SEC NEWS DIGEST


Issue 2003-216                                              November 13, 2003


     
COMMISSION ANNOUNCEMENTS

     
STATEMENT OF THE SECURITIES AND EXCHANGE COMMISSION

Wednesday, November 12, 2003

     The  Commission notes with great sadness the death on Tuesday,  November
     11,  of  Linda  C.  Quinn  who served as Director  of  the  Division  of
     Corporation  Finance from 1986 to 1996.  Prior to becoming  Director  of
     the Division Ms. Quinn was Executive Assistant to Chairman John Shad and
     Associate Director (Legal) of the Division, overseeing the Office of the
     Chief Counsel and the Office of Tender Offers.  Ms. Quinn was 55.

     Under Ms. Quinn's leadership, the Commission and the Division made  many
     historic  and  significant  changes  to  federal  securities  regulation
     necessitated  by  the globalization of the securities  markets  and  the
     increasing  importance  of  institutional investors  in  these  markets.
     These  included the international initiative Regulation S, the  landmark
     Rule   144A  facilitating  an  institutional  securities  market,  rules
     streamlining  the securities offering process and important  changes  to
     and  interpretations of the Commission's disclosure  rules.   Under  Ms.
     Quinn's leadership the Division also implemented EDGAR, the Commission's
     electronic reporting system for public issuers.

     Ms.  Quinn  was  critical  in achieving many of  the  most  far-reaching
     advances in securities regulation that live on to this day.  She  was  a
     leader  and  mentor  to many at the Commission,  and  her  role  was  an
     inspiration  especially to a generation of young  female  lawyers.   Her
     outstanding legal skill, judgment, advice and friendship will be greatly
     missed.  She  will be remembered with great respect and affection.   The
     Commission  and  staff extend their deepest sympathy to her  family  and
     many friends.

     By the Commission

     William H. Donaldson, Chairman
     Cynthia A Glassman
     Harvey J. Goldschmid
     Paul S. Atkins
     Roel C. Campos



     Ms.  Quinn's wake will be on Friday, November 14, from 4:00 p.m. to 9:00
     p.m.;  the  Funeral  Home  is located at 1076 Madison  Avenue  (at  81st
     Street).   The funeral will be Saturday, November 15, at 11:00 am at St.
     Francis  of  Assisi Church, 135 West 31st Street (between  6th  and  7th
     Avenues),  New  York.   In  lieu of flowers, the  family  requests  that
     donations be made to either St. Francis Breadline, Church of St. Francis
     of  Assisi, 135 West 31st Street, New York, NY  10001 or Hospicecare  in
     the Berkshires Inc., 369 South Street, Pittsfield, MA  01201.


     
ENFORCEMENT PROCEEDINGS

     
MARION  SHERRILL  AND  WILLIAM SLONE ARE ORDERED TO  CEASE  AND  DESIST  FROM
COMMITTING  OR  CAUSING  ANY  VIOLATIONS AND ANY  FUTURE  VIOLATIONS  OF  THE
ANTIFRAUD  PROVISIONS OF THE SECURITIES ACT AND THE EXCHANGE  ACT;  SLONE  IS
ALSO ORDERED TO PAY DISGORGEMENT

     The Commission has instituted public administrative proceedings pursuant
     to Section 8A of the Securities Act of 1933 (Securities Act) and Section
     21C of the Securities Exchange Act of 1934 (Exchange Act) against Marion
     Sherrill (Sherrill) and William Slone (Slone).  Simultaneously with  the
     institution  of  the proceedings, the Commission accepted  a  settlement
     offer  from Sherrill, wherein he consented, without admitting or denying
     the  Commission's findings, to the entry of an order directing  Sherrill
     to  cease  and desist from committing or causing any violation  and  any
     future  violations of Section 17(a) of the Securities  Act  and  Section
     10(b)  of  the Exchange Act and Rule 10b-5 thereunder, and  from  Slone,
     wherein  he  consented,  without admitting or denying  the  Commission's
     findings,  to  the entry of an order directing Slone (i)  to  cease  and
     desist   from  committing  or  causing  any  violation  and  any  future
     violations of Section 17(a) of the Securities Act and Section  10(b)  of
     the Exchange Act and Rule 10b-5 thereunder; and (ii) to pay disgorgement
     and prejudgment interest in the amount of $20,172.90.
     
     The  Commission  found that Sherrill and Slone each engaged  in  conduct
     that  violated the federal securities laws.  While serving as  President
     of Burnett, Grey & Co., Inc. (Burnett Grey), then registered as a broker-
     dealer,  Sherrill  negotiated a consulting  agreement  in  October  1993
     whereby Golf Ventures, Inc. (GVI), a public company organized under  the
     laws of Utah, paid $10,000 to Burnett Grey.  Sherrill did not personally
     receive  any portion of the $10,000.  That consulting agreement was  not
     disclosed  to  Burnett Grey customers at the time that  certain  Burnett
     Grey registered representatives recommended the purchase of GVI stock to
     customers.  Although Sherrill never personally recommended the  purchase
     of  GVI  stock  to any Burnett Grey customer, he knew that Burnett  Grey
     representatives were recommending the sale of GVI stock to customers and
     he  failed  to cause the registered representatives to disclose  to  the
     customers that Burnett Grey had received compensation from GVI.
     
     Similarly, Slone was associated with a registered broker-dealer in  1995
     and negotiated a consulting agreement with a GVI representative pursuant
     to  which  the  representative delivered 6,500 shares of  GVI  stock  to
     Slone.  Slone failed to disclose the receipt of that compensation  while
     Slone  recommended the purchase of GVI stock to certain  of  his  retail
     customers.   (Rels. 33-8336; 34-48776; File No. 3-11331)
          
COMMISSION  ORDERS  SAN DIEGO, CALIFORNIA-BASED GATEWAY, INC.  TO  CEASE  AND
DESIST
     
     On  November 13, the Commission ordered Gateway, Inc. (Gateway) to cease
     and  desist from violating the antifraud, reporting, record-keeping, and
     internal  control  provisions of the federal securities  laws.   In  its
     order,  the  Commission found that Gateway's quarterly reports  for  the
     second  and  third  quarters  of  2000 filed  on  Forms  10-Q  contained
     misleading   disclosures  and  false  financial  information.    Gateway
     included  its  false  Form 10-Q for the second  quarter  of  2000  in  a
     registration  statement  filed  in  September  2000.   Gateway,  without
     admitting  or  denying the SEC's findings, agreed  to  the  Commission's
     order to cease-and-desist.
     
     The  Commission's order found that Gateway misrepresented or  failed  to
     disclose  significant trends in its business, such as the fact  that  PC
     sales growth was declining; that, by the end of the third quarter,  only
     a  small percentage of net income was associated with PC sales; and that
     revenue and earnings included various "one-offs," or nonrecurring items.
     To  meet  or  exceed analysts' estimates, Gateway provided financing  to
     customers  to  facilitate their purchase of PCs  and,  throughout  2000,
     consistently took on customers with a higher credit risk to prop  up  PC
     sales.  Gateway did not, however, disclose to investors the effect  that
     this  strategy had on sales or on the risk level of its loan  portfolio.
     In   addition,  Gateway  employed  improper  accounting  actions,  which
     artificially  inflated Gateway's reported revenues by 6.5%  and  pre-tax
     income by as much as 30% during the third quarter of 2000, by improperly
     (1)  manipulating reserves; (2) recognizing revenue on  PCs  shipped  to
     warehouses; (3) recognizing revenue on bounty payments received from  an
     Internet Service Provider (ISP) for bundling its Internet service with a
     Gateway PC purchase; (4) recording a significant sale of fixed assets as
     revenue;  and  (5) making additional undisclosed accounting  adjustments
     not in accordance with Generally Accepted Accounting Principles (GAAP).
     
