GenAI4ELab/papercli-papers huggingface dataset:
Scalable Data Ablation Approximations for Language Models through Modular Training and Merging
Authors: Clara Na; Ian Magnusson; Ananya Harsh Jha; Tom Sherborne; Emma Strubell; Jesse Dodge; Pradeep Dasigi
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Training data compositions for Large Language Models (LLMs) can significantly affect their downstream performance. However, a thorough data ablation study exploring large sets of candidate data mixtures is typically prohibitively expensive since the full effect is seen only after training the models; this can lead practitioners to settle for sub-optimal data mixtures. We propose an efficient method for approximating data ablations which trains individual models on subsets of a training corpus and reuses them across evaluations of combinations of subsets.In continued pre-training experiments, we find that, given an arbitrary evaluation set, the perplexity score of a single model trained on a candidate set of data is strongly correlated with perplexity scores of parameter averages of models trained on distinct partitions of that data. From this finding, we posit that researchers and practitioners can conduct inexpensive simulations of data ablations by maintaining a pool of models that were each trained on partitions of a large training corpus, and assessing candidate data mixtures by evaluating parameter averages of combinations of these models. This approach allows for substantial improvements in amortized training efficiency – scaling only linearly with respect to new data – by enabling reuse of previous training computation, opening new avenues for improving model performance through rigorous, incremental data assessment and mixing.
Exploring Intrinsic Language-specific Subspaces in Fine-tuning Multilingual Neural Machine Translation
Authors: Zhe Cao; Zhi Qu; Hidetaka Kamigaito; Taro Watanabe
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multilingual neural machine translation models support fine-tuning hundreds of languages simultaneously. However, fine-tuning on full parameters solely is inefficient potentially leading to negative interactions among languages. In this work, we demonstrate that the fine-tuning for a language occurs in its intrinsic language-specific subspace with a tiny fraction of entire parameters. Thus, we propose language-specific LoRA to isolate intrinsic language-specific subspaces. Furthermore, we propose architecture learning techniques and introduce a gradual pruning schedule during fine-tuning to exhaustively explore the optimal setting and the minimal intrinsic subspaces for each language, resulting in a lightweight yet effective fine-tuning procedure. The experimental results on a 12-language subset and a 30-language subset of FLORES-101 show that our methods not only outperform full-parameter fine-tuning up to 2.25 spBLEU scores but also reduce trainable parameters to 0.4% for high and medium-resource languages and 1.6% for low-resource ones.
Generative Subgraph Retrieval for Knowledge Graph–Grounded Dialog Generation
Authors: Jinyoung Park; Minseok Joo; Joo-Kyung Kim; Hyunwoo J. Kim
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Knowledge graph–grounded dialog generation requires retrieving a dialog-relevant subgraph from the given knowledge base graph and integrating it with the dialog history. Previous works typically represent the graph using an external encoder, such as graph neural networks, and retrieve relevant triplets based on the similarity between single-vector representations of triplets and the dialog history. However, these external encoders fail to leverage the rich knowledge of pretrained language models, and the retrieval process is also suboptimal due to the information bottleneck caused by the single-vector abstraction of the dialog history. In this work, we propose Dialog generation with Generative Subgraph Retrieval (DialogGSR), which retrieves relevant knowledge subgraphs by directly generating their token sequences on top of language models. For effective generative subgraph retrieval, we introduce two key methods: (i) structure-aware knowledge graph linearization with self-supervised graph-specific tokens and (ii) graph-constrained decoding utilizing graph structural proximity-based entity informativeness scores for valid and relevant generative retrieval. DialogGSR achieves state-of-the-art performance in knowledge graph–grounded dialog generation, as demonstrated on OpenDialKG and KOMODIS datasets.
Adapters Mixup: Mixing Parameter-Efficient Adapters to Enhance the Adversarial Robustness of Fine-tuned Pre-trained Text Classifiers
Authors: Tuc Van Nguyen; Thai Le
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Existing works show that augmenting the training data of pre-trained language models (PLMs) for classification tasks fine-tuned via parameter-efficient fine-tuning methods (PEFT) using both clean and adversarial examples can enhance their robustness under adversarial attacks. However, this adversarial training paradigm often leads to performance degradation on clean inputs and requires frequent re-training on the entire data to account for new, unknown attacks. To overcome these challenges while still harnessing the benefits of adversarial training and the efficiency of PEFT, this work proposes a novel approach, called AdpMixup, that combines two paradigms: (1) fine-tuning through adapters and (2) adversarial augmentation via mixup to dynamically leverage existing knowledge from a set of pre-known attacks for robust inference. Intuitively, AdpMixup fine-tunes PLMs with multiple adapters with both clean and pre-known adversarial examples and intelligently mixes them up in different ratios during prediction. Our experiments show AdpMixup achieves the best trade-off between training efficiency and robustness under both pre-known and unknown attacks, compared to existing baselines on five downstream tasks across six varied black-box attacks and 2 PLMs. The code is available at https://github.com/nguyentuc/adapters_mixup.
Generalizing Clinical De-identification Models by Privacy-safe Data Augmentation using GPT-4
Authors: Woojin Kim; Sungeun Hahm; Jaejin Lee
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: De-identification (de-ID) refers to removing the association between a set of identifying data and the data subject. In clinical data management, the de-ID of Protected Health Information (PHI) is critical for patient confidentiality. However, state-of-the-art de-ID models show poor generalization on a new dataset. This is due to the difficulty of retaining training corpora. Additionally, labeling standards and the formats of patient records vary across different institutions. Our study addresses these issues by exploiting GPT-4 for data augmentation through one-shot and zero-shot prompts. Our approach effectively circumvents the problem of PHI leakage, ensuring privacy by redacting PHI before processing. To evaluate the effectiveness of our proposal, we conduct cross-dataset testing. The experimental result demonstrates significant improvements across three types of F1 scores.
Connecting the Dots: Evaluating Abstract Reasoning Capabilities of LLMs Using the New York Times Connections Word Game
Authors: Prisha Samdarshi; Mariam Mustafa; Anushka Kulkarni; Raven Rothkopf; Tuhin Chakrabarty; Smaranda Muresan
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The New York Times Connections game has emerged as a popular and challenging pursuit for word puzzle enthusiasts. We collect438 Connections games to evaluate the performance of state-of-the-art large language models (LLMs) against expert and novice humanplayers. Our results show that even the best-performing LLM, Claude 3.5 Sonnet, which has otherwise shown impressive reasoning abilities on a wide variety of benchmarks, can only fully solve 18% of the games. Novice and expert players perform better than Claude 3.5 Sonnet, with expert human players significantly outperforming it. We create a taxonomy of the knowledge types required to successfully cluster and categorize words in the Connections game. We find that while LLMs are decent at categorizing words based on semantic relations they struggle with other types of knowledge such as Encyclopedic Knowledge, Multiword Expressions or knowledge that combines both Word Form and Meaning. Our results establish the New York Times Connections game as a challenging benchmark for evaluating abstract reasoning capabilities in humans and AI systems.
GottBERT: a pure German Language Model
Authors: Raphael Scheible; Johann Frei; Fabian Thomczyk; Henry He; Patric Tippmann; Jochen Knaus; Victor Jaravine; Frank Kramer; Martin Boeker
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Pre-trained language models have significantly advanced natural language processing (NLP), especially with the introduction of BERT and its optimized version, RoBERTa. While initial research focused on English, single-language models can be advantageous compared to multilingual ones in terms of pre-training effort, overall resource efficiency or downstream task performance. Despite the growing popularity of prompt-based LLMs, more compute-efficient BERT-like models remain highly relevant. In this work, we present the first German single-language RoBERTa model, GottBERT, pre-trained exclusively on the German portion of the OSCAR dataset. Additionally, we investigated the impact of filtering the OSCAR corpus. GottBERT was pre-trained using fairseq and standard hyperparameters. We evaluated its performance on two Named Entity Recognition (NER) tasks (Conll 2003 and GermEval 2014) and three text classification tasks (GermEval 2018 fine and coarse, and 10kGNAD) against existing German BERT models and two multilingual models. Performance was measured using the F1 score and accuracy. The GottBERT base and large models showed competitive performance, with GottBERT leading among the base models in 4 of 6 tasks. Contrary to our expectation, the applied filtering did not significantly affect the results. To support the German NLP research community, we are releasing the GottBERT models under the MIT license.
Computational Meme Understanding: A Survey
Authors: Khoi P. N. Nguyen; Vincent Ng
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Computational Meme Understanding, which concerns the automated comprehension of memes, has garnered interest over the last four years and is facing both substantial opportunities and challenges. We survey this emerging area of research by first introducing a comprehensive taxonomy for memes along three dimensions – forms, functions, and topics. Next, we present three key tasks in Computational Meme Understanding, namely, classification, interpretation, and explanation, and conduct a comprehensive review of existing datasets and models, discussing their limitations. Finally, we highlight the key challenges and recommend avenues for future work.
CoverICL: Selective Annotation for In-Context Learning via Active Graph Coverage
Authors: Costas Mavromatis; Balasubramaniam Srinivasan; Zhengyuan Shen; Jiani Zhang; Huzefa Rangwala; Christos Faloutsos; George Karypis
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In-context learning (ICL) adapts Large Language Models (LLMs) to new tasks, without requiring any parameter updates, but few annotated examples as input. In this work, we investigate selective annotation for ICL, where there is a limited budget for annotating examples, similar to low-budget active learning (AL). Although uncertainty-based selection is unreliable with few annotated data, we present CoverICL, an adaptive graph-based selection algorithm, that effectively incorporates uncertainty sampling into selective annotation for ICL. First, CoverICL builds a nearest-neighbor graph based on the semantic similarity between candidate ICL examples. Then, CoverICL employs uncertainty estimation by the LLM to identify hard examples for the task. Selective annotation is performed over the active graph of the hard examples, adapting the process to the particular LLM used and the task tackled. CoverICL selects the most representative examples by solving a Maximum Coverage problem, approximating diversity-based sampling. Extensive experiments on ten datasets and seven LLMs show that, by incorporating uncertainty via coverage on the active graph, CoverICL (1) outperforms existing AL methods for ICL by 2–4.6% accuracy points, (2) is up to 2x more budget-efficient than SOTA methods for low-budget AL, and (3) generalizes better across tasks compared to non-graph alternatives.
Retrieval-enriched zero-shot image classification in low-resource domains
Authors: Nicola Dall’Asen; Yiming Wang; Enrico Fini; Elisa Ricci
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Low-resource domains, characterized by scarce data and annotations, present significant challenges for language and visual understanding tasks, with the latter much under-explored in the literature. Recent advancements in Vision-Language Models (VLM) have shown promising results in high-resource domains but fall short in low-resource concepts that are under-represented (e.g. only a handful of images per category) in the pre-training set. We tackle the challenging task of zero-shot low-resource image classification from a novel perspective. By leveraging a retrieval-based strategy, we achieve this in a training-free fashion. Specifically, our method, named CoRE (Combination of Retrieval Enrichment), enriches the representation of both query images and class prototypes by retrieving relevant textual information from large web-crawled databases. This retrieval-based enrichment significantly boosts classification performance by incorporating the broader contextual information relevant to the specific class. We validate our method on a newly established benchmark covering diverse low-resource domains, including medical imaging, rare plants, and circuits. Our experiments demonstrate that CoRE outperforms existing state-of-the-art methods that rely on synthetic data generation and model fine-tuning.
I-AM-G: Interest Augmented Multimodal Generator for Item Personalization
Authors: Xianquan Wang; Likang Wu; Shukang Yin; Zhi Li; Yanjiang Chen; Feng Hu; Yu Su; Qi Liu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The emergence of personalized generation has made it possible to create texts or images that meet the unique needs of users. Recent advances mainly focus on style or scene transfer based on given keywords. However, in e-commerce and recommender systems, it is almost an untouched area to explore user historical interactions, automatically mine user interests with semantic associations, and create item representations that closely align with user individual interests.In this paper, we propose a brand new framework called **I**nterest-**A**ugmented **M**ultimodal **G**enerator (**I-AM-G**). The framework first extracts tags from the multimodal information of items that the user has interacted with, and the most frequently occurred ones are extracted to rewrite the text description of the item. Then, the framework uses a decoupled text-to-text and image-to-image retriever to search for the top-K similar item text and image embeddings from the item pool. Finally, the Attention module for user interests fuses the retrieved information in a cross-modal manner and further guides the personalized generation process in collaboration with the rewritten text.We conducted extensive and comprehensive experiments to demonstrate that our framework can effectively generate results aligned with user preferences, which potentially provides a new paradigm of **Rewrite and Retrieve** for personalized generation.
Twists, Humps, and Pebbles: Multilingual Speech Recognition Models Exhibit Gender Performance Gaps
Authors: Giuseppe Attanasio; Beatrice Savoldi; Dennis Fucci; Dirk Hovy
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Current automatic speech recognition (ASR) models are designed to be used across many languages and tasks without substantial changes. However, this broad language coverage hides performance gaps within languages, for example, across genders. Our study systematically evaluates the performance of two widely used multilingual ASR models on three datasets, encompassing 19 languages from eight language families and two speaking conditions. Our findings reveal clear gender disparities, with the advantaged group varying across languages and models. Surprisingly, those gaps are not explained by acoustic or lexical properties. However, probing internal model states reveals a correlation with gendered performance gap. That is, the easier it is to distinguish speaker gender in a language using probes, the more the gap reduces, favoring female speakers. Our results show that gender disparities persist even in state-of-the-art models. Our findings have implications for the improvement of multilingual ASR systems, underscoring the importance of accessibility to training data and nuanced evaluation to predict and mitigate gender gaps. We release all code and artifacts at https://github.com/g8a9/multilingual-asr-gender-gap.
Enhancing Language Model Alignment: A Confidence-Based Approach to Label Smoothing
Authors: Baihe Huang; Hiteshi Sharma; Yi Mao
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In recent years, Large Language Models (LLMs) have demonstrated remarkable capabilities across various domains. Within the training pipeline of LLMs, the Reinforcement Learning with Human Feedback (RLHF) phase is crucial for aligning LLMs with human preferences and values. Label smoothing, a technique that replaces hard labels with soft labels, emerges as promising techniques to enhance RLHF training. Despite the benefits, the choice of label smoothing parameters often relies on heuristic approaches and lack theoretical understanding. This paper addresses the challenge of selecting the label smoothing parameter in a principled manner. We introduce Confidence Aware Label Smoothing (CALS), a method that iteratively updates the label smoothing parameter based on preference labels and model forecasts. Our theoretical analysis characterizes the optimal label smoothing parameter, demonstrates its dependence on the confidence level, and reveals its influence on training dynamics and equilibrium. Empirical evaluations on state-of-the-art alignment tasks show that CALS achieves competitive performance, highlighting its potential for improving alignment.
Contrastive Policy Gradient: Aligning LLMs on sequence-level scores in a supervised-friendly fashion
Authors: Yannis Flet-Berliac; Nathan Grinsztajn; Florian Strub; Eugene Choi; Bill Wu; Chris Cremer; Arash Ahmadian; Yash Chandak; Mohammad Gheshlaghi Azar; Olivier Pietquin; Matthieu Geist
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Reinforcement Learning (RL) has been used to finetune Large Language Models (LLMs) using a reward model trained from preference data, to better align with human judgment. The recently introduced direct alignment methods, which are often simpler, more stable, and computationally lighter, can more directly achieve this. However, these approaches cannot optimize arbitrary rewards, and the preference-based ones are not the only rewards of interest for LLMs (eg, unit tests for code generation or textual entailment for summarization, among others). RL-finetuning is usually done with a variation of policy gradient, which calls for on-policy or near-on-policy samples, requiring costly generations. We introduce *Contrastive Policy Gradient*, or CoPG, a simple and mathematically principled new RL algorithm that can estimate the optimal policy even from off-policy data. It can be seen as an off-policy policy gradient approach that does not rely on important sampling techniques and highlights the importance of using (the right) state baseline. We show this approach to generalize the direct alignment method IPO (identity preference optimization) and classic policy gradient. We experiment with the proposed CoPGon a toy bandit problem to illustrate its properties, as well as for finetuning LLMs on a summarization task, using a learned reward function considered as ground truth for the purpose of the experiments.
Show and Guide: Instructional-Plan Grounded Vision and Language Model
Authors: Diogo Glória-Silva; David Semedo; Joao Magalhaes
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Guiding users through complex procedural plans is an inherently multimodal task in which having visually illustrated plan steps is crucial to deliver an effective plan guidance. However, existing works on plan-following language models (LMs) often are not capable of multimodal input and output. In this work, we present MM-PlanLLM, the first multimodal LLM designed to assist users in executing instructional tasks by leveraging both textual plans and visual information. Specifically, we bring cross-modality through two key tasks: Conversational Video Moment Retrieval, where the model retrieves relevant step-video segments based on user queries, and Visually-Informed Step Generation, where the model generates the next step in a plan, conditioned on an image of the user’s current progress. MM-PlanLLM is trained using a novel multitask-multistage approach, designed to gradually expose the model to multimodal instructional-plans semantic layers, achieving strong performance on both multimodal and textual dialogue in a plan-grounded setting. Furthermore, we show that the model delivers cross-modal temporal and plan-structure representations aligned between textual plan steps and instructional video moments.
Beyond Turn-Based Interfaces: Synchronous LLMs as Full-Duplex Dialogue Agents
Authors: Bandhav Veluri; Benjamin N Peloquin; Bokai Yu; Hongyu Gong; Shyamnath Gollakota
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite broad interest in modeling spoken dialogue agents, most approaches are inherently “half-duplex” – restricted to turn-based interaction with responses requiring explicit prompting by the user or implicit tracking of interruption or silence events. Human dialogue, by contrast, is “full-duplex” allowing for rich synchronicity in the form of quick and dynamic turn-taking, overlapping speech, and backchanneling. Technically, the challenge of achieving full-duplex dialogue with LLMs lies in modeling synchrony as pre-trained LLMs do not have a sense of “time”. To bridge this gap, we propose Synchronous LLMs for full-duplex spoken dialogue modeling. We design a novel mechanism to integrate time information into Llama3-8b so that they run synchronously with the real-world clock. We also introduce a training recipe that uses 212k hours of synthetic spoken dialogue data generated from text dialogue data to create a model that generates meaningful and natural spoken dialogue, with just 2k hours of real-world spoken dialogue data. Synchronous LLMs outperform state-of-the-art in dialogue meaningfulness while maintaining naturalness. Finally, we demonstrate the model’s ability to participate in full-duplex dialogue by simulating interaction between two agents trained on different datasets, while considering Internet-scale latencies of up to 240 ms.