## Recommendation 1 Home Office To Build On Its Kim Action Plan And Ensure That The New Knowledge And Information Executive Group (Kieg) Owned Information Strategy Sets Goals For The Whole Department. The Strategy Should Provide Impetus For Work To Improve Technology, Governance And Culture. There Would Be Benefit In Centring The Strategy On The Principles Of Information Availability, Security And Exploitation That Are Already Defined As Objectives In The Department'S Risk Governance Approach.

Progress Update - June 2016
Ref:
Actions
1.1 Create a 3 yr KIM strategy. Align and link to all other related HO strategies/units. Present to KIEG. 
Obtain KIM Strategy and action plan sign off with KIEG and SIRO 
Investigate **and action** a more direct formal linkage between all information and data related 
experts through merger, reporting, process or governance
Med
Sep-16
OPEN
1.2
1,3 Information asset owners to evidence they have considered DigC issues and implemented 
measures to protect information once HO has established the contractual position
1,4
Investigate future 'New desktop' management/control of information  functionality.  Create options 
and plan of action for **embedding** effective digital continuity.  Assign a point of contact within KIM to 
work with new project leads.
Status
Target 
Priority 
(High/Med /Low)
Completion date
High
Dec-16
OPEN
Med
Mar-17
OPEN
Med
Dec-16
OPEN

## Recommendation 2 Kimu And Information Assurance Staff To Work Together To Increase Oversight And Control Of Home Office'S Information Assets, Establishing Clearer Department-Specific Principles For Information Asset Owners (Iao'S). Progress Update June 2016

| Ref:                                                                                         | Closed                                                                                           |
|----------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|
| Target                                                                                       |                                                                                                  |
| Priority                                                                                     |                                                                                                  |
| (High/Med /Low)                                                                              |                                                                                                  |
| Completion date                                                                              |                                                                                                  |
| Review                                                                                       | and                                                                                              |
| interaction/linkage with KIM policy on retention, data asset and data sharing guidance.      | IAO                                                                                              |
| 2.1                                                                                          |                                                                                                  |
| Med                                                                                          | Aug-16                                                                                           |
| OPEN                                                                                         |                                                                                                  |
| guidance to include the responsibilities, training and management of data and the setting of |                                                                                                  |
| retentions.                                                                                  |                                                                                                  |
| 2.2                                                                                          | The business via KIEG to review all unit assets are on register, have a suitable IAO, correct    |
| Med                                                                                          | Feb-17                                                                                           |
| OPEN                                                                                         |                                                                                                  |
| registered detail & ensure retentions marked in line with new retention standards.           |                                                                                                  |
| 2.3                                                                                          | Work with Digital to align asset register with the new Data Cat. Ensure all relevant details are |
| Med                                                                                          | Dec-17                                                                                           |
| OPEN                                                                                         |                                                                                                  |
| included.                                                                                    |                                                                                                  |

## Recommendation 3 Develop Plans To Increase Oversight And Drive Good Governance Of Information Held Outside The Corporate File Plan (Cfp) And Imanage, Information Not Migrated To Imanage, And Held In Personal Repositories And Unstructured Shared Drives. Progress Update - June 2016

| Ref:                                                                                           | Closed                                                                                          |
|------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|
| date                                                                                           |                                                                                                 |
| /Low)                                                                                          |                                                                                                 |
| Target                                                                                         |                                                                                                 |
| Priority                                                                                       |                                                                                                 |
| (High/Med                                                                                      |                                                                                                 |
| Completion                                                                                     |                                                                                                 |
| 3.1 Work with IT futures to ensure KIM requirements around email is incorporated into planning |                                                                                                 |
| Med                                                                                            | Jun-17                                                                                          |
| OPEN                                                                                           |                                                                                                 |
| 3.2                                                                                            | Work to develop the e-discovery solution as a means to identify material of long term business, |
| Med                                                                                            | Mar-17                                                                                          |
| OPEN                                                                                           |                                                                                                 |
| historical, reuse or compliance value.                                                         |                                                                                                 |
| 3.3 Create solutions for future control of corporate and personal storage.                     |                                                                                                 |
| Med                                                                                            |                                                                                                 |
| Dec-16                                                                                         |                                                                                                 |
| OPEN                                                                                           |                                                                                                 |

