|||||||||
|-|-|-|-|-|-|-|-|
|资 产 负 债 表||||||||
|单位:东莞证券股份有限公司 日期:2018-06-30|||||||金额单位:元|
|资 产|行次|期末余额|年初余额|负债和所有者权益（或股东权益）|行次|期末余额|年初余额|
|资 产：||||负 债：||||
|货币资金||||短期借款|69|||
|库存现金|1|110,200.00|110,000.00|其中：质押借款|70|||
|银行存款|2|7,917,548,660.01|7,030,005,133.07|信用借款|71|||
|自有资金存款|3|664,770,513.78|545,051,495.70|应付短期融资款|72|1,200,000,000.00|500,000,000.00|
|自有信用资金存款|4|4,803,871.68|4,590,840.43|拆入资金|73|600,000,000.00|300,000,000.00|
|客户资金存款|5|6,560,216,912.85|5,918,459,437.41|其中：转融通融入资金|74|400,000,000.00|200,000,000.00|
|客户信用资金存款|6|687,732,010.68|555,577,014.27|融入证券|75|||
|其他货币资金|7||940,000.00|以公允价值计量且其变动计入当期损益的金融负债|76|||
|货币资金合计|8|7,917,658,860.01|7,031,055,133.07|衍生金融负债|77|||
|||||卖出回购金融资产款|78|3,448,823,000.00|3,697,799,220.68|
|结算备付金|9|3,095,452,954.10|3,258,664,986.05|其中：报价回购融入资金|79|501,076,000.00|457,675,000.00|
|其中：自有备付金|10|240,484,064.50|263,257,946.50|代理买卖证券款|80|9,107,170,276.11|8,540,763,599.87|
|客户备付金|11|2,532,210,618.53|2,707,615,967.77|信用交易代理买卖证券款|81|856,912,026.73|676,292,593.57|
|信用备付金|12|322,758,271.07|287,791,071.78|代理承销证券款|82|||
|拆出资金|13|||应付职工薪酬|83|303,640,826.81|475,310,657.72|
|融出资金|14|6,152,038,409.78|6,818,034,609.76|应交税费|84|92,763,675.43|82,340,274.44|
|融出证券|15|||应付款项|85|351,211,253.18|237,728,148.31|
|以公允价值计量且其变动计入当期损益的金融资产|16|980,196,099.75|769,591,591.00|应付利息|86|259,565,030.88|335,863,658.24|
|其中：流动受限证券|17|775,617,386.00|615,880,301.02|预计负债|87|||
|衍生金融资产|18|||长期借款|88|||
|买入返售金融资产|19|3,335,551,756.39|3,413,840,723.18|应付债券|89|2,008,045,381.13|2,008,461,933.83|
|其中：约定购回融出资金|20|||其中：应付公司债券|90|1,996,452,052.64|1,996,467,133.28|
|股票质押回购融出资金|21|1,671,253,356.39|2,522,512,572.50|递延所得税负债|91|1,349,581.20|1,042,003.39|
|应收款项|22|414,853,757.59|173,036,073.46|次级债|92|1,149,348,618.65|3,148,443,686.55|
|其中：应收融资融券客户款|23|1,291,377.48|46,955.96|其中：短期次级债|93|||
|减：坏账准备|24|43,314,140.78|40,772,892.32|长期次级债|94|1,149,348,618.65|3,148,443,686.55|
|应收款项净额|25|371,539,616.81|132,263,181.14|其它负债|95|3,000,000,000.00|1,500,032,254.78|
|应收利息|26|637,997,234.77|547,728,393.38|其中：应付利润|96|||
|存出保证金|27|146,431,601.22|106,845,826.93|应付股利|97|||
|其中：交易保证金|28|131,080,804.68|85,846,038.37|长期应付款|98||32,254.78|
|信用保证金|29|9,698,893.96|10,465,971.18|未确认融资费用|99|||
|履约保证金|30|||专项应付款|100|||
|内部往来|31|||||||
|可供出售金融资产|32|3,580,194,299.30|3,171,680,835.28|负债合计|101|22,378,829,670.12|21,504,078,031.38|
|持有至到期投资|33|1,607,337,914.75|1,784,287,984.00|||||
|长期股权投资|34|445,174,088.08|296,174,088.08|||||
|减：长期投资减值准备|35|||||||
|长期投资净额|36|445,174,088.08|296,174,088.08|||||
|投资性房地产|37|41,084,150.14|41,084,150.14|||||
