SEC NEWS DIGEST


   Issue 2007-110                                           June 8, 2007



   COMMISSION ANNOUNCEMENTS


   SEC  ANNOUNCES  AGENDA  AND  PANELISTS  FOR   ROUNDTABLE   ON   MUTUAL
   RECOGNITION

   On June 8, the Securities and Exchange Commission announced the  final
   agenda  and  participants  for  the  upcoming  roundtable  on   mutual
   recognition scheduled for June 12, 2007.

   The roundtable will examine how retail  and  institutional  investors,
   U.S. and non-U.S. exchanges, global and regional  broker-dealers,  and
   others may be impacted by a selective  mutual  recognition  regulatory
   regime. In addition, a separate panel will consider the issue  of  how
   the SEC can best assess regulatory comparability and convergence.

   The roundtable will begin at 9:00 a.m. ET, with opening remarks by SEC
   Chairman Christopher Cox. The agenda and participants are as follows:

   9:15 a.m.

   The Impact on U.S. Market Participants  of  Increased  Foreign  Market
   Access

   Moderators:     Erik Sirri, Director, Division of Market Regulation
                   John White, Director, Division of Corporation Finance

      *	Stephen E. Bepler, Capital Research and Management Company 
      *	Duane Kelly, Vanguard Group 
      * Catherine R. Kinney, NYSE Euronext 
      *	Chris Concannon, The NASDAQ Stock Market, Inc. 
      *	Meyer S. Frucher, Philadelphia Stock Exchange 
      *	Jonathan Howell, London Stock Exchange 
      *	Roberta Karmel, Brooklyn Law School 
            
   11:15 a.m.

   The Impact on U.S. Market Participants of  Increased  Foreign  Broker-
   Dealer Access to U.S. Investors

   Moderators:     Erik Sirri, Director, Division of Market Regulation 
                   Ethiopis Tafara, Director, Office of International Affairs

      *  Harold Evensky, Evensky & Katz 
      *	Edward F. Greene, Citigroup    
      *	David Grayson, Auerbach Grayson & Co. 
      *	Christopher Amato, E* Trade   
      *	James R. Allen, Hilliard Lyons 
      *	David Aufhauser, UBS Investment Bank 

   2:00 p.m.

   Defining and Measuring the Comparability of Regulatory Regimes

   Moderators:     Ethiopis Tafara, Director, Office of International Affairs
                   Erik Sirri, Director, Division of Market Regulation

      *	Harvey L. Pitt, Kalorama Partners, LLC 
      *	Alan L. Beller, Cleary Gottlieb 
      *	Richard G. Ketchum, NYSE Regulation Inc. 
      *	Allen Ferrell, Harvard Law School 
      *	David Ruder, Northwestern University School of Law 

   The roundtable will take place in the Auditorium at  the  Commission's
   headquarters at 100 F Street, N.E.,  Washington  D.C.  The  roundtable
   will be open to the public with seating on a first-come,  first-served
   basis. Doors will open at 8:30 a.m. and visitors will  be  subject  to
   security checks.

   Real  time  and  archived  audio  webcasts  will  be   accessible   at
   http://www.sec.gov. Materials related to the roundtable including  the
   day's agenda, the list of panelists, and the comments that  have  been
   received    by    the    Commission    will    be    accessible     at
   www.sec.gov/spotlight/mutualrecognition.htm.

   For additional  information,  contact  Kelly  Riley:  (202)  551-6772.
   (Press Rel. 2007-111)

 
   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF PAUL KNIGHT, JOHN MONTANA AND WORLDWIDE T&P, INC.

   On June 8, the Commission issued an Order  Instituting  Administrative
   Proceedings Pursuant to Section 15(b) of the Securities  Exchange  Act
   of 1934 and Notice of Hearing against Paul E. Knight, John L.  Montana
   and Worldwide T&P, Inc., based on the entry of  permanent  injunctions
   against them in SEC v. John L. Montana, et al.,  Civil  Action  Number
   1:03-CV-1513, in the United States District  Court  for  the  Southern
   District of Indiana.

   The Commission's complaint in that action alleged that, from at  least
   August 1999 until December  2000,  in  connection  with  the  sale  of
   interests in a purported trading program which would invest  money  in
   the trading  of  various  instruments  including  medium  term  notes,
   Montana, through Worldwide T&P, made misrepresentations and  omissions
   of material fact to investors regarding the purported trading program,
   including  the  investment's  rate  of  return,  the  safety  of   the
   investment and the use of  investors'  funds.  The  complaint  further
   alleged  that  Montana,  through  Worldwide  T&P,  sold   unregistered
   securities and acted as an unregistered broker-dealer by  effectuating
   transactions in securities for the accounts of others.

   The Commission's complaint also alleged that, from  at  least  October
   1999 until April 2000, in connection with the sale of interests in the
   purported  trading  program,  Knight   made   misrepresentations   and
   omissions of  material  fact  to  investors  regarding  the  purported
   trading program, including the investment's rate of return, the safety
   of the investment and the  use  of  investors'  funds.  The  complaint
   further alleged that Knight sold unregistered securities and acted  as
   an  unregistered  broker-dealer  by   effectuating   transactions   in
   securities for the accounts of others.

