i I
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                                                                                                                                                                                                        *Eoo I 169*




                            Carne2ie Corporation of New York                                                                                        Foundation      Reporter,      1991
                                                                                                             corporation's policy to select a few  broad  subject  areas  on  which  to
                                                                                                             focus its financial resources over a period of several  years.  There  are
                            Carnegie Corporation of New                                                      four such  areas  at  the  present  time:  education,  including  science.
                                                                                                             technology,  and  the  economy;  healthy  child   development,   including
                            York                                                                             the prevention  of  damage  to  children;  strengthening  human  resources
                                                                                                             in developing countries; and avoiding nuclear war.
                                                                                                             Grants which do not fall into one of these four  categories  may  be  made
                            CONTACT                                                                          under the corporation's  special  project  grants.  These  grants  support
                            Dorothy Knapp, Secretary                                                         "projects identified with previous grant  programs,  explorations  of  new
                            Carnegie, Corporation of New York                                                ideas that do not fit current programs, special  undertakings  related  to
                            437 Madison Avenue                                                               but broader than specific program Priorities, and  projects  that  promote
                            New York, New York 10022                                                         the foundation's long-standing interest  in  strengthening  the  nonprofit
                            (212) 371-3200                                                                   sector.,.
                                                                                                             The first program, education,  is  based  on  the  Carnegie  Corporation's
                                                                                                             long-ten-n interest in education. The goal is to help everyone,  especial-
                            FINANCIAL SUMMARY
                                                                                                             ly  the  young,  deal  with  contemporary  scientific  and   technological
                            Recent Giving:  $44,375,765  (fiscal  1989);  $40,561,550  (fiscal  1988);       advances.  Emphasis  is  placed  on   the   improvement   of   pre-college
                            $39,516,588 (fiscal 1987)                                                        education in science,  mathematics,  and  technology  and  on  the  access
                            Assets:  $911,300,000  (fiscal  1990  est.);  $905,106,312  (fiscal   year       of minority  group  members  and  women  to  quality  education  in  these
                            ending   September  30,      1989);    $803,404,682     (fiscal     1988);       subjects. The corporation is also interested  in  the  impact  of  science
                            $807,000,000 (fiscal 1987 approx.)                                               and  technology,  on  the  economy  and  the  ways  in  which  educational
                                                                                                             policy can help society prepare  for  change.
                            CONTRIBUTIONS SUMMARY                                                            The corporation's second area  of  interest,  healthy  child  development,
                                                                                                             examines  academic  failure,  teenage  pregnancy,  childhood  injury,  and
                            Type of Foundation: general purpose                                              substance abuse. Only  in  the  areas  of  academic  failure  and  teenage
                                                        nd   international   organizations   promoting       pregnancy does the  corporation  fund  unsolicited  proposals.  The  study
                            Major Priority: national a
                            global  peace,  education,   international   economic   development,   and       of academic failure  includes  efforts  to  develop  preschool  education,
                            children's health and welfare                                                    family support systems, and higher  quality  minority  education.  In  the
                            Geographic  Distribution:  national,   many   British   Commonwealth   na-       area  of  teen  pregnancy,  the  corporation  concentrates  on  preventing
                            tions, and Mexico                                                                initial pregnancy among teenage girls.
                            Grant   Types:   conference/seminar,    department,    general    support,       The  third  program,   strengthening   human   resources   in   developing
                            project, research, and seed money                                                countries, applies  a  multi-disciplinary  approach  to  the  analysis  of
                                                                                                             development.  It  relies  on  the  behavioral,biological,   medical,    and
                                                                                                             social sciences. Regional emphasis  is  on  Mexico,  the  English-speaking
                            DONOR INFORMATION                                                                Caribbean, and on those African nations that  were  or  are  part  of  the
                            Andrew Carnegie was bom in Scotland in 1835. He moved to             .  the      British  Commonwealth.  Priorities  include  projects  which  develop  in-
                            United States 13 years  later,  beginning  work  as  a  bobbin  boy  in  a       digenous abilities, reduce levels of  maternal  mortality  and  morbidity,
                            cotton mill. After  holding  various  jobs  with  Western  Union  and  the       and  stress  cooperation   between   policy-makers   and   scientists   in
                            Pennsylvania  Railroad,  Carnegie  resigned  in  1965  to  establish   the       developing and developed nations. A major  concern  in  this  area  is  to
                            Carnegie Steel Company. At the turn of the  century,  he  sold  his  major       promote  understanding  within  the  United   States.   both   among   the
                            Pittsburgh steel company to J. P. Morgan for $400 million.                       general  public  and  at  the  policy-making  level,  of  the  development
                            Carnegie was one of the  first  wealthy  Americans  to  believe  that  the       experience.  A  special  sub-program  focuses  on  South  Africa  and   on
                            well-to-do had a  moral  responsibility  to  assist  the  less  fortunate.       programs to improve the status of black South Africans.
                            Carnegie's personal philanthropy began in his thirties with a  large  gift       The  fourth  program,  avoiding  nuclear  war,  emphasizes  interdiscipli-
                            to his hometown of Dunferinline, Scotland. One of his  earliest  interests       nary  research,  science-based  scholarship,  and  the  communication   of
                            was the establishment of  free  public  libraries  throughout  the  United       results to the American public. The first phase of this  program  included
                            States, a cause to which he donated  over  $56  million.  Other  interests       several large grants for a multi-disciplinary approach  to  the  study  of
                            included adult education and education in the fine arts. Over  the  years,       security and arms control. 'Me  corporation  does  not  anticipate  making
                            Carnegie  established  seven  philanthropic  and   educational   organiza-       many more grants of this  type.  'Me  current  program  supports  research
                            tions in the United States, and several more in Europe to carry out  these       and analysis  on  selected  complex  problems  bearing  on  the  avoidance
                            and other programs. In the United  States,  he  established  the  Carnegie       of nuclear war by experts independent  of  government.  It  also  supports
                            Foundation  for  the  Advancement  of  Teaching,  the  Carnegie  Institute       initiatives to  consolidate  opportunities  for  institutionalizing  U.S.-
                            (Pittsburgh),  the  Carnegie-Mellon  University  (fon-ned  by   the   1967       Soviet and multinational cooperation and conflict resolution.
                            merger of the Mellon Institute and  the  Carnegie  Institute  of  Technol-
                            ogy), the  Carnegie  Endowment  for  International  Peace,  and  the  Car-
                            negie  Institution  of  Washington.  Overseas,  Mr.  Carnegie  established       CONTRIBUTIONS ANALYSIS
                            the Carnegie Trust for the Universities of  Scotland  to  assist  students       In fiscal 1989, the  Carnegie  Corporation's  grant  allocations  by  pro-
                            and fund  expansion  and  research,  and  the  Carnegie  Dunferrnline  and       gram  area  were:  Education:  Science,  Technology,  and   the   Economy,
                            United  Kingdom  Trusts  to  benefit  the  public  primarily  through  im-       27%;   Toward   Healthy   Child   Development:   Preventing   Damage    to
                            proved  education.  Mr.  Carnegie  also  established  hero  funds  in  the       Children,  24%;   Avoiding   Nuclear   War,   23%;   Strengthening   Human
                            United  States,  the  United  Kingdom,  and  Europe  to  recognize  heroic       Resources in Developing  Countries,  16%;  and  Special  Projects,  109'o.
                            acts performed in peaceful occupations. In all, Mr.  Camegie's  gifts  and
                                                                                                             i,roken  down  by  recipient  type.  civic  and  public  affairs  concerns
                            bequests totaled over S350 million.                                              received 53%  of  the  corporation's  support.  Educational  organizations
                                                                                                             and projects received 319'o of the  corporalion's  giving,  while  intema-
                                                                                                             tional concerns and the arts received II% and 5%, respectively.
                            FOUNDATION PHILOSOPHY
                            The corporation's charter states that funds are  to  be  used  to  promote
                            "the  advancement  and  diffusion   of   knowledge   and   understanding."       TYPICAL RECIPIENTS
                            While grants are generally educational in nature,  they  are  not  limited       Aris & Humanities: arts associations and public broadcasting
                            to  the  formal  educational  system  or  its  institutions.  It  is   the


                                                                                                                                                          C)  1991   The   Taft   Group




                                              orter, 1991                                                                                            Carnegie     Corporation      of      New      York
                                                 irs:    economic     development,     environmental     af-        Thomas   A.   Troyer:   trust,   mem   nominating   Comm    B    Omaha    NE    1933
         ,e                                   rity  organizations,  international  affairs,   law   &   jus-        ED   @larvard   Univ   BA   1955;   Univ   MI    JD    1958    CURR    EMPL    ptnr:
                                              rity,   nonprofit    management,    philanthropic    organiza-        Caplin   &   Drysdale   NONPR   AFFIL   gen   coun:   Counc    Fdns;    chmn:    Fdn
                                                 &   trade   associations,   public    policy,    urban    &        Lawyers    Group;    dir:    Children's    Defense    Fund,    Natural     Resources
                                                 and woinen's affairs                                               Defense   Counc;   mein:   DC   Bar   Assn,   Am   Bar   Assn   PHIL   AFFIL    dir:
                                                 s  &  universities,  education   associations,   health   &        Stern Fund
                                                 international   studies,   legal    education,    literacy,        Eugene    H.    Cota-Robles:    trust,    mein    nominating    Comm    CURR    EMPL
                                                 minority    education,    preschool    education,    public        asst vp (academic affairs): Univ CA (Berkeley)
                                              ege), and science/technology education                                John    Cunningham    Whitehead:    trust,    mein    fin    &    admin    Comm    B
                                          organizations,   hospitals,   medical   res@i7rc@   nutrition    &        Evanston   IL   1922   ED   Haverford   Coll   BA   1943-,    Harvard    Univ    MBA
                                           nce, and public health                                                   1947   CURR   EMPL   chmn:   AEA    Investors    CORP    AFFIL    dir;    Am    Dis-
                                          foreign   educational   institutions,    international    develop-        trict  Tel  Corp,   Crompton   Co,   Crompton   &   Knowles   Corp,   Dillard   Dept
                                                 tional  health  care,   and   international   organizations        Stores,   Equitable    Life    Real    Estate    Trust,    Household    Fin    Corp,
                                                 organizations                                                      Pillsbury   Co,   Loctite   Corp,   NY   Stock   Exchange    NONPR    AFFIL    pres:
                                                 ild    welfare,    community     service     organizations,        Intl  Rescue  Comm;   chmn   bd   trusts:   Haverford   Coll;   trust:   Bryn   Mawr
                                                 mily services, legal aid, and youth organizations                  Coll;  dir:  Assocs  Harvard  Bus   Sch,   Econ   Devel   Counc   NY,   Am   Produc-
         lege                                                                                                       tivity   Ctr;   mein:   Security   Industry   Assn,   NY   Chamber   Commerce,   Ctr
         cess                                                                                                       Strategic  &  Intl  Studies,   Counc   Foreign   Reis   PHIL   AFFIL   don,   trust:
         lese            OFFICERS AND DIRECTORS                                                                     Whitehead Fdn; trust: Mellon (Andrew W) Foundation
         !nce            David A. Hamburg: pres, trust, mem fin                &     admin     Comm,     mem        Richard   1.   Beattie:   trust   B   New   York   NY   1939   ED   Dartmouth   Coll
         )nal              ,ninating  Comm   B   Evansville   IN   1925   ED   IN   Univ   MD   1947   NONPR        BA   1961;   Univ   PA    LLB    1968    CURR    EMPL    ptnr:    SimpsonDacher    &
                         n
                         AFFIL    mein:    Am    Academy     Advancement     Science,     Am     Psychiatric        Bartlett NONPR AFFIL mein: Bar Assn NY
         ent, @l         Assn,    Am    Psychosomatic    Soc,    Assn    Research    Nervous    &     Mental        James  P.  Comer:  trust  B  East  Chicago   IN   1934   ED   IN   Univ   BA   1956;
         and             Disease,   Am   Academy   Arts   &   Sciences,   Natl    Academy    Sciences;    sr        Howard   Univ    MD    1960;    Univ    MI    MPub    Health    1964    CURR    EMPL
         age             adv:  Ctr  Social  Policy  Studies  Israel,  dir:  Rockefeller   Univ,   Mt   Sinai        prof:  Yale  Child  Study  Ctr,  Dept  Psychiatry;  assoc   dean:   Yale   Med   Sch
         udy                          exec panel adv Comm: Chief Naval Opers                                        CORP   AFFIL   trust:   CT    Savings    Bank    NONPR    AFFIL    dir:    Baldwiti-
                         Hosp; mein
             tr
         ion,            Warren   Christopher:   chmn,   trust,   mein   fin   &   admin   Comm   B   Scran-        King  Sch  Project,   Yale   Child   Study   Ctr,   Dixwell   Soul   Station,   Yale
         the             ton  ND  1925  ED  Univ   Southern   CA   BS   1945;   Stanford   Univ   LLB   1949        Afro-American    House,    Children's    TV    Workshop,    Natl    Counc     Effec-
         .ing            CURR   EMPL   chmn:   O'Melveny    &    Meyers    NONPR    AFFIL    pres,    trust:        tive   Schs;   trust:    Wesleyan    Univ;    consultant:    Joint    Comm    Mental
                         Stanford  Univ-,  dir:  Los  Angeles  World   Affairs   Counc;   fellow:   Am   Bar        Health   of   Children,   Natl   Comm   Causes   Prevention   of   Violence,    Nail
         ing                                                 mein:   Trilateral   Comm,   Am    Bar    Assn,        Inst   Mental   Health;   mein:   Natl   Adv   Mental   Health   Counc   HEW;   mein
                         Fdn, Am Coll Trial Lawyers-,
         of              CA Bar Assn, Los Angeles County Bar Assn, Am Law Inst                                      ad   hoc   adv   Comm:   CT   Research   Comm;   mein   adv   counc:    Natl    Comm
         ind             Richard  B.  Fisher:  trust,  cbmn,   mein   fin   &   admin   Comm   B   Philadel-        for   Citizens   in   Ed;   mein   adv   Comm   adolescent   pregnancy   prevention:
         ing             phia   PA   1937   ED   Princeton   Univ   BA   1957;   Harvard   Univ   MBA   1962        Children's Defense Fund PIIIL AFFIL dir: Field Fdn
         the             CURR    EMPL    pres,    managing    dir:    Morgan     Stanley     Group     NONPR        James   Lowell   Gibbs,   Jr.:   trust   CURR   EMPL   Martin   Luther    King    Jr
         in-             AFFIL   trust:   Princeton   Univ;   dir:   Ministers   Missionaries   Benefit   Bd        Centennial Prof & Chair, Dept Anthropology: Stanford Univ
         .ty,            Am     Baptist     Church                                                                  Robert   E.   Rubin:   trust   B   New   York   NY   1938   ED   Harvard   Univ   AB
         in
                         Fred   Michael    Hechinger:    vchmn,    trust,    chmn    nominating    comm    B        1960;   London   Sch   Econ;   Yale    Univ    LLB    1964    CURR    EMPL    vchmn,
         to                 rem erg           any              I    ni                                                                            Goldman   Sachs    &    Co    NONPR    AFFIL    trust:
         ,he             Univ London  945; Kenyon Coll LLD 1955 CURR                         L   ed   colum'        Mt  Sinai  Med  Ctr,  Am  Ballet  Theatre   Fdn;   dir:   Ctr   Natl   Policy;   mcm
         ,nt             nist:   NYTimesNONPR   AFFIL   dir:    Academy    Ed    Devel,    Foreign    Policy        Comm
                                                                                                                           :  Harvard  Univ   Resources;   mein:   investment   adv   counc:   NY   City
         on              Assn;  mein:  Ed  Writers  Assn;   mein   adv   bd:   Yale   New   Haven   Teachers        Pension Fund
                         Program;  pres:  NY  Times  Neediest  Cases   Fund   PIIIL   AL@-FIL   pres,   dir:        Mary   Patterson    McPherson,    PhD:    trust    B    Abington    PA    1935    ED
         ii-             NY   Times   Co    Fdn                                                                     Smith   Coll   AB   1957;   Univ   DE   MA   1960;   Bryn   Mawr   Coll   PhD   1969
         of              Joshua   Lederberg:    trust,    mein    nominating    Comm    B    Montclair    NJ        CURR   EMPL   pres:   Bryn   Mawr   Coll   CORP   AFFIL    dir:    Provident    Natl
         ,d
                         1925   ED   Columbia   Univ   BA   1944;   Yale   Univ   PhD   1947    CURR    EMPL        Bank   Philadelphia,   Bell   Tel   Co   PA   NONPR   AFFIL   dir:    Agnes    Irwin
         of              pres: Rockefeller Univ CORP AFFIL mein               science  a   v:   etus   Corp,        Sch,   Shipley   Sch,   Amherst   Coll,   Brookings    Inst,    Philadelphia    Con-
         ig              Celanese   Corp,   JD   Wolfensobn,    Hoechst-Celanese    Corp;    dir:    Proctor        tributorship,  Natl  Humanities  Ctr;  trust:   Univ   City   Science   Cir;   mein:
         .h              &   Gamble   NONPR   AFFIL   mein   study   section:   Nail   Science   Fdn,   Natl        Soc   Ancient    Greek    Philosophy,    Am    Philosophical    Soc    PHIL    AFFIL
         ,e
                         Inst   Health;    consultant:    NASA,    Arms    Control    Disarmament    Agency;        Macy (Josiah) Jr Fdn
         Ls                                                                                                              ton     Norman     Minow:     trust     B     Milwaukee     WI     1926      ED
                         dir:  Chemical  Industry  Inst   Toxicology,   NY   City   Ptnrship;   fellow:   Am        New
                         Assn   Advancement   Science,   Am   Philosophical    See,    Am    Academy    Arts        Northwestern   Univ   BS   1949,   JD   1950    CURR    EMPL    ptnr:    Sidley    &
                         &   Sciences,   NY   Academy   Medicine;   mein:    US    Defense    Science    Bd,        Austin   CORP   AFFIL   dir:   Aetna   Life   Ins   Co   IL,   Aetna   Casualty    &
                         Nati   Academy    Sciences,    Royal    Soc    London;    NY    Academy    Sciences        Surety   Co   IL,   Chicago   Pacific   Corp,   Foote   Cone    &    Belding    Com-
                         PIIIL  AFFIL  trust:  Revson  Fdn;   trust:   Dreyfus   (Camille   &   Henry)   Fdn        munications,  CBS,   Encyclopedia   Britannica;   mein   intl   adv   bd:   Pan   Am
                         Ray  Marshall:  trust,  mein   fin   &   admin   Comm   B   Oak   Grove   LA   1928        World   Airways;   prof   communication   law   &    policy:    Northwestern    Univ
                         ED  Millsaps  Coll  BA  1949;  LA   St   Univ   MA   1950;   Univ   CA   (Berkeley)        NONPR   AFFIL   trust:   Notre   Dame   Univ;   fellow:    Am    Bar    Fdn;    mcm:
                         PhD   1954   CURR   EMPL    Bernard    Rapoport    Centennial    Chair    Econ    &        Northwestern   Univ   Alumni   Assn,   Am   Bar   Assn,   IL   Bar   Assn,   Chicago
         0               Pub   Affairs:   Univ   TX   (Austin)   LBJ   Sch   Pub   Affairs    NONPR    AFFIL        Bar  Assn;  bon  chmn:  Chicago  Ed   Television;   trust:   Rand   Corp-,   profes-
         n               mein:   Industrial   Rels   Research   Assn,   Am   Econ   Assn,   Southern    Econ        sorial   lecturer:   Northwestern   Univ   MedhiU   Sch   Journalism;    dir:    An-
         ).               ssn, Am Arbitration Assn, Am Assn Ufiiv Profs                                             nenberg WA Program
         s               Laurence  A.  Tisch:   trust,   mein   fin   &   admin   Comm   B   New   York   NY        Shicia E.       dnall:  trust   B   Tacoma   WA   1938   ED   MA   Inst   Technology
                         1923   ED   NY   Univ   BS   1942;   Univ   PA   MA   1943    CURR    EMPL    chmn,        BS   1960,   MS   1961,   PhD   1964    CURR    EMPL    Abby    Rockefeller    Mauze
                         Ceo,  dir-,  Loews  Corp  CORP   AFFIL   pres,   ceo,   dir:   CBS;   pres:   Tisch        prof   aeronautics:    MA    Inst    Technology    CORP    AFFIL    dir:    Chemfab,
                         Hotels;  chmn:   CNA   Fin   Corp;   dir:   Automatic   Data   Processing,   Bulova        Aerospace   Corp,   Draper   Labs-,   editor:   Physics   Fluids    NONPR    AL@-FIL
                         Watch   Co,   Petrie   Stores   Corp,   Getty   Oil   NONPR    AFFIL    chmn    bd,        mem:   See   Women    Engrs,    Am    See    Mechanical    Engrs,    Natl    Academy
                         trust:  NY   Univ;   trust:   Legal   Aid   See,   Metro   Museum   Art,   NY   Pub        Engring;   fellow:   Am   Assn    AdvancementScience,    Am    Physics    Soc,    Am
                         Library;   trust   at-large:   Federation   Jewish   Philanthropies   PHIL    AFFIL        Inst Aeronautics & Astronautics
                         sr vp, don: Tisch Foundation                                                               Caryl   Parker   Haskins:   bon   trust   B   Schenectady   NY    1908    ED    Yale
                                                                                                                    Univ   PhB   1930;   Harvard   Univ   PhD    1935    CURR    EMPL    dir:    Haskins


                         'D 1991 The Taft Group                                                                                                                                                       95






                                                                                                                                                      Foundation      Reporter,       1991
                      Carnegie Corporation of New York                                                                                                                                     -
                                                  Counc  Library   Resources;   adv   trust:   Rand                250,000   Scientists'   Institute   for   Public   Information,   New
                      Labs NONPR AFFIL dir.                                                                                     York,  NY  -  science  videotape  referral  service   for
                                          tus:  Smithsonian  Inst-,  trust:  Asia  Fdn,   Wildlife
                      Corp; regent emen                                                                                         television journalists
                      Pres@ation Trust  Intl,  Natl  Humanities  Ctr;  mem  counc-.  Woods  Hole                   200,000    WGBH    Educational    Foundation,    Boston,     MA     -
                                                        -the-Redwoods   League;    mem    visitors                                                                 course     on      Latin
                      oceanographic Inst; mem: Save                                                                             educational television series and
                      Comm:  Harvard  Univ,  Johns  Hopkins  Univ,  Tulane  Univ;   fellow:   Am                                America and the Caribbean
                      Physical  Soc,  Am  Assn  Advancement   Science,   Am   Academy   Arts   &
                      Sciences,  Royal  Entomology   Soc,   Entomology   Soc,   Entomology   Soc           Civic & Public Affairs
                      Am,   Pierpont   Morgan   Library-,   rnem:   NY   Zoological   Soc,    WA              1,053,365   Carnegie    Commission    on    Science,    Technology,    and
                                                                                                                                Government. New York, NY
                      Academy  Sciences,  Nati  Geographic  Soc,   Royal   Soc   Arts,   Faraday                   500,000      Columbia.,Uni,versity,  New  York,   NY   -   research   and
                      Soc,  Metro  Museum  Art,  Am  Museum  Natural  History,   Am   Philosophy
                      See,  British  Assn  Advancement  Science,  Linnean  Soc,   Natl   Academy                                training  on  Soviet  international  security  and   arms
                      Sciences,  NY  Academy  Sciences,  Audubon  Soc,  NY   Botanical   Garden,                                control issues ersity,   New   York,    NY    -    national
                                                                                                                   500,000      Columbia Univ
                      PEN                                                                                                       resource center for children in poverty
                      Margaret Carnegie Miller: hon trust, don daughter                                            487,500      Stanford  University,  CA  -   research   on   procedures
                      Barbara  Denning  Finberg:  exec  vp,  program  chmn  (special   projects)                                for assessing school teachers
                      B  Pueblo  CO  1929  ED  Stanford  Univ  BA  1949;  Am  Univ   Beirut   MA                   452,690      Stanford  University,  CA  -  research  and  training  in
                      1951  NONPR   AFFILmem:   Am   Ed   Research   Assn,   SocReseaTch   Child                                international security and arms control
                      Devel,  Counc  Foreign  Rels;  mem  accreditation  Comm:   Assn   Am   Law                   300,000      Aspen  Institute  for  Humanistic  Studies.   Queenstown,
                      Schs;  mem  adv  Comm:  Henry  A  Muff  ay  Research  Ctr  Radcliffe  Coll                                MD  -  meetings   on   U.S.   relations   with   southern
                                                                                                                                Africa for American lawmakers
                      PHILAFFILchmn,  trust:   NYFdn;   program   adv:   Mailman   (AL)   Family
                                                                                                                   300,000      Brookings  Institution,  Washington,  DC  -  research  on
                      Fdn                                                                                                       international security issues as affected by
                      Dorothy Knapp: corp secy                                                                                  U.S.-Soviet relations
                      E.  Alden  Dunham:  Program  chmn  (ed:   science,   technology,   economy                   300,000      Fund  for  Peace,  New  York,   NY   -national   security
                      & healthy child devel: prevention of damage to children)                                                  archive
                      Adetokunbo  0.  Lucas:   program   chmn   (strengthening   human   resour-                   277,500      NAACP   Legal   Defense   and   Educational   Fund,   New
                      ces in developing countries)                                                                              York, NY - education litigation program
                      Frederick  A.   Mosher:   program   chmn   (avoiding   nuclear   war)   ED                   250,000      Mexican   American   Legal   Defense   and    Educational
                                                                                                                                Fund,  Los   Angeles,   CA   -   program   of   education
                      Oberlin  Coll  BA  1954;  Univ  MI  MA  1955;  Harvard   Univ   PhD   1962                                litigation and advocacy
                      Vivien  Stewart:  program  chmn  (healthy  child  devel:   prevention   of                   225,000      Emory   University,   Atlanta,   GA    -    international
                      damage to children) ED Oxford Univ AB 1967                                                                negotiation network at  the  Carter  Presidential  Center
                                                                                                                   225,000      National  Academy   of   Sciences,   Washington,   DC   -
                                                                                                                                committee  on  the  contributions   of   behavioral   and
                      APPLICATION AND  REVIEW  PROCEDURES                                                                       social  science  to  the  prevention   of   nuclear   war
                      Initial  Contact:  The  corporation  does  not  have  application   forms.                   207,500      American   Red   Cross,   'Washington,   DC    -technical
                      Initial contact should be by letter.                                                                      assistance  for  Red  Cross  societies   in   sub-Saharan
                                                                                                                                Africa and the Caribbean
                      Include Information On: The  initial  proposal  should  include  a  state-
                      ment   describing   the   project's   aims,   methods,   personnel,   and    the                  Education
                      amount  of  financial  support  required.  Corporation  officers  will   request             1,000,000    National  Board   for   Professional   Teaching   Standards,
                                                              rsonal disc                       ssary.                          Detroit,  MI
                      supplementary information or a pe                   ussion when nece
                      The  endorsement  of  the  administrative  head  of  the   requesting   institu-             700,000      American    Association    for    the     Advancement     of
                      tion need not be sent with  the  initial  proposal,  but  it  will  be  required                          Science,   Washington,   DC   -    national    project    to
                                                                                                                                reformulate  the  content  of   elementary   and   secondary
                      before  a  favorable  recommendation  is  made  to   the   corporation's   trus-
                      tees.                                                                                                     education   in   science,   mathematics,   and    technology
                                                                                                                   395,300      Massachusetts   Institute    of    Technology,    Cambridge,
                      Deadlines: There is no deadline for proposals.                                                            MA  -  national  program  to  increase  the   education   of
                      Review  Process:  Corporation  officers   consider   each   project   and   for-                          minorities
                      ward  recommendations   to   the   corporation   trustees   who   must   approve             350,000      University  of  California  San  Diego,  La  Jolla,   CA   -
                      all grants.                                                                                               U.S.-Soviet   project   on   the    educational    use    of
                      Note:  The  foundation  does  not  fund   basic   operating   expenses,   endow-                          computers in the elementary school grades
                      ments,  or  facilities  of  educational  and  human  service  institutions.   It             350,000      Consortium   for   the   Advancement   of   Private   Higher
                                                                                                                                Education,    Washington,    DC    -     general     support
                      does not provide scholarship, fellowship, or travel grants.                                  342,220      Columbia   University.   New   York,   NY   -    development
                      Foundation     Publications:     annual     report-,     general     information                          of    model    comprehensive    health    and    educational
                      pamphlet; list of grants and appropriations; 'Carnegie Quanerly"                                          services in jun or high schools
                                                                                                                                                i
                                                                                                                   308,500      American    Association    for    the     Advancement     of
                                                                                                                                Science,   Washington,   DC    -    project    to    improve
                      GRANTS ANALYSIS                                                                                           science   and   mathematics    education    for    minority,
                      Total Grants: $44,375,765                                                                                 female, and disabled youth
                      Number of Grants: 409                                                                        275,000      Editorial   Projects   in    Education,    Washington,    DC
                                                                                                                                marketing   plan   to   increase   readership   by    public
                      Average Grant: $108,498
                                                                                                                                school teachers of Education Week
                      Highest Grant: S 1,053,365                                                                   260,000      University   of   California,   Berkeley,   CA    -    great
                      Typical Range: $25,000 to $300,000                                                                        explorations in math and science program
                      Disclosure Period: fiscal year ending September 30, 1989                                     2-49,000     Avance-San  Antonio,  TX  -   evaluation   of   the   parent
                                                                                                                                education program
                      RECENT GRANTS                                                                                International
                                                                                                                   285,000  Fundacion Mexicana para la Salud, Avenida
                      Arts & Humanities                                                                                         Contraria,  Mexico  -  research  in   maternal   and   child
                           250,000   Educational    Broadcasting    Corporation,    New    York,    NY                          health   and   strengthening   of   health   resources    in
                                            development  of  a  television   series   on   U.S.-Soviet                          Mexico
                                         relations                                                                 230,000    World     Health     Organization,     Geneva,     Switzerland
                                                                                                                                program  to  red@ce  the  health  risk  of  childbearing  in
                                                                                                                                sub-Saharan Africa and the Caribbean



                                                                                                                                                                (D 1991 The Taft Group





                                                                                                                                                    Carolyn           Foundation
                                             1991
                                                                                                                          n  associations,  literacy,   and   public   education
                         ,O,Ooo  University of the West Indies, Kingston, Jamaica                     Education: educatio
                                    strengthening educational activities in matemal and               (precollege)
                                    child health                                                      Health: geriatric health and health organizations
                                       ersity of Malawi zoaba, Malawi - project on                    Religion: religious organizations
                              0
                         151,00   Urliv
                                                        ntition in Malawi conducted by                                                                      ervice     organiza-
                                    1-temal and child                                                 Social Services: aged, child welfare, community s
                                                                                                                                             -u
                                    the center for social research                                    tions,counseling,domesticviolence,dr            gs&alcohol,familyservices,
                                                                                                      religious welfare, and youth organizations

      @d
      Ind                                                                                             OFFICERS AND DIRECTORS
                              lyn Foundation                                                          Lucy C. Mitchell: chmn, trust
                       ar
                                                                                                      Guido Calabresi:  vchmn,  trust  B  Milan  Italy  1932  ED  Yale  Univ  BS
                                                                                                      1953,   LLB   1958;   Oxford   Univ   BA   1955,   MA   1959   CURR   EMPL
                          NTACT                                                                       Sterling Prof:  Yale  Univ  Law  Sch  CORP  AFFIL  pres,  dir:  Crosby  Co
                                                                                                      NONPR  AFFIL  fellow:  Am  Academy  Arts  &   Sciences;   mem:   Am   Assn
                                                                                                      Univ Profs
                                                                                                      Carol J. Fetzer: exec dir, secy, trust
                                                                                                      Edwin L. Crosby: treas, trust
                                        sota 55402                                                    Beatrice Crosby Booth: trust
      on                                                                                              Franklin M. Crosby, III: trust
                                                                                                      G. Christian Crosby: trust
                                                                                                      Sumner McKnight Crosby, Jr.- trust
                     FINANCIAL SUMMARY                                                                Thomas  M.  Crosby,  Jr.:  trust  B  Minneapolis  MN  1938  ED  Yale  Univ
                     Recent  Giving:  $989,665  (1989)-,  $834,140  (1988);   $676,773   (1987);      BA  1960,  JD  1965  CURR  EMPL  atLy:  Faegre  &   Benson   NONPR   AFFIL
                     $660.237 (1985)                                                                  mem: Am Bar Assn
                     Assets:  $22,243,494  (1989);  $17,543,411  (1988);   $16,440,240   (1987);      Carolyn C. Graham: trust
                     $14,985,490 (1985)                                                               Eugenie T. Copp: trust
                                                                                                      Benton J. Case, Jr.: trust
                     CONTRIBUTIONS    SUMMARY
      ter    t
                     Type or Foundation: general purpose                                              APPLICATION  AND  REVIEW  PROCEDURES
                     Major Priority:  program  grants  to  regional  social  service  and  civic      Initial  Contact:  'Mere  is  no  application  form;   written   proposals
                     organizations, and to  educational  institutions                                 should be sent to the foundation.
                     Geographic   Distribution:   metropolitan   New   Haven,   CT,   and   Min-      Include  Information  On:   Applicants   must   provide   the   name   and
                     neapolis and St. Paul, MN                                                        address of the contact person; description of the  organization;  list  of
                     Grant  Types:  capital,  general  support,  operating  expenses,  and   re-      officers, directors, and executive staff; IRS number and  copy  of  deter-
                     search                                                                           mination  letter;  state  registration  certificate;  amount   requested-,
                                                                                                      timetable; and purpose, objective, and goals of project.  Applicants  also
                     DONOR INFORMATION                                                                should include a history of the project; operational plan;  future  plans;
                                                                                                      licensing  requirements-,  evaluation  methods;   reason   foundation   is
      y              The  Carolyn  Foundation  was  established  in  Minnesota  in  1964   under      being  approached  for  funding-,  detailed  budget;  income  from   prior
                     the terms of  the  will  of  Carolyn  McKnight  Christian,  who  died  that      three years, provisions  for  financial  support  of  project  in  future;
                     year. She was the daughter  of  real  estate  entrepreneur  and  lumberman,      audited financial report; and an annual report.
      f              Sumner T. McKnight.                                                              Deadlines:  The  deadline  for  major  contribution  funding  ($10,000  or
                                                                                                      larger) is July 1. Requests for minor contributions  should  be  submitted
                     FOUNDATION    PHILOSOPHY                                                         by March 1.
                                                                                                      Note: The  foundation  does  not  fund  individuals,  religious  organiza-
                     The Carolyn Foundation is interested principally  in  health  and  welfare,      tions for religious purposes, political or veterans organizations,  annual
                     education,  culture,  the  environment,  and  programs   for   the   disad-      fund drives, debts, and legal costs. The  foundation  generally  will  not
                     vantagcd.  It  is  a  regional  foundation  and  limits  funding  to   Min-      sponsor conferences, seminars, or projects in foreign countries.
                     neapolis, St. Paul, and New  Haven,  and  to  some  national  organizations
                     with programs affecting these areas.                                             OTHER THINGS YOU SHOULD KNOW
                                                                                                      United  Way  agencies  or  other  umbrella  organizations  will   not   be
                     CONTRIBUTIONS   ANALYSIS                                                         considered  for  funding  without  prior   written   approval   from   the
                     In 1988, the foundation gave 34% of its  funding  to  social  services  and      umbrella organization.
                     31% to civic and public  affairs  organizations.  Educational  institutions      Foundation Publications: annual report
                     and associations received 26%; the  arts,  7%;  and  health  and  religion,
                     1%   each.
                                                                                                      GRANTS ANALYSIS
                     TYPICAL RECIPIENTS                                                               Total Grants: $834,140
                                                                                                      Number of Grants: 42
                     Arts & Humanities: arts funds,        community   arts,    history[historic      Average Grant: $19,860
                     preservation, rnuseums/galleries, public broadcasting, and theater               Highest Grant: $150,000
                     Civic  &PublicAffairs:  environmental  affairs,  law  &justice,   nonprofit      Typical Range: $3,000 to $25,000
                     management, philanthropic  organizations,  public  policy,  rural  affairs,      Disclosure Period: 1988
                     and women's affairs






