GenAI4ELab/papercli-papers huggingface dataset:
QuBE: Question-based Belief Enhancement for Agentic LLM Reasoning
Authors: Minsoo Kim; Jongyoon Kim; Jihyuk Kim; Seung-won Hwang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Despite advancements in Large Language Models (LLMs), many complex tasks are not easily solved in a single inference step, requiring the use of agentic LLMs in interactive environments. However, agentic LLMs suffer from a phenomenon known as reasoning derailment, due to the indiscriminate incorporation of observations from partially observable environments. We introduce QuBE, a method that enhances agents’ focus on task-relevant contexts, by constructing a belief state via question answering. We validate QuBE through experiments in two agentic LLM scenarios with partial observability: 1) a canonical interactive decision-making scenario using text-based game engines, and 2) an interactive retrieval-augmented generation (RAG) scenario using search engines. In the AlfWorld text-based game, QuBE outperforms established baselines by substantial margins, and in the search engine scenario, it achieves marked improvements on the BeIR zero-shot retrieval benchmark. The results demonstrate that QuBE significantly mitigates reasoning derailment, refining the decision-making process of LLM agents in partially observed environments.
CompAct: Compressing Retrieved Documents Actively for Question Answering
Authors: Chanwoong Yoon; Taewhoo Lee; Hyeon Hwang; Minbyul Jeong; Jaewoo Kang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Retrieval-augmented generation supports language models to strengthen their factual groundings by providing external contexts. However, language models often face challenges when given extensive information, diminishing their effectiveness in solving questions. Context compression tackles this issue by filtering out irrelevant information, but current methods still struggle in realistic scenarios where crucial information cannot be captured with a single-step approach. To overcome this limitation, we introduce CompAct, a novel framework that employs an active strategy to condense extensive documents without losing key information. Our experiments demonstrate that CompAct brings significant improvements in both performance and compression rate on multi-hop question-answering benchmarks. CompAct flexibly operates as a cost-efficient plug-in module with various off-the-shelf retrievers or readers, achieving exceptionally high compression rates (47x).
An Empirical Analysis on Spatial Reasoning Capabilities of Large Multimodal Models
Authors: Fatemeh Shiri; Xiao-Yu Guo; Mona Golestan Far; Xin Yu; Reza Haf; Yuan-Fang Li
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Multimodal Models (LMMs) have achieved strong performance across a range of vision and language tasks. However, their spatial reasoning capabilities are under-investigated. In this paper, we construct a novel VQA dataset, Spatial-MM, to comprehensively study LMMs’ spatial understanding and reasoning capabilities. Our analyses on object-relationship and multi-hop reasoning reveal several important findings. Firstly, bounding boxes and scene graphs, even synthetic ones, can significantly enhance LMMs’ spatial reasoning. Secondly, LMMs struggle more with questions posed from the human perspective than the camera perspective about the image. Thirdly, chain of thought (CoT) prompting does not improve model performance on complex multi-hop questions involving spatial relations. Moreover, spatial reasoning steps are much less accurate than non-spatial ones across MLLMs. Lastly, our perturbation analysis on GQA-spatial reveals that LMMs are much stronger at basic object detection than complex spatial reasoning. We believe our new benchmark dataset and in-depth analyses can spark further research on LMMs spatial reasoning.
Synthetic Knowledge Ingestion: Towards Knowledge Refinement and Injection for Enhancing Large Language Models
Authors: Jiaxin Zhang; Wendi Cui; Yiran Huang; Kamalika Das; Sricharan Kumar
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) are proficient in capturing factual knowledge across various domains. However, refining their capabilities on previously seen knowledge or integrating new knowledge from external sources remains a significant challenge. In this work, we propose a novel synthetic knowledge ingestion method called , which leverages fine-grained synthesis, interleaved generation, and assemble augmentation strategies to construct high-quality data representations from raw knowledge sources. We then integrate and its variations with three knowledge injection techniques: Retrieval Augmented Generation (RAG), Supervised Fine-tuning (SFT), and Continual Pre-training (CPT) to inject and refine knowledge in language models. Extensive empirical experiments are conducted on various question-answering tasks spanning finance, biomedicine, and open-generation domains to demonstrate that significantly outperforms baseline methods by facilitating effective knowledge injection. We believe that our work is an important step towards enhancing the factual accuracy of LLM outputs by refining knowledge representation and injection capabilities.
