SEC NEWS DIGEST


   Issue 2007-21                                        February 1, 2007



   COMMISSION ANNOUNCEMENTS


   SEC VOTES TO PROPOSE EXPANSION OF INTERACTIVE DATA VOLUNTARY  PROGRAM;
   ALSO  VOTES  TO  PROPOSE   RULES   REGARDING   NATIONALLY   RECOGNIZED
   STATISTICAL RATING ORGANIZATIONS

   On Jan. 31, 2007, the Securities  and  Exchange  Commission  voted  to
   publish for comment rule amendments that  would  expand  the  agency's
   interactive data voluntary program to enable mutual  funds  to  submit
   data tagged risk/return summary information. The Commission also voted
   to propose rules required under the Credit Rating Agency Reform Act of
   2006.

   1. Expansion of Interactive Data Voluntary Program to  Include  Mutual
   Fund Information

   The Commission voted to propose rule amendments to enable mutual funds
   to submit risk/return  summary  information  from  their  prospectuses
   using interactive data under the Commission's voluntary  program.  The
   risk/return summary at the  front  of  every  mutual  fund  prospectus
   includes  information  about  a  fund's  investment   objectives   and
   strategies, risks, costs, and historical performance.

   The submission of tagged  risk/return  summary  information  would  be
   supplemental and would not replace the required official  versions  of
   the information. Any mutual fund submitting tagged risk/return summary
   information would be  required  to  include  this  information  as  an
   amendment to a filing on Form N-1A, the registration form  for  mutual
   funds.

   The proposed rule amendments  would  permit  mutual  funds  to  submit
   tagged  risk/return  summary  information  using  a   taxonomy   being
   developed by the Investment Company Institute (ICI). This  month,  the
   ICI released its draft risk/return summary taxonomy and announced that
   it would provide a 45-day period for public review  and  comment.  The
   taxonomy, as well as instructions for commenting on the taxonomy,  are
   available at the ICI's Web site at http://members.ici.org/xbrl.

   Data tagging uses standard definitions (or  data  tags)  to  translate
   text-based information into data that is interactive,  that  is,  data
   that can be retrieved, searched, and analyzed through automated means.
   Tags are standardized through the development of taxonomies, which are
   essentially  data  dictionaries  that  describe  individual  items  of
   information and mathematical and definitional relationships among  the
   items. Tagged information can  help  investors,  analysts,  and  other
   users to mine the wealth of information contained  in  detailed  paper
   disclosure documents, providing  users  with  the  ability  to  access
   precisely the information in which they are interested and to  analyze
   that data.

   Comments on these  proposed  amendments  should  be  received  by  the
   Commission  within  30  days  of  their  publication  in  the  Federal
   Register.


   2. Proposed Rules to Implement the Credit Rating Agency Reform Act  of
   2006

   The Securities and Exchange  Commission  voted  to  propose  rules  to
   implement provisions of the Credit Rating Agency Reform  Act  of  2006
   (Public Law No. 109-291), which was enacted on  Sept.  29,  2006.  The
   Credit  Rating  Agency  Reform  Act  defines  the   term   "nationally
   recognized  statistical   rating   organization"   (NRSRO),   provides
   authority for the Commission to implement registration, recordkeeping,
   financial reporting, and  oversight  rules  designed  to  ensure  that
   NRSROs conduct their activities with integrity and  impartiality,  and
   directs the Commission to issue final rules no  later  than  270  days
   after its enactment (or by June 26, 2007).

   * Proposed Rule 17g-1 would require a credit rating agency to apply to
   the Commission for registration as  an  NRSRO  and,  if  approved,  to
   provide updated information (when certain information provided becomes
   materially inaccurate) and an annual certification  on  proposed  Form
   NRSRO.  The  credit  rating  agency  would  be  required  to   provide
   information such as the classes of credit  ratings  for  which  it  is
   applying to be  registered;  credit  ratings  performance  statistics;
   methods for  determining  credit  ratings;  organizational  structure;
   procedures to prevent the misuse of material  non-public  information;
   conflicts of interest; procedures to address and manage  conflicts  of
   interest; and the qualifications of its credit analysts and compliance
   personnel. The credit rating agency would be required to provide on  a
   confidential basis certifications from qualified institutional buyers;
   a list of its largest customers;  audited  financial  statements;  and
   certain summary financial information. The proposed  rule  would  also
   require  an  NRSRO  to  make  the  non-confidential  information   and
   documents submitted to the Commission in its application or amendments
   to the application publicly  available  and  readily  accessible;  for
   example, by posting them on its Web site.

   * Proposed Rule 17g-2 would  require  an  NRSRO  to  make  and  retain
   certain records relating to the business of  issuing  and  maintaining
   credit ratings. The  proposed  rule  would  also  prescribe  the  time
   periods and manner in which the records must be maintained.

   * Proposed Rule 17g-3 would require NRSROs to furnish the  Commission,
   on  a  confidential  basis,  financial  statements   audited   by   an
   independent public accountant annually. In addition to  statements  of
   financial condition,  results  of  operations,  and  cash  flows,  the
   audited statements would include summary  financial  information  that
   would  assist  the  Commission   in   carrying   out   its   statutory
   responsibilities under the Credit Rating Agency Reform Act.

   * Proposed Rule 17g-4  would  require  an  NRSRO  to  have  procedures
   designed to prevent  three  specific  potential  misuses  of  material
   nonpublic information. NRSROs would be  required  to  have  procedures
   designed to prevent the  dissemination  of  confidential  information,
   procedures designed to prevent employees of the NRSRO from trading  on
   material nonpublic information, and procedures designed to prevent the
   misuse of information relating to a pending credit rating action.

   * Proposed Rule 17g-5 would require an NRSRO to  disclose  and  manage
   those conflicts of  interest  that  arise  in  the  normal  course  of
   engaging in the business of  issuing  credit  ratings.  These  include
   receiving compensation from persons being rated  or  from  subscribers
   that use the credit ratings for regulatory purposes. The proposed rule
   would prohibit other conflicts of  interest.  For  example,  an  NRSRO
   could not rate an affiliate. "	

   * Proposed Rule 17g-6  would  prohibit  the  NRSRO  from  engaging  in
   certain acts or practices relating to the issuance of  credit  ratings
   that the Commission has determined to be unfair, coercive, or abusive.
   For example, an NRSRO could not  pressure  a  customer  to  buy  other
   services or products sold by the  NRSRO  by  threatening  to  lower  a
   credit rating if the purchase were not made.

   Comments on these proposals  should  be  received  by  the  Commission
   within 30 days of their publication in the Federal Register.

                                  * * *

   The full text of the detailed release concerning these items  will  be
   posted to the SEC Web site as soon as possible. (Press Rel. 2007-12)


   RULES AND RELATED MATTERS


   JOINT INDUSTRY PLAN AMENDMENT IMMEDIATELY EFFECTIVE

   The American Stock Exchange,  Boston  Stock  Exchange,  Chicago  Stock
   Exchange, Chicago Board  Options  Exchange,  International  Securities
   Exchange,  NASD,  National  Stock  Exchange,  Nasdaq   Stock   Market,
   NYSEArca, and Philadelphia Stock Exchange filed a request to amend the
   Plan for Nasdaq-listed securities traded on exchanges on  an  Unlisted
   Privilege basis (S7-24-89). Publication of the proposal is expected in
   the Federal Register during the week of February 5. (Rel. 34-55192)


   ENFORCEMENT PROCEEDINGS


   INITIAL DECISION REVOKING REGISTRATION OF  SECURITIES  ISSUED  BY  AIC
   INTERNATIONAL, INC. AND MILLENNIUM SPORTS  MANAGEMENT,  INC.  DECLARED
   FINAL

   On Jan. 31, the Securities and Exchange Commission declared final  the
   decision of an administrative law judge revoking pursuant  to  Section
   12(j) of the Securities Exchange Act of 1934 the registration of  each
   class of securities of AIC International Inc.  and  Millennium  Sports
   Management, Inc. The law judge  found  that  AIC  had  not  filed  any
   periodic reports since it filed a Form 10-KSB  for  the  period  ended
   Feb. 28, 1998, a filing that was  nine  months  late.  The  law  judge
   further found that Millennium had not filed any periodic reports since
   its Form 10-QSB for the period ended Sept. 30, 1999.  (Rel.  34-55201;
   File No. 3-12408)

   IN THE MATTER OF KEITH GILABERT

   On Jan. 31, 2007, the Securities and  Exchange  Commission  issued  an
   Order Instituting Administrative Proceedings Pursuant to Section 15(b)
   of the Securities Exchange Act of  1934  and  Section  203(f)  of  the
   Investment Advisers Act of 1940 and Notice of Hearing against Keith G.
   Gilabert. Gilabert, age 35, of  Valencia,  Calif.,  was  the  managing
   member and portfolio manager of CMG-Capital Management  Group  Holding
   Company, LLC (CMG), an unregistered investment adviser, and  was  also
   managing partner of The GLT Venture Fund, L.P. (GLT), an  unregistered
   investment company.

