GenAI4ELab/papercli-papers huggingface dataset:
Collaborative Performance Prediction for Large Language Models
Authors: Qiyuan Zhang; Fuyuan Lyu; Xue Liu; Chen Ma
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Comprehensively understanding and accurately predicting the performance of large language models across diverse downstream tasks has emerged as a pivotal challenge in NLP research. The pioneering scaling law on downstream works demonstrated intrinsic similarities within model families and utilized such similarities for performance prediction. However, they tend to overlook the similarities between model families and only consider design factors listed in the original scaling law. To overcome these limitations, we introduce a novel framework, Collaborative Performance Prediction (CPP), which significantly enhances prediction accuracy by leveraging the historical performance of various models on downstream tasks and other design factors for both model and task. We also collect a collaborative data sourced from online platforms containing both historical performance and additional design factors. With the support of the collaborative data, CPP not only surpasses traditional scaling laws in predicting the performance of scaled LLMs but also facilitates a detailed analysis of factor importance, an area previously overlooked.
Surveying the Dead Minds: Historical-Psychological Text Analysis with Contextualized Construct Representation (CCR) for Classical Chinese
Authors: Yuqi Chen; Sixuan Li; Ying Li; Mohammad Atari
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: In this work, we develop a pipeline for historical-psychological text analysis in classical Chinese. Humans have produced texts in various languages for thousands of years; however, most of the computational literature is focused on contemporary languages and corpora. The emerging field of historical psychology relies on computational techniques to extract aspects of psychology from historical corpora using new methods developed in natural language processing (NLP). The present pipeline, called Contextualized Construct Representations (CCR), combines expert knowledge in psychometrics (i.e., psychological surveys) with text representations generated via Transformer-based language models to measure psychological constructs such as traditionalism, norm strength, and collectivism in classical Chinese corpora. Considering the scarcity of available data, we propose an indirect supervised contrastive learning approach and build the first Chinese historical psychology corpus (C-HI-PSY) to fine-tune pre-trained models. We evaluate the pipeline to demonstrate its superior performance compared with other approaches. The CCR method outperforms word-embedding-based approaches across all of our tasks and exceeds prompting with GPT-4 in most tasks. Finally, we benchmark the pipeline against objective, external data to further verify its validity.
Knowledge Verification to Nip Hallucination in the Bud
Authors: Fanqi Wan; Xinting Huang; Leyang Cui; Xiaojun Quan; Wei Bi; Shuming Shi
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: While large language models (LLMs) have demonstrated exceptional performance across various tasks following human alignment, they may still generate responses that sound plausible but contradict factual knowledge, a phenomenon known as hallucination. In this paper, we demonstrate the feasibility of mitigating hallucinations by verifying and minimizing the inconsistency between external knowledge present in the alignment data and the intrinsic knowledge embedded within foundation LLMs. Specifically, we propose a novel approach called Knowledge Consistent Alignment (KCA), which employs a well-aligned LLM to automatically formulate assessments based on external knowledge to evaluate the knowledge boundaries of foundation LLMs. To address knowledge inconsistencies in the alignment data, KCA implements several specific strategies to deal with these data instances. We demonstrate the superior efficacy of KCA in reducing hallucinations across six benchmarks, utilizing foundation LLMs of varying backbones and scales. This confirms the effectiveness of mitigating hallucinations by reducing knowledge inconsistency. Our code, model weights, and data are openly accessible at https://github.com/fanqiwan/KCA.
QUITE: Quantifying Uncertainty in Natural Language Text in Bayesian Reasoning Scenarios
Authors: Timo Pierre Schrader; Lukas Lange; Simon Razniewski; Annemarie Friedrich
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Reasoning is key to many decision making processes. It requires consolidating a set of rule-like premises that are often associated with degrees of uncertainty and observations to draw conclusions. In this work, we address both the case where premises are specified as numeric probabilistic rules and situations in which humans state their estimates using words expressing degrees of certainty. Existing probabilistic reasoning datasets simplify the task, e.g., by requiring the model to only rank textual alternatives, by including only binary random variables, or by making use of a limited set of templates that result in less varied text.In this work, we present QUITE, a question answering dataset of real-world Bayesian reasoning scenarios with categorical random variables and complex relationships. QUITE provides high-quality natural language verbalizations of premises together with evidence statements and expects the answer to a question in the form of an estimated probability. We conduct an extensive set of experiments, finding that logic-based models outperform out-of-the-box large language models on all reasoning types (causal, evidential, and explaining-away). Our results provide evidence that neuro-symbolic models are a promising direction for improving complex reasoning. We release QUITE and code for training and experiments on Github.
