Model: DrishtiSharma/stella-en-1.5B-v5-obliqa-5-epochs
Author: DrishtiSharma
Pipeline: sentence-similarity
Library: sentence-transformers
Tags: sentence-transformers, safetensors, qwen2, sentence-similarity, feature-extraction, generated_from_trainer, dataset_size:22291, loss:MultipleNegativesRankingLoss, custom_code, arxiv:1908.10084, arxiv:1705.00652, base_model:NovaSearch/stella_en_1.5B_v5, base_model:finetune:NovaSearch/stella_en_1.5B_v5, model-index, text-embeddings-inference, endpoints_compatible, region:us
Base models (finetune): id: NovaSearch/stella_en_1.5B_v5
Card metadata: tags: sentence-transformers, sentence-similarity, feature-extraction, generated_from_trainer, dataset_size:22291, loss:MultipleNegativesRankingLoss
base_model: dunzhang/stella_en_1.5B_v5
widget: source_sentence: What specific information should be included in the annual report to adequately explain a company's business model and strategy in alignment with Principle 7?
sentences: REGULATORY REQUIREMENTS FOR AUTHORISED PERSONS ENGAGED IN REGULATED ACTIVITIES IN RELATION TO VIRTUAL ASSETS
Anti-Money Laundering and Countering Financing of Terrorism
On 22 February 2019, FATF issued a public statement recognising the need to adequately mitigate the ML and TF risks associated with digital asset activities.  As per the statement, FATF proposed more details relating to the regulation and supervision/monitoring of virtual assets (“VAs”) and virtual asset services providers (“VASPs”)  by way of its (Draft) Interpretive Note to Recommendation 15, “New technologies”.
, REGULATORY REQUIREMENTS FOR AUTHORISED PERSONS ENGAGED IN REGULATED ACTIVITIES IN RELATION TO VIRTUAL ASSETS
Technology Governance and Controls
When complying with GEN Rule 3.3 and COBS Rule 17.5, Authorised Persons should have due regard to the following key areas from a technology perspective:

a)	Careful maintenance and development of systems and architecture (e.g., code version control, implementation of updates, issue resolution, and regular internal and third party testing);

b)	Security measures and procedures for the safe storage and transmission of data;

c)	Business continuity and Client engagement planning in the event of both planned and unplanned system outages;

d)	Processes and procedures specifying management of personnel and decision-making by qualified staff; and

