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||资 产 负 债 表|||||||||||||||
||单位:东莞证券股份有限公司||||||日期:2014年12月||||||||金额单位:元|
|资 产|||行|期末余额||年初余额|||负债和所有者权益（或股东权||行|期末余额||年初余额||
||||次||||||益）||次|||||
||资 产：|||||||负 债：||||||||
||货币资金||||||||短期借款||69||||200,000,000.00|
||库存现金||1||76,954.71||137,308.71||其中：质押借款||70||||200,000,000.00|
||银行存款||2||5,985,964,952.95||3,854,788,590.93|信用借款||71||||||
||自有资金存款||3||391,105,163.04||158,823,324.60|应付短期融资款||72||||||
|自有信用资金存款|||4||873,264.76||890,063.27||拆入资金||73||1,646,000,000.00||1,181,000,000.00|
||客户资金存款||5||4,920,012,330.14||3,604,136,866.87|其中：转融通融入资金||74|||1,146,000,000.00||881,000,000.00|
|客户信用资金存款|||6||673,974,195.01||90,938,336.19|融入证券||75||||||
||其他货币资金||7||7,181,183.85||17,921.22||交易性金融负债||76|||||
||货币资金合计||8||5,993,223,091.51||3,854,943,820.86||衍生金融负债||77|||||
||||||||||卖出回购金融资产款||78||6,321,757,464.45||2,126,020,689.59|
||结算备付金||9||5,441,807,879.68||1,024,377,856.07|其中：报价回购融入资金||79|||248,816,000.00|||
||其中：自有备付金||10||50,940,397.03||19,479,713.82||代理买卖证券款||80||9,966,095,967.06||4,366,275,056.67|
||客户备付金||11||5,212,557,386.81||945,958,632.97|信用交易代理买卖证券款|||81||733,957,188.15||121,558,157.06|
|信用备付金|||12||178,310,095.84||58,939,509.28||代理承销证券款||82|||||
||拆出资金||13||||||应付职工薪酬||83||239,903,670.70||69,240,534.55|
||融出资金||14||4,891,879,181.89||2,043,315,011.35||应交税费||84||136,133,048.83||78,344,593.79|
||融出证券||15||||||应付款项||85||222,426,260.31||235,219,050.88|
||交易性金融资产||16||2,488,061,391.30||2,059,837,796.84||应付利息||86||69,927,836.08||21,172,175.97|
|其中：流动受限证券||17|||1,439,422,086.30||1,607,562,075.24||预计负债||87||11,391,971.93||10,704,782.33|
||衍生金融资产||18||||||长期借款||88|||||
||买入返售金融资产||19||1,426,102,814.40||191,879,671.96||应付债券||89|||||
|其中：约定购回融出资金||20|||||104,799,418.77|其中：应付公司债券||90||||||
|股票质押回购融出资金||21||200,155,794.40||35,166,998.40||递延所得税负债||91||14,925,343.08||||
||应收款项||22||40,992,633.65||21,901,227.33|次级债||92||480,000,000.00||130,000,000.00||
||其中：应收融资融券客户款||23|||||其中：短期次级债||93||50,000,000.00||130,000,000.00||
||减：坏账准备||24||8,630,147.59||4,893,943.20|长期次级债||94||430,000,000.00||||
||应收款项净额||25||32,362,486.06||17,007,284.13||其它负债||95||167,070.19|||
||应收利息||26||178,947,353.61||154,065,190.03||其中：应付利润||96|||||
|存出保证金||27|||303,534,190.67||175,937,545.31|应付股利||97||||||
|其中：交易保证金||28|||297,069,443.23||171,878,096.97||长期应付款||98||167,070.19|||
|信用保证金||29|||6,464,747.44||4,059,448.34||未确认融资费用||99|||||
|履约保证金||30|||||||专项应付款||100|||||
||内部往来||31|||||||||||||
||可供出售金融资产||32||367,732,275.70||195,651,352.04||负债合计||101||19,842,685,820.78||8,539,535,040.84|
||持有至到期投资||33||1,503,448,955.41||947,319,953.84|||||||||
||长期股权投资||34||252,074,088.08||252,074,088.08|||||||||
||减：长期投资减值准备||35|||||||||||||
||长期投资净额||36||252,074,088.08||252,074,088.08|||||||||
||投资性房地产||37||29,098,634.69||27,480,823.54|||||||||
