FrancophonIA/DGT-Translation_Memory huggingface dataset:
English: ‘In order to apply such supplementary supervision, at least one of the entities must be a regulated entity as referred to in Article 1 and the conditions set out in Article 2(14)(a)(ii) or (14)(b)(ii) and Article 2(14)(a)(iii) or (14)(b)(iii) must be met. The relevant competent authorities shall take their decision, taking into account the objectives of the supplementary supervision as provided for by this Directive.’; (5) in Article 6, paragraphs 3 and 4 are replaced by the following: ‘3. For the purposes of calculating the capital adequacy requirements referred to in the first subparagraph of paragraph 2, the following entities shall be included in the scope of supplementary supervision in accordance with Annex I: (a) a credit institution, a financial institution or an ancillary services undertaking; (b) an insurance undertaking, a reinsurance undertaking or an insurance holding company; (c) an investment firm; (d) a mixed financial holding company.
Greek: «Προκειμένου να έχει εφαρμογή η συμπληρωματική εποπτεία, πρέπει μία τουλάχιστον από τις οντότητες να είναι ρυθμιζόμενη οντότητα σύμφωνα με το άρθρο 1 και να πληρούνται οι προϋποθέσεις του άρθρου 2 σημείο 14 στοιχείο α) σημείο (ii) ή στοιχείο β) σημείο (ii) και του άρθρου 2 σημείο 14 στοιχείο α) σημείο (iii) ή στοιχείο β) σημείο (iii). Οι σχετικές αρμόδιες αρχές αποφασίζουν, λαμβάνοντας υπόψη τους στόχους της συμπληρωματικής εποπτείας, όπως καθορίζονται στην παρούσα οδηγία.»·
English: where at least two regulated entities which have their registered office in the Union have as their parent the same mixed financial holding company, and one of those entities has been authorised in the Member State in which the mixed financial holding company has its head office, the task of coordinator shall be exercised by the competent authority of the regulated entity authorised in that Member State.’; (b) point (iii) is replaced by the following:
Greek: όταν τουλάχιστον δύο ρυθμιζόμενες οντότητες που έχουν την καταστατική τους έδρα στην Ένωση έχουν ως μητρική επιχείρηση την ίδια εταιρεία χρηματοπιστωτικών συμμετοχών και μία από αυτές τις ρυθμιζόμενες οντότητες έχει λάβει άδεια λειτουργίας στο κράτος μέλος όπου έχει την καταστατική της έδρα η εταιρεία χρηματοπιστωτικών συμμετοχών, το ρόλο του συντονιστή ασκεί η αρμόδια αρχή που έχει εκδώσει την άδεια λειτουργίας για την εν λόγω ρυθμιζόμενη οντότητα στο εν λόγω κράτος μέλος.»·
English: It should be possible for equivalence assessments to evolve in the course of changing supervisory frameworks and practices. Equivalence assessments should therefore be subject to an open, evolutionary process.
Spanish: Las evaluaciones de equivalencia deben poder evolucionar durante las modificaciones de los marcos y prácticas de supervisión, y deben por tanto estar sometidas a un proceso evolutivo abierto.
Italian: Le valutazioni di equivalenza dovrebbero poter evolvere in base alle modifiche dei regimi e delle prassi di vigilanza e dovrebbero essere pertanto oggetto di una procedura aperta ed evolutiva.
English: It is also important that the requirements regarding the waiving of the application of supplementary supervision are applied in a risk-based manner in accordance with those guidelines. This is of particular importance in the case of the larger, internationally operating financial conglomerates.
French: Il importe également d’appliquer les exigences concernant la dérogation à l’application de la surveillance complémentaire d’une manière fondée sur le risque, conformément auxdites lignes directrices, tout particulièrement dans le cas des grands conglomérats financiers internationaux.
English: paragraphs 3 and 4 of Article 105 are replaced by the following: ‘3. Where an Advanced Measurement Approach is intended to be used by an EU parent credit institution and its subsidiaries or by the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company, the competent authorities of the different legal entities shall cooperate closely as provided for in Articles 129 to 132.
