Liraglutide in Type 1 Diabetes
Phase: PHASE3
Conditions: Type 1 Diabetes
Sponsor: University at Buffalo

 
University at Buffalo Institutional Review Board (UBIRB) 
Office of Research Compliance | Clinical and Translational Research Center Room 5018 
875 Ellicott St. | Buffalo, NY 14203 
UB Federalwide Assurance ID#: FWA00008824 
Page 1 of 48 
 
 
PROTOCOL TITLE: 
Include the full protocol title. 
Response:  Liraglutide in Type 1 Diabetes 
 
PRINCIPAL INVESTIGATOR: 
Response:  
Principal Investigator:  
Paresh Dandona, MBBS, PhD 
Co- Investigators: 
 
Husam Ghanim, PhD 
 
 
 
 
Antoine Makdissi, MD 
 
 
 
Paresh Dandona, M.B.B.S., Ph.D., F.R.C.P, F.A.C.P, F.A.C.C, FACE, 
SUNY Distinguished Professor, 
Director, Diabetes-Endocrinology Center of Western NY 
Chief of Endocrinology, Diabetes, Endocrinology and Metabolism, SUNY at Buffalo 
1000 Youngs Road, Suite 105, Williamsville NY 14221 
Telephone: (716) 535-1850 
Fax: 716-639-1200 
E-mail: pdandona@kaleidahealth.org 
 
VERSION: 
Include the version date or number. 
Response: 10/04/2018 
 
 
GRANT APPLICABILITY: 
Indicate whether this protocol is funded by a grant (e.g. NIH, foundation grant).  
For a grant with multiple aims, indicate which aims are covered by this research 
proposal. 
NOTE: This question does not apply to studies funded by a sponsor contract. 
Include a copy of the grant proposal with your submission.     
Response: National Institutes of Health (NIH ) 
 

 
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IRB Version: OCT2018 
 
 

 
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IRB Version: OCT2018 
 
Complete Research Protocol (HRP-503) 
 
Table of Contents 
Template Instructions.......................................................................................................... 4 
1.0 
Objectives ................................................................................................................ 6 
2.0 
Scientific Endpoints ................................................................................................. 7 
3.0 
Background .............................................................................................................. 8 
4.0 
Study Design .......................................................................................................... 11 
5.0 
Local Number of Subjects ..................................................................................... 11 
6.0 
Inclusion and Exclusion Criteria ............................................................................ 12 
7.0 
Vulnerable Populations .......................................................................................... 13 
8.0 
Eligibility Screening .............................................................................................. 14 
9.0 
Recruitment Methods ............................................................................................. 14 
10.0 Procedures Involved............................................................................................... 15 
11.0 Study Timelines ..................................................................................................... 22 
12.0 Setting .................................................................................................................... 22 
13.0 Community-Based Participatory Research ............................................................ 23 
14.0 Resources and Qualifications ................................................................................. 24 
15.0 Other Approvals ..................................................................................................... 25 
16.0 Provisions to Protect the Privacy Interests of Subjects .......................................... 25 
17.0 Data Management and Analysis ............................................................................ 26 
18.0 Confidentiality ....................................................................................................... 29 
A. 
Confidentiality of Study Data ............................................................................ 29 
B. 
Confidentiality of Study Specimens ................................................................... 30 
19.0 Provisions to Monitor the Data to Ensure the Safety of Subjects .......................... 31 
20.0 Withdrawal of Subjects .......................................................................................... 35 
21.0 Risks to Subjects .................................................................................................... 35 
22.0 Potential Benefits to Subjects ................................................................................ 37 
23.0 Compensation for Research-Related Injury ........................................................... 38 
24.0 Economic Burden to Subjects ................................................................................ 38 
25.0 Compensation for Participation ............................................................................. 38 
26.0 Consent Process ..................................................................................................... 39 
27.0 Waiver or Alteration of Consent Process ............................................................... 44 
28.0 Process to Document Consent ............................................................................... 44 
29.0 Multi-Site Research (Multisite/Multicenter Only)................................................. 45 
30.0 Banking Data or Specimens for Future Use .......................................................... 46 
31.0 Drugs or Devices.................................................................................................... 47 
32.0 Humanitarian Use Devices .................................................................................... 48 
 
 
 

 
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Template Instructions 
Sections that do not apply: 
• In several sections, the addition of checkboxes for Not Applicable have been 
added to the template as responses.   
o If an N/A checkbox is present, select the appropriate justification 
from the list.   
o If an N/A checkbox is not present, or if none of the existing 
checkboxes apply to your study, you must write in your own 
justification. 
• In addition: 
o For research where the only study procedures are records/chart 
review:  Sections 19, 20, 22, 23, 24, 25, 31, and 32 do not apply. 
o For exempt research:  Sections 31 and 32 do not apply. 
 
Studies with multiple participant groups: 
 
• If this study involves multiple participant groups (e.g. parents and children), 
provide information in applicable sections for each participant group. Clearly 
label responses when they differ.  For example: 
Response:  
Intervention Group:  
 
Control Group: 
 
Formatting: 
• Do not remove template instructions or section headings when they do not apply 
to your study. 
If you are pasting information from other documents using the “Merge Formatting” 
Paste option will maintain the formatting of the response boxes. 
Amendments: 
• When making modifications or revisions to this and other documents, use the 
Track Changes function in Microsoft Word. 
• Update the version date or number on Page 3. 
 
 

 
Page 5 of 48 
IRB Version: OCT2018 
PROTOCOL TITLE: 
Include the full protocol title. 
Response:  Liraglutide in Type 1 Diabetes 
 
PRINCIPAL INVESTIGATOR: 
Response:  
Principal Investigator:  
Paresh Dandona, MBBS, PhD 
Co- Investigators: 
 
Husam Ghanim, PhD 
 
 
 
 
Antoine Makdissi, MD 
 
 
 
Paresh Dandona, M.B.B.S., Ph.D., F.R.C.P, F.A.C.P, F.A.C.C, FACE, 
SUNY Distinguished Professor, 
Director, Diabetes-Endocrinology Center of Western NY 
Chief of Endocrinology, Diabetes, Endocrinology and Metabolism, SUNY at Buffalo 
1000 Youngs Road, Suite 105, Williamsville NY 14221 
Telephone: (716) 535-1850 
Fax: 716-639-1200 
E-mail: pdandona@kaleidahealth.org 
 
VERSION: 
Include the version date or number. 
Response: 10/04/2018 
 
 
GRANT APPLICABILITY: 
Indicate whether this protocol is funded by a grant (e.g. NIH, foundation grant).  
For a grant with multiple aims, indicate which aims are covered by this research 
proposal. 
NOTE: This question does not apply to studies funded by a sponsor contract. 
Include a copy of the grant proposal with your submission.     
Response: National Institutes of Health (NIH ) 
 
 

 
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IRB Version: OCT2018 
RESEARCH REPOSITORY: 
Indicate where the research files will be kept, including when the study has been 
closed.  The repository should include, at minimum, copies of IRB 
correspondence (approval, determination letters) as well as signed consent 
documents.  This documentation should be maintained for 3 years after the study 
has been closed.   
Response: Diabetes Endocrinology Research Center of WNY 
Location: 1000 Youngs Road 
Suite 105 
Williamsville NY 14221 
Department: Diabetes Endocrinology  
1.0 Objectives 
1.1 Describe the purpose, specific aims, or objectives of this research. 
Response:  
Specific Aims: 
The control of glucose homeostasis in subjects with type 1 diabetes is fragile since exogenous 
insulin cannot compensate for changing requirements and is not precise either in terms of the dose 
or the bio-availability of the insulin injected. Furthermore, in the near total absence of insulin 
secretion, the physiological post prandial inhibition of glucagon secretion by the α-cell is also 
probably deficient in all patients with type 1 diabetes. Thus, there is a need for therapies beyond 
insulin that can further improve glycemic control and reduce fluctuations in glucose in these 
subjects. We have recently shown that Liraglutide, a glucagon like peptide (GLP)-1 analogue with 
duration of action of 24 hours, when added to insulin in subjects with well controlled type 1 
diabetes reduces mean and standard deviation of blood glucose, HbA1c and insulin requirements. 
Since C-peptide concentrations did not alter following Liraglutide, it is likely that the suppression 
of glucagon may have contributed to this effect. The glucose lowering effects of GLP-1 agonists 
are well established in subjects with type 2 diabetes, however, these have not been studied 
prospectively in subjects with type 1 diabetes. We have, therefore, designed this study to investigate 
the central hypothesis that in patients with type 1 diabetes, Liraglutide has a glucose lowering 
effect. A major secondary objective of this study is to elucidate the mechanisms responsible for its 
glucose lowering effects and those involved in reducing the insulin dose. The specific aims of this 
proposal are: 
 
Hypothesis 1: Treatment with Liraglutide in patients with type 1 diabetes decreases HbA1c, 
fasting, postprandial and the overall mean glucose concentrations while decreasing the dose of 
insulin required. 
Aim 1.1: To compare the HbA1c, mean fasting, glucose, mean weekly glucose, standard deviation 
of weekly blood glucose concentrations as recorded by continuous glucose monitoring and the dose 
of insulin required prior to and following 52 weeks of treatment with liraglutide daily.  
Aim 1.2: To compare the postprandial glucose concentrations following a test meal before and 
after 52 weeks of treatment with liraglutide daily.   
 
Hypothesis 2: Treatment with Liraglutide in patients with type 1 diabetes decreases basal and 
postprandial glucagon concentrations and increases basal and postprandial C-peptide 
concentrations. 

 
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Aim 2.1: To compare the basal and postprandial glucagon and C-peptide concentrations following 
a test meal before and after 52 weeks of treatment with liraglutide daily. 
 
Hypothesis 3: Treatment with Liraglutide in patients with type 1 diabetes delays gastric emptying. 
Aim 3.1: To compare the gastric emptying as measured by acetaminophen absorption before and 
after treatment with liraglutide. 
 
Hypothesis 4: Treatment with Liraglutide in patients with type 1 diabetes improves treatment 
satisfaction and quality of life. 
Aim 4.1: To assess treatment satisfaction and estimate preference weighted treatment satisfaction 
score using components of a previously validated Diabetes specific Quality of Life Scale 
(DSQOLS). 
Aim4.2: To assess quality of life with validated instruments including DSQOLS and Problem 
Areas in Diabetes Survey (PAID). 
1.2 
State the hypotheses to be tested, if applicable. 
NOTE:  A hypothesis is a specific, testable prediction about what you expect to 
happen in your study that corresponds with your above listed objectives. 
Response: Hypothesis 1: Treatment with Liraglutide in patients with type 1 diabetes decreases 
HbA1c, fasting, postprandial and the overall mean glucose concentrations while decreasing the 
dose of insulin required. 
 
Hypothesis 2: Treatment with Liraglutide in patients with type 1 diabetes decreases basal and 
postprandial glucagon concentrations and increases basal and postprandial C-peptide 
concentrations. 
 
Hypothesis 3: Treatment with Liraglutide in patients with type 1 diabetes delays gastric emptying. 
 
Hypothesis 4: Treatment with Liraglutide in patients with type 1 diabetes improves treatment 
satisfaction and quality of life. 
 
2.0 Scientific Endpoints 
 
2.1    Describe the scientific endpoint(s), the main result or occurrence under 
study.   
 
NOTE:  Scientific endpoints are outcomes defined before the study begins to determine 
whether the objectives of the study have been met and to draw conclusions from the data.  
Include primary and secondary endpoints.  Some example endpoints are:  reduction of 
symptoms, improvement in quality of life, or survival.  Your response should not be a 
date.   
Response:  
The focus of the proposed research is to evaluate the effect of liraglutide on mean weekly glucose 
concentrations over the period of 52 weeks of treatment. The primary endpoint of the study is to 
detect a difference in HbA1c after 26 weeks of treatment with Liraglutide or placebo.  
 
The secondary end points based on glycemic changes will include the difference between the two 
groups in standard deviations of the mean weekly glucose concentrations, mean fasting and weekly 
blood glucose concentrations, HbA1c, the duration of time spent in hyperglycemia (>150mg/dl, > 

 
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200mg/dl, > 250mg/dl) and insulin dosage. A reduction in the area under curve following the meal 
will constitute another secondary end point. The other secondary end-points of the study will be 
the difference between the two groups at 52 weeks following meal challenge in the 1)C-peptide, 
glucagon, GLP-1 and GIP concentrations, 2) Area under curve of glucose concentrations following 
meal challenge, and 3) gastric emptying. Between group comparisons of the magnitude of change 
from baseline will also be made for these glycemia related secondary endpoints. The statistical 
analysis will be carried out using ANCOVA and tested at the 0.05 level. The relation between 
change in postprandial sugars, glucagon, GLP-1, GIP-1 and gastric emptying will be studied by 
regression analysis to evaluate the relative contribution of each of these parameters to the 
improvement in post-prandial blood sugars. Change in the quality of life with validated instruments 
including DSQOLS and Problem Areas in Diabetes Survey (PAID) will also constitute secondary 
endpoint. 
 