   On Nov. 22, 2006, the Honorable  Sarah  Evans  Barker  of  the  United
   States District Court for the Southern  District  of  Indiana  granted
   summary judgment in favor of the Commission and  against  Montana  and
   Knight,  among  others.  Defendant  Worldwide   T&P   had   previously
   defaulted. The Court  found  that  Knight  and  Montana  had  violated
   Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Sections
   10(b), 15(a)(1) and 15(c)(1) of the Securities Exchange  Act  of  1934
   and Rule 10b-5 thereunder. On  May  23,  2007,  final  judgments  were
   entered  against  Knight,  Montana  and  Worldwide   T&P   permanently
   enjoining them from future violations  of  Sections  5(a),  5(c),  and
   17(a) of the Securities Act of  1933,  Sections  10(b),  15(a)(1)  and
   15(c)(1) of the  Securities  Exchange  Act  of  1934  and  Rule  10b-5
   thereunder. Knight and his company, P.K. Trust & Holding,  Inc.,  were
   also  ordered  to  disgorge,  jointly   and   severally,   $1,750,945,
   representing profits  or  other  financial  gain  resulting  from  the
   conduct  alleged  in  the  Commission's   complaint,   together   with
   prejudgment interest thereon in the amount of $900,874,  for  a  total
   payment of $2,651,819. Knight was  further  ordered  to  pay  a  civil
   penalty in the amount of $110,000.

   A hearing will be scheduled before  an  administrative  law  judge  to
   determine whether the allegations contained in the Order are true,  to
   provide the Respondents an opportunity to dispute  these  allegations,
   and to determine what, if any, remedial sanctions are appropriate  and
   in the public interest. (Rel. 34-55885; File No. 3-12654)

   FINAL JUDGMENTS OF  PERMANENT  INJUNCTION  AND  OTHER  RELIEF  ENTERED
   AGAINST DEFENDANTS PENSION FUND OF AMERICA L.C., PFA ASSURANCE  GROUP,
   LTD., PFA INTERNATIONAL, LTD., CLAREN  TPA,  LLC,  LUIS  CORNIDE,  AND
   ROBERT DE LA RIVA

   The Securities and Exchange Commission announced that on May 21, 2007,
   the Honorable K. Michael Moore, United States District Judge  for  the
   Southern District of Florida, entered  final  judgments  of  permanent
   injunction and other relief against Pension Fund of America,  LC,  PFA
   Assurance Group, Ltd., PFA International, Ltd., Claren TPA,  LLC  (PFA
   entities), Luis M. Cornide and Robert De la Riva for their involvement
   in an offering fraud that targeted Latin American investors.

   The  defendants,  without  admitting  or   denying   the   complaint's
   allegations, consented to the entry of an order  enjoining  them  from
   future violations of Section 17(a) of the Securities Act of  1933  and
   Section 10(b) of the Securities Exchange Act of 1934  and  Rule  10b-5
   thereunder. The final judgments against Cornide and De  la  Riva  also
   enjoin them from future violations of Section 15(a)  of  the  Exchange
   Act. In addition, both defendants agreed to turn over several  million
   dollars of assets apiece to the Court-appointed Receiver to  partially
   satisfy their obligation to disgorge ill-gotten  gains  they  received
   from the conduct alleged in the complaint. Both defendants turned over
   their homesteads to the Receiver, who will sell the houses and use the
   proceeds to help satisfy disgorgement. Previously, Cornide and  De  la
   Riva had turned over assets  worth  $2,691,743.71  and  $2,441,351.55,
   respectively. Based on those payments  and  sworn  representations  of
   their financial condition, the Court waived a portion of  disgorgement
   and did not impose a civil penalty against  both  Cornide  and  De  la
   Riva. The Commission dismissed  its  disgorgement  and  civil  penalty
   claims against the PFA entities because they are under the control  of
   the Receiver. [SEC v. Pension Fund of America, LC, et  al.,  Case  No.
   05-CIV-20863, S.D. Fla.] (LR-20147)


   STANDARDS SETTING BOARDS


   PROPOSED RULE AMENDMENT

   On June 7, the Commission published for comment proposed rules (PCAOB-
   2007-02) submitted by the Public Company Accounting  Oversight  Board,
   which establish requirements that apply when an auditor is engaged  to
   perform an  audit  of  the  effectiveness  of  internal  control  over
   financial reporting that is integrated with an audit of the  financial
   statements (Auditing Standard No. 5, An Audit of Internal Control Over
   Financial Reporting That Is Integrated  with  An  Audit  of  Financial
   Statements), a related independence rule (Rule 3525,  Audit  Committee
   Pre-Approval of Non-Audit Services Related to  Internal  Control  Over
   Financial  Reporting),  and  conforming  amendments  to  its  auditing
   standards. The comment period will end 30 days after the proposed rule
   amendment is published in the Federal  Register.  Publication  of  the
   proposed rules is expected in the Federal Register during the week  of
   June 11. (Rel. 34-55876)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF  PROPOSED  RULE  CHANGES  

   A proposed rule change (SR-Phlx-2007-41)  filed  by  the  Philadelphia
   Stock Exchange relating to the modification  of  Phlx  Rule  185A  has
   become effective under Section 19(b)(3)(A) of the Securities  Exchange
   Act of 1934. Publication of the proposal is expected  in  the  Federal
   Register during the week of June 11. (Rel. 34-55860)

   A proposed rule change (SR-CBOE-2007-50), filed by the  Chicago  Board
   Options Exchange relating to its  marketing  fee  program  has  become
   effective pursuant to Section 19(b)(3)(A) of the  Securities  Exchange
   Act of 1934. Publication is expected in the  Federal  Register  during
   the week of June 11. (Rel. 34-55873)

   ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

   The Commission granted accelerated approval of a proposed rule  change
   (SR-Amex-2006-17), as modified by Amendment  Nos.  1,  2,  3,  and  4,
   submitted under Rule 19b-4 of the Securities Exchange Act of  1934  by
   the American Stock Exchange relating to  the  procedures  for  at-risk
   cross transactions. Publication in the Federal  Register  is  expected
   during the week of June 11. (Rel. 34-55875)

   PROPOSED RULE CHANGE 

   The NASDAQ  Stock  Market  filed  with  the  Securities  and  Exchange
   Commission a notice of filing of a proposed  rule  change  under  Rule
   19b-4 (SR-NASDAQ-2007-037) proposing to modify its Order  Audit  Trail
   System Rules to provide an exemption  from  transmission  requirements
   for  proprietary  orders.  Publication  in  the  Federal  Register  is
   expected during the week of June 11. (Rel. 34-55870)

