An Observational, Practice-Based, Open Label, Feasibility Study to Observe the Efficacy and Safety of Intramuscular Administration of Stempeucel® in Malaysian Patients With Critical Limb Ischemia (CLI) Due to Peripheral Arterial Disease.
Phase: PHASE4
Conditions: Critical Limb Ischemia, Peripheral Arterial Disease
Sponsor: Cell Biopeutics Resources Sdn Bhd

 
Cell Biopeutics Resources Sdn. Bhd. 
Study Number: CBR-PAD-22-004 
Protocol Version 3, 20Jul2022 
Page 1 of 57 
Study Protocol 
 
 
Study Title 
An Observational, Practice-Based, Open Label, Feasibility Study to 
Observe the Efficacy and Safety of Intramuscular Administration of 
Stempeucel® in Malaysian Patients with Critical Limb Ischemia (CLI) 
Due to Peripheral Arterial Disease. 
Study Number 
CBR-PAD-22-004  
Methodology 
Single arm, practice-based, feasibility study 
Principal Investigator 
Prof Dato Dr Hanafiah Harunrashid 
Aras 3, Blok Tambahan Kompleks Pendidikan Perubatan Canselor 
Tuanku Ja’afar, Hospital Canselor Tuanku Muhriz, Jalan Yaacob Latif, 
Bandar Tun Razak, 56000 Cheras, Kuala Lumpur. 
No Tel: 016-208 6927 
Email: drhanafiah@yahoo.com 
Sponsor 
Cell Biopeutics Resources Sdn. Bhd.,  
27, Level G3, Block C5,  
Jalan Dutamas 1, Publika Shopping Gallery,  
50480 Kuala Lumpur 
 
Stempeutics Research Pvt. Ltd., 
3rd Floor, Manipal Hospitals Whitefield #143, 
EPIP Industrial Area, ITPL Main Road, Whitefield, 
560048 Bangalore, INDIA 
Protocol Version and Date 
Version 3, 20-July-2022 (Supersedes Version 2)  
 
 
 
CONFIDENTIALITY STATEMENT 
 
This document contains confidential information, which should not be copied, referred to, released or published without 
written approval from Cell Biopeutics Resources Sdn. Bhd. Investigators are cautioned that the information given in this 
protocol might be subject to change and revision. Any conclusion regarding efficacy and safety must be considered 
provisional.

 
Cell Biopeutics Resources Sdn. Bhd. 
Study Number: CBR-PAD-22-004 
Protocol Version 3, 20Jul2022 
Page 2 of 57 
SPONSOR SIGNATURE OF PROTOCOL 
 
 
Protocol Number: CBR-PAD-22-004 
Protocol Title: 
An Observational, Practice-Based, Open Label, Feasibility Study to 
Observe the Efficacy and Safety of Intramuscular Administration 
of Stempeucel® in Malaysian Patients with Critical Limb Ischemia 
(CLI) Due to Peripheral Arterial Disease 
Medical Monitor: To be decided 
Clinical Trial Manager: Dr. Abid Nordin, CRA; Cell Biopeutics Resources Sdn. Bhd. 
Quality Assurance: To be decided 
Biostatistician: To be decided 
Data Manager: To be decided 
Central Laboratories: To be decided 
Protocol Version and Date: Version 3, 20-Jul-2022 
 
I have prepared the protocol for study code: CBR-PAD-22-004, version 3.0 dated 20 July 2022. To the best of my 
knowledge, the protocol is accurate and complete. 
 
Protocol Author Signature: 
 
Name and Title: 
 
 
 Dr. Abid Nordin, CRA; Cell Biopeutics Resources Sdn. Bhd. 
Signature Date: 20-Jul-2022 
 
I have reviewed the protocol for the study code: CBR-PAD-22-004, version 3.0 dated 20 July 2022. To the best of my 
knowledge, the protocol is accurate and complete. I approve this version as the final copy and consider it acceptable for 
regulatory submission. 
 
Sponsor Signature: 
 
Name and Title: 
 
 
Dr. Jezamine Lim, CEO; Cell Biopeutics Resources Sdn. Bhd. 
Signature Date: 20-Jul-2022 
 
 
 

 
Cell Biopeutics Resources Sdn. Bhd. 
Study Number: CBR-PAD-22-004 
Protocol Version 3, 20Jul2022 
Page 3 of 57 
INVESTIGATOR SIGNATURE OF PROTOCOL 
 
 
The trial will be conducted in accordance with the ICH E6, the Code of Federal Regulations on the Protection of Human 
Subjects (45 CFR Part 46). The Principal Investigator will assure that no deviation from, or changes to the protocol will take 
place without prior agreement from the sponsor and documented approval from the Institutional Review Board (IRB), except 
where necessary to eliminate an immediate hazard(s) to the trial participants. All personnel involved in the conduct of this 
study have completed Human Subjects Protection Training. 
By signing this cover page, I attest that I have read and understand the contents of this protocol. I agree to adhere to the design, 
conduct and reporting requirements of the study as stated in the clinical protocol and to my obligations to The Sponsor as 
described in the protocol and executed contracts between myself, my Institution and The Sponsor. I agree to ensure that all 
staff members involved in the conduct of this study are informed about their obligations in meeting the above commitments. 
 
Protocol Number: CBR-PAD-22-004 
Protocol Title: 
An Observational, Practice-Based, Open Label, Feasibility 
Study to Observe the Efficacy and Safety of Intramuscular 
Administration of Stempeucel® in Malaysian Patients with 
Critical Limb Ischemia (CLI) Due to Peripheral Arterial Disease 
Protocol Version and Date: Version 3, 20-July-2022 
Principal Investigator Signature: 
 
Name and Title: 
 
 
Prof. Dato’ Dr. Hanafiah Harunrashid 
Co-Investigator Signature: 
 
Name and Title: 
 
 
Dr. Lenny Suryani Safri 
Co-Investigator Signature: 
 
Name and Title: 
 
 
Dr. Mohd Azim Md Idris 
Signature Date: 20-Jul-2022 
 
CONFIDENTIALITY STATEMENT 
 
Information contained in this document is proprietary to Cell Biopeutics Resources Sdn. Bhd. The information is provided to 
you in confidence which is requested under an agreed upon and signed Confidentiality and Disclosure Agreement. Do not 
give this document or any copy of it or reveal any proprietary information contained in it to any third party (other than those 
in your organization who are assisting you in this work and are bound by the Confidentiality and Disclosure Agreement) 
without the prior written permission of an authorized representative of Cell Biopeutics Resources Sdn. Bhd. 

 
Cell Biopeutics Resources Sdn. Bhd. 
Study Number: CBR-PAD-22-004 
Protocol Version 3, 20Jul2022 
Page 4 of 57 
Table of Contents 
 
Table of Contents ....................................................................................................................................... 4 
List of Abbreviations ................................................................................................................................. 6 
Study Summary .......................................................................................................................................... 8 
1. Research Background and Rationale ............................................................................................ 10 
1.1 
Preclinical Experience ........................................................................................................... 14 
1.2 
Clinical Experience ................................................................................................................ 16 
1.3 
Completed Trials ................................................................................................................... 18 
1.4 
Study Rationale...................................................................................................................... 21 
1.5 
Potential Risks ....................................................................................................................... 21 
1.6 
Potential Benefits ................................................................................................................... 22 
2. Research Objectives and End Points ............................................................................................. 23 
2.1 
Objective ................................................................................................................................ 23 
2.2 
Endpoints ............................................................................................................................... 23 
3. Number of Subjects and Calculation Basis ................................................................................... 23 
4. Eligibility Criteria ......................................................................................................................... 23 
4.1 
Inclusion criteria .................................................................................................................... 23 
4.2 
Exclusion criteria ................................................................................................................... 24 
5. Study Conduct ............................................................................................................................... 24 
5.1 
Study Design Rationale ......................................................................................................... 24 
5.2 
Trial Design Flow Chart ........................................................................................................ 24 
5.3 
Methods and Procedure ......................................................................................................... 25 
5.4 
Research Procedure and Evaluation ...................................................................................... 28 
5.5 
Clinical/Diagnostic Laboratory Tests .................................................................................... 29 
5.6 
Early Termination of the Study ............................................................................................. 29 
6. Study Treatment ............................................................................................................................ 30 
6.1 
Definition of Investigational Medicinal Product ................................................................... 30 
6.2 
Dosage Selection ................................................................................................................... 30 
6.3 
Pre-Treatment and Monitoring .............................................................................................. 30 
6.4 
IMP Administration ............................................................................................................... 30 
6.5 
Treatment Compliance .......................................................................................................... 31 
6.6 
IMP Preparation and Designation.......................................................................................... 31 

 
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6.7 
IM Injection ........................................................................................................................... 32 
6.8 
Local Injection Around the Ulcer .......................................................................................... 34 
6.9 
Precautions............................................................................................................................. 34 
6.10 
Stability Data ..................................................................................................................... 35 
6.11 
IMP Shipment and Handling ............................................................................................. 35 
6.12 
Patient Identification Code Numbering System ................................................................ 37 
6.13 
Concomitant Therapy......................................................................................................... 37 
6.14 
Study Treatment Follow-up ............................................................................................... 38 
7. Safety Evaluation Criteria, Methods, and Reporting .................................................................... 38 
7.1 
Safety Analysis ...................................................................................................................... 39 
7.2 
Definitions ............................................................................................................................. 39 
7.3 
Adverse Events Classifications ............................................................................................. 41 
7.4 
Expected Adverse Events ...................................................................................................... 42 
7.5 
Reporting Requirements for Serious Adverse Events ........................................................... 44 
8. Ethical Consideration .................................................................................................................... 47 
9. Study Monitoring and Supervision ............................................................................................... 48 
9.1 
Study Monitoring Plan........................................................................................................... 48 
9.2 
Case Record Form ................................................................................................................. 48 
9.3 
Data Safety Monitoring Board (DSMB) ............................................................................... 49 
10. 
Data Management ..................................................................................................................... 49 
11. 
Data Analysis ............................................................................................................................ 50 
11.1 
Statistical Analysis ............................................................................................................. 50 
11.2 
Analysis of Baseline Characteristics .................................................................................. 51 
11.3 
Analysis of Efficacy Measurements .................................................................................. 51 
11.4 
Analysis of Safety Measurements ...................................................................................... 51 
11.5 
Analysis of Tolerability Measurements ............................................................................. 52 
12. 
Special Considerations .............................................................................................................. 52 
12.1 
Medical Emergency ........................................................................................................... 52 
12.2 
Investigators Responsibilities ............................................................................................ 52 
13. 
Publication Policy ..................................................................................................................... 53 
14. 
Reference ................................................................................................................................... 53 
 

 
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List of Abbreviations 
 
ABPI 
Ankle Brachial Pressure Index 
AE 
Adverse Event 
ALT 
Alanine Aminotransferase 
AMI 
Acute Myocardial Infarction 
ASC 
Adipose-derived Stromal Cell 
AST 
Aspartate Aminotransferase 
CBR 
Cell Biopeutics Resources Sdn. Bhd. 
CLI 
Critical Limb Ischemia 
COA 
Certificate of Analysis 
CRF 
Case Report Form 
2D ECHO 
Two-Dimensional Echocardiography 
DMP 
Data Management Plan 
DMSO 
Dimethyl sulfoxide 
DSA 
Digital Subtraction Angiogram 
DSMB 
Data Safety Monitoring Board 
ECG 
Electrocardiogram 
e-CRF 
Electronic CRF 
EPCs 
Endothelial Progenitor Cells 
GCP 
Good Clinical Practice 
GEE 
Generalized Estimating Equations 
GMP 
Good Manufacturing Practice   
HED 
Human Equivalent Dose 
HLA 
Human Leukocyte Antigen 
HSA 
Human Serum Albumin 
ICF 
Informed Consent Form 
ICH 
International Council for Harmonisation 
ICMJE 
International Committee of Medical Journal Editors 
IEC 
Independent Ethics Committee 
IM 
Intramuscular 
IMP 
Investigational Medicinal Product 
IRB 
Institutional Review Board 
IV 
Intravenous 
LC 
Liver Cirrhosis 
MNCs 
Mononuclear cells 
MSCs 
Mesenchymal Stem Cells 
NCERT 
National Stem Cell Ethics and Research Sub-Committee 
NPRA 
National Pharmaceutical Regulatory Authority 
NOAEL 
No Observable Adverse Effect Level 
NOEL 
No Observed Effect Level 
OA 
Osteoarthritis 
PA view 
Postero-anterior view 
PAD 
Peripheral Arterial Disease 
PBMNCs 
Peripheral Blood Mononuclear Cells 
PI 
Principle Investigator 
RDC 
Remote Data Capture 
SAE 
Serious Adverse Event 
SCF 
Stem Cell Factor 
SD 
Standard Deviation 
SDFI 
Stromal Cell Derived Factor 
SE 
Standard Error 