3.0 Background 
3.1 Provide the scientific or scholarly background, rationale, and significance 
of the research based on the existing literature and how it will contribute to 
existing knowledge.  Describe any gaps in current knowledge.  Include 
relevant preliminary findings or prior research by the investigator.  
Response:  
The treatment of type 1 diabetes is based on insulin replacement since the auto-immune destruction 
of β-cells leads to a near total loss of endogenous insulin reserve. The evolution of therapy in type 
1 diabetes since the discovery of insulin in 1921 by Banting and Best has largely been based on 
modifications of insulin preparations or modifications of the insulin molecule (insulin analogs) to 
allow variable bio-availability(1, 2). Different ways of delivering insulin and monitoring glucose 
through subcutaneous insulin infusion pumps and continuous glucose monitoring systems have also 
been devised. Inspite of these advances, the control of glucose homeostasis in subjects with type 1 
diabetes continues to be challenging since exogenous insulin cannot compensate totally for 
changing requirements and is still not precise either in terms of the dose or the bio-availability of 
the insulin injected (3, 4). Furthermore, in the near total absence of endogenous insulin secretion, 
the physiological post prandial inhibition of glucagon secretion by the α-cell is probably deficient 
in all type 1 diabetics, which may also contribute to the variability and unpredictability of glucose 
control with exogenous insulin alone(5). The concomitant use of metformin or pramlintide helps 
in some patients but the results are far from consistent and, therefore, these agents have not made 
an impact on the treatment of this condition(6). Thus, there is a need for therapies beyond insulin 
that can further improve glycemic control and reduce fluctuations in glucose in these subjects.  
A recent trial of liraglutide, a glucagon like peptide (GLP)-1 analogue with a 24 hour duration of 
action, in 13 patients with type 1 diabetes led to a remarkable reduction in the excursions of blood 
glucose, both highs and lows, following meals and through the 24 hours within the first 2 days of 
treatment in all 13 subjects (7)(see preliminary data section). The mean glucose concentrations fell 
significantly from 136 to 111 mg/dl and the mean HbA1c fell significantly from 6.45 to 6.1% in 8 
subjects who continued liraglutide for 24 weeks. The SD of glucose readings fell from 52 to 28. 
Remarkably, the requirement of insulin fell from 51 units to 28 units daily. The treatment also led 
to a reduction in appetite and to weight loss even during the short period of treatment for 9 weeks. 
The patients felt remarkably better and secure in terms of the ‘predictability and stability’ of 
glycemic and appetite control (7). The improvement in glycemia with the reduction in insulin 
requirements within days of starting treatment with liraglutide could be an evidence of insulin 
sensitization and /or endogenous insulinogenesis. Since C-peptide concentrations did not alter 
following the short term administration of liraglutide, it is likely that the suppression of glucagon 
may have contributed to this effect. It is also possible that the improvement in glucose homeostasis 

 
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could partly have been due to a decrease in carbohydrate intake and reduced rate of gastric 
emptying, both of which are known actions of GLP-1 analogues (8, 9). 
A recent study has shown that GLP-1 infusion suppresses basal and arginine induced glucagon 
secretion in subjects with type 1 diabetes(10). GLP-1 infusion also completely prevents  the rise in 
post-prandial glucose or glucagon concentrations in these patients(11). A study by Rother et al on 
the effect of exenatide after a meal also showed a trend towards a reduction in the increase of 
glucagon after a meal for the first 45 min although there was no significant overall effect(12). In 
view of the 24 hour duration of action of liraglutide, it is possible that it may exert a protracted 
suppressive effect on glucagon and thus, decrease post prandial increases in glucagon 
concentrations which in turn would reduce post prandial excursions of glucose. The importance of 
glucagon in inducing hyperglycemia is further strengthened by the observation that glucagon 
receptor knockout mice do not develop diabetes inspite of complete  cell destruction by 
streptozotocin(13). Fasting as well as postprandial blood sugar concentrations were normal in these 
animals. 
Our recent observations, mentioned above and described in greater detail below, could provide a 
potentially potent and significant advance in the treatment of type 1 diabetes if our investigations 
demonstrate that the use of liraglutide, a GLP-1 agonist, not only reduces glycemia but it reduces 
the magnitude of excursions of glucose even in stable, well controlled type 1 diabetics. This study 
will be the first randomized controlled prospective double blind study investigating the effect of 
liraglutide in such patients. If this drug is shown to be consistently effective, it will provide a major 
advance in the treatment of hyperglycemia and unpredictable alterations in glucose concentrations 
in type 1 diabetes, a disease that is newly diagnosed in 15000 children per year in the US and 
currently affects 3 million Americans(14).  
 
Patients with type 1 diabetes can be overwhelmed with burdens of the illness and complications. 
They can also be equally frustrated by hypoglycemic reactions or glucose fluctuation with treatment 
regimen. These burdens and frustrations accompanied with worries have significant adverse impact 
on patient’s quality of life. Emotional distress and poor quality of life further correlate with poor 
adherence to treatment regimen and poor glycemic control. Patient- assessed psychosocial distress 
and quality of life become important measures in evaluation of new treatment regimen in type 1 
diabetes patients.    
The diabetes specific quality of life scale (DSQOLS) was developed to measure quality of life of 
type 1 diabetes patients. It consists of a preference-weighted treatment satisfaction measure and six 
homogeneous subscales assessing quality of life in the following domains: social relations, leisure 
time flexibility, physical complaints, worries about future, diet restrictions, and daily hassles. The 
original DSQOLS was validated in a cross sectional study to assess quality of diabetes care in a 
representative community level sample of patients with type 1diabetes. The questionnaire took 
about 10-20 min to complete. All six subscales had high degrees of internal consistency with 
homogeneity coefficients (Cronbach’s α) exceeding 0.7.  The validity of the subscales was justified 
by statistical correlations with the already validated positive well-being scale. Subsequent studies 
using this questionnaire demonstrated evidence of sufficient discriminant validity of the 
questionnaire to distinguish between different treatment regimen and evidence of responsiveness 
to treatments.  
The problem areas in Diabetes survey (PAID) questionnaire is a 20-item scale, single factor 
measure of diabetes related psychosocial distress including frustration, fear, worry, depressed 
mood, guilt, denial, and desperation. It was validated with key psychometric attributes, including 
reliability, validity, and responsiveness. These psychometric tests indicate that the PAID 
questionnaire possesses high internal reliability with Cronbach’s α of 0.95. It was significantly 
associated with other relevant psychosocial measures of distress. It was strongly correlated with 
clinical variables including regimen adherence, diabetic complications, and glycemic control. It 

 
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was also linked to long term glycemic control at over 1 year. It is sensitive to change with diabetes 
treatment interventions with effect size ranged from 0.32 to 0.64. 
This study will evaluate the impact of liraglutide as additional treatment in type 1 diabetes 
patients on their quality of life and treatment satisfaction. The quality of life will be assessed 
comprehensively with the DSQOLS and PAID instruments.  Each of these instruments consisting 
of either one or several subscales is psychometrically valid in investigating varied areas of quality 
of life.  Concurrent use of these instruments will allow assessment of a broad range of domains in 
diabetic patient’s life. The treatment satisfaction will be assessed with preference-weighted 
treatment satisfaction measure components of the DSQOLS 
 
3.2 Include complete citations or references.  
Response:  
 
1.        Bliss, M. 2005. Resurrections in Toronto: the emergence of insulin. Horm Res 64 Suppl 
2:98-102. 
2. 
Hahr, A.J., and Molitch, M.E. 2008. Optimizing insulin therapy in patients with type 1 and 
type 2 diabetes mellitus: optimal dosing and timing in the outpatient setting. Am J Ther 
15:543-550. 
3. 
Pickup, J.C., and Renard, E. 2008. Long-acting insulin analogs versus insulin pump therapy 
for the treatment of type 1 and type 2 diabetes. Diabetes Care 31 Suppl 2:S140-145. 
4. 
Bolli, G.B., Kerr, D., Thomas, R., Torlone, E., Sola-Gazagnes, A., Vitacolonna, E., Selam, 
J.L., and Home, P.D. 2009. Comparison of a multiple daily insulin injection regimen (basal 
once-daily glargine plus mealtime lispro) and continuous subcutaneous insulin infusion 
(lispro) in type 1 diabetes: a randomized open parallel multicenter study. Diabetes Care 
32:1170-1176. 
5. 
Unger, R.H., and Orci, L. 2010. Paracrinology of islets and the paracrinopathy of diabetes. 
Proc Natl Acad Sci U S A 107:16009-16012. 
6. 
Lebovitz, H.E. 2010. Adjunct therapy for type 1 diabetes mellitus. Nat Rev Endocrinol 
6:326-334. 
7. 
Varanasi, A., Bellini, N., Rawal, D., Vora, M., Makdissi, A., Dhindsa, S., Chaudhuri, A., 
and Dandona, P. 2011. Liraglutide as additional treatment for type 1 diabetes. Eur J 
Endocrinol 165:77-84. 
8. 
Montanya, E., and Sesti, G. 2009. A review of efficacy and safety data regarding the use 
of liraglutide, a once-daily human glucagon-like peptide 1 analogue, in the treatment of 
type 2 diabetes mellitus. Clin Ther 31:2472-2488. 
9. 
Buse, J.B., Klonoff, D.C., Nielsen, L.L., Guan, X., Bowlus, C.L., Holcombe, J.H., Maggs, 
D.G., and Wintle, M.E. 2007. Metabolic effects of two years of exenatide treatment on 
diabetes, obesity, and hepatic biomarkers in patients with type 2 diabetes: an interim 
analysis of data from the open-label, uncontrolled extension of three double-blind, placebo-
controlled trials. Clin Ther 29:139-153. 
10. 
Kielgast, U., Asmar, M., Madsbad, S., and Holst, J.J. 2010. Effect of glucagon-like peptide-
1 on alpha- and beta-cell function in C-peptide-negative type 1 diabetic patients. J Clin 
Endocrinol Metab 95:2492-2496. 
11. 
Kielgast, U., Holst, J.J., and Madsbad, S. Antidiabetic Actions of Endogenous and 
Exogenous GLP-1 in Type 1 Diabetic Patients With and Without Residual {beta}-Cell 
Function. Diabetes 60:1599-1607. 
12. 
Rother, K.I., Spain, L.M., Wesley, R.A., Digon, B.J., 3rd, Baron, A., Chen, K., Nelson, P., 
Dosch, H.M., Palmer, J.P., Brooks-Worrell, B., et al. 2009. Effects of exenatide alone and 
in combination with daclizumab on beta-cell function in long-standing type 1 diabetes. 
Diabetes Care 32:2251-2257. 

 
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13. 
Lee, Y., Wang, M.Y., Du, X.Q., Charron, M.J., and Unger, R.H. 2011. Glucagon receptor 
knockout prevents insulin-deficient type 1 diabetes in mice. Diabetes 60:391-397. 
14. 
2010. Fact sheets. 
15. 
Meier, J.J., Bhushan, A., Butler, A.E., Rizza, R.A., and Butler, P.C. 2005. Sustained beta 
cell apoptosis in patients with long-standing type 1 diabetes: indirect evidence for islet 
regeneration? Diabetologia 48:2221-2228. 
16. 
Aljada, A., Mohanty, P., Ghanim, H., Abdo, T., Tripathy, D., Chaudhuri, A., and Dandona, 
P. 2004. Increase in intranuclear nuclear factor kappaB and decrease in inhibitor kappaB 
in mononuclear cells after a mixed meal: evidence for a proinflammatory effect. Am J Clin 
Nutr 79:682-690. 
 
 Study Design 
3.3 Describe and explain the study design (e.g. case-control, cross-sectional, 
ethnographic, experimental, interventional, longitudinal, observational). 
Response: Ninety six patients with type 1 diabetes on treatment with either continuous 
subcutaneous insulin infusion (CSII; also known as insulin pump) or multiple (four or more) 
injections of insulin per day will be included in the study. They will be randomized into 2 groups 
of 48 patients each. The patients will be randomized to placebo or 1.8 mg liraglutide daily. In 
view of the possibility of hypoglycemia and the side effect of nausea, all patients will be started 
on 0.6 mg of liraglutide per day. The dose will then be titrated up to 1.2 mg and then to 1.8 mg 
over a period of 4-5 weeks depending upon the tolerability. Subjects will be recruited from our 
own clinic patients.  Subjects randomized to placebo will receive liraglutide from week 26 
onwards (and will be referred as Group B) and dose will be titrated to 1.8 mg as stated above.  
Subjects randomized to liraglutide since the beginning (and will be referred as Group A) will 
continue to receive the maximum tolerable dose for rest of the study period. 
 
 
 
4.0 Local Number of Subjects 
4.1 Indicate the total number of subjects that will be enrolled or records that 
will be reviewed locally. 
Response: 96 
 
4.2 If applicable, indicate how many subjects you expect to screen to reach your 
target sample (i.e. your screen failure rate).  
Response: NA 
4.3 Justify the feasibility of recruiting the proposed number of eligible subjects 
within the anticipated recruitment period. For example, how many potential 
subjects do you have access to? What percentage of those potential subjects 
do you need to recruit? 
Response: The Diabetes and Endocrinology Center of WNY is the largest Diabetes 
center in the WNY area, therefore, majority of recruited patients are our clinic patients. 