   In the Order, the Division of Enforcement alleges  that,  on  Dec.  6,
   2006, the United States District Court for  the  Central  District  of
   California entered a final judgment against Gilabert pursuant  to  his
   default, permanently enjoining him from future violations of  Sections
   5(a), 5(c), and 17(a) of the Securities Act of  1933,  Sections  10(b)
   and 15(a) of the Exchange Act and Rule 10b-5 thereunder, and  Sections
   206(1) and 206(2) of the Investment Advisers Act, in the civil  action
   entitled SEC v. CMG-Capital Management Group Holding Company, LLC,  et
   al., Civil Action Number  CV  06-2595  GHK  (JWJx)  (C.D.  Cal.).  The
   Commission's  complaint  in  the  civil  action  alleged  that,   from
   September 2001 to January 2005, in connection with  the  sale  of  GLT
   limited partnership  interests,  Gilabert  engaged  in  a  variety  of
   conduct that operated as a fraud and deceit  on  investors,  including
   misappropriating GLT's and investors' funds, paying  investor  returns
   with new investor funds, falsely touting GLT  as  profitable,  falsely
   claiming that the GLT portfolio was diverse, and failing  to  disclose
   that the California  Department  of  Corporations  had  revoked  CMG's
   investment adviser  registration.  The  complaint  also  alleged  that
   Gilabert sold GLT limited partnership  interests  in  an  unregistered
   securities offering and acted as an unregistered broker-dealer.

   A hearing will be convened by an Administrative Law Judge to determine
   whether the allegations in the  Order  are  true  and  what,  if  any,
   remedial sanctions against Gilabert  are  appropriate  in  the  public
   interest pursuant to Section 15(b) of the  Exchange  Act  and  Section
   203(f)  of  the  Advisers  Act.  The  Commission  directed  that   the
   Administrative Law Judge shall  issue  an  initial  decision  in  this
   matter within 210 days from the date of service of  the  Order.  (Rel.
   34-55212; File No. 3-12556)

   SEC CHARGES FORMER ASSISTANT CONTROLLER OF  ENTERASYS  NETWORKS,  INC.
   WITH FINANCIAL FRAUD

   On Jan. 30, 2007, the Commission filed a settled civil fraud action in
   the United States District Court for the  District  of  New  Hampshire
   against  Anthony  L.  Hurley,  the  former  assistant  controller  for
   Enterasys Networks, Inc. and  its  former  parent  company,  Cabletron
   Systems, Inc.

   The complaint alleges that from  March  2000  through  December  2001,
   Hurley participated in a company-wide scheme to  fraudulently  inflate
   revenues at Enterasys and its former parent  company,  Cabletron,  and
   thereby convince the market that Enterasys was  a  viable  independent
   company with consistently strong revenue growth.

   The  Commission's  complaint  further  alleges  that  Hurley  directly
   participated  in  transactions   which   involved   undisclosed   side
   agreements in which the purchaser was granted full return or  exchange
   rights, or payment for the product was contingent upon the purchaser's
   resale of the product, or payment was contingent upon an investment by
   Enterasys. In the latter, Enterasys agreed to take a  debt  or  equity
   interest in its customer, in return for that  company's  agreement  to
   use those funds to purchase product from Enterasys.

   Hurley, without admitting or denying the allegations of the complaint,
   consented to an injunction against future violations of Sections 10(b)
   and 13(b)(5) of the Securities Exchange Act of 1934 and  Rules  10b-5,
   13b2-1 and  13b2-2  thereunder;  and  from  aiding  and  abetting  any
   violation of  Sections  13(a),  13(b)(2)(A)  and  13(b)(2)(B)  of  the
   Exchange  Act  and  Rules  12b-20,  13a-1   and   13a-13   thereunder.
   Additionally, Hurley consented to paying disgorgement in the amount of
   $24,498, plus prejudgment interest in the amount of $7,526, reflecting
   the full amount of his ill gotten gains. In a related  criminal  case,
   Hurley pled guilty to one count of wire fraud and cooperated with  the
   U.S. Attorney's Office for  the  District  of  New  Hampshire  in  the
   prosecution of U.S. v. Barber et al., Criminal  No.  04-126  (D.N.H.).
   [SEC v. Anthony L. Hurley, Civil  Action  No.  07cv022,  D.N.H.]  (LR-
   19986)

   HOUSTON  ATTORNEY  CHARGED  WITH  VIOLATING  SECURITIES   REGISTRATION
   PROVISIONS

   On February 1, the Commission  filed  to  amend  its  complaint  in  a
   lawsuit against Allixon International Corp.,  a  Delaware  corporation
   based in South Korea, to name Houston attorney Hank A. Vanderkam as  a
   defendant. Vanderkam is the former securities counsel to Allixon.  The
   SEC filed the original lawsuit in November 2005  against  Allixon  and
   other defendants to halt an ongoing unregistered distribution  of  1.3
   million shares of Allixon's common stock.

   The amended complaint  alleges  that  Vanderkam  participated  in  the
   illegal  distribution  of  the  1.3  million  Allixon  shares,   which
   represented 94% of the company's float. The 1.3  million  shares  were
   issued to two offshore entities without a restrictive legend based  on
   Vanderkam's opinion letter that the Allixon  stock  offering  complied
   with "Section (sic) 504 of Regulation D and the laws of the  State  of
   Texas." In fact, the offering failed to comply with  the  requirements
   of Rule 504 under Regulation D of the Securities Act of 1933, and  the
   offering was never registered in, and had no connection to, the  State
   of  Texas.  The  two  offshore  entities,   defendants   Silver   Lake
   Investments, Inc. and Crescendo Investments Inc., were control persons
   of Allixon who allegedly sold over 900,000 of the  Allixon  shares  in
   the Pink Sheets for approximately $4.3 million.

   In settlement of the SEC's lawsuit against him and  without  admitting
   or denying the allegations in the complaint, Vanderkam  has  consented
   to the entry of an agreed final judgment,  permanently  enjoining  him
   from future violations of the  securities-registration  provisions  of
   Sections 5(a) and 5(c) of the  Securities  Act,  ordering  $26,964  in
   disgorgement and interest, and ordering a $25,000  civil  penalty.  In
   addition, the  consent  order  bars  Vanderkam  from  issuing  opinion
   letters under Rule 504 of Regulation D. [SEC v. Allixon  International
   Corp., et al., Civil Action No. 3:05-CV-2260-P, United States District
   Court for the Northern District of Texas, Dallas Division] (LR-19987)


   INVESTMENT COMPANY ACT RELEASES


   VAN ECK ASSOCIATES CORPORATION, ET AL.

   A notice has been issued giving interested persons until  February  26
   to request a hearing on an application filed  by  Van  Eck  Associates
   Corporation, et al. for an order  to  amend  an  existing  order  that
   permits (a) open-end management investment companies,  the  series  of
   which consist of the component securities of certain  domestic  equity
   securities indices, to issue  shares  of  limited  redeemability  that
   would trade in the secondary market at negotiated prices; (b)  dealers
   to sell shares of the series in the secondary market unaccompanied  by
   a  prospectus  when  prospectus  delivery  is  not  required  by   the
   Securities Act of 1933; (c) certain affiliated persons of  the  series
   to deposit securities into, and receive securities from,  the  series;
   and (d) certain registered management investment  companies  and  unit
   investment trusts outside of the same group of investment companies as
   the series to acquire shares of the series. The  amended  order  would
   permit the open-end management investment companies in the prior order
   to offer additional series based on foreign equity securities indices.
   In addition, the order would delete  a  condition  related  to  future
   relief in the existing order. (Rel. IC-27694 - Jan. 31, 2007)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A  proposed  rule  change  filed  by  NYSE  Arca   relating   to   the
   establishment of a pilot program that increases position and  exercise
   limits for options on the  iShares  Russell  2000  Index  Fund  (SR-
   NYSEArca-2007-10) has become effective under  Section  19(b)(3)(A)  of
   the Securities Exchange Act of 1934. Publication is  expected  in  the
   Federal Register during the week of February 5. (Rel. 34-55185)

   A proposed  rule  change  filed  by  NYSE  Arca  relating  to  further
   extending the time period by which the exchange will  enter  into  the
   NASD / NYSE  Arca  options  agreement  pursuant  to  Rule  17d-2  (SR-
   NYSEArca-2007-08) has become effective under  Section  19(b)(3)(A)  of
   the Securities Exchange Act of 1934. Publication is  expected  in  the
   Federal Register during the week of February 5. (Rel. 34-55186)

   A proposed rule change (SR-CBOE-2006-111) filed by the  Chicago  Board
   Options Exchange relating to Exchange fees for fiscal  year  2007  has
   become effective under Section 19(b)(3)(A) of the Securities  Exchange
   Act of 1934. Publication is expected in the  Federal  Register  during
   the week of February 5. (Rel. 34-55193)

   A proposed rule change (SR-Amex-2006-117) and Amendment No. 1  thereto
   filed with the Commission by the American Stock Exchange  relating  to
   transaction charges for  equities  and  ETFs  has  become  immediately
   effective pursuant to Section 19(b)(3)(A) of the  Securities  Exchange
   Act of 1934. Publication of the proposal is expected  in  the  Federal
   Register during the week of February 5. (Rel. 34-55195)

