GenAI4ELab/papercli-papers huggingface dataset:
GuardBench: A Large-Scale Benchmark for Guardrail Models
Authors: Elias Bassani; Ignacio Sanchez
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Generative AI systems powered by Large Language Models have become increasingly popular in recent years. Lately, due to the risk of providing users with unsafe information, the adoption of those systems in safety-critical domains has raised significant concerns. To respond to this situation, input-output filters, commonly called guardrail models, have been proposed to complement other measures, such as model alignment. Unfortunately, the lack of a standard benchmark for guardrail models poses significant evaluation issues and makes it hard to compare results across scientific publications. To fill this gap, we introduce GuardBench, a large-scale benchmark for guardrail models comprising 40 safety evaluation datasets. To facilitate the adoption of GuardBench, we release a Python library providing an automated evaluation pipeline built on top of it. With our benchmark, we also share the first large-scale prompt moderation datasets in German, French, Italian, and Spanish. To assess the current state-of-the-art, we conduct an extensive comparison of recent guardrail models and show that a general-purpose instruction-following model of comparable size achieves competitive results without the need for specific fine-tuning.
Generate-on-Graph: Treat LLM as both Agent and KG for Incomplete Knowledge Graph Question Answering
Authors: Yao Xu; Shizhu He; Jiabei Chen; Zihao Wang; Yangqiu Song; Hanghang Tong; Guang Liu; Jun Zhao; Kang Liu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: To address the issues of insufficient knowledge and hallucination in Large Language Models (LLMs), numerous studies have explored integrating LLMs with Knowledge Graphs (KGs). However, these methods are typically evaluated on conventional Knowledge Graph Question Answering (KGQA) with complete KGs, where all factual triples required for each question are entirely covered by the given KG. In such cases, LLMs primarily act as an agent to find answer entities within the KG, rather than effectively integrating the internal knowledge of LLMs and external knowledge sources such as KGs. In fact, KGs are often incomplete to cover all the knowledge required to answer questions. To simulate these real-world scenarios and evaluate the ability of LLMs to integrate internal and external knowledge, we propose leveraging LLMs for QA under Incomplete Knowledge Graph (IKGQA), where the provided KG lacks some of the factual triples for each question, and construct corresponding datasets. To handle IKGQA, we propose a training-free method called Generate-on-Graph (GoG), which can generate new factual triples while exploring KGs. Specifically, GoG performs reasoning through a Thinking-Searching-Generating framework, which treats LLM as both Agent and KG in IKGQA. Experimental results on two datasets demonstrate that our GoG outperforms all previous methods.
Language models and brains align due to more than next-word prediction and word-level information
Authors: Gabriele Merlin; Mariya Toneva
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Pretrained language models have been shown to significantly predict brain recordings of people comprehending language. Recent work suggests that the prediction of the next word is a key mechanism that contributes to this alignment. What is not yet understood is whether prediction of the next word is necessary for this observed alignment or simply sufficient, and whether there are other shared mechanisms or information that are similarly important. In this work, we take a step towards understanding the reasons for brain alignment via two simple perturbations in popular pretrained language models. These perturbations help us design contrasts that can control for different types of information. By contrasting the brain alignment of these differently perturbed models, we show that improvements in alignment with brain recordings are due to more than improvements in next-word prediction and word-level information.
LLMEdgeRefine: Enhancing Text Clustering with LLM-Based Boundary Point Refinement
Authors: Zijin Feng; Luyang Lin; Lingzhi Wang; Hong Cheng; Kam-Fai Wong
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Text clustering is a fundamental task in natural language processing with numerous applications. However, traditional clustering methods often struggle with domain-specific fine-tuning and the presence of outliers. To address these challenges, we introduce LLMEdgeRefine, an iterative clustering method enhanced by large language models (LLMs), focusing on edge points refinement. LLMEdgeRefine enhances current clustering methods by creating super-points to mitigate outliers and iteratively refining clusters using LLMs for improved semantic coherence. Our method demonstrates superior performance across multiple datasets, outperforming state-of-the-art techniques, and offering robustness, adaptability, and cost-efficiency for diverse text clustering applications.