   APPROVAL OF PROPOSED RULE CHANGES

   The Commission granted approval of a  proposed  rule  change  (SR-OCC-
   2007-01) filed by  The  Options  Clearing  Corporation  under  Section
   19(b)(1) of the Exchange  Act  relating  to  credit  default  options.
   Publication of the order is expected in the  Federal  Register  during
   the week of June 11. (Rel. 34-55872)

   The Commission issued an order approving a  proposed  rule  change  as
   modified by Amendment Nos. 1 and 2 thereto submitted  by  the  Chicago
   Board Options Exchange (SR-CBOE-2006-101) to  amend  CBOE's  rules  to
   reflect the migration of its  TPF  technology  platform  over  to  the
   existing CBOEdirect technology platform. Publication  is  expected  in
   the Federal Register during the week of June 11. (Rel. 34-55874)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-3     DEXCOM INC, 5555 OBERLIN DRIVE, SAN DIEGO, CA, 92121, 8582000200 - 
        0 ($60,000,000.00) Debt Convertible into Equity, (File 333-143560 - 
        Jun. 7) (BR. 10A)

S-8     INFINERA CORP, 169 JAVA DRIVE, SUNNYVALE, CA, 94089, 408-572-5200 - 
        24,035,738 ($219,241,967.42) Equity, (File 333-143561 - Jun. 7) 
        (BR. 11B)

S-3     AVALON PHARMACEUTICALS INC, 20358 SENECA MEADOWS PARKWAY, GERMANTOWN, 
        MD, 20876, 3015569900 - 0 ($25,527,839.12) Equity, (File 333-143562 - 
        Jun. 7) (BR. 01B)

S-3     James River Coal CO, 901 E. BYRD STREET, SUITE 1600, RICHMOND, VA, 
        23219, 804-780-3000 - 1 ($150,000,000.00) Equity, (File 333-143563 - 
        Jun. 7) (BR. 04B)

S-8     ASTRONICS CORP, 130 COMMERCE WAY, -, EAST AURORA, NY, 14052-2191, 
        716-805-1599 - 1,000,000 ($27,850,000.00) Equity, (File 333-143564 - 
        Jun. 7) (BR. 05A)

F-3     SILICOM LTD, 97297644555 - 1,104,687 ($26,346,784.00) Equity, 
        (File 333-143565 - Jun. 7) (BR. 03C)

SB-2    Amiworld, Inc., 60 E. 42ND STREET, SUITE 1225, NEW YORK, NY, 10165, 
        212-557-0223 - 3,573,900 ($3,573,900.00) Equity, (File 333-143566 - 
        Jun. 7) (BR. 06)

S-8     SPARTA INC /DE, 25531 COMMERCENTER DRIVE, STE 120, LAKE FOREST, CA, 
        92630-8873, 949 7688161 - 0 ($133,000,000.00) Equity, 
        (File 333-143568 - Jun. 7) (BR. 06A)

S-4     ARAMARK CORP, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 
        0 ($1,780,000,000.00) Non-Convertible Debt, (File 333-143569 - Jun. 7) 
        (BR. 05)

SB-2    JJ&R Ventures, Inc., 2160 CALIFORNIA AVENUE, B#116, SAND CITY, CA, 
        93955, 831-393-1396 - 3,000,000 ($30,000.00) Face Amount Certificates, 
        (File 333-143570 - Jun. 7) (BR. 11)

S-3ASR  NATIONAL SEMICONDUCTOR CORP, 2900 SEMICONDUCTOR DR, PO BOX 58090, 
        SANTA CLARA, CA, 95052-8090, 4087215000 - 0 ($0.00) Debt, 
        (File 333-143571 - Jun. 7) (BR. 10B)

S-4     XTRA FINANCE CORP, 1801 PARK 270 DRIVE, SUITE 400, SAINT LOUIS, MO, 
        63146-4037, (314) 579-9300 - 0 ($400,000,000.00) Non-Convertible Debt, 
        (File 333-143572 - Jun. 7) (BR. 05)

S-8     ON THE GO HEALTHCARE INC, 85 CORSTATE AVENUE UNIT 1, 
        CONCORD ONT. CANADA, A6, L4K 4Y2, 905 669 7979 EXT 400 - 
        100,000,000 ($1,400,000.00) Equity, (File 333-143573 - Jun. 7) (BR. 03B)

S-8     WHITE MOUNTAINS INSURANCE GROUP LTD, 80 SOUTH MAIN ST, HANOVER, NH, 
        03755, 603 640 2200 - 0 ($118,398,000.00) Equity, (File 333-143574 - 
        Jun. 7) (BR. 01C)

S-4     DYNABAZAAR INC, 888 SEVENTH AVENUE, NEW YORK, NY, 10019, 212-974-5730 - 
        0 ($3,593,992.08) Equity, (File 333-143575 - Jun. 7) (BR. 11A)

S-3     ENCORIUM GROUP INC, ONE GLENHARDIE CORPORATE CENTER, 
        1275 DRUMMERS LANE STE 100, WAYNE, PA, 19087, 6109759533 - 
        2,622,378 ($8,391,609.00) Equity, (File 333-143576 - Jun. 7) (BR. 01A)

S-3     SMF ENERGY CORP, 200 WEST CYPRESS CREEK ROAD, SUITE 400, FT LAUDERDALE, 
        FL, 33309, 954 308 4200 - 3,228,510 ($5,840,055.90) Equity, 
        (File 333-143577 - Jun. 7) (BR. 04B)

S-8     PMA CAPITAL CORP, 380 SENTRY PARKWAY, BLUE BELL, PA, 19422, 
        2156655046 - 2,552,686 ($27,415,848.00) Equity, (File 333-143578 - 
        Jun. 7) (BR. 01B)

