GenAI4ELab/papercli-papers huggingface dataset:
“In-Dialogues We Learn”: Towards Personalized Dialogue Without Pre-defined Profiles through In-Dialogue Learning
Authors: Chuanqi Cheng; Quan Tu; Wei Wu; Shuo Shang; Cunli Mao; Zhengtao Yu; Rui Yan
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Personalized dialogue systems have gained significant attention in recent years for their ability to generate responses in alignment with different personas. However, most existing approaches rely on pre-defined personal profiles, which are not only time-consuming and labor-intensive to create but also lack flexibility. We propose In-Dialogue Learning (IDL), a fine-tuning framework that enhances the ability of pre-trained large language models to leverage dialogue history to characterize persona for personalized dialogue generation tasks without pre-defined profiles. Our experiments on three datasets demonstrate that IDL brings substantial improvements, with BLEU and ROUGE scores increasing by up to 200% and 247%, respectively. Additionally, the results of human evaluations further validate the efficacy of our proposed method.
Encourage or Inhibit Monosemanticity? Revisit Monosemanticity from a Feature Decorrelation Perspective
Authors: Hanqi Yan; Yanzheng Xiang; Guangyi Chen; Yifei Wang; Lin Gui; Yulan He
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: To better interpret the intrinsic mechanism of large language models (LLMs), recent studies focus on monosemanticity on its basic units. A monosemantic neuron is dedicated to a single and specific concept, which forms a one-to-one correlation between neurons and concepts. Despite extensive research in monosemanticity probing, it remains unclear whether monosemanticity is beneficial or harmful to model capacity. To explore this question, we revisit monosemanticity from the feature decorrelation perspective and advocate for its encouragement. We experimentally observe that the current conclusion by (CITATION), which suggests that decreasing monosemanticity enhances model performance, does not hold when the model changes. Instead, we demonstrate that monosemanticity consistently exhibits a positive correlation with model capacity, in the preference alignment process. Consequently, we apply feature correlation as a proxy for monosemanticity and incorporate a feature decorrelation regularizer into the dynamic preference optimization process. The experiments show that our method not only enhances representation diversity and activation sparsity but also improves preference alignment performance.
Enhancing Language Model Factuality via Activation-Based Confidence Calibration and Guided Decoding
Authors: Xin Liu; Farima Fatahi Bayat; Lu Wang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Calibrating language models (LMs) aligns their generation confidence with the actual likelihood of answer correctness, which can inform users about LMs’ reliability and mitigate hallucinated content. However, prior calibration methods, such as self-consistency-based and logit-based approaches, are either limited in inference-time efficiency or fall short of providing informative signals. Moreover, simply filtering out low-confidence responses reduces the LM’s helpfulness when the answers are correct. Therefore, effectively using calibration techniques to enhance an LM’s factuality remains an unsolved challenge. In this paper, we first propose an activation-based calibration method, ActCab, which trains a linear layer on top of the LM’s last-layer activations that can better capture the representations of knowledge. Built on top of ActCab, we further propose CoDec, a confidence-guided decoding strategy to elicit truthful answers with high confidence from LMs. By evaluating on five popular QA benchmarks, ActCab achieves superior calibration performance than all competitive baselines, e.g., by reducing the average expected calibration error (ECE) score by up to 39%. Further experiments on CoDec show consistent improvements in several LMs’ factuality on challenging QA datasets, such as TruthfulQA, highlighting the value of confidence signals in enhancing the factuality.
InferAligner: Inference-Time Alignment for Harmlessness through Cross-Model Guidance
Authors: Pengyu Wang; Dong Zhang; Linyang Li; Chenkun Tan; Xinghao Wang; Mozhi Zhang; Ke Ren; Botian Jiang; Xipeng Qiu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: As large language models (LLMs) rapidly evolve, they are increasingly being customized through fine-tuning to suit the specific needs of various applications. A critical aspect of this advancement is the alignment process, which ensures that these models perform tasks in ways that align with human values and expectations. Current alignment methods, such as direct preference optimization (DPO) and reinforcement learning from human feedback (RLHF), focus primarily on alignment during training phase. However, these methods often involve complex and resource-intensive training processes, posing significant challenge for their implementation. Therefore, we propose InferAligner, a simple yet effective method for harmlessness alignment during inference phase. InferAligner decouples harmlessness from helpfulness. During the training phase, it focuses solely on enhancing the target model’s capabilities on downstream tasks. In the inference phase, it utilizes safety steering vectors extracted from the aligned model to guide the target model towards harmlessness alignment. Experimental results show that our method can be very effectively applied to domain-specific models in finance, medicine, and mathematics, as well as to multimodal large language models (MLLMs) such as LLaVA. It significantly diminishes the attack success rate (ASR) of both harmful instructions and jailbreak instructions, while maintaining almost unchanged performance in downstream tasks.