Local Contrastive Editing of Gender Stereotypes
Authors: Marlene Lutz; Rochelle Choenni; Markus Strohmaier; Anne Lauscher
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Stereotypical bias encoded in language models (LMs) poses a threat to safe language technology, yet our understanding of how bias manifests in the parameters of LMs remains incomplete. We introduce local contrastive editing that enables the localization and editing of a subset of weights in a target model in relation to a reference model. We deploy this approach to identify and modify subsets of weights that are associated with gender stereotypes in LMs. Through a series of experiments we demonstrate that local contrastive editing can precisely localize and control a small subset (< 0.5%) of weights that encode gender bias. Our work (i) advances our understanding of how stereotypical biases can manifest in the parameter space of LMs and (ii) opens up new avenues for developing parameter-efficient strategies for controlling model properties in a contrastive manner.
De-Identification of Sensitive Personal Data in Datasets Derived from IIT-CDIP
Authors: Stefan Larson; Nicole Cornehl Lima; Santiago Pedroza Diaz; Amogh Manoj Joshi; Siddharth Betala; Jamiu Tunde Suleiman; Yash Mathur; Kaushal Kumar Prajapati; Ramla Alakraa; Junjie Shen; Temi Okotore; Kevin Leach
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The IIT-CDIP document collection is the source of several widely used and publicly accessible document understanding datasets. In this paper, manual inspection of 5 datasets derived from IIT-CDIP uncovers the presence of thousands of instances of sensitive personal data, including US Social Security Numbers (SSNs), birth places and dates, and home addresses of individuals. The presence of such sensitive personal data in commonly-used and publicly available datasets is startling and has ethical and potentially legal implications; we believe such sensitive data ought to be removed from the internet. Thus, in this paper, we develop a modular data de-identification pipeline that replaces sensitive data with synthetic, but realistic, data. Via experiments, we demonstrate that this de-identification method preserves the utility of the de-identified documents so that they can continue be used in various document understanding applications. We will release redacted versions of these datasets publicly.
RAR: Retrieval-augmented retrieval for code generation in low resource languages
Authors: Avik Dutta; Mukul Singh; Gust Verbruggen; Sumit Gulwani; Vu Le
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Language models struggle in generating code for low-resource programming languages, since these are underrepresented in training data. Either examples or documentation are commonly used for improved code generation. We propose to use both types of information together and present retrieval augmented retrieval (RAR) as a two-step method for selecting relevant examples and documentation. Experiments on three low-resource languages (Power Query M, OfficeScript and Excel formulas) show that RAR outperforms independently example and grammar retrieval (+2.81–26.14%). Interestingly, we show that two-step retrieval selects better examples and documentation when used independently as well.
STAR: SocioTechnical Approach to Red Teaming Language Models
Authors: Laura Weidinger; John F J Mellor; Bernat Guillén Pegueroles; Nahema Marchal; Ravin Kumar; Kristian Lum; Canfer Akbulut; Mark Diaz; A. Stevie Bergman; Mikel D. Rodriguez; Verena Rieser; William Isaac
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.
Do great minds think alike? Investigating Human-AI Complementarity in Question Answering with CAIMIRA
Authors: Maharshi Gor; Hal Daumé Iii; Tianyi Zhou; Jordan Lee Boyd-Graber
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent advancements of large language models (LLMs)have led to claims of AI surpassing humansin natural language processing NLP tasks such as textual understanding and reasoning.%This work investigates these assertions by introducingCAIMIRA, a novel framework rooted in item response theory IRTthat enables quantitative assessment and comparison of problem-solving abilities inquestion-answering QA agents.%Through analysis of over 300,000 responses from ~ 70 AI systemsand 155 humans across thousands of quiz questions, CAIMIRA uncovers distinctproficiency patterns in knowledge domains and reasoning skills. %Humans outperform AI systems in knowledge-grounded abductive and conceptual reasoning,while state-of-the-art LLMs like GPT-4 Turbo and Llama-3-70B demonstrate superior performance ontargeted information retrieval and fact-based reasoning, particularly when information gapsare well-defined and addressable through pattern matching or data retrieval.%These findings identify key areas for future QA tasks and model development,highlighting the critical need for questions that not only challengehigher-order reasoning and scientific thinking, but also demand nuanced linguisticand cross-contextual application.