CasiMedicos-Arg: A Medical Question Answering Dataset Annotated with Explanatory Argumentative Structures
Authors: Ekaterina Sviridova; Anar Yeginbergen; Ainara Estarrona; Elena Cabrio; Serena Villata; Rodrigo Agerri
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Explaining Artificial Intelligence (AI) decisions is a major challenge nowadays in AI, in particular when applied to sensitive scenarios like medicine and law. However, the need to explain the rationale behind decisions is a main issues also for human-based deliberation as it is important to justify why a certain decision has been taken. Resident medical doctors for instance are required not only to provide a (possibly correct) diagnosis, but also to explain how they reached a certain conclusion. Developing new tools to aid residents to train their explanation skills is therefore a central objective of AI in education. In this paper, we follow this direction, and we present, to the best of our knowledge, the first multilingual dataset for Medical Question Answering where correct and incorrect diagnoses for a clinical case are enriched with a natural language explanation written by doctors. These explanations have been manually annotated with argument components (i.e., premise, claim) and argument relations (i.e., attack, support). The Multilingual CasiMedicos-arg dataset consists of 558 clinical cases (English, Spanish, French, Italian) with explanations, where we annotated 5021 claims, 2313 premises, 2431 support relations, and 1106 attack relations. We conclude by showing how competitive baselines perform over this challenging dataset for the argument mining task.
A Simple and Effective L_2 Norm-Based Strategy for KV Cache Compression
Authors: Alessio Devoto; Yu Zhao; Simone Scardapane; Pasquale Minervini
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The deployment of large language models (LLMs) is often hindered by the extensive memory requirements of the Key-Value (KV) cache, especially as context lengths increase. Existing approaches to reduce the KV cache size involve either fine-tuning the model to learn a compression strategy or leveraging attention scores to reduce the sequence length. We analyse the attention distributions in decoder-only Transformers-based models and observe that attention allocation patterns stay consistent across most layers. Surprisingly, we find a clear correlation between the L2 norm and the attention scores over cached KV pairs, where a low L2 norm of a key embedding usually leads to a high attention score during decoding. This finding indicates that the influence of a KV pair is potentially determined by the key embedding itself before being queried. Based on this observation, we compress the KV cache based on the L2 norm of key embeddings. Our experimental results show that this simple strategy can reduce the KV cache size by 50% on language modelling and needle-in-a-haystack tasks and 90% on passkey retrieval tasks without losing accuracy. Moreover, without relying on the attention scores, this approach remains compatible with FlashAttention, enabling broader applicability.
GOME: Grounding-based Metaphor Binding With Conceptual Elaboration For Figurative Language Illustration
Authors: Linhao Zhang; Jintao Liu; Li Jin; Hao Wang; Kaiwen Wei; Guangluan Xu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The illustration or visualization of figurative language, such as linguistic metaphors, is an emerging challenge for existing Large Language Models (LLMs) and multimodal models. Due to their comparison of seemingly unrelated concepts in metaphors, existing LLMs have a tendency of over-literalization, which illustrates figurative language solely based on literal objects, ignoring the underlying groundings and associations across disparate metaphorical domains. Furthermore, prior approaches have ignored the binding process between visual objects and metaphorical attributes, which further intensifies the infidelity of visual metaphors. To address the issues above, we propose GOME (Grounding-based Metaphor Binding), which illustrates linguistic metaphors from the grounding perspective elaborated through LLMs. GOME consists of two steps for metaphor illustration, including grounding-based elaboration and scenario visualization. In the elaboration step, metaphorical knowledge is integrated into systematic instructions for LLMs, which employs a CoT prompting method rooted in rhetoric. This approach specifies metaphorical devices such as vehicles and groundings, to ensure accurate and faithful descriptions consumed by text-to-image models. In the visualization step, an inference-time metaphor binding method is realized based on elaboration outputs, which register attentional control during the diffusion process, and captures the underlying attributes from the abstract metaphorical domain. Comprehensive evaluations using multiple downstream tasks confirm that, GOME is superior to isolated LLMs, diffusion models, or their direct collaboration.
D3CODE: Disentangling Disagreements in Data across Cultures on Offensiveness Detection and Evaluation
Authors: Aida Davani; Mark Díaz; Dylan Baker; Vinodkumar Prabhakaran
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: While human annotations play a crucial role in language technologies, annotator subjectivity has long been overlooked in data collection. Recent studies that critically examine this issue are often focused on Western contexts, and solely document differences across age, gender, or racial groups. Consequently, NLP research on subjectivity have failed to consider that individuals within demographic groups may hold diverse values, which influence their perceptions beyond group norms. To effectively incorporate these considerations into NLP pipelines, we need datasets with extensive parallel annotations from a variety of social and cultural groups.In this paper we introduce the D3CODE dataset: a large-scale cross-cultural dataset of parallel annotations for offensive language in over 4.5K English sentences annotated by a pool of more than 4k annotators, balanced across gender and age, from across 21 countries, representing eight geo-cultural regions. The dataset captures annotators’ moral values along six moral foundations: care, equality, proportionality, authority, loyalty, and purity. Our analyses reveal substantial regional variations in annotators’ perceptions that are shaped by individual moral values, providing crucial insights for developing pluralistic, culturally sensitive NLP models.
