GenAI4ELab/papercli-papers huggingface dataset:
QADYNAMICS: Training Dynamics-Driven Synthetic QA Diagnostic for Zero-Shot Commonsense Question Answering
Authors: Haochen Shi; Weiqi Wang; Tianqing Fang; Baixuan Xu; Wenxuan Ding; Xin Liu; Yangqiu Song
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Zero-shot commonsense Question-Answering (QA) requires models to reason about general situations beyond specific benchmarks. State-of-the-art approaches fine-tune language models on QA pairs constructed from CommonSense Knowledge Bases (CSKBs) to equip the models with more commonsense knowledge in a QA context. However, current QA synthesis protocols may introduce noise from the CSKBs and generate ungrammatical questions and false negative options, which impede the model’s ability to generalize. To address these issues, we propose QADYNAMICS, a training dynamics-driven framework for QA diagnostics and refinement. Our approach analyzes the training dynamics of each QA pair at both the question level and option level, discarding machine-detectable artifacts by removing uninformative QA pairs and mislabeled or false-negative options. Extensive experiments demonstrate the effectiveness of our approach, which outperforms all baselines while using only 33% of the synthetic data, even including LLMs such as ChatGPT. Moreover, expert evaluations confirm that our framework significantly improves the quality of QA synthesis. Our code and model checkpoints are available at https://github.com/HKUST-KnowComp/QaDynamics.
RexUIE: A Recursive Method with Explicit Schema Instructor for Universal Information Extraction
Authors: Chengyuan Liu; Fubang Zhao; Yangyang Kang; Jingyuan Zhang; Xiang Zhou; Changlong Sun; Kun Kuang; Fei Wu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Universal Information Extraction (UIE) is an area of interest due to the challenges posed by varying targets, heterogeneous structures, and demand-specific schemas. Previous works have achieved success by unifying a few tasks, such as Named Entity Recognition (NER) and Relation Extraction (RE), while they fall short of being true UIE models particularly when extracting other general schemas such as quadruples and quintuples. Additionally, these models used an implicit structural schema instructor, which could lead to incorrect links between types, hindering the model’s generalization and performance in low-resource scenarios. In this paper, we redefine the true UIE with a formal formulation that covers almost all extraction schemas. To the best of our knowledge, we are the first to introduce UIE for any kind of schemas. In addition, we propose RexUIE, which is a Recursive Method with Explicit Schema Instructor for UIE. To avoid interference between different types, we reset the position ids and attention mask matrices. RexUIE shows strong performance under both full-shot and few-shot settings and achieves state-of-the-art results on the tasks of extracting complex schemas.
PromptARA: Improving Deep Representation in Hybrid Automatic Readability Assessment with Prompt and Orthogonal Projection
Authors: Jinshan Zeng; Xianglong Yu; Xianchao Tong; Wenyan Xiao
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Readability assessment aims to automatically classify texts based on readers’ reading levels. The hybrid automatic readability assessment (ARA) models using both deep and linguistic features have attracted rising attention in recent years due to their impressive performance. However, deep features are not fully explored due to the scarcity of training data, and the fusion of deep and linguistic features is not very effective in existing hybrid ARA models. In this paper, we propose a novel hybrid ARA model called PromptARA through employing prompts to improve deep feature representations and an orthogonal projection layer to fuse both deep and linguistic features. A series of experiments are conducted over four English and two Chinese corpora to show the effectiveness of the proposed model. Experimental results demonstrate that the proposed model is superior to state-of-the-art models.
Does Listener Gaze in Face-to-Face Interaction Follow the Entropy Rate Constancy Principle: An Empirical Study
Authors: Yu Wang; Hendrik Buschmeier
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: It is generally assumed that language (written and spoken) follows the entropy rate constancy (ERC) principle, which states that the information density of a text is constant over time. Recently, this has also been found for nonverbal gestures used in monologue, but it is still unclear whether the ERC principle also applies to listeners’ nonverbal signals. We focus on listeners’ gaze behaviour extracted from video-recorded conversations and trained a transformer-based neural sequence model to process the gaze data of the dialogues and compute its information density. We also compute the information density of the corresponding speech using a pre-trained language model. Our results show (1) that listeners’ gaze behaviour in dialogues roughly follows the ERC principle, as well as (2) a congruence between information density of speech and listeners’ gaze behaviour.