Hungarian: A 105. cikk (3) és (4) bekezdésének helyébe a következő szöveg lép:
English: Alternative investment fund managers shall be added to the sector to which they belong within the group. If they do not belong exclusively to one sector within the group, they shall be added to the smallest financial sector.
Italian: I gestori di fondi di investimento alternativi si aggiungono al settore a cui appartengono all’interno del gruppo; ove non appartengano esclusivamente a un settore, si aggiungono al settore finanziario di minori dimensioni.
English: If the group does not reach the threshold referred to in paragraph 2 of this Article, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate. They may also decide not to apply the provisions of Article 7, 8, or 9, if they are of the opinion that the inclusion of the group in the scope of this Directive or the application of such provisions is not necessary or would be inappropriate or misleading with respect to the objectives of supplementary supervision.
Italian: Se il gruppo non raggiunge la soglia di cui al paragrafo 2 del presente articolo, le autorità competenti rilevanti possono decidere di comune accordo di non considerare il gruppo un conglomerato finanziario, o anche di non applicare le disposizioni degli articoli 7, 8 o 9, se ritengono che l’inclusione del gruppo nel campo di applicazione della presente direttiva o l’applicazione di dette disposizioni non sia necessaria o sia inopportuna o fuorviante rispetto agli obiettivi della vigilanza supplementare.
English: If the group reaches the threshold referred to in paragraph 2 of this Article, but the smallest sector does not exceed EUR 6 billion, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate. They may also decide not to apply the provisions of Article 7, 8, or 9, if they are of the opinion that the inclusion of the group in the scope of this Directive or the application of such provisions is not necessary or would be inappropriate or misleading with respect to the objectives of supplementary supervision.
Italian: Se il gruppo raggiunge la soglia di cui al paragrafo 2 del presente articolo, ma il settore di minori dimensioni non supera 6 miliardi di EUR, le autorità competenti rilevanti possono decidere di comune accordo di non considerare il gruppo un conglomerato finanziario, o anche di non applicare le disposizioni degli articoli 7, 8 o 9, se ritengono che l’inclusione del gruppo nel campo di applicazione della presente direttiva o l’applicazione di dette disposizioni non sia necessaria o sia inopportuna o fuorviante rispetto agli obiettivi della vigilanza supplementare.
English: By derogation from paragraph 1, Member States shall bring into force by 22 July 2013 the laws, regulations and administrative provisions necessary to comply with Article 2(23) of this Directive, as well as with Article 2(1) and (2)(a) of this Directive in so far as those provisions amend Article 1, Article 2(4), (5a) and (16), and Article 3(2) of Directive 2002/87/EC with regard to alternative investment fund managers. They shall communicate immediately to the Commission the text of those measures and a correlation table between those measures and this Directive.
Lithuanian: Nukrypstant nuo 1 dalies, valstybės narės užtikrina, kad įsigaliotų įstatymai ir kiti teisės aktai, būtini, kad šios direktyvos 2 straipsnio 23 dalies, taip pat šios direktyvos 2 straipsnio 1 dalies ir 2 dalies a punkto, tiek, kiek tomis nuostatomis iš dalies keičiamas Direktyvos 2002/87/EB 1 straipsnis, 2 straipsnio 4, 5a ir 16 dalys bei 3 straipsnio 2 dalis dėl alternatyvaus investavimo fondų valdytojų, būtų laikomasi nuo 2013 m. liepos 22 d. Jos nedelsdamos pateikia Komisijai tų priemonių tekstą bei tų priemonių ir šios direktyvos atitikties lentelę.
English: in point 1, the first paragraph is replaced by the following: ‘1.
Latvian: 2) pielikuma 1. punktā pirmo daļu aizstāj ar šādu:
English: point 3 is replaced by the following: ‘3.
Latvian: ja šā apdrošināšanas uzņēmuma vai pārapdrošināšanas uzņēmuma un viena vai vairāku citu apdrošināšanas uzņēmumu vai pārapdrošināšanas uzņēmumu, kam licence piešķirta citās dalībvalstīs, mātesuzņēmums ir viena un tā pati apdrošināšanas kontrolakciju sabiedrība, jaukta finanšu kontrolakciju sabiedrība, trešās valsts apdrošināšanas uzņēmums vai trešās valsts pārapdrošināšanas uzņēmums un saskaņā ar 4. panta 2. punktu ir noslēgts līgums, kas papildu uzraudzību, uz kuru attiecas šis pielikums, uztic citas dalībvalsts uzraudzības iestādei.
