GenAI4ELab/papercli-papers huggingface dataset:
An Empirical Study of Consistency Regularization for End-to-End Speech-to-Text Translation
Authors: Pengzhi Gao; Ruiqing Zhang; Zhongjun He; Hua Wu; Haifeng Wang
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Consistency regularization methods, such as R-Drop (Liang et al., 2021) and CrossConST (Gao et al., 2023), have achieved impressive supervised and zero-shot performance in the neural machine translation (NMT) field. Can we also boost end-to-end (E2E) speech-to-text translation (ST) by leveraging consistency regularization? In this paper, we conduct empirical studies on intra-modal and cross-modal consistency and propose two training strategies, SimRegCR and SimZeroCR, for E2E ST in regular and zero-shot scenarios. Experiments on the MuST-C benchmark show that our approaches achieve state-of-the-art (SOTA) performance in most translation directions. The analyses prove that regularization brought by the intra-modal consistency, instead of the modality gap, is crucial for the regular E2E ST, and the cross-modal consistency could close the modality gap and boost the zero-shot E2E ST performance.
Unleashing the Emergent Cognitive Synergy in Large Language Models: A Task-Solving Agent through Multi-Persona Self-Collaboration
Authors: Zhenhailong Wang; Shaoguang Mao; Wenshan Wu; Tao Ge; Furu Wei; Heng Ji
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Human intelligence thrives on cognitive synergy, where collaboration among different minds yield superior outcomes compared to isolated individuals. In this work, we propose Solo Performance Prompting (SPP), which transforms a single LLM into a cognitive synergist by engaging in multi-turn self-collaboration with multiple personas. A cognitive synergist is an intelligent agent that collaboratively combines multiple minds’ strengths and knowledge to enhance problem-solving in complex tasks. By dynamically identifying and simulating different personas based on task inputs, SPP unleashes the potential of cognitive synergy in LLMs. Our in-depth analysis shows that assigning multiple fine-grained personas in LLMs improves problem-solving abilities compared to using a single or fixed number of personas. We evaluate SPP on three challenging tasks: Trivia Creative Writing, Codenames Collaborative, and Logic Grid Puzzle, encompassing both knowledge-intensive and reasoning-intensive types. Unlike previous works, such as Chain-of-Thought, that solely enhance the reasoning abilities in LLMs, experimental results demonstrate that SPP effectively reduces factual hallucination, and maintains strong reasoning capabilities. Additionally, comparative experiments show that cognitive synergy only emerges in GPT-4 and does not appear in less capable models, such as GPT-3.5-turbo and Llama2-13b-chat, which draws an interesting analogy to human development. Code, data, and prompts can be found at: https://github.com/MikeWangWZHL/Solo-Performance-Prompting.git.
FPT: Feature Prompt Tuning for Few-shot Readability Assessment
Authors: Ziyang Wang; Sanwoo Lee; Hsiu-Yuan Huang; Yunfang Wu
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Prompt-based methods have achieved promising results in most few-shot text classification tasks. However, for readability assessment tasks, traditional prompt methods lack crucial linguistic knowledge, which has already been proven to be essential.Moreover, previous studies on utilizing linguistic features have shown non-robust performance in few-shot settings and may even impair model performance.To address these issues, we propose a novel prompt-based tuning framework that incorporates rich linguistic knowledge, called Feature Prompt Tuning (FPT). Specifically, we extract linguistic features from the text and embed them into trainable soft prompts. Further, we devise a new loss function to calibrate the similarity ranking order between categories. Experimental results demonstrate that our proposed method FTPnot only exhibits a significant performance improvement over the prior best prompt-based tuning approaches, but also surpasses the previous leading methods that incorporate linguistic features. Also, our proposed model significantly outperforms the large language model gpt-3.5-turbo-16k in most cases. Our proposed method establishes a new architecture for prompt tuning that sheds light on how linguistic features can be easily adapted to linguistic-related tasks.
Self-Prompting Large Language Models for Zero-Shot Open-Domain QA
Authors: Junlong Li; Jinyuan Wang; Zhuosheng Zhang; Hai Zhao
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Open-Domain Question Answering (ODQA) aims to answer questions without explicitly providing specific background documents. This task becomes notably challenging in a zero-shot setting where no data is available to train tailored retrieval-reader models.While recent Large Language Models (LLMs) like GPT-3 have demonstrated their effectiveness in zero-shot ODQA using direct prompting methods, these methods still fall short of fully harnessing the potential of LLMs when implicitly invoked.In this paper, we propose a Self-Prompting framework to explicitly utilize the massive knowledge encoded in the parameters of LLMs and their strong instruction understanding abilities. Concretely, we prompt LLMs step by step to generate multiple pseudo QA pairs with background passages and explanations entirely from scratch.These generated elements are then utilized for in-context learning. Experimental results show that our method significantly surpasses previous state-of-the-art zero-shot methods on three widely-used ODQA datasets and even achieves comparable performance with various customized fine-tuned models on full training data. Our code is available at https://github.com/lockon-n/self-prompting.