S-4     TIME WARNER CABLE INC., 290 HARBOR DRIVE, STAMFORD, CT, 06902-7441, 
        (203) 328-0600 - 0 ($5,000,000,000.00) Debt, (File 333-143580 - Jun. 7) 
        (BR. 11A)

SB-2    GRYPHON GOLD CORP, SUITE 810 - 1130 WEST PENDER STREET, VANCOUVER, A1, 
        V6E 4A4, 604-261-2229 - 10,085,050 ($9,472,293.00) Equity, 
        (File 333-143581 - Jun. 7) (BR. 04C)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

3COM CORP                               DE       9.01                           03/29/07    AMEND

ABERCROMBIE & FITCH CO /DE/             DE       7.01,9.01                      06/07/07

ABLEST INC                              DE       8.01,9.01                      06/07/07

ABRAXAS PETROLEUM CORP                  NV       7.01,9.01                      06/07/07

ACCURIDE CORP                           DE       8.01,9.01                      06/04/07

ACTEL CORP                              CA       7.01,9.01                      06/07/07

ACTIVISION INC /NY                      DE       8.01,9.01                      06/07/07

ADCARE HEALTH SYSTEMS INC                        1.01,8.01,9.01                 06/07/07

AEGIS INDUSTRIES, INC.                  NV       1.01,5.03,8.01,9.01            05/31/07

ALFA INTERNATIONAL HOLDINGS CORP.       DE       7.01                           06/06/07

ALLEGRO BIODIESEL CORP                  DE       9.01                           09/26/06    AMEND

ALLETE INC                              MN       2.03                           06/01/07

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      06/07/07

ALPHARMA INC                            DE       5.03                           06/07/07

Alphatec Holdings, Inc.                 DE       5.02                           06/04/07

ALPINE AIR EXPRESS INC/DE               DE       4.02,9.01                      05/10/07

ALTEON INC /DE                          DE       1.01,9.01                      06/01/07

Alternative Loan Trust 2007-OH1         DE       9.01                           05/30/07

AMC ENTERTAINMENT INC                   DE       7.01,9.01                      06/07/07

AMDL INC                                DE       3.02,7.01,9.01                 06/05/07

AMERICAN EAGLE OUTFITTERS INC           DE       7.01,9.01                      06/06/07

AMERICAN INTERNATIONAL GROUP INC        DE       8.01,9.01                      06/07/07

AMERICAN LAND LEASE INC                 DE       7.01,9.01                      06/05/07

ANADIGICS INC                           DE       4.01,9.01                      06/04/07

ANALOG DEVICES INC                      MA       8.01,9.01                      06/07/07

ANALOGIC CORP                           MA       2.02,9.01                      06/07/07

ANALOGIC CORP                           MA       8.01,9.01                      06/07/07

ANCHOR BANCORP WISCONSIN INC            WI       2.02                           06/07/07

ANGIODYNAMICS INC                       DE       5.02                           06/06/07

ANNTAYLOR STORES CORP                   DE       7.01,9.01                      06/07/07

APPLIX INC /MA/                         MA       5.03,9.01                      06/07/07

AQUACELL TECHNOLOGIES INC               DE       3.02                           02/14/07

Arcade Acquisition Corp.                         8.01,9.01                      06/07/07

ARGENTEX MINING CORP                    NV       3.02                           05/31/07

ARGONAUT GROUP INC                      DE       8.01,9.01                      06/06/07

ARI NETWORK SERVICES INC /WI            WI       2.02,9.01                      06/07/07

ARQULE INC                              DE       8.01,9.01                      06/06/07

ATLANTIC COAST FEDERAL CORP             X1       2.02,4.02,9.01                 06/01/07

AURIGA LABORATORIES, INC.               DE       1.01,8.01,9.01                 06/06/07

AUTOZONE INC                            NV       8.01                           06/06/07

AVALON PHARMACEUTICALS INC                       1.01,9.01                      06/07/07

AXIS CAPITAL HOLDINGS LTD                        7.01,9.01                      06/07/07

BANK JOS A CLOTHIERS INC /DE/           DE       7.01,9.01                      06/07/07

BANKATLANTIC BANCORP INC                FL       5.02                           06/05/07

BARE ESCENTUALS INC                     DE       7.01,9.01                      06/05/07

bebe stores, inc.                       CA       2.02,9.01                      06/02/07

BG Financial Group, Inc.                TN       5.02,9.01                      06/01/07

BIOMET INC                              IN       8.01                           06/07/07

BIOMET INC                              IN       1.01,5.03,8.01,9.01            06/06/07

BLACKHAWK CAPITAL GROUP BDC INC         DE       3.02                           06/06/07

BOTETOURT BANKSHARES INC                VA       3.03,8.01                      06/07/07

Bridge Capital Holdings                 CA       9.01                           06/07/07

BROADRIDGE FINANCIAL SOLUTIONS, INC.    DE       5.02,5.03,9.01                 06/01/07

BUSINESS OBJECTS S.A.                            2.01,9.01                      06/01/07

C-COR INC                               PA       1.01,9.01                      06/04/07

Cal Alta Auto Glass Inc                 NV       3.02                           03/31/07

CAPITAL AUTO RECEIVABLES LLC            DE       8.01,9.01                      06/07/07

CAPITAL TRUST INC                       MD       1.01                           06/01/07

CARBIZ INC                              A6       8.01,9.01                      06/01/07

CASCADE NATURAL GAS CORP                WA       8.01                           06/05/07

CASH TECHNOLOGIES INC                   DE       1.01,3.02,9.01                 06/06/07

CAVCO INDUSTRIES INC                    DE       5.02                           06/01/07

CENTRAL EUROPEAN MEDIA ENTERPRISES LT            1.01                           06/01/07

CHARMING SHOPPES INC                    PA       1.02,8.01,9.01                 06/04/07

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01                      06/05/07

