东沣科技集团股份有限公司2019年第三季度报告正文 Stock Code: 200160 Short Form of the Stock: Dongfeng-B Notice No: 2019-048
Dongfeng Sci-Tech Group Co., Ltd.
Text of Third Quarterly Report 2019
东沣科技集团股份有限公司2019年第三季度报告正文 Section I. Important Notes
Board of Directors and the Supervisory Committee of Dongfeng Sci-Tech Group Co., Ltd. (hereinafter referred to as the Company) and its directors, supervisors and senior executives hereby confirm that there are no any fictitious statements, misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual and/or joint, for the reality, accuracy and completion of the whole contents.
All directors of the Company are attended the Meeting for quarterly report deliberation.
Principal of the Company Zhao Yongsheng, Person in Charge of Accounting Works Zhao Yongsheng and Person in Charge of Accounting Organ (Accounting Officer) Liu Fengguo hereby confirm that the Financial Report of the Third Quarterly Report is authentic, accurate and complete.
Note: The Report is prepared in bilingual versions of Chinese and English respectively, in the event of any discrepancy in understanding the two aforementioned versions, the Chinese version shall prevail.
东沣科技集团股份有限公司2019年第三季度报告正文 Section II. Basic information of Company
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data or not
□Yes√No
||||||||
|-|-|-|-|-|-|-|
||Current period-end||Period-end of last year||Increase/decrease||
|Total assets (RMB)|737,486,451.00||624,370,817.40||18.12%||
|Net assets attributable to|307,150,697.41||351,593,999.08||||
|shareholders of listed company|||||-12.64%||
|(RMB)|||||||
|||||||Increase/decrease in|
|||Increase/decrease in|||||
|||||Year-begin to end of||comparison with|
||Current period|comparison with same|||||
|||||the Period||year-begin to|
|||period of last year|||||
|||||||Period-end of last year|
|Operating revenue (RMB)|6,433,442.99|-59.50%||39,804,856.47||-58.41%|
|Net profit attributable to|-10,917,560.62|||-35,335,429.52|||
|shareholders of the listed company||-230.65%||||-1,223.23%|
|(RMB)|||||||
|Net profit attributable to|||||||
|shareholders of the listed company|||||||
||-8,479,317.90|16.09%||-33,377,521.84||-82.18%|
|after deducting non-recurring gains|||||||
|and losses (RMB)|||||||
|Net cash flow arising from||||21,610,660.71|||
||--|--||||-13.23%|
|operating activities (RMB)|||||||
|Basic earnings per share|-0.0156|||-0.0506|||
|||-232.20%||||-1,224.44%|
|(RMB/Share)|||||||
|Diluted earnings per share|-0.0156|||-0.0506|||
|||-232.20%||||-1,224.44%|
|(RMB/Share)|||||||
|Weighted average ROE|-3.58%|-5.85%||-10.84%||-11.70%|

 Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
||||
|-|-|-|
||Amount from year-begin to||
|Item||Note|
||end of the Period||
|Gains/losses from the disposal of non-current asset (including thewrite-off that accrued for impairment of assets)|||
||972,524.64||

东沣科技集团股份有限公司2019年第三季度报告正文
||||
|-|-|-|
|Held transaction financial asset, gains/losses of changes of fair|||
|values from transaction financial liabilities, and investment gains|||
|from disposal of transaction financial asset, transaction financial|||
||261,265.72||
|liabilities and financial asset available for sales, exclude the|||
|effective hedging business relevant with normal operations of the|||
|Company|||
|Other non-operating income and expenditure except for the|||
||-3,844,333.93||
|aforementioned items|||
|Less: impact on income tax|-652,635.89||
|Total|-1,957,907.68|--|