|减：投资性房地产累计折旧|38|33,342,836.92|32,306,426.59|||||
|投资性房地产净值|39|7,741,313.22|8,777,723.55|||||
|减：投资性房地产减值准备|40|||||||
|投资性房地产净额|41|7,741,313.22|8,777,723.55|||||
|固定资产||||||||
|固定资产原价|42|270,015,774.71|274,480,423.94|||||
|减：累计折旧|43|207,995,523.63|211,075,475.76|||||
|固定资产净值|44|62,020,251.08|63,404,948.18|||||
|减：固定资产减值准备|45|||||||
|固定资产净额|46|62,020,251.08|63,404,948.18|||||
|在建工程|47|16,497,524.28|19,877,124.17|||||
|减：在建工程减值准备|48|||||||
|在建工程净额|49|16,497,524.28|19,877,124.17|||||
|固定资产清理|50|||||||
|固定资产合计|51|78,517,775.36|83,282,072.35|||||
|无形资产||||||||
|无形资产|52|56,696,610.87|48,506,442.48|||||
|其中：交易席位费|53|2,871,494.94|2,871,494.94|||||
|减：无形资产累计摊销|54|40,372,232.65|33,209,861.16|||||
|其中：交易席位费累计摊销|55|2,579,828.39|2,554,828.40|||||
|无形资产净值|56|16,324,378.22|15,296,581.32|||||
|减：无形资产减值准备|57|||||||
|无形资产净额|58|16,324,378.22|15,296,581.32|所有者权益（或股东权益）：||||
|商誉|59|||实收资本（或股本）|102|1,500,000,000.00|1,500,000,000.00|
|减：商誉减值准备|60|||资本公积|103|619,797,355.14|619,797,355.14|
|商誉净额|61|||减：库存股|104|||
|无形资产合计|62|16,324,378.22|15,296,581.32|其他综合收益|105|-53,934,750.24|-23,157,113.68|
|||||盈余公积|106|345,889,106.65|345,889,106.65|
|递延所得税资产|63|95,540,495.02|69,755,878.81|一般风险准备|107|639,832,478.19|639,832,478.19|
|其它资产|64|28,294,384.18|30,706,234.30|交易风险准备|108|630,322,237.95|630,322,237.95|
|其中：应收股利|65|||未分配利润|109|2,435,255,083.15|2,321,223,746.57|
|抵债资产|66|||外币报表折算差额|110|||
|长期待摊费用|67|28,294,384.18|28,184,079.79|所有者权益（或股东权益）合计|111|6,117,161,510.84|6,033,907,810.82|
|资产总计|68|28,495,991,180.96|27,537,985,842.20|负债和所有者权益（或股东权益）总计|112|28,495,991,180.96|27,537,985,842.20|
|补充资料||||||||
|1、客户资产管理业务||||3、直投基金||||
|受托资金|112|24,617,860,177.72|22,563,262,260.04|直投基金只数|127|||
|其中：公募基金（含大集合）|113|5,955,596,032.25|5,815,041,846.40|募集资金总额|128|||
|集合资管|114|543,463,615.32|1,051,789,063.08|4、QDII业务||||
|定向资管|115|17,540,050,530.15|15,117,681,350.56|获批额度|129|||
|专项资管|116|578,750,000.00|578,750,000.00|产品数量|130|||
|受托资产总净值|117|24,730,750,561.48|22,780,226,296.66|管理规模|131|||
|其中：公募基金（含大集合）|118|5,957,043,542.16|5,821,524,493.96|5、RQFII业务||||
|集合资管|119|527,444,474.99|1,037,573,017.53|获批额度|132|||
|定向资管|120|17,667,354,312.17|15,342,211,290.72|产品数量|133|||
|专项资管|121|578,908,232.16|578,917,494.45|管理规模|134|||
|2、融资融券业务||||6、其他表外项目||||
|融出证券|122|||或有负债|135|||
|其中：自有证券|123|||其中：对外担保总金额|136|||
|转融通融入证券|124|||||||
|融资融券担保品|125|17,107,258,346.99|20,491,674,519.44|||||
|转融通融入证券总额|126|||||||
|公司负责人：陈照星 主管会计工作负责人：吴健文 会计机构负责人：李永湖||||||||

|||||
|-|-|-|-|
