A Phase 3, Multi-center, Randomized, Double-Masked Study to Evaluate the Clinical Efficacy and Safety of SHP640 (PVP-Iodine 0.6% and Dexamethasone 0.1%) Ophthalmic Suspension Compared to Placebo in the Treatment of Bacterial Conjunctivitis
Phase: PHASE3
Conditions: Bacterial Conjunctivitis
Sponsor: Shire

PROTOCOL SHP640-303
TITLE:
A Phase 3, Multi-center, Randomized, Double-Masked Study to 
Evaluate the Clinical Efficacy and Safety of SHP640 (PVP-Iodine 0.6% 
and Dexamethasone 0.1%) Ophthalmic Suspension Compared to 
Placebo in the Treatment of Bacterial Conjunctivitis
DRUG:
SHP640
IND:
75,723
EUDRACT NO:
2016-003361-25
SPONSOR:
Shire
300 Shire Way, Lexington, MA 02421 USA
PROTOCOL 
HISTORY:
Original Protocol: 27 September 2016
Amendment 1: 28 November 2016
Amendment 2: 15 February 2017
Amendment 3: 13 December 2017
Amendment 4: 31 July 2018
This document contains confidential and proprietary information of Shire and is disclosed pursuant to confidentiality 
and non-disclosure obligations. This information should be used solely for the purposes for which it was provided 
and should not be copied, shared with, or disclosed to any third party without the express written consent of Shire

Shire
CONFIDENTIAL
Page 3
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
EMERGENCY CONTACT INFORMATION
In the event of a serious adverse event (SAE), the investigator must fax or e-mail the Shire 
Clinical Study Serious Adverse Event and Non-serious Adverse Events (AEs) Required by the 
Protocol Form within 24 hours to the Shire Global Pharmacovigilance and Risk Management 
Department. Applicable fax numbers and e-mail address can be found on the form (sent under 
separate cover). A copy of this form must also be sent to the contract research organization 
(CRO)/Shire medical monitor by fax or e-mail using the details below.
Fax: 
Email: 
For protocol- or safety-related issues in the United States (US) and North American region, 
the investigator must contact the Shire medical monitor:
 MBBS, DPM, MS
Primary telephone number: 
Fax: 
Alternate number: 
For protocol- or safety-related issues in regions other than North America, the investigator 
must contact the Quintiles 24/7 Emergency Contact center:
Primary telephone number: 
Alternate number:

Shire
CONFIDENTIAL
Page 5
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
PRODUCT QUALITY COMPLAINTS
Investigators are required to report investigational product quality complaints to Shire within 
24 hours. This includes any instances wherein the quality or performance of a Shire product 
(marketed or investigational) does not meet expectations (eg, inadequate or faulty closure, 
product contamination) or that the product did not meet the specifications defined in the 
application for the product (eg, wrong product such that the label and contents are different 
products). For instructions on reporting AEs related to product complaints, see Section 8.
Please use the information below as applicable to report the Product Quality Complaint:
Origin of Product Quality Complaint
E-mail Address
North and South America
European Union and Rest of World
Telephone numbers (provided for reference if needed):
Shire, Lexington, MA (USA), 

Shire
CONFIDENTIAL
Page 6
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
TABLE OF CONTENTS
PROTOCOL SIGNATURE PAGE .................................................................................................2
EMERGENCY CONTACT INFORMATION................................................................................3
SUMMARY OF CHANGES FROM PREVIOUS VERSION........................................................4
PRODUCT QUALITY COMPLAINTS..........................................................................................5
TABLE OF CONTENTS.................................................................................................................6
LIST OF TABLES.........................................................................................................................10
LIST OF FIGURES .......................................................................................................................10
LIST OF ABBREVIATIONS........................................................................................................11
STUDY SYNOPSIS ......................................................................................................................12
1.
BACKGROUND INFORMATION.......................................................................................21
1.1
Indication and Current Treatment Options...............................................................21
1.2
Product Background and Clinical Information ........................................................21
2.
STUDY OBJECTIVES AND PURPOSE ..............................................................................22
2.1
Rationale for the Study.............................................................................................22
2.2
Study Objectives ......................................................................................................22
2.2.1
Primary Objective..................................................................................................22
2.2.2
Key Secondary Objective ......................................................................................22
2.2.3
Secondary Objectives.............................................................................................22
2.2.4
Exploratory Objectives ..........................................................................................23
3.
STUDY DESIGN ...................................................................................................................24
3.1
Study Design and Flow Chart ..................................................................................24
3.2
Duration and Study Completion Definition .............................................................24
3.3
Sites and Regions .....................................................................................................25
4.
STUDY POPULATION.........................................................................................................26
4.1
Inclusion Criteria......................................................................................................26
4.2
Exclusion Criteria.....................................................................................................27
4.3
Reproductive Potential .............................................................................................28
4.3.1
Female Contraception............................................................................................28
4.4
Discontinuation of Subjects .....................................................................................29
4.4.1
Reasons for Discontinuation..................................................................................30
4.4.2
Subjects “Lost to Follow-up” Prior to Last Scheduled Visit.................................30
5.
PRIOR AND CONCOMITANT TREATMENT ...................................................................32
5.1
Prior Treatment ........................................................................................................32
5.2
Concomitant Treatment............................................................................................32
5.2.1
Permitted Treatment...............................................................................................32
5.2.2
Prohibited Treatment .............................................................................................32

Shire
CONFIDENTIAL
Page 7
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
6.
INVESTIGATIONAL PRODUCT ........................................................................................34
6.1
Identity of Investigational Product...........................................................................34
6.1.1
Masking the Treatment Assignment ......................................................................34
6.1.2
Commercially Obtained Investigational Product...................................................34
6.2
Administration of Investigational Product(s)...........................................................34
6.2.1
Interactive Response Technology for Investigational Product Management ........34
6.2.2
Allocation of Subjects to Treatment ......................................................................34
6.2.3
Dosing....................................................................................................................35
6.2.4
Unmasking the Treatment Assignment..................................................................35
6.3
Labeling, Packaging, Storage, and Handling ...........................................................35
6.3.1
Labeling .................................................................................................................35
6.3.2
Packaging...............................................................................................................36
6.3.3
Storage ...................................................................................................................36
6.3.4
Special Handling....................................................................................................37
6.4
Drug Accountability.................................................................................................37
6.5
Subject Compliance..................................................................................................38
7.
STUDY PROCEDURES........................................................................................................39
7.1
Study Schedule.........................................................................................................39
7.1.1
Visit 1 (Day 1) .......................................................................................................39
7.1.2
Visits 2 (Day 3), 3 (Day 5), and 4 (Day 8) ............................................................41
7.1.3
Visit 5 (End of Study or Early Termination) .........................................................41
7.1.4
Additional Care of Subjects after the Study ..........................................................41
7.2
Study Evaluations and Procedures ...........................................................................41
7.2.1
Demographic and Other Baseline Characteristics .................................................41
7.2.1.1
Demographics.........................................................................................41
7.2.1.2
Medication and Medical History............................................................41
7.2.1.3
AdenoPlus Test ......................................................................................42
7.2.2
Efficacy..................................................................................................................42
7.2.2.1
Clinical Resolution.................................................................................42
7.2.2.2
Bacterial Eradication..............................................................................42
7.2.3
Safety .....................................................................................................................43
7.2.3.1
Best Corrected Visual Acuity.................................................................43
7.2.3.2
Slit Lamp Biomicroscopy.......................................................................43
7.2.3.3
Non-dilated/Dilated Fundus Examination..............................................44
7.2.3.4
Adverse Event Collection.......................................................................44
7.2.3.5
Microbiology Laboratory Evaluations ...................................................45
7.2.3.6
Pregnancy Test .......................................................................................45
7.2.3.7
Health-related Quality of Life Assessments...........................................45

Shire
CONFIDENTIAL
Page 8
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
8.
ADVERSE AND SERIOUS ADVERSE EVENTS ASSESSMENT ....................................46
8.1
Definition of Adverse Events, Period of Observation, and Recording of 
Adverse Events.........................................................................................................46
8.1.1
Severity Categorization..........................................................................................46
8.1.2
Relationship Categorization...................................................................................47
8.1.3
Outcome Categorization ........................................................................................47
8.1.4
Symptoms of the Disease Under Study .................................................................47
8.1.5
Pregnancy...............................................................................................................48
8.1.6
Abuse, Misuse, Overdose, and Medication Error..................................................48
8.2
Serious Adverse Event Procedures ..........................................................................49
8.2.1
Reference Safety Information................................................................................49
8.2.2
Reporting Procedures.............................................................................................49
8.2.3
Serious Adverse Event Definition .........................................................................50
8.2.4
Serious Adverse Event Collection Time Frame.....................................................50
8.2.5
Serious Adverse Event Onset and Resolution Dates .............................................50
8.2.6
Fatal Outcome........................................................................................................51
8.2.7
Regulatory Agency, Institutional Review Board, Ethics Committee, and Site 
Reporting................................................................................................................51
9.
DATA MANAGEMENT AND STATISTICAL METHODS...............................................52
9.1
Data Collection.........................................................................................................52
9.2
Clinical Data Management.......................................................................................52
9.3
Data Handling Considerations..................................................................................52
9.4
Statistical Analysis Process......................................................................................52
9.5
Planned Interim Analysis, Adaptive Design, and Data Monitoring Committee......53
9.6
Sample Size Calculation and Power Considerations................................................53
9.7
Study Population ......................................................................................................54
9.8
Efficacy Analyses.....................................................................................................54
9.8.1
Study Eye Designation...........................................................................................54
9.8.2
Primary Efficacy Endpoint ....................................................................................55
9.8.3
Key Secondary Efficacy Endpoints .......................................................................56
9.8.4
Secondary Efficacy Endpoints...............................................................................56
9.8.5
Exploratory Efficacy Endpoints.............................................................................57
9.9
Safety Analyses........................................................................................................57
9.10
Other Analyses .........................................................................................................58
10. SPONSOR’S AND INVESTIGATOR’S RESPONSIBILITIES...........................................59
10.1
Sponsor’s Responsibilities .......................................................................................59
10.1.1 Good Clinical Practice Compliance.......................................................................59
10.1.2 Indemnity/Liability and Insurance.........................................................................59

Shire
CONFIDENTIAL
Page 9
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
10.1.3 Public Posting of Study Information......................................................................59
10.1.4 Submission of Summary of Clinical Study Report to Competent Authorities 
of Member States Concerned and Ethics Committees...........................................60
10.1.5 Study Suspension, Termination, and Completion..................................................60
10.2
Investigator’s Responsibilities .................................................................................60
10.2.1 Good Clinical Practice Compliance.......................................................................60
10.2.2 Protocol Adherence and Investigator Agreement..................................................61
10.2.3 Documentation and Retention of Records.............................................................61
10.2.3.1
Case Report Forms.................................................................................61
10.2.3.2
Recording, Access, and Retention of Source Data and Study 
Documents..............................................................................................61
10.2.3.3
Audit/Inspection.....................................................................................62
10.2.3.4
Financial Disclosure...............................................................................62
10.3
Ethical Considerations..............................................................................................62
10.3.1 Informed Consent...................................................................................................62
10.3.2 Institutional Review Board or Ethics Committee..................................................63
10.4
Privacy and Confidentiality......................................................................................64
10.5
Study Results/Publication Policy .............................................................................64
11. REFERENCES .......................................................................................................................66
12. APPENDICES ........................................................................................................................68
Appendix 1
Protocol History .....................................................................................69
Appendix 2
Scales and Assessments .........................................................................70

Shire
CONFIDENTIAL
Page 10
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
LIST OF TABLES
Table 1
Schedule of Assessments...............................................................................19
Table 2
Common Excluded Treatments and Associated Washout Periods................33
LIST OF FIGURES
Figure 1
SHP640-303 Study Design............................................................................24

Shire
CONFIDENTIAL
Page 11
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
LIST OF ABBREVIATIONS
AAP
American Academy of Pediatrics
AE
adverse event
BCVA
best corrected visual acuity
CFU
colony-forming unit
CI
confidence interval
CRA
clinical research associate
CRF
case report form
CRO
contract research organization
EC
ethics committee
eCRF
electronic case report form
EMA
European Medicines Agency
ETDRS
Early Treatment Diabetic Retinopathy Study
EU
European Union
FDA
Food and Drug Administration
GCP
Good Clinical Practice
HIPAA
Health Insurance Portability and Accountability Act
HSV
Herpes Simplex Virus
IA
interim analysis
ICH
International Conference on Harmonisation
IMP
investigational medicinal product
IOP
intraocular pressure
IRB
Institutional Review Board
IRT
interactive response technology
ITT
intent-to-treat
mITT
modified intent-to-treat
MRSA
methicillin-resistant Staphylococcus aureus
NCS
not clinically significant
NF
National Formulary
ODS
ocular discomfort scale
PVP-I
povidone-iodine
QID
4 times a day
SAE
serious adverse event
SAP
statistical analysis plan
TEAE
treatment-emergent adverse event
US
United States
USP
United States Pharmacopeia
VA
visual acuity
VBR
Validated Bulbar Redness

Shire
CONFIDENTIAL
Page 12
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
STUDY SYNOPSIS
Protocol number: SHP640-303
Drug: SHP640
Title of the study: A Phase 3, Multi-center, Randomized, Double-Masked Study to Evaluate the Clinical Efficacy 
and Safety of SHP640 (PVP-Iodine 0.6% and Dexamethasone 0.1%) Ophthalmic Suspension Compared to Placebo 
in the Treatment of Bacterial Conjunctivitis
Number of subjects (total and for each treatment arm):
Total subjects: Approximately 854
SHP640 treatment arm: Approximately 366
Povidone-iodine (PVP-I) treatment arm: Approximately 122
Placebo treatment arm: Approximately 366
Investigator(s): multicenter study
Site(s) and Region(s): 
The study will be conducted in approximately 175 sites across North America, South America, Asia/Pacific, Europe, 
the Middle East and Africa.
Study period (planned):
December 2016 to November 2018
Clinical phase:
3
Objectives:
Primary:
The primary objective of this study is to evaluate the efficacy of SHP640 based on clinical resolution (defined as 
absence of bulbar conjunctival injection and ocular conjunctival discharge) compared with placebo in the treatment 
of subjects with bacterial conjunctivitis in the study eye at Visit 3 (Day 5). 
Secondary:
The key secondary objective of this study is to evaluate the efficacy of SHP640 based on bacterial eradication 
(defined as absence of all bacterial species present at or above pathological threshold at baseline) compared with 
placebo in the treatment of subjects with bacterial conjunctivitis in the study eye at Visit 3 (Day 5).
Secondary objectives of this study are as follows:

To evaluate the effect of treatment in the study eye, for the following endpoints:

Clinical resolution of bacterial conjunctivitis at Visits 2 (Day 3), 4 (Day 8), and 5 (Day 12)

Bacterial eradication at Visits 2 (Day 3), 4 (Day 8), and 5 (Day 12)

Absolute and change from baseline of the individual clinical signs (bulbar conjunctival injection and ocular 
conjunctival discharge) at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12)

The global clinical score (sum of bulbar conjunctival injection and ocular conjunctival discharge) and change 
from baseline in the global clinical score at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12)

Modified clinical resolution, defined as a global clinical score of 0 or 1, at Visits 2 (Day 3), 3 (Day 5), 4 
(Day 8), and 5 (Day 12)

Expanded clinical resolution, defined as a global clinical score of 0, 1, or 2 with neither injection nor
discharge having a score of 2 at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12)

Time to clinical resolution based upon assessments at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12)

To evaluate the safety and tolerability of SHP640, compared to PVP-I and placebo in the treatment of subjects 
with bacterial conjunctivitis

