GreatNorthCollective/greatnorth-canada-federal-laws-text huggingface dataset:
Distributing Company and Distributing Insurance Holding Company Regulations — Distributing Company and Distributing Insurance Holding Company Regulations
the definition reporting issuer in paragraph 2(1)(qq) of The Securities Act, 1988 , S.S. 1988-89, c. S-42.2, as amended from time to time
Distributing Company and Distributing Insurance Holding Company Regulations — Distributing Company and Distributing Insurance Holding Company Regulations
the definition reporting issuer in paragraph 1( ccc ) and section 145 of the Securities Act , R.S.A. 2000, c. S-4, as amended from time to time
Distributing Company and Distributing Insurance Holding Company Regulations — Distributing Company and Distributing Insurance Holding Company Regulations
the definition reporting issuer in paragraph 2(1)(oo) of the Securities Act , R.S.N.L. 1990, c. S-13, as amended from time to time
Distributing Trust and Loan Company Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 2.3(1) a of the Trust and Loan Companies Act b , hereby makes the annexed Distributing Trust and Loan Company Regulations . a S.C. 2005, c. 54, s. 369 b S.C. 1991, c. 45
Distributing Trust and Loan Company Regulations — 1
1 In these Regulations, Act means the Trust and Loan Companies Act .
Distributing Trust and Loan Company Regulations — 2
2 (1) For the purpose of the Act and subject to subsection (2), any one of the following constitutes a distributing company: (a) a company that is a reporting issuer under any legislation that is set out in column 2 of the schedule; or (b) in the case of a company that is not a reporting issuer referred to in paragraph (a), a company (i) that has filed a prospectus or registration statement under provincial or foreign legislation, (ii) any of the securities of which are listed and posted for trading on a stock exchange in or outside Canada, or (iii) that is involved in, is formed for, results from or is continued after an amalgamation, a reorganization, an arrangement or a statutory procedure, if one of the participating bodies corporate is an entity referred to in subparagraph (i) or (ii). (2) A company that is subject to an exemption under provincial securities legislation, or to an order of the relevant provincial securities regulator that provides that the company is not a reporting issuer for the purposes of the applicable legislation, is not a distributing company for the purpose of subsection (1). SOR/2008-86, s. 1
Distributing Trust and Loan Company Regulations — 3
3 These Regulations come into force on the day on which they are registered.
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in subsection 1(1) of the Securities Act , R.S.O. 1990, c. S.5, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in sections 5 and 68 of the Securities Act , R.S.Q., c. V-1.1, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in paragraph 2(1)(ao) of the Securities Act , R.S.N.S. 1989, c. 418, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in subsection 1(1) of the Securities Act , S.N.B. 2004, c. S-5.5, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in subsection 1(1) of the Securities Act , C.C.S.M., c. S50, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in subsection 1(1) of the Securities Act , R.S.B.C. 1996, c. 418, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in paragraph 2(1)(qq) of The Securities Act, 1988 , S.S. 1988-89, c. S-42.2, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in paragraph 1( ccc ) and section 145 of the Securities Act , R.S.A. 2000, c. S-4, as amended from time to time
Distributing Trust and Loan Company Regulations — Distributing Trust and Loan Company Regulations
the definition reporting issuer in paragraph 2(1)(oo) of the Securities Act , R.S.N.L. 1990, c. S-13, as amended from time to time
Going-Private Transaction (Banks and Bank Holding Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to the definition going-private transaction a in section 2 and subsection 978(1) b of the Bank Act c , hereby makes the annexed Going-Private Transaction (Banks and Bank Holding Companies) Regulations . a L.C. 2005, c. 54, s. 1(2) b L.C. 2005, c. 54, s. 135 c S.C. 1991, c. 40