Incorporating Object-Level Visual Context for Multimodal Fine-Grained Entity Typing
Authors: Ying Zhang; Wenbo Fan; Kehui Song; Yu Zhao; Xuhui Sui; Xiaojie Yuan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Fine-grained entity typing (FGET) aims to assign appropriate fine-grained types to entity mentions within their context, which is an important foundational task in natural language processing. Previous approaches for FGET only utilized textual context information. However, in the form of short text, the contextual semantic information is often insufficient for FGET. In many real-world scenarios, text is often accompanied by images, and the visual context is valuable for FGET. To this end, we firstly propose a new task called multimodal fine-grained entity typing (MFGET). Then we construct a large-scale dataset for multimodal fine-grained entity typing called MFIGER based on FIGER. To fully leverage both textual and visual information, we propose a novel Multimodal Object-Level Visual Context Network (MOVCNet). MOVCNet can capture fine-grained semantic information by detecting objects in images, and effectively merge both textual and visual context. Experimental results demonstrate that our approach achieves superior classification performance compared to previous text-based approaches.
Exploring the Numerical Reasoning Capabilities of Language Models: A Comprehensive Analysis on Tabular Data
Authors: Mubashara Akhtar; Abhilash Shankarampeta; Vivek Gupta; Arpit Patil; Oana Cocarascu; Elena Simperl
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Numerical data plays a crucial role in various real-world domains like finance, economics, and science. Thus, understanding and reasoning with numbers are essential in these fields. Recent benchmarks have assessed the numerical reasoning abilities of language models, revealing their limitations in limited and specific numerical aspects. In this paper, we propose a complete hierarchical taxonomy for numerical reasoning skills, encompassing over ten reasoning types across four levels: representation, number sense, manipulation, and complex reasoning. We conduct a comprehensive evaluation of state-of-the-art models on all reasoning types. To identify challenging reasoning types for different model types, we develop a diverse and extensive set of numerical probes and measure performance shifts. By employing a semi-automated approach, we focus on the tabular Natural Language Inference (TNLI) task as a case study. While no single model excels in all reasoning types, FlanT5 (few-/zero-shot) and GPT3.5 (few-shot) demonstrate strong overall numerical reasoning skills compared to other models in our probes.
Assessing Privacy Risks in Language Models: A Case Study on Summarization Tasks
Authors: Ruixiang Tang; Gord Lueck; Rodolfo Quispe; Huseyin Inan; Janardhan Kulkarni; Xia Hu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Large language models have revolutionized the field of NLP by achieving state-of-the-art performance on various tasks. However, there is a concern that these models may disclose information in the training data. In this study, we focus on the summarization task and investigate the membership inference (MI) attack: given a sample and black-box access to a model’s API, it is possible to determine if the sample was part of the training data. We exploit text similarity and the model’s resistance to document modifications as potential MI signals and evaluate their effectiveness on widely used datasets. Our results demonstrate that summarization models are at risk of exposing data membership, even in cases where the reference summary is not available. Furthermore, we discuss several safeguards for training summarization models to protect against MI attacks and discuss the inherent trade-off between privacy and utility.
BERT Has More to Offer: BERT Layers Combination Yields Better Sentence Embeddings
Authors: MohammadSaleh Hosseini; Munawara Munia; Latifur Khan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Obtaining sentence representations from BERT-based models as feature extractors is invaluable as it takes much less time to pre-compute a one-time representation of the data and then use it for the downstream tasks, rather than fine-tune the whole BERT. Most previous works acquire a sentence’s representation by passing it to BERT and averaging its last layer. In this paper, we propose that the combination of certain layers of a BERT-based model rested on the data set and model can achieve substantially better results. We empirically show the effectiveness of our method for different BERT-based models on different tasks and data sets. Specifically, on seven standard semantic textual similarity data sets, we outperform the baseline BERT by improving the Spearman’s correlation by up to 25.75% and on average 16.32% without any further training. We also achieved state-of-the-art results on eight transfer data sets by reducing the relative error by up to 37.41% and on average 17.92%.
Extrapolating Multilingual Understanding Models as Multilingual Generators
Authors: Bohong Wu; Fei Yuan; Hai Zhao; Lei Li; Jingjing Xu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Multilingual understanding models (or encoder-based), pre-trained via masked language modeling, have achieved promising results on many language understanding tasks (e.g., mBERT). However, these models are not capable of generating high-quality text compared with decoder-based causal language models. Can we transform a pre-trained language understanding model into an effective language generation model? We propose a Semantic-Guided Alignment-then-Denoising (SGA) approach to adapt a multilingual encoder to a multilingual generator with a small number of additional parameters. Experiments show that the proposed approach is an effective adaption method, outperforming widely-used initialization-based methods with gains of 9.4 BLEU on machine translation, 8.1 Rouge-L on question generation, and 5.5 METEOR on story generation on XLM-Rlarge. On the other hand, we observe that XLM-R is still inferior to mBART in supervised settings despite better results on zero-shot settings, indicating that more exploration is required to make understanding models strong generators. Our code is available at https://github.com/chengzhipanpan/XLMR4MT.