e)	Procedures for the creation and management of services, interfaces and channels provided by or to third parties (as recipients and providers of data or services).
, Other stakeholders. The Directors should include in the annual report an explanation of the basis on which the Reporting Entity generates or preserves value over the longer term (the business model) and the strategy for delivering the objectives of the Reporting Entity., source_sentence: Could you elaborate on the types of 'relevant events' that must be reported by Fund Administrators, particularly those which might undermine their ability to fulfill their duties as per Rule 17.1.5(d)?
sentences: The Regulator would expect any agreement required under this Rule ‎17.1.5 to include as a minimum the following provisions:
(a)	unambiguous descriptions and definitions of the activities and functions to be provided by the Fund Administrator and the duties to be performed by both parties;
(b)	an agreed standard in respect of resources and services supported as necessary by performance measures in accordance with the applicable legislation;
(c)	the requirement for regular detailed reporting to a specified frequency from the Fund Administrator in respect of its duties and activities;
(d)	provisions relating to the reporting of relevant events such as technological changes or error reporting and, in particular, any event which undermines the ability of the Fund Administrator to fulfil its duties;
(e)	the requirement for an annual review (at a minimum) of the performance of the functions by the Fund Administrator; and
(f)	provisions relating to records and adequate access by the Foreign Fund Manager, the Fund's auditor or any other Persons providing control or risk management functions for the Fund, as required by the Foreign Fund Manager or applicable laws to that Fund., A Relevant Person which is part of a Group must ensure that it:
(a)	has developed and implemented policies and procedures for the sharing of information between Group entities, including the sharing of information relating to CDD and money laundering risks;
(b)	has in place adequate safeguards on the confidentiality and use of information exchanged between Group entities, including consideration of relevant data protection legislation;
(c)	remains aware of the money laundering risks of the Group as a whole and of its exposure to the Group and takes active steps to mitigate such risks;
(d)	contributes to a Group-wide risk assessment to identify and assess money laundering risks for the Group; and
(e)	provides its Group-wide compliance, audit and AML/TFS functions with customer account and Transaction information from its Branches and Subsidiaries when necessary for AML/TFS purposes., 
There are two methods for calculating the Equity Risk Capital Requirement: the standard method and the simplified method. The standard method requires two separate calculations. The first is Specific Risk and the second is General Market Risk. The simplified method is easier to calculate but usually results in a higher Capital Requirement than the standard method. In addition, Authorised Persons must calculate an Interest Rate Risk Capital Requirement for a forward, a Future, an Option or a company issued Warrant., source_sentence: Can a Third Party be compelled to provide access to material under Section 255 if that material is relevant to an issue that identifies the Third Party?
sentences: This Chapter deals with the regulatory requirements arising out of the need for Authorised Persons to carry out a self assessment of their risk which can be reviewed and assessed by the Regulator. This Chapter details the Rules stipulating the need to complete internal risk assessments by Authorised Persons in defined frequencies and the Regulator's role in reviewing the results of such assessments. In the case of Authorised Persons facing financial risks, the requirements in this Chapter mandate completion of an Internal Capital Adequacy Assessment Process. The Regulator will review the results of such internal risk assessments. This Chapter also sets out how the Regulator may impose an additional Capital Requirement on a firm specific basis in addition to the minimum requirement specified in Chapter 3 of these Rules to address higher-than-normal risk., Accounting Records must be maintained by an Authorised Person and Recognised Body such as to enable its Governing Body to ensure that any financial statements prepared by the Authorised Person or Recognised Body comply with the Regulations and Rules., Section ‎255 applies to a Third Party as it applies to the person to whom the notice to which this section applies was given, in so far as the material to which access must be given under that section relates to the matter which identifies the Third Party., source_sentence: What is the immediate action required by an Authorised Person or Recognised Body upon discovering that an Employee may have committed a fraud against a Customer?
sentences: Fraud and errors. Each Authorised Person and Recognised Body must notify the Regulator immediately if one of the following events arises in relation to its activities in or from the ADGM:
(a)	it becomes aware that an Employee may have committed a fraud against one of its Customers;
(b)	a serious fraud has been committed against it;
(c)	it has reason to believe that a Person is acting with intent to commit a serious fraud against it;
(d)	it identifies significant irregularities in its accounting or other records, whether or not there is evidence of fraud; or
(e)	it suspects that one of its Employees who is Connected with the Authorised Person or Recognised Body's Regulated Activities may be guilty of serious misconduct concerning his honesty or integrity.
, If a Relevant Person acquires another business, either in whole or in substantial part, the Regulator would permit the Relevant Person to rely on the CDD conducted by the business it is acquiring, but would expect the Relevant Person to have done the following:
(a)	as part of its due diligence for the acquisition, to have taken a reasonable sample of the prospective customers to assess the quality of the CDD undertaken; and
(b)	to have undertaken CDD on all the customers to cover any deficiencies identified in (a) as soon as possible following the acquisition, prioritising high-risk customers., Additionally, given their heavy dependence on collecting and processing client data and the risks of cyberattacks to their automated and largely digital mode of operations, Digital Investment Managers must also put in place robust data security policies and systems to ensure compliance with all relevant data protection regulations, including the ADGM’s Data Protection Regulations and, as appropriate, PRU 6.6 – 6.9.