   PROPOSED RULE CHANGES

   The Commission issued notice of filing of a proposed rule change  (SR-
   Amex-2006-110) filed by the American Stock Exchange under  Rule  19b-4
   of the Securities Exchange Act of 1934 relating to  options  based  on
   commodity pool ETFs. Publication is expected in the  Federal  Register
   during the week of February 5. (Rel. 34-55187)

   A proposed rule change (SR-CBOE-2006-106) and Amendment No. 1  thereto
   has been filed with  the  Commission  by  the  Chicago  Board  Options
   Exchange relating to an interpretation of  Paragraph  (b)  of  Article
   Fifth of its Certificate of Incorporation pursuant to Section 19(b)(2)
   of the Securities Exchange Act of 1934. Publication is expected in the
   Federal Register during the week of February 5. (Rel. 34-55190)





   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

S-3     AVALON PHARMACEUTICALS INC, 20358 SENECA MEADOWS PARKWAY, GERMANTOWN, 
        MD, 20876, 3015569900 - 0 ($11,160,000.00) Equity, (File 333-140335 - 
        Jan. 31) (BR. 01B)

S-8     ASIA GLOBAL HOLDINGS CORP., 1601-1604 CRE CENTRE, 
        889 CHEUNG SHA WAN ROAD, KOWLOON, HONG KONG, F4, 00000, 
        (213) 243-1503 - 30,000,000 ($3,555,000.00) Equity, (File 333-140336 - 
        Jan. 31) (BR. 02B)

S-8     MEDICAL INFORMATION TECHNOLOGY INC, MEDITECH CIRCLE, WESTWOOD, MA, 
        02090, 781-821-3000 - 260,000 ($9,100,000.00) Equity, 
        (File 333-140337 - Jan. 31) (BR. 03C)

SB-2    Textechnologies, Inc., 13520 ORIENTAL ST., ROCKVILLE, MD, 20853, 
        301-460-5818 - 5,000,000 ($8,750,000.00) Equity, (File 333-140338 - 
        Jan. 31) (BR. )

S-8     PUBLICIS GROUPE SA, 133 AVENUE DES CHAMPS ELYSEES, PARIS FRANCE, I0, 
        75008, 01133144437300 - 3,640,000 ($75,917,387.04) Equity, 
        (File 333-140339 - Jan. 31) (BR. 11A)

S-8     Mindray Medical International LTD, 
        MINDRAY BUILDING, KEJI 12TH ROAD SOUTH, 
        HI-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 518057, 
        (86)-755-2658-2888 - 15,000,000 ($184,294,480.00) ADRs/ADSs, 
        (File 333-140341 - Jan. 31) (BR. 10B)

S-1     AFFINITY TECHNOLOGY GROUP INC, 8807 A TWO NOTCH ROAD, SUITE A, 
        COLUMBIA, SC, 29223, 8037582511 - 4,535,714 ($1,905,000.00) Other, 
        (File 333-140342 - Jan. 31) (BR. 11A)

SB-2    Chartwell International, Inc., 177 MADISON AVENUE,, 2ND FLOOR, 
        MORRISTOWN, NJ, 07960-6000, 973-400-7010 - 0 ($284,857.50) Equity, 
        (File 333-140347 - Jan. 31) (BR. 05C)

S-3     SILVERSTAR HOLDINGS LTD, 1900 GLADES ROAD, SUITE 435, BOCA RATON, FL, 
        33431, 561-479-0040 - 1,474,562 ($3,199,800.00) Equity, 
        (File 333-140348 - Jan. 31) (BR. 03B)

S-8     Altra Holdings, Inc., 14 HAYWARD STREET, QUINCY, MA, 02171, 
        617-328-3300 - 0 ($31,829,112.00) Equity, (File 333-140349 - Jan. 31) 
        (BR. 06A)

S-8     RESMED INC, 14040 DANIELSON ST, POWAY, CA, 920646857, 8587462400 - 
        0 ($61,487,820.00) Equity, (File 333-140350 - Jan. 31) (BR. 10C)

S-8     RESMED INC, 14040 DANIELSON ST, POWAY, CA, 920646857, 8587462400 - 
        0 ($393,432,000.00) Equity, (File 333-140351 - Jan. 31) (BR. 10C)

S-8     NEW JERSEY RESOURCES CORP, 1415 WYCKOFF RD, PO BOX 1468, WALL, NJ, 
        07719, 9089381494 - 750,000 ($35,407,500.00) Other, (File 333-140352 - 
        Jan. 31) (BR. 02B)

S-8     UNISOURCE ENERGY CORP, ONE SOUTH CHURCH AVENUE, SUITE 100, TUCSON, AZ, 
        85701, 520-571-4000 - 2,250,000 ($84,622,500.00) Equity, 
        (File 333-140353 - Jan. 31) (BR. 02B)

S-3     CAPITAL LEASE FUNDING INC, 1065 AVENUE OF THE AMERICAS, 19TH FLOOR, 
        NEW YORK, NY, 10018, 2122176300 - 5,000,000 ($55,700,000.00) Equity, 
        (File 333-140354 - Jan. 31) (BR. 08C)

SB-2    HEALTH SYSTEMS SOLUTIONS INC, 405 N. REO STREET, SUITE 300, TAMPA, FL, 
        33609, 813-282-3303 - 417,544 ($208,772.00) Equity, (File 333-140355 - 
        Jan. 31) (BR. 03A)

SB-2    AMERICAN TECHNOLOGIES GROUP INC, 1017 S MOUNTAIN AVE, MONROVIA, CA, 
        91016, 6263575000 - 47,101,059 ($14,130,318.00) Equity, 
        (File 333-140356 - Jan. 31) (BR. 06C)

S-3     MTM Technologies, Inc., 1200 HIGH RIDGE ROAD, STAMFORD, CT, 06905, 
        203-975-3700 - 450,000 ($720,000.00) Equity, (File 333-140357 - 
        Jan. 31) (BR. 03B)

N-2     Pioneer Diversified High Income Trust, 60 STATE STREET, BOSTON, MA, 
        02109, 617-742-7825 - 40,000 ($1,000,000.00) Equity, (File 333-140358 - 
        Jan. 31) (BR. )

S-1     Victory Acquisition Corp, 7 TIMES SQUARE, 17TH FLOOR, NEW YORK, NY, 
        10036, 212-683-5350 - 0 ($545,625,000.00) Other, (File 333-140359 - 
        Jan. 31) (BR. )

S-8     EQUIFAX INC, 1550 PEACHTREE ST NW, ATLANTA, GA, 30302, 4048858000 - 
        0 ($10,245,900.00) Equity, (File 333-140360 - Jan. 31) (BR. 11B)

SB-2    Pacific Copper Corp., 1226 WHITE OAKS BLVD., SUITE 10A, OAKVILLE, A6, 
        L6H 2B9, 905-845-1839 - 11,305,487 ($5,652.74) Equity, 
        (File 333-140361 - Jan. 31) (BR. )

S-4     PROTECTION ONE INC, 1035 N. 3RD ST., SUITE 101, LAWRENCE, KS, 66044, 
        785 856 5500 - 0 ($99,197,040.00) Equity, (File 333-140362 - Jan. 31) 
        (BR. 11B)

SB-2    DALRADA FINANCIAL CORP, 9449 BALBOA AVENUE, SAN DIEGO, CA, 92123, 
        858-277-5300 - 1,200,000 ($870,000.00) Equity, (File 333-140363 - 
        Jan. 31) (BR. 08B)

S-8     TREY RESOURCES INC, 750 RT 34, MATANAN, NJ, 07747, 730 441 7700 - 
        27,900,000 ($142,290.00) Equity, (File 333-140364 - Jan. 31) (BR. 08C)

S-3     SEQUENOM INC, 3595 JOHN HOPKINS CT, SAN DIEGO, CA, 92121, 8582029000 - 
        0 ($20,000,000.00) Equity, (File 333-140365 - Jan. 31) (BR. 01C)

S-8     MARINEMAX INC, 18167 US 19 N, SUITE 499, CLEARWATER, FL, 33764, 
        8135311700 - 250,000 ($5,957,500.00) Equity, (File 333-140366 - 
        Jan. 31) (BR. 02B)

SB-2    SYNTHESIS ENERGY SYSTEMS INC, 6330 WEST LOOP SOUTH SUITE 300, HOUSTON, 
        TX, 77401, 713-579-0600 - 8,000,000 ($46,000,000.00) Equity, 
        (File 333-140367 - Jan. 31) (BR. )

S-8     BREEZE-EASTERN CORP, 700 LIBERTY AVENUE, UNION, NJ, 07083, 
        908-688-2440 - 0 ($5,270,000.00) Equity, (File 333-140368 - Jan. 31) 
        (BR. 05C)

S-3     BREEZE-EASTERN CORP, 700 LIBERTY AVENUE, UNION, NJ, 07083, 
        908-688-2440 - 0 ($26,350,000.00) Equity, (File 333-140369 - Jan. 31) 
        (BR. 05C)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address:  <publicinfo@sec.gov>.  In most cases, this information is also available on the Commission's website: <www.sec.gov>.



