GenAI4ELab/papercli-papers huggingface dataset:
Variator: Accelerating Pre-trained Models with Plug-and-Play Compression Modules
Authors: Chaojun Xiao; Yuqi Luo; Wenbin Zhang; Pengle Zhang; Xu Han; Yankai Lin; Zhengyan Zhang; Ruobing Xie; Zhiyuan Liu; Maosong Sun; Jie Zhou
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Large language models (LLMs) have achieved remarkable results on NLP tasks but at the expense of huge parameter sizes and the consequent computational costs. In this paper, we propose Variator, a parameter-efficient acceleration method that enhances computational efficiency through plug-and-play compression plugins. Compression plugins are designed to reduce the sequence length via compressing multiple hidden vectors into one and trained with original LLMs frozen. Different from traditional model acceleration methods, which compress LLMs to smaller sizes, Variator offers two distinct advantages: (1) In real-world applications, the plug-and-play nature of our compression plugins enables dynamic selection of different compression plugins with varying acceleration ratios based on the current workload. (2) The compression plugin comprises a few compact neural network layers with minimal parameters, significantly saving storage and memory overhead, particularly in scenarios with a growing number of tasks. We validate the effectiveness of Variator on seven datasets. Experimental results show that Variator can save 53% computational costs using only 0.9% additional parameters with a performance drop of less than 2%. Moreover, when the model scales to billions of parameters, Variator matches the strong performance of uncompressed LLMs. Our code and checkpoints will be released to facilitate future work.
PivotFEC: Enhancing Few-shot Factual Error Correction with a Pivot Task Approach using Large Language Models
Authors: Xingwei He; A-Long Jin; Jun Ma; Yuan Yuan; Siu Yiu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Factual Error Correction (FEC) aims to rectify false claims by making minimal revisions to align them more accurately with supporting evidence. However, the lack of datasets containing false claims and their corresponding corrections has impeded progress in this field. Existing distantly supervised models typically employ the mask-then-correct paradigm, where a masker identifies problematic spans in false claims, followed by a corrector to predict the masked portions. Unfortunately, accurately identifying errors in claims is challenging, leading to issues like over-erasure and incorrect masking. To overcome these challenges, we present PivotFEC, a method that enhances few-shot FEC with a pivot task approach using large language models (LLMs). Specifically, we introduce a pivot task called factual error injection, which leverages LLMs (e.g., ChatGPT) to intentionally generate text containing factual errors under few-shot settings; then, the generated text with factual errors can be used to train the FEC corrector. Our experiments on a public dataset demonstrate the effectiveness of PivotFEC in two significant ways: Firstly, it improves the widely-adopted SARI metrics by 11.3 compared to the best-performing distantly supervised methods. Secondly, it outperforms its few-shot counterpart (i.e., LLMs are directly used to solve FEC) by 7.9 points in SARI, validating the efficacy of our proposed pivot task.
Semantic Similarity Covariance Matrix Shrinkage
Authors: Guillaume Becquin; Saher Esmeir
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: An accurate estimation of the covariance matrix is a critical component of many applications in finance, including portfolio optimization. The sample covariance suffers from the curse of dimensionality when the number of observations is in the same order or lower than the number of variables. This tends to be the case in portfolio optimization, where a portfolio manager can choose between thousands of stocks using historical daily returns to guide their investment decisions. To address this issue, past works proposed linear covariance shrinkage to regularize the estimated matrix. While effective, the proposed methods relied solely on historical price data and thus ignored company fundamental data. In this work, we propose to utilise semantic similarity derived from textual descriptions or knowledge graphs to improve the covariance estimation. Rather than using the semantic similarity directly as a biased estimator to the covariance, we employ it as a shrinkage target. The resulting covariance estimators leverage both semantic similarity and recent price history, and can be readily adapted to a broad range of financial securities. The effectiveness of the approach is demonstrated for a period including diverse market conditions and compared with the covariance shrinkage prior art.
LLM-in-the-loop: Leveraging Large Language Model for Thematic Analysis
Authors: Shih-Chieh Dai; Aiping Xiong; Lun-Wei Ku
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Thematic analysis (TA) has been widely used for analyzing qualitative data in many disciplines and fields. To ensure reliable analysis, the same piece of data is typically assigned to at least two human coders. Moreover, to produce meaningful and useful analysis, human coders develop and deepen their data interpretation and coding over multiple iterations, making TA labor-intensive and time-consuming. Recently the emerging field of large language models (LLMs) research has shown that LLMs have the potential replicate human-like behavior in various tasks: in particular, LLMs outperform crowd workers on text-annotation tasks, suggesting an opportunity to leverage LLMs on TA. We propose a human–LLM collaboration framework (i.e., LLM-in-the-loop) to conduct TA with in-context learning (ICL). This framework provides the prompt to frame discussions with a LLM (e.g., GPT-3.5) to generate the final codebook for TA. We demonstrate the utility of this framework using survey datasets on the aspects of the music listening experience and the usage of a password manager. Results of the two case studies show that the proposed framework yields similar coding quality to that of human coders but reduces TA’s labor and time demands.
