## 

Recommendation 1 The Ministry of Justice (MoJ) should ensure that it has established clear and integrated goals for knowledge and information management. Progress update - May 2017 
Ref 
 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


H 
In 
progress 
1.1 
Completing work on the Knowledge and Information Management (KIM) Strategy and ensuring this is signed off at a senior level 
End Mar 2017 


1.2 
H 
End Mar 2017 
Getting senior support for the strategy - for example, asking the Permanent Secretary to provide a foreword 


1.3 
M 
Ongoing 
In 
Continuing to liaise with Digital Technology to ensure that KIM and digital strategies are aligned 
progress 


1.4 
M 
Including deliverables from the strategy in the KIM and Records Management Service (RMS) business 
plans 
End 
Mar 2017 


1.5 
M 
End  Jun 2017 
Ensuring that there is a process for reporting on implementation to the senior team and an opportunity for the team to scrutinise progress, via the SIRO Board 

## Recommendation 2 Moj Should Actively Work To Improve Its Culture Of Knowledge, Information And Records Management.

Progress update - May 2017 
Ref 2.1 
Senior staff actively supporting and promoting KIM activities - for example by providing a foreword for the KIM Strategy, speaking at KIM events or blogging 2.2 
Ensuring that the Knowledge & Information Management (KIM) Champion role is not delegated below Senior Civil Service (SCS) level 2.3 
KIM Champions proactively promoting messages around knowledge, information and records management and ensuring that staff are complying 
with policy 2.4 
Including more detail in the Information Management Policy on specific responsibilities of staff at all levels, but particularly middle management 2.5 
Providing a method of monitoring compliance with information and records management policy using a maturity model and introducing an element of competition between business areas (see also recommendation 5) 
 
Increasing focus on knowledge transfer in the coming months because of  the Voluntary Exit 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


M 
Ongoing 


M 
Ongoing 


M 
Ongoing 


M 
End Mar 2017 


End Jun 
2017 
M 


30 Sept 
2.6 
Scheme 
L 
2016 
Complete 


2.7 
H 
Ongoing 
Maintaining improvements in FOI performance and updating its publication scheme 


2.8 
M 
Ongoing 
Continuing to proactively identify information that can be published and improving its openness score by publishing datasets in a more usable format. 

 

## Recommendation 3 Moj Should Continue To Embed Its Process For Information Asset Management And Information Risk.

Progress update - May 2017 
Ref 
 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


M 
Ongoing 
3.1 
Continuing to improve understanding of information assets through guidance, training and responsible roles such as Information Asset Owners (IAO) and Information Assurance Leads (IA Leads) 


3.2 
M 
Ongoing 
Increasing awareness of the existence and purpose of the various roles, such as IAOs, IA Leads and Information Assurance Co-ordinators, through communications, guidance and training 


3.3 
 
June 
2017 
H 
Reviewing and potentially streamlining the number of roles involved in the assurance process as part of a wider review of security and information governance which is planned in response to the Transforming Government Security review 


3.4 
L 
June 
2017 
Ensuring that there is no conflict of interest when staff carry out dual roles such as group level Senior Information Risk Owner (SIRO) and IAO  


3.5 
H 
Oct 
Closed 
2016 
Including risks around cyber security on the SIRO Board Risk Register or elsewhere in MoJ's risk framework and ensuring that it reflects the impact of IT change 3.6 
Including mitigating actions on the role of KIM Champions and in promoting policy and compliance. Recommendation 4 MoJ should continue to ensure that it has a technology environment that supports the management, protection and exploitation of information and that this is used effectively by staff. Progress update - May 2017 
Ref 
 
 
4.1 
Addressing the risk of staff not using Just Store (the replacement for the TRIM electronic records management system) through training, guidance and highlighting benefits of use to staff 
4.2 
Continuing to work collaboratively with Digital Technology, in particular on work around Just Store, Microsoft Office 365 and future plans for shared drives 4.3 
Ensuring that roll-out of Microsoft Office 365 does not undermine use of Just Store through communications, policy, guidance and training 
 