PALM: Few-Shot Prompt Learning for Audio Language Models
Authors: Asif Hanif; Maha Tufail Agro; Mohammad Areeb Qazi; Hanan Aldarmaki
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Audio-Language Models (ALMs) have recently achieved remarkable success in zero-shot audio recognition tasks, which match features of audio waveforms with class-specific text prompt features, inspired by advancements in Vision-Language Models (VLMs). Given the sensitivity of zero-shot performance to the choice of hand-crafted text prompts, many prompt learning techniques have been developed for VLMs. We explore the efficacy of these approaches in ALMs and propose a novel method, Prompt Learning in Audio Language Models (PALM), which optimizes the feature space of the text encoder branch. Unlike existing methods that work in the input space, our approach results in greater training efficiency. We demonstrate the effectiveness of our approach on 11 audio recognition datasets, encompassing a variety of speech-processing tasks, and compare the results with three baselines in a few-shot learning setup. Our method is either on par with or outperforms other approaches while being computationally less demanding. Our code is publicly available at https://asif-hanif.github.io/palm/.
Annotator-Centric Active Learning for Subjective NLP Tasks
Authors: Michiel van der Meer; Neele Falk; Pradeep K. Murukannaiah; Enrico Liscio
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Active Learning (AL) addresses the high costs of collecting human annotations by strategically annotating the most informative samples. However, for subjective NLP tasks, incorporating a wide range of perspectives in the annotation process is crucial to capture the variability in human judgments. We introduce Annotator-Centric Active Learning (ACAL), which incorporates an annotator selection strategy following data sampling. Our objective is two-fold: (1) to efficiently approximate the full diversity of human judgments, and (2) to assess model performance using annotator-centric metrics, which value minority and majority perspectives equally. We experiment with multiple annotator selection strategies across seven subjective NLP tasks, employing both traditional and novel, human-centered evaluation metrics. Our findings indicate that ACAL improves data efficiency and excels in annotator-centric performance evaluations. However, its success depends on the availability of a sufficiently large and diverse pool of annotators to sample from.
On the Proper Treatment of Tokenization in Psycholinguistics
Authors: Mario Giulianelli; Luca Malagutti; Juan Luis Gastaldi; Brian DuSell; Tim Vieira; Ryan Cotterell
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Language models are widely used in computational psycholinguistics to test theories that relate the negative log probability (the surprisal) of a region of interest (a substring of characters) under a language model to its cognitive cost experienced by readers, as operationalized, for example, by gaze duration on the region. However, the application of modern language models to psycholinguistic studies is complicated by the practice of using tokenization as an intermediate step in training a model. Doing so results in a language model over *token* strings rather than one over character strings. Vexingly, regions of interest are generally misaligned with these token strings. The paper argues that token-level language models should be (approximately) marginalized into character-level language models before they are used in psycholinguistic studies to compute the surprisal of a region of interest; then, the marginalized character-level language model can be used to compute the surprisal of an arbitrary character substring, which we term a focal area, that the experimenter may wish to use as a predictor. Our proposal of marginalizing a token-level model into a character-level one solves this misalignment issue independently of the tokenization scheme. Empirically, we discover various focal areas whose surprisal is a better psychometric predictor than the surprisal of the region of interest itself.
Enhanced Hallucination Detection in Neural Machine Translation through Simple Detector Aggregation
Authors: Anas Himmi; Guillaume Staerman; Marine Picot; Pierre Colombo; Nuno M Guerreiro
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Hallucinated translations pose significant threats and safety concerns when it comes to practical deployment of machine translation systems. Previous research works have identified that detectors exhibit complementary performance — different detectors excel at detecting different types of hallucinations. In this paper, we propose to address the limitations of individual detectors by combining them and introducing a straightforward method for aggregating multiple detectors. Our results demonstrate the efficacy of our aggregated detector, providing a promising step towards evermore reliable machine translation systems.
