GenAI4ELab/papercli-papers huggingface dataset:
Personas as a Way to Model Truthfulness in Language Models
Authors: Nitish Joshi; Javier Rando; Abulhair Saparov; Najoung Kim; He He
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) are trained on vast amounts of text from the internet, which contains both factual and misleading information about the world. While unintuitive from a classic view of LMs, recent work has shown that the truth value of a statement can be elicited from the model’s representations. This paper presents an explanation for why LMs appear to know the truth despite not being trained with truth labels. We hypothesize that the pretraining data is generated by groups of (un)truthful agents whose outputs share common features, and they form a (un)truthful persona. By training on this data, LMs can infer and represent the persona in its activation space. This allows the model to separate truth from falsehoods and controls the truthfulness of its generation. We show evidence for the persona hypothesis via two observations: (1) we can probe whether a model’s answer will be truthful before it is generated; (2) finetuning a model on a set of facts improves its truthfulness on unseen topics. Next, using arithmetics as a synthetic environment, we show that structures of the pretraining data are crucial for the model to infer the truthful persona. Overall, our findings suggest that models can exploit hierarchical structures in the data to learn abstract concepts like truthfulness.
Satyrn: A Platform for Analytics Augmented Generation
Authors: Marko Sterbentz; Cameron Barrie; Shubham Shahi; Abhratanu Dutta; Donna Hooshmand; Harper Pack; Kristian J Hammond
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) are capable of producing documents, and retrieval augmented generation (RAG) has shown itself to be a powerful method for improving accuracy without sacrificing fluency. However, not all information can be retrieved from text. We propose an approach that uses the analysis of structured data to generate fact sets that are used to guide generation in much the same way that retrieved documents are used in RAG. This analytics augmented generation (AAG) approach supports the ability to utilize standard analytic techniques to generate facts that are then converted to text and passed to an LLM. We present a neurosymbolic platform, Satyrn, that leverages AAG to produce accurate, fluent, and coherent reports grounded in large scale databases. In our experiments, we find that Satyrn generates reports in which over 86% of claims are accurate while maintaining high levels of fluency and coherence, even when using smaller language models such as Mistral-7B, as compared to GPT-4 Code Interpreter in which just 57% of claims are accurate.
EH-MAM: Easy-to-Hard Masked Acoustic Modeling for Self-Supervised Speech Representation Learning
Authors: Ashish Seth; Ramaneswaran Selvakumar; S Sakshi; Sonal Kumar; Sreyan Ghosh; Dinesh Manocha
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In this paper, we present EH-MAM (Easy-to-Hard adaptive Masked Acoustic Modeling), a novel self-supervised learning approach for speech representation learning. In contrast to the prior methods that use random masking schemes for Masked Acoustic Modeling (MAM), we introduce a novel selective and adaptive masking strategy. Specifically, during SSL training, we progressively introduce harder regions to the model for reconstruction. Our approach automatically selects hard regions and is built on the observation that the reconstruction loss of individual frames in MAM can provide natural signals to judge the difficulty of solving the MAM pre-text task for that frame. To identify these hard regions, we employ a teacher model that first predicts the frame-wise losses and then decides which frames to mask. By learning to create challenging problems, such as identifying harder frames and solving them simultaneously, the model is able to learn more effective representations and thereby acquire a more comprehensive understanding of the speech. Quantitatively, EH-MAM outperforms several state-of-the-art baselines across various low-resource speech recognition and SUPERB benchmarks by 5%-10%. Additionally, we conduct a thorough analysis to show that the regions masked by EH-MAM effectively capture useful context across speech frames.
EPO: Hierarchical LLM Agents with Environment Preference Optimization
Authors: Qi Zhao; Haotian Fu; Chen Sun; George Konidaris
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Long-horizon decision-making tasks present significant challenges for LLM-based agents due to the need for extensive planning over multiple steps. In this paper, we propose a hierarchical framework that decomposes complex tasks into manageable subgoals, utilizing separate LLMs for subgoal prediction and low-level action generation. To address the challenge of creating training signals for unannotated datasets, we develop a reward model that leverages multimodal environment feedback to automatically generate reward signals. We introduce Environment Preference Optimization (EPO), a novel method that generates preference signals from the environment’s feedback and uses them to train LLM-based agents. Extensive experiments on ALFRED demonstrate the state-of-the-art performance of our framework, achieving first place on the ALFRED public leaderboard and showcasing its potential to improve long-horizon decision-making in diverse environments.
