# Survey on AI existential risk scenarios

_Cross-posted to the [EA forum](https://forum.effectivealtruism.org/posts/2tumunFmjBuXdfF2F/survey-on-ai-existential-risk-scenarios-1)_.
# Summary

*   In August 2020, we conducted an online survey of prominent AI safety and governance researchers. You can see a copy of the survey at [this link](https://www.guidedtrack.com/programs/u84a3sq/run).[^1]
*   We sent the survey to 135 researchers at leading AI safety/governance research organisations (including [AI Impacts](https://aiimpacts.org/), [CHAI](https://humancompatible.ai/), [CLR](https://longtermrisk.org/), [CSER](https://www.cser.ac.uk/), [CSET](https://cset.georgetown.edu/), [FHI](https://www.fhi.ox.ac.uk/), [FLI](https://futureoflife.org/), [GCRI](https://gcrinstitute.org/), [MILA](https://mila.quebec/en/), [MIRI](https://intelligence.org/), [Open Philanthropy](https://www.openphilanthropy.org/) and [PAI](https://www.partnershiponai.org/)) and a number of independent researchers. We received 75 responses, a response rate of 56%.
*   The survey aimed to identify which AI existential risk scenarios[^2] (which we will refer to simply as “risk scenarios”) those researchers find most likely, in order to (1) help with prioritising future work on exploring AI risk scenarios, and (2) facilitate discourse and understanding within the AI safety and governance community, including between researchers who have different views.
*   In our view, the key result is that there was considerable disagreement among researchers about which risk scenarios are the most likely, and high uncertainty expressed by most individual researchers about their estimates.
*   This suggests that there is a lot of value in exploring the likelihood of different AI risk scenarios in more detail, especially given the limited scrutiny that most scenarios have received. This could look like:
    *   Fleshing out and analysing the scenarios mentioned in this post which have received less scrutiny.
    *   Doing more horizon scanning or trying to come up with other risk scenarios, and analysing them.
*   At this time, we are only publishing this abbreviated version of the results. We have a version of the full results that we may publish at a later date. Please contact [one](mailto:sc2260@cam.ac.uk) [of](mailto:jonas.schuett@legalpriorities.org) [us](mailto:alexis.carlier@governance.ai ) if you would like access to this, and include a sentence on why the results would be helpful or what you intend to use them for.
*   We welcome feedback on any aspects of the survey.


# Motivation

It has been argued that AI could pose an existential risk. The original risk scenarios were described by [Nick Bostrom](https://global.oup.com/academic/product/superintelligence-9780199678112) and [Eliezer Yudkowsky](https://intelligence.org/files/AIPosNegFactor.pdf). More recently, these [have](https://www.alignmentforum.org/s/4dHMdK5TLN6xcqtyc/p/NxF5G6CJiof6cemTw) [been](https://sideways-view.com/2018/02/24/takeoff-speeds/) [criticised](https://www.fhi.ox.ac.uk/wp-content/uploads/Reframing_Superintelligence_FHI-TR-2019-1.1-1.pdf), and [a](https://www.alignmentforum.org/posts/HBxe6wdjxK239zajf/what-failure-looks-like) [number](https://www.lawfareblog.com/thinking-about-risks-ai-accidents-misuse-and-structure) [of](https://forum.effectivealtruism.org/posts/42reWndoTEhFqu6T8/ai-governance-opportunity-and-theory-of-impact) [alternative](https://longtermrisk.org/research-agenda) [scenarios](https://www.alignmentforum.org/posts/HTgakSs6JpnogD6c2/two-neglected-problems-in-human-ai-safety) [have](https://www.alignmentforum.org/posts/w6d7XBCegc96kz4n3/the-argument-from-philosophical-difficulty) [been](https://www.alignmentforum.org/posts/AyNHoTWWAJ5eb99ji/another-outer-alignment-failure-story) [proposed](https://www.alignmentforum.org/posts/LpM3EAakwYdS6aRKf/what-multipolar-failure-looks-like-and-robust-agent-agnostic). There has been some useful work exploring these alternative scenarios, but much of this is informal. Most pieces are only presented as blog posts, with neither the detail of a book, nor the rigour of a peer-reviewed publication. For further discussion of this dynamic, see work by [Ben](https://forum.effectivealtruism.org/posts/9sBAW3qKppnoG3QPq/ben-garfinkel-how-sure-are-we-about-this-ai-stuff) [Garfinkel](https://80000hours.org/podcast/episodes/ben-garfinkel-classic-ai-risk-arguments/), [Richard](https://www.alignmentforum.org/posts/JbcWQCxKWn3y49bNB/disentangling-arguments-for-the-importance-of-ai-safety) [Ngo](https://www.alignmentforum.org/s/mzgtmmTKKn5MuCzFJ) and [Tom Adamczewski](https://fragile-credences.github.io/prioritising-ai/).

