GenAI4ELab/papercli-papers huggingface dataset:
Sparse Universal Transformer
Authors: Shawn Tan; Yikang Shen; Zhenfang Chen; Aaron Courville; Chuang Gan
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The Universal Transformer (UT) is a variant of the Transformer that shares parameters across its layers and is Turing-complete under certain assumptions. Empirical evidence also shows that UTs have better compositional generalization than Vanilla Transformers (VTs) in formal language tasks. The parameter-sharing also affords it better parameter efficiency than VTs. Despite its many advantages, most state-of-the-art NLP systems use VTs as their backbone model instead of UTs. This is mainly because scaling UT parameters is more compute and memory intensive than scaling up a VT. This paper proposes the Sparse Universal Transformer (SUT), which leverages Sparse Mixture of Experts (SMoE) to reduce UT’s computation complexity while retaining its parameter efficiency and generalization ability. Experiments show that SUT combines the best of both worlds, achieving strong generalization results on formal language tasks (Logical inference and CFQ) and impressive parameter and computation efficiency on standard natural language benchmarks like WMT’14.
Theory of Mind for Multi-Agent Collaboration via Large Language Models
Authors: Huao Li; Yu Chong; Simon Stepputtis; Joseph Campbell; Dana Hughes; Charles Lewis; Katia Sycara
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: While Large Language Models (LLMs) have demonstrated impressive accomplishments in both reasoning and planning, their abilities in multi-agent collaborations remains largely unexplored. This study evaluates LLM-based agents in a multi-agent cooperative text game with Theory of Mind (ToM) inference tasks, comparing their performance with Multi-Agent Reinforcement Learning (MARL) and planning-based baselines. We observed evidence of emergent collaborative behaviors and high-order Theory of Mind capabilities among LLM-based agents. Our results reveal limitations in LLM-based agents’ planning optimization due to systematic failures in managing long-horizon contexts and hallucination about the task state. We explore the use of explicit belief state representations to mitigate these issues, finding that it enhances task performance and the accuracy of ToM inferences for LLM-based agents.
Establishing Trustworthiness: Rethinking Tasks and Model Evaluation
Authors: Robert Litschko; Max Müller-Eberstein; Rob van der Goot; Leon Weber-Genzel; Barbara Plank
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Language understanding is a multi-faceted cognitive capability, which the Natural Language Processing (NLP) community has striven to model computationally for decades. Traditionally, facets of linguistic intelligence have been compartmentalized into tasks with specialized model architectures and corresponding evaluation protocols. With the advent of large language models (LLMs) the community has witnessed a dramatic shift towards general purpose, task-agnostic approaches powered by generative models. As a consequence, the traditional compartmentalized notion of language tasks is breaking down, followed by an increasing challenge for evaluation and analysis. At the same time, LLMs are being deployed in more real-world scenarios, including previously unforeseen zero-shot setups, increasing the need for trustworthy and reliable systems. Therefore, we argue that it is time to rethink what constitutes tasks and model evaluation in NLP, and pursue a more holistic view on language, placing trustworthiness at the center. Towards this goal, we review existing compartmentalized approaches for understanding the origins of a model’s functional capacity, and provide recommendations for more multi-faceted evaluation protocols.
Let’s Think Frame by Frame with VIP: A Video Infilling and Prediction Dataset for Evaluating Video Chain-of-Thought
Authors: Vaishnavi Himakunthala; Andy Ouyang; Daniel Rose; Ryan He; Alex Mei; Yujie Lu; Chinmay Sonar; Michael Saxon; William Wang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite exciting recent results showing vision-language systems’ capacity to reason about images using natural language, their capacity for video reasoning remains underexplored. We motivate framing video reasoning as the sequential understanding of a small number of keyframes, thereby leveraging the power and robustness of vision-language while alleviating the computational complexities of processing videos. To evaluate this novel application, we introduce VIP, an inference-time challenge dataset designed to explore models’ reasoning capabilities through video chain-of-thought. Inspired by visually descriptive scene plays, we propose two formats for keyframe description: unstructured dense captions and structured scene descriptions that identify the focus, action, mood, objects, and setting (FAMOuS) of the keyframe. To evaluate video reasoning, we propose two tasks: Video Infilling and Video Prediction, which test abilities to generate multiple intermediate keyframes and predict future keyframes, respectively. We benchmark GPT-4, GPT-3, and VICUNA on VIP, demonstrate the performance gap in these complex video reasoning tasks, and encourage future work to prioritize language models for efficient and generalized video reasoning.
