DeepNLP/ICLR-2023-Accepted-Papers huggingface dataset:
Collaborative Pure Exploration in Kernel Bandit
Authors: Yihan Du,Wei Chen,Yuko Kuroki,Longbo Huang

In this paper, we propose a novel Collaborative Pure Exploration in Kernel Bandit model (CoPE-KB), where multiple agents collaborate to complete different but related tasks with limited communication. Our model generalizes prior CoPE formulation with the single-task and classic MAB setting to allow multiple tasks and general reward structures. We propose a novel communication scheme with an efficient kernelized estimator, and design optimal algorithms CoKernelFC and CoKernelFB for CoPE-KB with fixed-confidence  and fixed-budget objectives, respectively. Nearly matching upper and lower bounds in both sampling and communication complexity are established to demonstrate the optimality of our algorithms. Our theoretical results explicitly quantify how task similarities influence learning speedup, and only depend on the effective dimension of feature space. Our novel techniques including an efficient kernelized estimator and linear structured instance transformation, which overcome the communication difficulty in high-dimensional feature space and derive communication round lower bounds, can be of independent interests.
Provably Efficient Risk-Sensitive Reinforcement Learning: Iterated CVaR and Worst Path
Authors: Yihan Du,Siwei Wang,Longbo Huang

In this paper, we study a novel episodic risk-sensitive Reinforcement Learning (RL) problem, named Iterated CVaR RL, which aims to maximize the tail of the reward-to-go at each step, and focuses on tightly controlling the risk of getting into catastrophic situations at each stage. This formulation is applicable to real-world tasks that demand strong risk avoidance throughout the decision process, such as autonomous driving, clinical treatment planning and robotics. We investigate two performance metrics under Iterated CVaR RL, i.e., Regret Minimization  and Best Policy Identification. For both metrics, we design efficient algorithms ICVaR-RM and ICVaR-BPI, respectively, and provide nearly matching upper and lower bounds with respect to the number of episodes $K$. We also investigate an interesting limiting case of Iterated CVaR RL, called Worst Path RL, where the objective becomes to maximize the minimum possible cumulative reward. For Worst Path RL, we propose an efficient algorithm with constant upper and lower bounds. Finally, the techniques we develop for bounding the change of CVaR due to the value function shift and decomposing the regret via a distorted visitation distribution are novel, and can find applications in other risk-sensitive online learning problems.
Test-Time Robust Personalization for Federated Learning
Authors: Liangze Jiang,Tao Lin

Federated Learning (FL) is a machine learning paradigm where many clients collaboratively learn a shared global model with decentralized training data. Personalization on FL models additionally adapts the global model to different clients, achieving promising results on consistent local training & test distributions. However, for real-world personalized FL applications, it is crucial to go one step further: robustifying FL models under the evolving local test set during deployment, where various types of distribution shifts can arise. In this work, we identify the pitfalls of existing works under test-time distribution shifts and propose Federated Test-time Head Ensemble plus tuning (FedTHE+), which personalizes FL models with robustness to various test-time distribution shifts. We illustrate the advancement of FedTHE+ (and its degraded computationally efficient variant FedTHE) over strong competitors, for training various neural architectures (CNN, ResNet, and Transformer) on CIFAR10 and ImageNet and evaluating on diverse test distributions. Along with this, we build a benchmark for assessing the performance and robustness of personalized FL methods during deployment. Code: \url{https://github.com/LINs-lab/FedTHE}.
Learning to Linearize Deep Neural Networks  for Secure and Efficient Private Inference
Authors: Souvik Kundu,Shunlin Lu,Yuke Zhang,Jacqueline Tiffany Liu,Peter Anthony Beerel

