partner’s pregnancy, 
must be reported to Alkermes, and additional follow-up may be required. 
Transition from schizophreniform to schizophrenia is not considered an AE, unless deemed so by 
the Investigator. 
13.2. 
Definition of Serious Adverse Event 
An SAE is any AE, occurring at any dose and regardless of causality, that: 
• Results in death 
• Is life-threatening. The subject is at immediate risk of death from the reaction as it 
occurs. This does not include a reaction that, had it occurred in a more severe form, 
might have caused death 
• Requires inpatient hospitalization or prolongation of existing hospitalization 
• Results in persistent and significant disability/incapacity (eg, a substantial disruption 
of a person’s ability to conduct normal life functions) 
• Is a congenital anomaly/birth defect 

 
 
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Important medical events that may not result in death, be immediately life-threatening, or require 
hospitalization may be considered to be SAEs when, based upon appropriate medical judgment, 
they may jeopardize the patient or subject and may require intervention to prevent one of the 
other outcomes listed above. 
Admission to a hospital or an inpatient unit for a nonmedical reason (ie, social stay admission) 
during the study, in the absence of an untoward medical occurrence, will not be considered an 
SAE, but will be reported as an AE. Hospitalization due to worsening of behavioral health-
related issues should be reported as an SAE. 
13.3. 
Relationship to Study Drug 
The assessment of study drug relationship to each AE will be reported on the appropriate source 
document (and SAE form, in the event of an SAE) by the Investigator (or designated 
Subinvestigator) according to his/her best clinical judgment. The criteria listed in Table 5 should 
be used to guide this assessment. Please note that not all criteria must be present to be indicative 
of a particular drug relationship. All study drugs are considered “test drugs” for the purposes of 
the definitions listed in the table. 

 
 
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Table 5: 
Adverse Event Causality Guidelines 
Relationship 
Criteria for assessment 
Definitely related 
There is evidence of exposure to the test drug. 
AND 
The temporal sequence of the AE onset relative to administration of the test drug is 
reasonable. 
The AE is more likely explained by the test drug than by another cause. 
Dechallenge (if performed) is positive. 
Rechallenge (if feasible) is positive. 
The AE shows a pattern consistent with previous knowledge of the test drug or test 
drug class. 
Probably related 
There is evidence of exposure to the test drug. 
AND 
The temporal sequence of the AE onset relative to administration of the test drug is 
reasonable. 
The AE is more likely explained by the test drug than by another cause. 
Dechallenge (if performed) is positive. 
Possibly related 
There is evidence of exposure to the test drug. 
AND 
The temporal sequence of the AE onset relative to administration of the test drug is 
reasonable. 
The AE could have been due to another equally likely cause. 
Dechallenge (if performed) is positive. 
Probably not 
related 
There is evidence of exposure to the test drug. 
AND 
There is another more likely cause of the AE. 
Dechallenge (if performed) is negative or ambiguous. 
Rechallenge (if performed) is negative or ambiguous. 
Definitely not 
related 
The subject did not receive the test drug. 
OR 
Temporal sequence of the AE onset relative to administration of the test drug is not 
reasonable.  
OR 
There is another obvious cause of the AE. 
Abbreviation: AE=adverse event 

 
 
