GenAI4ELab/papercli-papers huggingface dataset:
Cognitive Bias in Decision-Making with LLMs
Authors: Jessica Maria Echterhoff; Yao Liu; Abeer Alessa; Julian McAuley; Zexue He
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large language models (LLMs) offer significant potential as tools to support an expanding range of decision-making tasks. Given their training on human (created) data, LLMs have been shown to inherit societal biases against protected groups, as well as be subject to bias functionally resembling cognitive bias. Human-like bias can impede fair and explainable decisions made with LLM assistance. Our work introduces BiasBuster, a framework designed to uncover, evaluate, and mitigate cognitive bias in LLMs, particularly in high-stakes decision-making tasks. Inspired by prior research in psychology and cognitive science, we develop a dataset containing 13,465 prompts to evaluate LLM decisions on different cognitive biases (e.g., prompt-induced, sequential, inherent). We test various bias mitigation strategies, while proposing a novel method utilizing LLMs to debias their own human-like cognitive bias within prompts. Our analysis provides a comprehensive picture of the presence and effects of cognitive bias across commercial and open-source models. We demonstrate that our selfhelp debiasing effectively mitigates model answers that display patterns akin to human cognitive bias without having to manually craft examples for each bias.
Problem-Oriented Segmentation and Retrieval: Case Study on Tutoring Conversations
Authors: Rose E Wang; Pawan Wirawarn; Kenny Lam; Omar Khattab; Dorottya Demszky
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Many open-ended conversations (e.g., tutoring lessons or business meetings) revolve around pre-defined reference materials, like worksheets or meeting bullets. To provide a framework for studying such conversation structure, we introduce *Problem-Oriented Segmentation & Retrieval (POSR), the task of jointly breaking down conversations into segments and linking each segment to the relevant reference item. As a case study, we apply POSR to education where effectively structuring lessons around problems is critical yet difficult. We present *LessonLink*, the first dataset of real-world tutoring lessons, featuring 3,500 segments, spanning 24,300 minutes of instruction and linked to 116 SAT Math problems. We define and evaluate several joint and independent approaches for POSR, including segmentation (e.g., TextTiling), retrieval (e.g., ColBERT), and large language models (LLMs) methods. Our results highlight that modeling POSR as one joint task is essential: POSR methods outperform independent segmentation and retrieval pipelines by up to +76% on joint metrics and surpass traditional segmentation methods by up to +78% on segmentation metrics. We demonstrate POSR’s practical impact on downstream education applications, deriving new insights on the language and time use in real-world lesson structures.
Prompt-Based Bias Calibration for Better Zero/Few-Shot Learning of Language Models
Authors: Kang He; Yinghan Long; Kaushik Roy
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Prompt-based learning is susceptible to intrinsic bias present in pre-trained language models (LMs), leading to sub-optimal performance in prompt-based zero/few-shot settings. In this work, we propose a null-input prompting method to calibrate intrinsic bias encoded in pre-trained LMs. Different from prior efforts that address intrinsic bias primarily for social fairness and often involve excessive computational cost, our objective is to explore enhancing LMs’ performance in downstream zero/few-shot learning while emphasizing the efficiency of intrinsic bias calibration. Specifically, we leverage a diverse set of auto-selected null-meaning inputs generated from GPT-4 to probe intrinsic bias of pre-trained LMs. Utilizing the bias-reflected probability distribution, we formulate a distribution disparity loss for bias calibration, where we exclusively update bias parameters (0.1% of total parameters) of LMs towards equal probability distribution. Experimental results show that the calibration promotes an equitable starting point for LMs while preserving language modeling abilities. Across a wide range of datasets, including sentiment analysis and topic classification, our method significantly improves zero/few-shot learning performance of LMs for both in-context learning and prompt-based fine-tuning (on average 9% and 2%, respectively).
Can’t Remember Details in Long Documents? You Need Some R&R
Authors: Devanshu Agrawal; Shang Gao; Martin Gajek
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Long-context large language models (LLMs) hold promise for tasks such as question-answering (QA) over long documents, but they tend to miss important information in the middle of context documents [(Liu 2023)](https://arxiv.org/abs/2307.03172). Here, we introduce *R&R*—a combination of two novel prompt-based methods called *reprompting* and *in-context retrieval* (ICR)—to alleviate this effect in document-based QA. In reprompting, we repeat the prompt instructions periodically throughout the context document to remind the LLM of its original task. In ICR, rather than instructing the LLM to answer the question directly, we instruct it to retrieve the top k passage numbers most relevant to the given question, which are then used as an abbreviated context in a second QA prompt. We test R&R with GPT-4 Turbo and Claude-2.1 on documents up to 80k tokens in length and observe a 16-point boost in QA accuracy on average. Our further analysis suggests that R&R improves performance on long document-based QA because it reduces the distance between relevant context and the instructions. Finally, we show that compared to short-context chunkwise methods, R&R enables the use of larger chunks that cost fewer LLM calls and output tokens, while minimizing the drop in accuracy.
