td ameritrade is a brokerage firm based in omaha , nebraska .

the letters td are derived from toronto-dominion bank , the largest shareholder .

the company provides services for individuals and institutions that are investing online .

the company offers an electronic trading platform for the purchase and sale of financial securities including common stocks , preferred stocks , futures contracts , exchange-traded funds , options , mutual funds , and fixed income investments .

it also provides margin lending , and cash management services .

td ameritrade

· 1 . td ameritrade institutional is a division of td ameritrade , inc . , a brokerage subsidiary of td ameritrade holding corporation .
td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © td ameritrade .
td ameritrade institutional , division of td ameritrade , inc . , member finra / sipc / nfa
td ameritrade holding corporation ( nasdaq : amtd ) . brokerage services provided td ameritrade , inc . and td ameritrade clearing , inc . , members finra / sipc , subsidiaries of td ameritrade holding corporation . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2018 td ameritrade
td ameritrade institutional , division of td ameritrade , inc . , member finra / sipc . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank © 2018 td ameritrade ip company , inc .
brokerage services provided by td ameritrade , inc . , member finra / sipc . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2018 td ameritrade .
td ameritrade institutional , division of td ameritrade , inc . , member finra / sipc . brokerage services provided exclusively by td ameritrade , inc . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2018 td ameritrade ip company , inc . all rights reserved . used with permission .
td ameritrade holding corporation ( nasdaq : amtd ) . brokerage services provided by td ameritrade , inc . , and td ameritrade clearing , inc . , members finra / sipc , subsidiaries of td ameritrade holding corporation . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2015 td ameritrade ip company , inc . all rights reserved . used with permission .
fa insight is a product of td ameritrade institutional . fa insight and td ameritrade are trademarks jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank .
( 5 ) td ameritrade , inc . , member finra ( urltoken ) / sipc ( urltoken ) , receives clearing and custodial services from td ameritrade clearing , inc . , member finra / sipc . td ameritrade , inc . and td ameritrade clearing , inc . are subsidiaries of td ameritrade holding corporation .
td ameritrade , inc . : state securities regulators announce settlement with td ameritrade in auction rate securities investigations , july 20 , 2009
ameritrade gave td bank financial group 196 . 3 million shares of ameritrade stock and $ 20 , 000 cash for td waterhouse usa .
careers search jobs newsroom site map privacy security financial statement disclosures minimum requirements td ameritrade institutional workplace & employer solutions td ameritrade holding corp .
careers search jobs minimum requirements disclosures privacy financial statement newsroom site map security td ameritrade institutional td ameritrade holding corp . account funding must be completed ameritrade order for trading to begin .
careers search jobs newsroom site map minimum requirements privacy security financial statement disclosures incentive compensation td ameritrade institutional workplace & employer solutions td ameritrade holding corp .
td ameritrade institutional , division of td ameritrade , inc . , & td ameritrade clearing , inc . , members finra / sipc . custody , directed trustee , record keeping , plan design support and plan administration are provided by td ameritrade trust company , a non - depository trust company .
td ameritrade participates in the e - verify program . for additional information on this program please click here . td ameritrade is an equal opportunity employer . we value diversity and offer a quality workplace . td ameritrade , inc . member finra / sipc / nfa is a subsidiary of td ameritrade holding corporation ( nasdaq : amtd ) . td ameritrade is a trademark jointly owned by td ameritrade ip company and the toronto - dominion bank .
about us | requirements for use | privacy | security | financial statement | business continuity td ameritrade holding corp . | td ameritrade for individual investors | other amtd sites
td bank financial also will acquire ameritrade’s canadian brokerage operations , for $ 60 million .
on january 24 , 2006 , ameritrade holding corporation acquired td waterhouse usa from td bank financial group . following the acquisition , it renamed itself td ameritrade . td ameritrade is one of the largest online brokerages , with 7 . 2 million client accounts and $ 225 billion in client assets . revenue and net income are expected to increase to $ 1 . 8 billion and $ 557 million , respectively . td bank now owns 39 % of td ameritrade , and purchased ameritrade’s canadian brokerage operations for $ 60 million cash . as part of the acquisition , ameritrade investors received a special one - time $ 6 dividend , funded from ameritrade borrowings and excess cash contributed to td waterhouse usa by td bank . td bank will limit their ownership of td ameritrade to 45 % for up to ten years after the acquisition , while founder j . joseph ricketts will limit his family’s ownership of td ameritrade to 29 % for ten years after the acquisition . ameritrade ceo joe moglia became the ceo of td ameritrade . ”
access to unified managed account program investment managers is provided by td ameritrade institutional as a service to independent advisors using the brokerage , execution and custody services of td ameritrade institutional .
in exchange for the u . s . brokerage business of td waterhouse u . s . a . , td bank financial group will receive approximately 32 percent ownership in td ameritrade ;
td ameritrade has no control over how third parties may use information shared on the site .
