证券代码：600061 证券简称：国投安信 公告编号:2017-013国投安信股份有限公司
关于子公司安信证券 2016年度财务信息的公告
本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。
2017年 3月 2日，公司全资子公司安信证券股份有限公司（以下简称“安信证券”）完成安信证券 2017年非公开发行公司债券（第一期）的发行工作。详见本公司 2017年 3月 7日在上海证券交易所网站发布的《国投安信股份有限公司关于子公司安信证券 2017年非公开发行公司债券（第一期）完成发行的公告》（公告编号：2017-011）。
根据《公司债券发行与交易管理办法》、《深圳证券交易所非公开发行公司债券业务管理暂行办法》、《深圳证券交易所债券业务办理指南第 2号——非公开发行公司债券转让条件确认、发行、转让及投资者适当性管理业务办理》等有关规定，安信证券将在发行完成后十个交易日内在深圳证券交易所固定收益品种业务专区披露《安信证券股份有限公司 2017年非公开发行公司债券（第一期）募集说明书》。该募集说明书包含安信证券 2016年未经审计合并财务报表。根据信息披露有关要求，现将安信证券 2016年未经审计合并
资产负债表、合并利润表、合并现金流量表披露。
一、安信证券 2016年合并资产负债表
单位：元
|||||
|-|-|-|-|
||2016年12月31日|2015年12月31日|2014年12月31日|
|资产||||
|货币资金|38,625,947,123.10|58,496,063,409.51|32,935,423,930.05|
|其中：客户存款|33,479,670,525.03|44,416,082,333.52|30,531,971,549.45|
|结算备付金|13,911,706,754.13|14,528,346,127.46|10,696,475,319.76|
|其中：客户备付金|9,820,170,088.65|12,083,757,417.20|8,971,109,658.47|
|融出资金|23,436,788,816.39|27,921,076,853.88|27,000,999,548.00|
|以公允价值计量且其变动计入当期损益的金融资产|19,280,934,700.00|14,378,980,426.94|10,699,341,342.49|
|衍生金融资产|23,608.33|4,307,832.93|6,802,009.20|
|买入返售金融资产|5,462,160,643.01|2,444,218,149.11|4,153,501,278.98|
|应收款项|696,036,351.77|618,647,822.98|507,957,755.45|
|应收利息|1,092,814,677.47|871,720,219.72|521,130,612.56|
|存出保证金|1,610,893,756.26|541,259,486.03|820,625,765.55|
|可供出售金融资产|10,159,362,343.51|14,857,479,645.08|4,309,504,035.41|
|长期股权投资|176,380,358.10|140,059,391.65|589,274.37|
|投资性房地产|66,569,210.43|21,740,545.02|22,751,763.08|
|固定资产|200,581,033.11|228,943,337.26|225,464,629.47|
|在建工程|139,548,204.57|67,687,562.32|23,780,310.97|
|无形资产|638,222,647.65|642,392,863.03|667,044,124.63|
|商誉|145,186,637.97|145,186,637.97|151,181,213.87|
|递延所得税资产|500,535,321.16|79,381,229.30|8,879,701.53|
|其他资产|464,030,486.61|319,896,293.53|739,301,768.03|
|资产总计|116,607,722,673.57|136,307,387,833.72|93,490,754,383.40|
|负债||||
|短期借款|278,131,908.00|105,895,392.00|508,006,618.07|
|应付短期融资款|18,700,000.00|5,034,115,950.00|2,775,881,516.67|
|拆入资金|7,100,000,000.00|-|2,803,000,000.00|
|以公允价值计量且其变动计入当期损益的金融负债|1,636,464,820.00|-|-|
|衍生金融负债|626,199.43|1,766,672.35|-|

卖出回购金融资产款 7,761,418,852.86 18,170,731,066.50 18,529,882,787.75
|||||
|-|-|-|-|
|代理买卖证券款|43,054,512,753.23|55,580,548,565.54|39,191,045,986.74|
|代理承销证券款|520,754.72|6,000,000.00|-|
|应付职工薪酬|2,298,816,845.76|2,659,369,269.87|1,241,705,231.69|
|应交税费|286,617,067.56|749,689,618.89|301,078,975.20|
|应付款项|5,660,733,279.82|4,404,959,061.31|4,591,935,391.94|
|应付利息|860,068,847.56|1,124,872,762.79|437,748,925.49|
|预计负债|6,303,613.39|9,262,868.41|5,626,567.02|
|长期借款|570,000,000.00|-|-|
|应付债券|24,445,631,731.42|26,241,133,821.48|10,076,096,171.70|
|递延所得税负债|26,978,998.83|79,170,037.56|117,582,962.93|
|其他负债|1,040,976,977.95|481,443,727.14|445,303,883.60|
|负债合计|95,046,502,650.53|114,648,958,813.84|81,024,895,018.80|
|股东权益||||
|股本|3,525,134,979.00|3,525,134,979.00|3,199,993,145.00|
|资本公积|6,488,763,093.20|6,488,763,093.20|1,983,003,378.85|
|其他综合收益|-34,672,577.68|649,295,634.18|475,307,900.56|
|盈余公积|2,055,793,928.43|1,673,966,703.01|1,045,922,413.36|
|风险准备|3,355,093,035.32|2,820,534,919.73|1,930,137,077.78|
|未分配利润|6,130,708,522.19|6,460,190,055.94|3,400,824,888.06|
|归属于母公司股东权益合计|21,520,820,980.46|21,617,885,385.06|12,035,188,803.61|
|少数股东权益|40,399,042.58|40,543,634.82|430,670,560.99|
|股东权益合计|21,561,220,023.04|21,658,429,019.88|12,465,859,364.60|
|负债和股东权益总计|116,607,722,673.57|136,307,387,833.72|93,490,754,383.40|

