# Job Position
**Position:** Senior Compliance Associate

**Company:** Larson Maddox

**Location:** Charlotte, NC

**Work Type:** Full-time

**Experience Level:** Mid-Senior level

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## Job Description

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Senior Compliance Associate! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to be a founding member of the office. The Senior Compliance Associate will be responsible for a variety of compliance related matters, which are detailed below. If you are passionate about compliance and looking for an opportunity where the growth potential is exceptional, apply in now!The Senior Compliance Associate will be responsible for: Enforcing Compliance policies such as the Code of Ethics, employee certifications, regulatory filings, and document retention.Monitoring personal and firm trading