				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

1 800 CONTACTS INC                      DE       8.01,9.01                      01/31/07

1ST CENTENNIAL BANCORP                  CA       2.02,9.01                      01/30/07

1st Pacific Bancorp                     CA       8.01,9.01                      01/30/07

21ST CENTURY INSURANCE GROUP            CA       8.01                           01/25/07

Abington Community Bancorp, Inc.        PA       2.02,9.01                      01/31/07

ACCESS NATIONAL CORP                    VA       9.01                           01/31/07

ACCESS NATIONAL CORP                    VA       7.01,9.01                      01/31/07

ACE LTD                                 D0       2.02,9.01                      01/30/07

ACT TELECONFERENCING INC                CO       1.01,7.01,9.01                 01/03/07

ACTION PRODUCTS INTERNATIONAL INC       FL       1.01,9.01                      01/31/07

AIRGAS INC                              DE       2.02,9.01                      01/30/07

AKSYS LTD                               DE       1.02                           01/17/07

ALCAN INC                               A6       2.02,9.01                      01/31/07

Allegiant Travel CO                     NV       2.02,9.01                      01/30/07

ALLERGAN INC                            DE       2.02,9.01                      01/31/07

ALLIANCE BANCORP INC OF PENNSYLVANIA    X1       8.01,9.01                      01/30/07

ALLIANCE DATA SYSTEMS CORP              DE       2.02,7.01,9.01                 01/31/07

ALLIANCE FINANCIAL CORP /NY/            NY       2.02,9.01                      01/30/07

ALLSTATE CORP                           DE       2.02,9.01                      01/30/07

ALNILAM CORP                            NV       4.01                           01/24/07

ALNILAM CORP                            NV       9.01                           01/24/07    AMEND

ALTRIA GROUP, INC.                      VA       1.01,8.01,9.01                 01/31/07

ALTRIA GROUP, INC.                      VA       2.02,9.01                      01/31/07

AMB PROPERTY CORP                       MD       7.01                           01/29/07

AMBAC FINANCIAL GROUP INC               DE       2.02,9.01                      01/31/07

AMBASSADORS GROUP INC                   DE       1.01,9.01                      01/30/07

AMEDIA NETWORKS, INC.                   DE       8.01                           01/31/07

AMERALIA INC                                     1.01,9.01                      01/29/07

AMERICAN MOLD GUARD INC                          2.02                           01/31/07

AMERICANWEST BANCORPORATION             WA       2.02,9.01                      01/31/07

AMERIGAS PARTNERS LP                    DE       2.02,9.01                      01/31/07

Ameris Bancorp                          GA       2.02,9.01                      01/31/07

ANDAIN, INC.                            NV       1.01,9.01                      07/03/06

ANTS SOFTWARE INC                       DE       2.03,3.02                      01/30/07

APPLEBEES INTERNATIONAL INC             DE       7.01,8.01,9.01                 01/31/07

APPLIED NEUROSOLUTIONS INC              DE       5.02                           01/30/07    AMEND

APPLIX INC /MA/                         MA       5.02,9.01                      01/29/07

Ardent Acquisition CORP                 DE       7.01,8.01,9.01                 01/29/07

ARMOR HOLDINGS INC                      DE       2.02,8.01,9.01                 01/31/07

Ascent Solar Technologies, Inc.         DE       5.02                           01/30/07

ASPEN INSURANCE HOLDINGS LTD            D0       5.02,7.01,9.01                 01/25/07

ASTA FUNDING INC                        DE       5.02,9.01                      01/25/07

ASTORIA FINANCIAL CORP                  DE       2.02,9.01                      01/31/07

AURIGA LABORATORIES, INC.               DE       1.01,9.01                      01/25/07

AXCELIS TECHNOLOGIES INC                DE       2.02,9.01                      01/31/07

AXCESS INTERNATIONAL INC/TX             DE       3.02                           01/31/07

BA Credit Card Funding, LLC             DE       8.01,9.01                      01/31/07

BALDOR ELECTRIC CO                      MO       1.01,8.01,9.01                 01/25/07

Banc of America Funding 2007-A Trust    DE       9.01                           01/31/07

Bancorp, Inc.                                    2.02,9.01                      01/30/07

BANK HOLDINGS                           NV       8.01,9.01                      01/25/07

Bank of Commerce Holdings               CA       8.01,9.01                      01/31/07

BANK OF THE JAMES FINANCIAL GROUP INC   VA       2.02,9.01                      01/26/07

BAUSCH & LOMB INC                       NY       1.01,2.02,7.01,9.01            01/26/07

BCB BANCORP INC                                  2.02,9.01                      01/26/07

Bear Stearns ALT-A Trust 2007-1         DE       8.01,9.01                      01/31/07

Bear Stearns Mortgage Funding Trust 2   DE       8.01,9.01                      10/31/06    AMEND

Bear Stearns Mortgage Funding Trust 2   DE       8.01,9.01                      01/31/07

BFC FINANCIAL CORP                      FL       1.01,7.01,9.01                 01/30/07

BIG CAT ENERGY CORP                              3.02                           01/25/07

BIG DOG HOLDINGS INC                    DE       2.02,7.01                      01/30/07

BIOSPHERE MEDICAL INC                   DE       2.02,9.01                      01/31/07

BLUEFLY INC                             DE       5.02,9.01                      01/27/07

BOEING CAPITAL CORP                     DE       2.02,8.01,9.01                 01/31/07

BOEING CO                               DE       2.02,9.01                      01/31/07

BORLAND SOFTWARE CORP                   DE       2.02,9.01                      01/30/07

BOSTON FINANCIAL QUALIFIED HOUSING LT   DE       2.01                           01/25/07

BOSTON PROPERTIES INC                   DE       8.01,9.01                      11/17/06

BOSTON PROPERTIES LTD PARTNERSHIP                8.01,9.01                      11/17/06

BPO Management Services                 DE       1.01,4.01,5.02,9.01            01/25/07

BRE PROPERTIES INC /MD/                 MD       2.02,8.01,9.01                 01/30/07

BRIGHAM EXPLORATION CO                  DE       2.02,7.01,9.01                 01/31/07

BROADWAY FINANCIAL CORP \DE\            DE       5.02,9.01                      01/31/07

Bronco Drilling Company, Inc.           DE       2.01                           01/31/07    AMEND

BROWN FORMAN CORP                       DE       5.02,9.01                      01/31/07

BRUSH ENGINEERED MATERIALS INC                   1.01,9.01                      01/31/07

BUCKEYE TECHNOLOGIES INC                DE       2.02,9.01                      01/30/07

BUFFETS HOLDINGS, INC.                  DE       7.01,9.01                      01/31/07

BUREAU OF NATIONAL AFFAIRS INC          DE       5.02                           01/29/07

CADENCE DESIGN SYSTEMS INC              DE       2.02,9.01                      01/31/07

Canyon Bancorp                                   2.02,9.01                      01/30/07

CAPITAL CITY BANK GROUP INC             FL       5.02,9.01                      01/31/07

CAPITAL ONE FUNDING, LLC                         8.01,9.01                      01/26/07

CARDINAL HEALTH INC                     OH       1.01                           01/25/07

CAREMARK RX INC                         DE       8.01,9.01                      01/31/07

CARRINGTON LABORATORIES INC /TX/        TX       1.01,9.01                      01/25/07

CASS INFORMATION SYSTEMS INC            MO       2.02,9.01                      01/30/07

CATUITY INC                             DE       5.02                           01/26/07

CBOT HOLDINGS  INC                      DE       2.02,9.01                      01/31/07

CBS CORP                                DE       5.02,9.01                      01/31/07

CDRV Investors, Inc.                    DE       1.01,9.01                      01/29/07

CENTRA FINANCIAL HOLDINGS INC           WV       1.01,8.01                      01/26/07

CENTRAL BANCORP INC /MA/                MA       2.03,8.01                      01/31/07

Chemtura CORP                           DE       1.01,9.01                      01/31/07

CHENIERE ENERGY INC                     DE       1.01,9.01                      01/29/07

China Energy CORP                       NV       5.02                           01/26/07

CHOLESTECH CORPORATION                  CA       2.02,9.01                      01/31/07

CHS INC                                 MN       1.01,9.01                      01/30/07

CIRRUS LOGIC INC                        DE       8.01,9.01                      01/31/07

CIRRUS LOGIC INC                        DE       2.02,9.01                      01/31/07

Citigroup Mortgage Loan Trust 2007-AR            9.01                           01/11/07

CITIZENS FIRST BANCORP INC              DE       5.02                           01/25/07

CIVITAS BANKGROUP INC                   TN       5.02,9.01                      01/25/07

COACHMEN INDUSTRIES INC                 IN       8.01,9.01                      01/31/07

COFFEE HOLDING CO INC                   NV       2.02,9.01                      01/26/07

COHERENT INC                            DE       2.02,9.01                      01/31/07

COLLEGIATE PACIFIC INC                  DE       5.02                           01/30/07

COLLINS & AIKMAN CORP                   DE       8.01                           01/26/07

COLUMBUS MCKINNON CORP                  NY       5.02,9.01                      01/31/07

COMMERCE ENERGY GROUP, INC.             DE       5.02,8.01,9.01                 01/25/07

COMMUNITY BANKS INC /PA/                PA       5.02,9.01                      01/31/07

COMMUNITY FINANCIAL SHARES INC          DE       2.02,9.01                      01/31/07

COMPREHENSIVE CARE CORP                 DE       1.01,9.01                      01/18/07    AMEND

COMVERSE TECHNOLOGY INC/NY/             NY       3.01,9.01                      01/30/07

Con-way Inc.                            DE       2.02,5.01,7.01                 01/31/07