Going-Private Transaction (Banks and Bank Holding Companies) Regulations — 1
1 In these Regulations, Act means the Bank Act .
Going-Private Transaction (Banks and Bank Holding Companies) Regulations — 2
2 (1) For the purpose of the definition going-private transaction in section 2 of the Act, going-private transaction means an amalgamation or other transaction involving a distributing bank or a distributing bank holding company, other than an acquisition of shares under section 284 of the Act, that results in the interest of a holder of participating securities of the bank or bank holding company being terminated without the consent of the holder and without the substitution of an interest of equivalent value in participating securities of the bank or the bank holding company or of another bank or another bank holding company that succeeds to the business of the bank or the bank holding company, which participating securities have rights and privileges that are equal to or greater than the affected participating securities. (2) For the purpose of subsection (1), participating securities means (a) in the case of a bank holding company or bank other than a federal credit union, securities of a bank or a bank holding company that give the holder of the securities a right to share in the earnings of the bank or bank holding company and, after the liquidation, dissolution or winding up of the bank or bank holding company, a right to share in its assets; and (b) in the case of a federal credit union, securities of the federal credit union. SOR/2012-269, s. 17
Going-Private Transaction (Banks and Bank Holding Companies) Regulations — 3
3 These Regulations come into force on the day on which they are registered.
Going-Private Transaction (Insurance Companies and Insurance Holding Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to the definition going-private transaction a in subsection 2(1) and subsection 1021(1) b of the Insurance Companies Act c , hereby makes the annexed Going-Private Transaction (Insurance Companies and Insurance Holding Companies) Regulations . a S.C. 2005, c. 54, s. 214(2) b S.C. 2005, c. 54, s. 364 c S.C. 1991, c. 47
Going-Private Transaction (Insurance Companies and Insurance Holding Companies) Regulations — 1
1 In these Regulations, Act means the Insurance Companies Act .
Going-Private Transaction (Insurance Companies and Insurance Holding Companies) Regulations — 2
2 (1) For the purpose of the definition going-private transaction in subsection 2(1) of the Act, going-private transaction means an amalgamation or other transaction involving a distributing company or a distributing insurance holding company, other than an acquisition of shares under section 308 of the Act, that results in the interest of a holder of participating securities of the company or insurance holding company being terminated without the consent of the holder and without the substitution of an interest of equivalent value in participating securities of the company or the insurance holding company or of another company or another insurance holding company that succeeds to the business of the company or the insurance holding company, which participating securities have rights and privileges that are equal to or greater than the affected participating securities. (2) For the purpose of subsection (1), participating securities means securities of a company or an insurance holding company that give the holder of the securities a right to share in the earnings of the company or insurance holding company and, after the liquidation, dissolution or winding up of the company or insurance holding company, a right to share in its assets.
Going-Private Transaction (Insurance Companies and Insurance Holding Companies) Regulations — 3
3 These Regulations come into force on the day on which they are registered.
Going-Private Transaction (Trust and Loan Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to the definition going-private transaction a in section 2 and subsection 531(1) b of the Trust and Loan Companies Act c , hereby makes the annexed Going-Private Transaction (Trust and Loan Companies) Regulations . a S.C. 2005, c. 54, s. 368(2) b S.C. 2005, c. 54, s. 449 c S.C. 1991, c. 45
Going-Private Transaction (Trust and Loan Companies) Regulations — 1
1 In these Regulations, Act means the Trust and Loan Companies Act .
Going-Private Transaction (Trust and Loan Companies) Regulations — 2
2 (1) For the purpose of the definition going-private transaction in section 2 of the Act, going-private transaction means an amalgamation or other transaction involving a distributing company, other than an acquisition of shares under section 289 of the Act, that results in the interest of a holder of participating securities of the company being terminated without the consent of the holder and without the substitution of an interest of equivalent value in participating securities of the company or of another company that succeeds to the business of the company, which participating securities have rights and privileges that are equal to or greater than the affected participating securities. (2) For the purpose of subsection (1), participating securities ” means securities of a company that give the holder of the securities a right to share in the earnings of the company and, after the liquidation, dissolution or winding up of the company, a right to share in its assets.
Going-Private Transaction (Trust and Loan Companies) Regulations — 3
3 These Regulations come into force on the day on which they are registered.
Insider Reports (Banks and Bank Holding Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 268 a of the Bank Act b , hereby makes the annexed Insider Reports (Banks and Bank Holding Companies) Regulations . a S.C. 2005, c. 54, s. 56 b S.C. 1991, c. 46
Insider Reports (Banks and Bank Holding Companies) Regulations — 1
1 In these Regulations, Act means the Bank Act .
Insider Reports (Banks and Bank Holding Companies) Regulations — 2
2 (1) For the purpose of paragraph 268(a) of the Act, an insider means an insider as it is defined, for the purpose of insider reports, under any legislation set out in column 2 of the schedule. (2) For the purpose of paragraph 268(b) of the Act, the required form and content of an insider report are to be the form and content required for insider reports under any legislation set out in column 2 of the schedule. (3) For the purpose of paragraph 268(c) of the Act, the procedure for the submission and publication of insider reports is to be the procedure required for the submission and publication of insider reports under any legislation set out in column 2 of the schedule.