The large number of ReLU non-linearity operations in existing deep neural networks makes them ill-suited for latency-efficient private inference (PI). Existing techniques to reduce ReLU operations often involve manual effort and sacrifice significant accuracy. In this paper, we first present a novel measure of non-linearity layers’ ReLU sensitivity, enabling mitigation of the time-consuming manual efforts in identifying the same. Based on this sensitivity, we then present SENet, a three-stage training method that for a given ReLU budget, automatically assigns per-layer ReLU counts, decides the ReLU locations for each layer’s activation map, and trains a model with significantly fewer ReLUs to potentially yield latency and communication efficient PI. Experimental evaluations with multiple models on various datasets show SENet’s superior performance both in terms of reduced ReLUs and improved classification accuracy compared to existing alternatives. In particular, SENet can yield models that require up to ∼2× fewer ReLUs while yielding similar accuracy. For a similar ReLU budget SENet can yield models with ∼2.32% improved classification accuracy, evaluated on CIFAR-100.
Meta Knowledge Condensation for Federated Learning
Authors: Ping Liu,Xin Yu,Joey Tianyi Zhou

Existing federated learning paradigms usually extensively exchange distributed models, rather than original data, at a central solver to achieve a more powerful model. However, this would incur severe communication burden between a server and multiple clients especially when data distributions are heterogeneous. As a result, current federated learning methods often require plenty of communication rounds in training. Unlike existing paradigms, we introduce an alternative perspective to significantly decrease the federate learning communication cost without leaking original data. In this work, we first present a meta knowledge representation method that extracts meta knowledge from distributed clients.  The extracted meta knowledge encodes essential information that can be used to improve the current model. As the training progresses, the contributions of the same training samples to a federated model should also vary. Thus, we introduce a dynamic weight assignment mechanism that enables informative samples to contribute adaptively to the current model update. Then, informative meta knowledge from all active clients is sent to the server for model update. Training model on the combined meta knowledge that is regarded as a condense form of original data can significantly mitigate the heterogeneity issues. Moreover, to further ameliorate data heterogeneity, we also exchange meta knowledge among clients as conditional initialisation for meta knowledge extraction. Extensive experiments demonstrate the effectiveness and efficiency of our proposed method. Remarkably, our method outperforms the state-of-the-art by a large margin (from $74.07\%$ to $92.95\%$) on MNIST with a restricted communication budget (\textit{i.e.}, 10 rounds).
Masked Frequency Modeling for Self-Supervised Visual Pre-Training
Authors: Jiahao Xie,Wei Li,Xiaohang Zhan,Ziwei Liu,Yew-Soon Ong,Chen Change Loy

We present Masked Frequency Modeling (MFM), a unified frequency-domain-based approach for self-supervised pre-training of visual models. Instead of randomly inserting mask tokens to the input embeddings in the spatial domain, in this paper, we shift the perspective to the frequency domain. Specifically, MFM first masks out a portion of frequency components of the input image and then predicts the missing frequencies on the frequency spectrum. Our key insight is that predicting masked components in the frequency domain is more ideal to reveal underlying image patterns rather than predicting masked patches in the spatial domain, due to the heavy spatial redundancy. Our findings suggest that with the right configuration of mask-and-predict strategy, both the structural information within high-frequency components and the low-level statistics among low-frequency counterparts are useful in learning good representations. For the first time, MFM demonstrates that, for both ViT and CNN, a simple non-Siamese framework can learn meaningful representations even using none of the following: (i) extra data, (ii) extra model, (iii) mask token. Experimental results on image classification and semantic segmentation, as well as several robustness benchmarks show the competitive performance and advanced robustness of MFM compared with recent masked image modeling approaches. Furthermore, we also comprehensively investigate the effectiveness of classical image restoration tasks for representation learning from a unified frequency perspective and reveal their intriguing relations with our MFM approach. Project page: https://www.mmlab-ntu.com/project/mfm/index.html.
Dynamic Prompt Learning via Policy Gradient for Semi-structured Mathematical Reasoning
Authors: Pan Lu,Liang Qiu,Kai-Wei Chang,Ying Nian Wu,Song-Chun Zhu,Tanmay Rajpurohit,Peter Clark,Ashwin Kalyan

