GenAI4ELab/papercli-papers huggingface dataset:
Dior-CVAE: Pre-trained Language Models and Diffusion Priors for Variational Dialog Generation
Authors: Tianyu Yang; Thy Thy Tran; Iryna Gurevych
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Current variational dialog models have employed pre-trained language models (PLMs) to parameterize the likelihood and posterior distributions. However, the Gaussian assumption made on the prior distribution is incompatible with these distributions, thus restricting the diversity of generated responses. These models also suffer from posterior collapse, i.e., the decoder tends to ignore latent variables and directly access information captured in the encoder through the cross-attention mechanism. In this work, we propose Dior-CVAE, a hierarchical conditional variational autoencoder (CVAE) with diffusion priors to address these challenges. We employ a diffusion model to increase the complexity of the prior distribution and its compatibility with the distributions produced by a PLM. Also, we propose memory dropout to the cross-attention mechanism, which actively encourages the use of latent variables for response generation. Overall, experiments across two commonly used open-domain dialog datasets show that our method can generate more diverse responses without large-scale dialog pre-training. Code is available at https://github.com/UKPLab/dior-cvae.
Retrieving Multimodal Information for Augmented Generation: A Survey
Authors: Ruochen Zhao; Hailin Chen; Weishi Wang; Fangkai Jiao; Xuan Long Do; Chengwei Qin; Bosheng Ding; Xiaobao Guo; Minzhi Li; Xingxuan Li; Shafiq Joty
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: As Large Language Models (LLMs) become popular, there emerged an important trend of using multimodality to augment the LLMs’ generation ability, which enables LLMs to better interact with the world. However, there lacks a unified perception of at which stage and how to incorporate different modalities. In this survey, we review methods that assist and augment generative models by retrieving multimodal knowledge, whose formats range from images, codes, tables, graphs, to audio. Such methods offer a promising solution to important concerns such as factuality, reasoning, interpretability, and robustness. By providing an in-depth review, this survey is expected to provide scholars with a deeper understanding of the methods’ applications and encourage them to adapt existing techniques to the fast-growing field of LLMs.
Improving Contrastive Learning of Sentence Embeddings with Focal InfoNCE
Authors: Pengyue Hou; Xingyu Li
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The recent success of SimCSE has greatly advanced state-of-the-art sentence representations. However, the original formulation of SimCSE does not fully exploit the potential of hard negative samples in contrastive learning. This study introduces an unsupervised contrastive learning framework that combines SimCSE with hard negative mining, aiming to enhance the quality of sentence embeddings. The proposed focal-InfoNCE function introduces self-paced modulation terms in the contrastive objective, downweighting the loss associated with easy negatives and encouraging the model focusing on hard negatives. Experimentation on various STS benchmarks shows that our method improves sentence embeddings in terms of Spearman’s correlation and representation alignment and uniformity.
SDOH-NLI: a Dataset for Inferring Social Determinants of Health from Clinical Notes
Authors: Adam Lelkes; Eric Loreaux; Tal Schuster; Ming-Jun Chen; Alvin Rajkomar
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Social and behavioral determinants of health (SDOH) play a significant role in shaping health outcomes, and extracting these determinants from clinical notes is a first step to help healthcare providers systematically identify opportunities to provide appropriate care and address disparities. Progress on using NLP methods for this task has been hindered by the lack of high-quality publicly available labeled data, largely due to the privacy and regulatory constraints on the use of real patients’ information. This paper introduces a new dataset, SDOH-NLI, that is based on publicly available notes and which we release publicly. We formulate SDOH extraction as a natural language inference task, and provide binary textual entailment labels obtained from human raters for a cross product of a set of social history snippets as premises and SDOH factors as hypotheses. Our dataset differs from standard NLI benchmarks in that our premises and hypotheses are obtained independently. We evaluate both “off-the-shelf” entailment models as well as models fine-tuned on our data, and highlight the ways in which our dataset appears more challenging than commonly used NLI datasets.
On the Zero-Shot Generalization of Machine-Generated Text Detectors
Authors: Xiao Pu; Jingyu Zhang; Xiaochuang Han; Yulia Tsvetkov; Tianxing He
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The rampant proliferation of large language models, fluent enough to generate text indistinguishable from human-written language, gives unprecedented importance to the detection of machine-generated text. This work is motivated by an important research question: How will the detectors of machine-generated text perform on outputs of a new generator, that the detectors were not trained on? We begin by collecting generation data from a wide range of LLMs, and train neural detectors on data from each generator and test its performance on held-out generators. While none of the detectors can generalize to all generators, we observe a consistent and interesting pattern that the detectors trained on data from a medium-size LLM can zero-shot generalize to the larger version. As a concrete application, we demonstrate that robust detectors can be built on an ensemble of training data from medium-sized models.