Insider Reports (Banks and Bank Holding Companies) Regulations — 3
3 An insider required to submit an insider report under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.
Insider Reports (Banks and Bank Holding Companies) Regulations — 4
4 (1) A person that is subject to an exemption under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, that provides that the person is not an insider for the purposes of the applicable legislation, is not an insider for the purpose of subsection 2(1). (2) A person that is subject to an exemption from any or all insider reporting requirements under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.
Insider Reports (Banks and Bank Holding Companies) Regulations — 7
7 These Regulations come into force on the day on which they are registered.
Insider Reports (Cooperative Credit Associations) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 263 a of the Cooperative Credit Associations Act b , hereby makes the annexed Insider Reports (Cooperative Credit Associations) Regulations . a S.C. 2005, c. 54, s. 193 b S.C. 1991, c. 48
Insider Reports (Cooperative Credit Associations) Regulations — 1
1 In these Regulations, Act means the Cooperative Credit Associations Act .
Insider Reports (Cooperative Credit Associations) Regulations — 2
2 (1) For the purpose of paragraph 263(a) of the Act, an insider means an insider as it is defined, for the purpose of insider reports, under any legislation set out in column 2 of the schedule. (2) For the purpose of paragraph 263(b) of the Act, the required form and content of an insider report are to be the form and content required for insider reports under any legislation set out in column 2 of the schedule. (3) For the purpose of paragraph 263(c) of the Act, the procedure for the submission and publication of insider reports is to be the procedure required for the submission and publication of insider reports under any legislation set out in column 2 of the schedule.
Insider Reports (Cooperative Credit Associations) Regulations — 3
3 An insider required to submit an insider report under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.
Insider Reports (Cooperative Credit Associations) Regulations — 4
4 (1) A person that is subject to an exemption under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, that provides that the person is not an insider for the purposes of the applicable legislation, is not an insider for the purpose of subsection 2(1). (2) A person that is subject to an exemption from any or all insider reporting requirements under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.
Insider Reports (Cooperative Credit Associations) Regulations — 5
5 These Regulations come into force on the day on which they are registered.
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 291 a of the Insurance Companies Act b , hereby makes the annexed Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations . a S.C. 2005, c. 54, s. 271 b S.C. 1991, c. 47
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — 1
1 In these Regulations, Act means the Insurance Companies Act .
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — 2
2 (1) For the purpose of paragraph 291(a) of the Act, an insider means an insider as it is defined, for the purpose of insider reports, under any legislation set out in column 2 of the schedule. (2) For the purpose of paragraph 291(b) of the Act, the required form and content of an insider report are to be the form and content required for insider reports under any legislation set out in column 2 of the schedule. (3) For the purpose of paragraph 291(c) of the Act, the procedure for submission and publication of insider reports is to be the procedure required for the submission and publication of insider reports under any legislation set out in column 2 of the schedule.
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — 3
3 An insider required to submit an insider report under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — 4
4 (1) A person that is subject to an exemption under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, that provides that the person is not an insider for the purposes of the applicable legislation, is not an insider for the purpose of subsection 2(1). (2) A person that is subject to an exemption from any or all insider reporting requirements under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.
Insider Reports (Insurance Companies and Insurance Holding Companies) Regulations — 5
5 These Regulations come into force on the day on which they are registered.
Insider Reports (Trust and Loan Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 273 a of the Trust and Loan Companies Act b , hereby makes the annexed Insider Reports (Trust and Loan Companies) Regulations . a S.C. 2005, c. 54, s. 421 b S.C. 1991, c. 45
Insider Reports (Trust and Loan Companies) Regulations — 1
1 In these Regulations, Act means the Trust and Loan Companies Act .
Insider Reports (Trust and Loan Companies) Regulations — 2
2 (1) For the purpose of paragraph 273(a) of the Act, an insider means an insider as it is defined, for the purpose of insider reports, under any legislation set out in column 2 of the schedule. (2) For the purpose of paragraph 273(b) of the Act, the required form and content of an insider report are to be the form and content required for insider reports under any legislation set out in column 2 of the schedule. (3) For the purpose of paragraph 273(c) of the Act, the procedure for submission and publication of insider reports is to be the procedure required for the submission and publication of insider reports under any legislation set out in column 2 of the schedule.
