GenAI4ELab/papercli-papers huggingface dataset:
BizBench: A Quantitative Reasoning Benchmark for Business and Finance
Authors: Michael Krumdick; Rik Koncel-Kedziorski; Viet Dac Lai; Varshini Reddy; Charles Lovering; Chris Tanner
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Answering questions within business and finance requires reasoning, precision, and a wide-breadth of technical knowledge. Together, these requirements make this domain difficult for large language models (LLMs). We introduce BizBench, a benchmark for evaluating models’ ability to reason about realistic financial problems. BizBench comprises eight quantitative reasoning tasks, focusing on question-answering (QA) over financial data via program synthesis. We include three financially-themed code-generation tasks from newly collected and augmented QA data. Additionally, we isolate the reasoning capabilities required for financial QA: reading comprehension of financial text and tables for extracting intermediate values, and understanding financial concepts and formulas needed to calculate complex solutions. Collectively, these tasks evaluate a model’s financial background knowledge, ability to parse financial documents, and capacity to solve problems with code. We conduct an in-depth evaluation of open-source and commercial LLMs, comparing and contrasting the behavior of code-focused and language-focused models. We demonstrate that the current bottleneck in performance is due to LLMs’ limited business and financial understanding, highlighting the value of a challenging benchmark for quantitative reasoning within this domain.
Direct Metric Optimization for Image Captioning through Reward-Weighted Augmented Data Utilization
Authors: Takumi Takada; Yuma Suzuki; Hiroki Takushima; Hayato Tanoue; Haruki Sato; Aiswariya Kumar; Hiroki Nishihara; Takayuki Hori; Kazuya Ueki
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: While image captioning is an essential field of vision language models (VLM), a lack of continuity between the learning objective and final performance metrics of VLMs complicates their training and optimization. Reinforcement learning (RL) can directly optimize such metrics, but it is accompanied by a significant computational cost, making it difficult to apply to recent large-scale VLMs. In this paper, we propose Direct Metric Optimization (DMO), which is a lightweight final-metric-optimizing training method. We replace the computationally expensive exploration process in RL with an offline, diverse text data augmentation and show that self-supervised training on reward-weighted augmented data leads to direct and stable metric optimization. Our experiments demonstrate that DMO achieves performance comparable to those of the state-of-the-art RL method while saving hundreds of times more model forwarding iterations and greater amounts of computation time. This suggests that DMO constitutes a promising alternative for metric optimization in the era of large-scale VLMs.
Deciphering Hate: Identifying Hateful Memes and Their Targets
Authors: Eftekhar Hossain; Omar Sharif; Mohammed Moshiul Hoque; Sarah M. Preum
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Internet memes have become a powerful means for individuals to express emotions, thoughts, and perspectives on social media. While often considered as a source of humor and entertainment, memes can also disseminate hateful content targeting individuals or communities. Most existing research focuses on the negative aspects of memes in high-resource languages, overlooking the distinctive challenges associated with low-resource languages like Bengali (also known as Bangla). Furthermore, while previous work on Bengali memes has focused on detecting hateful memes, there has been no work on detecting their targeted entities. To bridge this gap and facilitate research in this arena, we introduce a novel multimodal dataset for Bengali, BHM (Bengali Hateful Memes). The dataset consists of 7,148 memes with Bengali as well as code-mixed captions, tailored for two tasks: (i) detecting hateful memes, and (ii) detecting the social entities they target (i.e., Individual, Organization, Community, and Society). To solve these tasks, we propose DORA (Dual cO-attention fRAmework), a multimodal deep neural network that systematically extracts the significant modality features from the memes and jointly evaluates them with the modality-specific features to understand the context better. Our experiments show that DORA is generalizable on other low-resource hateful meme datasets and outperforms several state-of-the-art rivaling baselines.
Inducing Systematicity in Transformers by Attending to Structurally Quantized Embeddings
Authors: Yichen Jiang; Xiang Zhou; Mohit Bansal
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Transformers generalize to novel compositions of structures and entities after being trained on a complex dataset, but easily overfit on datasets of insufficient complexity. We observe that when the training set is sufficiently complex, the model encodes structurally equivalent sentences using a systematic attention pattern. Inspired by this observation, we propose SQ-Transformer (Structurally Quantized) that explicitly encourages systematicity in the embeddings and attention layers even with low-complexity data. At the embedding level, we introduce Structure-oriented Vector Quantization (SoVQ) to cluster word embeddings into several classes of structurally equivalent entities. At the attention level, we devise the Systematic Attention Layer (SAL) and an alternative, Systematically Regularized Layer (SRL) that operate on the quantized word embeddings so that sentences of the same structure are encoded with invariant or similar attention patterns. Empirically, we show SQ-Transformer achieves stronger compositional generalization than the vanilla Transformer on multiple low-complexity semantic parsing and machine translation datasets. In our analysis, we show SoVQ indeed learns a syntactically clustered embedding space, and SAL/SRL induces generalizable attention patterns, altogether leading to improved systematicity.