Use of rescue medication

Shire
CONFIDENTIAL
Page 13
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Rationale:
The clinical presentation of conjunctivitis is often nonspecific, and differential diagnosis of different types of 
conjunctivitis can be challenging (Azari and Barney 2013; O’Brien et al. 2009). Diagnostic testing to differentiate 
the underlying cause of infection is rarely performed in a clinical setting; misdiagnosis can occur in up to 50% of 
cases, which often results in improper antibiotic treatment (Visscher et al. 2009). Incorrect treatment can not only 
increase healthcare costs from unnecessary antibiotic prescriptions and repeat office visits but can also pose serious 
risks for people with certain viral and bacterial variants (eg, herpes simplex or methicillin-resistant Staphylococcus 
aureus). In addition, there is also a risk of overuse and misuse of antibiotics, which are ineffective in the treatment 
of viral infections (Statham et al. 2008). An unmet medical need therefore exists for a safe and efficacious treatment 
that addresses both bacterial and adenoviral conjunctivitis, 2 of the leading causes of acute infectious conjunctivitis. 
By combining PVP-I, a potent topical antiseptic with proven antiviral and antibacterial activity, with 
dexamethasone, a topical steroid, SHP640 will enable the treatment of both the infectious and inflammatory 
components of adenoviral and bacterial conjunctivitis.
Investigational product, dose, and mode of administration:
The drug product is SHP640 (0.1% dexamethasone and 0.6% PVP-I) ophthalmic suspension.
The comparators are placebo ophthalmic solution and 0.6% PVP-I ophthalmic solution.
Subjects will instill 1 drop of investigational product in each eye 4 times daily (with a minimum of 2 hours between 
doses) for 7 days.
Methodology:
Once screening and baseline assessments are complete and subjects are confirmed eligible to enroll in the study, 
subjects will be randomized, and investigational product will be administered on the same day (Day 1). The first 
dose will be administered by site staff on Day 1, and thereafter subjects will administer 1 drop in each eye 4 times a 
day for 7 days. Additional visits will occur on Days 3 (Visit 2), 5 (Visit 3), 8 (Visit 4), and 12 (Visit 5). The study 
will last up to 13 days. 
Inclusion and exclusion criteria:
Inclusion Criteria:
The subject will not be considered eligible for the study without meeting all of the criteria below:
1.
An understanding, ability, and willingness to fully comply with study procedures and restrictions (by 
the parent(s), guardian, or legally authorized representative, if applicable).
2.
Ability to voluntarily provide written, signed, and dated (personally or via a parent(s), guardian, or 
legally authorized representative(s) informed consent (and assent, if applicable) to participate in the 
study.
3.
Subjects of any age at Visit 1 (Note: subjects <3 months of age at Visit 1 must have been full-term, ie 
≥37 weeks gestational age at birth).
4.
Have a negative AdenoPlus® test in both eyes within 24 hours of Visit 1 or at Visit 1.
5.
Have a clinical diagnosis of suspected bacterial conjunctivitis in at least 1 eye confirmed by the 
presence of the following minimal clinical signs and symptoms in that same eye:
5.1. Report presence of signs and/or symptoms of bacterial conjunctivitis for ≤4 days prior to Visit 1
5.2. Bulbar conjunctival injection: a grade of ≥1 on 0-4 scale of Bulbar Conjunctival Injection Scale
5.3. Ocular conjunctival discharge: a grade of ≥1 (mild) on a 0-3 scale of Ocular Conjunctival 
Discharge Scale
6.
Be willing to discontinue contact lens wear for the duration of the study.

Shire
CONFIDENTIAL
Page 14
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
7.
Have a Best Corrected Visual Acuity (BCVA) of 0.60 logMAR or better in each eye as measured using 
an Early Treatment Diabetic Retinopathy Study (ETDRS) chart. BCVA will be assessed by an age 
appropriate method in accordance with the AAP Policy Statement for Visual System Assessment in 
Infants, Children, and Young Adults by Pediatricians (Donahue and Baker 2016; American Academy 
of Pediatrics 2016). The policy statement recommends formal vision screening can begin at 3 years of 
age. VA measurements for children under the age of 3 will be done at the discretion of the investigator. 
If not done, child should be able to fixate on and follow a moving object, except subjects <2 months of 
age who have not yet developed this ability. Subjects <2 months will be enrolled at the discretion of 
the investigator.
8.
Male, or non-pregnant, non-lactating female who agrees to comply with any applicable contraceptive 
requirements of the protocol or females of non-childbearing potential.
Exclusion Criteria:
Subjects are excluded from the study if any of the following exclusion criteria are met: 
1.
Current or recurrent disease that could affect the action, absorption, or disposition of the 
investigational product, or clinical or laboratory assessments, per investigator’s discretion.
2.
Current or relevant history of physical or psychiatric illness, any medical disorder that may make the 
subject unlikely to fully complete the study, or any condition that presents undue risk from the 
investigational product or procedures.
3.
Have known or suspected intolerance or hypersensitivity to the investigational product, closely related 
compounds, or any of the stated ingredients. 
4.
Prior enrollment in a FST-100 or SHP640 clinical study.
5.
Subjects who are employees, or immediate family members of employees (who are directly related to 
study conduct), at the investigational site.
6.
Have a history of ocular surgical intervention within ≤6 months prior to Visit 1 or planned for the 
period of the study.
7.
Have a preplanned overnight hospitalization during the period of the study.
8.
Have presence of any intraocular, corneal, or conjunctival ocular inflammation (eg, uveitis, iritis, 
ulcerative keratitis, chronic blepharoconjunctivitis), other than bacterial conjunctivitis.
9.
Have active or a history of ocular herpes.
10. Have at enrollment or within ≤30 days of Visit 1, a clinical presentation more consistent with the 
diagnosis of non-infectious conjunctivitis (except presumed seasonal/perennial allergic conjunctivitis), 
or non-bacterial ocular infection (eg, viral, fungal, acanthamoebal, or other parasitic). Note: history or 
concomitant presence of presumed seasonal or perennial allergic conjunctivitis signs/symptoms is not 
exclusionary.
11. Neonates or infants (ie, subjects less than 12 months of age) who have suspected or confirmed (based 
on the result of any test conducted prior to screening) conjunctivitis of gonococcal, chlamydial, 
herpetic or chemical origin.
12. Neonates or infants (ie, subjects less than 12 months of age) whose birth mothers had any sexually 
transmitted disease within 1 month of delivery or any history of genital herpes.
13. Presence of nasolacrimal duct obstruction at Visit 1 (Day 1).
14. Presence of any significant ophthalmic condition (eg, Retinopathy of Prematurity, congenital cataract, 
congenital glaucoma) or other congenital disorder with ophthalmic involvement that could affect study 
variables.
15. Be a known intraocular pressure (IOP) steroid responder, have a known history or current diagnosis of 
glaucoma, or be a glaucoma suspect.

Shire
CONFIDENTIAL
Page 15
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
16. Have any known clinically significant optic nerve defects. 
17. Have a history of recurrent corneal erosion syndrome, either idiopathic or secondary to previous corneal 
trauma or dry eye syndrome; presence of corneal epithelial defect or any significant corneal opacity at 
Visit 1.
18. Presence of significant, active condition in the posterior segment that requires invasive treatment (eg, 
intravitreal treatment with vascular endothelial growth factor inhibitors or corticosteroids) and may 
progress during the study participation period. 
19. Have used any topical ocular or systemic antibiotics within ≤7 days of enrollment. 
20. Have used any topical ocular non-steroidal anti-inflammatory drugs within ≤1 day of enrollment.
21. Have used any topical ophthalmic steroids in the last ≤14 days.
22. Have used any systemic corticosteroid agents within ≤14 days of Day 1. Stable (initiated ≥30 days 
prior to enrollment) use of inhaled and nasal corticosteroids is allowed, given no anticipated change in 
dose for the duration of the study. Topical dermal steroids are allowed except in the periocular area.
23. Have used non-corticosteroid immunosuppressive agents within ≤14 days of Day 1.
24. Have used any topical ophthalmic products, including tear substitutes, and over-the-counter 
preparations such as lid scrubs, within 2 hours of Visit 1 and be unable to discontinue all topical 
ophthalmic products for the duration of the study. Use of hot or cold compresses is also not permitted 
during the study.
25. Have any significant ocular disease (eg, Sjogren’s syndrome) or any uncontrolled systemic disease or 
debilitating disease (eg, cardiovascular disease, hypertension, sexually transmitted diseases/infections, 
diabetes, or cystic fibrosis) that may affect the study parameters, per investigator’s discretion.
26. Any known history of immunodeficiency disorder or known active conditions predisposing to 
immunodeficiency, such as human immunodeficiency virus, hepatitis B or C, evidence of active 
hepatitis A (anti-hepatitis A virus immunoglobulin M), or organ or bone marrow transplantation.
27. Within 30 days prior to the first dose of investigational product:

Have used an investigational product or device, or

Have been enrolled in a clinical study (including vaccine studies) that, in the investigator’s 
opinion, may impact this Shire-sponsored study.
Maximum duration of subject involvement in the study:
Subject participation will last up to 13 days.
Screening, randomization, and the first treatment administration will occur at Visit 1 (Day 1). 
Additional visits will occur on Days 3 (Visit 2), 5 (Visit 3), 8 (Visit 4), and 12 (Visit 5). 
All follow-up procedures will be conducted at Visit 5 (Day 12).
Endpoints and statistical analysis:
Primary Efficacy Endpoint:
Clinical resolution status (defined as absence of bulbar conjunctival injection and ocular conjunctival discharge) in 
the study eye at Visit 3 (Day 5) between SHP640 and placebo.
Key Secondary Efficacy Endpoints:
Bacterial eradication status (defined as absence of all bacterial species present at or above pathological threshold at 
baseline) in the study eye at Visit 3 (Day 5) between SHP640 and placebo.

Shire
CONFIDENTIAL
Page 16
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Secondary Efficacy Endpoints:

Clinical resolution status of bacterial conjunctivitis at Visits 2 (Day 3), 4 (Day 8), and 5 (Day 12) in the study 
eye

Bacterial eradication status (defined as absence of all bacterial species present at or above pathological 
threshold at baseline) as assessed by bacterial culture at Visits 2 (Day 3), 4 (Day 8), and 5 (Day 12) in the study 
eye 

Absolute and change from baseline of the individual clinical signs (bulbar conjunctival injection and ocular 
conjunctival discharge) at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in the study eye 

The global clinical score (defined as the sum of bulbar conjunctival injection and ocular conjunctival discharge) 
and change from baseline in the global clinical score at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in 
the study eye 

Modified clinical resolution status, defined as a global clinical score of 0 or 1, at Visits 2 (Day 3), 3 (Day 5), 4 
(Day 8), and 5 (Day 12) in the study eye 

Expanded clinical resolution status, defined as a global clinical score of 0, 1, or 2 with neither injection nor 
discharge having a score of 2, at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in the study eye 

Time to clinical resolution based upon assessments at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in 
the study eye 

Use of rescue medication 
Safety Endpoints:

BCVA

Slit lamp biomicroscopy 

Non-dilated/dilated fundus examination

Urine pregnancy testing (for females of childbearing potential)

Adverse events (AEs)
Statistical Methods:
The analyses on primary, key secondary, secondary, and exploratory efficacy endpoints will be performed on the 
modified intent-to-treat (mITT) population (unless specified otherwise) and will be presented by treatment group. 
Additional sensitivity analyses may be conducted on the intent-to-treat (ITT) population. Safety analyses will be 
conducted on the safety population.
For both efficacy and safety analyses, baseline is defined as the assessments taken prior to treatment at Visit 1 
(Day 1).
Analysis Populations:
The safety population will include all subjects who receive at least 1 dose of investigational product.
The ITT population will include all randomized subjects. 
The mITT population consists of a subset of the ITT population who receive at least 1 dose of investigational 
product and have a positive bacterial culture (presence of 1 or more bacterial species at or above pathological 
threshold) at baseline in the study eye.

Shire
CONFIDENTIAL
Page 17
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Designation of Study Eye:
The study eye for analyses will be defined as follows, where an eligible eye is an eye with a score of at least 1 for 
both ocular conjunctival discharge and bulbar conjunctival redness at baseline (baseline is defined as the 
assessments taken prior to treatment at Visit 1 [Day 1]):

For subjects with both eyes eligible and both with a positive bacterial culture (presence of 1 or more bacterial 
species at or above pathological threshold) at baseline or both eyes eligible and both with a non-positive 
bacterial culture (absence of any bacterial species at or above pathological threshold) at baseline, the study eye 
will be the eye with the highest global clinical score (sum of bulbar conjunctival injection and ocular 
conjunctival discharge) at baseline. If both eyes have the same global clinical score at baseline, then the study 
eye will be the right eye.

For subjects with both eyes eligible with a positive bacterial culture in one eye at baseline, the baseline bacterial 
culture positive eye will be the study eye.

For subjects with only 1 eligible eye, the eligible eye will be the study eye irrespective of its baseline bacterial 
culture status.
Primary Efficacy Analyses:
All efficacy analyses will be performed on the mITT and presented by treatment groups. There is a single primary 
comparison for the single primary endpoint. Therefore, no adjustment of multiplicity is needed for the hypothesis 
testing for the primary objective.
The primary efficacy endpoint of clinical resolution in the study eye at Visit 3 (Day 5) will be compared between the 
SHP640 and placebo group. The comparison will be based on the proportion of subjects with clinical resolution in 
the study eye at Visit 3 (Day 5) using Fisher’s Exact test at 2-sided 0.0499 significance level.
If subjects have missing clinical resolution status at Visit 3 (Day 5), then the last post-baseline observation will be 
carried forward for the determination of clinical resolution of the study eye. 
The null hypothesis to be tested is that there is no difference in proportion of subjects with clinical resolution in the 
study eye between SHP640 ophthalmic Solution and placebo with the alternative of the non-zero difference in the 
proportion with clinical resolution between them.
The proportion of subjects with clinical resolution will be compared with 2-sided Fisher’s Exact test at 4.99% level 
of significance.
Sensitivity analyses will be done on the primary efficacy endpoint using additional statistical method(s) including 
methods of imputation of missing data. Sensitivity analyses may be conducted in the ITT in addition to the mITT.
Key Secondary Efficacy Analyses:
All efficacy analyses will be performed on the mITT and presented by treatment groups. The key secondary efficacy 
endpoint of this study is bacterial eradication status in the study eye at Visit 3 (Day 5) between SHP640 and placebo. 
In order to maintain the study-wide Type I error at 5.0%, the primary and key secondary hypotheses will be tested 
sequentially. Each hypothesis will be tested using Fisher’s Exact test at 2-sided 4.99% level with null hypothesis of 
no difference in the proportion of subjects for the endpoint between the 2 treatment groups. 
First, the primary efficacy endpoint will be tested. Only if the null hypothesis for the primary efficacy endpoint is 
rejected at 4.99% level, then the key secondary efficacy endpoint of bacterial eradication will be tested to compare 
the proportion of subjects with bacterial eradication between the SHP640 and placebo treatment group. If subjects 
have missing bacterial eradication at Visit 3 (Day 5), then the last post-baseline observation will be carried forward 
for the determination of bacterial eradication of the study eye. 
Sensitivity analyses will also be done on the key secondary efficacy endpoint using similar methods as described 
above.

Shire
CONFIDENTIAL
Page 18
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Secondary Efficacy Analyses:
No hypothesis testing is planned for the secondary efficacy endpoints. All secondary efficacy endpoints will be 
summarized by treatment groups using descriptive statistics at each assessment visit. Continuous endpoints will be 
summarized by number of subjects (n), mean, median, standard deviation, minimum, maximum, and confidence 
intervals (CIs). Binary endpoints will be summarized by number of subjects (n), frequencies, proportions, and CIs. 
Time to event endpoint will be summarized by Kaplan-Meier survival estimates.
Safety Analyses:
Safety data will be presented for the safety population by treatment group and overall.
Safety data collected at baseline prior to treatment (Visit 1/Day 1) will be used as the baseline value for safety 
analysis. 
Adverse events will be coded using the Medical Dictionary for Regulatory Activities. The number of subjects and 
percentage with a treatment-emergent adverse event (TEAE) as well as the number of TEAEs will be calculated 
overall, by system organ class, by preferred term, and by treatment group and overall. TEAEs will be further 
summarized by severity and relationship to investigational product. AEs related to investigational product, AEs 
leading to withdrawal, serious AEs, and deaths will be similarly summarized and listed. Any AE that occurs after the 
first dose of investigational product instillation will be considered a TEAE.
Generally, TEAEs will be presented separated by whether or not the AE was an ocular or a non-ocular AE.
Slit lamp biomicroscopy, non-dilated/dilated fundus exam, BCVA, and urine pregnancy test (for females of 
childbearing potential) will be descriptively summarized by treatment group and overall at each applicable visit.