Concerning the extraordinary profit (gain)/loss defined byQ&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss inQ&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable√ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss inQ&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the Period
1. Number of common shareholders and preference shareholders with voting rights recovered and top ten common shareholders
In share
||||||||||
|-|-|-|-|-|-|-|-|-|
|||||Total preference shareholders|||||
|Total number of common||||with voting rights recovered at|||||
|||17,375|||||0||
|shareholders at the end of report|||||||||
|||||end of reporting period (if|||||
|period|||||||||
|||||applicable)|||||
|Top ten shareholders|||||||||
||||||Amount of|Number of share pledged/frozen|||
||Nature of|Proportion of|Amount of shares||||||
|Shareholders|||||non-tradable||||
||shareholder|shares held|held|||State of share||Amount|
||||||shares held||||
|Wang Dong|Domestic naturalperson|29.49%|208,324,800||208,324,800||||
|China EverbrightSecurities (HK)Limited|Foreign corporate|7.90%|55,783,345||0||||
|GUOTAIJUNAN|Foreign corporate|6.60%|46,638,726||0||||

东沣科技集团股份有限公司2019年第三季度报告正文
||||||||
|-|-|-|-|-|-|-|
|SECURITIES(HONGKONG)LIMITED|||||||
|Chengde NorthIndustrialCorporation|Domesticnon-state ownedlegal person|2.62%|18,517,651|18,517,651|||
|HaitongInternationalSecuritiesCompanyLimited-AccountClient|Foreign corporate|2.20%|15,524,875|0|||
|Wang Zhengsong|Domestic naturalperson|1.89%|13,327,891|13,327,891|||
|Wang Wensheng|Domestic naturalperson|1.03%|7,258,007|0|||
|Su Youhe|Domestic naturalperson|1.02%|7,214,602|0|||
|Zhou Haihong|Domestic naturalperson|0.95%|6,711,600|0|||
|COREPACIFIC-YAMAICHIINTERNATIONAL (H.K.)LIMITED|Foreign corporate|0.86%|6,051,543|0|||
|Tradable shares held by top 10 shareholders|||||||
||||||Type of shares||
|Shareholders||Amount of tradable shares held|||||
||||||Type|Amount|
|China Everbright Securities (HK)Limited||55,783,345|||Domestically||
||||||listed foreign|55,783,345|
||||||shares||
|GUOTAI JUNANSECURITIES(HONGKONG)LIMITED||46,638,726|||Domestically||
||||||listed foreign|46,638,726|
||||||shares||
|Haitong International SecuritiesCompany Limited-Account Client||15,524,875|||Domestically||
||||||listed foreign|15,524,875|
||||||shares||
|Wang Wensheng||7,258,007|||Domestically||
|||||||7,258,007|
||||||listed foreign||

东沣科技集团股份有限公司2019年第三季度报告正文
|||||
|-|-|-|-|
|||shares||
|Su Youhe|7,214,602|Domestically||
|||listed foreign|7,214,602|
|||shares||
|Zhou Haihong|6,711,600|Domestically||
|||listed foreign|6,711,600|
|||shares||
|CORE PACIFIC-YAMAICHIINTERNATIONAL (H.K.)LIMITED|6,051,543|Domestically||
|||listed foreign|6,051,543|
|||shares||
|Shen wan Hongyuan securities(Hong Kong) Co., LTD.|4,995,920|Domestically||
|||listed foreign|4,995,920|
|||shares||
|Li Tianyun|3,820,000|Domestically||
|||listed foreign|3,820,000|
|||shares||
|Peng Wei|2,978,525|Domestically||
|||listed foreign|2,978,525|
|||shares||
|Explanation on associated|The Company is unknown whether there exists associated relationship or belongs to|||
|relationship among the aforesaid|consistent actor regulated by “management method for acquisition of listed company” among|||
|shareholders|the above said shareholders.|||
|Explanation on shareholders||||
|involving margin business about top||||
||N/A|||
|ten common shareholders (if||||
|applicable)||||

Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing in reporting period
□ Yes√ No
The ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back agreement dealing in reporting period.
2. Total of shareholders with preferred stock held and the top ten shareholdings
□Applicable √Not applicable
东沣科技集团股份有限公司2019年第三季度报告正文 Section III. Important events
I. Particular about major changes from items of main accounting statements and financial indexes as well as reasons
√ Applicable□Not applicable
||||||||
|-|-|-|-|-|-|-|
|Serial|Item|Period-end (thePeriod) balance|Period-begin(last period)balance|Changes||Reasons|
|||||Amount|Ratio||
|1|Monetary fund|71,712,087.48|36,306,825.10|35,405,262.38|97.52%|Account received in advance for property|
|2|Account paid inadvance|31,725,356.14|61,099,009.67|-29,373,653.53|-48.08%|Settlement of the account paid in advance forengineering in the period|
|3|Other receivables|26,279,193.00|8,588,597.44|17,690,595.56|205.98%|Current account receivables increased in theperiod|
|4|Construction inprogress|265,731,045.29|101,650,833.16|164,080,212.13|161.42%|Expenditure from construction in progress in theperiod|
|5|Developmentexpenditure|25,899,861.29|13,346,410.47|12,553,450.82|94.06%|Expenditure from development projects|
|6|Other non currentassets|19,011,471.60|121,743,152.36|-102,731,680.76|-84.38%|Settlement of the account paid in advance forengineering in the period|
|7|Account payable|3,339,405.28|6,668,789.67|-3,329,384.39|-49.92%|Account for engineering are paid in the period|
|8|Account receivedin advance|147,143,153.93|16,269,319.99|130,873,833.94|804.42%|Account received in advance for propertyincreased in the period|
|9|Tax payable|513,335.30|921,967.58|-408,632.28|-44.32%|Taxes paid in the period|
|10|Other payable|76,579,712.77|118,570,218.85|-41,990,506.08|-35.41%|Current account paid in the period|
|11|Long-term loans|175,210,000.00|101,710,000.00|73,500,000.00|72.26%|New bank loans in the period|
|12|Business income|39,804,856.47|95,699,640.45|-55,894,783.98|-58.41%|Income from property sales declined on a y-o-ybasis|
|13|Business cost|32,700,355.28|87,135,797.74|-54,435,442.46|-62.47%|Cost of property sales declined on a y-o-y basis|
|14|Business tax andsurcharge|1,682,848.47|3,324,122.85|-1,641,274.38|-49.37%|Accrual tax declined for the decrease of propertysales in the period|
|15|Sales expense|10,193,305.47|27,452.12|10,165,853.35|37031.21%|Settlement of the sales agency fee in the period|
|16|Managementexpense|28,592,202.66|21,114,670.20|7,477,532.46|35.41%|Operating expenses increased in the period|
|17|Other income|6,451.79|2,890,000.00|-2,883,548.21|-99.78%|There was a energy-saving subsidy received fromgovernment last period while no such amountoccurred in the period|
|18|Investmentincome|261,265.72|18,683,998.38|-18,422,732.66|-98.60%|There was an income from subsidiary disposal lastperiod while no such amount occurred in the|

东沣科技集团股份有限公司2019年第三季度报告正文
||||||||
|-|-|-|-|-|-|-|
|||||||period|
|19|Net cash flowarising frominvestmentactivities|-42,117,796.39|-167,207,550.45|125,089,754.06|-74.81%|The account paid for construction in progressdecreased on a y-o-y basis|
|20|Net cash flowarising fromfinancingactivities|57,100,889.00|102,850,300.00|-45,749,411.00|-44.48%|Bank loans received in the period decreased on ay-o-y basis|

