GenAI4ELab/papercli-papers huggingface dataset:
Mitigating Backdoor Poisoning Attacks through the Lens of Spurious Correlation
Authors: Xuanli He; Qiongkai Xu; Jun Wang; Benjamin Rubinstein; Trevor Cohn
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Modern NLP models are often trained over large untrusted datasets, raising the potential for a malicious adversary to compromise model behaviour. For instance, backdoors can be implanted through crafting training instances with a specific textual trigger and a target label. This paper posits that backdoor poisoning attacks exhibit a spurious correlation between simple text features and classification labels, and accordingly, proposes methods for mitigating spurious correlation as means of defence. Our empirical study reveals that the malicious triggers are highly correlated to their target labels; therefore such correlations are extremely distinguishable compared to those scores of benign features, and can be used to filter out potentially problematic instances. Compared with several existing defences, our defence method significantly reduces attack success rates across backdoor attacks, and in the case of insertion-based attacks, our method provides a near-perfect defence.
Symbol tuning improves in-context learning in language models
Authors: Jerry Wei; Le Hou; Andrew Lampinen; Xiangning Chen; Da Huang; Yi Tay; Xinyun Chen; Yifeng Lu; Denny Zhou; Tengyu Ma; Quoc Le
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present symbol tuning - finetuning language models on in-context input-label pairs where natural language labels (e.g., “positive/negative sentiment”) are replaced with arbitrary symbols (e.g., “foo/bar”). Symbol tuning leverages the intuition that when a model cannot use instructions or natural language labels to figure out a task, it must instead do so by learning the input-label mappings. We experiment with symbol tuning across PaLM models up to 540B parameters and observe benefits across various settings. First, symbol tuning boosts performance on unseen in-context learning tasks and is much more robust to underspecified prompts, such as those without instructions or without natural language labels. Second, symbol-tuned models are much stronger at algorithmic reasoning tasks, with up to 18.2% better performance on the List Functions benchmark and up to 15.3% better performance on the Simple Turing Concepts benchmark. Finally, symbol-tuned models show large improvements in following flipped-labels presented in-context, meaning that they are more capable of using in-context information to override prior knowledge.
The neural dynamics of word recognition and integration
Authors: Jon Gauthier; Roger Levy
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Listeners recognize and integrate words in rapid and noisy everyday speech by combining expectations about upcoming content with incremental sensory evidence. We present a computational model of word recognition which formalizes this perceptual process in Bayesian decision theory. We fit this model to explain scalp EEG signals recorded as subjects passively listened to a fictional story, revealing both the dynamics of the online auditory word recognition process and the neural correlates of the recognition and integration of words. The model reveals distinct neural processing of words depending on whether or not they can be quickly recognized. While all words trigger a neural response characteristic of probabilistic integration — voltage modulations predicted by a word’s surprisal in context — these modulations are amplified for words which require more than roughly 150 ms of input to be recognized. We observe no difference in the latency of these neural responses according to words’ recognition times. Our results support a two-part model of speech comprehension, combining an eager and rapid process of word recognition with a temporally independent process of word integration. However, we also developed alternative models of the scalp EEG signal not incorporating word recognition dynamics which showed similar performance improvements. We discuss potential future modeling steps which may help to separate these hypotheses.
Tree of Clarifications: Answering Ambiguous Questions with Retrieval-Augmented Large Language Models
Authors: Gangwoo Kim; Sungdong Kim; Byeongguk Jeon; Joonsuk Park; Jaewoo Kang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Questions in open-domain question answering are often ambiguous, allowing multiple interpretations. One approach to handling them is to identify all possible interpretations of the ambiguous question (AQ) and to generate a long-form answer addressing them all, as suggested by Stelmakh et al., (2022). While it provides a comprehensive response without bothering the user for clarification, considering multiple dimensions of ambiguity and gathering corresponding knowledge remains a challenge. To cope with the challenge, we propose a novel framework, Tree of Clarifications (ToC): It recursively constructs a tree of disambiguations for the AQ—via few-shot prompting leveraging external knowledge—and uses it to generate a long-form answer. ToC outperforms existing baselines on ASQA in a few-shot setup across the metrics, while surpassing fully-supervised baselines trained on the whole training set in terms of Disambig-F1 and Disambig-ROUGE. Code is available at https://github.com/gankim/tree-of-clarifications.
