# Why Planning is Hard: A Multifaceted Model


_Epistemic confidence: Highly confident. This post doesn’t cover everything relevant to the topic, but I am confident that everything presented is solid._

You may have noticed that planning can be rather difficult. Granted, not all plans are difficult, planning what you’re going to have for dinner isn’t too bad usually; however serious planning can range from merely daunting to seemingly intractable. Think of the challenge of planning towards a satisfying career, a fulfilling relationship, the success of your startup, or the simple preservation and flourishing of human civilization.

I present here a gears-level, reductionist account of planning which makes it starkly clear why planning is hard. The point not being that we should give up because planning is futile. Far from it. With a detailed model of the factors which make planning hard, we can derive a unified roadmap for how to get better at planning and ultimately have a unified, powerful approach to making better plans.

Contents
========

*   **[What is](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#What_is_planning__) [planning?](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#What_is_planning__)**
*   **[Planning is a prediction/information problem](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Planning_is_a_Prediction_Information_Problem)**
*   **[Planning is a computation](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Planning_is_a_Computation_Problem) [problem](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Planning_is_a_Computation_Problem)**
*   **[Planning is a self-knowledge and self-mastery problem](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Planning_is_a_Self_Knowledge___Self_Mastery_Problem)**
*   **[Planning is a recursive problem](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Planning_is_a_Recursive_Problem)**
*   **[Summary: what it takes to be a good](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Summary__What_It_Takes_to_Be_a_Great_Planner) [planner](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Summary__What_It_Takes_to_Be_a_Great_Planner)**
*   **[Appendix: mathematical formalism of the computation problem](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Yjy9T8fYKe2XrzxwQ)**

What is planning?
=================

We can’t talk about why planning is hard before clarify what planning is. It’s pretty simple:

_Planning is the selection of actions in order to achieve desired outcomes._ \[1\]

The need for planning arises when the following conditions hold:

*   There are multiple states that the world can be in.
*   You have preferences over which states the world is in.
*   There are multiple actions available to you, each of which might cause the world to more likely be in some states rather than others.
*   You cannot take all of the actions, either because you lack the resources to do so or because the actions are inherently exclusive.

These conditions lead to a refinement of the definition above: planning is the selection of actions _from among competing alternatives_. One must prioritize among one’s available options and allocate resources to whichever options rank most highly.

Often one is allocating resources among multiple options in proportion to their priority, but I think we can still rightly call it _prioritization_ even when one is only deciding between allocating 100% of their resources to only one option of out two. In other words, _all of planning is prioritization._ \[2\]

Planning is a Prediction/Information Problem
============================================

On what basis should we select or prioritize one action over another? Of course, we should select whichever actions _we most expect_ to lead us to the worlds we most prefer. We should choose actions based on the Expected Value (EV) we assign to them.

And therein lies one of the core challenges of planning. _Expecting_ is just another word for _predicting._ And predicting is just a word which means assigning each action a probability distribution over the world states it will result in. That’s hard to do well.

Planning is hard because predicting is hard. Of course, predicting is a lot easier when you have more information, but usually we have far less than we’d like, so planning is hard because of limited information. Planning is a prediction problem and an information problem.

People of think of planning as being about “doing”, but in truth planning is just as much about “knowing”. One thing this amounts to is that the instrumental rationality involved in planning is inseparable from the epistemic rationality of having true beliefs, good models, and making accurate predictions. Any planner’s ability is going to be capped by their epistemic skill.

What we can do with this realization is that in any situation where we’re planning, we can pay deliberate attention to the predictions we need to make, the information we have, and ways in which might be able to make better predictions. (I call this the _Information Context_ of a plan.) Alternatively stated, one can begin to approach planning with an _uncertainty reduction mindset_ \[3\]. Rather than allocating all of one’s resources from the outset, one instead allocates a portion of the resources towards “purchasing” information which improves the subsequent allocation of the rest via improved prediction.

We do this already in many cases (reading reviews, asking friends, trials), but the occasions where we fail to do this can [cost us big time](https://www.lesswrong.com/posts/xrrycug4DWSdqBhjQ/plans-are-recursive-and-why-this-is-important#Almost_All_Plans_are_Sub_Plans__Almost_All_Goals_are_Sub_Goals): the student who didn’t research before starting law school, the company that spent years developing a product before testing with users, the couple who rushed into marriage, etc. (Not the only cause, but emotions often make us impatient to go all out with an option without adequate consideration.)