LLM aided semi-supervision for efficient Extractive Dialog Summarization
Authors: Nishant Mishra; Gaurav Sahu; Iacer Calixto; Ameen Abu-Hanna; Issam Laradji
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Generating high-quality summaries for chat dialogs often requires large labeled datasets. We propose a method to efficiently use unlabeled data for extractive summarization of customer-agent dialogs. In our method, we frame summarization as a question-answering problem and use state-of-the-art large language models (LLMs) to generate pseudo-labels for a dialog. We then use these pseudo-labels to fine-tune a chat summarization model, effectively transferring knowledge from the large LLM into a smaller specialized model. We demonstrate our method on the TWEETSUMM dataset, and show that using 10% of the original labelled data set we can achieve 65.9/57.0/61.0 ROUGE-1/-2/-L, whereas the current state-of-the-art trained on the entire training data set obtains 65.16/55.81/64.37 ROUGE-1/-2/-L. In other words, in the worst case (i.e., ROUGE-L) we still effectively retain 94.7% of the performance while using only 10% of the data.
Investigating Multilingual Coreference Resolution by Universal Annotations
Authors: Haixia Chai; Michael Strube
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Multilingual coreference resolution (MCR) has been a long-standing and challenging task. With the newly proposed multilingual coreference dataset, CorefUD (Nedoluzhko et al., 2022), we conduct an investigation into the task by using its harmonized universal morphosyntactic and coreference annotations. First, we study coreference by examining the ground truth data at different linguistic levels, namely mention, entity and document levels, and across different genres, to gain insights into the characteristics of coreference across multiple languages. Second, we perform an error analysis of the most challenging cases that the SotA system fails to resolve in the CRAC 2022 shared task using the universal annotations. Last, based on this analysis, we extract features from universal morphosyntactic annotations and integrate these features into a baseline system to assess their potential benefits for the MCR task. Our results show that our best configuration of features improves the baseline by 0.9% F1 score.
FactSpotter: Evaluating the Factual Faithfulness of Graph-to-Text Generation
Authors: Kun Zhang; Oana Balalau; Ioana Manolescu
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Graph-to-text (G2T) generation takes a graph as input and aims to generate a fluent and faith- ful textual representation of the information in the graph. The task has many applications, such as dialogue generation and question an- swering. In this work, we investigate to what extent the G2T generation problem is solved for previously studied datasets, and how pro- posed metrics perform when comparing generated texts. To help address their limitations, we propose a new metric that correctly identifies factual faithfulness, i.e., given a triple (subject, predicate, object), it decides if the triple is present in a generated text. We show that our metric FactSpotter achieves the highest correlation with human annotations on data correct- ness, data coverage, and relevance. In addition, FactSpotter can be used as a plug-in feature to improve the factual faithfulness of existing models. Finally, we investigate if existing G2T datasets are still challenging for state-of-the-art models. Our code is available online: https://github.com/guihuzhang/FactSpotter.
LayoutDIT: Layout-Aware End-to-End Document Image Translation with Multi-Step Conductive Decoder
Authors: Zhiyang Zhang; Yaping Zhang; Yupu Liang; Lu Xiang; Yang Zhao; Yu Zhou; Chengqing Zong
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Document image translation (DIT) aims to translate text embedded in images from one language to another. It is a challenging task that needs to understand visual layout with text semantics simultaneously. However, existing methods struggle to capture the crucial visual layout in real-world complex document images. In this work, we make the first attempt to incorporate layout knowledge into DIT in an end-to-end way. Specifically, we propose a novel Layout-aware end-to-end Document Image Translation (LayoutDIT) with multi-step conductive decoder. A layout-aware encoder is first introduced to model visual layout relations with raw OCR results. Then a novel multi-step conductive decoder is unified with hidden states conduction across three step-decoders to achieve the document translation step by step. Benefiting from the layout-aware end-to-end joint training, our LayoutDIT outperforms state-of-the-art methods with better parameter efficiency. Besides, we create a new multi-domain document image translation dataset to validate the model’s generalization. Extensive experiments show that LayoutDIT has a good generalization in diverse and complex layout scenes.
