Understanding Race Data from Vehicle Stops:
A Stakeholders Guide


by Lorie A. Fridell 

PERF Logo

COPS Logo


This project, conducted by the Police Executive Research Forum, was 
supported by Cooperative Agreement #2001-CK-WX-K046 by the U.S. 
Department of Justice Office of Community Oriented Policing Services 
(COPS). Points of view or opinions contained in this document are those 
of the author and do not necessarily represent the official position of the 

U.S. Department of Justice or the members of PERF. 

Police Executive Research Forum, Washington, D.C. 20036 

Published 2005 
Library of Congress Number 2005905945 
ISBN 1-878734-89-X 

Cover art adapted from design by Marnie Kenney 
Interior design by David Williams, adapted from design by Automated 
Graphic Systems 


Contents


Chapter 1: 
Introduction. . . . . . . . . . . . . . . . . . . . . . . . 1 

Chapter 2: 
The Benchmarking Challenge . . . . . . . . . . . . . . . . .5 

Chapter 3: 
Getting Started. . . . . . . . . . . . . . . . . . . . . . 21 

Chapter 4: 
Data Analysis Guidelines for 
All Benchmarking Methods. . . . . . . . . . . . . . . . . .29 

Chapter 5: 
Methods for Benchmarking 
Stop Data . . . . . . . . . . . . . . . . . . . . . . . . .35 

Chapter 6: 
Guidelines for Analyzing 
Poststop Activities by Police . . . . . . . . . . . . . . .55 

Chapter 7: 
Drawing Conclusions 
from the Results. . . . . . . . . . . . . . . . . . . . . .65 

Chapter 8: 
Using the Results for Reform. . . . . . . . . . . . . . . .79 

Foreword . . . . . . . . . . . . . . . . . . . . . . . . . .v 
Acknowledgements. . . . . . . . . . . . . . . . . . . . . vii 
References . . . . . . . . . . . . . . . . . . . . . . . . 89 
Resources. . . . . . . . . . . . . . . . . . . . . . . . . 92 
About the Author . . . . . . . . . . . . . . . . . . . . . 93 
About COPS . . . . . . . . . . . . . . . . . . . . . . . . 94 
About PERF. . . . . . . . . . .  . . . . . . . . . . . . . 95 


Foreword


Longstanding tensions between police and 
minority groups within the community received 
renewed attention in the late 1990s 
with charges that law enforcement engages in 
racial profiling. Although allegations of 
disparate treatment of minority citizens by police 
are not new, the police response in the 21st 
Century to these issues is superior to that 
witnessed in previous eras. Around the country, 
executives of law enforcement agencies 
(public safety directors, chiefs and sheriffs) 
are joining with concerned residents to address 
the important issues of racially biased 
policing and the perceptions of its practice. 

The Police Executive Research Forum 
(PERF) and the U.S. Department of Justice 
Office of Community Oriented Policing Services 
(COPS Office) have partnered to provide 
resources to support these efforts. With COPS 
Office funds, PERF first published Racially 
Biased Policing: A Principled Response, which 
provides law enforcement executives with 
guidance in implementing a comprehensive 
response to these important issues. Chapters 
address change efforts that can occur in the 
realms of policy, supervision and accountability, 
education and training, recruitment 
and hiring, and outreach to diverse communities. 
The final chapter in the book addresses 
data collection on vehicle stops. 
Many agencies around the country are 
collecting data on the stops of drivers made by 
their officers. Officers record information 
usually on paper formsregarding the 
race/ethnicity and other demographic characteristics 
of the person they have stopped, the 
reason for the stop, whether a search was 
conducted, the disposition of the stop (e.g., 
arrest, ticket), and so forth. The primary 
purpose of these data collection efforts is to 
assess whether racially biased policing is 
occurring in the jurisdiction. 

PERF and the COPS Office joined to produce 
two resources to guide data collection 
efforts. The first book is entitled By the 
Numbers: A Guide for Analyzing Race Data from 
Vehicle Stops and the second is this one, 
Understanding Race Data from Vehicle Stops: 
A Stakeholders Guide. By the Numbers is a 
detailed how-to guide on data collection and 
analysis. It is written for the peopleusually 
social scientistswho will actually be 
conducting the analyses and issuing the reports. 
In contrast, this guide addresses the same 
topics, but is written for the stakeholders who 
will make or otherwise have an impact on 
decisions regarding data collection, and who 
will be the consumers of the reports 
emanating from those efforts. This includes law 
enforcement chief executives; local, state and 
federal policy makers; advocacy groups; the 
media; and other concerned community 
members. 

There were two main purposes for writing 
both books. One was to temper peoples 
expectations regarding the conclusions that can 
be reached with vehicle stop data. Many 
concerned stakeholders have been too optimistic 
regarding the ability of these data to 
determine the existence or lack of racially biased 
policing. Both books describe the potential 
and constraints of these data for measuring 
racially biased policing. The second purpose 
was to describe the various ways that data 
can be analyzed and the conclusions that can 
and cannot be drawn from the results. 

We hope that this guide will assist stakeholders 
in making informed decisions regarding 
data collection efforts, understanding 
the conclusions that can and cannot be 


drawn from the results, and using the results 
for constructive change. We also hope that 
this book will lead stakeholders to understand 
that data collection is only one response 
to the critical issue of racially biased policing. 
Data collection seeks to measure racially 
biased policing (and is limited in its ability to 
achieve that objective). Chiefs and other 
stakeholders should implement measures to 
address (not just measure) the problem of 
racially biased policing and perceptions of its 
practice (for instance, through policy, 
training, supervision, and community 
outreach). Police and other stakeholders must 
collaborate to identify concerns about 
law enforcement practices and think 
comprehensively about how they will be resolved. PERF 
and the COPS Office hope this document, 
along with the others in the series, 
will significantly advance these efforts. 

Chuck Wexler 
Executive Director 
PERF 


Carl Peed
Director
COPS Office



Acknowledgements

On behalf of PERF, I convey great appreciation 
to Director Carl Peed, Deputy Director 
Pam Cammarata, and other leaders in the U.S. 
Department of Justice Office of Community 
Oriented Policing Services (COPS Office). 
They shared our belief that there was a 
significant need for By the Numbers: A Guide for 
Analyzing Race Data from Vehicle Stops and 
for this companion stakeholders guide. They 
provided the necessary funding to bring these 
documents to fruition. I am particularly 
grateful for the very constructive guidance and 
unwavering support I received throughout this 
project from Tamara Clark Lucas and Amy 
Schapiro, our COPS Office monitors. 

Since this Stakeholders Guide is an abbreviated 
version of By the Numbers, I acknowledge 
here the people who were 
instrumental in making By the Numbers a 
reality and, by extension, the Stakeholders 
Guide as well. An advisory board made up of 
both practitioners and social scientists met 
early on in the project to guide the content 
and form of By the Numbers and the Stakeholders 
Guide. Many read chapters or sections 
of By the Numbers as they were 
completed. Members of this board included 
Dr. Gary Cordner, Eastern Kentucky University; 
Dr. Scott Decker, University of Missouri, 
St. Louis; Assistant Chief John Diaz, Seattle 
(WA) Police Department; Captain Thomas Didone, 
Montgomery County (MD) Police Department; 
Dr. Don Faggiani, PERF; Dr. Amy 
Farrell, Northeastern University; Secretary Ed 
Flynn, Massachusetts Executive Office of 
Public Safety; Assistant Chief John Gallagher, 
Miami (FL) Police Department; Former Chief 
Mark Kroeker, Portland (OR) Police Bureau; 
Dr. John Lamberth, Lamberth Consulting; Dr. 
Catherine Lawson, State University of New 
York at Albany; Dr. Steve Mastrofski, George 
Mason University; Dr. Jack McDevitt, Northeastern 
University; Antony Pate, Private Consultant; 
Former Assistant Deputy Superintendent Karen 
Rowan, Chicago (IL) Police 
Department; Professor Margo Schlanger, 
Harvard University; Dr. Ellen Scrivner, Former 
Deputy Director of the COPS Office; Dr. 
Deborah Thomas, University of Colorado at 
Denver; Dr. Sam Walker, University of 
Nebraska at Omaha; Dr. Charles Wellford, 
University of Maryland; and Dr. Matt Zingraff, 
North Carolina State University. 

A group of academicsmost of them 
members of the advisory boardstand out for 
their contributions to the content of both 
books. They are the key social scientists 
around the country who are analyzing and 
interpreting police-citizen contact data 
for various law enforcement entities and who have 
been instrumental in advancing the methods 
used to assess racial bias. Members of this 
group were generous with their time and 
knowledge. They shared their draft and 
completed reports from their own research, 
responded to phone and email inquiries, served 
as a sounding board for particularly vexing 
issues, and reviewed critically the various 
chapters of By the Numbers that reported on 
their work and/or otherwise reflected most 
closely their experience and expertise. In 
alphabetical order, these people are 

Geoff Alpert, University of South Carolina 

Gary Cordner, Eastern Kentucky University 

Scott Decker, University of Missouri at 
St. Louis 

Robin Engle, University of Cincinnati 

Amy Farrell, Northeastern University 

David Harris, University of Toledo 

John Lamberth, Lamberth Consulting 


Catherine Lawson, State University of 
New York at Albany 

Jack McDevitt, Northeastern University 

Michael Smith, University of South 
Carolina 

Samuel Walker, University of Nebraska at 
Omaha 

Matthew Zingraff, North Carolina State 
University 

It is no exaggeration to say that there 
would be no content for these documents 
without their research efforts in the field and 
no summaries of the promising approaches 
without their direct assistance. 

Also assisting me in various ways were 
Ian Ayres of Yale University; R. Richard 
Banks of Stanford Law School; Deputy Chief 
Michael Berkow of the Los Angeles Police 
Department; Jennifer Calnon of Pennsylvania 
State University; Jerry Clayton and Karl Lam-
berth of Lamberth Consulting; Rod Covey, 
Former Assistant Director of the Arizona 
Department of Public Safety; Scott Henson of 
the ACLU of Texas; Chief Ellen Hanson of 
the Lenexa Police Department; Chief Glenn 
Ladd of the North Kansas City Police 
Department; Nicholas Lovrich of Washington State 
University; Mike Maltz of the University of 
Illinois at Chicago; Ken Novak of the 
University of Missouri, Kansas City; Tim Oettmeier, 
Executive Assistant Chief of the Houston 
Police Department; Nicola Persico of the 
University of Pennsylvania; Jeff Rojek of 
St. Louis University; Matt Salazar of the 
Austin Police Department; and Jane Wiseman 
of the Massachusetts Department of Public 
Safety. To all of these people, I convey my 
sincere appreciation. 

I owe a tremendous debt to Barbara de-
Boinville who provided expert editing of both 
booksensuring that complicated, sometimes 
dense material was organized, accessible 
and clear. At PERF my thanks go to 
Executive Director Chuck Wexler who 
pushed me to complete the documents while 
being completely supportive with the encouragement 
and resources I needed to do so. Im 
grateful to Martha Plotkin and David Edelson 
who provided their usual high-quality, expert 
advice on both the form and content of both 
documents and oversaw all aspects of their 
publication. Also at PERF, colleague Don Faggiani, 
reviewed various sections of the documents 
and was on call day and night to 
provide advanced methodological guidance. 
Finally, special thanks to all of my staff in the 
Research Unit at PERF who are wonderful in 
many, many ways and, for this particular 
project, thoughtfully and patiently let me 
hole up without interruption for days at a 
time to write. 


Lorie A. Fridell 



I

Introduction 

Racially biased policing and the perceptions 
of its practice are critical issues facing 
jurisdictions across the country. The issues 
involved in racial profiling and racially 
biased policing are not new. They are the latest 
manifestations of a long history of sometimes 
tense, and even volatile, relations between 
police and minorities. This need not be 
viewed, however, as proof of the problems 
intractability. Police are more capable than 
ever of effectively addressing police racial 
bias in their ranks. In the past few decades 
there has been a revolution in the quality and 
quantity of police training, the standards for 
hiring officers, procedures and accountability 
mechanisms, and the widespread adoption of 
community policing. 

In the Police Executive Research Forums 
first book on this topic, Racially Biased 
Policing: A Principled Response (Fridell et al. 
2001),1 the various ways that police can and 
should respond to racially biased policing 
and the perceptions of its practice were set 
forth.2 Specifically, the book discussed 
methods of reform and prevention in the 
areas of accountability and supervision, 
policies to address racially biased 
policing, recruitment and hiring, education and training, 
outreach to minorities in the community, and 
the collection of data on police-minority 
contacts. Interestingly, this latter intervention, 
the collection of vehicle stop data, was 
the response of choice for many jurisdictions. 
Many jurisdictions have started collecting 
data on the race/ethnicity of drivers stopped 
and/or searched by police. 

1 This book, funded by the U.S. Department of Justice 
Office of Community Oriented Policing Services (COPS) 
(Grant 1999-CK-WX-0076), is available as a free 
download from the PERF website at www.policeforum.org.

2 Racially biased policing is defined as the 
inappropriate consideration by law enforcement 
of race or ethnicity in deciding with 
whom and how to intervene in 
an enforcement capacity. Mirroring 
the U.S. Census we use ethnicity 
to refer to whether a person is of 
Hispanic or non-Hispanic origin.

The collection of data reflects positively 
on policy makers in several ways. It shows 
their commitment that biased policing will 
not be tolerated, and it conveys a willingness 
on the part of the law enforcement agency to 
be held accountable to the public for its 
actions. In addition to wanting to convey 
concern and accountability, policy makers 
promote data collection because they want 
to determine the nature and extent of racially 



biased policing. Although many jurisdictions 
are eager to analyze data on vehicle stops to 
achieve this goal, little information has been 
available to them regarding how to proceed. 
There also have been overly optimistic 
expectations regarding the ability of social science 
methods to turn these data into meaningful 
conclusions regarding the existence of 
racially biased policing. 

To address these issues, PERF with 
funding from the COPS Office has published 
By the Numbers: A Guide for Analyzing Race 
Data from Vehicle Stops (Fridell 2004). By the 
Numbers is written for the people who are 
actually conducting the analyses of the data 
whether they are associated with police 
departments, academic institutions, or 
stakeholder groups. This technical guide provides 
practical, hands-on instruction for analyzing 
both stop and poststop data, and it helps the 
researcher understand what conclusions can 
and cannot be drawn based on the results. 

Understanding Race Data from Vehicle 
Stops: A Stakeholders Guide, addresses the 
same issues as By the Numbers, but is 
directed toward a different audience. This 
book is written for the policy makers who are 
considering data collection as a response to 
concerns about racial bias in policing in their 
jurisdiction or who are otherwise linked to 
data collection efforts, either as consumers of 
the reports generated by researchers or as 
participants of jurisdiction task forces on racial 
profiling. This target population includes 
executives of state or local law enforcement 
agencies (for instance, chiefs, sheriffs, 
superintendents), other state or local policy makers 
(for instance, mayors, city council members, 
staff of Attorneys General offices, state or 
federal legislators), representatives of the 
media, advocacy groups (for instance, the 
American Civil Liberties Union, Amnesty 
International, the NAACP, La Raza, the Urban 
League), and concerned residents unaffiliated 
with organized groups. 


THE RESPONSIBILITIES
OF STAKEHOLDERS

The purpose of this guide is to help the 
targeted stakeholder groups meet two important 
responsibilities. First, they need to develop 
an understanding of both the potential 
and constraints associated with data 
collection; stakeholders need to know 
what conclusions can and cannot be drawn from the data. 

Many different people in different professions 
share a desire to become knowledgeable 
about the analysis and interpretation of 
vehicle stop data. They want to gain this 
information for varied reasons. Agency executives 
and other policy makers seek information to 
help them decide whether to collect vehicle 
stop data, what data to collect, and how to 
benchmark the data. They want to know 
how to interpret and act upon the results. 
Media representatives want to know how to 
make sense of competing interpretations of 
results. Advocacy groups want objective 
information regarding all of these issues so that 
they can be constructive in what they convey 
to their constituencies. Reflecting on this 
responsibility of advocacy groups, Ron Davis 
(quoted in McMahon et al. 2002, 96) makes 
these comments: 

Civil rights and community-based 
organizations  have the responsibility 
of obtaining expert knowledge and 
understanding about racial profiling, 
biased-based policing, and data 
collection and analysis before launching 
discrimination allegations. It is 
a disservice to the community for reputable 
organizations, whether civil rights or 
community-based, to accuse law enforcement 
of racism and/or discrimination based on 
statistical disparities 
or the implementation of non-bias 
traffic enforcement programs. 

Although stakeholders should be knowledgeable 
about the potential and constraints 
associated with data collection, this is not 


their only responsibility. A second 
responsibility of stakeholders is to work with each 
other. Law enforcement executives should 
reach out to other stakeholders for 
help in designing and implementing the data collection 
system and for their views on ways the 
agency can make progress on this long-
standing issue affecting police and 
the community. Residents, local officialsindeed, all 
partiesneed to put aside notions of we-
they and instead come together in the spirit 
of cooperation to further the best interests of 
the jurisdiction as a whole. 

This guide will help stakeholders meet 
the important responsibilities we have 
described. It provides a clear explanation of the 
social science challenges associated with data 
collection initiatives so that readers can 
separate meaning from myth with regard to 
police-citizen contact data. This book also 
explains how police and other stakeholders 
can come together constructively to conduct 
data collection/analysis and, more importantly, 
to address the critical problems of 
racially biased policing and the perceptions 
of its practice. 

The technical information presented in 
By the Numbers is summarized here so that 
people who have a stake in data analysis but 
who are not themselves conducting it can 
understand the material. The book discusses 
the challenge of benchmarking, how to assess 
the quality of benchmarks, various 
benchmarking options that jurisdictions can 
choose, and how to interpret the research 
results responsibly. 

Readers will come to appreciate that 
analyzing vehicle stop data is a complicated 
business. The information will affirm what 
many have already recognized: quality 
analysis of vehicle stop data is not as simple 
as comparing vehicle stop information to 
basic census information. In fact, some 
frustration will be generated by a major theme 
of this book: data collection cannot provide 
unequivocal answers to questions about the 
existence or lack of racial bias by police in a 
jurisdiction. This fact does not, however, 
negate the value that can be accrued from 
collecting data on vehicle stops. Even equivocal 
results can serve as a basis for constructive 
dialogue between the police and residents 
producing enhanced trust and cooperation as 
well as action plans for reform. Equipped 
with user-friendly knowledge regarding data 
collection and analysis, police and other 
stakeholders can join forces to address 
racially biased policing and the perceptions 
of its practice. 

CONTRIBUTIONS OF 
SOCIAL SCIENTISTS 

In producing this document and By the 
Numbers, PERF relied upon the valuable 
expertise of an advisory board. Its members 
listed in the acknowledgements section 
include the key social scientists around the 
country who are analyzing and interpreting 
police-citizen contact data, experienced law 
enforcement practitioners, and personnel 
within research units. PERF also has been 
aided by members of advocacy groups committed 
to fair and impartial law enforcement. 
Therefore, the pronoun we is used in both 
books to acknowledge that their contents 
reflect this collective wisdom. 

CONTENTS OF THE BOOK 

Chapter 2 describes the social science 
challenges associated with analyzing and 
interpreting the police-citizen contact data 
collected to measure racially biased policing; 
specifically, it explores the goal, the potential, 
and the limitations of what has come to be 
called benchmarking the data. Chapter 3, 
Getting Started, explains the steps agencies 
should take when they begin to collect data 
on police-citizen contacts. For example, it 
discusses how to develop a data collection 
plan, how and why to involve residents 
and police personnel from all levels of the 
agency in planning and implementing the 


data collection system, and how to select a 
benchmarking method. Chapter 4 examines 
issues that are relevant to every benchmarking 
method, such as the need to review 
data quality, select a reference period, and 
analyze subsets of data on the jurisdiction. 
Chapter 5 presents information on methods 
that can be used to address the first of two 
research questions: Does a drivers race/ 
ethnicity have an impact on vehicle stopping 
behavior by police? In considering this 
question, a researcher is attempting to understand 
whether racially biased policing is manifested 
in the decisions of officers regarding whom to 
stop. Chapter 6 addresses a second research 
question: Does a drivers race/ethnicity have 
an impact on police behaviors/activities 
during the stop? It describes how to assess 
the impact of race/ethnicity on searches and 
dispositions (for instance, arrest, citation, no 
action)activities that occur after the stop is 
made. In Chapter 7 we describe and compare 
the various calculations a researcher might 
use to measure disparity between racial/ 
ethnic groups. Finally, in Chapter 8 we 
discuss how police and other stakeholders can 
come together to use the results from data 
collection to achieve reform. 




II

The Benchmarking Challenge 

Jurisdictions collecting police-citizen 
contact data are calling upon social science to 
determine whether there is a cause-and-effect 
relationship between a drivers race/ethnicity 
and vehicle stopping behavior by police. In 
analyzing the data, researchers have 
attempted to develop comparison groups to 
produce a benchmark against which to 
measure their stop data. If an agency determines 
that, say, 25 percent of its vehicle stops 
are of racial/ethnic minorities, to what should 
this be compared? In other words, what 
percentage would indicate racially biased 
policing? This is the question at the core of 
benchmarking. To determine an answer, 
researchers have compared the demographic 
profiles of people stopped by police to 
the demographic profiles of the residential 
population of the jurisdiction, to the demographic 
profiles of residents with a drivers license, 
and to the demographic profiles of people 
observed driving on jurisdiction roads 
to name a few comparison groups. 

THE OBJECTIVE
OF BENCHMARKING

Before we discuss the various methods for 
benchmarking, it is constructive to consider 
our objectives when analyzing police-citizen 
contact data. Then we can outline how 
benchmarks vary in their ability to achieve 
these objectives. We start with two conceptual 
models. Figure 2.1 shows a model of the 
first research question: Does a drivers race/ 
ethnicity have an impact on the decisions 
police make with regard to whom to stop? 
We want to know if X (driver race/ethnicity) 
has any causal impact on Y (police decisions 
to stop drivers). To determine causality, 
however, we must exclude or control for rival 
causal factorsfactors other than the 
race/ethnicity of the driverthat could 
explain police stopping decisions (see the 
model in Figure 2.2). In attempting to test 
whether X causes Y, we need to rule out 
alternative hypotheses that A, B, C, and Zeither 
alone or together or in interaction with X 
cause Y. 


Driver 
Race/Ethnicity 
Variable X 


Police Stopping 
Decisions 
Variable Y 


Figure 2.1. Model of First Research Question: 
Does Driver Race/Ethnicity Affect Vehicle 
Stopping Decisions Made by Police? 





A 
Other Possible 
Causal Factor 

Intervening 
Variable Z 

Variable X 
Driver Race/ 
Ethnicity 

B 
Other Possible 
Causal Factor 

C 
Other Possible 
Causal Factor 

Variable Y 
Police Stopping
Decisions

Figure 2.2. Model of Factors, Other than Bias, that Might 
Affect Stopping Decisions Made by Police 


The following example clarifies why rival 
causal factors must be ruled out in any 
analysis of police-citizen contact data. Let us 
say that parents are concerned that the 
grading by math teachers at a high school 
reflects teachers bias against females. The 
parents allegation is that these math teachers 
believe boys are better than girls at math and 
thatconsciously or unconsciouslythese 
attitudes are reflected in the grades being 
given to the students. 

Our basic conceptual model is that gender 
(X) has a causal impact on the grades given by 
teachers (Y). To test this scientifically, 
however, we cannot conduct analyses that 
consider only X and Y. We cannot, for instance, 
look only at the percent of females who got As 
and Bs in a course and the percent of males 
who got As and Bs in that course and draw 
any conclusions regarding teachers gender 
bias. Instead, we must consider other factors 
that affect grading behavior. A key variable, of 
course, would be students math performance. 
Our analyses must control for math performance 
(for example, scores on objective tests). 
In other words, our research design or statistical 
techniques must remove or neutralize 
the impact of performance on grades. If, after 
we have controlled for math performance, we 
still find that males get better math grades 
than do females, then we must seriously consider 
the possibility of gender bias by 
teachers. 

Now let us return to the first research 
question concerning who is stopped by police. 
Police can have various legitimate reasons 
for deciding to stop a vehicle. These 
reasons are the rival causal factors that would 
become the A, B, and C of Figure 2.2. Lets 
again consider gender but in the context of 
analyzing police stopping behavior, not math 
grades. 

The reports of most jurisdictions regarding 
their police-citizen contact data state 
that men are stopped by police more than 
women. For instance, a jurisdiction may find 
that 65 percent of its vehicle stops by police 
are of male drivers and 35 percent are of 
female drivers. Does this indicate gender bias 
on the part of the police? It is unclear from 
these data, but most of us are disinclined 
to jump to that conclusion because factors 
other than police bias could account for the 
disproportionate stopping of male drivers. 


That is, alternative hypotheses for the results 
exist. Men may drive more than women (the 
quantity of driving factor). Or men may violate 
traffic laws more often than women do 
(the quality of driving factor). A third 
possibility is that more males than females drive in 
the areas where stopping activity by police 
tends to occur (the location of driving factor). 
We do not know if these possibilities are true, 
but we must consider these alternative explanations 
in our research design because it is 
logical to assume that 

 people who drive more should be 
more at risk of being stopped by 
police, 
 people who drive poorly should be 
more at risk of being stopped by 
police, and 
 people who drive in locations where 
stopping activity by police is high 
should be more at risk of being 
stopped by police. 


The objective of benchmarking in our example 
is to see if gender bias is at work. If we 
could develop a gender profile of the people 
who should be more at risk of being stopped 
by police, we could compare it to the gender 
profile of the people who are being stopped 
by police. That is, if we managed through our 
research design to determine that men should 
comprise 65 percent of the police stops because 
of their driving quantity, quality, and 
location, and if indeed they do comprise 65 
percent of the police stops (based on the stop 
data collected), then we could report to the 
jurisdiction that gender bias did not appear to 
affect stopping behavior by police. 

Let us review now the key principles 
stated above. Researchers goal is to develop a 
racial/ethnic profile of the people who should 
be at risk of being stopped by police in a 
jurisdiction, assuming no bias. Benchmarking 
is the essential tool used by researchers to 
achieve this goal. Benchmarks vary in 
quality. Their quality is directly related to 
how closely each benchmark represents the 
group of people who should be at risk of 
being stopped by police if no bias exists. 

The following example will help clarify 
what we mean by benchmark quality. If a 
researcher uses road-side observers to develop 
a demographic profile of drivers who violate 
traffic laws, the researcher has produced a 
benchmark that represents fairly well the 
group of people who should be at risk of 
being stopped by police if no bias exists (at 
least at the observed location). On the other 
hand, if that same researcher used instead 

U.S. Decennial Census data to develop a 
demographic profile of people who live in the 
jurisdiction, the researcher has produced a 
benchmark that does not represent well the 
people at risk of being stopped by police if no 
bias exists. The next section on the bias 
hypothesis and the alternative hypotheses 
expands upon this discussion of benchmark 
quality. As we will demonstrate in this report, 
the variation in quality across benchmarks 
is great. This means that there are 
significant differences in what researchers 
can conclude about racial bias and policing 
in a jurisdiction. Findings based on a high-
quality benchmark are more legitimate than 
findings based on a low-quality benchmark. 

THE BIAS HYPOTHESIS AND THE 
ALTERNATIVE HYPOTHESES 

Alternative hypotheses are hypotheses 
other than the one that reflects the possibility 
of police bias. Law enforcement agencies and 
their partners must consider these hypotheses 
when analyzing their jurisdictions 
police-citizen contact data. These hypotheses 
reflect drivers driving quantity, 
quality, and locationthe key factors that 
could legitimately influence whom police 
stop. 

The benchmarking method chosen by a 
jurisdiction must be evaluated in terms of its 
ability to address the alternative hypotheses. 
Findings that are based on a method that does 
not address these hypotheses are less valid 


than those based on a method that does 
address them. The results of benchmarking 
analysis must be interpreted cautiously. 
Before drawing conclusions about racial bias, 
researchers must evaluate how successful 
they were in achieving their goal. Their goal 
is to find out what the racial/ethnic profile of 
drivers stopped by police would look like 
assuming no bias. 

To make our point we begin with a simple 
example. We ask whyin a jurisdiction 
made up of Caucasians, African Americans, 
Hispanics, and Asiansthe police do not 
report that 25 percent of their traffic stops are of 
Caucasians, 25 percent are of African Americans, 
25 percent are of Hispanics, and 25 percent 
are of Asians? One hypothesis is that 
police are racially/ethnically biased in their 
decisions regarding whom to stop. Competing 
alternative hypotheses are as follows: 

 Racial/ethnic groups are not equally 
represented as residents in the 
jurisdiction. 
 Racial/ethnic groups are not equally 
represented as drivers on jurisdiction 
roads. 
 Racial/ethnic groups are not equivalent 
in the nature and extent of their traffic 
law-violating behavior. 
 Racial/ethnic groups are not equally 
represented as drivers on roads where 
stopping activity by police is high. 


In order to draw valid conclusions regarding 
whether racial bias is occurring in 
this hypothetical jurisdiction, we would need 
to rule out the other possible, legitimate 
explanations for disparity. We refer here to the 
disparity between the racial/ethnic profile of 
the people stopped by police for traffic 
violations and the racial/ethnic profile of the 
benchmark population. Ideally, our analysis 
and interpretation of stop data would encompass 
all of the factors reflected in those alternative hypotheses.1 

Researchers cannot presume that no differences 
exist between racial/ethnic groups in 
the quantity, quality, and location of their 
driving. (That is, they cannot presume the 
null hypothesis.) Below we consider each of 
the four alternative hypotheses every 
jurisdiction must address. For each of the 
hypotheses, there is evidence that differences 
do exist between groups, or at least there is 
insufficient information to prove to any 
acceptable degree of certainty that no 
differences exist. Unless research shows there are 
no differences between groups as pertains to 
these hypotheses, we must assume that there 
are differences. Again this requires researchers 
to use methods that consider the factors encompassed in the alternative 
hypotheses or, at the very least, interpret their 
results responsibly in light of any deficiencies 
in their chosen methodology. 

1 If we address the second hypothesisracial/ethnic 
groups are not equally represented as drivers on 
jurisdiction roadswe need not concern ourselves with the 
first hypothesisracial/ethnic groups are not equally 
represented as residents in the jurisdiction. That is, for 
purposes of identifying who is at risk of being stopped 
by police in a vehicle, if we know who is driving on 
jurisdiction roads, we do not need to know who lives in 
that jurisdiction. Similarly, addressing the third 
hypothesisracial/ethnic groups are not equivalent in the 
nature and extent of their traffic law-violating 
behaviorarguably negates the need to address the first 
two. It can be argued that knowing who is engaging in 
law-violating behavior negates the need to know who is 
on the road. Police are not told to pull over people on 
the road but rather people who are violating laws. 
The fourth hypothesisracial/ethnic groups are not 
equally represented as drivers on roads where stopping 
activity by police is highstands alone and must be 
addressed independently of the other three. 


Hypothesis 1: Racial/ethnic groups are 
not equally represented as residents in 
the jurisdiction. 

It goes without saying: the demographic 
profile of people who live in a jurisdiction will 
affect the demographic profile of drivers on 
the jurisdictions roads. Thus, the above 
hypothesis is indirectly related to the quantity 
factor, and we need to include it in anticipation 
of our later discussion of census benchmarking 
(a comparison of the demographic 
profile of people stopped by police to the 
demographic profile of jurisdiction residents as 
measured by the U.S. Census Bureau). That 
racial/ethnic groups are not equally represented 
among residents in jurisdictions is, of 
course, quite obvious to all. According to the 
2000 Decennial Census, 75.1 percent of the 
U.S. population is White, 12.3 percent is 
Black or African American,2 and 3.6 percent 
is Asian; 9.0 percent of the population self-
identify as being of more than one race. Just 
over 12 percent (12.5 percent) of U.S. residents 
(of all races) are of Hispanic origin. 
Although figures for different jurisdictions will 
deviate from this breakdown of the total U.S. 
population, we can confidently state that no 
jurisdiction has equal representation in its 
population of racial/ethnic groups. 

2 The terms African Americans and Blacks are used in
terchangeably in this book. 

Hypothesis 2: Racial/ethnic groups are 
not equally represented as drivers on 
jurisdiction roads. 

Not only are racial/ethnic groups not equally 
represented among residents in the jurisdiction 
(Alternative Hypothesis 1), but their representation 
as residents might not match their 
representation as drivers using jurisdiction 
roads for two reasons: (1) racial/ethnic 
differences in driving quantity and/or (2) 
racial/ethnic differences in the population of 
people who do not live in the jurisdiction but 
drive in it. This is relevant to the analysis of 
vehicle stops by police. If one demographic 
group has more presence on the road than another, 
it should be more at risk of being 
stopped. 