Incorporating Worker Perspectives into MTurk Annotation Practices for NLP
Authors: Olivia Huang; Eve Fleisig; Dan Klein
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Current practices regarding data collection for natural language processing on Amazon Mechanical Turk (MTurk) often rely on a combination of studies on data quality and heuristics shared among NLP researchers. However, without considering the perspectives of MTurk workers, these approaches are susceptible to issues regarding workers’ rights and poor response quality. We conducted a critical literature review and a survey of MTurk workers aimed at addressing open questions regarding best practices for fair payment, worker privacy, data quality, and considering worker incentives. We found that worker preferences are often at odds with received wisdom among NLP researchers. Surveyed workers preferred reliable, reasonable payments over uncertain, very high payments; reported frequently lying on demographic questions; and expressed frustration at having work rejected with no explanation. We also found that workers view some quality control methods, such as requiring minimum response times or Master’s qualifications, as biased and largely ineffective. Based on the survey results, we provide recommendations on how future NLP studies may better account for MTurk workers’ experiences in order to respect workers’ rights and improve data quality.
Predict the Future from the Past? On the Temporal Data Distribution Shift in Financial Sentiment Classifications
Authors: Yue Guo; Chenxi Hu; Yi Yang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Temporal data distribution shift is prevalent in the financial text. How can a financial sentiment analysis system be trained in a volatile market environment that can accurately infer sentiment and be robust to temporal data distribution shifts? In this paper, we conduct an empirical study on the financial sentiment analysis system under temporal data distribution shifts using a real-world financial social media dataset that spans three years. We find that the fine-tuned models suffer from general performance degradation in the presence of temporal distribution shifts. Furthermore, motivated by the unique temporal nature of the financial text, we propose a novel method that combines out-of-distribution detection with time series modeling for temporal financial sentiment analysis. Experimental results show that the proposed method enhances the model’s capability to adapt to evolving temporal shifts in a volatile financial market.
Look-back Decoding for Open-Ended Text Generation
Authors: Nan Xu; Chunting Zhou; Asli Celikyilmaz; Xuezhe Ma
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Given a prefix (context), open-ended generation aims to decode texts that are coherent, which do not abruptly drift from previous topics, and informative, which do not suffer from undesired repetitions. In this paper, we propose Look-back, an improved decoding algorithm that leverages the Kullback–Leibler divergence to track the distribution distance between current and historical decoding steps. Thus Look-back can automatically predict potential repetitive phrase and topic drift, and remove tokens that may cause the failure modes, restricting the next token probability distribution within a plausible distance to the history. We perform decoding experiments on document continuation and story generation, and demonstrate that Look-back is able to generate more fluent and coherent text, outperforming other strong decoding methods significantly in both automatic and human evaluations.
Large Language Models Can Self-Improve
Authors: Jiaxin Huang; Shixiang Gu; Le Hou; Yuexin Wu; Xuezhi Wang; Hongkun Yu; Jiawei Han
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Language Models (LLMs) have achieved excellent performances in various tasks. However, fine-tuning an LLM requires extensive supervision. Human, on the other hand, may improve their reasoning abilities by self-thinking without external inputs. In this work, we demonstrate that an LLM is also capable of self-improving with only unlabeled datasets. We use a pre-trained LLM to generate “high-confidence” rationale-augmented answers for unlabeled questions using Chain-of-Though (CoT) prompting and self-consistency, and fine-tune the LLM using those self-generated solutions as target outputs. We show that without any ground truth label, our approach improves the general reasoning ability of a 540B-parameter LLM (74.4%→82.1% on GSM8K, 90.0%→94.4% on OpenBookQA, and 63.4%→67.9% on ANLI-A3) and can also be adapted to extreme low-resource cases where even training questions and CoT prompts are limited. We conduct ablation studies and show that fine-tuning on diverse reasoning paths is critical for self-improvement.
