Intratympanic Steroid Injection for Treatment of Idiopathic Facial Nerve Paralysis
Phase: PHASE2
Conditions: Bell's Palsy, Facial Nerve Paresis
Sponsor: University of Missouri-Columbia

1.  General Information / Title Page 
 
Title: Intratympanic Steroid Injection for Treatment of Idiopathic Facial Nerve Paralysis 
 
Working Title: Facial Nerve Study 
 
Project #: 2007139 
 
Version #: 1 
 
Date: 11/21/16 
 
Sponsor:  None 
 
Faculty Primary Investigator:    Arnaldo Rivera 
 
 
 
 
   University of Missouri 
 
 
 
 
   Department of Otolaryngology – Head & Neck Surgery 
 
 
 
 
   MA314, One Hospital Drive 
 
 
 
 
   Columbia, MO 65212 
 
Resident Co-Investigator:          Ceisha Ukatu 
 
 
 
 
   University of Missouri - Resident Physician 
 
 
 
 
   Department of Otolaryngology – Head & Neck Surgery 
 
 
 
 
   MA314, One Hospital Drive 
 
 
 
 
   Columbia, MO 65212 
                                               
 
 
 
 
The study will be conducted in accordance with the design and specific provisions of this IRB 
approved protocol, in accordance with the ethical principles that have their origin in the 
Declaration of Helsinki, and that are consistent with Good Clinical Practice (GCP) and the 
applicable regulatory requirement(s). The Principal Investigator will assure that no deviation 
from, or changes to, the protocol will take place without prior agreement from the sponsor and 
documented approval from the IRB, except where necessary to eliminate an immediate hazard(s) 
to the trial participants. The Principal Investigator will promptly report to the IRB and the 
sponsor any changes in research activity and all unanticipated problems involving risk to human 
subjects, or others. This trial will be performed in compliance with the protocol, GCP, and all 
regulatory requirements.  
 
 

Protocol:  Facial Nerve Study 
PI: Rivera 
 
 
 
 
 
 
 
 
 
 
       
 
          
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2.  Schedule of Events 
 
Recruitment of trial subjects will begin as soon as authorization is granted by the IRB.  Clinic 
and emergency department patterns indicate that we can expect to identify and enroll 20- 25 
participants per year.  The goal of the study is to include 90 participants over the course of four 
years and follow until full facial nerve function is recovered or up to 12 months after the 
completion of treatment, whichever comes first. The expected length of the entire study will vary 
depending on when all subjects are identified and treatment is completed.    
  
After obtaining consent, the study participant will undergo a complete history, head, neck, and 
cranial nerve exam. Facial function will be evaluated with House-Brackmann (H-B) scoring 
system. For participants with a high suspicion of Lyme disease based on history, Lyme disease 
serology will be drawn. Electroneurography (ENoG) and electromyography (EMG) testing will 
be performed on patients with complete facial nerve paralysis.  Every participant will be treated 
with oral steroids (prednisone 60 mg for 5 days followed by a 5 day taper), unless they are 
unable to for medical reasons.  
The study participants will then be randomized into the control group or the treatment group. If 
randomized to the treatment group, the patient will undergo one intratympanic steroid injection 
every 3-4 days over the course of 3 weeks for a total of 3 injections. A third group of patients 
will include those patients that are unable to take oral steroids for medical reasons (such as 
diabetes); these patients will only receive the intratympanic injection. An audiogram and 
tympanography testing will be performed on patients that are randomized to receive an 
intratympanic injection (Group 2) or are placed in Group 3 for medical reasons.  
          
3.  Abbreviations 
 
All abbreviations will be defined in parenthesis following their first occurrence in the text.  
 
4.  Background Information 
 
Facial nerve paralysis is due to inflammation surrounding the facial nerve. Current clinical 
practice guidelines for treatment of facial nerve paralysis recommend a 10 day course of oral 
steroids +/- oral acyclovir. Treatment should begin within 72 hours of symptom onset. In patients 
with complete facial paralysis, electrodiagnostic testing should be offered to the patient (1-2). In 
patients with 90% degeneration on electroneuronography (ENoG) testing, facial nerve 
decompression may be considered but is not a current recommendation.  
In 1973, Bryant reported on ten cases where intratympanic steroid injection was used for the 
treatment of Bell’s palsy (3). All but one of these patients had complete recovery of their facial 
nerve function. The remaining patient had 75% recovery. None of these patients suffered 
complications from the injections. The next study published on intratympanic steroid injection 

