SEC NEWS DIGEST

   Issue 2007-09                                         January 16, 2007



   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF INDIGENOUS GLOBAL DEVELOPMENT CORPORATION

   An  Administrative  Law  Judge  has  issued  an  Initial  Decision  in
   Indigenous Global Development Corporation. The Initial Decision  finds
   that Indigenous Global Development  Corporation  failed  to  file  any
   annual or quarterly reports for any period after March 31, 2005, while
   its securities  were  registered  with  the  Securities  and  Exchange
   Commission. The Initial  Decision  concludes  that  Indigenous  Global
   Development Corporation  violated  Section  13(a)  of  the  Securities
   Exchange Act of 1934 and Rules 13a-1 and 13a-13 thereunder. It revokes
   the registration  of  each  class  of  the  registered  securities  of
   Indigenous Global Development Corporation, pursuant to  Section  12(j)
   of the Securities Exchange Act of 1934. (Initial  Decision  325;  File
   No. 3-12414)

   IN THE MATTER OF GLENN GLASSHAGEL

   The Commission issued an initial decision as to Glenn  E.  Glasshagel.
   The Order finds, among other things, that on Oct. 31, 2006,  the  U.S.
   District Court, Southern District of Florida,  entered  an  order,  by
   consent, permanently enjoining Glasshagel from  future  violations  of
   Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5, 13b2-
   1 and  13b2-2  thereunder,  and  aiding  and  abetting  violations  of
   Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the  Exchange  Act  and
   Rules 12b-20, 13a-1  and  13a-13  thereunder,  and  barring  him  from
   serving as an officer or director pursuant to Section 21(d)(2) of  the
   Securities Exchange Act of 1934.

   Based on the above, the Order suspends Glasshagel,  by  consent,  from
   appearing or practicing before the Commission as an accountant.  (Rel.
   34-55100; File No.3-12536). Glasshagel consented to  the  issuance  of
   the Order without admitting or denying  the  findings  in  the  Order.
   (Rel. 34-55100; AAE Rel. 2541; File No. 3-12536)

   COMMISSION BARS EMANUEL FRIEDMAN FROM  ASSOCIATION  IN  A  SUPERVISORY
   CAPACITY WITH ANY BROKER OR DEALER WITH A RIGHT TO REAPPLY  AFTER  TWO
   YEARS

   On  January  12,  the   Commission   issued   an   Order   Instituting
   Administrative  Proceedings  Pursuant  to  Section  15(b)(6)  of   the
   Securities  Exchange  Act  of  1934,  Making  Findings,  and  Imposing
   Remedial Sanctions (Order) against Emanuel J. Friedman (Friedman). The
   Order finds that on Dec. 22, 2006, the District Court for the District
   of Columbia entered a  final  judgment  by  consent  against  Friedman
   permanently  enjoining  him  from  violations  of  Section  5  of  the
   Securities Act of 1933 and, as a controlling person,  from  violations
   of Sections 10(b) and 15(f) of the Securities  Exchange  Act  of  1934
   (Exchange Act) and Rule 10b-5 thereunder.

   The Commission's complaint in the civil injunctive action alleged that
   in September and  October  2001,  Friedman,  along  with  others,  had
   responsibility  for,  actively  participated  in   and   directed   or
   controlled, the day-to-day  management  of  FBR.  In  particular,  the
   complaint alleged that Friedman, among other things, was a  member  of
   FBR's underwriting committee, participated in meetings  regarding  the
   progress of  investment  banking  transactions  and  supervised  FBR's
   compliance and trading departments. Accordingly, the complaint alleged
   that Friedman was a controlling person  of  FBR  pursuant  to  Section
   20(a) of the  Exchange  Act.  The  complaint  also  alleged  that,  in
   connection with a Private Investment in Public Equity (PIPE)  offering
   by  CompuDyne  Corporation  (CompuDyne),  FBR  failed  to   establish,
   maintain and enforce policies and procedures  reasonably  designed  to
   prevent  the  misuse  of  material,  nonpublic  information  and,   in
   violation of the antifraud provisions of the federal securities  laws,
   improperly traded CompuDyne stock in its market making  account  while
   aware of material, nonpublic information concerning the CompuDyne PIPE
   offering.  The  complaint  further  alleged  that   Friedman,   as   a
   controlling person, is liable for the foregoing conduct  by  FBR.  The
   complaint also alleged that FBR and Friedman engaged  in  unregistered
   sales of CompuDyne securities.

   Based on the above, the Order bars  Friedman  from  association  in  a
   supervisory capacity with any broker or dealer with a right to reapply
   after two years. Friedman consented  to  the  issuance  of  the  Order
   without admitting or denying the findings  in  the  Order.  (Rel.  34-
   55104; File No. 3-12537)

   COMMISSION  CENSURES  FRIEDMAN,  BILLINGS,  RAMSEY  &  CO.,  INC.  AND
   REQUIRES IT TO RETAIN AN INDEPENDENT CONSULTANT TO REVIEW ITS POLICIES
   AND PROCEDURES TO PREVENT THE MISUSE OF MATERIAL NONPUBLIC INFORMATION
   IN ORDER TO BE IN COMPLIANCE WITH  SECTION  15(f)  OF  THE  SECURITIES
   EXCHANGE ACT OF 1934

   On  January  12,  the   Commission   issued   an   Order   Instituting
   Administrative  Proceedings  Pursuant  to  Section  15(b)(4)  of   the
   Securities  Exchange  Act  of  1934,  Making  Findings,  and  Imposing
   Remedial Sanctions (Order) against Friedman, Billings, Ramsey  &  Co.,
   Inc. (FBR). The Order finds that on Dec. 22, 2006, the District  Court
   for the District of Columbia  entered  a  final  judgment  by  consent
   against FBR permanently enjoining it from violations of Sections 5 and
   17(a) of the Securities Act of 1933 and Sections 10(b)  and  15(f)  of
   the Securities Exchange Act of 1934  (Exchange  Act)  and  Rule  10b-5
   thereunder.

   The Commission's complaint in the civil injunctive action alleged that
   FBR, in connection with a Private Investment in Public  Equity  (PIPE)
   offering of stock by  CompuDyne  Corporation  (CompuDyne),  failed  to
   establish, maintain and enforce  policies  and  procedures  reasonably
   designed to prevent the misuse of material, nonpublic information and,
   in violation of the antifraud provisions  of  the  federal  securities
   laws, improperly traded CompuDyne stock in its market  making  account
   while  aware  of  material,  nonpublic  information   concerning   the
   CompuDyne PIPE offering. In particular,  the  complaint  alleged  that
   while FBR had policies and procedures  relating  to  the  handling  of
   material, nonpublic information, those policies  and  procedures  were
   not reasonably designed to prevent the misuse of  material,  nonpublic
   information, and were not enforced by  FBR,  in  connection  with  the
   CompuDyne PIPE  transaction.  The  complaint  also  alleged  that  FBR
   entered into a written engagement agreement to act  as  the  placement
   agent for the CompuDyne PIPE  offering,  which,  among  other  things,
   required FBR to keep  information  that  it  learned  about  the  PIPE
   offering  confidential  until  such  information  became  public.  The
   complaint further alleged that as a result  of  this  engagement,  FBR
   learned  material,  nonpublic  information  regarding  the   CompuDyne
   offering and breached a duty of trust and confidence that it  owed  to
   CompuDyne when it traded in its market making account while  aware  of
   such material, nonpublic information. The complaint also alleged  that
   FBR engaged in unregistered sales of CompuDyne securities.

   Based on the above, the Order censures FBR and  requires  FBR  to  (a)
   retain an independent consultant to conduct a comprehensive review and
   prepare written  reports  regarding  FBR's  policies,  procedures  and
   practices to prevent the misuse  of  material  nonpublic  information,
   which are required by Section 15(f) of the Exchange Act; and (b) adopt
   the independent consultant's recommendations  as  to  how  FBR  should
   improve, modify or supplement its policies and procedures  to  prevent
   the misuse of  material  nonpublic  information  in  order  to  be  in
   compliance with Section 15(f) of the Exchange Act.  FBR  consented  to
   the issuance of the Order without admitting or denying the findings in
   the Order. (Rel. 34-55105; File No. 3-12538)

   COMMISSION BARS JOSE ZOLLINO FROM ASSOCIATION WITH ANY BROKER, DEALER,
   OR INVESTMENT ADVISER

   The Commission has barred Jose P. Zollino from  association  with  any
   broker, dealer, or investment adviser. Zollino is the former  chairman
   of InverWorld, Inc., an investment adviser  formerly  registered  with
   the Commission, and  InverWorld  Securities,  Inc.,  a  broker  dealer
   formerly registered with the Commission. The Commission's  action  was
   based on Zollino's guilty plea to conspiracy to commit fraud and money
   laundering and on his injunction  from  violations  of  the  antifraud
   provisions of the federal securities laws.  The  Commission  concluded
   that the public interest requires that Zollino be barred. In  reaching
   this determination, the Commission noted that Zollino's misconduct was
   egregious and evidenced a high  degree  of  scienter.  The  Commission
   further noted that,  as  Zollino  had  shown  no  recognition  of  the
   wrongful nature of his conduct and has provided no  assurance  against
   future violations,  there  is  a  significant  risk  that,  given  the
   opportunity, Zollino would commit further misconduct if  he  were  not
   barred. (Rels. 34-55107; IA-2579; File No. 3-11536)

   FINAL JUDGMENT OF DISGORGEMENT ENTERED AGAINST PAUL JOHNSON

   The Commission announced that on Dec. 5, 2006,  the  Honorable  Daniel
   T.K. Hurley, U.S. District Judge for the Southern District of  Florida
   entered a  Final  Judgment  of  Disgorgement  against  Defendant  Paul
   Johnson.

   The Court previously entered a final judgment of permanent  injunction
   against Johnson and further directing the disgorgement of  ill  gotten
   gains related to the conduct underlying his  conviction  of  counts  2
   through 15 of the parallel superseding criminal  indictment  (U.S.  v.
   Paul  Johnson,  Case  No.  02-60012-CR-Middlebrooks)   together   with
   imposition of civil penalties, with a reservation of  jurisdiction  to
   determine the appropriate amounts of disgorgement and civil  penalties
   upon further motion of  the  Commission.  Based  on  the  Commission's
   motion, the Court ordered Johnson to pay disgorgement in the amount of
   $1,505,850.00, plus prejudgment interest of $356,825.59 and  dismissed
   with prejudice the Commission's claim for civil money penalty  against
   him.

   The SEC began this action by filing its complaint on  Dec.  12,  2001,
   against Johnson, among others. [SEC v. Paul R. Johnson, et  al.,  Case
   No. 01-7874-CIV-HURLEY (S.D. Fla.)] (LR-19965)

   HEDGE FUND FRAUD DEFENDANTS JOHN KIM, WON LEE, YUNG  KIM,  AND  OTHERS
   INDICTED

   The Commission announced that on Dec. 15, 2006, the U.S. Attorney  for
   the Southern District of Florida indicted Jung Bae  Kim,  a.k.a.  John
   Kim, Won Sok Lee, Yung Bae Kim, KL Group, LLC,  KL  Florida,  LLC,  KL
   Triangulum Management, LLC, and Shoreland Trading, LLC  (collectively,
   the criminal defendants)  on  thirty-five  counts  of  committing  and
   conspiring to commit wire and mail fraud and  money  laundering  while
   orchestrating a massive  hedge  fund  fraud.  The  indictments  became
   public on Jan.  9,  2007,  when  John  Kim  was  arrested  before  his
   arraignment in the U.S. District Court for the  Southern  District  of
   Florida, where he is already incarcerated  after  the  District  Court
   held him in contempt for violating an asset freeze order issued in  an
   SEC securities fraud case against the criminal defendants and others.

