SEC NEWS DIGEST


Issue  2003-198                                               October 17, 2003
     

     
ENFORCEMENT PROCEEDINGS     

     
COMMISSION  ORDERS  MID-OHIO  SECURITIES  CORP.  TO  CEASE  AND  DESIST  FROM
VIOLATING  CUSTOMER  RESERVE  AND  NET  CAPITAL  PROVISIONS  OF  THE  FEDERAL
SECURITIES LAWS

     The  Commission  sued  Mid-Ohio Securities Corp., a  registered  broker-
     dealer  based  in  Elyria, Ohio, for customer reserve, net  capital  and
     books and records and broker-dealer reporting violations resulting  from
     Mid-Ohio  excluding approximately over $70 million in  liabilities  from
     its customer reserve and net capital calculations.
     
     On October 15, the Commission issued a settled Administrative and Cease-
     and-Desist  Order against Mid-Ohio.  The Commission's Order finds  that,
     from  April  1,  2001  through August 15, 2001,  Mid-Ohio  had  customer
     reserve account deficiencies ranging from $70,582,210 to $82,063,213 and
     net  capital deficiencies ranging from $3,927,498 to $4,425,149  because
     it  failed to include and classify over $70 million in customer funds as
     liabilities  in its customer reserve and net capital calculations.   The
     order  also  states that from April 1, 2001 through July 31, 2001,  Mid-
     Ohio  failed to include approximately over $70 million in customer funds
     as  liabilities in its general ledger and its aggregate indebtedness and
     net  capital computations.  Further, the order finds that from April  1,
     2001  through  July  31, 2001, Mid-Ohio filed one  quarterly  and  three
     monthly  Financial  and  Operational  Combined  Uniform  Single  (FOCUS)
     Reports  that  failed to account for approximately over $70  million  in
     liabilities  and contained inaccurate customer reserve and  net  capital
     computations.
     
     Mid-Ohio  consented  to  the entry of the Order,  without  admitting  or
     denying  the  Commission's findings, requiring that Mid-Ohio  cease  and
     desist  from  committing  or  causing  any  violations  and  any  future
     violations of Sections 15(c)(3) and 17(a) of the Exchange Act and  Rules
     15c3-1,  15c3-3,  17a-3, and 17a-5 thereunder.   In  addition,  Mid-Ohio
     consented  to  a  censure and a $25,000 civil penalty.  (Rel.  34-48635;
     File No. 3-11300)

COMMISSION SETTLES FRAUD CHARGES AGAINST THREE DEFENDANTS IN CONNECTION  WITH
$22 MILLION TRADING SCHEME
     
     The  Commission announced today that on Sept. 15, 2003, a  Massachusetts
     federal  court  entered  final  judgment  against  Charles  G.  Dyer  of
     Manchester,   Massachusetts,   and  two  Massachusetts-based   companies
     controlled by Dyer, Resource F, LLC, and Bunker Hill Aviation,  LLC,  in
     connection  with  a  $22  million fraudulent  trading  scheme.   In  its
     complaint, filed on April 16, 2001, the Commission alleged that  between
     1997  and  2000,  Dyer,  Resource F, Bunker Hill  Aviation,  and  others
     participated  in  a fraudulent trading scheme that raised  approximately
     $22 million from at least 50 investors, many of whom were members of the
     Christian  Science  Church.   According to the  complaint,  Dyer  helped
     promote  the  trading  scheme through Resource  F  and  administered  it
     through   Bunker   Hill   Aviation,  and   solicited   investors   using
     misrepresentations  typical  of  "Prime  Bank"-type  investment  frauds,
     including that the investment involved high-quality debt instruments and
     that  investors' principal was never at risk and could be returned after
     one year.
     
     Without  admitting  or  denying  the  allegations  in  the  Commission's
     complaint, Dyer, Resource F, and Bunker Hill Aviation consented  to  the
     judgment  entered  by  the  U.S. District  Court  for  the  District  of
     Massachusetts,  which  permanently  enjoins  them  from  violating   the
     antifraud  provisions of federal securities laws.  Dyer and  Resource  F
     also were enjoined from violating the securities registration provisions
     of  federal  securities  laws  and Dyer was additionally  enjoined  from
     violating   the   broker-dealer  registration  provisions   of   federal
     securities laws.  Dyer, Resource F, and Bunker Hill Aviation  also  were
     held  jointly  and severally liable for disgorgement of  $472,590,  plus
     $105,076  interest thereon, and Dyer was ordered to pay a civil  penalty
     of  $110,000.   Dyer  has also offered to settle related  administrative
     proceedings, and the Commission instituted a settled Order on  Oct.  16,
     2003,  permanently  barring Dyer from association  with  any  investment
     adviser or broker-dealer.
     
     Dyer,  Resource F, and Bunker Hill Aviation were the last defendants  in
     this case.  The other defendants were Eric E. Resteiner and Voldemar  A.
     VonStrasdas, both most recently of the Bahamas, and Miles M.  Harbur  of
     Jupiter, Florida.  The District Court entered final judgments by default
     against  Resteiner and VonStrasdas in August 2002, holding them  jointly
     and  severally  liable for disgorgement of more than  $25  million,  and
     assessing each a civil penalty of $4.4 million.  The District Court also
     previously entered final judgment by consent against Harbur, holding him
     liable  for  disgorgement  of $1.1 million,  plus  prejudgment  interest
     thereon, but waiving payment based on Harbur's financial condition.   As
     with  Dyer,  the  District  Court enjoined Resteiner,  VonStrasdas,  and
     Harbur  from  violating  the antifraud and other provisions  of  federal
     securities laws.
     
     For  further information, please see Litigation Release No. 16963 (April
     16,  2001),  Litigation Release No. 16969 (April 18,  2001),  Litigation
     Release  No.  17713  (Sept. 5, 2002), and Litigation Release  No.  17858
     (Nov.  22,  2002).    [SEC v. Eric E. Resteiner, et al.,  USDC  for  the
     District   of   Massachusetts,   C.A.  No.  01-10637(PBS)]   (LR-18414);
     (Administrative Proceeding - Rels. 34-48642, IA-2182, File No. 3-11302)

SEC  INSTITUTES AND SETTLES PUBLIC ADMINISTRATIVE PROCEEDINGS AGAINST  DALLAS
BROKER  BASED ON THE ENTRY OF AN INJUNCTION AGAINST HIM IN AN INSIDER TRADING
CASE  AND  BARS  HIM FROM ASSOCIATING WITH AN INVESTMENT ADVISER  OR  BROKER-
DEALER, WITH A RIGHT TO REAPPLY AFTER FOUR YEARS

     On   October   16,   the  Commission  instituted  public  administrative
     proceedings against Stephen A. White, of Dallas, who was, at  all  times
     relevant  to  these  proceedings, a registered representative  with  the
     Dallas  office  of Stephens, Inc., a Commission-registered broker-dealer
     and investment adviser.  The Commission instituted the proceedings based
     on  the  permanent  injunction  that the U.S.  District  Court  for  the
     Northern District of Texas entered against White (on October 9)  in  the
     matter of SEC v. Stephen A. White, Case No. 3:03-CV-2351-G (N.D. Tex.).