Unfortunately, while it’s easy to say that getting more information and reducing uncertainty is a good thing, there’s still a lot of complexity in managing uncertainty. Knowing how much is okay and how to efficiently reduce it. Still, always remembering that prediction is a core challenge of planning is a start.

Planning is a Computation Problem
=================================

Unfortunately, even having all the right information and perfect prediction would not be enough to make planning easy. Even when one can perfectly predict the outcome of all alternative options, planning often gives rise to intractably large computational problems which are [NP-Complete](https://en.wikipedia.org/wiki/NP-completeness). (I provide a small mathematical treatment in _[this comment below](https://www.lesswrong.com/posts/ZJzSxo6nCNvod67Xs/why-planning-is-hard-a-multifaceted-model#Yjy9T8fYKe2XrzxwQ)_.)

We are usually allocating a finite set of resources (our time, our money) amount a set of options in order to accomplish a variety of goals. Example: I might care about my health, entertainment, career, friendships, romance, art, and education. Towards these values, I could in a given week: sleep, play tennis, go to the gym, watch Netflix, work late, call up by bestie, go on Tinder, draw a picture, read a textbook, etc. I get to allocate my time to some combination of activities, but the thing is, the number of possible combinations for allocating my time in a single week is mind-boggling.

A super-simplified example: I have 30 discretionary hours in a week and 10 possible activities I could spend each of those hours on, but I only spend time on activities in two-hour blocks. This results in 10^(30/2) = 10^15 = _one thousand trillion different combinations_ of how I could spend my time that week. Even if I could perfectly predict how much I’d like each combination of time usage, I could never consider them all explicitly.

This computational complexity was very salient to me in my last job as a Product Manager where every six weeks I would choose which projects my team of Data Scientists would work on. Under ideal circumstances, I might get to choose ten projects out of a candidate twenty projects. Choosing was hard, especially since in addition to pure value of each project, I had to juggle the facts that: a) projects were often not independent, b) projects often have future costs, e.g. maintenance and tech debt, c) there are costs to not doing or delaying some projects, d) the benefits of different projects are spread over different time horizons, e) projects aren’t commensurate, e.g. protecting downside risk vs building new functionality, f) some projects are necessary to preserve future optionality, g) budget constraints were soft, I could sometimes steal time from elsewhere it meant I could select a better set of projects.

Even if I’d had perfect information and prediction, which I certainly didn’t, the number of possibilities was large enough to be intractable by any analytical method of prioritization.

I am least certain about how to best tackle the computation problem of planning, but my current guess is that very much relies on effectively using our instinctive, intuitive, [System 1](https://en.wikipedia.org/wiki/Dual_process_theory) thinking in conjunction with our System 2 thinking. System 1 is better at handling problems too large to be consciously considered, while System 2 can ensure that System 1 is paying attention to all the relevant considerations. I like [cost-benefit analyses](https://en.wikipedia.org/wiki/Cost%E2%80%93benefit_analysis) and [decision-matrices](https://en.wikipedia.org/wiki/Decision_matrix) not because I think they should make the final decision, but because I think the exercise of creating them loads the right information into System 1.

Planning is a Self-Knowledge & Self-Mastery Problem
===================================================

In a three-fold manner, planning is a problem of self-knowledge and self-mastery.

### Predicting yourself

The first problem of planning stated was that of prediction and information. With the exception of plans made for teams, organizations, countries, and the like, your plans will concern yourself and your actions. That means that invariably one of the most important things to be able to predict is yourself.

Sometimes this is hard because we lack information. It might be hard to predict how you will behave or feel in novel circumstances. Other times it can be hard to predict ourselves because we are averse to making the best possible predictions we could. We refuse to admit that realistically we are not going to get up at 6am to go to the gym.

A particular aspect of yourself which it is key to be able to predict is your motivation. Plans which rely on unrealistic predictions about how [motivated you will feel](https://www.lesswrong.com/posts/EkEYLkcxT8Wd2HS9W/motivation-you-have-to-win-in-the-moment) while executing the plans are probably going to be unsuccessful plans.