   The SEC filed its securities fraud case on March 2, 2005, against John
   Kim the other criminal defendants,  and  others,  alleging  that  from
   approximately 1999 to March 2005, they  raised  tens  of  millions  of
   dollars from investors nationwide by boasting  annualized  returns  of
   125 to 150% and sending false account statements to investors  showing
   similar gains. According to  the  SEC's  complaint,  the  hedge  funds
   actually were suffering tremendous trading losses, and little remained
   of  investors'  money.  The  SEC  has   already   obtained   permanent
   injunctions against Defendants John Kim, Yung Bae  Kim,  and  Won  Sok
   Lee, and its case is continuing. [U.S. v. Jung Bae Kim,  a.k.a.  "John
   Kim," et al, Case No. 06-80197-CR-Ryskamp/Hopkins] (LR-19967)

   JUDGMENT OF PERMANENT INJUNCTION  AND  OTHER  RELIEF  ENTERED  AGAINST
   DEFENDANT THOMAS BOJADZIJEV

   The Commission announced that on Jan. 3, 2007, the  Honorable  Gregory
   A. Presnell, U.S. District Judge for the Middle District  of  Florida,
   entered a Judgment of Permanent Injunction and  Other  Relief  against
   Defendant  Thomas  L.   Bojadzijev.   The   Judgment,   entered   with
   Bojadzijev's consent, without admitting or denying the allegations  of
   the SEC's complaint, enjoins him from future  violations  of  Sections
   5(a), 5(c) and 17(a) of the Securities Act of  1933,  Sections  10(b),
   13(d) and 16(a) of the Securities Exchange Act of 1934, and Rules 10b-
   5,  13d-1,  13d-2  and  16a-3  thereunder.  The  Judgment  also   bars
   Bojadzijev from participating in an offer or sale of a penny stock. In
   addition, it provides for disgorgement and the imposition of  a  civil
   penalty in amounts to be  determined  by  the  Court  upon  the  SEC's
   motion.

   The  SEC  commenced  this  action  by  filing  its  complaint  against
   Bojadzijev,  among  others,  alleging  the  defendants  violated   the
   registration, antifraud,  and  reporting  provisions  of  the  federal
   securities laws. [SEC v. Roanoke Technology Corp., et  al.,  Case  No.
   6:05-cv-1880-Orl-31KRS (M.D.Fla.)] (LR-19968)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change filed by the Chicago Board Options Exchange  to
   amend its  rule  pertaining  to  accommodation  liquidations  (cabinet
   trades) (SR-CBOE-2007  02)  has  become  immediately  effective  under
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 15. (Rel. 34-55081)

   A proposed rule change filed by the National Association of Securities
   Dealers relating to amendments to  the  Alternative  Display  Facility
   rules  (SR-NASD-2007-001)   has   become   effective   under   Section
   19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
   expected in the Federal Register during the week of January 15.  (Rel.
   34-55088)

   A proposed rule change (SR-ISE-2006-80)  filed  by  the  International
   Securities Exchange relating to fee changes has become effective under
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 15. (Rel. 34-55089)

   A proposed rule change (SR-Amex-2007-03) filed by the  American  Stock
   Exchange modifying listing fees  for  transferring  and  dual  listing
   issuers and reverse mergers has become effective pursuant  to  Section
   19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
   expected in the Federal Register during the week of January 15.  (Rel.
   34-55096)

   A proposed rule change  filed  by  The  Depository  Trust  Company  to
   enhance its SMART/Track for Corporate  Action  Liability  Notification
   service (SR-DTC-2006-19) has  become  effective  pursuant  to  Section
   19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
   expected in the Federal Register during the week of January 15.  (Rel.
   34-55098)

   A proposed rule change filed by the National Association of Securities
   Dealers to make conforming changes to the NASD/Nasdaq Trade  Reporting
   Facility rules consistent with the new requirements of Regulation  NMS
   (SR-NASD-2007-002) has become effective under Section  19(b)(3)(A)  of
   the Securities Exchange Act of 1934. Publication is  expected  in  the
   Federal Register during the week of January 15. (Rel. 34-55101)

   ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

   The Commission granted accelerated approval to a proposed rule  change
   (SR-NYSEArca-2006-39) submitted by NYSE Arca to trade certain  iShares
   MSCI Index Funds pursuant to unlisted trading privileges.  Publication
   is expected in the Federal Register during the  week  of  January  15.
   (Rel. 34-55083)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-3ASR  LEVEL 3 COMMUNICATIONS INC, 1025 ELDORADO BOULEVARD, BLDG 2000, 
        BROOMFIELD, CO, 80021, 7208881000 - 0 ($28,952,385.00) Equity, 
        (File 333-139836 - Jan. 8) (BR. 11C)

S-3ASR  LEVEL 3 COMMUNICATIONS INC, 1025 ELDORADO BOULEVARD, BLDG 2000, 
        BROOMFIELD, CO, 80021, 7208881000 - 0 ($180,000,000.00) Other, 
        (File 333-139838 - Jan. 8) (BR. 11C)

S-3ASR  AVALONBAY COMMUNITIES INC, 2900 EISENHOWER AVENUE, SUITE 300, 
        ALEXANDRIA, VA, 22314, 7033296300 - 0 ($0.00) Other, (File 333-139839 - 
        Jan. 8) (BR. 08A)

SB-2    SBD International, Inc, 2534 N MIAMI AVE, ., MIAMI, FL, 33127, 
        3055739339 - 30,301,000 ($1,515,050.00) Equity, (File 333-139853 - 
        Jan. 8) (BR. 09B)

S-3ASR  BALDOR ELECTRIC CO, 5711 R S BOREHAM JR ST, P O BOX 2400, FORT SMITH, 
        AR, 72902-2400, 5016464711 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-139854 - Jan. 8) (BR. 10A)

S-8     GOLDEN PHOENIX MINERALS INC /MN/, 1675 E. PRATER WAY,, SUITE 102, 
        SPARKS, NV, 89434, 7758534919 - 100,000 ($39,500.00) Equity, 
        (File 333-139855 - Jan. 8) (BR. 04C)

S-8     GERBER SCIENTIFIC INC, 83 GERBER RD WEST, SOUTH WINDSOR, CT, 06074, 
        8606441551 - 0 ($1,357,300.00) Equity, (File 333-139856 - Jan. 8) 
        (BR. 10B)

S-8     IDEARC INC., 2200 WEST AIRFIELD DRIVE, DFW AIRPORT, TX, 75261, 
        (972) 453-7000 - 2,500,000 ($70,875,000.00) Equity, (File 333-139857 - 
        Jan. 8) (BR. 05A)

S-8     PHAZAR CORP, 1209 ORANGE STREET, PO BOX 8985, WILMINGTON, DE, 19801, 
        9403253301 - 71,725 ($403,094.50) Equity, (File 333-139858 - Jan. 8) 
        (BR. 11A)
SB-2    getpokerrakeback.com, 1288 WEST CORDOVA STREET, SUITE 1805, VANCOUVER, 
        A1, V6C 3R3, 403-618-1370 - 0 ($106,250.00) Equity, (File 333-139940 - 
        Jan. 12) (BR. )

SB-2    Global Pharmatech, Inc., 89 RAVINE EDGE DRIVE, RICHMOND HILL, ONTARIO, 
        A6, L4E 4J6, 905-787-8225 - 1,000,000 ($1,250,000.00) Equity, 
        (File 333-139941 - Jan. 12) (BR. 01B)

S-8     Global Pharmatech, Inc., 89 RAVINE EDGE DRIVE, RICHMOND HILL, ONTARIO, 
        A6, L4E 4J6, 905-787-8225 - 2,000,000 ($2,500,000.00) Equity, 
        (File 333-139942 - Jan. 12) (BR. 01B)

S-3     HOLMES FUNDING LTD, ABBEY HOUSE BAKER STREET, 011-44-20-7612-4000, 
        LONDON NW1 6XL UNITE, X0, 00000, 
        0 ($1,000,000.00) Mortgage Backed Securities, (File 333-139944 - 
        Jan. 12) (BR. 05D)

SB-2    Asia Document Transition, Inc., 10TH FLOOR, NEW YORK HOUSE, 
        60 CONNAUGHT ROAD, CENTRAL, K3, 00000, 852-25459133 - 
        6,150,000 ($615,000.00) Equity, (File 333-139946 - Jan. 12) (BR. )

S-3ASR  RAIT Financial Trust, 1818 MARKET, 28TH FL, PHILADELPHIA, PA, 19103, 
        2158617900 - 6,952,295 ($231,511,424.00) Equity, (File 333-139948 - 
        Jan. 12) (BR. 08C)

S-8     SATYAM COMPUTER SERVICES LTD, 271A ANNA SALAI, TEYNAMPET, 
        CHENNAI 600 018, INDIA, K7, 00000, 9140784322 - 
        13,000,000 ($157,300,000.00) Equity, (File 333-139949 - Jan. 12) 
        (BR. 03A)

S-3ASR  ACADIA REALTY TRUST, 20 SOUNDVIEW MARKETPLACE, PO BOX 1679, 
        PORT WASHINGTON, NY, 11050, 5167678830 - 0 ($300,000,000.00) Equity, 
        (File 333-139950 - Jan. 12) (BR. 08A)

S-3     IPARTY CORP, 270 BRIDGE STREET, SUITE 301, DEDHAM, MA, 02026, 
        6173230822 - 0 ($1,123,959.03) Equity, (File 333-139951 - Jan. 12) 
        (BR. 02B)

S-8     GLOBAL TRAFFIC NETWORK, INC., 800 SECOND AVENUE, 5TH FLOOR, NEW YORK, 
        NY, 10017, 212-896-1255 - 0 ($5,328,000.00) Equity, (File 333-139952 - 
        Jan. 12) (BR. 11C)

S-3ASR  CROWN CASTLE INTERNATIONAL CORP, 510 BERING DRIVE, SUITE 600, HOUSTON, 
        TX, 77057, 7135703000 - 632,100 ($20,916,189.00) Equity, 
        (File 333-139953 - Jan. 12) (BR. 11A)

S-8     MSB FINANCIAL CORP., 1902 LONG HILL ROAD, MILLINGTON, NJ, 07946, 
        908 647-4000 - 24,611 ($300,008.00) Equity, (File 333-139955 - Jan. 12) 
        (BR. 07)

S-8     NBT BANCORP INC, 52 S BROAD ST, NORWICH, NY, 13815, 6073372265 - 
        250,000 ($6,037,500.00) Equity, (File 333-139956 - Jan. 12) (BR. 07B)

S-8     Allis Chalmers Energy Inc., 5075 WESTHEIMER, SUITE 890, HOUSTON, TX, 
        77056, 713-369-0550 - 0 ($28,065,000.00) Equity, (File 333-139957 - 
        Jan. 12) (BR. 04A)

S-8     ANNTAYLOR STORES CORP, 7 TIMES SQUARE, 15TH FLOOR, NEW YORK, NY, 10036, 
        2125413300 - 0 ($1,694,500.00) Equity, (File 333-139959 - Jan. 12) 
        (BR. 02A)

S-8     IDAHO GENERAL MINES INC, 10 N. POST STREET, SUITE 610, SPOKANE, WA, 
        99201, 509 838 1213 - 0 ($4,952,000.00) Equity, (File 333-139961 - 
        Jan. 12) (BR. 04C)

N-2     Nuveen Core Equity Alpha Fund, 333 WEST WACKER DRIVE, CHICAGO, IL, 
        60606, 312-917-8146 - 1,000 ($20,000.00) Equity, (File 333-139962 - 
        Jan. 12) (BR. )

N-2     TORTOISE ENERGY CAPITAL CORP, 10801 MASTIN BOULEVARD, OVERLAND PARK, 
        KS, 66210, 913-981-1020 - 0 ($1,000.00) Unallocated (Universal) Shelf, 
        (File 333-139963 - Jan. 12) (BR. 16)

S-3     THIRD WAVE TECHNOLOGIES INC /WI, 502 S ROSA RD, MADISON, WI, 
        53719-1256, 608-663-7036 - 0 ($11,831,093.00) Equity, 
        (File 333-139964 - Jan. 12) (BR. 01C)