CHASE PACKAGING CORP                    TX       5.02                           06/05/07

CHINA EDUCATION ALLIANCE INC.           NC       1.01,2.03,3.02,9.01            05/31/07

CHINA SECURITY & SURVEILLANCE TECHNOL   D8       1.01,2.01,3.02,9.01            06/07/07

CHINDEX INTERNATIONAL INC               DE       1.01,3.03,9.01                 06/04/07

COLGATE PALMOLIVE CO                    DE       5.02,5.03                      06/07/07

COMMAND SECURITY CORP                   NY       8.01,9.01                      06/06/07

COMMUNITY TRUST BANCORP INC /KY/        KY       7.01,9.01                      06/07/07

COMPUMED INC                            DE       5.02,9.01                      06/07/07

COMVERSE TECHNOLOGY INC/NY/             NY       1.01,2.01,2.03,9.01            05/25/07    AMEND

CONCUR TECHNOLOGIES INC                 WA       1.01,1.02,2.03,9.01            06/01/07

CONSOLIDATED NATURAL GAS CO/VA          DE       1.01,2.05,9.01                 06/01/07

CONTINENTAL GLOBAL GROUP INC            DE       1.01,5.02,9.01                 05/21/07

Convergence Ethanol, Inc.                        2.04                           06/01/07

CORE MOLDING TECHNOLOGIES INC           DE       8.01                           06/07/07

CORNING INC /NY                         NY       5.02                           06/06/07

CORRECTIONS CORP OF AMERICA             MD       8.01,9.01                      06/07/07

CORTEX PHARMACEUTICALS INC/DE/          DE       1.01,9.01                      06/01/07

CORVEL CORP                             DE       2.02,9.01                      06/07/07

CRA INTERNATIONAL, INC.                 MA       2.02,9.01                      06/07/07

CRAY INC                                WA       7.01                           06/05/07

CREDIT ONE FINANCIAL INC                         1.01,5.02,9.01                 06/04/07

CRUISESTOCK INC.                        TX       5.02                           06/01/07

CRYOLIFE INC                            FL       3.02,9.01                      06/04/07

CUBIC CORP /DE/                         DE       5.02                           06/06/07

CUBIST PHARMACEUTICALS INC              DE       5.02,8.01                      06/07/07

CVB FINANCIAL CORP                      CA       7.01,8.01,9.01                 06/05/07

DAG MEDIA INC                           NY       4.01,9.01                      06/04/07

DATATRAK INTERNATIONAL INC              OH       5.02                           06/01/07

Deerfield Triarc Capital Corp           MD       8.01,9.01                      06/07/07

DELTA & PINE LAND CO                    DE       2.01,3.01,5.01,8.01,9.01       06/06/07

DELTA PETROLEUM CORP/CO                 CO       5.02                           06/04/07

Deutsche Alt-A Securities Mortgage Lo            1.01,1.02,6.02,9.01            06/07/07

DEVON ENERGY CORP/DE                    DE       1.01                           06/06/07

DILLARDS INC                            DE       7.01,9.01                      06/07/07

DITECH NETWORKS INC                     DE       5.02                           06/01/07

DOLE FOOD CO INC                        DE       5.02,8.01,9.01                 06/05/07

DOLLAR GENERAL CORP                     TN       2.02,7.01,9.01                 06/07/07

DOMINION RESOURCES INC /VA/             VA       1.01,2.05,9.01                 06/01/07

DOW JONES & CO INC                      DE       5.02,9.01                      06/04/07

DPL INC                                 OH       5.02,9.01                      06/04/07

DYNAMEX INC                             DE       7.01,9.01                      06/06/07

DYNCORP INTERNATIONAL INC.              DE       2.02,9.01                      06/06/07

EDISON INTERNATIONAL                    CA       7.01,9.01                      06/06/07

EDISON MISSION ENERGY                   DE       1.01                           06/04/07

ENDEAVOUR INTERNATIONAL CORP            NV       8.01,9.01                      06/07/07

ENERGYTEC INC                           NV       7.01,9.01                      06/07/07

ENSCO INTERNATIONAL INC                 DE       8.01,9.01                      06/07/07

Equity Media Holdings CORP              DE       5.02                           06/01/07

ESCHELON TELECOM INC                             8.01                           06/05/07

EVERLAST WORLDWIDE INC                  DE       1.01,9.01                      06/04/07

Eworld Interactive, Inc.                FL       5.02,8.01                      06/04/07

FACTORY CARD & PARTY OUTLET CORP        DE       2.02,9.01                      06/07/07

FAMILY DOLLAR STORES INC                DE       2.02,9.01                      06/07/07

FAMILY ROOM ENTERTAINMENT CORP          NM       1.01,9.01                      06/06/07

FAMILYMEDS GROUP, INC.                  NV       5.02                           06/01/07

Federal Home Loan Bank of Atlanta       X1       2.03                           06/04/07

Federal Home Loan Bank of Boston        X1       2.03                           06/05/07

Federal Home Loan Bank of Chicago       X1       2.03                           06/05/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      06/04/07

Federal Home Loan Bank of Dallas                 2.03                           06/04/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      06/04/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      06/04/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      06/04/07

Federal Home Loan Bank of San Francis   X1       2.03                           06/04/07

Federal Home Loan Bank of Seattle                2.03                           06/06/07

Federal Home Loan Bank of Topeka                 2.03                           06/05/07

