GenAI4ELab/papercli-papers huggingface dataset:
Enhancing Generative Retrieval with Reinforcement Learning from Relevance Feedback
Authors: Yujia Zhou; Zhicheng Dou; Ji-Rong Wen
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The recent advent of end-to-end generative retrieval marks a significant shift in document retrieval methods, leveraging differentiable search indexes to directly produce relevant document identifiers (docids) in response to a specific query. Nevertheless, this approach faces two fundamental challenges: (i) a discrepancy between the token-level probabilistic optimization and the broader document-level relevance estimation; (ii) an overemphasis on top-1 results at the expense of overall ranking quality. To tackle these challenges, we propose a generative retrieval model with reinforcement learning from relevance feedback, which aims to align token-level docid generation with document-level relevance estimation. The training process incorporates three stages: supervised fine-tuning, relevance reward model training, and reinforced learning-to-rank from relevance feedback. To train a high-quality reward model, we define “relevance” under three progressive scenarios, which collectively offer a comprehensive evaluation of the document relevance. Experiments conducted on two benchmark datasets demonstrate the effectiveness of our proposed approach.
Multi-Source Probing for Open-Domain Conversational Understanding
Authors: Yuanxi Li; Hao Zhou; Jie Zhou; Minlie Huang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Dialogue comprehension and generation are vital to the success of open-domain dialogue systems. Although pre-trained generative conversation models have made significant progress in generating fluent responses, people have difficulty judging whether they understand and efficiently model the contextual information of the conversation. In this study, we propose a Multi-Source Probing (MSP) method to probe the dialogue comprehension abilities of open-domain dialogue models. MSP aggregates features from multiple sources to accomplish diverse task goals and conducts downstream tasks in a generative manner that is consistent with dialogue model pre-training to leverage model capabilities. We conduct probing experiments on seven tasks that require various dialogue comprehension skills, based on the internal representations encoded by dialogue models. Experimental results show that open-domain dialogue models can encode semantic information in the intermediate hidden states, which facilitates dialogue comprehension tasks. Models of different scales and structures possess different conversational understanding capabilities. Our findings encourage a comprehensive evaluation and design of open-domain dialogue models.
Hallucination Mitigation in Natural Language Generation from Large-Scale Open-Domain Knowledge Graphs
Authors: Xiao Shi; Zhengyuan Zhu; Zeyu Zhang; Chengkai Li
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: In generating natural language descriptions for knowledge graph triples, prior works used either small-scale, human-annotated datasets or datasets with limited variety of graph shapes, e.g., those having mostly star graphs. Graph-to-text models trained and evaluated on such datasets are largely not assessed for more realistic large-scale, open-domain settings. We introduce a new dataset, GraphNarrative, to fill this gap. Fine-tuning transformer-based pre-trained language models has achieved state-of-the-art performance among graph-to-text models. However, this method suffers from information hallucination—the generated text may contain fabricated facts not present in input graphs. We propose a novel approach that, given a graph-sentence pair in GraphNarrative, trims the sentence to eliminate portions that are not present in the corresponding graph, by utilizing the sentence’s dependency parse tree. Our experiment results verify this approach using models trained on GraphNarrative and existing datasets. The dataset, source code, and trained models are released at https://github.com/idirlab/graphnarrator.
Multi-Source Multi-Type Knowledge Exploration and Exploitation for Dialogue Generation
Authors: Xuanfan Ni; Hongliang Dai; Zhaochun Ren; Piji Li
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Open-domain multi-turn dialogue generation encounters the significant challenge of lacking various types of knowledge from diverse sources. Existing models typically focus on identifying specific types of dialogue knowledge and utilize corresponding datasets for training. However, this approach often leads to limited generalization capabilities and increased computational resource requirements. Recently, large language models (LLMs) have shown impressive performance on natural language processing tasks. To harness the knowledge storage of LLMs, we propose a framework named KnowEE that explores multi-source multi-type knowledge from LLMs by leveraging diverse datasets and then exploits the obtained knowledge for response generation. Our framework comprises two phases: First, we leverage five external datasets encompassing various types of knowledge to extract the most relevant samples to the dialogue context which are served as prompts to generate corresponding type of knowledge; Second, we inject the acquired knowledge into the ongoing dialogue context in fine-grained and coarse-grained manners, which is then fed into LLMs to generate the final dialogue response. Both automatic and manual evaluation results validate the effectiveness of our framework in exploring and exploiting multi-source multi-type knowledge to generate coherent, informative, and fluent responses.