|利 润 表单位：东莞证券股份有限公司 日期:2018-06-30 金额单位：元项目 行次 本期金额 本年累计金额一、营业收入 1 131,465,062.73 772,838,686.58手续费及佣金净收入（净损失以“－”号填列） 2 81,102,369.44 478,526,418.67其中：证券经纪业务净收入 3 44,472,500.89 349,810,980.96其中：代理买卖证券业务净收入 4 42,383,826.77 338,711,714.16交易单元席位租赁净收入 5 328,081.73 2,650,186.47代理销售金融产品净收入 6 1,496,484.57 7,001,561.38投资银行业务净收入 7 18,810,901.38 82,026,981.71其中：承销业务净收入 8 24,782,771.52保荐业务净收入 9 2,471,698.11财务顾问业务净收入 10 18,810,901.38 54,772,512.08其中：并购重组财务顾问业务净收入 11 14,150,943.40 14,575,471.70投资咨询业务净收入 12 204,337.74 2,255,856.93资产管理业务净收入 13 17,282,379.07 42,437,415.99其中：公募基金管理业务净收入（含大集合） 14 13,564,398.47 25,245,043.18集合资产管理业务净收入 15 1,440,325.93 6,354,696.95定向资产管理业务净收入 16 2,277,654.67 10,837,675.86专项资产管理业务净收入 17利息净收入（净损失以“－”号填列） 18 36,057,237.46 138,066,750.38其中：1.利息收入（收入以“+”号填列） 19 93,508,402.43 477,885,187.58其中：存放金融同业利息收入 20 28,306,273.19 113,269,728.16其中：自有资金存款利息收入 21 2,080,708.23 11,858,215.54客户资金存款利息收入 22 26,225,346.58 101,265,767.01融资业务利息收入 23 59,720,482.73 338,296,648.65其中：融资融券业务利息收入 24 41,610,634.53 263,186,447.02约定购回利息收入 25股票质押回购利息收入 26 18,109,848.20 75,110,201.632.利息支出（支出以“－”号填列） 27 -57,451,164.97 -339,818,437.20其中：卖出回购金融资产利息支出 28 -12,260,546.21 -71,094,418.16其中：报价回购利息支出 29 -1,591,370.42 -10,721,447.36拆入资金利息支出 30 -2,633,642.12 -12,373,544.72其中：转融通利息支出 31 -1,728,333.34 -8,046,666.67债券利息支出 32 -12,343,005.21 -129,366,529.26投资收益（净损失以“－”号填列） 33 22,607,003.27 164,370,900.53其中：对联营企业和合营企业的投资收益 34对子公司的投资收益 35交易性金融工具的投资收益 36 4,961,244.56 20,953,093.03可供出售金融资产的投资收益 37 11,476,230.31 100,584,672.81持有至到期金融资产的投资收益 38 6,070,520.56 41,150,077.43衍生金融工具的投资收益 39 99,007.84 1,683,057.26公允价值变动收益（净损失以“－”号填列） 40 -9,503,601.99 -10,343,597.30其中：交易性金融工具公允价值变动收益 41 -9,063,777.19 -10,986,190.48衍生金融工具公允价值变动收益 42 -439,824.80 642,593.18汇兑收益（净损失以“－”号填列） 43 750,277.04 830.68其他业务收入 44 451,777.51 2,217,383.62二、营业支出 45 110,806,466.05 484,152,554.23税金及附加 46 1,119,834.66 6,239,214.82业务及管理费 47 70,191,415.64 412,891,182.73其中：折旧及摊销 48 4,273,421.10 24,087,361.78场地设备租赁费 49 4,120,532.57 24,385,605.04职工薪酬 50 46,032,738.38 274,432,570.04证券投资者保护基金 51 930,177.33 5,468,198.26资产减值损失（冲回以“－”号填列） 52 39,259,192.66 62,971,707.25其他业务成本 53 236,023.09 2,050,449.43三、营业利润（亏损以“－”号填列） 54 20,658,596.68 288,686,132.35加：营业外收入 55 1,016,091.77 1,258,180.28减：营业外支出 56 -2,296,174.05 3,374,488.90四、利润总额（亏损总额以“－”号填列） 57 23,970,862.50 286,569,823.73减：所得税费用 58 8,506,414.50 72,538,487.15五、净利润（净亏损以“－”号填列） 59 15,464,448.00 214,031,336.58||||
|项目|行次|本期金额|本年累计金额|
|一、营业收入|1|131,465,062.73|772,838,686.58|
|手续费及佣金净收入（净损失以“－”号填列）|2|81,102,369.44|478,526,418.67|
|其中：证券经纪业务净收入|3|44,472,500.89|349,810,980.96|
