GenAI4ELab/papercli-papers huggingface dataset:
Towards a Better Understanding of Variations in Zero-Shot Neural Machine Translation Performance
Authors: Shaomu Tan; Christof Monz
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multilingual Neural Machine Translation (MNMT) facilitates knowledge sharing but often suffers from poor zero-shot (ZS) translation qualities. While prior work has explored the causes of overall low zero-shot translation qualities, our work introduces a fresh perspective: the presence of significant variations in zero-shot performance. This suggests that MNMT does not uniformly exhibit poor zero-shot capability; instead, certain translation directions yield reasonable results. Through systematic experimentation, spanning 1,560 language directions across 40 languages, we identify three key factors contributing to high variations in ZS NMT performance: 1) target-side translation quality, 2) vocabulary overlap, and 3) linguistic properties. Our findings highlight that the target side translation quality is the most influential factor, with vocabulary overlap consistently impacting zero-shot capabilities. Additionally, linguistic properties, such as language family and writing system, play a role, particularly with smaller models. Furthermore, we suggest that the off-target issue is a symptom of inadequate performance, emphasizing that zero-shot translation challenges extend beyond addressing the off-target problem. To support future research, we release the data and models as a benchmark for the study of ZS NMT.
SEER : A Knapsack approach to Exemplar Selection for In-Context HybridQA
Authors: Jonathan Tonglet; Manon Reusens; Philipp Borchert; Bart Baesens
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Question answering over hybrid contexts is a complex task, which requires the combination of information extracted from unstructured texts and structured tables in various ways. Recently, In-Context Learning demonstrated significant performance advances for reasoning tasks. In this paradigm, a large language model performs predictions based on a small set of supporting exemplars. The performance of In-Context Learning depends heavily on the selection procedure of the supporting exemplars, particularly in the case of HybridQA, where considering the diversity of reasoning chains and the large size of the hybrid contexts becomes crucial. In this work, we present Selection of ExEmplars for hybrid Reasoning (SEER), a novel method for selecting a set of exemplars that is both representative and diverse. The key novelty of SEER is that it formulates exemplar selection as a Knapsack Integer Linear Program. The Knapsack framework provides the flexibility to incorporate diversity constraints that prioritize exemplars with desirable attributes, and capacity constraints that ensure that the prompt size respects the provided capacity budgets. The effectiveness of SEER is demonstrated on FinQA and TAT-QA, two real-world benchmarks for HybridQA, where it outperforms previous exemplar selection methods.
Conversation Chronicles: Towards Diverse Temporal and Relational Dynamics in Multi-Session Conversations
Authors: Jihyoung Jang; Minseong Boo; Hyounghun Kim
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In the field of natural language processing, open-domain chatbots have emerged as an important research topic. However, a major limitation of existing open-domain chatbot research is its singular focus on short single-session dialogue, neglecting the potential need for understanding contextual information in multiple consecutive sessions that precede an ongoing dialogue. Among the elements that compose the context in multi-session conversation settings, the time intervals between sessions and the relationships between speakers would be particularly important. Despite their importance, current research efforts have not sufficiently addressed these dialogical components. In this paper, we introduce a new 1M multi-session dialogue dataset, called Conversation Chronicles, for implementing a long-term conversation setup in which time intervals and fine-grained speaker relationships are incorporated. Following recent works, we exploit a large language model to produce the data. The extensive human evaluation shows that dialogue episodes in Conversation Chronicles reflect those properties while maintaining coherent and consistent interactions across all the sessions. We also propose a dialogue model, called ReBot, which consists of chronological summarization and dialogue generation modules using only around 630M parameters. When trained on Conversation Chronicles, ReBot demonstrates long-term context understanding with a high human engagement score.
DueT: Image-Text Contrastive Transfer Learning with Dual-adapter Tuning
Authors: Taku Hasegawa; Kyosuke Nishida; Koki Maeda; Kuniko Saito
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: This paper presents DueT, a novel transfer learning method for vision and language models built by contrastive learning. In DueT, adapters are inserted into the image and text encoders, which have been initialized using models pre-trained on uni-modal corpora and then frozen. By training only these adapters, DueT enables efficient learning with a reduced number of trainable parameters. Moreover, unlike traditional adapters, those in DueT are equipped with a gating mechanism, enabling effective transfer and connection of knowledge acquired from pre-trained uni-modal encoders while preventing catastrophic forgetting. We report that DueT outperformed simple fine-tuning, the conventional method fixing only the image encoder and training only the text encoder, and the LoRA-based adapter method in accuracy and parameter efficiency for 0-shot image and text retrieval in both English and Japanese domains.