S-8     AMERICAN CAPITAL STRATEGIES LTD, 2 BETHESDA METRO CENTER, 14TH FL, 
        BETHESDA, MD, 20814, 3019516122 - 3,800,000 ($173,622,000.00) Equity, 
        (File 333-139965 - Jan. 12) (BR. 22)

S-8     TETON ENERGY CORP, PO BOX 774327, STEAMBOAT SPRINGS, CO, 80477, 
        (303) 565-4600 - 0 ($2,375,000.00) Equity, (File 333-139966 - Jan. 12) 
        (BR. 04B)

S-3     ZILA INC, 5227 NORTH 7TH STREET, PHOENIX, AZ, 85014-2800, 6022666700 - 
        17,368,637 ($38,732,061.00) Equity, (File 333-139967 - Jan. 12) 
        (BR. 01C)

S-8     HAMPTON ROADS BANKSHARES INC, 201 VOLVO PARKWAY, CHESAPEAKE, VA, 23320, 
        7574361000 - 200,000 ($2,360,000.00) Equity, (File 333-139968 - 
        Jan. 12) (BR. 07C)

S-8     SKYTERRA COMMUNICATIONS INC, 10802 PARKRIDGE BOULEVARD, RESTON, VA, 
        20191, 703-390-1899 - 10,400,000 ($102,960,000.00) Equity, 
        (File 333-139969 - Jan. 12) (BR. 11C)

S-8     DAYTON SUPERIOR CORP, 7777 WASHINGTON VILLAGE DRIVE, SUITE 130, DAYTON, 
        OH, 45459, 9374287172 - 0 ($18,104,763.00) Equity, (File 333-139970 - 
        Jan. 12) (BR. 06A)

S-3     CALLISTO PHARMACEUTICALS INC, 420 LEXINGTON AVENUE, SUITE 601, 
        NEW YORK, NY, 10170, 2126729190 - 0 ($23,587,630.00) Equity, 
        (File 333-139971 - Jan. 12) (BR. 01A)

S-8     CONVERA CORP, 1921 GALLOWS ROAD SUITE 200, VIENNA, VA, 22182, 
        7037615254 - 3,000,000 ($12,480,000.00) Equity, (File 333-139973 - 
        Jan. 12) (BR. 03A)

S-3     PRO PHARMACEUTICALS INC, 189 WELLS ST, STE 200, NEWTON, MA, 02459, 
        6175590033 - 37,087,013 ($14,649,370.00) Equity, (File 333-139974 - 
        Jan. 12) (BR. 01B)

S-3     PEREGRINE PHARMACEUTICALS INC, 14282 FRANKLIN AVE, TUSTIN, CA, 92780, 
        7145086000 - 0 ($30,000,000.00) Equity, (File 333-139975 - Jan. 12) 
        (BR. 01B)

S-3     VICAL INC, 10390 PACIFIC CENTER COURT, ., SAN DIEGO, CA, 92121-4340, 
        858-646-1100 - 0 ($80,000,000.00) Equity, (File 333-139976 - Jan. 12) 
        (BR. 01C)

S-8     FORCE PROTECTION INC, 9801 HIGHWAY 78 - BLDG 3, LADSON, SC, 29456, 
        (843) 740-7015 - 0 ($34,948,997.00) Equity, (File 333-139977 - Jan. 12) 
        (BR. 05A)

S-3     Williams Partners L.P., ONE WILLIAMS CENTER, TULSA, OK, 74172-0172, 
        (918) 573-2000 - 0 ($376,088,517.06) Equity, (File 333-139978 - 
        Jan. 12) (BR. 02C)

S-3     THINK PARTNERSHIP INC, 28050 US 19 NORTH, SUITE 509, CLEARWATER, FL, 
        33761, 727-324-0046 - 0 ($50,000,000.00) Equity, (File 333-139979 - 
        Jan. 12) (BR. 11B)

S-1     Aerobic Creations, Inc., 47 SCHOOL AVENUE, CHATHAM, NJ, 07928, 
        (973) 635-4047 - 18,855,640 ($507,970,941.60) Equity, 
        (File 333-139980 - Jan. 12) (BR. 05A)

N-2     ING Asia Pacific High Dividend Equity Income Fund, 
        7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 8009920180 - 
        40,000 ($1,000,000.00) Equity, (File 333-139981 - Jan. 12) (BR. )

SB-2    PRO ELITE INC, 100 DORIGO LAND, SECAUCUS, NJ, 07094, 
        9,999,999 ($32,499,996.00) Equity, (File 333-139982 - Jan. 12) (BR. 09)


S-8     Hostopia.com Inc., 110 EAST BROWARD BLVD., SUITE 1650, FORT LAUDERDALE, 
        FL, 33301, 800-322-9438 - 1,105,053 ($4,387,498.00) Equity, 
        (File 333-139859 - Jan. 9) (BR. 08A)

S-8     AMERIRESOURCE TECHNOLOGIES INC, 3440 E. RUSSELL ROAD, SUITE 217, 
        LAS VEGAS, NV, 89120, 702-214-4245 - 125,000,000 ($635,000.00) Equity, 
        (File 333-139860 - Jan. 9) (BR. 08C)

S-8     NATROL INC, 21411 PRAIRIE ST, CHATSWORTH, CA, 91311, 8187396000 - 
        0 ($8,020,410.00) Equity, (File 333-139861 - Jan. 9) (BR. 01C)

S-1     FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 
        8015536600 - 300,000,000 ($3,000,000.00) Equity, (File 333-139862 - 
        Jan. 9) (BR. 11C)

S-3ASR  SNAP ON INC, 10801 CORPORATE DRIVE, KENOSHA, WI, 53141-1430, 
        4146565200 - 0 ($300,000,000.00) Other, (File 333-139863 - Jan. 9) 
        (BR. 06B)

S-3     AMERICA FIRST TAX EXEMPT INVESTORS LP, 1004 FARNAM ST, STE 400, OMAHA, 
        NE, 68102, 4024441630 - 0 ($100,000,000.00) Equity, (File 333-139864 - 
        Jan. 9) (BR. 11A)

S-8     AMERIGON INC, 21680 HAGGERTY ROAD, NORTHVILLE, MI, 48167-8994, 
        248-504-0500 - 0 ($17,748,000.00) Equity, (File 333-139868 - Jan. 9) 
        (BR. 05A)

S-3ASR  SIRIUS SATELLITE RADIO INC, 1221 AVENUE OF THE AMERICAS, 36TH FLOOR, 
        NEW YORK, NY, 10020, 2128995000 - 22,058,824 ($83,382,354.72) Equity, 
        (File 333-139869 - Jan. 9) (BR. 11B)

S-3ASR  TARGET CORP, 1000 NICOLLET MALL, MINNEAPOLIS, MN, 55403, 6123046073 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-139870 - Jan. 9) 
        (BR. 02B)

S-8     WACHOVIA CORP NEW, ONE WACHOVIA CTR, CHARLOTTE, NC, 28288-0013, 
        7043746565 - 0 ($275,000,000.00) Other, (File 333-139871 - Jan. 9) 
        (BR. 07A)

S-8     LANDMARK LAND CO INC/DE, 3015743330 - 966,000 ($1,980,300.00) Equity, 
        (File 333-139873 - Jan. 9) (BR. 07C)

S-8     DECKERS OUTDOOR CORP, 495A SOUTH FAIRVIEW AVENUE, GOLETA, CA, 93117, 
        8059677611 - 0 ($117,140,000.00) Equity, (File 333-139874 - Jan. 9) 
        (BR. 06C)

S-8     ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA, 
        94065, 6505067000 - 0 ($29,568,000.00) Equity, (File 333-139875 - 
        Jan. 9) (BR. 03B)

S-8     Fuel Systems Solutions, Inc., 3030 SOUTH SUSAN STREET, SANTA ANA, CA, 
        92704, 714-656-1200 - 400,000 ($400.00) Equity, (File 333-139876 - 
        Jan. 9) (BR. 05B)

S-8     INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM, 
        MA, 02453, 7816473900 - 0 ($76,254,000.00) Equity, (File 333-139878 - 
        Jan. 9) (BR. 01A)

S-8     KNIGHT CAPITAL GROUP, INC., NEWPORT TOWER 29TH FL, 525 WASHINGTON BLVD, 
        JERSEY CITY, NJ, 07310, 2012229400 - 0 ($154,280,000.00) Equity, 
        (File 333-139879 - Jan. 9) (BR. 06C)

SB-2    AURIGA LABORATORIES, INC., 4704 HARLAN ST, STE 420, DENVER, CO, 80212, 
        3038311977 - 0 ($7,313,777.00) Equity, (File 333-139880 - Jan. 9) 
        (BR. 09B)

S-3     PUGET ENERGY INC /WA, 10885 NE 4TH STREET, BELLEVUE, WA, 980045515, 
        4254546363 - 6,833,139 ($171,716,783.00) Equity, (File 333-139881 - 
        Jan. 9) (BR. 02B)

S-3     LANGER INC, 450 COMMACK ROAD, DEER PARK, NY, 11729, 6136671200 - 
        6,080,000 ($28,484,000.00) Equity, (File 333-139882 - Jan. 9) (BR. 10B)

S-1     USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 
        19355, 6109890340 - 2,290,152 ($16,489,094.40) Equity, 
        (File 333-139883 - Jan. 9) (BR. 03B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

ACCESS INTEGRATED TECHNOLOGIES INC      DE       1.01,8.01,9.01                 01/07/07

ACCESS PHARMACEUTICALS INC              DE       1.01,5.02                      01/08/07

ACORDA THERAPEUTICS INC                          5.02,9.01                      01/02/07

ACORDA THERAPEUTICS INC                          2.02,8.01,9.01                 01/08/07

ACTIVISION INC /NY                      DE       5.02,9.01                      12/29/06

ACUSPHERE INC                           DE       1.01,2.03,9.01                 01/05/07

ADA-ES INC                              CO       7.01,9.01                      01/08/07

ADERA MINES LTD                                  2.02,9.01                      01/08/07

ADUDDELL INDUSTRIES INC                 CO       1.01                           12/20/06

ADVANCED VIRAL RESEARCH CORP            DE       3.02,9.01                      12/31/06

AEI Income & Growth Fund 26 LLC         DE       2.01,9.01                      12/29/06

AEI INCOME & GROWTH FUND XXII LTD PAR   MN       2.01,9.01                      12/29/06

AFFYMETRIX INC                          DE       2.02,9.01                      01/08/07

AFLAC INC                               GA       5.02                           01/03/07

AIR PRODUCTS & CHEMICALS INC /DE/       DE       7.01,9.01                      01/08/07

ALANCO TECHNOLOGIES INC                 AZ       2.02,9.01                      01/08/07

ALICO INC                               FL       8.01,9.01                      01/04/07

ALLIANCE ONE INTERNATIONAL, INC.        VA       7.01,8.01                      01/08/07

Alpha Natural Resources, Inc.           DE       5.02,5.03,9.01                 01/08/07

Alternative Loan Trust 2006-OC10                 8.01,9.01                      11/30/06    AMEND

Alternative Loan Trust 2006-OC11        DE       9.01                           12/29/06

ALTRIA GROUP, INC.                      VA       8.01                           01/03/07

AMERICA SERVICE GROUP INC /DE           DE       1.01                           01/01/07

AMERICAN AIRLINES INC                   DE       8.01                           01/08/07

American Basketball Association, Inc.   UT       1.01,2.01,3.02,3.03,5.01,5.02, 12/21/06
					 9.01     
AMERICAN TECHNOLOGY CORP /DE/           DE       2.02,3.01,7.01,8.01,9.01       01/04/07

American Telecom Services Inc                    8.01,9.01                      01/08/07