 
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We do recruit a few patients through advertisement. Both these sources suffice to recruit 
the needed number to recruit 
 
5.0 Inclusion and Exclusion Criteria 
5.1 Describe the criteria that define who will be included in your final study 
sample.  
NOTE:  This may be done in bullet point fashion. 
Response:  
INCLUSION CRITERIA: 
1) Type 1 Diabetes on continuous subcutaneous insulin infusion (CSII; also known as insulin 
pump) or multiple (four or more) injections of insulin per day. 2) Regularly measuring blood 
sugars four times daily. 3) HbA1c of less than 10%. 4) Well versed with carbohydrate counting. 
5) Age 30-75 years. 6) BMI 20-40 kg/m2 
5.2 Describe the criteria that define who will be excluded from your final study 
sample.   
NOTE:  This may be done in bullet point fashion.  
Response:  
EXCLUSION CRITERIA: 
1) Type 1 diabetes for less than 6 months; 2) Coronary event or procedure (myocardial infarction, 
unstable angina, coronary artery bypass, surgery or coronary angioplasty) in the previous four 
weeks; 3)Hepatic disease (transaminase > 3 times normal) or cirrhosis; 4)Renal impairment (serum 
eGFR<30ml/min/1.73m2); 5)HIV or Hepatitis B or C positive status; 6)Participation in any other 
concurrent clinical trial; 7)Any other life-threatening, non-cardiac disease; 8)Use of an 
investigational agent or therapeutic regimen within 30 days of study. 9) History of pancreatitis 10) 
pregnancy 11) inability to give informed consent 12) history of gastroparesis 13) history of 
medullary thyroid carcinoma or MEN 2 syndrome. 
 
5.3 Indicate specifically whether you will include any of the following special 
populations in your study using the checkboxes below.   
 
NOTE:  Members of special populations may not be targeted for enrollment in 
your study unless you indicate this in your inclusion criteria. 
Response:   
☐ 
Adults unable to consent 
☐ 
Individuals who are not yet adults (infants, children, teenagers) 
☐ 
Pregnant women 
☐ 
Prisoners 
 
5.4 Indicate whether you will include non-English speaking individuals in your 
study.  Provide justification if you will exclude non-English speaking 
individuals.  

 
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In order to meet one of the primary ethical principles of equitable selection 
of subjects, non-English speaking individuals may not be routinely excluded 
from research as a matter of convenience. 
In cases where the research is of therapeutic intent or is designed to 
investigate areas that would necessarily require certain populations who 
may not speak English, the researcher is required to make efforts to recruit 
and include non-English speaking individuals.  However, there are studies 
in which it would be reasonable to limit subjects to those who speak 
English.  Some examples include pilot studies, small unfunded studies with 
validated instruments not available in other languages, studies with 
numerous questionnaires, and some non-therapeutic studies which offer no 
direct benefit. 
Response: We have no non-English speaking patients in this population.  
We have patients that English is a second language, but they are able to 
read, write and understand it.  This population is less than 10% of the total 
population. 
6.0 Vulnerable Populations 
If the research involves special populations that are considered vulnerable, 
describe the safeguards included to protect their rights and welfare.   
NOTE: You should refer to the appropriate checklists, referenced below, to ensure you 
have provided adequate detail regarding safeguards and protections. You do not, 
however, need to provide these checklists to the IRB. 
6.1 For research that involves pregnant women, safeguards include: 
NOTE CHECKLIST: Pregnant Women (HRP-412) 
Response: We will not be using subjects from vulnerable populations 
  
☒ 
N/A:  This research does not involve pregnant women. 
6.2 For research that involves neonates of uncertain viability or non-viable 
neonates, safeguards include: 
NOTE CHECKLISTS: Non-Viable Neonates (HRP-413), or Neonates of Uncertain 
Viability (HRP-414) 
Response:  
 
☒ 
N/A:  This research does not involve non-viable neonates or neonates of 
uncertain viability. 
6.3 
For research that involves prisoners, safeguards include: 
NOTE CHECKLIST: Prisoners (HRP-415) 
Response:  
 
☒ 
N/A:  This research does not involve prisoners. 

 
Page 14 of 48 
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6.4 For research that involves persons who have not attained the legal age for 
consent to treatments or procedures involved in the research (“children”), 
safeguards include:   
NOTE CHECKLIST: Children (HRP-416) 
Response:  
 
☒ 
N/A:  This research does not involve persons who have not attained the 
legal age for consent to treatments or procedures (“children”). 
6.5 For research that involves cognitively impaired adults, safeguards include: 
NOTE CHECKLIST: Cognitively Impaired Adults (HRP-417) 
Response:  
 
☒ 
N/A:  This research does not involve cognitively impaired adults. 
6.6 Consider if other specifically targeted populations such as students, 
employees of a specific firm, or educationally or economically 
disadvantaged persons are vulnerable.  Provide information regarding 
their safeguards and protections, including safeguards to eliminate 
coercion or undue influence. 
Response: All subjects enrolled in this study will be of legal adult consenting age 
with the ability to speak, read and interrupt the English language. Patients will 
have the ability to speak with the research team regarding any questions or 
concern they have before signing the consent. Patients are made aware that this 
study is voluntary and they are able to stop participating at any time they feel 
uncomfortable. Patients are not be pressured into participating and their clinic 
standard of care will remain the same if they participate or choose not to 
participate.  
 
7.0 Eligibility Screening  
7.1 
Describe screening procedures for determining subjects’ eligibility.  
Screening refers to determining if prospective participants meet inclusion and 
exclusion criteria.  
Include all relevant screening documents with your submission (e.g. screening 
protocol, script, questionnaire).  
Response: The study team will evaluate their clinical patients for possible 
involvement in this study according to the inclusion and exclusion criteria at the 
Diabetes and Endocrinology Center of WNY. 
 
☐ 
N/A:  There is no screening as part of this protocol. 
8.0 Recruitment Methods 

 
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☐ 
N/A:  This is a records review only, and subjects will not be 
recruited.  NOTE:  If you select this option, please make sure that 
all records review procedures and inclusion/exclusion screening 
are adequately described in other sections. 
8.1 
Describe when, where, and how potential subjects will be recruited.  
NOTE:  Recruitment refers to how you are identifying potential participants and 
introducing them to the study.  Include specific methods you will use (e.g. 
searching charts for specific ICD code numbers, Research Participant Groups, 
posted advertisements, etc.). 
Response: Participants will be identified by prescreening clinical charts, and 
patient doctor interaction at the time of their visit at the Diabetes Endocrinology 
Center of WNY. Locations include: 
1.  1020 Youngs Road, Williamsville NY 14221 
2. 705 Maple Road, Williamsville NY 14221 
3. 462 Grider Street, Buffalo NY 14215  
 
8.2 Describe how you will protect the privacy interests of prospective subjects 
during the recruitment process.   
NOTE:  Privacy refers to an individual’s right to control access to him or herself.   
Response: Patient charts will be screened according to the study inclusion and 
exclusion criteria by our trained staff and physicians. If the patient qualifies and is 
of consenting age, the physicians will speak to them about their interests in 
participating in research. If the patient agrees, their information will be given to 
the research coordinator to be contacted.  
 
8.3 Identify any materials that will be used to recruit subjects.  
NOTE:  Examples include scripts for telephone calls, in person announcements / 
presentations, email invitations.  
For advertisements, include the final copy of printed advertisements with your 
submission. When advertisements are taped for broadcast, attach the final 
audio/video tape.  NOTE:  You may submit the wording of the advertisement prior 
to taping to ensure there will be no IRB-required revisions, provided the IRB also 
reviews and approves the final version. 
 Response: In addition to screening clinical charts, participations will be identified 
through; flyer advertisement. 
 
9.0 Procedures Involved 

 
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9.1 
Provide a description of all research procedures or activities being 
performed and when they are performed once a subject is screened and 
determined to be eligible. Provide as much detail as possible.   
NOTE:  This should serve as a blueprint for your study and include enough detail 
so that another investigator could pick up your protocol and replicate the research.  
For studies that have multiple or complex visits or procedures, consider the 
addition of a schedule of events table in in your response. 
Response:  
Each patient will have completed the following procedures prior to participating in the 
study. 
1) Informed consent.  
2) Physical Exam;  
3) Medical History; . 
            4) Lipid Panel  
            5) Fructosamine 
            6) C Pep tide and GAD-65 (Blood samples of patients with negative GAD-65 
antibodies will be screened for islet cell antibodies, if patient had evidence of 
auto- immunity to bata cells in the past, they will be retested during screening. 
Patients with no evidence of autoimmunity to bata cells will not be included in 
this trial.  ) 
7) Baseline lab draw to measure CBC, comprehensive metabolic panel, HbA1c and 
urine pregnancy test. All labs will be drawn in the fasting state in the morning before 
10am. 
 
Randomization Method: After the screening visit, subjects who meet the inclusion and 
exclusion criteria, will be assigned a number by a computerized random number generation 
program (Microsoft office – Excel) and randomized to receive subcutaneous injection daily 
of either Liraglutide (48 subjects) or placebo (48 subjects) for 26 weeks. The subjects and 
the study coordinators will be blinded to the treatment. The Liraglutide/placebo will be 
administered via a pen kit (obtained from Novo Nordisk Pharmaceuticals). At 26 weeks 
both groups will be unblinded; the placebo group will be crossed over to receive liraglutide 
for remaining 26 weeks and will be labeled as Group B while the group randomized to 
liraglutide will continue to receive the maximum tolerable dose for another 26 weeks. 
 
Subjects will now enter a pre-study phase for one month. During this phase a blinded CGM 
will be used for active insulin titration to control the blood sugars. This will minimize the 
effect of insulin titration on glucose control during the study, thus allowing us to evaluate 
the effect of liraglutide on glycemia with minimal bias. They will be randomized but will 
not start treatment till study intervention visit on day 0. 
 
Pre-study visit day -30: Subjects will see a registered dietitian who will review their 
carbohydrate counting and diet and make an assessment of their calorie and carbohydrate 
intake. Then they will be seen by a CDE for instructions on CGM insertion. The patients 
will be blinded to CGM. Patients who have been using CGM prior to enrolling in the study 
can continue to use their CGM’s throughout the study in an unblinded fashion. All subjects 
will be advised to monitor their capillary blood glucose by fingerstick before and 2 hours 
after each meal and to wear their CGM constantly. The subjects will also be asked to keep 
a diary of their food intake for a week to measure their calorie intake. Subjects who are on 

 
Page 17 of 48 
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an insulin pump will be asked to always put their carbohydrate intake in the bolus wizard 
throughout the study. Subjects who are not on an insulin pump will keep a record of their 
carbohydrate intake and insulin boluses for the next 2 months. 
 
Pre-study visit day -20: CGM and finger-stick blood glucose concentrations will be 
reviewed. Careful adjustments will be made to insulin doses by the study investigator on 
the basis of the glucose data obtained from the patients. The target blood glucose will be 
preprandial 80-120mg/dl and 2h postprandial < 140mg/dl, without increasing the incidence 
of blood glucose < 70mg/dl.   
 
Pre-study visit day -10: CGM and finger-stick blood glucose concentrations will be 
reviewed. Insulin dose will be adjusted by the study investigator to optimize glucose 
control to above mentioned targets. Subjects will be asked to collect 24 hour urine for one 
day, just before next visit. 
 
For the entire duration of the study, the patients will maintain a diary to record any 
hypoglycemia and other untoward side effects. Patients will be instructed to call the 
Diabetes Center to speak to a study investigator directly in case of any problem or untoward 
side effects. They will be specifically asked to call if they have hypoglycemia (blood sugar 
<70 mg/dl) or hyperglycemia (blood sugar >250 mg/dl) on more than one occasion.  
 
Study visit day 0:- 
Subjects will come fasting for this visit, a fresh fructosimine blood sample will draw 
and 24 hour urine sample would be collected. Patients will be administered a urine 
pregnancy test before starting study drug. Records of blood glucose concentrations 
monitored by fingerstick and CGM for the previous 10 days will be obtained to assess their 
glycemic control prior to liraglutide treatment. They will undergo a meal challenge test 
(described below).  
They will see a CDE for instructions of injection technique for liraglutide. Subjects will 
then be advised to start on Liraglutide injection at a dose of 0.6 mg per day or placebo 
injection on the following day. If their HbA1c is <7.0%, subjects will decrease the doses 
of basal and pre-prandial insulin boluses by 25%. If their HbA1c is >7.5%, they will 
continue on their current doses of basal and preprandial insulin doses. Those with HbA1c 
of 7.0-7.5% will decrease their doses by 10%. This reduction is based on our experience 
(see preliminary data). The investigators will be blinded to the study treatment. Patients 
will return to the center after 10 days. 
 