                                                                                                                                                                               97





                                                                                                                                                      Foundation Reporter, 1991
                            Commonwealth Fund
                                                                                                                   15,800  Denver Regional Council of Governments, CO
                            GRANTS ANALYSIS                                                                                    support for planning an information and referral
                            Total Grants: $8,026,412                                                                           network for the elderly in metropolitan Denver
                            Numberof Grants: 89                                                                    15 000  Pueblo Agency on Aging, Pueblo, CO
                            Average Grant: $22,439*                                                                  15:000 Colorado Department of Social Services, Denver, CO
                                                                                                                                 a self-si;fficiency client-tracking system for the
                            Highest Grant: $2,129,373
                            Typical Range: $500 to $5,000 and $15,000 to $50,000                                               family opportunity program
                                                                                                                      5,000 Chatfield Rotary Club, Littleton, CO - support for a
                            Disclosure Period: 1989                                                                            comprehensive system of prenatal instruction for
                            Note: The average grant figure is arrived at by using the total grants                             teenage mothers at Chatfi;ld High School
                            paid on grants awarded in 1989 ($1,997,054). This figure excludes three                   5,000 Whole Family, Lakewood, CO - support for children
                            grants totaling $2,896,133. The total also excludes $102,926 in                                    with developmental disabilities and their families
                            unspecified trustee/employee matching contributions and direct                            3,075 Boulder County United Way, Boulder, CO - support
                            charitable contributions. 'Me balance of 1989 contributions represents                             t@ automate an information and referral system for
                            funds paid on outstanding grants awarded in previous years.                                        elderly persons in Boulder County

                            RECENT GRANTS
                            Civic & Public Affairs
                                  50,000  State of Colorado, Denver, CO - support for                          Commonwealth Fund
                                             communities for a drug-free Colorado
                                  40,000  Colorado Department of Social Services, Denver, CO
                                             - project to develop a uniform assessment                         CONTACT
                                             instrument for elderly clients in need of long-term               Adrienne A. Fisher
                                             care services                                                     Grants    Manager
                            Education                                                                          Commonwealth Fund
                                  109,196  Education Foundation, CO - statewide nursing                        I East 75th Street
                                             articulation project to ease academic progression for             New York, New York 10021-2692
                                             Colorado nurses                                                   (212)    535-0400
                                  32,400  University College, University of Denver, CO
                                             support for advanced certificate programs in health
                                             care organizations and systems                                    FINANCIAL SUMMARY
                            Health                                                                             Recent  Giving:  $10,553,889  (fiscal  1989);  $7,512,163   (fiscal   1988);
                                  133,276  Rural Healthcare Initiative, Arvada, CO - technical                 $8,877,000 (fiscal 1987)
                                             assistance, administrative costs, and evaluation                  Assets:   $314,131,887    (fiscal    year    ending    June    30,    1989);
                                             expenses for three years                                          $281,530,490 (fiscal 1988); S299,156,099 (fiscal 1987)
                                  54,000  N.1f.R.S.E.S. of Colorado Corporation, Denver, CO                    Gifts Received: $15,325,130 (fiscal 1987)
                                                support for a statewide peer employee substance                Fiscal  Note:  'Me  fund  received  a  large  contribution  from  the  James
                                             abuse assistance program for nurses
                                                                                                               Picker Foundation in fiscal 1987.
                                  50,000  Colorado Departm@nt of Health, Denver, CO - to
                                             develop statewide plan for the future of public
                                             health in Colorado
                                  40,430  University of Colorado Health Sciences Center,                       CONTRIBUTIONS SUMMARY
                                             Denver, CO - Colorado nursing home influenza                      Type of Foundation: general purpose
                                             project                                                           Major Priority: the elderly, high school   students, health  care,  and  the
                            Social Services                                                                    promotion of healthier lifestyles
                                 2,129,373   Presbyterian/St. Luke's Community Foundation,                     Geographic  Distribution:  national,  some  emphasis  on   New   York   City
                                             Denver, CO                                                        Grant Types: fellowship, project, and research
                                                                1 Foundation, Denver. CO
                                  383,390    Colorado Episcopa
                                  383,380    Presbytery of Denver, CO
                                  87,922     Denver Department of Social Services, CO - to                     DONOR INFORMATION
                                             develop and implement a comprehensive community                   The Commonwealth  Fund  was  established  in  1918  with  a  gift  of  about
                                             service model to support effoAs of AFDC families to               $10  million  from  Anna  M.  Harkness.  Her  husband,  Stephen  (d.  1888),
                                             become self-sufficient                                            was  a  founding  investor  in  Standard  Oil  Company.  Her   son,   Edward
                                  50,000     Colorado Initiative on Teen Pregnancy, CO -
                                             statewide teen pregnancy prevention program                       S. Harkness,  was  the  fund's  president  until  his  death  in  1940,  and
                                  43,980     Lake County School District, CO - to develop       and            developed the fund's basic programs.
                                             implement a childcare program in six to eight school
                                             districts
                                  36,837     Artreach, Denver, CO - two-year grant to support                  FOUNDATION PHILOSOPHY
                                             programs assisting low-income elderly persons and                 The  foundation  was  established  with  the  broad  mission  of   enhancing
                                             individuals with handicapping conditions                          the common good.  'To  carry  out  this  mandate,  in  the  1980s  the  Fund
                                  25,787     Colorado Department of Education, Denver, CO                      has  looked  for  new  opportunities  to  improve  Americans'   health   and
                                             support for coordination of teen pregnancy
                                                                                                               well-being   andtoassist   specificgroups   of   Americans    whohaveserious
                                             prevention programs in Colorado
                                  25,000     University of Colorado at Denver, CO - national                   and neglected problems."
                                             leadership institute on aging                                     "The Fund's five  major  programs  aim  to  improve  health  care  services,
                                  20,000     Institute for Creative Aging, Littleton, CO                       to advance the well-being  of  elderly  people,  particularly  those  living
                                  20,000     Gathering Place, Denver, CO - support for day                     alone, to develop  the  capacities  of  high  school  students,  to  promote
                                             shelter for homeless women and cl;ildren in Denver                healthier lifestyles,  and  to  improve  the  health  of  minorities.  Since
                                  16,000     Abusive Men Exploring New Directions (AMEND),                     1925,  the  Fund  has  also   awarded   Harkness   Fellowships   to   enable
                                             CO - victim advocacy for court-ordered men's
                                                                                                               young citizens of the United Kingdom, Australia, and New Zealand  to
                                             counseling
                                                                                                               study and travel in the United States."




                                                                                                                                                              (D  1991   The   Taft   Group





                                                                                                                                                   Comnionwealth                  Fund
                       do                   1991                                                                                     e   &   Law    PHIL    AFFIL    trust:    Guggen-
                                     ortS    programs    to    improve    the     health     and     well- Assn. NY Gov's Task Force Lif                                           mm:
                                                          rams    to    foster    young     talent,     to heim-(,John Simon) Mernl Fdn; chmn, trust, niem fin & admin co
                                     e,  along  with   prog                                              Carnegie Corp Of NY             n   MA    1926    ED    Harvard    Univ    AB
                                                               es     for     older     Americans      who     -  Perkins:  dir  B   Bosto
                                     ploynent        opportuniti                                                                                r:   Debevoise   Plimpton    Lyon    &
                                                               ort          organizations          working Roswell B       R   EMPL   atty,   ptn
                                        workforce,    to    SUPP                                         1945, JD  1949  CUR                    St   NONPR   AFFIL   dir:    Sch    Am
                                                               y   of   life    in    New    York    City-
                                      to  improve   the   qualit                                         Gats  CORP  AFFIL  dir:  Fiduciary   Tru              w:    Am    Bar    Fdn;
                                                                                                                           : Am Bar Assn, NY St Bar Assn; feltO
                                                                                                         Ballet   NYC;   mcm
                                                        YSIS                                             press Am  Law  Inst
                                                                                                                           nders:   dir   B   Dallas   TX   1932   ED   Univ   TX   MD
                       NTRIBUTIONS ANAL
                                                          f    its    grants    to    health     concerns. Charles Addison  Sa
                                                                                                         1955  CURR  EMPL  vchmn:  Squibb   Corp;   ceo:   Glaxo   CORP   AFFIL   dir:
                                   fund  directed   45%   o            -atio                                               NONPR   AFFIL   rnem:   Am    soc    Clinical    Investiga-
                                   hospitals. Educational organiz          n,         and         projects                                      icine,    Natl    Academy    Sciences,
                                                                             UPS                  received Merill Lynch  &  Co
                                   rids' while civic and public policy gro       remaining               tion, Am  Physiolozical  Soc,  inst  Med                 land         Journal
                                  cc c  cems were allocatd 3%, and the                                                     la
                                       on                                                                A,  Coll Physic' ns;  inem  editorial bd:  New  En       Coll        Cardiol-
                                                                                                                  m: Am Federation Clinical Research, Am
                                                                                                         medicine; in      ns PHIL AFFIL treas: Day (Cecil B) Fdn
                                                                                                         gy, Soc  Hosp  Admi                                                  Dearborn
                                                                                                                                     EMPL chancellor: Univ NU
                                                                                                                           dir    CURR
                                                                                                         Blenda  J.  Wilson:                    New   Yok   NY   1946    ED    Colgate
                       ICAL RECIPIENTS                                                                                                   p                   1973,      MBA       1975
                       yp                                                                                                  unbia     Univ      MA
                                            ssociations      and       historY/hist0fic       preservation Thomas Walter Moloney. sr v  B       1970, MPH
                                                          ty      organizations,      public       policy. Uni, BA  1967;  COI ti   Bd   Med   Examiners,   New   England   Med    Ctr;
                                                          d zoos/botanical gardens                       NONPR AFFIL dir: N              Health;    mem:    Ins,    Medicine,     Nati
                                                                               social               scien- chmn  bd  dirs:   Grantmakers         ment    Science;    asgoc:     Health
                                                          rity education, and                            Academy Sciences, Am Assn Advance                    ounting     Off;     -em
                                                                                                                                     health adv comm: Gen Ace
                                                                                                         Service Research; mem
                       ee, edu atIO organizations, hospitals, and medical research                                                   CA   (Davis)
                       ffgaUh healt                                                                      adv  counc:  Med   Sch   Univ
                       Social ervic : drugs & alcohol                                                    John E. Craig, Jr.: vp, treas
                                                                                                         Adrienne A.  Fisher-  grants  Mgr
                       OFFICERS AND DIRECTORS                              ia      Uni,      LLB      1948
                              r:  chmn  B  Hewlett   NY   1920   ED   Columb        rnem                bd APPLICATION  AND  REVIEW   PROCEDURES
                       C.slinsFar  tnr, atty: Whit, & Ca,, NONPR AFFIL                                   osp InitialContact:ApplicantshouldSUbMitalett,rintriplicateoutlining
                       CURR EMPL p                                         -Roosevelt                   11     ,  to   be   addressed.
                       i,itors: Columbia Univ Sch Law,    trust:  St  Luke's                             the issu                    :  include  a  description  of  the  nature   and
                                  cal   See;   mem    counc:    Rockefeller    Univ;    mem:    City    NY Include    Information     On
                       ,NYZOOIOgi                                            w      Inst,      Am      See                               ch   to   be   developed,   implemented,   or
                       Ct
                       Bar Assn, NY St Bar Assn, Am Intl Bar Assn, Am La         uns,        Am        Bar importance of the  issue;  approa         ount  requested;   criteria   for
                       ti Law, Am Judicature  Slc;  fellow:  Am  Coll  Probate  Co                       tested-, utility of the project; work p an; am               tions   of   the
                       In                                                                                                                          re; and qualified
                       Fdn PHIL  AFFIL  vp:  Carbonnel  Fdn
                                                     IL    AFFIL    dit:    MacArthur    (John    D    and measuring the proilct's success or failu
                          et E. Mahoney-. pres PH                                                        person(s) who would direct the project.
                       Margar                                                                                                        send requests any time,,
                       Catherine T) Fdn                                                                  2, Dadlines:   Applicants    may       viewed by the  staff  tojudg,-  merit.
                                                   ,.BarTe   PA    1920    ED    Yale    Univ    HA    194 Review  Process:  Applications  are   re
                                 III:   dirB    Wilk                                                                                                     of  initial   review.   Those
                       R. L. Ireland,                                                                    RP                                                                     direc-
     s                 JD   1947   CURR   EMPL    ptnr:    Brown    Brothers    Harrinian    &    co    CO         will be notified within one month
                                                      c   NY;   dir,   mem    exec    &    pension    plan Applicant                     d and voted upon by the board of
                       AFFIL chmn: Provident Loan So                                                     viewed  favorably   are   reviewe July, and November.
                                                                                                         tors at board meetings in  April,      -
                       I.omms: Hanna Mining      CO; dir,   rnem   audit    comm,.    Natl    Steel    Corp;                                         viduals,  0,  make   grants   for
                       mcm  devel  bd:  Yale  Univ-,  dir:   MA   Hanna   Co,   Norfolk   Southern   Corp,     The  foundation  does  not  fund   indi                    or    equip-
                                         m    Security    Bank,    Am-SecuritY    Corp.    Natl     inter- Note:
                       AirReduction Co. A          treas,  trust:  Provident  Loan.See                 NONPR general support, buildings, renovations of facilities, or Mai
                       group;  vp-.  Chemical  Bank; ub    NY;    charter    trust:     Phillips     Academy ment.         Publications: annual report
                       AFFIL  hon  trust:  Boys'  Cl      one:   Natl   Gallery    Art;    pres,    trust: Foundation
                       (Andover,  MA);  -em   na-tl   trusts   CO   bd:   Yale   Univ;   mein:   Econ   Club
                       Waterfowl   Research   Fdn,   mem   devel one     Foreign     R,ls     PHIL     AFFIL               ANALYSIS
                       NY,  Assn  Reserve   city   Bankers,   CO trust:    Pebble    Hill     Fdn;     chmn GRANTS
                       trust: Ireland Fdn; trust: Archbold  Fdn;                                         Total   Grants:   $10,553,889
                       bd trusts: Oak Allev  Fdn                                                         Numb,,   f    Grants:    134*
                                                   icago    IL    1922     CURR     EMPL     chmn:     Bus                 $70,499*
                               Stern.   dir    BCh                   orpNONPRAFFI                    ores: Average      Grant:
                       Alfred RPubis CORP AFFIL dir: Starwood c                                          L, em; High,-St   Grant:   $555,000*
                       Research                    Phoenix      Theater,       Pub-Broadcasting       Syst ral Typical  Range:  $25,000  to   $200,000* 30, 1989
                       Film Soc Lincoln Ctr; dir:  Pub     Library,     WNET,     Am      Museum      Nato Disclosure    Period:    fisc ar  ending   June esident's       discretionary
                       trust: Mt Sinai Med  Sch,  NY                                                                                                   Pr
                              Intl   Inst    communications                                                                                             ude fellowships and
                       History,                                        St:     Radcliffe     Coll,     New Note:   Figures   include   1
                       Harriet Bundy B,,Iln: di, NONPR AFFIL tlu                                         fund  (30  grants   for   $5(
                       England Aquarium                                                                  niatching    grants,    whicl
                       Lawrence S. Huntington: dir             1934   ED    Harvard    Univ    AB    1956,
                       Robert  M.  0,Nell:  dir  B   Boston   MA                        ivVANONPRAFFILm'-m                 GRANTS
                       AM 1957, LLB 1961 CURR EMPL pres: Un                                              RECENT
                                         ost-Secondary         Accreditation,    Ed     Testing     Service                unities                                 VA  -  for  a  film
                       bd dirs: Counc P                        Fdn;    trust:    Carnegie    Fdn    Advan- Arts     &      Hum       ional Film Center, Annandale.,
                       PHIL  AFFIL   mern   bd   di,s:   Johnson                                               20,000      Educat                                        W.    Gardner
                                                                                                                           treatm    _nt of the professional life of John
                       cement Teaching
                       Helene  Lois  Kaplan:  dir  B   New   York   NY   1933   ED   Bamard   Coll   1953;                           r
                                         RR    EMPL    atty:    Webster    &    Sheffield    CORP    AFFIL Civic   &    Public    Affai    s                    h   Corporation,   New
                       NY Univ 1967 CU             .   May   Dept   Stores.   MITRE   Corp,    Met    Life     270,000  Manpower Demonstra.tion Researc          eer        beginnings
                       dir: Verde  Exploration  Ltd-                                                     gle Fund          York, NY - evaluation of the car
                                    NYCOrP                                  ChemBank,NYPartnership,FirstEa
                       Ins Co, Chem                                                                                                                                                  study
                                                               Banard    Coll;    trust:     Neurosciences                 program
                       Am   NONPR   AFFIL   chmn,    trust:    t,   &   Med   Sch,   NY   Univ   Law   Ctr     100,000  Louis Haris and Associates, New York, NY
                       Research  Fdn,  Mt  Sinai  Hosp   Med   C       onservation       Devel;        mem                 of older people's attitudes toward work
                       Fdn, Olive Free Library; dir: Catskill Ctr C        ods        Comm,        Women's
                       counc:   Rockefeller   Univ;   rnem:    Bretton    wo     at    Assn,    Am     Bar
                       Forum,  Counc  Foreign  Rel,,  NY  City  Bar  Assn,  NY   B
                                                                                                                                                                                     129





                          Compton Foundation                                                                                                      Foundation     Reporter,     1991

                               86,000  Executive Office of Public Safety of the                           FINANCIAL SUMMARY
                                          Commonwealth of Massachusetts, Boston, MA                       Recent  Giving:  $3,306,653   (1989);   $1,824,117   (1988);   $2,442,406
                                          for the Massachusetts saving lives program
                               75,000     ICF, Fairfax, VA - to study the economic                        (1987)
                                          contribution of older workers                                   Assets:  $63,575,551  (1989);  $52,711,695  (1988);  $46,020,443   (1987)
                               63,000     City of Lowell, MA - for the Massachusetts saving               Gifts Received: $112,338 (1987)
                                          lives project                                                   Fiscal Note: In 1987,  the  foundation  received  contributions  totaling
                          Education                                                                       $112,338 from Randolph P. Compton of New York City.
                               376,500    University of Rochester, NY - for the
                                          Commonwealth Fund executive nurse fellowship
                                          program                                                         CONTRIBUTIONS SUMMARY
                               317,500    University of Rochester, NY - for the                           Type of Foundation: family
                                          Commonwealth Fund executive nurse fellowship                    Major Priority: civic affairs, with  emphasis  on  environmental  issues.
                                          program                                                         and educational interests
                               250,000    Brandeis University, Waltham, MA - development                  Geographic   Distribution:   national,   with   complementary    regional
                                          and management of the career beginnings program
                               250,000    Johns Hopkins University, School of Hygiene and                 programs
                                          Public Health, Baltimore, MD - for the                          Grant   Types:   conference/seminar,   endowment,   fellowship,   general
                                          Commonwealth Fund commission on elderly people                  support, project, research, and scholarship
                                          living alone
                               125,000    Rockefeller University, New York. NY - for the
                                          Commonwealth Fund book program                                  DONOR INFORMATION
                               112,500    Johns Hopkins University, School of Hygiene and                 The Compton Foundation was  established  in  1973  to  serve  the  public
                                          Public Health, Baltimore, MD - "Living Alone                    welfare.  The  organization  it  succeeded,  the  Compton  Trust,  was  a
                                          Successfully" program
                               100,000    Johns Hopkins University, School of Hygiene and                 charitable trust created in 1946 by members  of  the  Compton  family  to
                                          Public Health, Baltimore, MD - support for                      coordinate  family  gifts  to  community,  national,  and   international
                                          financing home care for frail elderly people                    programs.  The  trust's  founders  were   Dorothy   D.   Compton   (1895-
                                                                                                          1974),   W.   Danforth   Compton   (1919-1955),   Randolph   P.   Compton
                          Health                                                                          (1892-1987), James R. Compton, and Ann C. Stephens.
                               555,000    Beth Israel Hospital, Boston, MA  -  for  the
                                          Picker/Commonwealth patient-centered care program
                               337,000    Beth Israel Hospital, Boston, MA  -  for  the                   FOUNDATION PHILOSOPHY
                                          PickeT/Commonwealth patient-centered care program
                               295,000    National Medical Fellowships, New York, NY - for                The  Compton  Foundation  combines  a  general  program,  which  is   na-
                                          the Commonwealth Fund fellowship program in                     tionaI in scope, with two regional  programs.  A  key  component  of  the
                                          academic medicine for minority students                         foundation's philosophy is its  interest  in  service  at  the  community
                               220,000    National Academy of Sciences, Institute of Medicine,            level. Tle two regional programs, which are  centered  on  the  East  and
                                          Washington, DC - to develop a national research                 West Coasts, reflect the interests of the foundation's  directors  within
                                          agenda on aging                                                 their communities. The general program's interests are  often  global  in
                               207,000    Ramsey County Public Health Department, St. Paul,               range, but overlap with regional programs in  that  funding  may  begiven
                                          - MN - for a project of the living-at-home program
                               180,000    Northwestern University, Center for Health Services             to local chapters of international organizations.
                                          and Policy Research, Evanston, IL - an evaluation               Civic support currently includes research  and  education  on  arms  con-
                                          of the living-at-home program                                   trol, international relations, population growth, environmental  quality,
                               170,000    Association  of  American  Medical  Colleges,                   preservation of natural resources, and protection of  individual  rights.
                                          Washington, DC - for better policy analysis                     Educational support  focuses  on  equal  opportunity  through  grants  to
                                          capability for teaching hospitals                               schools, colleges, and related research  and  teaching  projects.  Social
                               135,000    Hospital Research and Education Trust, Chicago, IL              service support is concentrated on  providing  adequate  social,  health,
                                          - to address the nursing shortage                               mental health, and  youth  services  at  the  community  level.  Cultural
                               80,000     New York University,  NY  -  to  improve  the
                                          ambulance service in New York City                              s.upport  favors  those  organizations   promoting   community   participa-
                               74,000     Boston University Hospital, MA - for medical center             tion and individual development. The  foundation  also  provides  support
                          Social Services                                                                 for churches and religious programs.
                               75,000  Children's Defense Fund, Washington, DC - for a
                                          program concerning adolescent development and the               CONTRIBUTIONS ANALYSIS
                                          prevention of pregnancy                                         In 1988, about 45% of funds were given in the area of  civic  and  public
                                                                                                          affairs, with a concentration on environmental  affairs.  The  foundation
                                                                                                          gave approximately 27% to  educational  interests;  social  services  and
                                                                                                          cultural  organizations  received  15%   and   12%,   respectively.   'ne
                                                                                                          remainder of funding went to international affairs, health, religion, and
                          Compton Foundation                                                              the sciences.

                          CONTACT                                                                         TYPICAL RECIPIENTS
                          James R. Compton, President                                                     ArisA Ilumanities:  arts  institutes,  dance,  museums/galleries,  music,
                          Compton Foundation                                                              and  perfo.rining arts
                          525 Middlefield Road, Suite 115                                                 Civic & Public Affairs:  environmental  affairs,  international  affairs,
                          Menlo Park, California 94025                                                    law & justice, and public policy
                          (415)    328-0101                                                               Education: arts education,  colleges  &  universities,  education  funds,
                                                                                                          international   exchange,   international   studies,   public   education
                                                                                                          (precollege), special education, and student aid
                                                                                                          Social  Services:  aged,  animal  protection,  child  welfare,  community
                                                                                                          service organizations, counseling,  delinquency  &  crime,  drugs  &  al-




                                                                                                                                                      0   1991   The   Taft   Group




                                         er.    1991                                                                               Culpeper     (Charles     E.)      Foundation
                         nd
                         50,000  Greater Houston Sports Foundation, TX - staffing                    CONTRIBUTIONS ANALYSIS
                                           ney to help in bidding on sports eve  s
                                   and rno                                       nt second           In 1989, the foundation gave 53% of  its  funding  to  education,  primari-
                                       A  f Greater Houston, TX - $15 million
                         40,000  YMC  0                                                              ly to higher  education  and  medical  education.  The  arts  received  18%
                                   century development campaign
                         30,000  Young Life, Houston, TX - urban program                             of giving, and civic and public  affairs,  10%.  Health,  primarily  hospi-
                                                                                                     tals, received 9,7o, while social  services  received  6%.  Scientific  in-
                                                                                                     stitutes  received  3%,  with  the  remaining  1%  going  to  churches  and
                                                                                                     religious organizations.
                                per (Charles E.)                                                     TYPICAL RECIPIENTS
                                dation                                                               Arts &  Humanities:  arts  associations,  arts  centers,  arts  institutes,
                                                                                                     dance,   bistory/historic   preservation,   libraries,   museums/galleries,
                                                                                                     music, opera, public broadcasting, and theater
                         NTA  T                                                                      Civic &  Public  Affairs:  environmental  affairs,  international  affairs,
                                                                                                     and law & justice
                          E. Jacobs
                                                                                                     Education:  colleges  &  universities,  education  associations,  education
                                          Foundation                                                 funds,  faculty  development,  international  studies,   legal   education,
                                         8th   Floor                                                 medical  education,  private  education  (precollege),   science/technology
                                        ut 06901                                                     education, and special education
                                                                                                     Ilealth.  hospitals,  single  disease  health  associations,  and   medical
                                                                                                     research
                                                                                                     Religion: churches and religious organizations
                    FINANCIAL SUMMARY                                                                Science: scientific institutes
         Roy                                                                 8);     $5,141,450      Social  Services:  child   welfare,   homes,   shelters/homelessness,   and
                    itecent Giving: $6,461,481 (1989);     S5,752,112 (198
                    (1987)                                                                           youth organizations
                    Assets- $138,290,498 (1988); SI 14,954,121 (1987)
                    Gifts  Received:  $1,762  (1989);  $1,481  (1988);  SI,587  (1987);  $1,962
                                                                                                     OFFICERS AND DIRECTORS
                    (1985)                                                                           Francis  Joseph  McNamara,  Jr.:  chmn  bd  dirs  B  Boston  MA   1927   ED
                                                                                                     Georgetown  Univ   AB   1949,   LLB   1951   CURR   EMPL   ptnr:   Cummings
                    CONTRIBUTIONS SUMMARY                                                            &  Lockwood  NONPR  AFFIL  trust:   Fairfield   Univ:   fellow:   Am   Coll
         al
                    Type of Foundation: general purpose                                              Trial  Lawyers,  Am  Bar  Fdn-,  mem:  Am  Bar  Assn,  Am  Law  Inst,   Fed
         ce         Major Priority: model projects in areas of  health,  education,  the  arts,      Bar  Assn,  CT  Bar  Assn,  Navy  League  US,  Knights  Malta,  Knights  St
                    administration of justice, and youth                                             Gregory Great
         ianei      Geographic  Distribution:   wide   range   of   distribution   within   the      Philip M. Drake: vp, secy, treas, dir
                    United States                                                                    Helen D. Johnson: dir
                    Grant   Types:    capital,    matching,    multiyear/continuing    support,      Joseph  F.  Fahey,  Jr.:  dir  B  Stamford  CT  1925  ED  Univ  Notre  Dame
                    project, research, and scholarship                                               BA  1949;  Univ  CT  1951-,   Northwestern   Univ   1960;   Columbia   Univ
                                                                                                     1965  CURR   EMPL   pres:   Stamford   Devel   Corp   NONPR   AFFIL   prcs,
         lards                                                                                       dir:  Stamford  Hosp;  regent,  treas:  St  Mary's  Coll;  chmn:   Stamford
                    DONOR INFORMATION                                                                Econ  Assistance   Corp,   mem:   Mortgage   Bankers   Assn,   Am   Bankers
                    The Culpeper  Foundation  was  established  through  the  will  of  Charles      Assn, CT Bankers Assn     ' CT   Chamber   Commerce,   Conf    Bd,    South-
         "th        E. Culpeper, a pioneer in the bottling  and  marketing  of  Coca-Cola.  Ile      western  Area  Commerce  &  Industry   Assn   PHILAFFIL   trust:   Stamford
         on         was   bom   in   Rome,   Georgia,in  1874,  and  served  as  president   and     Fdn
                    chairman  of  the  Coca-Cola  Bottling  Company  of  New  York.  His   will      Colin  Goetze  Campbell:  dir  B  New  York  NY  1935   ED   Cornell   Univ
         $5         gave most of his fortune to establish the  foundation.  He  requested  that      AB  1957;  Columbia  Univ  JD  1960   CURR   EMPL   pres:   Wesleyan   Univ
                    a portion  of  the  principal  be  conserved  for  the  benefit  of  future      CORP  AFFIL   dir:   Middlesex   Mutual   Assurance   Co,   Pitney   Bowes,
                    generations. The foundation was established when he died in 1940.                Hartford Steam  Boiler  Inspection  &  Ins  Co;  corporator:  Liberty  Bank
                                                                                                     Savings  NONPR  AFFIL  dir:  Middlesex   Meml   Hosp;   trust:   Inst   Ar-
         iical                                                                                       chitecture & Urban Studies
                    FOUNDATION PHILOSOPHY                                                            John A. Huston: dir

         wn
                    The foundation has established a medical        scholarship   program    to      John C. Rose: dir
         of         provide assistance to certain well-qualified     physicians   who   have   a     Michael G. Ulasky: comptr
                    high  potential  for  making  a   significant   contribution   to   medical
                    Science. 'ne purpose of the program is to provide  up  to  three  years  of
                    support, including core  research  expenses,  to  the  selected  physicians      APPLICATION               AND               REVIEW               PROCEDURES
                    for specifically described research.                                             Initial Contact:  Application  forms  and  guidelines  are  available  upon
                    Foundation support for  educational  programs,  other  than  those  in  the      request.
                    medical area, is directed primarily   toward  undergraduate  liberal   arts      Include Information  On:  Letters  should  provide  a  description  of  the
         and        and sciences at private institutions  of  higher  leaming.  'De  foundation      project and its  purpose,  a  detailed  budget,  and  a  copy  of  the  IRS
                    also  gives  aid  to  foreign  language  teaching  programs,   particularly      tax-exempt determination letter.
         rd         those using  new  technologies,  to  programs  in  international  and  non-      Deadlines: There are no deadlines for submitting proposals.
                    western  studies,  to  teaching  programs  in  mathematics,  to  automation      Review  Process:  If  the  project  falls   within   the   scope   of   the
                    Of college libraries and the creation of consortia,  and  to  programs  for      foundation's interests and if there is a possibility that the project  will
                    preservation of library materials.                                               be funded, the applicant will be  asked  to  fumish  more  detailed  infor-
                                                                                                     mation.  Interviews  and  on-site  visits  are  made  at  the  foundation's
         ii,                                                                                         discretion only after receiving pertinent materials.
         ling                                                                                        Note: No grants are  made  to  individuals.  or  for  conferences,  conduit
                                                                                                     organizations, operating budgets, travel,  or  loans.  Funding  for  endow-


                                                                                                                                                                              151






                                                                                                                                                     Foundation         Reporte
                          Cummings                                                                                                                                            r, 19.91
                          ment or building  funds  is  limited.  Grants  made  for  programs,  general
                          support, and capital needs are  disbursed  over  a  period  of  one  to  thr        Science
                                                                                                     ee         150,000  Bermuda Biological Station for Research, Bermuda
                          years. Grants  are  made  only  within  the  United  States.  There  are  no                          toward purchase of a research vessel
                          specific dollar limitations.
                                                                                                              Social Services
                                                                                                                 25,000  FlowerswithCare,Astoria,NY-juvenileoffenders
                          GRANTS ANALYSIS                                                                                    program
                          Total  Grants:  $6,461.481
                          Number of Grants: 229
                          Average   Grant:   S28,216
                          Highest  Grant:   $250,000
                          Typical Range: $5,000 to $25,000 and $50,WO to $150,WO                              Cummings (Frances L. and
                          Disclosure  Period:   1989
                                                                                                              Edwin L.) Memorial Fund Trust