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13.4. 
Monitoring and Recording of Adverse Events 
Adverse event data collection will begin after a subject signs the ICF and will continue until 
completion of the Safety Follow-up Visit (Visit 11). Any AE or SAE having an onset after the 
Safety Follow-up Visit will not be collected or reported unless the Investigator feels that the 
event may be related to the study drug. 
Subjects will be instructed by the Investigator or designee to report the occurrence of any AE. 
All volunteered, elicited, and observed AEs are to be recorded on the AE eCRFs. 
The Investigator will assess all AEs regarding any causal relationship to the study drug 
(see Section 13.3), the intensity (severity) of the event, action taken, and subject outcome. 
The following criteria should be used to guide the assessment of intensity (severity): 
• Mild: Causes awareness of sign or symptom, but is easily tolerated; does not interfere 
with usual activities 
• Moderate: Causes discomfort enough to interfere with usual activities 
• Severe: Is incapacitating; results in inability to work or perform usual activities 
All AEs will be followed until resolution, until deemed stable by the Investigator, or until the 
subject is deemed by the Investigator to be lost to follow-up. 
For clinical study safety reporting purposes, the most recent version of the Investigator’s 
Brochure will be used as the reference document to designate event expectedness. 
Withdrawal from the study as a result of an AE, and any therapeutic measures that are taken, 
shall be at the discretion of the Investigator. If a subject withdraws from the study for any reason, 
any ongoing AEs will be followed until resolution, until deemed stable by the Investigator, or 
until the subject is deemed by the Investigator to be lost to follow-up. 
13.5. 
Reporting of Serious Adverse Events and Pregnancy 
All SAEs and pregnancies must be reported to Alkermes via Premier Research Group 
Limited immediately, within 24 hours of discovery, by emailing or faxing the report to the 
following: 
Attention: Safety Premier Medical Monitor 
US Email: GlobalPV-US@premier-research.com 
EU/Rest of the world (ROW) Email: PVDS-ROW@premier-research.com 
US Fax Number: + 1 (215) 972-8765 
EU/ROW Fax Number: + 421 2 6820 3713 
The written report for SAEs should be submitted on the SAE form provided for this purpose. 
The SAE report must include the Investigator’s opinion as to whether the event is study drug-
related. If this relationship is determined to be possibly, probably, or definitely related to study 
drug, evidence to support this assessment must also be provided. 

 
 
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The written report for pregnancies in female subjects and in female partners of male subjects 
should be submitted on the Pregnancy Report Form provided for this purpose. 

 
 
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14. 
STATISTICS 
14.1. 
Sample Size Considerations 
Approximately 425 subjects will be randomized in order to have 400 subjects (200 per treatment 
group) in the efficacy population. Assuming the percent weight gain at Week 12 is 5% and 8.5% 
for ALKS 3831 and olanzapine groups, respectively, a common standard deviation of 8%, and a 
cumulative dropout rate of 35%, 200 subjects per treatment group (400 subjects in total) will 
provide at least 90% power to demonstrate a difference of ALKS 3831 relative to olanzapine at a 
two-sided significance level of 0.05. 
14.2. 
General Statistical Methodology 
The statistical analysis methods are described below. Additional details are provided in the 
Statistical Analysis Plan (SAP). 
Baseline is defined as the last nonmissing values on or before the first dose of study drug in the 
double-blind Treatment Period. 
In general, summary statistics (n, mean, standard deviation, median, minimum and maximum for 
continuous variables, and number [%] of subjects in each category for categorical variables) will 
be provided by treatment group for all variables. 
Source data for the summary tables and statistical analyses will be presented as subject data 
listings. 
All statistical tests and confidence intervals, unless stated otherwise, will be two-sided and will 
be set at α=0.05. 
14.2.1. 
Study Populations 
14.2.1.1. Safety Population 
The Safety Population, defined as all randomized subjects who receive at least one dose of study 
drug (ALKS 3831 or olanzapine), will be used in the safety analyses. 
14.2.1.2. Efficacy Population 
The Efficacy Population (ie, full analysis set [FAS]), defined as all subjects in the Safety 
Population who have at least one postbaseline weight assessment, will be used in the efficacy 
analyses. 
14.3. 
Demographics and Baseline Data 
Demographics and baseline characteristics, such as gender, age, race, weight, BMI, and 
psychiatric history, will be summarized with descriptive statistics. If there are heterogeneities 
between study groups in any of the subject characteristics that are of clinical importance or could 
affect the treatment outcome, the impact of the imbalances will be investigated and, if necessary, 
appropriate adjustments will be made in the efficacy and safety analyses. 