Driving Quantity 

There is evidence that racial/ethnic groups 
differ in the amount of their driving. 
National data from the U.S. Decennial Census 
and from the National Household Transportation 
Survey (NHTS) indicate that racial/ 
ethnic minorities are under-represented as 
drivers relative to their residential populations.
3 The U.S. Decennial Census provides 
data on the percent of households that do not 
own vehicles, an indirect measure of driving 
quantity. In his comprehensive report on 
commuting patterns based on 1990 Census 
data, Pisarski (1996, xv) reports that on 
average, more than 30 percent of Black 
households do not own vehicles, and in central 
cities the number is over 37 percent.4 
Nationally, 19 percent of Hispanic households 
do not own vehicles; in central cities that 
number rises to 27 percent. In contrast, just 
under 9 percent of White non-Hispanic 
households are without vehicles, with a 
corresponding figure of 15 percent for central 
cities (Pisarski 1996, 36). 

3 The National Household Transportation Survey 
(previously called the Nationwide Personal Transportation 
Survey and the American Travel Survey) is conducted 
by the U.S. Department of Transportation. See 
www.bts.gov/nhts. 

4 Some cities have extraordinary levels of 
Black households without vehicles 
(Pisarski 1996, 36). In New 
York, 61 percent of Black households a
re without vehicles. The corresponding 
figures for Philadelphia, Chicago, and 
Washington, D.C., are 47 percent, 43 
percent, and 43 percent, respectively.

Vehicle ownership is an indirect measure 
of driving quantity. Information from the 
National Household Transportation Survey 
provides more direct measures of driving 


quantity. Its data indicate that nonminorities 
drive more than minorities. For instance, the 
1995 NHTS indicated that African Americans 
average fewer trips per day (including 
fewer vehicle trips) than do Caucasians and 
that Hispanics are twice as likely as non-
Hispanics to use public transportation 
(instead of privately owned vehicles). 

While the 2000 Census data on vehicle 
ownership and NHTS data on driving quantity
both imply that minorities are 
underrepresented as drivers relative to their 
representation in the U.S. population, other 
research reminds us that this is not going to 
be true in all places at all times. For instance, 
research conducted by the United Kingdoms 
Home Office (MVA and Miller 2000) found 
that minorities were over-represented as 
drivers relative to their representation in the 
residential populations in the areas studied.5 
In Sacramento, California, Howard Greenwald 
compared the demographic profiles of 
drivers at various intersections (using 
observation) to the demographic profiles 
of residents in the same areas (using census data); 
he found over-representation of minorities as 
drivers in some areas and under-representation 
of minority drivers in others (Greenwald 
2001). These two small-scale studies, although 
of less weight than the large-scale 
research findings of the NHTS and U.S. 
Census, nonetheless support our simple 
point: jurisdiction-level studies of racially 
biased policing must consider the possibility 
that racial/ethnic groups are not equally 
represented as drivers on jurisdiction roads 
because of differences in their quantity of 
driving. 

5 The Home Office of the United Kingdom is 
the government department responsible for promoting safe 
communities. Its closest equivalent in the United 
States is the National Institute of Justice.

The extent to which racial/ethnic groups 
drive on roads will vary across locations 
within a jurisdiction. Because of this fact, we 
recommend that researchers not conduct a 
single analysis for the entire jurisdiction but 
numerous analyses within various geographic 
subareas of the jurisdiction (see 
Chapter 4). 

Driving by Nonresidents 

There is another reasonother than differences 
in driving quantity of jurisdiction residents
that racial/ethnic groups may not be 
equally represented as drivers on jurisdiction 
roads (and why their representation on the 
roads may not reflect their representation as 
residents). Racial/ethnic groups may not be 
equally represented among the nonresidents 
who drive in the jurisdiction; that is, racial/ 
ethnic groups may not be equally represented 
among the people who live outside of the 
jurisdiction but drive into it.6 The extent to 
which nonresidents drive within the 
jurisdictions that are collecting police-citizen contact 
data will vary greatly, as might the demographic 
profile of those drivers. The influx of 
nonresident drivers will be particularly 
significant in the big cities that draw commuters 
in from surrounding jurisdictions, especially 
the suburbs, during the daytime hours.7 
Additionally, nonresidents will drive into the 
target jurisdiction (the jurisdiction that is 


the subject of police-citizen contact data 
analysis) to shop, seek entertainment, vacation, 
travel on to another jurisdiction, and for 
other reasons. These nonresident drivers will 
affect the demographic profile of drivers on 
the roads of the target jurisdiction. 

6 In its first annual report regarding police
citizen contact data, the Denver Police Department (Thomas 2002) 
revealed that 62.5 percent of the Whites stopped in 
their vehicles by police were nonresidents compared to 
32.8 percent of the Blacks who were stopped and 35.2 
percent of the Hispanics who were stopped. 

7 In 1993, 43 percent of the traffic tickets given in 
Seattle were given to nonresidents (Scales 2001). The 
Denver Police Department (Thomas 2001) reported that 
from June 2001 through May 2002 (the reference period 
for its second summary report) over one-half of its 
traffic stops were of nonresidents. In Louisville 
(Edwards et al. 2002a) and Iowa City (Edwards et al. 
2002b), fewer than two-thirds of all drivers stopped 
were city residents. 

The frequency with which drivers are 
stopped by police is affected by driving quantity. 
Racial/ethnic groups are not equally represented 
as drivers on jurisdiction roads. This 
is a viable alternative hypothesis that should 
be accounted for in the analysis of police-
citizen contact data. This book will describe 
how jurisdictions can incorporate this 
alternative hypothesis into their study design. 

Hypothesis 3: Racial/ethnic groups are 
not equivalent in the nature and extent 
of their traffic law-violating behavior. 

Police are directed to stop drivers because of 
their driving behavior. Therefore, researchers 
must recognize this variable (traffic law 
violating behavior) in their research unless we 
are quite confident that there are no 
differences across racial/ethnic groups. Excluding 
driving behavior from the model is equivalent 
to excluding math performance from the 
earlier analysis that tested gender bias in math 
teachers. 

Vehicle stopping behavior by police may 
not be equivalent across racial/ethnic groups 
because racial/ethnic groups violate traffic 
laws at different rates or at different levels of 
seriousness. These possibilities must be recognized. 
Concerned stakeholders have questioned the 
inclusion in our analysis of the 
third hypothesis (racial/ethnic groups are not 
equivalent in the nature and extent of their 
traffic law-violating behavior). They have 
asked the author whether the unstated 
implication is that minorities violate more. Indeed, 
no direction is implied by its inclusion. 
Minorities may violate traffic laws with less 
frequency than do majority populations. (In 
fact, this could be the case in light of 
minorities concern about racial profiling and the 
increased attention they perceive they get 
from police.) If minorities do violate less, 
then it is important that this information be 
incorporated into the analysis to appropriately 
determine the rate at which they should 
be stopped by police in light of their driving 
quality. Driving behavior cannot be removed 
from our analysis unless there is clear 
evidence in support of the null hypothesis (no 
differences between racial/ethnic groups 
exist). The following information calls the 
null hypothesis into question. 

Information on the 
Equivalence of Driving Behavior 

Large-scale, quality research on driving 
behavior and race/ethnicity is scarce, but this 
does not negate the importance and viability 
of Alternative Hypothesis 3. In fact, it does 
just the opposite: what is important for our 
purposes is the absence of sufficient research 
to rule out the possibility of racial/ethnic 
differences in the nature and extent of law-
violating behavior. Again, even if we had 
national data pointing to equivalent driving 
behavior or pointing to one particular direction 
or the other, we could not presume that those 
results were applicable to all times and all 
places. 

The information on the equivalence of 
driving behavior across racial/ethnic groups 
is mixed. Research in the transportation 
field, albeit not substantial, indicates some 
differences across racial groups with regard 
to certain traffic violations. For instance, 
Feest (1968) found that Whites were more 
likely than minorities not to stop at stop 
signs. Other researchers analyzing police-
citizen contact data have produced information 
indicating other differences in violating 
behavior across racial/ethnic groups. For 
instance, Lange, Blackman, and Johnson (2001) 
found that along segments of the New Jersey 
turnpike where the speed limit was 65 miles 
per hour rather than 55 miles per hour, 
African Americans were disproportionately 


represented among the few speeders.8 Other 
researchers have also identified differences in 
speeding behavior across races (Engel, 
Calnon, Liu and Johnson 2004 and Smith et 
al. 2003). In contrast, Lamberth (1996a, 
1996b) conducted research in New Jersey and 
Maryland and found no differences in the 
demographics of speeders versus nonspeeders. 
He reports that all racial/ethnic groups were 
speeding in high, and similar, proportions.9 

8 This study was criticized for various aspects of its 
methodology and the high proportion of missing data 
produced by those methods. 

9 These studies defined speeding so broadly (1 mile per 
hour over the speed limit in Maryland and 5 miles per 
hour over the speed limit in New Jersey) that speeders 
included most drivers. This broad definition reduced 
the researchers ability to detect any existing, 
finer distinctions in driving behavior across groups. 

In citing these mixed findings, we are not 
trying to argue that there are differences 
in violating behavior across racial/ethnic groups. 
Quite the contrary: we do not know whether 
differences exist or not. Because the research 
does not allow us to rule out the possibility of 
differences in driving quality across racial/ 
ethnic groups, we contend that research analyzing 
police-citizen contact data should address 
the alternative hypothesis that racial/ 
ethnic groups are not equivalent in the nature 
and extent of their traffic law-violating 
behavior.10 

Youthfulness and Driving Behavior 

Youthfulness has been linked to law-violating 
behavior. If a racial/ethnic group has 
proportionately more young people than another 
racial/ethnic group, age becomes an important 
intervening variable11 in the analysis 
model. (It is a potential Variable Z in Figure 
2.2.) We must consider whether the breakdown 
of age groups in a jurisdiction (or in the 
subareas being analyzed) varies across racial/ 
ethnic groups. For example, if 30 percent of 
the minority population of an area is young 
(24 years of age or less) and only 20 percent 
of the Caucasian population is young, this 
phenomenon would lead to more drivers who 
violate the law in the minority population 
than in the nonminority population, assuming 
the link between poor driving and 
age. 

When researchers use police-citizen contact 
data to measure racially biased policing 
in a jurisdiction, they may get results that 
suggest bias when none exists. Disproportionate 
numbers of young drivers in racial/ 
ethnic groups in a jurisdiction can produce 
misleading results. We illustrate this hazard 
with hypothetical data in Table 2.1 and 
Figure 2.3. In our example, two assumptions 
are made: (1) there are equal numbers of 
Caucasian and minority drivers on the road 
in hypothetical Jurisdiction Q, and (2) there 
is equivalence of driving behavior across 
these two racial/ethnic groups. 

As shown in Table 2.1, Caucasians and 
minorities each made up 50 percent of the 
driving population. (There are 1,000 drivers 
in each group.) Among the Caucasian 
drivers, 300 or 30 percent were between the 
ages of 15 and 24, and 700 or 70 percent were 
25 or older. (We use age 15 as the lower 
cutoff point to include only people of driving 
age.) The corresponding percentages for the 
minority group of drivers were 60 percent 
and 40 percent. That is, 600 of the drivers 
were between the ages of 15 and 24, and 400 
were 25 years of age or older. 

10 See By the Numbers (Fridell 2004), Appendix D, 
which challenges this view in the context of discussing 
the observation method of benchmarking. Appendix E 
summarizes arguments for and against the methodological 
consideration of variations in driving quality. 

11 We use the term intervening variable to refer to a 
variable (measured or unmeasured) that is linked 
causally to one or more other variables in an equation 
or model. 


Table 2.1. Representation of Caucasian and Minority Drivers in the Driving Population and 
Population of Stopped Drivers, by Age, Hypothetical Jurisdiction Q 


			Caucasians (n=1,000) 				Minorities (n=1,000) 
Age Group 	Number  	Percent  	Number  	Number  	Percent  	Number 
		of Drivers	Stopped		Stopped		of Drivers	Stopped		Stopped

15-24 		300 		20% 		60 		600 		20% 		120 
25+ 		700 		10% 		70 		400 		10% 		40 
Total 		1,000 		13% 		130 		1,000 		16% 		160 
		Percentage of all stops: 45.61% 		Percentage of all stops: 56.14% 

The police in hypothetical Jurisdiction Q 
are completely devoid of racial/ethnic bias, 
and they legitimately stop, as a result of the 
young drivers poorer quality driving, twice 
as many drivers between the ages of 15 and 
24 as drivers 25 years of age and older. 
Twenty percent of the young Caucasians were 
stopped (0.2 x 300 = 60), and 20 percent of 
the young minorities were stopped (0.2 x 600 
= 120). Police stopped 10 percent of the 
Caucasian drivers age 25 or above (producing 70 
stops) and 10 percent of the minority drivers 
age 25 or above (producing 40 stops). 

The effect of the differential representation 
of young people among the minority 
drivers can be seen when we look at the 
overall representation of Caucasians and 
minorities among the drivers stopped by police 
(Figure 2.3). Caucasians made up 50 percent 
of the drivers (1,000 of the total 2,000) and 
only 46 percent of the stops. Minorities made 
up the other 50 percent of the drivers but 56 
percent of the stops. Even though racial bias 
is not manifested by the police (equivalent 
stopping decisions across racial/ethnic 
groups), our data indicate (falsely) that 
disparity exists. If the researcher for Jurisdiction 
Q did not, as we did, analyze the data within 
age groups to confirm a lack of disparity, the 
researcher would have mistakenly concluded 
that there was disparity across racial groups. 
The disproportionate representation of youth 
in the minority population and the increased 
likelihood of young people being stopped by 
police produced the misleading results 
shown in Figure 2.3: minorities appeared to 
be over-represented among people stopped 
relative to minorities representation in the 
driving population. 

In sum, the strongest research methodologies 
will address the alternative hypothesis 
that racial/ethnic groups are not equivalent in 
the nature and extent of their traffic law-
violating behavior. Theoretically, driving 
behavior is quite relevant to decisions by police 
to stop drivers, and the research that has been 
conducted on the relationship between 
driving quality and race/ethnicity is not 
sufficient for us to assume no differences across 
groups. Complicating matters as pertains to 
this quality of driving factor is the 
link between age and driving behavior. 

Hypothesis 4: Racial/ethnic groups are 
not equally represented as drivers on 
jurisdiction roads where stopping 
activity by police is high. 

Vehicle stops by police may occur more in 
some areas of a jurisdiction than in others. 
Indeed, the level of stops may vary quite 



Figure 2.3. False Indication of Racial/Ethnic Bias Based on Age 
Differences of Drivers in Hypothetical Jurisdiction Q

Caucasians
Drivers 50.00%
Stops by Police 45.61% 

Minorities 
Drivers  50.00%
Stops by Police 56.14% 


Source: Based on Table 2.1 


legitimately from area to area.12 For example, 
citizens may be concerned about the high 
number of accidents in a particular area, and 
they may ask the local police department to 
crack down on speeders there. People who 
drive in areas where stopping activity by 
police is high are at greater risk of being stopped 
than are people who drive in areas with low 
stopping activity.13 If the demographic 
composition of these areas also varies, the police-
citizen contact data gathered by the 
jurisdiction can appear to indicate racial bias by 
police where none exists. Therefore, we 
strongly recommend that researchers conduct 
analyses within subareas of the jurisdiction. 
If they do notif they analyze data on stops 
for the jurisdiction as a wholeresults that 
indicate disparity may reflect not racial/ 
 ethnic bias but very legitimate variations in 
police practices. 

12 These variations in stops across areas 
within a jurisdiction would not be legitimate 
if the differential enforcement were based 
on inappropriate factors such as 
racial/ethnic bias. To discern whether bias is a factor, 
the researcher could assess whether legitimate factors 
(such as calls for service, traffic accidents) adequately 
predict levels of stops.

13 Heavy levels of police deployment will not necessarily 
coincide with high levels of vehicle stops for 
traffic violations. In fact, in some high-crime areas 
where police deployment is likely to be correspondingly 
high, traffic enforcement may be a low priority in light 
of the more critical problems that need to be addressed. 

Table 2.2 and Figure 2.4, analogous to the 
earlier example that focused on differences 
in age demographics across racial/ethnic 
groups, illustrate how misleading indicators 
of racial/ethnic disparity can easily emerge. 
The racial/ethnic profile of driving-age 
residents and the racial/ethnic profile of the 
drivers stopped in hypothetical Jurisdiction R 
(composed of Area A and Area B) are shown 
in Table 2.2. There are an equal number of 
people of driving age in each area (1,000 each), 
but 80 percent (800) of driving-age residents 
in Area A are Caucasians, and 80 percent 
(800) of driving-age residents in Area B are 
minorities. In each area, the demographic 
profile of the drivers stopped by police 
matches the demographic profile of the 



driving-age adults in the area. That is, in 
Area A, 80 percent of the residents are 
Caucasians, and 20 percent are minorities; 
similarly, 80 percent of the drivers stopped by 
police are Caucasians and 20 percent are 
minorities.14 

14 We use this particular benchmark, residential 
population, for purposes of making our pointnot 
to promote it as a method. 


Table 2.2. Representation of Caucasian and Minority Drivers in the Driving Population 
and Population of Stopped Drivers, by Subarea, Hypothetical Jurisdiction R 

			Area A 
Types of 	No. of	
Drivers 	Driving-Age 	Percent of 	No. of		Percent 
		Residents 	Residents 	Stops 		of Stops 

Caucasians	800 		80% 		80 		80%
Minorities	200 		20% 		20 		20%
Total		1,000 		100% 		100 		100%



			Area B 
Types of 	No. of	
Drivers 	Driving-Age 	Percent of 	No. of		Percent 
		Residents 	Residents 	Stops 		of Stops 

Caucasians	200 		20% 		40 		20%
Minorities	800 		80% 		160 		80% 
Total		1,000 		100% 		200 		100% 



			Total Jurisdiction
Types of 	No. of	
Drivers 	Driving-Age 	Percent of 	No. of		Percent 
		Residents 	Residents 	Stops 		of Stops 

Caucasians	1,000 		50% 		120 		40%
Minorities	1,000 		50% 		180 		60%  
Total		2,000 		100% 		300 		100% 	


In Area B, like Area A, the demographic 
profile of the drivers stopped by police 
matches the demographic profile of the 
residents. In short, the results as analyzed within 
Area A and Area B indicate no disparity. 
Note, however, that more traffic stops are 
made in Area B than in Area A. In our 
hypothetical example, the reason is legitimate. 
Concerned citizens have requested greater 
enforcement of speeding laws in this part 
of town. Because of this, twice as many stops 
are made in Area B (200 stops) than in Area A 
(100 stops). If the researcher had not 
controlled for police activity within the two areas 
(by conducting separate analyses for Area A 
and Area B) but instead had presented data 
for the whole jurisdiction, the results would 
have appeared to signal racially biased stopping 
decisions. In the lower, far right column 
of Table 2.2, note the disproportionate 
representation of minorities among drivers 
stopped by police relative to their representation 
among residents (60 percent versus 50 
percent, respectively). Those misleading 
results are obtained when the absolute numbers 
of stops across areas are summed, and 
the demographic profile of the drivers who 
are stopped is compared to the demographic 
profile of the residential population. 
Minorities comprise 50 percent of the jurisdiction 
population but 60 percent of all stops. This is 
shown in Figure 2.4. Anyone looking at this 
figure could easily jump to the conclusion 
that police were picking on minorities, 
stopping them in numbers that were disproportionate 
to minorities representation in the 
population of the jurisdiction. But was this 
the case? No. Even if all officers decisions 
were based on legitimate factors, and even if 
the increased traffic enforcement activity in 
Area B was completely legitimate, the results 
shown in Figure 2.4 would be the same. Such 
results will mislead researchers unless they 
take into account Alternative Hypothesis 4. 

In sum, people who drive in areas where 
stopping activity by police is high are at 



greater risk of being stopped than those who 
drive in areas where stopping activity is low. 
Stops may legitimately vary across geographic 
areas where the demographic composition 
also varies. Therefore, analyses of 
police-citizen contact data should reflect 
consideration of the hypothesis that racial/ethnic 
groups are not equally represented as drivers 
on roads where stopping activity by police is 
high. The example given in this section 
highlights why researchers should conduct 
analyses within geographic subareas of their 
jurisdiction, and they should select those 
subareas in a way that allows them to hold 
constant (or control for) the exposure of 
drivers to stopping activity by police. 

Figure 2.4. False Indication of Racial/Ethnic Bias Based on 
Differential Stopping Activity by Police across Subareas in 
Hypothetical Jurisdiction R 

Caucasians 
Residents 50%
Stops by Police 40% 

Minorities 
Residents 50%
Stops by Police 60% 

Source: Based on Table 2.2 



SUMMARY OF THE
BENCHMARKING CHALLENGE


To measure whether racially biased policing 
is occurring in a jurisdiction, researchers 
must develop a benchmark against which 
to compare the racial/ethnic profile of drivers 
stopped by police. This benchmark is the 
racial/ethnic composition of the drivers who 
are at risk of being stopped, assuming no bias 
by police. The key factors that influence this 
risk are driving quantity, driving quality, and 
the location of driving. Stopping activity by 
police is affected by these three causal 
factors. In order to determine whether there is a 
cause-and-effect relationship between the 
race/ethnicity of drivers and police stops (the 
bias hypothesis), researchers must be able to 
rule out alternative hypotheses that reflect 
the factors that increase the risk of being 
stopped. The alternative hypotheses are 

 racial/ethnic groups are not equally 
represented as residents in the 
jurisdiction, 
 racial/ethnic groups are not equally 
represented as drivers on jurisdiction 
roads, 
 racial/ethnic groups are not equivalent 
in the nature and extent of their traffic 
law-violating behavior, and 
 racial/ethnic groups are not equally 
represented as drivers on roads where 
stopping activity by police is high. 


It is not difficult to measure whether 
police stop drivers of one racial/ethnic group 
more or less than another; the difficulty 


comes in identifying the causes for disparity. 
The alternative hypotheses present potential 
causes that need to be ruled out before a 
researcher can claim that any identified 
disparity is likely the result of police bias. After 
controlling for driving quantity, driving 
quality, and driving location (as pertains to 
levels of police stopping activity), a researcher 
who finds that minorities are disproportionately 
represented among drivers 
stopped by police can conclude with reasonable 
confidence that the disparity reflects police 
bias in their decision making. If no 
disparity was found, the researcher can fairly 
confidently conclude that bias was not a part 
of police decision making. If, on the other 
hand, the researcher finds disparity in the 
results after controlling for only driving 
quantity and driving location, s/he can report that 
disparity exists and that the results can be 
explained either by police bias or differential 
driving quality. That is, the researcher could 
not pinpoint a single cause (for example, 
bias) but must report that (at least) two 
possible explanations for the disparity remain. 

Even results showing no disparity would 
need to be qualified if all factors were not 
controlled for. If, for instance, results 
indicated no disparity in stops, but driving 
quality had not been considered, the 
researcher cannot rule out the possibility of 
racial/ethnic bias in stopping behavior. We 
explore this possibility further in our 
discussion below of masking. 

A benchmarks value depends on the 
extent to which it addresses the alternative 
hypotheses. The higher the quality of the 
benchmark, the more confidence a researcher 
can have in the results. The need to rule out 
alternative hypotheses shows how much 
more complex benchmarking is than many 
have previously thought. 

THE PROBLEM OF
INCONCLUSIVE RESULTS: 
A CENSUS BENCHMARKING EXAMPLE


Researchers failure to address the alternative 
hypotheses can lead to inconclusive results. 
In this section we use the census benchmarking 
method of analyzing police-citizen 
contact data to illustrate this point. In census 
benchmarking, a jurisdiction compares the 
demographic profile of the drivers stopped 
by police to the demographic profile of the 
residents of the jurisdiction as measured 
by the U.S. Decennial Census. Regardless of 
the results of this comparison (minorities 
are over-represented, minorities are 
underrepresented, minorities are proportionately 
represented), researchers can draw no 
definitive conclusions regarding racially biased 
policing. 

Let us suppose that a law enforcement 
agency finds that minorities are over-represented 
among drivers stopped by police relative to 
minorities representation among 
jurisdiction residents. The racial/ethnic 
disparities manifested in this comparison might 
reflect racially biased policing, or they might 
reflect variation in the demographic profiles 
of (1) drivers on jurisdiction roads, (2) traffic 
law violators, or (3) drivers driving in 
locations where stopping activity by police is 
high. A comparison of stop data to census 
data indicates disparity, but the causes of that 
disparity have not been identified. We know 
that we have disparate impact (using the 
social science rather than the legal definition of 
the phrase), but we do not know if we have 
unjustified disparate impact in the form of 
racially biased policing. Because of these 
limitations, no conclusions can be drawn 
with regard to the existence or absence of 
racially biased policing in the jurisdiction. 

Census benchmarking (assuming no adjustments of 
the census data)15 takes into  


consideration only one of the four alternative 
hypotheses presented in this chapterthe 
hypothesis that racial/ethnic groups are not 
equally represented as residents in the jurisdiction. 
Census benchmarking does not address 
hypotheses related to demographic 
variations across driving quantity, quality, or 
location. Unaware of these shortcomings of 
the methodology, public officials, law enforcement 
executives, civil rights group representatives, 
journalists, and other stakeholders often 
draw wrong conclusions from 
the results of census benchmarking. Some of 
those false conclusions are expressed in the 
benchmarking myths described below. 

15 Chapter 5 discusses ways that census data 
can be adjusted by researchers in an attempt 
to encompass factors related to driving quantity.

BENCHMARKING MYTHS 

Myth 1: No racial/ethnic disparity 
means no racially biased policing. 

The results produced by benchmarking with 
unadjusted census data, regardless of 
whether they show that minorities are 
underrepresented, over-represented, or 
proportionately represented among drivers stopped by 
police, cannot enable researchers to draw 
conclusions about racially biased policing. 
This is an important truth, but some have 
contradicted it. In some reports, the authors 
correctly acknowledge that census benchmarking 
cannot produce conclusions regarding 
the existence of racially biased 
policing (because the alternative hypotheses 
have not been ruled out), they argue, 
however, that it can prove the absence of racially 
biased policing. A finding of disproportionately 
high minority representation among 
persons stopped does not prove racially 
biased policing, they say, but a finding of 
disproportionately low minority representation 
or proportionate minority representation 
does prove that racially biased policing does 
not exist. This argumentthat a method is 
valid for one result although not for 
anotheris not true. 

The adequacy of a law enforcement 
agencys benchmark is the same for all results. 
The researchers who put forth the argument 
that, regardless of benchmark quality, 
a showing of no disparity means no racially 
biased policing fail to recognize that an 
inadequate benchmark can mask (or hide) 
disparity. The following example shows how. 

Let us say that a jurisdiction uses census 
benchmarking and finds that the racial/ethnic 
profile of residents matches perfectly the 
racial/ethnic profile of people stopped by 
police. It is still possible that policing 
in the jurisdiction is racially biased. This is surprising 
but true. How can it be possible? It is possible 
if minorities representation in the residential 
population is a higher percentage 
than minorities representation in the 
population of drivers or a higher percentage 
than minorities representation in the population of 
drivers violating the law. Then a finding that 
minorities are stopped proportionate to their 
residential representation may indicate 
racially biased policing. Indeed, the existence 
of racially biased policing may be masked by 
flaws inherent in the benchmark. For instance, 
a researcher conducting census 
benchmarking would not have the information 
needed on violating behavior and therefore 
could easily misinterpret the results. 

Figure 2.5 presents a finding of no 
disparity between minorities and nonminorities 
that some mistakenly argue indicates an absence 
of racially biased policing. It shows 
that 25 percent of the residents are racial/ 
ethnic minorities (left bar of three showing 
minority information) as are 25 percent of the 
people who are stopped by police for traffic 



violations (right bar of three showing minority information). 

Figure 2.5. Racially Biased Policing Masked in Hypothetical Jurisdiction S 

Bar Graph Showing Jurisdiction Residents, Traffic Violators,
and Stops by Police for Minorities and Nonminorities 


The proportion of minorities and nonminorities 
who are traffic violators (center bar of 
three showing minority information) is 
information that would not be available to the 
researcher who conducted only census 
benchmarking. This information indicates 
that minorities are over-represented among 
the drivers who are stopped (the right bar is 
higher than the center bar). If minorities 
comprise only 10 percent of the traffic 
violators (that is, 10 percent of the population 
legitimately at risk of being stopped by police), 
but 25 percent of the population that is 
stopped by police, racial bias may be a factor. 
The key here is that the researcher 
conducting census benchmarking would not 
have had the information (on violating 
behavior that is shown with the center bar) 
necessary to interpret either results that showed 
disparity or results that showed no disparity. 

Researchers who are assessing police-
citizen contact data should remember that 

(1) a weak benchmark is weak for all results, 
and (2) their benchmarking method can mask 
racially biased policing. 

Myth 2: Results from a weak methodology 
become more worthy over time. 

It is not true that results from a weak 
methodology, or benchmark, can become a worthy 
baseline for interpreting data in subsequent 
yearsat least not for the purpose of 
assessing the existence of racially biased 
policing. An example will help dispel this 
myth. Lets say that a jurisdiction uses 
census benchmarking and determines that 
racial/ethnic minorities are over-represented 
among people stopped by police relative to 
their representation in the residential 
population as measured by the census. As explained 
above, these results indicate the existence of 
a disparity but not its cause. The temptation 
for stakeholders, and even some researchers, 
is to equate the disparity with racially biased 
policing and to desire a reduction in that 
disparity in subsequent years. That is, they 
might acknowledge that their benchmark is 


weak but falsely claim that the results 
produced during the first year of analysis can be 
used to assess and evaluate change in 
subsequent years. Because of the weak method 
used, the researcher cannot equate the disparity 
with racially biased policing and therefore 
should not presume that a reduction in 
disparity the following year would be 
desirable and that it would indicate reduced bias. 
Similarly, a jurisdiction that finds no disparity 
as a result of its census benchmarking 
analysis the first year and does find disparity 
the second year should not blame the police 
department. Again, because of the methods 
used, this disparity cannot be equated with 
police bias. 

In sum, a benchmark that cannot pinpoint 
cause cannot produce explanations of cause 
over time. A reduction in disparity is not 
always a legitimate goal. Disparity may reflect 
wholly legitimate factors at work, but this 
cannot be known with some benchmarking 
methods. 

Myth 3: Results from a weak methodology 
become strong if replicated in 
multiple geographic areas. 

A police department that conducts census 
benchmarking within multiple subareas of 
the city (say, within each police district) and 
finds no evidence of racial/ethnic disparity in 
each one might conclude that the city as a 
whole is not encountering biased policing. 
The police spokesperson might acknowledge 
the weaknesses of census benchmarking but 
discount those weaknesses and claim that 
because the results are consistent throughout 
the city, this proves policing in the city is not 
racially biased. Such a claim would be in 
error. The results from a weak methodology 
are not validated if the results are consistent 
across multiple geographic areas. 

If a methodology can measure only disparity 
and not the cause of that disparity, this 
limitation persists even when the methodology 
is used over and over again in multiple 
areas. In a contrasting example, a researcher 
may find disparity in all or most of the 
subareas within a jurisdiction. Again, however, 
multiple measures of disparity do not accumulate 
to provide a cause for that disparity; 
they continue to represent only multiple 
measures of disparity. 

CONCLUSION 

The challenge of analyzing stop data is to 
determine a cause-and-effect relationship 
between drivers race/ethnicity and stopping 
decisions by police. This requires that 
researchers develop a racial/ethnic profile of 
drivers at risk of being stopped by police, 
assuming no bias. Several factors can 
legitimately increase or decrease the likelihood 
that drivers will be stopped. The alternative 
hypotheses to the bias hypothesis take into 
account these factors. The strength of a 
benchmark depends on the degree to which it 
encompasses the factors (driving quantity, 
quality, and location) associated with the 
alternative hypotheses. In Chapter 5 we discuss 
the major benchmarking methods: adjusted 
census benchmarking, benchmarking based 
on a comparison of licensed drivers and 
drivers stopped by police, benchmarking 
based on blind versus not-blind enforcement 
mechanisms, internal benchmarking, and 
observation-based benchmarking. Each 
benchmarking methods ability to address 
the alternative hypotheses is explained. Relatedly, we 
make recommendations regarding how the 
results of the police-citizen contact data 
analysis can be responsibly conveyed to the 
public. However, before we turn to these 
various benchmarking methods, we discuss how 
agencies mandated or choosing to collect data 
initiate collection (Chapter 3) and prepare the 
data for analysis (Chapter 4). 


III

Getting Started 

This chapter describes the preliminary 
steps a jurisdiction should take when 
collecting police-citizen contact data. 
It also explains how and why a jurisdiction might 
involve residents, police personnel from all 
levels of the department, and independent 
social scientists in these efforts. The factors 
these jurisdiction stakeholders should consider 
before choosing a benchmark for analyzing the 
data are specified. 

Any jurisdiction team that is planning to 
collect data needs to address the following 
questions: 

 On what law enforcement activities 
should data be collected? 
 What information should be collected 
regarding those activities? 
 How should the data be analyzed and 
interpreted? 