                          RECENT GRANTS
                                                                                                              CONTACT
                          Arts     &      Humanities                                                          T Andrew Lark, Trustee
                               250,000                           WGBHBoston,MA-'InsideGorbachev'sUSSR"        1. 1.
                               150,000  National  Gallery  of   Art,   Washington,   DC   -   training        Frances L. and Edwin L. Cummings Memorial Fund
                                           fellowships in conservation                                        c/o Lark and Sullivan
                               125,000  Camegie  liaU,  New  York,   NY   -   choral   masters                501 Fifth Avenue, Suite 2103-6
                                           workshops                                                          New York, New York 10017
                               100,000  LincoInCenterforthePerfonningArts,NewYork,                            (212) 986-6890
                                           NY - technical workshop of Lincoln Center
                                           Institute
                          Civic & Public Affairs                                                              FINANCIAL SUMMARY
                               113,000     Governance  Institute,   Washington,   DC   -judicial   and        Recent Giving: $1.748,624 (fiscal 1988); $1,694,948 (fiscal 198
                                           legislative interaction study                                      Assets: $25,746,836 (fiscal year ending July 31, 1988); $28,224,
                               100,000     Foundation  Center,  New  York,  NY  -  to   the   center's        (fiscal 1986)
                                           major gift@   mpaign
                                                       ea
                               75.000      Administrative Conference  of  the  United  States,
                                           Washington,   DC   -   program   to   enhance    consensual        CONTRIBUTIONS SUMMARY
                                           dispute resolution                                                 Type of Foundation: general purpose
                          Education                                                                           Major Priority: medical research, with emphasis on cancer and agin
                               250,000     Rockefeller University, New York, NY -                             populations;  the  handicapped;  education;  and   human   services
                                           neuroscientific research project                                   Geographic Distribution: primarily the New York metropolitan a
                               233,373     Association of American Medical Colleges,                          Grant Types: challenge, endowment, general support, and project'
                                           Washington,  DC  -  to  assess  the  state  of   curricular
                                           revisions in U.S. medical schools
                               150,000     Bowdoin College, Brunswick, ME - library                           DONOR INFORMATION
                                           consortium  comprised  of   Bates,   Bowdoin,   and   Colby
                                           Colleges                                                           The fund was established by Frances L. and Edwin L. Cummings
                               124,610     Dartmouth Medical School, Hanover, NH -                            1982.
                                           curriculum reform
                               110,000     Grinnell College, IA - language I aboratory
                               108,000     Baylor  College  of  Medicine,  Houston,   TX   -   Charles        FOUNDATION PHILOSOPHY
                                           E. Culpeper scholarship in medical science                         The foundation's philosophy is to assist organizations seeking to
                               108,000     Duke  Uni@ersity,  Durham,  NC  -   Charles   E.   Culpeper        benefit "the health and well-being of mankind." Tle sole givin
                                           scholarship in medical science
                               108,000     New  York  University  Medical   Center,   NY   -   Charles        restriction is that the "cultural arts" may never be the recipient
                                           E. Culpeper scholarship in medical science                         foundation funds.
                               108,000     Universiti  of  California,  San  Francisco,  CA  -                The six major fields of interest for the fund are as follows: clinical
                                           Charles  E.  Culpeper  scholarship   in   medical   science        scientific research, primarily medically related, with empha
                               108,000     University  of  Tjxa-s,  Health  Science  Center,   Dallas,        cancer and aging; education and rehabilitation of the physically .d
                                           TX  -  Charles   E.   Culpeper   scholarship   in   medical        medically handicapped; medical equipment f or worthwhile health Cal
                                           science                                                            institutions  demonstrating  special  needs;  campaigns  to   build
                               108,000     Vanderbilt  University,  Nashville,   TN   -   Charles   E.        ments  through  the  establishment  of  challenge   grants;   youth
                                                   er scholarship in medical science
                                           Cu'@p ealth Sciences University School of
                               103,773     Oeg     H                                                          concerns,  especially  child  abuse  prevention;  and   higher   ed
                                           Medicine,  Portland,   OR   -   curriculum   review                particularly for students from disadvantaged backgrounds.
                               101,000     Swarthmore College, PA - tri-college library                       The  foundation  generally  does   not   approve   grant   requests
                                           consortium of Bryn Mawr, Haverford, and                            coholism and drug prevention projects.
                                           Swarthmore
                               100,000     Widener  University,  Chester,  PA  -  library   automation
                          Health                                                                              CONTRIBUTIONS ANALYSIS
                               110,000     New  England  Medical  Center,   Boston,   MA   -   nursing        In  fiscal  1988,  approximately  47%  of  giving  went  to  social
                                           program                                                            organizations.  Hospitals   and   other   medical   organizations
                                  50.000   Ifospital for Special Surgery, New York, NY                        about  36%  of  giving,   and   educational   organizations   and
                                           amputee rehabilitation program                                     ganizations each received about 8% of giving.
                                50,000  St.  Francis  Hospital,   Ro;lyn,   NY   -   equipment
                                           purchase




                                                                                                                                                             C) 1991 The Taft Gr






                                                                                                                                          Foundation       Reporter,        190,
                        Grant (William T.) Foundation
                            50,000  Museum of Science and Industry, Chicago, IL -                    CONTRIBUTIONS   SUMMARY
                                        special fund
                            50,000  C@lonialWiUiamsburgFoundation,VA-endowment                       Type of Foundation: special purpose
                                        fund                                                         Major Priority: research and evaluation of childhood stress
                        Civic & Public Affairs                                                       education;  research  projects  that  address  the  problems  of   adoescent,.
                                                                                                     transition to adulthood
                            50,000      Shedd Aquarium Society, Chicago, II, - capital fund          Geographic Distribution: international, national
                            10,000      McDermott Foundation, Chicago, IL - cap@ital fund            Grant   Types:    endowment,    conference/seminar,    fellowship,    project,
                        Education                                                                    and research
                        2,032,188       University of Wisconsin Foundation, Madison, WI -
                                        special program
                        1,500,000       University of Illinois Foundation, Urbana, IL                DONOR INFORMATION
                                        endowment and capital funds                                  The  William  T.  Grant  Foundation,  formerly  the  Grant   Foundation,   war
                            820,000     University of  Wisco-nsin  Foundation,  Madison,  WI         established  in  1936  by  William  T.  Grant.  In  1906,  Mr.  Grant  founded
                                        capital and research funds                                   the  W.  T.  Grant  Company,  which  became  a  nationwide  chain  of   retail
                            100,000     Phillips Exeter Academy. Exeter, NH - observatory            stores.
                                        project
                            100,000     Iflin'ois Institute of Technology, Chicago, IL
                                        capital fund
                            25,000      Dcl'ta Tau Delta Educational Foundation,                     FOUNDATION   PHILOSOPHY
                                        Indianapolis, IN - special program fund                      The  foundation  focuses  on  five  major  areas  of  research  on  school-age
                            10,000      Canterbury School of Florida, St. Petersburg, FL -           children's  mental  health  issues:  stress  and  coping,   problem   behavior
                                        operating funds
                                                                                                     and  mental  health,  the  psychological  consequences  of  chronic   physical
                            10,000      Southern Illinois University, Carbondale, IL -               disease,   school-age   pregnancy,   and    school-related    programs.    'me
                                        capital fund
                                                                                                     foundation  is  committed  to  supporting  research  that  aims   to   improve
                        Health                                                                       the mental  health  and  functioning  of  school-age  children.  In  addition,
                            100,000     Rush-Presbyterian-St. Luke's N4cdical Center,                the  foundation  has  introduced  a  new  focus  on  research  projects   that
                                        Chicago, IL - endowment fund                                 address the problems of adolescents' transition to adulthood.
                              5,000     Friends of Fennilab, Batavia, IL - special program
                                        fund
                                                                                                     CONTRIBUTIONS  ANALYSIS
                        Religion
                            15,000      Community Church of Wilmette, IL     special                 Approximately   59%   of   funding   went    to    health-related    programs.
                                        program fund                                                 Educational  programs  received  about  20%,  and   roughly   10%   each   was
                                                 Union Church, Kenilwo                spe
                            15,000      Kenilworth                       rth, IL       cial          allotted to the areas of civic and public affairs  and  the  social  services.
                                        program fund
                        Social Services                                                              TYPICAL RECIPIENTS
                            150,000     Presbyterian Home, Evanston, IL - endowment fund
                            50,000      Chicago Christian Industrial League, IL - special            Civic & Public Affairs: civil rights, public policy, urban  &  community
                                        program fund                                                 affairs, and women's affairs
                            50,000      YMCA of Metropolitan Chicago, IL - capital                   Education: career/vocational  education,  minority  education,  colleges
                                        ampaign                                                      & universities, education associations,  elementary  education,  intema-
                                        c
                            20,000      Leaning Tower YMCA, Niles,  IL  -  capital  fund             tional studies, medical education, social sciences education,  and  spe-
                              5,000     Youth Job Center of Evanston, IL - operating fund            cial education
                                                                                                     Health: health  funds,  health  organizations,  hospitals,  medical  re-
                                                                                                     search, and pediatric health
                                                                                                     International: foreign educational institutions
                        Grant (William T.)  Foundation
                                                                                                     OFFICERS AND  DIRECTORS
                                                                                                     Robert P. Patterson, Jr.: chmn  bd  trusts  BNew   York   NY   1923   ED
                        CONTACT                                                                      Harvard  Univ  AB  1947;  Columbia  Univ  LLB  1950   CURR   EMPL   any,
                        Robert Johns Haggerty, President                                             ptnr:  Patterson  Belknap  Webb  &  Tyler  NONPR  AFFIL  mem:   Senators
                        William T. Grant Foundation                                                  Judicial Screening Panel; chmn:  Prisoners  Legal  Services  NY;  trust:
                        5 15 Madison Avenue                                                          Vera Inst Justice, New Sch Social Research-, dir: Legal Aid  See;  mein:
                        New York, New York 10022                                                     Am Bar Assn, NY St Bar  Assn,  Assn  Bar  City  NY,  NY  County  Lawyers
                        (212)    752-0071                                                            Assn, Am  Law  Inst,  Am  Judicature  Soc,  Counc  Foreign  Rels,  Rock-
                                                                                                     efeller  Univ  Counc;  mem  exec  comm:  Lawyers   Comm   Civil   Rights
                                                                                                     Under Law
                        FINANCIAL SUMMARY
                                                                                                     Robert  Johns  Haggerty:  pres,  trust  B  Saranac  Lake  NY   1925   ED
                        Recent   Giving:   $6,758,322   (1990   est.);    $5,749,523    (1989);      Comell Univ  BA  1946,  MD  1949  CURR  EMPL  clinical  profpediatrics,.
                        $5,877,OG4 (1988); $4,404,581 (1987)                                         Comell  Univ  Med  Sch  NONPR  AFFIL  mem:  Assn   Med   Sch   Pediatric
                        Assets: $163 600,000 (1990  est.);  $154,309,000  (1989);  $130,799,502      Dept   Chairmen,   Am   Assn   Poison   Control   Ctrs,    Am    Academy
                        (1988); $127:427,233 (1987)                                                  Pediatrics, Am  Pediatric  See,  Ambulatory  Pediatric  Assn,  Assn  Ain
                        Gifts Received: $14,359,804 (1986)                                           Med Colls, Intl Epidemiology Assn, Soc  Pediatric  Research,  Inst  Med;
                        Fiscal  Note:  The  giving  figures  above  include   expenditures   of      mem visiting comm:  Harvard  Univ  Grad  Sch  Ed  PHIL  AFFIL  dir  (gen
                        $401,629 in 1989  and  $304,431  in  1988  for  the  William  T.  Grant      pediatrics academy devel program): Johnson (Robert Wood) Fdn
                        Commission on Youth. 'ne foundation's  objective  is  6%  annual  asset      William  Hardenbergh  Chisholm:  trust,  treas  B  New  York   NY   1917
                        growth.                                                                      ED  Yale  Univ  AB  1940  CURR  EMPL  chmn,  dir:   Boardroom   Consult-
                                                                                                     ants Inc  CORP  AFFIL  dir:  Lescarden,  TER  Industries  Corp,  Unified
                                                                                                     Data  Products  NONPR  AFFIL  trust:  Westminister  Kennel   Fdn-,   VP,
                                                                                                     trust: Episcopal Church Bldg Fund



                                                                                                                                                 (D 1991 The Taft Group




                                   Reporter, 1991                                                                                                 Grassmann    (E.    J.)    Trust
                     l,onnie R. Sherrod: vp programs                                                       309,148        Columbia University,  New  York,  NY  -  coping  with
                                         ntr                                                                              junior high school evaluation of  a  skibs-training
                                         omas: VP fin and admin                                                           program
                                          st    emerIitus  B  Plains  PA  1922   ED   Franklin   &         225,000        National  Medical  Fellowships,  New  York,  NY   -
                                                                                                                          minority medical education
                                         942;  Duke  Univ  MA   1943,   PhD   1948   CURR   EMPL           225,000        National  Medical  Fellowships,  New  York,  NY   -
                                          uke   Univ   NONPR   AFFIL   trust:    Human    Rights                          minority medical education
                                          Org;  mem  adv  bd:  Univ  VA  Ctr   Advanced   Study,           200,000        Columbia  University,  New  York,   NY   -behavioral
                     liniv     cago      h   Med,   Human    Resources    Research    Org,    Am                          pediatric residency training program
                     i,y,hological    Fdn, Jackson   Meml   Lab;   fellow:   Am    -Psychological          200,000        Columbia  University,  New  York,   NY   -behavioral
                         ,   Am   Assn   Advancement   Science;   mem:   Inst   Medicine    Natl                          pediatric residency training program
                     'Assn     Science,   Southern   See    Philosophy    &    Psychology,    Am           175,000        University of Utah, Salt Lake City,  UT  -  Faculty
                     Academy                                                                                              Scholars Program in mental  health  of  children
                     Ecological  See,  Psychon(ymic  Soc,   History   Science   Soc,   Soc   Ex-           175,000        University of Utah, Salt Lake City,  UT  -  Faculty
                     perimental  Psychologists  PHIL  AFFIL  vp,  dir  (health  program):   Mac-                          Scholars Program in mental  health  of  children
                     Arthur (John D & Catherine T) Fdn                                                      10,000        University of Louisville,  Health  Sciences  Center,  KY
                     Fitis T. Gravette, Jr., trust                                                                        - deteminants of risk and resilience  in  first-grade
                                    amburg,  MD:  trust  B  Jacksonville  FL  1923   ED   Vassar                          children
                     Beatrix Ann H
                     Coll  AB  1944;  Yale  Univ  MD  1948  CURR   EMPL   prof   (psychiatry   &            10,000        University of Louisville,  Health  Sciences  Center,  KY
                     pediatrics):   Mount   Sinai   Med   Sch    NONPR    AFFIL    fellow:    Am                          - deteminants of risk and resilience  in  first-grade
                     Academy   Child   Psychiatry;   mem:   Am   Assn    Advancement    Science,                          children
                     Itist  Med  Nati  Academy  Sciences,  See  Profs  Child   Psychiatry,   See       Health
                     Adolescent  Med,  Am  Pub  Health   Assn,   See   Study   Social   Biology,           317,975        National Jewish Hospital - assessment of
                     Academy   Research   Behavioral   Medicine,   Comm   Behavior   S(>c   Natl                          psychological and physiological stress  in  children  of
                     Academy      Sciences                                                                                high genetic risk for  the  development  of  asthma
                     Martha L. Minow: trust                                                                317,975        National Jewish Hospital - assessment of
                ->Henry  W.  Riecken:  trust  B  Brooklyn   NY   1917   ED   Harvard   Univ   AB                          psychological and physiological stress  in  children  of
                     1939,   PhD   1950;   Univ   CT   MA   1941   CURR   EMPL   prof   emeritus                          high genetic risk for  the  development  of  asthma
                     (behavioral  sciences):  Univ  PA;  assoc  dir   planning:   Natl   Library           240,188        Cornell University, Ithaca, NY - stress,  social
                                                                                                                          support, and the response to  ecological  transition  by
                     Medicine   NONPR   AFFIL   fellow:   Am   Psychology   Assn,   Am   Academy                          schooi-aged  children
                     Arts  &  Sciences;  mem:  Am  Sociology   Assn,   Am   Assn   Pub   Opinion           240,188        Cornell University, Ithaca, NY - stress,  social
                     Research,  Sociology  Research  Assn,  Inst  Med  Nall  Academy   Sciences;                          support, and the response to  ecological  transition  by
                     chmn: Bureau Social Science Research; dir: Fdn Child Devel                                           school-aged  children
                     Kenneth S. Roland: trust                                                              175,000        University of Michigan'Ann  Arbor,  MI   -   Faculty
                     Rivington  R.   Winant:   trust                                                                      Scholars Program in mental  health  of  children
                     Thomas C. Barry: trust                                                                175,000        University of Michigan,  Ann  Arbor,  MI  -  Faculty
                                                                                                                          Scholars Program in mental  health  of  children
                                                                                                            50,000        Columbia University, New  York,  NY  -  a  study  of
                                                                                                                          coping in childhood cancer at  times  of  high  and  low
                     APPLICATION AND REVIEW PROCEDURES                                                                    illness-related stress
                     Initial Contact: Applicants  should  submit  a  brief  summary.  If  inter-            50,000        Columbia University, New  York,  NY  -  a  study  of
                     ested,  the  foundation  will  request  supplementary  information,   along                          coping in childhood cancer at  times  of  high  and  low
                     with six copies of the application.                                                                  illness-related stress
                     Include  Inrormation  On:  Include  proof  of  tax-exempt  status   and   a       Social      Services
                     description of the nature  of  the  project-,  its  methodology,  financial           242,607  Pennsylvania  State  University,  State   College,   PA   -
                     needs, and other pertinent data.                                                                     stress, coping, and  temperament  in  school-age
                     Deadlines:  Applications  may  be  submitted  any  time.   The   board   of                          children
                     trustees meets four times each year to review applications.                           242,607  Pennsylvania  State  University,  State   College,   PA   -
                     Review Process:  Receipt  of  application  is  acknowledged  by  the  foun-                          stress, coping, and  temperament  in  school-age
                     dation. Interviews are granted following the  review  of  the  application.                          children
                     Note: Except under  the  Faculty  Scholars  Program,  no  grants  are  made           225,000  Center   for   Population   Options,   Washington   DC   -
                     to individuals. The foundation does  not  fund  deficit  financing,  annual                          evaluation of the  on-campus  clinic  model  for
                                                                                                                          reducing adolescent pregnancy
                     fund-raising  campaigns,  nonmonetary  needs,  land  acquisition,   rcnova-           225,000  Center   for   Population   Options,   Washington   DC   -
                     tion projects, capital projects,  matching  grants,  or  operating  budgets                          evaluation of the  on-campus  clinic  model  for
                     of a continuous nature.                                                                              reducing adolescent pregnancy
                     Foundation Publications: annual report                                                224,867  Girls  Clubs   of   America   -   preventing   adolescent
                                                                                                                          pregnancy
                                                                                                           224,867  Girls  Clubs   of   America   -   preventing   adolescent
                     GRANTS ANALYSIS                                                                                      pregnancy
                     Total Grants: $4,404,581
                     Number of Grants: 245
                     Average Grant: $17,978
                     Highest Grant: $150,779
                     Typical Range: $10,000 to $50,000                                                 Grassmann (E. J.) Trust
                     Disclosure Period: 1987
                                                                                                       CONTACT
                     RECENT  GRANTS                                                                    William   V.   Engel
                     Fducation                                                                         Executive Director
                         309,148  Columbia University, New York, NY - coping with                      E. J. Grassmann Trust
                                     junior high school evaluation of a skills-training                P.O.    Box     4470
                                     program                                                           Warren, New Jersey 07060
                                                                                                       (201)       753-2440


                     0 1991 The Taft Group                                                                                                                                    279






                    Hughes (Howard) Medical Institute                                                                                                               Foundation        Reporter,        1991

                    Theodore   Hart   Mecke,   Jr.:   trust   B   Philadelphia   PA   1923   ED   La   Salle
                    Coll    1941    CURR    EMPL    pres:    Hartwood     Assocs     CORP     AFFIL     dir:        Education
                    Comerica,      Comerica      Bank-Detroit,      Detroit      Legal      News       NONPR              150,000    Wayne State University, Detroit, MI - research
                                                                                                                                       building for Wayne State's Medical School
                    AFFIL   adv   mem:   Arts   Comm-City   Detroit;   vp,   dir:    Detroit    Un    Fund                60,000     University    Cultural    Center    Association,    Detroit,     MI
                    Marianne Swartz: trust                                                                                             -     development     implementation     plan     for      Vemors
                                                                                                                                       area
                                                                                                                          60,000     Detroit   Public   Schools,   MI   -   for    programs    at    Webber
                    APPLICATION                  AND                   REVIEW                   PROCEDURES                             Middle School
                    Initial   Contact:   Applicants   should   send   a   brief   letter,   signed   by    a              30,000     University    Cultural    Center    Association,    Detroit,     MI
                                                                                                                                           cultural center consultation
                    senior officer of the requesting organization.                                                        20,000     University    Cultural    Center    Association,    Detroit,     MI
                    Include   Information   On:   The   letter   of   request   should   include   a   brief
                    description   of   the   organization;   description   of    the    proposed    program,                           -     development     strategy     for     Woodward      Corridor
                    including  an  explanation  of  its  importance   and   a   clear   statement   of   its        Health
                    goals;   detailed   income   and   expense   budget   for   the    program;    potential              400,000    Detroit    Medical    Center,    MI    -     campus     landscaping
                    sources  of   other   funding;   and   amount   requested   and   time   period   during              250,000    Children's    Hospital    of    Michigan,    Detroit,    MI    -new
                    which  the   funds   will   be   used.   Proof   of   the   organiz-ation's   tax-exempt                           century project
                    status is required.                                                                                   250,000    Harper-Grace Hospitals, Detroit, MI - cancer
                    Deadlines:   Grant   requests   should   be    submitted    by    April    15,    August                           institute at Detroit Medical Center, cardiology
                                                                                                                                       program
                    15,   or   December   15.   Requests   received   after   these   dates   are   reviewed              200,000    Hutzel   Hospital,   Detroit,   MI   -   Kresge    Eye    Institute
                    during the next period.
                                                                                                                          74,000     Harper-Grace Hospitals, Detroit, MI - cancer
                    Note:   'Me   foundation   does   not   make   grants   for    endowments,    fund-rais-                           institute   at   Detroit    Medical    Center,    colon    cancer
                    ing   social   events,   conferences,   or   exhibits.   Also,   the   foundation   does                           center
                    not   fund    individuals,    except    under    the    fludson-Webber    program    for              50,000     Greater    Detroit    Area    Health    Council,    MI    -    AIDS                    t
                    Fludsonians.    Programs    outside    the    foundation's    geographical    area    of                           consortium program director                                                          i
                    interest are a low priority.                                                                          35,000     Children's Hospital of Michigan, Detroit, MI
                                                                                                                                       physician referral service                                                           f
                    Foundation Publications: annual report                                                                                                                                                                  r
                                                                                                                    Social Services                                                                                         9
                                                                                                                          150,000    United   Foundation,   Detroit,   MI    -    operating    funds    for                 I
                    GRANTS ANALYSIS                                                                                                    member agencies                                                                      s
                    Total Grants: $3,579,400*                                                                             75,000     Out-Wayne     County     Human     Services,     Northville,     MI                    9
                    Number of Grants: 82*                                                                                              - expansion of youth assistance program
                    Average Grant: S43,651*                                                                               65,000     Community      Foundation      for      Southeastern      Michigan,                    4
                    Highest Grant: $400,000                                                                                            Detroit, MI - general program support                                                r(
                                                                                                                          39,000    Detroit    Recreation    Department,    MI    -    Detroit     youth                    tc
                    Typical Range: S 1,000 Lo S 15,000 and $25,000 to S I 00,000                                                       restitution program
                    Disclosure Period: 1989                                                                               35,000  United Foundation, Detroit, MI                 Urban          Progress                    b@
                    Note: Figures exclude grants to employees and former employees of                                                  Fund for New Detroit                                                                 A
                    J.L.   Hudson   Company   and   their   dependents   and   grants   honoring   retired                                                                                                                  in
                    trustees.                                                                                                                                                                                               w
                                                                                                                                                                                                                            er
                    RECENT GRANTS                                                                                                                                                                                           th
                                                                                                                                                                                                                            SC
                                                                                                                    Hughes (Howard) Medical
                    Arts & Humanities
                        300,000  Save Orchestra Hall, Detroit, MI - restoration of                                   Institute                                                                                              SC
                                      Orchestra Hall
                         75,000  Edison Institute, Dearborn, MI - building                                                                                                                                                  so
                                      improvements at Henry Ford Museum                                             CONTACT                                                                                                 lal
                         35,000  Michigan Association of Community Arts Agencies,                                   Joseph G. Perpich, M.D.                                                                                 of
                                      Grand   Rapids,   MI    -    strategic    planning    program    for          Vice President for Grants and Special Programs                                                          M@
                                      Michigan's smaller arts organizations                                         Howard Hughes Medical Institute                                                                         in
                         25,000  Music Hall Center for the Performing Arts, Detroit,
                                      MI - comprehensive strategic planning                                         6701 Rockledge Drive                                                                                    edi
                         24,000  Detroit Historical Society, MI - comprehensive                                     Bethesda, Maryland 20817                                                                                res
                                      strategic planning                                                            (301)     571-0335                                                                                      att,
                         13,000  Music Hall Center for the Performing Arts, Detroit,                                Note:   Information   on   graduate   programs    may    be    obtained    from    Bar-                 tiol
                                      MI - general program support                                                  bara   FiIner,   Ph.D.   Information   on   the   undergraduate    program    may    be                 gra
                           5,000  Edison Institute, Dearborn, MI - general program                                  obtained   from    Stephen    A.    Barkanic.    Information    on    the    assessment                 A I
                                      support of Greenfield Village and Henry Ford                                  program may be obtained from David Davis-Van Atta.                                                      lev
                                      Museum                                                                                                                                                                                strt
                    Civic & Public Arrairs                                                                                                                                                                                  Gr2
                        125,000     Central Business District Foundation, Detroit, MI -                             FINANCIAL SUMMARY                                                                                       pro
                                                                                                                                                                                                                            bio,
                                      light up Detroit project                                                      Recent GivinL,: $238,448,000 (fiscal           1989)                                                    the
                        100,000     Focus: HOPE, Detroit, MI - center for advanced                                  Assets: $6,-4i2-,bOO,OOO (fiscal year ending August 31, 1989)
                                      technology                                                                    Fiscal  Note:  'Me   institute's   recent   giving   figure   is   comprised   of   the                 gen
                        100,000     Detroit Zoological Society, .MI - construction of                               Medical    Research    Program    ($196,561,000)     and     Grants     and     Special                 qe
                                      chimpanzee exhibit
                         75,000     New Detroit, MI - Detroit Neighborhood Housing                                  Programs ($41,887,000).                                                                                 rol
                                      Services program                                                                                                                                                                      pro!
                         50,000     International Exchange Council, Detroit, MI -                                                                                                                                           to 6
                                      minority business export trade assistance program                             CONTRIBUTIONS SUMMARY                                                                                   Stud
                             5,000  Detroit Zoological Society, MI - general program                                Type of Foundation: special purpose (medical research)
                                      support                                                                       Major     Priority:     medical     research;      graduate      and      undergraduate
                                                                                                                    science education




                 Foundation Reporter, 1991                                                                                     Hughes     (Howard)     Medical     Institute
                   eographic Distribution: national and international                             to 60 students at U.S. medical  schools  annually  can  be  supported  for
                 G
                 Grant Types: fellowship, project, and research                                   a year of full time fundamental laboratory  research  at  an  academic  or
                                                                                                  research institute in the U.S.
                                                                                                  The  goal  of  the  Postdoctoral  Research  Fellowships   for   Physicians
                 DONOR INFORMATION                                                                program  is  to  support  the  research  training  of  outstanding   young
                 The  Howard  Hughes  Medical  Institute  was  established  as  a   medical       physicians, to allow them to  emerge  as  highly  competent  and  competi-
                 research  organization  in  1953  by   aviator-industrialist   Howard   R.       tive physician-scientists.  Each  year  the  program  provides  up  to  25
                 Hughes. Tic institute was funded  through  its  ownership  of  the  Hughes       fellowships for three years of training in  fundamental  research  at  any
                 Aircraft Company  whose  sole  trustee  was  Mr.  Hughes  until-his  death       lab-oratory offering an appropriate  research  and  training  environment.
                 in 1976.  New  trustees  were  appointed  in  1984,  and,  in  1985,  they       The goal of  the  institute's  Undergraduate  Biological  Sciences  Educa-
                 decided to  sell  Hughes  Aircraft  Company  to  General  Motors  Corpora-       tion Initiative is to strengthen the national  quality  of  college  level
                 tion. The proceeds of that sale represent the  basis  of  the  institute's       programs in biology and related sciences,  and  attract  and  retain  stu-
                 present endowment.                                                               dents in careers  in  scientific  research  and  education.  Undergraduate
                                                                                                  awards are made directly to colleges and  universities  on  the  basis  of
                                                                                                  peer review of invited proposals in four program areas.
                 FOUNDATION PHILOSOPHY                                                            In  the  area  of  student  development  and  broadening  access  in   the
                 The Howard Hughes Medical Institute is a        nonprofit  scientific  and       sciences, support is  provided  to  encourage  undergraduates,  especially
                 philanthropic organization whose principal  purpose  is  the  direct  con-       minority  students  and  women,  to  pursue  advanced  study  and  careers
                 duct of medical research.  According  to  the  institute's  charter,  'the       in  the  sciences.  Awardee  institutions  may  employ  a  range  of   ap-
                 primary purpose of the  Howard  Hughes  Medical  Institute  shall  be  the       proaches  that  includes  providing  students   with   hands-on   research
                 promotion of human knowledge  within  the  field  of  the  basic  sciences       experience,  creating  or  revising  introductory   and   upper   division
                 (Principally the field of medical  research  and  medical  education)  and       laboratory courses, and providing special courses and seminars.
                 the effective  application  thereof  for  the  benefit  of  mankind."  The       Under  the  faculty-development  area,  the  institute  supports  programs
                 institute is qualified as  a  medical  research  organization,  not  as  a       that  recruit  new  science  faculty,  encourage  faculty  scientists   to
                 private foundation, under the federal tax code. It administers  a  medical       develop and  teach  undergraduate  science  courses,  and  involve  under-
                 research program  for  the  direct  conduct  of  medical  research  and  a       graduates in faculty research programs.
                 grants program for support of science education.                                 The institute's funding for its  curriculum  and  lab-oratory  development
                 Under the  Medical  Research  Program,  the  institute  employs  over  200       program supports  the  creation  or  modification  of  science  curricula,
                 scientific investigators in the fields of  cell  biology  and  regulation,       particularly in important emerging scientific fields, and the  integration
                 genetics,  immunology,  neuroscience,  and   structural   biology.   These       of biology with related disciplines  of  chemistry,  physics,  and  mathe-
                 investigators  conduct  fundamental  biomedical  research  at  more   than       matics. Grants are made to relate  scientific  research  to  undergraduate
                 40 academic  medical  centers,  hospitals,  and  universities,  and  other       teaching  and  may  include  support  for   the   acquisition   of   modem
                 research institutes throughout the United States.  The  institute  strives       laboratory equipment.
                 to  support  outstanding  researchers  whose  work  addresses  fundamental       Under its outreach and secondary  school  programs,  the  institute  helps
                 biomedical processes and shows promise for alleviating disease.                  colleges and universities develop linkages  in  the  sciences  and  mathe-
                 As a medical research  organization,  the  institute  is  required  to  be       matics with facultyand  students  of  neighboring  secondary  and  elemen-
                 involved in the "continuous, direct conduct  of  research  in  conjunction       tary  schools,  magnet  schools,  community  and  junior   colleges,   and
                 with hospitals." Until 1986 this requirement was met  by  the  institute's       other institutions. Programs may  include  laboratory  research  expericn-
                 employing investigators  in  research  units  at  medical  schools.  Since       ces for teachers and students,  seminars,  equipment  loan  programs,  and
                 then the institute has also been appointing, at a wide  range  of  medical       other activities.
                 schools, universities, and research institutes, individual scientists  who       Each grants  program  initiative  of  the  institute  operates  under  in-
                 have meaningful scientific relationships With hospitals.                         dividual requirements and criteria  for  support.  Grants  and  fellowship
                 Scientific  training   and   development   are -also part of the institute's     support for  the  graduate  and  undergraduate  programs  are  awarded  on
                 medical research activities. Research  experience  for  postd(>ctoral  as-       the basis of national competitions and peer review.
                 sociates  and  graduate  students   is   provided   in   the   institute's       The institute has made exploratory  grants  in  the  areas  of  precollege
                 laboratories. In addition, a joint program with  the  National  Institutes       science education and health sciences  policy  studies.  A  grant  to  the
                 of  Health  brings  medical  students  to  the   facility   in   Bethesda,       Board  on  Biology,  Commission  on  Life   Sciences   of   the   National
                 Maryland, for a  year  or  more  of  full-time research.                         Research Council is supporting a national study  of  high  school  biology
                 In 1987, the institute  established  a  grants program  to  help  strengthen     curricula. The Institute of Medicine received support  to  conduct  policy
                 education in biology  and  related  sciences,  complementing  its  medical       studies on selected topics relevant to health  sciences  policy,  such  as
                 research  activities.  A  principal  objective of the grants program  is  to     technology transfer in  biomedicine  and  the  legal  and  ethical  issues
                 attract capable students to careers  in  biomedical  research  and  educa-       arising from the revolution in biology and advances in medicine.
                 tion and thereby foster future scientific discovery. 'Be emphasis  of  the       The  institute  is  developing  a  comprehensive  program  of   assessment
                 grants program is on graduate and undergraduate science education.               that will focus initially on  the  outcomes  of  grants  in  graduate  and
                 A primary objective  of  the  graduate  program  is  to  provide  graduate       undergraduate education. It will also monitor  trends  in  science  educa-
                 level educational opportunities that  will  contribute  to  the  continued       tion and resources  for  science,  including  Public-  and  private-sector
                 strength and quality of the nation's  pool  of  biomedical  investigators.       support. Assessments will focus on  the  impact  of  institute  fellowship
                 Graduate support  is  principally  for  fellowships  awarded  under  three       and grant awards, such as  analysis  of  physician  participation  in  rc-
                 programs, each  representing  a  different  level  of  graduate  study  in       search; long-term tracking  of  individuals  and  institutions,  including
                 biological sciences. In  each  program,  special  emphasis  is  placed  on       undergraduate colleges; and other approaches.
                 the institute's research  areas,  namely,  cell  biology  and  regulation,
                 genetics, immunology, neuroscience, and structural biology.
                 The objective  of  the  Predoctoral  Fellowships  in  Biological  Sciences       CONTRIBUTIONS ANALYSIS
                 program is to support high  quality  graduate  education  for  outstanding       In fiscal 1989, the institute  gave  82%  of  total  expenditures  to  its
                 prospective researchers. Under  this  program,  the  institute  awards  up       Medical  Research  Program   and   18%   to   its   Grants   and   Special
                 to 66 fellowships annually for a  maximum  of  five  years  of  full  time       Programs. Under the Grants  and  Special  Programs  area,  72%  of  giving
                 study toward a Ph.D. or Sc.D. degree in biological sciences.                     went  to  undergraduate  education,  20%  to  graduate  education,  5%  to
                 Medical  Student  Research  Training  Fellowships  are  designed  to   ex-       health sciences policy studies, 20/o to  program  assessment  and  special
                 pand the pool of medically  trained  researchers,  providing  support  for       programs, and I% to precollege science education.
                 highly promising medical students to explore  a  career  in  research.  Up


