GenAI4ELab/papercli-papers huggingface dataset:
A Deep Dive into the Trade-Offs of Parameter-Efficient Preference Alignment Techniques
Authors: Megh Thakkar; Quentin Fournier; Matthew Riemer; Pin-Yu Chen; Amal Zouaq; Payel Das; Sarath Chandar
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Large language models are first pre-trained on trillions of tokens and then instruction-tuned or aligned to specific preferences. While pre-training remains out of reach for most researchers due to the compute required, fine-tuning has become affordable thanks to parameter-efficient methods such as LoRA and QLoRA. Alignment is known to be sensitive to the many factors involved, including the quantity and quality of data, the alignment method, and the adapter rank. However, there has not yet been an extensive study of their effect on downstream performance. To address this gap, we conduct an in-depth investigation of the impact of popular choices for three crucial axes: (i) the alignment dataset (HH-RLHF and BeaverTails), (ii) the alignment technique (SFT and DPO), and (iii) the model (LLaMA-1, Vicuna-v1.3, Mistral-7b, and Mistral-7b-Instruct). Our extensive setup spanning over 300 experiments reveals consistent trends and unexpected findings. We observe how more informative data helps with preference alignment, cases where supervised fine-tuning outperforms preference optimization, and how aligning to a distinct preference boosts performance on downstream tasks. Through our in-depth analyses, we put forward key guidelines to help researchers perform more effective parameter-efficient LLM alignment.
Zero-Shot Cross-Domain Dialogue State Tracking via Dual Low-Rank Adaptation
Authors: Xiang Luo; Zhiwen Tang; Jin Wang; Xuejie Zhang
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Zero-shot dialogue state tracking (DST) seeks to enable dialogue systems to transition to unfamiliar domains without manual annotation or extensive retraining. Prior research has approached this objective by embedding prompts into language models (LMs). Common methodologies include integrating prompts at the input layer or introducing learnable variables at each transformer layer. Nonetheless, each strategy exhibits inherent limitations. Prompts integrated at the input layer risk underutilization, with their impact potentially diminishing across successive transformer layers. Conversely, the addition of learnable variables to each layer can complicate the training process and increase inference latency. To tackle the issues mentioned above, this paper proposes Dual Low-Rank Adaptation (DualLoRA), a plug-and-play architecture designed for zero-shot DST. DualLoRA incorporates two distinct Low-Rank Adaptation (LoRA) components, targeting both dialogue context processing and prompt optimization, to ensure the comprehensive influence of prompts throughout the transformer model layers. This is achieved without incurring additional inference latency, showcasing an efficient integration into existing architectures. Through rigorous evaluation on the MultiWOZ and SGD datasets, DualLoRA demonstrates notable improvements across multiple domains, outperforming traditional baseline methods in zero-shot settings.
PRP-Graph: Pairwise Ranking Prompting to LLMs with Graph Aggregation for Effective Text Re-ranking
Authors: Jian Luo; Xuanang Chen; Ben He; Le Sun
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Pairwise Ranking Prompting (PRP) demonstrates impressive effectiveness in zero-shot document re-ranking tasks with large language models (LLMs). However, in the existing methods, PRP only outputs the same label for the comparison results of different confidence intervals without considering the uncertainty of pairwise comparison, which implies an underutilization of the generation probability information of LLMs. To bridge this gap, we propose PRP-Graph, a novel pairwise re-ranking approach, based on a refined scoring PRP unit that exploits the output probabilities of target labels to capture the degree of certainty of the comparison results. Specifically, the PRP-Graph consists of two stages, namely ranking graph construction and ranking graph aggregation. Extensive experiments conducted on the BEIR benchmark demonstrate the superiority of our approach over existing PRP-based methods. Comprehensive analysis reveals that the PRP-Graph displays strong robustness towards the initial ranking order and delivers exceptional re-ranking results with acceptable efficiency. Our code and data are available at https://github.com/Memelank/PRP-Graph.
RepCodec: A Speech Representation Codec for Speech Tokenization
Authors: Zhichao Huang; Chutong Meng; Tom Ko
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: With recent rapid growth of large language models (LLMs), discrete speech tokenization has played an important role for injecting speech into LLMs. However, this discretization gives rise to a loss of information, consequently impairing overall performance. To improve the performance of these discrete speech tokens, we present RepCodec, a novel speech representation codec for semantic speech tokenization. In contrast to audio codecs which reconstruct the raw audio, RepCodec learns a vector quantization codebook through reconstructing speech representations from speech encoders like HuBERT or data2vec. Together, the speech encoder, the codec encoder and the vector quantization codebook form a pipeline for converting speech waveforms into semantic tokens. The extensive experiments illustrate that RepCodec, by virtue of its enhanced information retention capacity, significantly outperforms the widely used k-means clustering approach in both speech understanding and generation. Furthermore, this superiority extends across various speech encoders and languages, affirming the robustness of RepCodec.We believe our method can facilitate large language modeling research on speech processing.
