Question: Are they the first to combine retrieval and generative dialog systems?
Evidence: Automatic dialog/conversation systems have served humans for a long time in various fields, ranging from train routing nbcitetrain to museum guiding nbcitemuseum. In the above scenarios, the dialogs are domain-specific, and a typical approach to such in-domain systems is by human engineering, for example, using manually constructed ontologies nbciteyoungsigdial, natural language templates nbcitetemplate, and even predefined dialog states nbcitestatetracking.
Recently, researchers have paid increasing attention to open-domain, chatbot-style human-computer conversation, because of its important commercial applications, and because it tackles the real challenges of natural language understanding and generation nbciteretrieval1,acl,aaai. For open-domain dialogs, rules and temples would probably fail as we can hardly handle the great diversity of dialog topics and natural language sentences. With the increasing number of human-human conversation utterances available on the Internet, previous studies have developed data-oriented approaches in the open domain, which can be roughly categorized into two groups: retrieval systems and generative systems.
When a user issues an utterance (called a query), retrieval systems search for a most similar query in a massive database (which consists of large numbers of query-reply pairs), and respond to the user with the corresponding reply nbciteretrieval1,retrieval2. Through information retrieval, however, we cannot obtain new utterances, that is, all replies have to appear in the database. Also, the ranking of candidate replies is usually judged by surface forms (e.g., word overlaps, tf $\cdot $ idf features) and hardly addresses the real semantics of natural languages.
Generative dialog systems, on the other hand, can synthesize a new sentence as the reply by language models nbciteBoWdialog,acl,aaai. Typically, a recurrent neural network (RNN) captures the query's semantics with one or a few distributed, real-valued vectors (also known as embeddings); another RNN decodes the query embeddings to a reply. Deep neural networks allow complicated interaction by multiple non-linear transformations; RNNs are further suitable for modeling time-series data (e.g., a sequence of words) especially when enhanced with long short term memory (LSTM) or gated recurrent units (GRUs). Despite these, RNN also has its own weakness when applied to dialog systems: the generated sentence tends to be short, universal, and meaningless, for example, “I don't know” nbcitenaacl or “something” nbciteaaai. This is probably because chatbot-like dialogs are highly diversified and a query may not convey sufficient information for the reply. Even though such universal utterances may be suited in certain dialog context, they make users feel boring and lose interest, and thus are not desirable in real applications.
In this paper, we are curious if we can combine the above two streams of approaches for open-domain conversation. To this end, we propose an ensemble of retrieval and generative dialog systems. Given a user-issued query, we first obtain a candidate reply by information retrieval from a large database. The query, along with the candidate reply, is then fed to an utterance generator based on the “bi-sequence to sequence” (biseq2seq) model nbcitemultiseq2seq. Such sequence generator takes into consideration the information contained in not only the query but also the retrieved reply; hence, it alleviates the low-substance problem and can synthesize replies that are more meaningful. After that we use the scorer in the retrieval system again for post-reranking. This step can filter out less relevant retrieved replies or meaningless generated ones. The higher ranked candidate (either retrieved or generated) is returned to the user as the reply.
From the above process, we see that the retrieval and generative systems are integrated by two mechanisms: (1) The retrieved candidate is fed to the sequence generator to mitigate the “low-substance” problem; (2) The post-reranker can make better use of both the retrieved candidate and the generated utterance. In this sense, we call our overall approach an ensemble in this paper. To the best of our knowledge, we are the first to combine retrieval and generative models for open-domain conversation.
Experimental results show that our ensemble model consistently outperforms each single component in terms of several subjective and objective metrics, and that both retrieval and generative methods contribute an important portion to the overall approach. This also verifies the rationale for building model ensembles for dialog systems.
To the best of our knowledge, we are the first to combine retrieval and generative models for open-domain conversation.
Answer: Yes.