Shire
CONFIDENTIAL
Page 19
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Study Schedule
Table 1
Schedule of Assessments
Procedure
(All ocular assessments and 
procedures performed bilaterally)
Visit 1
Screeninga and 
Baseline
(Day 1)
-1 Day
Visit 2
(Day 3)
+1 Day
Visit 3
(Day 5)
Visit 4
(Day 8)
+1 Day
Visit 5b
(Day 12)
+2 Days
Informed consent/assenta
X
Inclusion/exclusion criteriaa
X
Medical history 
X
Demographics
X
Concomitant medications
X
X
X
X
X
Urine pregnancy test
Xc
Xc
Ocular discomfort scale
X
X
X
X
X
Best corrected visual acuity
X
X
X
X
X
Slit lamp biomicroscopy
X
X
X
X
X
Bulbar conjunctival injection 
evaluation
X
X
X
X
X
Ocular conjunctival discharge 
evaluation
X
X
X
X
X
AdenoPlus® test
Xd
Conjunctival swab for bacterial 
culturee
X
Xf
Xf
Xf
X
Conjunctival swab to test for HSV, 
and chlamydia and gonorrheal
X
Non-dilated/dilated fundus 
examinationk
X
X
Randomizationg
X
Dispense investigational producth
X
Instill investigational product
Xh
Xi
Xi
Collect investigational product
X
Xb
Compliance assessment
X
X
X
Xb
Drug accountability
X
Xb

Shire
CONFIDENTIAL
Page 20
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Table 1
Schedule of Assessments
Procedure
(All ocular assessments and 
procedures performed bilaterally)
Visit 1
Screeninga and 
Baseline
(Day 1)
-1 Day
Visit 2
(Day 3)
+1 Day
Visit 3
(Day 5)
Visit 4
(Day 8)
+1 Day
Visit 5b
(Day 12)
+2 Days
Adverse events
Xj
X
X
X
X
Study completion
X
ET=early termination; 
a Informed consent and confirmation of inclusion/exclusion criteria can be conducted on Day -1; these criteria must be 
reconfirmed on Day 1.
b If investigational product is discontinued, regardless of the reason, all discontinued subjects should proceed to Visit 5 whenever 
possible. Subjects who discontinue the study and proceed to Visit 5 should perform all Visit 5 assessments as well as drug return, 
compliance, and accountability.
c Women of childbearing potential, prior to enrollment and at exit from the study
d If not previously conducted within 24 hours of Visit 1 (Day 1)
e One swab sample from inferior conjunctival cul-de-sac of each eye will be collected for all bacterial testing.
f Conjunctival swab samples MUST be taken at least 12 hours after the last dose of investigational product at Visits 2, 3, 4, and 
ET, if applicable.
g All assessments, randomization, and investigational product instillation on Day 1 must take place with sufficient time to allow 
all 4 Day 1 doses (with a minimum of 2 hours between doses).
h The investigational product bottle should be shaken well prior to use at each dosing. The first dose will be administered by site 
staff on Day 1, and thereafter subjects will administer 1 drop in each eye 4 times a day for 7 days.
iInvestigational product instillation should only be performed in-office if it is necessary.
jMonitoring for adverse events will begin after informed consent is obtained.
k If a non-dilated fundus exam is not feasible, a dilated examination should be conducted. For each subject, the exam should be 
conducted the same way (either non-dilated or dilated) at both Visits 1 and 5 (or ET).
l This sample will be used for baseline HSV testing for all subjects. For subjects <2 months of age, testing for chlamydia and 
gonorrhea detection will also be conducted using the same sample.

Shire
CONFIDENTIAL
Page 21
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
1.
BACKGROUND INFORMATION
1.1
Indication and Current Treatment Options 
Conjunctivitis affects all populations worldwide of all ages and social strata, irrespective of 
gender. Infectious conjunctivitis (adenoviral and bacterial) represents a serious public health 
issue due to a risk of highly infectious epidemics, lost productivity, significant subject 
discomfort, and, in some cases, permanent visual compromise from long-term, immune-mediated 
sequelae (Capriotti et al., 2010; Ford et al., 1987; Gordon et al., 1993; Nauheim et al., 1990; 
Pelletier et al., 2009). Bacterial conjunctivitis is the second-most common cause of infectious 
conjunctivitis with a viral etiology being the most common cause (Azari and Barney, 2013). 
Bacterial etiology is more common in children, potentially accounting for 50-75% of all 
infectious conjunctivitis cases occurring in children (Azari and Barney, 2013). The condition is 
caused by a wide variety of bacteria, including gram-positive species such as Staphylococcus 
aureus and Streptococcus pneumoniae and gram-negative species such as Haemophilus 
influenzae, Chlamydia trachomatis, and Moraxella catarrhalis (Azari and Barney, 2013; Chen 
and Starr, 2008; CDC, 2010; Dias et al., 2013; Haas et al., 2005; Patel et al., 2007; Rours et al., 
2008). Bacterial conjunctivitis typically lasts for 7-10 days, yet, in the absence of adequate 
treatment, it can last for weeks or months.
1.2
Product Background and Clinical Information
SHP640, a novel topical ophthalmic suspension, is currently under development for the treatment 
of infectious conjunctivitis (adenoviral and bacterial).
SHP640 contains 2 active ingredients: povidone-iodine (PVP-I) and dexamethasone. 
Povidone-iodine is a multivalent broad-spectrum local antiseptic with bactericidal and fungicidal 
properties. The effect on vegetative cells of various bacteria and fungi is due to the liberation of 
free iodine from the complex. It is effective against many viruses, protozoa, yeasts, cysts, and 
spores (Betadine, 2004). Dexamethasone is a corticosteroid routinely used as a topical 
ophthalmic suspension for the treatment of ocular inflammation. It suppresses the inflammatory 
response to a variety of causes of inflammation (Maxidex, 2007). Both components are currently 
approved for use in other indications (at similar or higher concentrations) and have been shown 
to be safe and efficacious for use on the ocular surface in humans. The combination of PVP-I and 
dexamethasone has been shown to rapidly kill common ocular pathogens, including viruses, 
gram-positive bacteria (including methicillin-resistant Staphylococcus aureus [MRSA]), and 
gram-negative bacteria (Pelletier et al., 2013).
Always refer to the latest version of the SHP640 investigator’s brochure for the overall 
risk/benefit assessment and the most accurate and current information regarding the drug 
metabolism, pharmacokinetics, efficacy, and safety of SHP640.

Shire
CONFIDENTIAL
Page 22
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
2.
STUDY OBJECTIVES AND PURPOSE
2.1
Rationale for the Study
The clinical presentation of conjunctivitis is often nonspecific, and differential diagnosis of 
different types of conjunctivitis can be challenging (Azari and Barney, 2013; O'Brien et al., 
2009). Diagnostic testing to differentiate the underlying cause of infection is rarely performed in 
a clinical setting; misdiagnosis can occur in up to 50% of cases, which often results in improper 
antibiotic treatment (Visscher et al., 2009). Incorrect treatment can not only increase healthcare 
costs from unnecessary antibiotic prescriptions and repeat office visits, but can also pose serious 
risks for people with certain viral and bacterial variants (eg, herpes simplex or MRSA). In 
addition, there is also a risk of overuse and misuse of antibiotics, which are ineffective in the 
treatment of viral infections (Statham et al., 2008). An unmet medical need therefore exists for a 
safe and efficacious treatment that addresses both bacterial and adenoviral conjunctivitis, 2 of the 
leading causes of acute infectious conjunctivitis.
By combining PVP-I, a potent topical antiseptic with proven antiviral and antibacterial activity, 
with dexamethasone, a topical steroid, SHP640 will enable the treatment of both the infectious 
and inflammatory components of adenoviral and bacterial conjunctivitis.
2.2
Study Objectives
2.2.1
Primary Objective
The primary objective of this study is to evaluate the efficacy of SHP640 based on clinical 
resolution (defined as absence of bulbar conjunctival injection and ocular conjunctival discharge) 
compared with placebo in the treatment of subjects with bacterial conjunctivitis in the study eye 
at Visit 3 (Day 5). 
2.2.2
Key Secondary Objective
The key secondary objective is to evaluate the efficacy of SHP640 based on bacterial eradication 
(defined as absence of all bacterial species present at or above pathological threshold at baseline) 
compared with placebo in the treatment of subjects with bacterial conjunctivitis in the study eye 
at Visit 3 (Day 5).
2.2.3
Secondary Objectives
The secondary objectives are as follows:

To evaluate the effect of treatment in the study eye, for the following endpoints: 

Clinical resolution of bacterial conjunctivitis at Visits 2 (Day 3), 4 (Day 8), and 5 
(Day 12)

Bacterial eradication at Visits 2 (Day 3), 4 (Day 8), and 5 (Day 12) 

Absolute and change from baseline of the individual clinical signs (bulbar conjunctival 
injection and ocular conjunctival discharge) at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 
5 (Day 12)

Shire
CONFIDENTIAL
Page 23
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018

The global clinical score (sum of bulbar conjunctival injection and ocular conjunctival 
discharge) and change from baseline in the global clinical score at Visits 2 (Day 3), 
3 (Day 5), 4 (Day 8), and 5 (Day 12) 

Modified clinical resolution, defined as a global clinical score of 0 or 1, at Visits 2 
(Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) 

Expanded clinical resolution, defined as a global clinical score of 0, 1, or 2 with neither 
injection nor discharge having a score of 2, at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 
5 (Day 12) 

Time to clinical resolution based upon assessments at Visits 2 (Day 3), 3 (Day 5), 
4 (Day 8), and 5 (Day 12) 

To evaluate the safety and tolerability of SHP640, compared to PVP-I and placebo in the 
treatment of subjects with bacterial conjunctivitis

Use of rescue medication
2.2.4
Exploratory Objectives
The exploratory objectives of this study are as follows: 

To evaluate ocular discomfort due to conjunctivitis symptoms in subjects receiving SHP640 
compared to PVP-I and placebo at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12)

Shire
CONFIDENTIAL
Page 24
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
3.
STUDY DESIGN
3.1
Study Design and Flow Chart
SHP640-303 is a global, multicenter, randomized, double-masked, parallel-group, 
placebo-controlled study designed to demonstrate the safety and efficacy of SHP640 ophthalmic 
suspension compared to placebo in treating bacterial conjunctivitis. In addition, an exploratory 
arm of PVP-I 0.6% ophthalmic solution will be included.
Approximately 854 subjects will be randomized into the study at Visit 1 (Day 1). Randomization 
will be stratified by age to maintain the randomization ratio among subjects <6 years, 6 to 
<18 years, and subjects ≥18 years. Subjects will be randomized 3:1:3 to receive either SHP640, 
PVP-I, or placebo within each stratum. 
Multiple subjects from the same household will be eligible to participate in the study. Subjects 
from the same household will be assigned to the same treatment group to which the first enrolled 
subject in the household was randomized in order to prevent treatment administration errors or 
potential treatment unmasking. Dynamic balanced allocation will be used in this study to 
maintain the randomization ratio within each stratum. 
Once screening and baseline assessments are complete and subjects are confirmed eligible to 
enroll in the study, subjects will be randomized, and investigational product will be administered 
on the same day (Day 1). The first dose will be administered by site staff on Day 1, and 
thereafter subjects will administer 1 drop in each eye 4 times a day (QID) for 7 days. Additional 
visits will occur on Days 3 (Visit 2), 5 (Visit 3), 8 (Visit 4), and 12 (Visit 5). All follow-up 
procedures will be conducted at Visit 5 (Day 12). The study will last up to 13 days. 
Figure 1 provides the study design.
Figure 1
SHP640-303 Study Design
PVP-I=povidone iodine
3.2
Duration and Study Completion Definition
The subject’s maximum duration of participation is expected to be approximately 13 days. The 
study will be completed in approximately 1.5 years. 

Shire
CONFIDENTIAL
Page 25
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The Study Completion Date is defined as the date the final subject, across all sites, completes 
their final protocol-defined assessment. Please note that this includes the follow-up visit (Visit 5) 
or contact, whichever is later. The Study Completion Date is used to ascertain timing for study 
results posting and reporting.
3.3
Sites and Regions
The study will be conducted in approximately 175 sites across North America, South America, 
Asia/Pacific, Europe, Middle East, and Africa.

Shire
CONFIDENTIAL
Page 26
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
4.
STUDY POPULATION
Each subject must participate in the informed consent process and provide written informed 
consent before any procedures specified in the protocol are performed. If a subject is younger 
than the legal age of consent (per local laws), the subject’s parent(s), guardian, or legally 
authorized representative will provide written informed consent; the subject will provide verbal 
or written assent as appropriate.
4.1
Inclusion Criteria
The subject will not be considered eligible for the study without meeting all of the criteria below:
1. An understanding, ability, and willingness to fully comply with study procedures and 
restrictions (by the parent(s), guardian, or legally authorized representative, if applicable).
2. Ability to voluntarily provide written, signed, and dated (personally or via a parent(s), 
guardian, or legally authorized representative(s) informed consent (and assent, if applicable) 
to participate in the study.
3. Subjects of any age at Visit 1 (Note: subjects <3 months of age at Visit 1 must have been 
full-term, ie, ≥37 weeks gestational age at birth).
4. Have a negative AdenoPlus® test in both eyes within 24 hours of Visit 1 or at Visit 1.
5. Have a clinical diagnosis of suspected bacterial conjunctivitis in at least 1 eye confirmed by 
the presence of the following minimal clinical signs and symptoms in that same eye:

Report presence of signs and/or symptoms of bacterial conjunctivitis for ≤4 days prior to 
Visit 1

Bulbar conjunctival injection: a grade of ≥1 on 0-4 scale of Bulbar Conjunctival Injection 
Scale

Ocular conjunctival discharge: a grade of ≥1 (mild) on a 0-3 scale of Ocular Conjunctival 
Discharge Scale
6. Be willing to discontinue contact lens wear for the duration of the study.
7. Have a Best Corrected Visual Acuity (BCVA) of 0.60 logMAR or better in each eye as 
measured using an Early Treatment Diabetic Retinopathy Study (ETDRS) chart. BCVA will 
be assessed by an age appropriate method in accordance with the AAP Policy Statement for 
Visual System Assessment in Infants, Children, and Young Adults by Pediatricians 
(Donahue and Baker, 2016; American Academy of Pediatrics, 2016). The policy statement 
recommends formal vision screening can begin at 3 years of age. VA measurements for 
children under the age of 3 will be done at the discretion of the investigator. If not done, child 
should be able to fixate on and follow a moving object, except subjects <2 months of age 
who have not yet developed this ability. Subjects <2 months will be enrolled at the discretion 
of investigator.
8. Male, or non-pregnant, non-lactating female who agrees to comply with any applicable 
contraceptive requirements of the protocol or females of non-childbearing potential.

Shire
CONFIDENTIAL
Page 27
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
4.2
Exclusion Criteria
Subjects are excluded from the study if any of the following exclusion criteria are met: 
1. Current or recurrent disease that could affect the action, absorption, or disposition of the 
investigational product, or clinical or laboratory assessments, per investigator’s discretion.
2. Current or relevant history of physical or psychiatric illness, any medical disorder that may
make the subject unlikely to fully complete the study, or any condition that presents undue 
risk from the investigational product or procedures.
3. Have known or suspected intolerance or hypersensitivity to the investigational product, 
closely related compounds, or any of the stated ingredients. 
4. Prior enrollment in a FST-100 or SHP640 clinical study.
5. Subjects who are employees, or immediate family members of employees (who are directly 
related to study conduct), at the investigational site.
6. Have a history of ocular surgical intervention within ≤6 months prior to Visit 1 or planned 
for the period of the study.
7. Have a preplanned overnight hospitalization during the period of the study.
8. Have presence of any intraocular, corneal, or conjunctival ocular inflammation (eg, uveitis, 
iritis, ulcerative keratitis, chronic blepharoconjunctivitis), other than bacterial conjunctivitis.
9. Have active or a history of ocular herpes.
10. Have at enrollment or within ≤30 days of Visit 1, a clinical presentation more consistent with 
the diagnosis of non-infectious conjunctivitis (except presumed seasonal/perennial allergic 
conjunctivitis) or non-bacterial ocular infection (eg, viral, fungal, acanthamoebal, or other 
parasitic). Note: history or concomitant presence of presumed seasonal or perennial allergic 
conjunctivitis signs/symptoms is not exclusionary.
11. Neonates or infants (ie, subjects less than 12 months of age) who have suspected or 
confirmed (based on the result of any test conducted prior to screening) conjunctivitis of 
gonococcal, chlamydial, herpetic or chemical origin.
12. Neonates or infants (ie, subjects less than 12 months of age) whose birth mothers had any 
sexually transmitted disease within 1 month of delivery or any history of genital herpes.
13. Presence of nasolacrimal duct obstruction at Visit 1 (Day 1).
14. Presence of any significant ophthalmic condition (eg, Retinopathy of Prematurity, congenital 
cataract, congenital glaucoma) or other congenital disorder with ophthalmic involvement that 
could affect study variables.
15. Be a known intraocular pressure (IOP) steroid responder, have a known history or current 
diagnosis of glaucoma or be a glaucoma suspect.
16. Have any known clinically significant optic nerve defects. 

