N.Y. GBS Law § 359-EE — New York Code / Act GBS / Article 23-A / Section 359-EE
Report of existence
Status: in_force

§ 359-ee. Report of existence. 1. Every person, partnership,\ncorporation, company, trust or association which caused to be filed in\nthe department of law a "dealer's statement" on or before June\nthirtieth, nineteen hundred fifty-three, shall on or before February\nfirst, nineteen hundred fifty-nine, file in the department of law a\ncertificate which shall be entitled and endorsed, "Certificate of Report\nof Existence of............................(state name of dealer),\npursuant to section three hundred fifty-nine-ee, of the general business\nlaw" and shall state: (a) The name of the dealer, and if it was changed,\nthe name under which last registered. (b) The date of the last filing of\nthe dealer's statement in the department of law. (c) That its existence\nis hereby continued.  Such certificate shall be signed and certified by\nthe dealer or any principal officer thereof.\n  2. On or before January first, nineteen hundred fifty-nine, notice of\nthe enactment of this section shall be given by the attorney-general to\neach dealer to which this section applies by mailing a copy of such\nnotice to said dealer directed to said dealer at the address stated in\nthe "dealer's statement" filed by said dealer in the department of law\nand then on file there. A copy of this section shall be endorsed or\nannexed to each such notice.\n  3. On March fifteenth, nineteen hundred fifty-nine, the\nattorney-general shall make a list containing the names of all such\ndealers, who have not filed the certificate of report of existence\nrequired by subdivision one of this section.\n  4. The attorney-general shall make a proclamation under his hand and\nseal of office as to the dealers whose names are included in such list,\ndeclaring the "dealers' statements" theretofore filed by such dealers as\nvoid pursuant to the provisions of this section. He shall file the\noriginal proclamation in his office and shall publish a copy thereof in\nthe April or May issue of the state bulletin in the year nineteen\nhundred fifty-nine.\n  5. Upon the publication of such proclamation in the manner aforesaid,\nthe "dealer's statement" of each dealer named therein shall be deemed\nvoid as of May thirty-first, nineteen hundred fifty-nine, without\nfurther proceedings, except as otherwise provided in subdivision six of\nthis section.\n  6. After this section takes effect, no dealer whose statement has been\nvoided by subdivision five of this section shall sell or offer for sale\nto the public within this state, as principal, broker or agent, or\notherwise, any securities issued or to be issued, unless and until such\ndealer shall have caused to be filed in the department of law a new\n"dealer's statement" as required by section three hundred fifty-nine-e\nof this article.\n  7. After this section takes effect, no dealer whose statement has been\nvoided by subdivision five of this section shall sell or offer for sale\nto the public within this state, as principal, broker or agent, or\notherwise, any securities issued or to be issued, unless and until such\ndealer shall have caused to be filed in the department of state a new\n"state notice" as required by section three hundred fifty-nine-e of this\narticle, and, as to any securities which are not exempted from the\nprovisions of subdivision eight of section three hundred fifty-nine-e of\nthis article by section three hundred fifty-nine-f hereof, until and\nunless such dealer shall have caused to be filed in the department of\nstate a further "state notice" as required by such section three hundred\nfifty-nine-e.\n  8. The fee of the attorney-general for filing a certificate under\nsubdivisions one or six of this section shall be five dollars, and the\nfee of the department of state for filing any notice under subdivision\nseven of this section shall be two dollars.\n