GenAI4ELab/papercli-papers huggingface dataset:
Optimal Acceleration for Minimax and Fixed-Point Problems is Not Unique
Authors: TaeHo Yoon; Jaeyeon Kim; Jaewook J. Suh; Ernest K. Ryu
Venue: ICML 2024 (ICML 2024 Spotlight)

Abstract: Recently, accelerated algorithms using the anchoring mechanism for minimax optimization and fixed-point problems have been proposed, and matching complexity lower bounds establish their optimality. In this work, we present the surprising observation that the optimal acceleration mechanism in minimax optimization and fixed-point problems is not unique. Our new algorithms achieve exactly the same worst-case convergence rates as existing anchor-based methods while using materially different acceleration mechanisms. Specifically, these new algorithms are dual to the prior anchor-based accelerated methods in the sense of H-duality. This finding opens a new avenue of research on accelerated algorithms since we now have a family of methods that empirically exhibit varied characteristics while having the same optimal worst-case guarantee.
StableMask: Refining Causal Masking in Decoder-only Transformer
Authors: Qingyu Yin; Xuzheng He; Xiang Zhuang; Yu Zhao; Jianhua Yao; Xiaoyu Shen; Qiang Zhang
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: The decoder-only Transformer architecture with causal masking and relative position encoding (RPE) has become the de facto choice in language modeling. Despite its exceptional performance across various tasks, we have identified two limitations: First, it prevents all attended tokens from having zero weights during the softmax stage, even if the current embedding has sufficient self-contained information. This compels the model to assign disproportional excessive attention to specific tokens. Second, RPE-based Transformers are not universal approximators due to their limited capacity at encoding absolute positional information, which limits their application in position-critical tasks. In this work, we propose StableMask: a parameter-free method to address both limitations by refining the causal mask. It introduces pseudo-attention values to balance attention distributions and encodes absolute positional information via a progressively decreasing mask ratio. StableMask's effectiveness is validated both theoretically and empirically, showing significant enhancements in language models with parameter sizes ranging from 71M to 1.4B across diverse datasets and encoding methods. We further show that it supports integration with existing optimization techniques, making it easily usable in practical applications.
Unsupervised Domain Adaptation for Anatomical Structure Detection in Ultrasound Images
Authors: Bin Pu; Xingguo Lv; Jiewen Yang; He Guannan; Xingbo Dong; Yiqun Lin; Li Shengli; Tan Ying; Liu Fei; Ming Chen; Zhe Jin; Kenli Li; Xiaomeng Li
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Models trained on ultrasound images from one institution typically experience a decline in effectiveness when transferred directly to other institutions. Moreover, unlike natural images, dense and overlapped structures exist in fetus ultrasound images, making the detection of structures more challenging. Thus, to tackle this problem, we propose a new Unsupervised Domain Adaptation (UDA) method named ToMo-UDA for fetus structure detection, which consists of the Topology Knowledge Transfer (TKT) and the Morphology Knowledge Transfer (MKT) module. The TKT leverages prior knowledge of the medical anatomy of fetal as topological information, reconstructing and aligning anatomy features across source and target domains. Then, the MKT formulates a more consistent and independent morphological representation for each substructure of an organ. To evaluate the proposed ToMo-UDA for ultrasound fetal anatomical structure detection, we introduce **FUSH$^2$**, a new **F**etal **U**ltra**S**ound benchmark, comprises **H**eart and **H**ead images collected from **Two** health centers, with 16 annotated regions. Our experiments show that utilizing topological and morphological anatomy information in ToMo-UDA can greatly improve organ structure detection. This expands the potential for structure detection tasks in medical image analysis.
Nash Learning from Human Feedback
Authors: Remi Munos; Michal Valko; Daniele Calandriello; Mohammad Gheshlaghi  Azar; Mark Rowland; Zhaohan Daniel Guo; Yunhao Tang; Matthieu Geist; Thomas Mesnard; Côme Fiegel; Andrea Michi; Marco Selvi; Sertan Girgin; Nikola Momchev; Olivier Bachem; Daniel J Mankowitz; Doina Precup; Bilal Piot
Venue: ICML 2024 (ICML 2024 Spotlight)

Abstract: Reinforcement learning from human feedback (RLHF) has emerged as the main paradigm for aligning large language models (LLMs) with human preferences. Traditionally, RLHF involves the initial step of learning a reward model from pairwise human feedback, i.e., expressed as preferences between pairs of text generations. Subsequently, the LLM's policy is fine-tuned to maximize the reward through a reinforcement learning algorithm. In this study, we introduce an alternative pipeline for the fine-tuning of LLMs using pairwise human feedback. Our approach entails the initial learning of a pairwise preference model, which is conditioned on two inputs (instead of a single input in the case of a reward model) given a prompt, followed by the pursuit of a policy that consistently generates responses preferred over those generated by any competing policy, thus defining the Nash equilibrium of this preference model. We term this approach Nash learning from human feedback (NLHF). In the context of a tabular policy representation, we present a novel algorithmic solution, Nash-MD, founded on the principles of mirror descent. This algorithm produces a sequence of policies, with the last iteration converging to the regularized Nash equilibrium. Additionally, we explore parametric representations of policies and introduce gradient descent algorithms for deep-learning architectures. We illustrate the effectiveness of our approach by presenting experimental results on a text summarization task. We believe NLHF offers a compelling avenue for fine-tuning LLMs and enhancing the alignment of LLMs with human preferences.
