GenAI4ELab/papercli-papers huggingface dataset:
Multi-View Clustering by Inter-cluster Connectivity Guided Reward
Authors: Hao Dai; Yang Liu; Peng Su; Hecheng Cai; Shudong Huang; Jiancheng Lv
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Multi-view clustering has been widely explored for its effectiveness in harmonizing heterogeneity along with consistency in different views of data. Despite the significant progress made by recent works, the performance of most existing methods is heavily reliant on strong priori information regarding the true cluster number $\textit{K}$, which is rarely feasible in real-world scenarios. In this paper, we propose a novel graph-based multi-view clustering algorithm to infer unknown $\textit{K}$ through a graph consistency reward mechanism. To be specific, we evaluate the cluster indicator matrix during each iteration with respect to diverse $\textit{K}$. We formulate the inference process of unknown $\textit{K}$ as a parsimonious reinforcement learning paradigm, where the reward is measured by inter-cluster connectivity. As a result, our approach is capable of independently producing the final clustering result, free from the input of a predefined cluster number. Experimental results on multiple benchmark datasets demonstrate the effectiveness of our proposed approach in comparison to existing state-of-the-art methods.
Overestimation, Overfitting, and Plasticity in Actor-Critic: the Bitter Lesson of Reinforcement Learning
Authors: Michal Nauman; Michał Bortkiewicz; Piotr Miłoś; Tomasz Trzcinski; Mateusz Ostaszewski; Marek Cygan
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Recent advancements in off-policy Reinforcement Learning (RL) have significantly improved sample efficiency, primarily due to the incorporation of various forms of regularization that enable more gradient update steps than traditional agents. However, many of these techniques have been tested in limited settings, often on tasks from single simulation benchmarks and against well-known algorithms rather than a range of regularization approaches. This limits our understanding of the specific mechanisms driving RL improvements. To address this, we implemented over 60 different off-policy agents, each integrating established regularization techniques from recent state-of-the-art algorithms. We tested these agents across 14 diverse tasks from 2 simulation benchmarks, measuring training metrics related to overestimation, overfitting, and plasticity loss — issues that motivate the examined regularization techniques. Our findings reveal that while the effectiveness of a specific regularization setup varies with the task, certain combinations consistently demonstrate robust and superior performance. Notably, a simple Soft Actor-Critic agent, appropriately regularized, reliably finds a better-performing policy within the training regime, which previously was achieved mainly through model-based approaches.
Copyright Traps for Large Language Models
Authors: Matthieu Meeus; Igor Shilov; Manuel Faysse; Yves-Alexandre de Montjoye
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Questions of fair use of copyright-protected content to train Large Language Models (LLMs) are being actively debated. Document-level inference has been proposed as a new task: inferring from black-box access to the trained model whether a piece of content has been seen during training. SOTA methods however rely on naturally occurring memorization of (part of) the content. While very effective against models that memorize significantly, we hypothesize - and later confirm - that they will not work against models that do not naturally memorize, e.g. medium-size 1B models. We here propose to use copyright traps, the inclusion of fictitious entries in original content, to detect the use of copyrighted materials in LLMs with a focus on models where memorization does not naturally occur. We carefully design a randomized controlled experimental setup, inserting traps into original content (books) and train a 1.3B LLM from scratch. We first validate that the use of content in our target model would be undetectable using existing methods. We then show, contrary to intuition, that even medium-length trap sentences repeated a significant number of times (100) are not detectable using existing methods. However, we show that longer sequences repeated a large number of times can be reliably detected (AUC=0.75) and used as copyright traps. Beyond copyright applications, our findings contribute to the study of LLM memorization: the randomized controlled setup enables us to draw causal relationships between memorization and certain sequence properties such as repetition in model training data and perplexity.
