DeepNLP/ICML-2024-Accepted-Papers huggingface dataset:
Cluster-Aware Similarity Diffusion for Instance Retrieval
Authors: Jifei Luo, Hantao Yao, Changsheng Xu

Diffusion-based re-ranking is a common method used for retrieving instances by performing similarity propagation in a nearest neighbor graph. However, existing techniques that construct the affinity graph based on pairwise instances can lead to the propagation of misinformation from outliers and other manifolds, resulting in inaccurate results. To overcome this issue, we propose a novel Cluster-Aware Similarity (CAS) diffusion for instance retrieval. The primary concept of CAS is to conduct similarity diffusion within local clusters, which can reduce the influence from other manifolds explicitly. To obtain a symmetrical and smooth similarity matrix, our Bidirectional Similarity Diffusion strategy introduces an inverse constraint term to the optimization objective of local cluster diffusion. Additionally, we have optimized a Neighbor-guided Similarity Smoothing approach to ensure similarity consistency among the local neighbors of each instance. Evaluations in instance retrieval and object re-identification validate the effectiveness of the proposed CAS, our code is publicly available.
End-to-End Neuro-Symbolic Reinforcement Learning with Textual Explanations
Authors: Lirui Luo, Guoxi Zhang, Hongming Xu, Yaodong Yang, Cong Fang, Qing Li

Neuro-symbolic reinforcement learning (NS-RL) has emerged as a promising paradigm for explainable decision-making, characterized by the interpretability of symbolic policies. NS-RL entails structured state representations for tasks with visual observations, but previous methods cannot refine the structured states with rewards due to a lack of efficiency. Accessibility also remains an issue, as extensive domain knowledge is required to interpret symbolic policies. In this paper, we present a neuro-symbolic framework for jointly learning structured states and symbolic policies, whose key idea is to distill the vision foundation model into an efficient perception module and refine it during policy learning. Moreover, we design a pipeline to prompt GPT-4 to generate textual explanations for the learned policies and decisions, significantly reducing users’ cognitive load to understand the symbolic policies. We verify the efficacy of our approach on nine Atari tasks and present GPT-generated explanations for policies and decisions.
RoboMP$^2$: A Robotic Multimodal Perception-Planning Framework with Multimodal Large Language Models
Authors: Qi Lv, Hao Li, Xiang Deng, Rui Shao, Michael Y Wang, Liqiang Nie

Multimodal Large Language Models (MLLMs) have shown impressive reasoning abilities and general intelligence in various domains. It inspires researchers to train end-to-end MLLMs or utilize large models to generate policies with human-selected prompts for embodied agents. However, these methods exhibit limited generalization capabilities on unseen tasks or scenarios, and overlook the multimodal environment information which is critical for robots to make decisions. In this paper, we introduce a novel Robotic Multimodal Perception-Planning (RoboMP$^2$) framework for robotic manipulation which consists of a Goal-Conditioned Multimodal Preceptor (GCMP) and a Retrieval-Augmented Multimodal Planner (RAMP). Specially, GCMP captures environment states by employing a tailored MLLMs for embodied agents with the abilities of semantic reasoning and localization. RAMP utilizes coarse-to-fine retrieval method to find the $k$ most-relevant policies as in-context demonstrations to enhance the planner. Extensive experiments demonstrate the superiority of RoboMP$^2$ on both VIMA benchmark and real-world tasks, with around 10% improvement over the baselines.
Contamination-Resilient Anomaly Detection via Adversarial Learning on Partially-Observed Normal and Anomalous Data
Authors: Wenxi Lv, Qinliang Su, Hai Wan, Hongteng Xu, Wenchao Xu

