GenAI4ELab/papercli-papers huggingface dataset:
Mirages. On Anthropomorphism in Dialogue Systems
Authors: Gavin Abercrombie; Amanda Cercas Curry; Tanvi Dinkar; Verena Rieser; Zeerak Talat
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Automated dialogue or conversational systems are anthropomorphised by developers and personified by users. While a degree of anthropomorphism is inevitable, conscious and unconscious design choices can guide users to personify them to varying degrees. Encouraging users to relate to automated systems as if they were human can lead to transparency and trust issues, and high risk scenarios caused by over-reliance on their outputs. As a result, natural language processing researchers have investigated the factors that induce personification and develop resources to mitigate such effects. However, these efforts are fragmented, and many aspects of anthropomorphism have yet to be explored. In this paper, we discuss the linguistic factors that contribute to the anthropomorphism of dialogue systems and the harms that can arise thereof, including reinforcing gender stereotypes and conceptions of acceptable language. We recommend that future efforts towards developing dialogue systems take particular care in their design, development, release, and description; and attend to the many linguistic cues that can elicit personification by users.
Cognitive Dissonance: Why Do Language Model Outputs Disagree with Internal Representations of Truthfulness?
Authors: Kevin Liu; Stephen Casper; Dylan Hadfield-Menell; Jacob Andreas
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Neural language models (LMs) can be used to evaluate the truth of factual statements in two ways: they can be either queried for statement probabilities, or probed for internal representations of truthfulness. Past work has found that these two procedures sometimes disagree, and that probes tend to be more accurate than LM outputs. This has led some researchers to conclude that LMs “lie’ or otherwise encode non-cooperative communicative intents. Is this an accurate description of today’s LMs, or can query–probe disagreement arise in other ways? We identify three different classes of disagreement, which we term confabulation, deception, and heterogeneity. In many cases, the superiority of probes is simply attributable to better calibration on uncertain answers rather than a greater fraction of correct, high-confidence answers. In some cases, queries and probes perform better on different subsets of inputs, and accuracy can further be improved by ensembling the two.
KEBAP: Korean Error Explainable Benchmark Dataset for ASR and Post-processing
Authors: Seonmin Koo; Chanjun Park; Jinsung Kim; Jaehyung Seo; Sugyeong Eo; Hyeonseok Moon; Heuiseok Lim
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Automatic Speech Recognition (ASR) systems are instrumental across various applications, with their performance being critically tied to user satisfaction. Conventional evaluation metrics for ASR systems produce a singular aggregate score, which is insufficient for understanding specific system vulnerabilities. Therefore, we aim to address the limitations of the previous ASR evaluation methods by introducing the Korean Error Explainable Benchmark Dataset for ASR and Post-processing (KEBAP). KEBAP enables comprehensive analysis of ASR systems at both speech- and text levels, thereby facilitating a more balanced assessment encompassing speech recognition accuracy and user readability. KEBAP provides 37 newly defined speech-level resources incorporating diverse noise environments and speaker characteristics categories, also presenting 13 distinct text-level error types. This paper demonstrates detailed statistical analyses of colloquial noise categories and textual error types. Furthermore, we conduct extensive validation and analysis on commercially deployed ASR systems, providing valuable insights into their performance. As a more fine-grained and real-world-centric evaluation method, KEBAP contributes to identifying and mitigating potential weaknesses in ASR systems.
Adaptive Policy with Wait-k Model for Simultaneous Translation
Authors: Libo Zhao; Kai Fan; Wei Luo; Wu Jing; Shushu Wang; Ziqian Zeng; Zhongqiang Huang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Simultaneous machine translation (SiMT) requires a robust read/write policy in conjunction with a high-quality translation model. Traditional methods rely on either a fixed wait-k policy coupled with a standalone wait-k translation model, or an adaptive policy jointly trained with the translation model. In this study, we propose a more flexible approach by decoupling the adaptive policy model from the translation model. Our motivation stems from the observation that a standalone multi-path wait-k model performs competitively with adaptive policies utilized in state-of-the-art SiMT approaches. Specifically, we introduce DaP, a divergence-based adaptive policy, that makes read/write decisions for any translation model based on the potential divergence in translation distributions resulting from future information. DaP extends a frozen wait-k model with lightweight parameters, and is both memory and computation efficient. Experimental results across various benchmarks demonstrate that our approach offers an improved trade-off between translation accuracy and latency, outperforming strong baselines.
