GenAI4ELab/papercli-papers huggingface dataset:
Paraphrase Types Elicit Prompt Engineering Capabilities
Authors: Jan Philip Wahle; Terry Ruas; Yang Xu; Bela Gipp
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Much of the success of modern language models depends on finding a suitable prompt to instruct the model. Until now, it has been largely unknown how variations in the linguistic expression of prompts affect these models. This study systematically and empirically evaluates which linguistic features influence models through paraphrase types, i.e., different linguistic changes at particular positions. We measure behavioral changes for five models across 120 tasks and six families of paraphrases (i.e., morphology, syntax, lexicon, lexico-syntax, discourse, and others). We also control for other prompt engineering factors (e.g., prompt length, lexical diversity, and proximity to training data). Our results show a potential for language models to improve tasks when their prompts are adapted in specific paraphrase types (e.g., 6.7% median gain in Mixtral 8x7B; 5.5% in LLaMA 3 8B). In particular, changes in morphology and lexicon, i.e., the vocabulary used, showed promise in improving prompts. These findings contribute to developing more robust language models capable of handling variability in linguistic expression.
VLEU: a Method for Automatic Evaluation for Generalizability of Text-to-Image Models
Authors: Jingtao Cao; Zhang Zheng; Hongru Wang; Kam-Fai Wong
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Progress in Text-to-Image (T2I) models has significantly advanced the generation of images from textual descriptions. Existing metrics, such as CLIP, effectively measure the semantic alignment between single prompts and their corresponding images. However, they fall short in evaluating a model’s ability to generalize across a broad spectrum of textual inputs. To address this gap, we propose the VLEU (Visual Language Evaluation Understudy) metric. VLEU leverages the power of Large Language Models (LLMs) to sample from the visual text domain, encompassing the entire range of potential inputs for the T2I task, to generate a wide variety of visual text. The images generated by T2I models from these prompts are then assessed for their alignment with the input text using the CLIP model. VLEU quantitatively measures a model’s generalizability by computing the Kullback-Leibler (KL) divergence between the visual text marginal distribution and the conditional distribution over the images generated by the model. This provides a comprehensive metric for comparing the overall generalizability of T2I models, beyond single-prompt evaluations, and offers valuable insights during the finetuning process. Our experimental results demonstrate VLEU’s effectiveness in evaluating the generalizability of various T2I models, positioning it as an essential metric for future research and development in image synthesis from text prompts. Our code and data will be publicly available at https://github.com/mio7690/VLEU.
Towards Online Continuous Sign Language Recognition and Translation
Authors: Ronglai Zuo; Fangyun Wei; Brian Mak
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Research on continuous sign language recognition (CSLR) is essential to bridge the communication gap between deaf and hearing individuals. Numerous previous studies have trained their models using the connectionist temporal classification (CTC) loss. During inference, these CTC-based models generally require the entire sign video as input to make predictions, a process known as offline recognition, which suffers from high latency and substantial memory usage. In this work, we take the first step towards online CSLR. Our approach consists of three phases: 1) developing a sign dictionary; 2) training an isolated sign language recognition model on the dictionary; and 3) employing a sliding window approach on the input sign sequence, feeding each sign clip to the optimized model for online recognition. Additionally, our online recognition model can be extended to support online translation by integrating a gloss-to-text network and can enhance the performance of any offline model. With these extensions, our online approach achieves new state-of-the-art performance on three popular benchmarks across various task settings. Code and models are available at https://github.com/FangyunWei/SLRT.
Mitigate Extrinsic Social Bias in Pre-trained Language Models via Continuous Prompts Adjustment
Authors: Yiwei Dai; Hengrui Gu; Ying Wang; Xin Wang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Although pre-trained language models (PLMs) have been widely used in natural language understandings (NLU), they are still exposed to fairness issues. Most existing extrinsic debiasing methods rely on manually curated word lists for each sensitive groups to modify training data or to add regular constraints. However, these word lists are often limited by length and scope, resulting in the degradation performance of extrinsic bias mitigation. To address the aforementioned issues, we propose a **C**ontinuous **P**rompts **A**djustment **D**ebiasing method (CPAD), which generates continuous token lists from the entire vocabulary space and uses them to bridge the gap between outputs and targets in fairness learning process. Specifically, CPAD encapsulates fine-tuning objective and debiasing objectives into several independent prompts. To avoid the limitation of manual word lists, in fairness learning phase, we extract outputs from the entire vocabulary space via fine-tuned PLM. Then, we aggregate the outputs from the same sensitive group as continuous token lists to map the outputs into protected attribute labels. Finally, after we learn the debiasing prompts in the perspective of adversarial learning, we improve fairness by adjusting continuous prompts at model inference time. Through extensive experiments on three NLU tasks, we evaluate the debiasing performance from the perspectives of group fairness and fairness through unawareness. The experimental results show that CPAD outperforms all baselines in term of single and two-attributes debiasing performance.