CONCUR TECHNOLOGIES INC                 WA       2.02,9.01                      01/31/07

CONCURRENT COMPUTER CORP/DE             DE       5.02,9.01                      01/30/07

CONOR MEDSYSTEMS INC                             8.01,9.01                      01/30/07

CONSTAR INTERNATIONAL INC               DE       1.01,9.01                      01/30/07

CONSTELLATION ENERGY GROUP INC          MD       2.02,9.01                      01/30/07

Corporate Backed Callable Trust Certi            9.01                           01/31/07

Corporate Backed Callable Trust Certi            9.01                           01/31/07    AMEND

CTS CORP                                IN       2.02,9.01                      01/31/07

CURAGEN CORP                            DE       5.02,9.01                      01/24/07

CUTERA INC                              DE       2.02,9.01                      01/31/07

CWALT INC                               DE       9.01                           01/31/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      01/31/07

CYGNI INVESTMENTS INC                   NV       4.01                           01/24/07

CYGNI INVESTMENTS INC                   NV       9.01                           01/24/07    AMEND

CYTOGENIX INC                           NV       8.01,9.01                      01/30/07

CYTOKINETICS INC                                 2.02,9.01                      01/31/07

D&E COMMUNICATIONS INC                  PA       7.01,9.01                      01/31/07

Deep Field Technologies, Inc.           NJ       1.01,8.01,9.01                 01/25/07

DEEP WELL OIL & GAS INC                 NV       1.01,1.02,3.02,9.01            01/29/07

DEERE JOHN RECEIVABLES INC              DE       8.01,9.01                      08/15/06

DELPHI CORP                             DE       7.01,9.01                      01/31/07

DENDRITE INTERNATIONAL INC              NJ       5.02                           01/25/07

DEPOMED INC                             CA       8.01                           01/30/07

Deutsche Alt-A Securities Mortgage Lo            8.01,9.01                      01/31/07

DEWEY ELECTRONICS CORP                  NY       8.01                           01/31/07

DIAMOND OFFSHORE DRILLING INC           DE       5.02,8.01,9.01                 01/30/07

DIGITAL IMAGING RESOURCES INC.          DE       5.02                           12/29/06

Digital Music Group, Inc.               DE       1.01                           01/26/07

DIONEX CORP /DE                         CA       2.02                           01/31/07

DOMINION RESOURCES INC /VA/             VA       2.02,9.01                      01/31/07

DOMINION RESOURCES INC /VA/             VA       5.02,9.01                      01/31/07

Douglas Lake Minerals Inc.                       3.02                           01/23/07

DOVER CORP                              DE       2.02,9.01                      01/31/07

DRESS BARN INC                          CT       2.02                           01/31/07

DRINKS AMERICAS HOLDINGS, LTD           DE       1.01,3.02,9.01                 01/30/07

DRUGSTORE COM INC                       DE       2.02,5.02,9.01                 01/30/07

Duke Energy CORP                        DE       8.01                           01/31/07

DURA AUTOMOTIVE SYSTEMS INC             DE       7.01,9.01                      01/30/07    AMEND

EAGLE MATERIALS INC                     DE       2.02,9.01                      01/31/07

EASTERN VIRGINIA BANKSHARES INC         VA       2.02,9.01                      01/19/07    AMEND

EASTMAN CHEMICAL CO                     DE       2.05,2.06                      01/25/07

EASTMAN KODAK CO                        NJ       2.02,9.01                      01/31/07

EESTech, Inc.                                    1.01,3.02,9.01                 07/03/06    AMEND

EL CAPITAN PRECIOUS METALS INC          NV       1.01,5.02,9.01                 01/25/07

ELECTRO OPTICAL SCIENCES INC /NY                 1.01,5.02,8.01,9.01            01/30/07

ELKCORP                                 DE       7.01,9.01                      01/31/07

ENDO PHARMACEUTICALS HOLDINGS INC       DE       7.01,9.01                      01/31/07

ENDURANCE SPECIALTY HOLDINGS LTD                 8.01,9.01                      01/31/07

EQUIFAX INC                             GA       2.02,9.01                      01/31/07

EQUITY OFFICE PROPERTIES TRUST          MD       2.02                           01/31/07

ESTEE LAUDER COMPANIES INC              DE       9.01                           01/31/07

EVERGREEN ENERGY INC                    DE       7.01,9.01                      01/31/07

EXPLORATION CO OF DELAWARE INC          DE       7.01                           01/31/07

EXPRESS SCRIPTS INC                     DE       8.01,9.01                      01/31/07

FAR EAST ENERGY CORP                             5.02                           01/25/07

Federal Home Loan Bank of San Francis   X1       5.02                           01/09/07    AMEND

Federal Home Loan Bank of San Francis   X1       5.02                           11/09/06    AMEND

FIRST ADVANTAGE CORP                    DE       5.02                           01/25/07

FIRST BANCSHARES INC /MS/               MS       2.02,7.01,9.01                 01/30/07

FIRST CAPITAL BANCORP, INC.             VA       2.02,9.01                      01/31/07

FIRST CHARTER CORP /NC/                 NC       5.02,9.01                      01/24/07

FIRST FEDERAL BANCSHARES OF ARKANSAS    TX       2.02,9.01                      01/30/07

FIRST NORTHERN COMMUNITY BANCORP        CA       2.02,7.01,9.01                 01/31/07

FIRST OTTAWA BANCSHARES INC             DE       2.02,9.01                      01/31/07

FIRST SOLAR, INC.                       DE       8.01,9.01                      01/25/07

FIRST UNITED ETHANOL LLC                         1.01                           01/23/07

FIRSTENERGY CORP                        OH       2.02,9.01                      01/31/07

FISERV INC                              WI       2.02,8.01,9.01                 01/31/07

FLAGSTAR BANCORP INC                    MI       2.02,9.01                      01/30/07

FLORIDA ROCK INDUSTRIES INC             FL       2.02,9.01                      01/31/07

FLUSHING FINANCIAL CORP                 DE       7.01,9.01                      01/31/07

FLUSHING FINANCIAL CORP                 DE       2.02,9.01                      12/31/06

FNBH BANCORP INC                        MI       8.01,9.01                      01/31/07

FORMFACTOR INC                          DE       2.02,9.01                      01/31/07

FORMFACTOR INC                          DE       5.02,9.01                      01/30/07

Fortress International Group, Inc.      DE       5.02                           01/25/07

FOSTER L B CO                           PA       2.02,9.01                      01/31/07

FOUNDRY NETWORKS INC                    DE       2.02,5.02,9.01                 01/25/07

FRANKLIN BANK CORP                               2.02,9.01                      01/30/07

FX ENERGY INC                           NV       7.01,9.01                      01/31/07

GALLAGHER ARTHUR J & CO                 DE       1.01,9.01                      01/25/07

GENCORP INC                             OH       5.02                           01/29/07

GENLYTE GROUP INC                       DE       2.02,9.01                      01/30/07

GEOCOM RESOURCES INC                    NV       3.02,9.01                      01/29/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       8.01,9.01                      01/31/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       8.01,9.01                      01/31/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       8.01,9.01                      01/31/07

GEODYNE INSTITUTIONAL PENSION ENERGY    OK       8.01,9.01                      01/31/07

GEODYNE INSTITUTIONAL PENSION ENERGY    TX       8.01,9.01                      01/31/07

GeoMet, Inc.                            DE       7.01,8.01,9.01                 01/26/07

GERMAN AMERICAN BANCORP, INC.           IN       2.02,8.01,9.01                 01/31/07

GILEAD SCIENCES INC                     DE       2.02,9.01                      01/31/07

GLIMCHER REALTY TRUST                   MD       2.06,7.01,9.01                 01/25/07

Global Developments Inc.                DE       8.01                           01/31/07

GMACM Home Equity Loan Trust 2006-HE4   DE       8.01,9.01                      01/31/07

Google Inc.                             DE       2.02,9.01                      01/31/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           01/26/07    AMEND

GRIFFIN LAND & NURSERIES INC            DE       7.01,9.01                      01/31/07

GSAMP Trust 2007-H1                     DE       8.01,9.01                      01/31/07

GSR Mortgage Loan Trust 2007-AR1        DE       8.01,9.01                      01/31/07

