GenAI4ELab/papercli-papers huggingface dataset:
Unraveling Feature Extraction Mechanisms in Neural Networks
Authors: Xiaobing Sun; Jiaxi Li; Wei Lu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The underlying mechanism of neural networks in capturing precise knowledge has been the subject of consistent research efforts. In this work, we propose a theoretical approach based on Neural Tangent Kernels (NTKs) to investigate such mechanisms. Specifically, considering the infinite network width, we hypothesize the learning dynamics of target models may intuitively unravel the features they acquire from training data, deepening our insights into their internal mechanisms. We apply our approach to several fundamental models and reveal how these models leverage statistical features during gradient descent and how they are integrated into final decisions. We also discovered that the choice of activation function can affect feature extraction. For instance, the use of the ReLU activation function could potentially introduce a bias in features, providing a plausible explanation for its replacement with alternative functions in recent pre-trained language models. Additionally, we find that while self-attention and CNN models may exhibit limitations in learning n-grams, multiplication-based models seem to excel in this area. We verify these theoretical findings through experiments and find that they can be applied to analyze language modeling tasks, which can be regarded as a special variant of classification. Our work may offer insights into the roles and capacities of fundamental modules within deep neural networks including large language models.
CAPSTONE: Curriculum Sampling for Dense Retrieval with Document Expansion
Authors: Xingwei He; Yeyun Gong; A-Long Jin; Hang Zhang; Anlei Dong; Jian Jiao; Siu Yiu; Nan Duan
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The dual-encoder has become the de facto architecture for dense retrieval. Typically, it computes the latent representations of the query and document independently, thus failing to fully capture the interactions between the query and document. To alleviate this, recent research has focused on obtaining query-informed document representations. During training, it expands the document with a real query, but during inference, it replaces the real query with a generated one. This inconsistency between training and inference causes the dense retrieval model to prioritize query information while disregarding the document when computing the document representation. Consequently, it performs even worse than the vanilla dense retrieval model because its performance heavily relies on the relevance between the generated queries and the real query. In this paper, we propose a curriculum sampling strategy that utilizes pseudo queries during training and progressively enhances the relevance between the generated query and the real query. By doing so, the retrieval model learns to extend its attention from the document alone to both the document and query, resulting in high-quality query-informed document representations. Experimental results on both in-domain and out-of-domain datasets demonstrate that our approach outperforms previous dense retrieval models.
Balance Act: Mitigating Hubness in Cross-Modal Retrieval with Query and Gallery Banks
Authors: Yimu Wang; Xiangru Jian; Bo Xue
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In this work, we present a post-processing solution to address the hubness problem in cross-modal retrieval, a phenomenon where a small number of gallery data points are frequently retrieved, resulting in a decline in retrieval performance. We first theoretically demonstrate the necessity of incorporating both the gallery and query data for addressing hubness as hubs always exhibit high similarity with gallery and query data. Second, building on our theoretical results, we propose a novel framework, Dual Bank Normalization (DBNorm). While previous work has attempted to alleviate hubness by only utilizing the query samples, DBNorm leverages two banks constructed from the query and gallery samples to reduce the occurrence of hubs during inference. Next, to complement DBNorm, we introduce two novel methods, dual inverted softmax and dual dynamic inverted softmax, for normalizing similarity based on the two banks. Specifically, our proposed methods reduce the similarity between hubs and queries while improving the similarity between non-hubs and queries. Finally, we present extensive experimental results on diverse language-grounded benchmarks, including text-image, text-video, and text-audio, demonstrating the superior performance of our approaches compared to previous methods in addressing hubness and boosting retrieval performance.
E-CORE: Emotion Correlation Enhanced Empathetic Dialogue Generation
Authors: Fengyi Fu; Lei Zhang; Quan Wang; Zhendong Mao
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Achieving empathy is a crucial step toward humanized dialogue systems. Current approaches for empathetic dialogue generation mainly perceive an emotional label to generate an empathetic response conditioned on it, which simply treat emotions independently, but ignore the intrinsic emotion correlation in dialogues, resulting in inaccurate emotion perception and unsuitable response generation. In this paper, we propose a novel emotion correlation enhanced empathetic dialogue generation framework, which comprehensively realizes emotion correlation learning, utilization, and supervising. Specifically, a multi-resolution emotion graph is devised to capture context-based emotion interactions from different resolutions, further modeling emotion correlation. Then we propose an emotion correlation enhanced decoder, with a novel correlation-aware aggregation and soft/hard strategy, respectively improving the emotion perception and response generation. Experimental results on the benchmark dataset demonstrate the superiority of our model in both empathetic perception and expression.