Belief Revision: The Adaptability of Large Language Models Reasoning
Authors: Bryan Wilie; Samuel Cahyawijaya; Etsuko Ishii; Junxian He; Pascale Fung
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The capability to reason from text is crucial for real-world NLP applications. Real-world scenarios often involve incomplete or evolving data. In response, individuals update their beliefs and understandings accordingly. However, most existing evaluations assume that language models (LMs) operate with consistent information. We introduce Belief-R, a new dataset designed to test LMs’ belief revision ability when presented with new evidence. Inspired by how humans suppress prior inferences, this task assesses LMs within the newly proposed delta reasoning (𝛥 R) framework. Belief-R features sequences of premises designed to simulate scenarios where additional information could necessitate prior conclusions drawn by LMs. We evaluate ~30 LMs across diverse prompting strategies and found that LMs generally struggle to appropriately revise their beliefs in response to new information. Further, models adept at updating often underperformed in scenarios without necessary updates, highlighting a critical trade-off. These insights underscore the importance of improving LMs’ adaptiveness to changing information, a step toward more reliable AI systems.
Fisher Information-based Efficient Curriculum Federated Learning with Large Language Models
Authors: Ji Liu; Jiaxiang Ren; Ruoming Jin; Zijie Zhang; Yang Zhou; Patrick Valduriez; Dejing Dou
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: As a promising paradigm to collaboratively train models with decentralized data, Federated Learning (FL) can be exploited to fine-tune Large Language Models (LLMs). While LLMs correspond to huge size, the scale of the training data significantly increases, which leads to tremendous amounts of computation and communication costs. The training data is generally non-Independent and Identically Distributed (non-IID), which requires adaptive data processing within each device. Although Low-Rank Adaptation (LoRA) can significantly reduce the scale of parameters to update in the fine-tuning process, it still takes unaffordable time to transfer the low-rank parameters of all the layers in LLMs. In this paper, we propose a Fisher Information-based Efficient Curriculum Federated Learning framework (FibecFed) with two novel methods, i.e., adaptive federated curriculum learning and efficient sparse parameter update. First, we propose a fisher information-based method to adaptively sample data within each device to improve the effectiveness of the FL fine-tuning process. Second, we dynamically select the proper layers for global aggregation and sparse parameters for local update with LoRA so as to improve the efficiency of the FL fine-tuning process. Extensive experimental results based on 10 datasets demonstrate that FibecFed yields excellent performance (up to 45.35% in terms of accuracy) and superb fine-tuning speed (up to 98.61% faster) compared with 17 baseline approaches).
Bio-RFX: Refining Biomedical Extraction via Advanced Relation Classification and Structural Constraints
Authors: Minjia Wang; Fangzhou Liu; Xiuxing Li; Bowen Dong; Zhenyu Li; Tengyu Pan; Jianyong Wang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The ever-growing biomedical publications magnify the challenge of extracting structured data from unstructured texts. This task involves two components: biomedical entity identification (Named Entity Recognition, NER) and their interrelation determination (Relation Extraction, RE). However, existing methods often neglect unique features of the biomedical literature, such as ambiguous entities, nested proper nouns, and overlapping relation triplets, and underutilize prior knowledge, leading to an intolerable performance decline in the biomedical domain, especially with limited annotated training data. In this paper, we propose the Biomedical Relation-First eXtraction (Bio-RFX) model by leveraging sentence-level relation classification before entity extraction to tackle entity ambiguity. Moreover, we exploit structural constraints between entities and relations to guide the model’s hypothesis space, enhancing extraction performance across different training scenarios. Comprehensive experimental results on biomedical datasets show that Bio-RFX achieves significant improvements on both NER and RE tasks. Even under the low-resource training scenarios, it outperforms all baselines in NER and has highly competitive performance compared to the state-of-the-art fine-tuned baselines in RE.