GumbelSoft: Diversified Language Model Watermarking via the GumbelMax-trick
Authors: Jiayi Fu; Xuandong Zhao; Ruihan Yang; Yuansen Zhang; Jiangjie Chen; Yanghua Xiao
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Large language models (LLMs) excellently generate human-like text, but also raise concerns about misuse in fake news and academic dishonesty. Decoding-based watermark, particularly the watermark based on the GumbelMax trick (GM watermark), is a standout solution for safeguarding machine-generated texts due to its notable detectability. However, GM watermark encounters a major challenge with generation diversity, always yielding identical outputs for the same prompt, negatively impacting generation diversity and user experience. To overcome this limitation, we introduce a new type of GM watermark, the Logits-Addition watermark, as well as three variants that aim to enhance diversity, particularly the GumbelSoft watermark (i.e., the softmax variant of the Logits-Addition watermark). When assessed for detectability in high diversity settings, our Gumbelsoft demonstrates superior performance, with its AUROC score exceeding those of the two alternative variants by a margin of 0.1 to 0.3 and outperforming other decoding-based watermarking methods by a minimum of 0.1.
Event-Radar: Event-driven Multi-View Learning for Multimodal Fake News Detection
Authors: Zihan Ma; Minnan Luo; Hao Guo; Zhi Zeng; Yiran Hao; Xiang Zhao
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: The swift detection of multimedia fake news has emerged as a crucial task in combating malicious propaganda and safeguarding the security of the online environment. While existing methods have achieved commendable results in modeling entity-level inconsistency, addressing event-level inconsistency following the inherent subject-predicate logic of news and robustly learning news representations from poor-quality news samples remain two challenges. In this paper, we propose an Event-diven fake news detection framework (Event-Radar) based on multi-view learning, which integrates visual manipulation, textual emotion and multimodal inconsistency at event-level for fake news detection. Specifically, leveraging the capability of graph structures to capture interactions between events and parameters, Event-Radar captures event-level multimodal inconsistency by constructing an event graph that includes multimodal entity subject-predicate logic. Additionally, to mitigate the interference of poor-quality news, Event-Radar introduces a multi-view fusion mechanism, learning comprehensive and robust representations by computing the credibility of each view as a clue, thereby detecting fake news. Extensive experiments demonstrate that Event-Radar achieves outstanding performance on three large-scale fake news detection benchmarks. Our studies also confirm that Event-Radar exhibits strong robustness, providing a paradigm for detecting fake news from noisy news samples.
Fine-Grained Modeling of Narrative Context: A Coherence Perspective via Retrospective Questions
Authors: Liyan Xu; Jiangnan Li; Mo Yu; Jie Zhou
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: This work introduces an original and practical paradigm for narrative comprehension, stemming from the characteristics that individual passages within narratives tend to be more cohesively related than isolated.Complementary to the common end-to-end paradigm, we propose a fine-grained modeling of narrative context, by formulating a graph dubbed NarCo, which explicitly depicts task-agnostic coherence dependencies that are ready to be consumed by various downstream tasks. In particular, edges in NarCo encompass free-form retrospective questions between context snippets, inspired by human cognitive perception that constantly reinstates relevant events from prior context. Importantly, our graph formalism is practically instantiated by LLMs without human annotations, through our designed two-stage prompting scheme.To examine the graph properties and its utility, we conduct three studies in narratives, each from a unique angle: edge relation efficacy, local context enrichment, and broader application in QA. All tasks could benefit from the explicit coherence captured by NarCo.
Stealthy Attack on Large Language Model based Recommendation
Authors: Jinghao Zhang; Yuting Liu; Qiang Liu; Shu Wu; Guibing Guo; Liang Wang
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Recently, the powerful large language models (LLMs) have been instrumental in propelling the progress of recommender systems (RS). However, while these systems have flourished, their susceptibility to security threats has been largely overlooked. In this work, we reveal that the introduction of LLMs into recommendation models presents new security vulnerabilities due to their emphasis on the textual content of items. We demonstrate that attackers can significantly boost an item’s exposure by merely altering its textual content during the testing phase, without requiring direct interference with the model’s training process. Additionally, the attack is notably stealthy, as it does not affect the overall recommendation performance and the modifications to the text are subtle, making it difficult for users and platforms to detect. Our comprehensive experiments across four mainstream LLM-based recommendation models demonstrate the superior efficacy and stealthiness of our approach. Our work unveils a significant security gap in LLM-based recommendation systems and paves the way for future research on protecting these systems.
