GenAI4ELab/papercli-papers huggingface dataset:
Gender Biases in Automatic Evaluation Metrics for Image Captioning
Authors: Haoyi Qiu; Zi-Yi Dou; Tianlu Wang; Asli Celikyilmaz; Nanyun Peng
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Model-based evaluation metrics (e.g., CLIPScore and GPTScore) have demonstrated decent correlations with human judgments in various language generation tasks. However, their impact on fairness remains largely unexplored. It is widely recognized that pretrained models can inadvertently encode societal biases, thus employing these models for evaluation purposes may inadvertently perpetuate and amplify biases. For example, an evaluation metric may favor the caption “a woman is calculating an account book” over “a man is calculating an account book,” even if the image only shows male accountants. In this paper, we conduct a systematic study of gender biases in model-based automatic evaluation metrics for image captioning tasks. We start by curating a dataset comprising profession, activity, and object concepts associated with stereotypical gender associations. Then, we demonstrate the negative consequences of using these biased metrics, including the inability to differentiate between biased and unbiased generations, as well as the propagation of biases to generation models through reinforcement learning. Finally, we present a simple and effective way to mitigate the metric bias without hurting the correlations with human judgments. Our dataset and framework lay the foundation for understanding the potential harm of model-based evaluation metrics, and facilitate future works to develop more inclusive evaluation metrics.
QA-NatVer: Question Answering for Natural Logic-based Fact Verification
Authors: Rami Aly; Marek Strong; Andreas Vlachos
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Fact verification systems assess a claim’s veracity based on evidence. An important consideration in designing them is faithfulness, i.e. generating explanations that accurately reflect the reasoning of the model. Recent works have focused on natural logic, which operates directly on natural language by capturing the semantic relation of spans between an aligned claim with its evidence via set-theoretic operators. However, these approaches rely on substantial resources for training, which are only available for high-resource languages. To this end, we propose to use question answering to predict natural logic operators, taking advantage of the generalization capabilities of instruction-tuned language models. Thus, we obviate the need for annotated training data while still relying on a deterministic inference system. In a few-shot setting on FEVER, our approach outperforms the best baseline by 4.3 accuracy points, including a state-of-the-art pre-trained seq2seq natural logic system, as well as a state-of-the-art prompt-based classifier. Our system demonstrates its robustness and portability, achieving competitive performance on a counterfactual dataset and surpassing all approaches without further annotation on a Danish verification dataset. A human evaluation indicates that our approach produces more plausible proofs with fewer erroneous natural logic operators than previous natural logic-based systems.
Increasing Probability Mass on Answer Choices Does Not Always Improve Accuracy
Authors: Sarah Wiegreffe; Matthew Finlayson; Oyvind Tafjord; Peter Clark; Ashish Sabharwal
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: When pretrained language models (LMs) are applied to discriminative tasks such as multiple-choice questions, they place probability mass on vocabulary tokens that aren’t among the given answer choices. Spreading probability mass across multiple surface forms with identical meaning (such as “bath” and “bathtub”) is thought to cause an underestimation of a model’s true performance, referred to as the “surface form competition” (SFC) hypothesis. This has motivated the introduction of various probability normalization methods. However, many core questions remain unanswered. How do we measure SFC? Are there direct ways of reducing it, and does doing so improve task performance? We propose a mathematical formalism for SFC which allows us to quantify and bound its impact for the first time. We identify a simple method for reducing it—namely, increasing probability mass on the given answer choices by a) including them in the prompt and b) using in-context learning with even just one example. We show this method eliminates the impact of SFC in the majority of instances. Our experiments on three diverse datasets and six LMs reveal several additional surprising findings. For example, both normalization and prompting methods for reducing SFC can be ineffective or even detrimental to task performance for some LMs. We conclude with practical insights for effectively prompting LMs for multiple-choice tasks.
Generating Data for Symbolic Language with Large Language Models
Authors: Jiacheng Ye; Chengzu Li; Lingpeng Kong; Tao Yu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: While large language models (LLMs) bring not only performance but also complexity, recent work has started to turn LLMs into data generators rather than task inferencers, where another affordable task model is trained for efficient deployment and inference. However, such an approach has primarily been applied to natural language tasks, and has not yet been explored for symbolic language tasks with complex structured outputs (e.g., semantic parsing and code generation). In this paper, we propose SymGen which utilizes LLMs for generating various annotation-expensive symbolic language data. SymGen consists of an informative prompt to steer generation and an agreement-based verifier to improve data correctness. We conduct extensive experiments on six symbolic language tasks across various settings. Compared with the LLMs, we demonstrate the 1%-sized task model can achieve comparable or better performance, largely cutting inference and deployment costs. We also show that generated data with only a few human demonstrations can be as effective as over 10 times the amount of human-annotated data when training the task model, saving a considerable amount of annotation effort. SymGen takes a step toward data generation for annotation-expensive complex tasks, and we release the code at URL.