Many existing anomaly detection methods assume the availability of a large-scale normal dataset. But for many applications, limited by resources, removing all anomalous samples from a large un-labeled dataset is unrealistic, resulting in contaminated datasets. To detect anomalies accurately under such scenarios, from the probabilistic perspective, the key question becomes how to learn the normal-data distribution from a contaminated dataset. To this end, we propose to collect two additional small datasets that are comprised of partially-observed normal and anomaly samples, and then use them to help learn the distribution under an adversarial learning scheme. We prove that under some mild conditions, the proposed method is able to learn the correct normal-data distribution. Then, we consider the overfitting issue caused by the small size of the two additional datasets, and a correctness-guaranteed flipping mechanism is further developed to alleviate it. Theoretical results under incomplete observed anomaly types are also presented. Extensive experimental results demonstrate that our method outperforms representative baselines when detecting anomalies under contaminated datasets.
Coarse-to-Fine Highlighting: Reducing Knowledge Hallucination in Large Language Models
Authors: Qitan Lv, Jie Wang, Hanzhu Chen, Bin Li, Yongdong Zhang, Feng Wu

Generation of plausible but incorrect factual information, often termed hallucination, has attracted significant research interest. Retrieval-augmented language model (RALM)—which enhances models with up-to-date knowledge—emerges as a promising method to reduce hallucination. However, existing RALMs may instead exacerbate hallucination when retrieving lengthy contexts. To address this challenge, we propose COFT, a novel COarse-to-Fine highlighTing method to focus on different granularity-level key texts, thereby avoiding getting lost in lengthy contexts. Specifically, COFT consists of three components: recaller, scorer, and selector. First, recaller applies a knowledge graph to extract potential key entities in a given context. Second, scorer measures the importance of each entity by calculating its contextual weight. Finally, selector selects high contextual weight entities with a dynamic threshold algorithm and highlights the corresponding paragraphs, sentences, or words in a coarse-to-fine manner. Extensive experiments on knowledge hallucination benchmark demonstrate the effectiveness of COFT, leading to a superior performance over 30% in F1 score metric. Moreover, COFT also exhibits remarkable versatility across various long-form tasks, such as reading comprehension and question answering.
Efficient and Effective Time-Series Forecasting with Spiking Neural Networks
Authors: Changze Lv, Yansen Wang, Dongqi Han, Xiaoqing Zheng, Xuanjing Huang, Dongsheng Li

Spiking neural networks (SNNs), inspired by the spiking behavior of biological neurons, provide a unique pathway for capturing the intricacies of temporal data. However, applying SNNs to time-series forecasting is challenging due to difficulties in effective temporal alignment, complexities in encoding processes, and the absence of standardized guidelines for model selection. In this paper, we propose a framework for SNNs in time-series forecasting tasks, leveraging the efficiency of spiking neurons in processing temporal information. Through a series of experiments, we demonstrate that our proposed SNN-based approaches achieve comparable or superior results to traditional time-series forecasting methods on diverse benchmarks with much less energy consumption. Furthermore, we conduct detailed analysis experiments to assess the SNN’s capacity to capture temporal dependencies within time-series data, offering valuable insights into its nuanced strengths and effectiveness in modeling the intricate dynamics of temporal data. Our study contributes to the expanding field of SNNs and offers a promising alternative for time-series forecasting tasks, presenting a pathway for the development of more biologically inspired and temporally aware forecasting models. Our code is available at https://github.com/microsoft/SeqSNN.
Cross-Domain Policy Adaptation by Capturing Representation Mismatch
Authors: Jiafei Lyu, Chenjia Bai, Jing-Wen Yang, Zongqing Lu, Xiu Li

It is vital to learn effective policies that can be transferred to different domains with dynamics discrepancies in reinforcement learning (RL). In this paper, we consider dynamics adaptation settings where there exists dynamics mismatch between the source domain and the target domain, and one can get access to sufficient source domain data, while can only have limited interactions with the target domain. Existing methods address this problem by learning domain classifiers, performing data filtering from a value discrepancy perspective, etc. Instead, we tackle this challenge from a decoupled representation learning perspective. We perform representation learning only in the target domain and measure the representation deviations on the transitions from the source domain, which we show can be a signal of dynamics mismatch. We also show that representation deviation upper bounds performance difference of a given policy in the source domain and target domain, which motivates us to adopt representation deviation as a reward penalty. The produced representations are not involved in either policy or value function, but only serve as a reward penalizer. We conduct extensive experiments on environments with kinematic and morphology mismatch, and the results show that our method exhibits strong performance on many tasks. Our code is publicly available at https://github.com/dmksjfl/PAR.
Sampling is as easy as keeping the consistency: convergence guarantee for Consistency Models
Authors: Junlong Lyu, Zhitang Chen, Shoubo Feng