 
 
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14.4. 
Efficacy Analyses 
All efficacy analyses will be based on the FAS Population.  
Primary Endpoint 
The primary endpoint is: 
• Percent change from baseline in body weight at Week 12 
The primary analysis will be carried out using an analysis of covariance (ANCOVA) method 
based multiple imputation (MI) for missing data. The model will include the treatment group and 
randomization strata as factors, and the baseline weight as the covariate. Sensitivity analyses will 
be carried out to explore the impact of missing data. 
Secondary Endpoints 
The secondary endpoints are: 
• Proportion of subjects with ≥10% weight gain at Week 12 
• Proportion of subjects with ≥7% weight gain at Week 12 
• Change from baseline in waist circumference at Week 12 
• Change from baseline in CGI-S score within the ALKS 3831 Group at Week 12 
For the categorical secondary endpoints of proportion of subjects with ≥10% and ≥7% weight 
gain at Week 12, the analyses will be carried out using a logistic regression model based on MI 
for missing data. The model will include the treatment group and randomization strata as factors, 
and the baseline weight as the covariate. For the change from baseline in waist circumference at 
Week 12, the analysis will be based on the ANCOVA method with MI for missing data, same as 
the primary analysis of the primary endpoint. For change from baseline in CGI-S within 
ALKS 3831 Group at Week 12, the analysis will be based on the mixed model with repeated 
measurements (MMRM). The model will include randomization strata, treatment, visit, and 
treatment-by-visit interaction term as factors; the baseline CGI-S value will be included as a 
covariate. 
To control the overall Type I error rate, hierarchical testing will be performed in the following 
order: (1) percent change from baseline in body weight at Week 12, (2) proportion of subjects 
with ≥10% weight gain from baseline at Week 12, (3) proportion of subjects with ≥7% weight 
gain from baseline at Week 12, (4) change from baseline in waist circumference at Week 12, (5) 
change from baseline in CGI-S score within the ALKS 3831 Group at Week 12. 
Other Endpoints 
Other endpoints are: 
• Absolute change from baseline in body weight by visit 
• Proportion of subjects with ≥5 cm increase from baseline in waist circumference at 
Week 12 
• Body composition endpoints, as assessed by bioimpedance analysis, including 

 
 
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− Change from baseline in fat mass by visit 
− Change from baseline in percent body fat by visit 
− Change from baseline in fat mass index by visit 
− Change from baseline in visceral adipose tissue by visit 
− Change from baseline in lean mass by visit 
− Change from baseline in fat free mass index by visit 
− Change from baseline in total skeletal muscle mass by visit 
• Percent and absolute change from baseline in fasting lipids (fasting triglycerides, 
LDL, HDL, total cholesterol), fasting glucose, HbA1c, and fasting insulin by visit 
• Percent and absolute change from baseline in additional laboratory parameters 
including Apo B, Apo A1, Apo B/Apo A1, hs-CRP, IL-6, and TNFα by visit 
• Change from baseline in CGI-S score (between and within treatment groups) by visit 
• Change from baseline in CGI-S score (between and within treatment groups) by visit 
and by diagnosis 
• CGI-I score by visit 
• Change from baseline in IWQOL-Lite score by visit 
Absolute change from baseline in body weight and all body composition endpoints will be 
analyzed using ANCOVA method with MI for missing data, same as the primary analysis of the 
primary endpoint. 
The proportion of subjects with ≥5 cm increase from baseline in waist circumference at Week 12 
will be analyzed by logistic regression model based on MI for missing data, in a similar fashion 
as the proportion of subjects with ≥10% weight gain.  
The percent and absolute change from baseline in the laboratory parameters will be analyzed by 
MMRM model. The model will include randomization strata, treatment, visit, and 
treatment-by-visit interaction term as factors; the corresponding baseline value will be included 
as a covariate. 
Change from baseline in CGI-S score between and within ALKS 3831 and olanzapine treatment 
groups (by visit, and by visit and by diagnosis) and change from baseline in IWQOL-Lite will be 
analyzed similarly by MMRM model. 
CGI-I score, and CGI-I responder status (≤2 versus >2) at each visit will be summarized by 
descriptive statistics. 
Details of statistical methods will be listed in SAP. 
14.5. 
Pharmacokinetic Analyses 
Listings will be provided for concentrations of olanzapine, samidorphan, and metabolites of 
interest. Pharmacokinetic concentrations may be used in a subsequent population PK analysis 
conducted outside of this study. 