Split and Merge: Aligning Position Biases in LLM-based Evaluators
Authors: Zongjie Li; Chaozheng Wang; Pingchuan Ma; Daoyuan Wu; Shuai Wang; Cuiyun Gao; Yang Liu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) have shown promise as automated evaluators for assessing the quality of answers generated by AI systems. However, LLM-based evaluators exhibit position bias, or inconsistency, when used to evaluate candidate answers in pairwise comparisons, favoring either the first or second answer regardless of content. To address this limitation, we propose PORTIA, an alignment-based system designed to mimic human comparison strategies to calibrate position bias in a lightweight yet effective manner. Specifically, PORTIA splits the answers into multiple segments, taking into account both length and semantics, and merges them back into a single prompt for evaluation by LLMs. Extensive experiments with six LLMs on 11,520 answer pairs demonstrate that PORTIA markedly enhances the consistency rates for all models and forms of comparison tested, achieving an average relative improvement of 47.46%. It also enables PORTIA-enhanced GPT-3.5 to achieve agreement rates with humans comparable to GPT-4 and elevates GPT-4’s consistency rate up to 98%. Subsequent human evaluations indicate that the PORTIA-enhanced GPT-3.5 model can even surpass standalone GPT-4 in terms of alignment with human evaluators, highlighting PORTIA’s ability to correct position bias, improve LLM consistency, and boost performance while keeping cost efficiency.
Integrating Argumentation and Hate-Speech-based Techniques for Countering Misinformation
Authors: Sougata Saha; Rohini Srihari
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The proliferation of online misinformation presents a significant challenge, requiring scalable strategies for effective mitigation. While detection methods exist, current reactive approaches, like content flagging and banning, are short-term and insufficient. Additionally, advancements like large language models (LLMs) exacerbate the issue by enabling large-scale creation and dissemination of misinformation. Thus, sustainable, scalable solutions that encourage behavior change and broaden perspectives by persuading misinformants against their viewpoints or broadening their perspectives are needed. To this end, we propose persuasive LLM-based dialogue systems to tackle misinformation. However, challenges arise due to the lack of suitable datasets and formal frameworks for generating persuasive responses. Inspired by existing methods for countering online hate speech, we explore adapting counter-hate response strategies for misinformation. Since misinformation and hate speech often coexist despite differing intentions, we develop classifiers to identify and annotate response strategies from hate-speech counter-responses for use in misinformation scenarios. Human evaluations show a 91% agreement on the applicability of these strategies to misinformation. Next, as a scalable counter-misinformation solution, we create an LLM-based argument graph framework that generates persuasive responses, using the strategies as control codes to adjust the style and content. Human evaluations and case studies demonstrate that our framework generates expert-like responses and is 14% more engaging, 21% more natural, and 18% more factual than the best available alternatives.
BPO: Staying Close to the Behavior LLM Creates Better Online LLM Alignment
Authors: Wenda Xu; Jiachen Li; William Yang Wang; Lei Li
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Direct alignment from preferences (DAP) has emerged as a promising paradigm for aligning large language models (LLMs) to human desiderata from pre-collected, offline preference datasets. While recent studies indicate that existing offline DAP methods can directly benefit from online training samples, we highlight the need to develop specific online DAP algorithms to fully harness the power of online training. Specifically, we identify that the learned LLM should adhere to the proximity of the behavior LLM, which collects the training samples. To this end, we propose online Preference Optimization in proximity to the Behavior LLM (BPO), emphasizing the importance of constructing a proper trust region for LLM alignment.We conduct extensive experiments to validate the effectiveness and applicability of our approach by integrating it with various DAP methods, resulting in significant performance improvements across a wide range of tasks when training with the same amount of preference data. Even when only introducing one additional data collection phase, our online BPO improves its offline DAP baseline from 72.0% to 80.2% on TL;DR and from 82.2% to 89.1% on Anthropic Helpfulness in terms of win rate against human reference text.