for a prospectus containing this and other important information , please contact us . please read the prospectus carefully before investing . advisory services brokerage provided by td ameritrade investment management , llc
td ameritrade investment accessa registered investment advisor . brokerage direct provided by td ameritrade , inc . td brokerage investment management provides discretionary advisory services for a fee .
td ameritrade institutional encourages rias to ask congress to fix harmful provisions in the new tax code .
service and maintain positive relationships for td ameritrade institutional’s largest or most complex relationships . . . .
irebal on veo is a technology offering of td ameritrade institutional and is powered by irebal . irebal products and services property of thinktech , inc . , an affiliate of td ameritrade , inc .
without admitting or denying the sec ' s allegations , td ameritrade consented to the sec ' s order , which censures the firm . as part of the order , td ameritrade also agrees to :
td ameritrade participates in the e - verify program . for additional information on this program please click here
td ameritrade will retain key members of thinkorswim management . mr . barba will have an active role in the transition , and thinkorswim founders tom sosnoff and scott sheridan will join td ameritrade after the transaction closes .
irebal ® products and services property of thinktech , inc . , an affiliate of td ameritrade , inc .
characteristics and risks of standardized options . contact td ameritrade at 800 - 669 - 3900 for a copy .
after your transfer is complete , you can add or remove account owners on your td ameritrade account . you can also establish other td ameritrade accounts with different titles , and you can transfer money between those accounts .
the materials , views and opinions of third parties do not represent those of td ameritrade . td ameritrade and all third - parties mentioned are separate unaffiliated companies and are not responsible for each other’s services or policies .
quote : td ameritrade has been defendant in 13 cases in maryland district courts since 2002 . [ 9 ] in one open case td ameritrade is charged with removing $ 15 , 000 from a customer ' s account
customers of td waterhouse and ameritrade should not see many immediate changes , moglia said . both product lines will continue to be offered until the company launches a marketing campaign for the new td ameritrade brand later this spring .
td ameritrade said the transition will not alter the company ' s strategy . td ameritrade grew under moglia from a $ 700 million company in 2001 to a $ 12 billion company , in part by buying nine other companies .
get professional , one - on - one help from our licensed representatives by visiting your local td ameritrade branch .
schwab institutional , fidelity , and td ameritrade , a plus . capstone financial advisors , inc . . . .
for more help protecting against cyberthreats and managing risk , be sure to explore affinity services from td ameritrade institutional .
the initial board of directors will include j . joe ricketts , ameritrade founder and chairman of the combined company , vice - chairman ed clark , the ceo of td bank financial group , td ameritrade ceo joe moglia , j . peter ricketts , president and chief operating officer of td ameritrade and thomas s . ricketts . the remaining td representatives and three independent members will be selected prior to closing .
reimburse excess interest costs to eligible ars customers who took out loans from td ameritrade after feb . 13 , 2008 .
a td ameritrade spokeswoman declined to give further details of the security breach , noting that the investigation is still ongoing .
both ameritrade , based in omaha , and td waterhouse have been hurt by intense competition in the online trading business , which also includes e * trade financial , a company that has made unsuccessful bids for both td waterhouse and ameritrade .
access to affinity services program vendors is provided solely as a service to independent advisors using the brokerage , execution and custody services of td ameritrade institutional . these services are offered at a discount directly through the participating vendors . participating vendors are independent and are not employees or agents of td ameritrade . td ameritrade does not guarantee nor is it responsible for the quality or accuracy of any vendor’s product or service . in no instance should the listing of a vendor be construed as a recommendation or endorsement by td ameritrade . furthermore , td ameritrade does not recommend or endorse any security described by any vendor .
offer is not valid on tax - exempt trusts , k brokerage , keogh plans , profit sharing plan , or money ameritrade plan . offer is not transferable and not valid with internal transfers , td ameritrade institutional accounts , accounts managed by td ameritrade investment management , llc , current td ameritrade accounts or with other offers . qualified commission - free internet equity , etf access options orders will be limited to a maximum of and must execute within 60 calendar days of account ameritrade .
be - aware ! ! ! td - ameritrade will cheat , lie and defraud you when you least expect it . i lost my home to foreclosure because of td - ameritrade filing 6 temporary restraining orders against me for protesting on the side - walk in front of a td - ameritrade branch in california . i battled their lies going back and forth to court for 2 months and during the final court date , i represented myself and i won in court and td - ameritrade and their attorney were defeated in the superior court of california . during this time of lies and deceits by td - ameritrade , my home went into foreclosure and soon - after was foreclosed . i will never forgive td - ameritrade and i have been protesting many times every week in front of the beverly hills branch of td - ameritrade for many years now .
bharat masrani was appointed group president and chief executive officer of td bank group ( “td bank” ) on november 1 , 2014 .