Study visit day 10:- 
Blood glucose concentrations will be reviewed. Insulin dose will be adjusted at the 
discretion of the study investigator to optimize blood sugar control as per the targets 
mentioned above on day 1 visit. Patients will be advised to increase the Liraglutide dose to 
1.2 mg a day, if they are able to tolerate the 0.6 mg dose. If they are experiencing mild 
nausea, subjects will continue with 0.6 mg daily for another 10 days. Those with severe 
nausea/vomiting will be dropped from the study. All other subjects will return in 10 days.  
 
Study visit day 20:- 
Blood glucose concentrations will be reviewed. Insulin dose will be adjusted at the 
discretion of the study investigator to optimize blood sugar control as per the targets 
mentioned above. Subjects taking 0.6 mg dose and experiencing significant nausea will be 
dropped from the study. Subjects on 1.2 mg and experiencing significant nausea will 
decrease the dose to 0.6 mg and continue that dose for the duration of the study. Subjects 

 
Page 18 of 48 
IRB Version: OCT2018 
on 1.2mg and experiencing mild nausea will continue on 1.2 mg for 10 more days. Subjects 
on Liraglutide 1.2mg daily without any gastro-intestinal side-effects will be asked to 
increase the dose to 1.8 mg daily. Subjects will return to the research centre in 10 days. 
 
Study visit day 30:- 
Records of blood glucose concentrations of the last 10 days will be collected.  Insulin dose 
will be adjusted at the discretion of the study investigator to optimize blood sugar control 
as per the targets mentioned above. If needed, the dose will be increased. The goal in the 
first month is to increase patient’s liraglutide dose to maximum tolerated dose. Maximum 
dose of liraglutide will be 1.8 mg daily. Subjects experiencing mild nausea with 0.6 mg or 
1.2 mg will continue at that dose in the study. Those with severe nausea/vomiting with 
1.8mg will decrease their dose to 1.2 mg and continue that dose throughout the study. 
Subjects experiencing severe nausea with Liraglutide 1.2mg daily will be dropped from the 
study. CGM will be discontinued. 
 
Study visits on weeks 8, 12, 16 and 20:- 
Records of blood glucose concentrations since the last visit will be collected.  Insulin dose 
will be adjusted at the discretion of the study investigator to optimize blood sugar control. 
A fasting blood sample will be collected at week 12 to measure HbA1c and research labs, 
Fructosamine and  urinary pregnancy test performed. 
 
Study visit week 24  
Records of blood glucose concentrations since the last visit will be collected.  Insulin dose 
will be adjusted at the discretion of the study investigator to optimize blood sugar control. 
CGM will be inserted. Subjects would be asked to collect urine for 24 hours one day before 
next visit. Subjects will be asked to keep a food diary to calculate their calorie intake for 
one week prior to the next visit.  
 
Study Visit Week 26: 
You will come fasting for this visit. A fasting blood sample will be collected to measure 
HbA1c, CBC, CMP, Fructosamine, Lipid panel and research labs and urinary pregnancy 
test performed. Food diary and 24 hour urine sample would be collected. Records of blood 
glucose concentrations (finger-stick & CGM) since the last visit will be collected. You will 
be asked to complete two questionnaires namely DSQOLS (Diabetes specific Quality of 
Life Scale) and PAID (problem areas in Diabetes survey). Patients receiving placebo will 
now receive liraglutide for remaining 26 weeks from next day starting with 0.6 mg. Insulin 
dose will be adjusted by the study investigator based on blood sugars for the group on 
liraglutide since Day 0 (Group A) and for cross-over group (Group B).  
 
Study Visit Week 27: 
Only Group B will come for this visit.  Liraglutide dose will be increased to 1.2 mg (if 0.6 
mg is tolerated) or else you will continue 0.6 mg for additional week. Records of blood 
glucose concentrations since the last visit will be collected. Insulin dose will be adjusted 
by the study investigator to keep blood sugar levels in target range (as mentioned above). 
If you experience mild nausea you would be continued on 0.6 mg dose for 10 more days. 
If you experience severe nausea or vomiting you will NOT continue further in study. 
 
Study visit week 28:  
Group B will increase the liraglutide dose to 1.2 mg or 1.8 mg if dose at Week 27 is well 
tolerated or else they will stay on the same dose. Records of blood glucose concentrations 
monitored by finger-stick and CGM from previous visits for both groups will be obtained 

 
Page 19 of 48 
IRB Version: OCT2018 
and insulin dose will be adjusted accordingly to keep blood sugars in target range (as 
mentioned above). CGM will be discontinued in Group A who are not using it for clinical 
care while Group B will continue it for another one week. 
 
Study Visit Week 29: 
Only Group B will come for this visit. CGM will be discontinued. Liraglutide dose will be 
increased to 1.8mg if you are tolerating and still on 1.2 mg. You will continue the maximum 
tolerable dose for the rest of the study period.  Subjects experiencing mild nausea with 0.6 
mg or 1.2 mg or 1.8 mg will continue at that dose in the study. Those with severe 
nausea/vomiting with 1.8mg will decrease their dose to 1.2 mg and those on 1.2 mg will 
decrease it to 0.6 mg and will continue that dose throughout the study.  Records of blood 
glucose concentrations monitored by finger-stick and CGM from previous visits for both 
groups will be obtained and insulin dose will be adjusted accordingly to keep blood sugars 
in target range (as mentioned above). 
 
Study visit week 32, 36, 40 and 44 
 Records of blood glucose concentrations since the last visit will be collected.  Insulin dose 
will be adjusted at the discretion of the study investigator to optimize blood sugar control. 
A fasting blood sample will be collected at week 40 to measure HbA1c and research labs, 
Fructosamine and  patients will be administered a urine pregnancy test before starting study 
drug 
 
Study visit week 48:  
Records of blood glucose concentrations since the last visit will be collected.  Insulin dose 
will be adjusted at the discretion of the study investigator to optimize blood sugar control. 
CGM will be inserted. Subjects would be asked to collect 24 hour urine for one day, before 
next visit. Subjects will be asked to keep a food diary to calculate their calorie intake for 
one week prior to the next visit. 
 
Study visit week 52:  
Subjects will come fasting for this visit. A fasting blood sample will be collected to measure 
HbA1c, CBC, CMP, Lipid Panel, fructosamin and research labs for inflammatory 
mediators. Patients will be administered a urine pregnancy test. Records of blood glucose 
concentrations monitored by fingerstick and CGM for the previous 28 days will be obtained 
to assess their glycemic control. 24 hour urine sample would be collected. Subjects will 
undergo meal challenge test (described below). 
 
Meal challenge test:- 
In order to assess the changes induced by liraglutide, a meal challenge will be carried out prior to 
and following liraglutide (day 0 and week 52): a 910 Calorie High fat High carbohydrate meal will 
be given, as in several of our previous papers(16).  
Acetaminophen (1000 mg for body weight <125 lbs, 1250mg for weight 125-150 lbs, 1500 mg for 
151-175 lbs and 1750 mg for weight >175 lbs) will be ingested at the beginning of the meal, and 
the blood levels of acetaminophen will be determined at intervals for assessment of the rate of 
gastric emptying. Liraglutide will be injected only on week 52 (45 min prior to the meal). 
Sequential blood samples will be obtained at 0, 15, 30, 45, 60, 90, 120, 150, 180, 210, 240 and 300 
min. Samples at 15, 30, 45, 90, 150 and 210 min will be 5 ml while those at 0, 60, 120, 180, 240 
and 300 min will be 30 ml (total volume=210 ml). A fresh fructosimine blood sample and 24 hour 
urine will be collected. Blood will be collected from an indwelling intravenous canula in a 
superficial forearm vein. The total amount of blood drawn for the meal challenge will be 15 
tablespoons (230 ml). 

 
Page 20 of 48 
IRB Version: OCT2018 
 
Table-3) Flow Chart of Study Procedures  
 VISIT 
Histor
y and 
Physi
cal 
exam 
CMP
/CBC 
HbA1
c/ 
Pregn
ancy 
test 
Resea
rch 
blood 
Meal 
test  
CGM 
insertion 
or 
Collection 
CDE 
Vitals 
and 
Blood 
pressur
e 
Collect 24 hr 
urine/Quality 
of life 
questionnaire 
collect 
fingerstick/ 
CGM data, 
adjust insulin 
Screening  
X 
X 
X 
 
 
  
  
 X 
 
  
Day -30 
  
  
  
  
  
X(Insert) 
X 
X 
 
  
Day -20, -10 
  
  
  
  
  
  
  
X 
 
X 
Day 0 
  
  
X  
X 
X 
  
  
X 
X 
X 
day 10, 20, 
30 
  
  
  
  
  
X Collect 
(Day 30) 
  
X 
 
X 
Week 12 
  
  
X 
X 
  
  
  
X 
X 
X 
Week 8, 16, 
20 
  
  
  
  
  
  
  
X 
 
X 
Week 24 
  
  
  
  
  
X(Insert) 
  
X 
 
X 
Week 26 
 
X 
X 
X 
 
 
 
X 
X 
X 
Week 
27(Cross-
over group 
only) 
 
 
 
 
 
 
 
X 
 
X 
Week 28 
  
  
 
 
  
X(collect)
(Group 
A) 
  
X 
 
X 
Week 
29(Cross-
over group 
only) 
 
 
 
 
 
X(Collect 
Group B) 
 
X 
 
X 
Week 32, 36 
  
  
  
  
  
  
  
X 
 
X 
Week 40 
  
  
X 
X 
  
  
  
X 
 
X 
Week 44 
  
  
  
  
  
  
  
X 
 
X 
Week 48 
  
  
  
  
  
X 
  
X 
 
X 
Week 52 
X 
X 
X 
X 
X 
X 
(Collect) 
  
X 
X 
X 
 VISIT 
Histor
y and 
Physi
cal 
exam 
CMP
/CBC 
HbA1
c/ 
Pregn
ancy 
test 
Resea
rch 
blood 
Meal 
test  
CGM 
insertion 
or 
Collection 
CDE 
Vitals 
and 
Blood 
pressur
e 
Collect 24 hr 
urine/Quality 
of life 
questionnaire 
collect 
fingerstick/ 
CGM data, 
adjust insulin 
Screening  
X 
X 
X 
 
 
  
  
 X 
 
  
Day -30 
  
  
  
  
  
X(Insert) 
X 
X 
 
  
Day -20, -10 
  
  
  
  
  
  
  
X 
 
X 
Day 0 
  
  
X  
X 
X 
  
  
X 
X 
X 
day 10, 20, 
30 
  
  
  
  
  
X Collect 
(Day 30) 
  
X 
 
X 
Week 12 
  
  
X 
X 
  
  
  
X 
X 
X 

 
Page 21 of 48 
IRB Version: OCT2018 
 
  
 
 
9.2 Describe what data will be collected.  NOTE:  For studies with multiple data collection 
points or long-term follow up, consider the addition of a schedule or table in your response. 
 
Response: During meal challenge (Visit 1 and final visit), blood samples will be appropriately 
processed and assayed for glucose, insulin, c-peptide, glucagon, GLP-1 and gastric inhibitory 
peptide (GIP; also called gastric insulinotropic peptide) and DPP-IV.  
 
1) Plasma glucose, insulin, glucagon, C-peptide, GLP-1 and GIP measurements: Insulin and 
C-peptide levels will be determined using an ELISA kits from Diagnostic Systems Laboratories 
Inc. (Webster, TX). Glucose levels will be measured in plasma by YSI 2300 STAT Plus glucose 
analyzer (Yellow Springs, Ohio). CBC and comprehensive metabolic panel will be measured 
using well established assays by the clinical laboratory. GLP-1, GIP (Millipore, Billerica, MA) 
and glucagon (Wako Chemicals USA, Inc, Richmond, VA) will be measured by ELISA. 
Samples will be collected in tubes containing protease and DPP-IV inhibitors (Millipore, 
Billerica, MA) to insure stability of the measured peptides 
2) Serum Acetaminophen concentrations during meal challenge study will be measured by 
clinical laboratory (Quest diagnostics) by colorimetry. The time to peak acetaminophen 
concentrations and the area under curve (0-180 minutes) will be calculated. 
 
 
9.3 List any instruments or measurement tools used to collect data 
(e.g. questionnaire, interview guide, validated instrument, data collection 
form).   
 
Include copies of these documents with your submission. 
Week 8, 16, 
20 
  
  
  
  
  
  
  
X 
 
X 
Week 24 
  
  
  
  
  
X(Insert) 
  
X 
 
X 
Week 26 
 
X 
X 
X 
 
 
 
X 
X 
X 
Week 
27(Cross-
over group 
only) 
 
 
 
 
 
 
 
X 
 
X 
Week 28 
  
  
 
 
  
X(collect)
(Group 
A) 
  
X 
 
X 
Week 
29(Cross-
over group 
only) 
 
 
 
 
 
X(Collect 
Group B) 
 
X 
 
X 
Week 32, 36 
  
  
  
  
  
  
  
X 
 
X 
Week 40 
  
  
X 
X 
  
  
  
X 
 
X 
Week 44 
  
  
  
  
  
  
  
X 
 
X 
Week 48 
  
  
  
  
  
X 
  
X 
 
X 
Week 52 
X 
X 
X 
X 
X 
X 
(Collect) 
  
X 
X 
X 

 
Page 22 of 48 
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Response: Source documents will be used to collect patient information. The 
CGM or insulin pump will be used to collect glucose and insulin data. Food diary 
will be use to collect food intake.  
 