Implicit meta-learning may lead language models to trust more reliable sources
Authors: Dmitrii Krasheninnikov; Egor Krasheninnikov; Bruno Kacper Mlodozeniec; Tegan Maharaj; David Krueger
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: We demonstrate that large language models (LLMs) may learn indicators of document usefulness and modulate their updates accordingly. We introduce random strings ("tags") as indicators of usefulness in a synthetic fine-tuning dataset. Fine-tuning on this dataset leads to **implicit meta-learning (IML)**: in further fine-tuning, the model updates to make more use of text that is tagged as useful. We perform a thorough empirical investigation of this phenomenon, finding (among other things) that (i) it occurs in both pretrained LLMs and those trained from scratch, as well as on a vision task, and (ii) larger models and smaller batch sizes tend to give more IML. We also use probing to examine how IML changes the way models store knowledge in their parameters. Finally, we reflect on what our results might imply about the capabilities, risks, and controllability of future AI systems.
Dr. Strategy: Model-Based Generalist Agents with Strategic Dreaming
Authors: Hany Hamed; Subin Kim; Dongyeong Kim; Jaesik Yoon; Sungjin Ahn
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Model-based reinforcement learning (MBRL) has been a primary approach to ameliorating the sample efficiency issue as well as to make a generalist agent. However, there has not been much effort toward enhancing the strategy of dreaming itself. Therefore, it is a question *whether and how an agent can ``*dream better*''* in a more structured and strategic way. In this paper, inspired by the observation from cognitive science suggesting that humans use a spatial divide-and-conquer strategy in planning, we propose a new MBRL agent, called **Dr. Strategy**, which is equipped with a novel **Dr**eaming **Strategy**. The proposed agent realizes a version of divide-and-conquer-like strategy in dreaming. This is achieved by learning a set of latent landmarks and then utilizing these to learn a landmark-conditioned highway policy. With the highway policy, the agent can first learn in the dream to move to a landmark, and from there it tackles the exploration and achievement task in a more focused way. In experiments, we show that the proposed model outperforms prior pixel-based MBRL methods in various visually complex and partially observable navigation tasks.
When Will Gradient Regularization Be Harmful?
Authors: Yang Zhao; Hao Zhang; Xiuyuan Hu
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Gradient regularization (GR), which aims to penalize the gradient norm atop the loss function, has shown promising results in training modern over-parameterized deep neural networks. However, can we trust this powerful technique? This paper reveals that GR can cause performance degeneration in adaptive optimization scenarios, particularly with learning rate warmup. Our empirical and theoretical analyses suggest this is due to GR inducing instability and divergence in gradient statistics of adaptive optimizers at the initial training stage. Inspired by the warmup heuristic, we propose three GR warmup strategies, each relaxing the regularization effect to a certain extent during the warmup course to ensure the accurate and stable accumulation of gradients. With experiments on Vision Transformer family, we confirm the three GR warmup strategies can effectively circumvent these issues, thereby largely improving the model performance. Meanwhile, we note that scalable models tend to rely more on the GR warmup, where the performance can be improved by up to 3% on Cifar10 compared to baseline GR. Code is available at https://github.com/zhaoyang-0204/gnp.
Efficient Algorithms for Empirical Group Distributionally Robust Optimization and Beyond
Authors: Dingzhi Yu; Yunuo Cai; Wei Jiang; Lijun Zhang
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: In this paper, we investigate the empirical counterpart of Group Distributionally Robust Optimization (GDRO), which aims to minimize the maximal empirical risk across $m$ distinct groups. We formulate empirical GDRO as a *two-level* finite-sum convex-concave minimax optimization problem and develop an algorithm called ALEG to benefit from its special structure. ALEG is a double-looped stochastic primal-dual algorithm that incorporates variance reduction techniques into a modified mirror prox routine. To exploit the two-level finite-sum structure, we propose a simple group sampling strategy to construct the stochastic gradient with a smaller Lipschitz constant and then perform variance reduction for all groups. Theoretical analysis shows that ALEG achieves $\varepsilon$-accuracy within a computation complexity of $\mathcal{O}\left(\frac{m\sqrt{\bar{n}\ln{m}}}{\varepsilon}\right)$, where $\bar n$ is the average number of samples among $m$ groups. Notably, our approach outperforms the state-of-the-art method by a factor of $\sqrt{m}$. Based on ALEG, we further develop a two-stage optimization algorithm called ALEM to deal with the empirical Minimax Excess Risk Optimization (MERO) problem. The computation complexity of ALEM nearly matches that of ALEG, surpassing the rates of existing methods.