Jailbreaking LLMs with Arabic Transliteration and Arabizi
Authors: Mansour Al Ghanim; Saleh Almohaimeed; Mengxin Zheng; Yan Solihin; Qian Lou
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: This study identifies the potential vulnerabilities of Large Language Models (LLMs) to ‘jailbreak’ attacks, specifically focusing on the Arabic language and its various forms. While most research has concentrated on English-based prompt manipulation, our investigation broadens the scope to investigate the Arabic language. We initially tested the AdvBench benchmark in Standardized Arabic, finding that even with prompt manipulation techniques like prefix injection, it was insufficient to provoke LLMs into generating unsafe content. However, when using Arabic transliteration and chatspeak (or arabizi), we found that unsafe content could be produced on platforms like OpenAI GPT-4 and Anthropic Claude 3 Sonnet. Our findings suggest that using Arabic and its various forms could expose information that might remain hidden, potentially increasing the risk of jailbreak attacks. We hypothesize that this exposure could be due to the model’s learned connection to specific words, highlighting the need for more comprehensive safety training across all language forms.
Who is better at math, Jenny or Jingzhen? Uncovering Stereotypes in Large Language Models
Authors: Zara Siddique; Liam Turner; Luis Espinosa-Anke
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) have been shown to propagate and amplify harmful stereotypes, particularly those that disproportionately affect marginalised communities. To understand the effect of these stereotypes more comprehensively, we introduce GlobalBias, a dataset of 876k sentences incorporating 40 distinct gender-by-ethnicity groups alongside descriptors typically used in bias literature, which enables us to study a broad set of stereotypes from around the world. We use GlobalBias to directly probe a suite of LMs via perplexity, which we use as a proxy to determine how certain stereotypes are represented in the model’s internal representations. Following this, we generate character profiles based on given names and evaluate the prevalence of stereotypes in model outputs. We find that the demographic groups associated with various stereotypes remain consistent across model likelihoods and model outputs. Furthermore, larger models consistently display higher levels of stereotypical outputs, even when explicitly instructed not to.
Instruction Matters: A Simple yet Effective Task Selection for Optimized Instruction Tuning of Specific Tasks
Authors: Changho Lee; Janghoon Han; Seonghyeon Ye; Stanley Jungkyu Choi; Honglak Lee; Kyunghoon Bae
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Instruction tuning has been proven effective in enhancing zero-shot generalization across various tasks and in improving the performance of specific tasks. For task-specific improvements, strategically selecting and training on related tasks that provide meaningful supervision is crucial, as this approach enhances efficiency and prevents performance degradation from learning irrelevant tasks. In this light, we introduce a simple yet effective task selection method that leverages instruction information alone to identify relevant tasks, optimizing instruction tuning for specific tasks. Our method is significantly more efficient than traditional approaches, which require complex measurements of pairwise transferability between tasks or the creation of data samples for the target task. Additionally, by aligning the model with the unique instructional template style of the meta-dataset, we enhance its ability to granularly discern relevant tasks, leading to improved overall performance. Experimental results demonstrate that training on a small set of tasks, chosen solely based on the instructions, results in substantial improvements in performance on benchmarks such as P3, Big-Bench, NIV2, and Big-Bench Hard. Significantly, these improvements surpass those achieved by prior task selection methods, highlighting the superiority of our approach.
Recurrent Alignment with Hard Attention for Hierarchical Text Rating
Authors: Chenxi Lin; Ren Jiayu; Guoxiu He; Zhuoren Jiang; Haiyan Yu; Xiaomin Zhu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: While large language models (LLMs) excel at understanding and generating plain text, they are not tailored to handle hierarchical text structures or directly predict task-specific properties such as text rating. In fact, selectively and repeatedly grasping the hierarchical structure of large-scale text is pivotal for deciphering its essence. To this end, we propose a novel framework for hierarchical text rating utilizing LLMs, which incorporates Recurrent Alignment with Hard Attention (RAHA). Particularly, hard attention mechanism prompts a frozen LLM to selectively focus on pertinent leaf texts associated with the root text and generate symbolic representations of their relationships. Inspired by the gradual stabilization of the Markov Chain, recurrent alignment strategy involves feeding predicted ratings iteratively back into the prompts of another trainable LLM, aligning it to progressively approximate the desired target. Experimental results demonstrate that RAHA outperforms existing state-of-the-art methods on three hierarchical text rating datasets. Theoretical and empirical analysis confirms RAHA’s ability to gradually converge towards the underlying target through multiple inferences. Additional experiments on plain text rating datasets verify the effectiveness of this Markov-like alignment. Our data and code can be available in https://github.com/ECNU-Text-Computing/Markov-LLM.