     Finally, the Commission's order found that Gateway's recording of bounty
     payments from the ISP as revenue throughout the year 2000 departed  from
     GAAP  by recording the ISP payments on a gross basis rather than  a  net
     basis.   In  early 2001, Gateway amended its Forms 10-Q  for  the  first
     three  quarters of 2000, restating the financial statements.   In  April
     2003,  Gateway restated its year 2000 financial statements in an amended
     2001  Form  10-K to record the ISP arrangement on a net basis,  reducing
     reported 2000 sales by $337 million, or 3.7%.
     
     The  Commission ordered Gateway to cease and desist from  committing  or
     causing  violations of the antifraud provisions (Section  17(a)  of  the
     Securities Act of 1933 and Section 10(b) of the Securities Exchange  Act
     of  1934 and Rule 10b-5 thereunder), reporting provisions (Section 13(a)
     of  the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder) and
     record-keeping  and  internal controls provisions (Sections  13(b)(2)(A)
     and  13(b)(2)(B)  of the Exchange Act) of the federal  securities  laws.
     (Rels. 33-8338; 34-48778; AAE Rel. 1911; File No. 3-11333)
     
PUTNAM  AGREES  TO  MAKE  RESTITUTION AND  IMPLEMENT  IMMEDIATE,  SIGNIFICANT
STRUCTURAL REFORMS IN PARTIAL RESOLUTION OF SEC ENFORCEMENT ACTION

     The  Commission  today announced that Putnam Investment  Management  LLC
     (Putnam),  a  registered investment adviser located  in  Boston,  Mass.,
     agreed  to  the  entry  of  an order in the Commission's  administrative
     proceeding  relating  to  alleged market-timing  trades  by  certain  of
     Putnam's  employees.   In  the Order, Putnam  has  agreed  to  undertake
     significant  and  far-reaching  corporate  governance,  compliance,  and
     ethics reforms.  Putnam has also agreed to a process for calculating and
     paying  restitution for losses attributable to excessive short-term  and
     market timing trading by its employees.  The amount of civil penalty and
     other  monetary  relief to be paid by Putnam remains open  and  will  be
     determined at a later date.
     
     In  the  Order,  the  Commission found that Putnam committed  securities
     fraud by failing to disclose potentially self-dealing securities trading
     by  several  of  its employees.  The Commission also found  that  Putnam
     failed  to take adequate steps to detect and deter such trading activity
     through  its  own  internal controls and its supervision  of  investment
     management  professionals.  By virtue of this conduct,  Putnam  breached
     its  fiduciary duties in violation of, among other things, the antifraud
     provisions  of the Advisers Act.  Putnam consented to the entry  of  the
     Commission's  order without admitting or denying its findings,  but  has
     agreed  not  to  contest  the  findings in  connection  with  the  later
     determination of a penalty and other monetary relief.
     
     Stephen  M.  Cutler, Director of the SEC Division of Enforcement,  said:
     "The reforms Putnam will undertake as part of the Commission's order are
     intended  to  provide real and substantial protections for  mutual  fund
     investors.   The  required  enhancements  to  the  board  oversight  and
     compliance functions at Putnam should strengthen all aspects of Putnam's
     fund  operations and provide investors with uncompromised representation
     by their fiduciaries in the boardroom and at the management company.  In
     the  meantime, we will continue pursuit of our request for penalties and
     other monetary relief in the ongoing administrative proceeding."
     
     Putnam  agreed, pursuant to the Commission's Order, to adopt reforms  in
     three  important  areas:   (1) restrictions  on  employee  trading;  (2)
     enhancements of compliance policies, procedures, and staffing, including
     relating  to  employee trading; and (3) corporate governance,  including
     fund board independence.
     
     Among  the  reforms  Putnam  will  implement  relating  specifically  to
     employee  trading is a requirement that employees who invest  in  Putnam
     funds hold those investments for at least 90 days, and in some cases, as
     long as one year.
     
     In the compliance area, Putnam will:
     
          * Require  Putnam's Chief Compliance Officer to report to the  fund
            boards'  independent trustees all breaches of fiduciary duty  and
            violations of the federal securities laws;
     
          * Maintain   a  Code  of  Ethics  Oversight  Committee  to   review
            violations of the Code of Ethics and report breaches to the  fund
            boards of trustees;
     
          * Create  an  Internal  Compliance  Controls  Committee  to  review
            compliance controls and report to the fund boards of trustees  on
            compliance matters;
     
          * Retain  an  Independent Compliance Consultant to review  Putnam's
            policies  and procedures designed to prevent and detect  breaches
            of  fiduciary duty, breaches of the Code of Ethics,  and  federal
            securities law violations by Putnam and its employees; and
     
          * At  least  once every two years, Putnam will have an independent,
            third   party   conduct  a  review  of  the  firm's  supervisory,
            compliance  and other policies and procedures in connection  with
            the  firm's duties and activities on behalf of and related to the
            Putnam funds.
     
     In the area of corporate governance, Putnam agreed:
     
          * That  the  fund  boards  of  trustees will  have  an  independent
            chairman;
     
          * That  the  fund boards of trustees will consist of at  least  75%
            independent members;
          
          * That  no board action may be taken without approval by a majority
            of  the  independent directors; and that Putnam will make  annual
            disclosure  to  fund  shareholders of any action  approved  by  a
            majority  of  the  fund  board's independent  trustees,  but  not
            approved by the full board;
          
          * That  the  fund boards of trustees will hold elections  at  least
            once every five years, starting in 2004; and
          
          * That   the   fund  boards  of  trustees  will  have  their   own,
            independent staff member who will report to and assist  the  fund
            boards   in  monitoring  Putnam's  compliance  with  the  federal
            securities  laws, its fiduciary duties to shareholders,  and  its
            Code of Ethics.
     
     The  Commission's  order found that Putnam willfully  violated  Sections
     204A,  206(1)  and 206(2) of the Advisers Act and Section 17(j)  of  the
     Investment  Company Act of 1940 and Rule 17j-1(c) thereunder.   It  also
     found that Putnam failed reasonably to supervise under Section 203(e)(6)
     of  the  Advisers  Act.  Based on these findings,  the  Commission  also
     censured Putnam and ordered that it cease and desist from violations  of
     these laws and rules.
     
     The  Commission's previously filed civil injunctive action charging  two
     Putnam  employees, portfolio managers Justin M. Scott and Omid  Kamshad,
     with  securities fraud for engaging in excessive short-term  trading  of
     Putnam funds in their personal accounts, is pending.
     
     The  Commission's investigation is continuing.  (Rel. IA-2191; IC-26255;
     File No. 3-11317; Press Rel. 2003-156)


     
INVESTMENT COMPANY ACT RELEASES

     
HENNION & WALSH, INC., ET AL.