Label-Efficient Model Selection for Text Generation
Authors: Shir Ashury Tahan; Ariel Gera; Benjamin Sznajder; Leshem Choshen; Liat Ein-Dor; Eyal Shnarch
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Model selection for a given target task can be costly, as it may entail extensive annotation of the quality of outputs of different models. We introduce DiffUse, an efficient method to make an informed decision between candidate text generation models based on preference annotations. DiffUse reduces the required amount of annotations, thus saving valuable time and resources in performing evaluation.DiffUse intelligently selects instances by clustering embeddings that represent the semantic differences between model outputs. Thus, it is able to identify a subset of examples that are more informative for preference decisions. Our method is model-agnostic, and can be applied to any text generation model for selecting between models, prompts and configurations. Moreover, we propose a practical iterative approach for dynamically determining how many instances to annotate. In a series of experiments over hundreds of model pairs, we demonstrate that DiffUse can dramatically reduce the required number of annotations – by up to 75% – while maintaining high evaluation reliability.
Machine Unlearning of Pre-trained Large Language Models
Authors: Jin Yao; Eli Chien; Minxin Du; Xinyao Niu; Tianhao Wang; Zezhou Cheng; Xiang Yue
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: This study investigates the concept of the ‘right to be forgotten’ within the context of large language models (LLMs). We explore machine unlearning as a pivotal solution, with a focus on pre-trained models–a notably under-researched area. Our research delineates a comprehensive framework for machine unlearning in pre-trained LLMs, encompassing a critical analysis of seven diverse unlearning methods. Through rigorous evaluation using curated datasets from arXiv, books, and GitHub, we establish a robust benchmark for unlearning performance, demonstrating that these methods are over 105 times more computationally efficient than retraining. Our results show that integrating gradient ascent with gradient descent on in-distribution data improves hyperparameter robustness. We also provide detailed guidelines for efficient hyperparameter tuning in the unlearning process. Our findings advance the discourse on ethical AI practices, offering substantive insights into the mechanics of machine unlearning for pre-trained LLMs and underscoring the potential for responsible AI development.
Competition of Mechanisms: Tracing How Language Models Handle Facts and Counterfactuals
Authors: Francesco Ortu; Zhijing Jin; Diego Doimo; Mrinmaya Sachan; Alberto Cazzaniga; Bernhard Schölkopf
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Interpretability research aims to bridge the gap between the empirical success and our scientific understanding of the inner workings of large language models (LLMs). However, most existing research in this area focused on analyzing a single mechanism, such as how models copy or recall factual knowledge. In this work, we propose the formulation of competition of mechanisms, which instead of individual mechanisms focuses on the interplay of multiple mechanisms, and traces how one of them becomes dominant in the final prediction. We uncover how and where the competition of mechanisms happens within LLMs using two interpretability methods, logit inspection and attention modification. Our findings show traces of the mechanisms and their competition across various model components, and reveal attention positions that effectively control the strength of certain mechanisms.
FactPICO: Factuality Evaluation for Plain Language Summarization of Medical Evidence
Authors: Sebastian Joseph; Lily Chen; Jan Trienes; Hannah Göke; Monika Coers; Wei Xu; Byron Wallace; Junyi Jessy Li
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Plain language summarization with LLMs can be useful for improving textual accessibility of technical content. But how factual are these summaries in a high-stakes domain like medicine? This paper presents FactPICO, a factuality benchmark for plain language summarization of medical texts describing randomized controlled trials (RCTs), which are the basis of evidence-based medicine and can directly inform patient treatment. FactPICO consists of 345 plain language summaries of RCT abstracts generated from three LLMs (i.e., GPT-4, Llama-2, and Alpaca), with fine-grained evaluation and natural language rationales from experts. We assess the factuality of critical elements of RCTs in those summaries: Populations, Interventions, Comparators, Outcomes (PICO), as well as the reported findings concerning these. We also evaluate the correctness of the extra information (e.g., explanations) added by LLMs. Using FactPICO, we benchmark a range of existing factuality metrics, including the newly devised ones based on LLMs. We find that plain language summarization of medical evidence is still challenging, especially when balancing between simplicity and factuality, and that existing metrics correlate poorly with expert judgments on the instance level.