9.4 Describe any source records that will be used to collect data about subjects 
(e.g. school records, electronic medical records). 
Response: electronic medical records and research files. 
 
9.5 Indicate whether or not individual subject results, such as results of 
investigational diagnostic tests, genetic tests, or incidental findings will be 
shared with subjects or others (e.g., the subject’s primary care physician) 
and if so, describe how these will be shared. 
Response: Individual participant lab results will be disclosed to the participant 
upon their request. If the participant requests documentation be shared with 
another physician, physician office or hospital the participant must come to the 
research center to collect said documentation or the documentation can be mailed 
to their given home address. 
 
9.6 Indicate whether or not study results will be shared with subjects or others, 
and if so, describe how these will be shared. 
Response: Not Applicable. Study results will not be shared with the subjects. 
However, study results could be published in the form of a manuscript or abstract. 
 
10.0 
Study Timelines 
10.1 Describe the anticipated duration needed to enroll all study subjects. 
Response:72 months 
 
10.2 Describe the duration of an individual subject’s participation in the study. 
Include length of study visits, and overall study follow-up time. 
Response: 52 Weeks 
10.3 Describe the estimated duration for the investigators to complete this study 
(i.e. all data is collected and all analyses have been completed). 
Response: 7/2018 
11.0 
Setting 
11.1 Describe all facilities/sites where you will be conducting research 
procedures.  Include a description of the security and privacy of the 
facilities (e.g. locked facility, limited access, privacy barriers).  Facility, 

 
Page 23 of 48 
IRB Version: OCT2018 
department, and type of room are relevant.  Do not abbreviate facility 
names.   
NOTE:  Examples of acceptable response may be:  “A classroom setting in the 
Department of Psychology equipped with a computer with relevant survey 
administration software,” “The angiogram suite at Buffalo General Medical 
Center, a fully accredited tertiary care institution within New York State with 
badge access,” or, “Community Center meeting hall.” 
Response: Research will be conducted at the Diabetes Endocrinology Research 
Center of WNY, located at 1000 Youngs Road, Suite 105, Williamsville NY 
14221. The Diabetes Research Center has facilities and exam rooms available for 
insulin pump download, CGM device download, meal and infusion studies and 
presence of study coordinator and registered nurse for data collection and blood 
work at all times. One of the investigators will be available at all times to address 
patients’ related issues. Equipment include ultra-low freezers for sample storage, 
centrifuges, microscopes for sample preparation, infusion pumps, ELISA, PCR 
and immunoblotting instrumentation. CTRC location is a fully equipped 
laboratory 
11.2 For research conducted outside of UB and its affiliates, describe: 
• Site-specific regulations or customs affecting the research 
• Local scientific and ethical review structure 
NOTE:  This question is referring to UB affiliated research taking place outside 
UB, i.e. research conducted in the community, school-based research, 
international research, etc.  It is not referring to multi-site research.  UB affiliated 
institutions include Kaleida Health, ECMC, and Roswell Park Cancer Institute.   
Response:  
 
☒ 
N/A:  This study is not conducted outside of UB or its affiliates. 
12.0 
Community-Based Participatory Research 
12.1 Describe involvement of the community in the design and conduct of the 
research.  
NOTE:  Community-Based Participatory Research (CBPR) is a collaborative 
approach to research that equitably involves all partners in the research process 
and recognizes the unique strengths that each brings.  CBPR begins with a 
research topic of importance to the community, has the aim of combining 
knowledge with action and achieving social change to improve health outcomes 
and eliminate health disparities. 
Response:  
 
☒ 
N/A:  This study does not utilize CBPR. 

 
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12.2 
Describe the composition and involvement of a community advisory 
board. 
Response:  
 
☒ 
N/A:  This study does not have a community advisory board. 
13.0 
Resources and Qualifications 
13.1 Describe the qualifications (e.g., education, training, experience, expertise, 
or certifications) of the Principal Investigator and staff to perform the 
research.  When applicable describe their knowledge of the local study sites, 
culture, and society.  Provide enough information to convince the IRB that 
you have qualified staff for the proposed research.  
NOTE:  If you specify a person by name, a change to that person will require prior 
approval by the IRB.  If you specify a person by role (e.g., coordinator, research 
assistant, co-investigator, or pharmacist), a change to that person will not usually 
require prior approval by the IRB, provided that the person meets the 
qualifications described to fulfill their roles. 
Response: All study personnel are educated, trained, and licensed as required for 
their delegated role in this study.  All study personnel have also received the 
required university training and will be trained by the PI before the study starts 
 
Describe other resources available to conduct the research.  
13.2 Describe the time and effort that the Principal Investigator and research 
staff will devote to conducting and completing the research. 
NOTE:  Examples include the percentage of Full Time Equivalents (FTE), hours 
per week.  The question will elicit whether there are appropriate resources to 
conduct the research. 
Response: The principal investigator supervises the research project and weekly research 
meetings are conducted to discuss the recruitment rate, resolve and discuss issues related 
to the conduct, safety, analysis of the study and related publications. PI is expected to 
spend 5% of his academic time on this research. The co-investigators and study 
coordinator provide coverage to the research related activity for 365 days a year. 
 
13.3 Describe the availability of medical or psychological resources that subjects 
might need as a result of anticipated consequences of the human research, if 
applicable. 
NOTE:  One example includes: on-call availability of a counselor or psychologist 
for a study that screens subjects for depression. 
Response: Available medical literature will be provided as deemed appropriate or 
requested by patient through UB libraries, Pubmed, Google scholar as all the 
investigators have access to medical literature through listed resources above 

 
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IRB Version: OCT2018 
The patient will also have access to physician (Investigators and Co-Investigators) who 
will be available to address any adverse effects or other questions during the course of the 
study who will be available to address any adverse effects or other questions during the 
course of the study 
 
13.4 Describe your process to ensure that all persons assisting with the research 
are adequately informed about the protocol, the research procedures, and 
their duties and functions. 
Response: Education through meetings, conferences and discussions 
 
14.0 
Other Approvals 
14.1 Describe any approvals that will be obtained prior to commencing the 
research (e.g., school, external site, funding agency, laboratory, radiation 
safety, or biosafety). 
Response: NA 
 
☒ 
N/A:  This study does not require any other approvals. 
15.0 
Provisions to Protect the Privacy Interests of Subjects 
 
15.1 Describe how you will protect subjects’ privacy interests during the course 
of this research. 
NOTE:  Privacy refers to an individual’s right to control access to him or herself.  
Privacy applies to the person.  Confidentiality refers to how data collected about 
individuals for the research will be protected by the researcher from release.  
Confidentiality applies to the data.   
Examples of appropriate responses include:  “participant only meets with a study 
coordinator in a classroom setting where no one can overhear”, or “the 
participant is reminded that they are free to refuse to answer any questions that 
they do not feel comfortable answering.”   
Response: Our clinical providers involved in the study will identify potential patients for 
recruitment from the Diabetes-Endocrinology Center of WNY Clinics and through 
advertisements. The patients who call for potential participation in the study will be 
screened over the phone using our telephone screening form.  
When the patient is being seen at our clinics for the first time they sign the “Consent to 
use and disclosure of protected health information” form which clearly states that their 
protected health information (PHI) can be used for review in preparation for possible 
research. 
We will not be accessing any medical information of the patients for whom the services 
are not provided by our clinic providers 
 

 
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15.2 Indicate how the research team is permitted to access any sources of 
information about the subjects.   
NOTE:  Examples of appropriate responses include:  school permission for review 
of records, consent of the subject, HIPAA waiver.  This question does apply to 
records reviews. 
Response: Consent of the subject and HIPAA waiver. 
 
16.0 
Data Management and Analysis 
16.1 Describe the data analysis plan, including any statistical procedures.  This 
section applies to both quantitative and qualitative analysis.  
Response:  
 
As mentioned above, the treatment of 14 type 1 diabetes patients; age (38.5 years), duration of 
diabetes (204 yrs), weight (666kg), HbA1c% (6.50.5%), C-peptide (< 0.10nmol/l), basal 
insulin dose of 246 units/day, bolus insulin dose of 224 units/day with liraglutide in addition to 
insulin resulted in significant reduction in fasting and mean blood glucose concentrations, insulin 
doses by 45%, HbA1c levels even at 24 weeks, and a reduction in appetite and caloric intake with 
weight loss. In addition, there was a reduction in the excursions of blood glucose concentrations, 
i.e., the standard deviations of blood glucose concentrations were markedly reduced. The changes 
were observed within 48h and improved marginally thereafter with fine tuning of insulin doses and 
a further reduction in these doses. The comparison of changes observed early (1 week) vs late (9 
weeks) are evident in tables 1 and 2.These observations are noteworthy in that they were made in 
patients who had been well controlled, were meticulous, even obsessive, and were on CSII and 
CGM. They had all tried hard to improve their diabetic control by adjusting insulin doses but had 
not succeeded because of the induction of hypoglycemia.  To establish this fact, the patients 
recorded their glucose concentrations for at least two weeks during which optimal control was 
attempted and no significant change was observed (data not shown). While our initial plan was to 
assess the effect with one week treatment, 7 patients wanted to continue with Liraglutide and were 
able to get insurance coverage for this treatment. This study was conducted to improve glycemic 
control in the clinic and not as a randomized or placebo controlled trial. In view of the significant 
effects that were observed (Figure 1), we now want to conduct a prospective randomized placebo 
controlled trial to investigate and confirm these effects of Liraglutide in subjects with type 1 
diabetes  
 
 
Table 1) Effects of Liraglutide after treatment for one week (n=14) 
 

 
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Table 2) Effects of Liraglutide after treatment for mean duration of 24 weeks (n=8) 
 
 
 
Figure 1: Weekly continuous glucose monitoring record of one patient prior to and following 1 
week of liraglutide. Note the glycemic variability (SD) and the frequency of glucose 
concentrations within the target range prior to and following liraglutide 
 
Fig 1 
Table 2 
Before treatment 
On Liraglutide 
P value 
Weight(kg) 
66 ± 6 
65± 5 
0.22 
insulin dose (basal) 
24 ± 6 U/d   
16 ± 6 U/d   
<0.01 
insulin dose (bolus) 
22 ± 4  U/d   
15 ± 4  U/d   
<0.01 
Mean Fasting Blood Glucose (mg/dl) 
129±10 
110±8 
0.02 
Weekly Mean Blood Glucose (mg/dl) 
141±20 
115±12 
<0.01 
Time spent in hypoglycemia <70 mg/dl(% time)  
2.1±2 
2.6±2 
0.08 
Time spent in hypoglycemia  <40 mg/dl(% time)   
0.12±0.2 
0.16±0.3 
0.09 
Time spent in hyperglycemia > 150 mg/dl(% time)  
28± 6 
22± 5 
0.03 
Time spent in hyperglycemia  >200 mg/dl(% time)   
18± 5 
9± 2 
<0.01 
Time spent in hyperglycemia >250 mg/dl(% time) 
8± 2 
1.5± 1 
<0.01 
Mean  weekly SD (mg/dl ) 
56±10 
26±6 
<0.01 
Table 3 
Before treatment 
On Liraglutide 
P value 
Weight (kg) 
68±5 
64±4 
0.02 
HBA1c % 
6.45±0.5 
6.1±0.4 
0.02 
insulin dose(basal) 
26 ± 7 U/d   
13 ± 6 U/d   
<0.01 
insulin dose(bolus) 
25 ± 4  U/d   
15 ± 4  U/d   
<0.01 
Mean Fasting Blood Glucose (mg/dl) 
125±10 
107±8 
0.02 
Weekly Mean Blood Glucose (mg/dl) 
136±20 
111±12 
<0.01 
Time spent in hypoglycemia <70 mg/dl (% 
2±2 
2.4±2 
0.10 
Time spent in hypoglycemia  <40 mg/dl (% 
0.1±0.2 
0.14±0.3 
0.21 
Time spent in hyperglycemia > 150 
27± 6 
20± 5 
0.01 
Time spent in hyperglycemia  >200 
17± 5 
6± 2 
<0.01 
Time spent in hyperglycemia >250 
7.5± 2 
1±1 
<0.01 
Mean SD weekly ( mg/dl ) 
52±10 
28±6 
0.01 

 
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16.2 Provide the scientific or scholarly background for, rationale for, and significance of the 
research based on the existing literature and how will it add to existing knowledge. 
• 
This will be the first prospectively randomized and controlled study to investigate the 
effect of liraglutide on glycemic levels and variability in type 1 diabetes treated with 
insulin alone. Liraglutide is the preferred agent for this study since its 
pharmacokinetics and pharmacodynamics ensure a duration of action of 24 hours. 
Hitherto, the treatment of type 1 diabetes is based on insulin replacement with novel 
analogs with appropriate pharmacodynamic profiles or with unique insulin delivery 
systems. The concomitant use of metformin or pramlintide helps in some patients but 
the benefits are far from consistent and, therefore, these agents have not made an 
impact on the treatment of this condition(6). 
• 
This will be the first study to investigate the role of glucagon and the potential basal 
and postprandial suppression of glucagon by liraglutide in the pathogenesis and 
control of glycemia in type 1 diabetics. This is particularly important since in the 
absence of insulin secretion from the β–cell, there is no paracrine inhibition of 
glucagon secretion by the α–cell. GLP-1 analogs are known to suppress glucagon(5). 
• 
With the use of continuous glucose monitoring device (CGM), this study will 
determine the rapidity and consistency of the response to liraglutide. In our 
preliminary study, this response was observed within the first two days such that we 
advised patients to reduce their insulin doses by 20% in advance. 
• 
Finally, it will allow us to assess whether liraglutide can activate the dormant β–cells 
which are known to survive in type 1 diabetics for a long time(15).   
 