CodeT5+: Open Code Large Language Models for Code Understanding and Generation
Authors: Yue Wang; Hung Le; Akhilesh Gotmare; Nghi Bui; Junnan Li; Steven Hoi
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) pretrained on vast source code have achieved prominent progress in code intelligence. However, existing code LLMs have two main limitations. First, they often adopt a specific architecture (encoder-only or decoder-only) or rely on a unified encoder-decoder network for different downstream tasks, lacking the flexibility to operate in the optimal architecture for a specific task. Secondly, they often employ a limited set of pretraining objectives which might not be relevant to some tasks and hence result in substantial performance degrade. To address these limitations, we propose “CodeT5+”, a family of encoder-decoder LLMs for code in which component modules can be flexibly combined to suit a wide range of code tasks. Such flexibility is enabled by our proposed mixture of pretraining objectives, which cover span denoising, contrastive learning, text-code matching, and causal LM pretraining tasks, on both unimodal and bimodal multilingual code corpora. Furthermore, we propose to initialize CodeT5+ with frozen off-the-shelf LLMs without training from scratch to efficiently scale up our models, and explore instruction-tuning to align with natural language instructions. We extensively evaluate CodeT5+ on over 20 code-related benchmarks in different settings, including zero-shot, finetuning, and instruction-tuning. We observe state-of-the-art (SoTA) performance on various code-related tasks, and our instruction-tuned CodeT5+ 16B achieves new SoTA results of 35.0% pass@1 and 54.5% pass@10 on the HumanEval code generation task against other open code LLMs, even surpassing the OpenAI code-cushman-001 model.
Structural generalization in COGS: Supertagging is (almost) all you need
Authors: Alban Petit; Caio Corro; François Yvon
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In many Natural Language Processing applications, neural networks have been found to fail to generalize on out-of-distribution examples. In particular, several recent semantic parsing datasets have put forward important limitations of neural networks in cases where compositional generalization is required. In this work, we extend a neural graph-based parsing framework in several ways to alleviate this issue, notably: (1) the introduction of a supertagging step with valency constraints, expressed as an integer linear program; (2) the reduction of the graph prediction problem to the maximum matching problem; (3) the design of an incremental early-stopping training strategy to prevent overfitting. Experimentally, our approach significantly improves results on examples that require structural generalization in the COGS dataset, a known challenging benchmark for compositional generalization. Overall, these results confirm that structural constraints are important for generalization in semantic parsing.
BioT5: Enriching Cross-modal Integration in Biology with Chemical Knowledge and Natural Language Associations
Authors: Qizhi Pei; Wei Zhang; Jinhua Zhu; Kehan Wu; Kaiyuan Gao; Lijun Wu; Yingce Xia; Rui Yan
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent advancements in biological research leverage the integration of molecules, proteins, and natural language to enhance drug discovery. However, current models exhibit several limitations, such as the generation of invalid molecular SMILES, underutilization of contextual information, and equal treatment of structured and unstructured knowledge. To address these issues, we propose BioT5, a comprehensive pre-training framework that enriches cross-modal integration in biology with chemical knowledge and natural language associations. BioT5 utilizes SELFIES for 100% robust molecular representations and extracts knowledge from the surrounding context of bio-entities in unstructured biological literature. Furthermore, BioT5 distinguishes between structured and unstructured knowledge, leading to more effective utilization of information. After fine-tuning, BioT5 shows superior performance across a wide range of tasks, demonstrating its strong capability of capturing underlying relations and properties of bio-entities. Our code is available at https://github.com/QizhiPei/BioT5.
Hyperpolyglot LLMs: Cross-Lingual Interpretability in Token Embeddings
Authors: Andrea W Wen-Yi; David Mimno
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Cross-lingual transfer learning is an important property of multilingual large language models (LLMs). But how do LLMs represent relationships between languages? Every language model has an input layer that maps tokens to vectors. This ubiquitous layer of language models is often overlooked. We find that similarities between these input embeddings are highly interpretable and that the geometry of these embeddings differs between model families. In one case (XLM-RoBERTa), embeddings encode language: tokens in different writing systems can be linearly separated with an average of 99.2% accuracy. Another family (mT5) represents cross-lingual semantic similarity: the 50 nearest neighbors for any token represent an average of 7.61 writing systems, and are frequently translations. This result is surprising given that there is no explicit parallel cross-lingual training corpora and no explicit incentive for translations in pre-training objectives. Our research opens the door for investigations in 1) The effect of pre-training and model architectures on representations of languages and 2) The applications of cross-lingual representations embedded in language models.
Target-oriented Proactive Dialogue Systems with Personalization: Problem Formulation and Dataset Curation
Authors: Jian Wang; Yi Cheng; Dongding Lin; Chak Leong; Wenjie Li
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Target-oriented dialogue systems, designed to proactively steer conversations toward predefined targets or accomplish specific system-side goals, are an exciting area in conversational AI. In this work, by formulating a <dialogue act, topic> pair as the conversation target, we explore a novel problem of personalized target-oriented dialogue by considering personalization during the target accomplishment process. However, there remains an emergent need for high-quality datasets, and building one from scratch requires tremendous human effort. To address this, we propose an automatic dataset curation framework using a role-playing approach. Based on this framework, we construct a large-scale personalized target-oriented dialogue dataset, TopDial, which comprises about 18K multi-turn dialogues. The experimental results show that this dataset is of high quality and could contribute to exploring personalized target-oriented dialogue.