                 0 1991 The Taft Group                                                                                                                                   347




                   Hughes    (Howard)    Medical    Institute                                                                           Foundation      Reporter,      1991
                   TYPICAL RECIPIENTS                                                             Psychopathic  Hosp;  consultant:  Children's  Med  Ctr,  US  Pub   Health
                                                                                                  Service,  US  Army  Med   Services   Grad   Sch;   fellow:   Royal   Coll
                   Civic & PubUc Affairs: public policy                                           Physicians London, Am  Coll  Physicians;  former  pres,  mem:  Am  Clini-
                   Education:   colleges   &   universities,    medical    education,    and      cal & Climatological  Assn,  Assn  Am  Physicians,  Endocrine  Soc;  mem:
                   scienceltechnology education                                                   Am Soc  Clinical  Investigation,  Am  Med  Assn,  Am  Physiological  Soc,
                   Health - medical'research                                                      Royal  Soc  Medicine,   Am   Academy   Arts   &   Sciences,   Royal   Soc
                   Science: scientific institutes and scientific organizations                    Medicine,   Royal   Academy   Medicine   Belgium,   Interurban   Clinical
                                                                                                  Club, Johns Hopkins Soc Scholars
                   OFFICERS AND DIRECTORS                                                         James  D.  Wolfensohn:  trust  B  Sydney  Australia  1933  ED  Univ  Syd-
                                                                                                  ney  BA  1954,  LLB  1957;  Harvard  Univ  MBA  1959  CURR   EMPL   pres:
                   Irving S.  Shapiro:  chmn,  trust  B  Minneapolis  MN  1916  ED  Univ  MN      James  D  Wolfensohn  Inc'CORP   AFFIL   dir:   CBS   Inc   NONPR   AFFIL
                   BS  1939,  LLB  1941  CURR  EMPL  atty,  of  coun:  Skadden  Arps   Slate      chmn:  John  F  Kennedy  Ctr  Performing  Arts;  chmn  bd  dirs:  Camegie
                   Meagher  &  Flom;  former  chmn,  former  ceo:  E  I  dupont  de  Nemours      Hall CoTp; chmn, trust:  Inst  Advanced  Study;  trust:  Brookings  Inst,
                   & Co CORP AFFIL  dir:  AEAlnvestors;  sr  coun  bd  counselors-.  Bechtel      Rockefeller Univ, mem bd dirs:  Joint  Ctr  Political  Studies;  managing
                   Group; mem intl adv counc: Wells Fargo Bank                                    dir: Metro Opera  Assn;  mem  bd  govs:  Joseph  H  Lauder  Inst  Mgmt  &
                   Alexander  Gordon  Bearn,  MD:   trust   B   Suffey   England   1923   ED      Intl Studies; mem bd:  Intl  Federation  Multiple  Sclerosis  Socs;  mem:
                   Univ  London  MB,  BS   1946,   MD   1951   CURR   EMPL   adjunct   prof:      Counc  Foreign   Rels   PHIL   AFFIL   chmn:   Botwinick-Wolfensohn   Fdn
                   Rockefeller  Univ;  former  sr  vp:  Merck  Sharp  &  Dohme  Intl   NONPR      Purnell  W.  Choppin,  MD:  pres  B  Baton  Rouge  LA  1929  ED   LA   St
                   AFFIL  trust:  Rockefeller  Univ;  bon  trust:  Jackson  Lab;  mem:  Inst      Univ  MD  1953  NONPR  AFFIL  mem  bd  dirs:  Royal  Soc  Medicine  Fdn-,
                   Medicine,  Am  Philosophical  Soc,  Natl  Academy   Sciences,   Assn   Am      mem  gov  bd:  Natl  Research  Counc;  mem  exec  comm:  Counc  of   Inst
                   Physicians,  Am  Soc  Clinical  Investigation,  Am  Soc  Human  Genetics,      Medicine;   fellow:   Am   Assn   Advancement   Sciences;    mem-    Natl
                   Genetics  Soc  Am,  Am  See   Biological   Chemists,   See   Experimental      Academy  Sciences,  Assn  Am  Physicians,  Am  S(>c  Clinical  Investiga-
                   Biology  &  Medicine,  Harvey  Soc,  Assn  Physicians  Great  Britain   &      tion, Am  Scc  Microbiology,  Harvey  Soc,  Am  Assn  Immunologists,  Soc
                   Ireland,  Med  Research   Soc   Great   Britain,   fellow:   Royal   Coll      Experimental  Biology  &  Medicine,  Am  Soc  Cell  Biology,   Infectious
                   Physicians,  Am  Assn  Advancement  Sciences   PHILAFFIL   trust:   Whit-      Diseases See Am, Practitioners  Soc  NY,  Am  Clinical  &  Climatological
                   ney (Helen Hay) Fdn; dir: Macy (Josiah) Jr Fdn                                 Assn,   Am   Soc   Virology,   Am   Academy   Arts   &    Sciences,    Am
                   Helen  K.  Copley:  trust  B  Cedar  Rapids  IA  1922  CURR  EMPL   chmn,      Philosophical Soc
                   ceo:  Copley  Press  CORP  AFFIL  chmn:   Copley   News   Service;   chmn      W. Maxwell  Cowan,  MD,  PhD-.  vp,  chief  scientific  off  B  Johannes-
                   editorial  bd:  Union-Tribune  Publ  Co;  publ:  San  Diego  Union,   San      burg  South  Africa  1931  ED  Witwatersrand  Univ   (Johannesburg)   BSC
                   Diego Tribune  NONPR  AFFIL  life  mem:  San  Diego  Hall  Science,  Star      1951;  Oxford  Univ  DPhil  1956-,   BM,   BCh   1958;   MA   1959   CURR
                   India Auxiliary,  Zoologcal  Soc  San  Diego;  bon  chmn,  mem  bd  dirs:      EMPL  vp,  chief  scientific  off:   Howard   Hughes   Med   Inst   NONPR
                                                            e -
                   Washington  Crossing  Fdn,   life   patron,ss.   Makua   Auxiliary;    mem:    AFFIL  trust:  Cold  Spring  Harbor  Laboratory,  Neuroscience   Research
                   Friends  Intl  Center,  La  Jolla  Museum  Contemporary  Art,  La   Jolla      Inst  NY-,  adjunct  distinguished   prof:   Johns   Hopkins   Univ   Sch
                   Town  Counc,  San  Diego  Soc  Natural   History,   Scripps   Meml   Hosp      Medicine:   editor:   Annual   Reviews    Neuroscience-,    fellow:    Am
                   Auxiliary,  YWCA,  Inter  Am  Press  Assn,  Am  Newspaper   Publs   Assn,      Academy  Arts  &  Sciences,  Royal  Soc  (London);  mem:   Natl   Academy
                   CA  Press  Assn,  Am  See  Newspaper   Editors,   Am   Press   Inst,   CA      Sciences, Inst Medicine,  Intl  Brain  Research  Org,  Am  Assn  Advance-
                   Newspaper  Publs  Assn,  Natl  Press  Club,  Greater  Los  Angeles  Press      ment Science, Anatomical S(>c  Great  Britain  &  Ireland,  Royal  Micro-
                   Club, San  Diego  Press  Club,  San  Francisco  Press  Club  PIIIL  AFFIL      scopic Soc, Am  Philosophical  Soc,  Am  Assn  Anatomists;  former  pres,
                   chmn, dir: Copley (James S) Fdn                                                mem:  See  Neuroscience;  foreign  mem:   Norwegian   Academy   Sciences,
                   Frank  William  Gay:  trust  B  Provo  UT  ED  Brigham  Young  Univ;   CO      Royal Soc South Africa
                   Coll  CURR   EMPL   former   pres,   former   ceo:   SUMMA   Corp   NONPR      Graham 0. Harrison: vp,  chief  investment  off  B  Glen  Ridge  NJ  1923
                   AFFIL vp, mem natl exec comm bd  trusts:  Boy  Scouts  Am;  treas,  secy,      ED  Swarthmore  Coll  BA  1947;  Harvard  Univ   MBA   1949   CURR   EMPL
                   mem exec comm bd dirs: Polynesian  Cultural  Ctr;  mem  bd  dirs:  Assocs      vp, chief investment  off-.  Howard  Hughes  Med  Inst  CORP  AFFIL  dir:
                   Grad Sch  Bus  Harvard  Univ;  mem  natl  adv  counc  &  sustaining  mem:      Gen  Reinsurance  Corp;  trust:  Property  Capital  Trust   NONPR   AFFIL
                   Univ UT PHIL AFFIL mem bd dirs: Island Fdn                                     chmn  investment  comm:  Swarthmore   Coll;   mem   adv   comm:   NY   St
                   James  H.  Gilliam,  Jr.:  trust  B  Baltimore  MD  1945  ED  Morgan   St      Common Retirement Fund
                   Univ  BA  1967;  Columbia  Univ  JD  1970  CURR  EMPL  exec  vp:  Bencfi-      Joseph G. Perpich, MD,  JD:  vp  grants  &  special  programs  B  Hibbing
                   cial Corp CORP AFFIL chmn:  Beneficial  Natl  Bank;  dir:  Bell  Atlantic                                                 -  Georgetown  Univ  JD   1974
                   Corp  NONPR  AFFIL  chmn:  Goldey  Beacom  Coll;  trust,  mem  I>d  dirs:      MN 1941 ED Univ MN BA 1963, MD 1966,
                   Med  Center  DE;  former  chmn,  dir:  DE  Chamber   Commerce;   mem   bd      CURR  EMPL  vp  (grants  &   special   programs):   Howard   Hughes   Med
                                                                                                  Inst  NONPR  AFFIL  fellow:  Am  Psychiatric  Assn;  diplomats:   Am   Bd
                   overseers:  DE  Law  Sch  Widener  Univ;  mem:  Am  Bar  Assn,  Natl  Bar
                                                                                                  Psychiatry  Neurology;  mem  adv  bd:  Am  Bd  Internal  Medicine,  Tech-
                   Assn, DE Bar Assn                                                              nology  &  Soc  Intl  Journal;  mem  editorial  bd:   Biotechnology   Law
                   Hanna  Holburn  Gray,  PhD:  trust   B   Heidelberg   Germany   1930   ED      Report;  mem:  Bar  DC  Court  Appeals,  Am  Bar  Assn,  Am  Intellectual
                   Bryn  Mawr  Coll  AB  1950-,  Harvard  Univ  PhD  1957  CURR  EMPL  pres,
                                                                                                  Property  Law  Assn,   Am   Psychiatric   Assn,   Am   Assn   Advancement
                   prof:  Univ  Chicago  CORP  AFFIL  dir:   Cummins   Engine   Co,   Morgan      Science
                   Guaranty  Trust  Co  NY,  JP  Morgan  &  Co,   Atlantic   Richfield   Co,
                   Ameritech  NONPR  AFFIL  trust:  Bryn  Mawr  Coll;  dir:  Chicago   Counc      William  T.  Quillen:  vp,  gen  coun  B  Camden  NJ  1935  ED   Williams
                                                                                                  Coll  BA  1956;  Harvard  Univ  LLD  1959-,  Univ  VA  LLM   1982   NONPR
                   Foreign  Rels,  Ctr  Advanced  Study  Behavioral  Sciences;  fellow:   Am      AFFIL trust: Widener Univ; mem: Am Bar Assn, DE St Bar Assn
                   Academy  Arts  &  Sciences;  mem  bd  overseers:  Harvard   Univ-,   mem:      Robert C.  White:  vp,  cfo  B  South  Bend  IN  1920  ED  Yale  Univ  AB
                   Am  Philosophical  Soc,  Renaissance  See  Am,  Natl  Academy   Ed;   bon      1942;  Harvard  Univ  MBA  1947  CURR  EMPL  vp,   cfo:   Howard   Hughes
                   fellow;  Oxford  Univ  St  Anne's   Coll   PHIL   AFFIL   trust:   Mellon      Med  Inst  CORP  AFFIL  dir:  Alliance  Capital  Mgmt  Mutual  Funds,  St
                   (Andrew W) Fdn; dir: Field Fdn IL, dir: Cummins Engine Fdn                     Clair  G-r@u-0  Mutual  Funds,  Medstat  Systems-,  consultant:   Asarco,
                   William R. Lummis: trust  B  Houston  TX  1929  ED  Univ  TX  BA  195  1,      Monsanto   Co   NONPR   AFFIL   mem:   Montgomery   County    Econ    Adv
                   LLB   1953   CURR   EMPL   chmn:   SUMMA   Corp,   Hughes    Corp    CORP      Counc
                   AFFIL  dir:  NV  Power  Co;  adm:  Howard  Hughes  Estate   NONPR   AFFIL
                   fellow:  Am  Coll  Probate  Counc;  mem:  Am  Bar  Assn,  TX  Bar   Assn,
                   Houston Bar Assn                                                               APPLICATION  AND  REVIEW   PROCEDURES
                   George W. Thorn,  MD:  trust,  chmn  emeritus  B  Buff  alo  NY  1906  ED      Initial  Contact:  For  Grants  and  Special  Programs,   each   of   the
                   Coll  Wooster  1923-25;  Uriiv   Buffalo   MD   1929   CURR   EMPL   prof      institute's programs in graduate  and  undergraduate  education  has  in-
                   emeritus.@  Harvard  Univ  NONPR  AFF[L  consulting   internist:   Boston      dividual eligibility requirements, criteria for support, and  methods  of


                                                                                                                                               (D  1991  The   Taft   Group




                                                                                                                                                   Hunt (Roy A.) Foundation


                                                                   gram      announcements.      and
                        aDt)lication. Informational  brochures,  pro             These    mat,-rills
                                                                      o   contact.
                        a         licationforrnsshouldbeconsultedpriort                                        Hunt (Roy A.) Foundation
                        pp                  quest  from  the  institute's  Office  of   Grants   and
                        available   upon   re
                        Special   Programs.
                        Deadlines-  For  Grants  and  Special  Programs,  deadlines   vary   accord-           CONTACT
                                                   ram  of  interest.  In  the   graduate   program,
                        ing to the  particular  prog
                        deadlines for  fellowships  are  as  follows:   Predoctoral   Fellowships   in         Torrence M. Hunt, Jr.
                              al   Sciences,    early    November,    Medical    Student    Research           Trustee
                        Biologic          hips,  early   December,.   and   Postdodtbr-al   Research           Roy A. Hunt Foundation
                        Training    Fellows sicians,  early  March.  In   the   undergraduate   Pro-           One Bigelow Square, Suite 630
                        Fellowships  for  Phy                      sals is the first week of January.          Pittsburgh, Pennsylvania 15219
                        gram,  the  deadline   for   invited   propo             c exact dates.                (412) 281-8734
                        Program  announcements  should   be   consulted   for   th
                        Review  Process,  For  grants  and  special   programs,   applications   for
                        graduate  fellowships  and  proposals  for  undergraduate  grants  are  peer           FINANCIAL SUMMARY
                        reviewed  by  panels  of  experts  and  an  internal  scientific  committee.
                        Based  on  these  reviews,  institute  management   submits   grant   recom-           Recent   Giving,   $480,550   (fiscal   1989);   $428,000    (fiscal    1988);
                        tnendations for at)proval to the  trustees  for  authorization  of  funding.           $3,182,375 (fiscal 198'7)          ding    May    31.    1989);    $19,514,824
                                          6'ications:   informational   brochures,    program    an-           Assets: $25,373.739 (fiscal year en
                        Foundation   Pu   I                                                                    (fiscal 1988); $19,918,353 (fiscal 1987)
                        nouncements,  and   application   guidelines
                        GRANTS ANALYSIS                                                                        CONTRIBUTIONS SUMMARY
                                               ,000*                                                           Type of Foundation: family
                        Total Grants-. $41,887                                                                 Major  Priority:  Carnegie-Mellon  University  for  the  Hunt  Institute   for
                        Number of Grants: 163                                                                  Botanical  Documentation;  limited  support  to  other  educational   institu-
                        Average   Grant:   $256.975*                                                           tions, civic groups, and  religious  organizations
                                          000,000                  nd S looo,ooO to S2,000,000*                Geographic Distribution: primarily Pittsburgh, PA
                                                                      t  31,  1989                             Grant Types: capital and general support
                                                                   ii de    S196,561.000    expended
                                                                   Program, bringing the total                 DONOR INFORMATION
                                                                   average grant figure for the                The  Roy  A.  Hunt  Foundation   was   established   in   1966,   with   funds
                        graduate    prograi s                      the undergraduate program.                                                                      nd   chair-man   of    the
                        $1,200,000. 'Me typical  range  for  the  graduate  program  fellowships  is           bequeathed  by  Roy  A.  Hunt,  former  president   a
                        $2o,ooo to $23,000; and for institutional grants in the undergraduate                  executive  committee  of  Alcoa.  Mr.  Hunt  was  an  alumnus  of  Shady  Side
                                                                                                               Academy  and  Yale  University,  and  a  trustee  of  the  Camegie   Institute
                        program,     $1,000,000 to $2,000,000                                                  of  Technology  (now  Carnegie-Mellon   University).   Each   of   these   in-
                                                                                                               stiLUtions traditionally receives support front the foundation.
                                                                                                               Mr.  Hunt  and  his  wife   founded   the   Hunt   Institute   for   Botanical
                        RECENT GRANTS                                                                          Documentation  at  Carnegie-Mellon  in  1961-  This   institute   was   formed
                        Education                                                                              to  receive  and  supervise  Mrs.  Hunt's  large  botanical  collections,  and
                              2,000,000   Cornell University, Ithaca, NY         IN                            remains a  substantial  recipient  of  the  foundation's  annual  grants.  The
                              2     000,000 Indiana University, Bloomington,                                   late Mr. Hunt and  members  of  his  family  also  set  up  the  Hunt  Founda-
                              000,000     University  of  Chicago.   IL                                                                                          Pittsburgh,    PA    15230),
                              2'                                                                               tion  (c/o  Mellon  Bank,  N.A.,  P.O.  Box   185,
                              2'ooo,ooo   University of C?!orado. CO
                              I I                                  -             S, CO                         which gave $544,789 in 1988.
                              500,000     Colorado State  University,  Ft.  Collin
                              i,500.000   Duke University. Durham, NC
       t                      1     500,000 Tufts University, Medford, MA                                                                              OPHY
                              1:500,000   University  of   Arizona,   Tucson,   AZ                             FOUNDATION PHILOS
       9                      1,500,000   University of Illinois at Urbana-Champaign, IL                       The  foundation  primarily  supports  the  institutions  with  which  Mr.  and
       4                      1,500,000   U iversit@ of No         Carolina, Chapel Hill, NC                   Mrs. Hunt were involved.
                              1,400,000   c                        city University of New York, NY
       d                                                                         rgh,   PA
       d                      1,200,000   c                        versitv. Pittsbu      d. Oil                                                     ALYSIS
                              1,200,000   c                        University,    Clevelan                     CONTRIBUTIONS AN
                                                                   NY
                              1,200,000   N                        C.                                                          the  foundation  gave  approximately  85%   of   its   funding
                              1,200,000   Ohio   State    Universlty  lumbus,      OH sity  Park,   PA         In fiscal 1989,                                     ie-Mellon      University,
                              1,200,000   Pennsylvania   State   U@iversity,   Univer                          to  educational  institutions,  primarily  to   Cameg                Botanical
       it                     1.200,000   University  of  C31ifomia,   Davis,   CA                             with specified grants going to fund the Hunt Institute for           ith   the
                              1    @200,000 University  of  California,  Irvine,  CA                           Documentation. About 89o went to civic and public affairs, w
       I s                    I',200,000  University of California, San Diego, CA                              remaining 7% supporting the arts.
                              200,000     University of Pennsylvania, Philadelphia PA
       R                      I                                                      C@mpus,      PR
                              1:200,000   University    of    Puerto
                              1.200,000   University  of   Utah,   @                                           TYPICAL RECIPIENTS
       B                                           ity   of   Wiscor
                              1,200,000   Univers ,     _. .
                              1,200,000   Wayne    State     univers                                           Aris & Humanities: museums/galleries and theater
       St                     I-     00,000 Brown    University,     P                                         Civic  &  Public  Affairs:  environmental  affairs,   international   affairs,
                              ,o                   of        William                  burg, VA                 national  security,  philanthropic  organizations,  and  zo<)s/botanical  gar-
       0,                     1,000,000   College                           rk,    NY                          dens
       IV                     1,000,000   Columbia        University
                              1,000,000   Dartmouth         College,   ver,     NH                             Educafion:  colleges  &  universities  and  private   education   (precollege)
                              1,000,000   Emory University. Atlanta, GA
                              1,000,000   Johns   Hopkins   University,   Baltimore,    MD

       he
       n-
       of
                                                                                                                                                                                            349





                                                                                                                                          Johnson      (Robert       Wood)       Foundation
                       Foundation Reporter, 1991

                              35,000  Lavaca County, Hallettaville, TX -EMS vehicle                         1968,  leaving  nearly  $1  billion  in  Johnson  &  Johnson   stock   to   the
                                                                         EMS vehicle                        foundation.
                              25,000  DeWitt County, Cuero, TX -
                              25,000  City of Goliad, TX - EMS vehicle
                              15,000  City of Edna, TX - EMS equipment
                              10,000  City of Canado, TX - EMS radio system                                 FOUNDATION PHILOSOPHY
                       p,eligion                                                                            Originally  the   foundation   made   grants   to   assist   groups   improving
                              45,000  St.  Paul's   Evangelical   Lutheran   Church,   Wharton,   TX        access to general medical and  dental  care  and  its  public  policy  aspects.
                                           parsonage                                                        By  1980,  the  foundation  perceived  changes  in   both   health   care   and
                                                                                                                 nized  philanthropy  and  refocused  its  efforts  to  fund  projects   to
                                                                                                            orga
                       Social Services
                              95.000  City of El Campo, TX - community center                               improve  access  to  care  for  people  with  the  most   serious   geographic,
                                                                                                            cultural,  financial,  and  other  barriers  to  care;  to  make   arrangements
                              50,000  Lutheran Outdoor Ministry of Texas, Austin, TX -
                                        addition to senior citizens facility at LaGrange,                   for  health  care  more  effective  and  affordable;   and   to   help   people
                                        Texas                                                               maintain or  more  quickly  regain  their  functional  abilities  for  everyday
                              20,000  Tender  Loving  Care,  Victoria,  TX  -   15   passenger   van        life.
                              10,000  WhartonCountyYouthFair,Wharton,TX-debt                                In  1987,  the  foundation  redirected  its  purpose  to  begin  focusing  upon
                                        reduction                                                           improving  health  services;  helping  those   groups   most   susceptible   to
                                                                                                            disease;  addressing  individual  health  problems  on  a  large   scale;   and
                                                                                                                 oting  bold,  creative  approaches  and  solutions  to  health   concerns.
                                                                                                            prom
                                                                                                            The  foundation,  therefore,  has  sought  to  explore  and  fund   new   areas
                                                                                                            of  medical  care  concerned  with  infant,  child,  and  adolescent   welfare;
                       Johnson (Robert Wood)                                                                chronic  illness  and  disability,  particularly  among   the   elderly;   AIDS
                                                                                                            concerns;  substance  abuse;  mental  illness;  the  organization  and  quality
                        Foundation                                                                          of health  services;  medical  ethical  issues;  quality  and  availability  of
                                                                                                            health   professionals;   and   the   problems   arising   from   technological
                       CONTACT                                                                              advances  in  medicine.  Supported  programs  spanned  the  areas   of   educa-
                                                                                                            tion, social services, and civic affairs, yet all related to health  interests.
                       Edward H. Robbins                                                                    In  1989,  the  foundation  announced  that  it  was  making  available  up  to
                       Proposal Manager                                                                     $12   million   to   support   research,   evaluation,   and    demonstra    on
                       Robert Wood Johnson Foundation                                                       projects that will  assess  the  impact  of  major  changes  in  the  financing
                       College   Road                                                                       and organization  of  health  services  on  health  care  costs,  quality,  and
                       P.O.  Box   2316                                                                     access to care. An additional $3  million  was  made  available  in  an  effort
                       Princeton, New Jersey 08543-2316                                                     to  strengthen  the  nation's  nursing  services,  supporting   projects   that
                       (609)   452-8701                                                                     address nursing manpower and educational development.
                       Note: FAX: (609) 452-1865                                                            The  foundation  recently  announced   a   program   to   reduce   the   demand
                                                                                                            for  drugs  and  alcohol,  the  "Fighting  Back"  program,  which  is  intended
                       FINANCIAL SUMMARY                                                                    to  mobilize  all  concerned  community   groups   to   assume   responsibility
                                                                                                            for  preventing  substance  abuse  and  treating   abusers.   Another   founda-
                       Recent    Giving:      $98,150,073      (1989);    $96,983,743        (1988);        tion  program,  announced  in  1990,  will  facilitate  the   integration   and
                       $85,451,610 (1987)                                                                   coordination  of  community  resources  to  improve  the  care   of   children.
                       Assets:   $2,608,347,000   (1989);   $2,054,534,000   (1988),    $899,614,612        In  1990,  the  foundation  announced  that  it  was  making  available  up  to
                       (1987)                                                                               $3   million   to   stimulate   and   support   research   and    demonstration
                                                                                                            projects that  will  identify  new  and  practical  mechanisms  to  assure  the
                       CONTRIBUTIONS SUMMARY                                                                delivery of high quality patient care.
                       Type or Foundation: special purpose: health care
                       Major Priority: health care organizations                                            CONTRIBUTIONS ANALYSIS
                       Geographic Distribution: national                                                    In 1989, about 64%  of  foundation  grants  were  given  to  health  interests.
                       Grant  Types:   challenge,   fellowship,   loan,   matching,   professorship,        Health-related  educational  and  social  service   interests   received   30%.
                       project, and scholarship                                                             Civic organizations received the remaining 6%.

                       DONOR INFORMATION                                                                    TYPICAL RECIPIENTS
                       Robert Wood  Johnson,  along  with  his  brother  J.  Seward  Johnson,  built        Arts & Ifumanities: public broadcasting
                       the  small  but  innovative  family  firm  of  Johnson  &  Johnson  into  the        Education:   colleges   &   universities,   health   &   physical    education,
                       world's largest health and medical products conglomerate.                            medical education, minority education, and student aid
                       Involved  also  in  politics,  he  advocated  a  larger  role  for  women  in        Healih:  geriatric  health,  health   care   cost   containment,   health   or-
                       politics  and  fought  for  environmental  concerns.  Although  offered  both        ganizations,  hospices,  hospitals,   medical   research,   medical   training,
                       the   Republican   and   Democratic   nominations   for   the   Senate,    he        mental   health,   nursing   services,   outpatient   health   care   delivery,
                       declined   them   both   to   pursue   his   own   political   philosophy-his        pediatric  health,  public  health,  and  single  disease  health  associations
                       responsibility toward  society,  The  constant  element  in  his  vision  was        Social  Services:   aged,   child   welfare,   community   centers,   community
                       his sensitivity to the needs of  the  peoplewho  staff  and  use  the  larger        service  organizations,   disabled,   drugs   &   alcohol,   family   services,
                       structures of a society. "We build not  only  structures  in  which  men  and        homes, united funds, and volunteer services
                       women of the future will work, but also the  patterns  of  society  in  which
                       they  will  work."
                       Robert  Wood  Johnson's  other  accomplishments  included  his   service   as        OFFICERS AND DIRECTORS
                       a brigadier general, and  his  writings  on  the  ethics  and  philosophy  of        Sidney  F.  Wentz:  chmn  bd  trusts  B  Dallas  TX  1932  ED  Princeton   Univ
                       business.  During  his  lifetime  he  concentrated   on   improving   patient        AB   1954;   Harvard   Univ   LLB   1960   CORP   AFFIL    dir,    chmn    exec
                       care in hospitals.                                                                   comm:   Crum   &   Forster   NONPR   AFFIL   Trust:   Morristown   Meml   Hosp;
                       Although  Mr.  Johnson  established  the   foundation   in   1936,   national        dir: Am Ins Assn PIIIL AFFIL chmn, dir: Crum & Forster Fdn
                       grant  giving  did  not  begin  until  1972.  Robert  Wood  Johnson  died  in


                       (D 1991 The Taft Group                                                                                                                                           375




                                                Wood) Foundation                                                                                          Foundation Reporter.
                            Johnson (Robert
                                                                                                                  Univ Medicine & Dentistry NJ NONPR AFFIL fellow:
                                                                                                                                                                              Am    Coll     S@
                                         ertsen  Cluff,  MD:  pres,  trust  B  Salt  Lake  City   UT   1923
                            Leighton   Egg                                                                                                                                                    ar.;@
                            ED   Univ   UT   BS   1944;   George   Washington   Univ    MD    1949    NONPR       geons, Southeast Surgeons Congress; mem: Intl Cardiovascular
                            AFFIL   mem:   Inst   Medicine-Natl   Academy   Sciences,   Am   Soc   Clinical       Soc  Surgeons  NJ,   Soc   Vascular   Surgery,   Intl   Soc   Cardiovascul-11
                            Investigation,   Assn   Life   Sciences-Natl   Academy   Sciences.   Assn    Am       geons
                            Physicians,   Soc   Experimental   Biology   &   Medicine,    Am    Assn    Im-       Richard B. Sellars: trust B Worcester MA 1915 ED Maryville
                            munologists,   NY   Academy    Sciences,    Am    Federation    Clinical    Re-       Am  Intl   Coll   CURR   EMPL   chmn:   New   Brunswick   Devel   Corp   CORP
                                                                                 Am     Coll     Physicans,       AFFIL dir: Amerada Hess Corp
                            search, Harvey Soc, Infectious Disease Soc Am,
                            Southern Soc Clinical Investigation                                                   Foster  Brand  Whitlock:  trust  B  Highland  Park  NJ  1914   ED   Rutgeti@'
                                                             exec   vp   B   Saugerties    NY    1929    ED       Univ  1932;  Univ  WI  1934;  Columbia   Univ   1954   NONPR   AFFIL   trust:
                            Richard C. Reynolds, MD:
                            Rutgers Univ BS 1949; Johns Hopkins Univ MD           1953      CURR       EMPL       Overlook  Hosp  Fdn;  mem:  Pharmaceutical   Mfrs   Assn,   Intl   Federation
                            prof  medicine,   prof   environment   &   community   medicine,   dean:   Coll       Pharmaceutical Mfis Assn
                            Medicine   &   Dentistry   NJ   Rutgers   Med   Sch   NONPR   AFFIL   mem:   Am
                            Coll  Physicians,   Am   Med   Assn.   Am   Academy   Family   Physicians,   NJ       APPLICATION AND  REVIEW  PROCEDURES
                            Academy Medicine
                            Alan B. Cohen, ScD: vp
                                                                                                                  Initial Contact: Initial inquiry  should  be  by  a  letter  no  longer  than
                                         r  Hearn,  PhD:   vp   B   Winston-Salem   NC   194-0   ED   Skid-       four double-spaced pages on organizational letterhead. There         is    rw
                            Ruby    Puryea
                            more  Coll   BA   1960;   Yale   Univ   MS   1964.   PhD   1969   NONPR   AFFIL       standard application form.
                            trust:  Meharry  Med   Coll;   mem:   Inst   Medicine,   Ambulatory   Pediatric       Includelnformation0n:Lettersofinquiryshouldincludeadescrip.
                            Assn,  Am   Assn   Advancement   Science,   Periclean   Honor   See;   mem   bd       tion of need to be addressed,  outline  of  objectives,  description  Of  the
                            overseers: Dartmouth Coll                                                             project,  intended  goals,  organization  and   personnel   credentials   and
                            Terrance  Keenan:  vp  (special   programs)   B   Philadelphia   PA   1924   ED       qualifications, grant timetable,  budget  estimate,  other  financial  Sour.,
                            Yale  Univ  AB  1950   NONPR   AFFIL   mem:   Pub   Rels   See   Am;   mem   bd       ces,  amount  needed,  means  of  project  evaluation,   plans   for   fundin
                                                                                  urse    Midwives     Fdn,       after expiration of grant, and name of contact person. Based u              . 9
                            overseers: Univ PA Sch Nursing; dir: Am Coll N                                                                                                            Pon   its
                            Grantmakers in Health                                                                 review of the letter of inquiry, the foundatiion staff  may  request  a  full
                            Jeffrey  C.  Merrill:  vp  B  Brooklyn  NY   1943   ED   Johns   Hopkins   Univ       proposal.  Applicants  will  receive  instructions  regarding  the   informa-
                            BA 1964, MPH 1972                                                                     tion it should contain and how to present it.
                            William  Raymond  Walsh,  Jr.:  exec  vp  (fin),  treas,  trust   B   Elizabeth       Deadlines: There are no deadlines.
                            NJ  1927  ED  Rutgers   Univ   BA   1953   CORP   AFFIL   dir:   Peoples   Natl       Note:  The   foundation   rarely   supports   deficit   financing   programs;
                            Bank   Central   NJ   NONPR   AFFIL   chmn,   trust:   Robert   Wood    Johnson       ongoing   operating   expenses;   capital   projects;    endowments;    basic
                            Univ Hosp; trust: Am Red Cross Endowment Fund                                         biomedical   research;   research   on   unapproved   drug    therapies    or
                            Andrew R. Greene: vp (fin monitoring)                                                 devices;  conferences,  symposia,  publications,  or  media   projects,   un-
                            Thomas  P.  Gore,  11:  vp   (communications)   B   Washington   AL   1937   ED       less they are integrally  related  to  the  foundation's  program  objectives
                            Citadel  BA   1960   NONPR   AFFIL   mem:   Am   Marketing   Assn,   Am   liosp       or  an  outgrowth  of  one  of  its  programs;  international   projects   or
                            Assn, Academy Hosp Mktg & Pub Rels                                                    institutions; or individuals.
                            Joshua  Warren  Wood,  III:  vp,  secy,  gen  coun   B   Portsmouth   VA   1941
                            ED  Princeton  Univ  BA   1963;   Univ   VA   JD   1971   CURR   EMPL   special
                            coun:   Drinker   Biddle   &   Reath   NONPR   AFFIL   mem:   Am   Bar    Assn,       OTHER THINGS YOU SHOULD KNOW
                                                                                 Am    Arbitration     Assn       The  foundation  generally  supports  projects  reflecting  the   applicant's
                            Princeton Bar Assn, Nati Health Lawyers Assn,
                            Edward  C.  Andrews,  Jr.,   MD:   trust   B   Rockland   ME   1925   ED   Mid-       own interest, so long as it is related  to  the  foundation's  current  areas
                            dlebury   Coll   AB   1946-,   Johns   Hopkins   Univ   MD   1951   CURR   EMPL       of interest. The foundation  also  supports  investigator-initiated  projects
                            pres:  ME  Med  Ctr-,  prof  pathology:   Univ   VT   NONPR   AFFIL   dir:   ME       devised in response to a foundation call  for  proposals  and  projects  that
                            Hosp  Assn,   Am   Hosp   Assn,   Am   Assn   Med   Colls,   Portland   Chamber       are a part of the foundation's national programs.
                                                                                                                  Foundation    Publications:    annual    report,    brochure,     newsletter,
                            Commerce PH[L AFFIL mem bd dirs: Dana (Charles A) Fdn
                            James  E.  Burke:  trust  B  Rutland  VT   1925   ED   Coll   Holy   Cross   BS       guidelines for grant applicants
                            1947;   Harvard   Univ   MBA   1949   CURR   EMPL   chmn,   ceo:   Johnson    &
                            Johnson   CORP   AFFIL   dir:   Prudential   Ins   Co.    IBM    NONPR    AFFIL
                            vchmn  bus  counc   bd   dirs:   Counc   Foreign   Reis;   vchmn:   Corp   Fund       GRANTS ANALYSIS
                            Kennedy  Ctr  mem  visiting  comm  bd   overseers:   Harvard   Coll   Med   Sch       Total Grants: $98,150,073
                            &  Sch  Dental  Medicine;  dir:  Un  Negro   Coll   Fund-,   mem:   Pres   Comm       Number of Grants: 412
                            Exec  Exchange,  Pres  Private   Sector   Survey   Cost   Control   Fed   Govt,       Average Grant: $238,228
                                                              Service,    Policy    Planning    Comm    Bus       Highest Grant: $3,291,215
                            Trilateral & inatl Comm Pub
                            Roundtable                                                                            Typical Range: $100,000 to $1,000,000
                            Lawrence  G.  Foster:  trust  B  Jersey  City  NY  1925  ED  PA  St   Univ   BA       Disclosure Reriod: 1989
                            1948   CURR   EMPL   corporate   VP   (Pub    rels):    Johnson    &    Johnson
                            NONPR  AFFIL  mem:   Overseas   Press   Club,   Soc   Prof   Journalists,   Pub
                            Rels Soc Am, Intl Assn Bus Communicators, Intl Pub Rels Assn                          RECENT GRANTS
                            Leonard  F.  Hill:  trust  B  New  Brunswick   NJ   1919   ED   Rutgers   Univ;       Civic & Public Affairs
                            NY Univ                                                                                 3,291,215   RWJ    Property    Holding    Corporation,    New    Brunswick.
                            Frank  L.  Hoenemeyer:  trust   B   Cincinnati   OH   1919   ED   Xavier   Univ                        NJ - property acquisition
                            BS   1941;   Univ   PA   (Wharton   Sch)   MBA   1947    CURR    EMPL    former         2,000,000                            NewBrunswickDevelopmentCorporation,Ni-
                            vchmn: Prudential Ins Co NONPR AFFIL trust: Xavier Univ                                                redevelopment program
                            John  J.  Horan:  trust  B  Staten  Island  NY  1920  ED  Manhattan   Coll   AB
                            1940;   Columbia   Univ   LLB   1946    CURR    EMPL    former    chmn,    ceo:       Education
                                                                                                                    1,415,127   University   of   California,   School   of    Medicine,    Los
                            Merck   &   Co   CORP   AFFIL   dir:   NCR   Corp,   Gen   Motors   Corp.    JP                        Angeles,   CA   -   postdoctoral   fellowships   for   young
                            Morgan  &   Co.   Morgan   Guaranty   Trust   NONPR   AFFIL   mem:   OIC   Nail                        physicians to develop research skills in
                            Industrial Adv Counc, Pharmaceutical Mfrs Assn                                                         non-biological  disciplines  relevant  to   medical   care.-
                            Robert  H.  Myers:  trust  CURR   EMPL   ptnr:   Williams   Myers   &   Quiggle         1,277,950  Yale  University,   School   of   Medicine,   New   Haven,   Ci'
                            Jack W. Owen: trust                                                                                        postdoctoral  fellowships  for   young   physicians   to
                            ,Norman  Rosenberg,   MD:   trust   B   New   York   NY   1916   ED   Univ   PA                        develop  research  skills  in   non-biological   disciplines
                            BA   1934;   NY   Univ   MD   1938   CURR   EMPL   surgeon,   prof   (surgery):                        relevant to medical care