One2Set + Large Language Model: Best Partners for Keyphrase Generation
Authors: Liangying Shao; Liang Zhang; Minlong Peng; Guoqi Ma; Hao Yue; Mingming Sun; Jinsong Su
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Keyphrase generation (KPG) aims to automatically generate a collection of phrases representing the core concepts of a given document. The dominant paradigms in KPG include one2seq and one2set. Recently, there has been increasing interest in applying large language models (LLMs) to KPG. Our preliminary experiments reveal that it is challenging for a single model to excel in both recall and precision. Further analysis shows that: 1) the one2set paradigm owns the advantage of high recall, but suffers from improper assignments of supervision signals during training; 2) LLMs are powerful in keyphrase selection, but existing selection methods often make redundant selections. Given these observations, we introduce a generate-then-select framework decomposing KPG into two steps, where we adopt a one2set-based model as generator to produce candidates and then use an LLM as selector to select keyphrases from these candidates. Particularly, we make two important improvements on our generator and selector: 1) we design an Optimal Transport-based assignment strategy to address the above improper assignments; 2) we model the keyphrase selection as a sequence labeling task to alleviate redundant selections. Experimental results on multiple benchmark datasets show that our framework significantly surpasses state-of-the-art models, especially in absent keyphrase prediction.
Unlocking Markets: A Multilingual Benchmark to Cross-Market Question Answering
Authors: Yifei Yuan; Yang Deng; Anders Søgaard; Mohammad Aliannejadi
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Users post numerous product-related questions on e-commerce platforms, affecting their purchase decisions. Product-related question answering (PQA) entails utilizing product-related resources to provide precise responses to users. We propose a novel task of Multilingual Cross-market Product-based Question Answering (MCPQA) and define the task as providing answers to product-related questions in a main marketplace by utilizing information from another resource-rich auxiliary marketplace in a multilingual context. We introduce a large-scale dataset comprising over 7 million questions from 17 marketplaces across 11 languages. We then perform automatic translation on the Electronics category of our dataset, naming it as McMarket. We focus on two subtasks: review-based answer generation and product-related question ranking. For each subtask, we label a subset of McMarket using an LLM and further evaluate the quality of the annotations via human assessment. We then conduct experiments to benchmark our dataset, using models ranging from traditional lexical models to LLMs in both single-market and cross-market scenarios across McMarket and the corresponding LLM subset. Results show that incorporating cross-market information significantly enhances performance in both tasks.
ORPO: Monolithic Preference Optimization without Reference Model
Authors: Jiwoo Hong; Noah Lee; James Thorne
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: While recent preference alignment algorithms for language models have demonstrated promising results, supervised fine-tuning (SFT) remains imperative for achieving successful convergence. In this paper, we revisit SFT in the context of preference alignment, emphasizing that a minor penalty for the disfavored style is sufficient for preference alignment. Building on this foundation, we introduce a straightforward reference model-free monolithic odds ratio preference optimization algorithm, ORPO, eliminating the need for an additional preference alignment phase. We demonstrate, both empirically and theoretically, that the odds ratio is a sensible choice for contrasting favored and disfavored styles during SFT across diverse sizes from 125M to 7B. Specifically, fine-tuning Phi-2 (2.7B), Llama-2 (7B), and Mistral (7B) with ORPO on the UltraFeedback alone surpasses the performance of state-of-the-art language models including Llama-2 Chat and Zephyr with more than 7B and 13B parameters: achieving up to 12.20% on AlpacaEval 2.0 (Figure 1), and 7.32 in MT-Bench (Table 2). We release code and model checkpoints for Mistral-ORPO-𝛼 (7B) and Mistral-ORPO-𝛽 (7B).
A Multi-Perspective Analysis of Memorization in Large Language Models
Authors: Bowen Chen; Namgi Han; Yusuke Miyao
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Language Models (LLMs) can generate the same sequences contained in the pre-train corpora, known as memorization.Previous research studied it at a macro level, leaving micro yet important questions under-explored, e.g., what makes sentences memorized, the dynamics when generating memorized sequence, its connection to unmemorized sequence, and its predictability.We answer the above questions by analyzing the relationship of memorization with outputs from LLM, namely, embeddings, probability distributions, and generated tokens.A memorization score is calculated as the overlap between generated tokens and actual continuations when the LLM is prompted with a context sequence from the pre-train corpora.Our findings reveal:(1) The inter-correlation between memorized/unmemorized sentences, model size, continuation size, and context size, as well as the transition dynamics between sentences of different memorization scores,(2) A sudden drop and increase in the frequency of input tokens when generating memorized/unmemorized sequences (boundary effect),(3) Cluster of sentences with different memorization scores in the embedding space,(4) An inverse boundary effect in the entropy of probability distributions for generated memorized/unmemorized sequences,(5) The predictability of memorization is related to model size and continuation length. In addition, we show a Transformer model trained by the hidden states of LLM can predict unmemorized tokens.