Building upon the work of Ramirez, 
McDevitt, and Farrell (2000), Fridell et al. 
(2001, Chap. 8) discuss the options available 
to agencies regarding the first two questions.1 
For instance, the 2001 PERF book reviews the 
considerations for deciding whether to collect 
data on traffic stops only, all vehicle 
stops, or all detentions (including pedestrian 
stops). Also discussed are the data elements 
that agencies should consider for inclusion in 
their protocol (for example, the date, time, 
and reason for the vehicle stop; the race, 
ethnicity, age, and gender of the person stopped; 
information regarding stop dispositions and 
search activity). We do not repeat those 
discussions here. Agencies in the first stages of 
planning data collection will find these 
previously published sources helpful. (Again, the 
Fridell 2001 document can be downloaded 
from www.policeforum.org.) It also may be 
constructive for them to contact peer agencies 
and request to review their forms.2 Be 
sure to ask relevant personnel what, in hindsight, 
they would change about their forms. 

1 For the sake of simplicity, we refer to law enforcement 
agencies as the primary actor in setting up a data collection 
system. As discussed in Chapter 1 and later in this 
chapter, we recommend that the agency work with resident 
stakeholders in making these decisions. 

2 Not all agencies are using paper forms to collect their 
data. Some agencies ask their officers to submit data by 
using handheld or in-car computers; in other agencies, 
officers verbally submit the stop information over the 
radio. The word forms used throughout this report 
denotes all methods of data submission. 


DEVELOPING THE
DATA COLLECTION PROTOCOL:
TWO RECOMMENDATIONS


We offer two important recommendations related to 
developing the data collection protocol. 
First, plans for how an agency will 
analyze its data should be developed, if feasible, 
at the same time the decision makers 
develop the overall strategy for collection. 
Uninformed or after-the-fact decisions in 
these matters can lead to unnecessary tensions 
between residents (particularly racial/ 
ethnic minority residents) and policy makers 
and/or between police officers and policy 
makers. Both jurisdiction residents and officers 
have a strong stake in the highest quality 
analyses of the data. Officers, in particular, 
can be legitimately skeptical ofeven 
strongly opposed todata collection efforts if 
they lack assurances that the data will be analyzed 
using the best social science methods 
available or, at least, responsibly interpreted. 
An early designation of the method of 
analysis and a commitment to responsible 
interpretation can mitigate these concerns. 
In the same vein, it is important for the 
agency and other jurisdiction stakeholders to 
confirm early on that sufficient resources are 
available to meet their objectives. Otherwise, 
a jurisdiction may make a significant investment 
in a data collection system only to find 
out that analyses of the quality it desires 
cannot be implemented. Some of the methods 
that can be chosen to analyze police-citizen 
contact data rely on particular data elements 
in the forms that officers complete. This is 
another reason for comprehensive, early 
planning.

Second, we strongly advise that, in identifying 
which activities a jurisdiction will 
target for data collection, the decision makers 
select all traffic stops, all vehicle stops, 
and/or all detentions and not a subset of 
any of these categories as defined by their 
outcomes.3 

3 We use the term vehicle stop to denote any stop 
made by police of a person in a vehicle; we use traffic 
stop to denote a vehicle stop the stated purpose of 
which is to respond to a violation of traffic laws 
(including codes related to quality/maintenance of 
vehicles). We use investigative (vehicle) stop to 
denote police stops of people in vehicles when there is at 
least reasonable suspicion of criminal activity. The 
term detentions includes both vehicle and pedestrian 
stops. 

Some agencies (indeed, some states) are 
collecting and analyzing data only from the 
traffic stops that result in citations. (That is, 
instead of collecting and analyzing data from 
all traffic stops, these jurisdictions are 
focusing on a subset of traffic stops as defined 
by the outcome, a citation.) This common 
practice is convenient because it does not add 
paperwork for the officers. They can use 
existing, albeit possibly modified, forms. But 
the practice is not recommended. The resulting 
data exclude stops by police that 
may be at heightened risk of being racially 
motivated. A data collection system based on 
citation stops alone excludes stops of law-
violating drivers who should have received 
a citation but did not, and it may include law-
abiding drivers who should not have been 
stopped in the first place. These driversthe 
fortunate drivers and the illegitimately 
stopped driverscould have been selected 
by police based on the drivers race/ethnicity. 
By excluding drivers who do not receive citations, 
a jurisdiction severely jeopardizes its 
ability to assess the existence of racially 
biased policing, regardless of the strength of the 
benchmark used. The researcher could, with 
these limited data, identify bias where none 
exists or conclude there is no bias when, in 
fact, there is. 

This faulty methodology (the limitation of 
data to traffic stops that result in citations) is 



analogous to assessing the impact of race on 
prison sentences by focusing only on those 
who are in prison. For example, by examining 
only the racial makeup of the prison 
population and comparing length of prison 
sentences across races, a jurisdiction will be 
unable to reach sound conclusions. It must 
also assess whether or not there are racial 
differences with regard to who gets sentenced to 
prison (versus sentenced to jail or to probation, 
for example). 

If a jurisdiction is collecting data only on 
subsets of stops, the report released to the 
public needs to include a strongly stated 
caveat regarding the stops that are excluded 
from its research. This limitation on the data 
concerning who is stopped will also affect the 
analysis of poststop activities and outcomes. 
This is because some people who were 
stopped by policesome of whom were 
searched and maybe even detained for long 
periods of timewill not be included in the 
data set being analyzed. 

INVOLVING RESIDENTS AND 
POLICE PERSONNEL IN PLANNING 
DATA COLLECTION AND ANALYSIS 

It is advantageous for jurisdictions to involve 
residents and a cross-section of law enforcement 
agency employees in planning how the 
data will be collected and analyzed. (Regarding 
the latter, we note that even if a jurisdiction 
did not involve residents and police 
in planning the data collection system, it 
could still involve them in discussions about 
the datas analysis and interpretation.) 

Police personnelparticularly line personnel 
and representatives of labor associationscan 
bring valuable information and 
an important perspective to the table. These 
agency representatives have a critical stake in 
ensuring a high-quality initiative, and they 
should have the opportunity to raise any of 
their concerns about the integrity and fairness 
of the data collection and analysis 
system. Employees involvement can also 
facilitate buy in by the line officers upon 
whom the agency will rely to collect the data. 

The involvement of residents (particularly 
minority residents) in data collection 
planning can improve police-citizen relations, 
enhance the credibility of the research 
efforts, and increase the likelihood that the 
whole community will view the outcome as 
legitimate. Involving jurisdiction residents in 
discussions regarding data analysis/interpretation 
has the additional advantage of educating a 
core group within the community 
about the complexities and constraints of the 
process. These residents can serve as important 
voices affirming the integrity of the 
analysis and the sound interpretation of the 
results when reports are released to the 
public. 

In the interest of responsible social science, 
the caveats associated with various 
benchmarking methods should be included 
in jurisdiction reports. The caveats should 
convey why the results may not provide 
definitive proof of racially biased policing or its 
absence in the jurisdiction. Coming only 
from the police department spokesperson, 
these caveats may be interpreted by skeptical 
residents as defensive excuses for why results 
showing disparity (if they do) are not proof of 
racial bias. Although the use of independent 
social scientists to conduct analyses will add 
credibility to these caveats, the additional 
voices of respected residents who understand 
the methodological constraints will increase 
the likelihood that the results and the conclusions 
drawn from them will be viewed as legitimate 
by the general public and the media. 
If the community understands benchmarks 
and the variables that skew aggregate data 
there is less likelihood the information will 
be misinterpreted and misused, writes 
McMahon et al. (2002, 94). One way to make 
sure residents understand data analyses is to 
set up a local task force on racial profiling or 
an advisory committee. 


As recommended in PERFs first report on 
the topic of racially biased policing, these 
task forces should be composed of fifteen to 
twenty-five people with representatives from 
both the department and the community 
(Fridell et al. 2001, Chap. 7). In selecting 
community members, decision makers 
should focus on those people who are most 
concerned about racial bias by police. The 
task force should include representatives 
from the jurisdictions various minority 
groups and representatives from civil rights 
groups. Consideration should be given to 
media representatives as well because these 
professionals will be in the important position 
of conveying the results to jurisdiction 
residents. Police personnel selected for the 
task force should represent all departmental 
levels, particularly patrol. 

Citizens and police should be involved 
because they can contribute information of 
unique value in planning the data analyses 
and interpreting the results. What they know 
about the jurisdictions characteristics, 
residents, and police activities can be of great 
help to the researchers charged with actually 
implementing the analysis plan. For instance, 
their knowledge of jurisdiction roads 
may be helpful to a researcher trying to 
choose representative intersections where 
observers will document the race/ethnicity of 
drivers. (See discussion of the observation 
method of benchmarking in Chapter 5.) Or 
their knowledge that a particular downtown 
entertainment area with a large number of 
minority residents draws many white suburbanites 
on Saturday nights because of its entertainment 
venues can help a researcher 
interpret the results for that area. 

PARTNERING WITH
SOCIAL SCIENTISTS


If resources allow, a jurisdiction should 
consider obtaining the assistance of independent 
social scientists for analyzing its police-
citizen contact data. There are two major 
reasons for partnering with social scientists: 

 Partnering with an individual or a 
team external to the law enforcement 
agency (and independent of other 
stakeholders) can add credibility to 
the process and thus to the results. 
 The skills of trained social scientists 
can supplement the research skills/ 
resources of law enforcement agencies 
and/or stakeholder groups. 


Data collection to assess racially biased 
policing is a social science research endeavor 
and a political endeavor. Thus, a law enforcement 
agency that chooses to collect vehicle stop 
data, or is mandated to do so, must 
attend to both social science and political 
objectives in developing and implementing an 
analysis plan. An agency could use internal 
staff to conduct a high-quality analysis but 
lose in the political arena because the jurisdictions 
residents did not consider the internally conducted 
analysis to be credible. 

Many law enforcement agencies (especially small 
and medium-size ones) do not 
have the in-house expertise to analyze and 
interpret police-citizen contact data. A social 
science partner may be essential to supplement 
agency resources and perform these 
functions. The analyst(s) should be trained in 
social science methods and understand (that 
is, should have demonstrated knowledge of) 
the specific issues associated with analyzing 
police-citizen contact data (Fridell et al. 2001, 
Chap. 8). Ideally, this demonstrated knowledge 
would come from having conducted 
similar analyses for other jurisdictions. 
Capable analysts are most likely to be associated 
with a college or university or with an 
independent research firm. The individual social 
scientist or the research team will play a 
major role in educating jurisdiction residents 
about the benchmarking methods that can be 
used for analysis and the strengths and weaknesses 
of each. 


Importantly, the social scientists become 
partners with the agency or, preferably, with 
the jurisdiction task force in the data 
collection/analysis effort. They are not just handed 
the data to analyze as they see fit in the 
privacy of their university or agency offices. 
The analysis plan should be agreed upon by 
all parties, and the social scientists should 
communicate with their agency and/or task 
force partners throughout their work. The 
researchers should share preliminary results, 
soliciting perspectives from their police and 
resident partners who will have superior 
knowledge regarding local conditions that 
may be pertinent to the interpretation of the 
data. 

SELECTING BENCHMARKS 
Chapter 5 describes the various benchmarks 
that law enforcement agencies and their partners 
can use to analyze and interpret vehicle 
stop data. These benchmarks vary considerably 
in terms of their ability to address the 
alternative hypotheses discussed in Chapter 2. 
In deciding which benchmark(s) to use, decision 
makers should consider the following 
factors: the level of measurement precision 
they desire, the financial and personnel 
resources that are available, the data elements 
that must be collected, and the availability of 
other data that may be required for using a 
particular benchmark. 

Level of Measurement 
Precision Desired 

The higher the quality of the benchmark, the 
greater the ability of the researcher to 
measure racially biased policing and draw 
conclusions from the data. High-quality 
analysis can provide meaningful information 
not only on whether a problem is indicated, 
but also on the nature of the problem and the 
specifics of its manifestation (in terms of 
particular geographic areas, shifts, or officers). 
Imperfect data, however, can still provide a 
solid base for constructive dialogue between 
police and other stakeholders. Results 
showing disparity that cannot be linked to 
a particular cause (such as bias) can still 
lead to a meaningful discussion of possible 
causes and desirable reforms. Importantly, 
these discussions can lead to the collection of 
other forms of data, including that which 
comes from an open and frank sharing of 
concerns by citizens. 

The institution conducting the analysis 
need not pick one of the most precise 
methodologies (coming as these do with 
generally higher complications and sometimes 
higher costs) in order to make its data 
collection system successful and constructive. 
The keys to success for a jurisdiction picking 
a benchmark are (1) responsible interpretation 
and (2) constructive discussion among 
stakeholders concerning the weaknesses of 
the benchmark that is selected. 

For each benchmark described in Chapter 
5, we provide information related to its 
strengths and weaknesses. Because the extent 
to which each benchmark addresses the alternative 
hypotheses will determine the legitimacy of 
conclusions about police bias, 
reports must include information on the 
alternative hypotheses to ensure responsible 
interpretation of the data. This means that 
the jurisdictions report must include 
information on whether and how the benchmarking 
method takes into account driving 
quantity, quality, and locationfactors other 
than bias that can explain stopping decisions 
by police. 

In short, what can be known about the 
possibility of police bias in a jurisdiction 
depends on the benchmarking method that is 
chosen. Because of the difficulty of addressing 
all of the alternatives to the bias hypothesis, 
jurisdictions may not be able to pinpoint 
cause of disparity. Nevertheless, the analysis 
of police-citizen contact data can yield very 
positive fruit. Commenting on the value of 
police-citizen contact data for facilitating 
police-citizen dialogue, Farrell, McDevitt, and 


Buerger (2002, 365) report: The most effective 
and productive use of racial profiling 
data is not its ability to determine if racial 
profiling exists but rather its ability to 
provide concrete information to ground police-
community discussions about patterns of 
stops, searches, and arrests throughout local 
communities." This important dialogue is a 
major focus of Chapter 8, Using the Results 
for Reform. 

Required Agency Resources 

In selecting a benchmark for analyzing police-
citizen contact data, an agency or jurisdiction 
should consider not only the level of 
measurement precision it desires but also the 
resources it has available. Not surprisingly, 
the most effective benchmarks usually (but 
not necessarily) require the most resources in 
terms of finances and personnel. A jurisdiction 
will want to select the most effective 
method given its resources and objectives.4 

An important responsibility of stakeholders is 
to ensure that the police department or other 
entity responsible for the 
analyses is provided with sufficient resources. 
A number of concerned stakeholders across 
the nation (most notably local 
and state legislators) have mandated that law 
enforcement agencies collect and analyze 
vehicle stop data, but they have not provided 
the resources to ensure quality processes and 
products. Without appropriate resources, 
jurisdictions cannot conduct high-quality 
analyses. Jurisdiction stakeholders who push 
for data collection should also push for 
resources to fund the analyses of those data. 

4 We do not have reliable information regarding the 
costs that are associated with the various benchmarking 
methods. Many jurisdictions seeking to hire outside 
analysts issue requests for proposals and then review 
the proposals. In the review they balance the strength 
of the methodology against the resources required to 
conduct the analysis. 

Data Elements 

The use of some benchmarks is dependent on 
the inclusion of particular elements on the 
data collection form completed by police 
officers. If the jurisdiction is in the early stages 
of developing the data collection protocol, 
decisions regarding how to analyze/interpret the 
data should be made in conjunction with 
decisions about the content of the form (that is, 
what data elements to include). If a jurisdiction 
has already developed the form, decision 
makers will need to ensure that the data 
requested on the form match the data that are 
needed to conduct the benchmarking method 
selected. For example, as noted in Chapter 5, 
some jurisdictions have compared the 
demographic profiles of drivers stopped for 
speeding by police unaided by radar to the 
demographic profiles of drivers stopped 
because of radar measurements of their speed. 
(The radar stops are conducted in a manner 
so that the radar operator cannot discern the 
drivers race/ethnicity.) To compare these two 
sets of profiles, the jurisdiction must be able 
to identify, from data on the forms, which 
stops were conducted with and without 
radar. This is only one example of the 
necessity of advance planning. 

For all benchmarking methods we advocate 
analyses of jurisdiction-level data within 
specific geographic subareas.5 Therefore, the 
location of the stop is an important data 
element to include on the police-citizen 
contact data form. For purposes of reviewing 
and monitoring data for quality, a unique 
identifier (number) on the form also is 
helpful. Most advantageous is an incident 
number or similar identifier that corresponds 


to information about the event that is contained 
in other data sets, such as computer-
aided-dispatch (CAD) data and citation data. 

5 Analyzing data within subareas of jurisdictions (for 
instance, counties, municipalities) is unwieldy for the 
researcher who is charged with analyzing state-wide 
data. 


The Availability of Other Data 

Some benchmarking methods are dependent 
upon the availability of information from outside 
sources. Jurisdictions should make sure 
they can get the data a particular benchmark 
requires before going full steam ahead with 
efforts to gather police-citizen contact data. 

For example, benchmarking with blind 
enforcement mechanisms (say, enforcement 
cameras) is a method that would be available 
only to jurisdictions that (1) have enforcement 
cameras in place at controlled intersections 
to detect and ticket red-light violators or 
speeders and (2) are in states that have 
racial/ethnic information for owners of 
registered vehicles. Clearly, a jurisdiction that 
chooses this benchmarking method is reliant 
on data from a source outside the law 
enforcement agency. With the data provided by 
the cameras, the jurisdiction can compare the 
racial/ethnic profile of drivers who are 
identified as traffic violators by enforcement 
cameras to the racial/ethnic profile of drivers who 
are identified as violators by officers on patrol 
in the same area as the cameras. The camera 
provides a photo of the license plate number, 
which enables the jurisdiction to determine 
the race/ethnicity of the vehicle owner from 
DMV data. (See Chapter 5 for a more detailed 
explanation of this benchmarking method.) 

Other Considerations 

A jurisdiction may decide to use multiple 
benchmarks. For example, it might implement 
internal benchmarking and some external 
method as well. Internal benchmarking is a 
strong benchmark for identifying 
which police officers or units may be stopping 
minorities at higher rates than their 
similarly situated counterpart officers or 
units. A drawback to internal benchmarking, 
however, is that it only compares parts of the 
law enforcement agency to itself. For this 
reason, the jurisdiction might choosein 
additionto compare the agencys performance 
to some outside benchmark, such as that provided 
by the blind versus not-blind enforcement 
method, or the observation method. 
Thus, a jurisdiction might implement both 
internal benchmarking and some external 
method as well. 

A jurisdiction might also decide to implement a 
relatively simple benchmark (for example, 
benchmarking with adjusted census 
data) in all the subareas of its jurisdiction and 
then invest in a more complicated and more 
effective benchmark (for example, the observation 
methodology) in those subareas identified by 
the simpler benchmark as having the 
greatest racial/ethnic disparities. 

INFORMING THE PUBLIC OF
DATA COLLECTION EFFORTS


Some law enforcement executives, when announcing 
the agencys data collection efforts, 
have referred to the initiative as an opportunity 
to prove that policing in their jurisdiction 
is not racially biased. Such a prediction 
of research results is inappropriate. While a 
particular executive might be justified in 
having confidence that racially biased 
policing is neither systematic nor widespread 
within his or her jurisdiction, the executive is 
nave to claim absolutely that it never occurs. 
Such a statement is almost certain to offend 
racial/ethnic minorities who perceive otherwise. 
Our society has serious racial/ethnic 
biases, and the police professionlike every 
other professionhires from a population 
with these prejudices. Even in a department 
in which racial bias is neither systematic nor 
widespread, it is likely that biased decisions 
occur in some places, at some times, by some 
individual officers. Finally, such a strong 
claim (the police executives use of the word 
prove) conveys to the public that police-
citizen contact data can provide definitive 
answerswhich they cannot. As is true of 


social science in general, even strong 
methods of benchmarking will not provide 
definitive proof of the existence or lack of 
racially biased policing. 

Although data collection as a response to 
racially biased policing has had important 
benefits, one side effect has been negative: 
the inherent implication that some agencies 
are guilty of racial bias and others are 
innocent. Equally unfortunate is the related 
implication that the guilty agencies are the 
only ones that should implement reforms. In 
fact, all agencies committed to democratic 
policing, not only agencies supposedly 
proven guilty of bias through data collection, 
can make progress on this longstanding 
issue; all agencies can implement action 
plans to help them move closer to the ideal of 
bias-free policing by every officer. Because of 
the inability to provide definitive answers 
about the existence of racial bias in a 
jurisdiction and because all agencies can make 
progress on this issue, data collection and 
analysis should not be viewed by law enforcement 
executives and other stakeholders 
as a pass-fail test but rather as a means of 
identifying priorities for change. 

CONCLUSION 
This chapter reviewed important considerations 
for jurisdictions that are getting started 
with data collection. It offered concrete 
suggestions that will help jurisdictions develop a 
useful form for recording police-citizen contact 
data. It also provided guidelines for deciding 
which types of activities to target for 
data collection. We encourage the involvement 
of residents and police personnel from 
all levels in making decisions regarding the 
data collection system, and we explain the 
circumstances in which jurisdictions might 
want to involve independent social scientists. 

The selection of a benchmarking method 
should be based on several factors: the level 
of measurement precision desired, the financial 
and personnel resources of the jurisdiction, 
the data elements specified on the form 
for recording police-citizen contacts, and the 
availability of other data. A police executive 
announcing data collection plans to the 
public should not vow that the initiative will 
prove innocence before the fact. Like society 
at large, an agency is rarely bias free. 
Neither should that agency executive, and 
those residents and other stakeholders 
partnering with the agency, await the results of 
data collectionwhatever they might beto 
implement reforms. It is never too soon to 
address racially biased policing or perceptions 
of its practice. 


IV

Data Analysis Guidelines for
All Benchmarking Methods


Researchers, regardless of their benchmarking 
method for evaluating whether 
policing is racially biased in a jurisdiction, 
should follow certain guidelines when analyzing 
data on police-citizen contacts. This 
chapter summarizes the guidelines discussed 
in much more depth in By the Numbers 
(Fridell 2004, Chapter 4). 

Data that have been collected from officers 
should be checked for quality by the researcher 
or under the supervision of the 
researcher. This is an important first step in 
any type of social science research and not 
unique to the analysis of police-citizen contact 
data, but it is a step that has been 
overlooked in many jurisdictions. In this chapter 
we also discuss reference periods, the 
length of time that agencies should collect 
data before they begin analyzing it. The 
chapter explains why it is advisable for 
researchers to analyze portions or subsets of 
the full data set. Subsets based on the type of 
stop (proactive or reactive), whether the officer 
could discern the drivers race/ethnicity 
before the stop, and the geographic location 
of the stop are recommended. The final section 
of the chapter describes necessary adjustments 
for comparing the stop data and the 
benchmarking data in any analysis, or what 
we call matching the numerator and the denominator. 

REVIEW OF DATA QUALITY 
Quality data are a prerequisite for quality 
research. For accurate results, social scientists 
in any research endeavor carefully review 
their data to check for and, if possible, correct 
errors before analyzing it. Once data collection 
is under way, researchers who are attempting 
to measure racial bias should 
audit the incoming data from officers for 
quality. Even if the department has been 
collecting data for a while, researchers are still 
advised to implement a data review and monitoring system. 

Although there is no cost-effective way to 
ensure that the data are 100 percent accurate, 
researchers can use various auditing methods 
to improve the quality of the data. These audits 
have two objectives: (1) to ascertain 
whether line personnel in the police department 
are submitting data collection forms for 
all stops targeted for data collection (for 
example, all vehicle stops or all traffic stops) 
and (2) to ensure that officers are filling out 
the forms fully and accurately.1 

1 As noted in Chapter 3, not all agencies use paper 
forms to collect their data. Some officers submit data 
by using handheld or in-car computers, or they relay 
in formation on vehicle stops over the radio. 


To achieve the first objective, researchers 
should try to identify a second source of data 
that tracks some or all of the stops that are 
targeted for data collection. That second 
source of data may be computer aided dispatch 
(CAD) data, citation data, written 
warning data, videotapes, or other departmental 
data. Researchers then can compare 
aggregate totals from the two data sets. For 
example, researchers could check whether 
there are as many police-citizen contact 
forms with citation dispositions as there are 
citation incidents in the citation database. 
Researchers also can compare the two data 
sources on a stop-by-stop basis. The latter 
method is preferable because it has the added 
advantage of identifying the source of any 
problems and can lead to interventions to 
improve data quality. 

Agencies will not be able to compare two 
data sources on a stop-by-stop basis unless 
they institute at the start of the data 
collection system a mechanism for linking the stop 
data to secondary sources. (An example of 
this would be including a citation number on 
the vehicle stop form.) Most agencies, however, 
will have second sources of data to implement 
the first auditing method described 
above. For instance, most will be able to 
compare the number of citations given by police 
as recorded in the vehicle contact data to 
another source of citation information. 

In addition to checking that forms are 
being submitted for all of the targeted stops, 
researchers should review the data to detect 
missing or potentially erroneous data. This 
review is particularly important during the 
first two months of data collection. If this 
review identifies significant amounts of 
missing data for particular variables or 
numerous apparent errors on forms, the agency 
should implement, early in the data collection 
process, certain corrective measures (for 
example, a remedial training program to ensure 
that officers know how to fill out the 
forms and understand the importance of 
filling out the forms correctly). 

It is impossible for researchers to detect 
all errors merely by reviewing the data that 
have been submitted. For example, a review 
of the data is unlikely to detect that the 
correct disposition of a traffic stop was a 
warning when the officer erroneously indicates 
on the form that a citation was given. 
However, a review is still worthwhile because 
it will improve the quality of the data, which 
in turn will improve the quality of the 
research results. 

REFERENCE PERIOD FOR
ANALYSIS OF DATA


A key question for many social science 
studies is How much data should be collected 
before analysis begins? We recommend that 
analysis be based upon the stops 
occurring within a full twelve-month period, 
if feasible. This reference period length will 
lessen the impact on the data of special 
events or circumstances, it will eliminate 
seasonal effects (since all seasons will be 
included), and it will increase the reliability of 
the data. A twelve-month reference period, 
however, may not be economically feasible or 
politically viable. Regarding the latter, 
residents may not expect to wait more than one 
year for the results of the analysis. If 
researchers choose a reference period of less 
than one year (for example, six months), their 
report to the public should include a caveat 
that the results do not necessarily generalize 
to the rest of the year for which data were not 
analyzed. 

It is advisable to delay the start of the 
reference period for the analysis until officers 
have become accustomed to the data collection 
process. (That is, the first one or two 
months of data collection should not be 
included in the analysis.) As noted above, 
these first few months of data should be 
reviewed to identify problems (such as large 


amounts of missing data on particular variables), 
and these problems should be resolved through 
communications with officers 
or other retraining. Once the problems appear 
to be resolved, the reference period 
should begin. 

REASONS FOR ANALYZING
SUBSETS OF DATA


For many reasons explained in this section, 
researchers should analyze subsets of the 
police-citizen contact data rather than the 
whole data set. Below we discuss subsets 
based on (1) whether stops are proactive or 
reactive, (2) whether the officer could discern 
the drivers race/ethnicity, (3) geographic 
location of the stops, and (4) whether the stops 
are for traffic violations or for the purpose of 
investigating crime. 

Type of Stop: Proactive or Reactive 

Researchers analyze police-citizen contact 
data to try to find out whether or not 
individual officers are making decisions to stop 
drivers based on racial/ethnic bias or based 
only on legitimate factors that should affect 
the selection of drivers they stop. Researchers 
can evaluate whether bias was a 
factor only on stop decisions where the police 
had a choice (proactive stops). On reactive 
stops by police (that is, stops in response to a 
traffic accident or stops in response to an 
order to stop drivers at a highway checkpoint), 
police have less discretion (often no 
discretion) in the selection of who is 
stopped. Those reactive decisions to stop 
drivers are unlikely to be influenced by bias. 

Law enforcement agencies that have designed 
their data collection process to target 
only proactive stops do not need to whittle 
down their data set. Agencies, however, that 
are mandated to collect or voluntarily collect 
data on proactive and reactive stops should 
include only proactive stops in the data given 
to researchers for analysisif the agencies 
are able to separate the two groups of stops 
based on information provided on the forms.2 
The ability to create this subset of data is 
dependent on the inclusion of information on 
the form regarding the type of stop conducted 
by the officer. 

2 Both proactive and reactive stops should be included 
in the analysis of poststop variables (for example, length 
of stop, whether a search is conducted). Although 
officers had little discretion deciding whom to stop 
in reactive situations, they have considerable discretion in 
deciding how to proceed once the stop is made. 

Prestop Observability of the 
Drivers Race/Ethnicity 

Was the drivers race/ethnicity observable by 
police before the stop? The answer to this 
question has significant relevance to an assessment 
of whether or not stopping decisions are based 
on bias. An officer who 
cannot discern the racial/ethnic characteristics 
of a driver cannot make a (biased) 
decision based on those characteristics. 
Therefore, it makes sense to exclude those 
incidents in which the officers could not discern 
(at the time the decision was made to 
stop the vehicle) the drivers race/ethnicity.3 

3 Both observable characteristics stops and not 
observable characteristics stops (like proactive 
and reactive stops) should be included in the analysis of 
poststop factors. 

The decision, however, to exclude data for 
stops for which officers said they could not 
discern the drivers racial/ethnic characteristics 
can have negative effects, political as well 
as statistical. In some jurisdictions, residents 
have questioned the inclusion of this variable 
(regarding whether the officer can discern 
driver characteristics) on police-citizen 


contact data forms because they doubt the validity 
of officers responses. Those who mistrust the data 
submitted for this variable are 
likely to be skeptical of a decision to exclude 
all data for stops with not observable characteristics. 
Another potential drawback is that 
the exclusion of stops for which officers report 
that they could not discern the race/ethnicity 
of the driver may reduce the size of the data 
set dramatically. We recommend that, if politically 
and numerically feasible, researchers 
include in their analysis of data regarding 
who is stopped only those stops for which 
the drivers racial/ethnic characteristics can 
be discerned. The ability to create this subset 
requires an element on the form soliciting information 
from the officer about his or her 
ability to discern demographic characteristics. 

Geographic Location of Stop 

If possible, researchers should create subsets 
of data based on type of stop (proactive stops 
only) and on whether the officer could observe 
the drivers race/ethnicity before the 
stop was made (observable characteristics 
stops only). A third subset of data is related 
to the geographic location of the stop. 

Because it is likely that racial/ethnic groups 
are not equally represented as drivers on jurisdiction 
roads where stopping activity by police 
is high (see Chapter 2, Alternative Hypothesis 
4), researchers should analyze data for geographic 
subareas of the jurisdiction. 

To illustrate our point we use census 
benchmarking as an example. We recommend 
that researchers not compare the racial/ 
ethnic profile of all drivers stopped in 
the jurisdiction to the racial/ethnic profile of all 
driving-age residents in the jurisdiction. 
Instead it is preferable to compare stop data and 
benchmark data within smaller geographic 
areas of the jurisdiction. These subareas 
become subsets of the analyses. 

Subarea analysis controls for the 
volume of stopping activity by police. Some 
areas may have many more stops per capita 
than others because these areas have a high 
rate of calls for service or a large volume 
of accidents. As suggested earlier, the race/ 
ethnicity of the resident population in these 
high-activity and low-activity areas may vary 
considerably. Because there may be greater 
vehicle stop activity in Area A than in Area B, 
researchers should compare the racial/ethnic 
profile of drivers stopped in Area A to the 
racial/ethnic profile of drivers in the Area A 
benchmark group. Similarly, the demographics of 
drivers stopped within Area B 
should be compared to the demographics of 
the Area B benchmark group. 

Type of Stop: Traffic or Investigative 

The term traffic stop refers to a vehicle stop 
the stated purpose of which is to respond to a 
violation of traffic laws, including codes 
related to quality/maintenance of the vehicle; 
the term investigative stopin a vehicle 
contextdenotes police stops of people in 
vehicles when there is a reasonable suspicion of 
criminal activity. We now consider whether 
agencies collecting data on all vehicle stops 
should analyze traffic and investigative stops 
together as a group or separately.4 

4 This discussion is not relevant to agencies that are 
collecting data only on traffic stops.

In answering this question, we distinguish 
between what is theoretically appropriate 
and what is practical in terms of 
measurement capabilities. At a theoretical 
level, traffic stops and investigative stops 
should be analyzed separately and alternative 
hypotheses developed for both categories. 
The factors that put a person at risk of being 
legitimately stopped by police for a traffic 
 


violation are different from the factors that 
put a person at risk of being legitimately 
stopped by police for purposes of investigating 
criminal activity. 

The police-citizen contact data that are 
collected, however, do not enable agencies to 
distinguish between the stops made for the 
purpose of enforcing traffic laws and those 
made for the purpose of investigating crime. 
Police can and do stop vehicles on the basis 
of legitimate traffic violations but for the 
purpose of investigating crime. In most agencies 
these pretext stopsas they are called 
will be coded as traffic stops, even though at 
their core they are investigative stops. Because 
researchers cannot successfully distinguish 
the two types of stops, we recommend 
that all vehicle stopsthose for traffic and for 
investigative purposesbe analyzed together. 
This is a necessary and practical means of 
resolving the research problem just described. 
It does, however, reduce the precision of the 
analyses. 