Cross-Document Event Coreference Resolution on Discourse Structure
Authors: Xinyu Chen; Sheng Xu; Peifeng Li; Qiaoming Zhu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Cross-document event coreference resolution (CD-ECR) is a task of clustering event mentions across multiple documents that refer to the same real-world events. Previous studies usually model the CD-ECR task as a pairwise similarity comparison problem by using different event mention features, and consider the highly similar event mention pairs in the same cluster as coreferent. In general, most of them only consider the local context of event mentions and ignore their implicit global information, thus failing to capture the interactions of long-distance event mentions. To address the above issue, we regard discourse structure as global information to further improve CD-ECR. First, we use a discourse rhetorical structure constructor to construct tree structures to represent documents. Then, we obtain shortest dependency paths from the tree structures to represent interactions between event mention pairs. Finally, we feed the above information to a multi-layer perceptron to capture the similarities of event mention pairs for resolving coreferent events. Experimental results on the ECB+ dataset show that our proposed model outperforms several baselines and achieves the competitive performance with the start-of-the-art baselines.
Post-hoc Utterance Refining Method by Entity Mining for Faithful Knowledge Grounded Conversations
Authors: Yoonna Jang; Suhyune Son; Jeongwoo Lee; Junyoung Son; Yuna Hur; Jungwoo Lim; Hyeonseok Moon; Kisu Yang; Heuiseok Lim
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite the striking advances in recent language generation performance, model-generated responses have suffered from the chronic problem of hallucinations that are either untrue or unfaithful to a given source. Especially in the task of knowledge grounded conversation, the models are required to generate informative responses, but hallucinated utterances lead to miscommunication. In particular, entity-level hallucination that causes critical misinformation and undesirable conversation is one of the major concerns. To address this issue, we propose a post-hoc refinement method called REM. It aims to enhance the quality and faithfulness of hallucinated utterances by refining them based on the source knowledge. If the generated utterance has a low source-faithfulness score with the given knowledge, REM mines the key entities in the knowledge and implicitly uses them for refining the utterances. We verify that our method reduces entity hallucination in the utterance. Also, we show the adaptability and efficacy of REM with extensive experiments and generative results. Our code is available at https://github.com/YOONNAJANG/REM.
Can We Edit Factual Knowledge by In-Context Learning?
Authors: Ce Zheng; Lei Li; Qingxiu Dong; Yuxuan Fan; Zhiyong Wu; Jingjing Xu; Baobao Chang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Previous studies have shown that large language models (LLMs) like GPTs store massive factual knowledge in their parameters. However, the stored knowledge could be false or outdated. Traditional knowledge editing methods refine LLMs via fine-tuning on texts containing specific knowledge. However, with the increasing scales of LLMs, these gradient-based approaches bring large computation costs. The trend of model-as-a-service also makes it impossible to modify knowledge in black-box LMs. Inspired by in-context learning (ICL), a new paradigm based on demonstration contexts without parameter updating, we explore whether ICL can edit factual knowledge. To answer this question, we give a comprehensive empirical study of ICL strategies. Experiments show that in-context knowledge editing (IKE), without any gradient and parameter updating, achieves a competitive success rate compared to gradient-based methods on GPT-J (6B) but with much fewer side effects, including less over-editing on similar but unrelated facts and less knowledge forgetting on previously stored knowledge. We also apply the method to larger LMs with tens or hundreds of parameters like OPT-175B, which shows the scalability of our method. The code is available at https://github.com/pkunlp-icler/IKE.
EDIS: Entity-Driven Image Search over Multimodal Web Content
Authors: Siqi Liu; Weixi Feng; Tsu-Jui Fu; Wenhu Chen; William Wang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Making image retrieval methods practical for real-world search applications requires significant progress in dataset scales, entity comprehension, and multimodal information fusion. In this work, we introduce Entity-Driven Image Search (EDIS), a challenging dataset for cross-modal image search in the news domain. EDIS consists of 1 million web images from actual search engine results and curated datasets, with each image paired with a textual description. Unlike datasets that assume a small set of single-modality candidates, EDIS reflects real-world web image search scenarios by including a million multimodal image-text pairs as candidates. EDIS encourages the development of retrieval models that simultaneously address cross-modal information fusion and matching. To achieve accurate ranking results, a model must: 1) understand named entities and events from text queries, 2) ground entities onto images or text descriptions, and 3) effectively fuse textual and visual representations. Our experimental results show that EDIS challenges state-of-the-art methods with dense entities and the large-scale candidate set. The ablation study also proves that fusing textual features with visual features is critical in improving retrieval results.