online trading company td ameritrade alerted more than 6 million customers friday that a security breach occurred with its client information database .
td ameritrade intends to initiate a new stock buyback program that will equal the approximately 28 million shares issued in the acquisition .
contact td ameritrade’s experienced , licensed reps anytime , anywhere to get the answers you need , when you need them most .
experience and familiarity with pershing , charles schwab institutional , fidelity institutional , or td ameritrade institutional a plus . . . .
earnings reaction history : td ameritrade holding corporation , 50 . 0 % follow - through indicator , 2 . 0 % sensitive
td ameritrade institutional helps independent registered investment advisors achieve their business vision and serve the best interests of their clients . with a rollover ira at td ameritrade , you have access to helpful rollover consultants and a wide - range of investment choices . td ameritrade review , rating , minimum deposit , account fees is it good firm ? broker stock trading , ira investing cost .
td ameritrade ( nasdaq : amtd ) and thinkorswim group inc . ( nasdaq : swim ) today announced that they have entered into a definitive agreement for td ameritrade to acquire thinkorswim in a cash and stock deal valued at approximately $ 606 million as of jan . 7 , 2009 . ( 2 ) this acquisition underscores td ameritrade ' s position as a successful industry consolidator .
cookies are small pieces of data that go between servers and web browsers to track information about users . you must choose to accept cookies from td ameritrade institutional advisorclient in order to use our secure web site . td ameritrade institutional cookies do not contain any personal information . you can configure your computer to accept specific cookies - i . e . td ameritrade institutional advisorclient cookies .
why choose a td ameritrade ira . come in for a complimentary goal planning session . review your retirement plan rollover choices use the k rollover calculator or see the chart below to help determine if rolling over your assets into a td ameritrade ira is right for you . you should consult with a tax ameritrade .
i also intend to protest in front of their headquarters in omaha nebraska soon before i go to new york and protest in front of wall street to spread my message for public awareness regarding td - ameritrade ' s fraudulent culture . wall street and cnbc protect td - ameritrade since they remain silent about many frauds that td - ameritrade has been involved in such as the nuveen fraud and the aleeca fraud which have resulted in huge lawsuits against
the wolves of wall - street
td - ameritrade .
td ameritrade does not provide tax advice . clients should consult with a tax advisor with regard to their personal circumstances . td ameritrade holding corp . trading data , net new assets and new account information is available on the financial reports page at urltoken .
td ameritrade ' s ars customers include individual investors , small businesses , small non - profit organizations , charities and religious organizations .
for over 35 years , td ameritrade has offered its clients a stable environment to put their investing and trading strategies into action .
identify , evaluate and research new and emerging technologies from adjacent industries and determine applicability for use within td ameritrade institutional . . .
the commission wishes to alert investors that , in most instances , they will receive correspondence from td ameritrade and must advise td ameritrade that they elect to participate in the settlement . if they do not do so , they could lose their rights to sell their ars to td ameritrade . investors should review the full text of the sec ' s order , which includes the terms of the settlement .
td ameritrade , inc . , member finra / sipc , and td ameritrade clearing , inc . , member finra / sipc , are subsidiaries of td ameritrade holding corporation ( nasdaq : amtd ) . brokerage services provided exclusively by these subsidiaries . this is not an offer or solicitation in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the local laws and regulations of that jurisdiction , including , but not limited to persons residing in australia , hong kong , japan , saudi arabia , singapore , uk , canada , and the countries of the european union . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2018 td ameritrade . all rights reserved . used with permission .
td ameritrade holding on thursday said its chief operating officer , fred tomczyk , will become chief executive in october , replacing joe moglia .
td ameritrade warned customers friday that its client database suffered a security breach , potentially putting social security numbers and trading information at risk .
earnings reaction history : td ameritrade holding corporation , 50 . 0 % follow - through indicator , 2 . 0 % sensitive - urltoken
the company said the stock closed tuesday as ameritrade holding corp . , and opened wednesday as td ameritrade holding corp . the symbol did not change from amtd , and the two never traded simultaneously .
( 1 ) source : based upon the reports filed publicly by td ameritrade , e * trade , schwab , optionsxpress , fidelity and thinkorswim for the 12 months ended sept . 30 , 2008 . td ameritrade darts do not include non - revenue generating mutual fund trades .
the $ 50 million that td ameritrade has pledged to help cover losses by primary fund shareholders doesn ' t extend to yield plus investors because td ameritrade offered the two investments to clients differently , said kim hillyer , a spokeswoman for the omaha , neb . - based firm .
td bank financial group will acquire ameritrade ' s canadian brokerage operations for $ 60 million ( u . s . ) in cash ; and
to protect your account , you will be automatically logged off of the td ameritrade institutional advisorclient site if you are inactive for 45 minutes .