                                                                                                                                                                   c 1991 The Taft Group



                            ation Reporter, 1991                                                                                                  Milbank       Memorial       Fund
                    Found
                    GRANTS ANALYSIS                                                                    CONTRIBUTIONS SUMMARY
                    Total Grants: $874,450                                                             Type of Foundation: special purpose and operating
                    Number of Grants: 40                                                               Major Priority: health policy
                    Average Grant: $21,861                                                             Geographic Distribution: national
                    Highest Grant: $100,000                                                            Grant Types: project and research
                    Typical Range: $5,000 to $50,OW
                    Disclosure Period: 1988                                                            DONOR INFORMATION
                                                                                                       The  Milbank  Memorial  Fund  was  established   in   1905   by   the   late
                    RECENT GRANTS                                                                      Elizabeth  Milbank  Anderson  in  memory  of  her  parents,   Jeremiah   and
                    Arts & Humanities                                                                  Elizabeth  Lake  Milbank.  Mrs.  Anderson  made  donations   to   the   fund
                            60,000  BirminghamMuseumofArt,AL-secondpayment                             during  her  lifetime,  and  bequeathed  more  to  it  in  her  will.   Mrs.
                                      of 1987 grant                                                    Anderson came from a wealthy  family  that  derived  its  fortune  from  the
                            20,000  Alabama Symphony Orchestra, Birmingham, AL                         Borden  Milk  Company  and  financing  of  the   Chicago,   Milwaukee,   and
                            5,000  Birmingham Children's Theatre, AL                                   St. Paul railroad.  She  actively  supported  higher  education  for  women,
                    Civic & Public Affairs                                                             social services, and public health.
                           100,000    Birmingham Landmarks, AL
                            15,000    Lakeshore, Birmingham, AL                                        FOUNDATION PHILOSOPHY
                            10,000    Ruffner Mountain Nature Center, Birmingham, AL
                            10,000    Partners in Neighborhood Growth                                  The fund continues its  donor's  interest  in  public  health.  Since  1923,
                                                                                                       the  fund  has  published  the  Milbank  Quarterly.  A   new   program,   to
                    Education                                                                          operate in conjunction with this  publication,  has  been  initiated  called
                           100,000    Birmingham Southern, AL - last payment of 1987                   the  Milbank  Health   Policy   Reviews.   The   program   will   commission
                                      grant                                                            work that will contribute to the debate on health issues.  Its  goal  is  to
                            80,000    University of Alabama, Birmingham, AL - fourth
                                      payment of five part grant                                       influence public policy by defining  these  issues  more  precisely  and  by
                            40,000    Samford University, Birmingham, AL -third                        evaluating options more critically,
                                      payment of five part grant
                            25,000    Southeastern Bible College, Birmingham, AL
                            25,000    Talladega College, Talladega, AL                                 CONTRIBUTIONS ANALYSIS
                            10,000    Lawson State Community College, Birmingham, AL                   In  1988,  the  foundation  solely  funded  public  health   and   education
                                      - final grant payment                                            programs for migrant farm workers.
                            10,000    Highlands Day School, Birmingham, AL
                            5,000     Birmingham Baptist Bible College, Birmingham, AL
                    Health                                                                             TYPICAL RECIPIENTS
                            50,000    Eye Foundation, Birmingham, AL                                   Civic & Public Affairs: nonprofit management
                            50,000    Children's Hospital of Alabama, Birmingham, AL                   Education: colleges & universities and social sciences education
                            20,000    Glenwood Mental Health Services, Birmingham, AL                  Ilealih: health care cost containment and public health
                    Religion
                            10,000    Re-entry Ministries, Bin-ningham, AL                             OFFICERS AND DIRECTORS
                    Social Services                                                                    Daniel M. Fox, PhD: pres
                            50,000  Junior League of Birmingham, AL                                    Samuel L. Milbank: chmn PIIIL AFFIL vp, dir: Memton Fund
                            30,000    Alabama Institute for the Deaf and Blind, Talladega,             Francis   Haas   Musselman:   vchmn   B   Utica   NY   1925   ED    Hamilton
                                      AL                                                               Coll  AB   1950;   Columbia   Univ   JD   1953   CURR   EMPL   atty,   ptnr:
                            25,000    Boy Scouts of America, Birmingham Area Council,                  Milbank   Tweed   Hadley   &   McCloy   NONPR    AFFIL    trust:    Hamilton
                                      AL
                            12,000    Birmingham Healthcare for the Homeless Coalition,                Coll,  Wadhams  Hall  Seminary  Coll;  fellow:   Am   Bar   Fdn;   mem:   Am
                                      AL                                                               Bar Assn,  Intl  Bar  Assn,  Fed  Bar  Assn,  NY  Bar  Assn,  Nassau  County
                            10,000    Birmingham imetropolitan Area, AL                                Bar  Assn,  Assn  Bar  City  NY,  Am  Judicature  Soc,  Am  Law   Inst,   NY
                                                                                                       Law Inst PIIIL AFFIL dir: Memton Fund
                                                                                                       Robert  H.  Ebert,  MD:  dir  B  Minneapolis  MN  1914   ED   Univ   Chicago
                                                                                                       BS  1936,  MD  1942;  Oxford   Univ   PhD   1939   CURR   EMPL   prof   med:
                                                                                                       Harvard   Univ;   chmn   bd:   Harvard   Community   Health    Plan    NONPR
                    Milbank Memorial Fund                                                              AFFIL  trust:  Population  Counc,   Barnard   Coll;   chmn   bd   overseers:
                                                                                                       Dartmouth  Med  Sch;   fellow:   Am   Coll   Physicians,   Am   Pub   Health
                                                                                                       Assn,  Am  Academy  Arts  Sciences;  mem:   Am   See   Clinical   Investiga-
                    CONTACT                                                                            tion,  Am  Thoractic  See,  Am  Assn  Physicians,  Am  Med  Assn,   MA   Med
                    Daniel M. Fox, Ph.D., President                                                    See  PHIL  AFFIL  special  adv:  Commonwealth  Fund;   special   adv   pres:
                    Milbank Memorial Fund                                                              Johnson (Robert Wood) Fdn
                    I East 75th Street                                                                 Leroy E. Burney: dir
                    New York, New York 10021                                                           Peter Gottsegen: dir
                    (212)      570-4804                                                                Thomas  E.  Harvey:  dir  B  Evanston  IL  1941  ED  Univ  Notre   Dame   BA
                                                                                                       1963,  JD  1966  CURR   EMPL   dep   adm:   Veterans   Admin   NONPR   AFFIL
                                                                                                       mem:  White  House  Fellows  Fdn,  IL  Bar  Assn,  IN  Bar  Assn,   NY   Bar
                    FINANCIAL SUMMARY                                                                  Assn, DC Bar Assn
                    Recent Giving: $251,414 (1989); $454,925 (1988); $748,890 (1987)                   Jeremiah Milbank, Jr.: dir
                    Assets: $40,328,918 (1989); $32,861,000 (1988); $32,691,238 (1987)                 Rosemary   Anne   Stevens,   PhD:   dir   B   Boume   England   ED    Oxford
                    Gifts Received: $18,000 (1989)                                                     Univ  BA  1957;  Yale  Univ   MPH   1963,   PhD   1968   CURR   EMPL   prof:
                                                                                                       Univ  PA   NONPR   AFFIL   mem   health   program   adv   comm:   Off   Tech
                                                                                                       Assessment  US  Congress;  mem  bd  mgrs:   Friends   Hosp   (Philadelphia);


                    0 1991 The Taft Group                                                                                                                                       507



                      Foundation Reporter, 1991                                                                                                        Rockefeller           Foundation
                      tion', or invest in securities on  a  philanthropic  basis.  The  foundation                         approaches to in aintaining     and     improving     public
                      rormally  does  not  make  grants  for  general   support   or   endowments.                         health
                      Foundation Publications: annual report and brochures                                    725,000   Social    Science    Research    Council,    New    York,    NY
                                                                                                                           to  develop   a   cohort   of   young   scholars   concerned
                                                                                                                           with the study of persistent poverty and the
                      GRANTS ANALYSIS                                                                                      underclass
                                                                                                              700,000  University  of  Quebec,  Canada  -  for  use   by   its
                      Total Grants: $78,072,560                                                                            Institut  Armand  Frappier  in   continuing   the   transfer
                      Number of Grants: 805                                                                                to   Colombia   of   new   technology   for    manufacturing
                              Grant: $72,555*                                                                              veterinary and human rabies vaccines
                      Average                                                                                 625,000   Connecticut   College,   New   London,   CT   -   to   continue
                      Highest Grant: $1,200,000                                                                            the   program   of   Rockefeller   Foundation    fellowships
                      Typical Range: $5,000 to $I 00,000                                                                   for  foreign  language  teachers   in   the   high   schools
                      Disclosure Period: 1989                                                                 555,000   Connell   University,   Ithaca,   NY   -   to   identify    the
                      Note: me average grant  figure  excludes  40  grants  totaling  $22,567,685.
                                                                                                                           agricultural  books  and   journals   most   important   for
                                                                                                                           developing-country libraries
                                                                                                              395,000                           RockefellerUniversity,NewYork,NY-forthe
                      RECENT GRANTS                                                                                        operation  of  the  foundation's  archives  at  the
                                                                                                                           Rockefeller Archive Center
                      Arts & Humanities
                          388,000                           CamegieHallSociety,sewYork,NY-tocnable             International
                                       Carnegie Hall  to  administer  the  last  in  a  series  of            700,000   International   Council   for   Research    in    AgroforesLry,
                                       international   competitions   for   excellence   in    the                         Nairobi,  Kenya  -  to  strengthen   capacity   for
                                       performance of 20th-   century   American    recital    and                         conducting,  in  collaboration  with   national   scientists
                                       concert music                                                                       of Kenya and Malawi, farm evaluation of
                          350,000  Southeastern Center for Contemporary Art,                                               agroforestry  practices  that  can   help   offset   erosion
                                       Winston-Salem,  NC  -  to  enable  the  center   to                                 and fertility exhaustion  of  soils  in  the  two  countries
                                       continue its awards  in  the  visual  arts  program                    700,000    World     Health     Organization,     Geneva,     Switzerland
                          300,000                        DanceneaterWorkshop.NewYork,NY-to                                 to enable monitoring of health, safety, and
                                       continue  support  for  its  "Suitcase  Fund,"  a   program                         acceptability issues of the NORPLANT
                                       of  reciprocal  touring  by  atiists  and  performing  arts                         contraceptive   method   as   it   comes   into   widespread
                                       companies  from  the  United  States   and   abroad                                 use in developing countries
                          285,000  Institute  of  International  Education,   New   York,   NY   -            500,000  China National Center for Biotechnology
                                       to enable its  arts  international  program  to  administer                         Development,   Beijing,   China   -   in   support   of    a
                                       the fund                                                                            comprehensive   Chinese    research    network    on    rice
                          250,000                           WGBHEducationalFoundation,Boston,MA-to                         biotechnology
                                       enhance  public  knowledge   of   Latin   America   through            450,000   Programa    Latinoamericano    de    Capacitacion    e
                                       support  for  a  prime-time   public   television   series,                         Investigacion    en     Reproduccion     flumana,     Mexico
                                       entitled   "ne   Other   Americas,"   on    the    Tegion's                         City,  Mexico  -  for  its  research  and  training
                                       contemporary history                                                                program  for  Latin  American   scientists   interested   in
                      Civic & Public Affairs                                                                               the field of human reproduction
                          800,000   Puerto   Rican   Legal    Defense    and    Education    Fund,            380,000  Catholic  University  of  Chile,  Santiago,  Chile   -   for   a
                                       New  York,   NY   -   to   provide   stable   support   for                         research   and   training   program   organized    by    its
                                                                                                                           reproductive   and   developmental    biology    unit    and
                                       litigation activities in the field of civil rights, and  to                         laboratory of endocrinology
                                       help the  fund  establish  financial  planning  and
                                       management    practices    and    initiate     fund-raising            350,000   World    Health    Organization,    Geneva,    Switzerland    -
                                       strategies that will attract new donors                                             to  continue  support  for  a  special  program   aimed   at
                          660,000   Joint   Center   for   Political   Studies,   Washington,   DC                         expediting   basic    and    developmental    research    on
                                       to  continue  support  for  research  and   public   policy                         vaccines   against    selected    T@ird    World    diseases
                                                                                                              350,000   El   Colegio   de   Mexico,   Mexico   City,   Mexico   -    to
                                       analysis  regarding   issues   of   particular   importance to                      continue  support   for   the   recently   formed   doctoral
                                       black Americans, and for a special series of                                        program  at   the   center   for   demographic   and   urban
                                       roundtable  discussions  on  persistent  poverty  and   the
                                                                                                                           development
                                       underclass                                                             350,000                        African-EconomicResearchConsortiumProgram,
                          600,000                        NAACP.SpecialContributionFund,NewYork,NY-                         Nairobe,  Kenya   -   to   continue   participation   in   a
                                       to  continue  support   for   employment   litigation   and                         consortium  of  donors   established   to   improve
                                       affirmative  action  activities  and  to  help   the   fund
                                       initiate new fund-raising strategies                                                macroeconomic    policy    research    and    training    in
                          450,000  Population  Council,  New   York,   NY   -   to   help   launch                         sub-Saharan Africa
                                       a  program  designed  to  integrate  women's   health   and            300,000  International Center for Maize and Wheat
                                                                                                                           Improvement,  Mexico  City,   Mexico   -   to   help   maize
                                       population policies in developing countries                                         res.catchers  in  Malawi  take  into   account   the
                          450,000   Urban   Institute,    Washington,    DC    -    to    continue                         economic  forces  affecting  production  of  the   crop   as
                                       support for its policy research on the urban
                                       udcferclass  and   dissemination   of   the   findings   to                         they  set  research   priorities   for   maize   improvement
                                       policy   makers,   community   leaders,   and   the   media            300,000                 IntemationalCentreforlnsectPhysiologyand
                                                                                                                           Ecology,  Nairobi,  Kenya  -   to   continue   support   for
                          400,000   Social   Science   Research   Council,   New   York,   NY    -                         its social science interface research unit
                                       to advance understanding of agricultural                               300,000   World    Health    Organization,    Geneva,    Switzerland    -
                                       performance   in   Africa   through   collaborative
                                                                                                                           to  continue  a  program  to  reduce  the  rate  of  matemal
                                       interdisciplinary  research  between   African   and   U.S.
                                       scholars                                                                            mortality in developing countries
                                                                                                              300,000   Federal   University   of   Minas   Gerais,   Belo   Horizonte,
                      Education                                                                                            Brazil  -  to   strengthen   the   graduate   training   and
                          1,160,000                     McMasterUniversity,Harnilton,Canada-toward                         research  program   on   population   and   development   at
                                       continuing   support   for   the   training    of    INCLEN                         the   center   for   regional   planning   and   development
                                       fellows  by  the   clinical   epidemiology   resource   and            250,000   World    Health    Organization,    Geneva,    Switzerland    -
                                                                                                                           to   continue   support   for   applied   researc   programs
                                       training center
                          950,000                         Univers@LyofCalifomia,SanFrancisco,CA-to                         focused   on    immunostimulants    and    better    vaccine
                                       continue  support  for   program   to   mobilize   academic                         delivery systems
                                       teaching  and   research   resources   in   North   America
                                       for  the  iirnplementation  of  equitable,  cost  effective

                          1991 The Taft Group                                                                                                                                         609





                                                                                                                                               Mann     (Ted)      Foundation
                    poundation Reporter, 1991

                    budget). letter of endorsement  from  the  head  of  the  sponsoring  or-
                         i4stion, and proof of current tax-exempt status.
                      n  lines: Applications may be submitted any time.                            Man
      :al           l)a@ . d                                                                                 n (Ted) Foundation
      3c            it,view Process: Proposals  are  evaluated  on  their  relevance  to  the
      @,h           foundation's current programs,  the  likelihood  of  the  project's  con-
                                ess  after  foundation  support  ceases,  and  the  grantee's      CONTACT
                    ginued   succ
                    record Of achievement in the proposed area of endeavor.                        Esther Bergman
                                ants are made to individuals. The foundation  does  not  fund      SecreLary-Treasurer
                    Note:  No  gr
      :o            nedical  research,  endowments,  general  support,  or  cDnstruction   or      Ted Mann Foundation
                            on projects.
      y             renovati                                                                       704 Hennepin Avenue, Room 202
      !r            Foundation Publications: annual report                                         Minneapolis, @nesota 55403
      y                                                                                            (612) 333-2529
                    GRANTS ANALYSIS
                    Total Grants: $3,849,954                                                       FINANCIAL SUMMARY
                    Number of Grants: 53                                                           Recent  Giving:  $2,000,000  (fiscal  1990   est.);   $1,170,914   (fiscal
                    Average Grant: $72,641                                                         1989); $863,686 (fiscal 1988); $575,942 (fiscal 1987)
                    Highest Grant: $328,187                                                        Assets: $44,000,000 (fiscal  1990  est.);  $43,396,049  (fiscal  year  en-
      t             Typical Range@ $10,000 to $100,000                                             ding  November  30,  1989);   $22,627,290   (fiscal   1988);   $20,137,461
                    Disclosure Period: fiscal year ending June 30, 1989                            (fiscal 1987)
                                                                                                   Gifts  Received:  $7,432,885  (fiscal  19S9);  $920,000   (fiscal   1988);
                    RECENT GRANTS                                                                  $16,980,899 (fiscal 1987)
                                                                                                   Fiscal Note: The foundation received gifts from Ted  i'vfann,  its  presi-
                    Civic & Public Affairs                                                         dent.
                         60,000   National Executive Service Corps, inew York, NY
                                                                                                   CONTRIBUTIONS SUMMARY
                    Education                                                                      Type of Foundation: general purpose
                         275,000  University of Alabama, University, AL
                         224,739  Center for Policy and Education of the Harvard AIDS              Major Priority: social services, education, health, and the arts
                                   Institute, Cambridge, MA                                        Geographic Distribution: no geographic restrictions
                         168,070  Tuba City Unified School, AZ                                     Grant Types: general support
                         163,646  Research  Foundation  City,  University  of  New  York,
                                   NY
                         100,000  Research  Foundation,  City  University  of  New  York,          DONOR INFORMATION
                                   NY                                                              The foundation was established in 1985,  with  funds  contributed  by  Ted
                         97,677   Research  Foundation,  City  University  of  New  York,          Mann, the foundation's president.
                                   NY
                         89,340   Columbia  University,  School  of  Public  Health,  New
                                   York, NY                                                        FOUNDATION PHILOSOPHY
                         89,123   Herbert H. Lehman College, New York, NY
                         87,294   Associated Medical Schools of New York, NY                       The foundation gives to  broad  purposes,  with  emphasis  on  educational
                         80,440   Association of American Medical Colleges,                        organizations, health care, and youth welfare.
                                   Washington, DC
                         75,000   Washington University, School of Medicine, St.
                                   Louis, MO                                                       CONTRIBUTIONS ANALYSIS
                         67,650   Yale University School of Medicine, New Haven, CT                In fiscal  1989,  social  services  received  about  48%  of  giving.  The
                                                                                                   Jewish Federation  Council  of  Greater  Los  Angeles  was  the  principal
                    Health                                                                         recipient;  youth-related  causes  were   also   a   priority.   Education
                         328,187  Conference Appropriation - nursing                               received  about  30%  of  funding,  with  emphasis  on  higher  education.
                         218,912  Harvard Community Health Plan Foundation,                        Health received 17%,  while  educational  institutions  and  organizations
                                   Cambridge, MA                                                   in  Israel  received  3%.  The  remainder  of  funding   supported   civic
                         190,338  Conference Appropriation -pediatrics and other                   organizations, a temple, and a music center.
                                   purposes
                         150,000  Neurosciences Institute, New York, NY
                         100,000  Institute of Medicine, Cambridge, MA                             TYPICAL RECIPIENTS
                         93,333   Greater New York Hospital Foundation, NY
                         91,412   Bigel Institute of Health Policy                                 Arts & Humanities: cinema and music
                         73,665   St. Luke's/Roosevelt Hospital Center, New York, NY               Education: arts education and colleges & universities
                         50,000   Association of Academic Health Centers, Washington,              Healih: hospitals, medical research, pediatric  health,  and  single  dis-
                                   DC                                                              ease health associations
                                                                                                   International: foreign  educational  institutions  and  international  or-
                    Science                                                                        ganizations
                         109,203  Cold Spring Harbor Laboratory, Cold Spring Harbor,               Religion: religious organizations and synagogues
                                   NY                                                              Social  Seryices:  child   welfare,   community   service   organizations,
                         100,000  New York Hall of Science, Corona, NY                             religious welfare, united funds, and youth organizations







                    C) 1991 The Taft Group                                                                                                                                455




                     Rockefeller Foundation                                                                                                     Foundation      Reporter,       1991
                     Minority  Ed,  Counc  Foreign  Rels,   US   Citizens   Comm   Monitor   Hel-      Univ;   mem:   TwentiethCentury   Fund   Ed    Task    ForcePHILArFIL    mem:
                     sinki  Accords,  Natl  Academy  Sciences   PHIL   AFFIL   trust:   Community      Eisenhower Fdn
                     Fdn Greater Washington                                                            Hugh B. Price: vp
                     Tom   Johnson:   trust   CURR   EMPL   chmn:   Los   Angeles   Times    PHIL      Peggy Dulany: trust CURR EMPL pres: Synergos Inst
                     AFFIL dir: Times Mirror Fdn                                                       Daniel  P.  Garcia:  trust  B  Los  Angeles  CA  1947  ED  Loyola  Univ   BBA
                     William  David   Hopper:   trust   B   Ottawa   Ontario   Canada   1927   ED      1970;  Univ  Southern  CA  MBA  1971;  Univ  CA   (Los   Angeles)   JD   1974
                     McGill  Univ  BS  1950;  Cornell   Univ   PhD   1957   CURR   EMPL   sr   vp      CURR   EMPL   ptnr:   Munger   Tolles    &    Olson    NONPR    AFFIL    dir:
                     (policy, planning, research), chmn  (consultative  group  on  Intl  Agricul-      Mexican Am Legal Defense & Ed Fund
                     total  Research):  World  Bank   NONPR   AFFIL   vchmn   bd   trusts:   Intl      Sally Ferris: dir admin
                     Fertilizer   Development   Ctr   trust,   chmn   exec    comm:    Population      Ronald  E.  Goldsberry:  trust  CURR   EMPL   gen   mgr   (plastic   products
                     Counc;   mem   counc:   inst   Research   on   Pub   Policy;   mem:    World      div): Ford Motor Co  -
                                                                                                                                                                                Univ
                     Academy   Arts   &   Sciences,   Am   Academy   Arts   &   Sciences,   Royal      Frank Karel, III: vp (communications) B Orlando FL 1935 ED
                     Agricultural See England, Intl Women's Health Coalition Group                     FL  BS  1961;  NY  Univ  MBA   1983   NONPR   AFFIL   mem:   Pub   Rels   Soc
                     Harold  Brown:  trust  B  New   York   NY   1927   ED   Columbia   Univ   AB      Am,   Natl   Assn   Science   Writers,   Am   Assn    Advancement    Science,
                     1945,  AM  1946,  PhD   1949   CURR   EMPL   chmn:   Foreign   Policy   Inst      Communications   Network   Philanthropy    PHIL    AFFIL    vp    (communica-
                     Johns  Hopkins  Sch  Advanced   Intl   Studies   CORP   AFFIL   dir:   AMAX,      tions): Johnson (Robert Wood) Fdn
                     CBS,  IBM,  Cummins   Engine   Co,   Synergen   Inc,   Philip   Morris   Inc      Kenneth  Prewitt:  sr  vp  B  Alton  IL  1936  ED  Southern  Methodist   Univ
                     NONPR   AFFIL   mem:   Natl   Academy   Engring,   Am   Physics   Soc,    Am      BA  1958;  Washington  Univ  (St  Louis)   MA   1959;   Stanford   Univ   PhD
                     Academy  Arts  &  Sciences,  Counc  Foreign  Rels,   Natl   Academy   Scien-      1963  NONPR   AFFIL   chmn   gov   bd:   Intl   Ctr   Insect   Physiology   &
                     ces PHIL AFFIL dir: Beckman (Arnold & Mabel) Fdn                                  Ecology;  dir:  Intl  Research  &  Exchanges  Bd,   Washington   Univ;   fel-
                     Richard  Hampton  Jenrette:  trust  B   Raleigh   NC   1929   ED   Univ   NC      low:  Am  Academy   Arts   &   Sciences,   Am   Assn   Advancement   Science;
                     BA  1951;  Harvard  Univ  MBA  1957   CURR   EMPL   pres,   ceo:   Equitable      dir:  Ctr   Advanced   Study   Behavioral   Sciences;   mem:   Am   Political
                     Investment  Corp;  chmn:  Donaldson  Lufkin  &   Jenrette   Inc,   Equitable      Science Assn
                     Life Assurance  Co  CORP  AFF[L  chmn,  dir:  Equitable  Life  Ins  Soc  US;      Joyce L. Moock: assoc vp
                     dir:  Rose's   Stores,   News   &   Observer   Publ   Co,   Advanced   Micro      Jack R. Meyer: treas, chief investment off
                     Devices  NONPR   AFFIL   dir:   Bus   Fdn   NC,   Historic   Hudson   Valley      Webb Traminell: asst treas
                     Restorations;  mem:   Securities   Industry   Assn,   Inst   Chartered   Fin      Vera Rajic: asst comptr
                     Analysts, NY Soc Security Analysts                                                Lynda Mullen: secy
                     Frances FitzGeraid: trust B 1940       ED   Radcliffe   Coll    1962    CURR      Jaynes 0. Gibson: dir (equal opportunity)
                     EMPL author                                                                       Sheldon Jerome Segal: dir (population sciences)
                     Arthur  Levitt,  Jr.:  trust  B  Brooklyn  NY  Id  1931  ED  Williams   Coll      Scott B. Halstead: acting dir (health sciences)
                     BA  1952   CURR   EMPL   chmn:   Levitt   Media   Co   CORP   AFFIL   trust:      Alberta  Bean   Arthurs:   dir   (ans   &   humanities)   B   Framingham   MA
                     East  NY  Savings  Bank   NONPR   AFFIL   chmn:   Am   Bus   Counc;   trust:      1932  ED  Wellesley  Coll  BA  1954;   Bryn   Mawr   Coll   PhD   1972   CORP
                     Williams  Coll;  mem:  NY  St  Counc   Arts   PHIL   AFFIL   pres:   Winston      AFFIL   dir:   Culbro   Corp,   Techo-Serve   NONPR    AFRIL    mem:    Counc
                     (Norman & Rosita) Fdn; dir: Dole Fdn                                              Foreign Rels
                     Alice  Stone  Ilchman:  trust  B  Cincinnati  Oil  1935  ED  Mount   Holyoke      Robert W. Herdt: dir (agricultural sciences)
                     Coll  BA  1957;  Syracuse  Univ  MPA  1958;  London  Sch   Econ   PhD   1965      Roberto Celli: dir (Bellagio Study & Conf Ctr)
                     CURR  EMPL  pres:  Sarah   Lawrence   Coll   NONPR   AFFIL   mem   bd   adv:      Joseph R. Bookmeyer: mgr fellowship off
                     Univ  Cape  Town,  South  Africa  Corp;  mem  bd  dirs;  NY  Tel  Co;   mem:
                     Smithsonian  Counc,  Yonkers  Emergency  Fin   Control   Bd,   Am   Ditchley
                     Fdn  Program  Comm,  Intl  Research  &  Exchange  Bd,   Natl   Academy   Pub      APPLICATION AND  REVIEW  PROCEDURES
                     Adm,;N'OW  Legal  Defense  Ed  Fund,   Counc   Foreign   Rels   PHIL   AFFIL      Initial  Contact:  Grant  requests  and  fellowship  applications  should  be
                     dir: Markle (John & Mary R) Fdn                                                   addressed to the director of the relevant  program  or  to  the  foundation's
                     Karen  Nicholson  Horn:  trust   B   Los   Angeles   CA   1943   ED   Pomona      secretary. To apply for  a  Bellagio  residency  or  to  use  the  conference
                                       hns  Hopkins  Univ  PhD  1971   CURR   EMPL   chmn,   ceo:      facilities, write to  the  Bellagio  Center  Office,  c/o  Rockefeller  Foun-
                     Coll B A 1965; lo
                     Bank   One   (Cleveland)NONPRAFFIL   trust:   Johns   Hopkins   Univ,   Case      dation, 1133 Avenue of the Americas, New York, NY 10036.
                     Western   Reserve   Univ,   Musical   Arts   Assn   (Cleveland),   Cleveland      Include  Information  On:  No  special  form  is  required  for   grant   ap-
                     Tomorrow,  Cleveland  Roundtable,   Un   Way   (Cleveland),   Oberlin   Coll      plications.  They   should,   however,   include   a   description   of   the
                     PHIL AFFIL trust: Cleveland Clinic Fdn                                            proposed  project  or  fellowship  activity  With  clear]  stated  plans  and
                                                                                                                                                               y
                     Alan  Aida:  trust  B  ',New  York  NY  1936  ED  Fordham   Univ   BS   1956      objectives; comprehensive plan  for  total  funding  of  the  project  during
                     CURR  EMPL  actor,  writer,  dir   NONPR   AFFIL   mem:   Dirs   Guild   Am,      and after the proposed grant period-, listing of the  applicant's  qualifica-
                     Writers Guild Am, Screen Actors Guild Am                                          tions  and  accomplishments;  and,  if  applicable,  a  description  of   the
                     Robert  Clive  Maynard:  trust  B  Brooklyn  NY   1937   ED   Harvard   Univ      institutional setting.
                     Nieman   Fellow   1966   CURR   EMPL   oA,ner,   editor,    publ:    Oakland      Deadlines:  There  are  no  stated  deadlines  for  submitting  applications.
                     Tribune  (California)-,  syndicated  columnist:  Universal  Press  Syndicate      Review  Process:  The  board  of  trustees,  which  meets  in  April,   June,
                     CORP  AFFIL  dir-  Associated  Press  NOJVPR  AFFIL  mem  natl   bd   govs-.      September,   and   December,   sets   program   guidelines   and    financial
                     Media  &  See  Seminars;  trust:  Pacific  Scb  Religion;  dir:  Ctr  Law  &      policy and approves  all  appropriations.  Proposals  are  evaluated  on  the
                     Politics  Marcus  Foster  Ed  Inst,  Bay  Area  Counc,  Newspaper  Advertis-      following criteria:  relevance  of  project  to  the  foundation's  programs;
                     ing  Bur,  mem  western  region  adv  bd:  Am  Press  Inst;  mem:   Pulitzer      potential for  contributing  significantly  to  the  well-being  of  mankind;
                     Prize   Bd,   Am   Newspaper   Publs   Assn,   Counc   Foreign   Rels,    US      extent of the applicant's efforts  to  secure  funding  from  other  sources;
                     Supreme   Court   Historical   Soc   PHIL   AFFIL   trust:   Fdn   Am   Com-      and the applicant's record of achievement.
                     munications                                                                       Note.-@e foundation  does  not  give  or  lend  money  for  personal  aid  to
                     Henry  G.  Cisneros:  trust  B  San  Antonio  TX  1947  ED   TX   A&M   Univ      individuals;  appraise  or  subsidize  cures  or  inventions;  contribute  to
                     BA  1969  CURR   EMPL   Mayor:   San   Antonio   TX   NONPR   AFFIL   trust:      the establishment  of  local  hospitals,  churches,  schools,  libraries,  or
                     City  Pub  Service  Bd,  City  Water  Bd;  chmn:  Fire  &   Police   Pension      welfare agencies, or to  their  building  or  operating  funds;  finance  any
                     Fund,  Unite  San  Antonio;  mem  strategy  counc:  Natl  Democratic  Party;      project involving private  profit;  support  efforts  to  influence  legisla-
                     mem  comm  visual  arts:  TX  A&M  Univ;   mem   bus   adv   comm:   Trinity