|其中：代理买卖证券业务净收入|4|42,383,826.77|338,711,714.16|
|交易单元席位租赁净收入|5|328,081.73|2,650,186.47|
|代理销售金融产品净收入|6|1,496,484.57|7,001,561.38|
|投资银行业务净收入|7|18,810,901.38|82,026,981.71|
|其中：承销业务净收入|8||24,782,771.52|
|保荐业务净收入|9||2,471,698.11|
|财务顾问业务净收入|10|18,810,901.38|54,772,512.08|
|其中：并购重组财务顾问业务净收入|11|14,150,943.40|14,575,471.70|
|投资咨询业务净收入|12|204,337.74|2,255,856.93|
|资产管理业务净收入|13|17,282,379.07|42,437,415.99|
|其中：公募基金管理业务净收入（含大集合）|14|13,564,398.47|25,245,043.18|
|集合资产管理业务净收入|15|1,440,325.93|6,354,696.95|
|定向资产管理业务净收入|16|2,277,654.67|10,837,675.86|
|专项资产管理业务净收入|17|||
|利息净收入（净损失以“－”号填列）|18|36,057,237.46|138,066,750.38|
|其中：1.利息收入（收入以“+”号填列）|19|93,508,402.43|477,885,187.58|
|其中：存放金融同业利息收入|20|28,306,273.19|113,269,728.16|
|其中：自有资金存款利息收入|21|2,080,708.23|11,858,215.54|
|客户资金存款利息收入|22|26,225,346.58|101,265,767.01|
|融资业务利息收入|23|59,720,482.73|338,296,648.65|
|其中：融资融券业务利息收入|24|41,610,634.53|263,186,447.02|
|约定购回利息收入|25|||
|股票质押回购利息收入|26|18,109,848.20|75,110,201.63|
|2.利息支出（支出以“－”号填列）|27|-57,451,164.97|-339,818,437.20|
|其中：卖出回购金融资产利息支出|28|-12,260,546.21|-71,094,418.16|
|其中：报价回购利息支出|29|-1,591,370.42|-10,721,447.36|
|拆入资金利息支出|30|-2,633,642.12|-12,373,544.72|
|其中：转融通利息支出|31|-1,728,333.34|-8,046,666.67|
|债券利息支出|32|-12,343,005.21|-129,366,529.26|
|投资收益（净损失以“－”号填列）|33|22,607,003.27|164,370,900.53|
|其中：对联营企业和合营企业的投资收益|34|||
|对子公司的投资收益|35|||
|交易性金融工具的投资收益|36|4,961,244.56|20,953,093.03|
|可供出售金融资产的投资收益|37|11,476,230.31|100,584,672.81|
|持有至到期金融资产的投资收益|38|6,070,520.56|41,150,077.43|
|衍生金融工具的投资收益|39|99,007.84|1,683,057.26|
|公允价值变动收益（净损失以“－”号填列）|40|-9,503,601.99|-10,343,597.30|
|其中：交易性金融工具公允价值变动收益|41|-9,063,777.19|-10,986,190.48|
|衍生金融工具公允价值变动收益|42|-439,824.80|642,593.18|
|汇兑收益（净损失以“－”号填列）|43|750,277.04|830.68|
|其他业务收入|44|451,777.51|2,217,383.62|
|二、营业支出|45|110,806,466.05|484,152,554.23|
|税金及附加|46|1,119,834.66|6,239,214.82|
|业务及管理费|47|70,191,415.64|412,891,182.73|
|其中：折旧及摊销|48|4,273,421.10|24,087,361.78|
|场地设备租赁费|49|4,120,532.57|24,385,605.04|
|职工薪酬|50|46,032,738.38|274,432,570.04|
|证券投资者保护基金|51|930,177.33|5,468,198.26|
|资产减值损失（冲回以“－”号填列）|52|39,259,192.66|62,971,707.25|
|其他业务成本|53|236,023.09|2,050,449.43|
|三、营业利润（亏损以“－”号填列）|54|20,658,596.68|288,686,132.35|
|加：营业外收入|55|1,016,091.77|1,258,180.28|
|减：营业外支出|56|-2,296,174.05|3,374,488.90|
|四、利润总额（亏损总额以“－”号填列）|57|23,970,862.50|286,569,823.73|
|减：所得税费用|58|8,506,414.50|72,538,487.15|
|五、净利润（净亏损以“－”号填列）|59|15,464,448.00|214,031,336.58|
|六、其他综合收益|60|18,650,735.29|-30,777,636.56|
|七、综合收益总额|61|34,115,183.29|183,253,700.02|
|公司负责人：陈照星|||会计机构负责人：李永湖|