 
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SOPs 
Standard Operating Procedures 
SPOC 
Standard Protocol of Care 
TBI 
Toe Brachial Index 
TD 
Therapeutic Dose 
TNF-α 
Tumor Necrosis Factor- alpha 
UKMMC 
Universiti Kebangsaan Malaysia Medical Centre 
UKMREC 
Universiti Kebangsaan Malaysia Research Ethics Committee 
VEGF 
Vascular Endothelial Growth Factor 

 
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Study Summary 
 
Title 
An Observational, Practice-Based, Open Label, Feasibility Study to Observe the 
Efficacy and Safety of Intramuscular Administration of Stempeucel® in Malaysian 
Patients with Critical Limb Ischemia (CLI) Due to Peripheral Arterial Disease 
Study Design 
Single arm, practice-based, feasibility study 
Study Duration 
Estimated duration for the main protocol (e.g. from starts of screening to last 
subject processed and end of the study) is approximately 18 months 
Study Center 
Universiti Kebangsaan Malaysia Medical Centre (UKMMMC), 
Jalan Yaacob Latif, Bandar Tun Razak, 56000 Kuala Lumpur, Wilayah 
Persekutuan, Malaysia 
Objectives 
To observe the efficacy and safety of Stempeucel® (adult human bone marrow 
derived, cultured, pooled, allogeneic mesenchymal stromal cells) in Malaysian 
patients with critical limb ischemia (CLI) due to peripheral arterial disease. 
Investigational 
Medicinal Product 
Description 
• 
Ex-vivo cultured allogeneic mesenchymal stem cells (MSCs) supplied in 
cryo-bags consisting of 150 or 200 million, suspended in 50 ml of 
Plasmalyte A containing 1.5% human serum albumin (HSA) and 3% 
dimethyl sulfoxide (DMSO). 
Dosage 
• 
Dosing of Stempeucel® is based on body weight. The recommended 
dose is 2 million cells/kg body weight. 
Administration 
• 
40 – 60 injections administered as 0.6 ml/kg (200 million bag) or 0.8 
ml/kg (150 million bag) intramuscularly into different points on the 
muscle. Additional injections of 2 ml (200 million bag) or 3 ml (150 
million bag) administered around the ulcer  
Number of Subjects 
10 patients 
Eligibility Criteria 
 Inclusion criteria: 
• 
Patients between 18-65 years old 
• 
Patients diagnosed with atherosclerotic peripheral arterial disease  
• 
Patients not eligible for or have failed surgical or percutaneous 
revascularization (No option patients) 
• 
Patients with at least one ulcer (between 0.5 to 10 cm2 size) 
• 
Ankle brachial pressure index (ABPI) ≤ 0.6 (toe brachial index (TBI) if 
ABPI out of range; TBI ≤ 0.5) 
• 
Patients who are able and willing to provide consent and agrees to 
comply with study procedures and follow-up evaluations 
 Exclusion Criteria: 
• 
Patients diagnosed with Buerger’s disease by Shionoya criteria 
• 
Patients eligible for surgical or percutaneous revascularization  
• 
Patients with a history of participating in another stem cell trial or 
therapy within 3 months 
• 
Patients who are unsuitable to participate the clinical trial as 
determined by investigators 

 
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Evaluation 
Parameters 
 Primary Endpoint: 
• 
Relief of the rest pain 
• 
Healing of ulcerations or reduction of ulcer area 
• 
Improvement in ankle brachial pressure index (ABPI)  
• 
Improvement in total walking distance as measured by treadmill 
• 
Major amputation free survival  
• 
Angiogenesis 
Secondary Endpoints: 
• 
The type of AE(s), number of AE(s) and proportion of patients with 
AE(s). 
• 
Assessment of clinical laboratory parameters 
• 
Physical examination findings and assessment of vital signs 
• 
Assessment of ECG parameters 
Data Analysis 
Data Management: 
• 
Electronic case record form (eCRF) will be used for data entry. 
• 
Oracle clinical (or other suitable alternatives with audit trail) will be used 
for data management. 
 Statistical Method: 
• 
The SPSS® package (IBM Inc., USA, version 22) will be used for 
statistical evaluation. 
• 
All patients in the study with relevant efficacy and safety data will be 
considered for the analysis. 
• 
Efficacy analysis will be done using GEE (Generalized Estimating 
Equations) method or paired t test as appropriate. 
• 
Adverse events monitored using information voluntarily disclosed by 
the patients and as observed by the PI will be summarized descriptively 
by total number of AE(s). 
• 
AEs will be categorized as: all AEs, all treatment-emergent AEs, all 
severe AEs, treatment-related AEs and severe treatment-related AEs. 
These events will be reported as appropriate and summarized. 

 
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1. 
Research Background and Rationale 
 
Peripheral vascular disease of the lower extremities comprises a clinical spectrum that extends from 
asymptomatic patients to patients with chronic CLI that might result in amputation and limb loss. 
Incidence of CLI is estimated to be approximately 500 to 1000 patients per million per year (1). 
Chronic CLI includes all patients with chronic ischemic rest pain, ulcers or gangrene attributable to 
objectively proven arterial occlusive disease. CLI arises as a result of atherosclerosis or vasculitis in leg 
arteries which severely impairs the patient functional status and QOL, and is associated with an 
increased cardiovascular mortality and morbidity. The annual overall major cardiovascular event rate 
(non-fatal MI, stroke and vascular death) in peripheral arterial disease (PAD) patients is 4–7% (2). 
Narrowed vessels that cannot supply sufficient blood flow to exercising leg muscles may cause 
claudication, which is brought on by exercise and relieved by rest. As vessel narrowing increases, CLI 
can develop when the blood flow does not meet the metabolic demands of tissue at rest. 10% to 40% of 
the patients are at the risk of primary amputation (3). Patients with CLI have one year and 10 years 
mortality of approximately 20% and 75% respectively (4).  
Prognosis of chronic CLI is poor and no effective treatments have been established in patients who are 
not amenable for the traditional revascularization therapies such as angioplasty and bypass procedures 
due to the inappropriate anatomy of the leg arteries or frequent re-occlusion following revascularization. 
Therefore, it is necessary to establish novel revascularization treatments like neo-angiogenic therapies 
to improve prognosis of these patients.  
Atherosclerosis is the most common cause of chronic arterial occlusive disease of lower extremities. 
The risk factors for atherosclerosis of the vessels of the lower extremities are the same as those of other 
vascular beds and include advanced age, male sex, Diabetes Mellitus, hypertension, cigarette smoking 
and increased lipid levels. The current mainstay treatment option for these patients is either surgical 
and/or endovascular procedures, aimed at revascularization and improving perfusion to the distal limb 
(5). Despite technical advances, more than 30% of patients do not qualify as candidates for 
revascularization because of excessive surgical risk and/or adverse vascular involvement (6). The other 
treatment options for ischemic limb include pharmacological approaches using lipid reduction, 

 
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antiplatelet, and antihypertensive therapies (7) or nonpharmacological approaches for restoration of 
perfusion and local wound care, which include pressure off-loading, infection control and meticulous 
debridement as needed (8). However, no pharmacologic therapy has proven effective in reducing 
amputation rates in CLI patients (9). The last available option for these patients who have exhausted 
their surgical options is limb amputation (10,11). It is estimated that the mortality rate in these patients 
who are not eligible for surgical revascularization or endovascular treatment, designated as “no-option” 
CLI patients, within 6 months from diagnosis is approximately 20%, and at 1 year it ranges from 10 to 
40%, while another 40% would undergo major limb amputation (12,13). Also, it is projected that 
208,000 lower limb amputations related to CLI are performed in USA every year with more than 65,000 
being major limb amputations. The unfortunate reality is that only 15% of the amputated patients lead 
a normal life with a proper prosthetic limb, while the remaining 85% of the amputees are unable to have 
adequate ambulation to care for themselves again (14,15). Therefore, this is a critical, unmet medical 
need where innovative approaches to augment vascular regeneration are urgently needed to save lives 
and limbs and improve overall quality of life. Cell-based regenerative therapies aiming at 
neovascularization and improved limb perfusion have been proposed as novel treatment strategies. In 
1997, Asahara et al. and Shi et al. identified a class of bone marrow derived circulating endothelial 
progenitor cells (EPCs) that contribute to angiogenesis and/or vasculogenesis in ischemic tissues and 
improved tissue perfusion (16,17). A small first-in-man clinical trial, reported by Tateishi-Yuyama et 
al., showed safety and promising effects of autologous bone marrow-derived cell therapy in patients 
with critical limb ischemia (18). Based on these studies and other scientific data it is proposed that 
Allogeneic MSCs derived from bone marrow and ex-vivo cultured, being both myogenic and angiogenic 
could be explored for their therapeutic potential for treating limb ischemia patients who have no option 
other than amputation. 
Allogeneic MSCs derived from bone marrow and ex-vivo cultured, being both myogenic and angiogenic 
are being explored for their therapeutic potential for treating limb ischemia patients who have no option 
other than amputation. 
Human MSCs are present as a rare population of cells in bone marrow, representing 0.001 to 0.01% of 
the nucleated cells, but they can rapidly grow in in-vitro culture without losing their stemness. MSCs 
can be expanded in vitro ≥ 2 million –fold and retain their ability to differentiate into several 
mesenchymal lineages (17). 

 
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MSCs can differentiate not only into mesodermal lineage such as myocardium, bone, cartilage and 
skeletal muscle but also into other lineages like neurons and endothelial cells, both in vivo and in vitro 
(18). 
Adult MSC do not express human leukocyte antigen (HLA) class II antigens on the cell surface and do 
not elicit a proliferative response from allogeneic lymphocytes, thus, suggesting that the cells are not 
inherently immunogenic. The MSC also do not express co-stimulatory molecule B7-1, B7-2, CD40 R 
and CD40 ligand and hence do not activate allo-reactive T cells. Allogeneic MSCs do not induce 
lymphocyte proliferation when used in a mixed lymphocyte reaction (MLR), which is an in vitro model 
of immune cell activation. (19, 20). 
Phenotypically, MSCs express a number of markers – CD105, CD73, CD44, CD90 (Thy-1), CD71 and 
Stro-1 as well as the adhesion molecules CD106 (VCAM-1), CD166 (ALCAM), ICAM-1 and CD29. 
Adult human MSCs do not express the hematopoietic markers CD45, CD34, CD14 or CD11. They also 
do not express CD80, CD86, CD40 (co-stimulatory molecules), or endothelial cell marker CD31 
(PECAM-1), CD18 (LCAM) or CD56 (NCAM-1) (adhesion molecules).  
MSCs can be isolated from bone marrow, cultured ex vivo, and expanded many fold (21). Cultured-
expanded MSCs appear to represent a homogeneous population by flow cytometric measures of cell-
surface markers. These cells retain the ability to undergo in-vitro differentiation to osteogenic, 
adipogenic and chondrogenic lineages, even when clonally expanded (22). MSCs are known to give rise 
to limb-bud mesoderm (osteoblasts, chondrocytes, adipocytes, stroma cells, and skeletal myoblasts) and 
can also differentiate into cells of visceral mesoderm (endothelial cells) (23). MSCs can facilitate 
vasculogenesis by increasing vascular endothelial growth factor (VEGF) levels (24). 
MSCs display membrane-bound and soluble secreted molecules involved with cell attachment to 
neighbouring cells and to the extra cellular matrix. (21) This cell surface configuration may enable 
MSCs to home from bloodstream to mesenchymal tissue (25). 
Bone marrow derived MSCs have several advantages over other type of stem cells like 
• Non-embryonic source 
• Reduced likelihood of neoplasia 

 
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• Ease of isolation 
• High expansion potential 
• Immune privileged 
• Genetic stability 
• Reproducible attributes from isolate to isolate 
• Reproducible characteristics 
• Compatibility with tissue engineering principles 
• Potential to enhance repair in many vital tissues. 
Potential beneficial mechanisms of MSC therapy in CLI would likely be by inducing regeneration: 
1. Neo-angiogenesis – helps in development of new collateral blood vessels and thereby improves 
circulation or microcirculation in the ischemic region 
2. Myo-genesis – regeneration of damage skeletal muscle. 
Adult stem cells derived from bone marrow contain not only EPCs but also secrete angiogenic factors 
and cytokines and implantation of bone marrow-mononuclear cells (BM-MNCs) into ischemic tissues 
augment collateral vessel formation (26, 27). 
Intramuscular implantation of human peripheral blood mononuclear cells (PBMNCs) and platelets into 
ischemic limbs effectively induce collateral vessel formation mainly by supplying VEGF (28). 
Mononuclear cells (MNCs) from adult human peripheral or cord blood have been shown to improve 
capillary density. (29). 
MSCs promote new vessel formation and vascular remodelling in the upper and lower limbs. 
Angiopoietins and VEGF are both involved in angiogenesis and new vessel maturation, and MSCs have 
been shown to promote angiogenesis through the up-regulation of both in an experimental model of 
wound healing. (30) 
Injury or inflammation is a prerequisite for the participation of stem cells to home and differentiate on 
to this micro- environment. The increased vascular permeability and expression of adhesions like 
proteins like integrin assist in stem cell homing. The migratory capacity of stem cells is dependent on 
natural growth factors such as VEGF, stromal cell derived factor (SDFI) and stem cell factor (SCF). 