     The  Commission instituted that action in U.S. District Court in  Dallas
     on  October  9,  alleging  that  White violated  Section  10(b)  of  the
     Securities Exchange Act of 1934 and Rule 10b-5 thereunder. See Lit. Rel.
     No.18407  (Oct. 9, 2003).  The Commission alleged in its complaint  that
     White  misappropriated  material non-public  information  regarding  the
     acquisition   of   Hispanic   Broadcasting  Corporation   by   Univision
     Communications  Corporation.  The complaint  further  alleged  that,  in
     violation  of  a  fiduciary duty that White owed to the  source  of  the
     information, White recommended the stock to two individuals, who in turn
     purchased  Hispanic  stock  ahead  of the  public  announcement  of  the
     acquisition.  The Commission accepted an offer of settlement from  White
     in  the civil action, pursuant to which he consented to the entry  of  a
     permanent  injunction,  disgorgement equal to the  profits  realized  by
     those he recommended the stock to, and civil money penalties.
     
     Simultaneously with the institution of the administrative proceedings on
     October  16,  the  Commission resolved the proceedings by  accepting  an
     offer  of settlement, pursuant to which White agreed to the entry of  an
     order  barring  him from association with a broker-dealer or  investment
     adviser, with a right to reapply after four years.  (Rels. 34-48645; IA-
     2184; File No. 3-11304)
     
PETER  FERRARO,  CPA, AND WILLIAM STAYDUHAR, CPA, REINSTATED  TO  APPEAR  AND
PRACTICE BEFORE THE COMMISSION AS ACCOUNTANTS

     Pursuant  to  Rule 102(e)(5)(i) of the Commission's Rules  of  Practice,
     Peter  C. Ferraro, CPA, and William G. Stayduhar, CPA, each have applied
     for  and  been  granted  reinstatement of his privilege  to  appear  and
     practice  before  the Commission as an accountant. Mr. Ferraro  and  Mr.
     Stayduhar,  who  were  denied the privilege of appearing  or  practicing
     before   the  Commission  on  July  24,  1996,  pursuant  to  a  settled
     proceeding, each have represented that he has complied and will continue
     to  comply with the terms of the order that denied him from appearing or
     practicing  before the Commission as an accountant.  Mr.  Ferraro's  and
     Mr.  Stayduhar's reinstatements are effective immediately.   (Ferraro  -
     Rel  34-  48654; AAE Rel. 1899 and Stayduhar - Rel. 34- 48655; AAE  Rel.
     1900; File Nos. 3-9045)

TEMPORARY  RESTRAINING  ORDER AND ASSET FREEZE  SOUGHT  IN  ACTION  INVOLVING
INTERNATIONAL SALES OF MICROCAP SECURITIES

     On  October  16, the Commission filed a complaint in the  U.S.  District
     Court  for  the  District  of Utah, against twenty-one  individuals  and
     entities involved in a scheme to sell securities in five United  States-
     based microcap issuers to hundreds of investors located primarily in the
     United  Kingdom, Australia and New Zealand through a boiler room located
     in  Vientiane,  Laos.   The  Complaint alleges  that  since  late  2002,
     hundreds of overseas investors have been defrauded by a scheme organized
     by  David  M.  Wolfson and Gino Carlucci of Salt Lake  City,  Utah,  and
     Sukumo,  Ltd.  of  Vientiane, Laos.  It is further alleged  that  Sukumo
     raised  at  least $16 million from more than 1,100 investors by  selling
     restricted  Regulation S shares in Stem Genetics, Inc., F10  Oil  &  Gas
     Properties,   Diversified   Financial  Resources   Corporation,   Valesc
     Holdings,  Inc.,  and  NCI  Holdings, Inc., with  70%  of  the  offering
     proceeds wired to Sukumo and 15% to 20% of the proceeds wired to Wolfson
     or  entities under his control.  It is further alleged that Wolfson  and
     persons  affiliated  with F10, Diversified and  Valesc  manipulated  the
     prices of those securities in trading on the OTC Bulletin Board, thereby
     inflating  the price Sukumo charged investors.  Finally, it  is  alleged
     that Stem Genetics, F10, Diversified, Valesc and NCIH, aided and abetted
     by certain of their officers, made false filings with the Commission and
     that  those  officers falsely certified the filings of the issuers  when
     those filings contained material misrepresentations and omitted to state
     material facts.
     
     The  Commission seeks the entry of temporary restraining orders  against
     Sukumo,  which  is also known as The Sukumo Group, The  Fujiwara  Group,
     First  Chartered Capital Corporation, First Colonial Trust, First  China
     Capital,  and  International  Investment  Holding,  and  Michael  Sydney
     Newman,  its  control person.  The Commission also seeks  the  entry  of
     preliminary  and permanent injunctions against Wolfson, Carlucci,  NuWay
     Holding, Inc.; Momentous Group, LLC; Leeward Consulting Group, LLC; Stem
     Genetics, Inc.; Howard H. Robertson, M.D.; G&G Capital, LLC; F10 Oil and
     Gas  Properties,  Inc.;  Jon H. Marple; Mary E. Blake;  Jon  R.  Marple;
     Grateful  Internet  Associates,  LLC;  Diversified  Financial  Resources
     Corporation;  John  Chapman; Valesc Holdings,  Inc.;  Jeremy  D.  Kraus;
     Samuel  Cohen; NCI Holdings, Inc.  Asset freezes are sought against  all
     defendants except Diversified, Chapman, Valesc, Kraus and Cohen.
          
     The  complaint  alleges  all the defendants  in  the  action  have  been
     violating  the  antifraud provisions of Section 17(a) of the  Securities
     Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and
     Rule  10b-5 promulgated thereunder.  In addition, the complaint  alleges
     F10,  Diversified,  Valesc  and  NCIH have  been  violating  the  issuer
     reporting provision of Section 13(a) of the Exchange Act and that:   F10
     and  Valesc  violated Rules 12b-20, 13a-1 and 13a-13 under the  Exchange
     Act  by  filing false annual and quarterly reports; Diversified violated
     Rules  12b-20, 13a-1, 13a-11 and 13a-13 by filing false annual,  current
     and quarterly reports; NCIH violated Rules 12b-20, 13a-11 and 13a-13  by
     filing  false current and quarterly reports.  The Complaint also alleges
     that  Jon  H.  Marple  and  Blake  aided  and  abetted  F10's  reporting
     violations and that they violated Rule 13a-14 under the Exchange Act  by
     falsely  certifying those reports.  Kraus and Cohen  were  charged  with
     aiding  and  abetting  Valesc's reporting violations  and  with  falsely
     certifying its filings.  The Complaint also alleges that Carlucci  aided
     and abetted NCIH's reporting violation and that he falsely certified its
     filings.
          