||减：投资性房地产累计折旧||38||18,029,011.72||15,530,878.85|||||||||
||投资性房地产净值||39||11,069,622.97||11,949,944.69|||||||||
||减：投资性房地产减值准备||40|||||||||||||
||投资性房地产净额||41||11,069,622.97||11,949,944.69|||||||||
||固定资产|||||||||||||||
||固定资产原价||42||308,360,260.98||301,472,465.24|||||||||
||减：累计折旧||43||223,667,767.64||210,766,954.81|||||||||
||固定资产净值||44||84,692,493.34||90,705,510.43|||||||||
||减：固定资产减值准备||45|||||||||||||

|||||||||||||||||
|-|-|-|-|-|-|-|-|-|-|-|-|-|-|-|-|
||固定资产净额||46||84,692,493.34||90,705,510.43|||||||||
||在建工程||47||8,548,119.94||4,186,189.89|||||||||
||减：在建工程减值准备||48|||||||||||||
||在建工程净额||49||8,548,119.94||4,186,189.89|||||||||
||固定资产清理||50|||||||||||||
||固定资产合计||51||93,240,613.28||94,891,700.32|||||||||
||无形资产|||||||||||||||
||无形资产||52||20,264,769.95||17,922,669.95|||||||||
||其中：交易席位费||53||2,871,494.94||2,371,494.94|||||||||
||减：无形资产累计摊销||54||14,029,426.72||10,212,175.37|||||||||
||其中：交易席位费累计摊销||55||2,404,828.30||2,371,494.94|||||||||
||无形资产净值||56||6,235,343.23||7,710,494.58|||||||||
||减：无形资产减值准备||57|||||||||||||
||无形资产净额||58||6,235,343.23||7,710,494.58|||||||||
||商誉||59||||||所有者权益（或股东权益）：|||||||
||减：商誉减值准备||60||||||实收资本（或股本）||102||1,500,000,000.00||1,500,000,000.00|
||商誉净额||61||||||资本公积||103||635,983,838.49||509,158.40|
||无形资产合计||62||6,235,343.23||7,710,494.58|减：库存股|||104|||||
||||||||||盈余公积||105||46,529,132.78||226,945,941.13|
||递延所得税资产||63||6,161,794.02||16,992,881.49||一般风险准备||106||340,472,504.32||278,376,919.17|
||其它资产||64||26,456,806.80||34,598,941.98||交易风险准备||107||330,962,264.08||268,866,678.93|
||其中：应收股利||65||||||未分配利润||108||325,704,328.16||268,319,795.10|
||抵债资产||66||||||外币报表折算差额||109|||||
|长期待摊费用||67||26,351,806.80||34,597,078.48|||所有者权益（或股东权益）|110||3,179,652,067.83||2,543,018,492.73||
||||||||||合计|||||||
|资产总计||68||23,022,337,888.61||11,082,553,533.57|||负债和所有者权益（或股东权|111||23,022,337,888.61||11,082,553,533.57||
||||||||||益）总计|||||||
||补充资料|||||||||||||||
||1、客户资产管理业务||||||||3、直投基金|||||||
||受托资金||112||7,957,458,712.24||9,076,033,338.16||直投基金只数||127|||||
||其中：公募基金（含大集合）||113||1,286,042,898.16||1,061,504,261.76||募集资金总额||128|||||
||集合资管||114||1,826,857,814.08||794,907,340.40||4、QDII业务|||||||
||定向资管||115||4,844,558,000.00||7,219,621,736.00||获批额度||129|||||
||专项资管||116||||||产品数量||130|||||
||受托资产总净值||117||7,967,396,174.10||8,974,464,102.04||管理规模||131|||||
||其中：公募基金（含大集合）||118||1,260,653,940.45||940,211,143.44||5、RQFII业务|||||||
||集合资管||119||1,860,539,104.58||803,312,808.69||获批额度||132|||||
||定向资管||120||4,846,203,129.07||7,230,940,149.91||产品数量||133|||||
||专项资管||121||||||管理规模||134|||||
||2、融资融券业务||||||||6、其他表外项目|||||||
||融出证券||122||||||或有负债||135|||||
||其中：自有证券||123||||||其中：对外担保总金额||136|||||
||转融通融入证券||124|||||||||||||
||融资融券担保品||125||15,249,900,889.43||5,585,418,093.07|||||||||
||转融通融入证券总额||126|||||||||||||