 
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The expression of VEGF, SDFI and SCF is highly unregulated in the hypoxic damaged tissue and is 
responsible for the recruitment of the stem cells to assist in the repair mechanism. 
1.1 Preclinical Experience 
The low immunogenicity of allogeneic MSCs has been demonstrated in – vivo in animal models using 
infusion of allogeneic MSCs. Studies have shown that the MSCs possess the ability to engraft, persist 
and function in an unrelated mismatched allogeneic host (31). 
Several preclinical studies on stem cells in animal models of hind limb ischemia have given encouraging 
results.  
Bone marrow contains pluripotent CD34+ cells, which are known to give rise to hematopoietic cells. In 
vitro studies show that they can differentiate into mature endothelial cells. (32,33) A study demonstrated 
in the dog that CD34+ cells seeded into grafts could enhance vascular graft endothelialisation and vessel 
formation (34). 
In a rat ischemic hind limb model, using nonradioactive coloured microspheres and by determining the 
femoral arteriovenous oxygen difference post-ligation at 2 weeks, the severity of the ischemic insult 
was demonstrated. To assess angiogenesis, histologic evaluation and angiography were done. It was 
concluded that bone marrow cells induced angiogenesis and improved deteriorated exercise capacity in 
the animal (35). Also, the angiogenic effect was examined in the ischemic hind limb in a diabetic rat 
model, wherein diabetes mellitus was induced by streptozotocin (36).  
A study has shown in animals that BM-MNCs implantation into ischaemic limbs promotes collateral 
vessel formation, with incorporation of EPCs into new capillaries, and that local concentrations of 
angiogenic factors (basic fibroblast growth factor, VEGF, and angiopoietin-1) or angiogenic cytokines 
[interleukin 1β and tumour necrosis factor α (TNF α)] were increased in implanted tissues (26). This 
protocol was rapidly applied clinically with positive outcome (37). 
Preclinical animal toxicology studies on the human MSC have been completed by Stempeutics and have 
been found to be safe.  
Preclinical safety studies were conducted using Stempeucel®. They include 

 
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Acute toxicity studies (14 days single dose and repeat dose) by intravenous (IV) and intramuscular (IM) 
administration of Stempeucel®. 
Sub-chronic toxicity studies (90 days single dose) in two animal species (rats and rabbits) by 2 routes 
(IV and IM) of administration and conducted using human equivalent doses (HED) in respective 
animals. 
Erythrocyte micronucleus test showed no genotoxic potential of Stempeucel®. 
Acute toxicity studies in rats showed that the minimum lethal dose, maximum tolerated dose and the 
median lethal dose of MSCs were – 20 X 106 MSCs/kg body weight. Daily dose of 15 X 106 MSC/kg 
body weight was administered intravenously and intramuscularly to rats for 14 days. No observed effect 
level (NOEL) of ex vivo cultured human adult-MSCs in rats was found to be greater than 15 X 106 
MSCs/kg body weight. 
Further acute toxicity study was conducted by calculating the HED in rats and rabbits by IM and IV 
routes. The therapeutic dose (TD) was assumed as 2 X 106 cells/kg body weight in humans. The HED 
(of TD) was calculated to be 12.6 X 106 and 6.53 X 106 cells/kg body weight in rats and rabbits, 
respectively. The study was conducted using 20 times these doses in rats and rabbits i.e. 252 X 106 
Cells/kg body weight in rats and 130.6 X 106 Cells/kg body weight cells in rabbits. There was no 
lethality in the rats administered 20 times the TD by IV and IM routes. No lethality was recorded in 
rabbits administered 20 X TD by IM route. However, there was 40% mortality in rabbits when the MSC 
was administered at 20 X TD by IV route. Keeping these results in mind, sub-chronic toxicity tests in 
rats and rabbits were undertaken using TD (1 X TD), 5 X TD and 10 X TD. 
In sub-chronic (90 days) toxicity studies by IM and IV routes of administration, no abnormalities in 
physical, physiological and neurological parameters were observed in rats or in rabbits. No observable 
adverse effect level (NOAEL) was recorded in rats when a single dose of 126 X 106 cells/kg body weight 
(10 X TD) Stempeucel – CLI™ was administered. 
In sub-chronic toxicity study of rabbits, one female animal in high dose group died on the 12th day and 
one male animal in vehicle control group died on the 44th day after exposure to MSC and vehicle 
respectively in IM route study (Pre-terminal death of 8.3%). Mortality was 4.2% by IV at dose of 65.3 

 
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X 106 cells/kg body weight. When single dose of Stempeucel – CLI™ was administered, NOEL was 
65.3 X 106 cells/kg body weight (10 X TD) by IM and so also was NOAEL by IV route in rabbits up to 
90 days of exposure. 
1.2 Clinical Experience 
Accumulated evidence indicates that adult stem cells derived from bone marrow contain not only EPCs 
but also angiogenic factors and cytokines and that implantation of BM-MNCs into ischemic tissues 
augment collateral vessel formation (26, 27). EPC in the CD34+ stem-cell fraction of adult human 
peripheral blood takes part in postnatal neovascularisation after mobilization from bone marrow (32). 
It was shown that IM implantation of human PBMNCs and platelets into ischemic limbs effectively 
induce collateral vessel formation mainly by supplying VEGF. (28) Also, it has been shown that MNCs 
from adult human peripheral or cord blood improved capillary density in limb ischemia (29). 
The results of a randomized, double-blinded, multicentric, placebo-controlled, single dose, Phase I/II 
study (Protocol number.: SRPL/CLI/07-08/001) conducted by Stempeutics to assess the safety and 
efficacy of ex-vivo cultured adult allogeneic mesenchymal stem cells, administered intramuscularly in 
patients with CLI demonstrated the stem cell therapy to be safe with no major adverse events (AEs) 
including abnormal laboratory values. The study was conducted in 20 patients equally divided into stem 
cell arm and placebo arms. The allogeneic MSCs did not appear to elicit an immunological response as 
demonstrated by lymphocyte and cytokine profile analyses. A few efficacy parameters showed positive 
trend with improvement in ABPI (33). 
A Phase II clinical study was conducted by Stempeutics in patients with critical limb ischemia due to 
Buerger’s disease. This phase II clinical trial was done to evaluate the efficacy and safety of (90) patients 
who were enrolled in the study This was a non-randomized, open label, single-centre, three arm study 
to evaluate efficacy and safety of ex-vivo cultured adult bone marrow derived allogeneic MSCs 
(Stempeucel®) as compared to control group (standard protocol of care) in the treatment of CLI due to 
Buerger’s disease. The study population consisted of patients of either sex, aged between 18-65 years 
with Buerger’s disease as diagnosed by Shionoya criteria. Eleven centers in India participated in the 
trial. A total of 90 patients were enrolled into the study groups in a sequential manner to the dose group 
of 1 million cells/kg body weight (36 patients), 2 million cells/kg body weight (36 patients), and the 

 
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SPOC group (18 patients). The patients were followed for up to one year in the study for efficacy 
assessment and 2 years for both efficacy and safety assessment. The primary end points of this study 
were relief of rest pain and healing of ulcers in patients with Critical Limb Ischemia due to Buerger’s 
disease. The data of patients showed reduction in both relief of rest pain and decrease in ulcer area 
which was statistically significant in patients who received 2 million cells/kg body weight as compared 
with the placebo group (34). 
A phase I clinical trial, named ACellDREAM, was done to evaluate the feasibility and safety of 
intramuscular injections of autologous adipose-derived stromal cell (ASC) in non-revascularizable CLI 
patients. Seven patients were enrolled, on the basis of the following criteria: (i) lower limb rest pain or 
ulcer; (ii) ankle systolic oxygen pressure <50 or 70 mm Hg for non-diabetic and diabetic patients, 
respectively, or first-toe systolic oxygen pressure <30 mm Hg or 50 mm Hg for non-diabetic and 
diabetic patients, respectively; (iii) not suitable for revascularization. Abdominal fat was processed, 
cultured and harvested for 2 weeks to get ASCs. More than 200 million cells were obtained, with almost 
total homogeneity and no karyotype abnormality. The expressions of stemness markers Oct4 and Nanog 
were very low, whereas expression of telomerase was undetectable in human ASCs compared with 
human embryonic stem cells. ASCs were then intramuscularly injected into the ischemic leg of patients, 
with no complication. It was noted that trans-cutaneous oxygen pressure increased in most patients. 
Ulcer and wound healing showed improvement. This demonstrates the feasibility and safety of 
autologous ASC transplantation in patients with objectively proven CLI suitable for revascularization. 
The improved wound healing also supports a putative functional efficiency (35). 
A recent prospective combined-centre pilot study done in eight patients with stable CLI in Norway using 
autologous BM-MNCs showed that five patients reported pain relief after four months. According to 
visual analogue scale and physiological tests, all were either stable or showed improvement. (36) 
A clinical trial was conducted in China on 50 Type 2 diabetic patients with lower limb ischemia to 
assess the efficacy and safety of autologous transplantation of BM-MSCs on diabetics with lower limb 
ischemia. Main ischemic symptoms, including rest pain and intermittent claudication, were improved 
significantly in transplanted patients. The ulcer healing rate of the transplanted group was significantly 
higher than that of the control group. Improvement was seen in ABPI with new vessel formation on 
MRA along with lower amputation rate (37). 

 
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A trial to evaluate the safety and feasibility of regenerative therapy with intra-arterial infusion of MSCs 
from adipose tissue, in diabetic patients with chronic CLI without revascularization options has been 
completed. During one year follow-up, clinical, angiologic and angiographic measures was monitored 
to assess the impact of the cell infusion on the evolution of the ischemic limb (38). 
In one of the clinical trials in 51 CLI patients, BM-MNCs were implanted in 25 patients with PAD and 
26 patients with Buerger’s disease. Forty-six CLI patients who had no BM-MNC implantation served 
as control subjects. The 4-year amputation-free rates after BM-MNC implantation were 48% in PAD 
patients and 95% in Buerger’s disease, and they were 0% in control PAD patients and 6% in control 
Buerger’s disease. The 4-year overall survival rates after BM-MNC implantation were 76% in PAD 
patients and 100% in Buerger’s disease, and they were 67% in control PAD patients and 100% in control 
Buerger’s disease. In Buerger’s disease, ABPI and transcutaneous oxygen pressure were significantly 
increased after 1 month and remained high during 3-year follow-up. However, in patients with PAD, 
ABPI and transcutaneous oxygen pressure significantly increased after one month and gradually 
decreased during 3-year follow-up and returned to baseline levels. These findings suggest that BM-
MNC implantation is safe and effective in patients with CLI, especially in patients with Buerger’s 
disease (39). 
The safety of Stempeucel® has been established in four therapeutic areas in 6 clinical trials: two trials 
each on CLI and osteoarthritis (OA), one trial each on acute myocardial infarction (AMI) and liver 
cirrhosis (LC).  
Stempeutics has conducted 6 clinical trials. The completed clinical trials are AMI (SRPL/AMI/07-
08/001; Phase I/II), CLI (SRPL/CLI/07-08/001; Phase I/II), OA-India (SRPL/OA/09-10/001; Phase II) 
and OA-Malaysia (SRM/OA/10-11/001; Phase II). CLI (SRPL/CLI/10-11/001) and LC (SRPL/LC/09-
10/001). 
1.3 Completed Trials 
AMI Phase I/II (SRPL/AMI/07-08/001): In this trial, 20 patients were randomized into 2 arms; 10 
patients received Stempeucel® and 10 patients received placebo. The MSCs were injected IV in the 
patients at a dose of 2 million cells/kg body weight. Stempeucel® was well tolerated and safe in the trial 
as evidenced by physical examination, vital signs monitoring and laboratory evaluations including renal 