joe moglia is the current chairman of the board at td ameritrade and the head football coach and chair of athletics at coastal carolina university .
td ameritrade is a leading organization that has provided premier brokerage and investment services for over 40 years . listed as one of . . .
make recommendations and implement changes to td ameritrade’s content , tools , and features . responsible for maintaining the relationship with the external . . .
td ameritrade is separate from and not affiliated with any third - party companies shown in the video and is not responsible for their content .
please ameritrade business days for any cash deposits to post to account . taxes related to td ameritrade offers are your responsibility . please consult a legal brokerage tax advisor for the most recent changes to the u .
td ameritrade has accomplished so many things since i joined the firm , delivering five consecutive years of record profitability ,
moglia said thursday .
ameritrade shareholders will receive a special cash dividend of $ 6 . 00 per share , subject to closing . the dividend will be funded with additional ameritrade borrowings , excess cash and from capital contributed to td waterhouse u . s . a . by td bank financial group prior to closing ;
td ameritrade is “finalizing our media buy” and other aspects of sponsorship activation , a spokeswoman said . the sponsorship extends through the 2016 football season .
tom nally is responsible for all business functions at td ameritrade institutional 1 . as president of td ameritrade institutional , nally sets the vision for key initiatives supporting independent registered investment advisors ( rias ) , a growing and dynamic segment of the wealth management industry . nally has more than 20 years of experience working with advisors and leads a tenured team focused on serving more than 4 , 500 independent rias who custody assets with td ameritrade institutional .
the sec ' s order finds that td ameritrade willfully violated section 17 ( a ) ( 2 ) of the securities act of 1933 . the commission censured td ameritrade , ordered it to cease and desist from future violations , and reserved the right to seek a financial penalty against the firm .
on january 7 , 2009 td ameritrade acquired thinkorswim group inc . ( nasdaq : swim ) , including its investools investor education division , in a cash and stock deal valued at approximately $ 606 million . the transaction aimed to advance td ameritrade’s growth strategy on the trading side of the business .
td waterhouse group , inc . , provides investors and financial advisors with a broad range of brokerage , mutual fund , banking , and other consumer financial products . worldwide , td waterhouse currently has 3 . 2 million active customer accounts . td waterhouse is a wholly - owned subsidiary of the toronto - dominion bank ( nyse : td ) ( tse : td ) and part of td bank financial group . for more information please visit www . tdwaterhouse . com .
under the terms of the sale , ameritrade stockholders will receive a special $ 6 a share dividend . toronto - dominion will acquire a 32 percent stake in the combined operation , which will be known as td ameritrade .
“we did have other options both inside and outside of omaha , ” td ameritrade chief financial officer bill gerber said during the ribbon - cutting ceremony .
“td ameritrade gives us financial strength , accelerates our growth strategy and enhances our position as a leading industry player , ” chief executive joe moglia said .
offer to purchase eligible ars from individuals , charities , and those small businesses and institutions with assets at td ameritrade of $ 10 million or less .
the name ( s ) / title on the account being transferred must match the name ( s ) / title on the receiving td ameritrade account .
clients say td ameritrade misrepresented the fund as either an ultrasafe money market fund or something just as secure . and they have cried foul over the relationship between ameritrade and the reserve , suggesting it created a conflict of interest .
today , halkola is one of hundreds of angry td ameritrade customers whose almost $ 1 billion in assets are frozen in a short - term bond fund called reserve yield plus , a mutual fund managed by the reserve in new york but largely distributed under a revenue sharing agreement with td ameritrade in omaha .
prior to joining td ameritrade in 2010 , karkos spent four years with td bank as the senior vice president of marketing planning . in this role , she managed the retail marketing strategy and helped grow the business organically and through acquisitions .
sec charges td ameritrade for failing to supervise its representatives who sold shares of the reserve yield plus fund ; 2011 - 36 ; feb . 3 , 2011
td ameritrade said last week that it had a $ 184 million profit in the second quarter ; shares have risen about 80 percent in the past year . wall street analysts forecast rising earnings for the company , from an expected increase in interest rates , which will enhance td ameritrade ' s own investment income .
when kyle halkola walked into the td ameritrade office in suburban schaumburg this summer he had a certified check in his hand and one thing on his mind .
a twelve member classified board , including three designees of the ricketts family , five designees of td bank financial group , the chief executive officer of td ameritrade and three independent directors . the number of directors that the ricketts family and td bank financial group may designate will be reduced if their stock ownership falls below specified levels .
to settle the sec ' s charges , td ameritrade has agreed to distribute approximately $ 10 million to eligible customers who continue to hold shares of the fund .
by virtue of what we do , our world is filled with numbers . here are just a few that we believe best describe td ameritrade at its finest .
td ameritrade has prominently displayed the nfl shield on its website and other corporate identifications since announcing last week that it had become one of the league’s 26 sponsors .