Shire
CONFIDENTIAL
Page 28
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
17. Have a history of recurrent corneal erosion syndrome, either idiopathic or secondary to 
previous corneal trauma or dry eye syndrome; presence of corneal epithelial defect or any 
significant corneal opacity at Visit 1.
18. Presence of significant, active condition in the posterior segment that requires invasive 
treatment (eg, intravitreal treatment with vascular endothelial growth factor inhibitors or 
corticosteroids) and may progress during the study participation period. 
19. Have used any topical ocular or systemic antibiotics within ≤7 days of enrollment. 
20. Have used any topical ocular non-steroidal anti-inflammatory drugs within ≤1 day of 
enrollment.
21. Have used any topical ophthalmic steroids in the last ≤14 days.
22. Have used any systemic corticosteroid agents within ≤14 days of Day 1. Stable (initiated 
≥30 days prior to enrollment) use of inhaled and nasal corticosteroids is allowed, given no 
anticipated change in dose for the duration of the study. Topical dermal steroids are allowed 
except in the periocular area.
23. Have used non-corticosteroid immunosuppressive agents within ≤14 days of Day 1.
24. Have used any topical ophthalmic products, including tear substitutes, and over-the-counter 
preparations such as lid scrubs, within 2 hours of Visit 1 and be unable to discontinue all 
topical ophthalmic products for the duration of the study. Use of hot or cold compresses is 
also not permitted during the study.
25. Have any significant ocular disease (eg, Sjogren’s syndrome) or any uncontrolled systemic 
disease or debilitating disease (eg, cardiovascular disease, hypertension, sexually transmitted 
diseases/infections, diabetes, or cystic fibrosis) that may affect the study parameters, per 
investigator’s discretion.
26. Any known history of immunodeficiency disorder or known active conditions predisposing 
to immunodeficiency, such as human immunodeficiency virus, hepatitis B or C, evidence of
active hepatitis A (anti-hepatitis A virus immunoglobulin M), or organ or bone marrow 
transplantation.
27. Within 30 days prior to the first dose of investigational product:

Have used an investigational product or device, or

Have been enrolled in a clinical study (including vaccine studies) that, in the 
investigator’s opinion, may impact this Shire-sponsored study.
4.3
Reproductive Potential
4.3.1
Female Contraception
Sexually active females of childbearing potential should be using an acceptable form of 
contraception throughout the study period. If hormonal contraceptives are used, they should be 
administered according to the package insert. Females of childbearing potential who are not 
currently sexually active must agree to use acceptable contraception, as defined below, if they 
become sexually active during the period of the study.

Shire
CONFIDENTIAL
Page 29
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Female children and adolescent subjects should be either:

Pre-menarchal and either Tanner Stage 1 or less than age 9 years, or

Females of childbearing potential with a negative urine pregnancy test at Visit 1. Females of 
childbearing potential must agree to abstain from sexual activity that could result in 
pregnancy or agree to use acceptable methods of contraception.
Adult female subjects should be either:

Postmenopausal (12 consecutive months of spontaneous amenorrhea and ≥age 51 years)

Surgically sterile (having undergone one of the following surgical acts: hysterectomy, 
bilateral tubal ligation, bilateral oophorectomy or bilateral salpingectomy) and at least 
6 weeks post-sterilization, or

Females of childbearing potential with a negative urine pregnancy test at Visit 1 and prior to 
randomization. Females of childbearing potential must agree to abstain from sexual activity 
that could result in pregnancy or agree to use acceptable methods of contraception. 
Acceptable methods of contraception are:

Intrauterine devices plus condoms

Intrauterine hormone-releasing systems plus condoms

Double-barrier methods (eg, condoms and diaphragms with spermicidal gel or foam)

Hormonal contraceptives (oral, depot, patch, injectable, or vaginal ring), stabilized for at 
least 30 days prior to the screening visit (Visit 1), plus condoms. 
4.4
Discontinuation of Subjects
A subject may withdraw from the study at any time for any reason without prejudice to their 
future medical care by the physician or at the institution. The investigator or sponsor may 
withdraw the subject at any time (eg, in the interest of subject safety). 
Rescue treatment with a licensed antibiotic according to the local standard of care should be 
provided to subjects if, in the judgment of the investigator, there is no clinical improvement or 
worsening of their condition to an extent that it would be in the best interest of the subject to be 
treated with an alternate therapy for safety reasons. In such instances, the investigational product 
should be discontinued, Visit 5 evaluations be performed at the time of subject discontinuation 
after which rescue treatment will be started. 
The investigator is encouraged to discuss withdrawal of a subject from investigational product 
with the medical monitor if necessary.
If investigational product is discontinued for any reason other than a positive HSV baseline test, 
the evaluations listed for Visit 5 are to be performed as completely as possible. Whenever 

Shire
CONFIDENTIAL
Page 30
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
possible, all discontinued subjects should also undergo the protocol-specified follow-up (proceed 
to Visit 5). Comments (spontaneous or elicited) or complaints made by the subject must be 
recorded in the source documents. The reason for termination and the date of stopping 
investigational product must be recorded in the case report form (CRF) and source documents.
Subjects who test positive for ocular HSV at baseline in either eye should have their 
investigational product discontinued, and should receive alternate appropriate treatment as 
needed based on the investigator’s judgment. These subjects should be followed for the 
remaining duration of study at regularly scheduled visits, and all safety related assessments 
should be completed (AEs, BCVA, slit lamp biomicroscopy at all visits [fundus exam at Visit 5], 
concomitant medications at all visits, and pregnancy test [if the subject is a female of 
childbearing potential]).
If a subject <2 months of age has a positive CT-NG test for any one of the two Visit 1 samples, 
the subject will be discontinued from the study and started with alternate standard of care therapy 
per the investigator’s clinical judgment.
Subject numbers for subjects who discontinue will not be reused.
4.4.1
Reasons for Discontinuation
The reason for withdrawal must be determined by the investigator and recorded in the subject’s 
medical record and on the CRF. If a subject is withdrawn for more than 1 reason, each reason 
should be documented in the source document and the most clinically relevant reason should be 
entered on the CRF. 
Reasons for discontinuation include but are not limited to:

Adverse event (AE)

Protocol deviation

Withdrawal by subject

Lost to follow-up

Lack of efficacy

Physician decision

Study terminated by sponsor

Withdrawal by parent(s)/guardian/legally authorized representative (if applicable)

Other (If “Other” is selected, the investigator must specify on the CRF.)
4.4.2
Subjects “Lost to Follow-up” Prior to Last Scheduled Visit
A minimum of 3 documented attempts must be made to contact any subject lost to follow-up at 
any time point prior to the last scheduled contact (office visit or telephone contact). At least 1 of 
these documented attempts must include a written communication sent to the subject’s last 

Shire
CONFIDENTIAL
Page 31
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
known address via courier or mail (with an acknowledgement of receipt request) asking that they 
return to the site for final safety evaluations and return any unused investigational product.

Shire
CONFIDENTIAL
Page 32
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
5.
PRIOR AND CONCOMITANT TREATMENT
All non-study treatment received within 30 days prior to the screening visit (Visit 1; or 
pharmacokinetic equivalent of 5 half-lives, whichever is longer) and through the final study 
contact (including protocol-defined follow-up period) must be recorded on the appropriate CRF 
page.
5.1
Prior Treatment
Prior treatment includes all treatment received within 30 days prior to the screening visit 
(Visit 1) (or pharmacokinetic equivalent of 5 half-lives, whichever is longer). Prior treatment 
information must be recorded on the appropriate CRF page.
5.2
Concomitant Treatment 
Concomitant treatment refers to all treatment other than the investigational production taken 
between the dates of the first dose of investigational product and the end of Visit 5 (the end of 
study visit), inclusive. Concomitant treatment information must be recorded on the appropriate 
CRF page.
The investigator may prescribe additional medications during the study, as long as the prescribed 
medication is not prohibited by the protocol. In the event of an emergency, any needed 
medications may be prescribed without prior approval, but the medical monitor must be notified 
of the use of any prohibited medications immediately thereafter.
5.2.1
Permitted Treatment
Medications not indicated as prohibited are permitted, including treatments for general 
non-excluded medical conditions.
In the event of an emergency, any needed medications may be prescribed without prior approval, 
but the medical monitor must be notified of the use of any prohibited medications immediately 
thereafter.
5.2.2
Prohibited Treatment
Table 2 details the washout period for common prior treatments that are excluded medications 
for this study. 

Shire
CONFIDENTIAL
Page 33
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Table 2
Common Excluded Treatments and Associated Washout Periods
Minimum Time Prior to First Dose
Notes
Treatment
30 days 
14 days
7 days
1 day
2 hours
Topical ocular NSAIDs
X
Topical ocular or systemic antibiotics
X
Topical ophthalmic steroids
X
Systemic corticosteroid agents
X
Stable use of inhaled or nasal 
corticosteroids
X
Allowed ≥30 days if 
no anticipated dose 
changes during the 
study
Noncorticosteroid immunosuppressive 
agents
X
Topical ophthalmic solutions, 
including tear substitutes, and OTC 
preparations (ie, lid scrubs)
X
Must be able to 
discontinue use for 
the duration of the 
study
NSAID=non-steroidal anti-inflammatory drug; OTC=over-the-counter
Treatments not listed in Table 2 are considered permitted. 

Shire
CONFIDENTIAL
Page 34
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
6.
INVESTIGATIONAL PRODUCT
6.1
Identity of Investigational Product
Three test products will be used in the clinical development program. The drug product is 
SHP640 (0.1% dexamethasone and 0.6% PVP-I) ophthalmic suspension, the comparator is 0.6% 
PVP-I ophthalmic solution, and the placebo product is placebo ophthalmic solution. Each of 
these test products are manufactured aseptically and filled in sterile plastic ophthalmic bottles. 
The placebo contains 2 additional ingredients relative to the others: benzalkonium chloride, 
United States Pharmacopeia (USP), EP, used as a preservative, and caramel color, National 
Formulary (NF), included to match the dark brown color of the PVP-I active ingredient. 
Additional information on the 3 test products is provided in the current SHP640 investigator’s 
brochure.
6.1.1
Masking the Treatment Assignment
The packaging, appearance, and labeling of the test products will match. Colorant will be added 
to the placebo to match the appearance of SHP640 and the PVP-I ophthalmic solution. Treatment 
assignment will be determined by the randomization schedule.
6.1.2
Commercially Obtained Investigational Product
Not Applicable.
6.2
Administration of Investigational Product(s)
6.2.1
Interactive Response Technology for Investigational Product Management
An interactive response technology (IRT) vendor will be used for this study to manage packaged 
investigational medicinal product (IMP) supply, IMP shipments, receipt of IMP at clinical sites, 
randomization of IMP to subjects, expiry tracking, IMP returns, accountability of IMP, and 
emergency unmasking. 
6.2.2
Allocation of Subjects to Treatment 
This is a double-masked, placebo-controlled study. The actual treatment given to individual 
subjects is determined by a randomization schedule.
Subject numbers are assigned to all subjects as they consent to take part in the study. Within each 
site (numbered uniquely within a protocol), the subject number is assigned to subjects according 
to the sequence of presentation for study participation. 
The randomization number represents a unique number corresponding to investigational product 
allocated to the subject, once eligibility has been determined. Individual subject treatment is 
automatically assigned by the IRT.
Randomization will be stratified by age to maintain the randomization ratio among subjects 
<6 years, 6 to <18 years, and subjects ≥18 years. 

Shire
CONFIDENTIAL
Page 35
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Subjects will be randomly assigned to receive SHP640, PVP-I 0.6%, or placebo based on a 3:1:3 
ratio (SHP640:PVP-I:placebo) within the randomization strata.
Multiple subjects from the same household will be eligible to participate in the study. Subjects 
from the same household will be assigned to the same treatment group to which the first enrolled 
subject in the household was randomized in order to prevent treatment administration errors or 
potential treatment unmasking. Dynamic balanced allocation (Pocock and Simon, 1975) will be 
used in this study to maintain the randomization ratio within each stratum. The randomization 
will be done centrally. 
6.2.3
Dosing
Subjects will be instructed to instill 1 drop of investigational product in each eye QID (with a 
minimum of 2 hours between doses) for 7 days.
Prior to administration of the first dose, the bottle should be removed from refrigeration and 
allowed to come to room temperature. The bottle will not be refrigerated before subsequent 
administrations. Storage requirements are discussed in Section 6.3.3.
The investigational product bottle should be shaken well prior to use at each dosing.
In-office dosing will only be performed at the first visit, and additionally if necessary. 
6.2.4
Unmasking the Treatment Assignment
The treatment assignment must not be broken during the study except in emergency situations 
where the identification of the investigational product is required for further treatment of the 
subject. The investigator should contact the medical monitor as soon as possible after the 
unmasking occurs. 
In the event that the treatment assignment is broken, the date and person who broke the code will 
be recorded by the IRT, and the reason for breaking will be recorded on the CRF. Upon breaking 
the mask, the subject will be withdrawn from the study but should complete Visit 5 (the end of 
study visit) to be followed up for safety purposes. Any code breaks that occur must be reported 
to the sponsor’s medical monitor. 
6.3
Labeling, Packaging, Storage, and Handling
6.3.1
Labeling
Labels containing study information and carton identification are applied to the investigational 
product(s) container. 
All investigational product is labeled with a minimum of the following: protocol number, 
investigational product identification number, dosage form, directions for use, storage 
conditions, expiry date (if applicable), batch number and/or packaging reference number, the 
statements “For clinical trial use only” and/or “CAUTION: New Drug – Limited by Federal (or 
US) Law to Investigational Use,” and the sponsor’s name and address. 

Shire
CONFIDENTIAL
Page 36
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Any additional labeling requirements for participating countries and/or controlled substances will 
also be included on the label, if necessary.
Space is allocated on the label so that the site representative can record the date dispensed, the 
subject’s initials (as permitted based on local laws), and the unique subject number.
Additional labels may, on a case-by-case basis, be applied to the investigational product in order 
to satisfy local or institutional requirements but must not: 

Contradict the clinical study label. 

Obscure the clinical study label. 

Identify the study subject by name. 
Additional labels may not be added without the sponsor’s prior full agreement.
6.3.2
Packaging
Investigational product is packaged in the following labeled containers.
The investigational product bottle will be labeled and then placed into a 1x-labeled carton. This 
carton will then be secured with a tamper seal.
Changes to sponsor-supplied packaging prior to dosing may not occur without full agreement in 
advance by the sponsor.
6.3.3
Storage
The investigational product must be stored at the site in a secure, refrigerated area (2-8ºC) 
accessible only to the investigator and his/her designees. The investigational product will be 
administered only to subjects enrolled in the clinical study, in accordance with the conditions 
specified in this protocol.
Undispensed investigational product should be stored under refrigeration at 2-8ºC.
Dispensed investigational product should be stored at room temperature below 30ºC. 
Investigational product should be protected from freezing and exposure to strong light.
The investigator has overall responsibility for ensuring that investigational product is stored in a 
secure, limited-access location. Limited responsibility may be delegated to the pharmacy or 
member of the study team, but this delegation must be documented. Investigational products are 
distributed by the pharmacy or nominated member of the study team. The pharmacist/nominated 
team member will enter the unique subject identifier and initials as permitted based on local laws 
on the investigational product bottle/carton labels as they are distributed.
Investigational product must be stored in accordance with labeled storage conditions. 
Temperature monitoring is required at the storage location to ensure that the investigational 
product is maintained within an established temperature range. 