Detection and Measurement of Syntactic Templates in Generated Text
Authors: Chantal Shaib; Yanai Elazar; Junyi Jessy Li; Byron C Wallace
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The diversity of text can be measured beyond word-level features, however existing diversity evaluation focuses primarily on word-level features. Here we propose a method for evaluating diversity over syntactic features to characterize general repetition in models, beyond frequent n-grams. Specifically, we define syntactic templates (e.g., strings comprising parts-of-speech) and show that models tend to produce templated text in downstream tasks at a higher rate than what is found in human-reference textsWe find that most (76%) templates in model-generated text can be found in pre-training data (compared to only 35% of human-authored text), and are not overwritten during fine-tuning or alignment processes such as RLHF. The connection between templates in generated text and the pre-training data allows us to analyze syntactic templates in models where we do not have the pre-training data.We also find that templates as features are able to differentiate between models, tasks, and domains, and are useful for qualitatively evaluating common model constructions.Finally, we demonstrate the use of templates as a useful tool for analyzing style memorization of training data in LLMs.
UOUO: Uncontextualized Uncommon Objects for Measuring Knowledge Horizons of Vision Language Models
Authors: Xinyu Pi; Mingyuan Wu; Jize Jiang; Haozhen Zheng; Beitong Tian; ChengXiang Zhai; Klara Nahrstedt; Zhiting Hu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Smaller-scale Vision-Language Models (VLMs) often claim to perform on par with larger models in general-domain visual grounding and question-answering benchmarks while offering advantages in computational efficiency and storage. However, their ability to handle rare objects, which fall into the long tail of data distributions, is less understood. To rigorously evaluate this aspect, we introduce the “Uncontextualized Uncommon Objects” (UOUO) benchmark. This benchmark focuses on systematically testing VLMs with both large and small parameter counts on rare and specialized objects. Our comprehensive analysis reveals that while smaller VLMs maintain competitive performance on common datasets, they significantly underperform on tasks involving uncommon objects. We also propose an advanced, scalable pipeline for data collection and cleaning, ensuring the UOUO benchmark provides high-quality, challenging instances. These findings highlight the need to consider long-tail distributions when assessing the true capabilities of VLMs. Code and project details for UOUO can be found at https://zoezheng126.github.io/UOUO-Website/.
Optimized Speculative Sampling for GPU Hardware Accelerators
Authors: Dominik Wagner; Seanie Lee; Ilja Baumann; Philipp Seeberger; Korbinian Riedhammer; Tobias Bocklet
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In this work, we optimize speculative sampling for parallel hardware accelerators to improve sampling speed. We notice that substantial portions of the intermediate matrices necessary for speculative sampling can be computed concurrently. This allows us to distribute the workload across multiple GPU threads, enabling simultaneous operations on matrix segments within thread blocks. This results in profiling time improvements ranging from 6% to 13% relative to the baseline implementation, without compromising accuracy. To further accelerate speculative sampling, probability distributions parameterized by softmax are approximated by sigmoid. This approximation approach results in significantly greater relative improvements in profiling time, ranging from 37% to 94%, with a minor decline in accuracy. We conduct extensive experiments on both automatic speech recognition and summarization tasks to validate the effectiveness of our optimization methods.
Personalized Pieces: Efficient Personalized Large Language Models through Collaborative Efforts
Authors: Zhaoxuan Tan; Zheyuan Liu; Meng Jiang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Personalized large language models (LLMs) aim to tailor interactions, content, and recommendations to individual user preferences. While parameter-efficient fine-tuning (PEFT) methods excel in performance and generalization, they are costly and limit communal benefits when used individually. To this end, we introduce Personalized Pieces (Per-Pcs), a framework that allows users to safely share and assemble personalized PEFT efficiently with collaborative efforts. Per-Pcs involves selecting sharers, breaking their PEFT into pieces, and training gates for each piece. These pieces are added to a pool, from which target users can select and assemble personalized PEFT using their history data. This approach preserves privacy and enables fine-grained user modeling without excessive storage and computation demands. Experimental results show Per-Pcs outperforms non-personalized and PEFT retrieval baselines, offering performance comparable to OPPU with significantly lower resource use across six tasks. Further analysis highlights Per-Pcs’s robustness concerning sharer count and selection strategy, pieces sharing ratio, and scalability in computation time and storage space. Per-Pcs’s modularity promotes safe sharing, making LLM personalization more efficient, effective, and widely accessible through collaborative efforts.