Mathematical reasoning, a core ability of human intelligence, presents unique challenges for machines in abstract thinking and logical reasoning. Recent large pre-trained language models such as GPT-3 have achieved remarkable progress on mathematical reasoning tasks written in text form, such as math word problems (MWP). However, it is unknown if the models can handle more complex problems that involve math reasoning over heterogeneous information, such as tabular data. To fill the gap, we present Tabular Math Word Problems (TabMWP), a new dataset containing 38,431 open-domain grade-level problems that require mathematical reasoning on both textual and tabular data. Each question in TabMWP is aligned with a tabular context, which is presented as an image, semi-structured text, and a structured table. There are two types of questions: free-text and multi-choice, and each problem is annotated with gold solutions to reveal the multi-step reasoning process. We evaluate different pre-trained models on TabMWP, including the GPT-3 model in a few-shot setting. As earlier studies suggest, since few-shot GPT-3 relies on the selection of in-context examples, its performance is unstable and can degrade to near chance. The unstable issue is more severe when handling complex problems like TabMWP. To mitigate this, we further propose a novel approach, PromptPG, which utilizes policy gradient to learn to select in-context examples from a small amount of training data and then constructs the corresponding prompt for the test example. Experimental results show that our method outperforms the best baseline by 5.31% on the accuracy metric and reduces the prediction variance significantly compared to random selection, which verifies its effectiveness in selecting in-context examples. The data and code are available at https://promptpg.github.io.
Learning Object-Language Alignments for Open-Vocabulary Object Detection
Authors: Chuang Lin,Peize Sun,Yi Jiang,Ping Luo,Lizhen Qu,Gholamreza Haffari,Zehuan Yuan,Jianfei Cai

Existing object detection methods are bounded in a fixed-set vocabulary by costly labeled data. When dealing with novel categories, the model has to be retrained with more bounding box annotations. Natural language supervision is an attractive alternative for its annotation-free attributes and broader object concepts. However, learning open-vocabulary object detection from language is challenging since image-text pairs do not contain fine-grained object-language alignments.  Previous solutions rely on either expensive grounding annotations or distilling classification-oriented vision models. In this paper, we propose a novel open-vocabulary object detection framework directly learning from image-text pair data. We formulate object-language alignment as a set matching problem between a set of image region features and a set of word embeddings. It enables us to train an open-vocabulary object detector on image-text pairs in a much simple and effective way. Extensive experiments on two benchmark datasets, COCO and LVIS, demonstrate our superior performance over the competing approaches on novel categories, e.g. achieving  32.0% mAP on COCO and 21.7% mask mAP on LVIS. Code will be released.
Phase transition for detecting a small community in a large network
Authors: Jiashun Jin,Tracy Ke,Paxton Turner,Anru Zhang

How to detect a small community in a large network is an interesting problem, including clique detection as a special case, where a naive degree-based $\chi^2$-test was shown to be powerful in the presence of an Erdös-Renyi (ER) background. Using Sinkhorn's theorem, we show that the signal captured by the $\chi^2$-test may be a modeling artifact, and it may disappear once we replace the Erdös-Renyi model by a broader network model.  We show that the recent SgnQ test is more appropriate for such a setting. The test is optimal in detecting communities with sizes comparable to the whole network, but has never been studied for our setting, which is substantially different and more challenging.  Using a degree-corrected block model (DCBM), we establish phase transitions of this testing problem concerning the size of the small community and the edge densities in small and large communities.  When the size of the small community is larger than $\sqrt{n}$, the SgnQ test is optimal  for it attains the computational lower bound (CLB), the information lower bound for methods allowing polynomial computation time. When the size of the small community is smaller than $\sqrt{n}$, we establish the parameter regime where the SgnQ test has full power and make some conjectures of the CLB. We also study the classical information lower bound (LB) and show that there is always a gap between the CLB and LB in our range of interest.
On the Word Boundaries of Emergent Languages Based on Harris's Articulation Scheme
Authors: Ryo Ueda,Taiga Ishii,Yusuke Miyao