二、安信证券 2016年合并利润表
单位：元
|||||
|-|-|-|-|
||2016年度|2015年度|2014年度|
|营业收入||||
|手续费及佣金净收入|4,930,983,433.49|8,871,201,135.57|3,794,549,033.49|
|其中：经纪业务手续费净收入|2,875,018,448.32|6,948,259,562.39|2,800,285,682.55|
|投资银行业务手续费净收入|1,592,825,480.32|972,486,298.23|574,519,605.00|
|资产管理业务手续费净收入|329,348,025.01|689,625,505.50|322,576,344.62|
|利息净收入|876,643,460.03|1,788,546,927.11|865,316,428.34|
|投资收益|1,526,886,071.99|1,966,900,446.58|748,849,973.06|

其中：对联营企业的投
14,320,966.45 7,174,595.21 79,274.37资收益
|||||
|-|-|-|-|
|公允价值变动损益|-174,018,402.52|196,135,559.95|299,227,140.68|
|汇兑损益|3,999,197.57|2,007,555.96|836,706.83|
|其他业务收入|516,722,901.66|416,408,182.70|334,989,614.50|
|营业收入合计|7,681,216,662.22|13,241,199,807.87|6,043,768,896.90|
|营业支出||||
|税金及附加|225,574,990.00|786,186,783.13|346,314,627.13|
|业务及管理费|3,457,313,209.27|5,855,282,289.75|3,290,174,212.97|
|资产减值损失|163,151,439.21|102,286,809.67|28,057,042.86|
|其他业务成本|469,386,188.56|390,768,033.66|316,493,648.88|
|营业支出合计|4,315,425,827.04|7,134,523,916.21|3,981,039,531.84|
|营业利润|3,365,790,835.18|6,106,675,891.66|2,062,729,365.06|
|加：营业外收入|62,627,427.11|41,449,605.59|17,379,636.43|
|减：营业外支出|6,432,512.68|12,926,389.13|1,397,717.55|
|利润总额|3,421,985,749.61|6,135,199,108.12|2,078,711,283.94|
|减：所得税费用|868,200,214.37|1,534,341,371.69|535,809,898.40|
|净利润|2,553,785,535.23|4,600,857,736.43|1,542,901,385.54|
|归属于母公司股东的净利润|2,553,929,125.55|4,577,807,299.48|1,517,810,003.57|
|少数股东损益|-143,590.32|23,050,436.95|25,091,381.97|
|其他综合收益税后净额|-683,969,213.78|173,965,635.54|514,899,710.00|
|归属母公司所有者的其他综合收益的税后净额|-683,968,211.86|173,987,733.62|514,876,610.00|
|（一）以后不能重分类进损益的其他综合收益|-|-|-|
|1．重新计量设定受益计划净负债或净资产的变动|-|-|-|
|2．权益法下在被投资单位不能重分类进损益的其他综合收益中享有的份额|-|-|-|
|（二）以后将重分类进损益的其他综合收益|-683,968,211.86|173,987,733.62|514,876,610.00|
|1．权益法下在被投资单位以后将重分类进损益的其他综合收益中享有的份额|-|-|-|
|2．可供出售金融资产公允价值变动损益|-737,925,962.35|130,738,895.56|514,866,417.20|

3．持有至到期投资重分
类为可供出售金融资产 - - -损益
|||||
|-|-|-|-|
|4．现金流量套期损益的有效部分|-|-|-|
|5．外币财务报表折算差额|53,957,750.49|43,248,838.06|10,192.80|
|6．其他|-|-|-|
|归属于少数股东的其他综合收益的税后净额|-1,001.92|-22,098.08|23,100.00|
|每股收益||||
|基本每股收益|0.72|1.33|0.47|
|稀释每股收益|0.72|1.33|0.47|
|综合收益总额|1,869,816,321.45|4,774,823,371.97|2,057,801,095.54|
|归属母公司股东的综合收益总额|1,869,960,913.69|4,751,795,033.10|2,032,686,613.57|
|归属少数股东的综合收益总额|-144,592.24|23,028,338.87|25,114,481.97|