Although pretext stops hinder researchers 
ability to determine which stops 
that were coded in the data as traffic stops 
were, in fact, traffic stops and not 
investigative stops, the converse is not 
true. Researchers can be confident that the stops 
coded as investigative stops are truly investigative 
stops and not a ruse for catching a 
traffic violator. For this reason, after 
researchers conduct their major analysis using 
all traffic and investigative stops (see discussion 
above), they can conduct an additional 
analysis of only investigative stops using 
appropriate crime-related benchmarks (see 
Chapter 5). 

MATCHING THE NUMERATOR
AND THE DENOMINATOR


Social scientists analyzing police-citizen 
contact data to measure racially biased policing 
emphasize the importance of matching the 
numerator and the denominator. In their 
specialized lingo, the numerator refers to 
the data collected on stops by the police, and 
the denominator refers to the data collected 
to produce the benchmark or comparison 
data. To match the numerator and the denominator 
means the researcher should adjust the stop 
data to correspond to any 
limiting parameters of the benchmark or vice 
versa. 

For example, the researcher benchmarking with 
census data adjusted for vehicle ownership 
should include in his or her 
analysis only the stops by police involving 
drivers who are residents of the jurisdiction. 
In this method of analysis, the researcher 
adjusts the census data on the demographics of 
residents to take into consideration who, 
among those residents, owns a vehicle. That 
is, the researcher compares the racial/ethnic 
profile of the people stopped by police to the 
racial/ethnic profile of people who not only 
live in the jurisdiction but who also have 
access to vehicles, according to the U.S. 
Census. The numerator is the stop data 
collected by police, and the denominator is the 
adjusted U.S. Census data. The denominator 
in this situation is restricted: it only includes 
people who live inside the jurisdiction. This 
parameter on the denominator must be applied to 
the numerator data. That is, the researcher 
must compare the census data only 
to the stops by police of jurisdiction residents. 
The researcher must select out of the numerator 
data all of the stops of drivers who do not 
live inside the jurisdiction. Nonresidents of 
the jurisdiction are excluded from the 
denominator, and therefore they must be 
similarly excluded from the numerator. 

Sometimes, however, data must be excluded 
from the denominator. For example, 
with adjusted census benchmarking, there is 
an inherent limitation on the numerator (the 
stop data); only people of driving age will be 
included. The drivers stopped by police will 
usually be of legal driving age. Because only 
people of driving age will be represented in 
the numerator, the researcher must limit the 


denominator data to people of driving age. 
Thus, in the example of census benchmarking, 
the researcher will not calculate the 
race/ethnicity of all residents of the 
jurisdiction but only of those residents who are of 
driving age (for example, age 15 and older). 

Regardless of the benchmarking method, 
researchers must match the numerator data 
and the denominator data: the parameters 
that apply to one must be applied to the other. 
Let us consider how that works in the observation 
method. Placed at various locations 
in the jurisdictionoften at intersections, 
observers count drivers in various race/ 
ethnicity categories. The result is a racial/ 
ethnic profile of drivers around that intersection 
(the denominator data). Therefore, the 
numerator data (drivers stopped by police) 
must be limited to the same intersection. To 
conduct observation benchmarking, the 
researcher will compare the demographics of 
the people who are observed driving through 
Intersection A to the demographics of the 
people stopped by police in and around 
Intersection A. This type of analysis will be 
conducted separately for each intersection under 
study in the jurisdiction. 

Matching the numerator and the denominator 
applies to the time period during 
which the data are collected as well. In this 
observation methodology example, if the 
observation data are collected during January 
through May 2002, the analysis will involve 
only those police stops that occurred during 
that same (or reasonably similar) time period. 
If the researchers collected observation data 
only during daylight hours because of visibility 
issues, then the analysis should include 
in the numerator only those stops that 
occurred during daylight hours. 

CONCLUSION 
The preceding guidelines for data analysis 
apply to all benchmarking methods. Researchers 
need to review data quality, choose 
a reference period, analyze subsets of data, 
and match the numerator data and the denominator 
data. Some of these guidelines 
also apply to the analyses of poststop data 
(see Chapter 6). 

Jurisdictions that follow these guidelines 
will improve the validity and usefulness of 
their findings. They also will increase their 
costs. It is important for stakeholders to be 
aware that some of the steps recommended 
above will increase significantly the labor 
involved in the analysis of the vehicle stop 
data. For instance, conducting the recommended 
subarea analyses instead of a single, 
jurisdiction-wide analysis multiplies several 
times over the time needed for researchers to 
complete their work. Stakeholders aspiring 
to high-quality data and meaningful analyses 
need to ensure that there are sufficient 
resources available to finish well what they 
began. 


V

Methods for Benchmarking Stop Data 

A number of benchmarking methods have 
been created to help jurisdictions analyze 
and interpret vehicle stop data collected to 
measure racial bias. This chapter reviews the 
following methods and assesses their 
strengths and weaknesses: benchmarking 
with adjusted census data, benchmarking 
with DMV data, benchmarking with data 
from blind enforcement mechanisms, 
benchmarking with data for matched officers 
or matched groups of officers, observation 
benchmarking, and several other benchmarking 
methods and tools. For more detailed 
information on how to implement each 
of these methods, see By the Numbers: A 
Guide for Analyzing Race Data from Vehicle 
Stops (Fridell 2004), Chapters 5 through 10. 

Before explaining the first method, we review 
several general principles introduced in 
Chapter 2, The Benchmarking Challenge. 
In any benchmarking method, the researcher 
compares the racial/ethnic breakdown of 
drivers stopped by police (the stop data) to 
the racial/ethnic breakdown of people at risk 
of being stopped by police, assuming no 
bias (the benchmark data). The purpose of 
this comparison is to determine if disparity 
exists that might indicate racial bias. In 
creating a benchmark group that represents 
the people at risk of being stopped by police, 
the researcher considers important factors 
influencing police decisions to stop someone. 
These factors are related to driving quantity, 
driving quality, and driving location. Ideally, 
the researchers benchmark would take into 
account that people who drive more should be 
more at risk of being stopped by police, 
people who drive poorly should be more at 
risk of being stopped by police, and people 
who drive in locations where stopping activity 
by police is high should be more at risk 
of being stopped by police. These factors 
underlie the alternative hypotheses described in 
Chapter 2. 

BENCHMARKING WITH
ADJUSTED CENSUS DATA


In census benchmarking, law enforcement 
agencies compare the demographic profile of 
drivers stopped by police to the demographic 
profile of jurisdiction residents as measured 
by the U.S. Census Bureau. A straight comparison 
between the demographics of these 
two groups is called unadjusted census 
benchmarking. The weaknesses of this 
method in ruling out alternative hypotheses 
were discussed in Chapter 2. Most jurisdictions 
appear to be benchmarking their police-
citizen contact data against unadjusted 
census data. This is because their resources 
are limited, and unadjusted census benchmarking 
is the simplest and least costly 


benchmarking method. That said, we do not 
recommend unadjusted census benchmarking. 
Agencies that must rely on census 
methods should use one of the various 
adjustment techniques described below. 

Researchers should adjust the census data 
by incorporating into their benchmarking 
method information pertaining to one or 
more of the alternative hypotheses (such as 
quantity of driving). They can do this, for 
example, by taking into consideration who, 
among the residents listed in the census data 
for the jurisdiction, has access to a vehicle. 
People without access to a vehicle are clearly 
at less risk of being stopped in vehicles by 
police than are people with vehicle access. 
Census benchmarking with this adjustment is 
a stronger method than unadjusted census 
benchmarking for assessing the nature and 
extent of racially biased policing. 

Adjusting Census Data on Jurisdiction 
Residents to Account for Vehicle Access 

Researchers who adjust census data to account 
for vehicle access are improving the 
quality of their research by taking into account 
the alternative hypothesis that racial/ 
ethnic groups are not equally represented as 
drivers on jurisdiction roads. To make this 
beneficial adjustment to the census data, they 
would subtract from the census population 
data for each racial/ethnic group in the 
jurisdiction the estimated number of people 
within each of those groups who do not have 
access to vehicles. To do this, the researcher 
would obtain the census information for the 
jurisdiction on vehicle-less households by 
race and ethnicity. 

Figure 5.1 compares a hypothetical racial 
profile of people stopped by police in Area A 
to the benchmark data produced by adjusted 
census information. There is little racial 
disparity indicated. Caucasians represent 65 
percent of the drivers stopped by police and 
67 percent of jurisdiction residents with access 
to vehicles. African Americans represent 19 
percent of drivers stopped by police 
and a corresponding 19 percent of jurisdiction 
residents with access to vehicles. 

Another recommended way that researchers can 
adjust census data on the jurisdiction is to 
take into account the drivers on 
jurisdiction roads who come from neighboring 
jurisdictions. 

Adjusting Census Data on Jurisdiction 
Residents to Account for the Influx of 
Nonresident Drivers 

The race/ethnicity of drivers on jurisdiction 
roads may not match the race/ethnicity of jurisdiction 
residents because of (1) racial/ 
ethnic differences in driving quantity and/or 
(2) racial/ethnic differences in the population 
of people who do not live in the jurisdiction 
but drive in it. By adjusting for vehicle access, 
researchers can address indirectly the 
first possibility; by adjusting for the influx of 
nonresident drivers, researchers can focus on 
the second possibility. 

Not all drivers on jurisdiction roads are 
residents of that jurisdiction, and the influx 
of nonresidents can affect the racial/ethnic 
profile of drivers available to be stopped by 
police. 

Consider, for example, a municipal area 
with a substantial minority population; during 
the day many Caucasians from the suburbs 
drive into this jurisdiction for work. As a 
result, the percentage of drivers on jurisdiction 
roads who are Caucasian is higher than 
the percentage that would be predicted to be 
on jurisdiction roads based on residential 
population data alone. Of course, nonresidents 
also might enter a jurisdiction for other 
reasonsto shop, go to school, to seek entertainment, 
to travel on to another jurisdiction, 
or for other reasons. 

Because of the influx of nonresidents, 
the racial/ethnic profile of residents produced 
by unadjusted census data is likely to be 
an inaccurate estimate of drivers who could 
be stopped by police, assuming no bias. 
Therefore, the adjustments described below 
are needed. 


Figure 5.1. Drivers Stopped by Police in Hypothetical Area A 
and Area A Residents with Vehicles, by Race 

			Caucasians 	African Americans 	Asians 	Other
-Stopped Drivers 	65%		19%			12%	4%
-Residents (Census 	67%		19%			9%	5%
Data Adjusted 
for Vehicle 
Access) 

 
Figure 5.2. Drivers Stopped by Police in the Target City and All Drivers 
(Resident and Nonresident) in the Target City, by Race

			Caucasians 	African Americans 	Hispanics 	Other Races
Stopped Drivers 	64%		22%			9%		5%
All Drivers 		68%		19%			9%		4%
 
 

Several researchers have come up with 
ways to estimate the race/ethnicity of resident 
and nonresident drivers in a jurisdiction. 
Here we describe the method developed 
by Novak (2004). First, Novak looked at the 
stop data in the jurisdiction (the so-called 
target jurisdiction) to estimate the extent 
to which nonresidents from various outside 
jurisdictions were represented on target 
jurisdiction roads. (He was able to do this because 
the stop data for the jurisdiction included 
information on the jurisdiction-of-residence of 
the driver.) With this information, he produced 
an estimate of the extent to which residents 
and nonresidents drove on jurisdiction 
roads. Second, he used the census data for 
the target jurisdiction and for each of those 
outside jurisdictions to estimate the racial/ 
ethnic profiles of these resident and nonresident 
drivers. Finally, he compared the 


racial/ethnic profile of drivers stopped by 
police in the target jurisdiction to the racial/ 
ethnic profile of all drivers (residents and 
nonresidents) in the target jurisdiction. 
Hypothetical results are shown in Figure 5.2 
(previous page). 

Drawing Conclusions from the Results 

Adjusted census benchmarking can incorporate 
two kinds of valuable information related 
to driving quantity: information on vehicle 
access and information on the influx of 
nonresidents into the jurisdiction. This method 
addresses, in part, the alternative hypothesis 
that racial/ethnic groups are not equally 
represented as drivers on jurisdiction roads. 
Researchers conducting adjusted census 
benchmarking who are able to analyze subareas of 
the jurisdiction incorporate useful information 
related to driving location; subarea 
analyses enable these researchers to address 
the alternative hypothesis that racial/ethnic 
groups are not equally represented as drivers 
on roads where stopping activity by police is 
high. 

Another alternative hypothesisracial/ 
ethnic groups are not equivalent in the nature 
and extent of their traffic lawviolating 
behavioris not addressed, however, by the 
method of benchmarking with adjusted census 
data. Driving quality is an important factor 
influencing police decisions to stop drivers, but 
it is not taken into account by this method. For 
this reason, researchers benchmarking with 
adjusted census data cannot draw definitive 
conclusions regarding the causal link between 
the race/ethnicity of drivers and stopping 
behavior by police. Because of its importance, 
this statement bears repeating: researchers 
(and the law enforcement agencies and other 
stakeholder groups citing the researchers 
reports) cannot draw conclusions about 
whether policing in a jurisdiction is racially 
biased.1 

1 What they can do is mention the disparities or lack of 
disparities shown by the data, and they can reference 
possible explanations for the resultsusing the 
alternative hypotheses as a guide. 

Despite these weaknesses of adjusted 
census benchmarking as a diagnostic tool, 
researchers limited by resources or time may 
have no option other than to use this method. 
In particular, researchers who are charged 
with analyzing data from all of the jurisdictions 
within a single state or many of them 
may have to rely on this method, despite its 
weaknesses. The obligation of the researcher 
in this position is to ensure that the results are 
conveyed in a responsible fashion. In fact, 
this obligation also falls to all stakeholders, 
including concerned residents, civil rights 
groups, local/state policymakers, and the 
media. No one interpreting results based on 
benchmarking with adjusted census data can 
legitimately draw conclusions regarding the 
existence or lack of racially biased policing. 

BENCHMARKING
WITH DMV DATA


Benchmarking with census data adjusted for 
vehicle access and benchmarking with data 
from the Department of Motor Vehicles 
(DMV) are similar methods. In one the researcher 
creates a comparison group based on 
people who live in the jurisdiction and have 
access to a vehicle. In the other the researcher 
creates a comparison group based on 
people who live in the jurisdiction and have 
a drivers license. Like adjusting census data 
for vehicle ownership, benchmarking with 
DMV data produces an indirect measure of 
driving quantity. It accounts, in part, for the 
alternative hypothesis that racial/ethnic 



groups are not equally represented as drivers 
on jurisdiction roads.2 

2 To use this benchmarking method, a law enforcement 
agency must be able to obtain from the Department of 
Motor Vehicles (DMV) information on the race and/or 
ethnicity of the licensed drivers in the target 
jurisdiction (the jurisdiction being analyzed based on police-
citizen contact forms). Additionally, the information 
from the DMV regarding race and/or ethnicity must be 
compatible with the measurement of race and/or 
ethnicity on the law enforcement agencys data collection 
form.

Implementing the Method 

To implement this method in its simplest 
form, researchers restrict their analysis to 
jurisdiction residents; they compare the 
racial/ethnic profile of licensed drivers who 
live in the jurisdiction to the racial/ethnic 
profile of the jurisdiction residents stopped 
by police.3 To implement a preferable and 
more sophisticated version of this method, 
researchers conduct subarea analyses and/or 
take into account the influx of nonresidents. 

3 Comparing residents with drivers licenses to residents 
stopped by police reflects matching the numerator and 
the denominator as described in Chapter 4. 

Earlier we described how Novak (2004) 
adjusted census data by measuring the influx 
of drivers from outside the jurisdiction. Using 
stop or citation information and census data, 
he was able to estimate the racial/ethnic profiles 
of residents and nonresidents on jurisdiction 
roads. These same techniques can be 
applied to the DMV benchmarking method by 
substituting the drivers license demographic 
data for the census demographic data. 

Drawing Conclusions from the Results 

Benchmarking with DMV data, like benchmarking 
with adjusted census data that takes 
into account vehicle ownership, imperfectly 
assesses who is driving on jurisdiction roads. 
The caveats associated with this method 
reflect three truths: not everyone with a 
drivers license drives, some people drive 
even though they do not have a drivers license, 
and some jurisdiction residents (particularly 
students and military personnel) 
have a drivers license from another state. 
Most importantly, having a drivers license is 
a very crude measure of driving quantity 
residents of various racial/ethnic groups who 
have a drivers license may drive in different 
amounts. 

Using DMV data to benchmark police-
citizen contact data is similar to using census 
data that have been adjusted for vehicle 
ownership. Both benchmarking methods produce 
a proxy measure for driving quantity by 
trying to determine who is and who is not 
driving on jurisdiction roads. The benchmarking 
method that uses adjusted census 
data considers a person a driver if the person 
has access to a vehicle. The method described 
in this section considers a person a 
driver if the person has a drivers license. 
This method will not produce conclusions 
regarding the existence or lack of racially 
biased policing in a target jurisdiction. 
Nonetheless, the results can be valuable as 
the basis for discussions between police and 
citizens about racially biased policing and the 
perceptions of its practice. We discuss how 
the results can be used to stimulate these 
discussions in Chapter 8. 

BENCHMARKING WITH DATA FROM 
BLIND ENFORCEMENT MECHANISMS 

Law enforcement agencies can use blind 
enforcement mechanisms (for example, red 
light cameras, radar, air patrols) to create 
benchmark data against which they can 
compare their data on stops by patrol officers. 
In this method the racial/ethnic profile of 
technology-selected drivers is compared to 
the racial/ethnic profile of human-selected 
drivers (that is, traffic law-violating drivers 
stopped by police). Some agencies compare 
 


stops in which officers exercise a high degree 
of discretion to low-discretion stops. At least 
one jurisdiction benchmarked with blind 
data from a nontechnological source; they 
compared daylight stops and darkness 
stops. These benchmarking methods also are 
explained in this section. 

Benchmarking with Data from 
Red Light Cameras 

Enforcement using red light cameras is blind 
because traffic law violators are detected and 
ticketed in a manner that does not allow for 
the intrusion of bias. These cameras are 
placed at selected intersections that have a 
traffic light. A driver who runs the red light 
trips the camera, which takes a picture of the 
violators license plate. 

In this benchmarking method researchers 
compare the racial/ethnic profile of the 
drivers ticketed by the camera technology 
to the racial/ethnic profile of the drivers 
stopped by police.4 The goal of benchmarking 
is to create a comparison group of 
people at risk of being stopped by police, 
assuming no bias. People ticketed by red 
light cameras do represent such a group. If 
officers are as blind to race/ethnicity as are 
the cameras, the demographic profile of the 
people stopped for red light violations (or 
comparable violations) by the officers should 
match the demographic profile of the people 
ticketed by the cameras in the same area. 
If, however, officers are targeting minorities 
for stops, minorities may compose a larger 
percentage of stops by the humans than by 
the technology. 

4 Actually, the person ticketed by the camera is the 
person to whom the vehicle is registered, not 
necessarily the driver. This is one drawback of this method. 

Matching the Numerator and 
the Denominator 

The camera data can provide researchers with 
information on the race/ethnicity of people 
violating red light laws in certain locations.5 
The researchers, however, must carefully 
match the numerator data and the denominator 
data (see Chapter 4). Specifically, they 
must match the stop data (numerator) to the 
red light data (denominator) in terms of 
location, time, and violations detected.6 

5 To benchmark against red-light-camera data, a law 
enforcement agency must, of course, have red-light
camera technology in place. It also must be able to 
access Department of Motor Vehicle (DMV) data that 
can link the license plate photographed by the camera 
to the race and/or ethnicity of the owner of the vehicle. 

6 See Chapter 4 for a detailed explanation of 
the concepts of numerator and denominator. 


This careful matching, while necessary, 
inevitably narrows the scope of the racial bias 
assessment. An example will help to convey 
this point. To maximize the match of the two 
groups, the researcher might use the same 
intersection (for example, Intersection A) 
to collect both camera data and officer stop data. 
Alternatively, in a near-ideal design, the 
researcher might compare red-light-camera 
data from Intersection B to officer stop data 
for red light violations at Intersection A. 
Intersections A and B would need to be similar 
in terms of (1) the race/ethnicity of the drivers 
(this might be more likely if the intersections 
are near each other) and (2) driving behavior 
because both intersections have the same 
type of trafficresidential, not commercial. 
In this way the researcher has maximized the 
match between the stop data and the benchmark 
data. As will be explained later, the 
laudable rigor of this match comes at a cost: 
the scope of the analysis is narrowed. 

Having maximized the match between 
the stop data and the benchmark data, researchers 
can begin to conduct the comparison. They can 
compare the racial/ethnic 
profile of the people ticketed by the red 


light cameras to the racial/ethnic profile of 
the people stopped by police for red light 
violations in the matched geographic area (see 
Figure 5.3). They will conduct these analyses 
for each red-light-camera intersection and its 
matched geographic area. 

Figure 5.3. Drivers Stopped by Police for Red Light and Stop 
Sign Violations and Drivers Ticketed by Red Light Cameras, 
by Race/Ethnicity of Drivers (Hypothetical Data)

			Caucasians 	African Americans 	Hispanics 	Other 
-Drivers Stopped 	55%		32%			8%		5%
by Police 
-Drivers Ticketed 	50%		35%			12%		3%
by Cameras 
 



Drawing Conclusions from the Results 

This benchmarking method has an important 
strength: it can create a comparison group, or 
benchmark, that reflects the people at risk of 
being stopped by police, assuming no bias. 
This method, however, has several important 
drawbacks. 

First, the measure of race/ethnicity within 
the benchmark group is suspect. The benchmark 
group is composed of the owners of the 
violating vehicles, not necessarily the drivers. 
Therefore, a law enforcement agency cannot 
be sure that it has accurately measured the 
race/ethnicity of the people ticketed by the 
red light cameras. Second, any assessment of 
racially biased policing with this method is 
limited to certain locations for certain types of 
stops. The results in which an agency can 
have confidence relate only to the particular 
types of stops studied (red light and equivalent 
violations) and only to the specific intersections 
studied. To generalize from these 
spot checks to other types of stops/violations 
requires an assumption without validity 
namely, that the racial/ethnic profile of people 
who violate red light laws matches the racial/ 
ethnic profile of people who commit all 
moving violations. Similarly, to generalize 
beyond the geographic test areas to the entire 
jurisdiction, a law enforcement agency must 
assume that those areas are representative of 
all areas of the target jurisdiction. This also is 
a shaky assumption for a number of reasons, 
including the likelihood that red light cameras 
are placed at intersections with higher 
than average traffic volume, violation behavior, 
and/or accidents. 

This benchmarking method has addressed the 
following alternative hypotheses 
to the extent that it has created a match 
between the numerator and denominator data: 

 Racial/ethnic groups are not equally 
represented as residents in the 
jurisdiction. 
 Racial/ethnic groups are not equally 
represented as drivers on jurisdiction 
roads. 
 Racial/ethnic groups are not equivalent 
in the nature and extent of their traffic 
law-violating behavior. 



 Racial/ethnic groups are not equally 
represented as drivers on roads where 
stopping activity by police is high. 

Although a good match in terms of 
driving quantity, driving quality, and driving 
location has been created between the population 
of drivers stopped by patrol officers 
and the population of drivers ticketed by the 
red light cameras, this method has not assessed 
racially biased policing for all types of 
stops in the entire target jurisdictiononly 
for certain moving violations that occur in 
tested areas (or in areas where the results can 
be reasonably generalized). 

Benchmarking with Radar Data 

Radar enforcement, like red-light-camera enforcement, 
can be blind to the racial/ethnic 
characteristics of traffic law violators.7 The 
same implementation procedures and requirements 
apply to both methods. For example, the nonradar 
police stops of vehicles 
included in the numerator data should be as 
equivalent as possible to the radar stops that 
comprise the denominator data. The numerator 
and denominator data are already equivalent 
with regard to type of traffic offense 
both sets of data include speeders. The 
researcher still would need to produce 
equivalence or a match in terms of the geographic 
locations of the stops. 

The strength of benchmarking with 
blind enforcement data (whether it be radar 
data or red-light-camera data) is its potential 
to develop a strong match between the benchmark 
population and the people at risk of 
being stopped by patrol officers. Again, to the 
extent that this match is maximized, the factors 
related to the four competing hypotheses 
are addressed. Both the red-light-camera 
method and the radar method have an important 
limitation: the rigor of the match comes 
at a cost in terms of scope. Conclusions can 
be made about specific areas and about 
enforcement of certain traffic laws but not about 
the target jurisdiction as a whole or 
enforcement of all traffic laws. 

Benchmarking with Data from 
Low-Discretion Stops 

Racial/ethnic bias is more likely to manifest 
itself when officers have discretion in deciding 
whether to stop someone than when 
they have little choice in the matter. When a 
driver runs a red light in a busy intersection, 
most officers feel a strong need to respond. 
This is an example of a low-discretion stop. 
An officer is likely to respond to all violations 
of this kind, and any racial/ethnic biases an 
officer might have are not likely to enter into 
his or her decision to ticket the red light 
violator. On the other hand, officers have great 
discretion in deciding whether to stop 
someone who is going 5 miles per hour over 
the speed limit (a violation at the other end of 
the degree-of-discretion continuum). If an 
officer has biases, they are more likely to 
influence high-discretion decisions such as this 
one. 

In an attempt to measure racial bias in a 
jurisdiction, some law enforcement agencies 
have compared high- and low-discretion 
traffic stops. They use the low-discretion 
stops (the denominator) as a benchmark for 
the high-discretion stops (the numerator). 
Agencies adopting this method compare the 
racial/ethnic profile of the people stopped in 
high-discretion situations to the racial/ethnic 
profile of those stopped in low-discretion 
situations to see if the latter produces higher 
proportions of minority drivers. 

7 Radar enforcement is not always conducted in a 
manner that makes it blind to the race and 
ethnicity of drivers. Radar enforcement is not 
blind if the officer targeting the radar at cars 
can determine from his/her vantage point the 
race or ethnicity of the drivers. 


This method has a serious shortcoming. 
Unlike benchmarking with data from blind 
enforcement mechanisms, benchmarking with 
low-discretion stops cannot produce a good 
match in traffic law-violating behavior 
between the people at risk of being stopped and 
the people who are stopped. Recall that the 
comparison between technological enforcement 
using red light cameras and enforcement 
by patrol officers matched stops of red light 
violators (the denominator) to stops of red light 
violators (the numerator)comparable offenses. 
But the use of low-discretion stops 
(the denominator) as a benchmark for high-
discretion stops (the numerator) involves a 
comparison of drivers who commit very different
violations. Benchmarking with data 
from blind enforcement mechanisms (for 
instance, red light cameras, radar) addresses the 
alternative hypothesis that racial/ethnic 
groups are not equivalent in the nature and 
extent of their traffic law-violating behavior; it 
does this by making driving behavior equivalent 
in the two groups. Benchmarking with 
data from low-discretion stops does not 
achieve equivalence across groups in driving 
behavior. 

This method, however, does address two 
other alternative hypotheses: racial/ethnic 
groups are not equally represented as residents 
in the jurisdiction and racial/ethnic 
groups are not equally represented as drivers 
on jurisdiction roads. A third hypothesis 
racial/ethnic groups are not equally represented 
as drivers on roads where stopping 
activity by police is highis addressed if the 
researchers conduct analyses, as we recommend, 
within subareas of the jurisdiction. 

Benchmarking with Blind Data 
from a Nontechnological Source 

Researchers from The RAND Corporation 
studied vehicle stop data collected by the 
Oakland (CA) Police Department, and they 
developed a benchmarking method that is based 
on comparing blind and not blind stops 
(Ridgeway, G., K.J. Riley and J. Grogger 2004). 
The RAND researchers considered various 
methods that would allow them to compare 
the stops in which officers could discern race/ 
ethnicity to stops in which officers were 
blind as to the race/ethnicity of the driver. 
They ultimately decided to use time of day to 
differentiate between stops where officers had 
greater and lesser visibility. 

The researchers did not simply compare 
daytime and nighttime stops because the 
people at risk of being stopped by police 
during the day are different from the people 
at risk of being stopped by police at night. 
(The demographic makeup of drivers on the 
road in any jurisdiction or subarea can vary 
considerably across times of day.) Instead the 
RAND researchers compared stops during a 
limited time period (approximately 5 P.M. to 
9 P.M.) on the assumption that the visibility of 
driver demographics changes during these 
hours, but the demographics of the driving 
population does not change then significantly. 
The numerator data covered stops that 
occurred between 5:19 and sunset (daylight 
stops) and the denominator covered stops 
that occurred between the end of civil twilight8 
and 9:06 P.M. (darkness stops). Again, 
with these two groups they were able to compare 
stops that occurred when presumably officers 
could see the race/ethnicity of the 
drivers in the cars to stops that occurred 
when presumably the officers could not. The 
researchers conducted their analysis on a



subset of stops to increase the strength of 
their comparison; they conducted their 
analysis on only evening stops and not on 
stops that occurred at other times of day. 
Once again the greater rigor of the match 
came at the cost of the scope of the analysis. 

8 Technically, this occurs when the center of the sun is 
6 degrees below the horizon, but practically it is when
one can see the brightest stars and artificial light is
needed to perform most outside activities (Ridgeway,
 G., K.J. Riley and J. Grogger 2004: 40).

Drawing Conclusions from the Results 

Using data obtained from red light cameras 
and radar, law enforcement agencies can 
compare the racial/ethnic profile of technology-
selected drivers to the racial/ethnic 
profile of human-selected drivers (drivers 
stopped by patrol officers). This comparison 
benchmarks the data on drivers stopped by 
enforcement methods that are devoid of discretion 
(the blind technology) against the 
data on drivers stopped by methods that involve 
the exercise of discretion (stops by patrol 
officers). If officers stopping decisions 
are made without racial/ethnic bias, then the 
racial/ethnic profile of the drivers they stop 
will match the racial/ethnic profile of the 
drivers stopped by the technology. In a variation 
of this method, a researcher could 
benchmark high discretion stops against low 
discretion stops or compare groups of stops 
that differ in terms of the prestop observability 
of a drivers race/ethnicity. 

When implemented in accordance with 
our recommendations, benchmarking with 
data from blind enforcement mechanisms 
such as red light cameras and radar enables a 
jurisdiction to conduct a strong assessment of 
biased policing. The results, however, are 
strong only for specific locations and for 
particular types of stops. In other words, the 
rigor of the methodology comes at the cost of 
scope. 

Benchmarking with data from low-
discretion stops or with data from stops 
where officers could not discern racial/ethnic 
characteristics has limitations as well. 
Because the types of stops represented in the 
numerators (high discretion stops, stops in 
which characteristics are observable) are, or 
may be, dissimilar from the types of stops in 
the denominator (low discretion stops, stops 
in which characteristics are not observable), 
this method does not address the alternative 
hypothesis that racial/ethnic groups are not 
equivalent in the nature and extent of their 
traffic law-violating behavior. Consequently, 
the bias hypothesis cannot be tested directly. 

BENCHMARKING WITH
DATA FOR MATCHED OFFICERS OR
MATCHED GROUPS OF OFFICERS


Law enforcement agencies can compare stops 
by individual officers to stops by other officers, 
or they can compare stops by a group of 
officers to stops by other groups of officers. 
These comparisons must be made across 
matched sets of officers or groups of officers 
to control for the factors reflected in the 
alternative hypotheses described in Chapter 2. 
For instance, an agency might compare the 
racial/ethnic profile of people stopped by 
individual patrol officers who work the same 
shift in the same precinct. If a particular officer 
stops proportionately more minority citizens 
than does his or her matched peers, 
further exploration of this officers policing 
activities and decisions would be warranted. 
This method has been referred to by Samuel 
Walker as internal benchmarking (2001, 
2002, 2003). 

To implement internal benchmarking, the 
agency must be able to link stop data to individual 
officers or to groups of officers. Comparing 
officers to each other is preferable to 
comparing groups of officers. Analysis at the 
individual level allows the agency to identify 
particular officers whose stopping activity is 
different from his or her colleagues stopping 
activity and intervene if appropriate. (Some 
agencies cannot match at the individual officer 
level because the agencys stop data 
cannot be linked to individual officers.) 