                                                                                                                                                       0   1991   The   Taft   Group




                Rockefeller (Winthrop) Foundati                                                                                          Foundation      Reporter,      1991
                                                        on

                                                                                                 cattle rancher and  businessman.  He  was  dedicated  to  improving  educa-
                Social Services                                                                  tional  and  economic  opportunities  in   Arkansas,   and   to   improving
                 1,120,535  Minority Female Single Parent Program                                relations among races.
                                development program for minority-group female
                                single parents
                   600,000                     Children'sDefenseFund,Washington,DC-toassist      FOUNDATION PHILOSOPHY
                                the fund in launching the second phase of its
                                adolescent pregnancy prevention project                          The  underlying  goal  of  the  Winthrop  Rockefeller  Foundation   is   to
                   582,190  San Antonio Cares, TX - to support the continued                     improve the quality of life in Arkansas by  creating  an  environment  that
                                development and operation of planning and action                 makes development and improvement possible.
                                projects dedicated to reducing Persistent poverty                Improving the  economic  conditions  of  Arkansas  will  come  from  creat-
                   450,000  BostonFoundation,MA-tosupportthecontinued                                               ithin  the  state.  To  support  economic   development,
                                                                                                 ing opportunity w
                                development and operation of planning and action                 the foundation has  chosen  to  focus  on  strengthening  local  economies;              r
                                projects dedicated to reducing persistent poverty
                   440,000  BostonFoundation,MA-for-iiscommunity                                 providing access to  capital,  management,  and  technical  assistance  for
                                planning and action project, including extra                     small  businesses;  strengthening   agriculture;   developing   leadership;
                                translation costs in connection  with  its  survey  of  the      supporting  organizations  that  can  improve  the   economic   status   of
                                nature and extent of persistent poverty in Boston                Arkansas;   and   improving   the   economic   status    of    women    and
                   400,000  GreaterWashingtonResearcbCenter,DC-to                                minorities.                                                                              I
                                support  the  continued  development   and   operation   of      Enhancing   the effectiveness of  citizens  and  the  institutions  serving
                                planning and action projects dedicated to reducing               them  is  viewed  as  a  method  for  improving  the  quality  of  life  in
                                persistent poverty                                               Arkansas. In the area of civic affairs,  the  foundation  supports  efforts
                                                                                                 to improve the effectiveness of government and private              service
                                                                                                 providers;  to  focus  attention  on  and  discussion  over  public  policy              t
                                                                                                 issues; to identify and develop leaders at the state, local,  and  institu-
                                                                                                 tional levels;  to  encourage  prudent  long-range  conservation-,  and  to
                Rockefeller (Winthrop)                                                           improve  civic  opportunities  for  minority  and  disadvantaged  citizens.              I
                                                                                                 Improving the quality of  education  is  another  major  focus.  The  foun-
                 Foundation                                                                      dation  has  made  a  long-term   commitment   to   eliminate   educational
                                                                                                 barriers by supporting efforts to  restructure  schools,  encourage  paren-
                CONTACT                                                                          tal involvement,  increase  minority  participation,  and  identify  issues
                Nlahlon A.  Martin,  President                                                   and  problems.  The  foundation  also  supports   organizations   promoting
                Winthrop Rockefeller Foundation                                                  literacy.
                308 East Eighth Street                                                           The foundation achieves  its  charitable  purposes  through  several  types
                Liule  Rock,  Arkansas   72202                                                   of support. Major grants are  made  primarily  in  the  areas  of  economic
                (501)    376-6854                                                                development,   civic   affairs,   and   education.   Community    incentive
                Note:  Grant  requests  should be directed  to  Dianne  Williams  for  Civic     grants of up to $10,000 are  available  for  special  assistance  to  corn-
                                                                                                 munity-based  organzations  for  general  operating  support,  construction
                Affairs,   Freeman   McKindra   for   Economic   Development,    and    Jac      funds, or equipment purchases.  To  be  eligible  for  a  community  incen-
                queline  Cox  New  for  Education.  Community  Incentive   grant   requests      tive  grant,  an  organization  must  serve  a  minority  or  disadvantaged
                should  be  sent  to  Freeman   McKindra,   and   Program-Related   Invest-      population,  and  must  not  be  a  previous  grantee  of  the  foundation.
                ments  to  Mahlon  A.  Martin.
                                                                                                 Mini-grants of up to $2,000 are made  at  the  discretion  of  the  founda-
                                                                                                 tion president for technical  assistance,  organizational  development,  or
                FINANCIAL SUMMARY                                                                program planning. Such  grants  also  are  made  to  educators.  'Me  foun-
                Recent   Giving:    $2,000,000    (1990    est.);    $2,103,560    (1989)-,      dation may directly invest its capital in projects related  to  its  goals.
                                                                                                 These investments can be in the form  of  low-interest  loans,  equity,  or
                S2,188,527 (1988); $1,635,970 (1987)
                Assets:  $46,000,000   (1990   est.);   $56,889,286   (1989);   $46,294,747      other financing mechanisms.
                (1988);   $45,929,682   (1987)                                                   The foundation often develops  initiatives  to  address  an  area  of  con-
                                                                                                 cem,  particularly  in  education,  and  supports  or  initiates   in-house
                Gifts Received: $517,500 (1987); $920,000 (1986)                                 public  policy  projects  focusing  on   important   issues   in   economic
                Fiscal Note: In  1987,  the  foundation  received  S517,500  from  a  trust      development, civic affairs, or education.
                under the will of Winthrop Rockefeller.
                                                                                                 CONTRIBUTIONS ANALYSIS
                CONTRIBUTIONS SUMMARY
                                                                                                 In  1989,  approximately  51%  of  the   foundation's   funding   went   to
                Type of Foundation: general purpose                                              educational  concerns,  while  civic  and  public   affairs   organizations
                Major  Priority:  economic  development,  civic  affairs,   and   education
                                                                                                 received 41 %. Social service programs received  about  5%,  and  the  arts
                Geographic Distribution: primarily Arkansas                                      about    2%.
                Grant   Types:   challenge,   conference/seminar,    department,    general
                support, matching, project, and seed money
                                                                                                 TYPICAL RECIPIENTS
                DONOR INFORMATION                                                                Aris & Humanigies: literary arts and music
                The  Winthrop  Rockefeller  Foundation  is   successor   to   the   Rockwin      Civic  &  Public  Affairs:  better  government,  business/free  enterprise,
                Fund,  which  was  established  by  Winthrop  Rockefeller  to  support  his      economic-   development,    economics,    environmental    affairs,    eth-
                                                                                                 nic/minority   organizations,   housing,   nonprofit   management,   public
                charitable interests during his lifetime.  Upon  his  death  in  1973,  Mr.
                                                                                                 policy, rural affairs, and urban & community affairs
                Rockefeller  bequeathed  money  to  a  charitable  trust  to  be  used  for
                                                                                                 Education: agricultural education, arts education, colleges  &  univer-
                innovative purposes,  and  a  foundation  was  established  shortly  there-
                                                                                                 sities,  education  administration,  education   associations,   elementary
                after.                                                                           education, legal education, liberal arts education, literacy,  minority
                Winthrop  Rockefeller  was  governor  of  Arkansas  from   1966   to   1970      education,   public   education   (precollege),   and    scienceltechnology
                and  a  grandson  of  John  D.  Rockefeller.   He   was   Arkansas'   first      education
                Republican  governor  since  reconstruction,  as  well  as   a   successful


                                                                                                                                                (D  1991  The   Taft   Group




               Kemper (Enid and Crosby) Foundation                                                                                             Foundation      Reporter,       1991
                                                                                                                      culturally  relevent  health  education  to   urban,   black,
               RECENT GRANTS                                                                                          adolescent males
               Civic & Public Affairs                                                                    383,950                       NationalBlackWomen'sHealthProject,Atlanta,GA
                 4,087,131   National   Academy   of    Sciences,    Washington,    DC                                   provide  coordinate  health  and  social   services,
                                 support  for   long-term   program   development   to                                education, and career oportunities to black,
                                 improve   policymaking   in   health,    agriculture,    and                         adolescent women
                                 education                                                           International
                 4,000,000                       IndustrialTechnologylnstitute,AnnArbor,MI-to            624,644  National  Association  of   Partners   of   the   Americas,
                                 promote   high   technology   development    through    join
                                 efforts  by  state  government,   industry,   labor,   state                         Washington,  DC   -   develop   effective   citizen   leaders
                                 universities, and private foundations                                                for grass-roots, community-level work in
                 3,500,000   Michigan    Biotechnology    Institute,    Lansing,    MI                                intemational,development
                                 link  university  research   in   molecular   biology   with            482,800  National  Association  of   Partners   of   the   Americas,
                                 agricultural   and   forestry   applications   to    improve                         Washington,  DC   -   develop   effective   citizen   leaders
                                                                                                                      for grass-roots, community-level work in
                                 Michigan's economy and create jobs                                                   inter-American development
                                                                                                         475,000    International    Fertilizer    Development    Center,    Muscle
               Education
                 2,306,255     Tuskegee   University,   AL   -   to   implement    new                                Shoals,  AL  -  to   increase   the   supply   of   wholesome
                                 programs  and  instructional   approaches,   and   to                                food  for  Africans  by  assisting  with  the   establishment
                                 renovate and expand facilities                                                       of an African fertilizer development center
                 1,973,143     Michigan  State  University,   East   Lansing,   MI   -                   439,532  School  of  Public   Health   of   Mexico,   Mexico   City,
                                                                                                                      Mexico  -  to  establish   educational   programs   for
                                 expansion  and  renovation  of  the   Kellogg   center   for
                                 continuing education                                                                 administrators of community-based health care
                                                             Humid      Tropical      Region,                         services
                 1,453,130     Agricultural  School   of   the
                                 San  Jose,  Costa  Rica  -  providing   training   to                   416,300   Foundation   for    Agricultural    Development,    Quito,
                                 agriculturalists                                                                     Ecuador  -   to   introduce   new   agricultural   production
                 1,000,000     University   of   Michigan,   Ann   Arbor,   MI   -    improve                         and processing technologies
                                 education  and  scholastic   excellence   by   helping   the        Social Services
                                 University   bolster   interdisciplinary    scholarly
                                 activities                                                            1,340,000   Council   of   Michigan    Foundations,    Grand    Haven,    MI
                                                                                                                      -  help  community   foundations   involve   youth   in
                    837,791    National  Council   of   State   Boards   of   Nursing,                                activities that encourage philanthropy and
                                       go,  IL  -   introduction   of   computer-based
                                 Chica
                                                                                                                      volunteerism
                                 clinical  simulation  test  to  assure  clinical  competence
                    818,679    California  State  University,   Long   Beach,   CA   -
                                 expand  opportunities  for  adult  learners   from   applied
                                 community   college   programs    through    reentry    into
                                 four-year institutions of higher education
                    770,950    Syracuse   University,   Syracuse,   NY   -    making    adult
                                 eduction  library  and  archival   collections   more               Kemper (Enid and Crosby)
                                 accessible                  rado Springs, CO                         Foundation
                    722,000    Junior    Achievement,     Colo                  -   to
                                 increase  rural  youth's   knowledge   of   America's
                                 economic system
                                                                                                     CONTACT
                    717,263    Eastern  Michigan  University,  Ypsilanti,  MI   -   to
                                 improve   preschool   education   for   disadvantaged               Melanie Alm, Secretary
                                 children, involving  teachers  and  parents  in  five               Enid and Crosby Kemper Foundation
                                 Michigan   school   districts                                       P.O.  Box   419226
                    651,220                       Questl@temational,Granville,OH-toimplementa        Kansas City, Missouri 64141
                                 model  to  help  school  staffs  create  a   more   positive        (816)     556-7722
                                 school environment
                    576,852                       EducationDevelopmcntCenterNewton,MA-
                                 improve   professional   health    teams'    decision-making
                                 capacity  regarding  cessation   of   treatment   for               FINANCIAL SUMMARY
                                 terminally ill patients and field test results                      Recent Giving: $985,919 (1988);          $2,013,363     (1987);     $3,850,833
                                                                                                     (1986)
               Health
                    525,000  Total   Action   Against   Poverty   in   Roanoke   Valley,   VA        Assets:   $29,439,634   (1988);   $26,699,897   (1987);   $28,394,777   (1986)
                                    coordinating community services and                              Gifts Received: $5,000 (1987); $345,004 (1985)
                                 strengthening   the   family    environment    to    improve
                                 health  care  for  children  of  low-income  families
                    489,250    University   of   Minnesota,   St.   Paul,   MN   -    improve        CONTRIBUTIONS SUMMARY
                                 people's  nutritional  status  by   developing   educational        Type of Foundation: family
                                 programs in human nutrition                                         Major Priority: educational and cultural programs
                    477,13  9  National   League   for   Nursing,   New    York,    NY               Geographic   Distribution:   primarily   metropolitan    Kansas    City,    MO
                                 enhance    accreditation    standards    for    professional        Grant Types: general support
                                 home health care providers
                    424,983    West   Virginia   University,    Morgantown,    WV    -
                                 improve  the   health   of   women,   children,   and               DONOR INFORMATION
                                 adolescents  by  linking  the  resources   of   state
                                 government,  university,  and   local   communities   in   a        The  Enid  and  Crosby  Kemper  Foundation   was   established   in   Missouri
                                 unified approach                                                    in 1972,  with  funds  donated  by  Enid  J.  Kemper  and  R.  Crosby  Kemper,
                    416,832   Mountain   Krea    Health    Education    Foundation,    Chapel        Sr. Mr. Kemper is also  the  donor  of  the  R.  C.  Kemper  Charitable  Trust
                                 Hill,  NC  -  provide  a   corn.munity-based   health   care        and  Foundation.  The  Kempers  are   descendants   of   William   T.   Kemper
                                 network for rural communities
                                                                                                     (d.  1938),   who   was   chairman   of   Commerce   Trust   Company.   Today,
                    404,350  Hospital   Research   and   Educational   Trust,   Chicago,   IL
                                                                                                     grandsons  James  M.  Kemper,  Jr.  is   chairman   of   Commerce   Bancshares
                                    implementation   of    a    community-oriented    primary
                                 care model  at  rural  sights                                       and  R.  Crosby  Kemper   is   chairman   of   United   Missouri   Bancshares.
                    384,800                       GreaterTampaUrbanLeague,FL-toprovide
                                 comprehensive  health   and   social   services   and


                                                                                                                                                     (D   1991   The   Taft   Group




     P91                                                                                                                                        Macy    (Josiah),     Jr.     Foundation

                                                                                                               192,000  Youth for Christ, Wheaton, IL - campus life and
                      OFFICERS AND DIRECTORS                                                                                junior varsity ministry
                      Hugh  0.  Maclellan,  Sr.:   chmn,   trust   B   Chattanooga   TN   1912   ED            175,000    Ligonier Ministries, Altamonte Springs, FL
                      comell  Univ  1935  CURR  EMPL  chmn  fin   &   exec   comms,   dir:   Provi-                         expansion of Chicago and Los Angeles area
                      dent  Life  &  Accident  Ins  Co  CORP  AFFIL  dir:  Am  Natl  Bank  &  Trust                         operations
                      Co   NONPR   AFFIL   mem   exec   comm:   Future   Chattanooga   Devel   Corp            150,000    Living Bibles International, Naperville, IL - Italian
                      PHIL AFFIL chmn: Maclellan (RJ) Charitable Trust                                                      Living New Testament
                      Hugh 0.   Maclellan, Jr.: pres, treas, trust                                             100,000    Foreign Mission Board of Southern Baptist
                                                                                                                            Convention,  Nashville,  TN   -   global   consultation   on
                      Kathrina  H.  Maclellan:  vp,  trust   PHIL   AFFIL   pres,   iicTa@Maclellan                         world evangelization
                      (Robert L & Kathrina H) Fdn                                                              100,000    World Vision International, Monrovia, CA - MARC
                      Thomas H. McCallie, III: secy                                                                         ministry
                      Frank   A.   Brock:   trust   PHIL   AFFIL   dir:   Community   Fdn   Greater       Social Services
                      Chattanooga
                      G. Richard Hostetter: trust                                                              283,000  Prison Fellowship, Washington, DC - restorative
                                                                                                                            justice
                      Dudley Porter, Jr.: trust B Paris T-N@    1915  ED  Murray  St   Univ   1935;            100,000  SiskinMemorialFoundation,Chattanooga,TiN-
                      Cumberland   Univ   LLB   1936   CURR    EMPL    coun:    Chambliss    Bahner                         rehabilitation center
                      Crutchfield  Gaston   &   Irvine   NONPR   AFFIL   trust:   Hermitage   Assn;             83,102  Project 714, Chattanooga, TN - screen
                      rnem:  Am  Bar  Assn,  TN  Bar  Assn,  Chattanooga  Bar   Assn,   Assn   Life                         communication agency
     !9               Ins   Couns,   Newcomen   Soc,   Nature   Conservancy   PHIL   AFFIL   trust:
                      Maclellan (RJ) Charitable Trust
                      APPLICATION AND  REVIEW  PROCEDURES                                                 Macy (Josiah), Jr. Foundation
                      initial  Contact:  Proposal  letters  not  more  than  two  pages  in  length
                      should be sent to the foundation's chairman.
                      Include  Information  On:  Proposals  should  include  a   recent   financial       CONTACT
                      statement of audit report, and a list of board members.                             Thomas Harry Meikle, Jr., MD, President
                      Note: The foundation does not make grants to individuals.                           Josiah Macy, Jr. Foundation
                                                                                                          44 East 64th Street
                      GRANTS ANALYSIS                                                                     New York, New York 10021
                      Total Grants: $5,476.092*                                                           (212)    486-2424
                      Number of Grants: 105
                      Average Grant; $52,153                                                              FINANCIAL SUMMARY
                      Highest Grant: $439,021
                      Typical Range: $25,000 to $125,000*                                                 Recent  Giving:  $3,849,954   (fiscal   1989);   $3,046,521   (fiscal   1988);
                      Disclosure Period: 1988                                                             $3,393,741 (fiscal 1987)
                      Note: Total grants figure reflects total direct and indirect cash                   Assets:  $90,787,065  (fiscal  year  ending  June   30,   1989);   $83,269,016
                      contributions. 'Me foundation also made a non-"sh contribution of                   (fiscal 1988); $90,612,900 (fiscal 1987)
                      $3,645,667 to the Helen M. Tipton Charitable Trust, bringing total
                      contributions to $9,121,759. A number of minor grants (under $500)                  CONTRIBUTIONS SUMMARY
                      were made for consulting services. 'De figure above reflects the range              Type of Foundation: general purpose
                      of grants directed to support institutions and organizations.                       Major Priority: health and medicine
                                                                                                          Geographic Distribution: no geographic restrictions
                      RECENT GRANTS                                                                       Grant Types: conferencelseminar and project

                      Civic & Public Affairs
                          100,000    River City Company, Chattanooga, TN - operating                      DONOR INFORMATION
                                       funds                                                              The  donor,  Mrs.  Kate  Macy  Ladd  (I  863-1945),   named   the   foundation
                      Education                                                                           in honor of her father. The Macy  family  made  its  fortune  in  the  whaling
                          300,000    McCallie   School,   Chattanooga,   TN   -   operating   funds       industry, shipping  (both  coastal  and  transoceanic),  and  oil.  Mrs.  Ladd
                          187,000    English Language Institute, San Dimas, CA                            directed the  foundation  to  devote  its  attention  to  the  advancement  of
                                       China-teacher campaign                                             medicine and health in the United States and abroad.
                          150,000    Reformed Theological Seminary, Jackson, MS
                                       world mission program
                          150,000    Trinity Episcopal School for Ministry, Ambridge, PA                  FOUNDATION PHILOSOPHY
                                       - capital fund drive                                               Traditionally,   the   Macy   Foundation   has   focused   on   medicine   and
                              84,483 International Students, Colorado Springs, CO -                       health. This  stems  from  Mrs.  Ladd's  personal  interest  in  these  areas.
                                       operation friendship
                              75,000 Ea-stem  European   Seminary,   Dallas,   TX   -   translating       Her  instructions,  intended  to   guide   the   foundation's   giving,   were
                                       and editing expense                                                concerned  with  "fundamental  aspects  of  health,  of   sickness,   and   of
                                                                                                          methods for the relief of suffering."
                      International                                                                       The foundation's interests currently are focused on conferences             at
                          193,171  Partners International, San Jose, CA - purchase of                     explore  critical  issues  in  medical  education   and   on   projects   that
                                       land                                                               demonstrate  new  educational  directions  and   evaluate   their   effective-
                      Religion                                                                            ness. Intrinsic to these  activities  are  efforts  to  infonn  and  influence
                          400,000  Inter-Varsity Christian Fellowship, Madison, WI                        those  organizations  and  agencies  which  have  the   leverage   to   effect
                                       operating funds                                                    needed  changes.  The  foundation  is  currently  assisting   projects   that:
                          200,000  Lausanne Committee, Charlotte, NC              consulting              recruit  and  retain  medical  students  from  underrepresented  racial,  eth-
                                       services world evangelization                                      nic,    geographic,    and    socioeconomic    backgrounds;    develop    lon-
                                                                                                          gitudinally  integrated  programs  to  train  significantly   increased   num-


                                                                                                                                                                                     453




                  Macy (Josiah), Jr. Foundation                                                                                             Foundation     Reporter,      1991
                  hers  of  generalist  physicians  committed  to  the  practice  of  primary       Medicine  Fdn;  mem  bd  science  overseers:  Jackson  Lab   Bar   Harbor'
                  health care; advance understanding of the  real  costs  of  medical  educa-       mem:  Inst  Medicine  Natl  Academy  Sciences,   Am   Philosophical   Soc,
                  Lion as a basis for developing a  rational  method  of  directly  financing       Am  Soc  Clinical  Investigation,  Genetic  Soc  Am,  Am  Soc   Biological
                  an  integrated  system  of  medical  education;  strengthen  the  education       Chemists, AssnPhysicians  Great  Britain,  Assn  Am  Physicians,  Am  SOIC
                  of   physicians   by   instituting   perforrnance-based   evaluations    of       Human  Genetics,  Harvey  Soc,   Harveian   Soc   London,   Med   Research
                  students'  and  residents'  competencies  throughout  their  training;  and       Soc Great  Britain;  fellow:  Am  Assn  Advancement  Science,  Royal  Coll
                  promote  the  requirement  of  a  period  of  community  service  for   all       Physicians  London   Edinburgh;   editor-   Am   Journal   Medicine;   Co.
                  medical school graduates as a condition for licensure.                            editor: Progress in Med Genetics; trust: Whitney (Helen Hay) Fdn
                                                                                                    Charles  Baker  Finch:  dir,  mem  audit  comm  B   New   York   NY   1920
                                                                                                    ED  Yale  Univ  BA  1941,  LLB  1943  CURR  EMPL  chmn,   dir:   Allegheny
                  CONTRIBUTIONS ANALYSIS                                                            Power  System  CORP   AFFIL   dir:   PA   Power   Co,   Monogabela   Power
                  In fiscal 1989, 51% of  all  funds  went  tohighereducational  institutions       Co,  Potomac  Edison  Co  NONPR  AFFIL   mem:   St   Nicholas   Soc   City
                  for medical,  premedical,  scientific,  technological.  and  health  educa-       NY, trust: Cooper Union
                  tion. Health institutions and hospitals  received  39%  of  giving,  scien-       S.  Parker  Gilbert:  dir,  mem  fin   comm   CURR   EMPL   chmn:   Morgan
                  tific  organizations,  8%,  and  civic  groups,  2%.  In   terms   of   the       Stanley Group
                  foundation's  main  programs,  minorities  in  medicine  received  33%   of       Patricia  Albjerg  Graham,  PhD:  dir  B  Lafayette  IN  1935  ED   Purdue
                  grant  funds,  medical  amd  premedical   education   received   29%,   and       Univ  BS   1955,   MS   1957;   Columbia   Univ   PhD   1964   CURR   EMPL
                  biomedical education, 7%.  'Me  remainder  was  allocated  to  health  care       dean,  Waffen  prof:  Harvard  Univ  Grad  Sch  Ed   CORP   AFFIL   trust:
                  policy issues and to various other programs.                                      Northwestern   Mutual   Life   NONPR   AFFIL   mem:    Science    Research
                                                                                                    Assocs, Natl  Academy  Ed.  Am  History  Assn  PIIIL  AFFIL  dir:  Spencer
                                                                                                    Fdn; dir: Johnson Fdn; dir: Camegie Fdn Advancement Teaching
                  TYPICAL RECIPIENTS                                                                Bernard  W.  Harleston,  PhD:  dir  B  New  York   NY   1930   ED   Howard
                  Education:  colleges  &  universities,   health   &   physical   education,       Univ  BS  1951;  Univ  Rochester   PhD   1955   CURR   EMPL   pres:   City
                  medical  education,  minority  education,  and  science/technology   educa-       Univ  NY  City  Coll   NONPR   AFFIL   trust:   Cambridge   Friends   Sch;
                  tion                                                                              chmn:  NY  City  Mayors  Comm  Science  &  Technology;   mem   adv   counc
                  Ilealth: health care cost  containment,  health  organizations,  hospitals,       bd trusts: Univ  Rochester;  mem  minority  higher  ed  adv  counc-  Corn-
                  medical training, nursing services, and  outpatient  health  care  delivery       monwealth  MA;  fellow:   MA   Psychology   Assn;   mem:   Am   Psychology
                  international: international health care                                          Assn,  Assn  Am  Colls,  Am  Assn  Advancement  Science,  Am   Assn   Univ
                  Science: science exhibits & fairs and scientific institutes                       Profs,  NY  City  Mayors  Comm  Black  New   Yorkers,   NY   City   Mayors
                                                                                                    Comm   Homeless,   NY   City   Mayors   Comm   Special   Ed;    mem    bd:
                                                                                                    African Am  Inst,  NY  Hall  Science;  visiting  Comm  Coll  liberal  ans:
                  OFFICERS AND DIRECTORS                                                            Univ Miami
                  Clarence  F.  Michalls:  chmn,  dir,  chmn  exec  Comm,   cbmn   fin   Comm       Lawrence  S.  Huntington:  dir,  mem  fin   Comm,   mcm   audit   Comm   B
                  B  New  York  NY  1922  ED  Harvard  Univ  BS  1943   CORP   AFFIL   trust:       New  York  NY  1935  ED  Harvard  Univ  BA  1957;   NY   Univ   LLB   1964
                  Seamans   Bank   Savings;   dir:   Allegheny    Power    System,    Potomac       CURR  EMPL  chmn,  ceo,  chmn  exec  Comm,   dir:   Fiduciary   Trust   Co
                  Edison  Co,  Cheapside  Dollar  Fund  Ltd,  West  PA   Power   Co,   Monon-       Intl  NONPR  AFRIL  dir:  World  Wildlife  Fund;  chmn:  Citizens   Budget
                  gahela Power Co NONPR AFFIL trust: Cooper Union                                   Comm
                  Louis  S.  Auchincloss:  dir,  mem  exec  Comm  B  Lawrence  NY   1917   ED       John Jay Iselin: dir
                  Yale  Univ  1939;   Univ   VA   LLB   1941   NONPR   AFFIL   pres:   Museum       David Lincoln  Luke,  III:  dir,  mem  exec  Comm  B  Tyrone  PA  1923  ED
                  City NY-, mem: NatI Inst Ans & Letters, Assn Bar City NY                          Yale  Univ  AB  1945  CURR   EMPL   chmn,   pres,   ceo:   Westvaco   Corp
                  E.  Virgil  Conway:  dir,  chmn  audit  Comm,  mem  exec  Comm,   mem   fin       CORP  AFFIL  dir:  Clupak,  BF  Goodrich  Co,  Irving  Trust  Co,   Irving
                  Comm  B  Southampton  NY  1929  ED  Colgate  Univ  BA  195  1;  Yale   Univ       Bank   Corp,   McGraw-Hill,   Grumman   Corp   NONPR   AFFIL    mem:    Am
                  LLB  1956  CURR  EMPL   cbmn   bd,   pres,   ceo,   trust:   Seamans   Bank       Paper Inst, Inst Paper Chemistry; trust: Cold Spring  Harbor  I-ab;  trust
                  Savings CORP  AFFIL  dir:  Union  Pacific  Corp,  JP  Stevens  &  Co,  Natl       emeritus: Hotchkiss Sch
                  Securities  &  Research  Corp,  Union   Pacific   Railroad;   trust:   Con-       Mary  Patterson  McPherson,  I'hD:  dir  B  Abington  PA  1935  ED   Smith
                  solidated Edison CO.NY, Atlantic  Mutual  Ins  Co,  Natl  Bond  Fund,  Nail       Coll  AB  1957;  Univ  DE  MA  1960;  Bryn  Mawr  Coll   PhD   1969   CURR
                  Stock  Fund,  Natl  Growth  Fund,  Natl  Balanced  Fund,   Natl   Preferred       EMPL  pres:  Bryn  Mawr  Coll  CORP  AFFIL  dir:  Provident   Nlatl   Bank
                  Fund, Natl Total Income Fund,  Natl  Total  Return  Fund,  Natl  Securities       Philadelphia,  Bell  Telephone  Co   PA   NONPR   AFFIL   mem   bd   dirs:
                  NY  Tax-Exempt  Bond  Fund,  Natl  Securities  Strategic  Allocation   Fund       Agnes  Irwin  Sch,  Shipley  Sch,  Brookings   Inst,   Philadelphia   Con-
                  NONPR  AFFIL  trust:  Citizens  Budget   Comm;   dir:   Regional   Planning       tributorship,  Natl  Humanities  Ctr,  Amherst  Coll;  mem:  Soc   Ancient
                  Assn;  mem:  Savings  Bank  Assn  NY,  Natl  Assn  Mutual  Savings   Banks,       Greek  Philosophy,  Am   Philosophy   Soc   PI]IL   AFFIL   dir:   Camegic
                  Am  Bar  Assn,  Assn  Bar  City  NY,  NY  Chamber  Commerce   &   Industry,       Corp NY
                  N'atl Coune Savings Insts                                                         Walter N. Rothschild,  Jr.:  dir,  mem  exec  Comm,  mem  fin  Comm,  Meln
                  Thomas  Harry  Meikle,  Jr.,   MD:   pres,   mem   fin   Comm,   mem   exec       audit Comm
                  Comm  B  Troy  PA  ED  Comell  Univ  AB  195  1.  MD   1954   NONPR   AFFIL       Nelson Macy, Jr.: hon dir
                  mem: Am Physiology Soc, So-c Neurosciences                                        Lewis  Thomas,  MD:  hon  dir  B  Flushing  NY  1913  ED  Princeton   Univ
                  Maxine E. Bleich: vp                                                              BS  1933;  Harvard  Univ  MD  1937  NONPR  AFFIL  pres   emeritus:   Mernl
                  Rina Forlini: secy, treas                                                         Sloan-Kettering  Cancer  Ctr   PHIL   AFFIL   dir:   Lounsbery   (Richard)
                  Lawrence  K.  Altman,  MD:  dir  B  Quincy  MA   1937   ED   Harvard   Univ       Fdn; dir: Diamond (Aaron) Fdn
                  AB  1958;  Tufts  Univ  MD  1962  CURR  EMPL   staff   med   correspondent:                                                                                            s
                  NY   Times   NONPR   AFFIL   fellow:   Am   Coll   Physicians,   Am    Coll
                  Epidemiology,   NY    Academy    Medicine;    mem:    Inst    Medicine/Natl       APPLICATION AND REVIEW PROCEDURES
                  Academy   Sciences,   Am   Soc   Tropical   Medicine   &    Hygiene,    Soc       Initial Contact: The foundation  suggests  sending  a  preliminary  letter
                  Epidemiological Research                                                          of inquiry. Correspondence  should  be  addressed  to  the  president.neTO
                  Harold  Amos,  PhD:  dir  CURR  EMPL  chmn   (div   med   sciences),   prof       are no special application forms.
                  (microbiology, molecular genetics): Harvard Medical Sch                           Include  Information  On:  Grant  proposals  should  include  the   nameof
                  Alexander  Gordon  Bearn,  MD:  dir  B  Surrey   England   1923   ED   Univ       the sponsoring organization or institution, description  of  the  project,
                  London  BS  1946,   MD   1951   CURR   EMPL   adjunct   prof:   Rockefeller       names and  qualifications  of  the  persons  in  charge  of  the  project,
                  Univ  NONPR  AFFIL  chmn  (div  med   sciences):   Assembly   Life   Scien-       expected  costs  and  duration  of  the  project  (including  an  itemizcd
                  ces; trust: Rockefeller Univ, Howard  Hughes  Med  Inst-,  dir:  Royal  Soc