Advice I have for this aspect of planning is a) start paying attention to yourself and to predicting yourself, fortunately usually you have a lot of data to work with, b) adopt a policy of radical-self honesty, [what is true is already so](https://wiki.lesswrong.com/wiki/Litany_of_Gendlin) and good predictions are the basis of good plans.

### Knowing what you want

This post started with the definition that planning is the selection of actions towards desired outcomes. It is rather important that you correctly identify your actual desired outcomes, otherwise, any actions you select [aren’t likely to be worth much](https://www.lesswrong.com/posts/xrrycug4DWSdqBhjQ/plans-are-recursive-and-why-this-is-important#A_goal_is_only_right_if_it_actually_serves_your_higher_level_goals). “I thought I wanted X actually but I didn’t” is too often the foil of a supposedly successful plan where the planner evidently lacked good self-prediction.

I’m of the belief that one’s deep-down desired outcomes (personal and moral) are contained inside one’s brain, regardless of whether one has achieved good conscious access to them or inferred all the consequences of them. Much of good planning is reducing uncertainty around what is that you actually want and value.

Self-prediction is a special case of the general prediction/information problem, but it requires different techniques of uncertainty reduction than outside-world prediction does. Introspective methods such as [meditation](https://www.lesswrong.com/posts/mELQFMi9egPn5EAjK/my-attempt-to-explain-looking-insight-meditation-and), [Focusing](https://medium.com/@ThingMaker/focusing-for-skeptics-6b949ef33a4f), [Internal](https://www.lesswrong.com/posts/5gfqG3Xcopscta3st/building-up-to-an-internal-family-systems-model) [Family](https://www.lesswrong.com/posts/5gfqG3Xcopscta3st/building-up-to-an-internal-family-systems-model) [Systems](https://www.lesswrong.com/posts/5gfqG3Xcopscta3st/building-up-to-an-internal-family-systems-model), etc. are helpful for having better knowledge of which outcomes you actually want.

Of course, complicating the discovery of what _your_ desired outcomes are is that the notion of _you_ may be a little complicated. I have been persuaded over the years that it can be very useful to think of [yourself as being made up of parts or sub-agents](https://www.lesswrong.com/s/ZbmRyDN8TCpBTZSip), each with their own particular desires. Mastering yourself means coming to understand your parts and their desires leading into an ability to make plans that satisfy all yourself. This can be crucial as making plans which parts of you are not onboard often causes those parts to undermine the plan.

Relatedly, “making yourself do something” should always be a warning sign that some part of you is being disregarded. Sometimes that’s legitimate, but really only if you’re accounting for it in your self-predictions and how it’s going to affect overall success.

### Self-mastery of your human brain

Human brains are really, really good, but they’re also really complicated with a lot of different moving pieces and no user manual. Most of us manage, but there are gains to be had from better at operating our own minds.

#### Heuristics and biases

To get better at predicting, it helps to understand when our brains natively do and don’t make good predictions of their own accord. That leads directly into heuristics and biases and attempts to become [a](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi) [lens](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi) [which](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi) [sees](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi) [its](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi) [flaws](https://www.lesswrong.com/s/5g5TkQTe9rmPS5vvM/p/ptxnyfLWqRZ98wnYi).

#### Using System 1 (intuition) and System 2 (explicit reason) in harmony

Human brains run on both and each system has its advantages and disadvantages. The human who is leveraging their brain to its fullest extent is using all of their mind in harmony, not privileging or disregarding one kind of thinking inappropriately. This hard though, but really a key part of getting good at planning.

#### Emotional Mastery

Arguably emotions could be lumped under System 1, but it’s worth calling them out separately. While emotions serve multiple purposes, one of the things they do is carry an important signal of information from your subconscious mind. If you feel anxious about something or having a niggling doubt or whatever, that’s because there’s a part of your mind has been processing raw data and finding it significant. The skilled planner and predictor will be someone who can extract that valuable information from their emotions.

However, emotional mastery is perhaps even more important to planning in another way. Many, many plans are bad plans because people lapse into optimizing for their emotions rather than actual long-term desired outcomes. A person who rushes into a plan with inadequate information because they dislike being in a state of indecision is likely choosing a worse plan because they were unable to handle their unpleasant emotions. Or a person who only executes extremely conservative plans because anything bold makes them too feel anxious. I believe schools of thought which help with emotional mastery such as [ACT](https://en.wikipedia.org/wiki/Acceptance_and_commitment_therapy), [CBT](https://en.wikipedia.org/wiki/Cognitive_behavioral_therapy), and [DBT](https://en.wikipedia.org/wiki/Dialectical_behavior_therapy) have a place among the training materials for great planners.

