证券代码：601328 证券简称：交通银行 公告编号：2015-016
交通银行股份有限公司
2015年第一次临时股东大会决议公告
本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。
重要内容提示：
本次会议是否有否决议案：无
一、 会议召开和出席情况
(一) 股东大会召开的时间：2015年5月18日
(二) 股东大会召开的地点：上海市浦东大道2288号兴荣温德姆至尊豪廷酒店(三) 出席会议的普通股股东及其持有股份情况1：
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|-|-|
|1、出席会议的股东和代理人人数|167|
|其中：A 股股东人数|146|
|境外上市外资股股东人数（H股）|21|
|2、出席会议的股东所持有表决权的股份总数（股）|52,067,042,341|
|其中：A 股股东持有股份总数|22,474,677,836|
|境外上市外资股股东持有股份总数（H股）|29,592,364,505|
|3、出席会议的股东所持有表决权股份数占公司有表决权股份总数的比例（%）|70.11|
|其中：A 股股东持股占股份总数的比例（%）|30.26|
|境外上市外资股股东持股占股份总数的比例（%）|39.85|

(四) 表决方式符合《公司法》及《公司章程》的规定，大会主持情况等。
本次股东大会由本公司董事会召集，由本公司副董事长、行长彭纯先生主持。
本次股东大会的表决方式符合《公司法》及《公司章程》的规定。
(五) 公司董事、监事和董事会秘书的出席情况
截至5月18日，公司在任董事16人，出席6人。牛锡明董事长因公务活动无法出席本次股东大会；王冬胜董事、马强董事、雷俊董事、张玉霞董事、彼得.诺兰独立董事、陈志武独立董事、蔡耀君独立董事、李健独立董事、刘力独立董事因工作原因未出席本次股东大会。
公司在任监事13人，出席3人，宋曙光监事长、滕铁骑监事、顾惠忠监事、董文华监事、李进监事、高中元监事、闫宏监事、杜亚荣职工监事、樊军职工监事因工作原因未出席本次股东大会；唐新宇监事因个人原因未出席本次股东大会；
董事会秘书杜江龙先生出席了会议。此外，高管层成员侯维栋先生、沈如军先生（候任副行长）、王江先生（候任副行长）、吕本献先生、吴伟先生和伍兆安先生列席了会议。
二、 议案审议情况
(一) 非累积投票议案
1、议案名称：关于修订《交通银行股份有限公司章程》的议案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A股|22,219,899,485|98.866376|254,186,720|1.130992|591,631|0.002632|
|H股|29,576,089,612|99.945003|89,102|0.000301|16,185,791|0.054696|
|合计：|51,795,989,097|99.479415|254,275,822|0.488362|16,777,422|0.032223|

2、议案名称：关于提请股东大会授予董事会发行股份一般性授权的议案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,463,124,473|99.948594|10,964,262|0.048785|589,101|0.002621|
|H 股|28,435,849,442|96.091846|1,140,342,472|3.853503|16,172,591|0.054651|
|合计：|50,898,973,915|97.756607|1,151,306,734|2.211200|16,761,692|0.032193|

3、关于交通银行股份有限公司境内非公开发行优先股方案的议案（逐项表决） 3.01 议案名称：发行优先股的种类
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,359,803|99.883453|43,989,546|0.084486|16,692,992|0.032061|

 3.02 议案名称：发行数量及规模
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,359,803|99.883453|43,989,546|0.084486|16,692,992|0.032061|

3.03 议案名称：发行方式
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,359,803|99.883453|43,989,546|0.084486|16,692,992|0.032061|

 3.04 议案名称：票面金额和发行价格
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,202,853|99.980089|3,965,582|0.017644|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,352,203|99.883438|43,997,146|0.084501|16,692,992|0.032061|

 3.05 议案名称：存续期限
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|

||||||||
|-|-|-|-|-|-|-|
|A 股|22,470,202,853|99.980089|3,965,582|0.017644|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,352,203|99.883438|43,997,146|0.084501|16,692,992|0.032061|

