GenAI4ELab/papercli-papers huggingface dataset:
Dual Process Masking for Dialogue Act Recognition
Authors: Yeo Jin Kim; Halim Acosta; Wookhee Min; Jonathan Rowe; Bradford Mott; Snigdha Chaturvedi; James Lester
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Dialogue act recognition is the task of classifying conversational utterances based on their communicative intent or function. To address this problem, we propose a novel two-phase processing approach called Dual-Process Masking. This approach streamlines the task by masking less important tokens in the input, identified through retrospective analysis of their estimated contribution during training. It enhances interpretability by using the masks applied during classification learning. Dual-Process Masking significantly improves performance over strong baselines for dialogue act recognition on a collaborative problem-solving dataset and three public dialogue benchmarks.
XC-Cache: Cross-Attending to Cached Context for Efficient LLM Inference
Authors: Joao Monteiro; Étienne Marcotte; Pierre-Andre Noel; Valentina Zantedeschi; David Vazquez; Nicolas Chapados; Christopher Pal; Perouz Taslakian
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Prompts are often employed to condition decoder-only language model generation on reference information. Just-in-time processing of a context is inefficient due to the quadratic cost of self-attention operations, and caching is desirable. However, caching transformer states can easily require almost as much space as the model parameters. When the right context is not known in advance, caching the prompt can be challenging. This work addresses these limitations by introducing models that, inspired by the encoder-decoder architecture, use cross-attention to condition generation on reference text without the prompt. More precisely, we leverage pre-trained decoder-only models and only train a small number of added layers. We use Question-Answering (QA) as a testbed to evaluate the ability of our models to perform conditional generation and observe that they outperform prompt-based inference methods, are comparable to fine-tuned prompted LLMs, and drastically reduce the space footprint relative to standard KV caching by two orders of magnitude. Specifically, we introduced XC-Llama which converts a pre-trained Llama 2 into an encoder-decoder architecture by integrating cross-attention layers interleaved in between existing self-attention layers.
Pioneering Reliable Assessment in Text-to-Image Knowledge Editing: Leveraging a Fine-Grained Dataset and an Innovative Criterion
Authors: Hengrui Gu; Kaixiong Zhou; Yili Wang; Ruobing Wang; Xin Wang
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: During pre-training, the Text-to-Image (T2I) diffusion models encode factual knowledge into their parameters. These parameterized facts enable realistic image generation, but they may become obsolete over time, thereby misrepresenting the current state of the world. Knowledge editing techniques aim to update model knowledge in a targeted way. However, facing the dual challenges posed by inadequate editing datasets and unreliable evaluation criterion, the development of T2I knowledge editing encounter difficulties in effectively generalizing injected knowledge. In this work, we design a T2I knowledge editing framework by comprehensively spanning on three phases: First, we curate a dataset CAKE, comprising paraphrase and multi-object test, to enable more fine-grained assessment on knowledge generalization. Second, we propose a novel criterion, adaptive CLIP threshold, to effectively filter out false successful images under the current criterion and achieve reliable editing evaluation. Finally, we introduce MPE, a simple but effective approach for T2I knowledge editing. Instead of tuning parameters, MPE precisely recognizes and edits the outdated part of the conditioning text-prompt to accommodate the up-to-date knowledge. A straightforward implementation of MPE (Based on in-context learning) exhibits better overall performance than previous model editors. We hope these efforts can further promote faithful evaluation of T2I knowledge editing methods.
Eigen Attention: Attention in Low-Rank Space for KV Cache Compression
Authors: Utkarsh Saxena; Gobinda Saha; Sakshi Choudhary; Kaushik Roy
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large language models (LLMs) represent a groundbreaking advancement in the domain of natural language processing due to their impressive reasoning abilities. Recently, there has been considerable interest in increasing the context lengths for these models to enhance their applicability to complex tasks. However, at long context lengths and large batch sizes, the key-value (KV) cache, which stores the attention keys and values, emerges as the new bottleneck in memory usage during inference. To address this, we propose Eigen Attention, which performs the attention operation in a low-rank space, thereby reducing the KV cache memory overhead. Our proposed approach is orthogonal to existing KV cache compression techniques and can be used synergistically with them. Through extensive experiments over OPT, MPT, and Llama model families, we demonstrate that Eigen Attention results in up to 40% reduction in KV cache sizes and up to 60% reduction in attention operation latency with minimal drop in performance.