SeqXGPT: Sentence-Level AI-Generated Text Detection
Authors: Pengyu Wang; Linyang Li; Ke Ren; Botian Jiang; Dong Zhang; Xipeng Qiu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Widely applied large language models (LLMs) can generate human-like content, raising concerns about the abuse of LLMs. Therefore, it is important to build strong AI-generated text (AIGT) detectors. Current works only consider document-level AIGT detection, therefore, in this paper, we first introduce a sentence-level detection challenge by synthesizing a dataset that contains documents that are polished with LLMs, that is, the documents contain sentences written by humans and sentences modified by LLMs. Then we propose Sequence X (Check) GPT, a novel method that utilizes log probability lists from white-box LLMs as features for sentence-level AIGT detection. These features are composed like waves in speech processing and cannot be studied by LLMs. Therefore, we build SeqXGPT based on convolution and self-attention networks. We test it in both sentence and document-level detection challenges. Experimental results show that previous methods struggle in solving sentence-level AIGT detection, while our method not only significantly surpasses baseline methods in both sentence and document-level detection challenges but also exhibits strong generalization capabilities.
QTSumm: Query-Focused Summarization over Tabular Data
Authors: Yilun Zhao; Zhenting Qi; Linyong Nan; Boyu Mi; Yixin Liu; Weijin Zou; Simeng Han; Ruizhe Chen; Xiangru Tang; Yumo Xu; Dragomir Radev; Arman Cohan
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: People primarily consult tables to conduct data analysis or answer specific questions. Text generation systems that can provide accurate table summaries tailored to users’ information needs can facilitate more efficient access to relevant data insights. Motivated by this, we define a new query-focused table summarization task, where text generation models have to perform human-like reasoning and analysis over the given table to generate a tailored summary. We introduce a new benchmark named QTSumm for this task, which contains 7,111 human-annotated query-summary pairs over 2,934 tables covering diverse topics. We investigate a set of strong baselines on QTSumm, including text generation, table-to-text generation, and large language models. Experimental results and manual analysis reveal that the new task presents significant challenges in table-to-text generation for future research. Moreover, we propose a new approach named ReFactor, to retrieve and reason over query-relevant information from tabular data to generate several natural language facts. Experimental results demonstrate that ReFactor can bring effective improvements to baselines by concatenating the generated facts to the model input. Our data and code are publicly available at https://github.com/yale-nlp/QTSumm.
From Wrong To Right: A Recursive Approach Towards Vision-Language Explanation
Authors: Jiaxin Ge; Sanjay Subramanian; Trevor Darrell; Boyi Li
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Addressing the challenge of adapting pre-trained vision-language models for generating insightful explanations for visual reasoning tasks with limited annotations, we present ReVisE: a Recursive Visual Explanation algorithm. Our method iteratively computes visual features (conditioned on the text input), an answer, and an explanation, to improve the explanation quality step by step until the answer converges. We find that this multi-step approach guides the model to correct its own answers and outperforms single-step explanation generation. Furthermore, explanations generated by ReVisE also serve as valuable annotations for few-shot self-training. Our approach outperforms previous methods while utilizing merely 5% of the human-annotated explanations across 10 metrics, demonstrating up to a 4.2 and 1.3 increase in BLEU-1 score on the VCR and VQA-X datasets, underscoring the efficacy and data-efficiency of our method.
‘Don’t Get Too Technical with Me’: A Discourse Structure-Based Framework for Automatic Science Journalism
Authors: Ronald Cardenas; Bingsheng Yao; Dakuo Wang; Yufang Hou
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Science journalism refers to the task of reporting technical findings of a scientific paper as a less technical news article to the general public audience. We aim to design an automated system to support this real-world task (i.e., automatic science journalism ) by 1) introducing a newly-constructed and real-world dataset (SciTechNews), with tuples of a publicly-available scientific paper, its corresponding news article, and an expert-written short summary snippet; 2) proposing a novel technical framework that integrates a paper’s discourse structure with its metadata to guide generation; and, 3) demonstrating with extensive automatic and human experiments that our model outperforms other baseline methods (e.g. Alpaca and ChatGPT) in elaborating a content plan meaningful for the target audience, simplify the information selected, and produce a coherent final report in a layman’s style.