The Pitfalls and Promise of Conformal Inference Under Adversarial Attacks
Authors: Ziquan Liu; Yufei CUI; Yan Yan; Yi Xu; Xiangyang Ji; Xue Liu; Antoni B. Chan
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: In safety-critical applications such as medical imaging and autonomous driving, where decisions have profound implications for patient health and road safety, it is imperative to maintain both high adversarial robustness to protect against potential adversarial attacks and reliable uncertainty quantification in decision-making. With extensive research focused on enhancing adversarial robustness through various forms of adversarial training (AT), a notable knowledge gap remains concerning the uncertainty inherent in adversarially trained models. To address this gap, this study investigates the uncertainty of deep learning models by examining the performance of conformal prediction (CP) in the context of standard adversarial attacks within the adversarial defense community. It is first unveiled that existing CP methods do not produce informative prediction sets under the commonly used $l_{\infty}$-norm bounded attack if the model is not adversarially trained, which underpins the importance of adversarial training for CP. Our paper next demonstrates that the prediction set size (PSS) of CP using adversarially trained models with AT variants is often worse than using standard AT, inspiring us to research into CP-efficient AT for improved PSS. We propose to optimize a Beta-weighting loss with an entropy minimization regularizer during AT to improve CP-efficiency, where the Beta-weighting loss is shown to be an upper bound of PSS at the population level by our theoretical analysis. Moreover, our empirical study on four image classification datasets across three popular AT baselines validates the effectiveness of the proposed Uncertainty-Reducing AT (AT-UR).
Neural Collapse for Cross-entropy Class-Imbalanced Learning with Unconstrained ReLU Features Model
Authors: Hien Dang; Tho Tran Huu; Tan Minh Nguyen; Nhat Ho
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: The current paradigm of training deep neural networks for classification tasks includes minimizing the empirical risk, pushing the training loss value towards zero even after the training classification error has vanished. In this terminal phase of training, it has been observed that the last-layer features collapse to their class-means and these class-means converge to the vertices of a simplex Equiangular Tight Frame (ETF). This phenomenon is termed as Neural Collapse ($\mathcal{NC}$). However, this characterization only holds in class-balanced datasets where every class has the same number of training samples. When the training dataset is class-imbalanced, some $\mathcal{NC}$ properties will no longer hold true, for example, the geometry of class-means will skew away from the simplex ETF. In this paper, we generalize $\mathcal{NC}$ to imbalanced regime for cross-entropy loss under the unconstrained ReLU features model. We demonstrate that while the within-class features collapse property still holds in this setting, the class-means will converge to a structure consisting of orthogonal vectors with lengths dependent on the number of training samples. Furthermore, we find that the classifier weights (i.e., the last-layer linear classifier) are aligned to the scaled and centered class-means, with scaling factors dependent on the number of training samples of each class. This generalizes $\mathcal{NC}$ in the class-balanced setting. We empirically validate our results through experiments on practical architectures and dataset.
Reducing Item Discrepancy via Differentially Private Robust Embedding Alignment for Privacy-Preserving Cross Domain Recommendation
Authors: Weiming Liu; Xiaolin Zheng; Chaochao Chen; Jiahe Xu; Xinting Liao; Fan Wang; Yanchao Tan; Yew-Soon Ong
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Cross-Domain Recommendation (CDR) have become increasingly appealing by leveraging useful information to tackle the data sparsity problem across domains. Most of latest CDR models assume that domain-shareable user-item information (e.g., rating and review on overlapped users or items) are accessible across domains. However, these assumptions become impractical due to the strict data privacy protection policy. In this paper, we propose Reducing Item Discrepancy (RidCDR) model on solving Privacy-Preserving Cross-Domain Recommendation (PPCDR) problem. Specifically, we aim to enhance the model performance on both source and target domains without overlapped users and items while protecting the data privacy. We innovatively propose private-robust embedding alignment module in RidCDR for knowledge sharing across domains while avoiding negative transfer privately. Our empirical study on Amazon and Douban datasets demonstrates that RidCDR significantly outperforms the state-of-the-art models under the PPCDR without overlapped users and items.