     An  order  has been issued on an application filed by Hennion  &  Walsh,
     Inc.  (Sponsor),  Smart Trust, Equity Securities Trust, Symphony  Series
     and  EST  Symphony  Trust, under Section 12(d)(1)(J) of  the  Investment
     Company  Act granting an exemption from Section 12(d)(1)(F)(ii)  of  the
     Act, under Sections 6(c) and 17(b) of the Act granting an exemption from
     Section  17(a),  and  under Section 6(c) of the Act granting  exemptions
     from  Sections 14(a) and 19(b) of the Act and rule 19b-1 under the  Act.
     The  order  permits certain registered unit investment  trusts  to:  (a)
     offer  and sell their units to the public with a sales load that exceeds
     the  1.5%  limit in Section 12(d)(1)(F)(ii) of the Act;  (b)  invest  in
     affiliated registered investment companies within the limits of  Section
     12(d)(1)(F)  of  the  Act; and (c) publicly offer  their  units  without
     requiring  the Sponsor to take for its own account or place with  others
     $100,000 worth of units, and distribute capital gains resulting from the
     sale  of  portfolio securities within a reasonable time  after  receipt.
     (Rel. IC-26251 - November 10)


     
SELF-REGULATORY ORGANIZATIONS

     
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A   proposed  rule  change  (SR-MSRB-2003-08)  filed  by  the  Municipal
     Securities Rulemaking Board relating to Interpretations of Rule G-37  on
     Political   Contributions  and  Prohibitions  on  Municipal   Securities
     Business,  has  become  effective  under  Section  19(b)(3)(A)  of   the
     Securities  Exchange  Act of 1934.  Publication  of  the  proposed  rule
     change  is expected in the Federal Register during the week of  November
     10.  (Rel. 34-48752)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
     
     

S-3     BRADLEY PHARMACEUTICALS INC, 383 RTE 46 WEST, FAIRFIELD, NJ, 08816,
        9738821505 - 0 ($115,225,400.00) Equity, (File 333-110312 - Nov. 7)
        (BR. 01)

S-3     GIBRALTAR STEEL CORP, 3556 LAKE SHORE ROAD, P O BOX 2028, BUFFALO, NY,
        14219-0228, 7168266500 - 4,749,500 ($115,507,840.00) Equity,
        (File 333-110313 - Nov. 7) (BR. 06)

S-8     CONSUMERS FINANCIAL CORP, 1513 CEDAR CLIFF DRIVE, P O BOX 26,
        CAMP HILL, PA, 17011-0026, 7177306306 - 140,000 ($32,200.00) Equity,
        (File 333-110316 - Nov. 7) (BR. 01)

N-2     ING SENIOR INCOME FUND, ING SENIOR INCOME FUND,
        7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 -
        0 ($864,350,000.00) Equity, (File 333-110317 - Nov. 7) (BR. 17)

S-3     AMERICAN GENERAL FINANCE CORP, 601 NW SECOND ST, EVANSVILLE, IN, 47708,
        8124248031 - 0 ($7,500,000,000.00) Non-Convertible Debt,
        (File 333-110318 - Nov. 7) (BR. 07)

SB-2    FIRST UNITED STATES CORP, 130 FIFTH AVE., NEW YORK, NY, 10011,
        0 ($13,950,000.00) Equity, (File 333-110319 - Nov. 7) (BR. 09)

F-1     WEBZEN INC, DAELIM ACROTEL BLDG 6TH FL, 467-6 DOGOK-DONG, KANGNAM KU,
        SEOUL, M4, 00000, 1,000,500 ($110,034,990.00) ADRs/ADSs,
        (File 333-110321 - Nov. 7) (BR. 08)

F-6     WEBZEN INC, DAELIM ACROTEL BLDG 6TH FL, 467-6 DOGOK-DONG, KANGNAM KU,
        SEOUL, M4, 00000, 20,000,000 ($1,000,000.00) ADRs/ADSs,
        (File 333-110322 - Nov. 7) (BR. 08)

F-3     LJ INTERNATIONAL INC, UNIT #12 12/F BLOCK A FOCAL INDUSTRIAL,
        CENTER 21 MAN LOK ST, HUNG HOM KOWLOON HON, K3, 00000,
        0 ($2,504,620.00) Equity, (File 333-110323 - Nov. 7) (BR. 02)

SB-2    KING CAPITAL HOLDINGS INC, 126,400 ($31,600.00) Equity,
        (File 333-110324 - Nov. 7) (BR. )

S-1     COMMONWEALTH TELEPHONE ENTERPRISES INC /NEW/, 100 CTE DRIVE,
        PO BOX 800, DALLAS, PA, 18612-9799, 7176742700 -
        0 ($300,000,000.00) Debt Convertible into Equity, (File 333-110325 -
        Nov. 7) (BR. 37)

S-8     ANIKA THERAPEUTICS INC, 236 WEST CUMMINGS PARK, WOBURN, MA, 01801,
        6179326616 - 0 ($9,840,000.00) Equity, (File 333-110326 - Nov. 7)
        (BR. 01)

S-8     NCR CORP, 1700 S PATTERSON BLVD, CORP POLICIES WHQ-3, DAYTON, OH,
        45479, 9374455000 - 9,000,000 ($325,800,000.00) Equity,
        (File 333-110327 - Nov. 7) (BR. 03)

S-8     COOLSAVINGS INC, 360 N. MICHIGAN AVE, 19TH FLOOR, CHICAGO, IL, 60601,
        312 224 5000 - 12,337,337 ($11,194,899.59) Equity, (File 333-110328 -
        Nov. 7) (BR. 08)

SB-2    NEOMEDIA TECHNOLOGIES INC, 2201 SECOND ST STE 600, STE 600, FORT MYERS,
        FL, 33901, 6303554404 - 308,648,500 ($37,346,469.00) Equity,
        (File 333-110329 - Nov. 7) (BR. 03)

S-8     PORTFOLIO RECOVERY ASSOCIATES INC, 120 CORPORATE BLVD STE 100, NORFOLK,
        VA, 23502, 7575199300X3003 - 0 ($4,118,250.00) Equity,
        (File 333-110330 - Nov. 7) (BR. 02)

S-8     PORTFOLIO RECOVERY ASSOCIATES INC, 120 CORPORATE BLVD STE 100, NORFOLK,
        VA, 23502, 7575199300X3003 - 0 ($57,800,000.00) Equity,
        (File 333-110331 - Nov. 7) (BR. 02)

S-8     DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, P O BOX 26532,
        RICHMOND, VA, 23219, 8048192000 - 3,000,000 ($184,680,000.00) Equity,
        (File 333-110332 - Nov. 7) (BR. 02)

N-2     ING CLARION GLOBAL REAL ESTATE INCOME FUND,
        100,000 ($1,500,000.00) Equity, (File 333-110333 - Nov. 7) (BR. 17)

SB-2    OPHTHALMIC IMAGING SYSTEMS, 221 LATHROP WAY, SUITE 1, SACRAMENTO, CA,
        95815, 9166462020 - 1,716,496 ($1,767,990.80) Equity,
        (File 333-110334 - Nov. 7) (BR. 36)

S-3     NUTRITION 21 INC, 4 MANHATTANVILLE ROAD, PURCHASE, NY, 10577-2197,
        9147014500 - 5,000,000 ($4,675,000.00) Equity, (File 333-110335 -
        Nov. 7) (BR. 01)

SB-2    DAYSTAR TECHNOLOGIES INC, 900 GOLDEN GATE TERRACE, SUITE A,
        GRASS VALLEY, CA, 95945, 530-271-5557 - 0 ($37,255,008.00) Equity,
        (File 333-110337 - Nov. 7) (BR. )

S-B     FINANCEMENT QUEBEC, FINANCEMENT QUEBEC, 12 RUE ST-LOUIS, QUEBEC, A8,
        G1R 5L3, 4186912203 - 0 ($1,500,000,000.00) Other, (File 333-110338 -
        Nov. 7) (BR. 07)

S-8     HUMAN BIOSYSTEMS INC, 1127 HARKER AVE, PALO ALTO, CA, 94301,
        6503230943 - 3,414,500 ($751,190.00) Equity, (File 333-110339 - Nov. 7)
        (BR. 01)

S-3     RESIDENTIAL FUNDING MORTGAGE SECURITIES II INC,
        8400 NORMANDALE LAKE BLVD, SUITE 600, MINNEAPOLIS, MN, 55437,
        9528327000 -
        15,000,000,000 ($15,000,000,000.00) Asset-Backed Securities,
        (File 333-110340 - Nov. 7) (BR. 05)

S-8     FORCE PROTECTION INC, 2031 AVENUE B, BUILDING 44, NORTH CHARLESTON, SC,
        29405, 8437407015 - 0 ($5,000.00) Equity, (File 333-110341 - Nov. 7)
        (BR. 06)

S-8     WMS INDUSTRIES INC /DE/, 800 S. NORTHPOINT BLVD., WAUKEGAN, IL, 60085,
        847-785-3000 - 0 ($687,976.00) Equity, (File 333-110342 - Nov. 7)
        (BR. 06)

