# DIRECTORS’ AND CHIEF EXECUTIVE’S INTERESTS AND SHORT POSITIONS

As at 31 December 2019, the interests and short positions of the directors and the chief executive of the Company in the shares, underlying shares or debentures of the Company or any of its associated corporations (within the meaning of Part XV of the SFO) as recorded in the register kept by the Company pursuant to Section 352 of the SFO or as otherwise notified to the Company and The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) pursuant to the Model Code for Securities Transactions by Directors of Listed Issuers set out in Appendix 10 to the Rules Governing the Listing of Securities on the Stock Exchange (the “Listing Rules”) were as follow:

# (1) Long positions in the ordinary share (each a “Share”) of HK\$0.10 each in the Company

董事及最高行政人員之權益及淡倉

於二零一九年十二月三十一日，本公司董事及最高行政人員於本公司或其任何相聯法團（定義見證券及期貨條例第XV部）之股份、相關股份或債券中擁有根據證券及期貨條例第352條本公司存置之登記冊所記錄，或已根據香港聯合交易所有限公司（「聯交所」）證劵上市規則（「上市規則」）附錄十所載上市發行人董事進行證券交易的標準守則另行知會本公司及聯交所之權益及淡倉如下：

(1) 於本公司每股面值0.10港元普通股（各為一股「股份」）之好倉

<table><tr><td>Name of Director 
董事姓名</td><td>Number of Shares 
股份數目</td><td>Capacity/Nature of interest
身份╱權益性質</td><td>Approximate 
percentage of 
shareholding
股權概約百分比</td></tr><tr><td></td><td></td><td></td><td>(Note 1)
（附註1）</td></tr><tr><td rowspan="3">Yeung Yung
仰融</td><td>2,673,071,189 
(Note 2)
（附註2）</td><td>Interest of controlled corporation
受控法團權益</td><td></td></tr><tr><td>68,140,000</td><td>Beneficial owner
實益擁有人</td><td></td></tr><tr><td>2,741,211,189 
(Note 3)
（附註3）</td><td></td><td>13.47%</td></tr><tr><td>Huang Chunhua
黃春華</td><td>35,000,000</td><td>Beneficial owner
實益擁有人</td><td>0.17%</td></tr><tr><td>Wang Chuantao
王川濤</td><td>30,000,000</td><td>Beneficial owner
實益擁有人</td><td>0.15%</td></tr><tr><td rowspan="3">Liu Stephen Quan
劉泉</td><td>281,760,000 
(Note 4)
（附註4）</td><td>Founder of trust 
Interest of children under 18
信託創始人
未滿18歲子女之權益</td><td></td></tr><tr><td>10,000,000</td><td>Beneficial owner
實益擁有人</td><td></td></tr><tr><td>291,760,000</td><td></td><td>1.43%</td></tr></table>

<table><tr><td>Name of Director 
董事姓名</td><td>Number of Shares 
股份數目</td><td>Capacity/Nature of interest
身份╱權益性質</td><td>Approximate 
percentage of 
shareholding
股權概約百分比</td></tr><tr><td></td><td></td><td></td><td>(Note 1)
（附註1）</td></tr><tr><td>Zhu Shengliang
朱勝良</td><td>22,043,883</td><td>Beneficial owner
實益擁有人</td><td>0.11%</td></tr><tr><td>Li Zhengshan
李正山</td><td>26,270,000</td><td>Beneficial owner
實益擁有人</td><td>0.13%</td></tr><tr><td>Ting Kwok Kit, Johnny
丁國傑</td><td>3,000,000</td><td>Beneficial owner
實益擁有人</td><td>0.015%</td></tr><tr><td>Chen Xiao
陳曉</td><td>25,000,000</td><td>Beneficial owner
實益擁有人</td><td>0.12%</td></tr><tr><td>Cheng Tat Wa
鄭達華</td><td>1,300,000</td><td>Beneficial owner
實益擁有人</td><td>0.006%</td></tr><tr><td>Chan Sin Hang
陳善衡</td><td>500,000</td><td>Beneficial owner
實益擁有人</td><td>0.002%</td></tr></table>

Notes:

(1) The percentage of shareholding is calculated on the basis of 20,352,872,747 Shares in issue as at 31 December 2019 and did not take into account any Shares which may fall to be allotted and issued upon exercise of any subscription rights attaching to any share options granted by the Company.

(2) These Shares are held by Sun East LLC. Sun East LLC is a limited liability company incorporated in California, the US, which is owned as to (i) 35% by Dr Yeung Yung (shared commonly with his spouse under the laws of California, the US) and (ii) 65% by Mr Ma Manwai (alias Ma Manwai, Philip) and Mr Jimmy Wang (alias Wang Jian) as co-trustees for certain trusts established for the benefit of the children of Dr Yeung Yung on 30 December 2002. Dr Yeung Yung (as well as his spouse) was deemed to be interested in the Shares held by Sun East LLC by virtue of Part XV of the SFO.

(3) The spouse of Dr Yeung Yung is deemed to be interested in the Shares beneficially held by Dr Yeung Yung by virtue of Part XV of the SFO.

(4) These Shares were indirectly owned by certain trusts of which Mr Liu Stephen Quan were the founder. The children of Mr Liu were eligible beneficiaries of the trusts. Mr Liu was deemed to be interested in these Shares by virtue of Part XV of the SFO.

附註：

(1) 持股百分比按於二零一九年十二月三十一日已發行20,352,872,747股股份計算，並無計及可能因本公司已授出之任何購股權所附任何認購權獲行使而須配發及發行之任何股份。

(2) 該等股份由Sun East LLC持有。Sun East LLC乃於美國加州註冊成立之有限公司，由(i)仰融博士擁有35%權益（根據美國加州法例與其配偶共同持有）及(ii)馬文偉先生及王健先生作為若干信託之共同信託人擁有65%權益，而該等信託於二零零二年十二月三十日設立，以仰融博士之子女為受益人。根據證券及期貨條例第XV部，仰融博士（及其配偶）被視為於Sun East LLC所持股份中擁有權益。

(3) 根據證券及期貨條例第XV部，仰融博士之配偶被視為於仰融博士實益持有之股份中擁有權益。

(4) 該等股份由劉泉先生為創始人之若干信託間接擁有。劉先生之子女為有關信託之合資格受益人。根據證券及期貨條例第XV部，劉先生被視為於該等股份中擁有權益。