Before Liraglutide
SD of glucose before 
Liraglutide
After Liraglutide
SD of glucose after 
Liraglutide

 
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16.3 If applicable, provide a power analysis.   
NOTE:  This may not apply to certain types of studies, including chart/records 
reviews, survey studies, or observational studies.  This question is asked to elicit 
whether the investigator has an adequate sample size to achieve the study 
objectives and justify a conclusion.  
Response:  
16.4 Describe any procedures that will be used for quality control of collected data. 
 
Response: Data will not be imputed to replace missing data and only observed data will 
used to run the mixed model for repeated measurement (MMRM) analysis  
 
17.0 
Confidentiality 
 
A. Confidentiality of Study Data 
 
Describe the local procedures for maintenance of confidentiality of study data 
and any records that will be reviewed for data collection.   
 
17.1 
A.  Where and how will all data and records be stored?  Include 
information about:  password protection, encryption, physical controls, 
authorization of access, and separation of identifiers and data, as applicable.  
Include physical (e.g. paper) and electronic files. 
Response: All patients’ data records will be stored on password protected 
computers and or in locked cabinets within the research department. The research 
unit is locked after 5pm daily and all day on weekends. Identifiable patient 
information along with randomization information for each patient will be stored 
in locked cabinets in an locked archive room. This will only be accessible by 
study coordinator and the PI. Electronic data will be stored on password protected 
computers as coded data based on randomization number eg R-12 without any 
patients identifiable information attached. These electronic files will only be 
accessible by authorized study personnel. 
 
17.2 
A.  How long will the data be stored? 
Response: Data and specimens storage has no expiration date and will be stored for a 
minimum of 7 years. The researchers may continue to rely on this for future use in 
research study 
 
17.3 
A.  Who will have access to the data? 
Response: Those physicians, nurses, and laboratory staff that are on all 
documentation for the study will have access to the data and specimens 

 
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17.4 
A.  Who is responsible for receipt or transmission of the data? 
Response: Those physicians, nurses, and laboratory staff that are on all 
documentation for the study will have access to the data and specimens and can 
handle transfer of data and samples 
 
17.5 
A.  How will the data be transported? 
Response: All data are stored at one location and is not transported unless it is 
being archived. At that point files will be transferred to Iron Mountain for storage 
and archiving. Samples that are transported will be done so using dry ice in a 
properly labeled Styrofoam container by the laboratory technician 
 
B. Confidentiality of Study Specimens 
 
Describe the local procedures for maintenance of confidentiality of study 
specimens.   
 
☐ 
N/A:  No specimens will be collected or analyzed in this research.   
(Skip to Section 19.0) 
 
17.6 
A.  Where and how will all specimens be stored?  Include information 
about:  physical controls, authorization of access, and labeling of specimens, as 
applicable.   
Response: The specimens will be stored in the CRC laboratory located at 1000 
Youngs Road, Suite 105, Williamsville NY 14221 and at the CTRC located in 875 
Ellicott St. Buffalo NY14203. Samples will be stored in a locked -80o C freezers. 
Ultimately, all specimens will be transported to CTRC location for banking. 
Specimens will be labeled as a coded sample, using the patient’s randomization 
number (e.g. R-12), visit time and number and sample type. Specimens will not 
be stored with any patient identifiable information which is kept in locked 
cabinets in the CRC at Youngs Rd.T 
17.7 
B.  How long will the specimens be stored? 
Response: Data and specimens storage has no expiration date and will be stored for a 
minimum of 7 years. The researchers may continue to rely on this for future use in 
research study 
17.8 
C.  Who will have access to the specimens? 
Response: Those physicians, nurses, and laboratory staff that are on all 
documentation for the study will have access to the data and specimens 
17.9 
D.  Who is responsible for receipt or transmission of the specimens? 

 
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Response: : Those physicians, nurses, and laboratory staff that are on all 
documentation for the study will have access to the data and specimens and can 
handle transfer of data and samples 
17.10 E.  How will the specimens be transported? 
Response: All data are stored at one location and is not transported unless it is 
being archived. At that point files will be transferred to Iron Mountain for storage 
and archiving. Samples that are transported will be done so using dry ice in a 
properly labeled Styrofoam container by the laboratory technician 
 
18.0 
Provisions to Monitor the Data to Ensure the Safety of 
Subjects 
☐ 
N/A:  This study is not enrolling subjects, or is limited to records review 
procedures only.  This section does not apply. 
 
NOTE:  Minimal risk studies may be required to monitor subject safety if the research 
procedures include procedures that present unique risks to subjects that require 
monitoring.  Some examples include:  exercising to exertion, or instruments that elicit 
suicidality or substance abuse behavior.  In such cases, N/A is not an acceptable 
response. 
 
18.1 Describe the plan to periodically evaluate the data collected regarding both 
harms and benefits to determine whether subjects remain safe. 
Response: The principal investigator Paresh Dandona, MD,PhD  and co-
investigators Husam Ghanim, PhD and Antoine Makdissi, MD will review the 
data  every 3 months to assess the safety and potential benefits to the participant. 
Furthermore, they will also assess other risks including the physical, 
psychological, social, legal and economic harm to these patients. The 
investigators listed above will carefully watch for any invasion of privacy and 
breach of confidentiality.  The principal investigator will be sharing the results of 
safety analysis of the study with the sponsor (AZ) and to the IRB. The study 
groups will remain blinded. If there are any safety concerns then co-investigator 
Husam Ghanim, PhD who is not directly involved with the patients and or in 
insulin titrations of the study participants will unblind the study groups  on the 
discretion of principal investigator and  assess potential harm to the patients and 
inform the IRB and sponsor of this potential harm. The corrective actions will 
then be taken and research subjects will be withdrawn from the study if risks 
outweigh the benefits. The IRB will be kept well-informed at all times 
 
18.2 Describe what data are reviewed, including safety data, untoward events, 
and efficacy data. 
Response: Patients CGM, dietary intake, BP, weight are monitored every visit to 
ensure safety. CGM graphs will be evaluated every visit to reduce risk of 
hypoglycemia or hyperglycemia 

 
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18.3 Describe any safety endpoints. 
Response:  
Adverse Events Definitions and Reporting: 
Adverse event (AE): Any untoward or unfavorable medical occurrence in a human 
subject, including any abnormal sign (for example, abnormal physical exam or laboratory 
finding), symptom, or disease, temporally associated with the subject’s participation in 
the research, whether or not considered related to the subject’s participation in the 
research 
Serious adverse event (SAE): Any adverse event temporally associated with the subject’s 
participation in research that meets any of the following criteria:  1) results in death; 
2) is life-threatening (places the subject at immediate risk of death from the event as it 
occurred); 3) requires inpatient hospitalization or prolongation of existing 
hospitalization; 4) results in a persistent or significant disability/incapacity; 5) results in 
a congenital anomaly/birth defect; or any other adverse event that, based upon 
appropriate medical judgment, may jeopardize the subject’s health and may require 
medical or surgical intervention to prevent one of the other outcomes listed in this 
definition (examples of such events include allergic bronchospasm requiring intensive 
treatment in the emergency room or at home, blood dyscrasias or convulsions that do not 
result in inpatient hospitalization, or the development of drug dependency or drug abuse) 
Adverse drug reaction (AR): 
All noxious and unintended responses to a medicinal product related to any dose should 
be considered adverse drug reactions. An adverse reaction will become a serious drug 
reaction (SAR) only if it meets the requirements as defined in the above definition. The 
term suspected unexpected serious adverse reaction (SUSAR) defined as follows: 
An adverse reaction, the nature or severity of which is not consistent with the applicable 
product information (package insert/summary of product characteristics for an approved 
product) 
All serious adverse reactions (SARs) or suspected unexpected adverse drug reaction 
(SUSARs) will be reported to the IEC/IRB or within day 15 from the Investigator becoming 
aware of such adverse events, whichever comes first. 
Non-serious events/problems that impacted on the rights and welfare of the subjects will 
be reported as they occur or at the time of knowledge or notification. 
The following table represents the time frames for reporting serious events at the State 
University of New York at Buffalo: 
TIMEFRAMES FOR REPORTING ON-SITE “SERIOUS” EVENTS/PROBLEMS (SEPs) 
Type of Report 
When to Report 

 
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Deaths - except when death is the endpoint of the study 
Within 
24-hours 
of 
knowledge 
or 
notification 
Life-threatening  (i.e., events/problems that place the subject at 
immediate risk of death from the event as it occurred) 
Within 
72-hours 
of 
knowledge 
or 
notification 
Required hospitalization or prolongation of existing hospitalization 
Within 
72-hours 
of 
knowledge 
or 
notification 
Resulted in  persistent or significant disability or incapacity 
Within 
72-hours 
of 
knowledge 
or 
notification 
Resulted in congenital anomaly or birth defect 
Within 
72-hours 
of 
knowledge 
or 
notification 
Based on appropriate clinical judgment, the event required or may 
require medical or surgical intervention to: 
•  prevent a life-threatening event/problem (the subject is at immediate 
risk of death from the event as it occurred) 
• Required hospitalization or prolongation of existing hospitalization 
• Resulted in  persistent or significant disability or incapacity 
• Resulted in congenital anomaly or birth defect 
Within 
72-hours 
of 
knowledge 
or 
notification 
Deviation, in an emergency situation, from the approved 
investigational plan initiated in order to protect the life or physical well-
being of a subject  
Within 5 days of the 
emergency 
Deviation, in an emergency situation, from the approved 
investigational plan initiated in order to eliminate an apparent hazard 
to a participant 
Within 5 days of the 
emergency 
Increased Risk of Harm to subjects or others than was previously 
known or recognized (whether or not actual harm has occurred). Risks 
may be physical, psychological, economic, or social: 
Examples:   
• Theft or loss of stored research data  
• A subject complaint indicates unexpected risks 
• Unexpected subject withdrawal poses increased risks to the subject or 
others 
• Incarceration of an enrolled subject, in a study not approved for 
participation of prisoners, where ceasing all study involvements or 
interventions with the now-incarcerated prisoner-subject may increase 
risks to his/her health or safety. 
Within 
10 
working 
days of knowledge or 
notification 
Breach of Confidentiality that caused harm or places subjects or others 
at increased risk of harm (physical, psychological, economic, or social 
harm (even if actual harm has not occurred). 
Within 
10 
working 
days of knowledge or 
notification 
Significant impact on the integrity of the research data  
Examples: 
• Unplanned destruction of study records 
Within 
10 
working 
days of knowledge or 
notification 

 
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18.4 Describe how the safety information will be collected (e.g., with case report 
forms, at study visits, by telephone calls with participants). 
Response: The safety information will be collected at the time of the participants 
visit, and or during telephone calls with the participant. 
18.5 Describe the frequency of safety data collection. 
Response: The data collection will be done at all study visits which will be at 
intervals of either one or two weeks depending on the number of study visit. The 
patients, however, will be asked to report any adverse event or safety related 
information via phone as soon as it occurs 
 
18.6 Describe who will review the safety data. 
Response: The Safety data will be reviewed by the principle and sub investigators 
along with the research coordinator.  
18.7 Describe the frequency or periodicity of review of cumulative safety data. 
Response: Safety data will be reviewed every 3 months. Study endpoint data will 
be reviewed once after half of the recruited patients have completed the study and 
then at the end of the study. 
 