AMERISOURCEBERGEN CORP                  DE       8.01,9.01                      01/08/07

AMR CORP                                DE       8.01                           01/08/07

ANGEION CORP/MN                         MN       2.02,4.02,5.02,8.01,9.01       01/02/07

APAC CUSTOMER SERVICE INC               IL       7.01,9.01                      01/08/07

APOLLO RESOURCES INTERNATIONAL INC      UT       8.01                           11/22/06

APPLEBEES INTERNATIONAL INC             DE       7.01,8.01,9.01                 01/08/07

APPLIED MEDICAL DEVICES INC             CO       4.01,9.01                      12/12/06

ARAMARK CORP/DE                         DE       7.01,9.01                      01/08/06

Ardent Acquisition CORP                 DE       7.01,8.01,9.01                 01/08/07

ARDENT MINES LTD                        NV       1.01,8.01,9.01                 01/07/07

ARES CAPITAL CORP                       MD       7.01                           01/08/07

Arkanova Energy Corp                             1.01,9.01                      12/31/06

Asia Electrical Power International G   NV       3.02,3.03,5.02,5.03,9.01       12/21/06

ASIA PAYMENT SYSTEMS INC                NV       1.01,5.02                      01/01/07

ATMEL CORP                              DE       5.02,9.01                      12/29/06

AUDIBLE INC                                      5.02,9.01                      01/08/07

AUTOCAM CORP/MI                         MI       8.01                           01/06/07

AUXILIUM PHARMACEUTICALS INC                     7.01,9.01                      01/08/07

AVALONBAY COMMUNITIES INC               MD       2.02,9.01                      01/08/07

AVAYA INC                               DE       2.05                           12/31/06

BA Credit Card Trust                             8.01,9.01                      01/08/07

BALDOR ELECTRIC CO                      MO       1.01,2.02,8.01,9.01            01/08/07

BANK OF GRANITE CORP                    DE       2.02,9.01                      01/08/07

BEA SYSTEMS INC                         DE       8.01,9.01                      01/08/07

BEA SYSTEMS INC                         DE       5.02,9.01                      12/31/06

BELL INDUSTRIES INC /NEW/               CA       5.02,8.01,9.01                 01/05/07

BENIHANA INC                            DE       2.02,9.01                      01/08/07

BERKSHIRE HILLS BANCORP INC                      7.01,9.01                      01/08/07

BILL BARRETT CORP                                7.01,9.01                      01/05/07

BioMETRX                                DE       1.01,3.02,9.01                 01/05/07

BIOVERIS CORP                           DE       8.01                           01/08/07

BLAST ENERGY SERVICES, INC.             CA       2.04,8.01                      01/08/07

BODISEN BIOTECH, INC                    DE       5.02,8.01,9.01                 01/05/07

BODISEN BIOTECH, INC                    DE       7.01,9.01                      01/08/07

BORLAND SOFTWARE CORP                   DE       5.02,9.01                      01/02/07

BOSTON COMMUNICATIONS GROUP INC         MA       1.01,5.02,8.01,9.01            12/29/06

BOSTON SCIENTIFIC CORP                  DE       1.01,9.01                      12/29/06

BPO Management Services                 DE       3.01,9.01                      01/05/07

BRAZIL FAST FOOD CORP                   DE       8.01                           12/31/06

BRINKS CO                               VA       8.01,9.01                      01/08/07

BROOKS AUTOMATION INC                   DE       8.01,9.01                      12/29/06

BROWN SHOE CO INC                       NY       7.01,9.01                      01/08/07

BUCKEYE TECHNOLOGIES INC                DE       8.01                           12/31/06

BUTLER INTERNATIONAL INC /MD/           MD       5.02                           12/31/06

CANEUM INC                              NV       9.01                           12/29/06    AMEND

CAREGUIDE INC                           DE       5.02                           12/31/06

CAREMARK RX INC                         DE       8.01,9.01                      01/08/07

Caribou Coffee Company, Inc.            MN       2.02,9.01                      01/08/07

CASUAL MALE RETAIL GROUP INC            DE       2.04,3.02,9.01                 01/05/07

CATO CORP                               DE       2.02,9.01                      01/04/07

CATUITY INC                             DE       5.02                           01/02/07

CBOT HOLDINGS  INC                      DE       5.02,9.01                      01/02/07

CCI GROUP INC                           UT       2.04,8.01                      11/07/06

Celanese CORP                           DE       8.01,9.01                      01/05/07

CENTENE CORP                                     1.01                           01/01/07

Center for Wound Healing, Inc.                   5.02                           01/03/07

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       1.01,5.02,9.01                 01/01/07

CENTURION GOLD HOLDINGS INC             FL       2.01,9.01                      09/30/06

CHAMPIONS SPORTS INC                    DE       3.02                           01/03/07

CHATTEM INC                             TN       2.01,9.01                      01/02/07

CHEMOKINE THERAPEUTICS CORP             DE       1.01,1.02,2.03,9.01            01/08/07

CHINA IVY SCHOOL, INC.                  NV       5.03,9.01                      01/08/07

China VoIP & Digital Telecom Inc.       NV       8.01,9.01                      01/08/07

CKE RESTAURANTS INC                     DE       3.03                           12/31/06

CLEARONE COMMUNICATIONS INC             UT       8.01,9.01                      01/08/07

CNX Gas CORP                            DE       2.02,7.01,9.01                 01/08/07

COLOMBIA GOLDFIELDS LTD                          5.02                           12/31/06

COMBINATORX, INC                        DE       9.01                           01/08/07

COMMUNITY BANK SYSTEM INC               DE       5.02                           12/31/06

COMPUCREDIT CORP                        GA       2.02                           01/08/07

COMPUWARE CORP                          MI       1.01,9.01                      01/02/07

Core-Mark Holding Company, Inc.         DE       5.02,9.01                      01/08/07

CORNELL COMPANIES INC                   DE       8.01,9.01                      01/03/07

COSTAR GROUP INC                                 8.01                           01/08/07

Cougar Biotechnology, Inc.                       1.01,5.02,9.01                 12/29/06

COVENTRY HEALTH CARE INC                DE       2.02,9.01                      01/08/07

CRESTED CORP                            CO       8.01,9.01                      01/02/07

CrossPoint Energy CO                    NV       3.02                           01/08/07

CYBER LAW REPORTER INC                  TX       1.01,5.01,5.06                 01/08/06

CYGNUS OIL & GAS CORP                   DE       2.04,5.02,8.01,9.01            12/29/06

D&E COMMUNICATIONS INC                  PA       5.02                           01/08/07

DAYBREAK OIL & GAS INC                  WA       5.02,7.01,9.01                 01/02/07

DEARBORN BANCORP INC /MI/               MI       8.01,9.01                      01/04/07

DELTA APPAREL INC                       GA       2.02,9.01                      01/08/07

DENBURY RESOURCES INC                   DE       5.02                           12/06/06    AMEND

DENMARK BANCSHARES INC                  WI       7.01                           01/05/07

DIALOG GROUP INC                        UT       2.01,8.01,9.01                 01/04/07

DIGITAL RECORDERS INC                   NC       1.01,2.03,3.02                 12/29/06

DIGUANG INTERNATIONAL DEVELOPMENT CO.   NV       8.01                           01/01/07

DILLARDS INC                            DE       7.01,9.01                      01/08/07

DIODES INC /DEL/                        DE       5.02,9.01                      01/01/07

DIVERSA CORP                            DE       1.01,1.02,2.02,9.01            12/31/06

DOVER DOWNS GAMING & ENTERTAINMENT IN   DE       1.01                           01/03/07

DOVER MOTORSPORTS INC                   DE       1.01                           01/03/07

Duke Energy CORP                        DE       2.01,9.01                      01/08/07

DUQUESNE LIGHT HOLDINGS INC             PA       2.03                           01/03/07

DUSA PHARMACEUTICALS INC                NJ       1.01,9.01                      01/08/07

E DIGITAL CORP                          DE       1.01,3.02,9.01                 01/02/07

EAST KANSAS AGRI ENERGY LLC             KS       1.01,1.02,5.02                 12/31/06

EASTGROUP PROPERTIES INC                MD       5.02,9.01                      12/29/06

EBANK FINANCIAL SERVICES INC            GA       5.02                           01/02/07

Emergent BioSolutions Inc.              DE       2.02,9.01                      01/08/07

ENER1 INC                               FL       1.01,3.02                      01/05/07

Energtek                                         1.01,3.02,9.01                 11/28/06

Energy Transfer Equity, L.P.            DE       2.01,9.01                      12/01/06    AMEND

Energy Transfer Partners, L.P.          DE       2.01,9.01                      12/01/06    AMEND

EnerJex Resources, Inc.                 NV       1.01,8.01,9.01                 12/12/06

ENSTAR GROUP INC                        GA       3.01,8.01,9.01                 01/05/07

ENVIRONMENTAL POWER CORP                DE       5.02                           01/08/07

ev3 Inc.                                DE       2.02,9.01                      01/08/07

EVERGREEN SOLAR INC                     DE       5.02,5.03,9.01                 01/02/07

EXPRESS SCRIPTS INC                     DE       8.01,9.01                      01/08/07

EXPRESS SCRIPTS INC                     DE       8.01,9.01                      01/08/07

FACTORY CARD & PARTY OUTLET CORP        DE       2.02,9.01                      01/04/07

Farrier Resources Corp                  NV       5.03                           01/04/07

FASTFUNDS FINANCIAL CORP                NV       1.01,5.02,9.01                 12/29/06

Federal Home Loan Bank of Seattle                7.01,9.01                      01/05/07

FIELDSTONE INVESTMENT CORP                       1.01,5.02,9.01                 12/29/06

FIRST CENTURY BANKSHARES INC            WV       5.02                           01/03/07

FIRST FARMERS & MERCHANTS CORP          TN       7.01                           01/08/07

FIRST INDIANA CORP                      IN       8.01,9.01                      01/08/07

FIRST MONTAUK FINANCIAL CORP            NJ       5.02,9.01                      01/05/07

FMC TECHNOLOGIES INC                    DE       7.01,9.01                      01/05/07

Franchise Capital Corp.                 NV       5.02                           01/02/07

FRANKLIN BANK CORP                               8.01                           12/31/06

GENAERA CORP                            DE       8.01,9.01                      01/03/07

GENERAL MOTORS CORP                     DE       8.01                           01/03/07

GENESCO INC                             TN       7.01                           01/08/07

GENESEE & WYOMING INC                   DE       5.02                           01/08/07

GLENAYRE TECHNOLOGIES INC               DE       2.01,9.01                      12/31/06

GLOBAL GOLD CORP                        DE       1.01,3.02,5.02,8.01            01/01/07

GLOBAL GREEN SOLUTIONS INC.             WA       3.02                           12/29/06

GOLDEN EAGLE INTERNATIONAL INC          CO       1.01,1.02,3.02,3.03,9.01       12/29/06

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       7.01                           01/08/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       3.02                           01/08/07

GOODRICH PETROLEUM CORP                 DE       5.02,9.01                      01/05/07

GPS INDUSTRIES, INC.                    NV       3.02,5.02,5.03,9.01            12/29/06

Grande Communications Holdings, Inc.    DE       1.01,9.01                      12/29/06

GREAT CHINA INTERNATIONAL HOLDINGS, I   NV       8.01                           12/20/06

GROUP 1 AUTOMOTIVE INC                  DE       2.02,7.01,8.01,9.01            01/08/07

GTREX CAPITAL, INC.                     DE       5.02                           01/02/07

GUESS INC                               DE       5.02,8.01,9.01                 12/29/06

HANOVER COMPRESSOR CO /                 DE       3.02                           01/03/07

HANSEN NATURAL CORP                     DE       5.02,9.01                      12/30/06

HAPC, Inc.                              DE       7.01,8.01,9.01                 01/08/07

HEALTHSOUTH CORP                        DE       7.01,9.01                      01/08/07

HERTZ CORP                              DE       7.01,9.01                      01/05/07

HERTZ GLOBAL HOLDINGS INC                        7.01,9.01                      01/05/07

HMS HOLDINGS CORP                                2.02,7.01,9.01                 01/08/07

HOME DEPOT INC                          DE       5.03,9.01                      01/04/07

HOUSTON EXPLORATION CO                  DE       1.01,3.03,5.02,7.01,9.01       01/07/07

HSI Asset Securitization CORP Trust 2            8.01,9.01                      12/05/06

HUDSON CITY BANCORP INC                 DE       5.02,9.01                      01/01/07

HUMAN GENOME SCIENCES INC               DE       2.02,9.01                      01/08/07

Huron Consulting Group Inc.             DE       1.01,2.01,2.03,9.01            12/29/06

HYDROGEN POWER INTERNATIONAL INC        DE       1.01,3.02,5.02,9.01            12/29/06

ICON CASH FLOW PARTNERS L P SEVEN       DE       5.02                           01/08/07

ICON CASH FLOW PARTNERS L P SEVEN       DE       5.02                           01/08/07    AMEND

ICON INCOME FUND EIGHT /DE              DE       5.02                           01/08/07

ICON INCOME FUND EIGHT B LP                      5.02                           01/08/07

ICON INCOME FUND NINE LLC               DE       5.02                           01/08/07

ICON INCOME FUND TEN LLC                DE       5.02                           01/08/07

ICON Leasing Fund Eleven, LLC           DE       5.02                           01/08/07

IDM PHARMA, INC.                        DE       7.01,9.01                      01/08/07

IMMUNE RESPONSE CORP                    DE       3.02                           01/03/07

IMPAX LABORATORIES INC                  DE       8.01,9.01                      12/29/06

IMPLANT SCIENCES CORP                   MA       1.01                           12/29/06

INDEPENDENCE HOLDING CO                 DE       5.02                           01/02/07

INFINITY PHARMACEUTICALS, INC.          DE       7.01,8.01,9.01                 01/08/07

INNSUITES HOSPITALITY TRUST             OH       4.01                           12/31/06

INPUT OUTPUT INC                        DE       5.02,9.01                      01/05/07

INSURE.COM, INC                                  7.01,9.01                      01/08/07

INTEGRITY MUTUAL FUNDS INC              ND       5.02                           12/29/06

INTELSAT LTD                                     7.01,9.01                      01/08/07

INTERNATIONAL MONETARY SYSTEMS LTD /W   WI       1.01,2.01,9.01                 12/30/06

International Power Group, Ltd.         DE       5.02                           01/02/07

INTERNATIONAL TEXTILE GROUP INC         DE       8.01                           12/29/06

INTERNATIONAL TEXTILE GROUP INC         DE       1.01,2.03,8.01                 12/29/06

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      01/05/07

IPARTY CORP                             DE       5.02,9.01                      01/08/07

iPCS, INC                               DE       8.01                           01/08/07

IQ Micro Inc.                           CO       1.01                           12/31/06

ISRAMCO INC                             DE       1.01                           12/31/06

Ithaka Acquisition Corp                 DE       8.01,9.01                      01/03/07

IWT TESORO CORP                         NV       9.01                           01/03/07

IWT TESORO CORP                         NV       9.01                           10/19/06    AMEND

IWT TESORO CORP                         NV       9.01                           12/10/06    AMEND

J P MORGAN CHASE & CO                   DE       5.02                           12/31/06

J.P. Morgan Mortgage Trust 2005-A7      DE       8.01,9.01                      01/08/07

JACKSONVILLE BANCORP INC                IL       2.02,9.01                      01/08/07

JUNIPER NETWORKS INC                    DE       5.02                           01/04/07

KANSAS CITY LIFE INSURANCE CO           MO       8.01                           01/08/07

KATY INDUSTRIES INC                     DE       1.01,5.02,9.01                 01/08/07

Kearny Financial Corp.                  X1       4.02                           01/02/07

KENTUCKY BANCSHARES INC /KY/            KY       5.02                           01/08/07

KFORCE  INC                             FL       5.02,9.01                      12/31/06

KINETIC CONCEPTS INC /TX/               TX       2.02,9.01                      12/31/06

KLONDIKE STAR MINERAL CORP              DE       8.01                           12/19/06

KRAFT FOODS INC                         VA       2.06                           01/03/07

LANDAMERICA FINANCIAL GROUP INC         VA       5.02,9.01                      12/28/06    AMEND

LAS VEGAS GAMING INC                    NV       5.03,9.01                      12/29/06

LASER MASTER INTERNATIONAL INC          NY       8.01                           12/21/06

LAUREATE EDUCATION, INC.                MD       5.02                           12/29/06

LEAPFROG ENTERPRISES INC                         5.02,9.01                      12/31/06

Legacy Bancorp, Inc.                    DE       7.01,9.01                      01/05/07

LEHMAN ABS CORP BACKED TR CERT FED EX   DE       8.01,9.01                      01/01/07

LEHMAN ABS CORP BACKED TRUST CERTS SE   DE       8.01                           01/04/07

Lexington Master Limited Partnership    DE       1.02,5.01,5.03,8.01,9.01       12/29/06

LEXINGTON REALTY TRUST                  MD       1.01,2.01,3.02,5.02,5.03,8.01, 12/31/06
					 9.01     
LIFECELL CORP                           DE       2.02,9.01                      01/08/07

LONG-E INTERNATIONAL, INC.              UT       1.01,2.01,2.02,3.02,3.03,4.01, 12/29/06
					 5.01,5.02,5.06   
LSI INDUSTRIES INC                      OH       2.02,9.01                      12/31/06

MACATAWA BANK CORP                      MI       3.02                           01/01/07

MAINSOURCE FINANCIAL GROUP              IN       7.01,9.01                      01/08/07

MANAGEMENT NETWORK GROUP INC                     8.01                           01/02/07

MANAKOA SERVICES CORP                   NV       8.01,9.01                      01/08/07

MANCHESTER INC                                   1.01,2.01,2.03,3.02,5.02,8.01, 12/29/06
					 9.01     
MASTERCARD INC                          DE       3.02                           12/31/06

MCF CORP                                DE       1.01,9.01                      01/08/07

MCKESSON CORP                           DE       1.01,1.02,3.03,5.03,8.01,9.01  01/04/07

MedaSorb Technologies CORP                       5.02                           01/01/07

MEDecision, Inc.                        PA       2.02,9.01                      01/05/07

MEDICSIGHT INC                          DE       8.01,9.01                      01/05/07

MEDICSIGHT INC                          DE       8.01,9.01                      01/05/07    AMEND

MEDWAVE INC                             DE       3.01,8.01,9.01                 01/05/07

MIDNET INC                                       1.01,5.02,9.01                 01/08/07

MILLENNIUM CELL INC                     DE       1.01,1.02,2.01,3.02,9.01       12/29/06

MOLEX INC                               DE       2.02,9.01                      01/08/07

MONEY CENTERS OF AMERICA, INC.          DE       1.01,2.03,3.02,9.01            12/28/06

MVB FINANCIAL CORP                      WV       4.01                           01/08/07

MYRIAD GENETICS INC                     DE       8.01,9.01                      01/08/07

NARROWSTEP INC                          DE       5.02                           01/02/07

NATIONAL CITY CORP                      DE       8.01,9.01                      01/05/07

NAVISITE INC                            DE       3.02                           01/02/07

NBOG BANCORPORATION INC                 GA       3.02                           12/28/06

NEENAH FOUNDRY CO                       WI       1.01,2.03,9.01                 12/29/06

NEOMEDIA TECHNOLOGIES INC               DE       1.01,3.02,9.01                 12/29/06

NETBANK INC                             GA       3.02,8.01,9.01                 12/29/06

Neuralstem, Inc.                        DE       8.01,9.01                      01/04/07

NEW WORLD BRANDS INC                    DE       3.02,5.02,5.03,8.01,9.01       12/29/06

NITRO PETROLEUM INC                              5.03                           12/29/06

Nomura Asset Acceptance Corporation,    DE       2.01,9.01                      08/31/06    AMEND

Novelis Inc.                            A6       5.02,9.01                      12/29/06

NRG ENERGY, INC.                        DE       8.01,9.01                      12/29/06

NU HORIZONS ELECTRONICS CORP            DE       2.02,9.01                      01/08/07

OPTIO SOFTWARE INC                      GA       8.01,9.01                      01/05/07

ORIGINALLY NEW YORK INC                          5.02                           01/03/07

ORTHODONTIX INC                         FL       1.01,2.01,3.02,5.01,5.02,5.06, 12/31/06
					 9.01     
OSI RESTAURANT PARTNERS, INC.           DE       2.02,9.01                      01/08/07

PACIFICHEALTH LABORATORIES INC          DE       1.02                           01/05/07

PARAGON TECHNOLOGIES INC                PA       8.01,9.01                      01/08/07

PARLUX FRAGRANCES INC                   DE       8.01,9.01                      01/08/07

PATRIARCH INC                           DE       1.01,9.01                      12/29/06

PATRIOT TRANSPORTATION HOLDING INC      FL       8.01                           01/08/06

PAULSON CAPITAL CORP                    OR       5.02,9.01                      01/05/07

Penn Virginia GP Holdings, L.P.                  1.01                           01/08/07

PENN VIRGINIA RESOURCE PARTNERS L P     DE       3.02                           01/08/07

PENWEST PHARMACEUTICALS CO              WA       5.02                           01/03/07

PHARMACOPEIA DRUG DISCOVERY INC         DE       8.01                           01/03/07

PHARMACOPEIA DRUG DISCOVERY INC         DE       7.01,9.01                      01/08/07

PINNACLE ENTERTAINMENT INC              DE       5.02,9.01                      12/29/06

PINNACLE ENTERTAINMENT INC              DE       8.01                           01/05/07

PINNACLE FINANCIAL PARTNERS INC         TN       3.01,9.01                      01/05/07

PLANETOUT INC                           DE       1.01,3.03,5.03,9.01            01/04/07

PLATO LEARNING INC                      DE       5.02,9.01                      01/05/07

PNM RESOURCES INC                       NM       2.01,8.01                      01/08/07

POLYMER GROUP INC                       DE       2.05,9.01                      01/03/07

PROGENICS PHARMACEUTICALS INC           DE       5.02,9.01                      01/08/07

PROLIANCE INTERNATIONAL, INC.           DE       1.01,9.01                      01/03/07

ProLink Holdings Corp.                  DE       1.01,3.02,5.03,9.01            12/29/06

PSB BANCORP INC                         PA       3.01,9.01                      01/04/07

PSB GROUP INC                           MI       5.02                           12/31/06

PURE VANILLA EXCHANGE INC               NV       2.01,3.02,5.02,9.01            12/31/06

PYRAMID BREWERIES INC                   WA       1.01,9.01                      01/02/07

RAAC Series 2006-SP4 Trust              DE       8.01,9.01                      01/08/07

RADIOSHACK CORP                         DE       2.02,9.01                      01/08/07

RALCORP HOLDINGS INC /MO                MO       1.01,9.01                      01/03/07

RAMCO GERSHENSON PROPERTIES TRUST       MD       8.01,9.01                      01/08/07

RANCHER ENERGY CORP.                    NV       1.01,2.01,3.02,7.01,9.01       01/04/07

REGIONS FINANCIAL CORP                  DE       5.02                           01/02/07

REHABCARE GROUP INC                     DE       7.01,9.01                      01/05/07

RENOVIS INC                             DE       5.02,9.01                      01/04/07

RG GLOBAL LIFESTYLES INC                CA       3.02,5.02                      12/26/06

RICHARDSON ELECTRONICS LTD/DE           DE       7.01                           01/04/07

RIVER CAPITAL GROUP, INC.               DE       1.01,3.02,9.01                 12/31/06

Rockwood Holdings, Inc.                 DE       2.01,9.01                      01/02/07

RR Donnelley & Sons Co                  DE       1.01,9.01                      01/02/07

SACO I Trust 2006-10                    DE       9.01                           10/30/06    AMEND

SAFE TRAVEL CARE INC                    NV       1.01,2.01,5.02,9.01            12/29/06

SAIA INC                                DE       5.02                           01/01/07

SCANSOURCE INC                          SC       2.02,9.01                      01/08/07

SCHIMATIC CASH TRANSACTIONS NETWORK C   FL       1.01                           04/06/06

SCHNITZER STEEL INDUSTRIES INC          OR       2.02,9.01                      01/08/07

SEATTLE GENETICS INC /WA                DE       1.01,9.01                      01/07/07

SEATTLE GENETICS INC /WA                DE       1.01,9.01                      01/07/07

SECURED DIGITAL APPLICATIONS INC        DE       2.02,9.01                      01/03/07

SECURED FINANCIAL NETWORK, INC.         NV       4.01,9.01                      12/14/06    AMEND

SEITEL INC                              DE       5.02                           01/08/07

SEMOTUS SOLUTIONS INC                   NV       1.01,9.01                      01/03/07

SHELRON GROUP INC                       DE       3.02                           12/29/06

Shine Media Acquisition Corp.           DE       8.01,9.01                      12/27/06    AMEND

SHUTTERFLY INC                                   5.02,9.01                      01/01/07

SIBONEY CORP                            MD       5.02                           01/08/07

SIERRA BANCORP                          CA       5.02,9.01                      01/01/07

SILICON IMAGE INC                       DE       1.01,9.01                      01/02/07

SILVERADO GOLD MINES LTD                A1       8.01,9.01                      01/05/07

SILVERGRAPH INTERNATIONAL INC           NV       1.01,3.02,8.01                 12/31/06

SK REALTY VENTURES INC                           5.02                           01/03/07

SKYE INTERNATIONAL, INC                 NV       3.01                           01/05/07

SLM CORP                                DE       5.02                           12/29/06

SOFTECH INC                             MA       5.02,9.01                      01/02/07

Solar Power, Inc.                       NV       4.01,9.01                      12/29/06

Solar Power, Inc.                       NV       1.01,1.02,2.01,3.02,5.01,5.02, 12/29/06
					 9.01     
Solexa, Inc.                            DE       8.01,9.01                      01/08/07

Somaxon Pharmaceuticals, Inc.           DE       7.01,9.01                      01/08/07

SOMERSET HILLS BANCORP                  NJ       5.02                           01/04/07

SONOSITE INC                                     2.02,9.01                      01/08/07

Spectra Energy Capital, LLC             DE       2.01,5.03,9.01                 12/30/06

Spectra Energy Corp.                    DE       7.01,8.01,9.01                 01/02/07

SPECTRANETICS CORP                      DE       1.01                           12/29/06

SPECTRUM CONTROL INC                    PA       2.02,9.01                      01/08/07

SPRINT NEXTEL CORP                      KS       2.02,7.01,9.01                 01/08/07

ST JUDE MEDICAL INC                     MN       2.02,9.01                      01/08/07

STAR GAS PARTNERS LP                    DE       8.01                           01/08/07

STARTEK INC                             DE       5.02,9.01                      01/05/07

Sun American Bancorp                    DE       1.01,2.01,8.01,9.01            12/27/06

SUNCOM WIRELESS HOLDINGS, INC.                   1.02                           12/29/06

SunOpta Inc.                                     5.02,9.01                      01/05/07

SUNTRUST ALTERNATIVE LOAN TRUST, SERI   DE       1.01,6.02                      01/02/07

SUPERIOR INDUSTRIES INTERNATIONAL INC   CA       5.02,9.01                      12/31/06

SYNTAX-BRILLIAN CORP                    DE       2.02,9.01                      01/08/07

SyntheMed, Inc.                         DE       8.01                           01/02/07

TARGETED GENETICS CORP /WA/             WA       1.01,3.02,9.01                 01/08/07

TECO ENERGY INC                         FL       8.01,9.01                      01/08/07

TEKOIL & GAS CORP                       DE       1.01,3.02,9.01                 12/29/06

TELLABS INC                             DE       2.02,9.01                      01/05/07

TESCO CORP                                       7.01                           01/08/07

TEXAS UNITED BANCSHARES INC             TX       5.02                           12/29/06

THERMA WAVE INC                         DE       1.01,5.02,7.01,9.01            01/07/07

THERMADYNE HOLDINGS CORP /DE            DE       2.05,2.06                      12/30/06

Titan Global Holdings, Inc.             UT       1.01,1.02,2.03,3.02,7.01,9.01  12/29/06

Titan Global Holdings, Inc.             UT       1.01,3.02,9.01                 12/29/06

TITANIUM METALS CORP                    DE       5.02                           01/01/07

TLC VISION CORP                         A6       8.01,9.01                      01/08/07

TRC COMPANIES INC /DE/                  DE       1.01,9.01                      12/29/06

TRINITY3 CORP                           DE       5.02                           12/30/06

TRIPOS INC                              UT       1.01,8.01,9.01                 01/05/07

Tube Media Corp.                        CO       1.01,9.01                      01/02/07

TVIA INC                                DE       2.03                           12/29/06

TYCO INTERNATIONAL LTD /BER/            D0       1.01,1.02,9.01                 12/29/06

UAL CORP /DE/                           DE       2.02,7.01,9.01                 01/05/07

UMPQUA HOLDINGS CORP                    OR       7.01,9.01                      01/08/07

UNIFIRST CORP                           MA       5.02                           01/05/07

UNITED STATES LIME & MINERALS INC       TX       5.02                           12/29/06

UNITED SURGICAL PARTNERS INTERNATIONA   DE       1.01,3.03,7.01,9.01            01/07/07

UNITEDHEALTH GROUP INC                  MN       7.01                           01/08/07

UNIVERSAL HOSPITAL SERVICES INC         MN       7.01,9.01                      01/08/07

UREX ENERGY CORP.                                3.02,9.01                      12/29/06

US AIRWAYS GROUP INC                    DE       8.01,9.01                      01/08/07

US ENERGY CORP                          WY       8.01,9.01                      01/02/07

UTSTARCOM INC                           DE       8.01,9.01                      01/08/07

VALASSIS COMMUNICATIONS INC             DE       1.01,3.03,9.01                 01/05/07

Valentec Systems, Inc                   DE       5.02,9.01                      01/08/07

VANTAGEMED CORP                         DE       1.01,9.01                      01/05/07

VAXGEN INC                              DE       2.01,2.02,9.01                 12/28/06

VENTANA MEDICAL SYSTEMS INC             DE       2.01                           01/08/07

VERSO TECHNOLOGIES INC                  MN       1.01,2.01,3.02,9.01            12/29/06

VFINANCE INC                            DE       5.02,9.01                      12/29/06

VIASPACE Inc.                           NV       8.01,9.01                      01/08/07

VICAL INC                               DE       5.02                           01/05/07

VICTORY ENERGY CORP                     NV       5.02                           12/15/06

VIROPHARMA INC                          DE       7.01,9.01                      01/08/07

VITAL SIGNS INC                         NJ       8.01,9.01                      12/19/06

VOXWARE INC                             DE       1.01,2.03,9.01                 01/03/07

WABASH NATIONAL CORP /DE                DE       5.02,9.01                      01/01/07

WAH KING INVEST CORP.                   DE       1.02,8.01                      01/08/07

WAKO LOGISTICS GROUP INC                         5.02,7.01,9.01                 01/08/07

WAUSAU PAPER CORP.                      WI       5.02                           12/18/06

WEATHERFORD INTERNATIONAL LTD           D0       1.01,5.02,9.01                 12/31/06

WEBEX COMMUNICATIONS INC                DE       1.01                           01/03/07

WELLCARE HEALTH PLANS, INC.             DE       7.01                           01/08/07

WELLS FARGO & CO/MN                     DE       9.01                           01/08/07

WESTFIELD FINANCIAL INC                 MA       1.01,9.01                      01/03/07

WHIRLPOOL CORP /DE/                     DE       5.03,9.01                      01/05/07

WILLBROS GROUP INC                      R1       5.02,9.01                      12/29/06

WORKSTREAM INC                                   2.02,8.01,9.01                 12/03/06

Wright Express CORP                              5.02,8.01,9.01                 01/03/07

XATA CORP /MN/                          MN       5.02,9.01                      01/02/07

XSTREAM BEVERAGE NETWORK, INC.          NV       1.01,8.01,9.01                 01/08/07

YOUBET COM INC                          DE       5.02,9.01                      12/13/06

ZILOG INC                               CA       5.02,9.01                      01/03/07

99 CENTS ONLY STORES                    CA       2.02,9.01                      01/08/07

ABRAXAS PETROLEUM CORP                  NV       7.01,9.01                      01/09/07

ACCEPTANCE INSURANCE COMPANIES INC      DE       8.01,9.01                      01/08/07

ACORN FACTOR, INC.                      DE       1.01,5.02                      12/31/06

ACTIVE POWER INC                        DE       8.01,9.01                      01/09/07

ADOLOR CORP                                      1.01,5.02,9.01                 01/04/07

ADVANCED BATTERY TECHNOLOGIES, INC.     DE       4.01,9.01                      12/26/06

ADVANCED MICRO DEVICES INC              DE       2.01,9.01                      10/24/06    AMEND

Affinion Group, Inc.                    DE       1.01,9.01                      01/04/07

AGILE SOFTWARE CORP                     DE       8.01,9.01                      01/09/07

Aircastle LTD                           D0       5.02,9.01                      01/08/07

AIRGUIDE, INC.                          OK       5.03                           01/08/07

Alexza Pharmaceuticals Inc.             DE       1.01                           01/04/07

ALLOS THERAPEUTICS INC                  DE       5.02,5.03,7.01,8.01,9.01       01/05/07

AMARU INC                               NV       5.02,9.01                      01/08/06

AMERICA FIRST TAX EXEMPT INVESTORS LP   DE       8.01,9.01                      01/09/07

AMERICAN AIRLINES INC                   DE       7.01                           01/09/07

AMERICAN DAIRY INC                      UT       5.02                           01/03/07

AMERICAN HOME MORTGAGE INVESTMENT TRU   DE       8.01,9.01                      12/26/06

AMERICAN HOME MORTGAGE INVESTMENT TRU   DE       8.01,9.01                      12/26/06

AMERICAN VANGUARD CORP                  DE       8.01,9.01                      01/08/07

AMH Holdings, Inc.                      DE       7.01,9.01                      01/09/07

AMR CORP                                DE       7.01                           01/09/07

APOLLO GOLD CORP                                 1.01,9.01                      12/31/06

ASPEN TECHNOLOGY INC /DE/               DE       8.01,9.01                      01/08/07

ASSOCIATED MATERIALS INC                DE       7.01,9.01                      01/09/07

ASTRONICS CORP                          NY       1.01,2.03,9.01                 01/09/07

ATARI INC                               DE       7.01,8.01,9.01                 01/03/07

ATHEROGENICS INC                        GA       8.01,9.01                      01/08/07

AtriCure, Inc.                          DE       1.01,5.02,9.01                 01/04/07

AURA SYSTEMS INC                        DE       1.01,9.01                      01/04/07

AVALON DEVELOPMENT ENTERPRISES, INC.    FL       5.02                           01/08/07

AVON PRODUCTS INC                       NY       8.01,9.01                      01/09/07

AXT INC                                 DE       8.01,9.01                      01/09/07

AZTEC OIL & GAS, INC.                   NV       3.02,8.01                      01/09/07

BARR PHARMACEUTICALS INC                DE       9.01                           10/24/06    AMEND

BASIC EARTH SCIENCE SYSTEMS INC         DE       8.01,9.01                      01/09/07

BEACON POWER CORP                       DE       7.01,9.01                      01/09/07

BIG 5 SPORTING GOODS CORP               DE       2.02,9.01                      01/09/07

BILL BARRETT CORP                                7.01,9.01                      01/09/07

BIOPHAN TECHNOLOGIES INC                NV       4.02                           01/09/07

BJS WHOLESALE CLUB INC                  DE       2.05,2.06,5.02                 01/03/07

BNS HOLDING, INC.                                8.01,9.01                      01/09/07

BODYTEL SCIENTIFIC INC.                 NV       8.01,9.01                      01/08/07

BOSTON SCIENTIFIC CORP                  DE       2.05,9.01                      01/08/07

Breezer Ventures Inc.                   NV       8.01                           01/08/07

BRONZE MARKETING INC                             1.01,9.01                      01/09/07

BUCKLE INC                              NE       7.01,9.01                      01/09/07

CACHE INC                               FL       2.02                           01/04/07

CALIFORNIA NEWS TECH                    NV       8.01                           01/09/07

CALPINE CORP                            DE       8.01                           01/09/07

CAREMARK RX INC                         DE       8.01,9.01                      01/08/07

Caribou Coffee Company, Inc.            MN       7.01,9.01                      01/09/07

CECO ENVIRONMENTAL CORP                 DE       8.01,9.01                      01/04/07

CELGENE CORP /DE/                       DE       8.01,9.01                      01/08/07

CENTRA FINANCIAL HOLDINGS INC           WV       5.02                           01/05/07

CENTRAL FEDERAL CORP                    DE       5.02,9.01                      01/08/07

CENTRAL GARDEN & PET CO                 DE       5.02                           01/03/07

CHAMPIONS SPORTS INC                    DE       3.02                           01/05/07

CHANNELL COMMERCIAL CORP                DE       5.02,9.01                      01/03/07

Chaparral Energy, Inc.                  DE       8.01,9.01                      01/09/07

Chaparral Energy, Inc.                  DE       7.01                           01/09/07

Chaparral Energy, Inc.                  DE       7.01,9.01                      10/31/06    AMEND

CHEMOKINE THERAPEUTICS CORP             DE       8.01                           01/09/07

CHINA DIGITAL COMMUNICATION GROUP       NV       5.02,9.01                      01/04/07

CHINA IVY SCHOOL, INC.                  NV       4.01,9.01                      01/09/07

CHINA WIRELESS COMMUNICATIONS INC       NV       4.01,9.01                      01/03/07

CINGULAR WIRELESS LLC                   DE       5.02                           01/03/07

CIT GROUP INC                           DE       8.01                           01/05/07

CITIGROUP INC                           DE       8.01,9.01                      01/08/07

Citizens Community Bancorp Inc.         MD       1.02,5.02                      01/03/07

CKRUSH, INC.                            DE       1.01,9.01                      01/05/07

COLOR KINETICS INC                      DE       1.01                           01/03/07

COMPUCREDIT CORP                        GA       1.01,9.01                      01/03/07

CONCORD CAMERA CORP                     NJ       5.02,9.01                      01/09/07

CONOCOPHILLIPS                          DE       8.01                           01/09/07

CONOR MEDSYSTEMS INC                             8.01,9.01                      01/05/07

CONSOLIDATED CONTAINER CO LLC           DE       5.02                           12/01/06

CORGENIX MEDICAL CORP/CO                NV       8.01                           01/04/07

CORNERSTONE BANCORP/SC                  SC       1.01,9.01                      01/05/07

COVAD COMMUNICATIONS GROUP INC          DE       5.02,9.01                      01/04/07

CRAY INC                                WA       2.02,9.01                      01/09/07

CREDO PETROLEUM CORP                    CO       8.01,9.01                      01/05/07

CRITICAL THERAPEUTICS INC               DE       2.02,9.01                      01/09/07

CYCLE COUNTRY ACCESSORIES CORP          NV       2.02,9.01                      01/09/07

CYTRX CORP                              DE       1.01,7.01,9.01                 01/08/07

Darwin Professional Underwriters Inc    DE       5.02                           01/08/07

DAVI SKIN, INC.                         NV       8.01                           01/03/07

DAVITA INC                              DE       7.01                           01/08/07

DCAP GROUP INC                          DE       8.01,9.01                      01/08/07

DEARBORN BANCORP INC /MI/               MI       2.01,8.01,9.01                 01/04/07    AMEND

DGSE COMPANIES INC                      NV       1.01,7.01,9.01                 01/09/07

DIAMOND OFFSHORE DRILLING INC           DE       7.01,9.01                      01/08/07

Dividend Capital Total Realty Trust I   MD       8.01                           01/04/07

DJO INC                                 DE       2.02,9.01                      01/09/07

DOUBLE EAGLE PETROLEUM CO               MD       7.01,9.01                      01/09/07

DREW INDUSTRIES INC                     DE       8.01,9.01                      01/02/07

DUN & BRADSTREET CORP/NW                DE       2.02,2.05,7.01,9.01            01/05/07

DUSKA THERAPEUTICS, INC.                NV       1.01,3.02,9.01                 01/08/07

DXP ENTERPRISES INC                     TX       5.02                           01/09/07

E-Z-EM, Inc.                            DE       2.02,7.01,9.01                 01/09/07

EASTMAN KODAK CO                        NJ       2.05,9.01                      01/05/07

ECHELON CORP                            DE       8.01                           01/09/07

EDGEWATER TECHNOLOGY INC/DE/            DE       7.01,9.01                      01/09/07

EMAGEON INC                                      7.01,9.01                      01/08/07

EMCORE CORP                             NJ       2.02,7.01,9.01                 01/08/07

EMDEON CORP                             DE       2.02,9.01                      01/09/07

EMMIS COMMUNICATIONS CORP               IN       2.02,9.01                      01/09/07

ENCYSIVE PHARMACEUTICALS INC            DE       7.01,9.01                      01/08/07

ENDO PHARMACEUTICALS HOLDINGS INC       DE       7.01,9.01                      01/09/07

ENDOCARE INC                            DE       8.01                           12/31/06

EnerSys                                 DE       7.01,9.01                      01/09/07

ENESCO GROUP INC                        IL       2.04,9.01                      01/04/07

EPOCH HOLDING CORP                      DE       8.01,9.01                      01/09/07

EXCELSIOR LASALLE PROPERTY FUND INC              8.01                           01/09/07

Federal Home Loan Bank of Atlanta       X1       2.03                           01/04/07

Federal Home Loan Bank of Boston        X1       2.03                           01/03/07

Federal Home Loan Bank of Chicago       X1       2.03                           01/03/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/03/07

Federal Home Loan Bank of Dallas                 2.03                           01/03/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      01/03/06

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      12/27/06

Federal Home Loan Bank of New York      X1       2.03,9.01                      01/03/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      01/03/07

Federal Home Loan Bank of San Francis   X1       2.03                           01/03/07

Federal Home Loan Bank of Seattle                2.03                           01/08/07

Federal Home Loan Bank of Topeka                 2.03                           01/03/07

Federal Services Acquisition CORP       DE       1.01,7.01,8.01,9.01            01/08/07

FINISAR CORP                            DE       5.02                           01/08/07

FIRST FEDERAL BANKSHARES INC            DE       5.02,9.01                      01/03/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      12/28/06

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      12/28/06

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      12/28/06

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      12/28/06

FIRST NORTHERN COMMUNITY BANCORP        CA       1.01                           12/31/06

FIRST SOUTH BANCORP INC /VA/            VA       8.01,9.01                      01/09/07

FirstBank Financial Services, Inc.      GA       5.02                           01/05/07

FOREST OIL CORP                         NY       1.01,7.01,9.01                 01/07/07

Franchise Capital Corp.                 NV       5.03                           01/03/07

FRANKLIN CREDIT MANAGEMENT CORP/DE/     DE       8.01,9.01                      01/09/07

GASTAR EXPLORATION LTD                           7.01,9.01                      01/09/07

GE-WMC Asset-Backed Pass Through Cert            9.01                           12/25/06

GE-WMC Asset-Backed Pass-Through Cert            9.01                           12/25/06

GENWORTH FINANCIAL INC                  DE       5.02,8.01                      01/08/07

GENZYME CORP                            MA       2.02,9.01                      01/09/07

GLOBAL ENTERTAINMENT HOLDINGS/EQUITIE   CO       4.01                           12/28/06

GLOBAL SUNRISE, Inc.                    CO       8.01,9.01                      01/08/07

GMX RESOURCES INC                       OK       7.01,9.01                      01/09/07

GOLDEN CHIEF RESOURCES INC              KS       4.01                           08/09/06    AMEND

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           01/05/07

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       2.02,9.01                      01/09/07

GREENBRIER COMPANIES INC                DE       2.02,9.01                      01/09/07

GS AGRIFUELS CORP                       DE       5.02                           12/26/06

HarborView 2006-14                      DE       8.01,9.01                      12/22/06

HARRIS & HARRIS GROUP INC /NY/          NY       8.01                           01/08/07

HEALTH CARE PROPERTY INVESTORS INC      MD       8.01,9.01                      01/08/07

HEALTH CARE PROPERTY INVESTORS INC      MD       8.01,9.01                      01/08/07

HEARUSA INC                             DE       2.02,9.01                      01/09/07

HERBST GAMING INC                       NV       2.01,2.03,9.01                 01/03/07

HIGHLANDS BANKSHARES INC /WV/           WV       8.01                           01/09/07

HOKU SCIENTIFIC INC                     DE       8.01,9.01                      01/08/07

HORIZON BANCORPORATION INC              FL       2.02,9.01                      01/09/07

HORTON D R INC /DE/                     DE       2.02,9.01                      01/09/07

HOSPIRA INC                             DE       5.02                           01/03/07

HUDSON HIGHLAND GROUP INC               DE       5.02                           01/04/07

HUDSON HOLDING CORP                     DE       5.02,9.01                      01/04/07

HUNGARIAN TELEPHONE & CABLE CORP        DE       5.02                           01/09/07

HUNGARIAN TELEPHONE & CABLE CORP        DE       1.01,3.02,5.02,8.01,9.01       01/08/07

HYDROGEN ENGINE CENTER, INC.            NV       9.01                           01/09/07

HyperSpace Communications, Inc.         CO       8.01,9.01                      01/08/07

ID-CONFIRM, INC.                        NV       5.02                           01/05/07

iDNA, Inc.                              DE       7.01,9.01                      01/09/07

IKON OFFICE SOLUTIONS INC               OH       8.01,9.01                      01/08/07

IMERGENT INC                            DE       7.01                           01/04/07

IMPAX LABORATORIES INC                  DE       8.01,9.01                      01/08/07

INNOVA PURE WATER INC /FL/              FL       1.01,5.02,5.03,8.01            01/08/07

INTEGRA BANK CORP                       IN       8.01,9.01                      01/09/07

INTEVAC INC                             CA       7.01,9.01                      01/09/07

INTUITIVE SURGICAL INC                  DE       8.01,9.01                      01/08/07

IRON MOUNTAIN INC                       DE       8.01,9.01                      01/08/07

IRON MOUNTAIN INC                       DE       7.01                           10/05/06    AMEND

IRONCLAD PERFORMANCE WEAR CORP                   2.02,9.01                      01/08/07

IRVINE SENSORS CORP/DE/                 DE       3.02                           01/04/07

J P MORGAN CHASE & CO                   DE       9.01                           01/05/07

J&J SNACK FOODS CORP                    NJ       8.01,9.01                      01/09/07

J.P. MORGAN MORTGAGE TRUST 2006-S4      DE       8.01,9.01                      01/09/07

JACKSON HEWITT TAX SERVICE INC          DE       8.01                           01/03/07

JAFRA WORLDWIDE HOLDINGS LUX SARL       N4       5.02                           01/08/07

JEWETT CAMERON TRADING CO LTD           OR       3.01,5.02,9.01                 01/08/06

JONES SODA CO                           WA       7.01                           01/08/07

KVH INDUSTRIES INC \DE\                 DE       2.02,9.01                      01/08/07

L-1 IDENTITY SOLUTIONS, INC.            DE       5.02,9.01                      01/03/07

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           01/09/07

LAKES ENTERTAINMENT INC                 MN       8.01,9.01                      01/03/07

LANDRYS RESTAURANTS INC                          2.02,9.01                      01/08/07

Lawson Software, Inc.                   MN       2.02,9.01                      01/08/07

LENOX GROUP INC                         DE       1.01,2.02,2.04,5.02,7.01,9.01  01/04/07

Liberty Global, Inc.                             7.01                           01/09/07