Focus Your Attention (with Adaptive IIR Filters)
Authors: Shahar Lutati; Itamar Zimerman; Lior Wolf
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We present a new layer in which dynamic (i.e., input-dependent) Infinite Impulse Response (IIR) filters of order two are used to process the input sequence prior to applying conventional attention. The input is split into chunks, and the coefficients of these filters are determined based on previous chunks to maintain causality. Despite their relatively low order, the causal adaptive filters are shown to focus attention on the relevant sequence elements. The new layer is grounded in control theory, and is shown to generalize diagonal state-space layers. The layer performs on-par with state-of-the-art networks, with a fraction of their parameters and with time complexity that is sub-quadratic with input size. The obtained layer is favorable to layers such as Heyna, GPT2, and Mega, both with respect to the number of parameters and the obtained level of performance on multiple long-range sequence problems.
Identifying Statements Crucial for Awareness of Interpretive Nonsense to Prevent Communication Breakdowns
Authors: Tomoyuki Maekawa; Michita Imai
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: During remote conversations, communication breakdowns often occur when a listener misses certain statements. Our objective is to prevent such breakdowns by identifying Statements Crucial for Awareness of Interpretive Nonsense (SCAINs). If a listener misses a SCAIN, s/he may interpret subsequent statements differently from the speaker’s intended meaning. To identify SCAINs, we adopt a unique approach where we create a dialogue by omitting two consecutive statements from the original dialogue and then generate text to make the following statement more specific. The novelty of the proposed method lies in simulating missing information by processing text with omissions. We validate the effectiveness of SCAINs through evaluation using a dialogue dataset. Furthermore, we demonstrate that SCAINs cannot be identified as merely important statements, highlighting the uniqueness of our proposed method.
Multilingual Large Language Models Are Not (Yet) Code-Switchers
Authors: Ruochen Zhang; Samuel Cahyawijaya; Jan Christian Blaise Cruz; Genta Winata; Alham Fikri Aji
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Multilingual Large Language Models (LLMs) have recently shown great capabilities in a wide range of tasks, exhibiting state-of-the-art performance through zero-shot or few-shot prompting methods. While there have been extensive studies on their abilities in monolingual tasks, the investigation of their potential in the context of code-switching (CSW), the practice of alternating languages within an utterance, remains relatively uncharted. In this paper, we provide a comprehensive empirical analysis of various multilingual LLMs, benchmarking their performance across four tasks: sentiment analysis, machine translation, summarization and word-level language identification. Our results indicate that despite multilingual LLMs exhibiting promising outcomes in certain tasks using zero or few-shot prompting, they still underperform in comparison to fine-tuned models of much smaller scales. We argue that current “multilingualism’ in LLMs does not inherently imply proficiency with code-switching texts, calling for future research to bridge this discrepancy.
Reinforced Target-driven Conversational Promotion
Authors: Huy Dao; Lizi Liao; Dung Le; Yuxiang Nie
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: The ability to proactively engage with users towards pitching products is highly desired for conversational assistants. However, existing conversational recommendation methods overemphasize on acquiring user preferences while ignore the strategic planning for nudging users towards accepting a designated item. Hence, these methods fail to promote specified items with engaging responses. In this work, we propose a Reinforced Target-driven Conversational Promotion (RTCP) framework for conversational promotion. RTCP integrates short-term and long-term planning via a balanced gating mechanism. Inside which, the dialogue actions are predicted via a knowledge-integrated multi-head attention and guided via reinforcement learning rewards. RTCP then employs action-guided prefix tuning to generate relevant responses. Experimental results demonstrate that our model outperforms state-of-the-art models on both automatic metrics and human evaluation. Moreover, RTCP has a strong capability in quickly adapting to unseen scenarios just by updating prefix parameters without re-training the whole model.
Identification of Multimodal Stance Towards Frames of Communication
Authors: Maxwell Weinzierl; Sanda Harabagiu
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Frames of communication are often evoked in multimedia documents. When an author decides to add an image to a text, one or both of the modalities may evoke a communication frame. Moreover, when evoking the frame, the author also conveys her/his stance towards the frame. Until now, determining if the author is in favor of, against or has no stance towards the frame was performed automatically only when processing texts. This is due to the absence of stance annotations on multimedia documents. In this paper we introduce MMVax-Stance, a dataset of 11,300 multimedia documents retrieved from social media, which have stance annotations towards 113 different frames of communication. This dataset allowed us to experiment with several models of multimedia stance detection, which revealed important interactions between texts and images in the inference of stance towards communication frames. When inferring the text/image relations, a set of 46,606 synthetic examples of multimodal documents with known stance was generated. This greatly impacted the quality of identifying multimedia stance, yielding an improvement of 20% in F1-score.