GPTAraEval: A Comprehensive Evaluation of ChatGPT on Arabic NLP
Authors: Md Tawkat Islam Khondaker; Abdul Waheed; El Moatez Billah Nagoudi; Muhammad Abdul-Mageed
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: ChatGPT’s emergence heralds a transformative phase in NLP, particularly demonstrated through its excellent performance on many English benchmarks. However, the model’s efficacy across diverse linguistic contexts remains largely uncharted territory. This work aims to bridge this knowledge gap, with a primary focus on assessing ChatGPT’s capabilities on Arabic languages and dialectal varieties. Our comprehensive study conducts a large-scale automated and human evaluation of ChatGPT, encompassing 44 distinct language understanding and generation tasks on over 60 different datasets. To our knowledge, this marks the first extensive performance analysis of ChatGPT’s deployment in Arabic NLP. Our findings indicate that, despite its remarkable performance in English, ChatGPT is consistently surpassed by smaller models that have undergone finetuning on Arabic. We further undertake a meticulous comparison of ChatGPT and GPT-4’s Modern Standard Arabic (MSA) and Dialectal Arabic (DA), unveiling the relative shortcomings of both models in handling Arabic dialects compared to MSA. Although we further explore and confirm the utility of employing GPT-4 as a potential alternative for human evaluation, our work adds to a growing body of research underscoring the limitations of ChatGPT.
Dual-Channel Span for Aspect Sentiment Triplet Extraction
Authors: Pan Li; Ping Li; Kai Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Aspect Sentiment Triplet Extraction (ASTE) is one of the compound tasks of fine-grained aspect-based sentiment analysis (ABSA), aiming at extracting the triplets of aspect terms, corresponding opinion terms and the associated sentiment orientation. Recent efforts in exploiting span-level semantic interaction shown superior performance on ASTE task. However, most of the existing span-based approaches suffer from enumerating all possible spans, since it can introduce too much noise in sentiment triplet extraction. To ease this burden, we propose a dual-channel span generation method to coherently constrain the search space of span candidates. Specifically, we leverage the syntactic relations among aspect/opinion terms and the associated part-of-speech characteristics in those terms to generate span candidates, which reduces span enumeration by nearly half. Besides, feature representations are learned from syntactic and part-of-speech correlation among terms, which renders span representation fruitful linguistic information. Extensive experiments on two versions of public datasets demonstrate both the effectiveness of our design and the superiority on ASTE/ATE/OTE tasks.
Cultural Concept Adaptation on Multimodal Reasoning
Authors: Zhi Li; Yin Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Developing cultural adaptation methods is important, which can improve the model performance on the low-resource ones and provide more equitable opportunities for everyone to benefit from advanced technology. Past methods primarily focused on multilingual and multimodal capabilities, and the improvement of multicultural competence is still an unexplored problem. This is largely due to the difficulty of data scarcity and expensive annotation. In this paper, we navigate this uncharted territory by leveraging high-resource cultures to facilitate comprehension of low-resource ones. We first introduce an annotation-free method for cultural-concept adaptation and construct a concept mapping set. To facilitate the model’s comprehension of cultural-concept mappings, we propose a new multimodal data augmentation called CultureMixup. This approach employs a three-tier code-switching strategy on textual sentences. Additionally, it uses a cultural concept-based mixup method for the images. This combination effectively generates new data instances across culture, phrase, word, and image levels. For visually grounded reasoning across languages and cultures, experimental results on five languages show that our method consistently improves performance for four existing multilingual and multimodal models on both zero-shot and few-shot settings.
Understanding Compositional Data Augmentation in Typologically Diverse Morphological Inflection
Authors: Farhan Samir; Miikka Silfverberg
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Data augmentation techniques are widely used in low-resource automatic morphological inflection to address the issue of data sparsity. However, the full implications of these techniques remain poorly understood. In this study, we aim to shed light on the theoretical aspects of the data augmentation strategy StemCorrupt, a method that generates synthetic examples by randomly substituting stem characters in existing gold standard training examples. Our analysis uncovers that StemCorrupt brings about fundamental changes in the underlying data distribution, revealing inherent compositional concatenative structure. To complement our theoretical analysis, we investigate the data-efficiency of StemCorrupt. Through evaluation across a diverse set of seven typologically distinct languages, we demonstrate that selecting a subset of datapoints with both high diversity and high predictive uncertainty significantly enhances the data-efficiency of compared to competitive baselines. Furthermore, we explore the impact of typological features on the choice of augmentation strategy and find that languages incorporating non-concatenativity, such as morphonological alternations, derive less benefit from synthetic examples with high predictive uncertainty. We attribute this effect to phonotactic violations induced by StemCorrupt, emphasizing the need for further research to ensure optimal performance across the entire spectrum of natural language morphology.