ACCEPT: Adaptive Codebook for Composite and Efficient Prompt Tuning
Authors: Yu-Chen Lin; Wei-Hua Li; Jun-cheng Chen; Chu-Song Chen
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Prompt Tuning has been a popular Parameter-Efficient Fine-Tuning method attributed to its remarkable performance with few updated parameters on various large-scale pretrained Language Models (PLMs). Traditionally, each prompt has been considered indivisible and updated independently, leading the parameters increase proportionally as prompt length grows. To address this issue, we propose Adaptive Codebook for Composite and Efficient Prompt Tuning (ACCEPT). In our method, we refer to the concept of product quantization (PQ), allowing all soft prompts to share a set of learnable codebook vectors in each subspace, with each prompt differentiated by a set of adaptive weights. We achieve the superior performance on 17 diverse natural language tasks including natural language understanding (NLU) and question answering (QA) tasks by tuning only 0.3% of parameters of the PLMs. Our approach also excels in few-shot and large model settings, highlighting its significant potential.
Beyond Perplexity: Multi-dimensional Safety Evaluation of LLM Compression
Authors: Zhichao Xu; Ashim Gupta; Tao Li; Oliver Bentham; Vivek Srikumar
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Increasingly, model compression techniques enable large language models (LLMs) to be deployed in real-world applications. As a result of this momentum towards local deployment, compressed LLMs will interact with a large population. Prior work on compression typically prioritize preserving perplexity, which is directly analogous to training loss. The impact of compression method on other critical aspects of model behavior—particularly safety—requires systematic assessment. To this end, we investigate the impact of model compression along four dimensions: (1) degeneration harm, i.e., bias and toxicity in generation; (2) representational harm, i.e., biases in discriminative tasks; (3) dialect bias; and (4) language modeling and downstream task performance. We examine a wide spectrum of LLM compression techniques, including unstructured pruning, semi-structured pruning, and quantization. Our analysis reveals that compression can lead to unexpected consequences. Although compression may unintentionally alleviate LLMs’ degeneration harm, it can still exacerbate representational harm. Furthermore, increasing compression produces a divergent impact on different protected groups. Finally, different compression methods have drastically different safety impacts: for example, quantization mostly preserves bias while pruning degrades quickly. Our findings underscore the importance of integrating safety assessments into the development of compressed LLMs to ensure their reliability across real-world applications.
One-to-many testing for code generation from (just) natural language
Authors: Mansi Uniyal; Mukul Singh; Gust Verbruggen; Sumit Gulwani; Vu Le
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: MBPP is a popular dataset for evaluating the task of code generation from natural language. Despite its popularity, there are three problems: (1) it relies on providing test cases to generate the right signature, (2) there is poor alignment between instruction and evaluation test cases, and (3) contamination of the exact phrasing being present in training datasets. We adapt MBPP to emphasize on generating code from just natural language by (1) removing ambiguity about the semantics of the task from the descriptions, and (2) evaluating generated code on multiple sets of assertions to account for ambiguity in the syntax. We compare popular open and closed weight models on the original (MBPP) and adapted (MBUPP) datasets.
A Unified Framework for Model Editing
Authors: Akshat Gupta; Dev Sajnani; Gopala Anumanchipalli
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: ROME and MEMIT are largely believed to be two different model editing algorithms, with the major difference between them being the ability to perform batched edits. In this paper, we unify these two algorithms under a single conceptual umbrella, optimizing for the same goal, which we call the preservation-memorization objective. ROME uses an equality constraint to optimize this objective to perform one edit at a time, whereas MEMIT employs a more flexible least-square constraint that allows for batched edits. We generalize ROME and enable batched editing with equality constraint in the form of EMMET - an Equality-constrained Mass Model Editing algorithm for Transformers, a new batched memory-editing algorithm. EMMET can perform batched-edits up to a batch-size of 10,000, with very similar performance to MEMIT across multiple dimensions. With the introduction of EMMET, we truly unify ROME and MEMIT and show that both algorithms are equivalent in terms of their optimization objective, their abilities (singular and batched editing), their model editing performance and their limitations.
M3SciQA: A Multi-Modal Multi-Document Scientific QA Benchmark for Evaluating Foundation Models
Authors: Chuhan Li; Ziyao Shangguan; Yilun Zhao; Deyuan Li; Yixin Liu; Arman Cohan
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Existing evaluation benchmarks for foundation models in understanding scientific literature predominantly focus on single-document, text-only tasks. Such benchmarks often do not adequately represent the complexity of research workflows, which typically also involve interpreting non-textual data, such as figures and tables, and gathering information across multiple documents and related literature. To address this gap, we introduce M3SciQA, a multi-modal, multi-document scientific question answering benchmark designed for a more comprehensive evaluation of foundation models. M3Sci QA consists of 1452 expert-annotated questions spanning 70 natural language processing paper clusters, where each cluster represents a primary paper along with all its cited documents, mirroring the workflow of comprehending a single paper by requiring multi-modal and multi-document data. With M3SciQA, we conduct a comprehensive evaluation of 18 frontier foundation models. Our results indicate that current foundation models still significantly underperform compared to human experts in multi-modal information retrieval and in reasoning across multiple scientific documents. Additionally, we explore the implications of these findings for the future advancement of applying foundation models in multi-modal scientific literature analysis.