Decoding Matters: Addressing Amplification Bias and Homogeneity Issue in Recommendations for Large Language Models
Authors: Keqin Bao; Jizhi Zhang; Yang Zhang; Xinyue Huo; Chong Chen; Fuli Feng
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Adapting Large Language Models (LLMs) for recommendation requires careful consideration of the decoding process, given the inherent differences between generating items and natural language. Existing approaches often directly apply LLMs’ original decoding methods. However, we find these methods encounter significant challenges: 1) amplification bias—where standard length normalization inflates scores for items containing tokens with generation probabilities close to 1 (termed ghost tokens), and 2) homogeneity issue—generating multiple similar or repetitive items for a user. To tackle these challenges, we introduce a new decoding approach named Debiasing-Diversifying Decoding (D3). D3 disables length normalization for ghost tokens to alleviate amplification bias, and it incorporates a text-free assistant model to encourage tokens less frequently generated by LLMs for counteracting recommendation homogeneity. Extensive experiments on real-world datasets demonstrate the method’s effectiveness in enhancing accuracy and diversity.
LLMs Are Prone to Fallacies in Causal Inference
Authors: Nitish Joshi; Abulhair Saparov; Yixin Wang; He He
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent work shows that causal facts can be effectively extracted from LLMs through prompting, facilitating the creation of causal graphs for causal inference tasks. However, it is unclear if this success is limited to explicitly-mentioned causal facts in the pretraining data which the model can memorize. Thus, this work investigates: Can LLMs infer causal relations from other relational data in text? To disentangle the role of memorized causal facts vs inferred causal relations, we finetune LLMs on synthetic data containing temporal, spatial and counterfactual relations, and measure whether the LLM can then infer causal relations. We find that: (a) LLMs are susceptible to inferring causal relations from the order of two entity mentions in text (e.g. X mentioned before Y implies X causes Y); (b) if the order is randomized, LLMs still suffer from the post hoc fallacy, i.e. X occurs before Y (temporal relation) implies X causes Y. We also find that while LLMs can correctly deduce the absence of causal relations from temporal and spatial relations, they have difficulty inferring causal relations from counterfactuals, questioning their understanding of causality.
Roleplay-doh: Enabling Domain-Experts to Create LLM-simulated Patients via Eliciting and Adhering to Principles
Authors: Ryan Louie; Ananjan Nandi; William Fang; Cheng Chang; Emma Brunskill; Diyi Yang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent works leverage LLMs to roleplay realistic social scenarios, aiding novices in practicing their social skills. However, simulating sensitive interactions, such as in the domain of mental health, is challenging. Privacy concerns restrict data access, and collecting expert feedback, although vital, is laborious. To address this, we develop Roleplay-doh, a novel human-LLM collaboration pipeline that elicits qualitative feedback from a domain-expert, which is transformed into a set of principles, or natural language rules, that govern an LLM-prompted roleplay. We apply this pipeline to enable senior mental health supporters to create customized AI patients as simulated practice partners for novice counselors. After uncovering issues with basic GPT-4 simulations not adhering to expert-defined principles, we also introduce a novel principle-adherence prompting pipeline which shows a 30% improvement in response quality and principle following for the downstream task. Through a user study with 25 counseling experts, we demonstrate that the pipeline makes it easy and effective to create AI patients that more faithfully resemble real patients, as judged by both creators and third-party counselors. We provide access to the code and data on our project website: https://roleplay-doh.github.io/.
The Lou Dataset - Exploring the Impact of Gender-Fair Language in German Text Classification
Authors: Andreas Waldis; Joel Birrer; Anne Lauscher; Iryna Gurevych
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Gender-fair language, an evolving linguistic variation in German, fosters inclusion by addressing all genders or using neutral forms. However, there is a notable lack of resources to assess the impact of this language shift on language models (LMs) might not been trained on examples of this variation. Addressing this gap, we present Lou, the first dataset providing high-quality reformulations for German text classification covering seven tasks, like stance detection and toxicity classification. We evaluate 16 mono- and multi-lingual LMs and find substantial label flips, reduced prediction certainty, and significantly altered attention patterns. However, existing evaluations remain valid, as LM rankings are consistent across original and reformulated instances. Our study provides initial insights into the impact of gender-fair language on classification for German. However, these findings are likely transferable to other languages, as we found consistent patterns in multi-lingual and English LMs.
When Generative Adversarial Networks Meet Sequence Labeling Challenges
Authors: Yu Tong; Ge Chen; Guokai Zheng; Rui Li; Jiang Dazhi
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The current framework for sequence labeling encompasses a feature extractor and a sequence tagger. This study introduces a unified framework named SLGAN, which harnesses the capabilities of Generative Adversarial Networks to address the challenges associated with Sequence Labeling tasks. SLGAN not only mitigates the limitation of GANs in backpropagating loss to discrete data but also exhibits strong adaptability to various sequence labeling tasks. Unlike traditional GANs, the discriminator within SLGAN does not discriminate whether data originates from the discriminator or the generator; instead, it focuses on predicting the correctness of each tag within the tag sequence. We conducted evaluations on six different tasks spanning four languages, including Chinese, Japanese, and Korean Word Segmentation, Chinese and English Named Entity Recognition, and Chinese Part-of-Speech Tagging. Our experimental results illustrate that SLGAN represents a versatile and highly effective solution, consistently achieving state-of-the-art or competitive performance results, irrespective of the specific task or language under consideration.
