GenAI4ELab/papercli-papers huggingface dataset:
Concept Space Alignment in Multilingual LLMs
Authors: Qiwei Peng; Anders Søgaard
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multilingual large language models (LLMs) seem to generalize somewhat across languages. We hypothesize this is a result of implicit vector space alignment. Evaluating such alignment, we see that larger models exhibit very high-quality linear alignments between corresponding concepts in different languages. Our experiments show that multilingual LLMs suffer from two familiar weaknesses: generalization works best for languages with similar typology, and for abstract concepts. For some models, e.g., the Llama-2 family of models, prompt-based embeddings align better than word embeddings, but the projections are less linear – an observation that holds across almost all model families, indicating that some of the implicitly learned alignments are broken somewhat by prompt-based methods.
Predicting Rewards Alongside Tokens: Non-disruptive Parameter Insertion for Efficient Inference Intervention in Large Language Model
Authors: Chenhan Yuan; Fei Huang; Ru Peng; Keming Lu; Bowen Yu; Chang Zhou; Jingren Zhou
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Transformer-based large language models (LLMs) exhibit limitations such as generating unsafe responses, unreliable reasoning, etc. Existing inference intervention approaches attempt to mitigate these issues by finetuning additional models to produce calibration signals (such as rewards) that guide the LLM’s decoding process. However, this solution introduces substantial time and space overhead due to the separate models required. This work proposes Non-disruptive parameters insertion (Otter), inserting extra parameters into the transformer architecture to predict calibration signals along with the original LLM output. Otter offers state-of-the-art performance on multiple demanding tasks while saving up to 86.5% extra space and 98.5% extra time. Furthermore, Otter seamlessly integrates with existing inference engines, requiring only a one-line code change, and the original model response remains accessible after the parameter insertion.
NLEBench+NorGLM: A Comprehensive Empirical Analysis and Benchmark Dataset for Generative Language Models in Norwegian
Authors: Peng Liu; Lemei Zhang; Terje Farup; Even W. Lauvrak; Jon Espen Ingvaldsen; Simen Eide; Jon Atle Gulla; Zhirong Yang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Norwegian, spoken by only 5 million population, is under-representative within the most impressive breakthroughs in NLP tasks. To the best of our knowledge, there has not yet been a comprehensive evaluation of the existing language models (LMs) on Norwegian generation tasks during the article writing process. To fill this gap, we 1) compiled the existing Norwegian dataset and pre-trained 4 Norwegian Open Language Models varied from parameter scales and architectures, collectively called NorGLM; 2) introduced a comprehensive benchmark, NLEBench, for evaluating natural language generation capabilities in Norwegian, encompassing translation and human annotation. Based on the investigation, we find that: 1) the mainstream, English-dominated LM GPT-3.5 has limited capability in understanding the Norwegian context; 2) the increase in model parameter scales demonstrates limited impact on the performance of downstream tasks when the pre-training dataset is constrained in size; 3) smaller models also demonstrate the reasoning capability through Chain-of-Thought; 4) a multi-task dataset that includes synergy tasks can be used to verify the generalizability of LLMs on natural language understanding and, meanwhile, test the interconnectedness of these NLP tasks. We share our resources and code for reproducibility under a CC BY-NC 4.0 license.
RSA-Control: A Pragmatics-Grounded Lightweight Controllable Text Generation Framework
Authors: Yifan Wang; Vera Demberg
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite significant advancements in natural language generation, controlling language models to produce texts with desired attributes remains a formidable challenge. In this work, we introduce RSA-Control, a training-free controllable text generation framework grounded in pragmatics. RSA-Control directs the generation process by recursively reasoning between imaginary speakers and listeners, enhancing the likelihood that target attributes are correctly interpreted by listeners amidst distractors. Additionally, we introduce a self-adjustable rationality parameter, which allows for automatic adjustment of control strength based on context. Our experiments, conducted with two task types and two types of language models, demonstrate that RSA-Control achieves strong attribute control while maintaining language fluency and content consistency. Our code is available at https://github.com/Ewanwong/RSA-Control.
Scaling Laws Across Model Architectures: A Comparative Analysis of Dense and MoE Models in Large Language Models
Authors: Siqi Wang; Zhengyu Chen; Bei Li; Keqing He; Min Zhang; Jingang Wang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The scaling of large language models (LLMs) is a critical research area for the efficiency and effectiveness of model training and deployment. Our work investigates the transferability and discrepancies of scaling laws between Dense Models and Mixture of Experts (MoE) models. Through a combination of theoretical analysis and extensive experiments, including consistent loss scaling, optimal batch size/learning rate scaling, and resource allocation strategies scaling, our findings reveal that the power-law scaling framework also applies to MoE Models, indicating that the fundamental principles governing the scaling behavior of these models are preserved, even though the architecture differs. Additionally, MoE Models demonstrate superior generalization, resulting in lower testing losses with the same training compute budget compared to Dense Models. These findings indicate the scaling consistency and transfer generalization capabilities of MoE Models, providing new insights for optimizing MoE Model training and deployment strategies.