Democratizing Large Language Models via Personalized Parameter-Efficient Fine-tuning
Authors: Zhaoxuan Tan; Qingkai Zeng; Yijun Tian; Zheyuan Liu; Bing Yin; Meng Jiang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Personalization in large language models (LLMs) is increasingly important, aiming to align the LLMs’ interactions, content, and recommendations with individual user preferences. Recent advances have highlighted effective prompt design by enriching user queries with non-parametric knowledge through behavior history retrieval and textual profiles. However, these methods faced limitations due to a lack of model ownership, resulting in constrained customization and privacy issues, and often failed to capture complex, dynamic user behavior patterns. To address these shortcomings, we introduce One PEFT Per User (OPPU), employing personalized parameter-efficient fine-tuning (PEFT) modules to store user-specific behavior patterns and preferences. By plugging in personal PEFT parameters, users can own and use their LLMs individually. OPPU integrates parametric user knowledge in the personal PEFT parameters with non-parametric knowledge from retrieval and profiles, adapting LLMs to user behavior shifts. Experimental results demonstrate that OPPU significantly outperforms existing prompt-based methods across seven diverse tasks in the LaMP benchmark. Further studies reveal OPPU’s enhanced capabilities in handling user behavior shifts, modeling users at different activity levels, maintaining robustness across various user history formats, and displaying versatility with different PEFT methods.
Unifying Multimodal Retrieval via Document Screenshot Embedding
Authors: Xueguang Ma; Sheng-Chieh Lin; Minghan Li; Wenhu Chen; Jimmy Lin
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In the real world, documents are organized in different formats and varied modalities. Traditional retrieval pipelines require tailored document parsing techniques and content extraction modules to prepare input for indexing. This process is tedious, prone to errors, and has information loss. To this end, we propose Document Screenshot Embedding (DSE), a novel retrieval paradigm that regards document screenshots as a unified input format, which does not require any content extraction preprocess and preserves all the information in a document (e.g., text, image and layout). DSE leverages a large vision-language model to directly encode document screenshots into dense representations for retrieval. To evaluate our method, we first craft the dataset of Wiki-SS, a 1.3M Wikipedia web page screenshots as the corpus to answer the questions from the Natural Questions dataset. In such a text-intensive document retrieval setting, DSE shows competitive effectiveness compared to other text retrieval methods relying on parsing. For example, DSE outperforms BM25 by 17 points in top-1 retrieval accuracy. Additionally, in a mixed-modality task of slide retrieval, DSE significantly outperforms OCR text retrieval methods by over 15 points in nDCG@10. These experiments show that DSE is an effective document retrieval paradigm for diverse types of documents. Model checkpoints, code, and Wiki-SS collection will be released.
Neuron Specialization: Leveraging Intrinsic Task Modularity for Multilingual Machine Translation
Authors: Shaomu Tan; Di Wu; Christof Monz
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Training a unified multilingual model promotes knowledge transfer but inevitably introduces negative interference. Language-specific modeling methods show promise in reducing interference. However, they often rely on heuristics to distribute capacity and struggle to foster cross-lingual transfer via isolated modules. In this paper, we explore intrinsic task modularity within multilingual networks and leverage these observations to circumvent interference under multilingual translation. We show that neurons in the feed-forward layers tend to be activated in a language-specific manner. Meanwhile, these specialized neurons exhibit structural overlaps that reflect language proximity, which progress across layers. Based on these findings, we propose Neuron Specialization, an approach that identifies specialized neurons to modularize feed-forward layers and then continuously updates them through sparse networks. Extensive experiments show that our approach achieves consistent performance gains over strong baselines with additional analyses demonstrating reduced interference and increased knowledge transfer.
An Audit on the Perspectives and Challenges of Hallucinations in NLP
Authors: Pranav Narayanan Venkit; Tatiana Chakravorti; Vipul Gupta; Heidi Biggs; Mukund Srinath; Koustava Goswami; Sarah Rajtmajer; Shomir Wilson
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: We audit how hallucination in large language models (LLMs) is characterized in peer-reviewed literature, using a critical examination of 103 publications across NLP research. Through the examination of the literature, we identify a lack of agreement with the term ‘hallucination’ in the field of NLP. Additionally, to compliment our audit, we conduct a survey with 171 practitioners from the field of NLP and AI to capture varying perspectives on hallucination. Our analysis calls for the necessity of explicit definitions and frameworks outlining hallucination within NLP, highlighting potential challenges, and our survey inputs provide a thematic understanding of the influence and ramifications of hallucination in society.
Discovering Knowledge-Critical Subnetworks in Pretrained Language Models
Authors: Deniz Bayazit; Negar Foroutan; Zeming Chen; Gail Weiss; Antoine Bosselut
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Pretrained language models (LMs) encode implicit representations of knowledge in their parameters. However, localizing these representations and disentangling them from each other remains an open problem. In this work, we investigate whether pretrained language models contain various *knowledge-critical* subnetworks: particular sparse computational subgraphs that can, if removed, precisely suppress specific knowledge the model has memorized. We propose a multi-objective differentiable masking scheme that can be applied to both weights and neurons to discover such subnetworks and show that we can use them to precisely remove specific knowledge from models while minimizing adverse effects on the behavior of the original model. We demonstrate our method on multiple GPT2 variants, uncovering highly sparse subnetworks (98%+ sparsity) that are critical for expressing specific collections of relational knowledge. When these subnetworks are removed, the remaining network maintains most of its initial abilities but struggles to represent the suppressed knowledge.