Complex Event Schema Induction with Knowledge-Enriched Diffusion Model
Authors: Yupu Hao; Pengfei Cao; Yubo Chen; Kang Liu; Jiexin Xu; Huaijun Li; Xiaojian Jiang; Jun Zhao
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The concept of a complex event schema pertains to the graph structure that represents real-world knowledge of events and their multi-dimensional relationships. However, previous studies on event schema induction have been hindered by challenges such as error propagation and data quality issues. To tackle these challenges, we propose a knowledge-enriched discrete diffusion model. Specifically, we distill the abundant event scenario knowledge of Large Language Models (LLMs) through an object-oriented Python style prompt. We incorporate this knowledge into the training data, enhancing its quality. Subsequently, we employ a discrete diffusion process to generate all nodes and links simultaneously in a non-auto-regressive manner to tackle the problem of error propagation. Additionally, we devise an entity relationship prediction module to complete entity relationships between event arguments. Experimental results demonstrate that our approach achieves outstanding performance across a range of evaluation metrics.
Exploiting Emotion-Semantic Correlations for Empathetic Response Generation
Authors: Zhou Yang; Zhaochun Ren; Wang Yufeng; Xiaofei Zhu; Zhihao Chen; Tiecheng Cai; Wu Yunbing; Yisong Su; Sibo Ju; Xiangwen Liao
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Empathetic response generation aims to generate empathetic responses by understanding the speaker’s emotional feelings from the language of dialogue. Recent methods capture emotional words in the language of communicators and construct them as static vectors to perceive nuanced emotions. However, linguistic research has shown that emotional words in language are dynamic and have correlations with other grammar semantic roles, i.e., words with semantic meanings, in grammar. Previous methods overlook these two characteristics, which easily lead to misunderstandings of emotions and neglect of key semantics. To address this issue, we propose a dynamical Emotion-Semantic Correlation Model (ESCM) for empathetic dialogue generation tasks. ESCM constructs dynamic emotion-semantic vectors through the interaction of context and emotions. We introduce dependency trees to reflect the correlations between emotions and semantics. Based on dynamic emotion-semantic vectors and dependency trees, we propose a dynamic correlation graph convolutional network to guide the model in learning context meanings in dialogue and generating empathetic responses. Experimental results on the EMPATHETIC-DIALOGUES dataset show that ESCM understands semantics and emotions more accurately and expresses fluent and informative empathetic responses. Our analysis results also indicate that the correlations between emotions and semantics are frequently used in dialogues, which is of great significance for empathetic perception and expression.
Long-Range Language Modeling with Selective Cache
Authors: Xinting Huang; Nora Hollenstein
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The computational cost of transformer-based language models grows quadratically with the sequence length. In this paper, we introduce the selective cache, which stores the selected key-value pairs from the previous context. By selecting important key-value pairs the model makes better use of the cache so that in limited cache size, a longer context history can be stored. We design three kinds of selection methods. The first is based on human language processing. The key-value pairs are selected if they correspond to tokens that are fixated longer, as recorded in eye-tracking-while-reading experiments. We also incorporate the cognitively-inspired selection process into the language model as a trainable process, resulting in two additional methods with improved performance. The selection task is converted into a pruning task so they can be trained with differentiable masks. We demonstrate that the proposed selective cache improves the language modeling performance across different datasets. With the same number of stored key-value pairs (cache size), our selective cache outperforms XL cache and compressive cache by considerable margins.
Medical Text Simplification: Optimizing for Readability with Unlikelihood Training and Reranked Beam Search Decoding
Authors: Lorenzo Jaime Flores; Heyuan Huang; Kejian Shi; Sophie Chheang; Arman Cohan
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Text simplification has emerged as an increasingly useful application of AI for bridging the communication gap in specialized fields such as medicine, where the lexicon is often dominated by technical jargon and complex constructs. Despite notable progress, methods in medical simplification sometimes result in the generated text having lower quality and diversity. In this work, we explore ways to further improve the readability of text simplification in the medical domain. We propose (1) a new unlikelihood loss that encourages generation of simpler terms and (2) a reranked beam search decoding method that optimizes for simplicity, which achieve better performance on readability metrics on three datasets. This study’s findings offer promising avenues for improving text simplification in the medical field.