 
 
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14.6. 
Safety and Tolerability Analyses 
All safety assessments will be summarized using descriptive statistics. All safety analyses will be 
based on observed data only, and no missing values will be imputed. Safety will be evaluated 
based on the occurrence of AEs, vital signs, results of clinical laboratory tests, and ECG 
findings. Reported AE terms will be coded using the MedDRA and will be summarized by 
preferred terms and system organ class categories. 
Treatment-emergent AEs (TEAEs) are defined as AEs that occur or worsen after the first dose of 
study drug. 
The summary tables will include the number and percentage of subjects with TEAEs by system 
organ class, and by preferred term within each system organ class. All SAEs, TEAEs leading to 
discontinuation, as well as additional categories of AEs, as defined in the SAP, will be 
summarized. The number and percentage of subjects with TEAEs will also be summarized for 
each study group by severity and by relationship to the study drug. 
Observed values and change from Baseline in laboratory parameters, vital signs, and 
ECG parameters will be summarized by treatment group and study visit. 
The number and percentage of subjects who have met potentially clinically significant (PCS) 
criteria at any post-Baseline visit will be summarized by treatment group for laboratory 
parameters, vital signs, and ECG parameters. Supporting listings will be provided. 
The number and percentage of subjects with C-SSRS assessments of suicidal ideation and 
behavior will also be summarized. 
Prior and concomitant medications will be summarized using the World Health Organization 
Anatomical Therapeutic Chemical (WHO-ATC) classification system. Listings will be provided 
for all concomitant medications. 

 
 
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15. 
DIRECT ACCESS TO SOURCE DATA/DOCUMENTS 
15.1. 
Study Monitoring 
Monitoring of the study site (including, but not limited to, reviewing eCRFs for accuracy and 
completeness) will be performed by an Alkermes Monitor or designee. 
15.2. 
Audits and Inspections 
By signing the protocol, the Investigator agrees that, within local regulatory restrictions, and 
institutional and ethical considerations, authorized representatives of Alkermes, a regulatory 
authority, and/or an institutional review board (IRB)/independent ethics committee (IEC) may 
visit the site to perform audits or inspections, including the drug storage area, study drug stocks, 
drug accountability records, subject charts and source documents, and other records relative to 
study conduct. The purpose of an Alkermes audit or inspection is to systematically and 
independently examine all study-related activities and documents (eg, laboratory reports, x-rays, 
workbooks, subject medical records) to determine whether these activities were conducted, and 
whether data were recorded, analyzed, and accurately reported, according to the protocol, GCP 
guidelines of the International Council on Harmonisation of Technical Requirements for 
Registration of Pharmaceuticals for Human Use (ICH), and any applicable regulatory 
requirements. 
The Investigator should contact Alkermes immediately if contacted by a regulatory agency 
regarding an inspection. 
15.3. 
Institutional Review Board/Independent Ethics Committee 
The Investigator must obtain IRB/IEC approval for the investigation. Initial IRB/IEC approval, 
as well as all materials approved by the IRB/IEC for this study, including the subject consent 
form and recruitment materials, must be maintained by the Investigator and made available for 
inspection. 