FERRELLGAS PARTNERS L P                 DE       2.02,7.01,9.01                 06/07/07

FERRELLGAS PARTNERS L P                 DE       2.02,9.01                      01/31/07

FINISH LINE INC /IN/                    IN       2.02,9.01                      06/07/07

FIRST COMMUNITY BANCORP /CA/            CA       7.01,9.01                      06/07/07

FIRSTENERGY CORP                        OH       7.01,9.01                      06/07/07

FLOWERS FOODS INC                       GA       5.03,9.01                      06/06/07

FOREST OIL CORP                         NY       1.01,2.01,2.03,7.01,9.01       06/06/07

FOUNDRY NETWORKS INC                    DE       3.01                           06/04/07

FREESTONE RESOURCES, INC.               NV       8.01                           06/07/07

GAP INC                                 DE       7.01,9.01                      06/07/07

GLOBAL CROSSING LTD                              2.03,9.01                      06/07/07

GLOBALSCAPE INC                         DE       5.02,9.01                      06/01/07

GLOWPOINT INC                           DE       2.02,8.01,9.01                 06/06/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       3.02                           06/07/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       7.01                           06/07/07

GREATBATCH, INC.                        DE       8.01,9.01                      06/07/07

H&E Equipment Services, Inc.            DE       7.01,9.01                      06/07/07

HARKEN ENERGY CORP                      DE       5.03,7.01,9.01                 06/06/07

HARLEYSVILLE GROUP INC                  DE       8.01,9.01                      06/05/07

Hawaiian Telcom Communications, Inc.    DE       1.01,2.03,9.01                 06/01/07

HAYES LEMMERZ INTERNATIONAL INC         DE       8.01,9.01                      06/05/07

HAYES LEMMERZ INTERNATIONAL INC         DE       2.02,7.01,9.01                 06/07/07

HEALTH MANAGEMENT ASSOCIATES INC        DE       8.01,9.01                      06/04/07

HealthMarkets, Inc.                     DE       5.02                           06/06/07

HEALTHWAYS, INC                         DE       7.01                           06/06/07

Helios & Matheson North America Inc.    NY       5.02,9.01                      06/07/07

HQ SUSTAINABLE MARITIME INDUSTRIES, I   DE       5.02                           06/01/07

HUBBELL INC                             CT       5.03,9.01                      06/06/07

ICAD INC                                DE       3.01,9.01                      06/04/07

IKANOS COMMUNICATIONS                   CA       5.02,9.01                      06/04/07

INDEVUS PHARMACEUTICALS INC             DE       8.01,9.01                      06/07/07

INFOCUS CORP                            OR       1.01,5.02,5.03,9.01            06/05/07

INGRAM MICRO INC                        DE       7.01,9.01                      06/06/07

Innovive Pharmaceuticals, Inc.          DE       8.01,9.01                      06/07/07

Interactive Brokers Group, Inc.         DE       7.01,9.01                      06/07/07

INTERNET COMMERCE CORP                  DE       2.02,9.01                      06/05/07

INVU INC                                CO       1.01,3.02,8.01,9.01            06/01/07

IXYS CORP /DE/                          DE       5.02                           03/26/07    AMEND

J P MORGAN CHASE & CO                   DE       9.01                           06/06/07

KAL ENERGY INC                          DE       5.02,7.01,9.01                 05/30/07

KOHLS CORPORATION                       WI       7.01,9.01                      06/07/07

KRONOS INC                              MA       1.02                           06/01/07

KULICKE & SOFFA INDUSTRIES INC          PA       1.01,2.03,8.01,9.01            06/06/07

LA-Z-BOY INC                            MI       5.02                           06/05/07

LAKELAND INDUSTRIES INC                 DE       2.02,9.01                      06/07/07

Legacy Bancorp, Inc.                    DE       7.01,9.01                      06/06/07

LEINER HEALTH PRODUCTS INC              DE       2.05,8.01,9.01                 06/07/07

LEXINGTON REALTY TRUST                  MD       1.01,2.01,2.03,3.02,8.01,9.01  06/01/07

LINCOLN NATIONAL CORP                   IN       8.01,9.01                      06/07/07

Lincolnway Energy, LLC                  IA       1.02                           06/07/07

LogSearch, Inc.                         NV       5.02                           06/04/07

LONGPORT INC                            DE       8.01                           06/07/07

MACERICH CO                             MD       9.01                           06/07/07

MAGNA ENTERTAINMENT CORP                DE       1.01,9.01                      06/07/07

Magnum dOr Resources Inc                         1.01                           06/03/07

MANAS PETROLEUM CORP                             5.02,9.01                      06/06/07

MARCHEX INC                             DE       7.01                           06/07/07

Marquee Holdings Inc.                   DE       7.01,9.01                      06/07/07

MASTERCARD INC                          DE       5.02,5.03,8.01,9.01            06/07/07

MASTR Adjustable Rate Mortgages Trust   DE       6.02                           06/01/07

MATRITECH INC/DE/                       DE       1.01,9.01                      06/01/07

MAYS J W INC                            NY       2.02                           06/06/07

MDU COMMUNICATIONS INTERNATIONAL INC    DE       1.01                           06/05/07

MEDCO HEALTH SOLUTIONS INC              DE       7.01,9.01                      06/06/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       2.03                           06/04/07

MEDIS TECHNOLOGIES LTD                  DE       5.02                           06/04/07

Meritage Homes CORP                     MD       8.01,9.01                      06/06/07

Merrill Lynch Alternative Note Asset             6.02,9.01                      06/01/07

Merrill Lynch Alternative Note Asset             6.02,9.01                      06/01/07

Merrill Lynch Alternative Note Asset    DE       6.02,9.01                      06/01/07

Merrill Lynch Alternative Note Asset    DE       6.02,9.01                      06/01/07

MERRILL LYNCH DEPOSITOR INC PREFERRED   DE       8.01,9.01                      06/01/07

Merrill Lynch Mortgage Backed Securit   DE       6.02,9.01                      06/01/07

MEXORO MINERALS LTD                     CO       8.01                           06/07/07

MICRON ENVIRO SYSTEMS INC               NV       8.01,9.01                      06/04/07

MICRONETICS  INC                        DE       1.01,2.01,7.01,9.01            06/05/07

MISSION ENERGY HOLDING CO               DE       1.01                           06/04/07

MISSISSIPPI POWER CO                    MS       8.01                           06/01/07

MONMOUTH CAPITAL CORP                   NJ       7.01,9.01                      06/06/07

MONSANTO CO /NEW/                       DE       2.01,2.03,8.01                 06/01/07

MONSANTO CO /NEW/                       DE       2.01,2.03                      06/01/07

MSTI Holdings, Inc.                     DE       1.01,8.01,9.01                 06/02/07