GQA: Training Generalized Multi-Query Transformer Models from Multi-Head Checkpoints
Authors: Joshua Ainslie; James Lee-Thorp; Michiel de Jong; Yury Zemlyanskiy; Federico Lebron; Sumit Sanghai
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multi-query attention (MQA), which only uses a single key-value head, drastically speeds up decoder inference. However, MQA can lead to quality degradation, and moreover it may not be desirable to train a separate model just for faster inference. We (1) propose a recipe for uptraining existing multi-head language model checkpoints into models with MQA using 5% of original pre-training compute, and (2) introduce grouped-query attention (GQA), a generalization of multi-query attention which uses an intermediate (more than one, less than number of query heads) number of key-value heads. We show that uptrained GQA achieves quality close to multi-head attention with comparable speed to MQA.
Towards a Mechanistic Interpretation of Multi-Step Reasoning Capabilities of Language Models
Authors: Yifan Hou; Jiaoda Li; Yu Fei; Alessandro Stolfo; Wangchunshu Zhou; Guangtao Zeng; Antoine Bosselut; Mrinmaya Sachan
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent work has shown that language models (LMs) have strong multi-step (i.e., procedural) reasoning capabilities. However, it is unclear whether LMs perform these tasks by cheating with answers memorized from pretraining corpus, or, via a multi-step reasoning mechanism. In this paper, we try to answer this question by exploring a mechanistic interpretation of LMs for multi-step reasoning tasks. Concretely, we hypothesize that the LM implicitly embeds a reasoning tree resembling the correct reasoning process within it. We test this hypothesis by introducing a new probing approach (called MechanisticProbe) that recovers the reasoning tree from the model’s attention patterns. We use our probe to analyze two LMs: GPT-2 on a synthetic task (k-th smallest element), and LLaMA on two simple language-based reasoning tasks (ProofWriter & AI2 Reasoning Challenge). We show that MechanisticProbe is able to detect the information of the reasoning tree from the model’s attentions for most examples, suggesting that the LM indeed is going through a process of multi-step reasoning within its architecture in many cases.
BiasX: “Thinking Slow” in Toxic Content Moderation with Explanations of Implied Social Biases
Authors: Yiming Zhang; Sravani Nanduri; Liwei Jiang; Tongshuang Wu; Maarten Sap
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Toxicity annotators and content moderators often default to mental shortcuts when making decisions. This can lead to subtle toxicity being missed, and seemingly toxic but harmless content being over-detected. We introduce BiasX, a framework that enhances content moderation setups with free-text explanations of statements’ implied social biases, and explore its effectiveness through a large-scale crowdsourced user study. We show that indeed, participants substantially benefit from explanations for correctly identifying subtly (non-)toxic content. The quality of explanations is critical: imperfect machine-generated explanations (+2.4% on hard toxic examples) help less compared to expert-written human explanations (+7.2%). Our results showcase the promise of using free-text explanations to encourage more thoughtful toxicity moderation.
Text encoders bottleneck compositionality in contrastive vision-language models
Authors: Amita Kamath; Jack Hessel; Kai-Wei Chang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Performant vision-language (VL) models like CLIP represent captions using a single vector. How much information about language is lost in this bottleneck? We first curate CompPrompts, a set of increasingly compositional image captions that VL models should be able to capture (e.g., single object, to object+property, to multiple interacting objects). Then, we train text-only recovery probes that aim to reconstruct captions from single-vector text representations produced by several VL models. This approach does not require images, allowing us to test on a broader range of scenes compared to prior work. We find that: 1) CLIP’s text encoder falls short on more compositional inputs, including object relationships, attribute-object association, counting, and negations; 2) some text encoders work significantly better than others; and 3) text-only recovery performance predicts multimodal matching performance on ControlledImCaps: a new evaluation benchmark we collect and release consisting of fine-grained compositional images and captions. Specifically, our results suggest text-only recoverability is a necessary (but not sufficient) condition for modeling compositional factors in contrastive VL models. We release our datasets and code.
Ignore This Title and HackAPrompt: Exposing Systemic Vulnerabilities of LLMs Through a Global Prompt Hacking Competition
Authors: Sander Schulhoff; Jeremy Pinto; Anaum Khan; Louis-François Bouchard; Chenglei Si; Svetlina Anati; Valen Tagliabue; Anson Kost; Christopher Carnahan; Jordan Boyd-Graber
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Language Models (LLMs) are increasingly being deployed in interactive contexts that involve direct user engagement, such as chatbots and writing assistants. These deployments are increasingly plagued by prompt injection and jailbreaking (collectively, prompt hacking), in which models are manipulated to ignore their original instructions and instead follow potentially malicious ones. Although widely acknowledged as a significant security threat, there is a dearth of a large-scale resource and quantitative study on prompt hacking. To address this lacuna, we launch a global prompt hacking competition, which allows for free-form human input attacks. We elicit 600K+ adversarial prompts against three state-of-the-art LLMs. We describe the dataset, which empirically verifies that current LLMs can indeed be manipulated via prompt hacking. We also present a comprehensive ontology of the types of adversarial prompts.