三、安信证券 2016年合并现金流量表
单位：元
|||||
|-|-|-|-|
||2016年度|2015年度|2014年度|
|一、经营活动产生的现金流量||||
|以公允价值计量且其变动计入当期损益的金融资产净减少额|-|110,622,879.28|625,702,617.89|
|融出资金净减少额|4,512,933,055.45|-|-|
|可供出售金融资产净减少额|4,650,586,783.47|-|-|
|拆入资金净增加额|7,100,000,000.00|-2,803,000,000.00|848,000,000.00|
|代理买卖证券收到的现金净额|-|15,955,050,053.68|20,406,216,505.73|
|收取的利息、手续费及佣金|9,077,729,016.80|14,870,605,405.50|7,214,005,565.26|
|回购业务资金净增加额|-|1,222,704,898.64|11,500,269,990.81|
|收到其他与经营活动有关的现金|1,584,047,703.61|1,800,138,261.83|1,307,309,538.00|
|经营活动现金流入小计|26,925,296,559.33|31,156,121,498.93|41,901,504,217.69|
|以公允价值计量且其变动计入当期损益的金融资产净增加额|578,859,309.45|-|-|

融出资金净增加额 - 931,068,696.90 18,341,409,684.49
|||||
|-|-|-|-|
|可供出售金融资产净增加额|-|9,052,827,923.14|1,802,678,782.09|
|回购业务资金净减少额|11,869,522,667.79|-|-|
|代理买卖证券支付的现金净额|12,526,035,812.31|-|-|
|支付的利息、手续费及佣金|1,629,474,265.26|3,471,719,291.66|1,246,934,558.48|
|支付给职工以及为职工支付的现金|2,963,448,076.85|3,262,694,807.04|1,649,532,298.60|
|支付的各项税费|1,913,259,397.69|2,183,846,187.52|669,915,406.29|
|支付其他与经营活动有关的现金|5,040,962,614.23|1,575,687,511.35|3,454,147,379.21|
|经营活动现金流出小计|36,521,562,143.58|20,477,844,417.61|27,164,618,109.16|
|经营活动产生的现金流量净额|-9,596,265,584.25|10,678,277,081.32|14,736,886,108.53|
|二、投资活动产生的现金流量||||
|处置固定资产、无形资产和其他长期资产收到的现金|-|2,997,851.36|1,548,271.51|
|处置子公司及其他营业单位收到的现金净额|-|-73,520,240.11|-|
|取得投资收益收到的现金|-|209,716.21|-|
|投资活动现金流入小计|-|-70,312,672.54|1,548,271.51|
|投资支付的现金|22,000,000.00|220,000,000.00|29,000,000.00|
|购建固定资产、无形资产和其他长期资产支付的现金|286,241,662.76|161,482,418.86|119,517,327.79|
|取得子公司及其他营业单位支付的现金|-|1,389,325,100.00|-1,716,994,254.99|
|投资活动现金流出小计|308,241,662.76|1,770,807,518.86|-1,568,476,927.20|
|投资活动产生的现金流量净额|-308,241,662.76|-1,841,120,191.40|1,570,025,198.71|
|三、筹资活动产生的现金流量||||
|吸收投资收到的现金|-|6,049,200,630.50|-|
|其中：子公司吸收少数股东投资收到的现金|-|562,500.00|-|
|取得借款收到的现金净额|742,236,516.00|318,540,000.00|455,949,956.07|
|发行债券收到的现金净额|4,500,000,000.00|16,160,931,200.00|6,494,520,000.00|
|发行短期融资款收到的现金净额|882,770,000.00|2,257,373,889.17|273,946,712.18|
|筹资活动现金流入小计|6,125,006,516.00|24,786,045,719.67|7,224,416,668.25|
|偿还债务支付的现金|12,209,293,301.88|684,049,150.07|148,746,480.00|

分配股利、利润或偿付利息
3,216,527,147.21 1,618,167,686.49 339,056,781.89支付的现金
||||||
|-|-|-|-|-|
|筹资活动现金流出小计||15,425,820,449.09|2,302,216,836.56|487,803,261.89|
|筹资活动产生的现金流量净额||-9,300,813,933.09|22,483,828,883.11|6,736,613,406.36|
|四、汇率变动对现金及现金等价物的影响||57,956,948.06|448,941.49|33,696,246.71|
||五、现金及现金等价物净增|-19,147,364,232.04|31,321,434,714.52|23,077,220,960.31|
||加/（减少）额||||
|加：年/期初现金及现金等价物余额||72,773,723,529.74|41,452,288,815.22|18,375,067,854.91|
|六、年/期末现金及现金等价物余额||53,626,359,297.70|72,773,723,529.74|41,452,288,815.22|

本公告所载安信证券 2016年未经审计合并财务报表均未经会计师事务所审计，请投资者注意投资风险。
特此公告。
国投安信股份有限公司
董事会