GenAI4ELab/papercli-papers huggingface dataset:
Find-2-Find: Multitask Learning for Anaphora Resolution and Object Localization
Authors: Cennet Oguz; Pascal Denis; Emmanuel Vincent; Simon Ostermann; Josef van Genabith
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In multimodal understanding tasks, visual and linguistic ambiguities can arise. Visual ambiguity can occur when visual objects require a model to ground a referring expression in a video without strong supervision, while linguistic ambiguity can occur from changes in entities in action flows. As an example from the cooking domain, “oil” mixed with “salt” and “pepper” could later be referred to as a “mixture”. Without a clear visual-linguistic alignment, we cannot know which among several objects shown is referred to by the language expression “mixture”, and without resolved antecedents, we cannot pinpoint what the mixture is. We define this chicken-and-egg problem as Visual-linguistic Ambiguity. In this paper, we present Find2Find, a joint anaphora resolution and object localization dataset targeting the problem of visual-linguistic ambiguity, consisting of 500 anaphora-annotated recipes with corresponding videos. We present experimental results of a novel end-to-end joint multitask learning framework for Find2Find that fuses visual and textual information and shows improvements both for anaphora resolution and object localization with one joint model in multitask learning, as compared to a strong single-task baseline.
Background Summarization of Event Timelines
Authors: Adithya Pratapa; Kevin Small; Markus Dreyer
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Generating concise summaries of news events is a challenging natural language processing task. While journalists often curate timelines to highlight key sub-events, newcomers to a news event face challenges in catching up on its historical context. In this paper, we address this need by introducing the task of background news summarization, which complements each timeline update with a background summary of relevant preceding events. We construct a dataset by merging existing timeline datasets and asking human annotators to write a background summary for each timestep of each news event. We establish strong baseline performance using state-of-the-art summarization systems and propose a query-focused variant to generate background summaries. To evaluate background summary quality, we present a question-answering-based evaluation metric, Background Utility Score (BUS), which measures the percentage of questions about a current event timestep that a background summary answers. Our experiments show the effectiveness of instruction fine-tuned systems such as Flan-T5, in addition to strong zero-shot performance using GPT-3.5.
Superlim: A Swedish Language Understanding Evaluation Benchmark
Authors: Aleksandrs Berdicevskis; Gerlof Bouma; Robin Kurtz; Felix Morger; Joey Öhman; Yvonne Adesam; Lars Borin; Dana Dannélls; Markus Forsberg; Tim Isbister; Anna Lindahl; Martin Malmsten; Faton Rekathati; Magnus Sahlgren; Elena Volodina; Love Börjeson; Simon Hengchen; Nina Tahmasebi
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present Superlim, a multi-task NLP benchmark and analysis platform for evaluating Swedish language models, a counterpart to the English-language (Super)GLUE suite. We describe the dataset, the tasks, the leaderboard and report the baseline results yielded by a reference implementation. The tested models do not approach ceiling performance on any of the tasks, which suggests that Superlim is truly difficult, a desirable quality for a benchmark. We address methodological challenges, such as mitigating the Anglocentric bias when creating datasets for a less-resourced language; choosing the most appropriate measures; documenting the datasets and making the leaderboard convenient and transparent. We also highlight other potential usages of the dataset, such as, for instance, the evaluation of cross-lingual transfer learning.
Reasoning with Language Model is Planning with World Model
Authors: Shibo Hao; Yi Gu; Haodi Ma; Joshua Hong; Zhen Wang; Daisy Wang; Zhiting Hu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) have shown remarkable reasoning capabilities, particularly with Chain-of-Thought-style prompts. However, LLMs can still struggle with problems that are easy for humans, such as generating action plans for executing tasks or performing complex math or logical reasoning. This is due to LLMs’ absence of an internal world model for predicting world states (e.g., environment status, variable values) and simulating long-term action outcomes of actions. This prevents LLMs from performing deliberate planning akin to human brains, which involves exploring alternative reasoning paths, anticipating future states and rewards, and iteratively refining existing reasoning steps. To overcome the limitations, we propose a new LLM reasoning framework, Reasoning via Planning (RAP). RAP repurposes the LLM as both a world model and a reasoning agent, and incorporates a principled planning algorithm (based on Monte Carlo Tree Search) for strategic exploration in the vast reasoning space. During reasoning, the LLM (as agent) incrementally builds a reasoning tree under the guidance of the LLM (as world model) and task-specific rewards, properly balancing exploration v.s. exploitation to achieve a high-reward reasoning path efficiently. We apply RAP to a variety of challenging reasoning problems, such as plan generation, math reasoning, and logical inference. Empirical results demonstrate the superiority of RAP over various strong baselines, including CoT and least-to-most prompting with self-consistency, e.g., RAP on LLaMA-33B surpasses CoT on GPT-4 with 33% relative improvement in plan generation.