FaLA: Fast Linear Adaptation for Replacing Backbone Models on Edge Devices
Authors: Shuo Huang; Lizhen Qu; Xingliang Yuan; Chunyang Chen
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: In this work, we study the language model backbone replacement problem for personalized downstream tasks in a non-stationary on-device scenario. In real world, company may periodically update the knowledge and architectures of backbones to keep the competitive in the market, meanwhile, to accommodate the users’ own preference, models are personalized to fit users’ own distribution locally. Traditional full model tuning or transfer learning for such replacements often incur considerable local device training costs and necessitate extensive backpropagation within deep transformer layers. Addressing this issue, we propose a novel, lightweight tuning method for personalized NLP classification tasks post-backbone replacement. Our approach leverages a personalized matrix calculated from documents corresponding to users’ old and new backbones. This matrix facilitates top-layer parameter tuning, drastically reducing backpropagation computation. To further mitigate training costs associated with matrix linear optimization, we employ correlation clustering to curate a few examples from personalized cluster sets for individuals. Our method achieves over 1000 times computation reduction in Flops for backpropagation and brings the user-specific initialization for personal matrix yielding significant performance boost compared with popular transfer learning methods.
Intuitive Multilingual Audio-Visual Speech Recognition with a Single-Trained Model
Authors: Joanna Hong; Se Park; Yong Ro
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: We present a novel approach to multilingual audio-visual speech recognition tasks by introducing a single model on a multilingual dataset. Motivated by a human cognitive system where humans can intuitively distinguish different languages without any conscious effort or guidance, we propose a model that can capture which language is given as an input speech by distinguishing the inherent similarities and differences between languages. To do so, we design a prompt fine-tuning technique into the largely pre-trained audio-visual representation model so that the network can recognize the language class as well as the speech with the corresponding language. Our work contributes to developing robust and efficient multilingual audio-visual speech recognition systems, reducing the need for language-specific models.
Controllable Chest X-Ray Report Generation from Longitudinal Representations
Authors: Francesco Dalla Serra; Chaoyang Wang; Fani Deligianni; Jeff Dalton; Alison O’Neil
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Radiology reports are detailed text descriptions of the content of medical scans. Each report describes the presence/absence and location of relevant clinical findings, commonly including comparison with prior exams of the same patient to describe how they evolved. Radiology reporting is a time-consuming process, and scan results are often subject to delays. One strategy to speed up reporting is to integrate automated reporting systems, however clinical deployment requires high accuracy and interpretability. Previous approaches to automated radiology reporting generally do not provide the prior study as input, precluding comparison which is required for clinical accuracy in some types of scans, and offer only unreliable methods of interpretability. Therefore, leveraging an existing visual input format of anatomical tokens, we introduce two novel aspects: (1) longitudinal representation learning – we input the prior scan as an additional input, proposing a method to align, concatenate and fuse the current and prior visual information into a joint longitudinal representation which can be provided to the multimodal report generation model; (2) sentence-anatomy dropout – a training strategy for controllability in which the report generator model is trained to predict only sentences from the original report which correspond to the subset of anatomical regions given as input. We show through in-depth experiments on the MIMIC-CXR dataset how the proposed approach achieves state-of-the-art results while enabling anatomy-wise controllable report generation.
Is ChatGPT a Good Multi-Party Conversation Solver?
Authors: Chao-Hong Tan; Jia-Chen Gu; Zhen-Hua Ling
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Large Language Models (LLMs) have emerged as influential instruments within the realm of natural language processing; nevertheless, their capacity to handle multi-party conversations (MPCs) – a scenario marked by the presence of multiple interlocutors involved in intricate information exchanges – remains uncharted. In this paper, we delve into the potential of generative LLMs such as ChatGPT and GPT-4 within the context of MPCs. An empirical analysis is conducted to assess the zero-shot learning capabilities of ChatGPT and GPT-4 by subjecting them to evaluation across three MPC datasets that encompass five representative tasks. The findings reveal that ChatGPT’s performance on a number of evaluated MPC tasks leaves much to be desired, whilst GPT-4’s results portend a promising future. Additionally, we endeavor to bolster performance through the incorporation of MPC structures, encompassing both speaker and addressee architecture. This study provides an exhaustive evaluation and analysis of applying generative LLMs to MPCs, casting a light upon the conception and creation of increasingly effective and robust MPC agents. Concurrently, this work underscores the challenges implicit in the utilization of LLMs for MPCs, such as deciphering graphical information flows and generating stylistically consistent responses.