Towards a Unified Conversational Recommendation System: Multi-task Learning via Contextualized Knowledge Distillation
Authors: Yeongseo Jung; Eunseo Jung; Lei Chen
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In Conversational Recommendation System (CRS), an agent is asked to recommend a set of items to users within natural language conversations. To address the need for both conversational capability and personalized recommendations, prior works have utilized separate recommendation and dialogue modules. However, such approach inevitably results in a discrepancy between recommendation results and generated responses. To bridge the gap, we propose a multi-task learning for a unified CRS, where a single model jointly learns both tasks via Contextualized Knowledge Distillation (ConKD). We introduce two versions of ConKD: hard gate and soft gate. The former selectively gates between two task-specific teachers, while the latter integrates knowledge from both teachers. Our gates are computed on-the-fly in a context-specific manner, facilitating flexible integration of relevant knowledge. Extensive experiments demonstrate that our single model significantly improves recommendation performance while enhancing fluency, and achieves comparable results in terms of diversity.
CLAIR: Evaluating Image Captions with Large Language Models
Authors: David M. Chan; Suzanne Petryk; Joseph E. Gonzalez; Trevor Darrell; John Canny
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The evaluation of machine-generated image captions poses an interesting yet persistent challenge. Effective evaluation measures must consider numerous dimensions of similarity, including semantic relevance, visual structure, object interactions, caption diversity, and specificity. Existing highly-engineered measures attempt to capture specific aspects, but fall short in providing a holistic score that aligns closely with human judgments. Here, we propose CLAIR, a novel method that leverages the zero-shot language modeling capabilities of large language models (LLMs) to evaluate candidate captions. In our evaluations, CLAIR demonstrates a stronger correlation with human judgments of caption quality compared to existing measures. Notably, on Flickr8K-Expert, CLAIR achieves relative correlation improvements over SPICE of 39.6% and over image-augmented methods such as RefCLIP-S of 18.3%. Moreover, CLAIR provides noisily interpretable results by allowing the language model to identify the underlying reasoning behind its assigned score.
MoPe: Model Perturbation based Privacy Attacks on Language Models
Authors: Marvin Li; Jason Wang; Jeffrey Wang; Seth Neel
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent work has shown that Large Language Models (LLMs) can unintentionally leak sensitive information present in their training data. In this paper, we present Model Perturbations (MoPe), a new method to identify with high confidence if a given text is in the training data of a pre-trained language model, given white-box access to the models parameters. MoPe adds noise to the model in parameter space and measures the drop in log-likelihood at a given point x, a statistic we show approximates the trace of the Hessian matrix with respect to model parameters. Across language models ranging from 70M to 12B parameters, we show that MoPe is more effective than existing loss-based attacks and recently proposed perturbation-based methods. We also examine the role of training point order and model size in attack success, and empirically demonstrate that MoPe accurately approximate the trace of the Hessian in practice. Our results show that the loss of a point alone is insufficient to determine extractability—there are training points we can recover using our method that have average loss. This casts some doubt on prior works that use the loss of a point as evidence of memorization or unlearning.
q2d: Turning Questions into Dialogs to Teach Models How to Search
Authors: Yonatan Bitton; Shlomi Cohen-Ganor; Ido Hakimi; Yoad Lewenberg; Roee Aharoni; Enav Weinreb
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: One of the exciting capabilities of recent language models for dialog is their ability to independently search for relevant information to ground a given dialog response. However, obtaining training data to teach models how to issue search queries is time and resource consuming. In this work, we propose q2d: an automatic data generation pipeline that generates information-seeking dialogs from questions. We prompt a large language model (PaLM) to create conversational versions of question answering datasets, and use it to improve query generation models that communicate with external search APIs to ground dialog responses. Unlike previous approaches which relied on human written dialogs with search queries, our method allows to automatically generate query-based grounded dialogs with better control and scale. Our experiments demonstrate that: (1) For query generation on the QReCC dataset, models trained on our synthetically-generated data achieve 90%-97% of the performance of models trained on the human-generated data; (2) We can successfully generate data for training dialog models in new domains without any existing dialog data as demonstrated on the multi-hop MuSiQue and Bamboogle QA datasets. (3) We perform a thorough analysis of the generated dialogs showing that humans find them of high quality and struggle to distinguish them from human-written dialogs.