 
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and liver function testing. The Stempeucel® did not elicit an immunological response in the recipients 
as evidenced by immunological parameters, which were within normal limits and comparable to the 
placebo group. 
CLI Phase I/II (SRPL/CLI/07-08/001): A total of 20 patients were enrolled in this trial. 10 patients each 
were randomized to Stempeucel® arm and placebo arm. Stempeucel® were injected IM at a dose of 2 
million cells/kg body weight. Stempeucel® was well tolerated in the trial as evidenced by physical 
examination, vital signs monitoring and laboratory evaluations including renal and liver function 
testing. The immunological parameters were also found to be within normal limits and comparable to 
the placebo group. 
OA Phase II (India) (SRPL/OA/09-10/001): Sixty patients were enrolled in this study. Fifteen patients 
were randomized to the stem cell arm and the placebo arm in a ratio of 2:1 at each dose level. The doses 
used in this study were: 25 million, 50 million, 75 million and 150 million cells intra-articularly. 
Stempeucel® was well tolerated and have a favourable safety profile when injected intra-articularly. The 
incidence of treatment emergent adverse events which were related to the treatment was higher in 75 
million group and 150 million group when compared to that of 25 million and 50 million group. 
OA Phase II (Malaysia) (SRM/OA/10-11/001): A total of 72 patients were enrolled. Thirty six patients 
were randomized to the stem cell arm and the placebo arm in a ratio of 2:1 at each dose level. The doses 
used in the study were 25 million cells and 50 million cells. Similarly, safety results from this trial too 
demonstrated Stempeucel® has a favourable safety profile when injected intra-articularly for OA of 
knee. The incidence of treatment emergent adverse events which were related to the treatment was 
higher in 25 million group when compared to that of 50 million group. 
CLI Phase II (SRPL/CLI/10-11/001): A total of 90 patients were enrolled into 3 arms: 1 million cells/kg 
body weight (36 patients), 2 million cells/kg body weight (36 patients), and the control group (18 
patients). In this study, one of the primary endpoint was healing of ulcer and reduction of ulcer area in 
the target limb. The ulcer area assessment was performed at baseline, at one month (visit 4), 3 months 
(visit 5) and 6 months (visit 6) follow-up. Over the study period, ulcer area decreased in all the treatment 
groups. In the 1 million cells/kg body weight, the mean (SD) ulcer area reduced from 3.10 (4.73) cm2 
at baseline to 0.88 (3.58) cm2 at 6 months (visit 6). The mean (SD) change from baseline was reduction 
of 3.32 (4.81) cm2 at 1 month (visit 4) (55.2% reduction from baseline) and 5.02 (6.08) cm2 at 6 months 

 
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(visit 6) (93.2% reduction from baseline). The mean (SD) ulcer area in the 2 million cells/kg dose group 
was 4.09 (5.81) cm2 at baseline, which reduced to 0.21 (0.49) cm2 at 6 months (visit 6). The mean (SD) 
change from baseline was reduction of 0.95 (2.27) cm2 at 1 month (visit 4) (23.2% reduction from 
baseline) and 3.64 (4.93) cm2 at 6 months (visit 6) (92.36% reduction from baseline). The mean (SD) 
ulcer area in SPOC group was 1.78 (1.60) cm2 at baseline, which reduced to 0.12 (0.30) cm2 at 6 months 
(visit 6). The mean (SD) change from baseline was reduction of 0.44 (1.53) cm2 at 1 month (visit 4) 
(17.87% reduction from baseline) and 1.54 (1.62) cm2 at 6 months (visit 6) (89.30% reduction from 
baseline). Longitudinal analysis of ulcer area using GEE in mITT population showed that overall there 
was a significant decrease in the ulcer size by 18% (SE=0.03) across all groups together per month (p-
value = <0.0001). As compared to SPOC group, 1 million cells/kg body weight group had 2% (SE=0.06) 
decrease in ulcer size per month (p=0.6967; CI = 0.87, 1.10). As compared to the SPOC group, 2 million 
cells/kg dose group had 11% (SE=0.05) decrease in ulcer size per month (p=0.0253; CI = (0.80, 0.99), 
which was statistically significant. Hence the second primary endpoint, healing of ulcers was achieved 
in the D2m dose group. 
Based on the above results, the primary endpoint of ulcer healing i.e., reduction in ulcer area have 
reached statistical significance in the 2 million cells/kg body weight dose group. And also based on the 
safety results, Stempeucel® have a favourable safety profile when injected IM to CLI patients at either 
dose of 1 million or 2 million cells/kg body wt. 
LC Phase II (SRPL/LC/09-10/001):  In this trial, a total of 60 patients were enrolled. There are three 
dose groups in this study: 2.5, 5 and 7.5 million cells/kg body weight. The third dose group (7.5 million 
cells/kg body weight was put on clinical hold as recommended by DSMB. Twenty patients were 
exposed to Stempeucel® in the 2.5 and 5 million cells/kg body weight dose groups each. The planned 
follow-up duration for this study was two years. 
Stempeucel® has been proved to be safe and efficacious (or indicatively efficacious) in different clinical 
indications as mentioned above. It has proven ulcer healing ability and relief of rest pain as shown in 
the CLI due to Buerger’s disease clinical trial. In the preclinical animal model of diabetic ulcer, it has 
shown improvement in healing of ulcers. 
From the successful small number of randomized clinical trials, it is reasonable to conclude that the use 
of bone marrow adult MSCs are safe in the long-term. 

 
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1.4 Study Rationale 
Research involving human pluripotent/multipotent stem cells promises new treatment and possible cure 
for many chronic and debilitating diseases including Parkinson’s disease, Heart disease, Multiple 
Sclerosis, Chronic CLI, Burns and Spinal Cord Injury. Various preclinical animal studies have shown 
the potential of bone marrow derived MSCs in re-vascularizing ischaemic limbs and promoting 
collateral vessel formation. Multipotent MSCs have the potential to facilitate the formation of new blood 
vessels and skeletal muscle. 
Clinical studies indicate that stem-cell transplantation is feasible and may have beneficial effects in CLI 
due to Buerger’s disease (40). Injury or inflammation is a prerequisite for the participation of circulating 
stem cells to home and differentiate on to this micro- environment. The increased vascular permeability 
and expression of adhesion proteins like integrin assist in stem cell homing. The migratory capacity of 
stem cells is dependent on natural growth factors such as VEGF, SDFI and SCF. The expression of 
VEGF, SDFI and SCF is highly unregulated in the hypoxic muscular tissue and is responsible for the 
recruitment of the stem cells to assist in the repair mechanism and consequent improvement in limb 
function. 
In addition to the above regenerating potential of MSCs, they have several advantages; they can be 
easily isolated and can be rapidly cultured ex-vivo to more than million folds without losing their 
stemness. The low immunogenicity of these cells has been demonstrated in vivo in animal models using 
infusion of allogeneic MSCs. Several preclinical and clinical studies have shown that administration of 
allogeneic MSCs in an unrelated mismatched allogeneic host does not stimulate the formation of allo-
specific antibodies or lead to a T cell sensitization of the recipient to alloantigen in different animal 
models. They have also shown that the MSCs possess the ability to engraft, persist and function in an 
unrelated mismatched allogeneic host. In addition to the property of low immunogenicity, MSCs have 
been shown to actively modulate the immune response (41). 
1.5 Potential Risks 
Human MSCs cultured in the laboratory possess the ability to differentiate into other tissues such as 
bone and cartilage under appropriate conditions. However, none of earlier pilot clinical trials have 
demonstrated abnormal tissue growth and injection related toxicity with allogeneic MSCs. 

 
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The propagation of MSC during culture requires serum from fetal bovine origin (free of Bovine 
Spongiform Encephalitis and Transmissible Spongiform Encephalopathy), media supplements and 
chemicals of animal origin and could therefore have immune responses in recipients to animal proteins. 
Allogeneic MSCs are derived from HLA non-matched donors and could sensitize recipients. Hence AE 
and SAE reporting in this study will look at these possibilities and document the same. 
1.6 Potential Benefits 
Various preclinical animal studies have shown that Allogeneic MSCs have the potential to re vascularize 
ischemic limbs and promoting collateral vessel formation. Potential beneficial mechanisms of MSC 
therapy in CLI would be 
• Neo-angiogenesis –development of new collateral blood vessels with improvement of 
microcirculation in the ischemic region – relief of leg pain with healing of leg ulcer in the 
ischemic limb. 
• Myo-genesis – regeneration of damage skeletal muscle fibers. 
 

 
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2. 
Research Objectives and End Points 
 
2.1 Objective 
To observe the efficacy and safety of Stempeucel® (adult human bone marrow derived, cultured, pooled, 
allogeneic mesenchymal stromal cells) in Malaysian patients with critical limb ischemia (CLI) due to 
peripheral arterial disease. 
2.2 Endpoints 
2.2.1 Primary endpoint 
- 
Relief of the rest pain – measured by VAS score 
- 
Healing of ulcerations or reduction of ulcer area, or improvement in the rate of healing of ulcer in the target limb 
– measured using Wound Zoom or any other suitable app or by photography 
- 
Improvement in ankle brachial pressure index (ABPI) – measured by Doppler  
- 
Improvement in total walking distance – measured by treadmill 
- 
Major amputation free survival 
 
2.2.2 Secondary endpoints 
- 
The type of AE(s), number of AE(s) and proportion of patients with AE(s). 
- 
Assessment of clinical laboratory parameters 
- 
Physical examination findings and assessment of vital signs 
- 
Assessment of ECG parameters 
- 
Angiogenesis – measured by digital subtraction angiogram (DSA) 
 
3. 
Number of Subjects and Calculation Basis 
▪ 
Total 10 subjects 
▪ 
This study is an exploratory study and it is desirable to target the minimum number of subjects who can satisfy 
the research purpose. Hence, in this study, 10 research participants will be selected. 
4. 
Eligibility Criteria 
4.1 Inclusion criteria 
1) Males or females (willing to use accepted methods of contraception during the course of the 
study) in the age group of 18-65 years. 
2) Patients diagnosed with atherosclerotic peripheral arterial diseas 

 
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3) Patients should have at least one ulcer (target ulcer): area between 0.5 to 10 cm2 (both 
inclusive) 
4) Ankle Brachial Pressure Index (ABPI) ≤ 0.6.  If ABPI is ≥ 1.1 then Toe Brachial Index (TBI) 
will be performed and TBI should be ≤ 0.5 
5) Patients who are able to understand the requirements of the study, and willing to provide 
voluntary written informed consent, abide by the study requirements, and agree to return for 
required follow-up visits 
 
4.2 Exclusion criteria 
1) Patients diagnosed with Buerger’s disease by Shionoya criteria 
2) Patients eligible for surgical or percutaneous revascularization  
3) Patients with a history of participating in another stem cell trial or therapy within 3 months 
4) Patients who are unsuitable to participate the clinical trial as determined by investigators 
 
5. 
Study Conduct 
5.1 Study Design Rationale 
The market approval granted for Stempeucel® in India has validated the efficacy and safety of the 
product. Nevertheless, considering the infancy of stem cell use in Malaysia, particularly with 
peripheral arterial disease, the study team are keen to administer this innovative therapy under the 
scrutiny of strict and safe environment offered by a clinical trial setting.   
Hence, the study will be conducted as a clinical trial in accordance to “Malaysian Guidelines for Stem 
Cell Research and Therapy” by Medical Development Division, Ministry of Health Malaysia, 2017, 
the EMA guidelines on human cell based medicinal products, 2009, and International Council for 
Harmonisation (ICH) Good Clinical Practices (GCP); approvals will be taken from relevant ethics 
committees and approval from NPRA before starting the study. 
5.2 Trial Design Flow Chart 
A schematic overview of study design is shown in Figure 1. 

 
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Figure 1. Overview of Study Design 
 
5.3 Methods and Procedure 
 Visit -1: Clinical evaluation and screening of the patient (Day -14 to Day -1) 
 
The following procedures will be performed during the screening process. 
 