Head-to-Tail: How Knowledgeable are Large Language Models (LLMs)? A.K.A. Will LLMs Replace Knowledge Graphs?
Authors: Kai Sun; Yifan Xu; Hanwen Zha; Yue Liu; Xin Luna Dong
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Since the recent prosperity of Large Language Models (LLMs), there have been interleaved discussions regarding how to reduce hallucinations from LLM responses, how to increase the factuality of LLMs, and whether Knowledge Graphs (KGs), which store the world knowledge in a symbolic form, will be replaced with LLMs. In this paper, we try to answer these questions from a new angle: How knowledgeable are LLMs?To answer this question, we constructed Head-to-Tail, a benchmark that consists of 18K question-answer (QA) pairs regarding head, torso, and tail facts in terms of popularity. We designed an automated evaluation method and a set of metrics that closely approximate the knowledge an LLM confidently internalizes. Through a comprehensive evaluation of 16 publicly available LLMs, we show that existing LLMs are still far from being perfect in terms of their grasp of factual knowledge, especially for facts of torso-to-tail entities.
kNN-ICL: Compositional Task-Oriented Parsing Generalization with Nearest Neighbor In-Context Learning
Authors: Wenting Zhao; Ye Liu; Yao Wan; Yibo Wang; Qingyang Wu; Zhongfen Deng; Jiangshu Du; Shuaiqi Liu; Yunlong Xu; Philip Yu
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Task-Oriented Parsing (TOP) enables conversational assistants to interpret user commands expressed in natural language, transforming them into structured outputs that combine elements of both natural language and intent/slot tags. Recently, Large Language Models (LLMs) have achieved impressive performance in synthesizing computer programs based on a natural-language prompt, mitigating the gap between natural language and structured programs. Our paper focuses on harnessing the capabilities of LLMs for semantic parsing tasks, addressing the following three key research questions: 1) How can LLMs be effectively utilized for semantic parsing tasks? 2) What defines an effective prompt? and 3) How can LLM overcome the length constraint and streamline prompt design by including all examples as prompts? We introduce k Nearest Neighbor In-Context Learning (kNN-ICL), which simplifies prompt engineering by allowing it to be built on top of any design strategy while providing access to all demo examples. Extensive experiments show that: 1) Simple ICL without kNN search can achieve a comparable performance with strong supervised models on the TOP tasks, and 2) kNN-ICL significantly improves the comprehension of complex requests by seamlessly integrating ICL with a nearest-neighbor approach. Notably, this enhancement is achieved without the need for additional data or specialized prompts.
ARES: An Automated Evaluation Framework for Retrieval-Augmented Generation Systems
Authors: Jon Saad-Falcon; Omar Khattab; Christopher Potts; Matei Zaharia
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Evaluating retrieval-augmented generation (RAG) systems traditionally relies on hand annotations for input queries, passages to retrieve, and responses to generate. We introduce ARES, an Automated RAG Evaluation System, for evaluating RAG systems along the dimensions of context relevance, answer faithfulness, and answer relevance. By creating its own synthetic training data, ARES finetunes lightweight LM judges to assess the quality of individual RAG components. To mitigate potential prediction errors, ARES utilizes a small set of human-annotated datapoints for prediction-powered inference (PPI). Across eight different knowledge-intensive tasks in KILT, SuperGLUE, and AIS, ARES accurately evaluates RAG systems while using only a few hundred human annotations during evaluation. Furthermore, ARES judges remain effective across domain shifts, proving accurate even after changing the type of queries and/or documents used in the evaluated RAG systems. We make our code and datasets publicly available on Github.
DEMO: A Statistical Perspective for Efficient Image-Text Matching
Authors: Fan Zhang; Xian-Sheng Hua; Chong Chen; Xiao Luo
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Image-text matching has been a long-standing problem, which seeks to connect vision and language through semantic understanding. Due to the capability to manage large-scale raw data, unsupervised hashing-based approaches have gained prominence recently. They typically construct a semantic similarity structure using the natural distance, which subsequently guides the optimization of the hashing network. However, the similarity structure could be biased at the boundaries of semantic distributions, causing error accumulation during sequential optimization. To tackle this, we introduce a novel hashing approach termed Distribution-based Structure Mining with Consistency Learning (DEMO) for efficient image-text matching. From a statistical view, DEMO characterizes each image using multiple augmented views, which are considered as samples drawn from its intrinsic semantic distribution. Then, we employ a non-parametric distribution divergence to ensure a robust and precise similarity structure. In addition, we introduce collaborative consistency learning which not only preserves the similarity structure in the Hamming space but also encourages consistency between retrieval distribution from different directions in a self-supervised manner. Extensive experiments on several widely used datasets demonstrate that DEMO achieves superior performance compared with various state-of-the-art methods.