Aligning Large Language Models through Synthetic Feedback
Authors: Sungdong Kim; Sanghwan Bae; Jamin Shin; Soyoung Kang; Donghyun Kwak; Kang Yoo; Minjoon Seo
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Aligning large language models (LLMs) to human values has become increasingly important as it enables sophisticated steering of LLMs. However, it requires significant human demonstrations and feedback or distillation from proprietary LLMs such as ChatGPT. In this work, we propose a novel alignment learning framework with synthetic feedback not dependent on extensive human annotations and proprietary LLMs. First, we perform reward modeling (RM) with synthetic feedback by contrasting responses from vanilla LLMs with various sizes and prompts. Then, we use the RM to simulate high-quality demonstrations to train a supervised policy and further optimize the model with reinforcement learning. Our resulting model, Aligned Language Model with Synthetic Training dataset (ALMoST), outperforms recent open-sourced models, which are trained on the outputs of InstructGPT or human-annotated demonstrations, in alignment benchmarks. In human evaluation, our model is preferred to Alpaca and Dolly-v2, 55.0% and 58.5% of the time, respectively. Further analyses demonstrate the efficacy and importance of synthetic feedback in our framework.
You Told Me That Joke Twice: A Systematic Investigation of Transferability and Robustness of Humor Detection Models
Authors: Alexander Baranov; Vladimir Kniazhevsky; Pavel Braslavski
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In this study, we focus on automatic humor detection, a highly relevant task for conversational AI. To date, there are several English datasets for this task, but little research on how models trained on them generalize and behave in the wild. To fill this gap, we carefully analyze existing datasets, train RoBERTa-based and Naïve Bayes classifiers on each of them, and test on the rest. Training and testing on the same dataset yields good results, but the transferability of the models varies widely. Models trained on datasets with jokes from different sources show better transferability, while the amount of training data has a smaller impact. The behavior of the models on out-of-domain data is unstable, suggesting that some of the models overfit, while others learn non-specific humor characteristics. An adversarial attack shows that models trained on pun datasets are less robust. We also evaluate the sense of humor of the chatGPT and Flan-UL2 models in a zero-shot scenario. The LLMs demonstrate competitive results on humor datasets and a more stable behavior on out-of-domain data. We believe that the obtained results will facilitate the development of new datasets and evaluation methodologies in the field of computational humor. We’ve made all the data from the study and the trained models publicly available at https://github.com/Humor-Research/Humor-detection.
Reading Order Matters: Information Extraction from Visually-rich Documents by Token Path Prediction
Authors: Chong Zhang; Ya Guo; Yi Tu; Huan Chen; Jinyang Tang; Huijia Zhu; Qi Zhang; Tao Gui
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent advances in multimodal pre-trained models have significantly improved information extraction from visually-rich documents (VrDs), in which named entity recognition (NER) is treated as a sequence-labeling task of predicting the BIO entity tags for tokens, following the typical setting of NLP. However, BIO-tagging scheme relies on the correct order of model inputs, which is not guaranteed in real-world NER on scanned VrDs where text are recognized and arranged by OCR systems. Such reading order issue hinders the accurate marking of entities by BIO-tagging scheme, making it impossible for sequence-labeling methods to predict correct named entities. To address the reading order issue, we introduce Token Path Prediction (TPP), a simple prediction head to predict entity mentions as token sequences within documents. Alternative to token classification, TPP models the document layout as a complete directed graph of tokens, and predicts token paths within the graph as entities. For better evaluation of VrD-NER systems, we also propose two revised benchmark datasets of NER on scanned documents which can reflect real-world scenarios. Experiment results demonstrate the effectiveness of our method, and suggest its potential to be a universal solution to various information extraction tasks on documents.
Empower Nested Boolean Logic via Self-Supervised Curriculum Learning
Authors: Hongqiu Wu; Linfeng Liu; Hai Zhao; Min Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Beyond the great cognitive powers showcased by language models, it is crucial to scrutinize whether their reasoning capabilities stem from strong generalization or merely exposure to relevant data. As opposed to constructing increasingly complex logic, this paper probes into the boolean logic, the root capability of a logical reasoner. We find that any pre-trained language models even including large language models only behave like a random selector in the face of multi-nested boolean logic, a task that humans can handle with ease. To empower language models with this fundamental capability, this paper proposes a new self-supervised learning method Curriculum Logical Reasoning (Clr), where we augment the training data with nested boolean logic chain step-by-step, and program the training from simpler logical patterns gradually to harder ones. This new training paradigm allows language models to effectively generalize to much harder and longer-hop logic, which can hardly be learned through naive training. Furthermore, we show that boolean logic is a great foundation for improving the subsequent general logical tasks.