African or European Swallow? Benchmarking Large Vision-Language Models for Fine-Grained Object Classification
Authors: Gregor Geigle; Radu Timofte; Goran Glavaš
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent Large Vision-Language Models (LVLMs) demonstrate impressive abilities on numerous image understanding and reasoning tasks. The task of fine-grained object classification (e.g., distinction between animal species), however, has been probed insufficiently, despite its downstream importance. We fill this evaluation gap by creating FOCI (Fine-grained Object ClassIfication), a difficult multiple-choice benchmark for fine-grained object classification, from existing object classification datasets: (1) multiple-choice avoids ambiguous answers associated with casting classification as open-ended QA task; (2) we retain classification difficulty by mining negative labels with a CLIP model. FOCI complements five popular classification datasets with four domain-specific subsets from ImageNet-21k. We benchmark 12 public LVLMs on and show that it tests for a complementary skill to established image understanding and reasoning benchmarks. Crucially, CLIP models exhibit dramatically better performance than LVLMs. Since the image encoders of LVLMs come from these CLIP models, this points to inadequate alignment for fine-grained object distinction between the encoder and the LLM and warrants (pre)training data with more fine-grained annotation. We release our code at ANONYMIZED.
Whispers that Shake Foundations: Analyzing and Mitigating False Premise Hallucinations in Large Language Models
Authors: Hongbang Yuan; Pengfei Cao; Zhuoran Jin; Yubo Chen; Daojian Zeng; Kang Liu; Jun Zhao
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Language Models (LLMs) have shown impressive capabilities but still suffer from the issue of hallucinations. A significant type of this issue is the false premise hallucination, which we define as the phenomenon when LLMs generate hallucinated text when confronted with false premise questions. In this paper, we perform a comprehensive analysis of the false premise hallucination and elucidate its internal working mechanism: a small subset of attention heads (which we designate as false premise heads) disturb the knowledge extraction process, leading to the occurrence of false premise hallucination. Based on our analysis, we propose FAITH (False premise Attention head constraIining for miTigating Hallucinations), a novel and effective method to mitigate false premise hallucinations. It constrains the false premise attention heads during the model inference process. Impressively, extensive experiments demonstrate that constraining only approximately 1% of the attention heads in the model yields a notable increase of nearly 20% of model performance.
To Word Senses and Beyond: Inducing Concepts with Contextualized Language Models
Authors: Bastien Liétard; Pascal Denis; Mikaela Keller
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Polysemy and synonymy are two crucial interrelated facets of lexical ambiguity. While both phenomena are widely documented in lexical resources and have been studied extensively in NLP, leading to dedicated systems, they are often being considered independently in practical problems. While many tasks dealing with polysemy (e.g. Word Sense Disambiguiation or Induction) highlight the role of word’s senses, the study of synonymy is rooted in the study of concepts, i.e. meanings shared across the lexicon. In this paper, we introduce Concept Induction, the unsupervised task of learning a soft clustering among words that defines a set of concepts directly from data. This task generalizes Word Sense Induction. We propose a bi-level approach to Concept Induction that leverages both a local lemma-centric view and a global cross-lexicon view to induce concepts. We evaluate the obtained clustering on SemCor’s annotated data and obtain good performance (BCubed F₁ above 0.60). We find that the local and the global levels are mutually beneficial to induce concepts and also senses in our setting. Finally, we create static embeddings representing our induced concepts and use them on the Word-in-Context task, obtaining competitive performance with the State-of-the-Art.
ASETF: A Novel Method for Jailbreak Attack on LLMs through Translate Suffix Embeddings
Authors: Hao Wang; Hao Li; Minlie Huang; Lei Sha
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The safety defense methods of Large language models (LLMs) stays limited because the dangerous prompts are manually curated to just few known attack types, which fails to keep pace with emerging varieties. Recent studies found that attaching suffixes to harmful instructions can hack the defense of LLMs and lead to dangerous outputs. However, similar to traditional text adversarial attacks, this approach, while effective, is limited by the challenge of the discrete tokens. This gradient based discrete optimization attack requires over 100,000 LLM calls, and due to the unreadable of adversarial suffixes, it can be relatively easily penetrated by common defense methods such as perplexity filters.To cope with this challenge, in this paper, we propose an Adversarial Suffix Embedding Translation Framework (ASETF), aimed at transforming continuous adversarial suffix embeddings into coherent and understandable text. This method greatly reduces the computational overhead during the attack process and helps to automatically generate multiple adversarial samples, which can be used as data to strengthen LLM’s security defense. Experimental evaluations were conducted on Llama2, Vicuna, and other prominent LLMs, employing harmful directives sourced from the Advbench dataset.The results indicate that our method significantly reduces the computation time of adversarial suffixes and achieves a much better attack success rate than existing techniques, while significantly enhancing the textual fluency of the prompts. In addition, our approach can be generalized into a broader method for generating transferable adversarial suffixes that can successfully attack multiple LLMs, even black-box LLMs, such as ChatGPT and Gemini.