The result is that it is no longer clear which AI risk scenarios experts find most plausible. We think this state of affairs is unsatisfactory for at least two reasons. First, since many of the proposed scenarios seem underdeveloped, there is room for further work analyzing them in more detail. But this is time-consuming and there are a wide range of scenarios that *could* be analysed, so knowing which scenarios leading experts find most plausible is useful for prioritising this work. Second, since the views of top researchers will influence the views of the broader AI safety and governance community, it is important to make the full spectrum of views more widely available. The survey is intended to be a first step in this direction.


# The survey

We asked researchers to estimate the probability of five AI risk scenarios, *conditional on an existential catastrophe due to AI having occurred.* There was also a catch-all “other scenarios” option.

These were the five scenarios we asked about, and the descriptions we gave in the survey:

* "**Superintelligence**"
  * A single AI system with goals that are hostile to humanity quickly becomes sufficiently capable for complete world domination, and causes the future to contain very little of what we value, as described in “[Superintelligence](https://en.wikipedia.org/wiki/Superintelligence:_Paths,_Dangers,_Strategies)”.[^3]
* **Part 2 of “[What failure looks like](https://www.alignmentforum.org/posts/HBxe6wdjxK239zajf/what-failure-looks-like)”**
  * This involves multiple AIs accidentally being trained to seek influence, and then failing catastrophically once they are sufficiently capable, causing humans to become extinct or otherwise permanently lose all influence over the future.
* **Part 1 of “[What failure looks like](https://www.alignmentforum.org/posts/HBxe6wdjxK239zajf/what-failure-looks-like)”**
  * This involves AIs pursuing easy-to-measure goals, rather than the goals humans actually care about, causing us to permanently lose some influence over the future (excluding cases where the “Superintelligence” scenario or Part 2 of “What failure looks like” also occur).
* **War**
  * Some kind of war between humans, exacerbated by developments in AI, causes an existential catastrophe. AI is a significant risk factor in the catastrophe, such that no catastrophe would be occurred without the developments in AI. The proximate cause of the catastrophe is the deliberate actions of humans, such as the use of AI-enabled, nuclear or other weapons. See Dafoe ([2018](https://www.fhi.ox.ac.uk/wp-content/uploads/GovAIAgenda.pdf)) for more detail.
* **Misuse**
  * Intentional misuse of AI by one or more actors causes an existential catastrophe (excluding cases where the catastrophe was caused by misuse in a war that would not have occurred without developments in AI). See Karnofsky ([2016](https://www.openphilanthropy.org/blog/potential-risks-advanced-artificial-intelligence-philanthropic-opportunity)) for more detail.

We chose these five scenarios because they have been most prominent in [previous](https://80000hours.org/podcast/episodes/ben-garfinkel-classic-ai-risk-arguments/) [discussions](https://fragile-credences.github.io/prioritising-ai/) about different AI risk scenarios. For more details about the survey, you can find a copy of it at [this link](https://www.guidedtrack.com/programs/u84a3sq/run).