Memory-Efficient Fine-Tuning of Transformers via Token Selection
Authors: Antoine Simoulin; Namyong Park; Xiaoyi Liu; Grey Yang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Fine-tuning provides an effective means to specialize pre-trained models for various downstream tasks. However, fine-tuning often incurs high memory overhead, especially for large transformer-based models, such as LLMs. While existing methods may reduce certain parts of the memory required for fine-tuning, they still require caching all intermediate activations computed in the forward pass to update weights during the backward pass. In this work, we develop TokenTune, a method to reduce memory usage, specifically the memory to store intermediate activations, in the fine-tuning of transformer-based models. During the backward pass, TokenTune approximates the gradient computation by backpropagating through just a subset of input tokens. Thus, with TokenTune, only a subset of intermediate activations are cached during the forward pass. Also, TokenTune can be easily combined with existing methods like LoRA, further reducing the memory cost. We evaluate our approach on pre-trained transformer models with up to billions of parameters, considering the performance on multiple downstream tasks such as text classification and question answering in a few-shot learning setup. Overall, TokenTune achieves performance on par with full fine-tuning or representative memory-efficient fine-tuning methods, while greatly reducing the memory footprint, especially when combined with other methods with complementary memory reduction mechanisms. We hope that our approach will facilitate the fine-tuning of large transformers, in specializing them for specific domains or co-training them with other neural components from a larger system. Our code is available at https://github.com/facebookresearch/tokentune.
Unveiling the mystery of visual attributes of concrete and abstract concepts: Variability, nearest neighbors, and challenging categories
Authors: Tarun Tater; Sabine Schulte Im Walde; Diego Frassinelli
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: The visual representation of a concept varies significantly depending on its meaning and the context where it occurs; this poses multiple challenges both for vision and multimodal models. Our study focuses on concreteness, a well-researched lexical-semantic variable, using it as a case study to examine the variability in visual representations. We rely on images associated with approximately 1,000 abstract and concrete concepts extracted from two different datasets: Bing and YFCC. Our goals are: (i) evaluate whether visual diversity in the depiction of concepts can reliably distinguish between concrete and abstract concepts; (ii) analyze the variability of visual features across multiple images of the same concept through a nearest neighbor analysis; and (iii) identify challenging factors contributing to this variability by categorizing and annotating images. Our findings indicate that for classifying images of abstract versus concrete concepts, a combination of basic visual features such as color and texture is more effective than features extracted by more complex models like Vision Transformer (ViT). However, ViTs show better performances in the nearest neighbor analysis, emphasizing the need for a careful selection of visual features when analyzing conceptual variables through modalities other than text.
Evaluating Large Language Models on Time Series Feature Understanding: A Comprehensive Taxonomy and Benchmark
Authors: Elizabeth Fons; Rachneet Kaur; Soham Palande; Zhen Zeng; Tucker Balch; Manuela Veloso; Svitlana Vyetrenko
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large Language Models (LLMs) offer the potential for automatic time series analysis and reporting, which is a critical task across many domains, spanning healthcare, finance, climate, energy, and many more. In this paper, we propose a framework for rigorously evaluating the capabilities of LLMs on time series understanding, encompassing both univariate and multivariate forms. We introduce a comprehensive taxonomy of time series features, a critical framework that delineates various characteristics inherent in time series data. Leveraging this taxonomy, we have systematically designed and synthesized a diverse dataset of time series, embodying the different outlined features, each accompanied by textual descriptions. This dataset acts as a solid foundation for assessing the proficiency of LLMs in comprehending time series. Our experiments shed light on the strengths and limitations of state-of-the-art LLMs in time series understanding, revealing which features these models readily comprehend effectively and where they falter. In addition, we uncover the sensitivity of LLMs to factors including the formatting of the data, the position of points queried within a series and the overall time series length.
Can LLMs Learn Uncertainty on Their Own? Expressing Uncertainty Effectively in A Self-Training Manner
Authors: Shudong Liu; Zhaocong Li; Xuebo Liu; Runzhe Zhan; Derek F. Wong; Lidia S. Chao; Min Zhang
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Large language models (LLMs) often exhibit excessive, random, and uninformative uncertainty, rendering them unsuitable for decision-making in human-computer interactions. In this paper, we aim to instigate a heightened awareness of self-uncertainty in LLMs, enabling them to express uncertainty more effectively. To accomplish this, we propose an uncertainty-aware instruction tuning (UaIT) method, aligning LLMs’ perception with the probabilistic uncertainty of the generation. We conducted experiments using LLaMA2 and Mistral on multiple free-form QA tasks. Experimental results revealed a surprising 45.2% improvement in the effectiveness of uncertainty expression by LLMs, accompanied by reasonably good out-of-domain generalization capabilities. Moreover, this uncertainty expression can serve as a valuable real-time basis for human decision-making, e.g., retrieving external documents and incorporating stronger LLMs.