Evaluation of Trajectory Distribution Predictions with Energy Score
Authors: Novin Shahroudi; Mihkel Lepson; Meelis Kull
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Predicting the future trajectory of surrounding objects is inherently uncertain and vital in the safe and reliable planning of autonomous systems such as in self-driving cars. Although trajectory prediction models have become increasingly sophisticated in dealing with the complexities of spatiotemporal data, the evaluation methods used to assess these models have not kept pace. "Minimum of N" is a common family of metrics used to assess the rich outputs of such models. We critically examine the Minimum of N within the proper scoring rules framework to show that it is not strictly proper and demonstrate how that could lead to a misleading assessment of multimodal trajectory predictions. As an alternative, we propose using Energy Score-based evaluation measures, leveraging their proven propriety for a more reliable evaluation of trajectory distribution predictions.
Causal Discovery with Fewer Conditional Independence Tests
Authors: Kirankumar Shiragur; Jiaqi Zhang; Caroline Uhler
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Many questions in science center around the fundamental problem of understanding causal relationships. However, most constraint-based causal discovery algorithms, including the well-celebrated PC algorithm, often incur an _exponential_ number of conditional independence (CI) tests, posing limitations in various applications. Addressing this, our work focuses on characterizing what can be learned about the underlying causal graph with a reduced number of CI tests. We show that it is possible to a learn a coarser representation of the hidden causal graph with a _polynomial_ number of tests. This coarser representation, named Causal Consistent Partition Graph (CCPG), comprises of a partition of the vertices and a directed graph defined over its components. CCPG satisfies consistency of orientations and additional constraints which favor finer partitions. Furthermore, it reduces to the underlying causal graph when the causal graph is identifiable. As a consequence, our results offer the first efficient algorithm for recovering the true causal graph with a polynomial number of tests, in special cases where the causal graph is fully identifiable through observational data and potentially additional interventions.
Referee Can Play: An Alternative Approach to Conditional Generation via Model Inversion
Authors: Xuantong LIU; Tianyang Hu; Wenjia Wang; Kenji Kawaguchi; Yuan Yao
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: As a dominant force in text-to-image generation tasks, Diffusion Probabilistic Models (DPMs) face a critical challenge in controllability, struggling to adhere strictly to complex, multi-faceted instructions. In this work, we aim to address this alignment challenge for conditional generation tasks. First, we provide an alternative view of state-of-the-art DPMs as a way of inverting advanced Vision-Language Models (VLMs). With this formulation, we naturally propose a training-free approach that bypasses the conventional sampling process associated with DPMs. By directly optimizing images with the supervision of discriminative VLMs, the proposed method can potentially achieve a better text-image alignment. As proof of concept, we demonstrate the pipeline with the pre-trained BLIP-2 model and identify several key designs for improved image generation. To further enhance the image fidelity, a Score Distillation Sampling module of Stable Diffusion is incorporated. By carefully balancing the two components during optimization, our method can produce high-quality images with near state-of-the-art performance on T2I-Compbench. The code is available at https://github.com/Pepper-lll/VLMinv.
HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal
Authors: Mantas Mazeika; Long Phan; Xuwang Yin; Andy Zou; Zifan Wang; Norman Mu; Elham Sakhaee; Nathaniel Li; Steven Basart; Bo Li; David Forsyth; Dan Hendrycks
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: Automated red teaming holds substantial promise for uncovering and mitigating the risks associated with the malicious use of large language models (LLMs), yet the field lacks a standardized evaluation framework to rigorously assess new methods. To address this issue, we introduce HarmBench, a standardized evaluation framework for automated red teaming. We identify several desirable properties previously unaccounted for in red teaming evaluations and systematically design HarmBench to meet these criteria. Using HarmBench, we conduct a large-scale comparison of 18 red teaming methods and 33 target LLMs and defenses, yielding novel insights. We also introduce a highly efficient adversarial training method that greatly enhances LLM robustness across a wide range of attacks, demonstrating how HarmBench enables codevelopment of attacks and defenses. We open source HarmBench at https://github.com/centerforaisafety/HarmBench.
Adversarial Attacks on Combinatorial Multi-Armed Bandits
Authors: Rishab Balasubramanian; Jiawei Li; Prasad Tadepalli; Huazheng Wang; Qingyun Wu; Haoyu Zhao
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: We study reward poisoning attacks on Combinatorial Multi-armed Bandits (CMAB). We first provide a sufficient and necessary condition for the attackability of CMAB, a notion to capture the vulnerability and robustness of CMAB. The attackability condition depends on the intrinsic properties of the corresponding CMAB instance such as the reward distributions of super arms and outcome distributions of base arms. Additionally, we devise an attack algorithm for attackable CMAB instances. Contrary to prior understanding of multi-armed bandits, our work reveals a surprising fact that the attackability of a specific CMAB instance also depends on whether the bandit instance is known or unknown to the adversary. This finding indicates that adversarial attacks on CMAB are difficult in practice and a general attack strategy for any CMAB instance does not exist since the environment is mostly unknown to the adversary. We validate our theoretical findings via extensive experiments on real-world CMAB applications including probabilistic maximum covering problem, online minimum spanning tree, cascading bandits for online ranking, and online shortest path.
Exact Conversion of In-Context Learning to Model Weights in Linearized-Attention Transformers
Authors: Brian K Chen; Tianyang Hu; Hui Jin; Hwee Kuan Lee; Kenji Kawaguchi
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: In-Context Learning (ICL) has been a powerful emergent property of large language models that has attracted increasing attention in recent years. In contrast to regular gradient-based learning, ICL is highly interpretable and does not require parameter updates. In this paper, we show that, for linearized transformer networks, ICL can be made explicit and permanent through the inclusion of bias terms. We mathematically demonstrate the equivalence between a model with ICL demonstration prompts and the same model with the additional bias terms. Our algorithm (ICLCA) allows for exact conversion in an inexpensive manner. Existing methods are not exact and require expensive parameter updates. We demonstrate the efficacy of our approach through experiments that show the exact incorporation of ICL tokens into a linear transformer. We further suggest how our method can be adapted to achieve cheap approximate conversion of ICL tokens, even in regular transformer networks that are not linearized. Our experiments on GPT-2 show that, even though the conversion is only approximate, the model still gains valuable context from the included bias terms.
Reshape and Adapt for Output Quantization (RAOQ): Quantization-aware Training for In-memory Computing Systems
Authors: Bonan Zhang; Chia-Yu Chen; Naveen Verma
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: In-memory computing (IMC) has emerged as a promising solution to address both computation and data-movement challenges, by performing computation on data in-place directly in the memory array. IMC typically relies on analog operation, which makes analog-to-digital converters (ADCs) necessary, for converting results back to the digital domain. However, ADCs maintain computational efficiency by having limited precision, leading to substantial quantization errors in compute outputs. This work proposes RAOQ (Reshape and Adapt for Output Quantization) to overcome this issue, which comprises two classes of mechanisms including: 1) mitigating ADC quantization error by adjusting the statistics of activations and weights, through an activation-shifting approach (A-shift) and a weight reshaping technique (W-reshape); 2) adapting AI models to better tolerate ADC quantization through a bit augmentation method (BitAug), complemented by the introduction of ADC-LoRA, a low-rank approximation technique, to reduce the training overhead. RAOQ demonstrates consistently high performance across different scales and domains of neural network models for computer vision and natural language processing (NLP) tasks at various bit precisions, achieving state-of-the-art results with practical IMC implementations.