Linear Alignment: A Closed-form Solution for Aligning Human Preferences without Tuning and Feedback
Authors: Songyang Gao; Qiming Ge; Wei Shen; Shihan Dou; Junjie Ye; Xiao Wang; Rui Zheng; Yicheng Zou; Zhi Chen; Hang Yan; Qi Zhang; Dahua Lin
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: The success of AI assistants based on Language Models (LLMs) hinges on Reinforcement Learning from Human Feedback (RLHF) to comprehend and align with user intentions. However, traditional alignment algorithms, such as PPO, are hampered by complex annotation and training requirements. This reliance limits the applicability of RLHF and hinders the development of professional assistants tailored to diverse human preferences. In this work, we introduce *Linear Alignment*, a novel algorithm that aligns language models with human preferences in one single inference step, eliminating the reliance on data annotation and model training. Linear alignment incorporates a new parameterization for policy optimization under divergence constraints, which enables the extraction of optimal policy in a closed-form manner and facilitates the direct estimation of the aligned response. Extensive experiments on both general and personalized preference datasets demonstrate that linear alignment significantly enhances the performance and efficiency of LLM alignment across diverse scenarios.
An Information Theoretic Approach to Interaction-Grounded Learning
Authors: Xiaoyan Hu; Farzan Farnia; Ho-fung Leung
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Reinforcement learning (RL) problems where the learner attempts to infer an unobserved reward from some feedback variables have been studied in several recent papers. The setting of Interaction-Grounded Learning (IGL) is an example of such feedback-based reinforcement learning tasks where the learner optimizes the return by inferring latent binary rewards from the interaction with the environment. In the IGL setting, a relevant assumption used in the RL literature is that the feedback variable $Y$ is conditionally independent of the context-action $(X,A)$ given the latent reward $R$. In this work, we propose *Variational Information-based IGL (VI-IGL)* as an information-theoretic method to enforce the conditional independence assumption in the IGL-based RL problem. The VI-IGL framework learns a reward decoder using an information-based objective based on the conditional mutual information (MI) between the context-action $(X,A)$ and the feedback variable $Y$ observed from the environment. To estimate and optimize the information-based terms for the continuous random variables in the RL problem, VI-IGL leverages the variational representation of mutual information and results in a min-max optimization problem. Theoretical analysis shows that the optimization problem can be sample-efficiently solved. Furthermore, we extend the VI-IGL framework to general $f$-Information measures in the information theory literature, leading to the generalized $f$-VI-IGL framework to address the RL problem under the IGL condition. Finally, the empirical results on several reinforcement learning settings indicate an improved performance in comparison to the previous IGL-based RL algorithm.
Reference Neural Operators: Learning the Smooth Dependence of Solutions of PDEs on Geometric Deformations
Authors: Ze Cheng; Zhongkai Hao; Xiaoqiang Wang; Jianing Huang; Youjia Wu; Xudan Liu; Yiru Zhao; Songming Liu; Hang Su
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: For partial differential equations on domains of arbitrary shapes, existing works of neural operators attempt to learn a mapping from geometries to solutions. It often requires a large dataset of geometry-solution pairs in order to obtain a sufficiently accurate neural operator. However, for many industrial applications, e.g., engineering design optimization, it can be prohibitive to satisfy the requirement since even a single simulation may take hours or days of computation. To address this issue, we propose *reference neural operators* (RNO), a novel way of implementing neural operators, i.e., to learn the smooth dependence of solutions on geometric deformations. Specifically, given a reference solution, RNO can predict solutions corresponding to arbitrary deformations of the referred geometry. This approach turns out to be much more data efficient. Through extensive experiments, we show that RNO can learn the dependence across various types and different numbers of geometry objects with relatively small datasets. RNO outperforms baseline models in accuracy by a large lead and achieves up to 80% error reduction.
Planning, Fast and Slow: Online Reinforcement Learning with Action-Free Offline Data via Multiscale Planners
Authors: Chengjie Wu; Hao Hu; Yiqin Yang; Ning Zhang; Chongjie Zhang
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: The surge in volumes of video data offers unprecedented opportunities for advancing reinforcement learning (RL). This growth has motivated the development of passive RL, seeking to convert passive observations into actionable insights. This paper explores the prerequisites and mechanisms through which passive data can be utilized to improve online RL. We show that, in identifiable dynamics, where action impact can be distinguished from stochasticity, learning on passive data is statistically beneficial. Building upon the theoretical insights, we propose a novel algorithm named Multiscale State-Centric Planners (MSCP) that leverages two planners at distinct scales to offer guidance across varying levels of abstraction. The algorithm's fast planner targets immediate objectives, while the slow planner focuses on achieving longer-term goals. Notably, the fast planner incorporates pessimistic regularization to address the distributional shift between offline and online data. MSCP effectively handles the practical challenges involving imperfect pretraining and limited dataset coverage. Our empirical evaluations across multiple benchmarks demonstrate that MSCP significantly outperforms existing approaches, underscoring its proficiency in addressing complex, long-horizon tasks through the strategic use of passive data.
Envisioning Outlier Exposure by Large Language Models for Out-of-Distribution Detection
Authors: Chentao Cao; Zhun Zhong; Zhanke Zhou; Yang Liu; Tongliang Liu; Bo Han
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Detecting out-of-distribution (OOD) samples is essential when deploying machine learning models in open-world scenarios. Zero-shot OOD detection, requiring no training on in-distribution (ID) data, has been possible with the advent of vision-language models like CLIP. Existing methods build a text-based classifier with only closed-set labels. However, this largely restricts the inherent capability of CLIP to recognize samples from large and open label space. In this paper, we propose to tackle this constraint by leveraging the expert knowledge and reasoning capability of large language models (LLM) to Envision potential Outlier Exposure, termed EOE, without access to any actual OOD data. Owing to better adaptation to open-world scenarios, EOE can be generalized to different tasks, including far, near, and fine-grained OOD detection. Technically, we design (1) LLM prompts based on visual similarity to generate potential outlier class labels specialized for OOD detection, as well as (2) a new score function based on potential outlier penalty to distinguish hard OOD samples effectively. Empirically, EOE achieves state-of-the-art performance across different OOD tasks and can be effectively scaled to the ImageNet-1K dataset. The code is publicly available at: https://github.com/tmlr-group/EOE.
Size-invariance Matters: Rethinking Metrics and Losses for Imbalanced Multi-object Salient Object Detection
Authors: Feiran Li; Qianqian Xu; Shilong Bao; Zhiyong Yang; Runmin Cong; Xiaochun Cao; Qingming Huang
Venue: ICML 2024 (ICML 2024 Spotlight)

Abstract: This paper explores the size-invariance of evaluation metrics in Salient Object Detection (SOD), especially when multiple targets of diverse sizes co-exist in the same image. We observe that current metrics are size-sensitive, where larger objects are focused, and smaller ones tend to be ignored. We argue that the evaluation should be size-invariant because bias based on size is unjustified without additional semantic information. In pursuit of this, we propose a generic approach that evaluates each salient object separately and then combines the results, effectively alleviating the imbalance. We further develop an optimization framework tailored to this goal, achieving considerable improvements in detecting objects of different sizes. Theoretically, we provide evidence supporting the validity of our new metrics and present the generalization analysis of SOD. Extensive experiments demonstrate the effectiveness of our method.
Towards Realistic Model Selection for Semi-supervised Learning
Authors: Muyang Li; Xiaobo Xia; Runze Wu; Fengming Huang; Jun Yu; Bo Han; Tongliang Liu
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Semi-supervised Learning (SSL) has shown remarkable success in applications with limited supervision. However, due to the scarcity of labels in the training process, SSL algorithms are known to be impaired by the lack of proper model selection, as splitting a validation set will further reduce the limited labeled data, and the size of the validation set could be too small to provide a reliable indication to the generalization error. Therefore, we seek alternatives that do not rely on validation data to probe the generalization performance of SSL models. Specifically, we find that the distinct margin distribution in SSL can be effectively utilized in conjunction with the model's spectral complexity, to provide a non-vacuous indication of the generalization error. Built upon this, we propose a novel model selection method, specifically tailored for SSL, known as **S**pectral-normalized **La**beled-margin **M**inimization (SLAM). We prove that the model selected by SLAM has upper-bounded differences w.r.t. the best model within the search space. In addition, comprehensive experiments showcase that SLAM can achieve significant improvements compared to its counterparts, verifying its efficacy from both theoretical and empirical standpoints.
Discovering Symmetry Breaking in Physical Systems with Relaxed Group Convolution
Authors: Rui Wang; Elyssa Hofgard; Han Gao; Robin Walters; Tess Smidt
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Modeling symmetry breaking is essential for understanding the fundamental changes in the behaviors and properties of physical systems, from microscopic particle interactions to macroscopic phenomena like fluid dynamics and cosmic structures. Thus, identifying sources of asymmetry is an important tool for understanding physical systems. In this paper, we focus on learning asymmetries of data using relaxed group convolutions. We provide both theoretical and empirical evidence that this flexible convolution technique allows the model to maintain the highest level of equivariance that is consistent with data and discover the subtle symmetry-breaking factors in various physical systems. We employ various relaxed group convolution architectures to uncover various symmetry-breaking factors that are interpretable and physically meaningful in different physical systems, including the phase transition of crystal structure, the isotropy and homogeneity breaking in turbulent flow, and the time-reversal symmetry breaking in pendulum systems.