Planning is a Recursive Problem
===============================

We’ve covered that planning requires identifying your options, predicting their outcomes, evaluating the goodness of said outcomes, and then somehow crunching through all the different combinations of possible actions to select the best overall set.

Except [planning is recursive](https://www.lesswrong.com/posts/xrrycug4DWSdqBhjQ/plans-are-recursive-and-why-this-is-important). Any difficult plan is going to be composed of multiple sub-plans and for each one of those sub-plans the whole process needs to repeated again: identifying options, making predictions, selecting combinations, etc.

First, this adds to the already extensive amount of computation involved in planning. Second, it can often cause plans to span multiple domains straining all but the most versatile generalists. Have pity for the aspiring baker whose plan was to make the best muffins in town, but now has to figure out double-entry accounting and US tax code. Or the physicist-cum-founder who wanted to create clean energy technologies but now needs to figure out a sales and marketing strategy too.

At a base level, the challenges of good planning remain constant between domains, e.g. making good predictions, as well the advisable steps, e.g. reducing uncertainty. Yet the concrete steps for doing these might look very different. The physicist-founder might have been very good at reducing uncertainty in the laboratory with experiments, but the feedback loop for iterating on sales strategy might be completely different, even if in both cases you’re trying to reduce uncertainty.

Shifting between domains is probably a reason why people who are good at reducing uncertainty and planning in some domains are negligent in others. Arguably, the skilled planner is going to figure out the right specific techniques to achieve good plans across all the domains they touch. In some domains, you might have lots of experts you can poll; in others it might be cheap to run experiments; in some you can build good explicit models; in others it’s all about training intuition; and yet in further cases it might not be easy at all and you’re left trying to draw tenuous inferences from historical example.

Summary: What It Takes to Be a Great Planner
============================================

We can neatly summarize why planning can be so difficult with a list of all the traits one should have in order to overcome the difficulties.

*   One must be excellent at making predictions across domains, helped by their mastery of epistemic skill and virtue.
*   One must be skilled at identifying which information one needs yet lacks and at executing sub-plans to efficiently obtain this information across different domains and the disparate techniques required to do so.
*   One must be skilled at making choices within combinatorially explosive problems involving the selection of combinations of multiple options towards multiple goals via the use of heuristics, excellent intuition/instinct, or some other reliable method.
*   One must be able to make use of their System 1 and System 2 to think in harmony.
*   One must have knowledge of their true values, goals, and desired states of the world.
*   One must have knowledge of their sub-parts and alignment between them so that one does not undermine oneself.
*   One must be able to predict one’s own behavior including the behavior of one’s motivations and emotions so that one can plan effectively around them.
*   One must be able to reduce uncertainty about one’s self-model via experiments or introspective tools.
*   One must be able to listen to the information contained in their emotions.
*   One must not let their emotions coerce them into plans which sate their emotions while sacrificing their overall goals.
*   One must be able to plan effectively up and down the recursive tree of their plans: enumerating, evaluating, and reducing uncertainty wherever needed.

  

Endnotes
========

\[1\] This broad definition stands in opposition to a common definition which uses planning primarily in contexts of scheduling, e.g. plan your day, plan your week. The broader definition here is essentially synonymous with decision-making, perhaps differing only in connotation. Decisions somewhat imply a one-off choice between options whereas planning implies selection of multiple actions to be taken over time. The term planning also somewhat more than decision-making highlights that there is a goal one wishes to achieve.

\[2\] I often hear people faced with clear prioritization tasks plead that they need more resource, that resource scarcity is the problem. Sometimes it is, sometimes the best action is to get more resources. But often it is a fallacy to think that if you can't solve prioritization now, it will somehow be easier when you have more resources. However many resources you have, they will be finite and you will still be able to think of things you'd like to do with even more resources, things which feel _just as necessary_. In short, you should get used to choosing sooner rather than later.

\[3\] To be technical, uncertainty reduction is about concentrating the probability mass of your prior distribution into narrower bands.