Probing the Capacity of Language Model Agents to Operationalize Disparate Experiential Context Despite Distraction
Authors: Sonny George; Chris Sypherd; Dylan Cashman
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large language model (LLM) agents show promise in an increasing number of domains. In many proposed applications, it is expected that the agent reasons over accumulated experience presented in an input prompt. We propose the OEDD (Operationalize Experience Despite Distraction) corpus, a human-annotator-validated body of scenarios with pre-scripted agent histories where the agent must make a decision based on disparate experiential information in the presence of a distractor. We evaluate three state-of-the-art LLMs (GPT-3.5 Turbo, GPT-4o, and Gemini 1.5 Pro) using a minimal chain-of-thought prompting strategy and observe that when (1) the input context contains over 1,615 tokens of historical interactions, (2) a crucially decision-informing premise is the rightful conclusion over two disparate environment premises, and (3) a trivial, but distracting red herring fact follows, all LLMs perform worse than random choice at selecting the better of two actions. Our code and test corpus are publicly available at: [github.com/sonnygeorge/OEDD](github.com/sonnygeorge/OEDD).
Knowledge-Centric Templatic Views of Documents
Authors: Isabel Cachola; Silviu Cucerzan; Allen Herring; Vuksan Mijovic; Erik Oveson; Sujay Kumar Jauhar
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Authors seeking to communicate with broader audiences often share their ideas in various document formats, such as slide decks, newsletters, reports, and posters. Prior work on document generation has generally tackled the creation of each separate format to be a different task, leading to fragmented learning processes, redundancy in models and methods, and disjointed evaluation. We consider each of these documents as templatic views of the same underlying knowledge/content, and we aim to unify the generation and evaluation of these templatic views. We begin by showing that current LLMs are capable of generating various document formats with little to no supervision. Further, a simple augmentation involving a structured intermediate representation can improve performance, especially for smaller models. We then introduce a novel unified evaluation framework that can be adapted to measuring the quality of document generators for heterogeneous downstream applications. This evaluation is adaptable to a range of user defined criteria and application scenarios, obviating the need for task specific evaluation metrics. Finally, we conduct a human evaluation, which shows that people prefer 82% of the documents generated with our method, while correlating more highly with our unified evaluation framework than prior metrics in the literature.
Shoes-ACOSI: A Dataset for Aspect-Based Sentiment Analysis with Implicit Opinion Extraction
Authors: Joseph J Peper; Wenzhao Qiu; Ryan Bruggeman; Yi Han; Estefania Ciliotta Chehade; Lu Wang
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: We explore *implicit opinion extraction* as a new component of aspect-based sentiment analysis (ABSA) systems. Prior work in ABSA has investigated opinion extraction as an important subtask, however, these works only label concise, *explicitly*-stated opinion spans. In this work, we present **Shoes-ACOSI**, a new and challenging ABSA dataset in the e-commerce domain with implicit opinion span annotations, the first of its kind. Shoes-ACOSI builds upon the existing Aspect-Category-Opinion-Sentiment (ACOS) quadruple extraction task, extending the task to quintuple extraction—now localizing and differentiating both implicit and explicit opinion. In addition to the new annotation schema, our dataset contains paragraph-length inputs which, importantly, present complex challenges through increased input length, increased number of sentiment expressions, and more mixed-sentiment-polarity examples when compared with existing benchmarks. We quantify the difficulty of our new dataset by evaluating with state-of-the-art fully-supervised and prompted-LLM baselines. We find our dataset presents significant challenges for both supervised models and LLMs, particularly from the new implicit opinion extraction component of the ACOSI task, highlighting the need for continued research into implicit opinion understanding.
Socratic Human Feedback (SoHF): Expert Steering Strategies for LLM Code Generation
Authors: Subramanian Chidambaram; Li Erran Li; Min Bai; Xiaopeng Li; Kaixiang Lin; Xiong Zhou; Alex C. Williams
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Large Language Models (LLMs) are increasingly used for generating code solutions, empowered by features like self-debugging and self-reflection. However, LLMs often struggle with complex programming problems without human guidance. This paper investigates the strategies employed by expert programmers to steer code-generating LLMs toward successful outcomes. Through a study involving experts using natural language to guide GPT-4, Gemini Ultra, and, Claude 3.5 Sonnet on highly difficult programming challenges, we frame our analysis using the “Socratic Feedback” paradigm for understanding effective steering strategies. By analyzing 30 conversational transcripts across all three models, we map observed feedback strategies to five stages of Socratic Questioning: Definition, Elenhus, Maieutic, Dialectic, and Counter-factual reasoning. We find evidence that by employing a combination of different Socratic feedback strategies across multiple turns, programmers successfully guided the models to solve 74% of the problems that the models initially failed to solve on their own.