S-3     CWALT INC, 4,000,000,000 ($4,000,000,000.00) Asset-Backed Securities,
        (File 333-110343 - Nov. 7) (BR. )

S-1     ITERIS HOLDINGS  INC, 1515 S MANCHESTER AVE, ANAHEIM, CA, 92802,
        7147745000 - 0 ($10,199,997.00) Equity, (File 333-110344 - Nov. 7)
        (BR. 37)

S-3     FX ENERGY INC, 3006 HIGHLAND DR, STE 206, SALT LAKE CITY, UT, 84106,
        801-486-5555 - 8,013,005 ($42,949,707.00) Equity, (File 333-110345 -
        Nov. 7) (BR. 04)

S-3     CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA,
        95134, 4089431234 - 0 ($420,000,000.00) Debt Convertible into Equity,
        (File 333-110346 - Nov. 7) (BR. 03)

S-8     SOUTHERN FINANCIAL BANCORP INC /VA/, 37 EAST MAIN ST, WARRENTON, VA,
        20186, 5403493900 - 165,000 ($7,080,150.00) Equity, (File 333-110347 -
        Nov. 7) (BR. 07)

S-3     CENTERPOINT ENERGY INC, 1111 LOUISIANT ST., HOUSTON, TX, 77002,
        7132073000 - 0 ($575,000,000.00) Debt Convertible into Equity,
        (File 333-110348 - Nov. 7) (BR. 02)

S-4     CENTERPOINT ENERGY INC, 1111 LOUISIANT ST., HOUSTON, TX, 77002,
        7132073000 - 0 ($600,000,000.00) Non-Convertible Debt,
        (File 333-110349 - Nov. 7) (BR. 02)

S-1     MADISON GROUP IV INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110350 - Nov. 10) (BR. 09)

S-1     MADISON GROUP I INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110351 - Nov. 10) (BR. 09)

S-1     MADISON GROUP II INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110352 - Nov. 10) (BR. 09)

S-1     MADISON GROUP V INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110353 - Nov. 10) (BR. 09)

S-1     MADISON GROUP VI INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110354 - Nov. 10) (BR. 09)

S-1     MADISON GROUP III INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110355 - Nov. 10) (BR. 09)

S-4     UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST,
        MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($1,947,848,000.00) Equity,
        (File 333-110356 - Nov. 10) (BR. 01)

S-3     MSC INDUSTRIAL DIRECT CO INC, 75 MAXESS RD, MELVILLE, NY, 11747,
        516-812-2000 - 0 ($187,335,000.00) Equity, (File 333-110357 - Nov. 10)
        (BR. 06)

S-8     ECOM ECOM COM INC, 2700 PGA BLVD STE 103, PALM BEACH GARDENS, FL,
        33410, 5616224395 - 10,000,000 ($120,000.00) Equity, (File 333-110358 -
        Nov. 10) (BR. 03)

S-8     VIASTAR HOLDINGS INC, 2141 PALOMAR AIRPORT ROAD, SUITE 310, CARLSBAD,
        CA, 92009, 760-390-2752 - 3,000,000 ($3,210,000.00) Other,
        (File 333-110359 - Nov. 10) (BR. 05)

S-8     GK INTELLIGENT SYSTEMS INC, 2606 YORKTOWN PLACE, HOUSTON, TX, 77056,
        7136261504 - 1,060,000 ($132,500.00) Equity, (File 333-110360 -
        Nov. 10) (BR. 05)

S-8     NEW YORK COMMUNITY BANCORP INC, 615 MERRICK AVE, WESTBURY, NY, 11590,
        7183596400 - 5,953,722 ($128,228,262.00) Equity, (File 333-110361 -
        Nov. 10) (BR. 07)

SB-2    TAMARACK VENTURES INC, 3,170,000 ($634,000.00) Equity,
        (File 333-110363 - Nov. 10) (BR. 09)

S-8     INFORETECH WIRELESS TECHNOLOGY INC, 5500 152ND STREET, SUITE 214,
        VANCOUVER BRITISH CO, A6, V3S-8E7, 6045767442 -
        40,000,000 ($7,800,000.00) Equity, (File 333-110364 - Nov. 10) (BR. 37)

S-1     CEA ACQUISITION CORP, 0 ($60,180,100.00) Equity, (File 333-110365 -
        Nov. 10) (BR. 09)

S-8     JONES LANG LASALLE INC, 200 E RANDOLPH DR, CHICAGO, IL, 60601,
        3127825800 - 30,000,000 ($30,000,000.00) Other, (File 333-110366 -
        Nov. 10) (BR. 08)

S-8     CRYSTAL GRAPHITE CORP, 1750 999 WEST HASTINGS STREET, VANCOUVER BC, A1,
        00000, 6046813060 - 2,880,000 ($576,000.00) Equity, (File 333-110367 -
        Nov. 10) (BR. 04)

S-8     TULLYS COFFEE CORP, 3100 AIRPORT WAY SOUTH, SEATTLE, WA, 98134,
        4,095,818 ($2,737,229.00) Equity, (File 333-110368 - Nov. 10) (BR. 05)

S-8     DYNAMOTIVE ENERGY SYSTEMS CORP, 1700 WEST 75TH AVENUE, SUITE 105,
        VANCOUVER, BC, A1, V6P 6G2, 6042676000 -
        10,225,988 ($5,112,994.00) Other, (File 333-110369 - Nov. 10) (BR. 02)

S-8     SURGICARE INC/DE, 12727 KIMBERLY LANE, #200, HOUSTON, TX, 77024,
        7136651406 - 682,035 ($300,095.40) Equity, (File 333-110370 - Nov. 10)
        (BR. 01)

S-3     GOLDMAN SACHS GROUP INC/, 85 BROAD ST, NEW YORK, NY, 10004,
        2129021000 - 0 ($47,627,500.00) Equity, (File 333-110371 - Nov. 10)
        (BR. 07)

S-8     PPL CORP, TWO N NINTH ST, ALLENTOWN, PA, 181011179, 6107745151 -
        1,000,000 ($40,140,000.00) Equity, (File 333-110372 - Nov. 10) (BR. 02)

S-2     CANEUM INC, 170 NEWPORT CENTER DRIVE, SUITE 220, NEWPORT BEACH, CA,
        92660, 949-644-0095 - 3,305,000 ($2,478,750.00) Equity,
        (File 333-110373 - Nov. 10) (BR. 09)

S-4     PARKER DRILLING CO /DE/, 1401 ENCLAVE PARKWAY, SUITE 600, HOUSTON, TX,
        77077, 2814062000 - 0 ($175,000,000.00) Non-Convertible Debt,
        (File 333-110374 - Nov. 10) (BR. 04)

S-2     MILESTONE SCIENTIFIC INC/NJ, 220 S ORANGE AVE,
        LIVINGSTON CORPORATE PARK, LIVINGSTON, NJ, 07039, 2013793171 -
        0 ($17,660,000.00) Equity, (File 333-110376 - Nov. 10) (BR. 36)

S-2     PACIFIC MERCANTILE BANCORP, 450 NEWPORT CENTER DRIVE, SUITE 100,
        NEWPORT BEACH, CA, 92660, 9496448040 -
        3,220,000 ($32,039,000.00) Equity, (File 333-110377 - Nov. 10) (BR. 07)

S-8     MARLIN BUSINESS SERVICES CORP, 124 GATHER DR., SUITE 170, MT. LAUREL,
        NJ, 08054, 8884799111 - 2,300,000 ($34,500,000.00) Equity,
        (File 333-110378 - Nov. 10) (BR. 06)

S-4     DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK,
        73134, 4053918500 - 0 ($650,000,000.00) Non-Convertible Debt,
        (File 333-110380 - Nov. 10) (BR. 37)