 
 
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16. 
QUALITY CONTROL AND QUALITY ASSURANCE 
This study will be conducted under GCP and all applicable regulatory requirements. To ensure 
data accuracy, completeness, and compliance, the study site should have processes in place for 
data review and quality control. Alkermes may also conduct a quality assurance audit. Please see 
Section 15.2 for details regarding the audit process. 
16.1. 
Case Report Forms 
This study will use eCRFs. All eCRF data must be based on source documents or approved to be 
the original data (ie, data directly reported on the eCRF). All eCRFs will be completed by the 
clinic staff prior to review by the Alkermes Monitor or designated representative. 
The Alkermes Monitor or designated representative will review all source records on-site and 
compare them to the data collected on the eCRF. 
16.2. 
Confidentiality of Data 
By signing this protocol, the Investigator affirms to Alkermes that he or she will maintain in 
confidence information furnished to him or her by Alkermes and will divulge such information 
to his or her respective IRB or IEC under an appropriate understanding of confidentiality with 
such board. All data will be considered the sole property of Alkermes. Please refer to the Clinical 
Study Agreement (CSA) for details. 

 
 
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17. 
ETHICAL CONSIDERATIONS 
17.1. 
Ethics Review 
The clinical site’s IRB/IEC must meet all relevant regulatory requirements. The study protocol 
and ICF will be reviewed by the IRB/IEC prior to enrolling subjects into the study; written 
approval from the committee must be received by Alkermes before drug will be released to 
the Investigator. The protocol must be re-approved by the IRB/IEC upon receipt of amendments 
and annually, as local regulatory requirements require. 
The Investigator is responsible for submitting all protocol changes and SAE reports to the 
IRB/IEC according to local procedures. At a minimum, all SAEs requiring an investigational 
new drug safety report must be immediately reported. 
All relevant correspondence from the IRB/IEC will be forwarded by the respective study site to 
the Sponsor in a timely fashion. 
17.2. 
Ethical Conduct of the Study 
This study will be conducted in accordance with the protocol, the ICH Guideline E6, and all 
applicable local regulatory requirements. Good Clinical Practice is an international ethical and 
scientific quality standard used for designing, conducting, recording, and reporting studies 
involving the participation of human subjects. Alkermes is committed to complying with this 
standard to provide assurance that the rights, safety, and well-being of study subjects will be 
protected, consistent with the principles having their origin in the Declaration of Helsinki. 
17.3. 
Written Informed Consent 
The Investigator (or authorized designee) at each center will ensure that the subject and 
parent/caregiver (as per local requirements) or the subject’s legal representative is given full and 
adequate oral and written information about the nature, purpose, potential and possible risks and 
benefits of the study. Each prospective subject and parent/caregiver (as per local requirements) 
will receive an IRB/IEC-approved ICF that summarizes the pertinent study information and will 
be given ample time to read the form and ask questions about the study. All information is to be 
provided in a language understandable to the subject and must not include any language that 
waives the subject’s legal rights. Prospective subjects must also be informed of their right to 
withdraw consent without prejudice at any time during the study. If the subject chooses to 
participate, he/she must sign the ICF and, if required, the parent/caregiver must sign the 
parent/caregiver ICF before any study-specific procedures are conducted. 
All subjects will be informed of their rights to privacy and will be made aware that the study data 
will be submitted to Alkermes, the IRB/IEC, the CRO, if applicable, and to regulatory authorities 
for review and evaluation for the duration of the study and until the project has been approved 
for marketing, or is withdrawn from investigation. They will also be informed that the Study 
Monitor may inspect their medical records to verify the accuracy and completeness of the study 
records and results. 

 
 
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Significant changes to the protocol or product safety information may require a revision of the 
ICF, which must be reviewed and approved by the IRB/IEC, and then signed by all applicable 
study participants. 
The time that informed consent is obtained must be documented. The Investigator must maintain 
the original, signed ICF in the subject’s source documents. A copy of the signed ICF must be 
given to the subject. 