 3.06 议案名称：发行对象
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,202,853|99.980089|3,965,582|0.017644|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,352,203|99.883438|43,997,146|0.084501|16,692,992|0.032061|

 3.07 议案名称：限售期
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,200,323|99.980078|3,968,112|0.017655|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,349,673|99.883434|43,999,676|0.084505|16,692,992|0.032061|

3.08 议案名称：股息分配条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,169,653|99.979941|3,998,782|0.017792|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,319,003|99.883375|44,030,346|0.084564|16,692,992|0.032061|

 3.09 议案名称：强制转股条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

 3.10 议案名称：有条件赎回条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

3.11 议案名称：表决权限制
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

 3.12 议案名称：表决权恢复
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,209,123|99.980117|3,959,312|0.017616|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,358,473|99.883451|43,990,876|0.084488|16,692,992|0.032061|

 3.13 议案名称：清偿顺序及清算方法
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|

||||||||
|-|-|-|-|-|-|-|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,353,403|99.883441|43,995,946|0.084498|16,692,992|0.032061|

 3.14 议案名称：评级安排
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

 3.15 议案名称：担保情况
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

3.16 议案名称：募集资金用途
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

 3.17 议案名称：转让安排
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

 3.18 议案名称：本次境内发行决议有效期
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,361,003|99.883455|43,988,346|0.084484|16,692,992|0.032061|

3.19 议案名称：境内外发行的关系
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,653|99.980123|3,956,782|0.017606|510,401|0.002271|
|H 股|29,536,149,350|99.810035|40,031,564|0.135277|16,183,591|0.054688|
|合计：|52,006,360,003|99.883453|43,988,346|0.084485|16,693,992|0.032062|

 3.20 议案名称：有关授权事项
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,575,562,312|99.943221|618,602|0.002091|16,183,591|0.054688|
|合计：|52,045,766,365|99.959137|4,582,984|0.008802|16,692,992|0.032061|

4、关于交通银行股份有限公司境外非公开发行优先股方案的议案（逐项表决） 4.01议案名称：发行优先股的种类
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|

||||||||
|-|-|-|-|-|-|-|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.02议案名称：发行数量及规模
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.03议案名称：发行方式
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.04议案名称：票面金额和发行价格
审议结果：通过
表决情况：
|||||
|-|-|-|-|
|股东类|同意|反对|弃权|

||||||||
|-|-|-|-|-|-|-|
|型|票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.05议案名称：存续期限
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.06议案名称：发行对象
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,210,453|99.980123|3,957,982|0.017610|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,367,494|99.883468|43,995,046|0.084497|16,679,801|0.032035|

 4.07议案名称：限售期
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,207,923|99.980111|3,960,512|0.017622|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,364,964|99.883463|43,997,576|0.084502|16,679,801|0.032035|

 4.08议案名称：股息分配条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,169,653|99.979941|3,998,782|0.017792|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,326,694|99.883389|44,035,846|0.084576|16,679,801|0.032035|

 4.09议案名称：强制转股条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,361,094|99.883456|44,001,446|0.084509|16,679,801|0.032035|

4.10议案名称：有条件赎回条款
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,361,094|99.883456|44,001,446|0.084509|16,679,801|0.032035|

 4.11议案名称：表决权限制
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,368,694|99.883470|43,993,846|0.084495|16,679,801|0.032035|

 4.12议案名称：表决权恢复
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,209,123|99.980117|3,959,312|0.017616|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,366,164|99.883465|43,996,376|0.084500|16,679,801|0.032035|

审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,361,094|99.883456|44,001,446|0.084509|16,679,801|0.032035|

 4.14议案名称：评级安排
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,368,694|99.883470|43,993,846|0.084495|16,679,801|0.032035|

 4.15议案名称：担保情况
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,361,094|99.883456|44,001,446|0.084509|16,679,801|0.032035|

4.16议案名称：募集资金用途
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,368,694|99.883470|43,993,846|0.084495|16,679,801|0.032035|

 4.17议案名称：上市交易安排
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,368,694|99.883470|43,993,846|0.084495|16,679,801|0.032035|

