<table><tr><td>“Galaxy International Holdings”</td><td>China Galaxy International Financial Holdings Company Limited（中國銀河國際金融
控股有限公司）, owned as to 100% by the Company and a wholly-owned subsidiary
of the Company</td></tr><tr><td>“Galaxy Jinhui”</td><td>Galaxy Jinhui Securities Assets Management Co., Ltd.（ 銀河金匯證券資產管理有限
公司）, owned as to 100% by the Company and a wholly-owned subsidiary of the
Company</td></tr><tr><td>“Group”</td><td>the Company and its subsidiaries</td></tr><tr><td>“H Share(s)”</td><td>overseas listed foreign shares in the share capital of the Company with a nominal
value of RMB1.00 each, which is (are) listed on the Hong Kong Stock Exchange and
are subscribed for and traded in HK dollars</td></tr><tr><td>“HK$”or“HK dollars”</td><td>Hong Kong dollars, the lawful currency of Hong Kong</td></tr><tr><td>“Hong Kong”</td><td>the Hong Kong Special Administrative Region of the PRC</td></tr><tr><td>“Hong Kong Stock Exchange”</td><td>The Stock Exchange of Hong Kong Limited</td></tr><tr><td>“Huijin”</td><td>Central Huijin Investment Ltd.（中央滙金投資有限責任公司）, which held an equity
interest of 69.07% of Galaxy Financial Holdings</td></tr><tr><td>“IPO”</td><td>Initial Public Offering</td></tr><tr><td>“Stock Exchange Listing Rules”</td><td>the Rules Governing the Listing of Securities on the Hong Kong Stock Exchange (as
amended from time to time)</td></tr><tr><td>“margin and securities refinancing”</td><td>a business in which securities firms can act as intermediaries to borrow funds or
securities from the China Securities Finance Co., Ltd. and lend such funds and
securities to their clients</td></tr><tr><td>“Model Code”</td><td>the Model Code for Securities Transactions by Directors of Listed Companies set out
in the Appendix 10 to the Stock Exchange Listing Rules</td></tr><tr><td>“New OTC Board”</td><td>National Equities Exchange and Quotations for medium and small-sized enterprises</td></tr><tr><td>“PRC”or“China”</td><td>the People’s Republic of China, and for the purposes of this report, excluding Hong
Kong, Macau Special Administrative Region and Taiwan region</td></tr><tr><td>“QDII”</td><td>Qualified Domestic Institutional Investor</td></tr><tr><td>“QFII”</td><td>Qualified Foreign Institutional Investor</td></tr><tr><td>“RMB”or“Renminbi”</td><td>Renminbi, the lawful currency of the PRC</td></tr><tr><td>“Reporting Period”</td><td>the period from 1 January 2018 to 31 December 2018</td></tr><tr><td>“RQFII”</td><td>Renminbi Qualified Foreign Institutional Investor, a pilot program launched in the PRC
which allows Hong Kong subsidiaries of PRC brokerage companies and fund houses
to facilitate investments of offshore Renminbi into the PRC capital markets</td></tr></table>

<table><tr><td>“SASAC”</td><td>the State-owned Assets Supervision and Administration Committee of the State
Council（ 國務院國有資產監督管理委員會）</td></tr><tr><td>“Securities Law”</td><td>the Securities Law of the People’s Republic of China</td></tr><tr><td>“SFC”</td><td>the Securities and Futures Commission of Hong Kong</td></tr><tr><td>“SFO”</td><td>the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) as
amended, supplemented or otherwise modified from time to time</td></tr><tr><td>“Singapore dollars”</td><td>Singapore dollars, the lawful currency of Singapore</td></tr><tr><td>“SHCI”</td><td>the Shanghai Composite Index</td></tr><tr><td>“SSE”</td><td>the Shanghai Stock Exchange</td></tr><tr><td>“SSE Listing Rules”</td><td>the Rules Governing the Listing of Securities on the Shanghai Stock Exchange (as
amended from time to time)</td></tr><tr><td>“Supervisors”</td><td>supervisors of the Company</td></tr><tr><td>“Supervisory Committee”</td><td>the supervisory committee of the Company</td></tr><tr><td>“SZCI”</td><td>the Shenzhen Component Index</td></tr><tr><td>“SZSE”</td><td>the Shenzhen Stock Exchange</td></tr><tr><td>“US$”or“U.S. dollars”or“USD”</td><td>United States dollars, the lawful currency of the United States</td></tr><tr><td>“VaR”</td><td>value at risk</td></tr></table>

Notes:

1. In this report, any discrepancies between totals and sums of amounts listed are due to rounding.

2. This report is prepared in both Chinese and English languages and in the event of any inconsistency, the Chinese version shall prevail.