S-3     TRIKON TECHNOLOGIES INC, RINGLAND WAY, 222 W ORANGE GROVE AVE,
        NEWPORT GWENT, X0, NP18 2TA, 011-44-1-633-414-000 -
        1,400,000 ($8,106,000.00) Equity, (File 333-110381 - Nov. 10) (BR. 36)

S-3     FIRST FEDERAL CAPITAL CORP, 605 STATE ST, LA CROSSE, WI, 54601,
        6087848000 - 0 ($58,498,582.00) Equity, (File 333-110382 - Nov. 10)
        (BR. 07)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
ACE COMM CORP                           MD                            X      11/05/03

ACE SECURITIES CORP HOME EQUITY LOAN    DE            X   X                  10/25/03

ACE SECURITIES CORP HOME EQUITY LOAN    DE            X   X                  10/25/03    AMEND

ADA-ES INC                              CO            X                      11/06/03

ADOLOR CORP                                           X   X                  11/05/03

ADVANCED POWER TECHNOLOGY INC                                         X      11/06/03

AEGIS MTG LOAN ASSET BACKED CERTS SER   NY            X   X                  10/25/03

AEGIS MTG LOAN ASSET BACKED CERTS SER   NY            X   X                  10/25/03    AMEND

AGL RESOURCES INC                       GA                    X              11/07/03

ALAMO GROUP INC                         DE                    X              11/05/03

ALEXANDRIA REAL ESTATE EQUITIES INC     MD                X           X      11/05/03

ALLIANCE BANKSHARES CORP                                  X           X      11/05/03

ALLIN CORP                              DE                            X      11/05/03

AMERICAN ENTERTAINMENT & ANIMATION CO   DE          X     X                  11/04/03

AMERICAN HEALTHWAYS INC                 DE                X   X              11/07/03

AMERICAN ITALIAN PASTA CO               DE                X           X      11/07/03

AMERICAN PHYSICIANS CAPITAL INC         MI                X           X      11/06/03

AMERIVEST PROPERTIES INC                MD      X         X                  09/10/03    AMEND

AMERUS GROUP CO/IA                      IA            X   X                  11/06/03

ANIKA THERAPEUTICS INC                  MA                X           X      11/06/03

AP PHARMA INC /DE/                      DE                X           X      09/30/03

APPLETON PAPERS INC/WI                                                X      11/06/03    AMEND

ARES GLOBAL ASSETS INC                  DE    X       X   X                  10/21/03

ARGENT SECURITIES INC                                 X   X                  11/07/03

ART BOUTIQUE INC                        WY            X   X                  11/06/03

ASSOCIATED MATERIALS INC                DE      X         X                  08/29/03    AMEND

AVI BIOPHARMA INC                       OR            X   X           X      11/05/03

BANC CORP                               DE                X           X      11/03/03

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE            X   X                  11/07/03

BANC OF AMERICA MORT  SEC INC MORT PS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03    AMEND

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  08/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC ONE FINANCIAL SERVICES HOME EQUI   NY            X   X                  10/27/03

BANK OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  09/25/03

BANK UNITED CORP LITIGATION CONTINGEN   DE            X   X                  11/05/03

BARNES & NOBLE INC                      DE            X   X                  11/07/03

BEAR STEARNS ARM TRUST 2003-5           DE            X   X                  10/25/03

BEAR STEARNS ARM TRUST 2003-5           DE            X   X                  10/25/03    AMEND

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  10/25/03

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  10/25/03

BIG DOG HOLDINGS INC                    DE                X                  09/30/03

BIOMARIN PHARMACEUTICAL INC             DE                            X      11/06/03

BIOSOURCE INTERNATIONAL INC             DE                X           X      11/07/03

BIRDS EYE FOODS INC                     DE                            X      11/07/03

BON TON STORES INC                      PA      X     X   X                  10/24/03

BOYKIN LODGING CO                       OH      X         X                  08/25/03    AMEND

BRICKMAN GROUP LTD                                                    X      11/07/03

BROWN BENCHMARK PROPERTIES LIMITED PA   DE      X                            10/28/03

BSB BANCORP INC                         DE            X   X                  11/07/03

CALPINE CORP                            DE            X                      11/06/03

CAMDEN PROPERTY TRUST                   TX                X           X      11/06/03

CATELLUS DEVELOPMENT CORP               DE            X   X                  11/07/03

CEDAR FAIR L P                          DE                            X      09/28/03

CELLEGY PHARMACEUTICALS INC             CA            X   X                  11/06/03

CENTENNIAL COMMUNICATIONS CORP /DE      DE            X   X                  11/07/03

CENTERPOINT ENERGY INC                                X   X                  11/07/03

CEPHEID                                 CA            X   X                  11/07/03

CH2M HILL COMPANIES LTD                 OR            X                      11/07/03

CHAMPIONLYTE HOLDINGS INC               FL      X         X                  08/20/03    AMEND

CHARTER ONE FINANCIAL INC               DE                    X              11/07/03

CHASE CREDIT CARD OWNER TRUST 2003-6    NY            X   X                  11/07/03

CHICAGO RIVET & MACHINE CO              IL                            X      11/07/03

CHINA BROADBAND CORP                    NV            X                      11/06/03

CINCINNATI BELL INC                     OH                X   X              11/07/03

CITIGROUP MORTGAGE LOAN TRUST INC                     X   X                  11/07/03

CITYXPRESS COM CORP                     FL            X   X                  11/07/03

CLAIRES STORES INC                      DE                X           X      11/06/03

CLEARONE COMMUNICATIONS INC             UT          X     X                  07/22/03    AMEND

COACH INDUSTRIES GROUP INC              NV                X                  09/01/03    AMEND

COMMERCIAL METALS CO                    DE            X   X                  11/06/03

COMMERCIAL METALS CO                    DE            X   X   X              11/07/03

COMPASS MINERALS GROUP INC                                    X              11/07/03

COMPREHENSIVE CARE CORP                 DE            X                      11/07/03

COMSTOCK RESOURCES INC                  NV                X                  11/07/03    AMEND

CRDENTIA CORP                           DE      X         X                  09/23/03    AMEND

CREDIT SUISSE FIRST BOSTON MORT SEC C   DE            X                      11/07/03

CROSS COUNTRY HEALTHCARE INC            DE                X           X      11/05/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03    AMEND

CUMULUS MEDIA INC                       DE                X           X      11/06/03

CURAGEN CORP                            DE            X   X                  11/06/03

CWABS INC                               DE            X   X                  11/05/03

CYTOGEN CORP                            DE            X   X                  11/06/03

DANIELSON HOLDING CORP                  DE                X           X      11/07/03

DIATECT INTERNATIONAL CORP              CA              X                    11/07/03

DIGITAL ANGEL CORP                      DE            X   X   X              11/07/03

DIGITAL BROADBAND NETWORKS INC          CO      X         X                  11/07/03

DORCHESTER MINERALS LP                  DE                X   X       X      11/07/03

DRS TECHNOLOGIES INC                    DE                X   X              11/07/03

DTE ENERGY CO                           MI                X           X      11/07/03

DWANGO NORTH AMERICA CORP               NV          X                        11/04/03

DYAX CORP                               DE      X         X                  10/29/03

EASYLINK SERVICES CORP                  DE                X           X      11/06/03

EDT LEARNING INC                        DE                    X              11/06/03

EMERGISOFT HOLDING INC                  NV          X                        11/07/03

EMERITUS CORP\WA\                       WA                            X      11/06/03

EMPIRE FINANCIAL HOLDING CO             FL            X   X                  10/17/03

EMPS RESEARCH CORP                      UT          X                        11/05/03

ENCORE ACQUISITION CO                   DE                X   X              11/05/03

ENTERTAINMENT TECHNOLOGIES & PROGRAMS   DE        X                          11/06/03

ENTREMED INC                            DE                X           X      11/06/03

EQUINIX INC                             DE            X   X           X      11/07/03

FENTON GRAHAM MARKETING INC             NV          X     X                  10/30/03

FINANCIAL SECURITY ASSURANCE HOLDINGS   NY                X           X      11/06/03

FIRST CHESAPEAKE FINANCIAL CORP         VA            X   X                  11/06/03

FIRST COMMUNITY BANK CORP OF AMERICA    FL            X                      11/06/03

FIRST HORIZON PHARMACEUTICAL CORP       DE                X   X              11/07/03

FIRST LITCHFIELD FINANCIAL CORP         DE                            X      11/07/03

GENAERA CORP                            DE            X   X                  11/04/03

GENESEE CORP                            NY            X   X                  11/06/03

GLOBAL BUSINESS SERVICES INC            DE          X     X                  09/09/03    AMEND

GLOBAL INNOVATIVE SYSTEMS INC           NV    X X         X   X              09/30/03

GOLDEN EAGLE INTERNATIONAL INC          CO                X           X      11/06/03

GREAT LAKES REIT                        MD                X   X       X      11/07/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/27/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/27/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/15/03