- 
Written informed consent.  
- 
Inclusion / Exclusion criteria 
- 
Demographic data along with medical history and concomitant medication. 
- 
AE(s) will be monitored and recorded as voluntarily disclosed by the patients and as observed by the Investigator 
throughout the study. 
- 
Physical examination with vital signs such as blood pressure, heart rate, respiratory rate, temperature. 
- 
Clinical/diagnostic laboratory tests (as per Table 1) including TNF-α 
- 
12 lead ECG recording with long Lead II, chest X-ray, Two-Dimensional Echocardiography (2D ECHO; if needed) 
- 
Peripheral Venous Doppler to rule out deep vein thrombosis (DVT) 

 
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- 
Assessment of rest pain by – Rest pain scale (0 to10) 
- 
Total walking distance 
- 
Ankle pressure – measured by Doppler 
- 
ABPI – measured by Doppler 
- 
Assessment of ulcerations (Ulcer area measurement using WoundZoom camera or any other suitable and validated 
measurement instrument / software)                                                                       
- 
Digital subtraction angiogenesis (DSA) 
- 
Amputation details 
- 
Urine pregnancy test (for female patient with child bearing potential) 
 
Visit-2: Stempeucel® administration (within 15 days of screening Visit 1) (Day 0) 
 
The following procedures will be performed on the day of Stempeucel® administration. 
 
- 
Patients will be enrolled into the study as soon as the results of the screening laboratory tests become available  
- 
Physical examination including vital signs such as blood pressure, heart rate, respiratory rate and temperature. 
- 
Review of concomitant medication 
- 
AE(s) will be monitored and recorded as voluntarily disclosed by the patients and as observed by the Investigator 
throughout the study. 
- 
12 lead ECG with long Lead II will be done pre and post Stempeucel® administration. 
- 
On Stempeucel® administration day, premedication of 100 mg of hydrocortisone IV and 45.5 mg pheniramine 
maleate IV / IM (based on investigator / anaesthetist discretion) will be administered within 1 hour prior to IM 
Stempeucel® injection.  
- 
Stempeucel® will be administered at 40-60 multiple sites to the ischemic limb and also around the ulcer (2 to 3 
ml). The procedure will be performed preferably under IV sedation with cardio-respiratory monitoring. Spinal, 
epidural or short general anesthesia as per the investigators/anesthetist’s advice is also acceptable; however, the 
requirement should be justified for individual patient. 
- 
Monitoring of oxygen saturation by pulse oximeter will be started 30 ± 10 min prior and continued till 2 hours ± 
10 min post injection of Stempeucel® 
- 
The patients will remain in the clinical facility under supervision for at least 24 hours post Stempeucel® 
administration. 
 
 Follow up Visit-3: 7 days ± 3 days safety visit (Day 7) 
 
The following procedures will be performed at follow-up visit 3: 
 
- 
Physical examination, vital signs and 12 lead ECG with long lead II. 
- 
Review of concomitant medication 
- 
AE(s), will be monitored and recorded as voluntarily disclosed by the patients and as observed by the 
investigator throughout the study 
- 
Blood tests- hematology, serum chemistry, liver function tests and TNF-α.  
- 
Qualitative D-dimer test for all the patients to be done. 
- 
Peripheral venous Doppler if the D-dimer test is positive

 
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 Follow up Visit-4: One month ± 3 days after administration of Stempeucel® (Day 30) 
 
The following procedures will be performed at follow-up visit 4: 
 
- 
Review of concomitant medication 
- 
Physical examination, vital signs and 12 lead ECG with long lead II 
- 
AE(s), will be monitored and recorded as voluntarily disclosed by the patients and as observed by 
the Investigator throughout the study 
- 
Blood tests- hematology, serum chemistry, liver function tests and TNF-α. 
- 
Assessment of rest pain 
- 
Total walking distance 
- 
Ankle pressure 
- 
ABPI 
- 
Assessment of ulcerations 
- 
Amputation details 
 
Follow up Visit-5: 3 months ± 7 days after administration of Stempeucel® (Day 90) 
 
The following procedures will be performed at follow-up visit 5: 
 
- 
Review of concomitant medication 
- 
Physical examination, vital signs and 12 lead ECG with long lead II 
- 
AE(s) will be monitored and recorded as voluntarily disclosed by the patients and as observed by the 
Investigator throughout the study 
- 
Blood tests- hematology, serum chemistry and liver function tests 
- 
Assessment of rest pain 
- 
Total walking distance 
- 
Ankle pressure  
- 
ABPI  
- 
Assessment of ulcerations  
- 
Amputation details 
 
Follow up Visit-6: 6 month ± 7 days after administration of Stempeucel® (Day 180) 
 
The following procedures will be performed at follow-up visit 6: 
 
- 
Review of concomitant medication 
- 
Physical examination, vital signs, 12 lead ECG with long lead II and chest X ray   
- 
Blood tests- hematology, serum chemistry and liver function tests 
- 
AE(s), will be monitored and recorded as voluntarily disclosed by the patients and as observed by 
the Investigator throughout the study 
- 
Assessment of rest pain 
- 
Total walking distance 
- 
ABPI 
- 
Assessment of ulcerations 
- 
DSA 

 
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- 
Amputation details 
- 
Urine pregnancy test (for female patient with child bearing potential) 
 
Additional follow up Visit-7: 12 month ± 7 days after administration of Stempeucel® (Day 360) 
 
The following procedures will be performed at additional follow-up visit 7: 
 
- 
Review of concomitant medication 
- 
Physical examination, vital signs and 12 lead ECG with long lead II 
- 
AE(s) will be monitored and recorded as voluntarily disclosed by the patients and as observed by the 
Investigator throughout the study. 
- 
Blood tests- hematology, serum chemistry and liver function tests. 
- 
Assessment of rest pain 
- 
Total walking distance 
- 
Ankle pressure  
- 
ABPI 
- 
Assessment of ulcerations 
- 
Amputation details 
 
5.4 Research Procedure and Evaluation 
Screening 
Treatment 
Follow-up 
Week 
Day -14 to -1 
Day 0 
Day 7 
Day 30 
Day 90 
Day 180 
Day 360 
Informed Consent 
X 
 
 
 
 
 
 
Inclusion/Exclusion Criteria 
X 
 
 
 
 
 
 
Demographics 
X 
 
 
 
 
 
 
Physical/Clinical Examination 
X 
X 
X 
X 
X 
X 
X 
Vital Signs 
X 
X 
X 
X 
X 
X 
X 
Medical History 
X 
 
 
 
 
 
 
Concomitant Medication 
X 
X 
X 
X 
X 
X 
X 
Haematology 
X 
 
X 
X 
X 
X 
X 
Serum Chemistry 
X 
 
X 
X 
X 
X 
X 
Liver Function Tests  
X 
 
X 
X 
X 
 
X 
Urine Analysis 
X 
 
 
 
 
X 
 
Serology 
X 
 
 
 
 
 
 
TNF-α 
X 
 
X 
X 
 
 
 
Oxygen saturation monitoring 
 
X 
 
 
 
 
 
Pre-Medication /Sedation 
 
X 
 
 
 
 
 
IM injection of Stempeucel® 
 
X 
 
 
 
 
 
12 Lead-ECG with Long Lead II 
X 
X 
X 
X 
X 
X 
X 
Peripheral Venous Doppler 
X 
 
X 
 
 
 
 

 
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Chest X ray (PA view) 
X 
 
 
 
 
X 
 
Rest Pain Assessment 
X 
 
 
X 
X 
X 
X 
Ulcer healing assessment  
X 
 
 
X 
X 
X 
X 
Total walking distance 
X 
 
 
X 
X 
X 
X 
Ankle pressure 
X 
 
 
X 
X 
X 
X 
ABPI 
X 
 
 
X 
X 
X 
X 
DSA 
X 
 
 
 
 
X 
 
 
5.5 Clinical/Diagnostic Laboratory Tests 
Table 1: Clinical / Diagnostic Laboratory Tests 
SERUM CHEMISTRY 
HAEMATOLOGY 
LIPID PROFILE 
• 
RBS 
• 
Sodium  
• 
Potassium 
• 
BUN 
• 
Serum creatinine 
• 
Glycosylated haemoglobin 
(HbA1c) 
• 
D- Dimer Test 
• 
Haemoglobin 
• 
Haematocrit  
• 
Total and differential leukocyte 
count 
• 
Red blood cell count 
• 
Mean corpuscular volume 
(MCV)  
• 
Platelet count 
• 
Erythrocyte Sedimentation 
Rate (ESR) 
• 
Total cholesterol 
• 
Triglycerides 
• 
High density lipoproteins 
(HDL) 
• 
Low density lipoproteins (LDL) 
• 
Very low-density lipoprotein 
(VLDL) 
LIVER FUNCTION TESTS 
SEROLOGY 
URINE ANALYSIS 
• 
Total bilirubin 
• 
Direct bilirubin  
• 
Total proteins  
• 
Serum albumin 
• 
Serum globulin 
• 
A:G ratio 
• 
Alanine Aminotransferase 
(ALT) 
• 
Aspartate Aminotransferase 
(AST) 
• 
Alkaline Phosphatase (ALP) 
• 
HIV-1 & 2 (Anti-HIV 1 & 2) 
• 
Hepatitis B (HBsAg) 
• 
Hepatitis C (Anti HCV) 
• 
Cytomegalo virus (CMV) (Anti 
CMV IgM) 
• 
Rapid Plasma Reagin (RPR) 
• 
High sensitivity C Reactive 
protein (hs-CRP) 
• 
Colour  
• 
Transparency  
• 
pH 
• 
Specific gravity 
• 
Protein 
• 
Glucose 
• 
Ketone bodies 
• 
Bilirubin  
• 
Blood 
• 
Nitrite 
• 
Urobilinogen 
• 
Microscopic examination 
• 
Urine pregnancy test 
TNF-α 
12-Lead ECG with long lead II 
Chest X-ray  
(PA view) 
DSA 
2D ECHO (when needed) 
Peripheral Venous 
Doppler 
 
5.6 Early Termination of the Study 
Sponsor may terminate this study, after informing Investigators, at any time. Investigators 
will be notified by Sponsor if the study is placed on hold, completed or closed. The DSMB 
will be informed about all SAEs including life-threatening event, disabling event, or death. 

 
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Available data will be provided to DSMB for review. Based on the DSMB opinion, the study 
may be continued or halted. 
6. 
Study Treatment 
6.1 Definition of Investigational Medicinal Product 
For the purpose of this trial, investigational medicinal product (IMP) refers to:  
• 
Stempeucel® (Ex-vivo cultured MSCs) supplied in 15 ml cryo bags consisting of 200 
million or 150 million MSCs, 85% PlasmaLyte-A, 5% HSA and 10% DMSO in a total 
volume of 15 ml. Following thawing, 35 ml of PlasmaLyte A will be added to the 
Stempeucel® to make a total volume of 50 ml (Refer section 6.6 IMP Preparation and 
Designation). Final concentration of components will be 1.5% HSA and 3% DMSO.  
6.2 Dosage Selection 
Acute infusion toxicity studies in animals have shown that MSCs up to a single dose of 20 
million cells/kg was well tolerated without either infusional or other toxicities. Based on this 
data 1/10th of the tolerated dose in animals i.e., 2 million cells/kg body weight were selected 
for dosing in humans.  
In the phase I/II study conducted by Stempeutics (SRPL/CLI/07-08/001) the 2 million cells/kg 
body weight dose was well tolerated. As based on the preclinical and recent toxicology studies 
where 20 million cells/kg body weight human equivalent dosage (HED) was tested and based 
on phase I/II data and phase II study which was a dose finding study in two doses of 1 and 2 
million cells/kg body weight, the present study will be conducted with 2 million cells/kg body 
weight. 
6.3 Pre-Treatment and Monitoring 
The administration visit will include monitoring of oxygen saturation 30 ± 10 min prior to 
injection of Stempeucel® and 2 hours ± 10 min post-injection. Premedication of hydrocortisone 
100 mg IV and pheniramine maleate 45.5 mg IV / IM (based on investigator or anaesthetist 
discretion) will be administered within one hour prior to the injection of Stempeucel®. 
6.4  IMP Administration 

 
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The procedure will be performed preferably under IV sedation and cardio-respiratory 
monitoring. Spinal, epidural or short general anesthesia as per the investigators/anesthetist’s 
advice is also acceptable; however, the requirement should be justified for individual patient. 
Since the migratory capacity of stem cells is dependent on natural growth factors such as VEGF 
which is highly unregulated in the hypoxic tissue. IM route of administration was selected so 
as to facilitate the MSCs in homing to the target site. 
The patients will receive a single IM dose of allogeneic MSCs suspended in PlasmaLyte A at 
0.6 ml/kg (200 million bag) or 0.8 ml/kg (150 million bag) of cell suspension/kg body weight 
into 40-60 multiple sites to the ischemic limb (Refer section 6.7 IM Injection). Additional 
injections of 2 ml (200 million bag) or 3 ml (150 million bag) administered around the ulcer 
(Refer section 6.8 Local Injection Around the Ulcer). 
Timing of dose administration will be such that the patients will receive the assigned 
Stempeucel® within 14 days of screening visit. The patients will remain in the clinical facility 
under supervision at least 24 hours post Stempeucel® administration.  
6.5 Treatment Compliance 
The PI or other trained clinical study site personnel will administer the Stempeucel® according 
to the procedures outlined above. The complete process of Stempeucel® dosing administration 
will be monitored by the Site Coordinator to ensure by visual inspection that the patient has 
been administered with the dose and the IM injection of Stempeucel® is completed. 
6.6 IMP Preparation and Designation 
Supplied Stempeucel® must be reconstituted immediately before giving an IM injection. 
Stempeucel® in the cryo bag will be thawed and re-suspended in 35 mL of Plasmalyte-A 
resulting in 50 mL of suspension for IM injection.  
Based on the Certificate of Analysis (COA), the viability of cells is presumed to be ≥85%*. 
Hence actual number of viable cells in bags is described in Table 2. 
 