 
 
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18. 
DATA HANDLING AND RECORDKEEPING 
An overview of study data handling and recordkeeping procedures and restrictions is provided in 
the subsequent sections; please refer to the CSA for further details. 
18.1. 
Data Capture 
As stated in Section 16.1, this study will use eCRFs for capturing data. All entries, corrections, 
and alterations will be made by the Investigator or other authorized study personnel. All data 
entries will be verified for accuracy and correctness by independent monitors. The electronic 
data capture system maintains a full audit trail. 
A paper copy of all laboratory reports will remain with the source documents at the study site. 
All electronic source data collected outside of the eCRF, such as e-diaries, central laboratory, 
central ECG, or central MRI data, will be transferred directly to the electronic data capture 
system or directly to Alkermes for incorporation into the final datasets. All out-of-range 
laboratory values will be deemed as clinically significant or not clinically significant by the 
Investigator. Clinically significant values will be considered AEs and will be recorded as such on 
the eCRFs. 
Adverse events will be coded using the MedDRA. Concomitant medications will be categorized 
using the WHO-ATC classification system. 
18.2. 
Inspection of Records 
Alkermes or its representative will be allowed to conduct site visits to the investigational 
facilities for the purpose of monitoring any aspect of the study. The Investigator agrees to allow 
the Monitor to inspect the drug storage area, study drug stocks, drug accountability records, 
subject charts and source documents, and other records relative to study conduct. 
18.3. 
Retention of Records 
Retention and storage of all essential clinical study documents shall be governed by the terms 
and conditions of the site’s CSA and in accordance with ICH guidelines/local regulatory 
requirements, as follows: 
Essential documents should be retained until at least 2 years after the last approval of a 
marketing application in an ICH region and until there are no pending or contemplated marketing 
applications in an ICH region, or at least 2 years have elapsed since the formal discontinuation of 
clinical development of the investigational product. These documents should be retained for a 
longer period, however, if required by the applicable regulatory requirements or by the terms of 
the CSA. It is the responsibility of the Sponsor to inform the Investigator/institution as to when 
these documents no longer need to be retained. 
Subject medical files should be retained in accordance with the applicable legislation and in 
accordance with the maximum period of time permitted by the hospital, institution, or private 
practice. 

 
 
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18.4. 
Use of Information and Publication Policy 
Data generated in this study are proprietary information that are the sole property of Alkermes. 
Results of the study are to be held in confidence by both the investigators and the Sponsor. 
Please refer to the CSA for details on the procedures for publishing and presenting data. 

 
 