18.8 Describe the statistical tests for analyzing the safety data to determine 
whether harm is occurring. 
Response: The statistical analysis will be carried out using the paired t-test or 
Wilcoxson’s test for paired data 
 
• Withdrawal of subject(s) impacts data integrity or causes inability to 
complete the study 
Unanticipated Adverse Device Effects 
Any serious adverse effect on health or safety of any life-threatening 
problem or death caused by, or associated with, an FDA regulated 
device, if that effect problem or death was not previously identified in 
nature, severity, or degree of incidence in the investigational plan or 
application, or any other unanticipated serious problem associated with 
a device that relates to the rights, safety, or welfare of subjects. 
Within 
10 
working 
days of knowledge or 
notification 
Any event/problem that would cause the sponsor to modify the 
investigator’s brochure, informed consent document or would prompt 
other action by the IRB to assure protection of subjects. 
Within 
10 
working 
days of knowledge or 
notification. 
Any other “Serious” Event/Problem not described above 
Within 
10 
working 
days of knowledge or 
notification 

 
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18.9 Describe any conditions that trigger an immediate suspension of the 
research. 
Response: If the risks of the treatment outweigh the benefits 
19.0 
Withdrawal of Subjects 
☐ 
N/A:  This study is not enrolling subjects.  This section does not apply. 
 
19.1 Describe anticipated circumstances under which subjects may be withdrawn 
from the research without their consent. 
Response: Pregnancy and other conditions included in the exclusion criteria 
 
19.2 Describe any procedures for orderly termination.   
NOTE:  Examples may include return of study drug, exit interview with clinician.  
Include whether additional follow up is recommended for safety reasons for 
physical or emotional health. 
Response: The principal investigator of the study can remove a participant 
from the research study without their approval if for any reason he/she 
feels is appropriate, including: severe side effect, injury or medical 
condition which may place you at risk of further complications if you 
continue to participate, failure to take the medication as instructed, failure 
to keep your scheduled appointments, cancellation of the study by the 
sponsor, or other administrative reasons. 
If any of the subjects become pregnant during the period of study, they 
will need to withdraw from the study. 
19.3 Describe procedures that will be followed when subjects withdraw from the 
research, including retention of already collected data, and partial 
withdrawal from procedures with continued data collection, as applicable. 
Response: If a subject withdraws from the research, the data collected to that 
point will be used toward the research finding. If applicable the subject will have 
to bring back any unused research drug and or device. If necessary, they will be 
asked to complete an end of study visit for their safety.   
20.0 
Risks to Subjects 
20.1 List the reasonably foreseeable risks, discomforts, hazards, or 
inconveniences to the subjects related to their participation in the research. 
Consider physical, psychological, social, legal, and economic risks.  Include 
a description of the probability, magnitude, duration, and reversibility of the 
risks.  
NOTE:  Breach of confidentiality is always a risk for identifiable subject data. 
Response: Hypoglycemia: To minimize the risk of hypoglycemia, we are reducing the dose of 
insulin when initiating the study intervention. Subjects will be advised to call if they have more 
than one blood glucose < 70 mg/dl. For uncontrolled blood glucose, subjects will be advised to 

 
Page 36 of 48 
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call if they have more than one blood glucose above 250 mg/dl. Patients will monitor their blood 
sugars by fingerstick and or continuous glucose monitoring system diligently as part of the study 
protocol.  Blood sugars will be reviewed on a regular basis by the study investigators and insulin 
dose will be adjusted to prevent hypoglycemia. 
 
2. Nausea and vomiting: Mild to moderate nausea occurs in 8-30% of subjects, and vomiting 
occurs in 5%. Patients will be told that this is the commonest side-effect of liraglutide. The 
incidence of nausea decreases after the first week of the drug. Patients will be advised to call the 
study coordinator if they have persistent or intolerable nausea. 
3. Pancreatitis: There have been reports of pancreatitis associated with Liraglutide, however, a 
cause and effect relationship has not been established and the prevalence seems to be consistent 
with what is expected in subjects with diabetes. The consent form includes this description: “In 
studies, there were more cases of pancreatitis among patients treated with liraglutide. Inflammation 
of the pancreas (pancreatitis) may be severe and lead to death. Certain medical conditions make 
you more likely to get pancreatitis. Therefore before taking liraglutide, tell your healthcare provider 
or us if you have had pancreatitis, stones in your gallbladder (gallstones), a history of alcoholism, 
or high blood triglyceride levels. Stop taking liraglutide and call your healthcare provider or us 
right away if you have pain in your stomach area (abdomen) that is severe and will not go away. 
The pain may happen with or without vomiting. The pain may be felt going from your abdomen 
through to your back. These may be symptoms of pancreatitis.” 
Subjects who have abdominal pain will be asked to stop the drug immediately and blood test will 
be done to rule out pancreatitis. If pancreatitis is confirmed, subjects will be discontinued from the 
study. We will exclude patient with a prior history of pancreatitis from the study. 
 
4. Medullary thyroid cancer: In rats and mice at a dose 8 to 45 times that used in humans, Liraglutide 
administration was associated with an increase in C- cell tumors. According to FDA, the human relevance 
of the animal data is not clear and Liraglutide is contraindicated in subject with medullary carcinoma of 
thyroid or the MEN 2 syndrome. The consent form includes this description: “In animal studies, 
liraglutide caused rats and mice to develop thyroid tumors, some of which were cancerous. It is not known 
whether liraglutide causes thyroid tumors or a type of thyroid cancer called medullary thyroid cancer 
(MTC) in humans. MTC may lead to death. Do not use liraglutide if you or any of your family members 
have a history of MTC or if you have Multiple Endocrine Neoplasia syndrome type 2 (MEN 2). This is a 
disease where people have tumors in more than one gland in their body. You should tell your healthcare 
provider or us if you get a lump or swelling in your neck, hoarseness, difficulty swallowing, or shortness 
of breath while you are taking Liraglutide because these may be symptoms of thyroid cancer.”  
Physical examination at the beginning and the end of the study will include thyroid palpation. Any new 
thyroid nodules will be promptly investigated with an ultrasound and calcitonin concentrations, and 
biopsy if clinically indicated. 
 
5. Hypersensitivity: Liraglutide may also be associated with allergic and hypersensitivity reactions. 
Patients will be made aware of this. Subjects will be advised to stop the drug if they have a 
hypersensitivity reaction. 
All pregnancies in trial subjects occurring during the use of Novo Nordisk Products will be promptly 
reported to Novo Nordisk within the same timeframes outlined above for reporting SARs.  
Records of all participants in this study will be kept confidential so far as permitted by law.  However, 
the subject’s doctor and the Institutional Review Board (IRB) will be able to inspect and have access to 
confidential information that identifies subjects by name.  Any publication of the data will not identify 
the subjects. 

 
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Subject participation in this research study is voluntary.  They have the right to refuse to participate or to 
withdraw from participation at any time for any reason.  His refusal to participate or his withdrawal from 
the study will involve no penalty.  
All of the key personnel on this project have completed a training program in the protection of human 
research subjects.  
The conduct of the study will be in compliance with the ethical responsibility standards (The Declaration 
of Helsinki and ICH-GCP).   
The conduct of the study will be in compliance with all the requirements of Health Sciences Institutional 
Review Board (HSIRB) of the State University of New York at Buffalo.  
 
 
  
20.2 Describe procedures performed to lessen the probability or magnitude of 
risks, including procedures being performed to monitor subjects for safety. 
Response: NA 
 
20.3 If applicable, indicate which procedures may have risks to the subjects that 
are currently unforeseeable. 
Response: NA: There is could always be an unforeseeable risk or adverse advent 
during a study procedure. 
 
20.4 If applicable, indicate which research procedures may have risks to an 
embryo or fetus should the subject be or become pregnant. 
Response: Not applicable, we will be enrolling pregnant participants who are 
within child baring years sign the consent stating they will use two forms of birth 
control. If a participant becomes pregnant they will be withdrawn from the study 
immediately.  
 
20.5 If applicable, describe risks to others who are not subjects. 
Response: Not applicable, there is no risk to others not participating in this study. 
 
21.0 
Potential Benefits to Subjects 
21.1 Describe the potential benefits that individual subjects may experience by 
taking part in the research.  Include the probability, magnitude, and 
duration of the potential benefits.  Indicate if there is no direct benefit.   
NOTE:  Compensation cannot be stated as a benefit. 
Response: There are no potential benefits an individual participants will 
experience. 
 

 
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22.0 
Compensation for Research-Related Injury 
☐ 
N/A:  The research procedures for this study do not present risk of 
research related injury (e.g. survey studies, records review studies).  This 
section does not apply.   
22.1 
If the research procedures carry a risk of research related injury, 
describe the available compensation to subjects in the event that such injury 
should occur.   
Response: Routinely, Buffalo General Hospital, Erie County Medical Center, 
and/or the University at Buffalo, State University of New York, its agents, or its 
employees do not compensate for or provide free medical care for human 
subjects/participants in the event that any injury results from participation in a 
human research project.  In the unlikely event that they become ill or injured as a 
direct result of participating in this study, they may receive medical care, but it 
will not be free of charge even if the injury is a direct result of their participation. 
 
22.2 
Provide a copy of contract language, if any, relevant to compensation for 
research related injury. 
NOTE:  If the contract is not yet approved at the time of this submission, submit the 
current version here.  If the contract is later approved with different language regarding 
research related injury, you must modify your response here and submit an amendment 
to the IRB for review and approval. 
Response: NA 
 
23.0 
Economic Burden to Subjects 
23.1 Describe any costs that subjects may be responsible for because of 
participation in the research.   
NOTE:  Some examples include transportation or parking. 
Response: All research expensed will be covered. Participants will not be 
subjected to any out of pocket cost.  
 
☐ 
N/A:  This study is not enrolling subjects, or is limited to records review 
procedures only.  This section does not apply. 
24.0 
Compensation for Participation 
25.1 
Describe the amount and timing of any compensation to subjects, 
including monetary, course credit, or gift card compensation. 
Response:  
To help defray the costs of your participation, you will be receiving compensation after the 
completion of the study and after returning all the DEXCOM (Continuous Glucose Monitoring) 
Supplies in working condition. If any of these supplies are damaged in any matter, you will not 

 
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receive any of your payment.  You will receive following based on assigned group, which will be 
identified at 6-month time point in study.  Group A:  $545.00 after completion of the study: $15 
per visit (for days -30,-20,-10, 10, 20, 30; and weeks 8, 16, 20, 24, 28,32, 36, 44, 48), $75 for each 
meal challenge, $25 for each blood draw (weeks 12, 26 and 40), $25 for each urine sample (Day 0, 
week 26 and week 52).   
Group B: up to $575.00 after completion of the study: $15 per visit (for days -30,-20,-10, 
10, 20, 30; and weeks 8, 16, 20, 24, 27,28, 29,32, 36, 44, 48), $75 for each meal 
challenge, $25 for each blood draw (weeks 12, 26 and 40), $25 for each urine sample 
(Day 0, week 26 and week 52) 
Parking for entire study duration: $20.00 if paid by the patient. 
 
 
☐ 
N/A:  This study is not enrolling subjects, or is limited to records 
review procedures only.  This section does not apply. 
☐ 
N/A:  There is no compensation for participation.  This section 
does not apply. 
25.0 
Consent Process 
25.1 Indicate whether you will be obtaining consent.   
NOTE:  This does not refer to consent documentation, but rather whether you will 
be obtaining permission from subjects to participate in a research study.   
Consent documentation is addressed in Section 27.0. 
☒ 
Yes 
(If yes, Provide responses to each question in this Section) 
☐ 
No 
(If no, Skip to Section 27.0) 
 
25.2 Describe where the consent process will take place.  Include steps to 
maximize subjects’ privacy. 
Response: All participants will come to the research department to be consented. 
Participants will be placed in a private room where they can review the consent. 
Participant questions and or concerns will be address with a member of the study 
team or research doctor if applicable. The research coordinator will discuss in 
length the participants requests for privacy of their PHI.  
 
25.3 Describe how you will ensure that subjects are provided with a sufficient 
period of time to consider taking part in the research study.   
NOTE:  It is always a requirement that a prospective subject is given sufficient 
time to have their questions answered and consider their participation.  See “SOP: 
Informed Consent Process for Research (HRP-090)” Sections 5.5 and 5.6. 
Response: participants will be made aware that participating in research is 
completely voluntary, and they may withdraw at any time with no consequence to 

 
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their routine clinic care. If the patients requires time to decide and or discuss 
partaking in a research study, the subject will be given said time. 
 
25.4 Describe any process to ensure ongoing consent, defined as a subject’s 
willingness to continue participation for the duration of the research study.   
Response: The research coordinator and study team are available to answer any 
question or concerns with the patient during the duration of the research trial. At 
each study visit, the patient is asked a series of questions to ensure they are on 
task with the study visits and feel comfortable. Upon departing from their study 
visit, the patients are told of their next visit and given detail instruction for their 
next visit. 
 
25.5 Indicate whether you will be following “SOP: Informed Consent Process for 
Research (HRP-090).” If not, or if there are any exceptions or additional 
details to what is covered in the SOP, describe: 
• 
The role of the individuals listed in the application who are involved in 
the consent process 
• 
The time that will be devoted to the consent discussion 
• 
Steps that will be taken to minimize the possibility of coercion or 
undue influence 
• 
Steps that will be taken to ensure the subjects’ understanding 
Response:  
 
☒ 
We have reviewed and will be following “SOP: Informed Consent Process 
for Research (HRP-090).” 
 