HumVI: A Multilingual Dataset for Detecting Violent Incidents Impacting Humanitarian Aid
Authors: Hemank Lamba; Anton Abilov; Ke Zhang; Elizabeth M Olson; Henry Kudzanai Dambanemuya; João Cordovil Bárcia; David S. Batista; Christina Wille; Aoife Cahill; Joel R. Tetreault; Alejandro Jaimes
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Humanitarian organizations can enhance their effectiveness by analyzing data to discover trends, gather aggregated insights, manage their security risks, support decision-making, and inform advocacy and funding proposals. However, data about violent incidents with direct impact and relevance for humanitarian aid operations is not readily available. An automatic data collection and NLP-backed classification framework aligned with humanitarian perspectives can help bridge this gap. In this paper, we present HumVI – a dataset comprising news articles in three languages (English, French, Arabic) containing instances of different types of violent incidents categorized by the humanitarian sector they impact, e.g., aid security, education, food security, health, and protection. Reliable labels were obtained for the dataset by partnering with a data-backed humanitarian organization, Insecurity Insight. We provide multiple benchmarks for the dataset, employing various deep learning architectures and techniques, including data augmentation and mask loss, to address different task-related challenges, e.g., domain expansion. The dataset is publicly available at https://github.com/dataminr-ai/humvi-dataset.
Improving Quotation Attribution with Fictional Character Embeddings
Authors: Gaspard Michel; Elena V. Epure; Romain Hennequin; Christophe Cerisara
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Humans naturally attribute utterances of direct speech to their speaker in literary works.When attributing quotes, we process contextual information but also access mental representations of characters that we build and revise throughout the narrative. Recent methods to automatically attribute such utterances have explored simulating human logic with deterministic rules or learning new implicit rules with neural networks when processing contextual information.However, these systems inherently lack character representations, which often leads to errors in more challenging examples of attribution: anaphoric and implicit quotes.In this work, we propose to augment a popular quotation attribution system, BookNLP, with character embeddings that encode global stylistic information of characters derived from an off-the-shelf stylometric model, Universal Authorship Representation (UAR).We create DramaCV, a corpus of English drama plays from the 15th to 20th century that we automatically annotate for Authorship Verification of fictional characters utterances, and release two versions of UAR trained on DramaCV, that are tailored for literary characters analysis.Then, through an extensive evaluation on 28 novels, we show that combining BookNLP’s contextual information with our proposed global character embeddings improves the identification of speakers for anaphoric and implicit quotes, reaching state-of-the-art performance.Code and data can be found at https://github.com/deezer/character_embeddings_qa.
Robust Text Classification: Analyzing Prototype-Based Networks
Authors: Zhivar Sourati; Darshan Girish Deshpande; Filip Ilievski; Kiril Gashteovski; Sascha Saralajew
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Downstream applications often require text classification models to be accurate and robust. While the accuracy of state-of-the-art Language Models (LMs) approximates human performance, they often exhibit a drop in performance on real-world noisy data. This lack of robustness can be concerning, as even small perturbations in text, irrelevant to the target task, can cause classifiers to incorrectly change their predictions. A potential solution can be the family of Prototype-Based Networks (PBNs) that classifies examples based on their similarity to prototypical examples of a class (prototypes) and has been shown to be robust to noise for computer vision tasks. In this paper, we study whether the robustness properties of PBNs transfer to text classification tasks under both targeted and static adversarial attack settings. Our results show that PBNs, as a mere architectural variation of vanilla LMs, offer more robustness compared to vanilla LMs under both targeted and static settings. We showcase how PBNs’ interpretability can help us understand PBNs’ robustness properties. Finally, our ablation studies reveal the sensitivity of PBNs’ robustness to the strictness of clustering and the number of prototypes in the training phase, as tighter clustering and a low number of prototypes result in less robust PBNs.
GraphReader: Building Graph-based Agent to Enhance Long-Context Abilities of Large Language Models
Authors: Shilong Li; Yancheng He; Hangyu Guo; Xingyuan Bu; Ge Bai; Jie Liu; Jiaheng Liu; Xingwei Qu; Yangguang Li; Wanli Ouyang; Wenbo Su; Bo Zheng
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Long-context capabilities are essential for large language models (LLMs) to tackle complex and long-input tasks. Despite numerous efforts made to optimize LLMs for long contexts, challenges persist in robustly processing long inputs. In this paper, we introduce GraphReader, a graph-based agent system designed to handle long texts by structuring them into a graph and employing an agent to explore this graph autonomously. Upon receiving a question, the agent first undertakes a step-by-step analysis and devises a rational plan. It then invokes a set of predefined functions to read node content and neighbors, facilitating a coarse-to-fine exploration of the graph. Throughout the exploration, the agent continuously records new insights and reflects on current circumstances to optimize the process until it has gathered sufficient information to generate an answer. Experimental results on the LV-Eval dataset reveal that GraphReader using a 4k context window, consistently outperforms GPT-4-128k across context lengths from 16k to 256k by a large margin. Additionally, our approach demonstrates superior performance on four challenging single-hop and multi-hop benchmarks.
Compare without Despair: Reliable Preference Evaluation with Generation Separability
Authors: Sayan Ghosh; Tejas Srinivasan; Swabha Swayamdipta
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Human evaluation of generated language through pairwise preference judgments is pervasive. However, under common scenarios, such as when generations from a model pair are very similar, or when stochastic decoding results in large variations in generations, it results in inconsistent preference ratings. We address these challenges by introducing a meta-evaluation measure, separability, which estimates how suitable a test instance is for pairwise preference evaluation. For a candidate test instance, separability samples multiple generations from a pair of models, and measures how distinguishable the two sets of generations are. Our experiments show that instances with high separability values yield more consistent preference ratings from both human- and auto-raters. Further, the distribution of separability allows insights into which test benchmarks are more valuable for comparing models. Finally, we incorporate separability into ELO ratings, accounting for how suitable each test instance might be for reliably ranking LLMs. Overall, separability has implications for consistent, efficient and robust preference evaluation of LLMs with both human- and auto-raters.
LoRASC: Expressive and Generalizable Low-rank Adaptation for Large Models via Slow Cascaded Learning
Authors: Siwei Li; Yifan Yang; Yifei Shen; Fangyun Wei; Zongqing Lu; Lili Qiu; Yuqing Yang
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Efficient fine-tuning plays a fundamental role in modern large models, with low-rank adaptation emerging as a particularly promising approach. However, the existing variants of LoRA are hampered by limited expressiveness, a tendency to overfit, and sensitivity to hyperparameter settings. This paper presents LoRA Slow Cascade Learning (LoRASC), an innovative technique designed to enhance LoRA’s expressiveness and generalization capabilities while preserving its training efficiency. Our approach augments expressiveness through a cascaded learning strategy that enables a mixture-of-low-rank adaptation, thereby increasing the model’s ability to capture complex patterns. Additionally, we introduce a slow-fast update mechanism and cascading noisy tuning to bolster generalization. The extensive experiments on various language and vision datasets, as well as robustness benchmarks, demonstrate that the proposed method not only significantly outperforms existing baselines, but also mitigates overfitting, enhances model stability, and improves OOD robustness.
SQFT: Low-cost Model Adaptation in Low-precision Sparse Foundation Models
Authors: Juan Pablo Munoz; Jinjie Yuan; Nilesh Jain
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large pre-trained models (LPMs), such as large language models, have become ubiquitous and are employed in many applications. These models are often adapted to a desired domain or downstream task through a fine-tuning stage. This paper proposes SQFT, an end-to-end solution for low-precision sparse parameter-efficient fine-tuning of LPMs, allowing for effective model manipulation in resource-constrained environments. Additionally, an innovative strategy enables the merging of sparse weights with low-rank adapters without losing sparsity and accuracy, overcoming the limitations of previous approaches. SQFT also addresses the challenge of having quantized weights and adapters with different numerical precisions, enabling merging in the desired numerical format without sacrificing accuracy. Multiple adaptation scenarios, models, and comprehensive sparsity levels demonstrate the effectiveness of SQFT.
Securing Multi-turn Conversational Language Models From Distributed Backdoor Attacks
Authors: Terry Tong; Qin Liu; Jiashu Xu; Muhao Chen
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large language models (LLMs) have acquired the ability to handle longer context lengths and understand nuances in text, expanding their dialogue capabilities beyond a single utterance. A popular user-facing application of LLMs is the multi-turn chat setting. Though longer chat memory and better understanding may seemingly benefit users, our paper exposes a vulnerability that leverages the multi-turn feature and strong learning ability of LLMs to harm the end-user: the backdoor. We demonstrate that LLMs can capture the combinational backdoor representation. Only upon presentation of triggers together does the backdoor activate. We also verify empirically that this representation is invariant to the position of the trigger utterance. Subsequently, inserting a single extra token into any two utterances of 5% of the data can cause over 99% Attack Success Rate (ASR). Our results with 3 triggers demonstrate that this framework is generalizable, compatible with any trigger in an adversary’s toolbox in a plug-and-play manner. Defending the backdoor can be challenging in the conversational setting because of the large input and output space. Our analysis indicates that the distributed backdoor exacerbates the current challenges by polynomially increasing the dimension of the attacked input space. Canonical textual defenses like ONION and BKI leverage auxiliary model forward passes over individual tokens, scaling exponentially with the input sequence length and struggling to maintain computational feasibility. To this end, we propose a decoding time defense – decayed contrastive decoding – that scales linearly with the assistant response sequence length and reduces the backdoor to as low as 0.35%.