Protocol:  Facial Nerve Study 
PI: Rivera 
 
 
 
 
 
 
 
 
 
 
       
 
          
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for Bell’s palsy was not published until 2014 (4). It was a randomized control trial that divided 
patients into standard treatment (oral steroids and acyclovir) versus standard treatment with 
intratympanic steroid injection. There was not a statistically significant difference between the 
complete recovery rate of the control group and of the intratympanic steroid group; however, the 
time to recovery was significantly shorter in the intratympanic steroid injection group as 
compared to the control group.  Limitations of this study include small sample size and high 
attrition rate. 
There have not been any other studies published in the literature looking at improving facial 
nerve recovery in idiopathic facial nerve paralysis with the use of intratympanic steroid 
injections. 
 
5.  Trial Objectives and Purpose 
 
The question proposed by this study are: 
Does intratympanic steroid injection improve the complete recovery rate of patients with 
idiopathic facial nerve paralysis? 
Does intratympanic steroid injection hasten the time to recovery in patients with idiopathic facial 
nerve paralysis? 
Are there significantly more adverse effects with the use of intratympanic steroid injection as 
compared to oral steroids in patients with idiopathic facial nerve paralysis? 
 
The trial seeks to provide evidence that intratympanic steroid injection are acceptable and 
successful adjuncts to treatment of idiopathic facial nerve paralysis. 
 
To answer this question, a prospective, single-blinded, randomized trial will be performed. The 
subjects will be randomized into the treatment group and the control group. The control group 
will receive oral steroids which is the current standard of care. Patients in the treatment group 
will receive oral steroids AND intratympanic steroid injections. The patient’s will not be blinded 
because the patient will be undergoing an in-office procedure. It has been found to be unethical 
to perform sham procedures in patients. A third group of patients will consist of those patients 
that are unable to take oral steroids for medical reasons.  These patients will only receive the 
intratympanic injection and they are placed in this group for medical reasons only (no 
randomization into this group). The patients will be examined and scored using House-
Brackmann scoring system by a blinded investigator trained in otolaryngology.   
 
6.  Trial Design 
 
Design:   
Prospective, randomized, single-blinded clinical trial 

Protocol:  Facial Nerve Study 
PI: Rivera 
 
 
 
 
 
 
 
 
 
 
       
 
          
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End Points:   
Complete recovery of facial nerve function 
Time to complete recovery of facial nerve function 
Improvement of facial nerve function within 3 weeks 
Time to initial improvement of facial nerve function 
Adverse effects related to the treatment 
 
Methodology:   
Screening 
Patients age 18-99 will be identified in clinic as having an acute facial nerve paralysis of H-B IV 
or greater. Symptoms must have developed within a 72 hour period and be present for the last 21 
days or less.  
 
Baseline assessment  
Patients who meet criteria will undergo a complete history, head, neck, and cranial nerve exam. 
Facial function will be evaluated with H-B scoring system. In patients where there is a suspicion 
of Lyme disease, Lyme disease serology will be performed. Electroneurography (ENoG) and 
electromyography (EMG) testing will be performed on patients with complete paralysis only. 
 
Treatment Phase 
Participants in groups 1 & 2 will be treated with steroids (prednisone 60 mg for 5 days followed 
by a 5 day taper).  Patients will then be randomized into either control group (Group 1) or  
treatment group (Group 2). Patients in Group 2 will undergo intratympanic steroid injection. An 
audiogram and tympanography testing will be performed prior to injections. 
 
Participants unable to take oral steroids for medical reasons (such as diabetes) will be placed in 
Group 3. These participants will receive intratympanic steroid injections only. An audiogram and 
tympanography testing will be performed prior to injections. 
 
Injection will be up to 1cc of dexamethasone 24mg/mL. The procedure will be performed at 
supine position under a microscope. Local anesthesia will be achieved with topical phenol. A 
myringotomy will be made in the tympanic membrane. A 1 mL syringe connected to a needle 
will be used to slowly inject between 0.2 cc and 1.0 cc of solution through the myringotomy, 
with the subject's head turned 45 degrees to the opposite side. The subject will be asked to 
maintain positioning for at least 30 minutes and refrain from swallowing. The dose administered 
will vary due to subject-specific factors. 
 
 

Protocol:  Facial Nerve Study 
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Follow-Up 
Patients will be evaluated once a week for the first month after completion of treatment. From 
that point, patients will be evaluated monthly until complete recovery.  
 