What do Deck Chairs and Sun Hats Have in Common? Uncovering Shared Properties in Large Concept Vocabularies
Authors: Amit Gajbhiye; Zied Bouraoui; Na Li; Usashi Chatterjee; Luis Espinosa-Anke; Steven Schockaert
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Concepts play a central role in many applications. This includes settings where concepts have to be modelled in the absence of sentence context. Previous work has therefore focused on distilling decontextualised concept embeddings from language models. But concepts can be modelled from different perspectives, whereas concept embeddings typically mostly capture taxonomic structure. To address this issue, we propose a strategy for identifying what different concepts, from a potentially large concept vocabulary, have in common with others. We then represent concepts in terms of the properties they share with the other concepts. To demonstrate the practical usefulness of this way of modelling concepts, we consider the task of ultra-fine entity typing, which is a challenging multi-label classification problem. We show that by augmenting the label set with shared properties, we can improve the performance of the state-of-the-art models for this task.
ALDi: Quantifying the Arabic Level of Dialectness of Text
Authors: Amr Keleg; Sharon Goldwater; Walid Magdy
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Transcribed speech and user-generated text in Arabic typically contain a mixture of Modern Standard Arabic (MSA), the standardized language taught in schools, and Dialectal Arabic (DA), used in daily communications. To handle this variation, previous work in Arabic NLP has focused on Dialect Identification (DI) on the sentence or the token level. However, DI treats the task as binary, whereas we argue that Arabic speakers perceive a spectrum of dialectness, which we operationalize at the sentence level as the Arabic Level of Dialectness (ALDi), a continuous linguistic variable. We introduce the AOC-ALDi dataset (derived from the AOC dataset), containing 127,835 sentences (17% from news articles and 83% from user comments on those articles) which are manually labeled with their level of dialectness. We provide a detailed analysis of AOC-ALDi and show that a model trained on it can effectively identify levels of dialectness on a range of other corpora (including dialects and genres not included in AOC-ALDi), providing a more nuanced picture than traditional DI systems. Through case studies, we illustrate how ALDi can reveal Arabic speakers’ stylistic choices in different situations, a useful property for sociolinguistic analyses.
3DRP-Net: 3D Relative Position-aware Network for 3D Visual Grounding
Authors: Zehan Wang; Haifeng Huang; Yang Zhao; Linjun Li; Xize Cheng; Yichen Zhu; Aoxiong Yin; Zhou Zhao
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: 3D visual grounding aims to localize the target object in a 3D point cloud by a free-form language description. Typically, the sentences describing the target object tend to provide information about its relative relation between other objects and its position within the whole scene. In this work, we propose a relation-aware one-stage framework, named 3D Relative Position-aware Network (3DRP-Net), which can effectively capture the relative spatial relationships between objects and enhance object attributes. Specifically, 1) we propose a 3D Relative Position Multi-head Attention (3DRP-MA) module to analyze relative relations from different directions in the context of object pairs, which helps the model to focus on the specific object relations mentioned in the sentence. 2) We designed a soft-labeling strategy to alleviate the spatial ambiguity caused by redundant points, which further stabilizes and enhances the learning process through a constant and discriminative distribution. Extensive experiments conducted on three benchmarks (i.e., ScanRefer and Nr3D/Sr3D) demonstrate that our method outperforms all the state-of-the-art methods in general.
Goal-Driven Explainable Clustering via Language Descriptions
Authors: Zihan Wang; Jingbo Shang; Ruiqi Zhong
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Unsupervised clustering is widely used to explore large corpora, but existing formulations neither consider the users’ goals nor explain clusters’ meanings. We propose a new task formulation, “Goal-Driven Clustering with Explanations” (GoalEx), which represents both the goal and the explanations as free-form language descriptions. For example, to categorize the errors made by a summarization system, the input to GoalEx is a corpus of annotator-written comments for system-generated summaries and a goal description “cluster the comments based on why the annotators think the summary is imperfect.”; the outputs are text clusters each with an explanation (“this cluster mentions that the summary misses important context information.”), which relates to the goal and accurately explains which comments should (not) belong to a cluster. To tackle GoalEx, we prompt a language model with “[corpus subset] + [goal] + Brainstorm a list of explanations each representing a cluster.”; then we classify whether each sample belongs to a cluster based on its explanation; finally, we use integer linear programming to select a subset of candidate clusters to cover most samples while minimizing overlaps. Under both automatic and human evaluation on corpora with or without labels, our method produces more accurate and goal-related explanations than prior methods.