We provide the first convergence guarantee for the Consistency Models (CMs), a newly emerging type of one-step generative models that is capable of generating comparable samples to those sampled from state-of-the-art Diffusion Models. Our main result is that, under the basic assumptions on score-matching errors, consistency errors, and smoothness of the data distribution, CMs can efficiently generate samples in one step with small $W_2$ error to any real data distribution. Our results (1) hold for $L^2$-accurate assumptions on both score and consistency functions (rather than $L^\infty$-accurate assumptions); (2) do not require strong assumptions on the data distribution such as log-Sobelev conditions; (3) scale polynomially in all parameters; and (4) match the state-of-the-art convergence guarantee for score-based generative models. We also show that the Multi-step Consistency Sampling procedure can further reduce the error comparing to one step sampling, which supports the original statement from Song Yang’s work. Our result can be generalized to arbitrary bounded data distributions that may be supported on some low-dimensional sub-manifolds. Our results further imply TV error guarantees when making some Langevin-based modifications to the output distributions.
Parameter Efficient Quasi-Orthogonal Fine-Tuning via Givens Rotation
Authors: Xinyu Ma, Xu Chu, Zhibang Yang, Yang Lin, Xin Gao, Junfeng Zhao

With the increasingly powerful performances and enormous scales of pretrained models, promoting parameter efficiency in fine-tuning has become a crucial need for effective and efficient adaptation to various downstream tasks. One representative line of fine-tuning methods is Orthogonal Fine-tuning (OFT), which rigorously preserves the angular distances within the parameter space to preserve the pretrained knowledge. Despite the empirical effectiveness, OFT still suffers low parameter efficiency at $\mathcal{O}(d^2)$ and limited capability of downstream adaptation. Inspired by Givens rotation, in this paper, we proposed quasi-Givens Orthogonal Fine-Tuning (qGOFT) to address the problems. We first use $\mathcal{O}(d)$ Givens rotations to accomplish arbitrary orthogonal transformation in $SO(d)$ with provable equivalence, reducing parameter complexity from $\mathcal{O}(d^2)$ to $\mathcal{O}(d)$. Then we introduce flexible norm and relative angular adjustments under soft orthogonality regularization to enhance the adaptation capability of downstream semantic deviations. Extensive experiments on various tasks and pretrained models validate the effectiveness of our methods.
Rethinking Decision Transformer via Hierarchical Reinforcement Learning
Authors: Yi Ma, Jianye Hao, Hebin Liang, Chenjun Xiao

Decision Transformer (DT) is an innovative algorithm leveraging recent advances of the transformer architecture in reinforcement learning (RL). However, a notable limitation of DT is its reliance on recalling trajectories from datasets, losing the capability to seamlessly stitch sub-optimal trajectories together. In this work we introduce a general sequence modeling framework for studying sequential decision making through the lens of Hierarchical RL. At the time of making decisions, a high-level policy first proposes an ideal prompt for the current state, a low-level policy subsequently generates an action conditioned on the given prompt. We show DT emerges as a special case of this framework with certain choices of high-level and low-level policies, and discuss the potential failure of these choices. Inspired by these observations, we study how to jointly optimize the high-level and low-level policies to enable the stitching ability, which further leads to the development of new offline RL algorithms. Our empirical results clearly show that the proposed algorithms significantly surpass DT on several control and navigation benchmarks. We hope our contributions can inspire the integration of transformer architectures within the field of RL.
Better Locally Private Sparse Estimation Given Multiple Samples Per User
Authors: Yuheng Ma, Ke Jia, Hanfang Yang