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19. 
REFERENCES 
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research synthesis. Am J Psychiatry. 1999;156(11):1686-1696. 
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Berk M, Brnabic A, Dodd S, et al. Does stage of illness impact treatment response in bipolar 
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Berk M, Malhi GS, Hallam K, et al. Early intervention in bipolar disorders: clinical, biochemical 
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premature mortality in bipolar affective disorder. Acta Psychiatr Scand. 2015;131(6):417-425. 
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Hodgins S. Violent behaviour among people with schizophrenia: a framework for investigations 
of causes, and effective treatment, and prevention. Philos Trans R Soc Lond B Biol Sci. 
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Spearing MK, Post RM, Leverich GS, Brandt D, Nolen W. Modification of the Clinical Global 
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20. 
APPENDIX A: PARTIAL LIST OF PROHIBITED 
CYTOCHROME P450 (CYP) 3A INHIBITORS AND INDUCERS 
The following is a list of CYP3A inhibitors and inducers that subjects are to avoid within 
30 days of Screening and throughout the study. This list is not comprehensive. 
Table 6: 
Partial List of CYP3A Inhibitors and Inducers 
Moderate-to-Strong Inhibitors 
Moderate-to-Strong Inducers 
Aprepitant 
Idelalisib 
Avasimibe 
Boceprevir  
Indinavir/Ritonavira 
Bosentan 
Cimetidine 
Itraconazole 
Carbamazepine 
Ciprofloxacin 
Ketoconazole 
Efavirenz 
Clarithromycin 
Lopinavir/Ritonavira 
Enzalutamide 
Clotrimazole 
Mibefradil 
Etravirine 
Cobicistat 
Nefazodone 
Mitotane 
Conivaptan 
Nelfinavir 
Modafinil 
Crizotinib 
Paritaprevir/Ritonavir and 
(Ombitasvir and/or Dasabuvir)a 
Phenobarbital 
Cyclosporine 
Posaconazole 
Phenytoin 
Danoprevir/Ritonavira  
Ritonavira 
Rifabutin 
Diltiazem 
Saquinavir/Ritonavira 
Rifampin 
Dronedarone 
Telaprevir 
St. John’s Wort 
Elvitegravir/Ritonavira 
Telithromycin 
— 
Erythromycin 
Tipranavir/Ritonavira 
— 
Fluconazole  
Tofisopam 
— 
Fluvoxamine 
Troleandomycin 
— 
Grapefruit Juice 
Verapamil 
— 
Imatinib 
Voriconazole 
— 
a Ritonavir is usually given in combination with other anti-HIV or anti-HCV drugs in clinical practice. Caution 
should be used when extrapolating the observed effect of ritonavir alone to the effect of combination regimens on 
CYP3A activities 
Source: (Food and Drug Administration 2016; University of Washington: School of Pharmacy 2017a; University of 
Washington: School of Pharmacy 2017b) 

 
 
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21. 
APPENDIX B: PARTIAL LIST OF CYP1A2 MODERATE-TO-
STRONG INHIBITORS AND MODERATE INDUCERS 
Table 7: 
Partial List of CYP1A2 Inhibitors and Inducers 
Moderate-to-Strong CYP1A2 Inhibitors 
Moderate CYP1A2 Inducers 
Ciprofloxacina 
Oral Contraceptives 
Phenytoina 
Enoxacin 
Zafirlukast 
Rifampina 
Fluvoxaminea 
— 
Ritonavira 
Methoxsalen 
— 
Teriflunomide 
Mexiletine 
— 
Tobacco 
a These drugs are also known to be CYP3A inhibitors or inducers and are prohibited, as shown in Appendix A 
Source: (Food and Drug Administration 2016) 

 
 
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22. 
APPENDIX C: PARTIAL LIST OF MEDICATIONS KNOWN TO 
BE ASSOCIATED WITH PROLONGED QTC INTERVAL AND 
TORSADE DE POINTES 
The following is a list of medications known to be associated with prolonged QTc interval and 
torsade de pointes. This list is not comprehensive. 
Table 8: 
Partial List of Medications Known to Be Associated with Prolonged QTc 
Interval and Torsade de Pointes 
Generic Name 
Amiodarone 
Domperidone 
Oxaliplatin 
Anagrelide 
Donepezil 
Papaverine HCl (Intra-coronary) 
Arsenic trioxide 
Dronedaronea 
Pentamidine 
Azithromycin 
Droperidolb 
Pimozideb 
Chloroquine 
Erythromycina 
Procainamide 
Chlorpromazineb 
Escitalopram 
Propofol 
Cilostazol 
Flecainide 
Quinidine 
Ciprofloxacina 
Fluconazolea 
Sevoflurane 
Citalopram 
Haloperidolb 
Sotalol 
Clarithromycina 
Ibutilide 
Thioridazineb 
Cocaineb 
Levofloxacin 
Vandetanib 
Disopyramide 
Methadoneb 
— 
Dofetilide 
Ondansetron 
— 
a These drugs are also known to be CYP3A inhibitors or inducers and are prohibited, as shown in Appendix A 
b Antipsychotics (other than the study drug), drugs of abuse, and prescribed opioids are prohibited in the study