 4.18议案名称：本次境外发行决议有效期
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|

||||||||
|-|-|-|-|-|-|-|
|合计：|52,006,361,094|99.883456|44,001,446|0.084509|16,679,801|0.032035|

 4.19议案名称：境内外发行的关系
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,211,653|99.980128|3,956,782|0.017605|509,401|0.002267|
|H 股|29,536,157,041|99.810061|40,037,064|0.135295|16,170,400|0.054644|
|合计：|52,006,368,694|99.883470|43,993,846|0.084495|16,679,801|0.032035|

 4.20议案名称：有关授权事项
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,204,053|99.980094|3,964,382|0.017639|509,401|0.002267|
|H 股|29,575,570,003|99.943247|624,102|0.002109|16,170,400|0.054644|
|合计：|52,045,774,056|99.959152|4,588,484|0.008813|16,679,801|0.032035|

5、议案名称：关于《交通银行股份有限公司发行优先股摊薄即期回报及填补措施》的议案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|

||||||||
|-|-|-|-|-|-|-|
|A 股|22,470,150,023|99.979854|4,015,882|0.017868|511,931|0.002278|
|H 股|29,575,541,112|99.943150|597,993|0.002020|16,225,400|0.054830|
|合计：|52,045,691,135|99.958993|4,613,875|0.008861|16,737,331|0.032146|

6、议案名称：关于修订《交通银行股份有限公司 2012-2015年资本管理规划》的议案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,332,723|99.980667|3,763,482|0.016745|581,631|0.002588|
|H 股|29,576,160,003|99.945241|34,102|0.000115|16,170,400|0.054644|
|合计：|52,046,492,726|99.960532|3,797,584|0.007294|16,752,031|0.032174|

7、议案名称：关于《交通银行股份有限公司2015-2017年股东回报规划》的议案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,219,831,660|98.866074|254,264,545|1.131338|581,631|0.002588|
|H 股|29,576,160,003|99.945241|34,102|0.000115|16,170,400|0.054644|
|合计：|51,795,991,663|99.479420|254,298,647|0.488406|16,752,031|0.032174|

8、议案名称：交通银行股份有限公司 2014年度财务决算报告
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,763,468|99.982583|3,412,437|0.015184|501,931|0.002233|
|H 股|29,572,653,003|99.933390|2,802,102|0.009469|16,909,400|0.057141|
|合计：|52,043,416,471|99.954624|6,214,539|0.011936|17,411,331|0.033440|

9、议案名称：交通银行股份有限公司 2014年度利润分配方案
审议结果：通过
表决情况：
||||||||
|-|-|-|-|-|-|-|
|股东类型|同意||反对||弃权||
||票数|比例（%）|票数|比例（%）|票数|比例（%）|
|A 股|22,470,934,568|99.983345|3,241,337|0.014422|501,931|0.002233|
|H 股|29,576,160,003|99.945241|34,102|0.000115|16,170,400|0.054644|
|合计：|52,047,094,571|99.961688|3,275,439|0.006291|16,672,331|0.032021|

(二) 涉及重大事项，A股5%以下股东2的表决情况
|||||||||||||||
|-|-|-|-|-|-|-|-|-|-|-|-|-|-|
|议案序号|议案名称|同意||||反对||||弃权||||
|||票数||比例（%）||票数||比例（%）||票数||比例（%）||
|3.01|发行优先股的种类|5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349||
|3.02|发行数量及规模|5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349||
|3.03|发行方式||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|3.04|票面金额和发行价格|5,443,995,573|5,443,995,573|99.917867|99.917867|3,965,582|3,965,582|0.072783|0.072783|509,401|509,401|0.009349|0.009349|
|3.05|存续期限||5,443,995,573||99.917867||3,965,582||0.072783||509,401||0.009349|
|3.06|发行对象||5,443,995,573||99.917867||3,965,582||0.072783||509,401||0.009349|
|3.07|限售期||5,443,993,043||99.917821||3,968,112||0.072830||509,401||0.009349|
|3.08|股息分配条款||5,443,962,373||99.917258||3,998,782||0.073393||509,401||0.009349|
|3.09|强制转股条款||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.10|有条件赎回条款||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.11|表决权限制||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.12|表决权恢复||5,444,001,843||99.917982||3,959,312||0.072668||509,401||0.009349|