Synergizing In-context Learning with Hints for End-to-end Task-oriented Dialog Systems
Authors: Vishal Vivek Saley; Rocktim Jyoti Das; Dinesh Raghu; Mausam .
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: End-to-end Task-Oriented Dialog (TOD) systems typically require extensive training datasets to perform well. In contrast, large language model (LLM) based TOD systems can excel even with limited data due to their ability to learn tasks through in-context exemplars. However, these models lack alignment with the style of responses in training data and often generate comprehensive responses, making it difficult for users to grasp the information quickly. In response, we propose SyncTOD that synergizes LLMs with task-specific hints to improve alignment in low-data settings. SyncTOD employs small auxiliary models to provide hints and select exemplars for in-context prompts. With ChatGPT, SyncTOD achieves superior performance compared to LLM-based baselines and SoTA models in low-data settings, while retaining competitive performance in full-data settings.
REAR: A Relevance-Aware Retrieval-Augmented Framework for Open-Domain Question Answering
Authors: Yuhao Wang; Ruiyang Ren; Junyi Li; Wayne Xin Zhao; Jing Liu; Ji-Rong Wen
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Considering the limited internal parametric knowledge, retrieval-augmented generation (RAG) has been widely used to extend the knowledge scope of large language models (LLMs). Despite the extensive efforts on RAG research, in existing methods, LLMs cannot precisely assess the relevance of retrieved documents, thus likely leading to misleading or even incorrect utilization of external knowledge (i.e., retrieved documents). To address this issue, in this paper, we propose REAR, a RElevance-Aware Retrieval-augmented approach for open-domain question answering (QA). As the key motivation, we aim to enhance the self-awareness regarding the reliability of external knowledge for LLMs, so as to adaptively utilize external knowledge in RAG systems. Specially, we develop a novel architecture for LLM based RAG system, by incorporating a specially designed assessnent module that precisely assesses the relevance of retrieved documents. Furthermore, we propose an improved training method based on bi-granularity relevance fusion and noise-resistant training. By combining the improvements in both architecture and training, our proposed REAR can better utilize external knowledge by effectively perceiving the relevance of retrieved documents. Experiments on four open-domain QA tasks show that REAR significantly outperforms previous a number of competitive RAG approaches. Our codes can be accessed at https://github.com/RUCAIBox/REAR.
Leave No Document Behind: Benchmarking Long-Context LLMs with Extended Multi-Doc QA
Authors: Minzheng Wang; Longze Chen; Fu Cheng; Shengyi Liao; Xinghua Zhang; Bingli Wu; Haiyang Yu; Nan Xu; Lei Zhang; Run Luo; Yunshui Li; Min Yang; Fei Huang; Yongbin Li
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Long-context modeling capabilities of Large Language Models (LLMs) have garnered widespread attention, leading to the emergence of LLMs with ultra-context windows. Meanwhile, benchmarks for evaluating long-context language models are gradually catching up. However, existing benchmarks employ irrelevant noise texts to artificially extend the length of test cases, diverging from the real-world scenarios of long-context applications. To bridge this gap, we propose a novel long-context benchmark, Loong, aligning with realistic scenarios through extended multi-document question answering (QA). Unlike typical document QA, in Loong’s test cases, each document is relevant to the final answer, ignoring any document will lead to the failure of the answer. Furthermore, Loong introduces four types of tasks with a range of context lengths: Spotlight Locating, Comparison, Clustering, and Chain of Reasoning, to facilitate a more realistic and comprehensive evaluation of long-context understanding. Extensive experiments indicate that existing long-context language models still exhibit considerable potential for enhancement. Retrieval augmented generation (RAG) achieves poor performance, demonstrating that Loong can reliably assess the model’s long-context modeling capabilities.
On Mitigating Performance Disparities in Multilingual Speech Recognition
Authors: Monorama Swain; Anna Katrine Van Zee; Anders Søgaard
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: How far have we come in mitigating performance disparities across genders in multilingual speech recognition? We compare the impact on gender disparity of different fine-tuning algorithms for automated speech recognition across model sizes, languages and gender. We look at both performance-focused and fairness-promoting algorithms. Across languages, we see slightly better performance for female speakers for larger models regardless of the fine-tuning algorithm. The best trade-off between performance and parity is found using adapter fusion. Fairness-promoting fine-tuning algorithms (Group-DRO and Spectral Decoupling) hurt performance compared to adapter fusion with only slightly better performance parity. LoRA increases disparities slightly. Fairness-mitigating fine-tuning techniques led to slightly higher variance in performance across languages, with the exception of adapter fusion.