Preference-Guided Reflective Sampling for Aligning Language Models
Authors: Hai Ye; Hwee Tou Ng
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Iterative data generation and model re-training can effectively align large language models (LLMs) to human preferences. The process of data sampling is crucial, as it significantly influences the success of policy improvement. Repeated random sampling is a widely used method that independently queries the model multiple times to generate outputs. In this work, we propose a more effective sampling method, named Preference-Guided Reflective Sampling (PRS). Unlike random sampling, PRS employs a tree-based generation framework to enable more efficient sampling. It leverages adaptive self-refinement techniques to better explore the sampling space. By specifying user preferences in natural language, PRS can further optimize response generation according to these preferences. As a result, PRS can align models to diverse user preferences. Our experiments demonstrate that PRS generates higher-quality responses with significantly higher rewards. On AlpacaEval and Arena-Hard, PRS substantially outperforms repeated random sampling in best-of-N sampling. Moreover, PRS shows strong performance when applied in iterative offline RL training.
Metrics for What, Metrics for Whom: Assessing Actionability of Bias Evaluation Metrics in NLP
Authors: Pieter Delobelle; Giuseppe Attanasio; Debora Nozza; Su Lin Blodgett; Zeerak Talat
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: This paper introduces the concept of actionability in the context of bias measures in natural language processing (NLP). We define actionability as the degree to which a measure’s results enable informed action and propose a set of desiderata for assessing it. Building on existing frameworks such as measurement modeling, we argue that actionability is a crucial aspect of bias measures that has been largely overlooked in the literature.We conduct a comprehensive review of 146 papers proposing bias measures in NLP, examining whether and how they provide the information required for actionable results. Our findings reveal that many key elements of actionability, including a measure’s intended use and reliability assessment, are often unclear or entirely absent.This study highlights a significant gap in the current approach to developing and reporting bias measures in NLP. We argue that this lack of clarity may impede the effective implementation and utilization of these measures. To address this issue, we offer recommendations for more comprehensive and actionable metric development and reporting practices in NLP bias research.
Is this the real life? Is this just fantasy? The Misleading Success of Simulating Social Interactions With LLMs
Authors: Xuhui Zhou; Zhe Su; Tiwalayo Eisape; Hyunwoo Kim; Maarten Sap
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: Recent advances in large language models (LLM) have enabled richer social simulations, allowing for the study of various social phenomena. However, most recent work has used a more omniscient perspective on these simulations (e.g., single LLM to generate all interlocutors), which is fundamentally at odds with the non-omniscient, information asymmetric interactions that involve humans and AI agents in the real world. To examine these differences, we develop an evaluation framework to simulate social interactions with LLMs in various settings (omniscient, non-omniscient). Our experiments show that LLMs perform better in unrealistic, omniscient simulation settings but struggle in ones that more accurately reflect real-world conditions with information asymmetry. Moreover, we illustrate the limitations inherent in learning from omniscient simulations. Our findings indicate that addressing information asymmetry remains a fundamental challenge for LLM-based agents.
A Simple LLM Framework for Long-Range Video Question-Answering
Authors: Ce Zhang; Taixi Lu; Md Mohaiminul Islam; Ziyang Wang; Shoubin Yu; Mohit Bansal; Gedas Bertasius
Venue: EMNLP 2024 (Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present LLoVi, a simple yet effective **L**anguage-based **Lo**ng-range **Vi**deo question-answering (LVQA) framework. Our method decomposes the short- and long-range modeling aspects of LVQA into two stages. First, we use a short-term visual captioner to generate textual descriptions of short video clips (0.5-8 seconds in length) densely sampled from a long input video. Afterward, an LLM aggregates the densely extracted short-term captions to answer a given question. Furthermore, we propose a novel multi-round summarization prompt that asks the LLM first to summarize the noisy short-term visual captions and then answer a given input question. To analyze what makes our simple framework so effective, we thoroughly evaluate various components of our framework. Our empirical analysis reveals that the choice of the visual captioner and LLM is critical for good LVQA performance. The proposed multi-round summarization prompt also leads to a significant LVQA performance boost. Our method achieves the best-reported results on the EgoSchema dataset, best known for very long-form video question-answering. LLoVi also outperforms the previous state-of-the-art by **10.2%** and **6.2%** on NExT-QA and IntentQA for LVQA. Finally, we extend LLoVi to grounded VideoQA, which requires both QA and temporal localization, and show that it outperforms all prior methods on NExT-GQA. Code is available at https://github.com/CeeZh/LLoVi.