Figure 5.4. Matched Officers Stops of Minority Drivers (Hypothetical Data) 

Officers    1     2     3     4     5     6     7     8     9     10

Percent     16    18    20    14    16    17    20    37    21    15




The Matching Process 

The strength of this method is directly linked 
to the quality of the match between the officers 
or groups of officers being compared. 
That is, the researcher wants to maximize the 
similarity among the officers being compared 
or among the groups being compared. To assess 
whether Officer A, for example, is 
making decisions to stop vehicles based on 
drivers race or ethnicity, an agency can 
compare Officer As stop data to the stop data of 
other officers who are policing essentially the 
same population in essentially the same way. 
The goal is to compare officers who are similar 
to one another in terms of the people at 
risk of being stopped by them. For instance, 
officers on the same shift, in the same geographic 
area, with the same assignment 
would be exposed to a similar population of 
drivers. Because the selected officers police 
similar populations, all of the factors related 
to the alternate hypotheses (driving quantity, 
driving quality, driving location) are held 
constant. The racial/ethnic profile of drivers 
on the road, as well as the racial/ethnic profile 
of law violators, are roughly equivalent 
for these matched officers. Since all of the 
factors related to the alternative hypotheses 
are held constant in this comparison of individual 
officers, the racial/ethnic profile of the 
drivers they stop should be about the same 
unless one officer (or possibly several) is 
more inclined to stop drivers of particular 
racial/ethnic groups than are the others. 

Figure 5.4 illustrates benchmarking with 
data for matched officers. For nine of the ten 
matched officers, the percentage of stops of 
minorities is in the range of 13 percent to 21 
percent. (That is, for these officers, between 
13 and 21 percent of the drivers they stop are 
minorities.) The percentage for Officer 8, 
however, is much higher37 percent. This 
finding of disparate results does not prove 
that the officer is acting in a racially biased 
manner, but it should prompt a review of the 
policing activities of this officer. 

An agency unable to link stop data to 
individual officers can still implement internal 
benchmarking if it can identify groups 
of officers that are similarly situated. That is, 
the unit of analysis would be the group not 
the individual. The numerator is the aggregate 
racial/ethnic profile of the drivers 
stopped by all of the officers in the group; 


the denominator, or benchmark, is the racial/ 
ethnic profile of the drivers stopped by the 
corresponding comparison groups. That is, 
the racial/ethnic profile of drivers stopped by 
Group A is compared to the racial/ethnic profiles 
of the drivers stopped by the officers in 
the matched Group B, matched Group C, and 
so forth. 

Drawing Conclusions from the Results 

Benchmarking with data for matched officers 
or matched groups of officers enables analysts 
to identify outliers, officers or groups 
of officers who stop racial/ethnic minorities 
at higher rates than do their matched counterparts. 
The degree of confidence analysts can 
have that policing by these officers is racially 
biased is entirely dependent upon the 
strength of the match. Perfect matches would 
fully account for the factors reflected in the 
alternative hypotheses and enable the analyst 
to test the bias hypothesis. But no match is 
perfect. For instance, in a large geographic 
area within which officers are being compared, 
the racial/ethnic profile of drivers to 
which particular officers are exposed may 
differ. Even officers with the same general 
assignment of patrol may be directed toward 
different activities in the course of their work. 
Therefore, they would not be exposed to 
identical populations. 

In sum, definitive conclusions about 
racial profiling cannot be drawn from this 
benchmarking method because the match between 
individuals or between groups is imperfect: that 
is, the racial/ethnic profile of the 
drivers to which an officer or group of officers 
is exposed is not exactly the same as the 
racial/ethnic profile of the drivers to which 
the matched officers or matched group of officers 
are exposed. This internal benchmarking method 
can pinpoint outliers, but 
further review is essential to assess whether 
the disparity may be the result of bias. 

There is another major drawback associated with 
this method: the relativity of the 
findings. This method uses information on 
stopping behavior by police as both the 
numerator and denominator. In an officer-level 
match, the numerator is one officers stop 
data, and the denominator is the same type of 
data from other similarly situated officers in 
the same department. Although this method 
of analysis can identify outliers, it cannot 
determine whether or not all units used in the 
comparison (all officers in an officer-level 
analysis or all groups in a group-level 
analysis) are practicing biased policing. 

For example, it is clear from Figure 5.4 
that Officer 8 is stopping minorities at a rate 
disproportionate to the rate of minority stops 
by his or her peers. But an analyst cannot 
conclude that the other nine officers in the 
match are stopping minorities in proportions 
that reflect legitimate stopping criteria: they, 
too, might be making decisions based on 
racial bias. Indeed, every officer in this 
matched group of ten officers could be practicing 
biased policing. In that case Officer 8 
is only the officer whose stopping decisions 
appear to manifest bias most strongly. Similarly, 
in a group-level analysis, all of the 
groups in the comparison could be biased. 
From the analysis, however, the researcher 
cannot determine whether the matched 
groups are fair or biased in their policing. 
The analyst is able to identify only the officers 
or groups that stop the highest proportion of minorities. 

To overcome this major obstacle (that is, 
the relativity of the findings), an agency 
could (if resources allowed) supplement internal 
benchmarking with other methods 
such as benchmarking with data from blind 
enforcement mechanisms or with observation 
data. In using internal benchmarking in conjunction 
with other methods, the researcher 
can take advantage of the great strengths of 
the internal benchmarking method and 
counter its greatest weakness as well. 


Taking Appropriate Action against 
Officers or Groups 

The data for outliers (whether individual officers 
or a group of officers) should not be considered 
proof of racially biased policing by 
them. The results of high-quality-match 
methods, however, do raise legitimate red 
flags that can and should prompt further 
investigation by the law enforcement agency. 
Specifically, the results justify a comprehensive 
inquiry into the officers or groups stopping 
activity. The high rate of minority stops 
might have a legitimate explanation. For 
instance, the officer or group of officers might 
have a special assignment to a hot spot in 
the geographic area where minorities are 
present in numbers disproportionately higher 
than their representation in the rest of the 
geographic area. 

Samuel Walker (2002, 86) advocates caution when 
law enforcement agencies interpret the results 
of this benchmarking method: 

Where the data analysis identifies potential 
problem officers or supervisors, 
the [internal benchmarking] approach 
moves to the intervention stage. Intervention 
begins with a review of an officers 
performance by supervisors. 
There may be extenuating circumstances 
that explain a particular pattern of 
traffic stops. The officer under 
review should enjoy a presumption of 
innocence until a full performance 
review is completed. The important 
point is that the data represent a 
starting point, the beginning of a 
departmental inquiry, and are not in and 
of themselves conclusive. Thus, no 
officer is automatically presumed guilty 
simply because he or she has made a 
high number of stops of minority 
drivers. A flexible system involving a 
command review of performance can 
accommodate officers who may be 
doing professional, proactive police 
work (emphasis in original). 

OBSERVATION
BENCHMARKING


Using the observation method, researchers 
compare the racial/ethnic profile of drivers 
observed at selected sites to the racial/ethnic 
profile of drivers stopped by police in the 
same vicinity. The observation data (the denominator) 
is used as a benchmark for the 
stop data (the numerator). Agencies usually 
hire one or several researchers to help them 
with this assessment. Observations are conducted 
by individuals trained by the researchers 
to be the observers. Researchers 
have four choices to make in observation 
benchmarking: 

 How should the observations be 
conducted? 
 What should be observed? 
 What locations should be selected 
for observation? 
 When should the observations be 
conducted? 


Each of these questions is discussed 
below. 

Methods of Observation 

Observations can be conducted from stationary 
or mobile positions. With stationary 
methods, the researcher places observers at 
locations beside roadways; with mobile 
methods (also called rolling or carousel 
methods), the observers are placed in vehicles 
that move with traffic. 

Stationary methods have been used most 
frequently to observe the demographic 
characteristics of drivers on urban and suburban 
roads. For instance, the researcher places 
observers at carefully selected intersections, 
and the observers record the race/ethnicity of 
the drivers passing through those intersections. 
The demographic profile of the people 
passing through the intersections is compared 
to the demographic profile of people 
stopped by police in the same geographic 


areas. Stationery methods have also been 
used to create benchmarks for highway stops 
(see for instance, Engel, Calnon, and Dutill 
2003, and Lange, Blackman, and Johnson 
2001). 

Using mobile methods, Smith et al. (2003) 
conducted a comprehensive study of stops 
made by the North Carolina State Highway 
Patrol. The research team placed a driver and 
three observers inside two observer vans 
that moved along selected roadway segments 
at the speed limit. One observer recorded the 
demographic characteristics of the drivers of 
vehicles passing the van (along with information 
regarding the vehicle), and the other two 
observers measured the speed of these vehicles 
using stopwatches. (The two speed 
measures were averaged.) With this information 
the researchers were able to compare the 
demographic profile of speeders to the 
demographic profile of drivers stopped by police. 

Focus of Observations 

Researchers using observation benchmarking 
need to decide whether to compare the stop 
data (the numerator) against demographic 
data for all drivers regardless of driving 
quality and/or for traffic lawviolating 
drivers. The former entails collecting data on 
the race/ethnicity of drivers on the roadways; 
the latter entails collecting data on the race/ 
ethnicity of drivers who are violating specific 
traffic laws. If demographic data are collected 
on all drivers (without distinguishing 
between nonviolating and violating drivers), 
the agency has addressed the alternative hypothesis 
that racial/ethnic groups are not 
equally represented as drivers on jurisdiction 
roads. It has not, however, addressed the 
alternative hypothesis that racial/ethnic groups 
are not equivalent in the nature and extent of 
their traffic lawviolating behavior. 

Measuring Race/Ethnicity 

The assessment of race/ethnicity for the 
benchmark data relies upon the perception of 
the observersand their perception, presumably, 
will be in error some unknown proportion of the 
time. Similarly, observation is the 
preferred way for officers to measure race/ 
ethnicity for purposes of filling out their data 
collection forms; to the extent that officers 
make stopping decisions based on race/ 
ethnicity, they do so based on their perceptions 
of race/ethnicity, not on the basis of, for 
instance, information on the drivers license. 
Since observation by officers is the preferred 
method for identifying race/ethnicity for the 
numerator data, observation by trained observers 
is equally viable as the method for obtaining 
the denominator data. 

It is difficult for both police and observers 
to make fine distinctions between racial and 
ethnic groups. In the context of implementing 
the observation method, this difficulty has 
ramifications for the categories of 
race and ethnicity used for data collection. 
Particularly problematic is identifying ethnicity 
through observation. It also is difficult 
for observersparticularly stationary observers 
collecting data on fast-moving vehiclesto 
distinguish among, for instance, 
Middle Easterners, Hispanics, and Native 
Americans. The ability to discern race/ 
ethnicity can be impeded by the time of day 
as well as by the speed of vehicles under 
observation. Because of the difficulty of 
perceiving accurately a drivers race/ethnicity, 
many of the researchers implementing observation 
benchmarking use two or three observers. 
Additionally, some researchers have 
addressed the problem of discerning the 
demographic characteristics of drivers by 
broadening categories of race/ethnicity to 
more closely match what observers can see 
(for instance, Caucasian and not Caucasian 
or Black and non-Black). 

Location of Observations 

For both stationary and mobile methods of 
observation benchmarking, researchers must 
determine the type of locations to be observed, 


the number of locations, and their geographic 
area. The ability of the observers to discern 
the race/ethnicity of drivers is affected by the 
speed of the vehicles, lighting at the site, and 
where observers stand. In some urban or suburban 
locations, it may not be safe for observers to 
stand too near the traffic. 
Conducting observations at intersections with 
a stop sign or traffic light may be safer and 
provides better visibility of drivers because 
traffic is slowed and the lighting may be better 
at night. Like stationary methods of observation 
benchmarking, mobile methods must be 
structured to ensure visibility. Observations 
must take place on thoroughfares with at least 
two lanes in each direction so that cars can 
pass the observer vehicle and be passed by it. 
Lighting may also be a consideration during 
evenings and nights, but vehicle speed is less 
likely to be a factor since the observer vehicle 
is moving with the traffic. In making site 
selections, researchers also should consider the 
volume of activity. The selected sites must 
have sufficient numbers of both police stops 
(numerator data) and cars and/or violators 
passing by the sites (denominator data) to 
produce reliable results. 

Timing of Observations 

Observation benchmarking requires researchers 
to make decisions not only about 
the method, focus, and location of observations 
but also about their timing (the days of 
the week, the times of the day, and the length 
of the reference period). Decisions related to 
timing are important because the racial/ 
ethnic composition of drivers on the roadways 
may vary considerably across days of 
week, times of day, or even seasons of the 
year. Choices related to the timing of observations 
(the denominator data) will affect 
time-related choices with regard to the stop 
(numerator) data. 

In selecting days of the week for scheduling 
observations, researchers strive for 
representativeness in the nature and extent 
of traffic behavior. Observations could cover 
all days of the week or, to be more efficient, 
researchers could develop categories of 
days. For example, a researcher might make 
the reasonable assumption that traffic on 
Mondays, Tuesdays, Wednesdays, and Thursdays is 
essentially similar in the area being 
studied but traffic on Fridays, Saturdays, and 
Sundays are each unique. Similarly, the 
times of day for collecting observation data 
should also reflect the goal of representativeness.
 For example, researchers would not 
conduct observations from 6 P.M. to midnight 
if they wanted to benchmark stops made 
during all times of the day. 

In some jurisdictions traffic varies during 
different times of the year. (For example, a 
southwestern city may experience an influx 
of northern tourists during the winter 
months, and a university town with a popular 
football team may have more traffic during 
the fall.) This seasonal variation will affect 
the population of drivers on the roadways 
and thus the racial/ethnic profile of drivers. 
To account for seasonal variation in traffic, 
researchers can conduct observations at various 
points throughout a twelve-month 
period. Researchers who choose a reference 
period of less than one year (for example, six 
months) should include in the report a caveat 
that the results do not necessarily apply to 
the parts of the year for which data were not 
analyzed. 

Conducting the Analysis 

Researchers match the police stops (the numerator 
data) with the observation (or denominator) data 
at each site with regard to 
the types of violations observed (for instance, 
speeding), the geographic location of the 
stops, the time of day, and the reference period. 
In hypothetical City A, for example, observers 
collected demographic data at fifteen 
sites (intersections) for all drivers violating 
speeding, red light, and/or stop sign laws. 
The observation data were collected during 


randomly selected time blocks between 7 A.M. 
and 7 P.M. on all days of the week for the 
period January through June. Around each site 
the researcher identified a perimeter within 
which the traffic resembled the traffic going 
through the intersection. Then, within each 
of these fifteen geographic areas, the researcher 
selected the police stops that occurred from 
January to June for speeding, red 
light, and/or stop sign violations between the 
hours of 7 A.M. and 7 P.M. For each of the fifteen 
sites, the researcher compared the demographic 
profile of the people stopped to the 
profile of the people observed. 

Drawing Conclusions from the Results 

The observation method, conducted in accordance 
with standard social science methods, 
can provide meaningful information for a jurisdiction 
exploring the existence of racially 
biased policing. The assessment, however, is 
limited because the researcher is only able to 
conduct spot checks of racially biased 
policing. For example, in hypothetical City A 
mentioned above, the researcher will have a 
strong assessment of racially biased policing 
but only in the geographic areas, during the 
time periods, and for the violations under 
study. 

With observation benchmarking, like 
other benchmarking methods, the stronger 
the match between the numerator and denominator 
data, the greater the confidence 
the researcher can have in the results. However, 
this increased confidence comes at a 
cost in terms of the scope of the assessment. 
Another potential drawback of the matching 
process is that it may reduce the numbers of 
stops in the numerator and/or the number of 
observations in the denominator to the point 
that some analyses become unreliable. 

The observation benchmarking method 
addresses the alternative hypotheses (explained 
in Chapter 2) that racial/ethnic 
groups are not equally represented as residents 
in the jurisdiction and that racial/ethnic 
groups are not equally represented as drivers 
on jurisdiction roads. If analyses are conducted 
separately for specific geographic locations, 
the method addresses the hypothesis 
that racial/ethnic groups are not equally 
represented as drivers on roads where stopping 
activity by police is high. If observations are 
made of drivers rather than violators, the 
method does not address the alternative hypothesis 
that racial/ethnic groups are not 
equivalent in the nature and extent of their 
traffic law-violating behavior. If, however, the 
observations are made of drivers violating 
particular traffic laws, the method addresses 
this final hypothesis. 

OTHER
BENCHMARKING METHODS


This chapter has explained how researchers 
can compare data on stopping activity by 
police to adjusted census data, Department of 
Motor Vehicle data, data from blind enforcement 
mechanisms (such as red light cameras 
and radar), peer officers or units, and observation 
data. In addition to these benchmarking methods, 
researchers can conduct 

 crime data benchmarking, 
 crash (auto accident) data
benchmarking,
 transportation data benchmarking, and 
 survey data benchmarking. 


These four methods, although they have 
received less attention from researchers, are 
noteworthy. We briefly summarize them here 
in order to communicate the full spectrum of 
methodology options now being considered 
by jurisdictions nationwide. 

Crime Data Benchmarking 

In crime data benchmarking, unlike the other 
benchmarking methods we have described, 
the benchmark data are not compared to all 
vehicle stops (stops made by police of a 
person in a vehicle) or to traffic stops 


(vehicle stops the stated purpose of which is 
to respond to a violation of traffic laws). 
Rather, the benchmark data are compared to 
a subset of vehicle stops: the investigative 
stops (police stops of people in vehicles 
when there is at least reasonable suspicion of 
criminal activity).9, 10 

Researchers conducting crime data 
benchmarking compare the racial/ethnic profile 
of drivers stopped by police in an investigation 
of possible criminal activity (the 
numerator or investigative stop data) to the 
racial/ethnic profile of people who appear in 
recorded data on crime in the jurisdiction 
(the denominator or crime data). In this 
method, the measures of crime (1) must be 
linked to the race/ethnicity of the suspect or 
perpetrator and (2) must reflect as closely as 
possible actual crime as opposed to crime 
responded to by police. 

Arrest data from the Uniform Crime Reports (UCR) 
contain race/ethnicity information (satisfying 
the first criterion). But crime 
data that meet the second criterion are difficult 
for researchers to obtain. The demographic 
profile of people arrested in a 
particular jurisdiction (as reported in the 
UCR) reflects two factors: (1) who commits 
crime and (2) whom the police identify and 
target for arrest. The decisions made by 
police regarding whom to target for arrest could 
be affected by racial bias. If a law enforcement 
agency is racially biased in both its arrests 
and investigative stops of vehicles and if 
it uses arrest data as a benchmark for 
investigative stops, its bias will not be revealed in 
the results. 

9 Using crime data to benchmark traffic stops 
would require one to make a tenuous assumptionnamely, that 
the same people who commit traffic violations are the 
ones who commit crimes and vice versa. 

10 Also refer back to the discussion in Chapter 
4 regarding the analysis of subsets of data based 
on whether the stops are for traffic violations or 
for suspicion of criminal activity.

To lessen the problem of police bias 
skewing the results, some researchers have 
compared investigative stop data to carefully 
selected subsets of arrest data (for instance, 
arrests in which there is minimal police discretion).
11 The research team that conducted 
analyses in San Diego (Cordner, Williams, 
and Zuniga 2001; Cordner, Williams, and Velasco 
2002) developed a racial/ethnic profile 
of criminals based on crime reports in which 
victims and witnesses provided descriptions 
of the race/ethnicity of the perpetrators. The 
San Diego team selected this measure of 
crime because of its strength with regard to 
the criterion stated earlier: the measure is 
minimally affected by police discretion. 

11 Serious crimes are examples of crimes where there is 
minimal police discretion to arrest. For instance, 
if police have probable cause to link a person to a murder or 
robbery, it is very likely an arrest will be made. 

Using viable measures of crime, a researcher 
can compare the racial/ethnic profile 
of drivers stopped by police to investigate 
crime (so-called investigative stops) to the 
racial/ethnic profile of suspected criminals 
within subareas of the jurisdiction. 

Crash Data Benchmarking 

In crash data benchmarking, researchers 
compare the racial/ethnic profile of drivers 
stopped by police (the numerator) to the 
racial/ethnic profile of drivers involved in 
crashes (the denominator). Most researchers 
have used crash data to estimate who is 
driving rather than who is driving poorly. 
In the two major studies that used crash data, 
the North Carolina team (Smith et al. 2003) 
developed its benchmark using data on all 
people involved in crashes; the Miami-Dade 
team (The Alpert Group 2003) used data only 
on the drivers adjudged not to be at fault in 


the crashes. The latter decision was based on 
transportation literature that conjectures that 
not-at-fault drivers in two-car crashes are a 
representative subset of drivers on the road. 

If a jurisdiction decides to use crash data 
as a benchmark, it should make sure that 

(1) 
Race and/or ethnicity information on 
the drivers involved in the crashes is 
available. 
(2) 
The researchers have reasonable confidence 
that racial/ethnic groups in 
the jurisdiction report crashes at similar rates. 
(3) 
The researchers have reasonable confidence that 
the filing of accident reports by officers 
is systematic (that is, 
filed for all crashes reported to police 
or filed for some clearly defined 
subset of crashes).12 
(4) 
The crashes in the data set can be 
linked to their geographic locations 
within the jurisdiction so that researchers 
can conduct subarea 
analyses (see Chapter 4). 

12 Officers working in high-crime areas where 
they are kept very busy may be less likely to take reports 
on minor accidents than are officers working in areas 
where fewer problems requiring their attention arise.
If these two types of areas also vary by racial/ethnic 
composition, the accident reports for the jurisdiction 
will not be representative of people involved in 
accidents. 

Working with crash data will be particularly 
challenging for researchers if the data 
are not computerized. Another problem relates 
to sample size. Although there may be 
numerous crashes within a jurisdiction as a 
whole, within particular subareas the 
number of crashes available for analysis may 
be too few to provide reliable assessments. 

Transportation Data Benchmarking 

The National Highway Traffic Safety Administration 
(NHTSA) collects demographic 
dataincluding race but not ethnicity 
on drivers. While valuable for measuring the 
demographics of drivers, these national data 
are not useful to individual jurisdictions 
analyzing their policecitizen contact data 
because it is not viable to assume that the 
demographic profile of drivers produced by a 
national study will mirror the demographic 
profile of drivers in a particular jurisdiction. 
State and local transportation data, however, 
can help researchers compare the racial/ 
ethnic profile of drivers stopped by police to 
the racial/ethnic profile of drivers driving on 
jurisdiction roads (or violating traffic laws on 
jurisdiction roads). 

The U.S. Department of Transportation 
gathers travel behavior information through 
surveys of randomly selected households. 
One such survey is the National Household 
Transportation Survey (NHTS) conducted 
every five years. Respondents to the NHTS 
report their race and ethnicity and other 
demographic characteristics. Unfortunately, 
most jurisdictions cannot use the data from 
the NHTS to benchmark their vehicle stop 
data. Again, national data may not accurately 
reflect the demographic profile of drivers in a 
particular jurisdiction. Moreover, there are 
generally not enough respondents within individual 
jurisdictions to produce a reliable 
profile. 

The national data from the NHTS, however, 
can be produced at the local level; 
a jurisdiction can purchase a sufficient 
sample to produce valid jurisdiction-level 
results. That is, a jurisdiction (for instance, city, 
county, state) can request an NHTS add on 
that directs the U.S. Department of Transportation 
to sample more residents in the 
jurisdiction than it would have for purposes of 
the national survey. Sufficient numbers 
of residents are then surveyed to produce a 


reliable assessment of the transportation 
behaviors of residents within those jurisdictions. 

Some local jurisdictions and states conduct 
their own travel behavior surveys independent 
of the NHTS. The data produced by 
these surveysif race/ethnicity data are 
includedcan be used by a researcher to 
develop a benchmark for who is driving. 

Survey Data Benchmarking 

Some researchers have used survey data to 
try to assess whether policing in a particular 
jurisdiction is racially biased. These 
researchers have conducted surveys (written 
surveys, telephone interviews, or face-to-face 
interviews) of scientifically selected residents 
of the jurisdiction. The respondents are 
asked about (1) incidents over a specified 
time period in which they were stopped in 
their vehicles by police and (2) the quantity, 
quality, and location of their driving. 
In effect, these surveys collect both numerator 
and denominator data. The information on 
stops can be used instead of police-collected 
data to measure the nature and extent of 
vehicle stopping behavior. The information on 
driving quantity, quality, and location 
provides researchers with valuable information 
on the various factors, referenced throughout 
this report, that can affect a drivers risk of 
being stopped by police. 

Survey data benchmarking has a unique 
advantage: the numerator data include 
people the police dont stop as well as those 
they do stop. This is because the survey goes 
to a scientifically selected sample of residents, 
some of whom have been stopped by 
police during the designated reference period 
and some of whom have not. All of the other 
benchmarking methods discussed in this report 
rely upon the police-citizen contact data 
collected by police; that numerator data 
include information only on people who were 
stopped. 

This benchmarking method also has 
several drawbacks. Respondents may not 
accurately report the information that is 
solicited because their memories fail. In the 
case of vehicle stop information, they may 
forget some stops by police or provide faulty 
reports of driving quantity or quality based 
on their less-than-perfect memories. The 
faulty memories may lead to telescoping, a 
term to describe the reporting of an incident 
as occurring during the reference period 
when, in fact, it occurred before the start of 
the reference period. Some answers may not 
be fully accuratenot because of the faulty 
memories of the respondentsbut because 
the respondents want to look good or say 
the right thing. This social desirability 
effect could be particularly applicable to the 
questions in a survey to measure racially 
biased policing. Some respondents may underreport 
stops by police because they are 
embarrassed about them or want others to 
think that their driving quality is better than 
it truly is. If faulty memories (including 
telescoping) and the social desirability effect do 
not manifest equally across racial/ethnic 
groups, the survey method will produce distorted 
assessments of racially biased policing. 

Despite its shortcomings, this benchmarking 
method has been useful. With data 
from survey respondents regarding whether 
or not they were stopped by police, researchers 
can determine if there is disparity 
in the level of stops of various racial/ethnic 
groups in the target jurisdiction. A survey is 
valuable because it can link that disparity to 
causes by collecting from respondents information 
pertaining to the alternative hypotheses 
(that is, information regarding 
driving quantity, quality, and location). 

CONCLUSION 
This chapter has described methods that are 
being used around the country to benchmark 
stop data. Researchers can compare their 
data on stopping activity by police to adjusted 
census data, Department of Motor Vehicle data, 
data from blind enforcement 


mechanisms, peer officers or units, observation 
data, crash data, and other transportation 
data. Researchers also can benchmark investigative 
stops against crime data and conduct 
surveys to collect numerator and denominator 
data simultaneously. 

All of these methods have strengths and 
weaknesses; none of them can prove or disprove 
the existence of racially biased policing 
in a jurisdiction. A causal connection between 
drivers race/ethnicity and police stopping 
behavior cannot be proven, but this does 
not mean that data collection is for naught. 
By collecting police-citizen contact data, a 
law enforcement agency conveys an important 
message to residents: it shows that the 
agency is concerned about racially biased 
policing, is open to scrutiny, and is 
accountable to its constituency. Even if the results do 
not provide definitive conclusions regarding 
racial bias, they can serve as a basis for 
constructive discussions between police and 
community members regarding ways to reduce 
racial bias and/or perceptions of racial 
bias. 

If an agency chooses to collect data, this 
effort should be only one component of its 
comprehensive response to the issues of biased 
policing and the perceptions of its practice. 
Reforms in the realms of supervision, 
policy, training, community outreach to 
minorities, and recruitment also should be 
considered (see Fridell et al. 2001). Further, if the 
agency chooses to gather information to 
measure racial bias, it might consider sources 
other thanor in addition tostop data. It 
can hold police-citizen forums to learn about 
citizens concerns and perceptions, scrutinize 
complaints by the public, and organize meetings 
with supervisors to assess/discuss potential 
problems. Multiple responses to the 
issues of racial/ethnic bias are possible, and 
multiple sources of information are available 
to guide agency reforms. Before we explain 
how police-citizen contact data can be used 
in constructive ways (Chapter 8), we discuss 
actions police take after a driver has been 
stopped (Chapter 6) and how the results of 
benchmarking methods can be conveyed 
and interpreted (Chapter 7). 


VI

Guidelines for Analyzing
Poststop Activities by Police


Two questions have interested researchers 
analyzing data on vehicle stops: 

 Does a drivers race/ethnicity have an 
impact on vehicle stopping behavior 
by police? 
 Does a drivers race/ethnicity have an 
impact on police behaviors/activities 
during the stop? 


The benchmarking methods discussed in 
Chapter 5 addressed the first question. Here 
we consider the second. Attention to poststop 
activities is important. Some stakeholders 
have expressed concern that poststop activities 
by police are more likely than stop decisions 
to be influenced by racial bias. 

The poststop activities most commonly 
examined by jurisdictions are searches and 
stop dispositions (the officers decision to 
arrest, ticket, warn, or provide no disposition). 
Other aspects of the stop (for example, length 
of stop and whether a person was asked to 
exit the vehicle) also have been examined by 
researchers interested in assessing whether 
policing in a jurisdiction is racially biased. 

ANALYZING SEARCHES 
Some agencies collect information on 
searches of vehicles and their occupants. 
Officers in these agencies record search 
information on the police-citizen contact forms. 
The search data collected on the forms can 
be analyzed by researchers in two ways: 
researchers can calculate the percent 
searched for each racial/ethnic group, and 
researchers can calculate hit rates (the 
percent of searches in which the officers find 
something) for each racial/ethnic group. 
Searches are intrusive behaviors by police, 
and search data can help researchers explore 
whether policing in a jurisdiction is biased. 
To analyze search data, however, requires 
certain resources. 

Resources Required 

For effective analysis of search data, jurisdictions 
must make sure that officers collect certain 
information on the forms they fill out. 
The form should include an item indicating 
whether or not a search was conducted. 
In addition, the form should solicit information 
on the legal authorization for the search.1 

1 Example responses include probable cause, 
reason-plain view, warrant, inventory, 
consent, and probation/ able suspicion that 
a person is armed, incident to arrest, parole waiver. 


To examine hit rates, the agency must 
include on its form an item to indicate search 
results are either positive (something 
found) or negative (nothing found). To 
allow for a full examination of consent 
searches requires an item on the form that 
asks: Did you request consent to search? 
Yes or No. 

Types of Search Data Analyses 

Percent Searched Measures 

Percent searched measures are produced by 
calculating for each racial/ethnic group the 
percentage of stopped drivers who are 
searched. If during a specified period, 100 
minorities were stopped in their vehicles and 
20 of them were searched, then the percent 
searched is 20 (20/100 x 100). If 200 Caucasians 
were stopped in their vehicles and 35 
of them were searched, then the percent 
searched is 17.5 (35/200 x 100). 

These percentages are often used erroneously 
to draw conclusions regarding racial 
bias. In many jurisdictions higher proportions 
of stopped minorities are searched than 
stopped Caucasians. Analysts, stakeholders, 
reporters, and even expert witnesses have 
mistakenly concluded that this disparity 
between the frequency of searches of minorities 
and searches of Caucasians necessarily indicates 
bias on the part of police. Such conclusions 
are not supported by percent 
searched information. 

Percent searched information may show 
disparity, but it cannot identify the cause of 
disparity between searches of racial/ethnic 
groups or, relatedly, whether or not the disparity 
is justified. Not every person who is 
detained is at equal risk of being searched by 
police; there are very legitimate reasons why 
some persons are at greater risk of being 
searched than other persons. Indeed, the 
public should not expect equal search proportions 
across stopped groups. Virtually all 
agencies report that stopped men are 
searched in greater proportions than stopped 
women. Does this finding indicate police 
bias against men? Not necessarily. It could be 
that more men are at greater legitimate risk of 
being searched by police than women because men, 
more than women, manifest behaviors that provide 
legal grounds for a search. 

Figure 6.1 provides data from a hypothetical 
jurisdiction showing percent searched 
data for racial/ethnic groups by gender. This 
figure indicates that 16 percent of the 
Caucasian males who were stopped by police 
were searched. Corresponding figures for 
African American males, Hispanic males, and 
Other males were 24, 21, and 15 percent, 
respectively. Similar information is provided 
for the females who were stopped by police. 
These data indicate disparity; detained minorities 
(particularly detained African American and 
Hispanic males) are searched more 
frequently than Caucasians. These results do 
not provide information regarding the cause 
or causes of that disparity. 

Search Hit Rates 

A hit rate is the percent of searches in which 
the officers find something upon the people 
being searched. Officers might find contraband 
(for instance, drugs, illegal weapons) or 
other evidence of a crime. Lower hit rates for 
minorities than for Caucasians for certain 
categories of searches are cause for concern. 
These results are a warning signal or red 
flag requiring the serious attention of law 
enforcement agencies. They are, however, not 
proof of racially biased policing. 

A hypothetical example will help explain 
hit rates. If, during a specified reference 
period, police in an agency searched 100 of 
the stopped Caucasians, 80 of the stopped 
African Americans, and 60 of the stopped 
Hispanics and found evidence on 10 of the 
Caucasians, 4 of the African Americans, and 4 of 
the Hispanics. The hit rates would be 10 percent 
for Caucasians (10/100 x 100), 5 percent 


for African Americans (4/80 x 100), and 7 percent for Hispanics (4/60 x 100).