Thinking Outside of the Differential Privacy Box: A Case Study in Text Privatization with Language Model Prompting
Authors: Stephen Meisenbacher; Florian Matthes
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The field of privacy-preserving Natural Language Processing has risen in popularity, particularly at a time when concerns about privacy grow with the proliferation of large language models. One solution consistently appearing in recent literature has been the integration of Differential Privacy (DP) into NLP techniques. In this paper, we take these approaches into critical view, discussing the restrictions that DP integration imposes, as well as bring to light the challenges that such restrictions entail. To accomplish this, we focus on **DP-Prompt**, a recent method for text privatization leveraging language models to rewrite texts. In particular, we explore this rewriting task in multiple scenarios, both with DP and without DP. To drive the discussion on the merits of DP in NLP, we conduct empirical utility and privacy experiments. Our results demonstrate the need for more discussion on the usability of DP in NLP and its benefits over non-DP approaches.
To Preserve or To Compress: An In-Depth Study of Connector Selection in Multimodal Large Language Models
Authors: Junyan Lin; Haoran Chen; Dawei Zhu; Xiaoyu Shen
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In recent years, multimodal large language models (MLLMs) have attracted widespread attention from both industry and academia. Based on the integration position, MLLMs can be categorized into external and internal fusion architectures, with the former being more predominant. However, there remains considerable debate on how to construct the optimal external fusion MLLM architecture, especially regarding the performance of different connectors on tasks with varying granularities. This paper systematically investigates the impact of connectors on MLLM performance. Specifically, we classify connectors into feature-preserving and feature-compressing types. Utilizing a unified classification standard, we categorize sub-tasks from three comprehensive benchmarks, MMBench, MME, and SEED-Bench, into three task types: coarse-grained perception, fine-grained perception, and reasoning, and evaluate the performance from this perspective. Our findings reveal significant performance differences between different types of connectors across various tasks, offering essential guidance for MLLM architecture design and advancing the understanding of MLLM architecture optimization.
What is “Typological Diversity” in NLP?
Authors: Esther Ploeger; Wessel Poelman; Miryam de Lhoneux; Johannes Bjerva
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The NLP research community has devoted increased attention to languages beyond English, resulting in considerable improvements for multilingual NLP. However, these improvements only apply to a small subset of the world’s languages. An increasing number of papers aspires to enhance generalizable multilingual performance across languages. To this end, linguistic typology is commonly used to motivate language selection, on the basis that a broad typological sample ought to imply generalization across a broad range of languages. These selections are often described as being typologically diverse. In this meta-analysis, we systematically investigate NLP research that includes claims regarding typological diversity. We find there are no set definitions or criteria for such claims. We introduce metrics to approximate the diversity of resulting language samples along several axes and find that the results vary considerably across papers. Crucially, we show that skewed language selection can lead to overestimated multilingual performance. We recommend future work to include an operationalization of typological diversity that empirically justifies the diversity of language samples. To help facilitate this, we release the code for our diversity measures.
The Computational Anatomy of Humility: Modeling Intellectual Humility in Online Public Discourse
Authors: Xiaobo Guo; Neil Potnis; Melody Yu; Nabeel Gillani; Soroush Vosoughi
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The ability for individuals to constructively engage with one another across lines of difference is a critical feature of a healthy pluralistic society. This is also true in online discussion spaces like social media platforms. To date, much social media research has focused on preventing ills—like political polarization and the spread of misinformation. While this is important, enhancing the quality of online public discourse requires not just reducing ills, but also, promoting foundational human virtues. In this study, we focus on one particular virtue: “intellectual humility” (IH), or acknowledging the potential limitations in one’s own beliefs. Specifically, we explore the development of computational methods for measuring IH at scale. We manually curate and validate an IH codebook on 350 posts about religion drawn from subreddits and use them to develop LLM-based models for automating this measurement. Our best model achieves a Macro-F1 score of 0.64 across labels (and 0.70 when predicting IH/IA/Neutral at the coarse level), higher than an expected naive baseline of 0.51 (0.32 for IH/IA/Neutral) but lower than a human annotator-informed upper bound of 0.85 (0.83 for IH/IA/Neutral). Our results both highlight the challenging nature of detecting IH online—opening the door to new directions in NLP research—and also lay a foundation for computational social science researchers interested in analyzing and fostering more IH in online public discourse.