                                                                                                                                                  (D  1991  Tile  Taft  Grot'P




                     Kaiser (Henry J.) Family Foundation                                                                                       Foundation      Reporter,      1991

                     Disclosure Period: 1988
                     RECENT GRANTS                                                                      Kaiser (Henry J.) Family
                     Civic & Public Affairs                                                             Foundation
                            20,000  GermanSocietyoftheCityofNewYork,NY-for
                                      its social service program                                        CONTACT
                            20,000    Liederkranz Foundation, New York, NY - for its
                                      musical programs                                                  Karen Sparks
                                                                                                        Program Officer and Grants Manager
                     Education                                                                          Henry J. Kaiser Family Foundation
                            150,000  University of Kansas, Lawrence, KS - for the Max                   2400 Sand Hill Road '
                                      Kade language center                                              Menlo Park, California 94025
                            52,500  Indiana University, Institute of German Studies,                    (415) 854-9400
                                      Bloomington, IN - toward support of its graduate
                                      training and teaching program
                            32,850  UniversityofCafifomia,SanFrancisco,CA-                              FINANCIAL SUMMARY
                                      research and training in the field of cardiology,
                                      focusing on the studies of pathophysiology of                     Recent   Giving:     $13,022,465     (1988);    $11,880,014        (1987);
                                      alcoholic cardiomyopathy                                          $10,021,212 (1986)
                            32,850  University of California, Berkeley, CA - research                   Assets:   $373,847,507   (1988);   $354,413,428    (1987);    $359,265,215
                                      and training in the field of structural mechanics,                (1986)
                                      focusing on the studies of computational methods
                                      for non-linear large deformation problems
                            32,850  California Insitute of Technology, Pasadena, CA -                   CONTRIBUTIONS SUMMARY
                                      research and training in the field of organometallic
                                      chemistry                                                         Type of Foundation: special purpose
                            31,525  University of California Regents, Los Angeles, CA -                 Major Priority: medicine and health care
                                      research and training in the field of gastrointestinal            Geographic Distribution: national; some emphasis on California
                                      research                                                          Grant   Types:   confercnce/seminar,   department,   fellowship,   general
                            31,525  University of California, Berkeley, CA - research                   support,  multiyear/continuing  support,   professorship,   project,   re-
                                      and training in the field of biochemistry                         search, scholarship, and seed money
                            31,400    Massachusetts Institute of Technology, Whitehead
                                      Institute for Biomedical Research, Cambridge, MA
                                      - research and training in the field of
                                      developmental biology                                             DONOR INFORMATION
                            31,400    University of Colorado Foundation, Boulder, CO                    The  foundation  was  established  in  1948  by  industrialist  Henry   J.
                                      research and training in the field of geology                     Kaiser (1882-1967) and  his  wife,  Bess.  Mr.  Kaiser  ran  a  successful
                            31,150    Harvard University, Cambridge, MA - research and                  construction  business,  and  after  World  War  H  founded   Kaiser   In-
                                      training in the field of atomic and molecular physics             dustries, which had interests in  aluminum,  steel,  cement,  gypsum,  and
                            30,700    Washington University School of Medicine, St. Louis,
                                      MO - research and training in the field of                        chemicals. Mr.  Kaiser  had  a  lifelong  interest  in  medicine  and  the
                                      neurobiology                                                      improvement of health care for all Americans.  He  established  a  prepaid
                            30,200    University of California, San Diego, CA - research                health care program  for  his  employees  in  1938,  which  has  grown  to
                                      and training in the field of marine biology                       become the Kaiser Permanente Medical Care Program.
                            30,100    Foundation for Advanced Education in the Sciences,
                                      Bethesda, MD - research and training in the field
                                      of molecular oncology                                             FOUNDATION PHILOSOPHY
                            29,800    University of California, San Francisco, CA -                     The foundation, following  the  example  of  its  founder,  works  to  im-
                                      research and training in the field of theoretical and
                                      experimental neuroscience                                         prove health care  for  all  Americans.  In  the  past,  the  foundation's
                            25,900    Uni'versity of Maryland, Baltimore, MD - research                 emphasis  has  been  on  the  concept  of  comprehensive  prepaid   health
                                      and training in the field of biochemistry, focusing on            care, general internal medicine training,  health  professions  education,
                                      the studies of neorochemical and pharmacological                  and research and analysis in health care  policy.  Recently,  the  founda-
                                      studies of central seizures                                       tion has supported activities aimed at improving  the  results  of  health
                            25,900    Columbia University, New York, NY - research and                  care and enhancing patients'functioning in their everyday lives.  It  also
                                      training in the field of statistical human genetics               has  established  the  Health  Promotion  Program,  to  alert  people   to
                            20,000    Middlebury College, VT - in support of the
                                      distinguished professorship program of the graduate               preventable illnesses and premature death.  It  also  encourages  cost-ef-
                                      language semester                                                 fectiveness in the provision of health care services  through  the  promo-
                            20,000    Gerrnan-American School Association, New York, NY                 tion of health maintenance organizations (HMOs).
                            15,000    University of Pennsylvania, Philadelphia, PA -                    The foundation  is  funding  development  and  health  projects  in  South
                                      fellowship program for training of graduate teaching              Africa. It also funds health and  health-related  services  in  the  five-
                                      assistants                                                        county San Francisco Bay Area.
                            12,000    Franklin and Marshall College, Lancaster, PA - in
                                      support of the visiting faculty exchange
                                      professorship program in the field of foreign                     CONTRIBUTIONS ANALYSIS
                                      languages and literatures
                            10,000    Univ-ersity of Wisconsin Foundation, Madison, WI                  In 1988, the foundation gave 48% of its  funding  to  education,  most  of
                                                                                                        whi,ch-went to medical schools. Health received 3 1 %,  with  a  focus  on
                      Health                                                                            hospitals and medical research. Social services  received  9%.  Civic  and
                            14,400    Harvard University, Brighan and Women's Hospital,                 public affairs received  79o,  and  international  organizations  received
                                      Boston, MA - research and training in the field of                the remainder.
                                      cardiovascular research
                            10,100    Massachusetts General Hospital, Boston, MA
                                      research and training in the field of photomedicine



                           QQ                                                                                                                         0  1991   The   Taft   Group




                p,undation Reporter, 1991                                                                                  Kaiser    (Henry    J.)    Family    Foundation
                ,TYPICAL RECIPIENTS                                                             APPLICATION  AND  REVIEW  PROCEDURES
                civic  &  Public  Affairs:   nonprofit   management,   philanthropic   or-      Initial  Contact:  'Mere  is  no  official  application  form.  Applicants
                 gnizations, and public policy                                                  should submit a preliminary letter.
                iducafion:  colleges  &  universities,  health   &   physical   education,      Include  Information  on:  Include  a  brief  outline  of  the  plan   and
                .03edica  education,  minority  education,  and  science/technology  educa-     0 ectives of the  project,  pertinent  information  about  the  sponsoring
                tion                                                                            organization and the individuals to  be  involved,  budget  estimate,  and
                         g
                Uealih. eriatric health,  health  organizations,  hospitals,  medical  re-      a copy of the tax-exempt status letter.
                search, nutrition & health maintenance, pediatric health,  public  health,      Deadlines: Applicants may submit requests any time.
                and single disease health associations                                          Review Process: The  foundation  replies  as  promptly  as  possible  con-
                Infernational: international development/relief                                 ceming the status of all requests.
                Social Services: aged, child welfare, community service          organiza-      Note: The foundation does  not  support  the  following:  ongoing  general
                tions, drugs & alcohol,  family  planning,  family  services,  homes,  and      operating expenses; indirect costs; construction,  renovation,  or  equip-
                youth organizations                                                             ment  purchases;  basic  biomedical  research;  individuals;   funds   for
                                                                                                legislation or activities that seek to influence the legislative  process;
                                                                                                international projects-, and capital campaigns, annual appeals,  or  other
                OFFICERS AND DIRECTORS                                                          fund-raising events.
                EdgarFosburgh  Kaiser,  Jr.:  chmn,  trust,  fdrgrandson  B  Portland   OR      Foundation Publications: annual report
                1942  ED  Stanford  Univ   BA   1965;   Harvard   Univ   MBA   1967   CURR
                EMPL  chmn  bd  dirs,  pres,  ceo:  Kaiser  Resources  CORP   AFFIL   dir:
                Bell  Canada  Enterprises  Devel  Corp,  Canadair  Ltd,   BC   Place   Ltd      GRANTS ANALYSIS
                NONPR  AFFIL  trust:  Vancouver  Gen  Hosp,   CA   Inst   Tech;   mem   bd      Total Grants: $13,022,465*
                dirs:  Sadat  Peace  Fdn,  Diefenbaker  Meml  Fdn,  Univ  CO  Fdn;   chmn:      Number of Grants: 152*
                Kaiser  Substance  Abuse  Fdn;  fdr,  mem   adv   comm:   Denver   Broncos      Average Grant: $85,674*
                Youth  Fdn;  Man   in   Motion   World   Tour;   mem   cooperation   comm:      Highest Grant: $1,618,338
                Canada-Korea  Bus  Counc;  mem   Canadian   comm:   Pacific   Basin   Econ      Typical Range: S I 0,000 to $ 1 00,000
                Counc;  mem:  Bus  Counc  NaLl  Issues,  SRI  Intl  Counc,  mem  bd  govs:      Disclosure Period: 1988
                Jr  Achievement  British  Columbia,  Bus  Counc  British   Columbia;   mem      Note: Figures do not include $89,129 in matching gifts.
                intl adv counc: Gov Dummer Academy, Salk Inst
                Drew Altman: pres
                Alvin  Richard  Tarlov,  MD:  trust  B  Norwalk  CT  1929   ED   Dartmouth      RECENT GRANT
                Coll  BA  195  1;  Univ  Chicago  MD  1956  NONPR  AFFIL  mem:   Am   Coll      Civic & Public Affairs
                Physicians, INSL Medicine Natl Academy Sciences                                      390,000  Rand Corporation, Santa Monica, CA - for
                Joseph  Anthony  Califano,  Jr.:  trust  B  New  York  NY  1931  ED   Coll                       supplementary   support   for   the   Medical    Outcomes
                Holy  Cross  AB  1952;   Harvard   Univ   LLB   1955   CURR   EMPL   ptnr:                       Study
                Dewey  Ballantine  Bushby  Palmer  &  Wood  CORP   AFFIL   dir:   Chrysler           187,500  InterStudy,  Excelsior,  NLN   -   continued   support   for
                Corp,  Am   Can   Co,   Automatic   Data   Processing,   Primerica   NONPR                       the Health Systems Demographic Center
                AFFIL chmn: Ctr  Social  Policy  Middle  East;  trust:  Urban  Inst,  20th            50,000  Northern   California   Grantmakers,   San   Francisco,   CA
                Century  Fund;  mem  bd  dirs  seminars  media   &   society:   Georgetown                       - for AIDS Prevention and Community Care
                Univ;  mem:  Am  Bar  Assn,  Fed  Bar  Assn,  DC  Bar  Assn,  NY  St   Bar                       Initiative
                Assn,  Am  Judicature  Soc;  hon  chmn:  Children  Alcoholics  Fdn;   dir:      Education
                Am Fdn AIDS Research PHIL AFFIL secy, treas, trust: Iacocca Fdn                      1,618,338 Stanford University, Stanford, CA - for Health
                Hale  Champion:  trust  B  Coldwater  MI  1922   ED   Stanford   Univ   BA                       Promotion Resource Center
                1952  CURR  EMPL  exec  dean:  John  F  Kennedy  Sch  Govt  Harvard   Univ           878,554   University of Washington, Seattle, WA - for
                NONPR AFFIL trust mem: Natl Academy Pub Admin                                                    evaluation   of   the   Foundation's   Health   Promotion
                                                                                                                 Program in the West
                Richard Pierce Cooley-. trust B Dallas TX 1923 ED         Yale   Univ   BS           300,000   National  Medical  Fellowships,  New   York,   NY   -   for
                1944  CURR  EMPL  chmn,  pres,  ceo:  SeaFirst  Corp  CORP  AFFIL   trust:                       Kaiser   Merit   Awards   and   need-based   scholarships
                Rand  Corp;  dir:  Un  Airlines,  Allegis  Corp,   Howmet   Turbine   Com-                       for minority medical students
                ponents  Corp,  Burlington  Northern,  Pechiney   Ugine   Kuhlmann   Corp,           225,000   Morehouse  School  of   Medicine,   Atlanta,   GA   -   for
                Bank  Am  Corp  NONPR  AFFIL  trust:  Children's   Hosp   San   Francisco,                       development  of  a  Health  Promotion   Resource   Center
                CA  Inst  Technology;  mem:  Assn  Reserve   City   Bankers,   Smithsonian           221,062   University of Washington, Seattle, WA - for
                Inst Natl Assn Bd, CA Chamber Commerce                                                           evaluation  of  the  Planetree  Model  Hospital   Project
                Douglas  A.  Fraser:  trust  CURR  EMPL  prof  labor  studies:  Wayne   St           150,000   San  Diego  State  University,  San   Diego,   CA   -   for
                Univ                                                                                             Project Salsa
                                                                                                        30,000 University of California  (San  Francisco),  Institute  for
                Barbara  C.  Jordan:  trust  B  Houston  TX  1936  ED  TX  Southern   Univ                       Health and Aging, San Francisco, CA - for
                BA  1956;   Boston   Univ   JD   1959   CURR   EMPL   Lyndon   B   Johnson                       development  of  a  long-term  care  policy  agenda   for
                Centennial prof natl policy:  Lyndon  B  Johnson  Sch  Publ  Affairs  Univ                       California
                TX   (Austin)   NONPR   AFFIL   mem:   UN   Panel   Multinational    Corps
                South  Africa  &  Namibia,  Am  Bar  Assn,  TX  Bar  Assn,  MA  Bar  Assn,      Health
                Houston Bar Assn, NAACP                                                              530,099  National Academy of Sciences, Washington, DC
                                                                                                                 for guidelines  on  diet  and  health:  implications  and
                Henry M. Kaiser: trust CURR EMPL dir: Harvest Ventures                                           strategies for implementation
                Kim J. Kaiser: trust                                                                 225,000                    Advocacylnstitute,Washington,DC-forsmoking
                Edwin   H.   Morgens:   trust   CURR   EMPL   chmn:   Morgens    Waterfall                       Control Advocacy Resource Center
                Vintiadis & Co                                                                       209,603   Preventive   Medicine   Research   Institute,    Sausolito,
                Joan  E.  Morgenthau,  MD:  trust   CURR   EMPL   dir   health   services:                       CA -  to  study  the  effects  of  lifestyle  changes  in
                Smith Coll; prof lecturer: Mt Sinai Sch Medicine City Univ NY                                    treating coronary heart disease
                                                                                                     185,464  Boston  Department  of   Health   and   Hospitals,   Boston,
                                                                                                                 MA -  for  the  evaluation  of  the  Violence  Prevention
                                                                                                                 Project



                0 1991 The Tart Group                                                                                                                                    389





                                                                                                                                    Foundation      Reporter,       1991
              Kaplan (J. M.) Fund
                                                                                                                                 y New York State
                                      n Hospital-Lehi h Valley Hospital Center.                  Geographic Distribution: primaril                  roject,   and   seed
                     178,578  Allentow                  9                                                       cral support. operating expenses, p
                                 Allentown, Pik - for Smoke Free Lehigh Valley                   Grant Types: gen
                                 Project                                                         money
                     176,517  Children's Hospital of Philadelphia, Philadelphia, PA
                                 - for Philadelphia injury prevention, the Safe                  DONOR INFORMATION
                                 Block Proiect          rsity, National  Health
                     158,965  George   Waihington   Unive                                        Jacob Merrill Kaplan (1891-1987) established  the  fund  in  1945  with
                                    y Foruni,  Washington,  i)C  -  for  Health                                                    e  Company,  which  he   headed   for
                                 Polic                                                           proceeds from the Welch Grape Juic
                                 Promotion Project      lbuquerque, NM        for                many years. In 1977, Mr. Kaplan transferred the presidency of the  fund
                     15o,ooo  Healthnet  New  M.exico,  A                                        to his daughter, Joan K.  Davidson.  Mr.  Kaplan  worked  imaginatively
                                 model program in  statewide  health  promotion                                          'd  and  the  improvement  of  American  social
                     150,000  Kaiser Foundation Health Plan of the Northwest,                    in responding to human nee Mr.  Kaplan's  ideas  and  values  govern  the
                                     nd, OR - for "Adopt a secondary school for                  service institutions. Today,
                                 Portia                                                          work of the fund, as they have for over forty years.
                                 health" project
                     150,000  San Francisco Department of Public Health, San
                                 Francisco, CA - for community and home injury
                                 prevention project for seniors                                  FOUNDATION PHILOSOPHY
                     149,996  Colorado      artment of Health, Denver, CO - for                  In recent years, the fund has become increasingly involved in  national
                                 Action for  ealthy People
                     148,964  North Bay Health Resources Center, Petaluma, CA                    efforts to protect the environment, to plan and develop cities, and  to
                                 for a nu tion education pro                                                                               The   fund,   however,    con
                                       tn                    gram on dietary habits              champion civil liberties and human rights.
                                 and risk factors for cancers                                    tinues to focus most of its support on local  nonprofit  organizations,
                     148,575  Indian Health Service-Wind River Health Promotion                  community grassroots efforts, and social policy interests in  New  York
                                 Project, St. Stephens, WY - for Wind River Indian
                                 Reservation health promotion program                            City.
                     131,591  Mental  Health  Services  for  Tuolumne   County,                  Grants are made primarily in  three  program  areas.  Within  the  area
                                 Sonora, CA - for youth health promotion program                 categorized as land use,  the  fund  is  concerned  with  conservation;
                                                                                                 historic  preservation;  improving  neighborhoods;   enhancing   public
                     International                                                               parks, farmlands, and open space; and  efficient  handling  of  nuclear
                     145,000  University of the Witwatersrand, Health Services
                                 Develo@                annesbUTg, South Africa                  weapons. Within the area terined civil liberties and human  needs,  the
                                        -ent  Unit,   Job                                        fund supports efforts to promote civil rights, ensure legal protection,
                                 for continuation of training for primary health
                                 personnel                                                       provide basic public services, and promote human rights. The trust also
                                                                                                 funds a variety of cultural interests in its third program area.

                Social Services
                     181,015  Boys  Club  of  America,  New  York,  NY  -   for
                                 substance abuse program                                         CONTRIBUTIONS ANALYSIS
                     150,000                  GirIsClubofAmerica,NewYork,NY-for
                                 adolescent pregnancy prevention program                         In fiscal 1988, the fund gave 39% of its  contributions  to  civic  and
                                      ,v   Mothers,   Hea,It                                     public affairs. Its major concern was environmental affairs.  The  arts
                     150,000  Health                    @y Babies, The Montana
                                 Coali'tion,  Helena,  MT_  for Montana adolescent               received 32%, with a focus on  historic  preservation  and  restoration
                                                                                                 but also included grants to  various  music  and  arts  groups.  Sociai
                                 pregnancy Prevention program
                                                              Choices, Park City, UT             services received 17%, while education received 1 1 %  of  the  giving.
                     150,000  Mountain C8mmunity Health
                                 - for health promotion project to reduce substance
                                 abuse
                     150,000  PositivelmagesEmerging,SanDiego,CA-for                             TYPICAL RECIPIENTS
                                 adolescent pregnancy prevention project                         Arts & Humanities: history/historic preservation,  libraries,  literary
                                                                                                 arts, museums/galleries, music, and opera
                                                                                                 Civic & Public Affairs:  civil  rights,  environmental  affairs,  First
                                                                                                 Amendment issues, international affairs,  philanthropic  organizations,
                                                                                                 rural affairs, urban & community affairs,  and  zoos/botanical  gardens
                     Kaplan (J. M.) Fund                                                         Education: colleges & universities
                                                                                                 Health: health organizations
                                                                                                 Social Services:  food/clothing  distribution,  legal  aid,  and  shel-
                     CONTACT                                                                     ters/homelessness
                     Suzanne Davis
                     Executive Director
                     J@ M. Kaplan Fund                                                           OFFICERS AND DIRECTORS
                     30 Rockefeller Plaza. Suite 4250                                            Joan K. Davidson:  pres,  trustB  New  York  NY  1927  ED  Comell  Univ
                     New York, New York 10 1 12                                                  1948;  Bank  Street  Coll  Ed  1949  NONPR  AFFIL  trust:   Natl   Comm
                     (212) 767-0630                                                              Effective Congress, Natl Trust Historic Preservation
                                                                                                 Elizabeth K. Fonseca: vp, trust  PHIL  AFFIL  vp,  dir:  Kaplan  (Henry
                                                                                                 C) Fdn
                     FINANCIAL                    SUMMARY                                        Richard D. Kaplan- vp, trust
                     Recent Giving: $6,908,000 (fiscal 1989 approx.); $6,147,000 (fiscal         Mary E. Kaplan: vp, trust
                     1988); $5,827,000 (fiscal 1987)                                             John Matthew Davidson: secy, trust
                     Assets: $85,000,000 (fiscal 1989 approx.); $77,913,169 (fiscal year         Suzanne Davis: exec dir
                     ending November 30, 1988); $75,132,609 (fiscal 1987)                        Maurice Austin: trust PHIL AFFIL dir: Kaplan (Henry C) Fdn
                     Gifts Received: $6,243 (fiscal 1987)                                        Elizabeth Davidson: trust
                                                                                                 Bradford Davidson: trust
                                                                                                 Peter W. Davidson: trust
                     CONTRIBUTIONS SUMMARY
                                                                                                 Bruno Fonseca: trust
                     Type of Foundation: family                                                  Caio Fonseca: trust
                     .Major Priority: the arts, civil liberties, and human needs; programs       Isabel Fonseca: trust
                     in architecture and urban planning; and preservation and parks              Quina Fonseca: trust

                                                                                                                                              (D 1991 The Tart GROUP




                           Kello       K.) Foundation                                                                                           Foundation Reporter, 1991
                           Foundation Publications: annual report, statement of policies &                Hereditary Disease Foundation, Santa Monica, CA - continued
                           procedures                                                                     support for collection of a reference pedigree for mapping the human
                                                                                                          genome
                                                                                                          Yale University, New Haven, CT - toward constriction of the new
                           GRANTS ANALYSIS                                                                center for molecular medicine
                           Total Grants: $35,286,000                                                      Huntington Memorial Hospital, Pasadena, CA - toward a new
                           Number of Grants: 58                                                           radiology wing
                           Average Grant: $608,379
                           Highest Grant: N.Av.                                                           Social Services
                           Typical Range: $ 1 00,000 to $750,000                                          Children's Bureau of Los Angeles, CA -toward the purchase of a new
                           Disclosure Period: 1989                                                        headquarters building
                                                                                                          Goodwill Industries of Southern California, Los Angeles, CA -
                                                                                                          purchase of six trucks for pick-up of donated goods
                           RECENT GRANTS                                                                  Los Angeles Regional Foodbank, CA - support for construction of
                                                                                                          new warehouse
                           Arts & Humanities
                           Los Angeles  amber Orchestra Society, CA       continued  support  of
                           educational activities
                           Orange County Performing Arts  Center,  Costa  Mesa,  CA  -  for  the
                           endowment fund
                           Santa Barbara -@Museum of Natural History, CA   support for expanded           Kellogg (W. K.) Foundation
                           education programs
                           Education                                                                      CONTACT
                           Bucknell  University,  Lewisburg,  PA  -  a  gas   chromatograph/mass          Nancy A. Sims
                           spectrometer for the chemistry department                                      Executive Assistant, Programming
                           Fairfield University, CT - equipment for an applied  physics  program          W. K. Kellogg Foundation
                           Georgia Institute of Technology, Atlanta,  GA  -  instruments  for  a          400 North Avenue
                           manufacturing research center                                                  Battle Creek, Michigan 49017-3398
                           Ithaca College, NY - support for a  magnetic  resonance  spectrometer          (616) 968-1611
                           for the chemistry department
                           Johns Hopkins University, Baltimore, MD - equipment for a
                           biophysical research on macro-molccular assemblies                             FINANCIAL SUMMARY
                           Michigan State University, East Lansing,  MI  -  instruments  for  an          Recent  Giving:   S106,948,094   (fiscal   1989);   $107,106,934   (fiscal
                           environmental laboratory                                                       1988); $88,979,208 (fiscal 1987)
                           -,\,Orthwestem University, Evanston, IL - support for a nuclear                Assets:   $4,201,240,259   (fiscal   year   ending   August   31,   1989);
                           magnetic resonance spectrometer for biology research                           $3,162,546,321 (fiscal 1988); S3,581,473,230 (fiscal 1987)
                           Pennsylvania State University, University Park, PA -  establishing  a          Gifts Received: S92,614,094 (fiscal 1987)
                           laboratory for fluid dynamics research in the mathematics department           Fiscal  Note:  Gifts  received  are  primarily  from  the  W.  K.  Kellogg
                           Texas Christian  University,  Ft.  Worth,  TX  -a  scanning  electron          Foundation Trust.
                           microscope and other equipment for biology and geology departments
                           Tufts University,  Medford,  MA  -  magnetometry  equipment  for  the
                           department of physics and astronomy                                            CONTRIBUTIONS SUMMARY
                           University of Arizona, Tucson, AZ -  an  electron  microprobe  and  a          Type of Foundation: general purpose
                           mass spectrometer for geosciences research                                     Major  Priority:  community-based,   problcm-focused   health   services-,
                           University of California, Los Angeles, CA -  an  ion  microprobe  for          wholesome  food  supply;  leadership,   youth;   and   economic   develop-
                           research in isotope geochemistry                                               ment in Michigan
                           University of Colorado, Boulder, CO - equipment for the                        Geographic  Distribution:  international  (primarily  Latin  America,  the
                           optoclectronic computing systems center                                        Caribbean, and Southern Africa) and national
                           University of Texas,  Austin,  TX  -  a  magnetic  resonance  imaging          Grant   Types:   fellowship,   matching,   multiyear/continuing   support,
                           spectrometer for oil recovery research in the  petroleum  engineering          project, and seed money
                           department
                           Vill.anova  University,  ViRanova,  PA  -  equipment  for  an   electron       DONOR INFORMATION
                           microscopy laboratory
                           Wellesley College, MA  -  support  for  an  astronomy  consortium  of          The foundation was established in Battle  Creek,  Michigan,  in  1930,  by
                           eight undergraduate colleges                                                   W.  K.  Kellogg.  Mr.   Kellogg   was   a   successful   businessman   who
                           Wesleyan  University,  Middletown,  CT  -   equipment   for   several          pioneered the ready-to-eat breakfast  cereal  industry  with  the  Kellogg
                           science departments                                                            Company. Mr. Kellogg  was  active  in  philanthropy  until  his  death  in
                           Massachusetts  Institute  of  Technology,  Cambridge,  MA  -  further          1951 at the age of 91.
                           support for the existing W. M.  Keck  fellowship  fund  for  graduate
                           students in the biology department
                           Amherst College, MA -for developing an undergraduate curriculum                FOUNDATION PHILOSOPHY
                           in law, jurisprudence, and social thought                                      T-he7@'oundation  follows  Mr.  KeHogg's  commitment  to  the  application
                           Loyola High  School,  Los  Angeles,  CA  -  for  the  endowment  fund          of  knowledge  to  the  problems  of  people.   The   foundation's   grant
                                                                                                          making  is  concentrated  in   the   following   areas:   community-based,
                           Health                                                                         problem-fccused  health  services,  wholesome  food  supply;   leadership;
                           Harvard  University,  Cambridge,  MA  -  equipment   and   operations
                                                                                                          youth;  and  economic  development  in  Michigan.  'De   foundation   also
                           support for the department  of  biological  chemistry  and  molecular          is conducting limited grant making in the  following  areas  to  determine
                           pharmacology
                                                                                                          whether these themes might  become  major  parts  of  programming-.  rural
                                                                                                          America,   water   resources,   management   of    information    systems,



                                                                                                                                                        (D  1991  The   Taft   Group




                                                                                                                                            Kellogg    (W.    K.)     Foundation
                     Foundation Reporter, 1991
                     philanthropy  and   volunteerism,   science   education,   and   community       Chris T. Christ: trust  B  Battle  Creek  MI  ED  Albion  Coll  AB  1951-,
                     colleges.                                                                        Univ   MI   JD   1954   CURR   EMPL   ptnr:   Vandervoort   Cooke   McFree
                                                                                                      Christ  Carpenter  &  Fisher   PC   NONPR   AFFIL   chmn:   Battle   Creek
                                                                                                      Health  Systems;  mem:  Calhoun  County  Bar  Assn,  Am  Bar  Assn,  Panel
                     CONTRIBUTIONS ANALYSIS                                                           Arbitrators, Am Arbitration Assn;  consultant:  Albion  Coll,  Binda  Fdn.
                     In 1989,  based  on  the  foundation's  designated  program  areas,  about       Am  Cancer  See,  North   Avenue   Women's   CtrPHILAFFIL   chmn:   Battle
                     28%  of  funding   went   to   community-based,   problem-focused   health       Creek Community Fdn
                     services and to  other  health  issues.  About  12%  each  went  to  adult       William  Neill  Hubbard,  Jr.:  trust  B  Fairmont  NC  1919  ED  Columbia
                     continuing education and youth,  An  additional  II%  went  to  a  special       Univ  AB  1942;  NY  Univ  MD  1944  CORP  AFFIL  dir:  Upjohn  Co,  First
                     opl>ortunity category, primarily supporting social s7e7rvi-ces, civic  or-       Am   Bank   Corp,   Hoover   Universal,   Consumers   Power   Co    NOIVPR
                     ganizations,  and  educational  programs.  The  foundation   states   that       AFFIL dir: Intl Fertility  Research  Program,  Family  Health  Intl,  Univ
                     grants in  this  area  were  made  in  response  to  'special  programming       MI   Devel   Counc;   mem:   Harvey   Soc,   NY   Academy   Medicine,   oc
                     opportunities" and that it is unlikely that such funding  would  be  given       Alumni   Bellevue   Hosp,   MI   Med   Soc   Clinical    Pharmacology    &
                     otherwise.  Another  11%  of   foundation   funding   went   to   emergent       Therapuetics,   Inst    Medicine/Natl    Academy    Sciences,    Kalamazoo
                     programming,   primarily   for   Rural   America    Projects    and    for       Academy  Medicine,  Am   Soc   Clinical   Pharmacology   &   Therapeutics;
                     Philanthropy  and  Voluntecrism.  The  remaining  funds  were   given   to       trust:  Columbia  Univ;  fellow:  Am  Coll   Physicians;   chmn   visiting
                     Wholesome   Food   Supply,   10%;    leadership,    8%,    and    economic       comm:  Univ  MI  Medical  Ctr  PHIL  AFFIL  dir:  Counc  Library   Resour-
                     development in Michigan, 7%.                                                     ces
                                                                                                      Dorothy A.  Johnson:  trust  NONPR  AFFIL  trust:  Grand  Valley  St  Univ
                                                                                                      Fdn, Presbyterian Fdn; pres: Counc MI Fdns; dir: Fdn Ctr
                     TYPICAL RECIPIENTS                                                               Robert  L.  Raun:  trust  NONPR  AFFIL  trust:  Univ  NE  Fdn;   dir:   NE
                     Arts & Humanities: libraries and museums/galleTiCS                               Futures; mem: NE Water Mgmt Bd, NE Econ Devel Comm
                     Civic  &  Public  Affairs:  economic  development,  municipalities,   non-       Howard  F.  Sims:  trust  CURR   EMPL   architect   NONPR   AFFIL   trust:
                     profit  management,  public  policy,  rural  affairs,  urban  &  community       Oakland Univ (MI);  dir:  Detroit  Econ  Growth  Corp,  Fdrs  See  Detroit
                     affairs, and women's affairs                                                     Inst Arts, Un Fdn;  mem  exec  bd:  Detroit  Area  Counc  Boy  Scouts  Am,
                     Education: agricultural education,  arts  education,  business  education,       Metro Youth Fdn
                     career/vocational  education,  colleges  &   universities,   community   &       Jonathan  Taylor  Walton:  trust  B  Evanston   IL   1930   ED   Dartmouth
                     junior  colleges,  continuing  education,  economic  education,  education       Coll  BA  1952,  MBA  1953  CURR  EMPL  exec  vp:   Natl   Bank   Detroit,
                     administration,  education  associations,  education   funds,   elementary       NBD  Bancorp  NONPR  AFFIL  MI   chmn:   Un   Negro   Coll   Fund;   chmn:
                     education,  engineering   education,   faculty   development,   health   &       Greater  Detroit  Area  Health  Counc;  trust:  Endowment  Fund   Am   Red
                     physical education, international exchange, international  studies,  jour-       Cross;  dir:  YIMCA  Metro  Detroit,  Franklin-Wright  Nonprofit   Housing
                     nalism education,  legal  education,  liberal  arts  education,  literacy,       Corp-,  mem:  Assn  Reserve  City  Bankers  PHIL  AFFIL  trust:  Comm  Fdn
                     medical  education,  minority  education,  preschool  education,   private       Southeastern MI
                     education  (precollege),  public  education  (precollege),   science/tech-       Wenda    Weekes    Moore:    trust    CURR    EMPL    chmn    bd     dirs:
                     nology  education,  social  sciences  education,  special  education,  and       CHART/WEDCO   NONPR   AFFIL    trust:    Wayside    House;    mem:    Univ
                     student aid                                                                      MN Bd Regents; dir: Univ @MiN Fdn
                     Health:  emergency/ambulance  services,  geriatric  health,  health   care
                     cost containment, health funds,  health  organizations,  hospices,  hospi-
                     tals, medical training, medical rehabilitation, medical  research,  mental       APPLICATION AND REVIEW PROCEDURES
                     health. nursing  services,  nutrition  &  health  maintenance,  outpatient       Initial  Contact:  There  are  no  formal  grant  application  forms.  Or-
                     health care delivery, pediatric health, public health, and single  disease       ganizations should send a one- to two-page pre-proposal letter.
                     health associations                                                              Include Information On:  Pre-proposal  letters  must  describe  the  prob-
                     International: foreign educational  institutions,  international  develop-       lem and  plan  for  solution  including  project  objectives,  operational
                     ment/relief, international health care,  and  international  organizations       procedures, time schedule,  and  the  personnel  and  financial  resources
                     Science: scientific institutes                                                   available and needed.
                     Social  Services:  aged,  animal  protection,  child  welfare,   community       Deadlines: There are no deadlines.
                     service   organizations,   delinquency   &   crime,   disabled,    employ-       Review  Process:  Pre-proposal  letters  are  given  prompt  consideration
                     ment/job training, family services,  food/clothing  distribution,  TCcrea-       by the foundation. If priorities and  resources  permit  consideration  of
                     tion & athletics, religious welfare,  united  funds,  volunteer  services,       the requested aid, the foundation will seek further  information,  includ-
                     and youth organizations                                                          ing a more detailed proposal.
                                                                                                      Note:  The  foundation  does  not  make  loans  or  provide   grants   for
                                                                                                      operational phases for established programs;  capital  facilities;  equip-
                     OFFICERS AND DIRECTORS                                                           ment; conferences; publications, films,  television,  or  radio  programs,
                     Russell  George  Mawby:  chmn  bd,  ceo  B  Grand  Rapids   MI   1928   ED       unless they are an integral part of the project;  endowments  or  develop-
                     Ml  St  Univ  BS  1949,  PhD  1959;  Purdue  Univ  MS  1951   CORP   AFFIL       ment  campaigns;  religious  purposes;  or  to  individuals,  except   for
                     dir:  Kellogg  Co,  JM  Smucker  Co  NONPR  AFFIL   mem:   Natl   Research       fellowships in specific  areas  of  foundation  programming.  The  founda-
                     Counc,  Comm  Agricultural  Ed  Secondary  Schs;  trust:   Arabian   Horse       tion funds research only as part of a broader program of action  to  which
                     Trust,   Starr   Commonwealth    Schs,    Fdn    Ctr;    chmn    improving       assistance is provided, including investigation  of  the  effects  of  the
                     philanthropy & increasing philanthropy comms: Counc MI Fdns                      funded projects result.
                     Norman  A.  Brown:  pres,  chief  programming   off   NONPR   AFFIL   pres       Foundation Publications: annual report
                     bd  trusts:  Agricultural  Coll  Humid  Tropical  Region  Costa  Rica;  bd
                     mem:  MI  St  Univ   Fdn,   Calhoun   County   Chapter   Am   Red   Cross,
                     Independent Sector, One To One Fdn                                               GRANTS ANALYSIS
                     William W. Fritz: vp (fin)                                                       Total Grants: $107,106,934
                     Karen R. Holienbeck: vp (admin)                                                  Number of Grants: 781
                     Laura A. Davis: vp (corporate affairs)                                           Average Grant: $137,141
                     Katherine L. Saigeon: asst vp (fin)                                              Highest Grant: $5,125,000
                     Shirley  Dunlap  Bowser:  trust  NONPR  AFFIL  trust:  OH  St   Univ,   OH       Typical Range: $10,000 to $200,000
                     St  Univ  Hosp;  mem  bd:  OH  Pickaway   County   Planning   Comm,   4-11       Disclosure Period: fiscal year ending August 31, 1988
                     Fdn