Insider Reports (Trust and Loan Companies) Regulations — 3
3 An insider required to submit an insider report under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.
Insider Reports (Trust and Loan Companies) Regulations — 4
4 (1) A person that is subject to an exemption under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, that provides that the person is not an insider for the purposes of the applicable legislation, is not an insider for the purpose of subsection 2(1). (2) A person that is subject to an exemption from any or all insider reporting requirements under any legislation set out in column 2 of the schedule, or an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.
Insider Reports (Trust and Loan Companies) Regulations — 5
5 These Regulations come into force on the day on which they are registered.
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — a
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 137 a , subsection 138(1) b , section 143 c , subsections 144(1) d and 151(5) e , section 726 f , subsection 727(1) g , section 732 h and subsections 733(1) i , 740(5) j and 978(1) k of the Bank Act l , hereby makes the annexed Meetings and Proposals (Banks and Bank Holding Companies) Regulations . a S.C. 2005, c. 54, s. 17 b S.C. 2005, c. 54, s. 18 c S.C. 2005, c. 54, s. 20 d S.C. 2005, c. 54, s. 21(1) e S.C. 2005, c. 54, s. 23 f S.C. 2005, c. 54, s. 92 g S.C. 2005, c. 54, s. 93 h S.C. 2005, c. 54, s. 95 i S.C. 2005, c. 54, s. 96(1) j S.C. 2005, c. 54, s. 98 k S.C. 2005, c. 54, s. 135 l S.C. 1991, c. 46
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 1
1 In these Regulations, Act means the Bank Act .
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 2
2 (1) For the purposes of subsections 137(5) and 726(5) of the Act, except paragraphs 137(5)(c) and (d) and 726(5)(c) and (d), the prescribed period for the record date is not more than 60 days before the day on which the particular action is to be taken. (2) For the purposes of paragraphs 137(5)(c) and (d) and 726(5)(c) and (d) of the Act, the prescribed period for the record date is not less than 21 days and not more than 60 days before the day of the meeting. (3) For the purposes of subsections 137(7) and 726(7) of the Act, the prescribed period for the notice of the record date to be given is not less than seven days before the date fixed.
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 3
3 For the purposes of subsections 138(1) and 727(1) of the Act, the prescribed period for the notice to be sent is not less than 21 days and not more than 60 days before the day of the meeting.
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 3.1
3.1 For the purpose of subsection 141.1(2) of the Act, the prescribed number of days is 90 days. SOR/2012-269, s. 18
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 4
4 (1) For the purposes of subsections 143(1.1) and 732(1.1) of the Act, the prescribed number of the bank’s or the bank holding company’s outstanding shares is the number of voting shares (a) that is equal to 1% of the total number of the bank’s or the bank holding company’s outstanding voting shares as of the day on which the proposal is submitted; or (b) whose fair market value, as determined at the close of business on the day before the day on which the proposal is submitted, is at least $2,000. (2) For the purposes of subsections 143(1.1) and 732(1.1) of the Act, the prescribed period for the person to have been the registered holder or beneficial owner is the six-month period immediately before the day on which the proposal is submitted. (3) For the purpose of subsection 144.1(2) of the Act, the prescribed period is six months. SOR/2012-269, s. 20
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 5
5 For the purposes of subsections 143(1.4), 144.1(5) and 732(1.4) of the Act, (a) the bank or the bank holding company may request, within 14 days after it receives the person’s proposal, that the person provide the proof that they meet the requirements; and (b) the person shall provide the proof that they meet the requirements within 21 days after receiving the bank’s or the bank holding company’s request. SOR/2012-269, s. 21
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 6
6 For the purposes of subsections 143(3), 144.1(6) and 732(3) of the Act, the proposal and the statement in support of it together are not to exceed 500 words. SOR/2012-269, s. 22
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 7
7 For the purposes of paragraphs 143(5)(a), 144.1(8)(a) and 732(5)(a) of the Act, the prescribed number of days is 90 days. SOR/2012-269, s. 22
Meetings and Proposals (Banks and Bank Holding Companies) Regulations — 8
8 For the purposes of paragraphs 143(5)(c), 144.1(8)(c) and 732(5)(c) of the Act, the prescribed period is two years. SOR/2012-269, s. 22