     On  October  16,  the  Honorable Dale A. Kimball, U.S.  District  Judge,
     granted  the Commission's application and issued a temporary restraining
     order, asset freeze and the other requested relief.  Judge Kimball  also
     scheduled a December 2003, hearing on the Commission's application for a
     preliminary injunction.  [SEC v.  David M. Wolfson, et al.,  Docket  No.
     2:03 CV-00914 DAK, USDC, D.Ut] (LR-18413)

SEC FREEZES ASSETS IN SAN DIEGO-BASED FRAUDULENT SCHEME
     
     On  October  10, the Commission sued the San Diego-based Rose  Fund  for
     running  a  fraudulent Ponzi scheme that raised at  least  $3.3  million
     through   advertisements   placed  in  major   metropolitan   newspapers
     throughout California.  According to the Commission, Paul E. Nelson  and
     William  Wright  of San Diego, and Michael Alexander  of  Solana  Beach,
     California,  sold  investments in a purported mortgage lending  business
     that  guaranteed  a  12%  annual  rate  of  return  to  investors.   The
     Commission  alleges that these individuals misappropriated at  least  $1
     million  of investor funds, with Alexander, the President of the company
     that  managed the investments, spending hundreds of thousands of dollars
     at a horse racing track located a few minutes from the company's office.
     The United States District Court for the Northern District of California
     has  issued a temporary restraining order freezing all remaining  assets
     and  directing  defendants not to commit future  violations  of  certain
     provisions of the federal securities laws.  The Court deferred ruling on
     the Commission's request that a receiver be appointed over the Rose Fund
     and several related entities, pending a further hearing.
     
     The  Commission's complaint alleges that, beginning in early  2003,  the
     Rose Fund ran ads in about a dozen major California newspapers promising
     12-15%  annual  returns on an investment described as "safe,"  "IRA/401K
     approved,"   and   "secured  by  California  real  estate."    Investors
     responding  to  the  ad were told by salesperson Wright  that  the  Rose
     Fund's  mortgage lending business was 30 years old and outperformed  the
     stock  market.   These  representations were false.   According  to  the
     Commission,  the company was only formed in late 2002 and did  not  make
     any  home loans until mid-2003.  Even then, the investments were  risky,
     had  not  been approved by the IRS or any other government  agency,  and
     only a portion of the funds went towards actual home loans.
     
     By September 2003, the Rose Fund and a related entity, TRF Holdings, had
     raised  at least $3.3 million from over 100 investors in California  and
     nationwide.   The  Commission alleges that, in order to  dupe  investors
     into believing their investments were safe and profitable, the Rose Fund
     made   payments  representing  purported  interest  from  the  company's
     mortgage business.  In reality, the money came from investors' own funds
     - a classic Ponzi scheme.
     
     The  Commission's  complaint charges the Rose Fund,  TRF  Holdings,  and
     their  manager,  Rose  Fund,  Inc.,  as  well  as  Nelson,  Wright,  and
     Alexander,  with violating the antifraud and registration provisions  of
     the  federal securities laws, specifically Sections 5(a), 5(c) and 17(a)
     of  the Securities Act of 1933, Section 10(b) of the Securities Exchange
     Act of 1934, and Rule 10b-5 thereunder.  The Commission also sued Wright
     for  acting as an unregistered securities broker in violation of Section
     15(a)  of  the Exchange Act.  The complaint seeks permanent  injunctions
     prohibiting future violations of the securities laws, disgorgement,  and
     civil  penalties.  [SEC v. The Rose Fund, LLC, The Rose Fund, Inc.,  TRP
     Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright,  Rose
     Collections,  Inc., Pacific Video Network, Inc., Resort Management  Co.,
     Inc.,  Web Inventions, Inc., Who Banging, Inc. and Yae, Inc., USDC NDCA,
     San Francisco Division, Civil Action No. 03-4593-WHA] (LR-18415)

FORMER TRICON GLOBAL RESTAURANT, INC. MANAGER CRIMINALLY INDICTED FOR INSIDER
TRADING

     On  October 6, Devin Danehy of Orlando, Florida, was criminally indicted
     by  the  U.S. Attorney for the Western District of Kentucky  on  insider
     trading charges. Danehy is scheduled to be arraigned on Oct. 20, 2003.
     According  to  the indictment, Danehy was employed as a manager  in  the
     Business Analysis Group by Tricon Global Restaurant, Inc., now known  as
     Yum!  Brands, Inc. (Tricon), which is a publicly-traded company  located
     in  Louisville,  Kentucky. The indictment alleges that  from  July  1998
     through   February   1999,   Danehy  received  confidential   non-public
     information  concerning  Tricon's projected financial  results  for  the
     third  and  fourth  quarter of 1998 and first  quarter  of  1999.    The
     indictment further alleges that he then used that information  to  trade
     in  the call options of Tricon for his own profit during this same  time
     period.  The  indictment charges Danehy with six  counts  of  securities
     fraud  in  connection with his insider trading activities.  If convicted
     of  all  criminal  charges, Danehy faces up to 30 years imprisonment,  a
     fine of up to $1.5 million, and three years supervised release.
     On  Sept. 21, 2001, the Commission filed a civil fraud case in the  U.S.
     District Court for the Western District of Kentucky charging Danehy with
     insider  trading  based  primarily  on  the  conduct  described   above.
     According  to the Commission's complaint, Danehy violated Section  10(b)
     of  the  Securities  Exchange  Act of 1934 and  Rule  10b-5  thereunder.
     Danehy  agreed  to  settle with the Commission  by  consenting,  without
     admitting  or denying the Commission's allegations, to the  entry  of  a
     judgment   enjoining  him  from  future  violations  of  the   antifraud
     provisions of the federal securities laws, and ordering him to  disgorge
     $110,301  plus  $24,026 in prejudgment interest.  A  final  judgment  by
     consent  against Danehy was entered by the court on Sept. 25, 2001.  For
     further information, see Litigation Release No. 17150 (Sept. 26,  2001).
     [SEC.  v.  Devin  A. Danehy, USDC, Western District of  Kentucky,  Civil
     Action No. 3:01CV555]  (LR-18416)

     
SELF-REGULATORY ORGANIZATIONS     

     
PROPOSED RULE CHANGE

     The Pacific Exchange filed a proposed rule change, and Amendments No.  1
     and  2  thereto,  (SR-PCX-2003-24) relating to the implementation  of  a
     closing  auction  for the Archipelago Exchange and the establishment  of
     Market-on-Close and Limit-on-Close order types.  (Rel. 34-48630)


APPROVAL OF A PROPOSED RULE CHANGES

     The  National  Association of Securities Dealers filed a  proposed  rule
     change  (SR-NASD-2003-127), which relates to the listing  of  additional
     shares  and record-keeping fees.  Publication is expected in the Federal
     Register during the week of October 20.  (Rel. 34-48631)

     The Commission approved a proposed rule change submitted by the New York
     Stock Exchange (SR-NYSE-2003-25) relating to continuing annual fees  for
     "repackaged"  securities.   Publication  is  expected  in  the   Federal
     Register during the week of October 20.  (Rel. 34-48632)

     The  Commission approved a proposed rule change (SR-GSCC-2002-07)  filed
     by   the  Government  Securities  Clearing  Corporation  .   The   order
     eliminates  the  six  month comparison-only membership  requirement  for
     netting  membership.  Publication is expected in  the  Federal  Register
     during the week of October 20.  (Rel. 34-48636)

     The  Commission  approved  a  proposed  rule  change  (SR-NASD-2003-118)
     submitted by the National Association of Securities Dealers, through its
     subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), pursuant to  Section
     19(b)(1)  of the Securities Exchange Act of 1934, to introduce fees  for
     persons  that  are  not  NASD  members using the  Financial  Information
     Exchange Protocol to connect to Nasdaq.  (Rel. 34-48637)

     The   Commission   approved  a  proposed  rule  change  (SR-BSE-2003-13)
     submitted  by  the  Boston  Stock  Exchange  relating  to  the   initial
     allocation  plan  for  the  proposed Boston Options  Exchange  facility.
     Publication  is  expected in the Federal Register  during  the  week  of
     October 20.  (Rel. 34-48644)
     