The Sentiment Problem: A Critical Survey towards Deconstructing Sentiment Analysis
Authors: Pranav Narayanan Venkit; Mukund Srinath; Sanjana Gautam; Saranya Venkatraman; Vipul Gupta; Rebecca J. Passonneau; Shomir Wilson
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We conduct an inquiry into the sociotechnical aspects of sentiment analysis (SA) by critically examining 189 peer-reviewed papers on their applications, models, and datasets. Our investigation stems from the recognition that SA has become an integral component of diverse sociotechnical systems, exerting influence on both social and technical users. By delving into sociological and technological literature on sentiment, we unveil distinct conceptualizations of this term in domains such as finance, government, and medicine. Our study exposes a lack of explicit definitions and frameworks for characterizing sentiment, resulting in potential challenges and biases. To tackle this issue, we propose an ethics sheet encompassing critical inquiries to guide practitioners in ensuring equitable utilization of SA. Our findings underscore the significance of adopting an interdisciplinary approach to defining sentiment in SA and offer a pragmatic solution for its implementation.
Poisoning Retrieval Corpora by Injecting Adversarial Passages
Authors: Zexuan Zhong; Ziqing Huang; Alexander Wettig; Danqi Chen
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Dense retrievers have achieved state-of-the-art performance in various information retrieval tasks, but to what extent can they be safely deployed in real-world applications? In this work, we propose a novel attack for dense retrieval systems in which a malicious user generates a small number of adversarial passages by perturbing discrete tokens to maximize similarity with a provided set of training queries. When these adversarial passages are inserted into a large retrieval corpus, we show that this attack is highly effective in fooling these systems to retrieve them for queries that were not seen by the attacker. More surprisingly, these adversarial passages can directly generalize to out-of-domain queries and corpora with a high success attack rate — for instance, we find that 50 generated passages optimized on Natural Questions can mislead >94% of questions posed in financial documents or online forums. We also benchmark and compare a range of state-of-the-art dense retrievers, both unsupervised and supervised. Although different systems exhibit varying levels of vulnerability, we show they can all be successfully attacked by injecting up to 500 passages, a small fraction compared to a retrieval corpus of millions of passages.
DADA: Dialect Adaptation via Dynamic Aggregation of Linguistic Rules
Authors: Yanchen Liu; William Held; Diyi Yang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Existing large language models (LLMs) that mainly focus on Standard American English (SAE) often lead to significantly worse performance when being applied to other English dialects. While existing mitigations tackle discrepancies for individual target dialects, they assume access to high-accuracy dialect identification systems. The boundaries between dialects are inherently flexible, making it difficult to categorize language into discrete predefined categories. In this paper, we propose DADA (Dialect Adaptation via Dynamic Aggregation), a modular approach to imbue SAE-trained models with multi-dialectal robustness by composing adapters which handle specific linguistic features. The compositional architecture of DADA allows for both targeted adaptation to specific dialect variants and simultaneous adaptation to various dialects. We show that DADA is effective for both single task and instruction finetuned language models, offering an extensible and interpretable framework for adapting existing LLMs to different English dialects.
Clustering Pseudo Language Family in Multilingual Translation Models with Fisher Information Matrix
Authors: Xinyu Ma; Xuebo Liu; Min Zhang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In multilingual translation research, the comprehension and utilization of language families are of paramount importance. Nevertheless, clustering languages based solely on their ancestral families can yield suboptimal results due to variations in the datasets employed during the model’s training phase. To mitigate this challenge, we introduce an innovative method that leverages the fisher information matrix (FIM) to cluster language families, anchored on the multilingual translation model’s characteristics. We hypothesize that language pairs with similar effects on model parameters exhibit a considerable degree of linguistic congruence and should thus be grouped cohesively. This concept has led us to define pseudo language families. We provide an in-depth discussion regarding the inception and application of these pseudo language families. Empirical evaluations reveal that employing these pseudo language families enhances performance over conventional language families in adapting a multilingual translation model to unfamiliar language pairs. The proposed methodology may also be extended to scenarios requiring language similarity measurements. The source code and associated scripts can be accessed at https://github.com/ecoli-hit/PseudoFamily.