Unsupervised Sounding Pixel Learning
Authors: Yining Zhang; Yanli Ji; Yang Yang
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Sounding source localization is a challenging cross-modal task due to the difficulty of cross-modal alignment. Although supervised cross-modal methods achieve encouraging performance, heavy manual annotations are expensive and inefficient. Thus it is valuable and meaningful to develop unsupervised solutions. In this paper, we propose an **U**nsupervised **S**ounding **P**ixel **L**earning (USPL) approach which enables a pixel-level sounding source localization in unsupervised paradigm. We first design a mask augmentation based multi-instance contrastive learning to realize unsupervised cross-modal coarse localization, which aligns audio-visual features to obtain coarse sounding maps. Secondly, we present an *Unsupervised Sounding Map Refinement (SMR)* module which employs the visual semantic affinity learning to explore inter-pixel relations of adjacent coordinate features. It contributes to recovering the boundary of coarse sounding maps and obtaining fine sounding maps. Finally, a *Sounding Pixel Segmentation (SPS)* module is presented to realize audio-supervised semantic segmentation. Extensive experiments are performed on the AVSBench-S4 and VGGSound datasets, exhibiting encouraging results compared with previous SOTA methods.
LM vs LM: Detecting Factual Errors via Cross Examination
Authors: Roi Cohen; May Hamri; Mor Geva; Amir Globerson
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: A prominent weakness of modern language models (LMs) is their tendency to generate factually incorrect text, which hinders their usability. A natural question is whether such factual errors can be detected automatically. Inspired by truth-seeking mechanisms in law, we propose a factuality evaluation framework for LMs that is based on cross-examination. Our key idea is that an incorrect claim is likely to result in inconsistency with other claims that the model generates. To discover such inconsistencies, we facilitate a multi-turn interaction between the LM that generated the claim and another LM (acting as an examiner) which introduces questions to discover inconsistencies. We empirically evaluate our method on factual claims made by multiple recent LMs on four benchmarks, finding that it outperforms existing methods and baselines, often by a large gap. Our results demonstrate the potential of using interacting LMs for capturing factual errors.
Large Language Models: The Need for Nuance in Current Debates and a Pragmatic Perspective on Understanding
Authors: Bram van Dijk; Tom Kouwenhoven; Marco Spruit; Max Johannes van Duijn
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Current Large Language Models (LLMs) are unparalleled in their ability to generate grammatically correct, fluent text. LLMs are appearing rapidly, and debates on LLM capacities have taken off, but reflection is lagging behind. Thus, in this position paper, we first zoom in on the debate and critically assess three points recurring in critiques of LLM capacities: i) that LLMs only parrot statistical patterns in the training data; ii) that LLMs master formal but not functional language competence; and iii) that language learning in LLMs cannot inform human language learning. Drawing on empirical and theoretical arguments, we show that these points need more nuance. Second, we outline a pragmatic perspective on the issue of ‘real’ understanding and intentionality in LLMs. Understanding and intentionality pertain to unobservable mental states we attribute to other humans because they have pragmatic value: they allow us to abstract away from complex underlying mechanics and predict behaviour effectively. We reflect on the circumstances under which it would make sense for humans to similarly attribute mental states to LLMs, thereby outlining a pragmatic philosophical context for LLMs as an increasingly prominent technology in society.
PIEClass: Weakly-Supervised Text Classification with Prompting and Noise-Robust Iterative Ensemble Training
Authors: Yunyi Zhang; Minhao Jiang; Yu Meng; Yu Zhang; Jiawei Han
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Weakly-supervised text classification trains a classifier using the label name of each target class as the only supervision, which largely reduces human annotation efforts. Most existing methods first use the label names as static keyword-based features to generate pseudo labels, which are then used for final classifier training. While reasonable, such a commonly adopted framework suffers from two limitations: (1) keywords can have different meanings in different contexts and some text may not have any keyword, so keyword matching can induce noisy and inadequate pseudo labels; (2) the errors made in the pseudo label generation stage will directly propagate to the classifier training stage without a chance of being corrected. In this paper, we propose a new method, PIEClass, consisting of two modules: (1) a pseudo label acquisition module that uses zero-shot prompting of pre-trained language models (PLM) to get pseudo labels based on contextualized text understanding beyond static keyword matching, and (2) a noise-robust iterative ensemble training module that iteratively trains classifiers and updates pseudo labels by utilizing two PLM fine-tuning methods that regularize each other. Extensive experiments show that PIEClass achieves overall better performance than existing strong baselines on seven benchmark datasets and even achieves similar performance to fully-supervised classifiers on sentiment classification tasks.