Consistent Bidirectional Language Modelling: Expressive Power and Representational Conciseness
Authors: Georgi Shopov; Stefan Gerdjikov
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The inability to utilise future contexts and the pre-determined left-to-right generation order are major limitations of unidirectional language models. Bidirectionality has been introduced to address those deficiencies. However, a crucial shortcoming of bidirectional language models is the potential inconsistency of their conditional distributions. This fundamental flaw greatly diminishes their applicability and hinders their capability of tractable sampling and likelihood computation. In this work, we introduce a class of bidirectional language models, called latent language models, that are consistent by definition and can be efficiently used both for generation and scoring of sequences. We define latent language models based on the well-understood formalism of bisequential decompositions from automata theory. This formal correspondence allows us to precisely charaterise the abilities and limitations of a subclass of latent language models, called rational language models. As a result, we obtain that latent language models are exponentially more concise and significantly more expressive than unidirectional language models.
Benchmarking Vision Language Models for Cultural Understanding
Authors: Shravan Nayak; Kanishk Jain; Rabiul Awal; Siva Reddy; Sjoerd Van Steenkiste; Lisa Anne Hendricks; Karolina Stanczak; Aishwarya Agrawal
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Foundation models and vision-language pre-training have notably advanced Vision Language Models (VLMs), enabling multimodal processing of visual and linguistic data. However, their performance has been typically assessed on general scene understanding - recognizing objects, attributes, and actions - rather than cultural comprehension. This study introduces CulturalVQA, a visual question-answering benchmark aimed at assessing VLM’s geo-diverse cultural understanding. We curate a diverse collection of 2,378 image-question pairs with 1-5 answers per question representing cultures from 11 countries across 5 continents. The questions probe understanding of various facets of culture such as clothing, food, drinks, rituals, and traditions. Benchmarking VLMs on CulturalVQA, including GPT-4V and Gemini, reveals disparity in their level of cultural understanding across regions, with strong cultural understanding capabilities for North America while significantly weaker capabilities for Africa. We observe disparity in their performance across cultural facets too, with clothing, rituals, and traditions seeing higher performances than food and drink. These disparities help us identify areas where VLMs lack cultural understanding and demonstrate the potential of CulturalVQA as a comprehensive evaluation set for gauging VLM progress in understanding diverse cultures.
Methods of Automatic Matrix Language Determination for Code-Switched Speech
Authors: Olga Iakovenko; Thomas Hain
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Code-switching (CS) is the process of speakers interchanging between two or more languages which in the modern world becomes increasingly common. In order to better describe CS speech the Matrix Language Frame (MLF) theory introduces the concept of a Matrix Language, which is the language that provides the grammatical structure for a CS utterance. In this work the MLF theory was used to develop systems for Matrix Language Identity (MLID) determination. The MLID of English/Mandarin and English/Spanish CS text and speech was compared to acoustic language identity (LID), which is a typical way to identify a language in monolingual utterances. MLID predictors from audio show higher correlation with the textual principles than LID in all cases while also outperforming LID in an MLID recognition task based on F1 macro (60%) and correlation score (0.38). This novel approach has identified that non-English languages (Mandarin and Spanish) are preferred over the English language as the ML contrary to the monolingual choice of LID.
Analyzing Key Factors Influencing Emotion Prediction Performance of VLLMs in Conversational Contexts
Authors: Jaewook Lee; Yeajin Jang; Hongjin Kim; Woojin Lee; Harksoo Kim
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Emotional intelligence (EI) in artificial intelligence (AI), which refers to the ability of an AI to understand and respond appropriately to human emotions, has emerged as a crucial research topic. Recent studies have shown that large language models (LLMs) and vision large language models (VLLMs) possess EI and the ability to understand emotional stimuli in the form of text and images, respectively. However, factors influencing the emotion prediction performance of VLLMs in real-world conversational contexts have not been sufficiently explored. This study aims to analyze the key elements affecting the emotion prediction performance of VLLMs in conversational contexts systematically. To achieve this, we reconstructed the MELD dataset, which is based on the popular TV series Friends, and conducted experiments through three sub-tasks: overall emotion tone prediction, character emotion prediction, and contextually appropriate emotion expression selection. We evaluated the performance differences based on various model architectures (e.g., image encoders, modality alignment, and LLMs) and image scopes (e.g., entire scene, person, and facial expression). In addition, we investigated the impact of providing persona information on the emotion prediction performance of the models and analyzed how personality traits and speaking styles influenced the emotion prediction process. We conducted an in-depth analysis of the impact of various other factors, such as gender and regional biases, on the emotion prediction performance of VLLMs. The results revealed that these factors significantly influenced the model performance.