Shire
CONFIDENTIAL
Page 37
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The investigator is responsible for ensuring that the temperature is monitored throughout the 
duration of the study and that records are maintained; the temperature should be monitored 
continuously by using either an in-house system or a mechanical recording device such as a 
calibrated chart recorder or by manual means, such that both minimum and maximum 
thermometric values over a specific time period can be recorded and retrieved as required. Such 
a device (ie, certified min/max thermometer) would require manual resetting upon each 
recording. The sponsor must be notified immediately upon discovery of any excursion from the 
established range. Temperature excursions will require site investigation as to cause and 
remediation. The sponsor will determine the ultimate impact of excursions on the investigational 
product and will provide supportive documentation as necessary. Under no circumstances should 
the product be dispensed to subjects until the impact has been determined and the product is 
deemed appropriate for use by the sponsor.
The sponsor should be notified immediately if there are any changes to the storage area of the 
investigational product that could affect the integrity of the product(s), eg, fumigation of a 
storage room.
6.3.4
Special Handling
Not Applicable.
6.4
Drug Accountability
Investigators will be provided with sufficient amounts of the investigational product to carry out 
this protocol for the agreed number of subjects. The investigator or designee will acknowledge 
receipt of the investigational product, documenting shipment content, and condition. Accurate 
records of all investigational product dispensed, used, returned, and/or destroyed must be 
maintained as detailed further in this section.
The investigator has overall responsibility for administering/dispensing investigational product. 
Where permissible, tasks may be delegated to a qualified designee (eg, a pharmacist) who is 
adequately trained in the protocol and who works under the direct supervision of the investigator. 
This delegation must be documented in the applicable study delegation of authority form.
The investigator or his/her designee (as documented by the investigator in the applicable study 
delegation of authority form) will dispense the investigational product only to subjects included 
in this study following the procedures set out in the study protocol. Each subject will be given 
only the investigational product carrying his/her treatment assignment. All dispensed 
investigational product will be documented on the CRFs and/or other investigational product 
record. 
No investigational product stock or returned inventory from a Shire-sponsored study may be 
removed from the site where originally shipped without prior knowledge and consent by the 
sponsor. If such transfer is authorized by the sponsor, all applicable local, state, and national 
laws must be adhered to for the transfer.

Shire
CONFIDENTIAL
Page 38
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The sponsor or its representatives must be permitted access to review the supplies storage and 
distribution procedures and records provided that the mask of the study is not compromised.
With the written agreement of the sponsor, at the end of the study all unused stock and 
empty/used investigational product packaging may be destroyed at the site or a local facility. In 
this case, destruction records identifying what was destroyed as well as when and how must be 
obtained with copies provided to the sponsor. Destruction of investigational products must be in 
accordance with local, state, and national laws.
If a site is not approved by the sponsor to destroy the investigational product, all used and unused 
stock is to be sent to a nominated contractor on behalf of the sponsor. Investigational products 
being returned to the sponsor’s designated contractors must be counted and verified by clinical 
site personnel and the sponsor (or designated contractor research organization [CRO]). Validated 
electronic return systems (ie, IRT) may not require a shipment form. Returned investigational 
products must be packed in a tamper-evident manner to ensure product integrity. Contact the 
sponsor for authorization to return any investigational product prior to shipment. Shipment of all 
returned investigational product must comply with local, state, and national laws.
Based on entries in the site drug accountability forms, it must be possible to reconcile 
investigational products delivered with those used and returned. All investigational products 
must be accounted for and all discrepancies investigated and documented to the sponsor’s 
satisfaction.
6.5
Subject Compliance
Subjects must be instructed to bring their investigational product and empty/used investigational 
product packaging to every visit. The pharmacist/nominated person will record details on the 
drug accountability form.
Subject compliance will be verified verbally during study visits. In cases of non-compliance, the 
investigator should determine if the medical monitor must be contacted for consultation. 

Shire
CONFIDENTIAL
Page 39
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
7.
STUDY PROCEDURES
7.1
Study Schedule
The detailed study procedures/assessments to be performed throughout the study are outlined in 
the Schedule of Assessments (see Table 1) and must be referred to in conjunction with the 
instructions provided in this section. Procedures or assessments that are not completed or are 
performed out of order should be captured as protocol deviations.
Prior to performing any study-related procedures (including those related to screening), the 
investigator or his/her designee must obtain written informed consent from the subject (as per 
local requirements). If a subject is younger than the legal age of consent (per local laws), the 
subject’s parent(s), guardian, or legally authorized representative will provide written informed 
consent; the subject will provide verbal or written assent as appropriate. There must be 
documentation of consent/assent (as per local requirements) indicating that the subject is aware 
of the investigational nature of the study and the required procedures and restrictions, prior to 
performing any study-related procedures. 
Where applicable, all procedures will be performed in both eyes.
7.1.1
Visit 1 (Day 1)
Screening and baseline/randomization will occur at Visit 1 (Day 1 [-1 day]). Visit 1 assessments, 
beginning with informed consent, will be performed as outlined in Table 1.
A screen failure is a subject who has given informed consent and failed to meet the inclusion 
and/or met at least 1 of the exclusion criteria and has not been randomized or administered 
investigational product. Subjects cannot be rescreened once they have been designated as a 
screen failure.
A urine pregnancy test will be completed for all females of childbearing potential. The results 
will be read by site personnel and recorded in the source documents.
All AEs occurring after signature of informed consent must be recorded in the source documents 
and CRF. 
Prior to randomization, the procedures should be performed in the following order (in both eyes, 
as appropriate):

Informed consent (and assent, if applicable)

Inclusion/exclusion criteria

Medical history

Demographics

Concomitant medications

Urine pregnancy test (for women of childbearing potential)

Shire
CONFIDENTIAL
Page 40
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018

Ocular discomfort scale

BCVA

Slit lamp biomicroscopy

Bulbar conjunctival injection evaluation

Ocular conjunctival discharge evaluation

AdenoPlus® test (if not previously conducted within 24 hours of Visit 1)
If any findings during screening exams do not meet the inclusion/exclusion criteria, the subject is 
not eligible to be randomized. 
Eligible subjects must have a positive response in at least one eye. A positive response is defined 
as meeting ALL of the following criteria in the same eye:

Report presence of signs and/or symptoms of bacterial conjunctivitis for ≤4 days prior to 
Visit 1

Bulbar conjunctival injection: a grade of ≥1 on 0-4 scale of Bulbar Conjunctival Injection 
Scale

Ocular conjunctival discharge: a grade of ≥1 (mild) on a 0-3 scale of Ocular Conjunctival 
Discharge Scale
Study eye will not be determined at Visit 1. All ophthalmic assessments will be conducted on 
both eyes. Selection of study eye for analyses will be according to the criteria outlined in 
Section 9.8.1.
The procedures should be performed in the following order:

Conjunctival bacterial culture collection (1 swab per eye). An additional swab from each eye 
will be collected in subjects <2 months of age for testing the presence of chlamydia and 
gonorrhea 

Non-dilated/dilated fundus examination

Randomization

Dispense and instill investigational product in both eyes by the designated site staff 
investigational product administrator. The investigational product bottle should be shaken 
well prior to use at each dosing.
All assessments, randomization, and investigational product instillation on Day 1 must take place 
with sufficient time to allow all 4 Day 1 doses (with a minimum of 2 hours between doses).

Shire
CONFIDENTIAL
Page 41
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
7.1.2
Visits 2 (Day 3), 3 (Day 5), and 4 (Day 8)
Visits 2 (Day 3 [+1 day]), 3 (Day 5), and 4 (Day 8 [+1 day]) assessments will be performed as 
outlined in Table 1 and as described in the Study Operations Manual. Assessments should be 
performed in descending order as listed.
Subject compliance will be verified verbally during study visits. In cases of non-compliance, the 
investigator should determine if the medical monitor must be contacted for consultation. 
Subjects should not instill investigational product within 12 hours of scheduled study visits. To 
ensure this, subjects should be reminded to not dose the morning of Visits 2, 3, and 4. 
Investigational product instillation should only be performed in-office if it is necessary and 
should be done once all other assessments are completed. Subjects who instill investigational 
product less than 12 hours before study visits will be recorded as protocol deviations.
7.1.3
Visit 5 (End of Study or Early Termination)
Safety follow-up will be conducted at Visit 5 (the end-of-study visit). Visit 5 (Day 12 [+2 days]) 
assessments will be performed as outlined in Table 1. Assessments should be performed in 
descending order as listed.
Subjects who discontinue the study and proceed to Visit 5 for early termination should have 
investigational product collected, a compliance assessment, and drug accountability assessed at 
their final visit.
All AEs and serious AEs (SAEs) that are not resolved at the time of Visit 5 or early termination 
will be followed to closure (see Section 8.1).
7.1.4
Additional Care of Subjects after the Study
No aftercare is planned for this study.
7.2
Study Evaluations and Procedures
7.2.1
Demographic and Other Baseline Characteristics
7.2.1.1
Demographics
Demographic information will be collected at Visit 1. Date of birth (where permitted), age, sex, 
race, and ethnicity will be recorded.
7.2.1.2
Medication and Medical History
Medication History
Refer to Section 5 for full details on collection of prior treatment.
The investigator will categorize treatments as ocular (specified as left eye, right eye, or both 
eyes) or non-ocular-based on the indication for use. Prior treatment information must be recorded 
on the appropriate CRF page. 

Shire
CONFIDENTIAL
Page 42
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Medical History
The site must record all clinically or medically relevant information regardless of how much time 
has elapsed since the date of any diagnosis. Medical history will be classified as ocular (specified 
as left eye, right eye or both eyes) or non-ocular by the investigator. History should include but is 
not limited to: 

History of ocular diseases/conditions 

History of respiratory, cardiovascular, renal, gastrointestinal, hepatic, endocrine, 
hematological, neurological, and any other non-ocular diseases/underlying conditions within 
the past year prior to the screening visit (Visit 1)
7.2.1.3
AdenoPlus Test
The AdenoPlus test will be performed at Visit 1 (unless results are available from a test 
performed within 24 hours of Visit 1) as outlined in Table 1. A negative result in both eyes is 
required for enrollment in this study.
The AdenoPlus test is an in-office test that allows for the detection of adenoviral antigens 
directly from human eye fluid. A small tear sample is transferred onto the AdenoPlus test, which 
confirms the presence of adenovirus and the viral form of conjunctivitis. 
Please refer to the Study Operations Manual for a detailed description of the AdenoPlus Test and 
administration.
7.2.2
Efficacy
7.2.2.1
Clinical Resolution
Clinical resolution of bacterial conjunctivitis is defined as the absence (score=0) of bulbar 
conjunctival injection and ocular conjunctival discharge in the study eye. Bulbar conjunctival 
injection will be assessed based on a 0-4 scale that uses pictures from the Validated Bulbar 
Redness (VBR) Scale, and ocular conjunctival discharge will be assessed based on a 0-3 scale. 
Details of the bulbar conjunctival injection and ocular conjunctival discharge scales are located 
in the Study Operations Manual.
7.2.2.2
Bacterial Eradication
Bacterial eradication for an eye is defined as absence of all bacterial species present at or above 
pathological threshold at baseline in that eye. 
Pathological threshold for individual bacterial species will be based on colony-forming unit 
(CFU)/mL threshold levels established by Cagle and modified by Leibowitz for different ocular 
bacterial species found in the specimens collected from each subject (Leibowitz, 1991). Bacterial 
species will be determined by Matrix Assisted Laser Desorption/Ionization-Time of Flight Mass 
Spectrometry, using their protein patterns.
Additional details are located in the Study Operations Manual. 

Shire
CONFIDENTIAL
Page 43
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
7.2.3
Safety
Safety assessments will be performed in both eyes.
7.2.3.1
Best Corrected Visual Acuity
The BCVA will be performed prior to slit lamp examination during the study as outlined in 
Table 1. 
The complete instructions for performing the BCVA are in the Study Operations Manual. 
Changes in visual acuity (VA) will be assessed for clinical significance. Clinically significant 
changes should be recorded in the source and on the electronic CRF (eCRF) as an AE.
For subjects who are too young to use an ETDRS chart, use an age-appropriate measurement 
method in accordance with the AAP Policy Statement for Visual System Assessment in Infants, 
Children, and Young Adults by Pediatricians (Donahue and Baker, 2016; American Academy of 
Pediatrics, 2016; located in the Study Operations Manual) The policy statement recommends 
formal vision screening can begin at 3 years of age. VA measurements for children under the age 
of 3 will be done at the discretion of the investigator. If not done, child should be able to fixate 
on and follow a moving object. This is not a requirement in subjects <2 months of age since the 
ability does not develop until about 2 months of age. However, if an infant <2 months of age is 
able to fix and follow, it should be recorded. The enrollment of subjects <2 months of age will be 
based on subject qualifying all other eligibility criteria and investigator discretion.
7.2.3.2
Slit Lamp Biomicroscopy
Slit lamp biomicroscopy (or handheld slit lamp) will be performed during the study as outlined 
in Table 1. Magnification of the slit lamp will be consistent with standard clinical practice. The 
subject will be seated.
Observations will be graded as normal or abnormal. Abnormal findings will be described, and 
clinically significant abnormalities should be recorded in the source and on the eCRF (in medical 
history at screening; any changes from the screening visit may be recorded as AEs by the 
investigator). Please note the investigator may use his/her discretion to determine whether not 
clinically significant (NCS) and disease progression should be considered AEs). The following 
will be examined at each visit: 

Lids 

Conjunctiva 

Cornea

Anterior chamber

Iris

Lens

Shire
CONFIDENTIAL
Page 44
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
For infants and young children, if the above exams cannot be performed with a slit lamp or a 
hand held slit lamp, an external examination is to be conducted in accordance with the AAP’s 
Policy Statement for Visual System Assessment in Infants, Children, and Young Adults by 
Pediatricians (Donahue and Baker, 2016; American Academy of Pediatrics, 2016; located in the 
Study Operations Manual). The examination of lens in these subjects should be conducted at 
Visits 1 and 5 (or ET visit) and graded based on the external examination and red reflex exam 
(Section 7.2.3.3). All other structures listed above will be examined and graded at all visits based 
on the external examination. Observations will be graded as normal or abnormal. Abnormal 
findings will be described.
7.2.3.3
Non-dilated/Dilated Fundus Examination
Fundus examination must be conducted after BCVA, slit lamp biomicroscopy, and conjunctival 
swab for bacterial culture has been collected. 
A non-dilated fundus examination will be performed in all subjects with the exception of infants 
and uncooperative small children during the study as outlined in Table 1.
Observations will be graded as normal or abnormal. Abnormal findings will be described.
The following will be examined:

Vitreous

Optic Nerve

Macula
Clinically significant changes should be recorded in the source and on the eCRF as an AE.
If a non-dilated fundus exam is attempted and is not feasible, a dilated fundus exam should be 
conducted. The test should be conducted the same way (either dilated or non-dilated) at both 
Visits 1 and 5 (or ET).
For infants and small children in whom a fundus examination cannot be done, a red reflex exam 
will be conducted in accordance with the AAP Policy Statement for Visual System Assessment 
in Infants, Children, and Young Adults by Pediatricians (Donahue and Baker, 2016; American 
Academy of Pediatrics, 2016; located in the Study Operations Manual). Observations will be 
graded as normal or abnormal. Abnormal findings will be described. The red reflex should be 
normal (present and symmetrical for both eyes) at the screening/baseline visit.
7.2.3.4
Adverse Event Collection
At each study visit, subjects will be questioned in a general way to ascertain if AEs have 
occurred since the previous visit (eg, “Have you had any health problems since your last visit?”). 
Adverse events are collected from the time informed consent is signed. (Please refer to Section 8, 
Adverse and Serious Adverse Events Assessment.) Any AE that occurs after the first dose of 
investigational product instillation will be considered a treatment-emergent AE (TEAE).

Shire
CONFIDENTIAL
Page 45
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Adverse events may also be determined by the investigator during study examinations as 
mentioned in previous sections.
7.2.3.5
Microbiology Laboratory Evaluations
All laboratory assays will be performed according to the laboratory’s normal procedures. 
All bioanalytical assays for the study will be validated following Food and Drug Administration 
(FDA)/International Conference on Harmonisation (ICH) guidelines, based on the method’s 
intended use. The lab will only receive sample identification numbers and collection dates, and 
the lab results will then be transferred to the central lab for data analysis. The lab will not receive 
any information on subject treatment assignment.
One swab sample from inferior conjunctival cul-de-sac of each eye will be collected at all study 
visits for all bacterial testing. An additional sample will be collected from each eye at Visit 1 for 
qualitative detection of herpes simplex virus (HSV). This sample will also be used for PCR 
qualitative detection of chlamydia and gonorrhea in subjects <2 months of age. 
Bacterial eradication as well as antibiotic sensitivity will be determined based on bacterial 
cultures using standard microbiological laboratory procedures. 
7.2.3.6
Pregnancy Test 
A urine pregnancy test is performed on all females of childbearing potential at Visits 1 and 5, or 
if pregnancy is suspected. Urine pregnancy test kits will be provided by the sponsor and read on 
site by qualified site personnel.
7.2.3.7
Health-related Quality of Life Assessments
Ocular discomfort associated with conjunctivitis symptoms will be assessed through the ocular 
discomfort scale (ODS). The ODS is composed of 3 items: pain, itching, and foreign body 
sensation. All items will be evaluated using a 0-10 scale. A separate scale will be administered 
for children younger than 8 years of age. Please see the Study Operations Manual for a detailed 
description of this assessment.