LLM-enhanced Self-training for Cross-domain Constituency Parsing
Authors: Jianling Li; Meishan Zhang; Peiming Guo; Min Zhang; Yue Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Self-training has proven to be an effective approach for cross-domain tasks, and in this study, we explore its application to cross-domain constituency parsing. Traditional self-training methods rely on limited and potentially low-quality raw corpora. To overcome this limitation, we propose enhancing self-training with the large language model (LLM) to generate domain-specific raw corpora iteratively. For the constituency parsing, we introduce grammar rules that guide the LLM in generating raw corpora and establish criteria for selecting pseudo instances. Our experimental results demonstrate that self-training for constituency parsing, equipped with an LLM, outperforms traditional methods regardless of the LLM’s performance. Moreover, the combination of grammar rules and confidence criteria for pseudo-data selection yields the highest performance in the cross-domain constituency parsing.
Continual Named Entity Recognition without Catastrophic Forgetting
Authors: Duzhen Zhang; Wei Cong; Jiahua Dong; Yahan Yu; Xiuyi Chen; Yonggang Zhang; Zhen Fang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Continual Named Entity Recognition (CNER) is a burgeoning area, which involves updating an existing model by incorporating new entity types sequentially. Nevertheless, continual learning approaches are often severely afflicted by catastrophic forgetting. This issue is intensified in CNER due to the consolidation of old entity types from previous steps into the non-entity type at each step, leading to what is known as the semantic shift problem of the non-entity type. In this paper, we introduce a pooled feature distillation loss that skillfully navigates the trade-off between retaining knowledge of old entity types and acquiring new ones, thereby more effectively mitigating the problem of catastrophic forgetting. Additionally, we develop a confidence-based pseudo-labeling for the non-entity type, i.e., predicting entity types using the old model to handle the semantic shift of the non-entity type. Following the pseudo-labeling process, we suggest an adaptive re-weighting type-balanced learning strategy to handle the issue of biased type distribution. We carried out comprehensive experiments on ten CNER settings using three different datasets. The results illustrate that our method significantly outperforms prior state-of-the-art approaches, registering an average improvement of 6.3% and 8.0% in Micro and Macro F1 scores, respectively.
DSI++: Updating Transformer Memory with New Documents
Authors: Sanket Vaibhav Mehta; Jai Gupta; Yi Tay; Mostafa Dehghani; Vinh Q. Tran; Jinfeng Rao; Marc Najork; Emma Strubell; Donald Metzler
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Differentiable Search Indices (DSIs) encode a corpus of documents in the parameters of a model and use the same model to map queries directly to relevant document identifiers. Despite the solid performance of DSI models, successfully deploying them in scenarios where document corpora change with time is an open problem. In this work, we introduce DSI++, a continual learning challenge for DSI with the goal of continuously indexing new documents while being able to answer queries related to both previously and newly indexed documents. Across different model scales and document identifier representations, we show that continual indexing of new documents leads to considerable forgetting of previously indexed documents. We also hypothesize and verify that the model experiences forgetting events during training, leading to unstable learning. To mitigate these issues, we investigate two approaches. The first focuses on modifying the training dynamics. Flatter minima implicitly alleviates forgetting, so we explicitly optimize for flatter loss basins and show that the model stably memorizes more documents (+12%). Next, we introduce a parametric memory to generate pseudo-queries for documents and supplement them during incremental indexing to prevent forgetting for the retrieval task. Extensive experiments on a novel continual indexing benchmark based on Natural Questions demonstrate that our proposed solution mitigates the forgetting in DSI++ by a significant margin and improves the average Hits@10 by +21.1% over competitive baselines.