Learning in Feature Spaces via Coupled Covariances: Asymmetric Kernel SVD and Nyström method
Authors: Qinghua Tao; Francesco Tonin; Alex Lambert; Yingyi Chen; Panagiotis Patrinos; Johan Suykens
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: In contrast with Mercer kernel-based approaches as used e.g. in Kernel Principal Component Analysis (KPCA), it was previously shown that Singular Value Decomposition (SVD) inherently relates to asymmetric kernels and Asymmetric Kernel Singular Value Decomposition (KSVD) has been proposed. However, the existing formulation to KSVD cannot work with infinite-dimensional feature mappings, the variational objective can be unbounded, and needs further numerical evaluation and exploration towards machine learning. In this work, i) we introduce a new asymmetric learning paradigm based on coupled covariance eigenproblem (CCE) through covariance operators, allowing infinite-dimensional feature maps. The solution to CCE is ultimately obtained from the SVD of the induced asymmetric kernel matrix, providing links to KSVD. ii) Starting from the integral equations corresponding to a pair of coupled adjoint eigenfunctions, we formalize the asymmetric Nyström method through a finite sample approximation to speed up training. iii) We provide the first empirical evaluations verifying the practical utility and benefits of KSVD and compare with methods resorting to symmetrization or linear SVD across multiple tasks.
Probabilistic Inference in Language Models via Twisted Sequential Monte Carlo
Authors: Stephen Zhao; Rob Brekelmans; Alireza Makhzani; Roger Baker Grosse
Venue: ICML 2024 (ICML 2024 Oral)

Abstract: Numerous capability and safety techniques of Large Language Models (LLMs), including RLHF, automated red-teaming, prompt engineering, and infilling, can be cast as sampling from an unnormalized target distribution defined by a given reward or potential function over the full sequence. In this work, we leverage the rich toolkit of Sequential Monte Carlo (SMC) for these probabilistic inference problems. In particular, we use learned twist functions to estimate the expected future value of the potential at each timestep, which enables us to focus inference-time computation on promising partial sequences. We propose a novel contrastive method for learning the twist functions, and establish connections with the rich literature of soft reinforcement learning. As a complementary application of our twisted SMC framework, we present methods for evaluating the accuracy of language model inference techniques using novel bidirectional SMC bounds on the log partition function. These bounds can be used to estimate the KL divergence between the inference and target distributions in both directions. We apply our inference evaluation techniques to show that twisted SMC is effective for sampling undesirable outputs from a pretrained model (a useful component of harmlessness training and automated red-teaming), generating reviews with varied sentiment, and performing infilling tasks.
Q-Star Meets Scalable Posterior Sampling: Bridging Theory and Practice via HyperAgent
Authors: Yingru Li; Jiawei Xu; Lei Han; Zhi-Quan Luo
Venue: ICML 2024 (ICML 2024 Poster)

Abstract: We propose HyperAgent, a reinforcement learning (RL) algorithm based on the hypermodel framework for exploration in RL. HyperAgent allows for the efficient incremental approximation of posteriors associated with an optimal action-value function ($Q^\star$) without the need for conjugacy and follows the greedy policies w.r.t. these approximate posterior samples. We demonstrate that HyperAgent offers robust performance in large-scale deep RL benchmarks. It can solve Deep Sea hard exploration problems with episodes that optimally scale with problem size and exhibits significant efficiency gains in the Atari suite. Implementing HyperAgent requires minimal code addition to well-established deep RL frameworks like DQN. We theoretically prove that, under tabular assumptions, HyperAgent achieves logarithmic per-step computational complexity while attaining sublinear regret, matching the best known randomized tabular RL algorithm.