LIGHTING SCIENCE GROUP CORP             DE       1.01,2.03,3.03,5.03,9.01       12/29/06

LIN TV CORP                             DE       5.02                           01/03/07

LUCYS CAFE INC                                   1.01,2.01,3.02,5.01,5.02,5.03, 12/29/06
					 5.06     
MANNATECH INC                           TX       8.01,9.01                      01/03/07

MARINEMAX INC                           DE       7.01,9.01                      01/08/07

MB SOFTWARE CORP                        CO       4.01,9.01                      01/09/07

McAfee, Inc.                            DE       5.02,8.01,9.01                 01/02/07

MDI, INC.                               DE       5.02                           01/05/07

MEDIS TECHNOLOGIES LTD                  DE       5.02                           01/02/07

MENTOR GRAPHICS CORP                    OR       2.02                           01/08/07

Merisant Worldwide, Inc.                DE       8.01,9.01                      01/07/07

Meritage Homes CORP                     MD       2.02,9.01                      01/09/07

MILLS CORP                              DE       2.02,8.01                      01/08/07

MODERN MEDICAL MODALITIES CORP          NY       3.02,8.01                      01/09/07

Nalco Finance Holdings LLC                       8.01,9.01                      01/09/07

Nalco Holding CO                                 8.01,9.01                      01/09/07

Nalco Holdings LLC                      DE       8.01,9.01                      01/09/07

NATIONAL BANK OF INDIANAPOLIS CORP      IN       1.01                           01/05/07

NATURAL HEALTH TRENDS CORP              DE       1.01,9.01                      01/03/07

NCR CORP                                MD       8.01                           01/05/07

NEKTAR THERAPEUTICS                     DE       5.02,9.01                      01/05/07

NEOMEDIA TECHNOLOGIES INC               DE       8.01,9.01                      01/05/07

NETBANK INC                             GA       5.02                           01/04/07

NEUTRON ENTERPRISES INC                 NV       2.01,3.02,8.01,9.01            01/03/07

NEVADA GOLD & CASINOS INC               NV       5.02,9.01                      01/04/07

New York & Company, Inc.                         7.01,9.01                      01/09/07

New York & Company, Inc.                         5.02                           01/09/07

NEWFIELD EXPLORATION CO /DE/            DE       8.01,9.01                      01/09/07

NGP Capital Resources CO                MD       7.01,9.01                      01/09/07

NUCO2 INC /FL                           FL       5.02,7.01,9.01                 01/09/07

NUVASIVE INC                            DE       1.01,9.01                      01/03/07

NYSE Euronext, Inc.                     DE       1.01,9.01                      01/05/07

NYSE Group, Inc.                        DE       1.01,9.01                      01/05/07

OCTILLION CORP                                   7.01,9.01                      01/03/07

OLD DOMINION ELECTRIC COOPERATIVE       VA       5.02                           01/08/07

OMNICELL INC /CA/                       CA       5.02,9.01                      01/03/07

OMTOOL LTD                              DE       8.01                           01/04/07

ON ASSIGNMENT INC                       DE       1.01,2.01,9.01                 01/03/07

ORIENT EXPRESS HOTELS LTD                        5.03,9.01                      01/05/07

Orsus Xelent Technologies Inc           DE       2.03,9.01                      01/09/07

OSCIENT PHARMACEUTICALS CORP            MA       2.02,9.01                      01/08/07

OSIRIS THERAPEUTICS, INC.               DE       7.01,9.01                      01/08/07

OUTDOOR CHANNEL HOLDINGS INC                     2.06,4.02                      01/08/06

OXFORD INDUSTRIES INC                   GA       5.02,5.03,9.01                 01/08/07

OXFORD INDUSTRIES INC                   GA       2.02,9.01                      01/09/07

PANACOS PHARMACEUTICALS, INC.           DE       5.02,9.01                      01/05/07

PANTRY INC                              DE       1.01                           01/05/07

PAR PHARMACEUTICAL COMPANIES, INC.      DE       1.01,5.02                      01/04/07

PENTON MEDIA INC                        DE       8.01,9.01                      01/08/07

PERRY ELLIS INTERNATIONAL INC           FL       7.01,9.01                      01/09/07

PHARMION CORP                                    2.02,9.01                      01/09/07

PILGRIMS PRIDE CORP                     DE       1.01,9.01                      01/04/07

PINNACLE AIRLINES CORP                  DE       8.01                           01/03/07

PINNACLE AIRLINES CORP                  DE       8.01,9.01                      01/04/07

PLY GEM HOLDINGS INC                    DE       7.01,9.01                      01/09/07

POPULAR INC                                      1.01,2.05,2.06,5.02,9.01       01/09/07

PRB Energy, Inc.                        NV       5.02                           01/08/07

PREMIER COMMUNITY BANKSHARES INC        VA       5.02                           01/03/07

PROCTER & GAMBLE CO                     OH       7.01                           01/09/07

PROFESSIONAL VETERINARY PRODUCTS LTD    NE       1.01,9.01                      01/03/07

Propex Inc.                             DE       5.03                           01/03/07

PUREDEPTH, INC.                         CO       5.02,9.01                      01/08/07

QLINKS AMERICA, INC.                             3.02,5.03,9.01                 01/04/07

QUEST SOFTWARE INC                      CA       3.01,9.01                      01/03/07

RADIATION THERAPY SERVICES INC          FL       3.01                           01/09/07

RadNet, Inc.                            NY       3.02,5.02                      01/08/07

Red Mile Entertainment Inc                       8.01                           01/09/07

REGEN BIOLOGICS INC                     DE       4.02                           11/06/06    AMEND

ROWAN COMPANIES INC                     DE       7.01,9.01                      09/06/06

RR Donnelley & Sons Co                  DE       8.01,9.01                      01/03/07

RUBY TUESDAY INC                        GA       2.02,9.01                      12/05/06

S&T BANCORP INC                         PA       4.01                           01/05/07

S3 INVESTMENT COMPANY, INC.             CA       5.02                           01/05/07

SAFENET INC                             DE       4.02                           01/03/07

SBARRO INC                              NY       7.01,9.01                      01/09/07

SBARRO INC                              NY       7.01,9.01                      01/08/07

SCHIMATIC CASH TRANSACTIONS NETWORK C   FL       5.03,9.01                      11/29/06

Select Notes Trust LT 2004-1            DE       8.01,9.01                      01/02/07

SEMITOOL INC                            MT       2.02,9.01                      01/09/07

SERACARE LIFE SCIENCES INC                       8.01                           01/05/07

SIGMA DESIGNS INC                       CA       3.01,4.01,9.01                 01/03/07

SILGAN HOLDINGS INC                     DE       8.01,9.01                      01/08/07

SIMTEK CORP                             CO       8.01,9.01                      01/08/07

SKY PETROLEUM, INC.                     NV       7.01,9.01                      01/09/07

Smart Energy Solutions, Inc.            UT       3.02,9.01                      01/03/07

SMITH & WESSON HOLDING CORP             NV       2.01,9.01                      01/03/07

SNAP ON INC                             DE       9.01                           11/28/06    AMEND

SPHERION CORP                           DE       5.02,9.01                      01/08/07

SPSS INC                                DE       1.01,9.01                      01/03/07

ST JOE CO                               FL       1.01,5.02,9.01                 01/05/07

ST. BERNARD SOFTWARE, INC.              CA       1.01,7.01,9.01                 01/03/07

STAGE STORES INC                        NV       8.01,9.01                      01/05/07

STIFEL FINANCIAL CORP                   DE       1.01,9.01                      01/09/07

STRATEGIC DISTRIBUTION INC              DE       7.01,9.01                      01/08/07

STRATEGIC DISTRIBUTION INC              DE       1.01,9.01                      01/08/07

STRATEGIC DISTRIBUTION INC              DE       5.02                           12/20/06    AMEND

STRATEX NETWORKS INC                    DE       8.01,9.01                      01/08/07

STRUCTURED PRODUCTS CORP CASTSM STEP    DE       8.01,9.01                      01/02/07

STRUCTURED PRODUCTS CORP CORTS TR FOR   DE       8.01,9.01                      12/31/06

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      01/02/07

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      01/02/07

STRUCTURED PRODUCTS CORP CRED ENHANCE   DE       8.01,9.01                      01/02/07

STRUCTURED PRODUCTS CORP TIERS R INFL   DE       8.01,9.01                      01/02/07

SUPERIOR ENERGY SERVICES INC            DE       8.01,9.01                      01/09/07

SUPERIOR GALLERIES INC                  DE       1.01,1.02,2.03,5.01,5.02,9.01  01/06/07

SUPERTEL HOSPITALITY INC                VA       1.01,2.01,2.03,9.01            01/05/07

SUPERVALU INC                           DE       2.02,9.01                      01/09/07

SYNNEX CORP                             DE       2.02,9.01                      01/09/07

TEAM INC                                TX       2.02,9.01                      01/08/07

TECHTEAM GLOBAL INC                     DE       8.01,9.01                      12/29/06

TELEPHONE & DATA SYSTEMS INC /DE/       DE       5.02,9.01                      01/01/07

Teleplus World, Corp.                            4.01,9.01                      01/05/07

TENET HEALTHCARE CORP                   NV       4.01,9.01                      01/09/07

THOMAS GROUP INC                        DE       5.02,9.01                      01/03/07

THQ INC                                 DE       4.02,9.01                      01/08/07

TOPPS CO INC                            DE       8.01,9.01                      01/09/07

Triton Distribution Systems, Inc.       CO       5.02                           01/02/07

TRUE RELIGION APPAREL INC               NV       5.02,9.01                      01/03/07

UNIT CORP                               DE       8.01,9.01                      01/09/07

UNITED AUTO GROUP INC                   DE       5.02,9.01                      01/09/07

US MEDSYS CORP                          CO       8.01                           01/08/07

UTEK CORP                                        8.01,9.01                      01/04/07

VASCULAR SOLUTIONS INC                  DE       1.01,9.01                      01/09/07

VAXGEN INC                              DE       2.02,2.05,5.02,9.01            01/03/07

Venoco, Inc.                            DE       7.01,9.01                      01/08/07

VIRAGE LOGIC CORP                       CA       2.02,5.02,9.01                 01/04/07

VMS NATIONAL PROPERTIES JOINT VENTURE   IL       1.01,9.01                      01/03/07

VOIP INC                                         2.04                           01/03/07

Volcom Inc                                       5.02                           01/05/07

VOLT INFORMATION SCIENCES, INC.         NY       2.02,9.01                      01/09/07

WaMu Asset Acceptance Corp.             DE       9.01                           01/08/07

Wauwatosa Holdings, Inc.                WI       1.01,9.01                      01/05/07

WCA WASTE CORP                                   5.02,9.01                      01/05/07

WD 40 CO                                DE       2.02,9.01                      01/09/07

WebMD Health Corp.                      DE       2.02,9.01                      01/09/07

WEBSITE PROS INC                        DE       5.02                           01/09/07

WELLS REAL ESTATE INVESTMENT TRUST IN   MD       7.01,8.01,9.01                 01/09/07

WILLIAMS SONOMA INC                     CA       7.01,9.01                      01/09/07

WIND RIVER SYSTEMS INC                  DE       8.01                           12/26/06

WITNESS SYSTEMS INC                     DE       5.02,9.01                      01/03/07

WORKSTREAM INC                                   3.01,9.01                      01/04/07

X RITE INC                              MI       8.01,9.01                      01/08/07

XCORPOREAL, INC.                        DE       1.02,7.01,9.01                 11/30/06

XILINX INC                              DE       8.01,9.01                      01/08/07

YRC WORLDWIDE INC                       DE       8.01,9.01                      01/08/07

YTB International, Inc.                 NY       5.02,9.01                      12/27/06

ZANE ACQUISITION I INC                  DE       5.02,5.03,9.01                 01/08/07

ZANE ACQUISITION II INC                 DE       5.02,5.03,9.01                 01/08/07

ZIOPHARM ONCOLOGY INC                            8.01,9.01                      01/09/07

Zone Mining LTD                                  3.02                           12/22/06