# Key results

## There was considerable disagreement among researchers about which risk scenarios are most likely

*   If you take the median response for each scenario and compare them, those (conditional) probabilities are fairly similar (between 10% and 12.5% for the five given scenarios, and 20% for “other scenarios”).[^4] However, _individual responses_ vary greatly (from the median). For instance, most respondents thought at least one scenario was quite unlikely:
    *   96% of respondents assigned ≤10% (conditional) probability to at least one scenario.
    *   89% of respondents assigned ≤10% (conditional) probability to at least two scenarios.
    *   64% of respondents assigned ≤10% (conditional) probability to at least three scenarios.[^5]

*   There were a number of outliers: for each scenario, at least one respondent estimated them to have ≥70% (conditional) probability.
*   For each scenario (including “other scenarios”), the [mean absolute deviation](https://en.wikipedia.org/wiki/Average_absolute_deviation#Mean_absolute_deviation_around_the_mean) of responses was somewhere between 9% and 18%.
    *   E.g. for the “Superintelligence” scenario, the mean absolute deviation was 13%. This means that the average (absolute) distance from the mean estimate was 13 percentage points.
    *   To help interpret this: recall that the means are all between 15% and 25% (see footnote 4) - so the mean absolute deviations are relatively large compared to (conditional) probabilities themselves.[^6]


*   For each scenario (including “other scenarios”), the interquartile range of responses was somewhere between 15% and 31%.
    *   E.g. for the “Superintelligence” scenario, the first quartile response was 5% and the third quartile response was 20% (so the interquartile range was 15%).
*   These statistics suggest considerable disagreement among researchers about which risk scenarios are the most likely.


## Researchers are uncertain about which risk scenarios are most likely

The median self-reported confidence level given by respondents was 2, on a seven point Likert scale from 0 to 6, where:

*   Confidence level 0 was labelled “completely uncertain, I selected my answers randomly”, and
*   Confidence level 6 was labelled “completely certain, like probability estimates for a fair dice”.


## Researchers put substantial credence on “other scenarios”

The “other scenarios” option had the highest median probability, at 20%. Some researchers left free-form comments describing these other scenarios. Most of them have seen no public write-up, and the others have been explored in less detail than the five scenarios we asked about.


# Key takeaway

Together, these three results suggest that there is a lot of value in exploring the likelihood of different risk scenarios in more detail. This could look like:

*   Fleshing out and analysing the scenarios mentioned in this post, in more detail.
    *   This seems especially important given that the median and mean probability estimates were similar for all the scenarios, and yet the “Superintelligence” scenario has received far more scrutiny than the others.
*   Doing more horizon scanning or trying to come up with other risk scenarios, and analysing them.
    *   Other than the “Superintelligence” scenario, almost all other risk scenarios (including those mentioned in this post) were only made salient in the last four years or so.

Recent “failure stories” by [Andrew Critch](https://www.alignmentforum.org/posts/LpM3EAakwYdS6aRKf/what-multipolar-failure-looks-like-and-robust-agent-agnostic) and [Paul Christiano](https://www.alignmentforum.org/posts/AyNHoTWWAJ5eb99ji/another-outer-alignment-failure-story) - which seem to have been well-received and appreciated - also suggest that there is value in exploring different risk scenarios in more detail. Likewise, Rohin Shah [advocates](https://ssconlinemeetup.substack.com/p/video-from-rohins-talk) for this kind of work, and AI Impacts has recently compiled a [collection of stories](https://aiimpacts.org/partially-plausible-fictional-ai-futures/#Stories_intended_as_AI_futurism) to clarify, explore or appreciate possible future AI scenarios.


# Caveats

One important caveat is the tractability of exploring the likelihood of different AI risk scenarios in more detail. The existence of considerable disagreement, despite there having been some attempts to clarify and discuss these issues, could suggest that making progress on this is difficult. However, we think there has been relatively little effort towards this kind of work so far, and that there is still a lot of low-hanging fruit.