Non-English Speaking Subjects  
☒ 
N/A:  This study will not enroll Non-English speaking subjects.   
(Skip to Section 26.8) 
25.6 Indicate which language(s) other than English are likely to be 
spoken/understood by your prospective study population or their legally 
authorized representatives. 
 
NOTE: The response to this Section should correspond with your response to 
Section 6.4 of this protocol. 
Response:  
 
25.7 If subjects who do not speak English will be enrolled, describe the process 
to ensure that the oral and written information provided to those subjects 

 
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will be in that language.  Indicate the language that will be used by those 
obtaining consent. 
NOTE:  Guidance is provided on “SOP:  Informed Consent Process for Research 
(HRP-090).” 
Response:  
 
 
Cognitively Impaired Adults 
☒ 
N/A:  This study will not enroll cognitively impaired adults.   
(Skip to Section 26.9) 
25.8   Describe the process to determine whether an individual is capable of 
consent.  
Response:  
 
 
Adults Unable to Consent 
☒ 
N/A:  This study will not enroll adults unable to consent.  
(Skip to Section 26.13) 
When a person is not capable of consent due to cognitive impairment, a legally 
authorized representative should be used to provide consent (Sections 26.9 and 
26.10) and, where possible, assent of the individual should also be solicited 
(Sections 26.11 and 26.12). 
25.9  Describe how you will identify a Legally Authorized Representative (LAR).  
Indicate that you have reviewed the “SOP: Legally Authorized 
Representatives, Children, and Guardians (HRP-013)” for research in New 
York State.  
NOTE:  Examples of acceptable response includes: verifying the electronic 
medical record to determine if an LAR is recorded. 
Response:  
 
☒ 
We have reviewed and will be following “SOP: Legally Authorized 
Representatives, Children, and Guardians (HRP-013).”  
25.10 For research conducted outside of New York State, provide information 
that describes which individuals are authorized under applicable law to 
consent on behalf of a prospective subject to their participation in the 
research.  One method of obtaining this information is to have a legal 
counsel or authority review your protocol along with the definition of 

 
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“legally authorized representative” in “SOP: Legally Authorized 
Representatives, Children, and Guardians (HRP-013).” 
Response:  
 
25.11 Describe the process for assent of the adults: 
• 
Indicate whether assent will be obtained from all, some, or none of the 
subjects.  If some, indicate which adults will be required to assent and 
which will not. 
Response: All subjects will be required to assent for participation in the study. The 
assent will be documented on the IRB approved consent form 
 
• 
If assent will not be obtained from some or all subjects, provide an 
explanation of why not. 
Response: All subjects will be required to assent for participation in the study. The 
assent will be documented on the IRB approved consent form 
 
25.12 Describe whether assent of the adult subjects will be documented and the 
process to document assent.   
NOTE:  The IRB allows the person obtaining assent to document assent on the 
consent document using the “Template Consent Document (HRP-502)” Signature 
Block for Assent of Adults who are Legally Unable to Consent. 
Response: The study involves certain procedures like counting carbohydrates with 
each meal, and insulin administration which can only be performed by individuals 
with a good degree of cognition. As such, individuals with cognitive decline 
preventing them to have a decision making capacity will automatically be 
excluded from the study. 
 
 
Subjects who are not yet Adults (Infants, Children, and Teenagers) 
☒ 
N/A:  This study will not enroll subjects who are not yet adults.   
(Skip to Section 27.0) 
25.13 Describe the criteria that will be used to determine whether a prospective 
subject has not attained the legal age for consent to treatments or 
procedures involved in the research under the applicable law of the 
jurisdiction in which the research will be conducted (e.g., individuals under 
the age of 18 years).  For research conducted in NYS, review “SOP: 
Legally Authorized Representatives, Children, and Guardians (HRP-013)” 
to be aware of which individuals in the state meet the definition of 
“children.”  

 
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NOTE:  Examples of acceptable responses include: verification via electronic 
medical record, driver’s license or state-issued ID, screening questionnaire. 
Response: Participants age will be verified using their date of birth on electronic 
medical records, and their drivers license or state issued ID upon arrival for the 
consenting process.  
 
25.14For research conducted outside of New York State, provide information 
that describes which persons have not attained the legal age for consent to 
treatments or procedures involved the research, under the applicable law of 
the jurisdiction in which research will be conducted.  One method of 
obtaining this information is to have a legal counsel or authority review 
your protocol along the definition of “children” in “SOP: Legally 
Authorized Representatives, Children, and Guardians (HRP-013).” 
Response: Not applicable,  
All research activities are performed within New York State. 
 
25.15 Describe whether parental permission will be obtained from: 
Response:  
☐  One parent even if the other parent is alive, known, competent, reasonably 
available, and shares legal responsibility for the care and custody of the 
child. 
☐ 
Both parents unless one parent is deceased, unknown, incompetent, or not 
reasonably available, or when only one parent has legal responsibility for 
the care and custody of the child. 
☒ 
Parent permission will not be obtained.  A waiver of parent permission is 
being requested. 
NOTE:  The requirement for parent permission is a protocol-specific determination 
made by the IRB based on the risk level of the research.  For guidance, review the 
“CHECKLIST: Children (HRP-416).”  
25.16Describe whether permission will be obtained from individuals other than 
parents, and if so, who will be allowed to provide permission.  Describe 
your procedure for determining an individual’s authority to consent to the 
child’s general medical care. 
Response: Not applicable. 
 
25.17 Indicate whether assent will be obtained from all, some, or none of the 
children.  If assent will be obtained from some children, indicate which 
children will be required to assent. 

 
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Response: Not applicable  
 
25.18 When assent of children is obtained, describe how it will be documented. 
Response: Not applicable 
 
26.0 
Waiver or Alteration of Consent Process 
Consent will not be obtained, required information will not be disclosed, or the 
research involves deception. 
☒ 
N/A:  A waiver or alteration of consent is not being requested. 
26.1 If the research involves a waiver or alteration of the consent process, please 
review the “CHECKLIST: Waiver or Alteration of Consent Process (HRP-
410)” to ensure that you have provided sufficient information for the IRB to 
make the determination that a waiver or alteration can be granted.   
NOTE:  For records review studies, the first set of criteria on the “CHECKLIST: 
Waiver or Alteration of Consent Process (HRP-410)” applies.  
Response:  
 
26.2 If the research involves a waiver of the consent process for planned 
emergency research, please review the “CHECKLIST: Waiver of Consent 
for Emergency Research (HRP-419)” to ensure you have provided sufficient 
information for the IRB to make these determinations.  Provide any 
additional information necessary here: 
Response:  
 
27.0 
Process to Document Consent 
☒ 
N/A:  A Waiver of Consent is being requested.   
(Skip to Section 29.0) 
27.1 Indicate whether you will be following “SOP: Written Documentation of 
Consent (HRP-091).” If not or if there are any exceptions, describe whether 
and how consent of the subject will be obtained including whether or not it 
will be documented in writing.   
NOTE:  If your research presents no more than minimal risk of harm to subjects 
and involves no procedures for which written documentation of consent is normally 
required outside of the research context, the IRB will generally waive the 
requirement to obtain written documentation of consent.  This is sometimes 
referred to as ‘verbal consent.’  Review “CHECKLIST: Waiver of Written 
Documentation of Consent (HRP-411)” to ensure that you have provided sufficient 
information.  

 
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If you will document consent in writing, attach a consent document with your 
submission.  You may use “TEMPLATE CONSENT DOCUMENT (HRP-
502)”.  If you will obtain consent, but not document consent in writing, attach the 
script of the information to be provided orally or in writing (i.e. consent script or 
Information Sheet).   
Response:  
 
☐ 
We will be following “SOP:  Written Documentation of Consent” 
(HRP-091). 
28.0 
Multi-Site Research (Multisite/Multicenter Only) 
☒ 
N/A:  This study is not an investigator-initiated multi-site study.  This 
section does not apply. 
 
28.1 If this is a multi-site study where you are the lead investigator, describe the 
processes to ensure communication among sites, such as: 
• 
All sites have the most current version of the IRB documents, including 
the protocol, consent document, and HIPAA authorization. 
• 
All required approvals have been obtained at each site (including 
approval by the site’s IRB of record). 
• 
All modifications have been communicated to sites, and approved 
(including approval by the site’s IRB of record) before the 
modification is implemented. 
• 
All engaged participating sites will safeguard data as required by 
local information security policies. 
• 
All local site investigators conduct the study appropriately. 
• 
All non-compliance with the study protocol or applicable requirements 
will be reported in accordance with local policy. 
Response:  
 
28.2 Describe the method for communicating to engaged participating sites: 
• 
Problems 
• 
Interim results 
• 
Study closure 
Response:  
 
28.3 
Indicate the total number of subjects that will be enrolled or records that 
will be reviewed across all sites. 
Response:  

 
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28.4 
If this is a multicenter study for which UB will serve as the IRB of record, 
and subjects will be recruited by methods not under the control of the local site 
(e.g., call centers, national advertisements) describe those methods.  
Response:  
 
29.0 
Banking Data or Specimens for Future Use 
☐ 
N/A:  This study is not banking data or specimens for future use or 
research outside the scope of the present protocol.  This section does not 
apply. 
29.1 If data or specimens will be banked (stored) for future use, that is, use or 
research outside of the scope of the present protocol, describe where the 
data/specimens will be stored, how long they will be stored, how the 
data/specimens will be accessed, and who will have access to the 
data/specimens.  
NOTE:  Your response here must be consistent with your response at the “What 
happens if I say yes, I want to be in this research?” Section of the Template 
Consent Document (HRP-502). 
Response: The study electronic data will be stored in a locked closet and 
password protected computers located in our research locations in Youngs 
Rd and CTRC.  Data is backed up by university on daily bases. Specimens 
will be stored in -80 freezer at our CTRC research laboratory at 875 
Ellicott St. 14203 for at least 7 years. Samples and electronic data will be 
labeled as a coded sample, using the patient randomization number (e.g. 
R12) and visit time and date. Electronic data and specimens will not be 
identifiable. 
The research staff (study personnel including coordinator) only will be 
authorized to access data and or specimens 
29.2 List the data to be stored or associated with each specimen. 
Response: Patient ID number, study visit information and date of collection 
will be stored with specimen. The data stored will include record files of all 
patients participating in the study, including data collection sheets, lab 
results, CGM and insulin pump data. 
29.3 Describe the procedures to release banked data or specimens for future 
uses, including: the process to request a release, approvals required for 
release, who can obtain data or specimens, and the data to be provided with 
specimens. 
Response: The copy of the individual patient data collected during the study 
period will be provided to these individual patients who can choose to hand 
carry it to their respective physicians and a copy will be faxed to their 
respective clinical providers upon verbal request from the patient. The data 

 
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provided will include the insulin pump or CGM data or any of the lab results 
obtained during the study period. The results of the completed study will be 
made available to the patients if requested through published manuscript. 
30.0 
Drugs or Devices 
☐ 
N/A:  This study does not involve drugs or devices.  This section does not 
apply. 
30.1 If the research involves drugs or devices, list and describe all drugs and 
devices used in the research, the purpose of their use, and their regulatory 
approval status.  
Response: Drugs used: Liraglutide ( Victoza) or placebo 
Device: continuous glucose monitoring device (CGM), this study will determine the rapidity and 
consistency of the response to liraglutide.  
 
 
30.2 Describe your plans to store, handle, and administer those drugs or devices 
so that they will be used only on subjects and be used only by authorized 
investigators. 
Response: Drugs will be stored in a locked cabinet and temperature controlled 
refrigerator at 4C at the research facility of the Diabetes and Endocrinology 
Center of WNY. 
 
If the drug is investigational (has an IND) or the device has an IDE or a claim 
of abbreviated IDE (non-significant risk device), include the following 
information: 
30.3 Identify the holder of the IND/IDE/Abbreviated IDE. 
Response:  
NA 
30.4 Explain procedures followed to comply with FDA sponsor requirements for 
the following:   
 

 
Page 48 of 48 
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Applicable to: 
FDA Regulation 
IND Studies 
IDE studies 
Abbreviated 
IDE studies 
21 CFR 11 
X 
X 
 
21 CFR 54 
X 
X 
 
21 CFR 210 
X 
 
 
21 CFR 211 
X 
 
 
21 CFR 312 
X 
 
 
21 CFR 812 
 
X 
X 
21 CFR 820 
 
X 
 
Response: All FDA sponsor requirements have been reviewed and will be 
followed during the study procedures 
31.0 
Humanitarian Use Devices 
☒ 
N/A:  This study does not involve humanitarian use devices.  This does 
not apply. 
31.1 
For Humanitarian Use Device (HUD) uses provide a description of the 
device, a summary of how you propose to use the device, including a description 
of any screening procedures, the HUD procedure, and any patient follow-up 
visits, tests or procedures. 
Response:  
 
31.2 
 For HUD uses provide a description of how the patient will be informed 
of the potential risks and benefits of the HUD and any procedures associated with 
its use. 
Response: