GenAI4ELab/papercli-papers huggingface dataset:
Improving generalization in large langue model by learning prefix subspaces
Authors: Louis Falissard; Vincent Guigue; Laure Soulier
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: This article focuses on large language models (LLMs) fine-tuning in the scarce data regime (also known as “few-shot learning setting”). We propose a method to increase the generalization capabilities of LLMs based on neural network subspaces. This optimization method, recently introduced in computer vision, aims to improve model generalization by identifying wider local optima through the joint optimization of an entire simplex of models in parameter space. Although this property would be highly beneficial in the context of training large language models in the “few-shot learning” setting, its adaptation to massive, pretrained transformers poses some challenges. First, their considerable number of parameters make it difficult to train several model jointly, and second, their deterministic parameter initialisation schemes make them unfit to the subspace method as originaly proposed. We show in this paper that its application to “Parameter Efficient Fine-Tuning” (PEFT) methods, however, is relatively natural, and we propose to apply it to prefix-tuning, by learning entire simplexes of continous prefixes. We test our method on a variant of the GLUE benchmark adapted to the few-shot learning setting, and show that both our contributions (learning prefix simplexes, and non-deterministic validation metric inference) jointly lead to a gain in average performances compared to state of the art methods.
Domain Adaptation for Sentiment Analysis Using Robust Internal Representations
Authors: Mohammad Rostami; Digbalay Bose; Shrikanth Narayanan; Aram Galstyan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Sentiment analysis is a costly yet necessary task for enterprises to study the opinions of their customers to improve their products and to determine optimal marketing strategies. Due to the existence of a wide range of domains across different products and services, cross-domain sentiment analysis methods have received significant attention. These methods mitigate the domain gap between different applications by training cross-domain generalizable classifiers which relax the need for data annotation for each domain. We develop a domain adaptation method which induces large margins between data representations that belong to different classes in an embedding space. This embedding space is trained to be domain-agnostic by matching the data distributions across the domains. Large interclass margins in the source domain help to reduce the effect of “domain shift” in the target domain. Theoretical and empirical analysis are provided to demonstrate that the proposed method is effective.
KeFVP: Knowledge-enhanced Financial Volatility Prediction
Authors: Hao Niu; Yun Xiong; Xiaosu Wang; Wenjing Yu; Yao Zhang; Weizu Yang
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Financial volatility prediction is vital for indicating a company’s risk profile. Transcripts of companies’ earnings calls are important unstructured data sources to be utilized to access companies’ performance and risk profiles. However, current works ignore the role of financial metrics knowledge (such as EBIT, EPS, and ROI) in transcripts, which is crucial for understanding companies’ performance, and little consideration is given to integrating text and price information. In this work, we statistic common financial metrics and make a special dataset based on these metrics. Then, we introduce a knowledge-enhanced financial volatility prediction method (KeFVP) to inject knowledge of financial metrics into text comprehension by knowledge-enhanced adaptive pre-training (KePt) and effectively incorporating text and price information by introducing a conditional time series prediction module. We conduct extensive experiments on three real-world public datasets, and the results indicate that KeFVP is effective and outperforms all the state-of-the-art methods.
A Frustratingly Easy Plug-and-Play Detection-and-Reasoning Module for Chinese Spelling Check
Authors: Haojing Huang; Jingheng Ye; Qingyu Zhou; Yinghui Li; Yangning Li; Feng Zhou; Hai-Tao Zheng
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: In recent years, Chinese Spelling Check (CSC) has been greatly improved by designing task-specific pre-training methods or introducing auxiliary tasks, which mostly solve this task in an end-to-end fashion. In this paper, we propose to decompose the CSC workflow into detection, reasoning, and searching subtasks so that the rich external knowledge about the Chinese language can be leveraged more directly and efficiently. Specifically, we design a plug-and-play detection-and-reasoning module that is compatible with existing SOTA non-autoregressive CSC models to further boost their performance. We find that the detection-and-reasoning module trained for one model can also benefit other models. We also study the primary interpretability provided by the task decomposition. Extensive experiments and detailed analyses demonstrate the effectiveness and competitiveness of the proposed module.
Asking Clarification Questions to Handle Ambiguity in Open-Domain QA
Authors: Dongryeol Lee; Segwang Kim; Minwoo Lee; Hwanhee Lee; Joonsuk Park; Sang-Woo Lee; Kyomin Jung
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Ambiguous questions persist in open-domain question answering, because formulating a precise question with a unique answer is often challenging. Previous works have tackled this issue by asking disambiguated questions for all possible interpretations of the ambiguous question. Instead, we propose to ask a clarification question, where the user’s response will help identify the interpretation that best aligns with the user’s intention. We first present CAmbigNQ, a dataset consisting of 5,653 ambiguous questions, each with relevant passages, possible answers, and a clarification question. The clarification questions were efficiently created by generating them using InstructGPT and manually revising them as necessary. We then define a pipeline of three tasks—(1) ambiguity detection, (2) clarification question generation, and (3) clarification-based QA. In the process, we adopt or design appropriate evaluation metrics to facilitate sound research. Lastly, we achieve F1 of 61.3, 25.1, and 40.5 on the three tasks, demonstrating the need for further improvements while providing competitive baselines for future work.
Addressing the Length Bias Challenge in Document-Level Neural Machine Translation
Authors: Zhang Zhuocheng; Shuhao Gu; Min Zhang; Yang Feng
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Document-level neural machine translation (DNMT) has shown promising results by incorporating context information through increased maximum lengths of source and target sentences. However, this approach also introduces a length bias problem, whereby DNMT suffers from significant translation quality degradation when decoding sentences that are much shorter or longer than the maximum sentence length during training, i.e., the length bias problem. To prevent the model from neglecting shorter sentences, we sample the training data to ensure a more uniform distribution across different sentence lengths while progressively increasing the maximum sentence length during training. Additionally, we introduce a length-normalized attention mechanism to aid the model in focusing on target information, mitigating the issue of attention divergence when processing longer sentences. Furthermore, during the decoding stage of DNMT, we propose a sliding decoding strategy that limits the length of target sentences to not exceed the maximum length encountered during training. The experimental results indicate that our method can achieve state-of-the-art results on several open datasets, and further analysis shows that our method can significantly alleviate the length bias problem.
EconBERTa: Towards Robust Extraction of Named Entities in Economics
Authors: Karim Lasri; Pedro Vitor Quinta de Castro; Mona Schirmer; Luis Eduardo San Martin; Linxi Wang; Tomáš Dulka; Haaya Naushan; John Pougué-Biyong; Arianna Legovini; Samuel Fraiberger
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Adapting general-purpose language models has proven to be effective in tackling downstream tasks within specific domains. In this paper, we address the task of extracting entities from the economics literature on impact evaluation. To this end, we release EconBERTa, a large language model pretrained on scientific publications in economics, and ECON-IE, a new expert-annotated dataset of economics abstracts for Named Entity Recognition (NER). We find that EconBERTa reaches state-of-the-art performance on our downstream NER task. Additionally, we extensively analyze the model’s generalization capacities, finding that most errors correspond to detecting only a subspan of an entity or failure to extrapolate to longer sequences. This limitation is primarily due to an inability to detect part-of-speech sequences unseen during training, and this effect diminishes when the number of unique instances in the training set increases. Examining the generalization abilities of domain-specific language models paves the way towards improving the robustness of NER models for causal knowledge extraction.
Consonant is all you need: a compact representation of English text for efficient NLP
Authors: Maged S. Al-shaibani; Irfan Ahmad
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: In natural language processing (NLP), the representation of text plays a crucial role in various tasks such as language modeling, sentiment analysis, and machine translation. The standard approach is to represent text in the same way as we, as humans, read and write. In this paper, we propose a novel approach to represent text with only consonants which presents a compact representation of English text that offers improved efficiency without sacrificing performance. We exploit the fact that consonants are more discriminative than vowels and by representing text using consonants, we can significantly reduce the overall memory and compute footprint required for storing and processing textual data. We present two alternative representations: ‘consonants-only’, where we completely remove the vowels from the text, and ‘masked-vowels’, where we mask all the vowels into one special symbol. To evaluate our approaches, we conducted experiments on various NLP tasks, including text classification, part-of-speech (POS) tagging, named-entity recognition (NER), and neural machine translation (NMT), in addition to language modeling. Our results demonstrate that the proposed consonant-based representation achieves comparable performance compared to the standard text representation while requiring significantly fewer computational resources. Furthermore, we show that our representation can be seamlessly integrated with existing NLP models and frameworks, providing a practical solution for efficient text processing. Last but not the least, we present a technique to retrieve the vowel information from our processed text representation keeping in mind the need to reproduce text in human readable form in some NLP applications.
Detrimental Contexts in Open-Domain Question Answering
Authors: Philhoon Oh; James Thorne
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: For knowledge intensive NLP tasks, it has been widely accepted that accessing more information is a contributing factor to improvements in the model’s end-to-end performance. However, counter-intuitively, too much context can have a negative impact on the model when evaluated on common question answering (QA) datasets. In this paper, we analyze how passages can have a detrimental effect on retrieve-then-read architectures used in question answering. Our empirical evidence indicates that the current read architecture does not fully leverage the retrieved passages and significantly degrades its performance when using the whole passages compared to utilizing subsets of them. Our findings demonstrate that model accuracy can be improved by 10% on two popular QA datasets by filtering out detrimental passages. Additionally, these outcomes are attained by utilizing existing retrieval methods without further training or data. We further highlight the challenges associated with identifying the detrimental passages. First, even with the correct context, the model can make an incorrect prediction, posing a challenge in determining which passages are most influential. Second, evaluation typically considers lexical matching, which is not robust to variations of correct answers. Despite these limitations, our experimental results underscore the pivotal role of identifying and removing these detrimental passages for the context-efficient retrieve-then-read pipeline.
PMIndiaSum: Multilingual and Cross-lingual Headline Summarization for Languages in India
Authors: Ashok Urlana; Pinzhen Chen; Zheng Zhao; Shay B. Cohen; Manish Shrivastava; Barry Haddow
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: This paper introduces PMIndiaSum, a multilingual and massively parallel summarization corpus focused on languages in India. Our corpus provides a training and testing ground for four language families, 14 languages, and the largest to date with 196 language pairs. We detail our construction workflow including data acquisition, processing, and quality assurance. Furthermore, we publish benchmarks for monolingual, cross-lingual, and multilingual summarization by fine-tuning, prompting, as well as translate-and-summarize. Experimental results confirm the crucial role of our data in aiding summarization between Indian languages. Our dataset is publicly available and can be freely modified and re-distributed.
Beyond Labels: Empowering Human Annotators with Natural Language Explanations through a Novel Active-Learning Architecture
Authors: Bingsheng Yao; Ishan Jindal; Lucian Popa; Yannis Katsis; Sayan Ghosh; Lihong He; Yuxuan Lu; Shashank Srivastava; Yunyao Li; James Hendler; Dakuo Wang
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Real-world domain experts (e.g., doctors) rarely annotate only a decision label in their day-to-day workflow without providing explanations. Yet, existing low-resource learning techniques, such as Active Learning (AL), that aim to support human annotators mostly focus on the label while neglecting the natural language explanation of a data point. This work proposes a novel AL architecture to support experts’ real-world need for label and explanation annotations in low-resource scenarios. Our AL architecture leverages an explanation-generation model to produce explanations guided by human explanations, a prediction model that utilizes generated explanations toward prediction faithfully, and a novel data diversity-based AL sampling strategy that benefits from the explanation annotations. Automated and human evaluations demonstrate the effectiveness of incorporating explanations into AL sampling and the improved human annotation efficiency and trustworthiness with our AL architecture. Additional ablation studies illustrate the potential of our AL architecture for transfer learning, generalizability, and integration with large language models (LLMs). While LLMs exhibit exceptional explanation-generation capabilities for relatively simple tasks, their effectiveness in complex real-world tasks warrants further in-depth study.
Decoding Stumpers: Large Language Models vs. Human Problem-Solvers
Authors: Alon Goldstein; Miriam Havin; Roi Reichart; Ariel Goldstein
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: This paper investigates the problem-solving capabilities of Large Language Models (LLMs) by evaluating their performance on stumpers, unique single-step intuition problems that pose challenges for human solvers but are easily verifiable. We compare the performance of four state-of-the-art LLMs (Davinci-2, Davinci-3, GPT-3.5-Turbo, GPT-4) to human participants. Our findings reveal that the new-generation LLMs excel in solving stumpers and surpass human performance. However, humans exhibit superior skills in verifying solutions to the same problems. This research enhances our understanding of LLMs’ cognitive abilities and provides insights for enhancing their problem-solving potential across various domains.
Efficient Cross-Task Prompt Tuning for Few-Shot Conversational Emotion Recognition
Authors: Yige Xu; Zhiwei Zeng; Zhiqi Shen
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Emotion Recognition in Conversation (ERC) has been widely studied due to its importance in developing emotion-aware empathetic machines. The rise of pre-trained language models (PLMs) has further pushed the limit of ERC performance. However, most recent works on ERC using PLMs are heavily data-driven, and requires fine-tuning the entire PLMs. To improve both sample and computational efficiency, we propose a derivative-free optimization method called Cross-Task Prompt Tuning (CTPT) for few-shot conversational emotion recognition. Unlike existing methods that learn independent knowledge from individual tasks, CTPT leverages sharable cross-task knowledge by exploiting external knowledge from other source tasks to improve learning performance under the few-shot setting. Moreover, CTPT only needs to optimize a vector under the low intrinsic dimensionality without gradient, which is highly parameter-efficient compared with existing approaches. Experiments on five different contextual conversation datasets demonstrate that our CTPT method has superior results on both few-shot scenarios and zero-shot transfers.
SYMPTOMIFY: Transforming Symptom Annotations with Language Model Knowledge Harvesting
Authors: Bosung Kim; Ndapa Nakashole
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Given the high-stakes nature of healthcare decision-making, we aim to improve the efficiency of human annotators rather than replacing them with fully automated solutions. We introduce a new comprehensive resource, SYMPTOMIFY, a dataset of annotated vaccine adverse reaction reports detailing individual vaccine reactions. The dataset, consisting of over 800k reports, surpasses previous datasets in size. Notably, it features reasoning-based explanations alongside background knowledge obtained via language model knowledge harvesting. We evaluate performance across various methods and learning paradigms, paving the way for future comparisons and benchmarking.
TokenDrop + BucketSampler: Towards Efficient Padding-free Fine-tuning of Language Models
Authors: Amrit Nagarajan; Anand Raghunathan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The great success of Language Models (LMs) for various Natural Language Processing (NLP) tasks is accompanied by computational challenges during both pre-training and fine-tuning. Pre-training has attracted significant attention due to its huge computational footprint. We focus on the fine-tuning of pre-trained LMs, which is expected to be performed much more frequently as the pre-trained models are adapted to downstream tasks. During fine-tuning, the presence of variable-length input sequences necessitates the use of padding tokens when batching sequences. These padding tokens lead to ineffectual computations, adversely impacting the efficiency of fine-tuning. We also observe that LMs memorize the limited task-specific training data despite the use of known regularization methods. Based on these insights, we present TokenDrop + BucketSampler, a framework that simultaneously improves efficiency and accuracy of LM fine-tuning. BucketSampler generates batches of samples with lower variance in sequence lengths to reduce the number of padding tokens, but does so without the accompanying accuracy drop seen in previous approaches. TokenDrop is a new regularizer that prunes a random subset of insignificant tokens from each input sequence in every epoch to prevent overfitting. TokenDrop drops more tokens from the longer sequences in each batch to further reduce variance in input lengths and the need for padding. TokenDrop + BucketSampler accelerates fine-tuning on diverse downstream tasks by up to 10.61X, while also producing models that are up to 1.17% more accurate compared to conventional fine-tuning. Code is available at https://github.com/amrnag/TokenDrop-BucketSampler. .
Unified Representation for Non-compositional and Compositional Expressions
Authors: Ziheng Zeng; Suma Bhat
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Accurate processing of non-compositional language relies on generating good representations for such expressions. In this work, we study the representation of language non-compositionality by proposing a language model, PIER+, that builds on BART and can create semantically meaningful and contextually appropriate representations for English potentially idiomatic expressions (PIEs). PIEs are characterized by their non-compositionality and contextual ambiguity in their literal and idiomatic interpretations. Via intrinsic evaluation on embedding quality and extrinsic evaluation on PIE processing and NLU tasks, we show that representations generated by PIER+ result in 33% higher homogeneity score for embedding clustering than BART, whereas 3.12% and 3.29% gains in accuracy and sequence accuracy for PIE sense classification and span detection compared to the state-of-the-art IE representation model, GIEA. These gains are achieved without sacrificing PIER+’s performance on NLU tasks (+/- 1% accuracy) compared to BART.
Context Quality Matters in Training Fusion-in-Decoder for Extractive Open-Domain Question Answering
Authors: Kosuke Akimoto; Kunihiro Takeoka; Masafumi Oyamada
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Retrieval-augmented generation models augment knowledge encoded in a language model by providing additional relevant external knowledge (context) during generation. Although it has been shown that the quantity and quality of context impact the performance of retrieval-augmented generation models during inference, limited research explores how these characteristics affect model training. This paper explores how context quantity and quality during model training affect the performance of Fusion-in-Decoder (FiD), the state-of-the-art retrieval-augmented generation model, in extractive open-domain question answering tasks. Experimental results suggest that FiD models overfit to context quality during training and show suboptimal performance when evaluated on different context quality. Through the experimental results, we also reveal FiD models trained with different context quality have different cross-attention distribution patterns. Specifically, as context quality during training increases, FiD models tend to attend more uniformly to each passage in context. Finally, based on these observations, we propose a method to mitigate overfitting to specific context quality by introducing bias to the cross-attention distribution, which we demonstrate to be effective in improving the performance of FiD models on different context quality.