English: The competent authorities shall ensure that calculations analogous to those described in Annex I are carried out at the level of the insurance holding company, mixed financial holding company, non-member-country insurance undertaking or non-member-country reinsurance undertaking. The analogy shall consist in applying the general principles and methods described in Annex I at the level of the insurance holding company, mixed financial holding company, non-member-country insurance undertaking or non-member-country reinsurance undertaking. For the sole purpose of that calculation, the parent undertaking shall be treated as if it were an insurance undertaking or reinsurance undertaking subject to the following conditions: a zero solvency requirement where it is an insurance holding company or mixed financial holding company,
Latvian: Citas apdrošināšanas kontrolakciju sabiedrību, jauktu finanšu kontrolakciju sabiedrību vai trešās valsts apdrošināšanas vai pārapdrošināšanas uzņēmumu pakāpeniskas dalības gadījumā apdrošināšanas kontrolakciju sabiedrībā, jauktā finanšu kontrolakciju sabiedrībā vai trešās valsts apdrošināšanas vai pārapdrošināšanas uzņēmumā aprēķinus, kuri paredzēti šajā pielikumā, dalībvalstis var piemērot tikai apdrošināšanas vai pārapdrošināšanas uzņēmumu galējam mātesuzņēmumam, kas ir kāda apdrošināšanas kontrolakciju sabiedrība, jaukta finanšu kontrolakciju sabiedrība, trešās valsts apdrošināšanas uzņēmums vai trešās valsts pārapdrošināšanas uzņēmums.”;
English: In relation to Article 2(2), Member States shall require the method of supplementary supervision to be applied in accordance with Annex II. The calculation shall include all related undertakings of the insurance holding company, mixed financial holding company, non-member-country insurance undertaking or non-member-country reinsurance undertaking.
Dutch: In het in artikel 2, lid 2, bedoelde geval verlangen de lidstaten dat de methode van aanvullend toezicht wordt uitgeoefend overeenkomstig bijlage II. Alle met de verzekeringsholding, gemengde financiële holding, verzekeringsonderneming van een derde land of herverzekeringsonderneming van een derde land verbonden ondernemingen worden bij de berekening betrokken.
English: The European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (EBA), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council (EIOPA) and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA) (hereinafter collectively referred to as “the ESA”) shall, through the Joint Committee of the ESA (Joint Committee), issue common guidelines aimed at the convergence of supervisory practices with regard to the application of paragraphs 2, 3, 3a, 4 and 5 of this Article. 9. The competent authorities shall, on an annual basis, reassess waivers of the application of supplementary supervision and shall review the quantitative indicators set out in this Article and risk-based assessments applied to financial groups.
Dutch: De Europese toezichthoudende autoriteit (Europese Bankautoriteit), opgericht bij Verordening (EU) nr. 1093/2010 van het Europees Parlement en de Raad (EBA), de Europese toezichthoudende autoriteit (Europese Autoriteit voor verzekeringen en bedrijfspensioenen), opgericht bij Verordening (EU) nr. 1094/2010 van het Europees Parlement en de Raad (EIOPA), de Europese toezichthoudende autoriteit (Europese Autoriteit voor effecten en markten), opgericht bij Verordening (EU) nr. 1095/2010 van het Europees Parlement en de Raad (ESMA) (hierna gezamenlijk: European Supervisory Authorities — ESA), zullen via het Gemengd Comité van de ESA (Gemengde Comité) gemeenschappelijke richtsnoeren uitvaardigen, gericht op de convergentie van de toezichtpraktijken wat betreft de toepassing van de leden 2, 3, 3 bis, 4 en 5 van dit artikel.