BvSP: Broad-view Soft Prompting for Few-Shot Aspect Sentiment Quad Prediction
Authors: Yinhao Bai; Yalan Xie; Xiaoyi Liu; Yuhua Zhao; Zhixin Han; Mengting Hu; Hang Gao; Renhong Cheng
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Aspect sentiment quad prediction (ASQP) aims to predict four aspect-based elements, including aspect term, opinion term, aspect category, and sentiment polarity. In practice, unseen aspects, due to distinct data distribution, impose many challenges for a trained neural model. Motivated by this, this work formulates ASQP into the few-shot scenario, which aims for fast adaptation in real applications. Therefore, we first construct a few-shot ASQP dataset (FSQP) that contains richer categories and is more balanced for the few-shot study. Moreover, recent methods extract quads through a generation paradigm, which involves converting the input sentence into a templated target sequence. However, they primarily focus on the utilization of a single template or the consideration of different template orders, thereby overlooking the correlations among various templates. To tackle this issue, we further propose a Broad-view Soft Prompting (BvSP) method that aggregates multiple templates with a broader view by taking into account the correlation between the different templates. Specifically, BvSP uses the pre-trained language model to select the most relevant k templates with Jensen–Shannon divergence. BvSP further introduces soft prompts to guide the pre-trained language model using the selected templates. Then, we aggregate the results of multi-templates by voting mechanism. Empirical results demonstrate that BvSP significantly outperforms the state-of-the-art methods under four few-shot settings and other public datasets. Our code and dataset are available at https://github.com/byinhao/BvSP.
Safety Alignment in NLP Tasks: Weakly Aligned Summarization as an In-Context Attack
Authors: Yu Fu; Yufei Li; Wen Xiao; Cong Liu; Yue Dong
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Recent developments in balancing the usefulness and safety of Large Language Models (LLMs) have raised a critical question: Are mainstream NLP tasks adequately aligned with safety consideration? Our study, focusing on safety-sensitive documents obtained through adversarial attacks, reveals significant disparities in the safety alignment of various NLP tasks. For instance, LLMs can effectively summarize malicious long documents but often refuse to translate them. This discrepancy highlights a previously unidentified vulnerability: attacks exploiting tasks with weaker safety alignment, like summarization, can potentially compromise the integrity of tasks traditionally deemed more robust, such as translation and question-answering (QA). Moreover, the concurrent use of multiple NLP tasks with lesser safety alignment increases the risk of LLMs inadvertently processing harmful content. We demonstrate these vulnerabilities in various safety-aligned LLMs, particularly Llama2 models, Gemini and GPT-4, indicating an urgent need for strengthening safety alignments across a broad spectrum of NLP tasks.
Speech language models lack important brain-relevant semantics
Authors: Subba Reddy Oota; Emin Çelik; Fatma Deniz; Mariya Toneva
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Despite known differences between reading and listening in the brain, recent work has shown that text-based language models predict both text-evoked and speech-evoked brain activity to an impressive degree. This poses the question of what types of information language models truly predict in the brain. We investigate this question via a direct approach, in which we systematically remove specific low-level stimulus features (textual, speech, and visual) from language model representations to assess their impact on alignment with fMRI brain recordings during reading and listening. Comparing these findings with speech-based language models reveals starkly different effects of low-level features on brain alignment. While text-based models show reduced alignment in early sensory regions post-removal, they retain significant predictive power in late language regions. In contrast, speech-based models maintain strong alignment in early auditory regions even after feature removal but lose all predictive power in late language regions. These results suggest that speech-based models provide insights into additional information processed by early auditory regions, but caution is needed when using them to model processing in late language regions. We make our code publicly available. [https://github.com/subbareddy248/speech-llm-brain]
DocLLM: A Layout-Aware Generative Language Model for Multimodal Document Understanding
Authors: Dongsheng Wang; Natraj Raman; Mathieu Sibue; Zhiqiang Ma; Petr Babkin; Simerjot Kaur; Yulong Pei; Armineh Nourbakhsh; Xiaomo Liu
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Enterprise documents such as forms, receipts, reports, and other such records, often carry rich semantics at the intersection of textual and spatial modalities. The visual cues offered by their complex layouts play a crucial role in comprehending these documents effectively. In this paper, we present DocLLM, a lightweight extension to traditional large language models (LLMs) for reasoning over visual documents, taking into account both textual semantics and spatial layout. Our model differs from existing multimodal LLMs by avoiding expensive image encoders and focuses exclusively on bounding box information to incorporate the spatial layout structure. Specifically, the cross-alignment between text and spatial modalities is captured by decomposing the attention mechanism in classical transformers to a set of disentangled matrices. Furthermore, we devise a pre-training objective that learns to infill text segments. This approach allows us to address irregular layouts and heterogeneous content frequently encountered in visual documents. The pre-trained model is fine-tuned using a large-scale instruction dataset, covering four core document intelligence tasks. We demonstrate that our solution outperforms SotA LLMs on 14 out of 16 datasets across all tasks, and generalizes well to 4 out of 5 previously unseen datasets.