 

 
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Table 2. Number of viable cells in each bag of Stempeucel® 
CELL BAG 
VIABILITY OF CELLS 
ACTUAL NUMBER OF VIABLE CELLS 
200 million 
85% 
170 million 
150 million 
85% 
128 million 
*Based on COA. On site viability count will be done in as many patients as possible 
Selection of the cell bag designated to each patient will be based on body weight as described 
in Table 3. 
Table 3. Designation of bag size according to patient’s body weight 
BODY WEIGHT 
BAG SUPPLIED 
COMMENTS 
≤ 62 Kg 
150 million bag 
1 bag supplied 
63-83 Kg 
200 million bag 
1 bag supplied 
≥ 84 Kg 
200 million bag 
2 bags supplied 
 
After thawing and re-suspending the bag, the volume to be injected is aspirated from the bag 
in 3 ml syringes supplied and injected IM and locally around the ulcer. 
Remaining volume of Stempeucel® is transferred to a centrifuge tube and sent back to the 
sponsor. 
6.7 IM Injection 
Based on the cell bag designation, the volume of the Stempeucel® suspension required to achieve the desired 2 
million cells/kg body weight dose is illustrated in Table 4. 
Table 4. Calculation of volume of Stempeucel® to be injected intramuscularly 
PACK SIZE 
DOSE 
VOLUME OF IMP INJECTED 
150 million cells 
2 million cells/kg body weight 
0.8 ml/kg 
200 million cells 
2 million cells/kg body weight 
0.6 ml/kg 
 
Each injection will be 0.5 ml or 1 ml of Stempeucel®. The PI will record the actual number of 
0.5 and 1 ml injections administered in the source document and in the CRF. The number of 
injections must be at least 40 for each patient and not more than 60 injections. Depending on 
the weight of the patient the last injection volume may vary between 0.5 and 1.0 ml. 
Depending on number of injections to be administered, a map will be drawn using 10 points at 
a distance of one cm each in the longitudinal axis on the posterior aspect of study limb 
(gastrocnemius muscle). The length of the horizontal axis will depend on the number of 

 
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injections as described in Table 5. Using an indelible marker (e.g. gentian violet), each cm 
mark on the scale will be marked on the skin both on the longitudinal and horizontal axis. Each 
of the marked dots can be site of injections. Thus, the size of the mapped area is illustrated in 
Figure 2. 
Table 5. Determination of Stempeucel® site of injections 
 
 
Figure 2. Distribution of injections site marked according to the cell bag designated 
 
In brief, the number of injections in the longitudinal axis will be 10 for any number of 
injections, while the number of injections in the horizontal axis will vary based on the number 
of injections. The mapping will be done in such a way that it encompasses the maximum bulk 
of the gastrocnemius muscle. The required volume of Stempeucel® will be aspirated in 3 ml 
NO. OF 
INJECTIONS 
LENGTH OF 
LONGITUDINAL 
AXIS (CM) 
LENGTH OF 
HORIZONTAL 
AXIS (CM) 
NO. OF INJECTION 
POINTS IN 
LONGITUDINAL 
AXIS 
NO. OF 
INJECTION 
POINTS IN 
HORIZONTAL 
AXIS 
40 
9 
3 
10 
4 
41 – 50 
9 
4 
10 
5 
51 – 60 
9 
5 
10 
6 

 
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syringes. Each syringe will be used to administer a maximum of 6 consecutive injections. With 
all aseptic precautions, under sedation Stempeucel® should be injected intramuscularly (at a 
depth of 1 – 1.5 cm depending on the muscle bulk) using a 22- or 23-gauge needle, at required 
number of marked sites into the calf muscle (gastrocnemius muscle) of the ischemic limb (as 
shown in the Figure 1). The injections will start at the top left dot and proceed horizontally 
until all the dots in the top row have been injected. Subsequent injections will start at the first 
dot on the left of subsequent rows and proceed similarly. This procedure will continue till the 
entire Stempeucel® is injected. Each site should be separately injected i.e., 40 – 60 separate 
injections are to be made. 
6.8 Local Injection Around the Ulcer 
Out of the calculated volume of IMP to be administered to the patient, the volume to be 
administered around the ulcer is described in Table 6. 
Table 6. Calculation of volume of Stempeucel® to be injected around the ulcer 
PACK SIZE 
DOSE 
VOLUME OF IMP TO BE ADMINISTERED 
(ULCER) 
150 million cells 
7.5 million cells/kg 
3 ml 
200 million cells 
8 million cells/kg 
2 ml 
 
Two ml or three ml of Stempeucel® should be injected around the ulcer (single or multiple). 
This 2 ml or 3 ml (depending on the cell bags used – 200 million or 150 million) should be 
taken from the calculated volume of Stempeucel® to be administered for the patient.  
E.g. Patient weighing 70 kg will have to receive a total volume of 42 ml of Stempeucel® 
(based on the formula: Volume = body weight multiplied by 0.6 in a 200 million cell bag)  
Out of this 42 ml of Stempeucel®, 40 ml of Stempeucel® should be given by IM route and 2 
ml should be given locally around the ulcer. 
6.9 Precautions 
1. Monitoring of oxygen saturation will be started 30 ± 10 minutes prior to IM injection 
and continued till 2 hours ± 10 minutes following IM injection. 
2. The procedure will be performed preferably under IV sedation and cardio-respiratory 
monitoring. 
Spinal, 
epidural 
or 
short 
general 
anesthesia 
as 
per 
the 

 
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investigators/anesthetist’s advice is also acceptable however the requirement should be 
justified for individual patient. 
3. Intramuscular injection should be injected immediately (within 60 minutes) after 
preparing the suspension and it should not be stored. 
4. Administration of Stempeucel® should be stopped if the patient shows tachypnea, 
cyanosis, breathlessness, or oxygen saturation decreases as per Investigator’s discretion 
and can be restarted once the patient shows clinical improvement as per Investigator’s 
discretion. 
5. The whole procedure of Stempeucel® administration should be completed within 60 
minutes of re-suspension of Stempeucel®. 
6. Investigator/Co-investigator should administer the Stempeucel®. 
7. Site coordinator should be available during administration of Stempeucel®, record the 
number of injections and monitor the AEs if any. 
8. Injection of Stempeucel® should not be carried out if-the bag was kept in the 
cryoshipper for longer than 7 days. The site should inform the Sponsors for reshipment 
of Stempeucel® immediately. 
9. Injection of the Stempeucel® should not be carried out if the bag is found to be damaged 
or leaking. The site should inform the Sponsors for reshipment of Stempeucel® 
immediately. 
Any changes in the method will be communicated in writing by the Clinical Trial Manager to 
the Investigator. 
6.10 Stability Data 
Stempeucel® (200 million bag) is stable under liquid nitrogen for 18 months and Stempeucel® 
(150 million bag) is stable under liquid nitrogen for 24 months under laboratory conditions. 
However, it will remain stable at the site for 7 days (including time of transit) in the dry shipper.  
The study treatment supplies will be stored in a secure location. The Stempeucel® supplied in 
the dry shipper, should be stored in the same at the site and Stempeucel® will remain stable at 
the site for 7 days (including time of transit) in the dry shipper. 
6.11 IMP Shipment and Handling 

 
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Upon receipt of the study treatment supplies, an inventory must be performed and a 
Stempeucel® receipt log filled out and signed by the designated site staff accepting the 
shipment. It is important that the designated site staff will verify that the shipment contains all 
the items noted in the shipment inventory. Any damaged or unusable Stempeucel® in a given 
shipment will be documented in the study files. The Investigator must notify Sponsor if study 
treatments that were received at the Investigator’s site were damaged or unusable. 
Supply of the cryo bag containing the Stempeucel® to the study center will be delivered under 
liquid nitrogen vapour phase in a Dry Shipper upon receiving Stempeucel® request for a trial 
subject from the site. The cryo bags will be labelled as per labelling requirements of Good 
Manufacturing Practice (GMP) Annex 13 Manufacture of Investigational Medicinal Products.  
Sample label for 200 million cell bag: 
FOR CLINICAL TRIAL USE ONLY  
Protocol No.: CBR-PAD-22-004 
Stempeucel® 
The cryobags containing frozen Stempeucel® – Mesenchymal Stem Cells (MSC) (15ml) contains:  
Mesenchymal Stem Cells (200 million cells), Human Serum Albumin 5%, PlasmaLyte A 85%, DMSO 10% 
Directions of use 
Before administering to the patient, each bag (Stempeucel®) is thawed and diluted with PlasmaLyte A, 
supplied along with the Cryobags to make up the volume to 50 ml. Thus, each bag in the final suspension 
contains 2 million cells per 0.6 ml. Shake gently before use. Do not add any other medicines to the contents. 
Administer through disposable sterile syringes. Use within 60 minutes after reconstitution. Refer to IMP 
Management Manual for procedure for reconstitution and more details.  
Batch No:  
Manufacturing Date:  
Expiry Date: Two years from date of manufacture  
Stempeucel® Bag No.  
Pack size: 200 million MSCs  
Storage Condition: -185 OC TO -196 OC  
Route of Administration: Intramuscular  
Instruction to use: Refer to IMP Management Manual 
Manufacturer:  
Stempeutics Research Pvt. Ltd  
4th floor, Shirdi Sai Baba Cancer Hospital  
Manipal – 576104, India  
 

 
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Sponsor: 
Cell Biopeutics Resources Sdn. Bhd.,  
27, Level G3, Block C5,  
Jalan Dutamas 1, Publika Shopping Gallery,  
50480 Kuala Lumpur 
Phone – +60 12 258 8779 
DO NOT USE THE PRODUCT IF FOUND IN THAWED CONDITION UPON REMOVAL FROM DRY 
SHIPPER 
 
 
Sample label on the cryo shipper: 
“FOR CLINICAL TRIAL USE ONLY”  
DRY SHIPPER CONTAINING STEMPEUCEL® BAG (S)  
 
TRIAL ID: CBR/CLI-BD/21-22/003 
SUBJECT ID:  
SITE ID:  
DATE OF SHIPMENT:  
USE WITHIN 7 DAYS FROM THE DATE OF SHIPMENT OF STEMPEUCEL®  
 
STORAGE CONDITIONS:  
DRY SHIPPER CONTAINING STEMPEUCEL® BAG SHOULD BE STORED IN A SECURE PLACE  
STEMPEUCEL® SHOULD BE STORED IN THE DRY SHIPPER UNTIL USE.  
 