Shire
CONFIDENTIAL
Page 46
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
8.
ADVERSE AND SERIOUS ADVERSE EVENTS ASSESSMENT
8.1
Definition of Adverse Events, Period of Observation, and Recording of Adverse 
Events
An AE is any untoward medical occurrence in a clinical investigation subject administered a 
pharmaceutical product and that does not necessarily have a causal relationship with this 
treatment. An AE can therefore be any unfavorable and unintended sign (including an abnormal 
laboratory finding), symptom, or disease temporally associated with the use of a medicinal 
(investigational) product, whether or not related to the medicinal (investigational) product (ICH 
Guidance E2A 1995). 
All AEs are collected from the time the informed consent is signed until the defined follow-up 
period stated in Section 7.1.3. This includes events occurring during the screening phase of the 
study, regardless of whether or not investigational product is administered. Where possible, a 
diagnosis rather than a list of symptoms should be recorded. If a diagnosis has not been made, 
then each symptom should be listed individually. All AEs should be captured on the appropriate 
AE pages in the CRF and in source documents. In addition to untoward AEs, unexpected 
benefits outside the investigational product indication should also be captured on the AE CRF.
All AEs must be followed to closure (the subject’s health has returned to his/her baseline status 
or all variables have returned to normal), regardless of whether the subject is still participating in 
the study. Closure indicates that an outcome is reached, stabilization achieved (the investigator 
does not expect any further improvement or worsening of the event), or the event is otherwise 
explained. When appropriate, medical tests and examinations are performed so that resolution of 
event(s) can be documented.
8.1.1
Severity Categorization
The severity of AEs must be recorded during the course of the event, including the start and stop 
dates for each change in severity. An event that changes in severity should be captured as a new 
event. Worsening of pre-treatment events, after initiation of investigational product, must be 
recorded as new AEs (for example, if a subject experiences mild intermittent dyspepsia prior to 
dosing of investigational product, but the dyspepsia becomes severe and more frequent after first 
dose of investigational product has been administered, a new AE of severe dyspepsia [with the 
appropriate date of onset] is recorded on the appropriate CRF).
The medical assessment of severity is determined by using the following definitions:
Mild: A type of AE that is usually transient and may require only minimal treatment or 
therapeutic intervention. The event does not generally interfere with usual activities of daily 
living.
Moderate:
A type of AE that is usually alleviated with specific therapeutic intervention. The 
event interferes with usual activities of daily living, causing discomfort but poses no significant 
or permanent risk of harm to the research subject.
Severe:
A type of AE that interrupts usual activities of daily living, or significantly affects 
clinical status, or may require intensive therapeutic intervention.

Shire
CONFIDENTIAL
Page 47
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
8.1.2
Relationship Categorization
A physician/investigator must make the assessment of relationship to investigational product for 
each AE. The investigator should decide whether, in his or her medical judgment, there is a 
reasonable possibility that the event may have been caused by the investigational product. If 
there is no valid reason for suggesting a relationship, then the AE should be classified as “not 
related.” Otherwise, if there is any valid reason, even if undetermined or untested, for suspecting 
a possible cause-and-effect relationship between the investigational product and the occurrence 
of the AE, then the AE should be considered “related.” The causality assessment must be 
documented in the source document.
The following additional guidance may be helpful:
Term
Relationship Definition
Related
The temporal relationship between the event and the administration of the 
investigational product is compelling and/or follows a known or suspected 
response pattern to that product, and the event cannot be explained by the 
subject’s medical condition, other therapies, or accident.
Not Related
The event can be readily explained by other factors such as the subject’s 
underlying medical condition, concomitant therapy, or accident and no 
plausible temporal or biologic relationship exists between the investigational 
product and the event.
8.1.3
Outcome Categorization
The outcome of AEs must be recorded during the course of the study on the CRF. Outcomes are 
as follows:

Fatal

Not recovered/Not Resolved

Recovered/Resolved

Recovered/Resolved With Sequelae 

Recovering/Resolving

Unknown
8.1.4
Symptoms of the Disease Under Study
Symptoms of the disease under study should not be classed as AEs as long as they are within the 
normal day-to-day fluctuation or expected progression of the disease and are part of the efficacy 
data to be collected in the study; however, significant worsening of the symptoms should be 
recorded as an AE.

Shire
CONFIDENTIAL
Page 48
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
8.1.5
Pregnancy
All pregnancies are to be reported from the time informed consent is signed until the defined 
follow-up period stated in Section 7.1.3.
Any report of pregnancy for any female study participant must be reported within 24 hours to the 
Shire Global Pharmacovigilance and Risk Management Department using the Shire 
Investigational and Marketed Products Pregnancy Report Form. A copy of the Shire 
Investigational and Marketed Products Pregnancy Report Form (and any applicable follow-up 
reports) must also be sent to the CRO/Shire medical monitor using the details specified in the 
emergency contact information section of the protocol. The pregnant female study participant 
must be withdrawn from the study.
Every effort should be made to gather information regarding the pregnancy outcome and 
condition of the infant. It is the responsibility of the investigator to obtain this information within 
30 calendar days after the initial notification and approximately 30 calendar days postpartum. 
Pregnancy complications such as spontaneous abortion/miscarriage or congenital abnormality 
are considered SAEs and must be reported using the Shire Clinical Study Serious Adverse Event 
and Non-serious AEs Required by the Protocol Form. Note: An elective abortion is not 
considered an SAE.
In addition to the above, if the investigator determines that the pregnancy meets serious criteria, 
it must be reported as an SAE using the Shire Clinical Study Serious Adverse Event and 
Non-serious AEs Required by the Protocol Form as well as the Shire Investigational and 
Marketed Products Pregnancy Report Form. The test date of the first positive serum/urine -hCG 
test or ultrasound result will determine the pregnancy onset date.
8.1.6
Abuse, Misuse, Overdose, and Medication Error
Abuse, misuse, overdose, or medication error (as defined below) must be reported to the sponsor 
according to the SAE reporting procedure whether or not they result in an AE/SAE as described 
in Section 8.2. Note: The 24-hour reporting requirement for SAEs does not apply to reports of 
abuse, misuse, overdose, or medication errors unless these result in an SAE. 
The categories below are not mutually exclusive; the event can meet more than 1 category:

Abuse – Persistent or sporadic intentional intake of investigational product when used for a 
non-medical purpose (eg, to alter one’s state of consciousness or get high) in a manner that 
may be detrimental to the individual and/or society

Misuse – Intentional use of investigational product other than as directed or indicated at any 
dose (Note: This includes a situation where the investigational product is not used as directed 
at the dose prescribed by the protocol.)

Overdose – Intentional or unintentional intake of a dose of an investigational product 
exceeding a pre-specified total daily dose of 4 drops per eye of the product. 

Medication Error – An error made in prescribing, dispensing, administration, and/or use of 
an investigational product. For studies, medication errors are reportable to the sponsor only 
as defined below.

Shire
CONFIDENTIAL
Page 49
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Cases of subjects missing doses of the investigational product are not considered reportable as 
medication errors.
Medication errors should be collected/reported for all products under investigation.
The administration and/or use of the unassigned treatment is/are always reported as a medication 
error.
The administration and/or use of an expired investigational product should be reported as a 
medication error.
In cases of overdose, the investigator should determine if the medical monitor must be contacted 
for consultation.
Please refer to the Study Operations Manual for further details on reporting overdose and 
medication errors. An AE should only be reported if any of these events meets the definition of 
an AE as outlined in Section 8.1.
All investigational product provided to pediatric subjects should be administered or supervised 
by the parent(s)/guardian/legally authorized representative/caregiver.
8.2
Serious Adverse Event Procedures
8.2.1
Reference Safety Information
The reference for safety information for this study is the investigator’s brochure, which the 
sponsor has provided under separate cover to all investigators.
8.2.2
Reporting Procedures
All initial and follow-up SAE reports must be reported by the investigator to the Shire Global 
Pharmacovigilance and Risk Management Department and the CRO/Shire medical monitor 
within 24 hours of the first awareness of the event. Note: The 24-hour reporting requirement for 
SAEs does not apply to reports of abuse, misuse, overdose, or medication errors (see 
Section 8.1.6) unless they result in an SAE. 
The investigator must complete, sign, and date the Shire Clinical Study Serious Adverse Event 
and Non-serious AEs Required by the Protocol Form and verify the accuracy of the information 
recorded on the form with the corresponding source documents (Note: Source documents are not 
to be sent unless requested) and fax or e-mail the form to the Shire Global Pharmacovigilance 
and Risk Management Department. A copy of the Shire Clinical Study Serious Adverse Event 
and Non-serious AEs Required by the Protocol Form (and any applicable follow-up reports) 
must also be sent to the CRO/Shire medical monitor using the details specified in the emergency
contact information section of the protocol.

Shire
CONFIDENTIAL
Page 50
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
8.2.3
Serious Adverse Event Definition
An SAE is any untoward medical occurrence (whether considered to be related to investigational 
product or not) that at any dose:

Results in death

Is life-threatening. Note: The term “life-threatening” in the definition of “serious” refers to an 
event in which the subject was at risk of death at the time of the event; it does not refer to an 
event which hypothetically might have caused death if it was more severe.

Requires in-subject hospitalization or prolongation of existing hospitalization. Note: 
Hospitalizations, which are the result of elective or previously scheduled surgery for 
pre-existing conditions, which have not worsened after initiation of treatment, should not be 
classified as SAEs. For example, an admission for a previously scheduled ventral hernia 
repair would not be classified as an SAE; however, complication(s) resulting from a 
hospitalization for an elective or previously scheduled surgery that meet(s) serious criteria 
must be reported as SAE(s).

Results in persistent or significant disability/incapacity

Is a congenital abnormality/birth defect

Is an important medical event. Note: Important medical events that may not result in death, 
be life-threatening, or require hospitalization may be considered an SAE when, based upon 
appropriate medical judgment, they may jeopardize the subject and may require medical or 
surgical intervention to prevent 1 of the outcomes listed in this definition. Examples of such 
medical events include allergic bronchospasm requiring intensive treatment in an emergency 
room or at home, blood dyscrasias or convulsions that do not result in in subject 
hospitalization, or the development of drug dependency or drug abuse. 
8.2.4
Serious Adverse Event Collection Time Frame
All SAEs (regardless of relationship to study) are collected from the time the subject provides 
written informed consent (and assent, if applicable) until the defined follow-up period stated in 
Section 7.1.3 and must be reported to the Shire Global Pharmacovigilance and Risk Management 
Department and the CRO/Shire medical monitor within 24 hours of the first awareness of the 
event. 
In addition, any SAE(s) considered “related” to the investigational product and discovered by the 
investigator at any interval after the study has completed must be reported to the Shire Global 
Pharmacovigilance and Risk Management Department within 24 hours of the first awareness of 
the event.
8.2.5
Serious Adverse Event Onset and Resolution Dates
The onset date of the SAE is defined as the date the event meets serious criteria. The resolution 
date is the date the event no longer meets serious criteria, the date the symptoms resolve, or the 
date the event is considered chronic. In the case of hospitalizations, the hospital admission and 
discharge dates are considered the onset and resolution dates, respectively.

Shire
CONFIDENTIAL
Page 51
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
In addition, any signs or symptoms experienced by the subject after signing the informed consent 
form, or leading up to the onset date of the SAE, or following the resolution date of the SAE, 
must be recorded as an AE, if appropriate.
8.2.6
Fatal Outcome
Any SAE that results in the subject’s death (ie, the SAE was noted as the primary cause of death) 
must have fatal checked as an outcome with the date of death recorded as the resolution date. For 
all other events ongoing at the time of death that did not contribute to the subject’s death, the 
outcome should be considered not resolved, without a resolution date recorded.
For any SAE that results in the subject’s death or any ongoing events at the time of death, unless 
another investigational product action was previously taken (eg, drug interrupted, reduced, 
withdrawn), the action taken with the investigational product should be recorded as “dose not 
changed” or “not applicable” (if the subject never received investigational product). The 
investigational product action of “withdrawn” should not be selected solely as a result of the 
subject’s death. 
8.2.7
Regulatory Agency, Institutional Review Board, Ethics Committee, and Site 
Reporting
The sponsor and/or the clinical CRO is responsible for notifying the relevant regulatory 
authorities and Institutional Review Boards (IRBs)/ethics committees (ECs) of related, 
unexpected SAEs.
In addition, the sponsor and/or the clinical CRO is responsible for notifying active sites of all 
related, unexpected SAEs occurring during all interventional studies across the SHP640 
program. 
The investigator is responsible for notifying the local IRB, local EC, or relevant local regulatory 
authority of all SAEs that occur at his or her site as required.

Shire
CONFIDENTIAL
Page 52
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
9.
DATA MANAGEMENT AND STATISTICAL METHODS
9.1
Data Collection
The investigator’s authorized site personnel must enter the information required by the protocol 
on the CRF. A study monitor will visit each site in accordance with the monitoring plan and 
review the CRF data against the source data for completeness and accuracy. Discrepancies 
between source data and data entered on the CRF will be addressed by qualified site personnel. 
When a data discrepancy warrants correction, the correction will be made by authorized site 
personnel. Data collection procedures will be discussed with the site at the site initiation visit 
and/or at the investigator’s meeting. 
9.2
Clinical Data Management
Data are to be entered into a clinical database as specified in the CRF Completion Guidelines. 
Quality control and data validation procedures are applied to ensure the validity and accuracy of 
the clinical database.
Data are to be reviewed and checked for omissions, errors, and values requiring further 
clarification using computerized and manual procedures. Data queries requiring clarification are 
to be communicated to the site for resolution. Only authorized personnel will make corrections to 
the clinical database, and all corrections are documented in an auditable manner.
9.3
Data Handling Considerations
Data that may potentially unmask the treatment assignment (ie, investigational product serum 
concentrations, treatment allocation, and investigational product preparation/accountability data) 
will be handled with special care during the data cleaning and review process. These data will be 
handled in such a way that, prior to unmasking, any data that may unmask study team personnel 
will be presented as masked information or otherwise will not be made available. If applicable, 
unmasked data may be made available to quality assurance representatives for the purposes of 
conducting independent drug audits. 
9.4
Statistical Analysis Process
The study will be analyzed by the sponsor or its agent. 
The statistical analysis plan (SAP) will provide the statistical methods and definitions for the 
analysis of the efficacy and safety data as well as describe the approaches to be taken for 
summarizing other study information such as subject disposition, demographics and baseline 
characteristics, investigational product exposure, and prior and concomitant medications. The 
SAP will also include a description of how missing, unused, and spurious data will be addressed.
In addition to a final SAP for the final analysis, a separate SAP for the interim analysis will be 
finalized prior to unmasking and performing the interim analysis. The SAP for the final analysis 
will be finalized prior to unmasking of the study to preserve the integrity of the statistical 
analysis and study conclusions. 

