<table><tr><td>Name</td><td>Major work experience</td></tr><tr><td rowspan="2">WU Huifeng 
(吳慧峰)</td><td>Mr. WU has served as our Vice President since November 2018 and our Secretary to the 
Board since December 2014. Mr. WU served as head of the settlement center of China 
Nanshan Development (Group) Co., Ltd., deputy manager of the finance department 
of Shanghai Nanshan Real Estate Development Co., Ltd. (上海南山房地產開發有限公
司) (formerly known as Shanghai Chengnan Real EstateDevelopment Company (上海
誠南房地產開發公司)), general manager of the finance and audit department, general 
manager of the human resources department, assistant to the general manager, and 
deputy general manager of China Merchants Finance Holdings Co., Ltd. He also worked 
for our Company as Director, Supervisor, co-general manager of the Board office and 
assistant to president.</td></tr><tr><td>Mr. WU Huifeng obtained a bachelor’s degree in economics majoring in accounting 
from the Shanghai University of Finance and Economics and a master’s degree in 
economics majoring in finance from Peking University in June 1996 and January 2012, 
respectively. Mr. WU was granted the qualification of accountant in May 1998 by the 
Ministry of Finance of the PRC.</td></tr><tr><td rowspan="2">ZHAO Bin (趙斌)</td><td>Mr. ZHAO has served as our Vice President since November 2018. He has been working 
as executive director of CMS Investment since January 2019. He acted as our Chief 
Compliance Officer from January 2016 to December 2018, chief compliance officer 
of CMS Asset Management from January 2018 to January 2021, chairman of the 
supervisory committee of China Merchants Fund from September 2017 to April 2020, 
director of CMS Asset Management from July 2015 to May 2019, and director of China 
Merchants Futures from July 2008 to May 2019. He took the position of assistant to 
manager and manager of our Haikou branch, head of Futian branch, assistant to the 
general manager of our Brokerage Business Department, deputy manager (person-
in-charge) of our Shenzhen Longgang securities branch, manager of our Shenzhen 
Nanshan Nanyou Road securities branch, general manager of our Private Customer 
Service Department, general manager of our Channel Management Department, 
general manager of our Department of Retail Brokerage and our employee 
representative Supervisor.</td></tr><tr><td>Mr. ZHAO Bin obtained a bachelor’s degree in economics majoring in international 
finance from Shenzhen University and a master’s degree in science majoring in project 
management from the University of Greenwich in June 1992 and December 2010, 
respectively.</td></tr></table>

<table><tr><td>Name</td><td>Major work experience</td></tr><tr><td>HU Yu (胡宇)</td><td>Mr. HU has been the chief compliance officer and chief risk officer since December 
2018. From August to November 2018, he was the deputy head of capital operation 
department of China Merchants Group. He served as the member of CPC Committee 
and the secretary of Disciplinary Committee of Guangdong Bureau of the China 
Securities Regulatory Commission from November 2016 to July 2018. He was a 
teacher in Xishan Middle School (西山中學), teacher of the foreign language teaching 
and research office of Jiangxi Medical College, deputy principal staff member of 
Department of Policy and Regulations, the principal staff member of Department 
of Intermediary Supervision, the deputy officer and director of Office of the Party 
Committee as well as the director of No.1 Inspection Office of Shenzhen Bureau of the 
CSRC and member of CPC Committee and the secretary of Disciplinary Committee of 
Hainan Bureau of the China Securities Regulatory Commission.
Mr. HU Yu obtained a Bachelor of Arts degree from Jiangxi Normal University (江西師範
大學) and a Master’s degree in Finance from Graduate School of People’s Bank of China 
in July 1989 and July 1996, respectively.</td></tr><tr><td>WU Guangyan
(吳光焰)</td><td>Mr. WU has served as our Vice President since February 2019, and chairman of the 
board of directors of CMS International since December 2018. He served as general 
manager of our Department of International Business from November 2018 to June 
2020, assistant to the President from July 2018 to February 2019, and general manager 
of CMS Asset Management from April 2015 to August 2019. Mr. WU also used to be 
engineer of Radio Electronics Research Institute in Wuhan City, technology manager 
of information technology center of the head office of China Merchants Bank, general 
manager of Technology Department of the Shenzhen branch of China Guangfa Bank, 
person-in-charge for the operation department for credit card business department of 
the headquarter of Ping An Bank, deputy general manager (person-in-charge) of our 
Operations and Administration Department, general manager of our Private Customer 
Service Department and general manager of our Assets Management Department.
Mr. WU Guangyan obtained a bachelor’s degree in automatic control majoring in 
testing technology and instrument (自動控制系檢測技術及儀器專業學士學位) and a 
master’s degree majoring in pattern recognition and intelligent control (模式識別與
智能控制專業碩士學位) from Huazhong University of Science and Technology in June 
1988 and June 1995, respectively.</td></tr></table>