SAC3: Reliable Hallucination Detection in Black-Box Language Models via Semantic-aware Cross-check Consistency
Authors: Jiaxin Zhang; Zhuohang Li; Kamalika Das; Bradley Malin; Sricharan Kumar
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Hallucination detection is a critical step toward understanding the trustworthiness of modern language models (LMs). To achieve this goal, we re-examine existing detection approaches based on the self-consistency of LMs and uncover two types of hallucinations resulting from 1) question-level and 2) model-level, which cannot be effectively identified through self-consistency check alone. Building upon this discovery, we propose a novel sampling-based method, i.e., semantic-aware cross-check consistency (SAC3) that expands on the principle of self-consistency checking. Our SAC3 approach incorporates additional mechanisms to detect both question-level and model-level hallucinations by leveraging advances including semantically equivalent question perturbation and cross-model response consistency checking. Through extensive and systematic empirical analysis, we demonstrate that SAC3 outperforms the state of the art in detecting both non-factual and factual statements across multiple question-answering and open-domain generation benchmarks.
Test-Time Self-Adaptive Small Language Models for Question Answering
Authors: Soyeong Jeong; Jinheon Baek; Sukmin Cho; Sung Hwang; Jong Park
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Recent instruction-finetuned large language models (LMs) have achieved notable performances in various tasks, such as question-answering (QA). However, despite their ability to memorize a vast amount of general knowledge across diverse tasks, they might be suboptimal on specific tasks due to their limited capacity to transfer and adapt knowledge to target tasks. Moreover, further finetuning LMs with labeled datasets is often infeasible due to their absence, but it is also questionable if we can transfer smaller LMs having limited knowledge only with unlabeled test data. In this work, we show and investigate the capabilities of smaller self-adaptive LMs, only with unlabeled test data. In particular, we first stochastically generate multiple answers, and then ensemble them while filtering out low-quality samples to mitigate noise from inaccurate labels. Our proposed self-adaption strategy demonstrates significant performance improvements on benchmark QA datasets with higher robustness across diverse prompts, enabling LMs to stay stable. Code is available at: https://github.com/starsuzi/T-SAS.
ExpNote: Black-box Large Language Models are better Task Solvers with Experience Notebook
Authors: Wangtao Sun; Xuanqing Yu; Shizhu He; Jun Zhao; Kang Liu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Black-box Large Language Models (LLMs) have shown great power in solving various tasks and are considered general problem solvers. However, LLMs still fail in many specific tasks although understand the task instruction. In this paper, we focus on the problem of boosting the ability of black-box LLMs to solve downstream tasks. We propose ExpNote, an automated framework to help LLMs better adapt to unfamiliar tasks through reflecting and noting experiences from training data and retrieving them from external memory during testing. We evaluate ExpNote on multiple tasks and the experimental results demonstrate that the proposed method significantly improves the performance of black-box LLMs. The data and code are available at https://github.com/forangel2014/ExpNote.
Evaluating Parameter-Efficient Finetuning Approaches for Pre-trained Models on the Financial Domain
Authors: Isabella Olariu; Cedric Lothritz; Jacques Klein; Tegawendé Bissyandé; Siwen Guo; Shohreh Haddadan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Large-scale language models with millions, billions, or trillions of trainable parameters are becoming increasingly popular. However, they risk becoming rapidly over-parameterized and the adaptation cost of fully fine-tuning them increases significantly. Storing them becomes progressively impractical as it requires keeping a separate copy of all the fine-tuned weights for each task. By freezing all pre-trained weights during fine-tuning, parameter-efficient tuning approaches have become an appealing alternative to traditional fine-tuning. The performance of these approaches has been evaluated on common NLP tasks of the GLUE benchmark and shown to match full fine-tuning performance, however, their impact is less researched in domain-specific fields such as finance. This work compares the performance of a set of financial BERT-like models to their fully fine-tuned counterparts by leveraging different parameter-efficient tuning methods. We see that results are comparable to traditional fine-tuning while gaining in time and resource efficiency.
Can Retriever-Augmented Language Models Reason? The Blame Game Between the Retriever and the Language Model
Authors: Parishad BehnamGhader; Santiago Miret; Siva Reddy
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Augmenting pretrained language models with retrievers has shown promise in effectively solving common NLP problems, such as language modeling and question answering. In this paper, we evaluate the strengths and weaknesses of popular retriever-augmented language models, namely kNN-LM, REALM, DPR + FiD, Contriever + ATLAS, and Contriever + Flan-T5, in reasoning over retrieved statements across different tasks. Our findings indicate that the simple similarity metric employed by retrievers is insufficient for retrieving all the necessary statements for reasoning. Additionally, the language models do not exhibit strong reasoning even when provided with only the required statements. Furthermore, when combined with imperfect retrievers, the performance of the language models becomes even worse, e.g., Flan-T5’s performance drops by 28.6% when retrieving 5 statements using Contriever. While larger language models improve performance, there is still a substantial room for enhancement. Our further analysis indicates that multihop retrieve-and-read is promising for large language models like GPT-3.5, but does not generalize to other language models like Flan-T5-xxl. The code is available at https://github.com/McGill-NLP/retriever-lm-reasoning.