Reconstruct Your Previous Conversations! Comprehensively Investigating Privacy Leakage Risks in Conversations with GPT Models
Authors: Junjie Chu; Zeyang Sha; Michael Backes; Yang Zhang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Significant advancements have recently been made in large language models, represented by GPT models.Users frequently have multi-round private conversations with cloud-hosted GPT models for task optimization.Yet, this operational paradigm introduces additional attack surfaces, particularly in custom GPTs and hijacked chat sessions.In this paper, we introduce a straightforward yet potent Conversation Reconstruction Attack.This attack targets the contents of previous conversations between GPT models and benign users, i.e., the benign users’ input contents during their interaction with GPT models.The adversary could induce GPT models to leak such contents by querying them with designed malicious prompts.Our comprehensive examination of privacy risks during the interactions with GPT models under this attack reveals GPT-4’s considerable resilience.We present two advanced attacks targeting improved reconstruction of past conversations, demonstrating significant privacy leakage across all models under these advanced techniques.Evaluating various defense mechanisms, we find them ineffective against these attacks.Our findings highlight the ease with which privacy can be compromised in interactions with GPT models, urging the community to safeguard against potential abuses of these models’ capabilities.
Right for Right Reasons: Large Language Models for Verifiable Commonsense Knowledge Graph Question Answering
Authors: Armin Toroghi; Willis Guo; Mohammad Mahdi Abdollah Pour; Scott Sanner
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Knowledge Graph Question Answering (KGQA) methods seek to answer Natural Language questions using the relational information stored in Knowledge Graphs (KGs). With the recent advancements of Large Language Models (LLMs) and their remarkable reasoning abilities, there is a growing trend to leverage them for KGQA. However, existing methodologies have only focused on answering factual questions, e.g., *“In which city was Silvio Berlusconi’s first wife born?”*, leaving questions involving commonsense reasoning that real-world users may pose more often, e.g., *“Do I need separate visas to see the Venus of Willendorf and attend the Olympics this summer?”* unaddressed. In this work, we first observe that existing LLM-based methods for KGQA struggle with hallucination on such questions, especially on queries targeting long-tail entities (e.g., non-mainstream and recent entities), thus hindering their applicability in real-world applications especially since their reasoning processes are not easily verifiable. In response, we propose Right for Right Reasons (R3), a commonsense KGQA methodology that allows for a verifiable reasoning procedure by axiomatically surfacing intrinsic commonsense knowledge of LLMs and grounding every factual reasoning step on KG triples. Through experimental evaluations across three different tasks—question answering, claim verification, and preference matching—our findings showcase R3 as a superior approach, outperforming existing methodologies and notably reducing instances of hallucination and reasoning errors.
Verifiable, Debuggable, and Repairable Commonsense Logical Reasoning via LLM-based Theory Resolution
Authors: Armin Toroghi; Willis Guo; Ali Pesaranghader; Scott Sanner
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent advances in Large Language Models (LLM) have led to substantial interest in their application to commonsense reasoning tasks. Despite their potential, LLMs are susceptible to reasoning errors and hallucinations that may be harmful in use cases where accurate reasoning is critical. This challenge underscores the need for verifiable, debuggable, and repairable LLM reasoning. Recent works have made progress toward verifiable reasoning with LLMs by using them as either (i) a reasoner over an axiomatic knowledge base, or (ii) a semantic parser for use in existing logical inference systems. However, both settings are unable to extract commonsense axioms from the LLM that are not already formalized in the knowledge base, and also lack a reliable method to repair missed commonsense inferences. In this work, we present LLM-TRes, a logical reasoning framework based on the notion of “theory resolution” that allows for seamless integration of the commonsense knowledge from LLMs with a verifiable logical reasoning framework that mitigates hallucinations and facilitates debugging of the reasoning procedure as well as repair. We crucially prove that repaired axioms are theoretically guaranteed to be given precedence over flawed ones in our theory resolution inference process. We conclude by evaluating on three diverse language-based reasoning tasks—preference reasoning, deductive reasoning, and causal commonsense reasoning—and demonstrate the superior performance of LLM-TRes vs. state-of-the-art LLM-based reasoning methods in terms of both accuracy and reasoning correctness.