This paper shows that emergent languages in signaling games lack meaningful word boundaries in terms of Harris's Articulation Scheme (HAS), a universal property of natural language. Emergent Languages are artificial communication protocols arising among agents. However, it is not obvious whether such a simulated language would have the same properties as natural language. In this paper, we test if they satisfy HAS. HAS states that word boundaries can be obtained solely from phonemes in natural language. We adopt HAS-based word segmentation and verify whether emergent languages have meaningful word segments. The experiment suggested they do not have, although they meet some preconditions for HAS. We discovered a gap between emergent and natural languages to be bridged, indicating that the standard signaling game satisfies prerequisites but is still missing some necessary ingredients.
TempCLR: Temporal Alignment Representation with Contrastive Learning
Authors: Yuncong Yang,Jiawei Ma,Shiyuan Huang,Long Chen,Xudong Lin,Guangxing Han,Shih-Fu Chang

Video representation learning has been successful in video-text pre-training for zero-shot transfer, where each sentence is trained to be close to the paired video clips in a common feature space. For long videos, given a paragraph of description where the sentences describe different segments of the video, by matching all sentence-clip pairs,  the paragraph and the full video are aligned implicitly. However, such unit-level similarity measure may ignore the global temporal context over a long time span, which inevitably limits the generalization ability. In this paper, we propose a contrastive learning framework TempCLR to compare the full video and the paragraph explicitly. As the video/paragraph is formulated as a sequence of clips/sentences, under the constraint of their temporal order, we use dynamic time warping to compute the minimum cumulative cost over sentence-clip pairs as the sequence-level distance. To explore the temporal dynamics, we break the consistency of temporal order by shuffling the video clips or sentences according to the temporal granularity. In this way, we obtain the representations for clips/sentences, which perceive the temporal information and thus facilitate the sequence alignment. In addition to pre-training on the video and paragraph, our approach can also generalize on the matching between different video instances. We evaluate our approach on video retrieval, action step localization, and few-shot action recognition, and achieve consistent performance gain over all three tasks. Detailed ablation studies are provided to justify the approach design.
Bort: Towards Explainable Neural Networks with Bounded Orthogonal Constraint
Authors: Borui Zhang,Wenzhao Zheng,Jie Zhou,Jiwen Lu

Deep learning has revolutionized human society, yet the black-box nature of deep neural networks hinders further application to reliability-demanded industries. In the attempt to unpack them, many works observe or impact internal variables to improve the comprehensibility and invertibility of the black-box models. However, existing methods rely on intuitive assumptions and lack mathematical guarantees. To bridge this gap, we introduce Bort, an optimizer for improving model explainability with boundedness and orthogonality constraints on model parameters, derived from the sufficient conditions of model comprehensibility and invertibility. We perform reconstruction and backtracking on the model representations optimized by Bort and observe a clear improvement in model explainability. Based on Bort, we are able to synthesize explainable adversarial samples without additional parameters and training. Surprisingly, we find Bort constantly improves the classification accuracy of various architectures including ResNet and DeiT on MNIST, CIFAR-10, and ImageNet. Code: https://github.com/zbr17/Bort.
The Power of Regularization in Solving Extensive-Form Games
Authors: Mingyang Liu,Asuman E. Ozdaglar,Tiancheng Yu,Kaiqing Zhang