Editing Common Sense in Transformers
Authors: Anshita Gupta; Debanjan Mondal; Akshay Krishna Sheshadri; Wenlong Zhao; Xiang Lorraine Li; Sarah Wiegreffe; Niket Tandon
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Editing model parameters directly in Transformers makes updating open-source transformer-based models possible without re-training. However, these editing methods have only been evaluated on statements about encyclopedic knowledge with a single correct answer. Commonsense knowledge with multiple correct answers, e.g., an apple can be green or red but not transparent, has not been studied but is as essential for enhancing transformers’ reliability and usefulness. In this paper, we investigate whether commonsense judgments are causally associated with localized, editable parameters in Transformers, and we provide an affirmative answer. We find that directly applying the MEMIT editing algorithm results in sub-par performance and improve it for the commonsense domain by varying edit tokens and improving the layer selection strategy, i.e., MEMITCSK. GPT-2 Large and XL models edited using MEMITCSK outperform best-fine-tuned baselines by 10.97% and 10.73% F1 scores on PEP3k and 20Q datasets. In addition, we propose a novel evaluation dataset, PROBE\ SET, that contains unaffected and affected neighborhoods, affected paraphrases, and affected reasoning challenges. MEMITCSK performs well across the metrics while fine-tuning baselines show significant trade-offs between unaffected and affected metrics. These results suggest a compelling future direction for incorporating feedback about common sense into Transformers through direct model editing.
Air-Decoding: Attribute Distribution Reconstruction for Decoding-Time Controllable Text Generation
Authors: Tianqi Zhong; Quan Wang; Jingxuan Han; Yongdong Zhang; Zhendong Mao
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Controllable text generation (CTG) aims to generate text with desired attributes, and decoding-time-based methods have shown promising performance on this task. However, in this paper, we identify the phenomenon of Attribute Collapse for the first time. It causes the fluency of generated text to rapidly decrease when the control strength exceeds a critical value, rendering the text completely unusable. This limitation hinders the effectiveness of decoding methods in achieving high levels of controllability. To address this problem, we propose a novel lightweight decoding framework named Air-Decoding. Its main idea is reconstructing the attribute distributions to balance the weights between attribute words and non-attribute words to generate more fluent text. Specifically, we train prefixes by prefix-tuning to obtain attribute distributions. Then we design a novel attribute distribution reconstruction method to balance the obtained distributions and use the reconstructed distributions to guide language models for generation, effectively avoiding the issue of Attribute Collapse. Experiments on multiple CTG tasks prove that our method achieves a new state-of-the-art control performance.
Homophone Disambiguation Reveals Patterns of Context Mixing in Speech Transformers
Authors: Hosein Mohebbi; Grzegorz Chrupała; Willem Zuidema; Afra Alishahi
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Transformers have become a key architecture in speech processing, but our understanding of how they build up representations of acoustic and linguistic structure is limited. In this study, we address this gap by investigating how measures of ‘context-mixing’ developed for text models can be adapted and applied to models of spoken language. We identify a linguistic phenomenon that is ideal for such a case study: homophony in French (e.g. livre vs livres), where a speech recognition model has to attend to syntactic cues such as determiners and pronouns in order to disambiguate spoken words with identical pronunciations and transcribe them while respecting grammatical agreement. We perform a series of controlled experiments and probing analyses on Transformer-based speech models. Our findings reveal that representations in encoder-only models effectively incorporate these cues to identify the correct transcription, whereas encoders in encoder-decoder models mainly relegate the task of capturing contextual dependencies to decoder modules.
Retrieval-Generation Alignment for End-to-End Task-Oriented Dialogue System
Authors: Weizhou Shen; Yingqi Gao; Canbin Huang; Fanqi Wan; Xiaojun Quan; Wei Bi
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Developing an efficient retriever to retrieve knowledge from a large-scale knowledge base (KB) is critical for task-oriented dialogue systems to effectively handle localized and specialized tasks. However, widely used generative models such as T5 and ChatGPT often struggle to differentiate subtle differences among the retrieved KB records when generating responses, resulting in suboptimal quality of generated responses. In this paper, we propose the application of maximal marginal likelihood to train a perceptive retriever by utilizing signals from response generation for supervision. In addition, our approach goes beyond considering solely retrieved entities and incorporates various meta knowledge to guide the generator, thus improving the utilization of knowledge. We evaluate our approach on three task-oriented dialogue datasets using T5 and ChatGPT as the backbone models. The results demonstrate that when combined with meta knowledge, the response generator can effectively leverage high-quality knowledge records from the retriever and enhance the quality of generated responses. The code of this work is available at https://github.com/shenwzh3/MK-TOD.