certainly , td ameritrade’s competitors have used the super bowl stage to great success in the past . think e - trade’s “talking baby” campaign that ran for years .
roll over your old k to td ameritrade in three simple steps : ask for the appropriate company rollover forms and request the transfer of your current retirement account funds in one of three ways : direct rollover wire request to have the funds wired into your td ameritrade account direct rollover check request to have a check made out to
td ameritrade clearing , inc . get ideas on how to create and manage your own portfolio using our free educational courses choose a professionally managed portfolio from our advisor affiliate , td ameritrade direct management , llc , featuring automated portfolio adjustments and rebalancing speak directly to an independent registered investment advisor ria through our advisor referral service .
td ameritrade and ron carson are separate and unaffiliated , and not responsible for one another ' s policies or services . the presentation is provided for general information purposes only and should not be considered an individualized recommendation or advice . td ameritrade makes no representations or warranties with respect to the accuracy or completeness of the information provided .
along with td waterhouse ' s online operation , ameritrade will also acquire a network of 2 , 600 financial advisers in retail branches across the united states . mr . moglia said that their higher commission services were a major attraction for ameritrade .
the lawsuit sought an injunction against ameritrade to force the brokerage to disclose the breach to customers and the public . a judge would have ruled on that injunction tomorrow if td ameritrade hadn ' t made those disclosures last week , kamber says .
citigroup is serving as financial advisor and wilson sonsini goodrich & rosati is serving as legal advisor to ameritrade . goldman sachs and td securities are serving as financial advisors and simpson thacher & bartlett llp is serving as legal advisors to td bank financial group .
td ameritrade does not charge platform , maintenance or inactivity fees . commissions , service fees and exception fees still apply . please review our commissions and fees for details .
under quirk’s leadership , td ameritrade debuted the investor movement index ( imx ) , a proprietary , behavior - based index that aggregates main street investor positions and activity . quirk focuses on teaching the next generation of investors and championed the creation of the td ameritrade u program to bridge the gap between academia and reality in the classroom .
td ameritrade was recognized as the # 1 online broker in 3 major categories , including best for long - term investing 5 years in a row . read full review
online broker td ameritrade says an internal investigation into stock - related spam uncovered ' unauthorised code ' in its computer systems that allowed illegal access to an internal database .
the latest td ameritrade institutional veo ® mobile app , for tablets and smart phones , gives independent registered investment advisors the flexibility to manage their clients needs from anywhere .
access to the veo platform ' s open access capabilities is provided as a service to financial advisors using the brokerage , execution and custody services of td ameritrade institutional . td ameritrade is not responsible for information , opinions or services provided by a third party . in no instance should the listing of a third party be construed as a recommendation or endorsement by td ameritrade . since we must ensure that all vendors meet our stringent security requirements , integration with new vendors is not immediate and cannot be guaranteed .
the last few years have been not without issue for this company . td ameritrade’s security was breached and many customers information was compromised . there have been some lawsuits after the mortgage crisis but td ameritrade has come out on top in all situations . the company offers complete transparency and has held 6 million people to better manage their money .
i have been a td ameritrade ( and its precursors ) customer for many years . on 8 / 11 / 15 i requested a withdrawal from my td ameritrade account through electronic funds transfer . the form on the web page said it submitted the withdrawal request without issue . on 8 / 12 / 15 i checked my bank account and the money had not been transferred . i logged into td ameritrade to find that my withdrawal request had been stopped by td ameritrade . when i spoke to brock on the telephone at td ameritrade he said that the account had been frozen for all transactions other than selling shares . he then stated that they had to have a physical address in addition to my po box . he cited the final ruling of the lost security holders and unresponsive payees regulation , 17 cfr part 240 , as requiring my physical address .
the td waterhouse deal closed on tuesday , so ameritrade’s shareholders will receive a $ 6 per share special dividend if they held the company stock at the close of business .
the transaction is subject to approval by thinkorswim stockholders , regulatory approvals and customary closing conditions . td ameritrade and thinkorswim expect the deal to close within the next six months .
in a letter to customers last week and a subsequent press release , td ameritrade revealed that it has discovered
malicious code
in a customer database that enabled attackers to steal the names , addresses , and email addresses of its entire base of 6 . 3 million customers . ( see td ameritrade breach affects 6 . 3m customers . )
sponsors as of 10 / 16 / 17 . subject to change . participating sponsors are not affiliated with td ameritrade institutional and all logos , product and service names are the property of their respective owners . the opinions of the participating speakers may not represent those of td ameritrade institutional . the accuracy and completeness of content delivered cannot be guaranteed .
td ameritrade and alan moore / michael kitces are separate and unaffiliated , and not responsible for one another ' s policies or services . the presentation is provided for general information purposes only and should not be considered an individualized recommendation or advice . td ameritrade makes no representations or warranties with respect to the accuracy or completeness of the information provided .