BERTwich: Extending BERT’s Capabilities to Model Dialectal and Noisy Text
Authors: Aarohi Srivastava; David Chiang
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Real-world NLP applications often deal with nonstandard text (e.g., dialectal, informal, or misspelled text). However, language models like BERT deteriorate in the face of dialect variation or noise. How do we push BERT’s modeling capabilities to encompass nonstandard text? Fine-tuning helps, but it is designed for specializing a model to a task and does not seem to bring about the deeper, more pervasive changes needed to adapt a model to nonstandard language. In this paper, we introduce the novel idea of sandwiching BERT’s encoder stack between additional encoder layers trained to perform masked language modeling on noisy text. We find that our approach, paired with recent work on including character-level noise in fine-tuning data, can promote zero-shot transfer to dialectal text, as well as reduce the distance in the embedding space between words and their noisy counterparts.
Closed Boundary Learning for Classification Tasks with the Universum Class
Authors: Hanzhang Zhou; Zijian Feng; Kezhi Mao
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The Universum class, often known as the *other* class or the*miscellaneous* class, is defined as a collection of samples that do not belong to any class of interest. It is a typical class that exists in many classification-based tasks in NLP, such as relation extraction, named entity recognition, sentiment analysis, etc. The Universum class exhibits very different properties, namely heterogeneity and lack of representativeness in training data; however, existing methods often treat the Universum class equally with the classes of interest, leading to problems such as overfitting, misclassification, and diminished model robustness. In this work, we propose a closed boundary learning method that applies closed decision boundaries to classes of interest and designates the area outside all closed boundaries in the feature space as the space of the Universum class. Specifically, we formulate closed boundaries as arbitrary shapes, propose the inter-class rule-based probability estimation for the Universum class to cater to its unique properties, and propose a boundary learning loss to adjust decision boundaries based on the balance of misclassified samples inside and outside the boundary. In adherence to the natural properties of the Universum class, our method enhances both accuracy and robustness of classification models, demonstrated by improvements on six state-of-the-art works across three different tasks. Our code is available at https://github.com/hzzhou01/Closed-Boundary-Learning.
Revisiting Entropy Rate Constancy in Text
Authors: Vivek Verma; Nicholas Tomlin; Dan Klein
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The uniform information density (UID) hypothesis states that humans tend to distribute information roughly evenly across an utterance or discourse. Early evidence in support of the UID hypothesis came from Genzel and Charniak (2002), which proposed an entropy rate constancy principle based on the probability of English text under n-gram language models. We re-evaluate the claims of Genzel and Charniak (2002) with neural language models, failing to find clear evidence in support of entropy rate constancy. We conduct a range of experiments across datasets, model sizes, and languages and discuss implications for the uniform information density hypothesis and linguistic theories of efficient communication more broadly.
Calibrated Seq2seq Models for Efficient and Generalizable Ultra-fine Entity Typing
Authors: Yanlin Feng; Adithya Pratapa; David Mortensen
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Ultra-fine entity typing plays a crucial role in information extraction by predicting fine-grained semantic types for entity mentions in text. However, this task poses significant challenges due to the massive number of entity types in the output space. The current state-of-the-art approaches, based on standard multi-label classifiers or cross-encoder models, suffer from poor generalization performance or inefficient inference speed. In this paper, we present CASENT, a seq2seq model designed for ultra-fine entity typing that predicts ultra-fine types with calibrated confidence scores. Our model takes an entity mention as input and employs constrained beam search to generate multiple types autoregressively. The raw sequence probabilities associated with the predicted types are then transformed into confidence scores using a novel calibration method. We conduct extensive experiments on the UFET dataset which contains over 10k types. Our method outperforms the previous state-of-the-art in terms of F1 score and calibration error, while achieving an inference speedup of over 50 times. Additionally, we demonstrate the generalization capabilities of our model by evaluating it in zero-shot and few-shot settings on five specialized domain entity typing datasets that are unseen during training. Remarkably, our model outperforms large language models with 10 times more parameters in the zero-shot setting, and when fine-tuned on 50 examples, it significantly outperforms ChatGPT on all datasets.