HABERSHAM BANCORP                       GA       2.02,9.01                      12/31/06

HAEMONETICS CORP                        MA       7.01                           01/29/07

HAEMONETICS CORP                        MA       2.02,9.01                      01/30/07

HARMONIC INC                            DE       2.02,9.01                      01/31/07

HARSCO CORP                             DE       2.02                           01/31/07

HARTE HANKS INC                         DE       2.02,9.01                      01/31/07

HARVEY ELECTRONICS INC                  NY       2.02,9.01                      01/30/07

HEALTH ENHANCEMENT PRODUCTS INC         NV       3.02                           01/31/07

HESS CORP                               DE       2.02,7.01,9.01                 01/31/07

HF FINANCIAL CORP                       DE       2.02,8.01,9.01                 01/29/07

HILTON HOTELS CORP                      DE       2.02,9.01                      01/31/07

HOLLY ENERGY PARTNERS LP                DE       7.01,9.01                      01/30/07

HOLOGIC INC                             DE       2.02,9.01                      01/31/07

HOMEBANC CORP                                    5.02                           01/29/07

HOMEBANC CORP                                    5.02                           01/12/07    AMEND

HORIZON BANCORP /IN/                    IN       8.01,9.01                      01/31/07

Horizon Lines, Inc.                              5.02,9.01                      01/30/07

HSBC Automotive Trust (USA) 2007-1      NV       8.01,9.01                      01/31/07

IA GLOBAL INC                           DE       5.02,9.01                      01/27/07

ICAD INC                                DE       5.02                           01/25/07

ICAGEN INC                              DE       1.01,3.02,8.01,9.01            01/25/07

ICO INC                                 TX       5.02,9.01                      01/25/07

IDEXX LABORATORIES INC /DE              DE       1.01,2.03,9.01                 01/25/07

IEC ELECTRONICS CORP                    DE       2.02,9.01                      01/31/07

IGIA, Inc.                              DE       5.02                           01/26/07

IMMERSION CORP                          DE       5.02                           01/25/07

IndyMac INDX Mortgage Loan Trust 2007            9.01                           01/31/07

INFORTE CORP                            DE       2.02,5.02,7.01,9.01            01/25/07

INGERSOLL RAND CO LTD                            2.02,9.01                      01/31/07

Innophos, Inc.                                   5.02,9.01                      01/26/07

INNOVATIVE SOLUTIONS & SUPPORT INC      PA       2.02                           01/30/07

InPlay Technologies, Inc.               NV       7.01,9.01                      01/31/07

INSIGHT COMMUNICATIONS CO INC           DE       2.02,7.01                      01/31/07

INSIGHT MIDWEST LP                      DE       2.02,7.01                      01/31/07

INSURE.COM, INC                         DE       2.02,7.01,9.01                 01/31/07

INTAC INTERNATIONAL INC                 NV       1.01,8.01,9.01                 01/29/07

Intellect Neurosciences, Inc.                    1.01,2.01,3.02,3.03,5.01,5.02,5.05,5.06,9.01 01/24/07

INTERNATIONAL BUSINESS MACHINES CORP    NY       5.02                           01/30/07

INTERNATIONAL FLAVORS & FRAGRANCES IN   NY       5.02,9.01                      01/31/07

INTERNATIONAL GAME TECHNOLOGY           NV       3.02                           01/31/07

INTERSTATE BAKERIES CORP/DE/            DE       5.02,7.01,9.01                 01/30/07

Investors Bancorp Inc                   DE       2.02,9.01                      01/30/07

IVOICE, INC /NJ                         NJ       1.01,9.01                      01/26/07

J P MORGAN CHASE & CO                   DE       9.01                           01/29/07

J&J SNACK FOODS CORP                    NJ       8.01,9.01                      01/31/07

JACKSON VENTURES, INC.                  NV       8.01                           01/26/07

JAG MEDIA HOLDINGS INC                  NV       1.01,2.03,9.01                 01/26/07

JDS UNIPHASE CORP /CA/                  DE       2.02,9.01                      01/31/07

JENNIFER CONVERTIBLES INC               DE       8.01                           01/26/07

JOURNAL COMMUNICATIONS INC                       5.02,9.01                      01/29/07

K-SEA TRANSPORTATION PARTNERS LP                 2.02,9.01                      01/31/07

K2 DIGITAL INC                          DE       1.01                           01/29/07

KAMAN CORP                              CT       1.01,9.01                      01/31/07

KAPSTONE PAPER & PACKAGING CORP         DE       5.02,9.01                      01/30/07

KELLY SERVICES INC                      DE       7.01,9.01                      01/31/07

KEY TECHNOLOGY INC                      OR       5.02,9.01                      01/30/07

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA       2.02,9.01                      01/30/07

KIMBALL INTERNATIONAL INC               IN       2.01,9.01                      01/31/07

KLA TENCOR CORP                         DE       8.01,9.01                      01/29/07

KRAFT FOODS INC                         VA       1.01,8.01,9.01                 01/31/07

KRAFT FOODS INC                         VA       2.02                           01/31/07

KUSHNER LOCKE CO                        CA       8.01,9.01                      01/26/07

KYPHON INC                              DE       9.01                           01/18/07    AMEND

L 3 COMMUNICATIONS HOLDINGS INC         DE       2.02,9.01                      01/31/07

LABOR READY INC                         WA       2.02,8.01,9.01                 01/31/07

LAIDLAW INTERNATIONAL INC               DE       7.01,9.01                      01/31/07

Lake Shore Bancorp, Inc.                X1       1.01,2.02,5.02,8.01,9.01       01/01/07

LAKELAND BANCORP INC                    NJ       5.02                           01/31/07

LANCASTER COLONY CORP                   OH       2.02,9.01                      01/31/07

LANDAUER INC                            DE       2.02,9.01                      01/30/07

Legacy Bancorp, Inc.                    DE       2.02,9.01                      01/31/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           01/26/07

Lehman XS Trust 2007-1                  DE       8.01,9.01                      01/31/07

Lehman XS Trust Series 2007-2N          DE       8.01,9.01                      01/31/07

LEVITT CORP                             FL       1.01,2.02,7.01,9.01            01/30/07

LIFE USA INC                            CO       5.02                           01/29/07

LIGHTBRIDGE INC                         DE       2.02,9.01                      01/31/07

LILLY ELI & CO                          IN       2.01,2.02,9.01                 01/29/07

Loma Verde Inc                                   5.02,8.01                      01/30/07

LONE STAR TECHNOLOGIES INC              DE       2.02,9.01                      01/30/07

LONG-E INTERNATIONAL, INC.              UT       1.01,2.03,3.02,9.01            01/25/07

LOWES COMPANIES INC                     NC       5.03                           01/26/07

LUCYS CAFE INC                                   4.01,9.01                      01/31/07

MAGELLAN MIDSTREAM HOLDINGS LP                   2.02,5.02,9.01                 01/26/07

MAGELLAN MIDSTREAM PARTNERS LP          DE       2.02,5.02,9.01                 01/29/07

MAGNETEK, INC.                          DE       2.02                           01/31/07

MAINE & MARITIMES CORP                  ME       5.02,8.01,9.01                 01/31/07

MANNATECH INC                           TX       1.01,9.01                      01/25/07

MARKWEST ENERGY PARTNERS L P                     1.01                           01/25/07

MARKWEST ENERGY PARTNERS L P                     5.03,8.01,9.01                 01/25/07

MASTR Adjustable Rate Mortgages Trust            8.01,9.01                      01/31/07

MASTR Asset Backed Securities Trust 2   DE       2.01,9.01                      11/01/06

MASTR Asset Securitization Trust 2006   DE       8.01,9.01                      01/31/07    AMEND

MATTSON TECHNOLOGY INC                  DE       2.02,9.01                      01/31/07

MBIA INC                                CT       1.01,9.01                      01/25/07

McAfee, Inc.                            DE       5.02,8.01                      01/30/07

MCGRAW-HILL COMPANIES INC               NY       5.03,9.01                      01/31/07

MD TECHNOLOGIES INC                              3.02                           01/31/07

MDC HOLDINGS INC                        DE       8.01                           01/29/07

MEADE INSTRUMENTS CORP                  DE       8.01,9.01                      01/31/07

MEADWESTVACO CORP                       DE       2.02,9.01                      01/31/07

MEADWESTVACO CORP                       DE       8.01                           01/31/07

MED GEN INC                             NV       8.01                           01/31/07

MEDIA GENERAL INC                       VA       2.02,9.01                      01/31/07

MEDICAL DISCOVERIES INC                 UT       5.02                           01/25/07

MEDICOR LTD                             DE       1.01,2.03,2.04,3.02            06/27/06

MEMC ELECTRONIC MATERIALS INC           DE       8.01,9.01                      01/31/07

MENS WEARHOUSE INC                      TX       8.01,9.01                      01/31/07

MERIX CORP                              OR       5.02                           01/26/07

MESA OFFSHORE TRUST                     TX       1.01,8.01,9.01                 01/26/07

MetaMorphix Inc.                        MD       1.01,8.01,9.01                 01/26/07