omaha , neb . & toronto - - ( business wire ) - - june 22 , 2005 - - ameritrade holding corporation ( nasdaq : amtd ) and td bank financial group ( nyse : td ) today announced that they have entered into a definitive agreement for ameritrade to acquire td ' s u . s . brokerage business , td waterhouse u . s . a . the transaction combines highly complementary franchises to create the largest online retail broker as measured by the average number of retail equity trades per day , with the scale , breadth and financial strength to be a leading player in the increasingly competitive and consolidating investor services industry . the combined company will operate under the name td ameritrade .
a recognized leader and advisor advocate , nally was named to investment advisor magazine’s annual list of the 25 most influential people in the industry in 2012 and 2014 . under nally’s leadership , td ameritrade institutional has experienced strong growth and has earned accolades for delivering innovative technology to help rias run and build their businesses . with a focus on the future , nally has championed efforts to attract and support the next generation of advisors including launching the td ameritrade institutional nextgen scholarship and grant program and the td ameritrade ria intern network .
here’s a little review of td ameritrade’s history and company overview . this broker is one of the most commonly rated # 1 brokers , and i currently use them myself . don’t forget to check out all the latest sign - up bonuses for ameritrade here .
td ameritrade has tried to help its clients with funds frozen in reserve money market funds like primary and the international liquidity fund by setting aside $ 36 million to backstop accounts .
td ameritrade is the current industry leader in the number of equity trades placed each day , and thinkorswim currently leads the industry in retail options trades placed each day . the combination of these two complementary firms will enhance the company ' s position , making td ameritrade the new industry leader in the number of options trades placed each day . ( 1 )
td ameritrade will acquire thinkorswim for approximately $ 606 million , which includes $ 225 million to be paid in cash and the issuance of approximately 28 million shares of td ameritrade common stock to thinkorswim shareholders . ( 2 ) at closing , each share of thinkorswim will be exchanged for $ 3 . 34 in cash and 0 . 3980 of a td ameritrade share . this represents a 46 percent premium based on the 30 - day average exchange ratio , and a 29 percent premium based on the 90 - day average exchange ratio .
official twitter page of td ameritrade . tweet client service : mon – sun 8 am – 8 pm et . 24 / 7 help 1 - 800 - 669 - 3900 .
td ameritrade , inc . , and all third - party companies are separate and unaffiliated companies and are not responsible for each other ' s policies , opinions , and services .
td ameritrade has terrible customer service . they are rude and don ' t really care about any issue you may have . i recently sold a mutual fund that i purchased as a non - transaction fee fund . since td ameritrade no longer makes that fund available , they charged me a $ 49 . 99 transaction fee . are you kidding me ? i ' m very careful about only buying ntf funds without transaction fees . i have to pay if td ameritrade changes their arrangement with a fund ? really ? nice to know .
the sale involves only the united states operations of the td waterhouse group , which is based in toronto . toronto - dominion will also pay $ 60 million for ameritrade ' s canadian subsidiary . once the merger is completed , the bank said , it will make a tender offer for additional td ameritrade shares to raise its holding to 39 . 9 percent .
ameritrade hack settlement : $ 2 per victim , $ 1 . 8 million for lawyers
ameritrade ' s shares rose 29 cents to close thursday at $ 18 . 21 .
advantages your money after any taxes and applicable penalties will be ameritrade available to you .
ameritrade will host a conference call for shareholders and analysts this afternoon , june 22 , 2005 , at 2 : 30 p . m . et to discuss the announcement . the call is expected to last approximately one hour and will feature a presentation by ameritrade ceo joe moglia , ameritrade chief financial officer randy macdonald and brief remarks by td bank financial group president and ceo ed clark . immediately following the ameritrade call , td bank financial group will host a call for its shareholders and analysts ( using the same telephone number and webcast coordinates ) featuring a presentation by ed clark and td ' s chief financial officer dan marinangeli . participants of the ameritrade call are welcome to remain on the line for the second call .
td ameritrade improperly marketed ars to retail customers as short - term investments without telling them about the special risks of the ars market ,
said donald m . hoerl , regional director of the sec ' s denver regional office .
this settlement provides hundreds of millions of dollars to thousands of td ameritrade customers who hold ars that are now illiquid .
a pending class action lawsuit against td ameritrade alleges that the brokerage firm had evidence of the security breach that it disclosed last week nearly a year ago but failed to report it .
this strong arm nonsense is ridiculous and not appropriate . their citing that it is required from 17 cfr part 240 is willful misinformation and unacceptable conduct . i will be transferring my accounts out of td ameritrade immediately due to their ridiculous tactics and inappropriate actions . if others have had this same issue please contact me to start a class action suit against td ameritrade .