WITHRDRAWAL SOUGHT

     An  order  has  been  issued  granting the application  of  Time  Warner
     Company,  L.P. to withdraw its 7 1/4% Senior Debentures (due  2008)  and
     the  related  Guarantees  of Warner Communications,  Inc.  and  American
     Television and Communications Corporation, from listing and registration
     on  the New York Stock Exchange, effective at the opening of business on
     October 17.   (Rel. 34-48647)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-4     COLUMBUS MCKINNON CORP, 140 JOHN JAMES AUDUBON PKWY, AMHERST, NY,
        14228-1197, 7166895400 - 0 ($115,000,000.00) Non-Convertible Debt,
        (File 333-109730 - Oct. 16) (BR. 36)

S-8     WORLD GOLF INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL,
        32701, 4073316272 - 50,000,000 ($1,750,000.00) Equity,
        (File 333-109731 - Oct. 16) (BR. 09)

S-3     MAGELLAN MIDSTREAM PARTNERS LP, P O BOX 22186, TULSA, OK, 74121-2186,
        918 574 7000 - 0 ($700,189,073.00) Limited Partnership Interests,
        (File 333-109732 - Oct. 16) (BR. 04)

S-3     MACERICH CO, 401 WILSHIRE BLVD, STE 700, SANTA MONICA, CA, 90401,
        3103946000 - 0 ($300,000,000.00) Equity, (File 333-109733 - Oct. 16)
        (BR. 08)

S-4     SCARLET HOLDING CORP, 2320 SCIENTIFIC PARK DR, WILMINGTON, NC, 28405,
        9102547000 - 0 ($1,217,108,472.17) Equity, (File 333-109735 - Oct. 16)
        (BR. 01)

F-3     ORIX CORP, 3-22-8 SHIBA, MINATO-KU, TOYKO JAPAN, M0, 105 6135,
        81354195000 - 0 ($500,000,000.00) Unallocated (Universal) Shelf,
        (File 333-109736 - Oct. 16) (BR. 07)

S-3     PLUG POWER INC, 968 ALBANY-SHAKER ROAD, LATHAM, NY, 12110, 5187827700 -
        60,000,000 ($60,000,000.00) Equity, (File 333-109737 - Oct. 16) (BR. 36)

SB-2    ASIA PROPERTIES INC, 12707 HIGH BLUFF DRIVE 2ND FL, SAN DIEGO, CA,
        92130, 6193504288 - 5,168,000 ($5,168,000.00) Equity,
        (File 333-109738 - Oct. 16) (BR. 08)

SB-2    FLEXXTECH CORP, 3103420794 - 1,625,000 ($4,880,000.00) Equity,
        (File 333-109740 - Oct. 16) (BR. 09)

S-8     CALLON PETROLEUM CO, 200 N CANAL ST, NATCHEZ, MS, 39120, 6014421601 -
        450,000 ($3,415,500.00) Equity, (File 333-109744 - Oct. 16) (BR. 04)

S-8     PLANVISTA CORP, 4010 BOYSCOUT BLVD, SUITE 200, TAMPA, FL, 33607,
        8133532300 - 3,500,000 ($5,583,215.00) Equity, (File 333-109745 -
        Oct. 16) (BR. 01)

F-9     NEXEN INC, 801-7TH AVENUE SW, CALGARY ALBERTA CANA, A0, T2P 3P7,
        4036994000 - 1,000,000,000 ($1,000,000,000.00) Non-Convertible Debt,
        (File 333-109747 - Oct. 16) (BR. 04)

F-6     BRITISH LAND CO PLC, 10 CORNWALL TERRACE, REGENT PARK, LONDON UK, X0,
        NW1 4QP, 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-109748 -
        Oct. 16) (BR. )

S-3     SUPPORTSOFT INC, 575 BROADWAY, REDWOOD, CA, 94063, 6502334539 -
        0 ($83,697,000.00) Equity, (File 333-109752 - Oct. 16) (BR. 03)

S-3     MKS INSTRUMENTS INC, SIX SHATTUCK RD, ANDOVER, MA, 01810, 9789752350 -
        0 ($122,570,000.00) Equity, (File 333-109753 - Oct. 16) (BR. 36)

S-8     AMERICAN FINANCIAL REALTY TRUST, 1725 THE FAIRWAY, JENKINTOWN, PA,
        19046, 215-887-2280 - 0 ($153,789,589.00) Equity, (File 333-109754 -
        Oct. 16) (BR. 08)

S-8     SECURE COMPUTING CORP, 6126282700 - 0 ($7,867,168.41) Equity,
        (File 333-109755 - Oct. 16) (BR. 03)

S-3     HEALTH MANAGEMENT ASSOCIATES INC, 5811 PELICAN BAY BLVD, SUITE 500,
        NAPLES, FL, 33963, 9415983131 -
        0 ($618,843,750.00) Debt Convertible into Equity, (File 333-109756 -
        Oct. 16) (BR. 01)

S-3     ADSTAR INC, 4553 GLENCO AVENUE, SUITE 325, MARINA DEL RAY, CA, 90292,
        1,832,602 ($3,025,271.00) Equity, (File 333-109757 - Oct. 16) (BR. 08)

SB-2    CROWFLY INC, 220 WILLIAM ST EXTENSION, MOUNT PLEASANT, SC, 29464,
        843-209-9323 - 440,000,000 ($22,000,000.00) Other, (File 333-109758 -
        Oct. 16) (BR. )

S-8     HY TECH TECHNOLOGY GROUP INC, 1840 BOY SCOUT DRIVE, FORT MEYERS, FL,
        33907, 2392784111 - 6,000,000 ($261,000.00) Equity, (File 333-109759 -
        Oct. 16) (BR. 08)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
ABAXIS INC                              CA                            X      10/16/03

ABGENIX INC                             DE            X       X              10/16/03

ABN AMRO MORTGAGE MULTI-CLASS MOR PAS   DE            X                      09/26/03

ABOVENET INC                            DE            X   X                  10/16/03

ACR GROUP INC                           TX                X   X              10/15/03

ACT TELECONFERENCING INC                CO            X               X      10/16/03

ADSTAR INC                              DE            X   X                  09/30/03

ADVANCED ENERGY INDUSTRIES INC          DE                            X      10/16/03

ADVANSTAR COMMUNICATIONS INC            NY      X         X                  10/01/03

ADVANSTAR INC                           DE      X         X                  10/01/03

ADVANTAGE MARKETING SYSTEMS INC/OK      OK            X                      10/14/03

ADVO INC                                DE                X           X      10/16/03

ADVO INC                                DE            X   X                  10/16/03

ALAMOSA DELAWARE INC                    DE            X   X                  10/15/03

ALAMOSA HOLDINGS INC                    DE            X   X                  10/15/03

ALFA CORP                               DE                    X              10/16/03

ALLIANCE FINANCIAL CORP /NY/            NY                X   X              10/16/03

ALTRIA GROUP INC                        VA            X   X                  10/16/03

AMERICAN BUSINESS FINANCIAL SERVICES    DE            X   X                  09/30/03

AMERICAN RIVER HOLDINGS                 CA                X           X      10/15/03

AMERIGAS PARTNERS LP                    DE      X         X                  10/01/03

AMERIQUEST MORT SEC INC ASSET BACKED    DE                X                  10/08/03

ANDERSEN GROUP INC                      DE                X           X      10/15/03

APOGENT TECHNOLOGIES INC                WI            X   X                  10/15/03

APPLIED INNOVATION INC                  DE                X           X      10/16/03

APTARGROUP INC                          DE                            X      10/16/03

ASPECT COMMUNICATIONS CORP              CA                X           X      10/16/03

ASSET BACKED SEC CORP HOME EQUITY LN    DE            X   X                  09/15/03

ATLANTIC SYNERGY INC                    NV            X                      10/14/03

ATMEL CORP                              DE                X           X      10/16/03

AUTOLIV INC                             DE                X   X              10/16/03

AVID TECHNOLOGY INC                     DE                            X      09/30/03

AVOCENT CORP                            DE                            X      10/16/03

AVONDALE INC                            GA                X           X      10/16/03

AZONIC CORP                             NV          X     X                  10/07/03    AMEND

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  10/16/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  10/14/03