## Recommendation 4 Establish A Single Approach For Knowledge And Information Management Governance That Cuts Across The Existing Group Structure To Drive Consistent Department-Wide Improvement. Progress Update - June 2016

| Ref:                                  | Closed                                                                                         |
|---------------------------------------|------------------------------------------------------------------------------------------------|
| /Low)                                 |                                                                                                |
| n date                                |                                                                                                |
| Target                                |                                                                                                |
| Priority                              |                                                                                                |
| (High/Med                             |                                                                                                |
| Completio                             |                                                                                                |
| 4.1                                   |                                                                                                |
|                                       | Review current governance, reporting lines and BAU processes and establish a formal/informal   |
| High                                  | Sep-16                                                                                         |
| OPEN                                  |                                                                                                |
| linkage.                              |                                                                                                |
| 4.2                                   | Ensure all KIM documentation in a standard, consistent and mapped to relevant policies. Ensure |
| Med                                   | Jun-16                                                                                         |
| OPEN                                  |                                                                                                |
| process in place to review regularly. |                                                                                                |
| 4.3                                   | Share One3M results with KIEG, SIRO and wider KIM Community. Find other routes to publish      |
| Med                                   | Jul-16                                                                                         |
| OPEN                                  |                                                                                                |
| results to general staff              |                                                                                                |

## Recommendation 5 Establish A Plan To Ensure Messages About Information And Records Management Requirements And Responsibilities Are Reaching All Staff Across All Groups. Progress Update - June 2016

| Ref:                                                                                   | Closed                                                                                              |
|----------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|
| Target                                                                                 |                                                                                                     |
| Priority                                                                               |                                                                                                     |
| (High/Med /Low)                                                                        |                                                                                                     |
| Completion date                                                                        |                                                                                                     |
| 5.1                                                                                    | Create and implement communication plan to inform all staff regularly of their key responsibilities |
| Med                                                                                    | Aug-16                                                                                              |
| OPEN                                                                                   |                                                                                                     |
| with support of KIEG members.                                                          |                                                                                                     |
| 5.2 Incorporate  behavioural measures into 2016/17 One3M model.                        |                                                                                                     |
| Med                                                                                    | Sep-16                                                                                              |
| OPEN                                                                                   |                                                                                                     |
| 5.3 Review risk register and mitigations to reflect report comments                    |                                                                                                     |
| Med                                                                                    | Sep-16                                                                                              |
| OPEN                                                                                   |                                                                                                     |
| 5.4 Develop and deliver KIM eLearning programme for staff                              |                                                                                                     |
| Med                                                                                    | Jun-16                                                                                              |
| OPEN                                                                                   |                                                                                                     |
| 5.5 Review Knowledge and Information Champion and support roles and amend as necessary |                                                                                                     |
| Med                                                                                    | Dec-16                                                                                              |
| OPEN                                                                                   |                                                                                                     |

## Recommendation 6 Establish A Plan For Achievement Of 20-Year Rule Commitments For The Remainder Of The Transition Period, Ensuring Clear Process And Guidance For Review Staff Are Defined. Progress Update  - June 2016

| Ref:                                                                                                | Closed                                                                                               |
|-----------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------|
| /Low)                                                                                               |                                                                                                      |
| n date                                                                                              |                                                                                                      |
| Target                                                                                              |                                                                                                      |
| Priority                                                                                            |                                                                                                      |
| (High/Med                                                                                           |                                                                                                      |
| Completio                                                                                           |                                                                                                      |
| 6.1 Create regular reports - short/long term planning/achievement to DRO/TNA on progress and issues |                                                                                                      |
| High                                                                                                | Ongoing                                                                                              |
| Open                                                                                                |                                                                                                      |
| 6.2 Review processes on methods of appraisal and implement                                          |                                                                                                      |
| Med                                                                                                 | Dec-16                                                                                               |
| Open                                                                                                |                                                                                                      |
| 6.3                                                                                                 | To continue to work with TNA on the Digital Transfer Group and the Digital Sensitivity Group to plan |
| Med                                                                                                 | on-going                                                                                             |
| Open                                                                                                |                                                                                                      |
| digital transfer of records in 2017.                                                                |                                                                                                      |