Evaluating Object Hallucination in Large Vision-Language Models
Authors: Yifan Li; Yifan Du; Kun Zhou; Jinpeng Wang; Xin Zhao; Ji-Rong Wen
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Inspired by the superior language abilities of large language models (LLM), large vision-language models (LVLM) have been recently proposed by integrating powerful LLMs for improving the performance on complex multimodal tasks. Despite the promising progress on LVLMs, we find that they suffer from object hallucinations, i.e., they tend to generate objects inconsistent with the target images in the descriptions. To investigate it, this work presents the first systematic study on object hallucination of LVLMs. We conduct the evaluation experiments on several representative LVLMs, and show that they mostly suffer from severe object hallucination issues. We further discuss that the visual instructions may influence the hallucination, and find that: objects that frequently appear in the visual instructions or co-occur with the image objects are obviously prone to be hallucinated by LVLMs. Besides, we further design a polling-based query method called POPE for better evaluation of object hallucination. Experiment results show that our POPE can evaluate object hallucination in a more stable and flexible way.
Event Ontology Completion with Hierarchical Structure Evolution Networks
Authors: Pengfei Cao; Yupu Hao; Yubo Chen; Kang Liu; Jiexin Xu; Huaijun Li; Xiaojian Jiang; Jun Zhao
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Traditional event detection methods require predefined event schemas. However, manually defining event schemas is expensive and the coverage of schemas is limited. To this end, some works study the event type induction (ETI) task, which discovers new event types via clustering. However, the setting of ETI suffers from two limitations: event types are not linked into the existing hierarchy and have no semantic names. In this paper, we propose a new research task named Event Ontology Completion (EOC), which aims to simultaneously achieve event clustering, hierarchy expansion and type naming. Furthermore, we develop a Hierarchical Structure Evolution Network (HalTon) for this new task. Specifically, we first devise a Neighborhood Contrastive Clustering module to cluster unlabeled event instances. Then, we propose a Hierarchy-Aware Linking module to incorporate the hierarchical information for event expansion. Finally, we generate meaningful names for new types via an In-Context Learning-based Naming module. Extensive experiments indicate that our method achieves the best performance, outperforming the baselines by 8.23%, 8.79% and 8.10% of ARI score on three datasets.
Parameter-efficient Tuning for Large Language Model without Calculating Its Gradients
Authors: Feihu Jin; Jiajun Zhang; Chengqing Zong
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Fine-tuning all parameters of large language models (LLMs) requires significant computational resources and is time-consuming. Recent parameter-efficient tuning methods such as Adapter tuning, Prefix tuning, and LoRA allow for updating a small subset of parameters in large language models. However, they can only save approximately 30% of the training memory requirements, due to the problem that gradient computation and backpropagation are still necessary for these methods. This paper proposes a novel parameter-efficient tuning method for LLMs without calculating their gradients. Leveraging the discernible similarities between the parameter-efficient modules of the same task learned by both large and small language models, we put forward a strategy for transferring the parameter-efficient modules, originally derived from small language models to much larger ones. To ensure a smooth and effective adaptation process, we further introduce a Bridge model to guarantee dimensional consistency while also stimulating a dynamic interaction between the models. We demonstrate the effectiveness of our method using the T5 and GPT-2 series of language models on the SuperGLUE benchmark. Our method achieves comparable performance to both fine-tuning and parameter-efficient tuning on large language models without needing gradient-based optimization. Additionally, our method achieves up to 5.7x memory reduction compared to parameter-efficient tuning.
Discourse Structures Guided Fine-grained Propaganda Identification
Authors: Yuanyuan Lei; Ruihong Huang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Propaganda is a form of deceptive narratives that instigate or mislead the public, usually with a political purpose. In this paper, we aim to identify propaganda in political news at two fine-grained levels: sentence-level and token-level. We observe that propaganda content is more likely to be embedded in sentences that attribute causality or assert contrast to nearby sentences, as well as seen in opinionated evaluation, speculation and discussions of future expectation. Hence, we propose to incorporate both local and global discourse structures for propaganda discovery and construct two teacher models for identifying PDTB-style discourse relations between nearby sentences and common discourse roles of sentences in a news article respectively. We further devise two methods to incorporate the two types of discourse structures for propaganda identification by either using teacher predicted probabilities as additional features or soliciting guidance in a knowledge distillation framework. Experiments on the benchmark dataset demonstrate that leveraging guidance from discourse structures can significantly improve both precision and recall of propaganda content identification.