BANCWEST CORP/HI                        DE                X           X      10/15/03

BANK OF SOUTH CAROLINA CORP             SC            X                      10/16/03

BANKNORTH GROUP INC/ME                  ME                X           X      10/16/03

BARNES GROUP INC                        DE                X           X      10/16/03

BAXTER INTERNATIONAL INC                DE                            X      10/16/03

BERTHEL GROWTH & INCOME TRUST I         DE          X     X                  10/13/03

BINGO COM INC                           FL            X                      10/16/03

BOEING CO                               DE                    X              10/16/03

BOK FINANCIAL CORP ET AL                OK            X   X                  09/30/03

BORLAND SOFTWARE CORP                   DE            X   X                  10/15/03

BOURBON BANCSHARES INC /KY/             KY                            X      09/30/03

BRE PROPERTIES INC /MD/                 MD            X                      10/14/03

BRENEX OIL CORP                         UT    X X     X X X   X              10/01/03

BRIGGS & STRATTON CORP                  WI                            X      10/16/03

BRINKS CO                               VA            X                      10/16/03

BROADCOM CORP                           CA                X           X      10/16/03

BROOKTROUT INC                          MA            X   X           X      10/16/03

CACI INTERNATIONAL INC /DE/             DE            X                      10/16/03

CALPINE CORP                            DE            X                      10/15/03

CAPITAL BANK CORP                       NC                X           X      10/13/03

CARCO AUTO LOAN MASTER TRUST            DE            X   X                  10/15/03

CATERPILLAR INC                         DE                            X      10/16/03

CATERPILLAR INC                         DE            X                      10/16/03

CATHAY BANCORP INC                      DE                X           X      10/15/03

CERUS CORP                              DE            X   X                  10/15/03

CHAMPIONSHIP AUTO RACING TEAMS INC      DE            X   X                  10/16/03

CHARTER ONE FINANCIAL INC               DE                            X      10/16/03

CHECKERS DRIVE IN RESTAURANTS INC /DE   DE                            X      10/16/03

CHELL GROUP CORP                        NY          X     X                  10/16/03

CHINA WIRELESS COMMUNICATIONS INC       NV            X   X                  10/07/03

CHITTENDEN CORP /VT/                    VT            X                      10/16/03

CIMA LABS INC                           DE            X   X                  10/16/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/16/03

CITIZENS FIRST BANCORP INC              DE          X     X                  10/16/03

CLEARONE COMMUNICATIONS INC             UT                X                  07/22/03    AMEND

CLOSURE MEDICAL CORP                    DE                X           X      10/16/03

CNET NETWORKS INC                       DE                    X              09/30/03

CNL HOSPITALITY PROPERTIES INC          MD            X   X                  10/16/03

CNS INC /DE/                            DE                X   X              10/16/03

COASTAL BANCORP INC                     TX                X   X       X      09/30/03

COCA COLA CO                            DE                            X      09/30/03

COCA COLA CO                            DE            X                      10/16/03

COMMERCIAL BANKSHARES INC               FL                    X              10/15/03

COMMERCIAL BANKSHARES INC               FL                    X              10/15/03

COMMERCIAL MORTGAGE PASS THROUGH CERT   DE                X                  10/01/03

COMMUNITY BANKS INC /PA/                PA                            X      09/30/03

COMMUNITY CAPITAL CORP /SC/             SC                X   X              10/16/03

COMMUNITY CAPITAL CORP /SC/             SC            X   X                  10/15/03

COMMUNITY CENTRAL BANK CORP             MI            X   X                  10/14/03

COMMUNITY FIRST BANKSHARES INC          DE                X           X      10/16/03

CONCORD COMMUNICATIONS INC              MA                X           X      10/16/03

CONSOLIDATED EDISON INC                 NY            X   X           X      10/16/03

CONSOLIDATED MEDICAL MANAGEMENT INC     MT      X                            10/15/03

CONSOLIDATED TOMOKA LAND CO             FL                            X      10/16/03

CONTINENTAL AIRLINES INC /DE/           DE                    X       X      10/16/03

COOPER TIRE & RUBBER CO                 DE                X   X              10/16/03

CORIXA CORP                             DE            X   X                  10/16/03

COTT CORP /CN/                                                X              10/16/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      10/16/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      10/16/03

CREE INC                                NC                            X      10/16/03

CREE INC                                NC                            X      10/16/03    AMEND

CRIIMI MAE INC                          MD            X                      10/16/03

CROWN HOLDINGS INC                      PA                            X      10/15/03

CUBIST PHARMACEUTICALS INC              DE                X                  10/16/03

CWMBS INC                               DE            X   X                  01/30/03

CYPRESS SEMICONDUCTOR CORP /DE/         DE                X           X      10/16/03

DAIMLERCHRYSLER AUTO TRUST 2003-A       MI            X   X                  10/08/03

DAIMLERCHRYSLER MASTER OWNER TRUST                    X   X                  10/15/03

DAN RIVER INC /GA/                      GA                    X              10/15/03

DATA SYSTEMS & SOFTWARE INC             DE          X                        10/09/03

DELPHI CORP                             DE                            X      10/16/03

DELUXE CORP                             MN                X           X      10/16/03

DHB INDUSTRIES INC                      DE          X                        08/20/03    AMEND

DIAMOND OFFSHORE DRILLING INC           DE                X           X      10/16/03

DIGITAL RECORDERS INC                   NC                            X      10/16/03

DORAL FINANCIAL CORP                    PR            X   X           X      10/15/03

DORCHESTER MINERALS LP                  DE                    X       X      09/30/03

DOUBLECLICK INC                         DE                            X      10/16/03

DOWNEY FINANCIAL CORP                   DE                X           X      09/30/03

DRS TECHNOLOGIES INC                    DE            X   X                  10/16/03

EAGLE BANCORP/MT                                              X              10/16/03

EAST WEST BANCORP INC                                     X   X              10/16/03

EBAY INC                                DE                X           X      10/16/03

ECB BANCORP INC                         NC                X   X       X      10/16/03

EDISON INTERNATIONAL                    CA            X                      10/16/03

EL PASO CORP/DE                         DE            X   X                  10/16/03

EMBARCADERO TECHNOLOGIES INC                              X           X      10/16/03

EMC CORP                                MA                X           X      10/16/03

EMERGISOFT HOLDING INC                  NV            X                      10/15/03

EMERITUS CORP\WA\                       WA            X   X                  10/15/03

ENSCO INTERNATIONAL INC                 DE                    X              10/15/03

EOG RESOURCES INC                       DE                    X              10/16/03

EQUIFAX INC                             GA                X   X              10/16/03

EQUITY ONE ABS INC                      DE            X   X                  10/14/03

ERESOURCE CAPITAL GROUP INC             DE                X           X      10/14/03

EVANS & SUTHERLAND COMPUTER CORP        UT                X   X              10/16/03

EXPRESSJET HOLDINGS INC                 DE                            X      09/30/03

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE                X   X              10/16/03