Figure 6.1. Searches as a Percentage of Vehicle Stops, by Race/
Ethnicity and Gender of Detained Group, Hypothetical Jurisdiction

		Caucasians 	African Americans 	Hispanics 	Others 

Males 		16%		24%			21%		15%
Females 	8%		13%			14%		13%


For all types of searches, hit rates provide 
descriptive information regarding whether or 
not there is disparity in productivity. If, for 
instance, 22 percent of the searches incident 
to arrest of African Americans produced hits 
compared to 30 percent of the searches incident 
to arrests of Caucasians, the Caucasian 
searches of this type are more productive. 
This is valuable information warranting 
exploration by the jurisdiction, but bias may 
not be the cause of this disparity. Legitimate 
factors may account for the differential hit 
rates. 

Evidence-Based Searches. For evidencebased 
searches, however, researchers can 
say with reasonable confidence that any 
identified disparity is unjustified and likely 
caused by bias. For this subset of searches, 
search hit rates can rule out (not definitively 
but with an acceptable degree of confidence) 
the alternative hypotheses (hypotheses that 
factors other than bias influence police behavior). 
An economic theory called the outcome test 
will help us understand how. 

The outcome test can be applied only 
when decision makers claim that their decisions 
are based on the probability of a particular 
outcome. First proposed by Nobel 
Prizewinning economist Gary S. Becker 
(1993), the outcome test was applied by him 
to outcomes related to money lending. Assume 
a bank claims to make loan decisions 
based on the likelihood that the borrower will 
be able to pay the loan back. If the bank applies 
this criteria (probability of loan repayment) 
equitably across all racial/ethnic 
groups, then the default rates should be equal 
across groups. In other words, racial/ethnic 
groups should succeed in their loan repayment 
at the same rates. If, in fact, the minority 
borrowers default on their loans at a 
lower rate than their Caucasian counterparts, 
researchers can infer that the criteria for 
determining who would get a loan were not the 
same for Caucasians and for minorities; researchers 
can infer that minority borrowers 
were held to a higher standard by those deciding 
to make the loans. 

The above example pertains to the differential 
allocation of benefits (that is, loans) 
across racial groups. The same test can be 
used to assess a decision makers allocation of 
detriments (for example, searches) across 
racial/ethnic groups. As Ian Ayres (2001, 406) 
explains, if police decisions to search minorities 
are systematically less productive than 
police decisions to search whites, one might 
infer that undeserving minorities are being 
subjected to searches. From these results 
one might infer that different standards were 


utilized in selecting Caucasians and minorities 
for searches. Specifically, it appears that 
a lower standard of proof was applied 
to searches of minorities than to searches of 
Caucasians. 

The outcome test does not focus on 
whether different proportions of minorities 
and Caucasians are searched. Different proportions 
of Caucasians and minorities might 
meet legitimate, unbiased criteria for a 
search. The outcome test focuses on the pool 
of people that the decision maker deemed 
qualified for a search (or for a loan, in the 
earlier example). 

Another way to restate the example is by 
using a hypothetical construct, units of 
evidence. Imagine an officer who searches all 
minorities he detains for whom he has 50 
units of evidence that they are carrying 
contraband or other evidence. He searches all 
Caucasians he detains for whom he has a 
corresponding 80 units of evidence. He has set a 
lower standard for searching minorities compared 
to Caucasians. The result will be that 
he is wrong more often with his minority 
searches; the officer is less likely to find 
evidence on the minorities, because he settled 
for a low level of evidence to initiate the 
search. He will have more hits in his 
searches of Caucasians because he didnt 
search them unless he was highly confident 
that they were carrying contraband/ 
evidence.2 This produces a lower hit rate for 
minority searches. As Ayres explains (2002, 
133), A finding that minority searches are 
systematically less productive than white 
searches is accordingly evidence that police 
require less [evidence] when searching 
minorities. 

2 A wrong decision does not imply that the search 
was unjustified; similarly, a hit does not imply that 
the basis for the search was legitimate. 

As Ayres (2002, 134) explains, The decision 
maker in an outcome test by her own decisions 
defines what she thinks the qualified 
pool is, and the outcome test then directly 
assesses whether the minorities and nonminorities 
so chosen are in fact equally qualified. 
The bankers will claim that they make loan 
decisions based only on the probability of 
default. The corresponding circumstance for 
police is when they make searches based on 
the probability of finding contraband/ 
evidence. This is true when the police conduct 
probable cause searches, frisks for 
weapons, searches based on plain view or 
drug odors, and, arguably, canine alert 
searches.3 These types of searches are 
evidence-based searches. The requirement of 
the outcome test (decisions must be based on 
the probability of a certain outcome) is not 
met with other types of searches, such as 
searches incident to a lawful arrest, inventory 
searches, or warrant searches.4 

3 We discuss consent searches separately below. 

4 This means that hit rate analyses will be conducted 
separately for different subsets of searches. The hit rate 
analysis conducted on the subset of evidence-based 
searches can be interpreted in accordance with the out
come test.

Table 6.1 provides sample results showing 
hit rates for evidence-based searches for 
groups defined by their race, age, and gender. 
These hypothetical data indicate that hit rates 
for evidence-based searches of young minority 
males are lower than for any other 
group.5 For young African American males 
and for young Hispanic males, the hit rates 
are 8 percent and 6 percent, respectively. 
All other groups have hit rates of at least 13 
percent. Results such as these should prompt 
law enforcement agencies to examine 
their searches more closely and/or implement 

 

interventions to reduce this apparent (albeit 
not proven) bias in searches. For instance, 
law enforcement agencies could expand collection 
of quantitative or qualitative data on 
searches to gather more information or 
implement interventions to eliminate or decrease 
potential bias in search decisions.6 

5 Again, a small number of searches in a jurisdiction 
may preclude breakdowns of the data within categories 
such as race, gender, and type. Analyses with small 
numbers are unreliable. 


Table 6.1. Evidence-Based Search "Hit Rates," by Race/Ethnicity, 
Gender, and Age, Hypothetical Jurisdiction 

			Female 			Male 
Race/Ethnicity 		<24 	25+ 		<24 	25+ 

Caucasian 		17% 	14% 		15% 	16% 
African American 	13% 	15% 		8% 	15% 
Hispanic 		15% 	16% 		6% 	17% 
Other 			15% 	13% 		14% 	15% 

Source: Based on a table in Council on Crime and Justice 
and Institute on Race and Poverty 
(2003, 29). 


The Special Case of Consent Searches. 
With nonconsent evidence-based searches,7 
the decision of the officer that is evaluated in 
the outcome test is the decision to conduct 
the search; in every instance the researcher 
will know whether or not the officer was right 
or wrong about whether the person was carrying 
contraband or other evidence. If the officer 
wants to conduct 100 nonconsent 
evidence-based searches, he will conduct 100 
of them, and the researcher will know from 
the form filled out for each one whether or 
not there was a hit. 

6 See Chapter 8 for actions agencies can take to reduce 
the potential for bias in consent searches and other 
high-discretion activities.

7 Again, these are probable cause searches, frisks for 
weapons, searches based on plain view or drug 
odors, and canine alert searches. 

With consent searches, however, the decision 
of the officer that is evaluated is the 
decision to request consent to search. The 
researcher wants to know if the officer, 
because of bias, requests consent to search from 
minorities more than from Caucasians. The 
officer may want to conduct 100 consent 
searches but be able to conduct only 85 because 
consent is withheld by 15 people. To 
properly evaluate the officers decision using 
the outcome test, the researcher would need 
to know for all 100 people from whom consent 
was requested who was and was not carrying 
contraband or other evidence. This 
information is known only for 85 of the 100. 
The researcher cannot assume that the 85 are 
representative of the 100. It is plausible that 
the 15 who refused to provide consent are 
carrying evidence/contraband at a different 
(likely higher) rate than the 85 who consented, 
and it is possible that the relationship 
between refusal and carrying differs across 
demographic groups. 

If an agency has a large number of people 
who refuse to provide consent, the agency 
cannot include consent searches in the category 
of evidence-based searches for purposes 
of conducting hit rate analysis. There is no 
clear rule of thumb for when the level of 
missing consent search data is sufficiently 



low to determine unjustified disparate impact. 
However, we maintain that a researcher 
who has at least 95 percent agreement to the 
consent searches within each of the racial/ 
ethnic groups can analyze the hit rates for 
consent searches and interpret them in 
accordance with the outcome test.8 

8 To conduct this analysis, the law enforcement agency 
first must include in the data collection form an item 
regarding whether or not the person was asked for consent 
to search. 


Figure 6.2. A Comparison of Twelve Officers Who 
Are Similarly Situated (Matched): 
Percent of Drivers Searched Who Are Minorities

Officer     1     2     3     4     5     6     7     8     9     10     11     12 

Percent     26    26    30    24    29    27    26    22    20    45     28     30



Lower hit rates for minorities for evidence-
based searches signal the possibility of 
racial bias. These findings are sufficient 
grounds for further exploration by a department, 
but they are not conclusive evidence of 
bias. Similarly, equal hit rates for minorities 
and Caucasians are not conclusive evidence 
that search decisions are bias-free. Legitimate 
factors unrelated to bias can produce lower 
hit rates for minorities, and biased police 
actions can produce equal hit rates in certain 
circumstances (see Fridell 2004, chap. 11). 
Researchers should consider these factors 
or circumstances when interpreting hit rate 
results. 

Other Ways to Examine Searches 

In addition to analyzing percent searched 
data for racial/ethnic groups and hit rates for 
racial/ethnic groups, researchers can analyze 
searches in other ways. One way is to conduct 
internal benchmarking with search data. 

Recall from Chapter 5 how the internal 
benchmarking method is implemented: To 
analyze stopping behavior by police, agencies 
compare stops by individual officers to stops 
by other similarly situated officers, or they 
compare stops by a group of officers to stops 
by other similarly situated groups of officers.9 

9 For instance, they compare officers who are assigned 
to the same geographic area, the same shift, and who 
have the same mission (such as patrol). These similarly 
situated officers are exposed to the same group of 
people at risk of being stopped by police. 


Table 6.2. Stop Dispositions for Caucasians and Minorities 

Race 		Arrest 	Citations 	Warning 	No Disposition 	Total 
Minorities 	6%	59% 		23% 		12% 		100% 
Caucasians 	5% 	62% 		25% 		8% 		100% 

In the same way, agencies can compare 
similarly situated officers with regard to the 
percent of drivers searched who are minorities. 
Figure 6.2 (previous page) illustrates 
how this is done. In this hypothetical jurisdiction, 
between 20 and 30 percent of the 
drivers searched by officers (Officers 1 
through 9 and Officers 11 and 12 in the 
figure) are minorities. In contrast, 45 percent 
of the drivers searched by Officer No. 10 are 
minorities. Officer No. 10 is an outlier (in 
social science terminology), and this officers 
decisions to search should be reviewed by the 
department to see if bias is influencing them. 

ANALYZING
STOP DISPOSITIONS


Does a drivers race/ethnicity have an impact 
on what happens during a vehicle stop? To 
address this question, jurisdictions can 
analyze search data. They also can analyze data 
on stop dispositions (for instance, arrest, 
citation, warning, no action). 

Jurisdictions do not agree on what disposition 
results indicate racial bias by police. 
Researchers for the Montgomery County (MD) 
Police Department (2001) have held that 
disproportionate representation of minorities 
among drivers given the most serious dispositions 
(arrests or citations) is an indication of 
bias. Other analysts have claimed racial bias 
is indicated by the disproportionate representation 
of minorities among those receiving the 
least serious dispositions such as warnings or 
no disposition. Such low-level outcomes 
are not viewed by them as a sign of police 
benevolence but as evidence that there may 
have been no legitimate reasons for these 
stops in the first place. More low-level 
dispositions for minorities than for Caucasians 
is seen by this group as evidence of police 
fishing for evidence of crime among 
minorities. 

These varied interpretations of disposition 
information reflect the challenge researchers 
face when analyzing this type of 
data. In their analysis of disposition data, 
like vehicle stop data, researchers can identify 
disparity in police actions or the lack 
thereof. They can calculate the percentage of 
various dispositions across drivers within 
various racial groups. The results in Table 

6.2 for a hypothetical jurisdiction show that 
minorities are over-represented among 
drivers receiving no disposition. Like the 
percent searched data, disposition data can 
identify disparity in police actions but not the 
cause of that disparity. 

Not all drivers are at equal risk of being 
searched; similarly, not all stopped drivers 
are at equal risk of receiving the various 
dispositions. In disposition data analysis, the 
more legitimate factors the researcher can 
rule out for the officers choice of disposition, 
the more confidence the researcher can have 
that disparity in police decisions is due to 
bias. 

The team analyzing the vehicle stop data 
for the Washington State Patrol (WSP) 
(Lovrich et al. 2003) determined that the 
quantity and seriousness of the violations by 
the stopped driver appear to be key variables 
that influence police disposition decisions. 
Other variables that might influence the 


dispositions police choose include (but certainly 
are not limited to) the stopped drivers 
demeanor, the prior driving record of the 
stopped driver, and the geographic location of 
the stop. An example will illustrate the importance 
of stop location. An officer might 
consider speeding 10 miles per hour over the 
speed limit in a school zone as a more serious 
offense than 10 miles per hour over the speed 
limit on a highway. 

Table 6.3. Dispositions for Moving Violations, by Race/Ethnicity, Hypothetical Jurisdiction A 

Race 	  Number	Percent of 			      Disposition 
	  Detained 	Detained 	Arrest 		Citation 	Written Warning 	No Disposition 
African 
Americans 6,405 	15.65% 		402 6.28% 	4,600 71.82% 	801 12.51% 		602 9.40% 
Hispanics 1,700 	4.15% 		54 3.18% 	1,267 74.53% 	234 13.76% 		145 8.53% 
Other 
Minority  8,182 	20.00% 		402 4.91% 	5,998 73.31% 	1,035 12.65% 		747 9.13% 
Caucasians24,629 	60.19% 		623 2.53% 	18,772 76.22% 	2,997 12.17% 		2,237 9.08% 
Total 	  40,916 	100.00% 	1,481 3.62% 	30,637 74.88% 	5,067 12.38% 		3,731 9.12% 

All of these factors can legitimately influence 
the dispositions chosen by police, and researchers 
analyzing disposition data should 
attempt to take them into account. This type of 
analysis, however, cannot be performed unless 
the agency has certain resources available. 

Resources Required 

The form that officers fill out should include 
an item regarding the disposition of the stop. 
Common options are arrest, ticket/citation, 
verbal warning, written warning, and no 
action. Information related to the reasons 
for stopping the vehicle are relevant to analyzing 
the dispositions of those stops. Therefore, 
data collection forms should include 
a field for reason for the stop. There is a 
lot of variation across agencies with regard to 
the specificity of the reason options; an 
agency may have as few as five or as many 
as twenty reasons for the stop. As noted 
earlier, information on the stop form regarding 
the quantity and seriousness of violations 
can be very useful. 

Analysis of Dispositions within 
Categories of Stops 

One of the factors that legitimately influences 
the choice of dispositions is the seriousness 
of the offense. For this reason, researchers try 
to control for or isolate this factor. If 
researchers examined dispositions for data that 
included all possible offenses, they would not 
know, for instance, if a finding that African 
Americans received harsher dispositions 
than Caucasians was due to bias or to the 
possibility that they committed more serious 
driving violations. Instead of doing one 
analysis of dispositions for all violations 
combined, researchers are encouraged to look at 
dispositions across races within offense categories 
such as speeding violations, red light 
violations, failure to yield violations, and so 
forth. 

Table 6.3 provides hypothetical disposition 
data for moving violations in Jurisdiction A by 
race and ethnicity. Relative to the other 
groups, African Americans are slightly underrepresented 
among detained persons who receive a citation 
for moving violations (71.82 
percent) and slightly over-represented among 
people who are arrested (6.28 percent). Even 


if these differences were larger, conclusions 
about racial bias could not be drawn. This is 
because proportionately more African Americans 
than the other groups could have presented 
behaviors (or been linked to other bases 
for an arrest such as outstanding warrants) 
that legitimately led to the arrest disposition. 

Within the broad reason for a stop category 
of speeding, a researcher could refine 
the analysis even further. The researcher 
could subdivide this category based on 
information on the stop form regarding how many 
miles per hour the person was speeding. For 
example, the researcher might produce a 
table similar to Table 6.3 for each of the 
following categories of speeding: less than 10 
mph over the speed limit, 10 to 15 mph over 
the speed limit, 16 to 20 mph over the speed 
limit, and greater than 20 mph over the speed 
limit. 

Other Ways to Examine Dispositions 

Dispositions can be analyzed within categories 
of stops based on the seriousness of the 
offense as described above. Researchers also 
can analyze dispositions by matching drivers 
of one race to similarly situated drivers of 
another race. In an analysis of vehicle stop 
data for the Oakland Police Department, the 
drivers were considered similar if they 
matched on variables such as location of the 
stop, time of the stop, whether the driver was 
an Oakland resident, age of the driver, reason 
for the stop, and driver gender (Ridgeway, 
Riley, and Grogger 2004). By comparing 
these similarly situated drivers, the research 
team could assess differences in dispositions 
across race while eliminating the possibility 
that some variables besides race (for instance, 
stop location, driver age) might be the cause 
of observed differences. 

Another way to examine dispositions is 
through multivariate analyses, a topic covered 
in the next chapter. 

ANALYZING OTHER
ASPECTS OF A STOP


In this chapter we have discussed analysis of 
search data and analysis of stop disposition 
data. Other aspects of a stop can be analyzed 
as well. Some jurisdictions, for instance, 
collect information on the duration of the search 
or the duration of the entire stop; they might 
collect information regarding whether the 
driver (or passengers) were asked to exit the 
vehicle, whether canines were brought to the 
scene, and whether firearms were drawn. An 
agency may decide to include one or more of 
these variables in its analysis to understand 
more fully what happens during traffic stops 
in its jurisdiction. 

The general analysis concepts presented 
above, indeed throughout the book, apply to 
these and any other variables. Researchers 
will attempt to identify the factors other than 
racial bias that might account for disparity 
with respect to any of these variables and either 
control for them with their methods or reference 
their omission in interpreting results. 

CONCLUSION 
Researchers can analyze search data in various 
ways. They can calculate and compare 
percent searched for racial/ethnic groups to 
indicate whether disparity exists, but they 
cannot draw conclusions from the data about 
the existence or lack of racial bias in the 
jurisdiction. Similarly, hit rates for all types of 
searches can provide an indication of 
whether disparity exists. Hit rates that meet 
the assumptions of the outcome test can indicate 
the existence of unjustified disparate impact. 
The term unjustified disparate impact 
means that the disparity is not easily explained 
by legitimate (nonbias) factors. The 
searches that meet the assumptions of the 
outcome test are evidence-based searches 
(those where the decision to search is based 
on the probability of finding contraband/ 
evidence). Lower hit rates for minorities than 
for Caucasians for evidence-based searches 


signal that racial bias may be influencing police 
decisions, and the agency should consider 
additional assessments of searches or 
reform measures (see Chapter 8). Consent 
searches cannot be analyzed with the outcome 
test unless high proportions of subjects 
within each of the racial/ethnic groups 
acquiesced to requests to search. 

From disposition data, agencies can identify 
disparities across races, but they cannot 
draw firm conclusions regarding bias by police 
because of the challenges associated with 
controlling for the key factors that might 
legitimately affect the selection of dispositions. 

The analysis of poststop data is complicated, 
and most methods can indicate only 
whether disparity exists, not the cause. 

Despite these constraints, researchers should 
analyze poststop data and report to the law 
enforcement agency and other stakeholders 
comprehensive information regarding what 
happens after stops are made. These poststop 
activities are vulnerable to racial bias by 
police, and they could have great negative 
consequences for the driver subject to them. 
It is important for police executives to know 
what is happening during vehicle stops since 
these incidents comprise the most frequent 
interaction between police and citizens. As 
we discuss in Chapter 8, a finding of disparity, 
even if the cause of the disparity 
cannot be identified, may provide impetus for 
constructive changes in law enforcement 
policies or practices. 


VII


Drawing Conclusions from the Results 

Previous chapters have explained ways in 
which data on vehicle stops by police and 
data on poststop activity by police (for 
example, searches and dispositions) can be 
analyzed. Jurisdictions are trying to determine 
whether there is a cause-and-effect relationship 
between a drivers race/ethnicity and police behavior. 

To examine police decisions to stop, for 
instance, researchers compare the racial/ 
ethnic profile of the people identified in the 
police-citizen contact data and the racial/ethnic 
profile of a benchmark population. This popu-
lation might be composed of residents of the 
jurisdiction with access to vehicles; drivers with
a license; drivers identified by red light cameras, 
radar, or air patrols; drivers stopped by 
matched officers or groups of officers; drivers 
observed on the road by researchers; or drivers 
identified through other benchmarking methods.

Figure 7.1 illustrates disparity in an 
analysis of stop data: minorities are 
overrepresented among drivers stopped relative to 
their representation in the benchmark population. 
They represent 19.06 percent of the 
stopped drivers and 15.60 percent of the 
benchmark population. In this hypothetical 
jurisdiction, there is disparity between 
racial/ethnic groups in terms of stops made 
by police. 


Figure 7.1. Disparity between Drivers Stopped by Police in 
Hypothetical Area A and the Benchmark Population for Area A, 
by Two Racial/Ethnic Groups 

			Caucasians	Minorities
Stopped Drivers		80.94%		19.06%
Benchmark		84.40%		15.60%



Disparitysuch as that shown in Figure 
7.1can be conveyed in four ways: through 
absolute differences in percentages between 
those stopped by police and the benchmark 
population, relative differences in percentages, 
disparity indexes, and ratios of disparity. 
This chapter focuses on these four 
ways that disparity can be interpreted and 
conveyed to the public. In their analysis 
of stop, search, and disposition data, 
researchers can choose one or more of these 
measures of disparity. Two additional tools 
for assessing and conveying disparity 
contingency analysis and multivariate 
analysesare described as well. 

When does disparity equate to bias? 
There is no simple answer to this question. 
Some researchers set a cut-off point: they 
decide that disparity levels above this 
point indicate racial bias. Others believe it is 
impossible, and therefore inappropriate, to 
set a cut-off point. We evaluate these opinions 
and explain useful tools that researchers 
can use to interpret data. This chapter 
explains measures of disparity and how they 
can be calculated. It does not provide definitive 
answers about when policing in a jurisdiction 
is characterized by racial bias. A 
theme of this book is that researchers 
can measure disparity easily, but identifying 
the cause of disparity presents a challenge. 
That theme continues through this chapter. 
No calculations of measures of disparity 
however advancedwill themselves overcome 
this challenge. Those who have a stake 
in the results of benchmarking analysis 
residents, local officials, members of the 
media, advocates for minorities, and others 
seek definitive answers about whether 
policing in their jurisdiction is racially 
biased, but those definitive answers cannot be 
given. The reason is the impossibility of 
ruling out all of the legitimate (nonbias) 
factors influencing police decisions to stop 
a vehicle, conduct a search, or give a disposition 
(that is, arrest the driver, ticket the driver, 
warn the driver, or provide no disposition to 
the stopped driver). Benchmarking analysis 
can signal the possibility of biased policing, 
motivate jurisdictions to explore policing 
practices, and improve relations between police 
and the community. Definitive conclusions, 
however, cannot be drawn from the 
results. 

FOUR MEASURES
OF DISPARITY


If benchmarking analysis reveals a disparity 
between the racial/ethnic profile of stopped 
drivers and the racial/ethnic profile of the 
benchmark population, researchers have a 
choice of four ways to measure and convey 
that disparity: absolute differences in percentages 
between those stopped by police and the 
benchmark population, relative differences in 
percentages, disparity indexes, and ratios of 
disparity. Table 7.1 explains how each of 
those measures can be calculated. The table 
is based on the disparity shown in Figure 7.1 
between stopped drivers and the benchmark 
population for Area A in the hypothetical 
jurisdiction. To simplify the explanation, 
citizens are separated into just two groups: 
Caucasians and minorities. 

Column A presents the number of stops of 
minorities and Caucasians across the reference 
period (for instance, one year). Researchers 
who are calculating measures of 
disparity should include in their tables the 
number of stops so that the discerning reader 
can assess whether this number is sufficient 
to produce reliable results.1 

1 Analyses with small numbers of stops are less reliable 
than those with larger numbers of stops. 


Table 7.1. Four Disparity Measures to Describe Stops in Hypothetical Area A, 
for Two Racial/Ethnic Groups 

A- Number of Stops 
B- Percent of Stops 
C- Percent of Benchmark 
D- Absolute % Difference 
E- Relative % Difference 
F- Disparity Index 
G- Ratio of Disparity 
		A	B	C	D	E	F	G
Equation 	  [A(m or c)/t] x 100 	B-C 	[(B-C)/C] x 100 	B/C 	F(m)/F(c) 

Minorities (m) 	15,492 	19.06% 	15.60% 	3.46% 	22.18% 	1.22 	1.27 
Caucasians (c) 	65,789 	80.94% 	84.40% 	-3.46% 	-4.10% 	0.96 
Total (t) 	81,281 	100.00%	100.00% 

Note: These data produced the summary results presented in Figure 7.1. 

Column B presents the percentage of the 
stops by police that were of minorities and of 
Caucasians (summing to 100 percent). Thus, 
for instance, the percentage of stops that were 
of minorities is 19.06 [(15,492/81,281) x 
(100)]. Column C presents from Figure 7.1 
the percentage of minorities and Caucasians 
in the benchmark population. If the jurisdiction 
were implementing benchmarking with 
adjusted census data (for instance, adjusted 
for access to vehicles), Column C would indicate 
that 15.60 percent of the jurisdictions 
residential population with access to vehicles 
were minorities, 84.40 percent were Caucasians. 
If the benchmark represented people 
observed violating speeding laws (as opposed 
to jurisdiction residents), Column C would 
indicate that 15.60 percent of the people 
speeding on the jurisdictions roads were 
minorities and 84.40 percent were Caucasians. 

For this example, to calculate absolute 
differences in percentages between those stopped 
by police and the benchmark population, 
subtract Column C (representation of the 
group among the benchmark population) 
from Column B (representation of the group 
among the drivers stopped by police). For the 
minority group, the absolute percentage difference 
is 3.46 percent (19.06%  15.60%). 
This result can be conveyed in the following 
language: there are 3.46 percent more minorities 
among the people who are stopped 
than are represented in the benchmark 
group. 

A second way that researchers can convey 
disparity is through relative differences in 
percentages between those stopped by police and 
the benchmark population. For the minority 
group in Table 7.1, the relative percentage 
difference is 22.18 percent or [(19.06  15.60)/ 
15.60] x 100. In other words, 19.06 percent is 

22.18 percent greater than 15.60 percent. 
This difference could be expressed as follows: 
there are 22.18 percent more minorities 
among the people who are stopped than are 
represented in the benchmark group. Or, 
minorities are over-represented among 
people stopped by 22.18 percent relative to 
their representation among the benchmark 
group. Similarly, whites are under-represented 
among people stopped by 4.10 percent relative to 
their representation among the benchmark group. 
The wording used to describe 
absolute and relative differences in percentages 
is the same. There is no particular language 
for conveying the results that 
distinguishes the figures that are absolute 
percentage differences and relative percentage 
differences. Researchers should 
convey the meaning of the disparity by 


describing in the report the equation used: 
either B  C or [B  C/C] x 100 (see Table 7.1). 

A third way to convey disparity is a disparity 
index. For the minority group in Table 
7.1, the disparity index is 1.22, which is 
calculated by dividing Column B (group percentage 
among drivers stopped) by Column C 
(group percentage among benchmark population). 
A value of 1 would indicate no disparity; 
that value would be obtained in our 
example if 19.06 percent of the stops were of 
minorities, and minorities comprised 19.06 
percent of the benchmark population. A 
value greater than 1 indicates over-representation 
among drivers stopped relative to the 
benchmark, and a value less than 1 indicates 
under-representation among drivers stopped 
relative to the benchmark. The results in 
Table 7.1 indicate an over-representation of 
minorities among stops relative to their 
representation in the benchmarked group.2 

A ratio of disparity (referred to by some 
researchers as an odds ratio) is the fourth 
way a finding of disparity can be conveyed. 
The disparity index for one group is divided 
by the disparity index for another group. The 
group in the denominator is the reference 
group to which the other group is compared. 
In our example, we use the disparity index to 
gauge how minorities (the numerator in the 
equation) fare relative to Caucasians (the 
denominator in the equation). 

For the minority group in Table 7.1, the 
ratio of disparity is 1.27 (1.22/0.96). The 
disparity index for minorities is divided by the 
disparity index for Caucasians to produce a 
single number. A number greater than 1 
indicates over-representation, and a number less 
than 1 indicates under-representation. 
Researchers could explain the ratio of disparity 
shown in Table 7.1 in any of the following 
ways: 

 Minorities are stopped 1.27 times 
more than Caucasians. 
 If you are a minority, you are 1.27 
times more likely to be stopped by 
police than if you are Caucasian. 
 For every Caucasian stopped, 1.27 
minorities are stopped. 


Table 7.2 shows how to calculate ratios of 
disparity when there are more than two racial/ 
ethnic groups. Because Hispanics comprised 

8.24 percent of the stops and a very similar 
percent of the benchmark population (8.20 
percent), the disparity index for Hispanics is 

1.00 (8.24/8.20), indicating no disparity. The 
disparity indexes for African Americans and 
Caucasians show over-representation of 
African Americans relative to the benchmark 

(1.46) and under-representation of Caucasians 
(0.96). Recall that to produce the 
ratio of disparity for the two groups in Table 
7.1, we divided the disparity index for minorities 
by the disparity index for Caucasians 
(1.22/0.96 = 1.27). To calculate the ratio of 
disparity with three racial/ethnic groups, 
researchers again must identify which of the 
three groups is the reference group. The 
disparity index for this chosen reference 
group becomes the denominator for the ratio 
of disparity calculations for the other two. 
We suggest that the relevant group in any 
calculation of a ratio of disparity for vehicle stop 
analysis be the Caucasian group. This is because 
the main question we are trying to answer is 
as follows: Are minority residents 
treated differently from Caucasian residents 
because of their racial/ethnic status? 

2 Consistent with our caveat that small sample sizes 
produce unreliable results, note that all of these 
measures are unstable when sample sizes are small. 


Table 7.2. Disparity Indexes and Ratios of Disparity to Describe Stops 
in Hypothetical Area A, for Three Racial/Ethnic Groups 

A- Number of Stops 
B- Percent of Stops 
C- Percent of Benchmark 
F- Disparity Index (B/C) 
G- Ratio of Disparity 

			A	B	C	F	G	
							Formula 	Result 
African Americans (a) 	8,798 	10.82% 	7.40% 	1.46 	F(a)/F(w) 	1.53 
Hispanics (h) 		6,694 	8.24% 	8.20% 	1.00 	F(h)/F(w) 	1.05 
Caucasians (w) 		65,789 	80.94% 	84.40% 	0.96 
			81,281 	100.00% 100.00% 

THE CHALLENGE OF SELECTING
MEASURES OF DISPARITY


Above we explained four different ways that 
researchers can convey disparity: absolute 
percentage difference, relative percentage 
difference, disparity index, and ratio of 
disparity. These measures can be used to 
describe disparity in stops, dispositions, 
searches and other aspects of vehicle stops. 
We turn now to a new question: Which 
measure or measures of disparity should 
researchers select to present their data? 

Social scientists analyzing vehicle stop 
data have differences of opinion regarding 
whether researchers should report multiple 
measures of disparity or just one. Those who 
advocate the selection and reporting of a 
single measure (for instance, the disparity 
index) point out that multiple measures 
could confuse the residents, policy makers, 
and other stakeholders who read the agencys 
report. Multiple measures, they say, might 
lead the various stakeholders with different 
concerns or agendas to pick and choose the 
figures in the report that confirm their views 
or preconceived expectations regarding the 
results. 

Other social scientists favor reporting 
two, three, or even all four of the measures of 
disparity. They claim it is better to provide 
report consumers with more information, not 
less, including information on how various 
measures can produce different results in 
different circumstances. 

Indeed, different measures do produce 
different results, and researchers and 
jurisdiction stakeholders need to understand this 
important fact. Care must be exercised in the 
interpretation of the findings. If the percentages 
of minorities (or of Caucasians) in the 
population of stopped drivers or in the 
benchmark population are not very high or 
very low, the researchers choice of one 
measure of disparity over another will not 
have strong ramifications for the results. On 
the other hand, when a researcher is dealing 
with very high or very low percentages of 
minorities (or of Caucasians), the selection of 
one measure over another will lead to very 
different interpretations of the results. 

DIFFERENT MEASURES OF DISPARITY: 
DIFFERENT INTERPRETATIONS 

Table 7.3 shows how the four measures of 
disparity explained in the first section of this 
chapter can convey very different results. 
The table presents four measures of disparity 
for three hypothetical police departments: 
A, B, and C. Which department has the most 


Table 7.3. Various Measures of Disparity for Hypothetical Departments A, B, and C 

Department Representation of African Americans Among Stops 
A	14.0%
B	1.3%
C	67.0%

	Representation of African Americans Among Benchmark 
A	9.0%
B	0.6%
C	54.0%

	Absolute % Difference 
A	5.0%
B	0.7%
C	13.0%

	Relative % Difference 
A	56.0%
B	117.0%
C	24.0%

	Disparity Index 
A	1.6
B	2.2
C	1.2

	Ratio of Disparity 
A 	1.6 
B 	2.2 
C 	1.7 

Source: Farrell 2004 

disparity? Well, the answer depends on the 
measure of disparity we consider. 