Previous studies yielded discouraging results for item-level locally differentially private linear regression with $s$-sparsity assumption, where the minimax rate for $nm$ samples is $\mathcal{O}(sd / nm\varepsilon^2)$. This can be challenging for high-dimensional data, where the dimension $d$ is extremely large. In this work, we investigate user-level locally differentially private sparse linear regression. We show that with $n$ users each contributing $m$ samples, the linear dependency of dimension $d$ can be eliminated, yielding an error upper bound of $\mathcal{O}(s/ nm\varepsilon^2)$. We propose a framework that first selects candidate variables and then conducts estimation in the narrowed low-dimensional space, which is extendable to general sparse estimation problems with tight error bounds. Experiments on both synthetic and real datasets demonstrate the superiority of the proposed methods. Both the theoretical and empirical results suggest that, with the same number of samples, locally private sparse estimation is better conducted when multiple samples per user are available.
Learning Modality Knowledge Alignment for Cross-Modality Transfer
Authors: Wenxuan Ma, Shuang Li, Lincan Cai, Jingxuan Kang

Cross-modality transfer aims to leverage large pretrained models to complete tasks that may not belong to the modality of pretraining data. Existing works achieve certain success in extending classical finetuning to cross-modal scenarios, yet we still lack understanding about the influence of modality gap on the transfer. In this work, a series of experiments focusing on the source representation quality during transfer are conducted, revealing the connection between larger modality gap and lesser knowledge reuse which means ineffective transfer. We then formalize the gap as the knowledge misalignment between modalities using conditional distribution $P(Y|X)$. Towards this problem, we present Modality kNowledge Alignment (MoNA), a meta-learning approach that learns target data transformation to reduce the modality knowledge discrepancy ahead of the transfer. Experiments show that the approach significantly improves upon cross-modal finetuning methods, and most importantly leads to better reuse of source modality knowledge.
Beyond the Federation: Topology-aware Federated Learning for Generalization to Unseen Clients
Authors: Mengmeng Ma, Tang Li, Xi Peng

Federated Learning is widely employed to tackle distributed sensitive data. Existing methods primarily focus on addressing in-federation data heterogeneity. However, we observed that they suffer from significant performance degradation when applied to unseen clients for out-of-federation (OOF) generalization. The recent attempts to address generalization to unseen clients generally struggle to scale up to large-scale distributed settings due to high communication or computation costs. Moreover, methods that scale well often demonstrate poor generalization capability. To achieve OOF-resiliency in a scalable manner, we propose Topology-aware Federated Learning (TFL) that leverages client topology - a graph representing client relationships - to effectively train robust models against OOF data. We formulate a novel optimization problem for TFL, consisting of two key modules: Client Topology Learning, which infers the client relationships in a privacy-preserving manner, and Learning on Client Topology, which leverages the learned topology to identify influential clients and harness this information into the FL optimization process to efficiently build robust models. Empirical evaluation on a variety of real-world datasets verifies TFL’s superior OOF robustness and scalability.
Outlier-aware Slicing for Post-Training Quantization in Vision Transformer
Authors: Yuexiao Ma, Huixia Li, Xiawu Zheng, Feng Ling, Xuefeng Xiao, Rui Wang, Shilei Wen, Fei Chao, Rongrong Ji