II. Progress and influence of the main events as well as solution analysis specification
□ Applicable√ Not applicable
Progress of shares buy-back
√ Applicable□Not applicable
On October 22, 2018, the company held the
4th
session of the seventh board of directors which reviewed and approved the Proposal on the Repurchase of Company Shares by Centralized Bidding, and the second extraordinary shareholders meeting of 2018 held on November 7, 2018 reviewed and approved the above proposal. On November 14, 2018, the company disclosed the Repurchase Report on the Repurchase of Company Shares by Centralized Bidding (Announcement No.: 2018-062). The company implemented the repurchase for the first time on December 6, 2018, and disclosed the Announcement on the First Repurchase of theCompany’s Shares (Announcement No.: 2018-070) on December 7, 2018. For details of the above, please refer to the relevant announcements disclosed by the company on Securities Times, Hong Kong Commercial Daily and http://www.cninfo.com.cn. The progress of thecompany’s share repurchase was as follows:
Ended as the reporting period, the company repurchased thecompany’s shares of 28,307,783 shares through a stock repurchase special security account by centralized bidding transactions, accounting for4.01% of thecompany’s total share capital, of which the highest transaction price wasHK$1.18/share, the lowest transaction price wasHK$1.09/share, and the total amount paid wasHK$32,095,614.32 (excluding transaction fees). Found more as:
||||||||
|-|-|-|-|-|-|-|
|Repurchaseddate|Amountrepurchased|Ceiling price(HKD)|Bottom price(HKD)|Price repurchased(HKD)|Ratio in totalshare capital|Announcement index|
|2018.12.6|6,586,658|1.14|1.11|7,449,626.48|0.93%|Notice on the FirstRepurchase ofCompany’s Shares(No.:2018-070)|
|2018.12.20|12,864,055|1.14|1.09|14,529,142.54|1.82%|Notice on theRepurchase of 2% of theCompany’s SharesCapital (No.:2018-075)|

东沣科技集团股份有限公司2019年第三季度报告正文
||||||||
|-|-|-|-|-|-|-|
|2018.12.27|4,994,970|1.18|1.12|5,697,753.10|0.71%|Notice on theRepurchase of 3% of theCompany’s SharesCapital (No.:2018-076)|
|2018.12.28|532,100|1.14|1.14|606,594.00|0.08%|Notice on theRepurchase of 4% of theCompany’s SharesCapital (No.:2019-006)|
|2019.1.29|3,330,000|1,16|1.14|3,812,498.20|0.47%||
|Total|28,307,783|||32,095,614.32|4.01%||

Implementation progress of the reduction of repurchases shares by centralized bidding
□ Applicable√ Not applicable
III. Commitments that the actual controller, shareholders, related parties, offeror and the Company have fulfilled during the reporting period and have not yet fulfilled by the end of reporting period
□ Applicable√ Not applicable
There are no Commitments that the actual controller, shareholders, related parties, offeror and the Company have fulfilled during the reporting period and have not yet fulfilled by the end of reporting period.
IV. Particular about security investment
□ Applicable√ Not applicable
The Company had no security investment in Period.
V. Trust financing
√ Applicable□Not applicable
In 10 thousand Yuan
||||||
|-|-|-|-|-|
|Type|Capital resources|Amount for entrust|Balance un-expired|Overdue amount|
|Bank financing product|Own funds|2,000|500|0|
|Total||2,000|500|0|

 Details of the single major amount, or high-risk trust investment with low security, poor fluidity and non-guaranteed:
□ Applicable√ Not applicable
Entrust financial expected to be unable to recover the principal or impairment might be occurred
□ Applicable√ Not applicable
东沣科技集团股份有限公司2019年第三季度报告正文 VI. Particulars about derivatives investment
□ Applicable√ Not applicable
The Company had no derivatives investment in Period.
VII. Registration form of receiving research, communication and interview in the report period
√ Applicable□Not applicable
|||||
|-|-|-|-|
|Time|Way|Type|Basic situation index of investigation|
||||Current condition of the Company, no|
|2019-09-05|Telephone|Personal||
||||materials required|
||||Current status of the Company and no|
|2019-09-12|Telephone|Personal||
||||material provided|
||||Operation of the Company, no materials|
|2019-09-25|Telephone|Personal||
||||required|

VIII. Guarantee outside against the regulation
□Applicable√Not applicable
The Company had no guarantee outside against the regulation in the reporting period.
IX. Non-operational fund occupation from controlling shareholders and its related party□ Applicable√ Not applicable
The Company had no non-operational fund occupation form controlling shareholders and its related party in the period