Improving End-to-End Speech Processing by Efficient Text Data Utilization with Latent Synthesis
Authors: Jianqiao Lu; Wenyong Huang; Nianzu Zheng; Xingshan Zeng; Yu Yeung; Xiao Chen
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Training a high performance end-to-end speech (E2E) processing model requires an enormous amount of labeled speech data, especially in the era of data-centric artificial intelligence. However, labeled speech data are usually scarcer and more expensive for collection, compared to textual data. We propose Latent Synthesis (LaSyn), an efficient textual data utilization framework for E2E speech processing models. We train a latent synthesizer to convert textual data into an intermediate latent representation of a pre-trained speech model. These pseudo acoustic representations of textual data augment acoustic data for model training. We evaluate LaSyn on low-resource automatic speech recognition (ASR) and spoken language understanding (SLU) tasks. For ASR, LaSyn improves an E2E baseline trained on LibriSpeech train-clean-100, with relative word error rate reductions over 22.3% on different test sets. For SLU, LaSyn improves our E2E baseline by absolute 4.1% for intent classification accuracy and 3.8% for slot filling SLU-F1 on SLURP, and absolute 4.49% and 2.25% for exact match (EM) and EM-Tree accuracies on STOP respectively. With fewer parameters, the results of LaSyn are competitive to published state-of-the-art works. The results demonstrate the quality of the augmented training data.
Bipartite Graph Pre-training for Unsupervised Extractive Summarization with Graph Convolutional Auto-Encoders
Authors: Qianren Mao; Shaobo Zhao; Jiarui Li; Xiaolei Gu; Shizhu He; Bo Li; Jianxin Li
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Pre-trained sentence representations are crucial for identifying significant sentences in unsupervised document extractive summarization. However, the traditional two-step paradigm of pre-training and sentence-ranking, creates a gap due to differing optimization objectives. To address this issue, we argue that utilizing pre-trained embeddings derived from a process specifically designed to optimize informative and distinctive sentence representations helps rank significant sentences. To do so, we propose a novel graph pre-training auto-encoder to obtain sentence embeddings by explicitly modelling intra-sentential distinctive features and inter-sentential cohesive features through sentence-word bipartite graphs. These fine-tuned sentence embeddings are then utilized in a graph-based ranking algorithm for unsupervised summarization. Our method is a plug-and-play pre-trained model that produces predominant performance for unsupervised summarization frameworks by providing summary-worthy sentence representations. It surpasses heavy BERT- or RoBERTa-based sentence representations in downstream tasks.
Bayesian Multi-Task Transfer Learning for Soft Prompt Tuning
Authors: Haeju Lee; Minchan Jeong; Se-Young Yun; Kee-Eung Kim
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Prompt tuning, in which prompts are optimized to adapt large-scale pre-trained language models to downstream tasks instead of fine-tuning the full model parameters, has been shown to be particularly effective when the prompts are trained in the multi-task transfer learning setting. These methods generally involve individually training prompts for each source task and then aggregating them to provide the initialization of the prompt for the target task. However, this approach critically ignores the fact that some of the source tasks could be negatively or positively interfering with each other. We argue that when we extract knowledge from source tasks via training source prompts, we need to consider this correlation among source tasks for better transfer to target tasks. To this end, we propose a Bayesian approach where we work with the posterior distribution of prompts across source tasks. We obtain representative source prompts corresponding to the samples from the posterior utilizing Stein Variational Gradient Descent, which are then aggregated to constitute the initial target prompt. We show extensive experimental results on the standard benchmark NLP tasks, where our Bayesian multi-task transfer learning approach outperforms the state-of-the-art methods in many settings. Furthermore, our approach requires no auxiliary models other than the prompt itself, achieving high degree of parameter-efficiency.
CCIM: Cross-modal Cross-lingual Interactive Image Translation
Authors: Cong Ma; Yaping Zhang; Mei Tu; Yang Zhao; Yu Zhou; Chengqing Zong
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Text image machine translation (TIMT) which translates source language text images into target language texts has attracted intensive attention in recent years. Although the end-to-end TIMT model directly generates target translation from encoded text image features with an efficient architecture, it lacks the recognized source language information resulting in a decrease in translation performance. In this paper, we propose a novel Cross-modal Cross-lingual Interactive Model (CCIM) to incorporate source language information by synchronously generating source language and target language results through an interactive attention mechanism between two language decoders. Extensive experimental results have shown the interactive decoder significantly outperforms end-to-end TIMT models and has faster decoding speed with smaller model size than cascade models.