IDTraffickers: An Authorship Attribution Dataset to link and connect Potential Human-Trafficking Operations on Text Escort Advertisements
Authors: Vageesh Saxena; Benjamin Ashpole; Gijs van Dijck; Gerasimos Spanakis
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Human trafficking (HT) is a pervasive global issue affecting vulnerable individuals, violating their fundamental human rights. Investigations reveal that a significant number of HT cases are associated with online advertisements (ads), particularly in escort markets. Consequently, identifying and connecting HT vendors has become increasingly challenging for Law Enforcement Agencies (LEAs). To address this issue, we introduce IDTraffickers, an extensive dataset consisting of 87,595 text ads and 5,244 vendor labels to enable the verification and identification of potential HT vendors on online escort markets. To establish a benchmark for authorship identification, we train a DeCLUTR-small model, achieving a macro-F1 score of 0.8656 in a closed-set classification environment. Next, we leverage the style representations extracted from the trained classifier to conduct authorship verification, resulting in a mean r-precision score of 0.8852 in an open-set ranking environment. Finally, to encourage further research and ensure responsible data sharing, we plan to release IDTraffickers for the authorship attribution task to researchers under specific conditions, considering the sensitive nature of the data. We believe that the availability of our dataset and benchmarks will empower future researchers to utilize our findings, thereby facilitating the effective linkage of escort ads and the development of more robust approaches for identifying HT indicators.
Evaluating Bias and Fairness in Gender-Neutral Pretrained Vision-and-Language Models
Authors: Laura Cabello; Emanuele Bugliarello; Stephanie Brandl; Desmond Elliott
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Pretrained machine learning models are known to perpetuate and even amplify existing biases in data, which can result in unfair outcomes that ultimately impact user experience. Therefore, it is crucial to understand the mechanisms behind those prejudicial biases to ensure that model performance does not result in discriminatory behaviour toward certain groups or populations. In this work, we define gender bias as our case study. We quantify bias amplification in pretraining and after fine-tuning on three families of vision-and-language models. We investigate the connection, if any, between the two learning stages, and evaluate how bias amplification reflects on model performance. Overall, we find that bias amplification in pretraining and after fine-tuning are independent. We then examine the effect of continued pretraining on gender-neutral data, finding that this reduces group disparities, i.e., promotes fairness, on VQAv2 and retrieval tasks without significantly compromising task performance.
Improving Dialogue Discourse Parsing via Reply-to Structures of Addressee Recognition
Authors: Yaxin Fan; Feng Jiang; Peifeng Li; Fang Kong; Qiaoming Zhu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Dialogue discourse parsing aims to reflect the relation-based structure of dialogue by establishing discourse links according to discourse relations. To alleviate data sparsity, previous studies have adopted multitasking approaches to jointly learn dialogue discourse parsing with related tasks (e.g., reading comprehension) that require additional human annotation, thus limiting their generality. In this paper, we propose a multitasking framework that integrates dialogue discourse parsing with its neighboring task addressee recognition. Addressee recognition reveals the reply-to structure that partially overlaps with the relation-based structure, which can be exploited to facilitate relation-based structure learning. To this end, we first proposed a reinforcement learning agent to identify training examples from addressee recognition that are most helpful for dialog discourse parsing. Then, a task-aware structure transformer is designed to capture the shared and private dialogue structure of different tasks, thereby further promoting dialogue discourse parsing. Experimental results on both the Molweni and STAC datasets show that our proposed method can outperform the SOTA baselines. The code will be available at https://github.com/yxfanSuda/RLTST.