GROUP 1 SOFTWARE INC                    DE                            X      11/07/03

GS MORTGAGE SEC CORP MORT PASS THR CE   DE            X   X                  10/25/03

GSE SYSTEMS INC                         DE    X                              11/07/03

GSE SYSTEMS INC                         DE                X                  10/10/03

GTECH HOLDINGS CORP                     DE                    X              11/07/03

HALLIBURTON CO                          DE                    X              11/06/03

HALLIBURTON CO                          DE                            X      11/07/03    AMEND

HAMPSHIRE GROUP LTD                     DE                X   X              09/27/03

HANOVER DIRECT INC                      DE            X   X                  11/07/03

HARRAHS ENTERTAINMENT INC               DE            X   X                  11/07/03

HARTFORD FINANCIAL SERVICES GROUP INC   DE                            X      09/30/03

HEALTH CARE REIT INC /DE/               DE            X                      11/03/03

HEALTHSOUTH CORP                        DE                    X              11/06/03

HEARUSA INC                             DE                X           X      10/03/03

HERITAGE FINANCIAL HOLDING                                X           X      11/05/03

HOME FINANCIAL BANCORP                  IN                X           X      11/07/03

HORIZON GROUP PROPERTIES INC            MD            X   X                  11/03/03

HORMEL FOODS CORP /DE/                  DE            X                      11/06/03

HOVNANIAN ENTERPRISES INC               DE            X   X                  11/03/03

HUMPHREY HOSPITALITY TRUST INC          VA                            X      11/06/03

IGATE CORP                              PA                X   X              11/06/03

INAMCO INTERNATIONAL CORP               DE    X X         X                  10/29/03

INLAND WESTERN RETAIL REAL ESTATE TRU   MD      X         X                  10/31/03

INSIGHT COMMUNICATIONS CO INC           DE                            X      10/29/03

INTELLIGENT SYSTEMS CORP                GA                X   X              11/07/03

INTERNATIONAL BANCSHARES CORP           TX                            X      11/07/03

INTERNATIONAL LEASE FINANCE CORP        CA                X                  11/07/03

INTRUSION INC                           DE            X   X                  11/06/03

INVERESK RESEARCH GROUP INC             DE            X   X                  11/07/03

INVIVO CORP                             DE            X                      11/05/03

IRWIN HOME EQUITY LOAN BACK CERTS SER   NY            X   X                  10/27/03

IRWIN HOME EQUITY LOAN BACK NOTES SER   NY            X   X                  10/25/03

IRWIN HOME EQUITY LOAN BACK NOTES SER   NY            X   X                  10/25/03    AMEND

ISCO INC                                NE                X   X              11/07/03

JDS UNIPHASE CORP /CA/                  DE                    X              11/06/03

JL FRENCH AUTOMOTIVE CASTING INC        DE                X           X      11/07/03

JP MORGAN CHASE COMMERCIAL MORTGAGE S   DE            X   X                  11/05/03

JUPITERMEDIA CORP                       DE                    X              11/05/03

KCS ENERGY INC                          DE                X   X              11/07/03

KCS ENERGY INC                          DE                X           X      11/05/03

KCS ENERGY INC                          DE                X           X      11/05/03

KEY COMPONENTS LLC                      DE                            X      11/07/03

KINETIC CONCEPTS INC /TX/               TX                    X              09/30/03

KIRKLANDS INC                                                         X      11/06/03

KOALA INTERNATIONAL WIRELESS INC        NV            X                      06/19/03

LABARGE INC                             DE                X   X              11/07/03

LACROSSE FOOTWEAR INC                   WI                X           X      11/03/03

LANDMARK LAND CO INC/DE                 DE      X         X                  08/26/03    AMEND

LANGER INC                              NY                X           X      11/07/03

LANTRONIX INC                           DE                X           X      11/06/03

LEATHER FACTORY INC                     DE            X   X                  11/03/03

LEHMAN ABS CORP KRAFT FOODS NOTE BACK   DE            X   X                  11/01/03

LEHMAN BROTHERS HOLDINGS INC            DE                X                  11/07/03

LEUCADIA NATIONAL CORP                  NY            X   X                  11/06/03

LEVEL 3 COMMUNICATIONS INC              DE            X   X                  11/06/03

LINCOLN INTERNATIONAL CORP              KY      X                            08/22/03

LODGENET ENTERTAINMENT CORP             DE            X   X                  03/17/03

LONGS DRUG STORES CORP                  MD                    X              11/07/03

LSI INDUSTRIES INC                      OH            X   X                  11/06/03

LSI INDUSTRIES INC                      OH            X   X                  11/06/03    AMEND

MACQUARIE SECURITISATION LTD            DE            X   X                  11/06/03

MAF BANCORP INC                         DE                    X              11/07/03

MAI SYSTEMS CORP                        DE                X           X      11/07/03

MARRIOTT INTERNATIONAL INC /MD/         DE          X     X                  11/05/03

MARTIN MIDSTREAM PARTNERS LP            DE                X   X              11/06/03

MASTER ADJUSTABLE RATE MORTGAGES TRUS   DE            X   X                  10/25/03

MASTR SEASONED SECURITIZATION TRUST 2   DE            X   X                  10/27/03

MAXXZONE COM INC                                              X              11/04/03

MEADOW VALLEY CORP                      NV          X     X                  10/22/03    AMEND

MEDICAL STAFFING SOLUTIONS INC          NV          X                        11/01/03

MEDIFAST INC                            DE            X                      11/07/03

MELLON FINANCIAL CORP                   PA                X                  11/07/03

MERRILL LYNCH MORT INV INC MORT LN AS   DE            X   X                  10/25/03

MERRILL LYNCH MORT INV INC MORT LN AS   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MORT LN   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVESTORS INC TRUS   DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INV TRUST SER    DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE            X   X                  10/25/03

MID AMERICA APARTMENT COMMUNITIES INC   TN                X           X      11/06/03

MID ATLANTIC MEDICAL SERVICES INC       DE                            X      09/30/03

MID-STATE BANCSHARES                    CA            X   X                  11/03/03

MOLINA HEALTHCARE INC                   DE            X   X                  11/07/03

MONMOUTH COMMUNITY BANCORP              NJ            X                      11/07/03

MONMOUTH COMMUNITY BANCORP              NJ                X           X      11/05/03

MOOG INC                                NY                X           X      11/07/03

MORGAN STANLEY ABS CAPITAL 1 INC TRUS   DE            X   X                  10/27/03

MORGAN STANLEY CAPITAL I INC HOME EQ    NY            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MALT SER   NY            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS INC MASTR AL   DE            X   X                  10/29/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  11/06/03