Evidence-Focused Fact Summarization for Knowledge-Augmented Zero-Shot Question Answering
Authors: Sungho Ko; Hyunjin Cho; Hyungjoo Chae; Jinyoung Yeo; Dongha Lee
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent studies have investigated utilizing Knowledge Graphs (KGs) to enhance Quesetion Answering (QA) performance of Large Language Models (LLMs), yet structured KG verbalization remains challenging. Existing methods, like concatenation or free-form textual conversion of triples, have limitations, including duplicated entities or relations, reduced evidence density, and failure to highlight crucial evidence. To address these issues, we propose EFSum, an Evidence-focused Fact Summarization framework for enhanced QA with knowledge-augmented LLMs. We optimize an LLM as a fact summarizer through distillation and preference alignment. Our extensive expeirments show that EFSum improves LLM’s zero-shot QA performance with its helpful and faithful summaries, especially when noisy facts are retrieved.
Speechworthy Instruction-tuned Language Models
Authors: Hyundong Justin Cho; Nicolaas Paul Jedema; Leonardo F. R. Ribeiro; Karishma Sharma; Pedro Szekely; Alessandro Moschitti; Ruben Janssen; Jonathan May
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Current instruction-tuned language models are exclusively trained with textual preference data and thus may not be aligned to the unique requirements of other modalities, such as speech. To better align language models with the speech domain, we explore i) prompting strategies based on radio-industry best practices and ii) preference learning using a novel speech-based preference data of 20K samples collected by annotators who listen to response pairs. Both human and automatic evaluation show that both prompting and preference learning increase the speech-suitability of popular instruction tuned LLMs. More interestingly, we show that these methods are additive; combining them achieves the best win rates in head-to-head comparison, resulting in responses that are preferred or tied to the base model in 76.2% of comparisons on average. Lastly, we share lexical, syntactical, and qualitative analyses that elicit how our studied methods differ with baselines in generating more speech-suitable responses.
Data, Data Everywhere: A Guide for Pretraining Dataset Construction
Authors: Jupinder Parmar; Shrimai Prabhumoye; Joseph Jennings; Bo Liu; Aastha Jhunjhunwala; Zhilin Wang; Mostofa Patwary; Mohammad Shoeybi; Bryan Catanzaro
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The impressive capabilities of recent language models can be largely attributed to the multi-trillion token pretraining datasets that they are trained on. However, model developers fail to disclose their construction methodology which has lead to a lack of open information on how to develop effective pretraining sets. To address this issue, we perform the first systematic study across the entire pipeline of pretraining set construction. First, we run ablations on existing techniques for pretraining set development to identify which methods translate to the largest gains in model accuracy on downstream evaluations. Then, we categorize the most widely used data source, web crawl snapshots, across the attributes of toxicity, quality, type of speech, and domain. Finally, we show how such attribute information can be used to further refine and improve the quality of a pretraining set. These findings constitute an actionable set of steps that practitioners can use to develop high quality pretraining sets.
Fine-Tuning and Prompt Optimization: Two Great Steps that Work Better Together
Authors: Dilara Soylu; Christopher Potts; Omar Khattab
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Natural Language Processing (NLP) systems are increasingly taking the form of sophisticated modular pipelines, e.g., Retrieval Augmented Generation (RAG), where each module may involve a distinct Language Model (LM) and an associated prompt template. These compound systems often lack intermediate labels or gradient flow to optimize each module, making their end-to-end optimization challenging. Here we seek strategies to optimize both the module-level LM weights and the associated prompt templates of such systems to maximize a downstream task metric. We propose for the first time combining the weight and prompt optimization strategies to optimize a modular LM pipeline by alternating between the two to get the same LM to teach itself. In experiments with multi-hop QA, mathematical reasoning, and feature-based classification using mistral-7b, llama-2-7b, and llama-3-8b, these BetterTogether strategies optimizing the weights and prompts of a pipeline together outperform directly optimizing weights alone and prompts alone by up to 60% and 6%, respectively, on average across LMs and tasks. Our BetterTogether optimizer is released in DSPy at [http://dspy.ai](http://dspy.ai).