, source_sentence: Are there any anticipated changes to the COBS Rule 17.3 / MIR Rule 3.2.1 that Authorised Persons should be preparing for in the near future? If so, what is the expected timeline for these changes to take effect?
sentences: A Relevant Person must ensure that its MLRO implements and has oversight of and is responsible for the following matters:
(a)	the day-to-day operations for compliance by the Relevant Person with its AML/TFS policies, procedures, systems and controls;
(b)	acting as the point of contact to receive internal notifications of suspicious activity from the Relevant Person's Employees under Rule ‎14.2.2;
(c)	taking appropriate action under Rule ‎14.3.1 following receipt of a notification from an Employee;
(d)	making, in accordance with Federal AML Legislation, Suspicious Activity/Transaction Reports;
(e)	acting as the point of contact within the Relevant Person for competent U.A.E. authorities and the Regulator regarding money laundering issues;
(f)	responding promptly to any request for information made by competent U.A.E. authorities or the Regulator;
(g)	receiving and acting upon any relevant findings, recommendations, guidance, directives, resolutions, Sanctions, notices or other conclusions described in Chapter ‎11; and
(h)	establishing and maintaining an appropriate money laundering training programme and adequate awareness arrangements under Chapter ‎13., REGULATORY REQUIREMENTS FOR AUTHORISED PERSONS ENGAGED IN REGULATED ACTIVITIES IN RELATION TO VIRTUAL ASSETS
Capital Requirements
When applying COBS Rule 17.3 / MIR Rule 3.2.1 to an Authorised Person, the FSRA will apply proportionality in considering whether any additional capital buffer must be held, based on the size, scope, complexity and nature of the activities and operations of the Authorised Person and, if so, the appropriate amount of regulatory capital required as an additional buffer. An Authorised Person that the FSRA considers to be high risk may attract higher regulatory capital requirements.
, In exceptional circumstances, where the Bail-in Tool is applied, the Regulator may exclude or partially exclude certain liabilities from the application of the Write Down or Conversion Power where—
(a)	it is not possible to bail-in that liability within a reasonable time despite the reasonable efforts of the Regulator;
(b)	the exclusion is strictly necessary and is proportionate to achieve the continuity of Critical Functions and Core Business Lines in a manner that maintains the ability of the Institution in Resolution to continue key operations, services and transactions;
(c)	the exclusion is strictly necessary and proportionate to avoid giving rise to widespread contagion, in particular as regards Deposits and Eligible Deposits which would severely disrupt the functioning of financial markets, including financial market infrastructures, in a manner that could cause broader financial instability; or
(d)	the application of the Bail-in Tool to those liabilities would cause a destruction of value such that the losses borne by other creditors would be higher than if those liabilities were excluded from bail-in.
pipeline_tag: sentence-similarity
library_name: sentence-transformers
metrics: cosine_accuracy@1, cosine_accuracy@3, cosine_accuracy@5, cosine_accuracy@10, cosine_precision@1, cosine_precision@3, cosine_precision@5, cosine_precision@10, cosine_recall@1, cosine_recall@3, cosine_recall@5, cosine_recall@10, cosine_ndcg@10, cosine_mrr@10, cosine_map@100, dot_accuracy@1, dot_accuracy@3, dot_accuracy@5, dot_accuracy@10, dot_precision@1, dot_precision@3, dot_precision@5, dot_precision@10, dot_recall@1, dot_recall@3, dot_recall@5, dot_recall@10, dot_ndcg@10, dot_mrr@10, dot_map@100
model-index: name: SentenceTransformer based on dunzhang/stella_en_1.5B_v5
results: task: type: information-retrieval
name: Information Retrieval
dataset: name: Unknown
type: unknown
metrics: type: cosine_accuracy@1
value: 0.6233859397417504
name: Cosine Accuracy@1
verified: no, type: cosine_accuracy@3
value: 0.7636298421807748
name: Cosine Accuracy@3
verified: no, type: cosine_accuracy@5
value: 0.8113342898134863
name: Cosine Accuracy@5
verified: no, type: cosine_accuracy@10
value: 0.8558106169296987
name: Cosine Accuracy@10
verified: no, type: cosine_precision@1
value: 0.6233859397417504
name: Cosine Precision@1
verified: no, type: cosine_precision@3
value: 0.2687709230033477
name: Cosine Precision@3
verified: no, type: cosine_precision@5
value: 0.17568149210903872
name: Cosine Precision@5
verified: no, type: cosine_precision@10
value: 0.09533715925394547
name: Cosine Precision@10
verified: no, type: cosine_recall@1
value: 0.5457735533237685
name: Cosine Recall@1
verified: no, type: cosine_recall@3
value: 0.6823290291726446
name: Cosine Recall@3
verified: no, type: cosine_recall@5
value: 0.7313605930176948
name: Cosine Recall@5
verified: no, type: cosine_recall@10
value: 0.7834947393591583
name: Cosine Recall@10
verified: no, type: cosine_ndcg@10
value: 0.6892546786573623
name: Cosine Ndcg@10
verified: no, type: cosine_mrr@10
value: 0.7027094577668452
name: Cosine Mrr@10
verified: no, type: cosine_map@100
value: 0.6454912452493724
name: Cosine Map@100
verified: no, type: dot_accuracy@1
value: 0.3446915351506456
name: Dot Accuracy@1
verified: no, type: dot_accuracy@3
value: 0.5656384505021521
name: Dot Accuracy@3
verified: no, type: dot_accuracy@5
value: 0.6639167862266858
name: Dot Accuracy@5
verified: no, type: dot_accuracy@10
value: 0.7786944045911047
name: Dot Accuracy@10
verified: no, type: dot_precision@1
value: 0.3446915351506456
name: Dot Precision@1
verified: no, type: dot_precision@3
value: 0.19548063127690102
name: Dot Precision@3
verified: no, type: dot_precision@5
value: 0.14031563845050213
name: Dot Precision@5
verified: no, type: dot_precision@10
value: 0.0854734576757532
name: Dot Precision@10
verified: no, type: dot_recall@1
value: 0.3028813964610234
name: Dot Recall@1
verified: no, type: dot_recall@3
value: 0.49997010999521757
name: Dot Recall@3
verified: no, type: dot_recall@5
value: 0.5915172166427547
name: Dot Recall@5
verified: no, type: dot_recall@10
value: 0.7070540411286466
name: Dot Recall@10
verified: no, type: dot_ndcg@10
value: 0.5127009608010437
name: Dot Ndcg@10
verified: no, type: dot_mrr@10
value: 0.4801890471635807
name: Dot Mrr@10
verified: no, type: dot_map@100
value: 0.4463977594142586
name: Dot Map@100
verified: no
Likes: 0 | All-time downloads: 12
Created: 2024-11-25 09:58:08