CompoundPiece: Evaluating and Improving Decompounding Performance of Language Models
Authors: Benjamin Minixhofer; Jonas Pfeiffer; Ivan Vulić
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: While many languages possess processes of joining two or more words to create compound words, previous studies have been typically limited only to languages with excessively productive compound formation (e.g., German, Dutch) and there is no public dataset containing compound and non-compound words across a large number of languages. In this work, we systematically study decompounding, the task of splitting compound words into their constituents, at a wide scale. We first address the data gap by introducing a dataset of 255k compound and non-compound words across 56 diverse languages obtained from Wiktionary. We then use this dataset to evaluate an array of Large Language Models (LLMs) on the decompounding task. We find that LLMs perform poorly, especially on words which are tokenized unfavorably by subword tokenization. We thus introduce a novel methodology to train dedicated models for decompounding. The proposed two-stage procedure relies on a fully self-supervised objective in the first stage, while the second, supervised learning stage optionally fine-tunes the model on the annotated Wiktionary data. Our self-supervised models outperform the prior best unsupervised decompounding models by 13.9% accuracy on average. Our fine-tuned models outperform all prior (language-specific) decompounding tools. Furthermore, we use our models to leverage decompounding during the creation of a subword tokenizer, which we refer to as CompoundPiece. CompoundPiece tokenizes compound words more favorably on average, leading to improved performance on decompounding over an otherwise equivalent model using SentencePiece tokenization.
Improving Image Captioning via Predicting Structured Concepts
Authors: Ting Wang; Weidong Chen; Yuanhe Tian; Yan Song; Zhendong Mao
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Having the difficulty of solving the semantic gap between images and texts for the image captioning task, conventional studies in this area paid some attention to treating semantic concepts as a bridge between the two modalities and improved captioning performance accordingly. Although promising results on concept prediction were obtained, the aforementioned studies normally ignore the relationship among concepts, which relies on not only objects in the image, but also word dependencies in the text, so that offers a considerable potential for improving the process of generating good descriptions. In this paper, we propose a structured concept predictor (SCP) to predict concepts and their structures, then we integrate them into captioning, so that enhance the contribution of visual signals in this task via concepts and further use their relations to distinguish cross-modal semantics for better description generation. Particularly, we design weighted graph convolutional networks (W-GCN) to depict concept relations driven by word dependencies, and then learns differentiated contributions from these concepts for following decoding process. Therefore, our approach captures potential relations among concepts and discriminatively learns different concepts, so that effectively facilitates image captioning with inherited information across modalities. Extensive experiments and their results demonstrate the effectiveness of our approach as well as each proposed module in this work.
GATITOS: Using a New Multilingual Lexicon for Low-resource Machine Translation
Authors: Alexander Jones; Isaac Caswell; Orhan Firat; Ishank Saxena
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Modern machine translation models and language models are able to translate without having been trained on parallel data, greatly expanding the set of languages that they can serve. However, these models still struggle in a variety of predictable ways, a problem that cannot be overcome without at least some trusted bilingual data. This work expands on a cheap and abundant resource to combat this problem: bilingual lexica. We test the efficacy of bilingual lexica in a real-world set-up, on 200-language translation models trained on web-crawled text. We present several findings: (1) using lexical data augmentation, we demonstrate sizable performance gains for unsupervised translation; (2) we compare several families of data augmentation, demonstrating that they yield similar improvements, and can be combined for even greater improvements; (3) we demonstrate the importance of carefully curated lexica over larger, noisier ones, especially with larger models; and (4) we compare the efficacy of multilingual lexicon data versus human-translated parallel data. Based on results from (3), we develop and open-source GATITOS, a high-quality, curated dataset in 168 tail languages, one of the first human-translated resources to cover many of these languages.
Continually Improving Extractive QA via Human Feedback
Authors: Ge Gao; Hung-Ting Chen; Yoav Artzi; Eunsol Choi
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We study continually improving an extractive question answering (QA) system via human user feedback. We design and deploy an iterative approach, where information-seeking users ask questions, receive model-predicted answers, and provide feedback. We conduct experiments involving thousands of user interactions under diverse setups to broaden the understanding of learning from feedback over time. Our experiments show effective improvement from user feedback of extractive QA models over time across different data regimes, including significant potential for domain adaptation.