Do LLMs suffer from Multi-Party Hangover? A Diagnostic Approach to Addressee Recognition and Response Selection in Conversations
Authors: Nicolò Penzo; Maryam Sajedinia; Bruno Lepri; Sara Tonelli; Marco Guerini
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Assessing the performance of systems to classify Multi-Party Conversations (MPC) is challenging due to the interconnection between linguistic and structural characteristics of conversations. Conventional evaluation methods often overlook variances in model behavior across different levels of structural complexity on interaction graphs. In this work, we propose a methodological pipeline to investigate model performance across specific structural attributes of conversations. As a proof of concept we focus on Response Selection and Addressee Recognition tasks, to diagnose model weaknesses. To this end, we extract representative diagnostic subdatasets with a fixed number of users and a good structural variety from a large and open corpus of online MPCs. We further frame our work in terms of data minimization, avoiding the use of original usernames to preserve privacy, and propose alternatives to using original text messages. Results show that response selection relies more on the textual content of conversations, while addressee recognition requires capturing their structural dimension. Using an LLM in a zero-shot setting, we further highlight how sensitivity to prompt variations is task-dependent.
Code Prompting Elicits Conditional Reasoning Abilities in Text+Code LLMs
Authors: Haritz Puerto; Martin Tutek; Somak Aditya; Xiaodan Zhu; Iryna Gurevych
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Reasoning is a fundamental component of language understanding. Recent prompting techniques, such as chain of thought, have consistently improved LLMs’ performance on various reasoning tasks. Nevertheless, there is still little understanding of what triggers reasoning abilities in LLMs in the inference stage. In this paper, we investigate the effect of the input representation on the reasoning abilities of LLMs. We hypothesize that representing natural language tasks as code can enhance specific reasoning abilities such as entity tracking or logical reasoning. To study this, we propose code prompting, a methodology we operationalize as a chain of prompts that transforms a natural language problem into code and directly prompts the LLM using the generated code without resorting to external code execution. We find that code prompting exhibits a high-performance boost for multiple LLMs (up to 22.52 percentage points on GPT 3.5, 7.75 on Mixtral, and 16.78 on Mistral) across multiple conditional reasoning datasets. We then conduct comprehensive experiments to understand how the code representation triggers reasoning abilities and which capabilities are elicited in the underlying models. Our analysis on GPT 3.5 reveals that the code formatting of the input problem is essential for performance improvement. Furthermore, the code representation improves sample efficiency of in-context learning and facilitates state tracking of entities.
Unveiling the Role of Pretraining in Direct Speech Translation
Authors: Belen Alastruey; Gerard I. Gállego; Marta R. Costa-jussà
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Direct speech-to-text translation systems encounter an important drawback in data scarcity. A common solution consists on pretraining the encoder on automatic speech recognition, hence losing efficiency in the training process. In this study, we compare the training dynamics of a system using a pretrained encoder, the conventional approach, and one trained from scratch. We observe that, throughout the training, the randomly initialized model struggles to incorporate information from the speech inputs for its predictions. Hence, we hypothesize that this issue stems from the difficulty of effectively training an encoder for direct speech translation. While a model trained from scratch needs to learn acoustic and semantic modeling simultaneously, a pretrained one can just focus on the latter. Based on these findings, we propose a subtle change in the decoder cross-attention to integrate source information from earlier steps in training. We show that with this change, the model trained from scratch can achieve comparable performance to the pretrained one, while reducing the training time.
PCQPR: Proactive Conversational Question Planning with Reflection
Authors: Shasha Guo; Lizi Liao; Jing Zhang; Cuiping Li; Hong Chen
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Conversational Question Generation (CQG) enhances the interactivity of conversational question-answering systems in fields such as education, customer service, and entertainment. However, traditional CQG, focusing primarily on the immediate context, lacks the conversational foresight necessary to guide conversations toward specified conclusions. This limitation significantly restricts their ability to achieve conclusion-oriented conversational outcomes. In this work, we redefine the CQG task as Conclusion-driven Conversational Question Generation (CCQG) by focusing on proactivity, not merely reacting to the unfolding conversation but actively steering it towards a conclusion-oriented question-answer pair. To address this, we propose a novel approach, called Proactive Conversational Question Planning with self-Refining (PCQPR). Concretely, by integrating a planning algorithm inspired by Monte Carlo Tree Search (MCTS) with the analytical capabilities of large language models (LLMs), PCQPR predicts future conversation turns and continuously refines its questioning strategies. This iterative self-refining mechanism ensures the generation of contextually relevant questions strategically devised to reach a specified outcome. Our extensive evaluations demonstrate that PCQPR significantly surpasses existing CQG methods, marking a paradigm shift towards conclusion-oriented conversational question-answering systems.