DIRECTIONS FOR USE:  
OPEN THE DRY SHIPPER ONLY JUST BEFORE USE OF THE BAG.  
SPONSOR NAME & ADDRESS: CELL BIOPEUTICS RESOURCES SDN. BHD.,  
27, LEVEL G3, BLOCK C5,  
JALAN DUTAMAS 1, PUBLIKA SHOPPING GALLERY,  
50480 KUALA LUMPUR  
PHONE – +60 12 258 8779 
 
6.12 Patient Identification Code Numbering System 
The investigators involved in conducting the study and performing the evaluation and the 
patients participating in the trial will not be blinded. All patients who sign an IRB approved 
informed consent form will be assigned a unique patient identity code (PIC). The patient initials 
will be captured separately as an additional identity. 
6.13 Concomitant Therapy 
Concomitant therapy is permitted based on the standards of care for patients with CLI due to 
peripheral arterial disease, who are not eligible for or have failed traditional revascularization 
treatment and as per the investigators discretion so as not to jeopardize the study and its 
outcome. Patients should be advised not to take therapies from other systems of medicine like 

 
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Ayurveda, Homeopathy. Any other stem cell-based products (other than Stempeucel®) should 
not be administered – either systemically or locally for treatment of ulcers. 
Detailed history of concomitant medications at the baseline will be recorded in the CRF. All 
concomitant therapy taken by the patient during the study period will be recorded in the CRF 
in the concomitant medication section in detail. 
Patients will be instructed to report to the Investigator any medication used over the course of 
the study. The Investigator will address the significance of the reported medication use on study 
integrity. At the discretion of the Investigator, these patients may continue study participation 
if the medication is not anticipated to alter study integrity. 
6.14 Study Treatment Follow-up 
Study patients will be assessed by the PI before administering the Stempeucel® for any other 
organ with inflammation. The study patients will also be followed up to duration of 1 year after 
study treatment administration for safety and efficacy assessment. 
Since the MSCs are known to differentiate and home to the inflammatory site with potential of 
neo-vascularization, the PI will follow-up such patients on their medical condition as per 
his/her best clinical judgement and at intervals of his/her discretion. 
7. 
Efficacy Assessments  
7.1 Efficacy Analysis  
Efficacy evaluation will include assessment of the following parameters at 1, 6 and 12 months.  
• Rest pain score (VAS scale of 0 to 10) (refer Appendix II) 
• Ankle pressure (Higher of systolic pressure at posterior tibial or anterior tibial artery of 
the affected limb (Measured by doppler) 
• Ankle Brachial Pressure Index (Ratio of ankle pressure (as above) to brachial pressure. 
Brachial pressure is calculated as follows: Higher of brachial pressure of both arms 
(Measured by Doppler) 
• Ulcer status (Ulcer present (Yes / No). If present, healed/improved/not healed at follow-
up) 
 
8. 
Safety Evaluation Criteria, Methods, and Reporting 

 
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8.1 Safety Analysis 
Evaluate the frequency and severity of adverse events (AEs) recorded on CRF. 
8.2 Definitions 
8.2.1 Adverse Events (AE) 
Any untoward medical occurrence in a patient or clinical investigation subject administered 
a pharmaceutical product and which does not necessarily have to have a causal relationship 
with this treatment. 
An AE can therefore be any unfavourable and unintended sign (including an abnormal 
laboratory finding, for example), symptom, or disease temporally associated with the use of 
a medicinal product, whether or not considered related to the medicinal product. 
8.2.2 Serious adverse events (SAE) 
A SAE (experience) or reaction is any untoward medical occurrence that at any dose: 
• 
results in death, 
• 
is life-threatening, 
(NOTE: The term “life-threatening” in the definition of “serious” refers to an event in which 
the patient was at risk of death at the time of the event; it does not refer to an event which 
hypothetically might have caused death if it were more severe.) 
• 
requires inpatient hospitalization or prolongation of existing hospitalization, 
• 
results in persistent or significant disability/incapacity, or 
• 
is a congenital anomaly/birth defect. 
Medical and scientific judgment should be exercised in deciding whether expedited reporting 
is appropriate in other situations, such as important medical events that may not be 
immediately life-threatening or result in death or hospitalization but may jeopardize the 
patient or may require intervention to prevent one of the other outcomes listed in the definition 
above. These should also usually be considered serious. 

 
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8.2.3 Adverse Event Reporting Period 
The study period during which AEs must be reported is normally defined as the period from the 
initiation of any study procedures to the end of the study treatment follow-up. Abnormal clinically 
significant medical conditions found during screening will be recorded in medical history.  
8.2.4 Preexisting Condition 
A pre-existing condition is one that is present at the start of the study. A pre-existing condition should 
be recorded as an AE if the frequency, intensity, or the character of the condition worsens during the 
study period. 
8.2.5 General Physical Examination Findings 
At screening, any clinically significant abnormality should be recorded as a pre-existing condition. 
At the end of the study, any new clinically significant findings/abnormalities that meet the definition 
of an AE must also be recorded and documented as an AE.  
8.2.6 Post-Study Adverse Event 
All unresolved AEs should be followed by the Investigator until the events are resolved, the subject 
is lost to follow-up, or the AE is otherwise explained. At the last scheduled visit, the Investigator 
should instruct each subject to report any subsequent event(s) that the subject, or the subject’s 
personal physician, believes might reasonably be related to participation in this study. The 
Investigator should notify the Sponsor of any death or AE occurring at any time after a subject has 
discontinued or terminated study participation that may reasonably be related to this study. The 
Sponsor should also be notified if the Investigator should become aware of the development of cancer 
or of a congenital anomaly in a subsequently conceived offspring of a subject that has participated in 
this study.  
8.2.7 Abnormal Laboratory Values 
A clinical laboratory abnormality should be documented as an AE if any one of the following 
conditions is met:  
• 
Clinically significant laboratory abnormality as opined by the investigator. 
• 
The abnormality suggests a disease and/or organ toxicity 

 
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• 
The abnormality is of a degree that requires active management; e.g. change of dose, 
discontinuation of the drug, more frequent follow-up assessments, further diagnostic 
investigation, etc. 
8.2.8 Hospitalization, Prolonged Hospitalization or Surgery 
Any AE that results in hospitalization or prolonged hospitalization should be documented and 
reported as a SAE. Any condition responsible for surgery should be documented as an AE if the 
condition meets the criteria for an AE.  
Neither the condition, hospitalization, prolonged hospitalization, nor surgery are reported as an AE 
in the following circumstances: 
• 
Hospitalization or prolonged hospitalization for diagnostic or elective surgical 
procedures for a pre-existing condition.  Surgery should not be reported as an 
outcome of an AE if the purpose of the surgery was elective or diagnostic and the 
outcome was uneventful. 
• 
Hospitalization or prolonged hospitalization required to allow efficacy 
measurement for the study. 
• 
Hospitalization or prolonged hospitalization for therapy of the target disease of the 
study, unless it is a worsening or increase in frequency of hospital admissions as 
judged by the clinical Investigator. 
• 
Hospitalization or prolonged hospitalization required for social reasons 
8.3 Adverse Events Classifications 
8.3.1 Relationship of Events to Stempeucel® 
The relationship of the AE to the Stempeucel® will be described as one of the following: 
• 
Unrelated: There was no relationship of the adverse experience to the use of the drug 
or biologic. This may include, but is not limited to, the adverse experience being an 
expected symptom of disease under study, expected outcome of a previously existing 
or concurrent disease, concomitant medication or procedure the patients experienced 
during their treatment period. 

 
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• 
Remote/Unlikely: Adverse experiences which are judged probably not related to the 
drug or biologic. 
• 
Possible: There was no clear relationship of the adverse experience to the use of the 
drug or biologic; however, one cannot definitively conclude that there was no 
relationship. 
• 
Probable: While a clear relationship to the drug or biologic cannot be established, the 
experience is associated with an expected adverse experience or there is no other 
medical condition or intervention which could explain the occurrence of such and 
experience. 
• 
Definite: The relationship of the use of the drug or biologic to the experience is 
considered definitively established. 
8.3.2 Severity of the Events 
• 
Mild:  Symptom(s) barely noticeable to subject or does not make subject 
uncomfortable; does not influence performance or functioning; prescription drug not 
ordinarily needed for relief or symptom(s) but may be given because of personality of 
subject. 
• 
Moderate:  Symptom(s) of a sufficient severity to make subject uncomfortable; 
performance of daily activity is influenced; subject is able to continue in study; 
treatment for symptom(s) may be needed. 
• 
Severe:  Symptom(s) cause severe discomfort; symptoms cause incapacitation or 
significant impact on subject’s daily life; severity may cause cessation of treatment 
with study treatment; treatment for symptom(s) may be given and/or subject 
hospitalization. 
The AEs will be classified as described above by the PI and appropriately summarized. 
8.4 Expected Adverse Events 
Hypersensitivity and mild pyrexia along with headache, myalgia, nausea/vomiting, chills and 
rigors following the administration of Stempeucel® may be expected. The investigational 
medicinal product contains DMSO which can cause allergic reactions, such as skin rash, chest 

 
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tightness or breathing problems. It may also cause bladder discomfort, garlic breath odour, 
garlic odour on the skin for as long as 72 hours after treatment. Very rarely, DMSO has resulted 
in eye pain, eye burning, temporary changes in vision, haemolysis or encephalopathy. MSCs 
may cause immunomodulation which can lead to infections. 
It may be noted that there can be few expected AEs, due to progression of underlying disease 
and / or due to any treatment interventions as per the hospital standard of care or its 
complications. Any AE as a result of underlying disease condition will be categorised as 
expected.  
Listed below are the AEs observed in the stem cell therapy arm of the phase I/II study 
(SRPL/CLI/07-08/001) conducted by Stempeutics using the adult bone marrow derived 
allogeneic MSCs. The AEs observed in the Phase I/II trials were opined by the PI and DSMB 
to be not related to the IMP but due to the disease process. 
• 
Increase in rest pain score 
• 
Ulcer of the amputated stump 
• 
Presence of ulcer on skin of left lower limb worsening of pre-existing ulcer 
• 
Progression of CLI with ischemic gangrene 
• 
Hospitalization for infected gangrene 
• 
Death 
• 
High ALT and high AST 
• 
Epigastric pain / dyspepsia 
• 
Pulmonary tuberculosis 
AE related data of CLI II study (SRPL/CLI/10-11/001) 
• 
Severe rest pain 
Planned amputation for dry gangrene patients will not be considered an AE. Gangrene will be 
recorded as medical history and if amputation takes place during the study, it will be considered 
as outcome of medical history. 

 
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During the study, if there is worsening of CLI/gangrene it will be recorded as an AE and 
outcome as amputation if the limb needs to be amputated. 
8.5 Reporting Requirements for Serious Adverse Events 
8.5.1 Study Sponsor Notification by Investigator 
Initial Reports 
In the event of SAE, the Investigator will report the initial information of the event to sponsor, regulatory authority 
and respective ethics committee within 24 hours of occurrence of SAE.  
Report all SAEs by phone and/ or email to: 
Dr. Abid Nordin, Cell Biopeutics Resources Sdn. Bhd., 27, Level G3, Block C5, Jalan Dutamas 
1, Publika Shopping Gallery, 50480 Kuala Lumpur. Phone: +60 12 258 8779 Email: 
abid@cellbiopeutics.com 
The investigator will keep a copy of the SAE form in file at the study site. The patient identity 
should not be disclosed by the investigator while reporting SAE, unless specifically asked by 
the regulatory body or ethics committee. 
Follow-up Reports 
The investigator will forward all follow-up information on the SAE to the sponsor whenever 
available.  
Post analysis of the event, the follow-up information has to be reported by the investigator 
within 14 calendar days of the occurrence of the event to the regulatory authority, head of 
institution and chairman of ethics committee. 
Sponsor will submit the follow-up information on behalf of sponsor after due analysis to 
regulatory authority, head of institution and chairman of ethics committee within 14 calendar 
days of the occurrence of the event.  
The SAE reports must be submitted with proper binding, indexing and page number. Without 
indexing of page number, no SAE report will be accepted by NPRA. 
a) The reports of SAEs of deaths should be prepared and submitted in red cover 
b) The reports of SAE of injury other than deaths should be prepared and submitted in blue cover. 

 
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c) The SAE report other than that mentioned at (a) & (b) above is to be prepared and submitted 
in white cover. 
 