NATIONAL HEALTH REALTY INC              MD       8.01                           06/07/07

NATIONAL HOME HEALTH CARE CORP          DE       1.01,9.01                      06/04/07

NATIONAL SEMICONDUCTOR CORP             DE       1.01,2.02,2.03,7.01,8.01,9.01  06/07/07

Nationstar Home Equity Loan Trust 200   DE       8.01,9.01                      06/07/07

NATROL INC                              DE       1.01,2.01,7.01,9.01            06/01/07

NaturalNano , Inc.                      NV       5.02                           06/06/07

Neiman Marcus, Inc.                     DE       2.02,9.01                      06/07/07

Neiman Marcus, Inc.                     DE       2.02,7.01                      06/07/07

NEOGENOMICS INC                         NV       3.02,5.02                      06/07/07

NEOMAGIC CORP                           DE       2.02,9.01                      06/07/07

NETSOL TECHNOLOGIES INC                 NV       5.02                           06/04/07

NEUROLOGIX INC/DE                       DE       7.01,9.01                      06/07/07

NEWS CORP                                        8.01,9.01                      06/07/07

NewStar Financial, Inc.                          1.01,2.03,9.01                 06/05/07

NORDSTROM INC                           WA       7.01                           06/07/07

NORTHEAST UTILITIES                     MA       8.01                           06/04/07

NORTHERN CALIFORNIA BANCORP INC                  8.01,9.01                      06/06/07

NORTHWEST BIOTHERAPEUTICS INC           DE       1.01,3.02,9.01                 06/01/07

NOVADEL PHARMA INC                      DE       8.01,9.01                      06/05/07

NOVASTAR FINANCIAL INC                  MD       1.01                           06/01/07

NUVASIVE INC                            DE       5.02,9.01                      06/06/07

NYSE Euronext                           DE       8.01                           06/07/07

NYSE Euronext                           DE       8.01                           06/07/07

OPENWAVE SYSTEMS INC                    DE       2.05,5.02                      06/03/07

OPSWARE INC                             DE       2.01,9.01                      04/26/07    AMEND

OSI PHARMACEUTICALS INC                 DE       8.01,9.01                      06/05/07

OSIRIS THERAPEUTICS, INC.               DE       1.01,3.02,7.01,9.01            06/06/07

Osteologix, Inc.                        DE       1.01,9.01                      06/04/07

OVERSEAS SHIPHOLDING GROUP INC          DE       8.01,9.01                      06/06/07

OVERSEAS SHIPHOLDING GROUP INC          DE       8.01,9.01                      06/06/07

PACIFIC GAS & ELECTRIC CO               CA       7.01,9.01                      06/06/07

PAINCARE HOLDINGS INC                   CT       2.01,9.01                      06/06/07

PC MALL INC                             DE       5.02                           06/03/07

PENTAIR INC                             MN       2.03,9.01                      06/04/07

PETROSEARCH ENERGY CORP                          5.02,9.01                      05/01/07

PG&E CORP                               CA       7.01,9.01                      06/06/07

PNM RESOURCES INC                       NM       1.01,2.01,9.01                 06/07/07

PRESSTEK INC /DE/                       DE       7.01,9.01                      06/07/07

ProLink Holdings Corp.                  DE       5.02                           06/01/07

PROSPECT MEDICAL HOLDINGS INC           DE       1.02,2.01,3.02,5.02,9.01       06/01/07

PSB Holdings, Inc.                               8.01,9.01                      06/06/07

PUBLIC CO MANAGEMENT CORP               NV       1.01,1.02,5.02,9.01            04/12/07

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       7.01,9.01                      06/07/07

PW EAGLE INC                            MN       8.01,9.01                      06/06/07

QLOGIC CORP                             DE       5.02                           06/01/07

RAE SYSTEMS INC                         DE       4.01,9.01                      06/04/07

RALCORP HOLDINGS INC /MO                MO       5.03,9.01                      06/01/07

RECYCLENET CORP                         UT       8.01                           06/07/07

ReoStar Energy CORP                              2.01,9.01                      06/06/07

REPLIGEN CORP                           DE       2.02,9.01                      06/07/07

RIDGEFIELD ACQUISITION CORP             CO       2.01                           06/01/07

RITE AID CORP                           DE       1.01,2.03,3.02,5.02,5.03,9.01  06/07/07

RIVIERA HOLDINGS CORP                   NV       1.02,9.01                      06/06/07

SAFLINK CORP                            DE       3.01,3.02                      06/07/07

SAKS INC                                TN       5.02,9.01                      06/06/07

SAKS INC                                TN       8.01,9.01                      06/07/07

SAMSONITE CORP/FL                       DE       2.02,9.01                      06/07/07

SANFILIPPO JOHN B & SON INC             DE       2.03                           06/01/07

SATCON TECHNOLOGY CORP                  DE       5.02                           06/05/07

SCORES HOLDING CO INC                   UT       1.01,8.01                      02/28/07

Sequoia Mortgage Trust 2007-2                    1.01,9.01                      05/25/07

SHOE PAVILION INC                       DE       5.02                           06/06/07

SIRIUS SATELLITE RADIO INC              DE       5.02,9.01                      06/06/07

SKY PETROLEUM, INC.                     NV       7.01,9.01                      06/07/07

SMITHFIELD FOODS INC                    VA       2.02,9.01                      06/07/07

SOLAR ENERTECH CORP                     NV       1.01,5.02,9.01                 06/01/07

SOLECTRON CORP                          DE       5.02                           06/03/07

SONIC INNOVATIONS INC                   DE       1.01,2.01,9.01                 06/01/07

SOUTHERN MISSOURI BANCORP INC           MO       8.01                           06/01/07

SOVRAN SELF STORAGE INC                 MD       2.01,9.01                      06/07/07

Spansion Inc.                           DE       1.01,2.03,8.01,9.01            06/07/07