Multi-Dimensional Optimization for Text Summarization via Reinforcement Learning
Authors: Sangwon Ryu; Heejin Do; Yunsu Kim; Gary Lee; Jungseul Ok
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: The evaluation of summary quality encompasses diverse dimensions such as consistency, coherence, relevance, and fluency. However, existing summarization methods often target a specific dimension, facing challenges in generating well-balanced summaries across multiple dimensions. In this paper, we propose multi-objective reinforcement learning tailored to generate balanced summaries across all four dimensions. We introduce two multi-dimensional optimization (MDO) strategies for adaptive learning: 1) MDO_min, rewarding the current lowest dimension score, and 2) MDO_pro, optimizing multiple dimensions similar to multi-task learning, resolves conflicting gradients across dimensions through gradient projection. Unlike prior ROUGE-based rewards relying on reference summaries, we use a QA-based reward model that aligns with human preferences. Further, we discover the capability to regulate the length of summaries by adjusting the discount factor, seeking the generation of concise yet informative summaries that encapsulate crucial points. Our approach achieved substantial performance gains compared to baseline models on representative summarization datasets, particularly in the overlooked dimensions.
Masked Thought: Simply Masking Partial Reasoning Steps Can Improve Mathematical Reasoning Learning of Language Models
Authors: Changyu Chen; Xiting Wang; Ting-En Lin; Ang Lv; Yuchuan Wu; Xin Gao; Ji-Rong Wen; Rui Yan; Yongbin Li
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models insuch domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, relying instead on introducing perturbations to the input. Our training approach randomly masks certain tokens within the chain of thought, a techniquewe found to be particularly effective for reasoning tasks. When applied to fine-tuning with GSM8K on Llama-2-7B, this method achieveda 5% improvement in GSM8K accuracy and a 10% improvement in GSM-IC accuracy over standard supervised fine-tuning with a few codes modified. Furthermore, it is complementary to existing methods. When integrated with related explicit data augmentation methods, it leads to improvements across five datasets of various augmentation methods, as well as two different base models. We further investigate the mechanisms behind this improvement through case studies and quantitative analysis, suggesting that our approach may provide superior support for the model in capturing long-distance dependencies, especially those related to questions. This enhancement could deepen understanding of the premises in questions and prior steps.
SEER: Facilitating Structured Reasoning and Explanation via Reinforcement Learning
Authors: Guoxin Chen; Kexin Tang; Chao Yang; Fuying Ye; Yu Qiao; Yiming Qian
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Elucidating the reasoning process with structured explanations from question to answer is crucial, as it significantly enhances the interpretability, traceability, and trustworthiness of question-answering (QA) systems. However, structured explanations demand models to perform intricately structured reasoning, which poses great challenges. Most existing methods focus on single-step reasoning through supervised learning, ignoring logical dependencies between steps. Moreover, existing reinforcement learning (RL) based methods overlook the structured relationships, underutilizing the potential of RL in structured reasoning. In this paper, we propose SEER, a novel method that maximizes a structure-based return to facilitate structured reasoning and explanation. Our proposed structure-based return precisely describes the hierarchical and branching structure inherent in structured reasoning, effectively capturing the intricate relationships between different reasoning steps. In addition, we introduce a fine-grained reward function to meticulously delineate diverse reasoning steps. Extensive experiments show that SEER significantly outperforms state-of-the-art methods, achieving an absolute improvement of 6.9% over RL-based methods on EntailmentBank, a 4.4% average improvement on STREET benchmark, and exhibiting outstanding efficiency and cross-dataset generalization performance.