English: in paragraph 1, the second subparagraph is replaced by the following: ‘For that purpose: competent authorities which have authorised regulated entities in the group shall cooperate closely, if a competent authority is of the opinion that a regulated entity authorised by that competent authority is a member of a group which may be a financial conglomerate and which has not already been identified in accordance with this Directive, the competent authority shall communicate its view to the other competent authorities concerned and to the Joint Committee.’; (b) in paragraph 2, the second subparagraph is replaced by the following: ‘The coordinator shall also inform the competent authorities which have authorised regulated entities in the group, the competent authorities of the Member State in which the mixed financial holding company has its head office and the Joint Committee.’;
Dutch: Artikel 4 wordt als volgt gewijzigd:
English: The coordination arrangements referred to in the second subparagraph of paragraph 1 shall be separately reflected in the written coordination arrangements in place pursuant to Article 131 of Directive 2006/48/EC or Article 248 of Directive 2009/138/EC. The coordinator, as Chair of a college established pursuant to Article 131a of Directive 2006/48/EC or Article 248(2) of Directive 2009/138/EC, shall decide which other competent authorities participate in a meeting or in any activity of that college.’;
Dutch: De uit hoofde van deze afdeling vereiste samenwerking en de uitoefening van de in de leden 1, 2 en 3 van dit artikel en artikel 12 vermelde taken en, onder voorbehoud van vertrouwelijkheidsvereisten en van de wetgeving van de Unie, de passende coördinatie en samenwerking met de relevante toezichthoudende autoriteiten van derde landen, zullen worden verricht door krachtens artikel 131 bis van Richtlijn 2006/48/EG of artikel 248, lid 2, van Richtlijn 2009/138/EG op te richten colleges.
English: in the second subparagraph of Article 12(1), point (a) is replaced by the following: ‘(a)
Dutch: De in lid 1, tweede alinea, bedoelde coördinatieregelingen worden apart opgenomen in de schriftelijke coördinatieregeling die wordt ingesteld krachtens artikel 131 van Richtlijn 2006/48/EG of artikel 248 van Richtlijn 2009/138/EG.
English: identification of the group’s legal structure and the governance and organisational structure, including all regulated entities, non-regulated subsidiaries and significant branches belonging to the financial conglomerate, the holders of qualifying holdings at the ultimate parent level, as well as of the competent authorities of the regulated entities in the group;’; (13) in Article 12a, the following paragraph is added: ‘3.
Dutch: De coördinator beslist, als voorzitter van een krachtens artikel 131 bis van Richtlijn 2006/48/EG of artikel 248, lid 2, van Richtlijn 2009/138/EG op te richten college, welke andere bevoegde autoriteiten aan een vergadering of een activiteit van dat college deelnemen.”.
English: For the application of paragraph 1, Member States shall determine, or give their competent authorities the power to decide, according to which sectoral rules (banking sector, insurance sector or investment services sector) alternative investment fund managers are to be included in the consolidated or supplementary supervision referred to in point (a) of paragraph 1. For the purposes of this paragraph, the relevant sectoral rules regarding the form and extent of the inclusion of financial institutions shall apply mutatis mutandis to alternative investment fund managers.
Dutch: Voor de toepassing van lid 1 bepalen de lidstaten, dan wel geven zij hun bevoegde autoriteiten de bevoegdheid te besluiten, volgens welke sectorale voorschriften (sector banken, sector verzekeringen of sector beleggingsdiensten) beheerders van alternatieve beleggingsfondsen worden meegenomen in het geconsolideerde of het aanvullende toezicht zoals bedoeld in lid 1, onder a).
Swedish: För tillämpningen av punkt 1 ska medlemsstaterna fastställa eller ge sina behöriga myndigheter behörighet att besluta om enligt vilka särregler (för banksektorn, försäkringssektorn eller värdepapperssektorn) förvaltare av alternativa investeringsfonder ska omfattas av vid den gruppbaserade tillsyn eller den extra tillsyn som avses i punkt 1 a. Vid tillämpning av denna punkt ska de relevanta särreglerna avseende i vilken form och utsträckning finansiella institut ska omfattas också tillämpas på förvaltare av alternativa investeringsfonder.
English: For the purposes of supplementary supervision referred to in point (b) of paragraph 1, the alternative investment fund manager shall be treated as part of whichever sector it is included in by virtue of point (a) of paragraph 1. Where an alternative investment fund manager is part of a financial conglomerate, references to regulated entities, and to competent and relevant competent authorities shall therefore, for the purposes of this Directive, be understood as including, respectively, alternative investment fund managers and the competent authorities responsible for the supervision of alternative investment fund managers.