                     0 1991 The Taft Group                                                                                                                                   395



                       fo   daliOn Reporter, 1991                                                                                             Johnson     (Walter      S.)      Foundation
                               ,873   University   of    Pennsylvania,    School    of    Medicine,
                         1,228                             -    postdoctoral    fellowships     for         Social Services
                                         Philadelphia, PA                                                    3,000,000  Media-Advertising Partnership for a Drug-Free
                                         young Dhvsicians to develop research skills in
                                         non-bi;l@g  cal  disciplines  relevant  to  medical   care                          America, New York, NY - national media drug
                                                     i
                                                             Carolina,    School    of    Medicine,                          abuse prevention program
                         1,176,812  University of North                                                         875,387  Georgetown University, School of imedicine,
                                         Chapel   Hill,   NC   -   postdoctoral   fellowships   for
                                         you@g physicians to develop research skills in                                      Washington, DC - evaluation of the supportive
                                         non-biological  disciplines  relevant  to   medical   care                          services propram for older persons
                         1,118,896  UniversityofWashiniton,SchoolofMedicine,                                   724,070   Vanderbilt   Un@iversity,   School   of   Medicine,    Nashville,
                                         Seattle,  WA  -   postdoctoral   fellowships   for   young                          TN - technical assistance and direction for the
                                         physicians to develop research skills in                                            community initiatives to reduce demand for illegal
                                                                                                                             drugs and alcohol
                                         non-biological  disciplines  relevant  to   medical   care             699,986    Pasadena    Hospital    Association,    Huntington     Memorial
                                                                                                                             Hospital, Pasadena, CA - pilot project to provide
                       ]Realtb                  University,    School    of    Medicine,    CA    -                          affordable  medical  and  support  services  to   people   65
                         21197,584  Stanford
                                         national collaborative study  of  the  infant  health  and                          years and older living at home
      n                                  development program
      :o                 1,799,996   State   of    Connecticut,Office of Policy and
                                         Management,   Hartford,   CT   -   for   the   development
                                         of affordable  long-term  care  insurance  plans  for  the
                                         elderly     ational Foundation, Boston, MA                         Johnson (Walter S.) Foundation
                         1,739,862      WGBH      Educ
                                         support for PBS 'AIDS Quanerly" series
                                                                                 am, NC
                         1,702,182  Duke University Medical Center, Durh
      9                                  outcomes   of   coronary   angioplasty    versus    bypass         CONTACT
      Is                                 surgery                                                            Donna       Terman
                         1,533,812   City   of   Baltimore,   Department   of    Health,    MD    -
                                         upport  for   community-wide   projects   to   consolidate         Executive Director
                                         nd  expand  services  for  people  with   chronic   mental         Walter S. Johnson Foundation
                                         illness                                                            525 Middlefield Road, Suite II 0
                         1,396,300  State  of  Hawaii,  Office  of  the   Governor,   Honolulu,   HI        Menlo Park, California 94025
                                           support   for   community-wide   projects   to                   (415)     326-0485
      c                                  consolidate  and   expand   services   for   people   with
                                         chronic metal illness
      ,r
                         1,100,766  City  of  Philadelphia,  DeDartment   of   Public   Health,   PA        FINANCIAL SUMMARY
                                           support for comm    u nity-wide  projects   to
                                         consolidate  and   expand   services   for   people   with         Recent    Giving:    $2,400,000    (1990     est.);     $2,183,760     (1989);
                                                                                                            $1,653,288 (1988); $2,927,424 (1987)
                                         chronic mental illness
                         1,027,364                   HealthResearch.Albany,NY-specialized                   Assets:   $52,000,000   (1990   est.);   $52,649,032    (1989);    $44,115,147
                                         comprehensive   out-of-hospital   health   and   supportive        (1988); $44,551,283 (1987)
                                         services  for  patients   with   AIDS   and   AIDS-related
                                         disorders
                         1,022,961   University   of   Minnesota,   School   of   Public    Health,         CONTRIBUTIONS SUMMARY
                                         Minneapolis, MN - evaluation of the                                Type of Foundation: general purpose
                                         hospital-based rural health care program                           Major Priority: education and social services
                            944,886  Mental He
                                                  alth  Corporation  of  Denver,   CO   -   support
                                         for   community-wide   projects   to    consolidate    and         Geographic   Distribution:   northern   California   (San    Francisco,    San
                                         expand   services   for   people   with   chronic   mental         Mateo,  Santa  Clara,  Alameda,  and  Contra  Costa   Counties)   and   Washoe
                                         illness                                                            County. NV
                            828,708   Associated   Catholic   Charities   of   New   Orleans,    LA         Grant  Types:  general   support,   multiyear/conLinuing   support,   project,
                                         specialized    comprehensive    out-of-hospital     health         research, and seed money
                                         and  supportive  services  for  patients  with  AIDS   and
                                         AIDS-related disorders
                            705,953  Children's Hospital National Medical Center,                           DONOR INFORMATION
                                         Washington, DC - technical assistance and
                                         direction  for  the   adolescent   health   care   program         Walter  S.  Johnson  was  bom  in  Saginaw,  Michigan,  in  1884,  and   moved
                            700,990   Nassau   County   Medical    Center,    East    Meadow,    NY         to California as a  young  boy.  After  graduating  from  law  school  at  the
                                         specialized    comprehensive    out-of-hospital     health         University  of  California  and  working  as  an  attorney,  he  entered   the
                                         and  supportive  services  for  patients  with  AIDS   and         firm  of  Tarter,  Webster  &  Johnson,  a  wholesale  lumber   business.   He
                                         AIDS-related disorders                                             later  formed  the  American  Box   Corporation,   which   eventually   became
                            655,552   Seattle-King   County   Department    of    Public    Health,         the  American  Forest  Products  Company.  In  1933,  he   helped   form   the
                                         Seattle,   WA   -   specialized    comprehensive                   Friden Calculating Machine Company. As a philanthropist
                                         out-of-hospital  health  and   supportive   services   for                                                                                I   Mr.
                                         patients   with   AIDS    and    AIDS-related    disorders         Johnson was active  in  a  variety  of  charitable  organizations,  especially
                            523,610                  UniversityofCalifomia,InstituteforHealthPolicy         youth groups and schools.
                                         Studies,  San  Francisco,  CA   -   technical   assistance
                                         and  direction  for  the  AIDS  health  services   program
                            490,096   UMDNJ   -   School   of   Osteopathic    Medicine,    Camden,         FOUNDATION PHILOSOPHY
                                         NJ -  innovative  project  to  address  health  care  needs        The  foundation's  giving  program  reflects  the  interests  of   Walter   S.
                            485,765    George     Washington     University,     Washington,     DC         Johnson  by  focusing  on  education  and  social   services.   Working   with
                                         technical assistance  and  direction  for  program  on  the
                                                                                                            social   service   agencies   toward   solving   problems   facing   children,
                                         care of critically ill hospitalized adults
                            465,810                       WestTexasRuralHealthProvideTS,Lubbock,Tx-         adolescents, and families  is  the  primary  foundation  interest.  'ne  foun-
                                                                                                            dation  gives  highest  priority  to  projects  seeking  to  promote   healthy
                                         to  improve  access,  quality,  and   cost-efficiency   of
                                         health services in rural hospitals                                 social  and  emotional  development,  to   prevent   teenage   pregnancy,   to
                                                                                                            strengthen families, and to prevent drug and alcohol abuse.



                       ID   1991   The   Taft    Group                                                                                                                                 377




               @onell (Ambrose) Foundation                                                                                                     Foundation      Reporter,       1991

               mem   bd   overseers:   Dartmouth   Med   Sch;   mem:   Inst   Medicine   Natl
               Academy  Science,   History   Science   S(>c,   Am   Assn   History   Medicine
               Allan T. Wenzel: dir CURR EMPL adv dir: Paine Webber                                 Monell (Ambrose) Foundation
               David P. Willis: vp
               Sara C. Romano: secy, treas
               Kathleen S. Andersen: asst secy                                                      CONTACT
                                                                                                                                                                                                   0
               Scott V. Parris: asst secy                                                           Harinon Duncombe                                                                               &
                                                                                                    President  and   Treasurer
                                                                                                    Ambrose MoneU Foundation
                                                                                                    30 Rockefeller Plaza, Room 3217
               APPLICATION AND  REVIEW  PROCEDURES                                                  New York, New York 10 1 12
               Initial  Contact:  Applicants  should  send   a   proposal   to   the   fund's       (212) 586-0700
               president.
               Include  Information  On:  Proposals  should   include   the   name   of   the
                                                                                                                                                                                                   d
               sponsoring  agency  or  institute,  description  of  the  project,  names  and       FINANCIAL SUMMARY
               qualifications of the persons  responsible  for  the  project,  expected  cost       Recent Giving: $5,693,500 (1988);         $3,860,500     (1987);     $3,688,500                A
               and  duration,  itemized  budget,   IRS   tax-exempt   determination   letter,       (1986)                                                                                         C,
               and a letter of endorsement from the sponsoring organization.                        Assets:    $120,686,432    (1988);     $107,012,443     (1987);     $96,441,256                11
               Review  Process:  Proposals  are  reviewed,  evaluated,   and   selected   for       (1986)                                                                                         A
               recommendation  to  the  board  of  directors,  which  meets  four   times   a                                                                                                      ty
               year.                                                                                                                                                                               cl
               Note: Grants  are  made  only  to  tax-exempt  institutions  or  agencies.  No       CONTRIBUTIONS SUMMARY                                                                          c
               grants  are  made  to  individuals.  'ne  fund  does  not  consider   requests       Type of Foundation: general purpose
               for   endowment   funds,   scholarships,   fellowships,    general    support,       Major  Priority:  broad  range  of  interests,  with  some  focus  on   health,                E
               operating  expenses,  or  construction  or  renovation   projects.   It   cus-       the  arts,  and  education                                                                     1,
               tomarily  does  not  support  conferences,  seminars,  or  symposia  of  other       Geographic  Distribution:   national,   with   emphasis   on   the   New   York                cl
               organizations. It  also  does  not  fund  annual  campaigns,  deficit  financ-       City   metropolitan   area                                                                     &
               ing, dissertation research, or  sabbatical  leave;  nor  does  it  make  loans       Grant   Types:    capital, endowment,    general    support,     multiyear/con-
               or provide matching funds.                                                           tinuing support, and research
               GRANTS ANALYSIS                                                                      DONOR INFORMATION
                                                                                                    The Ambrose Monell Foundation was           established  in  1952.  Funds   for                pi
               Total Grants: $454,925                                                               its   incorporation   were   donated   by   Mrs.   Maude    Monell    Vellesen.                D
               Number of Grants: N.Av.                                                              Ambrose  Monell,  who  died  in  1921,  served  as  president  of   Intemation-                tt
               Average Grant: N.Av.                                                                 al Nickel Company.
               Highest Grant: S20,000
               Typical Range: $1,000 to S20,000
               Disclosure Period: 1988                                                              FOUNDATION PHILOSOPHY                                                                          T
                                                                                                    The  foundation  was  set  up  to  help  improve  "the  physical,  mental,  and                N
                                                                                                    moral  condition  of  humanity  throughout  the   world."   It   pursues   this                A
                                                                                                    goal by supporting health,  the  arts,  education,  social  services,  science,                H
               RECENT GRANTS
                                                                                                    and civic causes.                                                                              T
                                                                                                                                                                                                   D
               Civic & Public Affairs
                                                                                                                                                                                                   N
                     15,000   FarTnworker   Legal   Services   of   New   York,    Rochester,
                                                                                                    CONTRIBUTIONS ANALYSIS
                                NY  -  to  support  an  effort  to  focus  public   attention
                                u Pon    sticide  exposure,  and  to  increase  funding   for       In 1988, the  foundation  gave  32%  of  its  funds  to  health  organizations,
                                      Pe                                                                                                                                                   I    ;  p
                                migrant health set-vices                                            and   21%   to   arts   and   humanities   groups.   Educational   institutions
                                                                                                    received  20%  of   giving,   while   civic   concerns   accounted   for   12%.                A
                                                                                                    Social  services  received  9%  of  funding,  and   the   remainder   supported
               Health
                     20,000  California Rural Legal Assistance Foundation,                          the Monell Chemical Senses Center, a scientific organization.
                                Women's   Pesticide    Information    Project,    Sacramento,
                                CA -to support educational efforts regarding
                                pesticide exposure of women                                         TYPICAL RECIPIENTS
                     18,000   Columbia   Basin   Health   Association,    Othello,    WA    -       Arts & Ilumanilies: arts centers,         arts  institutes,  dance,  libraries,
                                to  support  an  expanded  effort  in  pesticide   education,       museums/galleries,  music,  opera,   performing   arts,   and   public   broad-                c
                                as coordinated with 'ne Work Group on Pesticide                     casting
                                Health and Safety                                                   Civic  &  Public  Affairs:  environmental   affairs,   international   affairs,
                     13,228   Agricultural   Workers'   Health    Centers,    Stockton,    CA
                                - to support pesticide education and outreach to                    law & justice, and public policy
                                farmworkers in California                                           Education: arts education, colleges & universities, community
                      5,000  Fair Share Research and Education Fund, Portland,                      junior   colleges,   economic   education,   education   associations,   educa-
                                OR  -  to  support   the   Migrant   Health   Care/Pesticides       tion  funds,  health  &  physical  education,   medical   education,   minority                E
                                Project                                                             education,-private   education    (precollege),    science/technology    educa-
                                                                                                    tion, and special education






               508                                                                                                                                   0   1991   The   Taft    Group





                 Rockefeller Foundation                                                                                                      Foundation      Reporter,      1991

                       40,000                         EnvironmentalSupportCenter,NewYork,NY-                         the Freedom of Information Act to help maintain
                                  seed money for a center to strengthen state                                        citizen access to public information
                                  environmental organizations by providing                                25,000  Transactional Records Access Clearinghouse,
                                  coordinated fund raising and organizational                                        Syracuse, NY - support for its use of the Freedom
                                  assistance                                                                         of  Information  Act  and   advanced   computer
                       40,000  NationalCenterforFairandOpenTesting,                                                  technology to collect, analyze, and disseminate
                                  Cambridge,  MA  -  first   installment   of   a   two-year                         information on the performance of government
                                  $75,000  grant  as  general  support  for  challenges   to                         agencies
                                  the   misuse   and   overuse   of   standardized    tests,              20,000  Institute for Women's Policy Research, Washington,
                                  particularly in the K through 12 setting                                           DC  -  general  support  for  research  and   advocacy   on
                       30,000  Center  for  the  Study  of   Public   Policy,   Boston,   MA                         issues affecting  women  at  work  and  at  home,  and  for
                                  to  document  the  environmental,  health,  and  financial                         efforts to ensure that  women's  research  is  relevant  to
                                  cost of military pollution  and  to  launch  a  media  and                         current policy debates
                                  grassroots campaign to reduce it                                        20,000  Citizens  for  a  Better  Environment,   San   Francisco,   CA
                       30,000    American    Civil    Liberties    Union    Foundation    of                         - second payment of a two-year $40,000 grant to
                                  Virginia,  Richmond,  VA  -  support  for  the  F.  Palmer                         support toxics and waste reduction work and the
                                  Weber   Voting   Rights   Fund,   which   identifies   and                         development of initiatives to enlarge the
                                  challenges  discriminatory  voting  systems  in   Virginia                         organization's membership base
                                  and other Southern states                                               20,000  Maine  Audubon   Society,   Falmouth,   ME   -   a
                       30,000   American   Civil    liberties    Union    Foundation,    New                         development grant to reorganize and expand the
                                  York,  NY  -  second   payment   of   a   two-year   grant                         society's fund-raising capability
                                  totalling  $60,000  for  the   Women's   Rights   Project,              20,000  Task Force on Children Out of School, Boston, MA
                                  which litigates to eliminate gender-based                                          -  funding  for   the   Massachusetts   Advocacy   Center's
                                  employment discrimination                                                          project on tracking and ability-grouping in the
                       30,000  New  Ways  to  Work,  San  Francisco,  CA   -   funding   for                         Boston public schools
                                  the  Equiflex  Project,  which  advocates   for   flexible
                                  part-time,  temporary,  and  shared  jobs  with  benefits,
                                  as an alternative to the growing number of
                                  unprotected part-time jobs
                       30,000  Center  on  Budget   and   Policy   Priorities,   Washington,
                                  DC  -  funding  for  its  efforts  towards  analysis   and        Rockefeller F-oundation
                                  advocacy on public policy issues affecting
                                  low-income Americans
                       30,000  Institute  for  Public  Policy   Advocacy,   Washington,   DC        CONTACT
                                  -  general  support   for   efforts   to   education   and        Lynda Mullen, Secretary
                                  advise  activist  groups  in   strategic   public   policy
                                  planning                                                          Rockefeller Foundation
                       30,000                        EducationLawCenter,Newark,NJ-fundingfor        1133 Avenue of the Americas
                                  litigation   and   advocacy   to   reform   New   Jersey's        New York, New York 10036
                                  school financing system                                           (212) 869-8500
                       30,000  Food  Research  and   Action   Center,   Washington,   DC   -
                                  assistance to the child nutrition and fuel for
                                  excellence  campaigns,  aimed   at   ensuring   that   all        FINANCIAL SUMMARY
                                  children receive adequate nutrition, and at                       Recent    Giving:     $78,072,560      (1989);       $64,465,444     (1988);
                                  expanding the school breakfast program                            $60,761,191 (1987)
                       30,000    Multicultural    Education,    Training    and     Advocacy
                                  (META)  Project,  Somerville,   MA   -   funding   for   a        Assets:     $2,152,247,157       (1989);     $1,845,470,488          (1988);
                                  national  survey  of  the  impact  of   education   reform        $1,676,015,284 (1987)
                                  initiatives on linguistic minority children
                       25,000                   JobswithPeace,LosAngeles,CA-firstinstallment
                                  of a two-year  grant  totalling  S45,000  for  the  "Child        CONTRIBUTIONS SUMMARY
                                  Care Not Warfare" campaign                                        Type of Foundation: institutional
                       25,000                   AmericansforCivicParLicipation,Washington,DC        Major  Priority:  international  science-based   development   in   agricul-
                                  -  funding  for  project  VOTE!'s  voter   education   and
                                  registration  campaign,  which   aims   to   reverse   the        tUTe,  health,  and   population;   equal   opportunity-,   and   arts   and
                                  trend  of  decreasing   citizen   participation   in   the        humanities
                                  electoral process                                                 Geographic Distribution: international and national
                       25,000   Center   for   Women   Policy   Studies,   Washington,    DC        Grant   Types:   conference/scminar,    department,    fellowship,    multi-
                                  support for efforts to call attention to  gender  bias  in        year/continuing  support,  project,  research,  and  seed  money
                                  the SAT and  other  standardized  tests  and  to  advocate
                                  for nonbiased alternatives
                       25,000  AllianceforJustice,Washington,DC-first                               DONOR INFORMATION
                                  installment of  a  two-year  grant  totalling  $45,000  as
                                  general  support   for   public   interest   advocacy   on        The  Rockefeller  Foundation  was  established  in  1913  by  John   Davison
                                  behalf of the nonprofit sector                                    Rockefeller  (1839-1937),  founder  of  the  Standard  Oil  Trust  and   the
                       25,000                      AssociationforUnionDemocracy,Brooklyn,NY-        first billionaire in history. J.D. Rockefeller and his partners began  their
                                  support  for   the   Women's   Project,   which   provides        first  refinery  in  1863.  By  the  early  1900s,  Standard   Oil   Company
                                  education   and   training   for   women    workers    and        controlled  more  than  80  percent  of  the  country's  refinery  capacity.
                                  litigates on their behalf                                         When  the_company  was  dissolved  in  191   1,   Rockefeller   became   the
                       25,000                      FocusProject,Washington,DC-renewedsupport        major stockholder  in  several  oil  companies  including  the  predecessors
                                  for  OMB  Watch,  which  monitors   the   initiatives   of        of Exxon,  Chevron,  Amoco,  and  Mobil.  flis  son,  John  D.  Rockefeller,
                                  the  Office  of  Management  and  Budget,   and   analyzes
                                  and  disseminates  its  findings   to   nonprofit   groups        Jr., was the primary recipient  of  most  of  his  fortune.  The  foundation
                                  and  the  media  in  an  effort  to  increase   democratic        is  now  independent  of  the  Rockefeller  family-,  however,  members   of
                                  participation in administrative governance                        the family  control  the  smaller  Rockefeller  Brothers  Fund,  established
                       25,000  Public Citizen Foundation, Washington, DC                            by John D. Rockefeller, Jr., and his children.
                                  second  payment  of   a   two-year   $50,000   grant   for
                                  work  of  the  Open   Government   Project,   which   uses



                6A6                                                                                                                               (D   1991   The   Taft   Group





                                                                                                                                                              Rockefeller             Foundation
                       Foundation Reporter, 1991
                       FOUNDATION PHILOSOPHY                                                                   Issues   and   Initiatives,   about   7%;   School   Reform,   about   2%;    and
                       The    foundation    was    established'topromotethewell-being     of     mankind       International Security, about 1%.
                       throughout  the  world,"  and  is  dedicated   to   identifying   and   attacking
                       the  underlying  causes  of  human  suffering  and  need  at  their  source.  'ne       TYPICAL RECIPIENTS
                       foundation  carries  out  its  mission  through   grants   and   fellowships   to       Arts &  Humanities.-  arts  associations,  arts  centers,  arts  festivals,  arts
                       individuals   and   institutions   in   three   areas:   International   Science-       institutes,  cinema,  community  arts,  dance,  ethnic   arts,   literary   arts,
                       Based   Development   (in   agriculture,   health,   population   sciences,   and       museums/galleries,   music,   performing   arts,   public    broadcasting,    and
                       global   environment);   Arts   and   Humanities;    and    Equal    Opportunity,       theater
                       International Security, and School RefonTi.
                                                                                                               civic    &    Public    Affairs:    civil    Tights,    economic     development,
                       The   objective   of   the   International   Science-Based    Development    pro-       economics,     environmental     affairs,     ethnic/minority      organizations,
                       gram, established  in  1986,  is  to  help  reduce  poverty,  disease,  malnutri-       housing,  international   affairs,   law   &   justice,   nonprofit   management,
                       tion,  unwanted  pregnancy,  and  illiteracy   through   science   and   technol-       philanthropic  organizations,  public  policy,  rural  affairs,  urban   &   com-
                       ogy.  The  focus  of   the   Agricultural   Sciences   program   is   improvement       munity affairs, and women's affairs
                       of   crops   through    biotechnology;    improvement    of    food    production       Education:  agricultural  education,   arts   education,   colleges   &   univer-
                       systems   in   sub-Saharan   Africa;   and   encouragement    of    collaborative       sities,   international   exchange,   literacy,   medical   education,   minority
                       agricultural  research  projects,  priorities,  and   policies   among   national       education, science/technology education, and student aid
                       and international institutions worldw     ide.                                          Ilealth:   health   organizations,   hospitals,   medical    research,    medical
                       The   Health   Sciences    program    concentrates    on    vaccinological    and       training,  pediatric  health,  public   health,   and   single   disease   health
                       pharmacological   research   and   the   development   of   cost-effective   ways       associations
                       to  treat  and  prevent  the  most  serious   health   problems   in   developing       International:   foreign   educational   institutions,   international   develop-
                       nations.   The   Population   Sciences   program   concentrates   on   scientific       ment/relief,  international  health   care,   and   international   organizations
                       research   in    reproductive    biology;    developing    new    contraceptives;       Science: scientific institutes and scientific organizations
                       evaluating   how   available   contraceptive   methods   can   be   changed    to       Social Services: family planning
                       improve  their  acceptance,  safety,  and   effectiveness;   and   studying   the
                       connection  between  fertility  and  social  factors,  such  as  the  status   of
                       women.  The   Global   Environmental   program   seeks   to   assist   developing       OFFICERS AND DIRECTORS
                       countries  to  advance   environmentally   sound   development   in   their   own       John  Robert  Evans:  chmn  bd   trusts   B   Toronto   Canada   1929   ED   Univ
                       countries  and  participate  fully  in  international   responses   to   environ-       Toronto   MD   1952;   Oxford   Univ   DPhil   1955   CURR   EMPL   chmn,    ceo:
                       mental   challenges.   The   foundations   Special   Programming   grants    sup-       Allelix   Inc;   prof   (cardiology):   Univ   Toronto   Med   Sch   CORP   AFFIL
                       port  broader,  interdisciplinary   programs   involving   agriculture,   health,       dir:   Defasco   Inc,   Canadian   Corp   Nlgmt,   Royal   Bank   Canada,   Alcan
                       and  population.   The   foundation   also   offers   fellowships   in   science-       Aluminum   Ltd,   Montreal   Southern    Inc,    Torstar    Lid    NONPR    AFRIL
                       based  development,   general   fellowships,   social   science   research   fel-       chmn:   African   Med   Research   Fdn;    fellow:    Royal    Coll    Physicians
                       lowships,   biotechnology   career   fellowships,   and   African    dissertation       (London), Royal Coll Physicians &- Surgeons Cana a
                       internships.                                                                            Peter  C.  Goldmark,  Jr.:  pres,  trust  CURR   EMPL   sr   vp:   Times   Mirror
                       Arts   and   Humanities   funding   supports   (through   grants   and    fellow-       Co
                       ships)  artists,  scholars,  teachers,  and  organizations  whose   work   advan-       John   Brademas:   trust   B   Mishawaka   IN   1927   ED   Harvard    Univ    BA
                       ces  international  and  intercultural  understanding.   Of   particular   inter-       1949;   Oxford   Univ   DPhil   1954   CURR   EMPL    pres:    NY    Univ    CORP
                       est   is   the   interchange   of   arts   and   knowledge   between   developing       AFFIL   chmn:   Fed    Reserve    Bank    NY,    dir:    NY    Stock    Exchange,
                       countries   and   the   United   States,   and   increasing   opportunities   for       RCA/NBC,    Loew's    Corp,    Scholastic    Inc    NONPR    AFFIL     mem     bd
                       scholarship,   teaching,   and   artistic   expression   among   ethnic   popula-       overseers:  Harvard  Univ;  trust,  mem  adv  counc:   Univ   Notre   Dame   Coll
                       tions in this country.                                                                  Arts  &  Letters;  mem  bd  visitors:   MA   Inst   Technology   Dept   Political
                       The  Equal  Opportunity  program,  established   in   1983,   is   dedicated   to       Science;  mem   I>d   advs:   Dumbarton   Oaks   Research   Library   &   Collec-
                       assuring  the  full  place  of  minorities  in  American  life,  through  improv-       tion,   Woodrow   Wilson   CLrlntl   Scholars;   mem:   Natl   Comm    StudcntFin
                       ing the lives of  the  persistently  poor  in  U.S.  cities  and  assuring  basic       Assistance,   Natl   Academy   Sciences   Comm   Rels   Univs   &    Govt;    mcm
                       rights for all minority groups.                                                         bd dirs: Am Counc Ed; mem central comm: World Counc Churches
                       The  new  International  Security  Program   will   support   steps   which   can       Harry  Woolf:  trust  B  New  York   NY   1923   ED   Univ   Chicago   BS   1948,
                       lead  to  regimes  of  control,  verification,  and  peacekeeping  in   a   world       MA   1949-,   Comell   Univ   PhD   1955   CURR   EMPL   research   prof:    Inst
                       where  15-20  powers  have  access   to   nuclear,   chemical,   biological,   or       Advanced   Study   (Princeton   NJ)   CORP   AFFIL   trust,    scientific    adv:
                       ballistic technology.                                                                   Cluster  C  Funds  Merrill   Lynch;   mem   bd   dirs:   NVestmark   Intl   NONPR
                       The  School  Reform   program   seeks   Lo   improve   the   school   performance       AFFIL   adv   counc   dept   comparative   literature:   Princeton   Univ;    mem
                       of  at-risk  students.  Using  the  methods  of  Yale  University's   Dr.   James       bd  govs:   Tel-Aviv   Univ;   chmn,   trust-at-large:   Univs   Research   Assn;
                       P.  Comer,  the  program  will  support  projects  which  seek  to   stress   the       mem  adv  counc:  Nati   Science   Fdn,   John   F   Kennedy   Inst   Handicapped
                       importance   of   a   child's   psychological   preparation   for   school    and       Children;  mem  adv   panel:   WGBH   ('i\'OVA);   mem   editorial   bd:   Inter-
                       emphasize the collaboration of school staff and parents.                                disciplinary   Science   Reviews;   mem:   Intl   Research   &   Exchanges    Bd,
                       Other  interests  and  initiatives  include   the   Bellagio   Study   and   Con-       History  Science  Soc,   Am   Academy   Arts   &   Sciences,   Am   Philosophical
                       ference  Center  in  Italy  (which  is   maintained   by   the   foundation   for       See,   Counc   Foreign   Rels;   fellow:    Am    Assn    Advancement    Science,
                       conferences  and  residencies  for  artists   and   scholars),   and   activities       Academy  Intl  d'Histoire  des  Sciences   PHIL   AFFIL   mem   bd   dirs:   Alex
                       which  do  not   fall   exactly   within   the   preceding   categories.   Recent       Brown Mutual Funds
                       examples  include  the  investigation  of  changing  gender  roles   and   trends       Eleanor   Holmes   Norton:   trust   B   Washington   DC    1937    ED    Antioch
                       in  the  developing  world,  programs  to  strengthen   the   nonprofit   sector,       Coll   BA   1960,   MA   1963;   Yale   Univ   LLB   1964   CURR    EMPL    prof:
                       internships  for  minorities  in  international   development   in   Africa   and       Georgetown   Univ   Law   Ctr   CORP   AFFIL    affil:    Pitney    Bowes    Corp
                       the Caribbean, and leadership development in South Africa.                              NONPR  AFFIL  trust:  Yale  Corp;  dir:   A   Philip   Randolph   Inst,   Bethune
                                                                                                               Museum  &  Archives  Natl  Historic  Site;   affil:   CLr   Natl   Policy,   Man-
                       CONTRIBUTIONS ANALYSIS                                                                  power  Demonstration  Research  Corp,  Martin   Luther   King   Jr   Ctr   Social
                       In  1989,   based   on   the   foundation's   designated   areas   of   interest,       Change,   Natl   Black   Leadership   Roundtable,   NaLl    Political    Congress
                                                                                                               Black   Women,   Natl   Urban   Coalition,    Southern    Christian    Leadership
                       Science-Based   Development    received    about    53%    of    giving;    Equal       Conf;  adv  bd:  Natl  Women's   Political   Caucus,   Women's   Law   &   Policy
                       Opportunity,   about   20%;   Arts   and    Humanities,    about    17%;    Other       Fellowship,    Workplace    Health    Fund;    chmn:    Comm     Future     Women
                                                                                                               Workplace,   Natl    Adv    Counc    ACLU;    mem:    Am    Counc    Ed,    Counc


                       (D 1991 The Taft Group                                                                                                                                                607