Improving Language Models’ Meaning Understanding and Consistency by Learning Conceptual Roles from Dictionary
Authors: Myeongjun Jang; Thomas Lukasiewicz
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The non-humanlike behaviour of contemporary pre-trained language models (PLMs) is a leading cause undermining their trustworthiness. A striking phenomenon of such faulty behaviours is the generation of inconsistent predictions, which produces logically contradictory results, such as generating different predictions for texts delivering the same meaning or violating logical properties. Previous studies exploited data augmentation or implemented specialised loss functions to alleviate the issue. However, their usage is limited, because they consume expensive training resources for large-sized PLMs and can only handle a certain consistency type. To this end, we propose a practical approach that alleviates the inconsistent behaviour issue by fundamentally improving PLMs’ meaning awareness. Based on the conceptual role theory, our method allows PLMs to capture accurate meaning by learning precise interrelationships between concepts from word-definition pairs in a dictionary. Next, we propose an efficient parameter integration technique that updates only a few additional parameters to combine the learned interrelationship with PLMs’ pre-trained knowledge. Our experimental results reveal that the approach can concurrently improve multiple types of consistency, enables efficient knowledge integration, and easily applies to other languages.
DALE: Generative Data Augmentation for Low-Resource Legal NLP
Authors: Sreyan Ghosh; Chandra Kiran Reddy Evuru; Sonal Kumar; S Ramaneswaran; S Sakshi; Utkarsh Tyagi; Dinesh Manocha
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present DALE, a novel and effective generative Data Augmentation framework for low-resource LEgal NLP. DALE addresses the challenges existing frameworks pose in generating effective data augmentations of legal documents - legal language, with its specialized vocabulary and complex semantics, morphology, and syntax, does not benefit from data augmentations that merely rephrase the source sentence. To address this, DALE, built on an Encoder-Decoder Language Model, is pre-trained on a novel unsupervised text denoising objective based on selective masking - our masking strategy exploits the domain-specific language characteristics of templatized legal documents to mask collocated spans of text. Denoising these spans help DALE acquire broad legal knowledge and develop the ability to generate coherent and diverse augmentations with novel contexts. Finally, DALE performs conditional generation to generate synthetic augmentations for low-resource Legal NLP tasks. We demonstrate the effectiveness of DALE on 13 datasets spanning 6 tasks and 4 low-resource settings. DALE outperforms all our baselines, including LLMs, qualitatively and quantitatively, with absolute improvements of 1%-50%.
FedID: Federated Interactive Distillation for Large-Scale Pretraining Language Models
Authors: Xinge Ma; Jiangming Liu; Jin Wang; Xuejie Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The growing concerns and regulations surrounding the protection of user data privacy have necessitated decentralized training paradigms. To this end, federated learning (FL) is widely studied in user-related natural language processing (NLP). However, it suffers from several critical limitations including extensive communication overhead, inability to handle heterogeneity, and vulnerability to white-box inference attacks. Federated distillation (FD) is proposed to alleviate these limitations, but its performance is faded by confirmation bias. To tackle this issue, we propose Federated Interactive Distillation (FedID), which utilizes a small amount of labeled data retained by the server to further rectify the local models during knowledge transfer. Additionally, based on the GLUE benchmark, we develop a benchmarking framework across multiple tasks with diverse data distributions to contribute to the research of FD in NLP community. Experiments show that our proposed FedID framework achieves the best results in homogeneous and heterogeneous federated scenarios. The code for this paper is available at: https://github.com/maxinge8698/FedID.
trlX: A Framework for Large Scale Reinforcement Learning from Human Feedback
Authors: Alexander Havrilla; Maksym Zhuravinskyi; Duy Phung; Aman Tiwari; Jonathan Tow; Stella Biderman; Quentin Anthony; Louis Castricato
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Reinforcement learning from human feedback (RLHF) utilizes human feedback to better align large language models with human preferences via online optimization against a learned reward model. Current RLHF paradigms rely on Proximal Policy Optimization (PPO), which quickly becomes a challenge to implement and scale up to large architectures. To address this difficulty we present the AutoRLHF library as a feature complete open-source framework for RLHF fine-tuning of models up to and exceeding 70 billion parameters. To do so we implement support for multiple types of distributed training including distributed data parallel, model sharded, as well as tensor, sequential, and pipeline parallelism. Additionally, we implement compute and memory saving features, giving AutoRLHF the flexibility to support users with a wide range of compute resources. This includes offline RL methods like Implicit Language Q Learning (ILQL) as a compute efficient alternative to PPO. We find offline fine-tuning offers competitive performance relative to online algorithms while being easier to implement, train, and scale. To evaluate our framework we train RLHF models on two separate well-known tasks using publicly available human preference data. Models trained with AutoRLHF achieve preference win-rates over baselines at rates comparable to the original works.