td ameritrade reserves the right to restrict or revoke this offer at any time . this is not an offer or solicitation in any jurisdiction where we are not authorized to do business .
as head of td ameritrade’s division supporting retail investors , peter desilva is responsible for the company ' s branch network , investor service and sales call centers , guidance solutions , and investment products . he is intimately involved in the effort to integrate scottrade financial services , inc . ’s 3 . 9 - million client accounts to td ameritrade following the company’s acquisition of the peer broker - dealer in september 2017 . he also serves as a member of td ameritrade’s executive leadership team , the senior operating committee , which shapes the strategic focus of the organization .
in other comments to investors , td ameritrade clients markedly reduced their trading during the traditionally slow summer months , particularly at the end of august , tomczyk said . td ameritrade , which is more dependent on active do - it - yourself traders than competitors such as charles schwab corp and e * trade financial corp , expects to report its august trading volume on wednesday .
in 2006 , ameritrade purchased td waterhouse usa from td bank financial group , creating td ameritrade , one of the largest discount brokerages in the united states – and the largest in terms of average client trades placed each day . the merger with td waterhouse helped the company expand its product offering , with a more concentrated focus on long - term investing , guidance and asset gathering . with a nationwide branch network and offerings for iras and college savings accounts , among other things , the company created unique tools designed to make the planning process less intimidating for american investors . tools that help investors decide between traditional and roth iras and the asset allocation guidance tool , portfolio planner , helped make td ameritrade a bona fide player in the competitive retirement business .
the omaha - based company announced the creation of td ameritrade holding corp . as a result of its $ 2 . 9 billion acquisition and increased its earnings forecast for the year ahead .
td ameritrade , which holds a majority of yield plus ' shares , has not extended a loss - recovery pledge to yield plus shareholders as it has in the case of primary fund .
according to the sec ' s administrative order , td ameritrade ' s registered representatives told customers that ars were an alternative to certificates of deposit and money market accounts , when in fact ars were very different types of investments . among other things , td ameritrade representatives did not tell customers about the complexity and risks of ars , including their dependence on successful auctions for liquidity .
. custody , directed trustee , record keeping , plan design support and plan administration are provided by td ameritrade trust company , a non - depository trust company . brokerage services provided exclusively by
offering investors a choice of platforms extends to the broker’s mobile products . there are two apps — td ameritrade mobile with the functionality of the web - based platform , and td ameritrade mobile trader for trade architect and thinkorswim traders . both feature much of the same functionality as their platform counterparts , although users may need to install both to get the full suite of services .
what td ameritrade will do is have on - the - ground activations in houston at the game—literal pop - up green rooms that fans can pop into to learn more about the company .
td ameritrade , the brokerage unit of the td ameritrade holding corporation , agreed to purchase all securities held by retail investors with accounts smaller than $ 250 , 000 within the next 75 days . it will repurchase the remaining securities by march 2010 . the brokerage firm also agreed to reimburse investors who had sold their securities at a loss after the market for them collapsed last year .
j . joe ricketts and certain other stockholders of ameritrade , who collectively own approximately 34 percent of ameritrade ' s common stock , have agreed to vote in favor of the transaction .
however , some td ameritrade investors allege their brokers led them to believe yield plus was a money fund , offering quick access to cash when needed , and a safe haven in troubled times .
* * * td ameritrade does not charge maintenance or inactivity fees . commissions , service fees and exception fees still apply . please review our commission schedule and rates and fees schedule for details .
we ' ve already spotted spear - phishing campaigns where criminals send emails posing as td ameritrade in order to extract additional personal information ,
said graham cluley , senior technology consultant at sophos .
td ameritrade customers the world over should be extra vigilant about responding to emails from the company and should immediately check to ensure that their accounts haven ' t been fiddled with .
“it’s the biggest sports franchise worldwide by far , ” td ameritrade president and chief executive fred tomczyk said , “ ( and ) it wasn’t as expensive as we thought it would be . ”
bharat has more than 27 years of banking experience and is a member of the td bank group board of directors . he most recently served as chief operating officer for td bank group from july 2013 .
canadian residents can bank with td bank in the u . s . as cross - border customers .
hillyer declined to comment on how td ameritrade brokers characterized the reserve funds ' risks when they communicated with clients like hadingham , who says a broker called and urged her to invest in yield plus .
in connection with the transaction , ameritrade , td bank financial group and members of the ricketts family entered into a shareholder agreement generally relating to corporate governance and stock ownership matters . principal terms include :
the bottom line : td ameritrade covers all of the bases and does it very well . investors get a thorough education , access to high - quality research , trading tools , a wide selection of funds and the choice of three platforms all under one roof . these features are all free , and a $ 0 minimum deposit requirement helps offset td ameritrade’s slightly higher $ 6 . 95 commissions .
for investors wondering whether the equifax sell - off is a trading opportunity , td ameritrade chief strategist jj kinahan told benzinga traders are better off not trying to pick a potential bottom in the stock .