Cross-Lingual Consistency of Factual Knowledge in Multilingual Language Models
Authors: Jirui Qi; Raquel Fernández; Arianna Bisazza
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multilingual large-scale Pretrained Language Models (PLMs) have been shown to store considerable amounts of factual knowledge, but large variations are observed across languages. With the ultimate goal of ensuring that users with different language backgrounds obtain consistent feedback from the same model, we study the cross-lingual consistency (CLC) of factual knowledge in various multilingual PLMs. To this end, we propose a Ranking-based Consistency (RankC) metric to evaluate knowledge consistency across languages independently from accuracy. Using this metric, we conduct an in-depth analysis of the determining factors for CLC, both at model level and at language-pair level. Among other results, we find that increasing model size leads to higher factual probing accuracy in most languages, but does not improve cross-lingual consistency. Finally, we conduct a case study on CLC when new factual associations are inserted in the PLMs via model editing. Results on a small sample of facts inserted in English reveal a clear pattern whereby the new piece of knowledge transfers only to languages with which English has a high RankC score. All code and data are released at https://github.com/Betswish/Cross-Lingual-Consistency.
Learning from Mistakes via Cooperative Study Assistant for Large Language Models
Authors: Danqing Wang; Lei Li
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) have demonstrated their potential to refine their generation based on their own feedback. However, the feedback from LLM itself is often inaccurate, thereby limiting its benefits. In this paper, we propose Study Assistant for Large LAnguage Model (SALAM), a novel framework with an auxiliary agent to assist the main LLM in learning from mistakes through interactive cooperation. In the gathering phase, the student assistant agent probes the main LLM, analyzes its errors, and collects the interaction in a mistake memory. During the examination phase, the study assistant provides guidelines by retrieving relevant cases to help the main LLM anticipate and avoid similar errors. We first investigate the effectiveness of a general study assistant and then customize it to provide LLM-specific guidance through imitation learning from successful guidance experiences. Our experiments on three LLMs using two challenging frameworks demonstrate that SALAM can significantly boost LLMs by an accuracy margin of up to 6.6 on BBH and 12.6 on BBQ.
Bridging the Digital Divide: Performance Variation across Socio-Economic Factors in Vision-Language Models
Authors: Joan Nwatu; Oana Ignat; Rada Mihalcea
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite the impressive performance of current AI models reported across various tasks, performance reports often do not include evaluations of how these models perform on the specific groups that will be impacted by these technologies. Among the minority groups under-represented in AI, data from low-income households are often overlooked in data collection and model evaluation. We evaluate the performance of a state-of-the-art vision-language model (CLIP) on a geo-diverse dataset containing household images associated with different income values (DollarStreet) and show that performance inequality exists among households of different income levels. Our results indicate that performance for the poorer groups is consistently lower than the wealthier groups across various topics and countries. We highlight insights that can help mitigate these issues and propose actionable steps for economic-level inclusive AI development.
Conceptor-Aided Debiasing of Large Language Models
Authors: Li S. Yifei; Lyle Ungar; João Sedoc
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Pre-trained large language models (LLMs) reflect the inherent social biases of their training corpus. Many methods have been proposed to mitigate this issue, but they often fail to debias or they sacrifice model accuracy. We use *conceptors*–a soft projection method–to identify and remove the bias subspace in LLMs such as BERT and GPT. We propose two methods of applying conceptors (1) bias subspace projection by post-processing by the conceptor NOT operation; and (2) a new architecture, conceptor-intervened BERT (CI-BERT), which explicitly incorporates the conceptor projection into all layers during training. We find that conceptor post-processing achieves state-of-the-art (SoTA) debiasing results while maintaining LLMs’ performance on the GLUE benchmark. Further, it is robust in various scenarios and can mitigate intersectional bias efficiently by its AND operation on the existing bias subspaces. Although CI-BERT’s training takes all layers’ bias into account and can beat its post-processing counterpart in bias mitigation, CI-BERT reduces the language model accuracy. We also show the importance of carefully constructing the bias subspace. The best results are obtained by removing outliers from the list of biased words, combining them (via the OR operation), and computing their embeddings using the sentences from a cleaner corpus.