Procedures:  
Participants are identified in clinic to have idiopathic facial nerve paralysis. If they meet 
inclusion criteria, they will then be asked to participate in the study and sign the consent form. 
Participants will undergo a complete medical history including facial nerve paralysis history, 
head, neck, and cranial nerve exam. Facial function will be evaluated with H-B scoring system.  
Lyme disease serology will be drawn on patients for which there is a suspicion of Lyme disease 
(SOC). Electroneurography (ENoG) and electromyography (EMG) testing will be performed 
only on patients with complete paralysis, as part of the standard of care (SOC) work-up. Next, 
patients in Groups 1 & 2 will be prescribed a course of oral prednisone. They will be randomized 
to Group 1 or Group 2. If randomized to Group 1, patient will come back weekly for a month for 
evaluation of facial nerve function. If randomized to Group 2 or placed into Group 3, patients 
will undergo an audiogram and tympanometry testing, which is SOC prior to any intratympanic 
injection. Patients will undergo intratympanic steroid injection to affected side after all details 
and risks of each procedure are discussed. There will be one injection every 3-7 days over the 
course of 3 weeks for a total of 3 injections. Follow-up will be once a week for the first month 
after the completion of treatment. From that point, patients will be evaluated monthly. All 
patients Group 2 & 3 will undergo a post-procedure audiogram and tympanogram approximately 
1 month following the 3rd injection, which is SOC. Follow-up will be completed once full facial 
nerve recovery to H-B I or for up to one year, whichever comes first. At each clinic visit patients 
will undergo a complete head and neck exam, including H-B score. Extensive review of systems 
will be completed at every visit. Facial nerve exams will be video recorded pre-treatment and all 
post-treatment follow-up visits to allow for 2 independent blinded reviewers to determine facial 
nerve recovery and H-B score; a third unblinded review will be performed by the treating 
physician.  
 
Adverse effects of the treatment will be assessed at each visit.  
 
7.  Selection and Withdrawal of Subjects 
 
Inclusion Criteria: 
1. 18 to 99 years  
2. English as primary language 
3. Acute unilateral facial palsy without skin lesions which developed within a 72-
hour period and is present for 21 days or less.  
4. Moderate to severe facial palsy [House-Brackmann grade IV or greater]  

Protocol:  Facial Nerve Study 
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Exclusion Criteria: 
1. Another cause of facial nerve paralysis that is not idiopathic 
2. Otologic disease including otitis media, temporal bone fracture, a previous history 
of facial nerve palsy in either side, history of otologic surgery, and suspected 
Ramsay Hunt syndrome.  
3. Systemic disease including history of tuberculosis, history of head and neck 
cancer, other neurological disorders, recent use of ototoxic medications, liver or 
renal dysfunction, and other illnesses that would contraindicate the use of high-
dose steroid therapy. 
4. Pregnancy 
 
Withdrawal Criteria: 
Subjects may withdraw from the study at any time without prejudice to their care.  They may 
also be discontinued from the study at the discretion of the Investigator for lack of adherence to 
study treatment or visit schedules or adverse events.  The Investigator may also withdraw 
subjects who violate the study plan, or to protect the subject for reasons of safety or for 
administrative reasons.  It will be documented whether or not each subject completes the clinical 
study. If the Investigator becomes aware of any serious, related adverse events after the subject 
completes or withdraws from the study, they will be recorded in the source documents and on the 
case report form.  
 
8.  Treatment of Subjects 
 
Participants in Groups 1 & 2 will be treated with steroids (prednisone 60 mg for 5 days followed 
by 5 day taper) as defined by the current standard of care. Patients in Group 1 will not have any 
further treatment. Patients in Group 2 & 3 will undergo intratympanic steroid injection. The 
patient will undergo one injection every 3-7 days over the course of 3 weeks for a total of 3 
injections.  
 
9.  Costs 
 
Participants will not be paid to be a part of the study.  Subjects will be responsible for the normal 
cost of treatment associated with facial nerve paralysis, including any tests that the physician 
feels are necessary and all medications. Subjects who are randomized to one of the groups to 
receive the intratympanic injections will not be responsible for the added costs of the injection 
(which include the medication and phenol), the audiogram and tympanometry, and extra office 
visits to receive each injection.   
 

Protocol:  Facial Nerve Study 
PI: Rivera 
 
 
 
 
 
 
 
 
 
 
       
 
          
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10.  Assessment of Efficacy 
          
Efficacy of the treatment will be assessed by measuring facial nerve function using the H-B scale 
I-VI. Two blinded trained otolaryngologist or mid-level provider trained in otolaryngology will 
determine the efficacy by evaluating each individual study subject via video recording.  
 