Additionally, there were a number of limitations in the survey design, which are summarised in [this document](https://docs.google.com/document/d/1qRq_3cUgIF4QXHtg0owXJPYBoZP6imdMGZc4S44iYds/edit?usp=sharing). If we were to run the survey again, we would do many things differently. Whilst we think that our main findings stand up to these limitations, we nonetheless advise taking them cautiously, and as just one piece of evidence - among many - about researchers’ views on AI risk.


# Other notable results

Most of this community’s discussion about existential risk from AI focuses on scenarios involving one or more powerful, misaligned AI systems that take control of the future. This kind of concern is articulated most prominently in “Superintelligence” and “[What failure looks like](https://www.alignmentforum.org/posts/HBxe6wdjxK239zajf/what-failure-looks-like)”, corresponding to three scenarios in our survey (the “Superintelligence” scenario, part 1 and part 2 of “What failure looks like”). The median respondent’s total (conditional) probability on these three scenarios was 50%, suggesting that this kind of concern about AI risk is still prevalent, but far from the only kind of risk that researchers are concerned about today.

69% of respondents reported that they have _lowered_ their probability estimate in the “Superintelligence” scenario (as described above)[^7] since the first year they were involved in AI safety/governance. This may be because they now assign relatively higher probabilities to other risk scenarios happening first, and not necessarily because they think that fast takeoff or other premises of the “Superintelligence” scenario are less plausible than they originally did.


# Full version

At this time, we are only publishing this abbreviated version of the results. We have a version of the full results that we may publish at a later date. Please contact [one](mailto:sc2260@cam.ac.uk) [of](mailto:jonas.schuett@legalpriorities.org) [us](mailto:alexis.carlier@governance.ai ) if you would like access to this, and include a sentence on why the results would be helpful or what you intend to use them for.


# Acknowledgements

_We would like to thank all researchers who participated in the survey. We are also grateful for valuable comments and feedback from JJ Hepburn, Richard Ngo, Ben Garfinkel, Max Daniel, Rohin Shah, Jess Whittlestone, Rafe Kennedy, Spencer Greenberg, Linda Linsefors, David Manheim, Ross Gruetzemacher, Adam Shimi, Markus Anderljung, Chris McDonald, David Kreuger, Paolo Bova, Vael Gates, Michael Aird, Lewis Hammond, Alex Holness-Tofts, Nicholas Goldowsky-Dill, the GovAI team, the AI:FAR group, and anyone else we ought to have mentioned here. This project grew out of [AISC](https://aisafety.camp/) and [FHI SRF](https://www.fhi.ox.ac.uk/summer-research-fellowship/). All errors are our own._

[^1]: We will not look at any responses from now on; this is intended just to show what questions were asked, and in case any readers are interested in thinking through their own responses.

[^2]: AI existential risk scenarios are sometimes called [threat models](https://www.alignmentforum.org/tag/threat-models).

[^3]: Bostrom describes many scenarios in the book “Superintelligence”. We think that this scenario is the one that most people remember from the book, but nonetheless, we think it was probably a mistake to refer to this particular scenario by this name.

[^4]: Likewise, the mean responses for the five given scenarios are all between 15% and 18%, and the mean response for “other scenarios” was 25%.

[^5]: Other similar results: 77% of respondents assigned ≤5% (conditional) probability to at least one scenario; 51% of respondents assigned ≤5% (conditional) probability to at least two scenarios.

[^6]: For another way of interpreting this, consider that if respondents were evenly split into six completely “polarised” camps, each of which put 100% probability on one option and 0% on the others, then the mean absolute deviation for each scenario would be ~28%.

[^7]: As per footnote 3, the particular scenario we are referring to here is not the only scenario described in “Superintelligence”.