MORTGAGE PASS THROUGH CERTIFICATES ML   DE            X   X                  10/25/03

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  10/30/03

MTR GAMING GROUP INC                    DE                X           X      11/07/03

MULTI COLOR CORP                        OH            X                      11/07/03

NATIONAL WESTERN LIFE INSURANCE CO      CO                X           X      11/07/03

NAVISTAR INTERNATIONAL CORP             DE                    X              11/07/03

NCO GROUP INC                           PA                X                  11/05/03

NCO PORTFOLIO MANAGEMENT INC            DE                X   X       X      11/04/03

NEW CENTURY HOME EQUITY LOAN TRUST SE   DE      X         X                  10/08/03

NEW YORK COMMUNITY BANCORP INC          DE      X     X   X                  11/07/03

NEWCASTLE INVESTMENT CORP               MD                X           X      11/07/03

NEWMONT MINING CORP /DE/                DE            X   X                  11/05/03

NEWPOWER HOLDINGS INC                   DE            X   X                  11/06/03

NL INDUSTRIES INC                       NJ                X   X              11/06/03

NON INVASIVE MONITORING SYSTEMS INC /   FL            X   X                  11/03/03

NOVASTAR HOME EQUITY LOAN ASSET   BAC   NY            X   X                  10/27/03

NOVASTAR MORTGAGE FUNDING CORP HOME E   NY            X   X                  10/27/03    AMEND

NRG ENERGY INC                          DE            X   X                  11/06/03

NSTOR TECHNOLOGIES INC                  DE                X   X              11/07/03

NUTRACEA                                CA          X     X                  10/24/03    AMEND

OCWEN FINANCIAL CORP                    FL                X           X      11/06/03

OHIO ART CO                             OH            X   X                  05/21/03

OLD LINE BANCSHARES INC                                   X   X              11/07/03

OPTION CARE INC/DE                      DE                X           X      11/04/03

OPTION ONE MORT ACCEPTANCE CORP ASSET   DE            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP ASSET    NY            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP ASSET    DE            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP AST BA   DE            X   X                  10/25/03

PACIFICHEALTH LABORATORIES INC          DE                            X      11/05/03

PARAGON FINANCIAL CORP                  DE          X                        11/06/03    AMEND

PARTY CITY CORP                         DE                            X      11/07/03

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA                X           X      11/05/03

PERINI CORP                             MA                X                  09/30/03

PIEDMONT NATURAL GAS CO INC             NC            X   X                  11/07/03

PILGRIMS PRIDE CORP                     DE            X   X                  11/06/03

PMA CAPITAL CORP                        PA            X       X              11/07/03

POWERHOUSE TECHNOLOGIES GROUP INC       DE            X                      11/07/03

PRIMA ENERGY CORP                       DE                X           X      11/06/03

PRIMEDIA INC                            DE            X                      11/05/03

PRINT DATA CORP                                     X     X                  11/07/03

PROVIDENT FUNDING MORTGAGE PASS-THROU   DE            X   X                  10/25/03

PROVIDENT FUNDING MORTGAGE PASS-THROU   DE            X   X                  10/25/03    AMEND

PUBLIC STORAGE INC /CA                  CA            X   X                  11/06/03

PULASKI FINANCIAL CORP                  DE                X   X              11/05/03

QCR HOLDINGS INC                        DE                            X      11/07/03

RAB HOLDINGS INC                        DE            X                      10/29/03

RADIOLOGIX INC                          DE            X               X      11/06/03

REGENT COMMUNICATIONS INC               DE                            X      11/07/03

REINSURANCE GROUP OF AMERICA INC        MO            X       X              11/06/03

RELIV INTERNATIONAL INC                 IL                X           X      11/05/03

RESIDENTIAL ASSET MORT PROD GMACM PS    DE            X   X                  10/25/03

RESTORATION HARDWARE INC                CA            X   X           X      11/06/03

RIVERVIEW BANCORP INC                   WA          X                        10/02/03    AMEND

ROBERTS REALTY INVESTORS INC            GA                X           X      11/06/03

ROCKWELL MEDICAL TECHNOLOGIES INC       MI                    X       X      11/06/03

SAFEGUARD HEALTH ENTERPRISES INC        DE      X         X                  11/01/03

SANTANDER BANCORP                                     X                      10/31/03

SAXON CAPITAL INC                       DE            X   X           X      11/07/03

SELECT MEDICAL CORP                     DE                X                  09/02/03    AMEND

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/30/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/20/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SIERRA PACIFIC RESOURCES /NV/           NV            X   X                  11/06/03

SIMPSON MANUFACTURING CO INC /CA/       DE            X                      11/07/03

SINGING MACHINE CO INC                  DE                X   X              11/07/03

SKYTERRA COMMUNICATIONS INC             DE                X                  11/07/03    AMEND

SOUTH FINANCIAL GROUP INC               SC            X   X   X              11/05/03

SPACEHAB INC \WA\                       WA                X           X      11/07/03

STAAR SURGICAL COMPANY                  DE          X     X                  08/22/03    AMEND

STAGE STORES INC                        NV                X           X      11/07/03

STARBERRYS CORP                         NV              X                    11/03/03

STARRETT L S CO                         MA            X                      09/27/03

STARTEK INC                             DE            X   X           X      11/05/03

STEWART & STEVENSON SERVICES INC        TX                X           X      11/06/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/25/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/25/03    AMEND

STRUCTURED ASSET MORT INV INC THORNBU   NY            X   X                  10/25/03

STRUCTURED ASSET MORT INV INC THORNBU   NY            X   X                  10/25/03    AMEND

STRUCTURED ASSET MORT INV MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INVEST INC MORT   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03    AMEND

STRUCTURED ASSET SECURITIES CORP II                   X   X                  11/05/03

STRUCTURED ASSET SECURITIES CORP MOR    DE            X   X                  10/25/03

SUBJEX CORP                             MN          X     X                  10/27/03

SUITE 101 COM INC                       DE                X                  11/06/03

SUPREME INDUSTRIES INC                  DE            X                      09/27/03

TANKLESS SYSTEMS WORLDWIDE INC          NV    X           X                  11/04/03

TANKLESS SYSTEMS WORLDWIDE INC          NV    X           X                  11/04/03

TEAM HEALTH INC                         TN                X           X      11/05/03

TECHTEAM GLOBAL INC                     DE            X   X                  11/07/03

TEJON RANCH CO                          DE                X           X      11/07/03

TELETECH HOLDINGS INC                   DE                            X      11/05/03

TELIK INC                               DE            X   X                  11/06/03

TOOTSIE ROLL INDUSTRIES INC             VA            X                      09/27/03

TOWER AUTOMOTIVE INC                    DE            X                      11/03/03

TOWN & COUNTRY TRUST                    MD                X           X      11/06/03

TRI-CONTINENTAL CORP                    MD                X   X              09/30/03

TRIMEDIA ENTERTAINMENT GROUP INC        DE            X                      10/30/03

TRM CORP                                OR                X           X      11/06/03

TRW AUTOMOTIVE INC                      DE                X           X      11/07/03

U S RESTAURANT PROPERTIES INC           MD                X           X      11/06/03

UNICO AMERICAN CORP                     NV                            X      11/06/03

UNITED DEFENSE INDUSTRIES INC           DE            X   X                  10/31/03

UTAH MEDICAL PRODUCTS INC               UT          X     X                  11/02/03

VA SOFTWARE CORP                        DE            X   X                  11/06/03

VANTAGEMED CORP                         DE                X   X              11/06/03

VENDINGDATA CORP                        NV            X                      11/05/03

VERAMARK TECHNOLOGIES INC               DE                            X      11/06/03

VERSATA INC                             DE            X   X           X      11/07/03

VIROPHARMA INC                          DE                X           X      11/06/03

VISION SCIENCES INC /DE/                DE                    X              11/03/03

VISTACARE INC                           DE                X           X      11/06/03

VOICE MOBILITY INTERNATIONAL INC        NV              X                    11/05/03

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC            X   X                  11/05/03

