# Job Position
**Position:** VP, Senior Compliance Officer

**Company:** Ultimus Fund Solutions

**Location:** United States

**Work Type:** Full-time

**Experience Level:** Director

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## Job Description

SUMMARYThe VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients of Ultimus Fund Solutions (UFS) in support of the funds’ Rule 38a-1 compliance program obligations. This includes maintaining the Rule 38a-1compliance policies and procedures for assigned trusts to satisfy all legal and regulatory requirements, performing annual reviews thereon and meeting with the Board of Trustees and Directors for assigned trusts, which include series trusts. Additionally, the VP, Senior Compliance Officer and Senior Compliance Officer typically will be assigned to serve as CCO to larger trusts or those with more complicated strategies than a Compliance Officer.
KEY ACCOUNTABILITIESConducts the trust’s annual compliance program review