Large Language Models Know What To Say But Not When To Speak
Authors: Muhammad Umair; Vasanth Sarathy; Jan Ruiter
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Turn-taking is a fundamental mechanism in human communication that ensures smooth and coherent verbal interactions. Recent advances in Large Language Models (LLMs) have motivated their use in improving the turn-taking capabilities of Spoken Dialogue Systems (SDS), such as their ability to respond at appropriate times. However, existing models often struggle to predict opportunities for speaking — called Transition Relevance Places (TRPs) — in natural, unscripted conversations, focusing only on turn-final TRPs and not within-turn TRPs. To address these limitations, we introduce a novel dataset of participant-labeled within-turn TRPs and use it to evaluate the performance of state-of-the-art LLMs in predicting opportunities for speaking. Our experiments reveal the current limitations of LLMs in modeling unscripted spoken interactions, highlighting areas for improvement and paving the way for more naturalistic dialogue systems.
Towards Explainable Chinese Native Learner Essay Fluency Assessment: Dataset, Tasks, and Method
Authors: Xinshu Shen; Hongyi Wu; Yadong Zhang; Man Lan; Xiaopeng Bai; Shaoguang Mao; Yuanbin Wu; Xinlin Zhuang; Li Cai
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: Grammatical Error Correction (GEC) is a crucial technique in Automated Essay Scoring (AES) for evaluating the fluency of essays. However, in Chinese, existing GEC datasets often fail to consider the importance of specific grammatical error types within compositional scenarios, lack research on data collected from native Chinese speakers, and largely overlook cross-sentence grammatical errors. Furthermore, the measurement of the overall fluency of an essay is often overlooked. To address these issues, we present CEFA (Chinese Essay Fluency Assessment), an extensive corpus that is derived from essays authored by native Chinese-speaking primary and secondary students and encapsulates essay fluency scores along with both coarse and fine-grained grammatical error types and corrections. Experiments employing various benchmark models on CEFA substantiate the challenge of our dataset. Our findings further highlight the significance of fine-grained annotations in fluency assessment and the mutually beneficial relationship between error types and corrections
CoCoHD: Congress Committee Hearing Dataset
Authors: Arnav Hiray; Yunsong Liu; Mingxiao Song; Agam Shah; Sudheer Chava
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: U.S. congressional hearings significantly influence the national economy and social fabric, impacting individual lives. Despite their importance, there is a lack of comprehensive datasets for analyzing these discourses. To address this, we propose the **Co**ngress **Co**mmittee **H**earing **D**ataset (CoCoHD), covering hearings from 1997 to 2024 across 86 committees, with 32,697 records. This dataset enables researchers to study policy language on critical issues like healthcare, LGBTQ+ rights, and climate justice. We demonstrate its potential with a case study on 1,000 energy-related sentences, analyzing the Energy and Commerce Committee’s stance on fossil fuel consumption. By fine-tuning pre-trained language models, we create energy-relevant measures for each hearing. Our market analysis shows that natural language analysis using CoCoHD can predict and highlight trends in the energy sector.
Student Data Paradox and Curious Case of Single Student-Tutor Model: Regressive Side Effects of Training LLMs for Personalized Learning
Authors: Shashank Sonkar; Naiming Liu; Richard Baraniuk
Venue: EMNLP 2024 (Findings of the Association for Computational Linguistics: EMNLP 2024)

Abstract: The pursuit of personalized education has led to the integration of Large Language Models (LLMs) in developing intelligent tutoring systems. To better understand and adapt to individual student needs, including their misconceptions, LLMs need to be trained on extensive datasets of student-tutor dialogues. Our research uncovers a fundamental challenge in this approach: the “Student Data Paradox”. This paradox emerges when LLMs, trained on student data to understand learner behavior, inadvertently compromise their own factual knowledge and reasoning abilities. We investigate this paradox by training state-of-the-art language models on student-tutor dialogue datasets and evaluating their performance across multiple benchmarks. These benchmarks assess various aspects of language model capabilities, including reasoning, truthfulness, and common sense understanding. Our findings reveal significant declines in the models’ performance across these diverse benchmarks, indicating a broad impact on their capabilities when trained to model student behavior. Our research makes two primary contributions: (1) empirical demonstration of the Student Data Paradox through quantitative analysis of model performance, and (2) introduction of “hallucination tokens” as a mitigation strategy. These tokens, while improving performance, highlight the persistent challenge of balancing accurate student behavior modeling with maintaining the LLM’s integrity as an educational tool.This study emphasizes the need for innovative solutions to reconcile the conflicting goals of faithfully understanding diverse student cognition while preserving the model’s ability to provide accurate information and guidance.