Post-Training Quantization (PTQ) is a vital technique for network compression and acceleration, gaining prominence as model sizes increase. This paper addresses a critical challenge in PTQ: the severe impact of outliers on the accuracy of quantized transformer architectures. Specifically, we introduce the concept of ‘reconstruction granularity’ as a novel solution to this issue, which has been overlooked in previous works. Our work provides theoretical insights into the role of reconstruction granularity in mitigating the outlier problem in transformer models. This theoretical framework is supported by empirical analysis, demonstrating that varying reconstruction granularities significantly influence quantization performance. Our findings indicate that different architectural designs necessitate distinct optimal reconstruction granularities. For instance, the multi-stage Swin Transformer architecture benefits from finer granularity, a deviation from the trends observed in ViT and DeiT models. We further develop an algorithm for determining the optimal reconstruction granularity for various ViT models, achieving state-of-the-art (SOTA) performance in PTQ. For example, applying our method to $4$-bit quantization, the Swin-Base model achieves a Top-1 accuracy of $82.24%$ on the ImageNet classification task. This result surpasses the RepQ-ViT by $3.92%$ ($82.24%$ VS $78.32%$). Similarly, our approach elevates the ViT-Small to a Top-1 accuracy of $80.50%$, outperforming NoisyQuant by $3.64%$ ($80.50%$ VS $76.86%$). Codes are available in Supplementary Materials.
X-Oscar: A Progressive Framework for High-quality Text-guided 3D Animatable Avatar Generation
Authors: Yiwei Ma, Zhekai Lin, Jiayi Ji, Yijun Fan, Xiaoshuai Sun, Rongrong Ji

Recent advancements in automatic 3D avatar generation guided by text have made significant progress. However, existing methods have limitations such as oversaturation and low-quality output. To address these challenges, we propose X-Oscar, a progressive framework for generating high-quality animatable avatars from text prompts. It follows a sequential "Geometry→Texture→Animation" paradigm, simplifying optimization through step-by-step generation. To tackle oversaturation, we introduce Adaptive Variational Parameter (AVP), representing avatars as an adaptive distribution during training. Additionally, we present Avatar-aware Score Distillation Sampling (ASDS), a novel technique that incorporates avatar-aware noise into rendered images for improved generation quality during optimization. Extensive evaluations confirm the superiority of X-Oscar over existing text-to-3D and text-to-avatar approaches. Our anonymous project page: https://anonymous1440.github.io/.
Neighboring Perturbations of Knowledge Editing on Large Language Models
Authors: Jun-Yu Ma, Zhen-Hua Ling, Ningyu Zhang, Jia-Chen Gu

Despite their exceptional capabilities, large language models (LLMs) are prone to generating unintended text due to false or outdated knowledge. Given the resource-intensive nature of retraining LLMs, there has been a notable increase in the development of knowledge editing. However, current approaches and evaluations rarely explore the perturbation of editing on neighboring knowledge. This paper studies whether updating new knowledge to LLMs perturbs the neighboring knowledge encapsulated within them. Specifically, we seek to figure out whether appending a new answer into an answer list to a factual question leads to catastrophic forgetting of original correct answers in this list, as well as unintentional inclusion of incorrect answers. A metric of additivity is introduced and a benchmark dubbed as Perturbation Evaluation of Appending Knowledge (PEAK) is constructed to evaluate the degree of perturbation to neighboring knowledge when appending new knowledge. Besides, a plug-and-play framework termed Appending via Preservation and Prevention (APP) is proposed to mitigate the neighboring perturbation by maintaining the integrity of the answer list. Experiments demonstrate the effectiveness of APP coupling with four editing methods on three LLMs.
Do Transformer World Models Give Better Policy Gradients?
Authors: Michel Ma, Tianwei Ni, Clement Gehring, Pierluca D’Oro, Pierre-Luc Bacon

A natural approach for reinforcement learning is to predict future rewards by unrolling a neural network world model, and to backpropagate through the resulting computational graph to learn a control policy. However, this method often becomes impractical for long horizons, since typical world models induce hard-to-optimize loss landscapes. Transformers are known to efficiently propagate gradients over long horizons: could they be the solution to this problem? Surprisingly, we show that commonly-used transformer world models produce circuitous gradient paths, which can be detrimental to long-range policy gradients. To tackle this challenge, we propose a class of world models called Action-conditioned World Models (AWMs), designed to provide more direct routes for gradient propagation. We integrate such AWMs into a policy gradient framework that underscores the relationship between network architectures and the policy gradient updates they inherently represent. We demonstrate that AWMs can generate optimization landscapes that are easier to navigate even when compared to those from the simulator itself. This property allows transformer AWMs to produce better policies than competitive baselines in realistic long-horizon tasks.