IfQA: A Dataset for Open-domain Question Answering under Counterfactual Presuppositions
Authors: Wenhao Yu; Meng Jiang; Peter Clark; Ashish Sabharwal
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Although counterfactual reasoning is a fundamental aspect of intelligence, the lack of large-scale counterfactual open-domain question-answering (QA) benchmarks makes it difficult to evaluate and improve models on this ability. To address this void, we introduce the first such dataset, named IfQA, where each question is based on a counterfactual presupposition via an “if” clause. Such questions require models to go beyond retrieving direct factual knowledge from the Web: they must identify the right information to retrieve and reason about an imagined situation that may even go against the facts built into their parameters. The IfQA dataset contains 3,800 questions that were annotated by crowdworkers on relevant Wikipedia passages. Empirical analysis reveals that the IfQA dataset is highly challenging for existing open-domain QA methods, including supervised retrieve-then-read pipeline methods (F1 score 44.5), as well as recent few-shot approaches such as chain-of-thought prompting with ChatGPT (F1 score 57.2). We hope the unique challenges posed by IfQA will push open-domain QA research on both retrieval and reasoning fronts, while also helping endow counterfactual reasoning abilities to today’s language understanding models.
How Do Large Language Models Capture the Ever-changing World Knowledge? A Review of Recent Advances
Authors: Zihan Zhang; Meng Fang; Ling Chen; Mohammad-Reza Namazi-Rad; Jun Wang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Although large language models (LLMs) are impressive in solving various tasks, they can quickly be outdated after deployment. Maintaining their up-to-date status is a pressing concern in the current era. This paper provides a comprehensive review of recent advances in aligning deployed LLMs with the ever-changing world knowledge. We categorize research works systemically and provide in-depth comparisons and discussions. We also discuss existing challenges and highlight future directions to facilitate research in this field.
PreWoMe: Exploiting Presuppositions as Working Memory for Long Form Question Answering
Authors: Wookje Han; Jinsol Park; Kyungjae Lee
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Information-seeking questions in long-form question answering (LFQA) often prove misleading due to ambiguity or false presupposition in the question. While many existing approaches handle misleading questions, they are tailored to limited questions, which are insufficient in a real-world setting with unpredictable input characteristics. In this work, we propose PreWoMe, a unified approach capable of handling any type of information-seeking question. The key idea of PreWoMe involves extracting presuppositions in the question and exploiting them as working memory to generate feedback and action about the question. Our experiment shows that PreWoMe is effective not only in tackling misleading questions but also in handling normal ones, thereby demonstrating the effectiveness of leveraging presuppositions, feedback, and action for real-world QA settings.
Memorisation Cartography: Mapping out the Memorisation-Generalisation Continuum in Neural Machine Translation
Authors: Verna Dankers; Ivan Titov; Dieuwke Hupkes
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: When training a neural network, it will quickly memorise some source-target mappings from your dataset but never learn some others. Yet, memorisation is not easily expressed as a binary feature that is good or bad: individual datapoints lie on a memorisation-generalisation continuum. What determines a datapoint’s position on that spectrum, and how does that spectrum influence neural models’ performance? We address these two questions for neural machine translation (NMT) models. We use the counterfactual memorisation metric to (1) build a resource that places 5M NMT datapoints on a memorisation-generalisation map, (2) illustrate how the datapoints’ surface-level characteristics and a models’ per-datum training signals are predictive of memorisation in NMT, (3) and describe the influence that subsets of that map have on NMT systems’ performance.
DecipherPref: Analyzing Influential Factors in Human Preference Judgments via GPT-4
Authors: Yebowen Hu; Kaiqiang Song; Sangwoo Cho; Xiaoyang Wang; Hassan Foroosh; Fei Liu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Human preference judgments are pivotal in guiding large language models (LLMs) to produce outputs that align with human values. Human evaluations are also used in summarization tasks to compare outputs from various systems, complementing existing automatic metrics. Despite their significance, however, there has been limited research probing these pairwise or k-wise comparisons. The collective impact and relative importance of factors such as output length, informativeness, fluency, and factual consistency are still not well understood. It is also unclear if there are other hidden factors influencing human judgments. In this paper, we conduct an in-depth examination of a collection of pairwise human judgments released by OpenAI. Utilizing the Bradley-Terry-Luce (BTL) model, we reveal the inherent preferences embedded in these human judgments. We find that the most favored factors vary across tasks and genres, whereas the least favored factors tend to be consistent, e.g., outputs are too brief, contain excessive off-focus content or hallucinated facts. Our findings have implications on the construction of balanced datasets in human preference evaluations, which is a crucial step in shaping the behaviors of future LLMs.