|||||||
|-|-|-|-|-|-|
|资 产 负 债 表2018年12月31日||||||
|编制单位:中山证券有限责任公司||||||
|资 产|期末余额|年初余额|负债和所有者权益|期末余额|年初余额|
|资产：|||负债：|||
|货币资金|2,902,081,389.75|3,631,130,652.23|短期借款|||
|其中：客户存款|1,977,817,521.90|3,146,482,453.47|应付短期融资款|1,044,020,000.00|1,594,110,000.00|
|结算备付金|778,546,889.29|-171,291,607.09|拆入资金|350,000,000.00||
|其中：客户备付金|591,920,986.29|-332,170,637.66|以公允价值计量且其变动计入当期损益的金融负债|||
|拆出资金|||衍生金融负债||123,800.00|
|融出资金|1,614,425,014.40|3,037,123,160.65|卖出回购金融资产款|4,914,286,000.00|5,099,660,171.22|
|以公允价值计量且其变动计入当期损益的 金融资产|7,429,795,675.59|7,632,070,696.62|代理买卖证券款|2,519,776,591.94|2,815,315,173.31|
|衍生金融资产|5,560,882.04|317,317.75|代理承销证券款||10,000,000.00|
|买入返售金融资产|999,813,663.02|1,242,121,702.77|应付职工薪酬|333,769,022.93|373,393,188.11|
|应收款项|128,155,555.38|76,038,886.56|应交税费|-10,068,911.18|43,742,588.04|
|应收利息|213,579,365.99|255,224,866.85|应付款项|151,056,050.34|178,760,246.99|
|存出保证金|44,228,323.95|63,064,344.83|应付利息|64,615,807.55|83,913,123.71|
|持有待售资产|||持有待售负债|||
|可供出售金融资产|503,494,373.87|468,236,962.65|预计负债|38,157,302.79|6,720,070.00|
|持有至到期投资|||长期借款|||
|长期股权投资|224,713,066.22|189,259,113.88|应付债券|1,600,000,000.00|2,400,000,000.00|
|投资性房地产|223,379,622.59|262,269,381.95|递延所得税负债|5,725,077.08|9,411,430.28|
|固定资产|85,774,145.90|60,664,901.16|其他负债|||
|在建工程|276,156,955.22|202,449,433.98|负债合计|11,011,336,941.45|12,615,149,791.66|
|无形资产|414,983,442.65|424,739,748.91|所有者权益：|||
|递延所得税资产|134,442,913.67|148,373,455.20|实收资本（或股本）|1,700,000,000.00|1,700,000,000.00|
|其他资产|57,550,448.68|70,164,497.58|其他权益工具|||
||||其中：优先股|||
||||永续债|||
||||资本公积|1,693,268,497.93|1,693,268,497.93|
||||减:库存股|||
||||其他综合收益|5,638,645.78|9,997,530.25|
||||盈余公积|203,848,714.10|198,559,119.46|
||||一般风险准备|407,894,697.88|397,315,508.60|
||||未分配利润|1,014,694,231.07|977,667,068.58|
||||外币报表折算差额|||
||||所有者权益合计|5,025,344,786.76|4,976,807,724.82|
|资产总计|16,036,681,728.21|17,591,957,516.48|负债及所有者权益总计|16,036,681,728.21|17,591,957,516.48|
|企业法定代表人：黄扬录 主管会计工作负责人：孙学斌 会计机构负责人：刘晓鹏||||||

利 润 表
2018年12月
||||
|-|-|-|
|编制单位:中山证券有限责任公司 单位：人民币元|||
|项 目|本年累计数|上年同期数|
|一、营业收入|947,038,294.44|863,834,288.58|
|手续费及佣金收入|745,044,596.70|708,607,132.63|
|其中：经纪业务手续费净收入|109,609,133.29|166,655,038.84|
|投资银行业务手续费净收入|501,208,089.13|344,330,393.53|
|资产管理及基金管理业务手续费净收入|121,594,375.54|167,950,082.70|
|利息净收入|-96,243,328.76|-34,971,711.43|
|投资收益(损失以“-”列示）|317,946,782.76|247,787,028.38|
|其中：对联营企业和合营企业的投资收益|-300,931.13|392,745.82|
|公允价值变动（损失以“-”列示）|-56,756,434.26|-81,981,517.05|
|汇兑损益（损失以“-”列示）|1,524,238.55|-1,998,461.48|
|资产处置收益（损失以“-”列示）|5,694.18|-18,640.95|
|其他收益|8,192,024.94|2,426,000.00|
|其他业务收入|27,324,720.33|23,984,458.48|
|二、营业支出|872,945,344.14|729,148,403.55|
|税金及附加|10,748,377.79|8,901,924.89|
|业务及管理费|799,740,124.82|643,632,707.05|
|资产减值损失|54,150,419.59|67,711,754.21|
|其他业务成本|8,306,421.94|8,902,017.40|
|三、营业利润|74,092,950.30|134,685,885.03|
|加：营业外收入|1,048,811.07|22,274,413.15|
|减：营业外支出|35,803,038.36|7,446,537.79|
|四、利润总额|39,338,723.01|149,513,760.39|
|减：所得税费用|-13,557,223.40|47,409,093.21|
|五、净利润|52,895,946.41|102,104,667.18|
|（一）持续经营净利润（净亏损以“-”列示）|52,895,946.41|102,104,667.18|
|（二）终止经营净利润（净亏损以“-”列示）|||
|六、其他综合收益的税后净额|-4,358,884.47|23,495,083.13|
|（一）以后不能重分分类进损益的其他综合收益|||
|1．重新计量设定受益计划净负债或净资产的变动|||
|2．权益法下在被投资单位不能重分类进损益的其他综合收益中享有的份额|||
|（二）以后将重分类进损益的其他综合收益|-4,358,884.47|23,495,083.13|
|1．权益法下在被投资单位以后将重分类进损益的其他综合收益中享有的份额|-183,837.40|-2,303,567.04|
|2．可供出售金融资产公允价值变动损益|-4,175,047.07|25,798,650.17|
|3．持有至到期投资重分类为可供出售金融资产损益|||
|4．现金流量套期损益的有效部分|||
|5．外币财务报表折算差额|||
|6．其他|||
|七、综合收益总额|48,537,061.94|125,599,750.31|
|八、每股收益|||
|（一）基本每股收益（元/股）|0.03|0.07|
|（二）稀释每股收益（元/股）|0.03|0.07|

企业法定代表人：黄扬录 主管会计工作负责人：孙学斌 会计机构负责人：刘晓鹏