that gives the canadian bank 32 . 6 percent ownership in the new td ameritrade and makes it the largest shareholder in the new company . also under the terms , td bank financial will be offering to buy an additional 7 . 3 percent of outstanding shares for a minimum of $ 16 per share .
market volatility , volume and system availability may delay account access and trade executions . this is not an offer or solicitation in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the local laws and regulations of that jurisdiction , including , but not limited to persons residing in australia , canada , hong kong , japan , saudi arabia , singapore , uk , and the countries of the european union . td ameritrade , inc . , member finra / sipc . this is not an offer or solicitation in any jurisdiction where we are not authorized to do business . td ameritrade is a trademark jointly owned by td ameritrade ip company , inc . and the toronto - dominion bank . © 2018 td ameritrade ip company , inc . all rights reserved .
ameritrade hack settlement : $ 2 per victim , $ 1 . 8 million for lawyers | wired
i used poor judgment when choosing this lousy brokerage ! ameritrade has a stellar reputation - no way is this truthful ! terrible customer service - cannot find the words how awful and inconsiderate they are ! clients are treated as dirt on floors ! aggravation with ameritrade is beyond belief . ironically , ameritrade is difficult just to place your money into , let alone withdraw your savings at ameritrade !
td ameritrade is an american online brokerage house that has its roots in omaha , nebraska . it started as a small banking firm that focused on investments . first omaha securities which later down the road became accutrade eventually evolved into ameritrade clearing when the company was established as a clearing broker in 1983 .
ameritrade’s stock fell on the nasdaq market wednesday morning on the news that the dividend had been paid and that 196 . 3 million new shares were given to td bank financial group to complete the deal .
aside from the settlement with td ameritrade , mr . cuomo’s office sent a notice friday to charles schwab , saying it planned to sue the brokerage firm for claiming the securities were safe while selling them .
i ach deposited over $ 6 , 000 to td ameritrade . i did not like the manner of their business . they are holding my deposit for over 5 days now , for no known reason .
td ameritrade participates in the e - verify program . for additional information on this program please click here . td ameritrade is an equal opportunity employer . at td ameritrade we believe that people matter . we value diversity and believe that it transcends race , national origin , age , marital status , gender identity / expression , sexual orientation , citizenship status , service in the armed forces , disability , thoughts , ideas and perspectives . our commitment to building an inclusive culture is aimed at attracting and retaining diverse talent , clients and shareholders to the firm . it’s a belief that’s core to the success of our organization .
washington , d . c . , july 20 , 2009 — the securities and exchange commission today announced settled charges against td ameritrade , inc . for making inaccurate statements when selling auction rate securities ( ars ) to customers . the settlement reached with the online brokerage will provide its customers the opportunity to sell back to td ameritrade any ars that they bought prior to the collapse of ars market in february 2008 .
boyle brings nearly 30 years’ experience in financial services to this role . he joined banknorth as controller in 1997 and was named executive vice president and cfo in 2004 . he remained in that role for the bank , which has since become td bank , america’s most convenient bank® , until joining td ameritrade in 2015 .
employees began moving into the new building from offices scattered throughout the area in april . td ameritrade said it began outgrowing its offices about five years ago and started looking for more space at a centralized location .
another yield plus investor , rod bernstein , feels td ameritrade portrayed the investment as a money - market fund ,
although in reality the investment rules the fund operated under never qualified it as such .
steven quirk oversees the strategy and deployment of initiatives for trading at td ameritrade . he also serves as a member of the company ' s senior operating committee , which shapes the strategic focus of the organization .
options trading privileges subject to td ameritrade review and approval . td ameritrade does not provide tax advice . we suggest you consult a tax - planning professional with regard to your personal circumstances . direct firm was ranked 1st in the categories
best for long - term investing
and
best for novices . also received 4 stars in
best for frequent traders
. star ratings are out of a brokerage 5 .
“but for the price tag , i just can’t justify it , ” she said . “td ameritrade is a very roi - driven shop . so it would be incongruent with every other decision i’m making . ”
td ameritrade chief executive fred tomczyk said wednesday that the company ' s energy - efficient new headquarters cost $ 250 million for the land and construction , a headquarters the company acknowledged was being sought by other cities .
the retail brokerage firm td ameritrade agreed on monday to repurchase $ 456 million in auction - rate securities from investors as part of a settlement with the securities and exchange commission and the new york attorney general’s office .
historical daily stock prices for td ameritrade holding since 1997 adjusted for splits and dividends . open , high , low , close ( ohlc ) data as well as percentage changes for multiple date ranges . display 20 , 50 and 200 day moving averages and export charts as images to use in articles and blogs . the latest closing price for td ameritrade holding ( amtd ) as of july 06 , 2018 is 54 . 81 .