MICROCHIP TECHNOLOGY INC                DE       1.01,2.02,3.03,5.03,9.01       01/31/07

MITY ENTERPRISES INC                    UT       2.02,9.01                      01/31/07

MMC ENERGY, INC.                        DE       1.01                           01/23/07

MMC ENERGY, INC.                        DE       1.01                           01/23/07    AMEND

MOHEGAN TRIBAL GAMING AUTHORITY                  2.02,9.01                      01/31/07

MONADNOCK BANCORP INC                   MD       2.02,9.01                      01/31/07

MONTPELIER RE HOLDINGS LTD              D0       5.02,9.01                      01/31/07

MRV COMMUNICATIONS INC                  DE       1.01,2.03,3.02,8.01,9.01       01/26/07

MRV COMMUNICATIONS INC                  DE       8.01,9.01                      01/26/07

MULTI COLOR CORP                        OH       2.02,8.01,9.01                 01/29/07

MULTI FINELINE ELECTRONIX INC                    1.01,9.01                      01/25/07

N-VIRO INTERNATIONAL CORP               DE       1.01,3.02,9.01                 12/22/06

NARA BANCORP INC                        DE       2.02,9.01                      01/31/07

NATIONAL HOME HEALTH CARE CORP          DE       8.01                           01/29/07

NATIONAL RETAIL PROPERTIES, INC.        MD       2.02,9.01                      01/31/07

NATIONWIDE FINANCIAL SERVICES INC/      DE       8.01,9.01                      01/31/07

NAUTILUS, INC.                          WA       1.01,5.01,5.02                 01/31/07

NEUROLOGIX INC/DE                       DE       7.01,9.01                      01/31/07

NEW MEXICO SOFTWARE, INC                NV       9.01                           01/29/07

NEW WORLD RESTAURANT GROUP INC          DE       7.01                           01/30/07

NEW YORK TIMES CO                       NY       2.02,4.02,9.01                 01/29/07

NEWPORT CORP                            NV       2.02,9.01                      01/31/07

NEWPORT CORP                            NV       8.01,9.01                      01/31/07

NIC INC                                 CO       2.02,7.01,9.01                 01/31/07

Nomura Home Equity Loan, Inc., Home E   DE       9.01                           01/31/07

Nomura Home Equity Loan, Inc., Home E            9.01                           01/31/07

NORTH EUROPEAN OIL ROYALTY TRUST        DE       2.02,9.01                      01/31/07

NORTH VALLEY BANCORP                    CA       2.02,9.01                      01/30/07

NORTHERN CALIFORNIA BANCORP INC                  5.02,9.01                      01/24/07

Novori Inc.                             DE       1.01,2.03,3.02                 01/29/07

NUCO2 INC /FL                           FL       2.02,7.01,9.01                 01/31/07

NYMEX HOLDINGS INC                      DE       2.02,9.01                      01/31/07

NYMEX HOLDINGS INC                      DE       7.01,9.01                      01/31/07

OCCIDENTAL PETROLEUM CORP /DE/          DE       8.01,9.01                      01/30/07

OCEAN SHORE HOLDING CO                  X1       2.02,9.01                      01/31/07

OLD LINE BANCSHARES INC                          5.02,9.01                      01/25/07

OLD NATIONAL BANCORP /IN/               IN       5.02                           01/25/07

OPNET TECHNOLOGIES INC                  DE       2.02,9.01                      01/31/07

OPTICAL CABLE CORP                      VA       2.02,9.01                      01/25/07

ORTEC INTERNATIONAL INC                 DE       1.01                           01/29/07

Osteologix, Inc.                        DE       8.01,9.01                      01/31/07

OVERSTOCK.COM, INC                      UT       5.02,9.01                      01/29/07

PAB BANKSHARES INC                      GA       2.02                           01/31/07

PAC-WEST TELECOMM INC                            1.01,8.01,9.01                 01/31/07

PACIFICAP ENTERTAINMENT HOLDINGS INC    NV       1.01,5.02,9.01                 01/19/07

PANERA BREAD CO                         DE       7.01,9.01                      01/31/07

PAPA JOHNS INTERNATIONAL INC            DE       5.02,8.01,9.01                 01/27/07

Paradigm Holdings, Inc                  WY       1.01,7.01,9.01                 01/29/07

PARAGON FINANCIAL CORP                  DE       1.01,1.02,5.02,7.01,8.01       04/26/06

PARKER HANNIFIN CORP                    OH       8.01,9.01                      01/30/07

PATRICK INDUSTRIES INC                  IN       8.01,9.01                      01/31/07

PEAK INTERNATIONAL LTD                  D0       2.02,9.01                      01/31/07

PENTON MEDIA INC                        DE       8.01,9.01                      01/31/07

PEPSIAMERICAS INC/IL/                   DE       2.02,9.01                      01/31/07

PERICOM SEMICONDUCTOR CORP              CA       2.02,9.01                      01/31/07

PETROQUEST ENERGY INC                   DE       2.02,9.01                      01/31/07

PHARSIGHT CORP                          CA       2.02,9.01                      01/25/07

PHOTON DYNAMICS INC                     CA       5.02,9.01                      01/24/07

PIONEER COMPANIES INC                   DE       2.02,8.01,9.01                 01/30/07

PIONEER NATURAL RESOURCES CO            DE       7.01                           01/26/07

PNC FINANCIAL SERVICES GROUP INC        PA       2.02,9.01                      01/31/07

POLYONE CORP                                     2.02,9.01                      01/30/07

POSITRON CORP                           TX       1.01,2.03,9.01                 01/26/07

POSSIS MEDICAL INC                      MN       7.01,9.01                      01/30/07

POZEN INC /NC                                    7.01                           01/31/07

PPL CORP                                PA       5.02,9.01                      01/25/07

PPL ELECTRIC UTILITIES CORP             PA       5.02                           01/25/07

PRG SCHULTZ INTERNATIONAL INC           GA       3.02                           01/25/07

PRIMEDIA INC                            DE       2.01,9.01                      01/31/07

PRIMEGEN ENERGY CORP                             5.02                           01/26/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           01/26/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           01/26/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           01/26/07

PRO-FAC COOPERATIVE INC                          5.02,5.03,9.01                 10/01/06

PROTOCALL TECHNOLOGIES INC              NV       9.01                           01/26/07

PROVECTUS PHARMACEUTICALS INC           NV       3.02                           01/30/07

PSYCHEMEDICS CORP                       DE       5.02                           01/25/07

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       2.02,8.01,9.01                 01/31/07

QRS MUSIC TECHNOLOGIES INC              DE       4.01                           01/31/07

QUANTA CAPITAL HOLDINGS LTD                      5.02                           01/26/07

QUICKLOGIC CORPORATION                  CA       2.02,9.01                      01/31/07

Rackable Systems, Inc.                  DE       5.02,8.01                      01/25/07

RAINIER PACIFIC FINANCIAL GROUP INC     WA       2.02,9.01                      01/31/07

RAINMAKER SYSTEMS INC                   CA       1.01,2.01,9.01                 01/25/07

RBSGC 2007-A                            DE       8.01,9.01                      01/31/07

READERS DIGEST ASSOCIATION INC          DE       7.01,9.01                      01/31/07

RED ROBIN GOURMET BURGERS INC           DE       8.01,9.01                      01/31/07

REGAN HOLDING CORP                      CA       1.01                           01/25/07

REGENCY CENTERS CORP                    FL       2.02,9.01                      01/31/07

RELIANT ENERGY INC                      DE       8.01                           01/26/07

RENHUANG PHARMACEUTICALS INC            NV       5.02                           01/25/07

RENT A CENTER INC DE                    DE       2.01,9.01                      11/15/06    AMEND

REPROS THERAPEUTICS INC.                DE       8.01,9.01                      01/30/07

RESOURCE AMERICA INC                    DE       2.02,9.01                      12/31/06

RIGHTNOW TECHNOLOGIES INC               MT       2.02,9.01                      01/31/07

RIVER VALLEY BANCORP                    IN       5.02,9.01                      01/25/07

ROO GROUP INC                           DE       1.01,3.02,9.01                 01/25/07

RYERSON INC.                            DE       1.01,2.03                      01/26/07

SAIA INC                                DE       2.02,9.01                      01/31/07

SALIX PHARMACEUTICALS LTD                        8.01,9.01                      01/31/07

Saltys Warehouse, Inc.                  FL       8.01                           01/30/07

SANTA FE ENERGY TRUST                   TX       2.02,7.01,9.01                 01/31/07

SATCON TECHNOLOGY CORP                  DE       3.02,7.01                      01/23/07

SAVANNAH BANCORP INC                    GA       7.01                           01/30/07

SCIENTIFIC GAMES CORP                   DE       1.01,2.03,9.01                 01/25/07

SCOTTS MIRACLE-GRO CO                   OH       5.02,7.01,9.01                 01/25/07

SEALED AIR CORP/DE                      DE       2.02,9.01                      01/31/07

Securac Corp                            NV       4.01,9.01                      01/29/07

SEITEL INC                              DE       7.01,9.01                      01/31/07

SEMTECH CORP                            DE       5.02,8.01                      01/25/07

SEPRACOR INC /DE/                       DE       2.02,9.01                      01/31/07

SEQUA CORP /DE/                         DE       1.01,5.02,9.01                 01/31/07

SERVICE BANCORP INC                     MA       2.02,9.01                      01/31/07

SGX PHARMACEUTICALS, INC.               DE       5.02                           01/26/07

SHARPER IMAGE CORP                      DE       5.02                           01/30/07

Shine Media Acquisition Corp.           DE       8.01,9.01                      01/25/07