This is not a Dataset: A Large Negation Benchmark to Challenge Large Language Models
Authors: Iker García-Ferrero; Begoña Altuna; Javier Alvez; Itziar Gonzalez-Dios; German Rigau
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Although large language models (LLMs) have apparently acquired a certain level of grammatical knowledge and the ability to make generalizations, they fail to interpret negation, a crucial step in Natural Language Processing. We try to clarify the reasons for the sub-optimal performance of LLMs understanding negation. We introduce a large semi-automatically generated dataset of circa 400,000 descriptive sentences about commonsense knowledge that can be true or false in which negation is present in about 2/3 of the corpus in different forms. We have used our dataset with the largest available open LLMs in a zero-shot approach to grasp their generalization and inference capability and we have also fine-tuned some of the models to assess whether the understanding of negation can be trained. Our findings show that, while LLMs are proficient at classifying affirmative sentences, they struggle with negative sentences and lack a deep understanding of negation, often relying on superficial cues. Although fine-tuning the models on negative sentences improves their performance, the lack of generalization in handling negation is persistent, highlighting the ongoing challenges of LLMs regarding negation understanding and generalization. The dataset and code are publicly available.
MT2: Towards a Multi-Task Machine Translation Model with Translation-Specific In-Context Learning
Authors: Chunyou Li; Mingtong Liu; Hongxiao Zhang; Yufeng Chen; Jinan Xu; Ming Zhou
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Sentence-level translation, document-level translation, translation memory, and terminology constrained translation play an important role in machine translation. Most of the previous work uses separate models or methods to solve these tasks, which is not conducive to knowledge transfer of different tasks and increases the complexity of system construction. In this work, we explore the potential of pre-trained language model in machine translation tasks and propose a Multi-Task Machine Translation (MT2) model to integrate these translation tasks. We design a novel translation-specific In-Context Learning (ICL) paradigm for model training, in which all of the translation tasks can be modeled as context-learning tasks that integrate contextual information for performance improvement. Specifically, we propose a retrieval and alignment method to obtain a large scale context-enhancement training data, then we train the model in an in-context learning manner. Furthermore, we adopt two context-dependent training strategies to encourage the model to better understand and utilize contextual information for translation. Extensive experiments on translation memory, terminology constrained translation, document-level translation, and few-shot domain-adaptation tasks demonstrate the superior performance of our model, verifying the effectiveness of our proposed approach.
CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Dataset
Authors: Susanna Rücker; Alan Akbik
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The CoNLL-03 corpus is arguably the most well-known and utilized benchmark dataset for named entity recognition (NER). However, prior works found significant numbers of annotation errors, incompleteness, and inconsistencies in the data. This poses challenges to objectively comparing NER approaches and analyzing their errors, as current state-of-the-art models achieve F1-scores that are comparable to or even exceed the estimated noise level in CoNLL-03. To address this issue, we present a comprehensive relabeling effort assisted by automatic consistency checking that corrects 7.0% of all labels in the English CoNLL-03. Our effort adds a layer of entity linking annotation both for better explainability of NER labels and as additional safeguard of annotation quality. Our experimental evaluation finds not only that state-of-the-art approaches reach significantly higher F1-scores (97.1%) on our data, but crucially that the share of correct predictions falsely counted as errors due to annotation noise drops from 47% to 6%. This indicates that our resource is well suited to analyze the remaining errors made by state-of-the-art models, and that the theoretical upper bound even on high resource, coarse-grained NER is not yet reached. To facilitate such analysis, we make CleanCoNLL publicly available to the research community.
Disentangling Transformer Language Models as Superposed Topic Models
Authors: Jia Peng Lim; Hady Lauw
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Topic Modelling is an established research area where the quality of a given topic is measured using coherence metrics. Often, we infer topics from Neural Topic Models (NTM) by interpreting their decoder weights, consisting of top-activated words projected from individual neurons. Transformer-based Language Models (TLM) similarly consist of decoder weights. However, due to its hypothesised superposition properties, the final logits originating from the residual path are considered uninterpretable. Therefore, we posit that we can interpret TLM as superposed NTM by proposing a novel weight-based, model-agnostic and corpus-agnostic approach to search and disentangle decoder-only TLM, potentially mapping individual neurons to multiple coherent topics. Our results show that it is empirically feasible to disentangle coherent topics from GPT-2 models using the Wikipedia corpus. We validate this approach for GPT-2 models using Zero-Shot Topic Modelling. Finally, we extend the proposed approach to disentangle and analyse LLaMA models.