# Job Position
**Position:** Supervisory Principal - Series 24

**Company:** Ascendo Resources

**Location:** Fort Lauderdale, FL

**Work Type:** Full-time

**Experience Level:** Associate

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## Job Description

Essential Duties and Responsibilities:Primary officer for all supervisory, risk and compliance functions for one group of support personnelFacilitate supervisory inquiry or processesProvide mentorship and coaching on policies and procedures to initiate risk awareness and compliant environmentSupervise all money movement and trade activitiesReview escalations from the branch in regards with cash breaks and NAVMonitor and implement procedures within risk factorsOversee responsibilities outlined in the Branch Supervisory manualAct as primary source for intelligence on risk in regard to client and personnel's
Education and Experience Requirements:Active Series 7 and 24 REQUIRED3+ years of Sales Supervisory, Branch Compliance, or Supervision within a Broker Dealer/Wealth ManagementBachelor's de