In terms of the absolute percentage difference, 
Department C has the most disparity: 
African Americans are over-represented in 
the stop data relative to the benchmark data 
by 13.0 percent. In terms of the other three 
measures of disparity, Department B has the 
most disparity. Although Department B has 
an absolute percentage difference of only 0.7, 
it has a relative percentage difference of 117. 
The disparity index and ratio of disparity for 
Department B are both 2.2. Department A 
has the second highest disparity when disparity 
is calculated as the relative percentage 
difference (56 percent) or disparity index 
(1.6); Department C has the second highest 
disparity (1.7) when calculated as ratios of 
disparity. Clearly, the measure chosen makes 
a difference in terms of the level of disparity 
indicated. 

Recall the important point made earlier: if 
the population of stopped drivers or the population 
of the benchmark population has very 
high or very low percentages of minorities (or 
of Caucasians), the researchers selection of 
one measure over another could make a big 
difference in the interpretation of results. 
Table 7.3 shows that the percentage of minorities 
in both the stopped driver population 
and the benchmark population is low for Department 
B; as a result, the variation between 
two of the measures of disparity (the absolute 
percentage difference and the relative percentage 
difference) is extreme.3 Minorities 
represent only 1.3 percent of the persons 
stopped and only 0.6 percent of the benchmark 
population; the absolute percentage difference 
is tiny (0.7 percent), but the relative 
percentage difference is large (117 percent). 

3 Here we focus on the situation when the percentage 
of minorities is low in the stop and/or benchmark
populations. The same problems would occur if 
Caucasians were the group with low percentage 
representation. 

This extreme variation is even more evident in 
Table 7.4. In order to highlight the 
effects of low levels of minorities in the stop 
and benchmark populations on the four 
measures of disparity, we arbitrarily set the 
absolute percentage difference at 2 percent 
for thirty-five hypothetical departments. For 
low levels of minority representation (the top 
of Table 7.4), the relative percentage difference 
can be very highmisleadingly high 
even when the absolute percentage difference 
is low (in these cases, 2 percent). For Department 
2, minorities comprise 3 percent of 
the drivers stopped and 1 percent of the 
benchmark population; the absolute percentage 
difference of 2 percent is paired with 
a relative percentage difference of 200 percent. 
Similarly, the disparity index for minorities 
and ratio of disparity are very high at 
3.0 and 3.06, respectively.




Table 7.4 Disparity Measures for Multiple Departments 
When Absolute Percentage Difference is Set at Two 

Dept. 
	Percent of Stops 	Percent of Benchmark 	Percentage Difference 	Disparity Index     Ratio of 
	Caucasians Minorities 	Caucasians Minorities 	Absolute   Relative 	Minority Caucasian  Disparity
1       98         2            100        0            2.0      NA*            NA*      0.98       1.02 
2       97         3             99        1            2.0      200.00%        3.00     0.98       3.06 
3       96         4             98        2            2.0      100.00%        2.00     0.98       2.04 
4       95         5             97        3            2.0       66.67%        1.67     0.98       1.70 
5       94 	   6 		 96 	   4 		2.0 	  50.00% 	1.50 	 0.98 	    1.53 
6       93 	   7 		 95 	   5	 	2.0 	  40.00% 	1.40	 0.98	    1.43 
7 	92 	   8 		 94 	   6 		2.0 	  33.33% 	1.33	 0.98	    1.36 
8 	91 	   9 		 93 	   7 		2.0 	  28.57% 	1.29	 0.98	    1.31 
9 	90 	  10 		 92 	   8 		2.0 	  25.00% 	1.25	 0.98	    1.28 
10 	89 	  11 		 91 	   9 		2.0 	  22.22% 	1.22	 0.98	    1.25 
11 	88 	  12 		 90 	  10 		2.0 	  20.00% 	1.20 	 0.98	    1.23 
12 	83 	  17 		 85 	  15 		2.0 	  13.33% 	1.13	 0.98	    1.16 
13 	78 	  22 		 80 	  20 		2.0 	  10.00% 	1.10	 0.98	    1.13 
14 	73 	  27 		 75 	  25 		2.0 	   8.00% 	1.08	 0.97	    1.11 
15 	68 	  32 		 70 	  30 		2.0 	   6.67% 	1.07	 0.97	    1.10 
16 	63 	  37 		 65 	  35	  	2.0	   5.71% 	1.06	 0.97	    1.09 
17 	58 	  42 		 60 	  40 		2.0	   5.00% 	1.05	 0.97	    1.09 
18 	53 	  47 		 55 	  45 		2.0	   4.44% 	1.04	 0.96	    1.08 
19 	48 	  52 		 50 	  50 		2.0	   4.00% 	1.04	 0.96	    1.08 
20 	43 	  57 		 45 	  55 		2.0	   3.64% 	1.04	 0.96	    1.08 
21 	38	  62 		 40 	  60 		2.0	   3.33% 	1.03	 0.95	    1.09 
22 	33 	  67 		 35 	  65 		2.0	   3.08% 	1.03	 0.94	    1.09 
23 	28 	  72 		 30 	  70 		2.0	   2.86% 	1.03	 0.93	    1.10 
24 	23 	  77 		 25 	  75 		2.0	   2.67% 	1.03	 0.92	    1.12 
25 	18 	  82 		 20 	  80 		2.0	   2.50% 	1.03	 0.90	    1.14 
26 	13 	  87 		 15 	  85 		2.0	   2.35% 	1.02	 0.87	    1.18 
27 	8 	  92 		 10 	  90 		2.0	   2.22% 	1.02	 0.80	    1.28 
28 	7 	  93 		  9 	  91 		2.0	   2.20% 	1.02	 0.78	    1.31 
29 	6 	  94 		  8 	  92 		2.0	   2.17% 	1.02	 0.75	    1.36 
30 	5 	  95 		  7 	  93 		2.0	   2.15% 	1.02	 0.71	    1.43 
31 	4 	  96 		  6 	  94 		2.0	   2.13% 	1.02	 0.67	    1.53 
32 	3 	  97 		  5 	  95 		2.0	   2.11% 	1.02	 0.60	    1.70 
33 	2 	  98		  4 	  96 		2.0	   2.08% 	1.02	 0.50	    2.04 
34 	1 	  99 		  3 	  97 		2.0	   2.06% 	1.02	 0.33	    3.06 
35 	0 	 100		  2 	  98 		2.0	   2.04% 	1.02	 NA*	    NA* 

*Not applicable because formula places a zero in the denominator of the equation. 


 

Stakeholders need to understand that different 
measures of disparity can, in some circumstances, 
lead to different interpretations 
of the results. With this knowledge they can 
engage in a discussion with the researcher 
prior to the production of results regarding 
some key decisions such as how many measures of 
disparity will be produced and which 
one or ones will be selected. Even if stakeholders 
are not involved in those decisions, 
this knowledge will help them understand results 
that include multiple measures of disparity that 
produce various interpretations. If 
stakeholders are presented with results conveyed 
with a single measure they will understand that 
the results might have been 
different if the researcher had made an 
alternative selection. 

USING CONTINGENCY TABLES
TO IDENTIFY DISPARITY


The relationship, if any, between the race/ 
ethnicity of drivers and various actions by 
police (such as stops, searches, and dispositions) 
can be assessed using contingency tables. 
These tables have a consistent format: 
the independent variable defines the 
columns, and the dependent variable defines 
the rows. Table 7.5 portrays hypothetical 
search data in contingency table format. The 
independent variable is the race/ethnicity of 
the driver, and the dependent variable is 
whether or not a search was conducted.4 
Column percentages sum to 100 percent, and 
the table is read across. Searches were conducted of 
17.61 percent of the stopped 
African Americans, 11.58 percent of the 
stopped Hispanics, and 7.00 percent of the 
stopped Caucasians. 

4 A dependent variable is the outcome variable, or the 
subject of the analysis. An independent variable is the 
predictor variable that is hypothesized to cause changes 
in the dependent variable. In this example, we are 
testing whether race/ethnicity of a driver (the independent 
variable) will impact on whether or not a 
search is conducted (the dependent variable). 

These results indicate that African Americans were 
more likely than Hispanics and 
Caucasians to be searched. But what does 
this finding mean? It means only that a disparity 
exists. Researchers cannot conclude 
that bias influenced search decisions because 
other factors could have caused the disparity. 

Researchers can use statistical programs 
to assess the strength of a relationship that is 
indicated by the data in a contingency table. 
Importantly, measures of association (and 
tests of statistical significance) provide 
information regarding disparity, not bias. For 
instance, if we had found a strong association 
indicating that African Americans were 
disproportionately represented among drivers 
searched, we would know only that a disparity 
exists, not why it exists. We cannot 
conclude that bias influenced search decisions 
because other factors could have 
caused that disparity. 

USING MULTIVARIATE ANALYSIS 
TO IDENTIFY DISPARITY 

Multivariate analysis examines the impact 
of multiple factors (independent variables) 
on an outcome (the dependent variable).5 It 
can provide a more thorough and accurate 
interpretation of vehicle stop data than 
bivariate analysis. 

5 In bivariate analysis, researchers look at the relationship 
between two variables. In multivariate analysis, 
multiple variables are taken into consideration, and the 
strength of the relationship between each independent 
variable and the dependent variable is determined 
while controlling for the impact of the other variables in 
the equation. 


Table 7.5. Contingency Table to Assess Relationship 
Between Driver Race/Ethnicity and Police Searches 

				Driver Race/Ethnicity 
Search 		African
Activity  	Americans 	Hispanics 	Caucasians 	Total 
No Search 	7,249 		5,919 		61,184		74,352 
		82.39% 		88.42% 		93.00% 		91.48% 

Search 		1,549 		775 		4,605 		6,929 
		17.61% 		11.58% 		7.00% 		8.52% 

Total 		8,798 		6,694 		65,789 		81,281 
		100.00% 	100.00% 	100.00% 	100.00% 

Note: The Contingency Coefficient is 0.121. 

For example, Smith et al. (2003) and 
Tomaskovic-Devey, Wright, and Czaja (2003) 
analyzed information from a survey of drivers 
in North Carolina, including information on 
the extent to which the drivers were stopped 
by police. These researchers wanted to find 
out whether the driver race/ethnicity affected 
the extent to which people were stopped. 
The frequency of being stopped during the 
reference period was the dependent variable. 
A bivariate analysis with these data would 
look at the relationship between the race/
ethnicity of the survey respondents and the 
number of stops by police they reported. 
Researchers would not know from this bivariate 
analysis, however, if variables like driving 
quantity, quality, or location had affected the 
stopping decisions by police. Researchers 
could show whether disparity existed (for instance, 
they might find that minorities were 
stopped more than Caucasians), but they 
would not know if raceor alternative, legitimate 
factorsproduced that disparity. If a 
survey data set on stopped drivers in a 
jurisdiction included information on driving 
quantity, quality, and location (and the North 
Carolina survey did), researchers conducting 
multivariate analysis could look at the effect 
of race on the frequency of being stopped, 
controlling for these other factors. 

The Key Limitation of 
Multivariate Analysis 

Multivariate analysis is an important tool for 
social science and can have value for an 
examination of racial bias in policing. It does 
not, however, overcome the challenges associated 
with analyzing vehicle stop data 
particularly those challenges associated with 
identifying and measuring the alternative 
legitimate factors that can influence police 
decision making. Multivariate analysis is 
based on certain assumptions, and a key one 
is no specification error. This is a fancy 
phrase used by statisticians to reference a key 
theme of this book: for a method to be most 
effective it must take into consideration all of 
the alternative legitimate factors that might 
have an impact on police behavior. For multivariate 
analysis to be effective in determining whether 
driver race/ethnicity has a 
causal impact on police behavior, it must include 
independent variables that reflect the 
alternative legitimate factors that affect police 
behavior. 

A researcher might find a significant relationship 
between independent variable X and 
dependent variable Y that would disappear if 
the researcher had included variable C in the 
model. A simple example illustrates this 
point. Let us imagine that a researcher finds 


a significant positive relationship between 
the consumption of high-grade coffee and the 
square footage of homes. Subjects who drink 
high-grade coffee, the researcher finds, are 
more likely to live in large houses. Clearly, 
drinking high-grade coffee does not cause a 
person to have a large house. The omitted 
variable C, which is wealth, leads to both the 
drinking of high-grade coffee and the purchase of 
large houses. Without the independent variable 
C in the model, the results 
are misleading: the results indicate a direct 
relationship where none exists. With wealth 
in the model, the multivariate methods 
would indicate a relationship between wealth 
(not high-grade coffee) and large houses. 

Applied to vehicle stops, multivariate 
analysis can similarly identify a misleading 
relationship between the dependent variable 
and the independent variable. It is misleading 
because the inclusion of a previously 
omitted variable can make the relationship or 
correlation disappear. For example, multivariate 
analysis might find a relationship between 
race/ethnicity and police dispositions 
that would have disappeared (as it did in the 
analysis of the Washington State Patrol data) 
if the researcher had included number of 
violations or seriousness of offense(s) as 
independent variables. 

Not including key variables in a multivariate 
equation can also serve to mask 
racial bias. A researcher may, for instance, 
find no indication of racial disparity in search 
decisionswhere, in fact, it existsbecause 
the researcher fails to include in the equation 
crucial independent variables. 

For multivariate analysis to be most effective 
in determining whether driver race/ 
ethnicity has a causal impact on police behavior, 
it would include all of the independent variables 
that reflect the alternative 
legitimate factors that affect police behavior. 
Quite frequently, however, social scientists 
cannot identify or measure all of the factors 
that they should or would like to include as 
independent variables. This is not unique to 
the analysis of vehicle stop data. 

Researchers should not lead stakeholders 
to believe that the use of fancy multivariate 
statistical techniques, however beneficial, 
overcomes all the challenges associated with 
analyzing vehicle stop data. The researcher 
should make explicit reference to the potentially 
relevant variables that were not included 
in the equation and report that these 
omissions could have had an impact on the 
results. 

WHEN DOES
DISPARITY MEAN BIAS?


Isolating the causes of disparity presents a 
formidable challenge for researchers. An 
identified amount of disparity in stopping 
behavior by police could be caused by any of 
the following: bias on the part of police; 
demographic variations in the quantity, quality, 
and location of driving; demographic variations 
in other legitimate factors that have an 
impact on police behavior; and/or other 
measurement error. Researchers dont know 
what proportion of the disparity comes from 
what source. With strong benchmarking 
methods, researchers can reduce the number 
of plausible causes, but only in a perfect 
world where they can control for all alternative, 
legitimate factors and achieve perfect 
measurement could they equate a disparity 
measure or measures with police bias. For 
this reason, there is no agreed upon bright 
line that researchers can set whereby disparity 
levels above it indicate racial bias and 
disparity levels below it indicate lack of bias. 

Note also that disparity does not indicate 
bias just because the results are statistically 
significant. Researchers can use tests of 
statistical significance in their analysis of 
vehicle stop data for descriptive purposes to 
show that a finding is robust.6 For instance, a 
researcher might report that the difference 


between the representation of minorities in 
the stop population and among the benchmark 
population is statistically significant. 
This shows that the numerical differences are 
worthy of notice. Whether this disparity is 
caused by bias cannot be discerned by this 
test. 

6 More often tests of statistical significance are used 
in research to make inferences about whether the results 
from a sample can be generalized to the population from 
which that sample was randomly drawn. 
However, most data that are studied to assess 
the existence of racial bias represent information (gleaned from 
forms) on all police stops made in a jurisdiction, not a 
random sample. 

THE BRIGHT LINE
CONTROVERSY


Some researchers argue that conclusions 
about the existence or absence of racial bias 
can and should be drawn from disparity 
measure calculations in order to provide the 
clarity needed to guide jurisdiction policy and 
practice. Other researchers claim that any 
cut-off point is arbitraryproviding a false 
sense of clarity where none exists. They note 
that even large amounts of disparity could be 
wholly explained by nonbias factors. 

Important for stakeholders to understand 
is that there is no mathematical formula that 
can produce a legitimate cut-off point above 
which one can say with confidence that disparity 
is equal to bias. A researcher may have 
detected disparity between the racial/ethnic 
profile of drivers stopped by police and the 
racial/ethnic profile of the benchmark population, 
but the researcher has no way of 
knowing how much of this disparity is due to 
measurement error and unmeasured variables that 
influence police behavior. The researchers 
who advocate cut-off points are, in 
effect, arguing that if the disparity is 
particularly large, then chances are, the alternative 
factors cannot explain all of it. Certainly, it is 
probably safe to say that the larger disparities 
are more likely than the smaller disparities to 
encompass many causes, including bias. It is 
important to note, however, another possibility: 
a large disparity could be produced 
entirely by alternative legitimate factors, and 
a small disparity could be entirely produced 
by bias. 

For the researchers who choose to select a 
cut-off point, we suggest they select the 
cutoff point before analyzing the results 
if feasible and set the cut-off point in conjunction 
with a police-resident advisory board after 
educating that board about the challenges of 
drawing conclusions about police bias from 
calculations of measures of disparity. Most 
importantly, researchers need to convey to 
the consumers of their reports the constraints 
associated with setting cut-off points. 

A researcher might reasonably choose not 
to select a cut-off point, believing it unwise to 
select a point above which a problem is indicated. 
The quote below expresses the reasons why one 
group of researchers decided 
not to set a cut-off point: 

As with other studies, we faced a 
problem of establishing a bright line 
above which the conclusion is that all 
departments are engaged in disparate 
citation practices that constitute racial 
profiling and below which all departments 
are not engaged in disparate citation 
practices. . . . In studies of 
disparity, regardless of topic area, it is 
generally inappropriate to conclude 
that any difference between the 
studied population and the comparative 
population automatically constitutes 
a meaningful disparity or racial 
bias. Such differences may be the 
result of real differences or may be a 
product of sampling or measurement 
error (Farrell et al. 2004, 15). 

These researchers conclude, How much 
disparity is acceptable to a community is 


fundamentally a question that should be 
addressed by stakeholders and policy makers in 
each jurisdiction (Farrell et al. 2004, 16). 

THE GOOD NEWS 
When grappling with the question of how 
much [disparity] is too much, researchers 
can avail themselves of two important tools. 
First, they can compare disparities. Such 
comparisons will help them interpret their 
data and provide stakeholders with meaningful 
feedback and guidance. As an example, 
an agency using internal benchmarking 
identifies the officers (or units of officers) with the 
most disparity and initiates a review that 
will determine whether there are explanations 
other than bias for the disparity (see Chapter 
5). Similarly, other benchmarking methods 
can identify geographic areas within a jurisdiction, 
agencies within a state, and/or units 
within a department with the highest levels of 
disparity. The researcher could rank those 
subareas, agencies, and departmental units 
based on measures of disparity. A descriptive 
cut-off point could then be selected. A unit 
above the designated level is considered only 
to have high disparity but no interpretation is 
made as to the cause of that disparity. Such 
an identification can serve to help policy 
makers identify the high priority targets for 
additional review or for change efforts as 
discussed more fully in the next chapter. 

A second tool to help researchers interpret 
and report findings of disparity is what 
we call a qualitative review of quantitative 
data. By meeting with law enforcement 
agency personnel and with other stakeholders, 
researchers can gain insight and perspective 
on the quantitative results. These 
reviews can help ensure that jurisdiction data 
are correctly and responsibly interpreted. 
Two reviews are advisable: (1) a review and 
discussion of the results by researchers and 
law enforcement agencies, and (2) a review 
and discussion of the results by law enforcement 
personnel and resident stakeholders. 

The independent researcher or researcher 
employed by the law enforcement agency 
should discuss the results of vehicle stop data 
analysis with sworn personnel before publishing 
them. The purpose of this discussion 
is to gather information from a street 
perspective regarding what the data mean. The 
purpose is not to explain away any disparity 
that may have been identified but to 
better understand what factorslegitimate or 
otherwisemight be producing the results. 

The Northeastern University team, in 
both its Massachusetts (Farrell et al. 2004) 
and Rhode Island (Farrell et al. 2003) reports, 
indicates that the ultimate interpretation of 
the results comes during discussions between 
police and citizens. One benefit of including 
residents in discussions of results is the fresh 
and helpful perspective they bring to understanding 
what the data mean. Like the police, 
residents have information about the jurisdiction 
that can add perspective and context to 
the numbers produced by the researcher. But 
discussions between police and residents are 
about more than how to interpret data. The 
issue of racially biased policing has, in many 
communities, exacerbated the divide between 
police and residents, particularly residents 
who are racial/ethnic minorities. Data 
collection has the potential to help heal the 
divide and provide direction for joint reform 
efforts by police and community members. 
Police-resident discussions of data become a 
part of the change process. We discuss in the 
next chapter how police and residents can 
come together to use these data for the purposes of reform. 

CONCLUSION 
In this chapter we discussed four ways to 
present the results of vehicle stop analyses: 
absolute percentage differences, relative percentage 
differences, disparity indexes, and 


ratios of disparity. These measures can be 
used to present results on stops, searches, 
dispositions, and other types of vehicle stop 
data. Researchers can choose one or more of 
these measures to convey the results of their 
benchmarking analysis to the public. The 
challenge is not in producing these measures 
of disparity but in deciding which one or 
ones to use and present. Some social scientists 
use just one measure of disparity in their 
reports to reduce ambiguity and avoid multiple 
interpretations of results. Others prefer 
to report multiple measures of disparity. 
Under some circumstances, the interpretations 
drawn from one measure might be very 
different from those drawn from another. 
Researchers might also develop contingency 
tables to convey results or use multivariate 
methods to analyze the data. 

This chapter also explained why definitive 
conclusions about bias cannot be drawn 
from calculations of measures of disparity. 
Stakeholders must evaluate the extent to 
which nonbias factors (factors related to 
driving quantity, quality, and location) have 
been addressed by the jurisdictions benchmarking 
method. Conclusions about racial/ 
ethnic bias as the cause of disparity are 
suspect because every benchmarking method 
imperfectly addresses the alternatives to the 
bias hypothesis. 

In the next chapter we describe how police 
and stakeholders can come together, reflect 
upon the vehicle stop data analyzed by social 
science researchers, and identify methods for 
improving policing practices and the relationships 
police have with local residents. 


VIII


Using the Results for Reform 

Vehicle stop data have benefits and constraints 
as a means of measuring whether 
policing in a jurisdiction is racially biased. 
The limits of social science preclude researchers 
from drawing definitive conclusions from 
the data regarding the existence or 
lack of racial bias. Faced with this fact, 
explained at length in previous chapters, the 
reader well might ask: of what value are the 
results if researchers cannot report, with 
confidence, the existence or lack of racial bias in 
the jurisdiction? 

The answer is that the results of benchmarking 
analysis can be of significant value. 
These results can serve as a basis for constructive 
dialogue between police and residents, which 
can lead to (1) increased trust 
and cooperation and (2) action plans for reform.1 
In its report on traffic stop data for the 
state of Rhode Island, the Northeastern 
University team wrote: We do not view this 
analysis as an end of the discussion about the 
existence and extent of racial profiling in 
Rhode Island, but rather it will provide . . . 
information to begin an important dialogue. . . . 
[A] well conceived and implemented study of 
racial disparities in traffic stops can serve as 
a very useful springboard for community 
level conversations about the issues of racial 
profiling (Farrell et al. 2003, 6). 

1 This should not be construed as an endorsement of 
mandatory data collection. As indicated in the first 
PERF publication on the subject (Fridell et al. 2001), 
there are pros and cons of data collection that a 
local jurisdiction or state should consider before 
making a decision regarding whether to collect data. 

Below we describe various ways that police and 
resident stakeholders2 can come together 
to reflect on the results of data 
collection. The ultimate aim of these 
meetings is mutual understanding and reform. 

2 In this chapter the term resident stakeholders refers 
to citizens, journalists, advocacy group members, government 
officials, and others who reside in the community and have 
a particular stake in the outcome of 
researchers race data analysis. 

Specifically, we describe in this chapter 

 who should be brought together; 
 what informationincluding vehicle 
stop and poststop resultsthis group 
might explore; and 
 the types of changes the group might 
recommend. 


As articulated by Chief John Timoney 
(2004) of the Miami Police Department, the 


reality is that race is a factor in policing. 
Every police executive needs to consider and 
address the issues of racially biased policing 
and the perceptions of its practice. Because 
all agencies can make progress on this issue 
and because the data will never prove or 
disprove racially biased policing, vehicle 
stop data collection and analysis should 
never be viewedeither by police or resident 
stakeholdersas a pass-fail test (Farrell 
2004). Instead, it should be viewed as a diagnostic 
tool to help the agency, in concert with 
concerned residents, set priorities for addressing 
the problem or perception of racial 
profiling. The collection and analysis of vehicle 
stop data can pinpoint geographic subareas of a 
jurisdiction or particular policing 
procedures that warrant further study. In 
order to make full use of researchers analysis 
of vehicle stop data, jurisdictions are encouraged 
to convene a local task force on racial 
profiling. 

THE TASK FORCE
AND ITS MEMBERSHIP 


In Chapter 3, Getting Started, we recommended 
that jurisdictions create a local racial 
profiling task force to guide police departments 
in the development of their data collection 
system.3 This task force, composed of 
fifteen to twenty-five people, could plan how 
data would be collected and analyzed. The 
task force would bring credibility to the data 
collection system, and its members would 
understand both the limits and the potential 
of vehicle stop data analysis. We recommend 
including people in the community who are 
most concerned about racial bias and police 
personnel representing all departmental 
levels, particularly patrol. 

3 Because data collection was organized at the 
state level, the Northeastern University team had a 
state-leveltask force advising it. The team, however, advocates 
that discussions of the data occur at the local level. 

It is preferable, but not essential, that the 
task force be convened before data collection 
begins. If it is formulated after data collection 
has started, however, it still has an important 
missionengaging in constructive dialogue 
to identify where change is needed. This 
group should meet and begin its work before 
the report of findings on the vehicle stop data 
analysis is publicly released. 

A group with equal representation of law 
enforcement personnel and resident stakeholders 
should review and discuss the data. 
Nonresident stakeholders also could be included. 
They could be representatives from 
state or national groups, such as the American 
Civil Liberties Union (ACLU), the National 
Association for the Advancement of 
Colored People (NAACP), and the Urban 
League; nonresident commuters to the 
jurisdiction; and nonresident owners of businesses 
located in the jurisdiction. 

It is usually appropriate for the agency 
executive to call for and develop this task force. 
It then serves in an advisory capacity to the 
executive and makes recommendations that 
he or she will consider adopting. The agency 
executive should not be a member of the 
group since it has been convened to provide 
him or her with advice on what actions to 
take. We recommend, however, that the executive 
attend the task force meetings. By attending 
the meetings, the executive can 
convey to task force members, the executives 
staff, and the wider community the importance 
of the issue. There may be circumstances 
when another official or group 
develops the task force rather than the 
law enforcement agency executive. For instance, a 
mayor or city council might call for a task 
force for a jurisdiction or a governor might 
convene a statewide task force. The executive 


should be a member of the task force if it was 
not set up and overseen by the executive; the 
members would make recommendations to 
the person or organization that developed 
their group. 

The local racial profiling task force 
should meet on an ongoing basis. For some of 
the early discussions described below (for 
instance, on trust-building and on general 
issues and concerns related to racially biased 
policing), we advise the use of a trained, 
neutral (nonpolice, nonstakeholder) facilitator. 
This facilitator should have experience 
working with groups on issues that provoke 
emotions and passions and have knowledge 
of the topic of racially biased policing. This 
facilitator might be retained to oversee the 
long-term work of the task force or, after the 
early sessions, turn over meeting facilitation 
to a task force chair or to co-chairs. For the 
co-chair model, the group may elect, or have 
appointed, one co-chair who is an internal 
stakeholder (that is, affiliated with the law 
enforcement agency) and another who is an 
external stakeholder. This group may have a 
finite tenure, or it may become a permanent 
fixture in the jurisdiction.4 

4 For various reasons, a jurisdiction may be unable (or 
unwilling) to convene a task force of police and stake-
holders. In such circumstances, the department should
convene personnel to discuss key topics outlined below,
including general issues related to racially biased
policing, the vehicle stop results, other sources 
of information, and needed reforms. 

THE AGENDA OF THE POLICE
STAKEHOLDER TASK FORCE


The first few sessions of the task force 
(sessions led by a neutral facilitator, as explained 
above) should be devoted to developing trust 
between police and resident members. The 
task force then would 

 discuss general concerns related to 
racially biased policing, 
 review the vehicle stop data, 
 review other sources of information 
about racial bias and perceptions of 
racial bias, and 
 consider possible reforms. 


Developing Trust 

In a rare situation, a stakeholder group may 
be able to begin its discussions of racially 
biased policing at the first meeting; most 
groups, however, will be well served by 
engaging in some exercises and discussions on 
topics other than racial bias before delving 
into the volatile topic that brings them 
together. A group in Lowell, Massachusetts 
not a task force but a group formed for a 
one-time discussionbegan immediately 
talking about racial bias. After some finger-
pointing, raised voices, accusations by 
citizens against police, and defensiveness on the 
part of police, the group turned its attention 
to developing ways to resolve the particular 
problems it had identified. On their own, 
without prompting from the facilitator, the 
group members agreed that they needed to 
meet regularly to continue the process of 
sharing, listening, and resolving problems. 
Ed Davis, Superintendent of the Lowell Police 
Department, continued the group as the 
Race Relations Council, which the mayor 
later described as the best thing that has 
happened in Lowell in a long time. 

Although this particular group during a 
single session was able to move from the 
heated and angry exchanges at the beginning 
of the meeting on the controversial issue of 
race to a sober and rational discussion of a 
constructive plan of action, most groups 
cannot. We recommend that task forces engage 
in activities that will develop trust 


among members before tackling the challenging 
topics that define their existence. 
This trust-building may require a number of 
meetings. 

The Chicago Forums 

One trust-building model comes from 
Chicago. The former superintendent of the 
Chicago Police Department, Terry Hillard, 
sponsored a series of forums for police and 
minority residents of the community. Community 
activists were recruited to aid the police 
department in its search for solutions to 
racial tensions. Department staff of all ranks 
were also invited to participate. Before the 
first forum was convened, participants were 
surveyed for their opinions about racially 
biased policing and the departments strengths 
and weaknesses regarding minority outreach. 
In the survey, respondents also were asked for 
their ideas on how to improve relations 
between police and minorities and for their 
thoughts on how to resolve issues. A 
facilitator moderated the initial sessions. 

During the morning session of the first 
forum, community members were asked to 
talk about strengths and weaknesses of their 
interactions with the police, and police staff 
were asked to listen and hold their responses 
until later in the day. Lunch was structured 
as a mixer, with informal discussions. In the 
afternoon, police staff shared their thoughts 
and reactions to the morning session, and residents 
were instructed to listen and not respond. T
hen there was an opportunity for 
discussion. While the issue of racially biased 
policing was raised by both groups during 
this first meeting, it was just one of many 
issues raised. Race issues became a more 
central focus in subsequent forums and, during 
those gatherings, the group identified specific 
actions to be taken by both police and community
members to address them. Superintendent Phil 
Cline who succeeded Hillard has 
continued these forums. 

The Lamberth Workshops 

John Lamberths consulting team uses a two-
session workshop to enhance the trust between 
law enforcement and the local 
community and to develop collaborative 
community-based racial profiling solutions 
(Clayton 2004). For the first gathering, the 
Lamberth team holds separate sessions with 
the police and resident stakeholder participants. 
The purpose of these separate discussions is to 
enhance participants understanding of the issues 
surrounding racially biased policing. 

Discussions within these separate groups 
address the definition of racial profiling, 
differing perceptions of the issue on the part of 
law enforcement and resident stakeholders, 
and the expectations and responsibilities of 
police and drivers during vehicle stops. By 
the end of the first session, each group has 
identified 

 safety issues that concern police, 
 concerns or fears that drivers might 
have when stopped by police, 
 ways racial profiling harms police-
community relations, and 
 the groups expectations when making 
contact with the other group. 


During the second session of the workshop, 
the group composed of police and the 
group composed of resident stakeholders are 
brought together for small- and large-group 
discussions and activities. The police group 
and the resident stakeholder group review 
their separate discussions from session one 
and identify the areas where their expectations 
and perceptions are shared and where 
they are different. Together, the first session 
and first half of the second session serve to 
initiate constructive dialogue, develop trust 
between participating police and resident 
stakeholders, and identify common concerns 
and expectations. These sessions set the 
stage for the rest of the workshop during 


which the participants develop a plan of 
action for addressing issues related to racially 
biased policing and the perceptions of 
racially biased policing. 

Reviewing General Concerns Related 
to Racially Biased Policing 

We have discussed the first item on the 
agenda of a local racial profiling task force: 
developing trust. We have described two 
methods for developing trust and enhancing 
communication during non-stress times: 
forums convened in Chicago for police 
and minority residents and two-session 
workshops developed by John Lamberths 
consulting team. Following trust-building 
gatherings similar to those we have described, 
members of the task force should review 
general concerns and perceptions related to 
racially biased policing. 