InternalInspector I2: Robust Confidence Estimation in LLMs through Internal States
Authors: Mohammad Beigi; Ying Shen; Runing Yang; Zihao Lin; Qifan Wang; Ankith Mohan; Jianfeng He; Ming Jin; Chang-Tien Lu; Lifu Huang
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Despite their vast capabilities, Large Language Models (LLMs) often struggle with generating reliable outputs, frequently producing high-confidence inaccuracies known as hallucinations. Addressing this challenge, our research introduces InternalInspector, a novel framework designed to enhance confidence estimation in LLMs by leveraging contrastive learning on internal states including attention states, feed-forward states, and activation states of all layers. Unlike existing methods that primarily focus on the final activation state, InternalInspector conducts a comprehensive analysis across all internal states of every layer to accurately identify both correct and incorrect prediction processes. By benchmarking InternalInspector against existing confidence estimation methods across various natural language understanding and generation tasks, including factual question answering, commonsense reasoning, and reading comprehension, InternalInspector achieves significantly higher accuracy in aligning the estimated confidence scores with the correctness of the LLM’s predictions and lower calibration error. Furthermore, InternalInspector excels at HaluEval, a hallucination detection benchmark, outperforming other internal-based confidence estimation methods in this task.
All You Need is Attention: Lightweight Attention-based Data Augmentation for Text Classification
Authors: Junehyung Kim; Sungjae Hwang
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: This paper introduces LADAM, a novel method for enhancing the performance of text classification tasks. LADAM employs attention mechanisms to exchange semantically similar words between sentences. This approach generates a greater diversity of synthetic sentences compared to simpler operations like random insertions, while maintaining the context of the original sentences. Additionally, LADAM is an easy-to-use, lightweight technique that does not require external datasets or large language models. Our experimental results across five datasets demonstrate that LADAM consistently outperforms baseline methods across diverse text classification conditions.
Adversarial Attacks on Parts of Speech: An Empirical Study in Text-to-Image Generation
Authors: G M Shahariar; Jia Chen; Jiachen Li; Yue Dong
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Recent studies show that text-to-image (T2I) models are vulnerable to adversarial attacks, especially with noun perturbations in text prompts. In this study, we investigate the impact of adversarial attacks on different POS tags within text prompts on the images generated by T2I models. We create a high-quality dataset for realistic POS tag token swapping and perform gradient-based attacks to find adversarial suffixes that mislead T2I models into generating images with altered tokens. Our empirical results show that the attack success rate (ASR) varies significantly among different POS tag categories, with nouns, proper nouns, and adjectives being the easiest to attack. We explore the mechanism behind the steering effect of adversarial suffixes, finding that the number of critical tokens and information fusion vary among POS tags, while features like suffix transferability are consistent across categories.
Enhancing Alignment using Curriculum Learning & Ranked Preferences
Authors: Pulkit Pattnaik; Rishabh Maheshwary; Kelechi Ogueji; Vikas Yadav; Sathwik Tejaswi Madhusudhan
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Direct Preference Optimization (DPO) is an effective technique that leverages pairwise preference data (one chosen and rejected response per prompt) to align LLMs to human preferences. In practice, multiple responses could exist for a given prompt with varying quality relative to each other. We propose to utilize these responses to create multiple preference pairs for a given prompt. Our work focuses on aligning LLMs by systematically curating multiple preference pairs and presenting them in a meaningful manner facilitating curriculum learning to enhance the prominent DPO technique. We order multiple preference pairs from easy to hard, according to various criteria thus emulating curriculum learning. Our method, which is referred to as Curri-DPO consistently shows increased performance gains on MTbench, Vicuna bench, WizardLM, highlighting its effectiveness over standard DPO setting that utilizes single preference pair. More specifically, Curri-DPO achieves a score of 7.43 on MTbench with Zephyr-7B, outperforming majority of existing LLMs with similar parameter size. Curri-DPO also achieves the highest win rates on Vicuna, WizardLM, and UltraFeedback test sets (90.7%, 87.1%, and 87.9% respectively) in our experiments, with notable gains of up to 7.5% when compared to standard DPO. We release the preference pairs used in alignment at: https://huggingface.co/datasets/ServiceNow-AI/Curriculum_DPO_preferences.