 

 
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For SAE (fatal/non-fatal) 
TYPE OF SAE 
REPORTING TO 
TIMELINES 
Initial Information by investigator 
Competent authority 
Sponsor 
Ethics committee 
Within 24 hours of the occurrence 
of the event  
After due analysis by investigator 
and Sponsor 
Competent authority 
Chairman of ethics committee 
Head of institution 
Within 14 calendar days of the 
occurrence of the event  
The timelines and standards defined are as per applicable regulatory requirements. The above sections with 
respect to SAE reporting will be considered automatically updated whenever there is change in regulatory 
requirements to ensure compliance. 
At the time of the initial report, the following information should be provided: 
• Patient Details 
• Patient number 
• A description of the suspected Adverse Drug 
Reaction 
− 
Date of onset 
− 
Current status 
− 
De-challenge and re-challenge information 
− 
Setting 
− 
Outcome 
• Investigator assessment of the association between 
the event and IMP 
• 
Suspected IMP details: 
− 
Generic name 
− 
Indications 
− 
Dosage of the IMP administered to the 
patient 
− 
Route of administration 
− 
Start and stop date and time. 
• 
Other treatments 
• 
Details of the Investigator 
 
8.5.2 UKMREC Notification by Investigator 
Reports of all SAEs (including follow-up information) must be submitted to the Universiti 
Kebangsaan Malaysia Research Ethics Committee (UKMREC) within 14 working days. 
Copies of each report and documentation of UKMREC notification and receipt will be kept 
in the PI’s binder. 
8.5.3 Notification by Sponsor 
Any SAE (as defined in GCP Guidelines) occurring during a clinical trial will be 
communicated promptly (within 14 calendar days) by the CBR to NPRA, UKMREC, DSMB 
and to the other Investigator(s) participating in the study. Expectedness of the SAE will be 
determined by the investigators. 

 
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9. 
Ethical Consideration 
This study is to be conducted according to the Malaysian Control of Drugs and Cosmetics 
Regulations 1984, applicable government regulations; NPRA CGTP revised 2016 guidelines, 
ICH GCP guidelines and Institutional research policies and procedures. 
9.1.1 UKMREC Review and Communications 
This protocol and any amendments will be submitted to UKMREC in agreement with local 
regulations and National Stem Cell Ethics and Research Sub-Committee (NCERT), for formal 
approval of the study to be conducted. The opinion of the UKMREC/NCERT concerning the 
conduct of the study will be made in writing to the Investigator and a copy of this decision 
will be provided to the Sponsor before commencement of this study. 
9.1.2 Informed Consent Process 
Written informed consent will be obtained from the patients before screening for participation 
in the clinical trial. During this process, the purpose of the study, the procedures to be carried 
out and the possible potential hazards will be described to the patients, in a language which 
the patient comprehends. The patient will be required to read and sign the informed consent 
form (ICF) prior to any study related activity. A copy of the ICF will be given to the patient 
prior to admission which describes the study procedures and the possible potential hazards in 
non-technical terms in conformity with regulatory requirements. By signing the consent form, 
the patient attests that the information in the consent form and any other written information 
was accurately explained to and understood by him/her and that the informed consent was 
freely given. The ICF will be signed and dated by the patient and the Principal Investigator / 
Co-Investigators and then the patient will be admitted into the clinical study facility. The 
patients will have to undergo the laboratory investigations as mentioned in Table 1.  
9.1.3 Statement of Patient Confidentiality Including Ownership of Data  
The records of the patient’s medical history, physical examination, laboratory results and any 
other information or data generated during the study will be made available to the Sponsor or 
its designees (auditors, monitors), ethics committee, and will be made available to drug 
regulatory bodies in Malaysia and possibly other countries, formulary committees of 
hospitals, at the opinion of the Sponsor. A pre-condition for entry into this study will be 
patient’s agreement to release all of the above-mentioned documentation and data for any 

 
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lawful purpose. In such cases, the patients name will be removed from all documentation to 
ensure anonymity. 
10. Study Monitoring and Supervision 
10.1 Study Monitoring Plan  
Before the first patient is recruited into the study, the Clinical Trial Manager or monitor(s) will 
visit the selected clinical study facilities to: 
• 
Discuss with the Investigator(s) (and other personnel involved with the study) their 
responsibilities with regard to protocol adherence and other responsibilities 
During the progress of the study, the Clinical Trial Manager or monitor(s) will have regular 
contacts with the clinical study facility, including visits at regular intervals to: 
• 
Provide information and support to Investigator(s) 
• 
Confirm the continued adequacy of the clinical study facility 
• 
Confirm that the investigational team is adhering to the protocol, Good Clinical Practice 
(GCP), and applicable regulatory requirements 
• 
Perform source data verification (a comparison of the data in the CRF’s with the 
patient’s medical records, and other records relevant to the study). 
• 
Check that the data are being accurately and completely recorded in the CRF’s, and that 
accountability checks for Stempeucel® are being performed 
• 
Verify the protection of the rights and well-being of the patients 
During these visits, CRFs and supporting documentation related to the study will be reviewed 
and any discrepancies or omissions or any other issues will be resolved. 
The Investigator will also ensure that the monitor or other compliance or quality assurance 
reviewer is given access to all the above noted study-related documents and study related 
facilities (e.g. pharmacy, diagnostic laboratory, etc.), and has adequate space to conduct the 
monitoring visit. 
10.2 Case Record Form 

 
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Remote data capture (RDC) e-CRF will be used as primary data collection instrument for the 
study. All data requested on the e-CRF must be entered. All missing data must be explained. If 
the procedure was not done or the question was not asked, “ND” has to be entered. If the item 
is not applicable to the individual case, “NA” has to be entered.  Any changes done to the data 
in the e-CRF after save complete, has to be justified in the audit trail. The e-CRF data will be 
verified with the source data by the CRA and it would be confirmed by source data verification 
via electronic signature. After e-CRF entry completion, the investigator needs to confirm the 
data through approval via electronic signature. RDC provides a data entry interface, allowing 
the site personnel with on-the-spot data collection along with online edit checks, 
instantaneously cleaning the data in the data entry environment, invoking spontaneous 
discrepancy management.  
10.3 Data Safety Monitoring Board (DSMB) 
An independent DSMB will be formed to review the trial data. All SAEs will be notified to the 
DSMB.  
Scheduled DSMB meetings 
The first face-to-face meeting will be held prior to the start of the study. The DSMB will 
regularly meet by conference calls as agreed within the DSMB.  It is expected that during the 
course of the study these calls will be held periodically. 
The second meeting will be scheduled to review one-week follow-up data collected from the 
first 3 patients at visit 3 after administration of the Stempeucel®. 
The third meeting will be scheduled to review 6 months follow-up data of all 10 patients. 
Ad-hoc meeting may be scheduled to discuss any safety issue brought to the notice of the 
DSMB. However, recruitment of the subjects into this single arm, open label study will not be 
stopped. 
11. Data Management 
Data management will be handled by Data Manager. Data Manager shall ensure that clinical 
study data collected throughout the trial are complete, accurate and of the highest quality and 
shall be performed in accordance with applicable ICH guidelines and regulations. 

 
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Data Management Plan (DMP) shall include all general and study-specific data management 
processes and will identify the applicable processes, the people responsible for performing it, 
all relevant SOPs to be used and what is expected as output/ documentation. 
CRFs shall be made available to the data management site in the electronic format (e-CRF). 
Clinical data discrepancies will be identified and data queries shall be resolved depending on 
the type of query as described in the DMP. Types of data to be coded will include, but may 
not be limited to, AEs and medications. AEs will be coded using the Medical Dictionary for 
Regulatory Activities (MedDRA) adverse experience coding dictionary. Medications will be 
coded using the World Health Organization Drug Dictionary (WHO – Drug).  
Periodic reviews of the safety database and the clinical database will occur to ensure 
consistency between the databases. The protocol and/or CRFs may be amended after the 
database and DMP have been approved. If changes to the database structure, database 
contents, or DMP are needed, appropriate documentation, re-validation and approval will 
occur as necessary. 
All data management documentation collected and stored by the Data Manager during the 
course of study will be sent to Sponsor at study closeout as determined by the study team. 
This documentation will include, but is not limited to, patient folders, database specifications, 
the DMP with any amendments, etc. 
12. Data Analysis 
Data analysis will be handled by Biostatistician. Biostatistician shall ensure that the final 
analysis of the clinical study data is complete, accurate and of the highest quality and shall be 
performed in accordance with applicable ICH guidelines and regulations. 
Statistical Analysis Plan (DMP) shall include all general and study-specific data analysis 
processes and will identify the applicable processes, the people responsible for performing it, 
all relevant SOPs to be used and what is expected as output/ documentation. The following 
information provides an overview of the scope related to the analysis of data collected during 
the study. 
12.1 Statistical Analysis 

 
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The SPSS® package (IBM Inc., USA, version 22) will be used for statistical evaluation. All 
patients in the study with relevant efficacy and safety data will be considered for the analysis. 
12.2 Analysis of Baseline Characteristics 
The following demographic and baseline characteristics will be summarized as follows: age, 
height, weight, medical and medication histories, general physical examination, 12-Lead ECG 
with long lead II, chest X-ray (PA view), haematology, serum chemistry, serology, and urine 
analysis.  
Continuous data such as age will be presented in the form of descriptive statistics, as number 
of patients, median, mean, SD, SE, min-max, 95% CI. Categorical data such as gender will 
be presented using contingency tables with absolute and relative frequencies. 
12.3 Analysis of Efficacy Measurements 
For the efficacy endpoints, the relief of rest pain and the percentage of healing in ulcerations 
in the target limb will be computed at the end of 6 months and 1 year. Change from baseline 
to follow-up visit (6 months and 1 year) will be analysed using an appropriate normal/non-
normal test based on the normality of the data for the Malaysian population. If the two-sided 
p-value is less than 5%, then the change from baseline to follow-up visit (6 months and 1 
year) will be considered statistically significant. 
All other secondary endpoints will be analysed by appropriate statistical method. 
12.4 Analysis of Safety Measurements 
Safety evaluation will include assessment of physical examination, periodic monitoring of 
vital signs (heart rate, respiratory rate, blood pressure and temperature), clinical laboratory 
investigations (including haematology, serum chemistry, LFT, and urine-analysis), 12-lead 
ECG with long lead II recording and chest X-ray (PA view). The safety parameters will be 
summarized. Clinically significant changes in vital signs, laboratory parameters, physical 
examination findings, and ECG abnormalities will be reported as appropriate and 
summarized. 
 

 
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12.5 Analysis of Tolerability Measurements 
AEs monitored using information voluntarily disclosed by the patients and as observed by 
the PI will be summarized descriptively by total number of AE(s). AE’s will be categorized 
as: All AEs, all TEAEs, all severe AE’s, treatment-related AEs and severe treatment-related 
AEs. These events will be reported as appropriate and summarized. 
13. Special Considerations 
13.1 Medical Emergency 
In a medical emergency requiring immediate attention, study staff will apply appropriate 
medical intervention, according to current standards of care. Investigators / site coordinators 
will be available at the site during the injection of the Stempeucel®. Regulatory authorities 
and UKMREC will be notified of the event(s) when applicable.  
13.2 Investigators Responsibilities 
The Investigators responsibilities involves the following- 
• Monitor and record all AE(s), which includes SAE(s), regardless of the severity or 
relationship to Stempeucel®. 
• Determine the seriousness, relationship, and severity of each event. 
• Determine the onset and resolution dates of each event. 
• Complete an SAE form for each SAE and fax it to the Sponsor within 24 hours of 
the study site staff becoming aware of the event and to the IEC within appropriate 
timelines. 
• Pursue SAE follow-up information actively and persistently. Follow-up information 
must be reported to the Sponsor within 24 hours of the study site staff becoming 
aware of the information and to the IEC within 14 calendar days. 
• Ensure all AE and SAE reports are supported by documentation in the patient’s 
medical records. 
• Notification of the Ethics Committee must be sent to the Sponsor in a timely manner. 

 
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• During and following the patient’s participation in the trial, the investigator should 
ensure that adequate medical care is provided to the participant for any AEs. 
14. Publication Policy 
Sponsor has ownership of all data and results collected during this study. In consequence, 
Sponsor shall reserve the right to use the data generated in this study. No part of this study 
shall be used by anyone else in any form without the prior written approval of Cell 
Biopeutics Resources Sdn. Bhd.  
Following completion of the study, Sponsor may choose to publish a part or entire result 
obtained in this study in a scientific journal. The International Committee of Medical Journal 
Editors (ICMJE) member journals have adopted a trials-registration policy as a condition for 
publication. This policy requires that all clinical trials be registered in a public trials registry 
such as NMRR. Other biomedical journals are considering adopting similar policies. It is the 
responsibility of Sponsor to register this trial in an acceptable registry.  
The ICMJE defines a clinical trial as any research project that prospectively assigns human 
subjects to intervention or comparison groups to study the cause-and-effect relationship 
between a medical intervention and a health outcome. 
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Reporting-(CPMP/ICH/377/95). 
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