An Electoral Approach to Diversify LLM-based Multi-Agent Collective Decision-Making
Authors: Xiutian Zhao; Ke Wang; Wei Peng
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Modern large language models (LLMs) have exhibited cooperative synergy on complex task-solving, and collective decision-making (CDM) is a pivotal component in LLM-based multi-agent collaboration frameworks. Our survey on 52 recent such systems uncovers a severe lack of diversity, with a heavy reliance on dictatorial and plurality voting for CDM. Through the lens of social choice theory, we scrutinize widely-adopted CDM methods and identify their limitations. To enrich current landscape of LLM-based CDM, we present GEDI, an electoral CDM module that incorporates various ordinal preferential voting mechanisms. Our empirical case study across three benchmarks shows that the integration of certain CDM methods can markedly improve the reasoning capabilities and robustness of some leading LLMs, all without requiring intricate system designs. Additionally, we find that some CDM mechanisms generate positive synergies even with as few as three agents. The voting-based methods also demonstrate robustness against single points of failure, as well as diversity in terms of hit-rate@k and subject-wise impacts.
Does Object Grounding Really Reduce Hallucination of Large Vision-Language Models?
Authors: Gregor Geigle; Radu Timofte; Goran Glavaš
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large vision-language models (LVLMs) have recently dramatically pushed the state of the art in image captioning and many image understanding tasks (e.g., visual question answering). LVLMs, however, often hallucinate and produce captions that mention concepts that cannot be found in the image. These hallucinations erode the trustworthiness of LVLMs and are arguably among the main obstacles to their ubiquitous adoption. Recent work suggests that addition of grounding objectives—those that explicitly align image regions or objects to text spans—reduces the amount of LVLM hallucination. Although intuitive, this claim is not empirically justified as the reduction effects have been established, we argue, with flawed evaluation protocols that (i) rely on data (i.e., MSCOCO) that has been extensively used in LVLM training and (ii) measure hallucination via question answering rather than open-ended caption generation.In this work, in contrast, we offer the first systematic analysis of the effect of fine-grained object grounding on LVLM hallucination under an evaluation protocol that more realistically captures LVLM hallucination in open generation. Our extensive experiments over three backbone LLMs reveal that grounding objectives have little to no effect on object hallucination in open caption generation.
Take Off the Training Wheels! Progressive In-Context Learning for Effective Alignment
Authors: Zhenyu Liu; Dongfang Li; Xinshuo Hu; Xinping Zhao; Yibin Chen; Baotian Hu; Min Zhang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent studies have explored the working mechanisms of In-Context Learning (ICL). However, they mainly focus on classification and simple generation tasks, limiting their broader application to more complex generation tasks in practice. To address this gap, we investigate the impact of demonstrations on token representations within the practical alignment tasks. We find that the transformer embeds the task function learned from demonstrations into the separator token representation, which plays an important role in the generation of prior response tokens. Once the prior response tokens are determined, the demonstrations become redundant. Motivated by this finding, we propose an efficient Progressive In-Context Alignment (PICA) method consisting of two stages. In the first few-shot stage, the model generates several prior response tokens via standard ICL while concurrently extracting the ICL vector that stores the task function from the separator token representation. In the following zero-shot stage, this ICL vector guides the model to generate responses without further demonstrations. Extensive experiments demonstrate that our PICA not only surpasses vanilla ICL but also achieves comparable performance to other alignment tuning methods. The proposed training-free method reduces the time cost (e.g., 5.45×) with improved alignment performance (e.g., 6.57+). Consequently, our work highlights the application of ICL for alignment and calls for a deeper understanding of ICL for complex generations. The code will be available at https://github.com/HITsz-TMG/PICA.