|||||||||||||||
|-|-|-|-|-|-|-|-|-|-|-|-|-|-|
|3.13|清偿顺序及清算方法|5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349||
|3.14|评级安排||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.15|担保情况||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.16|募集资金用途||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.17|转让安排||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|3.18|本次境内发行决议有效期|5,444,004,373|5,444,004,373|99.918029|99.918029|3,956,782|3,956,782|0.072622|0.072622|509,401|509,401|0.009349|0.009349|
|3.19|境内外发行的关系||5,444,003,373||99.918010||3,956,782||0.072622||510,401||0.009368|
|3.20|有关授权事项||5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349|
|4.01|发行优先股的种类||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|4.02|发行数量及规模||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|4.03|发行方式||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|4.04|票面金额和发行价格|5,444,003,173|5,444,003,173|99.918007|99.918007|3,957,982|3,957,982|0.072644|0.072644|509,401|509,401|0.009349|0.009349|
|4.05|存续期限||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|4.06|发行对象||5,444,003,173||99.918007||3,957,982||0.072644||509,401||0.009349|
|4.07|限售期||5,444,000,643||99.917960||3,960,512||0.072690||509,401||0.009349|
|4.08|股息分配条款||5,443,962,373||99.917258||3,998,782||0.073393||509,401||0.009349|
|4.09|强制转股条款||5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349|
|4.10|有条件赎回条款||5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349|
|4.11|表决权限制||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|4.12|表决权恢复||5,444,001,843||99.917982||3,959,312||0.072668||509,401||0.009349|
|4.13|清偿顺序及清算方法|5,443,996,773|5,443,996,773|99.917889|99.917889|3,964,382|3,964,382|0.072761|0.072761|509,401|509,401|0.009349|0.009349|
|4.14|评级安排||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|4.15|担保情况||5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349|
|4.16|募集资金用途||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|4.17|上市交易安排||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|4.18|本次境外发行决议有效期|5,443,996,773|5,443,996,773|99.917889|99.917889|3,964,382|3,964,382|0.072761|0.072761|509,401|509,401|0.009349|0.009349|
|4.19|境内外发行的关系||5,444,004,373||99.918029||3,956,782||0.072622||509,401||0.009349|
|4.20|有关授权事项||5,443,996,773||99.917889||3,964,382||0.072761||509,401||0.009349|
|7|关于《交通银行股份 有 限 公 司2015-2017 年股东回报规划》的议案|5,193,624,380||95.322611||254,264,545||4.666714||581,631||0.010675||
|9|交通银行股份有限公司2014年度利润分配方案|5,444,727,288||99.931297||3,241,337||0.059491||501,931||0.009212||

(三) 关于议案表决的有关情况说明
1、特别决议案均已获得有效表决权股份总数的2/3以上通过。
2、根据香港联交所上市规则规定，香港中央证券登记有限公司担任本次股东大会的监票人。本公司股东代表张忠民女士和余良先生、监事代表陈青女士，以及北京市金杜律师事务所刘东亚律师于本次股东大会上共同负责了计票和监票。
三、 律师见证情况
1、本次股东大会鉴证的律师事务所：北京市金杜律师事务所
律师：刘东亚、董宇霆
2、律师鉴证结论意见：
本次股东大会的召集、召开程序符合法律、行政法规和本公司章程的规定；
出席会议人员资格、召集人资格合法有效，会议的表决程序及表决结果合法有效，股东大会决议合法有效。
四、 备查文件目录
1、经与会董事和记录人签字确认的股东大会决议；
2、经鉴证的律师事务所主任签字并加盖公章的法律意见书；
3、交易所要求的其他文件。
交通银行股份有限公司2015年5月18日