Balaur: Language Model Pretraining with Lexical Semantic Relations
Authors: Andrei Mircea; Jackie Cheung
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Lexical semantic relations (LSRs) characterize meaning relationships between words and play an important role in systematic generalization on lexical inference tasks. Notably, several tasks that require knowledge of hypernymy still pose a challenge for pretrained language models (LMs) such as BERT, underscoring the need to better align their linguistic behavior with our knowledge of LSRs. In this paper, we propose Balaur, a model that addresses this challenge by modeling LSRs directly in the LM’s hidden states throughout pretraining. Motivating our approach is the hypothesis that the internal representations of LMs can provide an interface to their observable linguistic behavior, and that by controlling one we can influence the other. We validate our hypothesis and demonstrate that Balaur generally improves the performance of large transformer-based LMs on a comprehensive set of hypernymy-informed tasks, as well as on the original LM objective. Code and data are made available at https://github.com/mirandrom/balaur
Exploring In-Context Learning for Knowledge Grounded Dialog Generation
Authors: Qinyu Chen; Wenhao Wu; Sujian Li
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Large neural-based dialog generation models have been applied in many real-life scenarios, yet they are prone to hallucination and tend to produce factually inaccurate outputs which raise great concerns. To alleviate this problem, we propose a plug-and-play retrieval-based framework IKA, which leverages in-context learning and retrieval techniques to enhance LLMs on knowledge grounded dialog generation. We design thorough experiments on a large-scale knowledge graph with 1M+ facts to investigate the effectiveness and generalization of our framework. Experiments show that our method surpasses previous training-based SOTA by a large margin, specifically 46.67% in BLEU4, 26.01% in ROUGE-L, 122.90% in BARTScore and 30.50% in Entity Coverage F1. Further analysis show promising abilities of LLMs to perform knowledge-intensive tasks, which is previously considered weak and understudied.
Towards Enhancing Relational Rules for Knowledge Graph Link Prediction
Authors: Shuhan Wu; Huaiyu Wan; Wei Chen; Yuting Wu; Junfeng Shen; Youfang Lin
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Graph neural networks (GNNs) have shown promising performance for knowledge graph reasoning. A recent variant of GNN called progressive relational graph neural network (PRGNN), utilizes relational rules to infer missing knowledge in relational digraphs and achieves notable results. However, during reasoning with PRGNN, two important properties are often overlooked: (1) the sequentiality of relation composition, where the order of combining different relations affects the semantics of the relational rules, and (2) the lagged entity information propagation, where the transmission speed of required information lags behind the appearance speed of new entities. Ignoring these properties leads to incorrect relational rule learning and decreased reasoning accuracy. To address these issues, we propose a novel knowledge graph reasoning approach, the Relational rUle eNhanced Graph Neural Network (RUN-GNN). Specifically, RUN-GNN employs a query related fusion gate unit to model the sequentiality of relation composition and utilizes a buffering update mechanism to alleviate the negative effect of lagged entity information propagation, resulting in higher-quality relational rule learning. Experimental results on multiple datasets demonstrate the superiority of RUN-GNN is superior on both transductive and inductive link prediction tasks.
Are NLP Models Good at Tracing Thoughts: An Overview of Narrative Understanding
Authors: Lixing Zhu; Runcong Zhao; Lin Gui; Yulan He
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Narrative understanding involves capturing the author’s cognitive processes, providing insights into their knowledge, intentions, beliefs, and desires. Although large language models (LLMs) excel in generating grammatically coherent text, their ability to comprehend the author’s thoughts remains uncertain. This limitation hinders the practical applications of narrative understanding. In this paper, we conduct a comprehensive survey of narrative understanding tasks, thoroughly examining their key features, definitions, taxonomy, associated datasets, training objectives, evaluation metrics, and limitations. Furthermore, we explore the potential of expanding the capabilities of modularized LLMs to address novel narrative understanding tasks. By framing narrative understanding as the retrieval of the author’s imaginative cues that outline the narrative structure, our study introduces a fresh perspective on enhancing narrative comprehension.
Who is Speaking? Speaker-Aware Multiparty Dialogue Act Classification
Authors: Ayesha Qamar; Adarsh Pyarelal; Ruihong Huang
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Utterances do not occur in isolation in dialogues; it is essential to have the information of who the speaker of an utterance is to be able to recover the speaker’s intention with respect to the surrounding context. Beyond simply capturing speaker switches, identifying how speakers interact with each other in a dialogue is crucial to understanding conversational flow. This becomes increasingly important and simultaneously difficult to model when more than two interlocutors take part in a conversation. To overcome this challenge, we propose to explicitly add speaker awareness to each utterance representation. To that end, we use a graph neural network to model how each speaker is behaving within the local context of a conversation. The speaker representations learned this way are then used to update their respective utterance representations. We experiment with both multiparticipant and dyadic conversations on the MRDA and SwDA datasets and show the effectiveness of our approach.