MeaeQ: Mount Model Extraction Attacks with Efficient Queries
Authors: Chengwei Dai; Minxuan Lv; Kun Li; Wei Zhou
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: We study model extraction attacks in natural language processing (NLP) where attackers aim to steal victim models by repeatedly querying the open Application Programming Interfaces (APIs). Recent works focus on limited-query budget settings and adopt random sampling or active learning-based sampling strategies on publicly available, unannotated data sources. However, these methods often result in selected queries that lack task relevance and data diversity, leading to limited success in achieving satisfactory results with low query costs. In this paper, we propose MeaeQ (Model extraction attack with efficient Queries), a straightforward yet effective method to address these issues. Specifically, we initially utilize a zero-shot sequence inference classifier, combined with API service information, to filter task-relevant data from a public text corpus instead of a problem domain-specific dataset. Furthermore, we employ a clustering-based data reduction technique to obtain representative data as queries for the attack. Extensive experiments conducted on four benchmark datasets demonstrate that MeaeQ achieves higher functional similarity to the victim model than baselines while requiring fewer queries.
The CoT Collection: Improving Zero-shot and Few-shot Learning of Language Models via Chain-of-Thought Fine-Tuning
Authors: Seungone Kim; Se Joo; Doyoung Kim; Joel Jang; Seonghyeon Ye; Jamin Shin; Minjoon Seo
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Language models (LMs) with less than 100B parameters are known to perform poorly on chain-of-thought (CoT) reasoning in contrast to large LMs when solving unseen tasks. In this work, we aim to equip smaller LMs with the step-by-step reasoning capability by instruction tuning with CoT rationales. In order to achieve this goal, we first introduce a new instruction-tuning dataset called the CoT Collection, which augments the existing Flan Collection (including only 9 CoT tasks) with additional 1.84 million rationales across 1,060 tasks. We show that CoT fine-tuning Flan-T5 (3B & 11B) with CoT Collection enables smaller LMs to have better CoT capabilities on unseen tasks. On the BIG-Bench-Hard (BBH) benchmark, we report an average improvement of +4.34% (Flan-T5 3B) and +2.60% (Flan-T5 11B), in terms of zero-shot task accuracy. Furthermore, we show that instruction tuning with CoT Collection allows LMs to possess stronger few-shot learning capabilities on 4 domain-specific tasks, resulting in an improvement of +2.24% (Flan-T5 3B) and +2.37% (Flan-T5 11B), even outperforming ChatGPT utilizing demonstrations until the max length by a +13.98% margin. Our code, the CoT Collection data, and model checkpoints are publicly available.
Explaining Interactions Between Text Spans
Authors: Sagnik Ray Choudhury; Pepa Atanasova; Isabelle Augenstein
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: Reasoning over spans of tokens from different parts of the input is essential for natural language understanding (NLU) tasks such as fact-checking (FC), machine reading comprehension (MRC) or natural language inference (NLI). However, existing highlight-based explanations primarily focus on identifying individual important features or interactions only between adjacent tokens or tuples of tokens. Most notably, there is a lack of annotations capturing the human decision-making process with respect to the necessary interactions for informed decision-making in such tasks. To bridge this gap, we introduce SpanEx, a multi-annotator dataset of human span interaction explanations for two NLU tasks: NLI and FC. We then investigate the decision-making processes of multiple fine-tuned large language models in terms of the employed connections between spans in separate parts of the input and compare them to the human reasoning processes. Finally, we present a novel community detection based unsupervised method to extract such interaction explanations. We make the code and the dataset available on [Github](https://github.com/copenlu/spanex). The dataset is also available on [Huggingface datasets](https://huggingface.co/datasets/copenlu/spanex).
Predictive Chemistry Augmented with Text Retrieval
Authors: Yujie Qian; Zhening Li; Zhengkai Tu; Connor Coley; Regina Barzilay
Venue: EMNLP 2023 (Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing)

Abstract: This paper focuses on using natural language descriptions to enhance predictive models in the chemistry field. Conventionally, chemoinformatics models are trained with extensive structured data manually extracted from the literature. In this paper, we introduce TextReact, a novel method that directly augments predictive chemistry with texts retrieved from the literature. TextReact retrieves text descriptions relevant for a given chemical reaction, and then aligns them with the molecular representation of the reaction. This alignment is enhanced via an auxiliary masked LM objective incorporated in the predictor training. We empirically validate the framework on two chemistry tasks: reaction condition recommendation and one-step retrosynthesis. By leveraging text retrieval, TextReact significantly outperforms state-of-the-art chemoinformatics models trained solely on molecular data.