AMR Parsing is Far from Solved: GrAPES, the Granular AMR Parsing Evaluation Suite
Authors: Jonas Groschwitz; Shay B. Cohen; Lucia Donatelli; Meaghan Fowlie
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present the Granular AMR Parsing Evaluation Suite (GrAPES), a challenge set for Abstract Meaning Representation (AMR) parsing with accompanying evaluation metrics. AMR parsers now obtain high scores on the standard AMR evaluation metric Smatch, close to or even above reported inter-annotator agreement. But that does not mean that AMR parsing is solved; in fact, human evaluation in previous work indicates that current parsers still quite frequently make errors on node labels or graph structure that substantially distort sentence meaning. Here, we provide an evaluation suite that tests AMR parsers on a range of phenomena of practical, technical, and linguistic interest. Our 36 categories range from seen and unseen labels, to structural generalization, to coreference. GrAPES reveals in depth the abilities and shortcomings of current AMR parsers.
Rethinking and Improving Multi-task Learning for End-to-end Speech Translation
Authors: Yuhao Zhang; Chen Xu; Bei Li; Hao Chen; Tong Xiao; Chunliang Zhang; Jingbo Zhu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Significant improvements in end-to-end speech translation (ST) have been achieved through the application of multi-task learning. However, the extent to which auxiliary tasks are highly consistent with the ST task, and how much this approach truly helps, have not been thoroughly studied. In this paper, we investigate the consistency between different tasks, considering different times and modules. We find that the textual encoder primarily facilitates cross-modal conversion, but the presence of noise in speech impedes the consistency between text and speech representations. Furthermore, we propose an improved multi-task learning (IMTL) approach for the ST task, which bridges the modal gap by mitigating the difference in length and representation. We conduct experiments on the MuST-C dataset. The results demonstrate that our method attains state-of-the-art results. Moreover, when additional data is used, we achieve the new SOTA result on MuST-C English to Spanish task with 20.8% of the training time required by the current SOTA method.
AD-NLP: A Benchmark for Anomaly Detection in Natural Language Processing
Authors: Matei Bejan; Andrei Manolache; Marius Popescu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Deep learning models have reignited the interest in Anomaly Detection research in recent years. Methods for Anomaly Detection in text have shown strong empirical results on ad-hoc anomaly setups that are usually made by downsampling some classes of a labeled dataset. This can lead to reproducibility issues and models that are biased toward detecting particular anomalies while failing to recognize them in more sophisticated scenarios. In the present work, we provide a unified benchmark for detecting various types of anomalies, focusing on problems that can be naturally formulated as Anomaly Detection in text, ranging from syntax to stylistics. In this way, we are hoping to facilitate research in Text Anomaly Detection. We also evaluate and analyze two strong shallow baselines, as well as two of the current state-of-the-art neural approaches, providing insights into the knowledge the neural models are learning when performing the anomaly detection task. We provide the code for evaluation, downloading, and preprocessing the dataset at https://github.com/mateibejan1/ad-nlp/.
Enhancing the Ranking Context of Dense Retrieval through Reciprocal Nearest Neighbors
Authors: George Zerveas; Navid Rekabsaz; Carsten Eickhoff
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Sparse annotation poses persistent challenges to training dense retrieval models; for example, it distorts the training signal when unlabeled relevant documents are used spuriously as negatives in contrastive learning. To alleviate this problem, we introduce evidence-based label smoothing, a novel, computationally efficient method that prevents penalizing the model for assigning high relevance to false negatives. To compute the target relevance distribution over candidate documents within the ranking context of a given query, we assign a non-zero relevance probability to those candidates most similar to the ground truth based on the degree of their similarity to the ground-truth document(s). To estimate relevance we leverage an improved similarity metric based on reciprocal nearest neighbors, which can also be used independently to rerank candidates in post-processing. Through extensive experiments on two large-scale ad hoc text retrieval datasets, we demonstrate that reciprocal nearest neighbors can improve the ranking effectiveness of dense retrieval models, both when used for label smoothing, as well as for reranking. This indicates that by considering relationships between documents and queries beyond simple geometric distance we can effectively enhance the ranking context.