FAR EAST ENERGY CORP                                      X   X              10/16/03

FEDERAL AGRICULTURAL MORTGAGE CORP                        X                  10/16/03

FEDERAL NATIONAL MORTGAGE ASSOCIATION                 X   X           X      10/16/03

FILENET CORP                            DE            X                      09/30/03

FINANCIAL INSTITUTIONS INC              NY                X   X              10/16/03

FIRST COLONIAL GROUP INC                PA                    X       X      10/16/03

FIRST ESSEX BANCORP INC                 DE                X           X      10/15/03

FIRST FINANCIAL BANCORP /OH/            OH            X   X           X      10/16/03

FIRST FINANCIAL BANKSHARES INC          TX                    X              10/16/03

FIRST NATIONAL CORP /SC/                SC                X   X              10/16/03

FIRST NATIONAL LINCOLN CORP /ME/        ME                            X      10/15/03

FIRST UNION COMMERCIAL MORTGAGE PASS    NC                X                  10/01/03

FIRSTBANK CORP                          MI                X           X      10/16/03

FIRSTMERIT CORP /OH/                    OH                X           X      10/16/03

FLAG TELECOM GROUP LTD                                X   X                  10/16/03

FLEETBOSTON FINANCIAL CORP              RI            X   X           X      10/15/03

FORD MOTOR CO                           DE                X           X      10/16/03

FORD MOTOR CREDIT CO                    DE                X           X      10/16/03

FORMFACTOR INC                                            X           X      10/16/03

FORMFACTOR INC                                        X   X                  10/16/03

FORTUNE BRANDS INC                      DE                X   X              10/16/03

FREEPORT MCMORAN COPPER & GOLD INC      DE                            X      10/16/03

FRONTIER FINANCIAL CORP /WA/            WA            X   X                  10/16/03

FX ENERGY INC                           NV                X   X              10/16/03

GASCO ENERGY INC                        NV                X   X              10/15/03

GE COMMERCIAL MORT PASS THROUGH CERTS   DE                X                  10/01/03

GENCORP INC                             OH                X   X       X      10/15/03

GENERAL DATACOMM INDUSTRIES INC         DE          X     X                  10/08/03

GENERAL DATACOMM INDUSTRIES INC         DE          X     X                  10/08/03    AMEND

GENOME THERAPEUTICS CORP                MA            X   X                  10/16/03

GENUINE PARTS CO                        GA                            X      10/16/03

GEORGIA PACIFIC CORP                    GA                X           X      10/16/03

GLOBAL-TECH CAPITAL CORP                NV    X X   X X   X   X              10/15/03

GMAC COMMERCIAL MORTGAGE SECURITIES I   DE                X                  10/01/03

GRACO INC                               MN                X                  09/26/03

GRAFTECH INTERNATIONAL LTD              DE                    X              10/15/03

GRAINGER W W INC                        IL                X           X      09/30/03

GREENPOINT FINANCIAL CORP               DE                X           X      10/16/03

GROUP 1 SOFTWARE INC                    DE                            X      10/16/03

GUIDANT CORP                            IN                X           X      09/30/03

GULFTERRA ENERGY PARTNERS L P           DE            X   X                  10/16/03

HALF ROBERT INTERNATIONAL INC /DE/      DE                X           X      10/16/03

HARBOR FLORIDA BANCSHARES INC           DE                            X      10/15/03

HARLEYSVILLE GROUP INC                  DE                            X      10/16/03

HARLEYSVILLE NATIONAL CORP              PA            X                      10/15/03

HARLEYSVILLE SAVINGS FINANCIAL CORP                       X   X              10/15/03

HARMONIC INC                            DE                X           X      10/16/03

HARRINGTON WEST FINANCIAL GROUP INC/C                     X   X              10/16/03

HARRIS & HARRIS GROUP INC /NY/          NY            X                      10/15/03

HEARST ARGYLE TELEVISION INC            DE                X           X      10/15/03

HERSHEY FOODS CORP                      DE                    X              09/30/03

HONEYWELL INTERNATIONAL INC             DE                            X      10/16/03

HUFFY CORP                              OH                X           X      10/15/03

ICU MEDICAL INC/DE                      DE                X           X      10/16/03

IDEX CORP /DE/                          DE                            X      10/16/03

IDI GLOBAL INC                          NV      X     X   X                  10/03/03

IDINE REWARDS NETWORK INC               DE                X   X              10/16/03

ILLINOIS TOOL WORKS INC                 DE                X                  09/30/03

ILLUMINA INC                            CA                X           X      10/16/03

INDIAN RIVER BANKING COMPANY            FL                X   X              10/15/03

INFORMATICA CORP                        DE                            X      10/16/03

INFOUSA INC                             DE                X   X              10/15/03

INSIGNIA SYSTEMS INC/MN                 MN                X           X      10/16/03

INSWEB CORP                             DE                X   X              10/16/03

INTEGRATED DEVICE TECHNOLOGY INC        DE                X           X      10/16/03

INTERMET CORP                           GA                X   X              10/16/03

INTERNATIONAL PAPER CO /NEW/            NY            X   X                  10/15/03

INTERPHASE CORP                         TX                            X      10/15/03

INVACARE CORP                           OH                            X      10/16/03

INVESTMENT TECHNOLOGY GROUP INC         DE                    X              10/16/03

INYX INC                                NV            X   X                  10/16/03

IPASS INC                               DE                            X      10/16/03

ITRON INC /WA/                          WA                X           X      10/16/03

ITT EDUCATIONAL SERVICES INC            DE                            X      10/16/03

IVP TECHNOLOGY CORP                     NV      X         X                  09/19/03

IXIA                                    CA                X           X      10/16/03

JACUZZI BRANDS INC                      DE                            X      10/16/03

JOURNAL REGISTER CO                     DE                X           X      10/16/03

JP MORGAN CHASE COM SEC CORP PASS THR   DE                X                  10/01/03

KENSEY NASH CORP                        DE                            X      10/15/03

KEYCORP /NEW/                           OH                X           X      10/16/03

KINGDOM VENTURES INC                    NV      X         X                  07/31/03    AMEND

KMART HOLDING CORP                      DE          X     X                  10/09/03

KNIGHT TRANSPORTATION INC               AZ                X           X      10/15/03

KOPPERS INC                             PA            X                      10/16/03

KVH INDUSTRIES INC \DE\                 DE                    X              10/16/03

LANDSTAR SYSTEM INC                     DE            X               X      10/16/03

LASALLE RE HOLDINGS LTD                                   X   X              08/20/03

LECROY CORP                             DE                X           X      10/16/03

LEGGETT & PLATT INC                     MO                            X      10/15/03

LEUCADIA NATIONAL CORP                  NY            X   X                  10/16/03

LEXAR MEDIA INC                         CA                X           X      10/16/03

LODGENET ENTERTAINMENT CORP             DE                            X      10/16/03

LONE STAR TECHNOLOGIES INC              DE                X           X      10/15/03

MANPOWER INC /WI/                       WI                X           X      10/16/03

MATRITECH INC/DE/                       DE            X   X                  10/15/03