Demystifying Prompts in Language Models via Perplexity Estimation
Authors: Hila Gonen; Srini Iyer; Terra Blevins; Noah Smith; Luke Zettlemoyer
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Language models can be prompted to perform a wide variety of tasks with zero- and few-shot in-context learning. However, performance varies significantly with the choice of prompt, and we do not yet understand why this happens. In this paper, we analyze the factors that contribute to this variance and establish a new empirical hypothesis: the performance of a prompt is predicted by the extent to which the model is familiar with the language it contains. Over a wide range of tasks, we show that the lower the perplexity of the prompt, the better it is able to perform the task, when considering reasonable prompts that are related to it. As part of our analysis, we also devise a method to automatically extend a small seed set of manually written prompts by paraphrasing with GPT3 and backtranslation. This larger set allows us to verify that perplexity is a strong predictor of the success of a prompt and we show that the lowest perplexity prompts are consistently effective.
C2D2 Dataset: A Resource for the Cognitive Distortion Analysis and Its Impact on Mental Health
Authors: Bichen Wang; Pengfei Deng; Yanyan Zhao; Bing Qin
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Cognitive distortions refer to patterns of irrational thinking that can lead to distorted perceptions of reality and mental health problems in individuals. Despite previous attempts to detect cognitive distortion through language, progress has been slow due to the lack of appropriate data. In this paper, we present the C2D2 dataset, the first expert-supervised Chinese Cognitive Distortion Dataset, which contains 7,500 cognitive distortion thoughts in everyday life scenes. Additionally, we examine the presence of cognitive distortions in social media texts shared by individuals diagnosed with mental disorders, providing insights into the association between cognitive distortions and mental health conditions. We propose that incorporating information about users’ cognitive distortions can enhance the performance of existing models mental disorder detection. We contribute to a better understanding of how cognitive distortions appear in individuals’ language and their impact on mental health.
MixEdit: Revisiting Data Augmentation and Beyond for Grammatical Error Correction
Authors: Jingheng Ye; Yinghui Li; Yangning Li; Hai-Tao Zheng
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: Data Augmentation through generating pseudo data has been proven effective in mitigating the challenge of data scarcity in the field of Grammatical Error Correction (GEC). Various augmentation strategies have been widely explored, most of which are motivated by two heuristics, i.e., increasing the distribution similarity and diversity of pseudo data. However, the underlying mechanism responsible for the effectiveness of these strategies remains poorly understood. In this paper, we aim to clarify how data augmentation improves GEC models. To this end, we introduce two interpretable and computationally efficient measures: Affinity and Diversity. Our findings indicate that an excellent GEC data augmentation strategy characterized by high Affinity and appropriate Diversity can better improve the performance of GEC models. Based on this observation, we propose MixEdit, a data augmentation approach that strategically and dynamically augments realistic data, without requiring extra monolingual corpora. To verify the correctness of our findings and the effectiveness of the proposed MixEdit, we conduct experiments on mainstream English and Chinese GEC datasets. The results show that MixEdit substantially improves GEC models and is complementary to traditional data augmentation methods. All the source codes of MixEdit are released at https://github.com/THUKElab/MixEdit.
CCEval: A Representative Evaluation Benchmark for the Chinese-centric Multilingual Machine Translation
Authors: Lianzhang Lou; Xi Yin; Yutao Xie; Yang Xiang
Venue: EMNLP 2023 (Findings of the Association for Computational Linguistics: EMNLP 2023)

Abstract: The Chinese-centric Multilingual Machine Translation (MMT) has gained more importance recently due to increasing demands from international business development and cross-cultural exchanges. However, an important factor that limits the progress of this area is the lack of highly representative and high-quality evaluation benchmarks. To fill this gap, we propose CCEval, an impartial and representative Chinese-centric MMT evaluation dataset. This benchmark dataset consists of 2500 Chinese sentences we meticulously selected and processed, and covers more diverse linguistic features as compared to other MMT evaluation benchmarks. These sentences have been translated into 11 languages of various resource levels by professional translators via a rigorously controlled process pipeline to ensure their high quality. We conduct experiments to demonstrate our sampling methodology’s effectiveness in constructing evaluation datasets strongly correlated with human evaluations. The resulting dataset enables better assessments of the Chinese-centric MMT quality. Our CCEval benchmark dataset is available at https://bright.pcl.ac.cn/en/offlineTasks.