Shire
CONFIDENTIAL
Page 53
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
All final statistical analyses will be performed after the database is locked and unmasked.
All statistical analyses will be performed using SAS(SAS Institute, Cary, NC 27513) Version 
9.2 or higher. 
9.5
Planned Interim Analysis, Adaptive Design, and Data Monitoring Committee
An unmasked interim analysis (IA) will be performed after ~50% subjects exit the trial in the 
modified intent-to-treat (mITT) population, with data to be analyzed entered into the database, 
queried, and discrepancies resolved. The purpose of the IA will be to assess the adequacy of the 
initial sample size estimation by evaluating conditional power for the primary comparison of 
SHP640 versus placebo on clinical resolution in the treatment of subjects with bacterial 
conjunctivitis in the study eye at Visit 3 (Day 5). There is no intention to stop early for efficacy 
or futility based on the results from the IA. 
The IA will be performed by an external unmasked independent statistician and/or unmasked 
programmers based on a prespecified interim SAP. The interim SAP will explicitly describe how 
the conditional power is to be calculated and the precise rules for altering the sample size 
depending on the potential results. The interim SAP will be finalized prior to IA. The interim 
statistical report including the results will be distributed only to a limited group of people who 
are not involved in the conduct of the trial. All sponsor, CRO, and site staff involved in the 
conduct of the trial must remain masked throughout the trial. Recommendation from the IA to 
increase the sample size may require an amendment to the study protocol. There is no inflation
of type I error from this IA because the sole purpose of the planned IA is to adjust the sample 
size by using the conditional power approach, and the sample size will be changed only under 
certain conditions (Mehta and Pocock, 2011). However, for conservativeness, two-sided 0.0001 
alpha will be spent for the proposed IA and a two-sided alpha of 0.0499 will be used for final 
analyses.
9.6
Sample Size Calculation and Power Considerations
The sample size was estimated for the primary comparison of SHP640 versus placebo on clinical 
resolution in the treatment of subjects with bacterial conjunctivitis in the study eye at Visit 3 
(Day 5) using nQuery Advisor 7.0. Subjects will be randomized 3:1:3 to receive either SHP640, 
PVP-I, or placebo within each age stratum. 
A sample size of 504 subjects (216 subjects in each of the SHP640 and placebo groups, 72 in 
PVP-I group) will ensure ~90% power to compare the SHP640 and placebo treatment groups 
assuming 61% and 45% subjects with clinical resolution, respectively, using Fisher’s Exact test 
at 2-sided 5% level of significance. All efficacy analyses will be based on the mITT with 
post-baseline last observation carried forward for the subjects with missing clinical resolution 
status as Visit 3 (Day 5).
An exploratory PVP-I arm (ie, 72 subjects in mITT and approximately 103 randomized subjects) 
will be included in the trial to provide parameter estimates on PVP-I treatment effect to inform 
future studies. No formal hypothesis testing will be conducted on the PVP-I arm. 

Shire
CONFIDENTIAL
Page 54
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
To ensure 504 subjects in the mITT population, approximately 854 subjects will be randomized 
in this study to account for the estimated ~40% reduction from ITT population to mITT 
population (approximately 366 subjects in each of SHP640 and placebo groups; approximately 
122 subjects in PVP-I group).
9.7
Study Population
The Safety Population will include all subjects who receive at least 1 dose of investigational 
product.
The Intent-to-Treat (ITT) Population will include all randomized subjects. 
The mITT Population consists of a subset of the ITT population who receive at least 1 dose of 
investigational product and have a positive bacterial culture (presence of 1 or more bacterial 
species at or above pathological threshold) at baseline in the study eye.
9.8
Efficacy Analyses
The analyses on primary, key secondary, secondary, and exploratory efficacy endpoints will be 
performed on the mITT population (unless specified otherwise) and will be presented by 
treatment group. 
Additional sensitivity analyses may be conducted in the ITT population.
For both efficacy and safety analyses, baseline is defined as the assessments taken prior to 
treatment at Visit 1 (Day 1).
9.8.1
Study Eye Designation
The study eye for analyses will be defined as follows, where an eligible eye is an eye with a 
score of at least 1 for both ocular conjunctival discharge and bulbar conjunctival redness at 
baseline (baseline is defined as the assessments taken prior to treatment at Visit 1 [Day 1]):

For subjects with both eyes eligible and both with a positive bacterial culture (presence of 1 
or more bacterial species at or above pathological threshold) at baseline or both eyes eligible 
and both with a non-positive bacterial culture (absence of any bacterial species at or above 
pathological threshold) at baseline, the study eye will be the eye with the highest global 
clinical score (sum of bulbar conjunctival injection and ocular conjunctival discharge) at 
baseline. If both eyes have the same global clinical score at baseline, then the study eye will 
be the right eye. 

For subjects with both eyes eligible with a positive bacterial culture in 1 eye at baseline, the 
baseline bacterial culture positive eye will be the study eye. 

For subjects with only 1 eligible eye, the eligible eye will be the study eye irrespective of its 
baseline bacterial culture result. 

Shire
CONFIDENTIAL
Page 55
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The study eye designation is summarized in the table below:
Eligible Eye(s)
Bacterial Culture Results
Study Eye
Both eyes
Both eyes positive
Highest global clinical score at Visit 1 (Day 1)
(or right eye if scores are the same)
Both eyes
Both eyes negative
Highest global clinical score at Visit 1 (Day 1)
(or right eye if scores are the same)
Both eyes
One eye positive
The bacterial culture positive eye at Visit 1 (Day 1) 
One eye
Positive or negative for either eye
The eligible eye 
9.8.2
Primary Efficacy Endpoint
The primary efficacy endpoint is clinical resolution status (defined as absence [ie, a score of 0] 
of bulbar conjunctival injection and ocular conjunctival discharge) in the study eye at Visit 3 
(Day 5) between SHP640 and placebo.
All efficacy analyses will be performed on the mITT population and presented by treatment 
groups. There is a single primary comparison for the single primary endpoint. Therefore, no 
adjustment of multiplicity is needed for the hypothesis testing for the primary objective. 
The primary efficacy endpoint of clinical resolution in the study eye at Visit 3 (Day 5) will be 
compared between the SHP640 and placebo group. The comparison will be based on the 
proportion of subjects with clinical resolution in the study eye at Visit 3 (Day 5) using Fisher’s 
Exact test at 2-sided 0.0499 significance level. 
If subjects have missing clinical resolution status at Visit 3 (Day 5), then the last post-baseline 
observation will be carried forward for the determination of clinical resolution of the study eye. 
The null hypothesis to be tested is that there is no difference in proportion of subjects with 
clinical resolution in the study eye between SHP640 ophthalmic solution and placebo with the 
alternative of the non-zero difference in the proportion with clinical resolution between them.
The proportion of subjects with clinical resolution will be compared with 2-sided Fisher’s Exact 
test at 4.99% level of significance.
Sensitivity analyses will be done on the primary efficacy endpoint using additional statistical 
method(s) including other methods of imputation of missing data. Sensitivity analyses may be 
conducted in the ITT population in addition to the mITT. In addition, descriptive statistics will 
be generated for the primary efficacy endpoint by treatment within the overall pediatric 
population (ie, birth to 18 years) and within each pediatric age stratum (<6 years and 6 to 
<18 years) in mITT. A detailed plan for primary analysis including additional sensitivity 
analyses will be described in the SAP.

Shire
CONFIDENTIAL
Page 56
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
9.8.3
Key Secondary Efficacy Endpoints
The key secondary efficacy endpoint is bacterial eradication status (defined as absence of all 
bacterial species present at or above pathological threshold at baseline) in the study eye at Visit 3 
(Day 5) between SHP640 and placebo.
All efficacy analyses will be performed on the mITT population and presented by treatment 
groups. In order to maintain the study-wide Type I error at 5.0%, the primary and key secondary 
hypotheses will be tested sequentially. Each hypothesis will be tested using Fisher’s Exact test at 
2-sided 4.99% level with null hypothesis of no difference in the proportion of subjects for the 
endpoint between the 2 treatment groups. 
First, the primary efficacy endpoint will be tested. Only if the null hypothesis for the primary 
efficacy endpoint is rejected at 4.99% level, then the key secondary efficacy endpoint of bacterial 
eradication will be tested to compare the proportion of subjects with bacterial eradication 
between the SHP640 and placebo treatment group. If subjects have missing bacterial eradication 
status at Visit 3 (Day 5), then the last post-baseline observation will be carried forward for the 
determination of bacterial eradication of the study eye. 
Sensitivity analyses will also be done on key secondary efficacy endpoints using similar methods 
as described above. In addition, descriptive statistics will be generated for the key secondary 
efficacy endpoint by treatment within the overall pediatric population (ie, birth to 18 years) and 
within each pediatric age stratum (<6 years and 6 to <18 years) in the mITT. Details on the 
analyses will be described in the SAP.
9.8.4
Secondary Efficacy Endpoints
All secondary efficacy analyses will be performed on the mITT population and presented by 
treatment group. No hypothesis testing is planned for the secondary efficacy endpoints. All 
secondary efficacy endpoint will be summarized by treatment groups using descriptive statistics 
at each assessment visit. Continuous endpoints will be summarized by number of subjects (n), 
mean, median, standard deviation, minimum, maximum, and confidence intervals (CIs). Binary 
endpoints will be summarized by number of subjects (n), frequencies, proportions, and CIs. Time 
to event endpoint will be summarized by Kaplan-Meier survival estimates.
Secondary efficacy endpoints are defined as follows:

Clinical resolution status of bacterial conjunctivitis at Visits 2 (Day 3), 4 (Day 8), and 5 
(Day 12) in the study eye

Bacterial eradication status (defined as absence of all bacterial species present at or above 
pathological threshold at baseline) as assessed by bacterial culture at Visits 2 (Day 3), 4 
(Day 8), and 5 (Day 12) in the study eye

Absolute and change from baseline of the individual clinical signs score (bulbar conjunctival 
injection and ocular conjunctival discharge) at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 
(Day 12) in the study eye

Shire
CONFIDENTIAL
Page 57
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018

The global clinical score (defined as the sum of bulbar conjunctival injection and ocular 
conjunctival discharge) and change from baseline in the global clinical score at Visits 2 
(Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in the study eye

Modified clinical resolution status, defined as a global clinical score of 0 or 1, at Visits 2 
(Day 3), 3 (Day 5), 4 (Day 8), and 5 (Day 12) in the study eye

Expanded clinical resolution status, defined as a global clinical score of 0, 1, or 2 with 
neither injection nor discharge having a score of 2, at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), 
and 5 (Day 12) in the study eye

Time to clinical resolution based upon assessments at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), 
and 5 (Day 12) in the study eye

Use of rescue medication
9.8.5
Exploratory Efficacy Endpoints
The ocular discomfort endpoints will be evaluated by absolute and change from baseline of 
ocular discomfort scores (or by the binary ocular discomfort endpoint for children younger than 
8 years of age) due to conjunctivitis symptoms at Visits 2 (Day 3), 3 (Day 5), 4 (Day 8), and 5 
(Day 12) (mITT population and ITT population). 
No hypothesis testing is planned for the exploratory efficacy endpoint. Exploratory endpoints 
will be summarized using methods similar to secondary endpoints.
9.9
Safety Analyses
Safety data will be presented for the safety population by treatment group and overall.
Safety data collected at baseline prior to treatment (Visit 1/Day 1) will be used as the baseline 
value for safety analysis.
Adverse events, including those suggestive of any local tolerability issues, will be coded using 
the Medical Dictionary for Regulatory Activities. The number of subjects and percentage with a 
TEAE as well as the number of TEAEs will be calculated overall, by system organ class, by 
preferred term, and by treatment group. Treatment-emergent adverse events will be further 
summarized by severity and relationship to investigational product. Adverse events related to 
investigational product, AEs leading to withdrawal, SAEs, and deaths will be similarly 
summarized and listed.
Generally, TEAEs will be presented separated by whether or not the AE was an ocular or a 
non-ocular AE.

Shire
CONFIDENTIAL
Page 58
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The following safety endpoints will be descriptively summarized by treatment group at each 
applicable visit:

BCVA

Slit lamp biomicroscopy

Lid 

Conjunctiva 

Cornea 

Anterior chamber 

Iris

Lens 

Non-dilated/dilated fundus examination

Vitreous 

Optic nerve 

Macula 

Urine pregnancy testing (for females of childbearing potential)
9.10
Other Analyses
No other analyses are planned in this study.

Shire
CONFIDENTIAL
Page 59
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
10.
SPONSOR’S AND INVESTIGATOR’S RESPONSIBILITIES
This study is conducted in accordance with current applicable regulations, ICH, European Union 
(EU) Directive 2001/20/EC and its updates, and local ethical and legal requirements.
In case of substantial amendment, approval from the Competent Regulatory Authority will be 
sought before implementation. 
The name and address of each third-party vendor (eg, CRO) used in this study will be maintained 
in the investigator’s and sponsor’s files, as appropriate.
10.1
Sponsor’s Responsibilities
10.1.1
Good Clinical Practice Compliance
The study sponsor and any third party to whom aspects of the study management or monitoring 
have been delegated will undertake their assigned roles for this study in compliance with all 
applicable industry regulations, ICH Good Clinical Practice (GCP) Guideline E6 (1996), EU 
Directive 2001/20/EC and its updates, as well as all applicable national and local laws and 
regulations.
Visits to sites are conducted by representatives of the study sponsor and/or the company 
organizing/managing the research on behalf of the sponsor to inspect study data, subjects’ 
medical records, and CRFs in accordance with current GCP and the respective local and 
(inter)national government regulations and guidelines. Records and data may additionally be 
reviewed by auditors or by regulatory authorities.
The sponsor ensures that local regulatory authority requirements are met before the start of the 
study. The sponsor (or a nominated designee) is responsible for the preparation, submission, and 
confirmation of receipt of any regulatory authority approvals required prior to release of 
investigational product for shipment to the site.
10.1.2
Indemnity/Liability and Insurance
The sponsor of this research adheres to the recommendations of the Association of British 
Pharmaceutical Industry Guidelines. If appropriate, a copy of the indemnity document is 
supplied to the investigator before study initiation, per local country guidelines.
The sponsor ensures that suitable clinical study insurance coverage is in place prior to the start of 
the study. An insurance certificate is supplied to CRO as necessary.
10.1.3
Public Posting of Study Information
The sponsor is responsible for posting appropriate study information on applicable websites. 
Information included in clinical study registries may include participating investigators’ names 
and contact information.

Shire
CONFIDENTIAL
Page 60
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
10.1.4
Submission of Summary of Clinical Study Report to Competent Authorities 
of Member States Concerned and Ethics Committees
The sponsor will provide a summary of the clinical study report to the competent authority of the 
member state(s) concerned as required by regulatory requirement(s) and to comply with the 
Community guideline on GCP. This requirement will be fulfilled within 6 months of the end of
the study completion date for pediatric studies and within 1 year for non-pediatric studies as per 
guidance. The sponsor will provide the ECs with a copy of the same summary.
10.1.5
Study Suspension, Termination, and Completion
The sponsor may suspend or terminate the study, or part of the study, at any time for any reason. 
If the study is suspended or terminated, the sponsor will ensure that applicable sites, regulatory 
agencies, and IRBs/ECs are notified as appropriate. Additionally, the discontinuation of a 
registered clinical study that has been posted to a designated public website will be updated 
accordingly.
The sponsor will make an end-of-study declaration to the relevant competent authority as 
required by Article 10 (c) of Directive 2001/20/EC.
10.2
Investigator’s Responsibilities
10.2.1
Good Clinical Practice Compliance
The investigator must undertake to perform the study in accordance with ICH GCP Guideline E6 
(1996), EU Directive 2001/20/EC and its updates, and applicable regulatory requirements and 
guidelines.
It is the investigator’s responsibility to ensure that adequate time and appropriately trained 
resources are available at the site prior to commitment to participate in this study. The 
investigator should also be able to estimate or demonstrate a potential for recruiting the required 
number of suitable subjects within the agreed recruitment period.
The investigator will maintain a list of appropriately qualified persons to whom the investigator 
has delegated significant study-related tasks and shall, upon request of the sponsor, provide 
documented evidence of any licenses and certifications necessary to demonstrate such 
qualification. Curriculum vitae for investigators and sub-investigators are provided to the study 
sponsor (or designee) before starting the study.
If a potential research subject has a primary care physician, the investigator should, with the 
subject’s consent, inform them of the subject’s participation in the study.
A coordinating principal investigator is appointed to review the final clinical study report for 
multicenter studies. Agreement with the final clinical study report is documented by the signed 
and dated signature of the principal investigator (single-site study) or coordinating principal 
investigator (multicenter study), in compliance with Directive 2001/83/EC as amended by 
Directive 2003/63/EC and ICH Guidance E3 (1995). 