SIERRA HEALTH SERVICES INC              NV       2.02,9.01                      01/30/07

SIGA TECHNOLOGIES INC                   DE       5.02,8.01,9.01                 01/30/07

SILICON LABORATORIES INC                DE       2.02,9.01                      01/31/07

SIMMONS CO                              DE       2.01,9.01                      11/15/06    AMEND

SIRENZA MICRODEVICES INC                DE       2.02,7.01,9.01                 01/31/07

SIRF TECHNOLOGY HOLDINGS INC                     5.02                           01/24/07

SJW CORP                                CA       2.02,5.02,9.01                 01/25/07

SLM CORP                                DE       5.02,5.03                      01/23/07

SMUCKER J M CO                          OH       5.02                           01/25/07

SOHU COM INC                            DE       1.01                           01/27/07

SOLAR ENERGY LTD                        DE       4.01,9.01                      01/26/07

SOLUTIA INC                             DE       1.01,9.01                      01/25/07

SOLUTIA INC                             DE       7.01,9.01                      01/31/07

SOTHEBYS                                DE       1.01                           01/25/07

SOUTHERN COMMUNITY FINANCIAL CORP                2.02,9.01                      01/31/07

SOUTHWEST BANCORP INC                   OK       1.01,7.01                      01/25/07

SOVEREIGN BANCORP INC                   PA       7.01,9.01                      01/31/07

SPARE BACKUP, INC.                      DE       1.01                           01/31/07

SPARTAN STORES INC                      MI       2.02,9.01                      01/31/07

SPARTON CORP                            OH       5.02                           01/31/07

Spectra Energy Capital, LLC             DE       8.01                           01/31/07

Spectra Energy Corp.                    DE       8.01,9.01                      01/31/07

SPHERION CORP                           DE       5.02,9.01                      01/29/07

SPRINGFIELD FINANCIAL INC               CO       5.02                           01/17/07

SRA INTERNATIONAL INC                   DE       2.02,9.01                      01/31/07

ST JUDE MEDICAL INC                     MN       1.01,2.03,8.01,9.01            01/25/07

STANDARD REGISTER CO                    OH       2.05,9.01                      01/31/07

STAR BUFFET INC                         DE       7.01,9.01                      01/30/07

STARBUCKS CORP                          WA       2.02,9.01                      01/31/07

STEEL TECHNOLOGIES INC                  KY       5.02,9.01                      01/25/07

STERIS CORP                             OH       2.02,9.01                      01/31/07

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      01/31/07

Structured Asset Mortgage Investments   DE       7.01                           01/31/07

SUNCOM WIRELESS HOLDINGS, INC.                   1.01,3.02,8.01,9.01            01/31/07

SUNCOM WIRELESS INC                              1.01,9.01                      01/31/07

SURMODICS INC                           MN       8.01                           01/29/07

SWIFT TRANSPORTATION CO INC             NV       5.02,9.01                      01/30/07

SYCAMORE NETWORKS INC                   DE       8.01                           01/26/07

SYNTEL INC                              MI       2.02,9.01                      01/31/07

SYNTHETECH INC                          OR       2.02,9.01                      01/30/07

TALEO CORP                              DE       3.02                           01/25/07

TASKER PRODUCTS CORP                    NV       2.03,3.02                      01/25/07

TECHE HOLDING CO                        LA       2.02,9.01                      01/25/07

TECHNOLOGY RESEARCH CORP                FL       2.02,9.01                      01/31/07

TESSERA TECHNOLOGIES INC                DE       1.01,2.02,7.01,9.01            01/30/07

TEXAS PACIFIC LAND TRUST                         2.02,9.01                      01/31/07

TEXAS UNITED BANCSHARES INC             TX       5.02,8.01                      01/31/07

THIRD WAVE TECHNOLOGIES INC /WI         DE       1.01,7.01,9.01                 01/28/07

THQ INC                                 DE       5.02                           01/25/07

Tiger Ethanol International Inc.        NV       5.02                           01/30/07

TIME WARNER INC                         DE       2.02,9.01                      01/31/07

TODCO                                   DE       7.01,9.01                      01/31/07

TONGA CAPITAL CORP                      CO       4.01,9.01                      01/19/07

TOPPS CO INC                            DE       5.02                           01/26/07

TOREADOR RESOURCES CORP                 DE       5.02,9.01                      01/25/07

TRACTOR SUPPLY CO /DE/                  DE       7.01,9.01                      01/31/07

TRC COMPANIES INC /DE/                  DE       2.02,9.01                      01/31/07

TRICO MARINE SERVICES INC               DE       7.01,8.01,9.01                 01/31/07

TRIUMPH GROUP INC /                     DE       2.02,9.01                      01/25/07

Tube Media Corp.                        CO       3.02,5.02                      01/29/07

TUPPERWARE BRANDS CORP                  DE       2.02,9.01                      01/30/07

U S GLOBAL INVESTORS INC                TX       8.01,9.01                      01/31/07

UCN INC                                 DE       1.01,3.02,9.01                 01/26/07

UGI CORP /PA/                           PA       2.02,9.01                      01/31/07

UGI UTILITIES INC                       PA       2.02,9.01                      01/31/07

ULTICOM INC                             NJ       3.01,9.01                      01/30/07

UNION BANKSHARES CORP                   VA       2.02,9.01                      01/25/07

UNION PACIFIC CORP                      UT       5.02,8.01                      01/30/07

UNION PACIFIC RAILROAD CO/DE            DE       5.02,8.01                      01/30/07

UNITED AUTO GROUP INC                   DE       8.01,9.01                      01/31/07

UNITIL CORP                             NH       1.01,9.01                      01/26/07

UNIVERSAL DETECTION TECHNOLOGY          CA       1.01,3.02                      01/30/07

US AIRWAYS GROUP INC                    DE       8.01,9.01                      01/31/07

US CONCRETE INC                         DE       2.02,9.01                      01/31/07

VALERO L P                              DE       5.02,9.01                      01/25/07

Vanda Pharmaceuticals Inc.              DE       5.02                           01/30/07

VERINT SYSTEMS INC                               3.01,9.01                      01/30/07

VERISIGN INC/CA                         DE       2.02,9.01                      01/31/07

VERITEC INC                             NV       8.01,9.01                      01/31/07

VERITEC INC                             NV       5.03,9.01                      01/31/07

VERIZON COMMUNICATIONS INC              DE       8.01                           01/29/07

VERSO TECHNOLOGIES INC                  MN       1.01,2.01,3.02,8.01,9.01       01/25/07

VIASPACE Inc.                           NV       7.01,9.01                      01/31/07

Village Bank & Trust Financial Corp.             2.02,9.01                      01/30/07

VIRAGE LOGIC CORP                       CA       2.02,9.01                      01/31/07

VITA FOOD PRODUCTS INC                  NV       5.02,9.01                      01/25/07

VITESSE SEMICONDUCTOR CORP              DE       5.02,9.01                      01/25/07

VWR International, Inc.                          1.01,9.01                      01/29/07

W HOLDING CO INC                        PR       2.02,9.01                      01/30/07

WACHOVIA ASSET SECURITIZATION INC 200            8.01,9.01                      01/25/07

WACHOVIA ASSET SECURITIZATION INC AST            8.01,9.01                      01/25/07

WADDELL & REED FINANCIAL INC            DE       2.02,9.01                      01/30/07

WALKER FINANCIAL CORP                   DE       4.01,9.01                      01/31/07

WaMu Asset-Backed Certificates, WaMu    DE       9.01                           01/16/07

WASHINGTON BANKING CO                   WA       2.02,7.01,8.01,9.01            01/30/07

Washington Mutual Asset-Backed Certif   DE       9.01                           01/16/07

WASTE MANAGEMENT INC                    DE       5.02,9.01                      01/25/07

WATAIRE INTERNATIONAL, INC.             WA       1.01,9.01                      01/25/07

WATERFORD GAMING LLC                    DE       8.01                           01/31/07

WEBEX COMMUNICATIONS INC                DE       2.02,9.01                      01/31/07

WELLS REAL ESTATE FUND I                GA       2.01,9.01                      01/25/07

WESTERN GOLDFIELDS INC                  ID       7.01,9.01                      01/31/07

WESTERN PLAINS ENERGY LLC               KS       5.02                           01/25/07

Western Union CO                        DE       2.02,9.01                      01/31/07

WESTWOOD ONE INC /DE/                   DE       5.02                           01/29/07

WEYERHAEUSER CO                         WA       1.01,9.01                      01/31/07

WILLIAM LYON HOMES                      DE       1.01,9.01                      01/26/07

WILLIAMS COMPANIES INC                  DE       5.03,9.01                      01/26/07

WILSHIRE BANCORP INC                    CA       2.02,9.01                      01/30/07

WINSONIC DIGITAL MEDIA GROUP LTD        NV       5.02                           01/25/07

WINTRUST FINANCIAL CORP                 IL       1.01                           01/25/07

WOLVERINE WORLD WIDE INC /DE/           MI       2.02,9.01                      01/31/07

WPS RESOURCES CORP                      WI       2.02,9.01                      01/31/07

XCEL ENERGY INC                         MN       2.02,9.01                      01/31/07

XFormity Technologies, Inc.             CO       4.01                           01/31/07

ZENITH NATIONAL INSURANCE CORP          DE       2.02,9.01                      01/31/07

Zone Mining LTD                                  5.02,9.01                      01/25/07