Dutch: Voor de doeleinden van dit lid zijn de relevante sectorale voorschriften betreffende de vorm en de mate waarin financiële instellingen worden meegenomen mutatis mutandis van toepassing op beheerders van alternatieve beleggingsfondsen.
English: It shall take effect on the day following the publication of the decision in the Official Journal of the European Union or on a later date specified therein. It shall not affect the validity of any delegated acts already in force.
Portuguese: A decisão de revogação produz efeitos a partir do dia seguinte ao da sua publicação no Jornal Oficial da União Europeia ou de uma data posterior nela especificada, A decisão de revogação não afecta os actos delegados já em vigor.
English: The consolidating supervisor shall inform EBA and the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council (EIOPA) of the decisions taken under paragraphs 1 and 2 of this Article. EBA, EIOPA and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA) shall, through the Joint Committee of the European Supervisory Authorities (Joint Committee), develop guidelines aimed at converging supervisory practices and shall develop draft regulatory technical standards, which they shall submit to the Commission within three years of the adoption of the guidelines. Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively.
Portuguese: A autoridade responsável pela supervisão numa base consolidada informa a EBA e a Autoridade Europeia de Supervisão (Autoridade Europeia dos Seguros e Pensões Complementares de Reforma, criada pelo Regulamento (UE) n.º 1094/2010 do Parlamento Europeu e do Conselho (EIOPA), das decisões tomadas ao abrigo dos n.os 1 e 2. A EBA, a EIOPA e a Autoridade Europeia de Supervisão (Autoridade Europeia dos Valores Mobiliários e dos Mercados,) criada pelo Regulamento (UE) n.º 1095/2010 do Parlamento Europeu e do Conselho (ESMA), desenvolvem, através do Comité Conjunto das Autoridades Europeias de Supervisão (Comité Conjunto), orientações destinadas a fazer convergir as práticas de supervisão e elaboram projetos de normas técnicas de regulamentação, que apresentam à Comissão no prazo de três anos a contar da data de adoção daquelas orientações. É delegado na Comissão o poder de adotar as normas técnicas de regulamentação a que se refere o primeiro parágrafo, nos termos dos artigos 10.o a 14.o do Regulamento (UE) n.º 1093/2010, do Regulamento (UE) n.º 1094/2010 e do Regulamento (UE) n.º 1095/2010, respetivamente.
English: The competent authorities responsible for supervision on a consolidated basis shall establish lists of the financial holding companies or mixed financial holding companies referred to in Article 71(2). Those lists shall be communicated to the competent authorities of the other Member States, to EBA and to the Commission.’;
Slovak: Príslušné orgány zodpovedné za dohľad na konsolidovanom základe zostavia zoznamy finančných holdingových spoločností alebo zmiešaných finančných holdingových spoločností uvedených v článku 71 ods. 2 Tieto zoznamy sa oznámia príslušným orgánom ostatných členských štátov, EBA a Komisii.“
English: “relevant competent authorities” means: (a) Member States’ competent authorities responsible for the sectoral group-wide supervision of any of the regulated entities in a financial conglomerate, in particular of the ultimate parent undertaking of a sector;
Swedish: relevanta behöriga myndigheter a) de behöriga myndigheter i medlemsstaterna som har ansvar för den sektoriella tillsynen på gruppnivå över de reglerade enheterna i ett finansiellt konglomerat, särskilt över det företag som ytterst är moderföretag i en sektor,
English: The coordinators shall provide the Joint Committee with the information referred to in Article 9(4) and point (a) of the second subparagraph of Article 12(1). The Joint Committee shall make available to the competent authorities information regarding the legal structure and the governance and organisational structure of financial conglomerates.’;
Swedish: Samordnarna ska förse den gemensamma kommittén med de uppgifter som avses i artiklarna 9.4 och 12.1 andra stycket led a. Den gemensamma kommittén ska tillhandahålla de behöriga myndigheterna uppgifter om finansiella konglomerats juridiska struktur samt styr- och organisationsstruktur.”