In this paper, we investigate the power of {\it regularization},  a common technique in reinforcement learning and optimization, in solving extensive-form games (EFGs). We propose a series of new algorithms based on regularizing the payoff functions of the game, and establish a set of convergence results that strictly improve over the existing ones, with either weaker assumptions or stronger convergence guarantees. In particular, we first show that dilated optimistic mirror descent (DOMD),  an efficient variant of OMD for solving EFGs, with adaptive regularization can achieve a fast $\tilde O(1/T)$  last-iterate convergence in terms of duality gap and distance to the set of Nash equilibrium (NE) without uniqueness assumption of the NE. Second, we show that regularized counterfactual regret minimization  (\texttt{Reg-CFR}), with a variant of optimistic mirror descent algorithm as regret-minimizer, can achieve $O(1/T^{1/4})$ best-iterate,  and $O(1/T^{3/4})$ average-iterate convergence rate for finding NE in EFGs. Finally, we show that \texttt{Reg-CFR} can achieve asymptotic last-iterate convergence, and optimal $O(1/T)$ average-iterate convergence rate, for finding the NE of perturbed EFGs, which is useful for finding approximate  extensive-form perfect equilibria (EFPE). To  the best of our knowledge, they constitute the first last-iterate convergence results  for CFR-type  algorithms, while matching the state-of-the-art average-iterate convergence rate in finding NE for non-perturbed EFGs. We also provide numerical results to corroborate the advantages of our algorithms.
MLPInit: Embarrassingly Simple GNN Training Acceleration with MLP Initialization
Authors: Xiaotian Han,Tong Zhao,Yozen Liu,Xia Hu,Neil Shah

Training graph neural networks (GNNs) on large graphs is complex and extremely time consuming. This is attributed to overheads caused by sparse matrix multiplication, which are sidestepped when training multi-layer perceptrons (MLPs) with only node features. MLPs, by ignoring graph context, are simple and faster for graph data, however they usually sacrifice prediction accuracy, limiting their applications for graph data. We observe that for most message passing-based GNNs, we can trivially derive an analog MLP (we call this a PeerMLP) with an equivalent weight space, by setting the trainable parameters with the same shapes, making us curious about how do GNNs using weights from a fully trained PeerMLP perform? Surprisingly, we find that GNNs initialized with such weights significantly outperform their PeerMLPs, motivating us to use PeerMLP training as a precursor, initialization step to GNN training. To this end, we propose an embarrassingly simple, yet hugely effective initialization method for GNN training acceleration, called \mlpinit. Our extensive experiments on multiple large-scale graph datasets with diverse GNN architectures validate that MLPInit can accelerate the training of GNNs (up to 33× speedup on OGB-Products) and often improve prediction performance (e.g., up to $7.97\%$ improvement for GraphSAGE across $7$ datasets for node classification, and up to $17.81\%$ improvement across $4$ datasets for link prediction on metric Hits@10). The code is available at https://github.com/snap-research/MLPInit-for-GNNs.
Progressively Compressed Auto-Encoder for Self-supervised Representation Learning
Authors: Jin Li,Yaoming Wang,XIAOPENG ZHANG,Yabo Chen,Dongsheng Jiang,Wenrui Dai,Chenglin Li,Hongkai Xiong,Qi Tian

As a typical self-supervised learning strategy, Masked Image Modeling (MIM) is driven by recovering all masked patches from visible ones. However, patches from the same image are highly correlated and it is redundant to reconstruct all the masked patches. We find that this redundancy is neglected by existing MIM based methods and causes non-negligible overheads in computation that do not necessarily benefit self-supervised representation. In this paper, we present a novel approach named PCAE, short for Progressively Compressed AutoEncoder, to address the redundant reconstruction issue by progressively compacting tokens and only retaining necessary information for forward propagation and reconstruction. In particular, we identify those redundant tokens in an image via a simple yet effective similarity metric between each token with the mean of the token sequence. Those redundant tokens that other ones can probably represent are progressively dropped accordingly during the forward propagation, and importantly, we only focus on reconstructing these retained tokens. As a result, we are able to achieve a better trade-off between performance and efficiency for pre-training. Besides, benefitting from the flexible strategy, PCAE can be also directly employed for downstream fine-tuning tasks and enable scalable deployment. Experiments show that PCAE achieves comparable performance to MAE with only 1/8 GPU days. The code is available at https://github.com/caddyless/PCAE/.