Towards Robust and Generalized Parameter-Efficient Fine-Tuning for Noisy Label Learning
Authors: Yeachan Kim; Junho Kim; SangKeun Lee
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Parameter-efficient fine-tuning (PEFT) has enabled the efficient optimization of cumbersome language models in real-world settings. However, as datasets in such environments often contain noisy labels that adversely affect performance, PEFT methods are inevitably exposed to noisy labels. Despite this challenge, the adaptability of PEFT to noisy environments remains underexplored. To bridge this gap, we investigate various PEFT methods under noisy labels. Interestingly, our findings reveal that PEFT has difficulty in memorizing noisy labels due to its inherently limited capacity, resulting in robustness. However, we also find that such limited capacity simultaneously makes PEFT more vulnerable to interference of noisy labels, impeding the learning of clean samples. To address this issue, we propose Clean Routing (CleaR), a novel routing-based PEFT approach that adaptively activates PEFT modules. In CleaR, PEFT modules are preferentially exposed to clean data while bypassing the noisy ones, thereby minimizing the noisy influence. To verify the efficacy of CleaR, we perform extensive experiments on diverse configurations of noisy labels. The results convincingly demonstrate that CleaR leads to substantially improved performance in noisy environments
SparseFlow: Accelerating Transformers by Sparsifying Information Flows
Authors: Yeachan Kim; SangKeun Lee
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Transformers have become the de-facto standard for natural language processing. However, dense information flows within transformers pose significant challenges for real-time and resource-constrained devices, as computational complexity grows quadratically with sequence length. To counteract such dense information flows, we propose SparseFlow, a novel efficient method designed to sparsify the dense pathways of token representations across all transformer blocks. To this end, SparseFlow parameterizes the information flows linking token representations to transformer blocks. These parameterized information flows are optimized to be sparse, allowing only the salient information to pass through into the blocks. To validate the efficacy of SparseFlow, we conduct comprehensive experiments across diverse benchmarks (understanding and generation), scales (ranging from millions to billions), architectures (including encoders, decoders, and seq-to-seq models), and modalities (such as language-only and vision-language). The results convincingly demonstrate that sparsifying the dense information flows leads to substantial speedup gains without compromising task accuracy. For instance, SparseFlow reduces computational costs by half on average, without a significant loss in accuracy.
ProtT3: Protein-to-Text Generation for Text-based Protein Understanding
Authors: Zhiyuan Liu; An Zhang; Hao Fei; Enzhi Zhang; Xiang Wang; Kenji Kawaguchi; Tat-Seng Chua
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Language Models (LMs) excel in understanding textual descriptions of proteins, as evident in biomedical question-answering tasks. However, their capability falters with raw protein data, such as amino acid sequences, due to a deficit in pretraining on such data. Conversely, Protein Language Models (PLMs) can understand and convert protein data into high-quality representations, but struggle to process texts. To address their limitations, we introduce ProtT3, a framework for Protein-to-Text Generation for Text-based Protein Understanding. ProtT3 empowers an LM to understand protein sequences of amino acids by incorporating a PLM as its protein understanding module, enabling effective protein-to-text generation. This collaboration between PLM and LM is facilitated by a cross-modal projector (i.e., Q-Former) that bridges the modality gap between the PLM’s representation space and the LM’s input space. Unlike previous studies focusing on protein property prediction and protein-text retrieval, we delve into the largely unexplored field of protein-to-text generation. To facilitate comprehensive benchmarks and promote future research, we establish quantitative evaluations for protein-text modeling tasks, including protein captioning, protein question-answering, and protein-text retrieval. Our experiments show that ProtT3 substantially surpasses current baselines, with ablation studies further highlighting the efficacy of its core components. Our code is available at https://github.com/acharkq/ProtT3.
KIEval: A Knowledge-grounded Interactive Evaluation Framework for Large Language Models
Authors: Zhuohao Yu; Chang Gao; Wenjin Yao; Yidong Wang; Wei Ye; Jindong Wang; Xing Xie; Yue Zhang; Shikun Zhang
Venue: ACL 2024 (Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers))

Abstract: Automatic evaluation methods for large language models (LLMs) are hindered by data contamination, leading to inflated assessments of their effectiveness. Existing strategies, which aim to detect contaminated texts, focus on quantifying contamination status instead of accurately gauging model performance. In this paper, we introduce KIEval, a Knowledge-grounded Interactive Evaluation framework, which incorporates an LLM-powered “interactor” role for the first time to accomplish a dynamic contamination-resilient evaluation. Starting with a question in a conventional LLM benchmark involving domain-specific knowledge, KIEval utilizes dynamically generated, multi-round, and knowledge-focused dialogues to determine whether a model’s response is merely a recall of benchmark answers or demonstrates a deep comprehension to apply knowledge in more complex conversations. Extensive experiments on seven leading LLMs across five datasets validate KIEval’s effectiveness and generalization. We also reveal that data contamination brings no contribution or even negative effect to models’ real-world applicability and understanding, and existing contamination detection methods for LLMs can only identify contamination in pre-training but not during supervised fine-tuning.