SeaEval for Multilingual Foundation Models: From Cross-Lingual Alignment to Cultural Reasoning
Authors: Bin Wang; Zhengyuan Liu; Xin Huang; Fangkai Jiao; Yang Ding; AiTi Aw; Nancy Chen
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: We present SeaEval, a benchmark for multilingual foundation models. In addition to characterizing how these models understand and reason with natural language, we also investigate how well they comprehend cultural practices, nuances, and values. Alongside standard accuracy metrics, we investigate the brittleness of foundation models in the dimensions of semantics and multilinguality. Our analyses span both open-sourced and closed models, leading to empirical results across classic NLP tasks, reasoning, and cultural comprehension. Key findings indicate (1) Many models exhibit varied behavior when given paraphrased instructions. (2) Many models still suffer from exposure bias (e.g., positional bias, majority label bias). (3) For questions rooted in factual, scientific, and commonsense knowledge, consistent responses are expected across multilingual queries that are semantically equivalent. Yet, most models surprisingly demonstrate inconsistent performance on these queries. (4) Multilingually-trained models have not attained “balanced multilingual” capabilities. Our endeavors underscore the need for more generalizable semantic representations and enhanced multilingual contextualization. SeaEval can serve as a launchpad for more thorough investigations and evaluations for multilingual and multicultural scenarios.
Volcano: Mitigating Multimodal Hallucination through Self-Feedback Guided Revision
Authors: Seongyun Lee; Sue Hyun Park; Yongrae Jo; Minjoon Seo
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Large multimodal models suffer from multimodal hallucination, where they provide incorrect responses misaligned with the given visual information. Recent works have conjectured that one of the reasons behind multimodal hallucination is due to the vision encoder failing to ground on the image properly. To mitigate this issue, we propose a novel approach that leverages self-feedback as visual cues. Building on this approach, we introduce Volcano, a multimodal self-feedback guided revision model. Volcano generates natural language feedback to its initial response based on the provided visual information and utilizes this feedback to self-revise its initial response. Volcano effectively reduces multimodal hallucination and achieves state-of-the-art on MMHal-Bench, POPE, and GAVIE. It also improves on general multimodal abilities and outperforms previous models on MM-Vet and MMBench. Through qualitative analysis, we show that Volcano’s feedback is properly grounded on the image than the initial response. This indicates that Volcano can provide itself with richer visual information through feedback generation, leading to self-correct hallucinations. We publicly release our model, data, and code at https://github.com/kaistAI/Volcanogithub.com/kaistAI/Volcano
LLMs Are Few-Shot In-Context Low-Resource Language Learners
Authors: Samuel Cahyawijaya; Holy Lovenia; Pascale Fung
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: In-context learning (ICL) empowers large language models (LLMs) to perform diverse tasks in underrepresented languages using only short in-context information, offering a crucial avenue for narrowing the gap between high-resource and low-resource languages.Nonetheless, there is only a handful of works explored ICL for low-resource languages with most of them focusing on relatively high-resource languages, such as French and Spanish. In this work, we extensively study ICL and its cross-lingual variation (X-ICL) on 25 low-resource and 7 relatively higher-resource languages.Our study not only assesses the effectiveness of ICL with LLMs in low-resource languages but also identifies the shortcomings of in-context label alignment, and introduces a more effective alternative: query alignment. Moreover, we provide valuable insights into various facets of ICL for low-resource languages.Our study concludes the significance of few-shot in-context information on enhancing the low-resource understanding quality of LLMs through semantically relevant information by closing the language gap in the target language and aligning the semantics between the targeted low-resource and the high-resource language that the model is proficient in. Our work highlights the importance of advancing ICL research, particularly for low-resource languages.
Simple and effective data augmentation for compositional generalization
Authors: Yuekun Yao; Alexander Koller
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Compositional generalization, the ability to predict complex meanings from training on simpler sentences, poses challenges for powerful pretrained seq2seq models. In this paper, we show that data augmentation methods that sample MRs and backtranslate them can be effective for compositional generalization, but only if we sample from the right distribution. Remarkably, sampling from a uniform distribution performs almost as well as sampling from the test distribution, and greatly outperforms earlier methods that sampled from the training distribution.We further conduct experiments to investigate the reason why this happens and where the benefit of such data augmentation methods come from.