SPEAKING ROSES INTERNATIONAL INC        NV       5.02,9.01                      06/06/07

Sputnik, Inc.                           NV       9.01                           06/07/07

STONELEIGH PARTNERS ACQUISITION CORP.   DE       8.01,9.01                      06/05/07

STRATAGENE  CORP                        DE       5.01                           06/06/07

STRATUS PROPERTIES INC                  DE       1.01,2.03                      06/01/07

SUNTRUST BANKS INC                      GA       8.01                           05/31/07

SUPERIOR BANCORP                        DE       8.01,9.01                      06/07/07

Surfect Holdings, Inc                   NV       1.01,2.03,3.02,9.01            06/01/07

SWIFT ENERGY CO                                  2.03                           06/01/07

SWMX, INC.                              DE       2.02,5.02,9.01                 06/01/07

TARRANT APPAREL GROUP                   CA       8.01                           06/07/07

TATONKA OIL & GAS, INC.                 CO       5.02,9.01                      06/01/07

TAYLOR CAPITAL GROUP INC                DE       8.01,9.01                      06/07/07

TEKELEC                                 CA       5.02,5.03,9.01                 06/05/07

Tennessee Commerce Bancorp, Inc.        TN       3.01                           06/01/07

TERRACE VENTURES INC                    NV       5.02                           06/04/07

TESCO CORP                                       1.01,9.01                      06/05/07

THQ INC                                 DE       1.01                           06/01/07

TIDEWATER INC                           DE       5.02                           06/06/07

TORVEC INC                              NY       1.02                           06/06/07

TOUCHSTONE SOFTWARE CORP /CA/           DE       1.01                           06/07/07

Tower Group, Inc.                       DE       5.02,9.01                      06/06/07

TRACKPOWER INC                          WY       4.01,9.01                      06/01/07

Trident Systems International/AAMPRO    NV       5.02                           06/04/07

TXU CORP /TX/                           TX       1.01,1.02                      06/01/07

U S WIRELESS DATA INC                   DE       1.01,1.02,2.01,2.03,3.02,9.01  06/01/07

UGODS, INC.                             NV       9.01                           05/30/07    AMEND

UMPQUA HOLDINGS CORP                    OR       8.01,9.01                      06/07/07

UNIFI INC                               NY       7.01,9.01                      06/07/07

UNION BANKSHARES CO/ME                  ME       7.01,9.01                      06/07/07

UNITED AMERICA INDEMNITY, LTD           E9       5.02                           06/01/07

UNITED SECURITY BANCSHARES INC          DE       8.01,9.01                      06/07/07

UNIVERSAL FOG INC                                5.02                           06/05/07

UNIVERSAL HEALTH REALTY INCOME TRUST    MD       5.02,9.01                      06/01/07

URANERZ ENERGY CORP.                    NV       8.01,9.01                      06/06/07

UROPLASTY INC                           MN       2.02,9.01                      06/06/07

UTG INC                                          1.01                           06/07/07

UTi WORLDWIDE INC                                2.02,9.01                      06/06/07

VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI   DE       8.01                           06/07/07

VASO ACTIVE PHARMACEUTICALS INC         DE       2.04                           06/01/07

VCG HOLDING CORP                        CO       2.01,2.03,8.01,9.01            05/31/07

VELCERA, INC.                           DE       1.01,9.01                      06/01/07

VENTAS INC                              DE       8.01,9.01                      06/06/07

VERTICALNET INC                         PA       1.01,3.02                      06/01/07

VERTIS INC                              DE       5.02                           05/31/07

VIEWPOINT CORP                          DE       3.01,9.01                      06/07/07

VINEYARD NATIONAL BANCORP               CA       2.02,9.01                      06/07/07

VINEYARD NATIONAL BANCORP               CA       2.02,9.01                      06/07/07

VISTA GOLD CORP                                  8.01,9.01                      06/06/07

VMS NATIONAL PROPERTIES JOINT VENTURE   IL       2.01                           06/01/07

VOLT INFORMATION SCIENCES, INC.         NY       2.02,9.01                      06/07/07

WAH KING INVEST CORP.                   DE       1.02,5.03,8.01,9.01            06/07/07

WaMu Mortgage Pass-Through Certificat   DE       9.01                           05/23/07

WARWICK VALLEY TELEPHONE CO             NY       5.02,9.01                      06/07/07

WASTE SERVICES, INC.                    A6       7.01,9.01                      06/07/07

WELLS FARGO & CO/MN                     DE       9.01                           06/07/07

WEYERHAEUSER CO                         WA       7.01                           06/07/07

WHERIFY WIRELESS INC                    DE       5.02,8.01,9.01                 06/06/07

WORLD AM, INC.                                   8.01,9.01                      04/13/07    AMEND

WORLDWIDE STRATEGIES INC                NV       2.03,9.01                      02/14/07

WYNN RESORTS LTD                                 8.01,9.01                      06/07/07

XERIUM TECHNOLOGIES INC                 DE       1.01                           06/06/07

XFONE INC                               NV       8.01,9.01                      06/04/07

XTO ENERGY INC                          DE       8.01,9.01                      06/06/07

YP CORP                                 NV       1.01,2.01,3.02,5.02,9.01       06/06/07

YUKON GOLD CORP INC                     DE       8.01,9.01                      05/14/07

ZALDIVA INC                             FL       4.02                           05/25/07

ZION OIL & GAS INC                      DE       5.02,9.01                      06/01/07

ZIX CORP                                TX       8.01                           06/07/07