MATTEL INC /DE/                         DE                X   X       X      10/15/03

MAVERICK TUBE CORPORATION               DE                    X              10/16/03

MAYTAG CORP                             DE                X           X      10/16/03

MBNA AMERICA BANK NATIONAL ASSOCIATIO   DE            X   X                  09/30/03

MBNA AMERICA BK NAT ASSOC MBNA MASTER                 X   X                  09/30/03

MBNA CORP                               MD                X           X      09/30/03

MBNA CORP                               MD            X                      09/30/03

MEDIA GENERAL INC                       VA                X   X              10/16/03

MEDICAL STAFFING NETWORK HOLDINGS INC   DE                X   X              10/16/03

MENS WEARHOUSE INC                      TX            X   X                  10/16/03

MERCER INTERNATIONAL INC                WA                X                  10/15/03

MERCURY COMPUTER SYSTEMS INC            MA                X           X      10/16/03

METWOOD INC                             NV            X                      09/22/03

MICHAEL FOODS INC /MN                   MN            X   X                  10/10/03

MICROCHIP TECHNOLOGY INC                DE                X           X      10/16/03

MICRON ENVIRO SYSTEMS INC               NV            X                      10/15/03

MICROTUNE INC                           DE            X                      10/16/03

MIDLAND CO                              OH                            X      10/16/03

MINDEN BANCORP INC                                        X   X              10/14/03

MINN DAK FARMERS COOPERATIVE            ND            X                      10/16/03

MIPS TECHNOLOGIES INC                   DE                            X      10/16/03

MKS INSTRUMENTS INC                     MA                X                  10/16/03

MODINE MANUFACTURING CO                 WI                            X      10/16/03    AMEND

MONOLITHIC SYSTEM TECHNOLOGY INC        CA                X           X      10/16/03

MONSANTO CO /NEW/                       DE                    X       X      10/15/03    AMEND

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X                      10/16/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  10/14/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X                      10/16/03

MORTGAGE LOAN TRUST SERIES 2003-2XS             X         X                  09/18/03

MURRAY UNITED DEVELOPMENT CORP          DE            X   X                  10/02/03

NAPCO SECURITY SYSTEMS INC              DE            X   X                  10/15/03

NATIONAL CITY CORP                      DE                X           X      10/15/03

NATIONAL COMMERCE FINANCIAL CORP        TN                X   X              10/16/03

NATIONAL PROCESSING INC                 OH                X           X      10/16/03

NATIONAL WESTERN LIFE INSURANCE CO      CO            X   X                  10/14/03

NETSOLVE INC                            DE                X           X      10/15/03

NEUBERGER BERMAN INC                    DE                X   X              10/16/03

NEW CENTURY MORTGAGE SECURITIES INC     DE            X   X                  10/15/03

NEW CENTURY MORTGAGE SECURITIES INC     DE                X                  10/16/03

NEW HAMPSHIRE THRIFT BANCSHARES INC     DE                X   X       X      10/16/03

NEW YORK TIMES CO                       NY                X           X      10/16/03

NEXEN INC                               A0                            X      10/16/03

NEXGEN VISION INC                       DE            X                      10/09/03    AMEND

NEXT INC/TN                             DE                X   X              10/15/03

NEXTEL COMMUNICATIONS INC               DE            X   X   X              10/16/03

NORTH BANCSHARES INC                    DE            X                      09/30/03

NORTHERN EMPIRE BANCSHARES              CA                    X              10/14/03

NVR INC                                 VA                X           X      10/16/03

OBIE MEDIA CORP                         OR                X           X      08/31/03

OFFICE DEPOT INC                        DE                X   X       X      10/16/03

OLD POINT FINANCIAL CORP                VA                X           X      07/14/03

OMNICELL INC /CA/                       CA                X           X      10/16/03

ONESOURCE INFORMATION SERVICES INC      DE                X   X              10/16/03

OPTIMAL ROBOTICS CORP                           X         X                  09/30/03    AMEND

OPTION ONE MORTGAGE ACCEPTANCE CORP     DE            X   X                  10/15/03

ORBITAL SCIENCES CORP /DE/              DE                            X      10/16/03

OWENS & MINOR INC/VA/                   VA                X   X              10/15/03

PACIFIC CONTINENTAL CORP                OR                X   X              10/15/03

PACKETEER INC                           DE                X           X      10/16/03

PANERA BREAD CO                         DE                X   X       X      10/16/03

PARADYNE NETWORKS INC                   DE            X   X                  10/15/03

PARKER HANNIFIN CORP                    OH                    X              10/16/03    AMEND

PARTNERS TRUST FINANCIAL GROUP INC                                    X      10/15/03

PENNROCK FINANCIAL SERVICES CORP        PA                    X              09/30/03

PENTAIR INC                             MN                X           X      10/16/03

PEOPLES BANCORP INC                     OH                            X      09/30/03

PHARMACEUTICAL PRODUCT DEVELOPMENT IN   NC                X           X      10/15/03

PHARMCHEM INC                           DE            X                      10/16/03

PHOTO CONTROL CORP                      MN                X   X              10/16/03

PIXELWORKS INC                          OR                X           X      10/16/03

PLANVISTA CORP                          DE            X   X                  10/16/03

PLUMAS BANCORP                          CA            X   X                  10/16/03

PLURISTEM LIFE SYSTEMS INC              NV                    X              10/09/03

PMC SIERRA INC                          DE                X           X      10/16/03

PNC FINANCIAL SERVICES GROUP INC        PA            X   X           X      10/16/03

PNC FINANCIAL SERVICES GROUP INC        PA            X   X                  10/16/03

POINTE FINANCIAL CORP                   FL                X   X       X      10/15/03

POLYCOM INC                             DE                            X      10/16/03

PPG INDUSTRIES INC                      PA                X   X       X      10/16/03

PREMIER CONCEPTS INC /CO/               CO      X     X   X                  10/16/03

PRIMARY PDC INC                         DE            X   X                  10/10/03

PRINT DATA CORP                               X X     X   X                  10/15/03

PRIORITY HEALTHCARE CORP                IN                    X              10/16/03

PROVIDENT FINANCIAL GROUP INC           OH                X           X      10/15/03

PVF CAPITAL CORP                        OH                X           X      10/15/03

QLT INC/BC                              A1            X   X                  10/16/03

RAINIER PACIFIC FINANCIAL GROUP INC                   X   X                  10/16/03

RAMCO GERSHENSON PROPERTIES TRUST       MA                X   X              10/15/03

REGIONS FINANCIAL CORP                  DE                X   X       X      10/16/03

RELIANCE STEEL & ALUMINUM CO            CA                X           X      10/16/03

RESCON TECHNOLOGY CORP                  WY    X           X                  07/12/03    AMEND

RESIDENTIAL ASSET SECURITIES CORP       DE            X   X                  10/16/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE                X                  10/16/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE                X                  10/16/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE                X                  10/16/03