MoDULA: Mixture of Domain-Specific and Universal LoRA for Multi-Task Learning
Authors: Yufei Ma; Zihan Liang; Huangyu Dai; Ben Chen; Dehong Gao; Zhuoran Ran; Wang Zihan; Linbo Jin; Wen Jiang; Guannan Zhang; Xiaoyan Cai; Libin Yang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The growing demand for larger-scale models in the development of Large Language Models (LLMs) poses challenges for efficient training within limited computational resources. Traditional fine-tuning methods often exhibit instability in multi-task learning and rely heavily on extensive training resources. Here, we propose MoDULA (Mixture of Domain-Specific and Universal LoRA), a novel Parameter Efficient Fine-Tuning (PEFT) Mixture-of-Expert (MoE) paradigm for improved fine-tuning and parameter efficiency in multi-task learning. The paradigm effectively improves the multi-task capability of the model by training universal experts, domain-specific experts, and routers separately. MoDULA-Res is a new method within the MoDULA paradigm, which maintains the model’s general capability by connecting universal and task-specific experts through residual connections. The experimental results demonstrate that the overall performance of the MoDULA-Flan and MoDULA-Res methods surpasses that of existing fine-tuning methods on various LLMs. Notably, MoDULA-Res achieves more significant performance improvements in multiple tasks while reducing training costs by over 80% without losing general capability. Moreover, MoDULA displays flexible pluggability, allowing for the efficient addition of new tasks without retraining existing experts from scratch. This progressive training paradigm circumvents data balancing issues, enhancing training efficiency and model stability. Overall, MoDULA provides a scalable, cost-effective solution for fine-tuning LLMs with enhanced parameter efficiency and generalization capability.
Message Passing on Semantic-Anchor-Graphs for Fine-grained Emotion Representation Learning and Classification
Authors: Pinyi Zhang; Jingyang Chen; Junchen Shen; Zijie Zhai; Ping Li; Jie Zhang; Kai Zhang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Emotion classification has wide applications in education, robotics, virtual reality, etc. However, identifying subtle differences between fine-grained emotion categories remains challenging. Current methods typically aggregate numerous token embeddings of a sentence into a single vector, which, while being an efficient compressor, may not fully capture complex semantic and temporal distributions. To solve this problem, we propose SEmantic ANchor Graph Neural Networks (SEAN-GNN) for fine-grained emotion classification. It learns a group of representative, multi-faceted semantic anchors in the token embedding space: using these anchors as a global reference, any sentence can be projected onto them to form a “semantic-anchor graph”, with node attributes and edge weights quantifying the semantic and temporal information respectively. The graph structure is well aligned across sentences and, importantly, allows for generating comprehensive emotion representations regarding K different anchors. Message passing on this graph can further integrate and refine the learned features. Empirically, SEAN-GNN can generate meaningful semantic anchors and discriminative graph patterns for different emotion, with promising classification results on 6 popular benchmark datasets against state-of-the-arts.
PhiloGPT: A Philology-Oriented Large Language Model for Ancient Chinese Manuscripts with Dunhuang as Case Study
Authors: Yuqing Zhang; Baoyi He; Yihan Chen; Hangqi Li; Han Yue; Shengyu Zhang; Huaiyong Dou; Junchi Yan; Zemin Liu; Yongquan Zhang; Fei Wu
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Philology, the study of ancient manuscripts, demands years of professional training in ex-tensive knowledge memorization and manual textual retrieval. Despite these requirements align closely with strengths of recent successful Large Language Models (LLMs), the scarcity of high-quality, specialized training data has hindered direct applications. To bridge this gap, we curated the PhiloCorpus-ZH, a rich collec-tion of ancient Chinese texts spanning a millen-nium with 30 diverse topics, including firsthand folk copies. This corpus facilitated the develop-ment of PhiloGPT, the first LLM tailored for discovering ancient Chinese manuscripts. To effectively tackle complex philological tasks like restoration, attribution, and linguistic anal-ysis, we introduced the PhiloCoP framework. Modeled on the analytical patterns of philol-ogists, PhiloCoP enhances LLM’s handling of historical linguistic peculiarities such as phonetic loans, polysemy, and syntactic inver-sions. We further integrated these tasks into the PhiloBenchmark, establishing a new standard for evaluating ancient Chinese LLMs address-ing philology tasks. Deploying PhiloGPT in practical scenarios has enabled Dunhuang spe-cialists to resolve philology tasks, such as iden-tifying duplication of copied text and assisting archaeologists with text completion, demon-strating its potential in real-world applications.
Alignment-Enhanced Decoding: Defending Jailbreaks via Token-Level Adaptive Refining of Probability Distributions
Authors: Quan Liu; Zhenhong Zhou; Longzhu He; Yi Liu; Wei Zhang; Sen Su
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models are susceptible to jailbreak attacks, which can result in the generation of harmful content. While prior defenses mitigate these risks by perturbing or inspecting inputs, they ignore competing objectives, the underlying cause of alignment failures. In this paper, we propose Alignment-Enhanced Decoding (AED), a novel defense that employs adaptive decoding to address the root causes of jailbreak issues. We first define the Competitive Index to quantify alignment failures and utilize feedback from self-evaluation to compute post-alignment logits. Then, AED adaptively combines Competitive Index and post-alignment logits with the original logits to obtain harmless and helpful distributions. Consequently, our method enhances safety alignment while maintaining helpfulness. We conduct experiments across five models and four common jailbreaks, with the results validating the effectiveness of our approach.