10.  Assessment of Safety 
 
Risks of intratympanic steroid injections include pain, bleeding, vertigo, otitis media, and 
tympanic membrane perforation. 
 
The presence or absence of tympanic membrane perforation will be documented at 14 days and 1 
month post-treatment. If a perforation is present, the extent of the perforation, type of treatment, 
and when resolved will be recorded. 
 
All adverse events will be reported to the IRB and the Otolaryngology Department Quality 
Assurance.  Admission of a trial participant to an emergency room or hospital will be recorded.    
 
11.  Statistics 
 
A sample calculation was performed for the number of subjects to be enrolled in order to prove 
superiority of oral steroids + intratympanic steroids over oral steroids alone. The assumption was 
made that a 20% increase in primary outcome of complete recovery would be significant.  A 
sample size of 25 subjects should detect a difference at a power greater than 80% and an alpha of 
0.05.  To account for potential testing or data collection errors, we will collect data on 30 
subjects treated with oral steroids and intratympanic steroid injections, as well as 30 controls 
treated with oral steroids only, for a total of 60 subjects. Data will be collected on up to 30 
additional subjects that are placed into Group 3 for medical reasons; therefore total number of 
subjects to be recruited is 90. 
 
12.  Direct Access to Source Data/Documents 
 
The investigators will permit study-related monitoring, audits, IRB/IEC review, and regulatory 
inspection(s) by providing direct access to source data/documents.  
 
 
 

Protocol:  Facial Nerve Study 
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13.  Quality Control and Quality Assurance 
 
The integrity of the data collected will be maintained by the randomization of trial subjects to 
their groups (control vs. treatment).  All subjects are being treated using standard protocols. 
Even though participants will not be fully blinded, the data collected is reliable because it is 
randomized and objective measures will be obtained. Objective measures for this study include 
complete recovery of facial nerve function, time to complete recovery of facial nerve function, 
improvement of facial nerve function within 3 weeks, and time to initial improvement of facial 
nerve function. The University’s biostatistics group can view any data collected prior to 
publication. 
 
14.  Ethics 
 
A randomized study involving the adult population is subject to ethical as well as scientific 
considerations. The patients will not be blinded because it is unethical to perform a sham 
procedure. HIPAA guidelines will be followed in order to protect the privacy of study 
participants. The Otolaryngology community stands to benefit significantly from this study, as 
results will potentially yield information which will be used to improve outcomes of patients 
with facial nerve paralysis as this can be a debilitating disease process. 
 
15.  References 
 
1. Baugh RF, Basura GJ, Ishii LE, Schwartz SR, Drumheller CM, Burkholder R, 
Deckard NA, Dawson C, Driscoll C, Gillespie MB, Gurgel RK, Halperin J, Khalid AN, 
Kumar KA, Micco A, Munsell D, Rosenbaum S, Vaughan W. Clinical practice 
guideline: Bell's palsy. Otolaryngol Head Neck Surg. 2013 Nov;149(3 Suppl):S1-27. 
doi: 10.1177/0194599813505967. PubMed PMID: 24189771. 
2. Gronseth GS, Paduga R; American Academy of Neurology. Evidence-based guideline 
update: steroids and antivirals for Bell palsy: report of the Guideline 
Development Subcommittee of the American Academy of Neurology. Neurology. 2012 
Nov 27;79(22):2209-13. doi: 10.1212/WNL.0b013e318275978c. Epub 2012 Nov 7. 
PubMed PMID: 23136264. 
3. Bryant FL. Intratympanic injection of steroid for treatment of facial 
paralysis. Laryngoscope. 1973 May;83(5):700-6. PubMed PMID: 4702471. 
4. Chung JH, Park CW, Lee SH, Kim BS, Cho SH, Kim HY, Kim SH. Intratympanic 
steroid injection for Bell's palsy: preliminary randomized controlled study. Otol 
Neurotol. 2014 Oct;35(9):1673-8. doi: 10.1097/MAO.0000000000000505. PubMed 
PMID: 25122597. 

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5. McAllister K, Walker D, Donnan PT, Swan I. Surgical interventions for the 
early management of Bell's palsy. Cochrane Database Syst Rev. 2013 Oct 
16;10:CD007468. doi: 10.1002/14651858.CD007468.pub3. Review. PubMed PMID: 
24132718.