To provide structure to the potentially 
heated conversation, the facilitator might 
invite resident stakeholders to share their 
concernsallowing them to voice their 
perspective without defensive responses by 
the police. While the police might feel 
inclined to explain away all the concerns 
voiced by citizens (and, indeed, there will be 
incidents described by residents where the 
police feel stronglyand maybe correctly 
that there is a race-neutral explanation), it 
will ultimately be more valuable for the 
police to just listen to the residents concerns. 
Residents need to be heard on this issue and 
taken seriously. This discussion also can 
highlight for police how important it is to 
deal with perceptions that police in the jurisdiction 
are racially biased. Then the facilitator 
could ask police on the task force to 
share their concerns related to accusations or 
perceptions that bias is influencing their 
policing decisions.5 

5 The task force should include police leaders at all 
ranks who are open to exploring the issue of police
racial bias and committed to identifying ways of doing
business that can reduce or prevent the problem and 
perceptions of the problem. These people should be 
problem solvers and consensus builders. 

Reviewing the Vehicle Stop Results 

After a general airing of concerns, the task 
force should be ready to conduct a qualitative 
(that is, nonempirical) review of the quantitative 
data on vehicle stops (see Chapter 7). 
This review is a continuation of the data 
analysis. During the researchers earlier 
empirical examination of the stop data, all of the 
factors that might have influenced stopping 
decisions by police could not have been considered. 
A qualitative review allows for a 
constructive assessment of the factors, other 
than bias, that might account in whole or in 
part for findings of disparity (or lack thereof) 
between the racial/ethnic profile of the 
population of stopped drivers and the racial/ethnic 
profile of the benchmark population. The police 
and residents who have been brought together 
on the task force have an important 
contribution to make. They have valuable 
knowledge researchers dont have about law 
enforcement activities and geographic areas 
in the jurisdiction. Therefore, they can provide 
a unique and helpful perspective for 
understanding the empirical results obtained by 
the researchers. 

The goal of the qualitative review of quantitative 
data is not to determine whether the 
agency passed or failed a racial profiling 
test. As stated earlier, the goal is to identify 
geographic areas, procedures, and decisions 
that should get the highest priority when the 
police department initiates efforts to address 
community concerns. Even though the quantitative 
data cannot provide the whole picture 
or a perfect picture, the data, if carefully 
interpreted, can direct the task force toward 



particular reform targets such as stops of 
minorities for equipment violations, consent 
searches of young African American males, 
or vehicle stops on the south side of the 
city. 

Before reviewing the data, members of the 
task force should become informed about 
what can and cannot be understood from the 
analysis of vehicle stop data. They could be 
encouraged to read this book, which was 
written to clarify these issues for stakeholders, 
or they could be educated some 
other way (perhaps by the researcher) about 
the meaning of key terms, such as benchmarking, 
disparity, and the difference between 
disparity and bias. Once all members 
of the group have a good preliminary 
understanding of vehicle stop analysis, 
they can review the stop and poststop data. The 
following questions can help guide this 
discussion of the data: 

 Are there indications of disparity in 
the stop or poststop results? 
 Are there reasons, other than racial 
bias, that might have led to these 
disparities? 
 For what activities (for example, stops, 
searches, choice of disposition) is 
racial bias a possible or probable 
cause? 
 Regardless of whether or not bias is a 
cause, what is the impact of particular 
disparities on residents and on relations 
between police and residents of 
the jurisdiction? 
 Do the costs of certain policing practices 
that produce disparitiespractices 
that may be race-neutraloutweigh the 
law enforcement benefits? 


Each of these questions will now be examined in greater detail. 

An appropriate first question to launch 
the discussion of the vehicle stop data is Are 
there indications of disparity? The group 
must keep in mind that indications of disparity 
not bias are being discussed.6 This 
conversation about disparity may be shorter 
than later conversations about the other questions 
listed. The key is to summarize what 
disparities were identified by the empirical 
analyses. 

6 The group should also be reminded that the same 
methodological challenges that keep researchers from
equating disparity with bias can produce results
showing no disparity when racial bias does, in fact,
exist (see Myth 1 in Chapter 2).


The more interesting, challenging, and 
longer discussion will focus on the reasons, 
other than racial bias, that might have led to 
these disparities. This conversation might 
start by focusing on each specific finding of 
disparity (for instance, disparity in stops 
across racial groups in Area A). Participants 
might reflect on how the methods used to 
produce the measure did or did not capture 
certain important factors. For instance, a 
resident participant might point out that racial 
disparity in stops around a stadium that was 
identified using census benchmarking might 
reflect the high volume of nonresident, multiracial/
ethnic traffic on game days. An officer 
might report that the high level of stops in a 
particular minority area is the result, at least 
in part, of requests from residents in that area 
for strong enforcement of the speed limit. 

Indeed, the purpose of the discussion of 
these on-the-ground realities is not to explain 
away disparities but to examine legitimate 
factors that might account, at least in 
part, for them. The task force will also 
consider the possibility that certain identified 
disparities could be the result of biased 
decisions by police. The group should consider 
the possibility that bias has caused disparity 



if it cannot identify alternative, legitimate 
explanations for findings of disparity; if there is 
an accumulation of disparity findings or very 
large levels of disparity; and/or if a particular 
police activity is highly discretionary and 
thus vulnerable to bias. 

The resultswhether quantitative or qualitative 
or bothwill never lead to definitive 
conclusions, a key point repeated often in the 
preceding chapters. Despite these inevitable 
constraints, the conversation between police 
and stakeholders and researchers is worthwhile 
and should continue. The task force 
is not looking for proof of racial bias. (If it is, 
it will not find it.) Instead the task force is 
trying to identify priorities for its initial 
change efforts. 

Even if task force members do not view 
racial bias as the cause for particular 
identified disparities in vehicle stop data, 
their deliberations may reveal the need for some 
changes in police procedures. Law enforcement 
activities may not be influenced by 
bias, but they may be detrimental nonetheless. 
It is constructive for the group to discuss the 
potential negative impact on the 
jurisdiction of even (potentially) race-neutral 
disparities and target efforts to change them. 

For instance, data on poststop activity by 
police may indicate that African Americans 
are much more likely than Caucasians to be 
asked to consent to a search; the data also 
may show that these consent searches are 
very unproductive (as measured by hit rates). 
Although it may not be possible to determine 
whether bias produced this disparity (see 
Chapter 7), the group may decide to recommend 
some changes nonetheless. Such a recommendation 
may make sense if minorities 
in the community perceive racial bias in these 
requests by police. This disparity in 
searchesregardless of whether it is caused 
by biasmay be too costly in terms of relations 
between police and minorities. The 
frustration and anger of minorities may be too 
high a price to pay for whatever crime control 
value is derived. 

Reviewing Other Sources of 
Information about Racial Bias 
and Perceptions of Racial Bias 

In addition to vehicle stop data, there are 
other sources of information that task forces 
should consider when trying to identify positive 
steps the jurisdiction can take to address 
racially biased policing and perceptions of its 
practice. These alternative sources could include 
conventional wisdom regarding the 
types of law enforcement activities that might 
be most vulnerable to officer biases, surveys 
of jurisdiction residents to assess their 
perceptions of policing, and results of focus 
groups held around the jurisdiction.7 The 
task force also might want to review other 
sources of data within the department (for example, 
aggregate data on official complaints 
against officers, data on the use of force, and 
arrest data).8 Selected tapes from in-car video 
cameras might be another valuable source of 
information. 

7 In some jurisdictions, focus groups of residents might 
be supplemented by focus groups of nonresidents (for 
example, business owners and commuters) with a stake 
in the professional performance of police. 

8 The department researcher within the Las Vegas 
Metropolitan Police Department examined force reports. In 
one analysis, he looked at the race and ethnicity 
of subjects who were cuffed during a stop and then released 
with no arrest. 

Considering Possible Reforms 

The discussions outlined above can 
strengthen the police-community relationship 
and promote trust, as well as highlight 
areas of concern to guide reform efforts. 
These benefits, however, can be lost if the 
move from discussing results to discussing 


reform is predicated on a forced confession 
of guilt on the part of the law enforcement 
department. 

Following a discussion of the vehicle stop 
data by the task force, resident stakeholders 
in the group (including government leaders) 
may demand a confession of guilt. This is a 
mistake. A confession of guilt should not be 
a criterion for moving the discussions forward 
because vehicle stop data collection/ 
analysis is not a pass-fail test. As conveyed 
throughout this book, a jurisdiction will not 
have proof of racial bias (or the lack 
thereof). Moreover, proof of racial bias is 
not a prerequisite for decisions that reforms 
are worthwhile. All agencies can move closer 
to the ideal of bias-free policing. Perhaps 
most importantly, exploring reform without a 
forced confession of guilt is the most 
constructive and effective way to proceed. 

Police-stakeholder discussions of racial 
profiling that involve finger-pointing by 
residents and defensiveness by police are not 
helpful. Discussions when resident stakeholders 
accuse police of widespread racism 
and of frequently stopping people solely on 
the basis of race are not constructive. These 
types of accusations inevitably lead to defensive 
responses on the part of police. In a 
more constructive dialogue, the stakeholders 
would acknowledge how racial/ethnic bias 
still is pervasive in their community and how 
even well-meaning people (including, but not 
limited to, police officers) might make 
decisions that manifest bias. The police would 
acknowledge the concerns of the community 
and express a willingness to engage concerned 
citizens in discussions about how to 
move forward. 

Without making a confession, a chief can 
still acknowledge the need to address the 
concerns of residents, local officials, policy 
makers, and other stakeholders. The chiefs 
might say that, while they cannot prove 
whether or not their agencies have a problem 
with racially biased policing, they do know 
that some residents have very real concerns 
and perceptions of a problem that must be 
taken seriously. The chief could acknowledge 
that these concerns and perceptions 
harm the relationship between the police and 
the racial/ethnic minorities in the community 
and could welcome a dialogue that leads to 
positive change. 

No agency executive should declare his or 
her agency innocent of or immune from 
racial bias. The many caveats in this book 
regarding vehicle stop data make clear why 
such a declaration is unwise. The results of 
vehicle stop data analysis will never support 
such a strong statement of innocence and, besides, 
its very unlikely that any agency is 
without room for improvement on this issue. 
A statement of innocence would anger 
constituencies that have strong concerns and 
perceptions of police bias, and it could 
significantly undermine police relations with 
minorities. Furthermore, this chief could never 
implement reform measures with any degree 
of acceptance from agency personnel since he 
or she has previously declared publicly that 
there is no problem to address. 

CHARTING
CHANGE INITIATIVES


Having agreed to move forward without a 
public declaration of guilt or innocence by 
the law enforcement agency, the local racial 
profiling task force can begin outlining specific 
change initiatives. In this endeavor it 
can use as a guide its discussions of general 
concerns regarding racial bias, vehicle stop 
data that may indicate bias and/or deleterious 
disparity, and other sources of information. 
The interventions the task force identifies 
might be specific to a particular finding, or 
they might be of a general nature. 

First, we will consider examples of specific 
findings that could lead to reforms. The 
task force might find in the data a large 
number of consent searches of minorities that 
are unproductive (no contraband or other 


evidence is found) or a curiously large 
proportion of minority stops with unproductive 
searches and no action dispositions. To address 
the specific problem of many consent 
searches of minorities that are unproductive, 
the task force might suggest that the chief 
adopt an agency policy requiring citizens to 
sign a consent form before being searched. 
This consent form would inform residents of 
their right to refuse. Alternatively or additionally, 
the task force might suggest that the 
chief implement a minimum level of proof 
for consent searches, such as reasonable suspicion.9 
In response to the finding of a large 
proportion of minority stops with unproductive 
searches and no action dispositions, 
the task force might suggest that the agency 
executive revise policies or retrain officers to 
ensure that stops are made only for legitimate 
reasons. The chief could establish means for 
commending officers whose searches are the 
most productive (as measured by their hit 
rates).10 To reduce questionable stops, the 
task force might suggest that the agency adopt 
a policy that prohibits pretext stops. 

9 The reforms in this example were implemented by 
Chief Stanley Knee in Austin after vehicle stop data 
showed that greater proportions of minorities than Caucasians 
were subject to consent searches. The consent 
searches of minorities were not very productive, and 
resident stakeholders perceived that racial bias was 
the cause of this identified disparity. The chief implemented 
a consent form and a policy requiring reasonable 
suspicion on the part of the officer prior to requesting 
consent to search. He set a goal of decreasing consent 
searches by 40 percent over two years; within one year 
he reported a 63 percent decrease (2,141 consent 
searches in 2003; 804 in 2004). 

10 Hit rates should not be examined in isolation, but 
rather within the context of other performance or productivity measures.

These are a few specific changes that 
could be recommended. Broader initiatives 
are outlined in Racially Biased Policing: A 
Principled Response (Fridell et al. 2001). In 
that book the authors argue that all agencies
whether they have collected vehicle 
stop data or notshould consider reforms in 
the following areas: 

 Supervision/accountability, 
 Policies, 
 Recruitment and hiring, 
 Education and training, and 
 Minority community outreach. 


Community members should be full partners in 
implementing the solutions. For instance, 
residents could help develop the 
agencys policy on antibiased policing, assist 
with efforts to recruit minority officers, 
participate in the development of a recruit or in-
service training curriculum, support agency 
outreach efforts to racially diverse communities, 
or identify external funds for the purchase 
of equipment and software that might 
promote good policing practices and greater 
transparency of police decision making. 

Specific findings or general conclusions 
based on the vehicle stop data might prompt 
the task force to recommend the collection of 
more information by the jurisdiction. For 
example, an agency that conducted analyses of 
the jurisdiction as a whole might choose to 
conduct subarea analyses to determine 
whether there are particular geographic areas 
where disparities are very high. An agency 
that used a relatively weak benchmark and 
found areas with large disparities might implement 
a stronger benchmark in the identified areas. 
An agency that compared its 
vehicle stop data to an external benchmark 
(for instance, agencies using observation 
benchmarking, benchmarking with adjusted 
census data, or benchmarking with blind 
versus not-blind enforcement mechanisms) 
might choose to implement internal benchmarking 
(see Chapter 5). The agency then 
could identify the particular officers who 
 


produced the disparity so that their policing 
decisions could be subject to further review. 
Alternatively or additionally, an agency 
might decide that additional data elements 
need to be included on its forms for recording 
police-citizen contacts. With more information 
it then could further explore a potential 
problem area (for instance, consent searches). 

To better understand some aspect of the 
data, an agency might choose to conduct 
focus groups of officers, a community survey 
of perceptions of racially biased policing, or a 
consumer survey (for instance, a survey of 
drivers stopped by police). All of these 
initiatives would help the agency to obtain positive 
and negative feedback regarding community 
members interactions with officers. However, 
the police and resident stakeholders on 
the task force should not emphasize data 
collection and measurement to such an extent 
that the most important workimplementing 
changeis neglected or postponed. 

CONCLUSION 
This book has set forth both the benefits and 
the limits associated with the use of vehicle 
stop data to measure whether policing in a 
jurisdiction is racially biased. Benchmarking 
is the method of analysis used to make this 
measurement, and, as noted in Chapter 2, 
benchmarking presents a real challenge for 
researchers because they must consider the 
following four alternatives to the bias 
hypothesis when analyzing data on drivers stopped 
by police: 

 Racial/ethnic groups are not equally 
represented as residents in the 
jurisdiction. 
 Racial/ethnic groups are not equally 
represented as drivers on jurisdiction 
roads. 
 Racial/ethnic groups are not equivalent 
in the nature and extent of their traffic 
law-violating behavior. 
 Racial/ethnic groups are not equally 
represented as drivers on roads where 
stopping activity by police is high. 

Researchers must similarly consider alternatives 
to the bias hypotheses when analyzing 
search, disposition, and other poststop data. 
Identifying and ruling out the alternative, 
legitimate factors that can influence police 
decisions concerning stops, searches, or 
dispositions is a complex and painstaking task. 
Nevertheless, many departments have taken 
on the challenge of data collection and 
analysis. By the Numbers: A Guide for Analyzing 
Race Data from Vehicle Stops (Fridell 
2004) was written to guide researchers 
inside and outside of departmentsin this 
endeavor. This book summarizes that information 
for the non-researcher stakeholder. 

We expect that some frustration will be 
generated by our message that data collection 
cannot provide unequivocal answers to questions 
about the existence of racial bias by police 
in a jurisdiction. Despite the sincerity of 
most people posing the questions, answers 
that are definitive cannot be offered. Data 
analysis is not as easy as comparing stop data 
to jurisdiction-level census data, although 
police departments and concerned residents 
may well wish it were. We hope, however, 
that the frustrations that may be experienced 
are offset somewhat by concrete and useful 
advice. This book (and its companion, By the 
Numbers) provides previously lacking information 
concerning how data can be analyzed 
and the results reported responsibly. We also 
hope frustrations are offset by the knowledge 
that even equivocal data can provide guidance 
for useful changes in a jurisdiction. A 
key value of these data is their potential to 
bring police and residents of the community 
together around a table to identify what might 
be done to make progress in the jurisdiction 
on the issues of racially biased policing and 
the perceptions of its practice. 


References


Alpert Group. 2003. Miami-Dade Racial 
Profiling Study. Draft of the methods 
section of the report to the Miami-Dade 
County (FL) Police Department. 

Ayres, Ian. 2001. Pervasive Prejudice? 
Unconventional Evidence of Race 
and Gender Discrimination. Chicago: 
University of Chicago Press. 

. 2002. Outcome Tests of Racial Disparities in Police Practices. Justice Research 
and Policy, 4: 131142. 

Becker, Gary S. 1993. The Economics of Discrimination. Chicago: University of 
Chicago Press. 

Clayton, Jerry. 2004. Enhancing Law Enforcement and Community Trust. PowerPoint 
presentation at the conference By the 
Numbers: How to Analyze Race Data 
from Vehicle Stops, sponsored by PERF 
and the Office of Community Oriented 
Policing Services, Las Vegas, NV, July 
1314. 

Cordner, Gary, Brian Williams, and Alfredo 
Velasco. 2002. Vehicle Stops in San 
Diego: 2001. Report submitted to the 
San Diego Police Department. 

Cordner, Gary, Brian Williams, and Maria 
Zuniga. 2001. Vehicle Stops for the Year 
2000: Annual Report. Report submitted 
to the San Diego Police Department. 

Council on Crime and Justice and Institute 
on Race and Poverty. 2003. The Minnesota Racial Profiling Study. A report 
submitted to the Minnesota Legislature. 
Available on the PERF website at 
http://www.policeforum.org. (On the 
PERF website, enter as a guest, click 
Areas of Interest, Racially Biased 
Policing, Supplemental Resources, 
Collecting Data, and Jurisdiction 
Reports.) 

Edwards, Terry D., Elizabeth L. Grossi, Gennaro F. Vito, and Angela D. West. 2002a. 
Traffic Stop Practices of the Louisville Police Department: January 15  December 
31, 2001. Report submitted to the 
Louisville Division of Police. 

. 2002b. Traffic Stop Practices of the 
Iowa City Police Department: April 1  
December 31, 2001. Report submitted 
to the Iowa City Police Department. 

Engel, Robin Shepard, Jennifer M. Calnon, 
and Joshua R. Dutill. 2003. Project on Police-Citizen Contacts, Six-Month Report. 
Report prepared for the Office of the 
Commissioner of the Pennsylvania State 
Police by the Population Research Institute of the Pennsylvania State University. 

Engel, Robin, Jennifer M. Calnon, Lin Liu, 
and Richard Johnson. 2004. Project on 
Police-Citizen Contacts, Year 1 Final Report. Report prepared for the Office of 
the Commissioner of the Pennsylvania 
State Police. 

Farrell, Amy. 2004. Drawing Conclusions 
from Results. PowerPoint presentation at 
the conference By the Numbers: How to 
Analyze Race Data from Vehicle Stops, 
sponsored by PERF and the Office of 
Community Oriented Policing Services, 
Las Vegas, NV, July 1314. 

Farrell, Amy, Jack McDevitt, Lisa Bailey, 
Carsten Andresen, and Erica Pierce. 
2004. Massachusetts Racial and Gender 
Profiling Study, Final Report. Submitted 
to the Massachusetts Department of 
Public Safety. Available on the PERF 
website at http://www.policeforum.org. 


Farrell, Amy, Jack McDevitt, and Michael E. 
Buerger. 2002. Moving Police and Community Dialogues Forward through Data 
Collection Task Forces. Police Quarterly, 
5(3): 359379. 

Farrell, Amy, Jack McDevitt, Shea Cronin, 
and Erica Pierce. 2003. Rhode Island 
Traffic Stop Statistics Act: Final Report. 
Report submitted to the State of Rhode 
Island by the Northeastern University 
Institute on Race and Justice, June 30. 

Feest, J. 1968. Compliance with Legal Regulations: Observation of Stop Sign Behavior. 
Law and Society Review, II: 447461. 

Fridell, Lorie. 2004. By the Numbers: 
A Guide for Analyzing Race Data from 
Vehicle Stops. Washington, D.C.: Police 
Executive Research Forum. 

Fridell, Lorie, Robert Lunney, Drew Diamond, and Bruce Kubu. 2001. Racially 
Biased Policing: A Principled Response. 
Washington, D.C.: Police Executive 
Research Forum. 

Glassbrenner, Donna. 2003. Safety Belt Use in 
2002: Demographic Characteristics (National Highway Traffic Safety 
Administration Research Note [DOT HS 809 557]). 
Washington, D.C.: U.S. Department of 
Transportation, National Highway Traffic 
Safety Administration, March. 

Greenwald, Howard P. 2001. Final Report: 
Police Vehicle Stops in Sacramento California. Report to the Sacramento Police 
Department, October 31. Available at 
http://www.cityofsacramento.org/spdata/ 
pdf/data_collection_report_2001.pdf. 

Lamberth, John. 1996a. Revised Statistical 
Analysis of the Incidence of Police Stops 
and Arrests of Black Drivers/Travelers on 
the New Jersey Turnpike between Interchanges 1 and 3 from the Years 1988 
through 1991. Report of defendants expert in State v. Pedro Soto, 734 A.2d 350 
(N.J. Super. Ct. Law. Div. 1996). 

. 1996b. Report of plaintiffs expert in 
Wilkins v. Maryland State Police et al., 
Civil No. MJG-93-468 (D. Md. 1996). 

Lange, James E., Kenneth O. Blackman, and 
Mark B. Johnson. 2001. Speed Violation 
Survey of the New Jersey Turnpike: Final 
Report. Report submitted by the Pacific 
Institute for Research and Evaluation to 
the Office of the Attorney General, State 
of New Jersey, December 13. 

Lovrich, Nicholas, Michael Gaffney, Clay 
Mosher, Mitchell Pickerill, and Michael 

R. Smith. 2003. Washington State Patrol 
Stop Data Analysis Project: Data Analysis 
Project Report, June 1, 2003. A report 
submitted to the Washington State Patrol 
by Washington State University. Pullman, 
WA: The Division of Governmental 
Studies and Services. 

MVA and Joel Miller. 2000. Profiling Populations Available for Stops and Searches 
(Police Research Series Paper 131). 
London: Home Office. 

McMahon, Joyce, Joel Garner, Captain 
Ronald Davis, and Amanda Kraus. 2002. 
How to Correctly Collect and Analyze 
Racial Profiling Data: Your Reputation 
Depends on It! Final Report for Racial 
ProfilingData Collection and Analysis. 
Washington, D.C.: Government Printing 
Office. Available online at http://www. 
cops.usdoj.gov/Default.asp?Open= 
True&Item=770. 

Montgomery County (MD) Department of 
Police. 2001. Traffic Stop Data Collection 
Analysis (2nd report). 

Novak, Kenneth. 2004. Disparity and Racial 
Profiling in Traffic Enforcement. Police 
Quarterly, 7(1): 6596. 

Pisarski, Alan E. 1996. Commuting in 
America II: The Second National Report 
on Commuting Patterns and Trends. Lansdowne, VA: Eno Transportation Foundation, Inc. 



Ramirez, D., J. McDevitt, and A. Farrell. 
2000. A Resource Guide on Racial Profiling Data Collection Systems: Promising 
Practices and Lessons Learned. Washington, D.C.: U.S. Department of Justice. 

Ridgeway, G., K.J. Riley, and J. Grogger. 
2004. Analysis of Oaklands Stop and 
Search Data, in Promoting Cooperative 
Strategies to Reduce Racial Profiling: 
A Technical Guide (Chapter 9), Oakland 
Police Department. 

Scales, Robert. 2001. Racial Profiling: 
Seattles Community Involved Approach. 
Presentation at the 2001 International 
Problem Oriented Policing Conference 
sponsored by the Police Executive Research Forum, San Diego, CA, December. 

Smith, Terry. 2003. Review, Critique and Recommendations 
for Improving Racial Profiling Studies. Document developed by 
the Service Improvement Analyst of the 
City of Eugene Police Department. 

Smith, William R., Donald Tomaskovic-
Devey, Matthew T. Zingraff, H. Marcinda 
Mason, Patricia Y. Warren, and Cynthia 
Pfaff Wright. 2003. The North Carolina 
Highway Traffic Study. Final report submitted to the 
National Institute of Justice, Grant No. 1999-MU-CX-0022. 
Washington, D.C.: National Institute 
of Justice. 

Thomas, Deborah. 2001. Preliminary Summary Report: Denver Police Department 
Contact Card Data, June 1, 2001 through 
August 31, 2001. Report provided to the 
Denver Police Department. Available at 
http://admin.denvergov.org/admin/ 
template3/forms/DPDPreliminary 
Report3monthNov2001.pdf. 

. 2002. First Annual Report, Denver 
Police Department Contact Card Data 
Analysis, June 1, 2001 through May 31, 
2002. Report provided to the Denver 
Police Department, October. Available at 
http://admin.denvergov.org/admin/ 
template3/forms/DPDContactCard 
AnnualReport102902.pdf. 

Timoney, John. 2004. Panelist at Law 
Enforcement Use of Force webcast discussion sponsored 
by the Office of Community Oriented Policing Services at 
their 2004 National Community Policing 
Conference, June 22. 

Tomaskovic-Devey, Donald, Cynthia Pfaff 
Wright, and Ronald Czaja. 2003. Self-
Reports of Police Speeding Stops by Race: 
Results from the North Carolina Reverse 
Record Check Survey. Unpublished manuscript, Department of Sociology and 
Anthropology, North Carolina State 
University. 

U.S. Department of Transportation, Federal 
Highway Administration. 1995. Nationwide Personal Transportation Survey 
(Microdata Files CD-ROM). Washington, 
D.C.: Author. 

Walker, Samuel. 2001. Searching for the Denominator: Problems with Police Traffic 
Stop Data and an Early Warning System 
Solution. Justice Research and Policy, 
3(2): 6395. 

. 2002. The Citizens Guide to Interpreting Traffic Stop Data: Unraveling the 
Racial Profiling Controversy. Unpublished 
manuscript. 

. 2003. Internal Benchmarking for Traffic 
Stop Data: An Early Intervention System 
Approach. Discussion paper available at 
http://www.policeforum.org (On the 
PERF website, enter as a guest, click 
Areas of Interest, Racially Biased 
Policing, Supplemental Resources, 
Collecting Data, and Articles and 
Commentary.) 


Resources

Fridell, Lorie. 2004. By the Numbers: A 
Guide for Analyzing Race Data from Vehicle 
Stops. Washington, D.C.: Police Executive 
Research Forum. Available online at 
www.policeforum.org. 

Fridell, Lorie, Robert Lunney, Drew Diamond, and Bruce Kubu. 2001. Racially 
Biased Policing: A Principled Response. 
Washington, D.C.: Police Executive 
Research Forum. Available online at 
www.policeforum.org. 

McMahon, Joyce, Joel Garner, Captain 
Ronald Davis, and Amanda Kraus. 2002. 
How to Correctly Collect and Analyze Racial 
Profiling Data: Your Reputation Depends on 
It! Final Report for Racial ProfilingData 
Collection and Analysis. Washington, D.C.: 
Government Printing Office. Available online at http://www.cops.usdoj.gov/ 
Default.asp?Open=True&Item=770. 

McMahon, Joyce and Amanda Kraus. 2005. 
A Suggested Approach to Analyzing Racial 
Profiling: Sample Templates for Analyzing 
Car-Stop Data. Washington, D.C.: Government Printing Office. Available online at: 
http://www.cops.usdoj.gov/mime/open.pdf? 
Item=1462. 

Northwestern University Racial Profiling 
Data Collection Resource Center. Online at 
http://www.racialprofilinganalysis.neu.edu/. 


About the Author


Dr. Lorie A. Fridell is Director of Research 
for the Police Executive Research Forum 
(PERF) and a social scientist by training. 
Prior to joining PERF in 1999, she was a 
professor of criminology and criminal justice 
first at the University of Nebraska and then at 
Florida State University. She has been 
conducting research on law enforcement for 
more than 15 years and is a national expert 
on racial profiling. The lead author of 
Racially Biased Policing: A Principled Response 
(PERF 2001), Fridell also has written 
extensively on such topics as police use of 
force, citizen complaints, police pursuits, 
violence against police, and problem-oriented 
policing. 


About the Office of 
Community Oriented Policing Services (COPS)
U.S. Department of Justice


The Office of Community Oriented 
Policing Services (COPS) was created in 1994 
and has the unique mission to directly serve 
the needs of state and local law enforcement. 
The COPS Office has been the driving force 
in advancing the concept of community 
policing, and is responsible for one of the 
greatest infusions of resources into state, 
local, and tribal law enforcement in our nations history. 

Since 1994, COPS has invested over $11.4 
billion to add community policing officers to 
the nations streets, enhance crime fighting 
technology, support crime prevention initiatives, 
and provide training and technical 
assistance to help advance community 
policing. COPS funding has furthered the 
advancement of community policing through 
community policing innovation conferences, 
the development of best practices, pilot 
community policing programs, and applied 
research and evaluation initiatives. COPS has 
also positioned itself to respond directly to 
emerging law enforcement needs. Examples 
include working in partnership with departments 
to enhance police integrity, promoting 
safe schools, combating the methamphetamine 
drug problem, and supporting homeland security efforts. 

Through its grant programs, COPS is assisting 
and encouraging state, local, and tribal 
law enforcement agencies to enhance their 
homeland security efforts using proven 
community policing strategies. COPS programs 
such as the Universal Hiring Program (UHP) 
has helped agencies address terrorism 
preparedness or response through community 
policing. The COPS in Schools (CIS) program 
has a mandatory training component that includes 
topics on terrorism prevention, emergency 
response, and the critical role schools 
can play in community response. COPS also 
developed the Homeland Security Overtime 
Program (HSOP) to increase the amount of 
overtime funding available to support community 
policing and homeland security efforts. 
Finally, COPS has implemented grant 
programs intended to develop interoperable 
voice and data communications networks 
among emergency response agencies that will 
assist in addressing local homeland security 
demands. 

The COPS Office has made substantial investments 
in law enforcement training. COPS 
created a national network of Regional 
Community Policing Institutes (RCPIs) that are 
available to state, local, and tribal 
law enforcement, elected officials and community 
leaders for training opportunities on a wide 
range of community policing topics. Recently 
the RCPIs have been focusing their efforts on 
developing and delivering homeland security 
training. COPS also supports the advancement 
of community policing strategies 
through the Community Policing Consortium. 
Additionally, COPS has made a major 
investment in applied research which makes 
possible the growing body of substantive 
knowledge covering all aspects of community 
policing. 

These substantial investments have produced a 
significant community policing infrastructure 
across the country as evidenced 
by the fact that at the present time, 
approximately 86 percent of the nations population 
is served by law enforcement agencies 
practicing community policing. The COPS Office 
continues to respond proactively by providing 
critical resources, training, and technical 
assistance to help state, local, and tribal 
law enforcement implement innovative and 
effective community policing strategies. 


About PERF


The Police Executive Research Forum 
(PERF) is a national professional association 
of chief executives of large city, county and 
state law enforcement agencies. PERFs objective 
is to improve the delivery of police 
services and the effectiveness of crime 
control through several means: 

 the exercise of strong national
leadership,
 the public debate of police and
criminal justice issues,
 the development of research and 
policy, and 
 the provision of vital management and 
leadership services to police agencies. 


PERF members are selected on the basis 
of their commitment to PERFs objectives and 
principles. PERF operates under the following tenets: 

 Research, experimentation and exchange of ideas 
through public discussion and debate are paths for the 
development of a comprehensive body 
of knowledge about policing. 
 Substantial and purposeful academic 
study is a prerequisite for acquiring, 
understanding and adding to that body 
of knowledge. 
 Maintenance of the highest standards 
of ethics and integrity is imperative in 
the improvement of policing. 
 The police must, within the limits of 
the law, be responsible and accountable to citizens as the ultimate source 
of police authority. 
 The principles embodied in the Constitution are the foundation of policing.