Rethinking Tabular Data Understanding with Large Language Models
Authors: Tianyang Liu; Fei Wang; Muhao Chen
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Large Language Models (LLMs) have shown to be capable of various tasks, yet their capability in interpreting and reasoning over tabular data remains an underexplored area. In this context, this study investigates from three core perspectives: the robustness of LLMs to structural perturbations in tables, the comparative analysis of textual and symbolic reasoning on tables, and the potential of boosting model performance through the aggregation of multiple reasoning pathways. We discover that structural variance of tables presenting the same content reveals a notable performance decline, particularly in symbolic reasoning tasks. This prompts the proposal of a method for table structure normalization. Moreover, textual reasoning slightly edges out symbolic reasoning, and a detailed error analysis reveals that each exhibits different strengths depending on the specific tasks. Notably, the aggregation of textual and symbolic reasoning pathways, bolstered by a mix self-consistency mechanism, resulted in achieving SOTA performance, with an accuracy of 73.6% on WikiTableQuestions, representing a substantial advancement over previous existing table processing paradigms of LLMs.
From Shortcuts to Triggers: Backdoor Defense with Denoised PoE
Authors: Qin Liu; Fei Wang; Chaowei Xiao; Muhao Chen
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Language models are often at risk of diverse backdoor attacks, especially data poisoning. Thus, it is important to investigate defense solutions for addressing them. Existing backdoor defense methods mainly focus on backdoor attacks with explicit triggers, leaving a universal defense against various backdoor attacks with diverse triggers largely unexplored. In this paper, we propose an end-to-end ensemble-based backdoor defense framework, DPoE (Denoised Product-of-Experts), which is inspired by the shortcut nature of backdoor attacks, to defend various backdoor attacks. DPoE consists of two models: a shallow model that captures the backdoor shortcuts and a main model that is prevented from learning the shortcuts. To address the label flip caused by backdoor attackers, DPoE incorporates a denoising design. Experiments on three NLP tasks show that DPoE significantly improves the defense performance against various types of backdoor triggers including word-level, sentence-level, and syntactic triggers. Furthermore, DPoE is also effective under a more challenging but practical setting that mixes multiple types of triggers.
BookSQL: A Large Scale Text-to-SQL Dataset for Accounting Domain
Authors: Rahul Kumar; Amar Raja Dibbu; Shrutendra Harsola; Vignesh Subrahmaniam; Ashutosh Modi
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Several large-scale datasets (e.g., WikiSQL, Spider) for developing natural language interfaces to databases have recently been proposed. These datasets cover a wide breadth of domains but fall short on some essential domains, such as finance and accounting. Given that accounting databases are used worldwide, particularly by non-technical people, there is an imminent need to develop models that could help extract information from accounting databases via natural language queries. In this resource paper, we aim to fill this gap by proposing a new large-scale Text-to-SQL dataset for the accounting and financial domain: BookSQL. The dataset consists of 100k natural language queries-SQL pairs, and accounting databases of 1 million records. We experiment with and analyze existing state-of-the-art models (including GPT-4) for the Text-to-SQL task on BookSQL. We find significant performance gaps, thus pointing towards developing more focused models for this domain.
FLAP: Flow-Adhering Planning with Constrained Decoding in LLMs
Authors: Shamik Roy; Sailik Sengupta; Daniele Bonadiman; Saab Mansour; Arshit Gupta
Venue: NAACL 2024 (Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers))

Abstract: Planning is a crucial task for agents in task oriented dialogs (TODs). Human agents typically resolve user issues by following predefined workflows, decomposing workflow steps into actionable items, and performing actions by executing APIs in order; all of which require reasoning and planning. With the recent advances in LLMs, there have been increasing attempts to use them for task planning and API usage. However, the faithfulness of the plans to predefined workflows and API dependencies, is not guaranteed with LLMs. Moreover, workflows in real life are often custom-defined and prone to changes; hence, adaptation is desirable. To study this, we propose the problem of faithful planning in TODs that needs to resolve user intents by following predefined flows and preserving API dependencies. To solve this problem, we propose FLAP, a Flow-Adhering Planning algorithm based on constrained decoding with lookahead heuristic for LLMs. Our algorithm alleviates the need for finetuning LLMs using domain specific (plan/dependency) data, enables quick adaptation to predefined flows, and outperforms other decoding and prompting-based baselines. Further, our algorithm empowers smaller LLMs (≈7B) to perform at par larger LLMs (≈30B-40B).