Chief compliance officer - Wikipedia Chief compliance officer The chief compliance officer ( CCO ) of a company is the officer primarily responsible for overseeing and managing regulatory compliance issues within an organization. The CCO typically reports to the Chief Executive Office r or Chief Operations Officer. The role has long existed at companies that operate in heavily regulated industries such as financial services and healthcare. For other companies, the rash of 2000s accounting scandals, the Sarbanes - Oxley Act, and the recommendations of the U.S. Federal Sentencing Guidelines have led to additional CCO appointments. Scott Cohen, editor and publisher of Compliance Week, dates the proliferation of CCOs to a 2002 speech by SEC commissioner Cynthia Glassman, in which she called on companies to designate a `` corporate responsibility officer. '' The responsibilities of the position often include leading enterprise compliance efforts, designing and implementing internal controls, policies and procedures to assure compliance with applicable local, state and federal laws and regulations and third party guidelines ; managing audits and investigations into regulatory and compliance issues ; and responding to requests for information from regulatory bodies. References Jump up ^ SEC Commissioner 's Speech : Sarbanes - Oxley and the Idea of `` Good '' Governance ( Cynthia A. Glassman ) External links Society of Corporate Compliance and Ethics ( SCCE ) Health Care Compliance Association ( HCCA ) Leading Corporate Integrity : Defining the Role of the Chief Ethics and Compliance Officer SCCE Code of Ethics for Compliance and Ethics Professionals Corporate titles Chief officers Administrative Analytics Audit Brand Business Channel Commercial Communications Compliance Content Creative Data Design Digital Diversity Executive Experience Financial Human resources Information Information security Innovation Investment Knowledge Learning Legal Marketing Medical Networking Operating Privacy Procurement Product Research Restructuring Revenue Risk Science Security Strategy Sustainability Technology Visionary Web Senior executives Chairman Creative director Development director General counsel Executive director Non-executive director President Vice president Mid-level executives Manager General manager Related topics Board of directors Corporate governance Executive compensation Senior management Supervisory board Talent management This management - related article is a stub. You can help Wikipedia by expanding it. Retrieved from `` https://en.wikipedia.org/w/index.php?title=Chief_compliance_officer&oldid=860580939 '' Categories : Corporate governance Regulatory compliance Corporate titles Management stubs Talk About Wikipedia עברית Nederlands Svenska Edit links This page was last edited on 21 September 2018, at 17 : 06 ( UTC ). Text is available under the Creative Commons Attribution - ShareAlike License ; additional terms may apply. By using this site, you agree to the Terms of Use and Privacy Policy. Wikipedia ® is a registered trademark of the Wikimedia Foundation, Inc., a non-profit organization. About Wikipedia

Question: who does the chief compliance officer report to
Answer: typically reports to the Chief Executive Officer or Chief Operations Officer