Bypassing LLM Watermarks with Color-Aware Substitutions
Authors: Qilong Wu; Varun Chandrasekaran
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Watermarking approaches are proposed to identify if text being circulated is human- or large language model- (LLM) generated. The state-of-the-art watermarking strategy of Kirchenbauer et al. (2023a) biases the LLM to generate specific (“green”) tokens. However, determining the robustness of this watermarking method under finite (low) edit budgets is an open problem. Additionally, existing attack methods failto evade detection for longer text segments. We overcome these limitations, and propose Self Color Testing-based Substitution (SCTS), thefirst “color-aware” attack. SCTS obtains color information by strategically prompting the watermarked LLM and comparing output tokensfrequencies. It uses this information to determine token colors, and substitutes green tokens with non-green ones. In our experiments, SCTS successfully evades watermark detection using fewer number of edits than related work. Additionally, we show both theoretically and empirically that SCTS can remove the watermark for arbitrarily long watermarked text.
Parallel Structures in Pre-training Data Yield In-Context Learning
Authors: Yanda Chen; Chen Zhao; Zhou Yu; Kathleen McKeown; He He
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Pre-trained language models (LMs) are capable of in-context learning (ICL): they can adapt to a task with only a few examples given in the prompt without any parameter update. However, it is unclear where this capability comes from as there is a stark distribution shift between pre-training text and ICL prompts. In this work, we study what patterns of the pre-training data contribute to ICL. We find that LMs’ ICL ability depends on parallel structures in the pre-training data—pairs of phrases following similar templates in the same context window. Specifically, we detect parallel structures by checking whether training on one phrase improves prediction of the other, and conduct ablation experiments to study their effect on ICL. We show that removing parallel structures in the pre-training data reduces LMs’ ICL accuracy by 51% (vs 2% from random ablation). This drop persists even when excluding common patterns such as n-gram repetitions and long-range dependency, showing the diversity and generality of parallel structures. A closer look at the detected parallel structures indicates that they cover diverse linguistic tasks and span long distances in the data.
OpenToM: A Comprehensive Benchmark for Evaluating Theory-of-Mind Reasoning Capabilities of Large Language Models
Authors: Hainiu Xu; Runcong Zhao; Lixing Zhu; Jinhua Du; Yulan He
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Neural Theory-of-Mind (N-ToM), machine’s ability to understand and keep track of the mental states of others, is pivotal in developing socially intelligent agents. However, prevalent N-ToM benchmarks have several shortcomings, including the presence of ambiguous and artificial narratives, absence of personality traits and preferences, a lack of questions addressing characters’ psychological mental states, and limited diversity in the questions posed. In response to these issues, we construct OpenToM, a new benchmark for assessing N-ToM with (1) longer and clearer narrative stories, (2) characters with explicit personality traits, (3) actions that are triggered by character intentions, and (4) questions designed to challenge LLMs’ capabilities of modeling characters’ mental states of both the physical and psychological world. Using OpenToM, we reveal that state-of-the-art LLMs thrive at modeling certain aspects of mental states in the physical world but fall short when tracking characters’ mental states in the psychological world.
Towards Privacy-Aware Sign Language Translation at Scale
Authors: Phillip Rust; Bowen Shi; Skyler Wang; Necati Cihan Camgoz; Jean Maillard
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: A major impediment to the advancement of sign language translation (SLT) is data scarcity. Much of the sign language data currently available on the web cannot be used for training supervised models due to the lack of aligned captions. Furthermore, scaling SLT using large-scale web-scraped datasets bears privacy risks due to the presence of biometric information, which the responsible development of SLT technologies should account for. In this work, we propose a two-stage framework for privacy-aware SLT at scale that addresses both of these issues. We introduce SSVP-SLT, which leverages self-supervised video pretraining on anonymized and unannotated videos, followed by supervised SLT finetuning on a curated parallel dataset. SSVP-SLT achieves state-of-the-art finetuned and zero-shot gloss-free SLT performance on the How2Sign dataset, outperforming the strongest respective baselines by over 3 BLEU-4. Based on controlled experiments, we further discuss the advantages and limitations of self-supervised pretraining and anonymization via facial obfuscation for SLT.