Shire
CONFIDENTIAL
Page 61
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
The coordinating principal investigator will be assigned and selected based on the extent of their 
involvement in the study and experience in the therapeutic area.
10.2.2
Protocol Adherence and Investigator Agreement
The investigator and any sub-investigators must adhere to the protocol as detailed in this 
document. The investigator is responsible for enrolling only those subjects who have met
protocol eligibility criteria. Investigators are required to sign an investigator agreement to 
confirm acceptance and willingness to comply with the study protocol.
If the investigator suspends or terminates the study at their site, the investigator will promptly 
inform the sponsor and the IRB/EC and provide them with a detailed written explanation. The 
investigator will also return all investigational product, containers, and other study materials to 
the sponsor. Upon study completion, the investigator will provide the sponsor, IRB/EC, and 
regulatory agency with final reports and summaries as required by (inter)national regulations.
Communication with local IRBs/ECs to ensure accurate and timely information is provided at all 
phases during the study may be done by the sponsor, applicable CRO, investigator, or, for 
multicenter studies, coordinating principal investigator according to national provisions and will 
be documented in the investigator agreement.
10.2.3
Documentation and Retention of Records
10.2.3.1
Case Report Forms
Case report forms are supplied by the CRO and should be handled in accordance with 
instructions from the sponsor.
The investigator is responsible for maintaining adequate and accurate medical records from 
which accurate information is recorded onto eCRFs, which have been designed to record all 
observations and other data pertinent to the clinical investigation. Case report forms must be 
completed by the investigator or designee as stated in the site delegation log.
All data will have separate source documentation; no data will be recorded directly onto the 
eCRF.
All data sent to the sponsor must be endorsed by the investigator.
The clinical research associate (CRA)/study monitor will verify the contents against the source 
data per the monitoring plan. If the data are unclear or contradictory, queries are sent for 
corrections or verification of data. All corrections to the eCRF must indicate the reason for 
change. If corrections are made after the review and signature by the investigator, he or she must 
be made aware of the change, and his or her awareness must be documented by re-signing the 
eCRF.
10.2.3.2
Recording, Access, and Retention of Source Data and Study Documents
Original source data to be reviewed during this study will include but are not limited to the 
subject’s medical file, scales, ODS, and documented results of AdenoPlus test results.

Shire
CONFIDENTIAL
Page 62
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
All key data must be recorded in the subject’s medical records.
The investigator must permit authorized representatives of the sponsor; the respective national, 
local, or foreign regulatory authorities; the IRB/EC; and auditors to inspect facilities and to have 
direct access to original source records relevant to this study, regardless of media.
The CRA/study monitor (and auditors, IRB/EC, or regulatory inspectors) will check the CRF 
entries against the source documents. The consent form includes a statement by which the
subject agrees to the monitor/auditor from the sponsor or its representatives, national or local 
regulatory authorities, or the IRB/EC, having access to source data (eg, subject’s medical file, 
appointment books, original laboratory reports, X-rays, etc.). Non-study site personnel will not 
disclose any personal information or personal medical information.
These records must be made available within reasonable times for inspection and duplication, if 
required, by a properly authorized representative of any regulatory agency (eg, the US FDA, 
European Medicines Agency (EMA), United Kingdom Medicines and Healthcare products 
Regulatory Agency) or an auditor.
Essential documents must be maintained according to ICH GCP requirements and may not be 
destroyed without written permission from the sponsor.
10.2.3.3
Audit/Inspection
To ensure compliance with relevant regulations, data generated by this study must be available 
for inspection upon request by representatives of, for example, the US FDA (as well as other US 
national and local regulatory authorities), the EMA, the Medicines and Healthcare products 
Regulatory Agency, other regulatory authorities, the sponsor or its representatives, and the 
IRB/EC for each site.
10.2.3.4
Financial Disclosure
The investigator is required to disclose any financial arrangement during the study and for 1 year 
after, whereby the outcome of the study could be influenced by the value of the compensation for 
conducting the study, or other payments the investigator received from the sponsor. The 
following information is collected: any significant payments from the sponsor or subsidiaries 
such as a grant to fund ongoing research, compensation in the form of equipment, retainer for 
ongoing consultation, or honoraria; any proprietary interest in investigational product; and any 
significant equity interest in the sponsor or subsidiaries as defined in 21 CFR 54 2(b) (1998).
10.3
Ethical Considerations
10.3.1
Informed Consent
It is the responsibility of the investigator to obtain written informed consent and assent, where 
applicable, from all study subjects prior to any study-related procedures including screening 
assessments. All consent and assent documentation must be in accordance with applicable 
regulations and GCP.

Shire
CONFIDENTIAL
Page 63
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Each subject or the subject’s legally authorized representative, as applicable, is requested to sign 
and date the subject informed consent form or a certified translation if applicable, after the 
subject has received and read (or been read) the written subject information and received an 
explanation of what the study involves, including but not limited to the objectives, potential 
benefits and risk, inconveniences, and subject’s rights and responsibilities. A copy of the 
informed consent and assent documentation (ie, a complete set of subject information sheets and 
fully executed signature pages) must be given to the subject or the subject’s legally authorized 
representative, as applicable. This document may require translation into the local language. 
Signed consent forms must remain in each subject’s study file and must be available for 
verification at any time.
Within the source documents, site personnel should document instruction of and understanding 
by the parent(s)/guardian/legally authorized representative/caregiver of the safe, responsible 
storage and administration of investigational product to the study subject.
The principal investigator provides the sponsor with a copy of the consent form and assent form, 
where applicable, that was reviewed by the IRB/EC and received their favorable 
opinion/approval. A copy of the IRB/EC’s written favorable opinion/approval of these 
documents must be provided to the sponsor prior to the start of the study unless it is agreed to 
and documented (abiding by regulatory guidelines and national provisions) prior to study start 
that another party (ie, sponsor or coordinating principal investigator) is responsible for this 
action. Additionally, if the IRB/EC requires modification of the sample subject information and 
consent document provided by the sponsor, the documentation supporting this requirement must 
be provided to the sponsor.
10.3.2
Institutional Review Board or Ethics Committee
For sites outside the EU, it is the responsibility of the investigator to submit this protocol, the 
informed consent document (approved by the sponsor or their designee), relevant supporting 
information and all types of subject recruitment information to the IRB/EC for review, and all 
must be approved prior to site initiation.
The applicant for an EC opinion can be the sponsor or investigator for sites within the EU; for 
multicenter studies, the applicant can be the coordinating principal investigator or sponsor, 
according to national provisions.
Responsibility for coordinating with IRBs/ECs is defined in the investigator agreement.
Prior to implementing changes in the study, the sponsor and the IRB/EC must approve any 
revisions of all informed consent documents and amendments to the protocol unless there is a 
subject safety issue.
Investigational product supplies will not be released until the CRO has received written IRB/EC 
approval of and copies of revised documents.

Shire
CONFIDENTIAL
Page 64
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
For sites outside the EU, the investigator is responsible for keeping the IRB/EC apprised of the 
progress of the study and of any changes made to the protocol, but in any case at least once a 
year; this can be done by the sponsor or investigator for sites within the EU, or for multicenter 
studies, it can be done by the coordinating principal investigator, according to national 
provisions. The investigator must also keep the local IRB/EC informed of any serious and 
significant AEs.
10.4
Privacy and Confidentiality
All US-based sites and laboratories or entities providing support for this study, must, where 
applicable, comply with the Health Insurance Portability and Accountability Act (HIPAA) of 
1996. A site that is not a covered entity as defined by HIPAA must provide documentation of 
this fact to the CRO.
The confidentiality of records that may be able to identify subjects will be protected in 
accordance with applicable laws, regulations, and guidelines.
After subjects have consented to take part in the study, the sponsor and/or its representatives 
reviews their medical records and data collected during the study. These records and data may, in 
addition, be reviewed by others including the following: independent auditors who validate the 
data on behalf of the sponsor; third parties with whom the sponsor may develop, register, or 
market SHP640; national or local regulatory authorities; and the IRB(s)/EC(s) which gave 
approval for the study to proceed. The sponsor and/or its representatives accessing the records 
and data will take all reasonable precautions in accordance with applicable laws, regulations, and 
guidelines to maintain the confidentiality of subjects’ identities.
Subjects are assigned a unique identifying number; however, other information (eg, initials and 
date of birth if the local law permits) may also be collected and used to assist the sponsor to 
verify the accuracy of the data (eg, to confirm that laboratory results have been assigned to the 
correct subject). 
The results of studies – containing subjects’ unique identifying number, relevant medical 
records, and possibly initials and dates of birth – will be recorded. They may be transferred to 
and used in other countries that may not afford the same level of protection that applies within 
the countries where this study is conducted. The purpose of any such transfer would include: to 
support regulatory submissions, to conduct new data analyses to publish or present the study 
results, or to answer questions asked by regulatory or health authorities.
10.5
Study Results/Publication Policy
Shire will endeavor to publish the results of all qualifying, applicable, and covered studies 
according to external guidelines in a timely manner regardless of whether the outcomes are 
perceived as positive, neutral, or negative. Additionally, Shire adheres to external guidelines (eg, 
Good Publication Practices 2) when forming a publication steering committee, which is done for 
large, multicenter Phase 2-4 and certain other studies as determined by Shire. The purpose of the 
publication steering committee is to act as a non-commercial body that advises or decides on 
dissemination of scientific study data in accordance with the scope of this policy.

Shire
CONFIDENTIAL
Page 65
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
All publications relating to Shire products or projects must undergo appropriate technical and 
intellectual property review, with Shire agreement to publish prior to release of information. The 
review is aimed at protecting the sponsor’s proprietary information existing either at the 
commencement of the study or generated during the study. To the extent permitted by the 
publisher and copyright law, the principal investigator will own (or share with other authors) the 
copyright on his/her publications. To the extent that the principal investigator has such sole, joint 
or shared rights, the principal investigator grants the sponsor a perpetual, irrevocable, 
royalty-free license to make and distribute copies of such publications.
The term “publication” refers to any public disclosure including original research articles, review 
articles, oral presentations, abstracts and posters at medical congresses, journal supplements, 
letters to the editor, invited lectures, opinion pieces, book chapters, electronic postings on
medical/scientific websites, or other disclosure of the study results, in printed, electronic, oral or 
other form.
Subject to the terms of the paragraph below, the investigator shall have the right to publish the 
study results, and any background information provided by the sponsor that is necessary to 
include in any publication of study results, or necessary for other scholars to verify such study 
results. Notwithstanding the foregoing, no publication that incorporates the sponsor’s 
confidential information shall be submitted for publication without the sponsor’s prior written 
agreement to publish and shall be given to the sponsor for review at least 60 days prior to 
submission for publication. If requested in writing by Shire, the institution and principal 
investigator shall withhold submission of such publication for up to an additional 60 days to 
allow for filing of a patent application.
If the study is part of a multicenter study, the first publication of the study results shall be made 
by the sponsor in conjunction with the sponsor’s presentation of a joint, multicenter publication 
of the compiled and analyzed study results. If such a multicenter publication is not submitted to a 
journal for publication by the sponsor within an 18-month period after conclusion, abandonment, 
or termination of the study at all sites, or after the sponsor confirms there shall be no multicenter 
study publication of the study results, an investigator may individually publish the study results 
from the specific site in accordance with this section. The investigator must, however, 
acknowledge in the publication the limitations of the single-site data being presented.
Unless otherwise required by the journal in which the publication appears, or the forum in which 
it is made, authorship will comply with the International Committee of Medical Journal Editors 
(ICMJE) current standards. Participation as an investigator does not confer any rights to 
authorship of publications.

Shire
CONFIDENTIAL
Page 66
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
11.
REFERENCES
American Academy of Pediatrics 2016. Visual system assessment in infants, children, and young 
adults by pediatricians. Pediatrics, 137, 28-30.
Azari, A. A. & Barney, N. P. 2013. Conjunctivitis: a systematic review of diagnosis and 
treatment. Jama, 310, 1721-9.
Betadine 2004. Betadine Prescribing Information.
Capriotti, J. A., Stewart, K. P. & Pelletier, J. 2010. The unique challenges of viral conjunctivitis -
Its similarities to bacterial infection belie key differences that impact clinical care 
[Online]. Ophthalmology Management. Available: 
http://www.ophthalmologymanagement.com/articleviewer.aspx?articleid=104651
[Accessed].
CDC. 2010. Conjunctivitis (pink eye) [Online]. Centers for Disease Control and Prevention. 
Available: http://www.cdc.gov/conjunctivitis/clinical.html [Accessed].
Chen, C. J. & Starr, C. E. 2008. Epidemiology of gram-negative conjunctivitis in neonatal 
intensive care unit patients. Am J Ophthalmol, 145, 966-970.e2.
Dias, C., Gonçalves, M. & João, A. 2013. Epidemiological study of hospital-acquired bacterial 
conjunctivitis in a level III neonatal unit. Sci World J, 1-5.
Donahue, S. P. & Baker, C. N. 2016. Procedures for the Evaluation of the Visual System by 
Pediatricians. Pediatrics, 137.
Ford, E., Nelson, K. E. & Warren, D. 1987. Epidemiology of epidemic keratoconjunctivitis. 
Epidemiol Rev, 9, 244-61.
Gordon, Y. J., Gordon, R. Y., Romanowski, E. & Araullo-Cruz, T. P. 1993. Prolonged recovery 
of desiccated adenoviral serotypes 5, 8, and 19 from plastic and metal surfaces in vitro. 
Ophthalmology, 100, 1835-9; discussion 1839-40.
Haas, J., Larson, E., Ross, B., See, B. & Saiman, L. 2005. Epidemiology and diagnosis of 
hospital-acquired conjunctivitis among neonatal intensive care unit patients. Pediatr 
Infect Dis J, 24, 586-589.
Leibowitz, H. M. 1991. Antibacterial effectiveness of ciprofloxacin 0.3% ophthalmic solution in 
the treatment of bacterial conjunctivitis. American Journal of Ophthalmology, 112, 29S-
33S.
Maxidex 2007. Maxidex Prescribing Information.
Mehta, C. R. & Pocock, S. J. 2011. Adaptive increase in sample size when interim results are 
promising: a practical guide with examples. Statistics in medicine, 30, 3267-84.
Nauheim, R. C., Romanowski, E. G., Araullo-Cruz, T., Kowalski, R. P., Turgeon, P. W., Stopak, 
S. S. & Gordon, Y. J. 1990. Prolonged recoverability of desiccated adenovirus type 19 
from various surfaces. Ophthalmology, 97, 1450-3.
O'Brien, T. P., Jeng, B. H., McDonald, M. & Raizman, M. B. 2009. Acute conjunctivitis: truth 
and misconceptions. Curr Med Res Opin, 25, 1953-61.
Patel, P. B., Diaz, M. C. G., Bennett, J. E. & Attia, M. W. 2007. Clinical features of bacterial 
conjunctivitis in children. Clin Investigations, 1-5.
Pelletier, J. S., Stewart, K., Trattler, W., Ritterband, D. C., Braverman, S., Samson, C. M., Liang, 
B. & Capriotti, J. A. 2009. A combination povidone-iodine 0.4%/dexamethasone 0.1% 
ophthalmic suspension in the treatment of adenoviral conjunctivitis. Adv Ther, 26, 776-
83.

Shire
CONFIDENTIAL
Page 67
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
Pelletier, M. R., Casella, L. G., Jones, J. W., Adams, M. D., Zurawski, D. V., Hazlett, K. R., Doi, 
Y. & Ernst, R. K. 2013. Unique structural modifications are present in the 
lipopolysaccharide from colistin-resistant strains of Acinetobacter baumannii. Antimicrob 
Agents Chemother, 57, 4831-40.
Pocock, S. J. & Simon, R. 1975. Sequential treatment assignment with balancing for prognostic 
factors in the controlled clinical trial. Biometrics, 31, 103-15.
Rours, I. G. I. J. G., Hammerschlag, M. R., Ott, A., De Faber, T. J. T. H. N., Verbrugh, H. A., de 
Groot, R. & Verkooyen, R. P. 2008. Chlamydia trachomatis as a cause of neonatal 
conjunctivitis in Dutch infants. Pediatrics, 121, e321.
Statham, M. O., Sharma, A. & Pane, A. R. 2008. Misdiagnosis of acute eye diseases by primary 
health care providers: incidence and implications. Med J Aust, 189, 402-4.
Visscher, K. L., Hutnik, C. M. & Thomas, M. 2009. Evidence-based treatment of acute infective 
conjunctivitis: Breaking the cycle of antibiotic prescribing. Can Fam Physician, 55, 
1071-5.

Shire
CONFIDENTIAL
Page 68
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
12.
APPENDICES

Shire
CONFIDENTIAL
Page 70
SHP640-303 Protocol Amendment 4
SHP640 (FST-100)
31 Jul 2018
APPENDIX 2
SCALES AND ASSESSMENTS
All scales assessments referenced in the protocol, including procedural instructions for the 
investigator, are in the Study Operations Manual and the Laboratory Manual (provided upon 
request).