Examining the experience of the Houses of 


M 
End Jun  
2017 
 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


H 
End Feb 
2017 


H 
In 
End 2017 
progress 


H 
Mar2017 


| In                                                     | M        | End     |
|--------------------------------------------------------|----------|---------|
| 2016                                                   | progress |         |
| 4.4                                                    |          |         |
| Parliament in rolling out Microsoft Office 365 and in  |          |         |
| working to address the issues                          |          |         |
|                                                        |          |         |
| 4.5                                                    | M        | April   |
| 2017                                                   |          |         |
| As part of considerations around the future            |          |         |
| approach to shared drives, MoJ ensuring that work      |          |         |
| is included to make information held there more        |          |         |
| discoverable as well as considering how it will better |          |         |
| control access                                         |          |         |
|                                                        |          |         |
| 4.6                                                    | H        |         |
| Restricting access to shared drives once Just Store    |          |         |
| has been rolled out to maximise its use                |          |         |
| Sep                                                    |          |         |
| 2017                                                   |          |         |
|                                                        |          |         |
| 4.7                                                    | M        | End Mar |
| 2017                                                   |          |         |
| Exploring the work that the Department for Business    |          |         |
| Innovation and Skills (now known as Department for     |          |         |
| Business, Energy & Industrial Strategy) has done on    |          |         |
| moving away from shared drives                         |          |         |
|                                                        |          |         |
| 4.8                                                    | H        |         |
| Encouraging staff to save emails of value into         |          |         |
| corporate systems                                      |          |         |
| Mar                                                    |          |         |
| 2017                                                   |          |         |
|                                                        |          |         |
| 4.9                                                    | H        | Ongoing |
| Putting plans in place to dispose from Enterprise      |          |         |
| Vault (bearing in mind the requirements of the         |          |         |
| Independent Inquiry into Child Sexual Abuse) and       |          |         |
| draw on the experience of Welsh Government             |          |         |
|                                                        |          |         |
| 4.9a                                                   | M        | End Mar |
| 2017                                                   |          |         |
| KIM Champions and Information Managers                 |          |         |
| encouraging staff to follow policy around email and    |          |         |
| personal drives, and ensuring that they do so          |          |         |
|                                                        |          |         |
| 4.9b                                                   | M        | In      |
| Ensuring that Information Managers have the right      |          |         |
| skills to support staff in the move to Just Store      |          |         |
| Mar                                                    |          |         |
| 2017                                                   | progress |         |
| 4.9c                                                   |          |         |
| M                                                      | End Mar  |         |
| 2017                                                   |          |         |
| Updating the Information Management Policy and         |          |         |
| other policy and guidance to reflect the roll-out to   |          |         |
| Just Store                                             |          |         |
| 4.9d                                                   |          |         |
| L                                                      | Ongoing  |         |
| Reminding staff of what-to-keep policy and related     |          |         |
| guidance.                                              |          |         |
|                                                        |          |         |

## Recommendation 5 Moj Should Explore How It Can Better Monitor Compliance With Knowledge And Information Management Policy.

Progress update - May 2017 
Ref 
 
 
5.1 
Exploring the work that Home Office and HMT Treasury have done to monitor compliance through their One3M and the Knowledge Management Benchmarking processes considering how Information Managers and KIM Champions can play a role in any compliance monitoring process. 5.2 
Drawing up a maturity model and developing a process to monitor business areas against this 5.3 
Considering how Information Managers and KIM Champions can play a role in any compliance monitoring process. 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


End 
Jun 
L 
2017 
 
 
End 
 
Jun 
L 
2017 
 
End 
 
Jun 
L 
2017 

## Recommendation 6 Moj Should Build On The Good Work It Has Already Done In Developing A Successful Approach To The Appraisal, Selection, Sensitivity Review And Transfer Of Its Paper And Digital Records.

Progress update - May 2017 
Ref 
 
Status 
Priority 
High/Med/Low 
Target 
Completion 
Date 


L 
End 2017 
6.1 
Exploring ways of speeding up the process of paper review, using macro methods where possible, in order to keep pace with the transition to the 20-year rule 


6.2 
M 
End 
2017 
Developing a process for appraisal, selection, sensitivity review and transfer of digital records on the shared drives 


6.3 
L 
End 
2017 
Using the experience of developing a process for the appraisal and selection of records on TRIM (MoJ's electronic records management system) to inform work on shared drives  


Applying disposal to the shared drives 
6.4 
M 
End 
2017 


6.5 
M 
Ongoing 
Continuing to participate in the work that The National Archives and other departments are doing in this area 
|                                                          |     |     |     |
|----------------------------------------------------------|-----|-----|-----|
| 6.6                                                      | L   | End |     |
| Considering the possibility of joining with other        |     |     |     |
| departments to share a solution for sensitivity review   |     |     |     |
| 2017                                                     |     |     |     |
|                                                          |     |     |     |
| 6.7                                                      | M   | Dec |     |
| 2016                                                     |     |     |     |
| Acquiring DROID (The National Archives' file profiling   |     |     |     |
| tool) to help gain an overview of the information on the |     |     |     |
| shared drives and to enable digital transfer.            |     |     |     |
|                                                          |     |     |     |