MMNMT: Modularizing Multilingual Neural Machine Translation with Flexibly Assembled MoE and Dense Blocks
Authors: Shangjie Li; Xiangpeng Wei; Shaolin Zhu; Jun Xie; Baosong Yang; Deyi Xiong
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Mixture-of-Experts (MoE) based sparse architectures can significantly increase model capacity with sublinear computational overhead, which are hence widely used in massively multilingual neural machine translation (MNMT). However, they are prone to overfitting on low-resource language translation. In this paper, we propose a modularized MNMT framework that is able to flexibly assemble dense and MoE-based sparse modules to achieve the best of both worlds. The training strategy of the modularized MNMT framework consists of three stages: (1) Pre-training basic MNMT models with different training objectives or model structures, (2) Initializing modules of the framework with pre-trained couterparts (e.g., encoder, decoder and embedding layers) from the basic models and (3) Fine-tuning the modularized MNMT framework to fit modules from different models together. We pre-train three basic MNMT models from scratch: a dense model, an MoE-based sparse model and a new MoE model, termed as MoE-LGR that explores multiple Language-Group-specifc Routers to incorporate language group knowledge into MNMT. The strengths of these pre-trained models are either on low-resource language translation, high-resource language translation or zero-shot translation. Our modularized MNMT framework attempts to incorporate these advantages into a single model with reasonable initialization and fine-tuning. Experiments on widely-used benchmark datasets demonstrate that the proposed modularized MNMT framwork substantially outperforms both MoE and dense models on high- and low-resource language translation as well as zero-shot translation. Our framework facilitates the combination of different methods with their own strengths and recycling off-the-shelf models for multilingual neural machine translation. Codes are available at https://github.com/lishangjie1/MMNMT.
Localizing Active Objects from Egocentric Vision with Symbolic World Knowledge
Authors: Te-Lin Wu; Yu Zhou; Nanyun Peng
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The ability to actively ground task instructions from an egocentric view is crucial for AI agents to accomplish tasks or assist humans virtually. One important step towards this goal is to localize and track key active objects that undergo major state change as a consequence of human actions/interactions to the environment without being told exactly what/where to ground (e.g., localizing and tracking the ‘sponge‘ in video from the instruction “Dip the sponge into the bucket.”). While existing works approach this problem from a pure vision perspective, we investigate to which extent the textual modality (i.e., task instructions) and their interaction with visual modality can be beneficial. Specifically, we propose to improve phrase grounding models’ ability on localizing the active objects by: (1) learning the role of ‘objects undergoing change‘ and extracting them accurately from the instructions, (2) leveraging pre- and post-conditions of the objects during actions, and (3) recognizing the objects more robustly with descriptional knowledge. We leverage large language models (LLMs) to extract the aforementioned action-object knowledge, and design a per-object aggregation masking technique to effectively perform joint inference on object phrases and symbolic knowledge. We evaluate our framework on Ego4D and Epic-Kitchens datasets. Extensive experiments demonstrate the effectiveness of our proposed framework, which leads to>54% improvements in all standard metrics on the TREK-150-OPE-Det localization + tracking task, >7% improvements in all standard metrics on the TREK-150-OPE tracking task, and >3% improvements in average precision (AP) on the Ego4D SCOD task.
Introducing Rhetorical Parallelism Detection: A New Task with Datasets, Metrics, and Baselines
Authors: Stephen Bothwell; Justin DeBenedetto; Theresa Crnkovich; Hildegund Müller; David Chiang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Rhetoric, both spoken and written, involves not only content but also style. One common stylistic tool is parallelism: the juxtaposition of phrases which have the same sequence of linguistic (e.g., phonological, syntactic, semantic) features. Despite the ubiquity of parallelism, the field of natural language processing has seldom investigated it, missing a chance to better understand the nature of the structure, meaning, and intent that humans convey. To address this, we introduce the task of rhetorical parallelism detection. We construct a formal definition of it; we provide one new Latin dataset and one adapted Chinese dataset for it; we establish a family of metrics to evaluate performance on it; and, lastly, we create baseline systems and novel sequence labeling schemes to capture it. On our strictest metric, we attain F1 scores of 0.40 and 0.43 on our Latin and Chinese datasets, respectively.