RICHARDSON ELECTRONICS LTD/DE           DE                            X      10/16/03

RLI CORP                                IL                X           X      10/16/03

ROYAL HOLIDAY MOBILE ESTATES            NV    X X     X   X                  09/30/03    AMEND

RSA SECURITY INC/DE/                    DE            X   X           X      10/16/03

SABRE HOLDINGS CORP                     DE                    X       X      10/16/03

SAFETY COMPONENTS INTERNATIONAL INC     DE            X   X                  10/14/03

SAFEWAY INC                             DE                X           X      10/16/03

SAMSONITE CORP/FL                       DE            X                      10/15/03

SCANSOFT INC                            DE                X                  08/11/03    AMEND

SCHLUMBERGER LTD /NV/                   P8            X   X                  09/22/03

SEARS ROEBUCK & CO                      NY                X           X      10/16/03

SECOND BANCORP INC                      OH                            X      07/17/03

SECURITY BANK CORP                      GA                X   X              10/16/03

SEQUOIA RESIDENTIAL FUNDING INC                       X                      10/16/03

SHAW GROUP INC                          LA                X           X      10/16/03

SILICON VALLEY BANCSHARES               DE                X           X      10/16/03

SIMMONS FIRST NATIONAL CORP             AR                    X              10/16/03

SKY FINANCIAL GROUP INC                 OH                X   X              10/16/03

SLC STUDENT LOAN ASSET BACKED NOTES S                 X   X                  09/30/03

SLC STUDENT LOAN RECEIVABLES I INC      DE            X   X                  09/30/03

SLM CORP                                DE                X   X              10/16/03

SMITHFIELD FOODS INC                    VA            X   X                  10/12/03

SOLECTRON CORP                          DE            X   X                  09/30/03

SONOSITE INC                                              X           X      10/14/03

SONTRA MEDICAL CORP                     MN            X   X                  10/14/03

SOUTHERN CALIFORNIA EDISON CO           CA            X                      10/16/03

SOUTHERN COMMUNITY FINANCIAL CORP       NC            X   X                  10/15/03

SOUTHERN ENERGY HOMES INC               DE            X   X                  10/10/03

SPECTRANETICS CORP                      DE                X   X              10/16/03

SS&C TECHNOLOGIES INC                   DE                            X      10/16/03

STATE AUTO FINANCIAL CORP               OH            X   X                  10/16/03

STRUCTURED ASSET MORTGAGE INVESTMENTS                 X   X                  09/28/03

STRYKER CORP                            MI                X           X      09/30/03

STUDENT LOAN CORP                       DE                X           X      10/16/03

SUFFOLK BANCORP                         NY                            X      10/15/03

SUN MICROSYSTEMS INC                    DE                X           X      10/16/03

SUPERIOR GALLERIES INC                  DE      X         X                  10/13/03

SUPPORTSOFT INC                         DE                X           X      10/16/03

SWITCHBOARD INC                         DE            X                      10/15/03

SWITCHBOARD INC                         DE                            X      10/16/03

SYMBOL TECHNOLOGIES INC                 DE                X                  10/16/03

SZM DISTRIBUTORS INC                    NV            X                      10/02/03

TELECOM COMMUNICATIONS INC                    X                              09/30/03

TELECOMMUNICATIONS INCOME FUND IX LP    IA          X     X                  10/13/03

TELECOMMUNICATIONS INCOME FUND X LP     IA          X     X                  10/13/03

TELECOMMUNICATIONS INCOME FUND XI LP    IA          X     X                  10/13/03

TELEFLEX INC                            DE                X           X      10/15/03

TELLIUM INC                             DE                X   X              10/16/03

TEMTEX INDUSTRIES INC                   DE      X         X                  10/07/03

TEXTRON INC                             DE                    X       X      09/27/03

TIMBERLAND CO                           DE                X           X      10/16/03

TIME WARNER INC                         DE            X   X                  10/16/03

TOLLGRADE COMMUNICATIONS INC \PA\       PA                X           X      10/15/03

TRACTOR SUPPLY CO /DE/                  DE                X   X              10/13/03

TRANSAMERICA FINANCE CORP               DE      X         X                  10/01/03

TRANSCEND SERVICES INC                  DE                X           X      10/16/03

TRANSPORT CORPORATION OF AMERICA INC    MN                            X      10/16/03

TRANSTECHNOLOGY CORP                    DE                X           X      10/16/03

TRANSWITCH CORP /DE                     DE                            X      10/16/03

TRAVELERS PROPERTY CASUALTY CORP        CT                            X      10/16/03

TRENWICK AMERICA CORP                   DE                X   X              09/08/03

TRENWICK GROUP LTD                                        X   X              09/08/03

TREZAC INTERNATIONAL CORP               TX            X                      10/15/03

TRIBUNE CO                              DE                X   X              09/28/03

TRIMERIS INC                            DE                            X      10/15/03

TULARIK INC                             DE                            X      10/16/03

ULTRATECH INC                           DE                X   X              10/16/03

UMB FINANCIAL CORP                      MO                            X      09/30/03

UNION PLANTERS CORP                     TN                    X              09/30/03

UNIONBANCAL CORP                        CA                            X      10/15/03

UNITED TECHNOLOGIES CORP /DE/           DE                            X      09/30/03

UNITEDHEALTH GROUP INC                  MN                X   X       X      10/16/03

UQM TECHNOLOGIES INC                    CO            X   X                  10/15/03

VALLEY NATIONAL BANCORP                 NJ                X           X      10/16/03

VASOMEDICAL INC                         DE                X   X              10/15/03

VISUAL NETWORKS INC                     DE                X   X       X      10/16/03

WASHINGTON TRUST BANCORP INC            RI                X           X      10/16/03

WATERFORD GAMING LLC                    DE            X                      10/16/03

WEBEX COMMUNICATIONS INC                              X                      10/16/03

WEIRTON STEEL CORP                      DE                    X              10/16/03

WERNER ENTERPRISES INC                  NE                X           X      10/15/03

WEST COAST BANCORP /NEW/OR/             OR                X                  10/14/03

WEST MARINE INC                         DE                X           X      10/16/03

WGL HOLDINGS INC                        VA            X                      09/16/03

WHITNEY HOLDING CORP                    LA                X           X      09/30/03

WINMARK CORP                            MN                X   X       X      10/14/03

WINNEBAGO INDUSTRIES INC                IA                X           X      10/16/03

WINTRUST FINANCIAL CORP                 IL            X   X           X      10/16/03

WORLDPORT COMMUNICATIONS INC            DE            X   X                  10/16/03

WORONOCO BANCORP INC                    DE                X   X              10/16/03

WSI INDUSTRIES INC                      MN                X           X      10/15/03

X RITE INC                              MI                X           X      10/16/03

XECHEM INTERNATIONAL INC                DE          X     X                  10/04/03

XILINX INC                              DE                X   X              10/16/03

XO COMMUNICATIONS INC                   DE            X   X                  10/16/03

XTO ENERGY INC                          DE            X   X                  10/15/03

ZARLINK SEMICONDUCTOR INC                                             X      10/16/03

ZHONE TECHNOLOGIES INC                  DE                X           X      10/16/03

AULT INC                                MN                            X      10/16/03

CATERPILLAR FINANCIAL SERVICES CORP     DE                            X      10/16/03

HENRY JACK & ASSOCIATES INC             DE                X           X      10/15/03

RAMBUS INC                              DE                X           X      10/16/03