WACKENHUT CORRECTIONS CORP              FL                            X      11/06/03

WESCO FINANCIAL CORP                    CA                            X      11/07/03

WESTERBEKE CORP                         DE                X                  11/06/03

WESTERN GAS RESOURCES INC               DE            X   X                  11/07/03

WESTMORELAND COAL CO                    DE            X   X                  11/07/03

WESTON TECHNOLOGIES CORP                DE            X                      11/06/03

WGL HOLDINGS INC                        VA                    X              11/07/03

WILLIAMS COMPANIES INC                  DE            X   X                  11/07/03

WORLD TRANSPORT AUTHORITY INC                                 X              06/30/03

WPS RESOURCES CORP                      WI            X   X                  11/07/03

UMB FINANCIAL CORP                      MO                         X         11/07/03

3COM CORP                               DE            X                      11/07/03

3D SYSTEMS CORP                         DE                X           X      11/10/03

AAMES MORTGAGE TR MORT PAS THRU CERT    DE            X                      10/29/03

AASTROM BIOSCIENCES INC                 MI                X           X      11/10/03

ABFS MORTGAGE LOAN TRUST 2003 1         DE            X   X                  10/31/03

ABN AMRO MORTGAGE CORP                  DE            X   X                  11/10/03

ACTUANT CORP                            WI            X   X                  11/07/03

ADVANCED PHOTONIX INC                   DE                            X      11/07/03

AEGIS ASSET BACKED SEC CORP MORT PASS   DE            X   X                  10/25/03

AIRNET SYSTEMS INC                      OH                            X      11/07/03

AIRSPAN NETWORKS INC                    WA                X           X      11/05/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/07/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/07/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/07/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/07/03

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X              11/10/03

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X              11/10/03

ALPHARX INC                             DE              X X                  11/10/03

AMEDISYS INC                            DE                X   X              11/03/03

AMERICAN BUILDING CONTROL INC           DE            X                      11/07/03

AMERICAN PHYSICIANS SERVICE GROUP INC   TX                            X      11/10/03

AMERICREDIT CORP                        TX            X   X                  11/10/03

ANAREN  INC                             NY            X   X                  11/06/03

APARTMENT INVESTMENT & MANAGEMENT CO    MD                            X      11/10/03

APPALACHIAN BANCSHARES INC              GA                            X      11/10/03

APPLE HOSPITALITY FIVE INC              VA                X                  08/30/03    AMEND

APPLEBEES INTERNATIONAL INC             DE                    X              11/10/03

ASSET BACKED FUNDING CORP               DE            X   X                  11/10/03

ASSET BACKED SECURITIES CORP            DE            X                      11/10/03

ASSET-BACKED CERTIFICATES SERIES 2003   DE            X   X                  10/27/03

ASTORIA FINANCIAL CORP                  DE                X   X              11/10/03

ATA HOLDINGS CORP                       IN            X   X                  11/07/03

ATLANTIC COAST AIRLINES HOLDINGS INC    DE                    X              11/10/03

ATLANTIC SYNERGY INC                    NV      X                            10/29/03

AVADO BRANDS INC                        GA                X   X              11/10/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  10/25/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  10/25/03

BANC OF AMERICA FUNDING  MTG PASS THR   NY            X   X                  10/25/03

BANC OF AMERICA MORT SEC ALTERNATIVE    DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC ALTE   DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC MRT    DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC MRT    DE            X   X                  10/25/03    AMEND

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  11/07/03

BANC OF AMERICA MORTGAGE SECURITIES S   DE            X   X                  10/25/03

BANCTRUST FINANCIAL GROUP INC           AL                X           X      11/05/03

BANKNORTH GROUP INC/ME                  ME            X   X                  11/10/03

BAYVIEW FINANCIAL CORP MORTGAGE PASS    DE            X   X                  10/25/03

BEAR ISLAND PAPER CO LLC                VA                X           X      11/06/03

BEAR STEARNS  ALT A TRUST 2003-2        DE            X   X                  10/27/03

BEAR STEARNS ASSET BACK SECURITIES TR   DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BERKSHIRE HATHAWAY INC                  DE                    X       X      11/07/03

BERRY PETROLEUM CO                      DE                X           X      11/07/03

BERRY PLASTICS CORP                     DE                    X              11/10/03

BFC FINANCIAL CORP                      FL            X                      11/10/03

BJS WHOLESALE CLUB INC                  DE                            X      11/06/03

BOGEN COMMUNICATIONS INTERNATIONAL IN   DE                            X      11/10/03

BOSTON ACOUSTICS INC                    MA            X   X                  11/07/03

BOYKIN LODGING CO                       OH                X           X      11/10/03

CANARGO ENERGY CORP                     DE                X   X              11/10/03

CANARGO ENERGY CORP                     DE                X   X              10/11/03

CAPITAL ONE FINANCIAL CORP              DE                    X              11/10/03

CAPITAL ONE FUNDING LLC                               X   X                  10/29/03

CAPITAL ONE MASTER TRUST                NY            X   X                  11/10/03

CAPITAL ONE MULTI ASSET EXECUTION TRU   DE            X   X                  11/10/03

CASUAL MALE RETAIL GROUP INC            DE                X           X      11/06/03

CATERPILLAR FINANCIAL SERVICES CORP     DE                X                  11/06/03

CENTURY PROPERTIES FUND XVIII           CA      X         X                  10/31/03

CHINA WORLD TRADE CORP                  NV            X   X                  10/26/03

CHYRON CORP                             NY            X                      11/10/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      11/10/03

CITIGROUP INC                           DE                X   X              11/10/03

CNB FINANCIAL SERVICES INC              WV                    X       X      11/07/03

CNL RETIREMENT PROPERTIES INC           MD            X   X                  11/10/03

COGNITRONICS CORP                       NY                    X       X      08/14/03

COLLAGENEX PHARMACEUTICALS INC          DE            X                      11/10/03

COLLEGIATE PACIFIC INC                  DE                    X              11/10/03

COMMUNICATIONS SYSTEMS INC              MN                X           X      11/05/03

COMPETITIVE TECHNOLOGIES INC            DE      X     X   X                  10/30/03

CONCENTRA OPERATING CORP                NV                X   X              11/10/03

CONCORD COMMUNICATIONS INC              MA            X                      11/10/03

CONCUR TECHNOLOGIES INC                 WA                    X       X      11/10/03

CONE MILLS CORP                         NC            X   X   X              11/10/03

CONSOL ENERGY INC                                     X   X                  11/07/03

CONSOLIDATED ENERGY INC                 WY                X                  09/15/03    AMEND

CONTANGO OIL & GAS CO                   DE                X                  11/10/03

CONTINENTAL AIRLINES INC /DE/           DE            X   X                  11/10/03

CONTINENTAL MATERIALS CORP              DE                X           X      11/05/03

CORPORATE ASSET BACKED CORP             DE            X   X                  11/01/03

COTTON STATES LIFE INSURANCE CO /       GA            X   X                  11/10/03

COUNTRYWIDE FINANCIAL CORP              DE                            X      10/31/03

CPAC INC                                NY                            X      11/07/03

CPI CORP                                DE            X                      11/04/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      11/10/03

CSFB MORTGAGE BACKED PASS THR CERTS S   DE            X                      11/10/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03

CSX CORP                                VA            X   X                  11/10/03

CYGNUS INC /DE/                         DE                X   X              11/10/03

DAWSON GEOPHYSICAL CO                   TX                X   X              11/07/03

DEB SHOPS INC                           PA                X           X      11/06/03

DELTA PETROLEUM CORP/CO                 CO      X         X                  11/06/03

DEUTSCHE ALT-A SEC INC MTG P/T CERTS                  X   X                  10/27/03

DGSE COMPANIES INC                      NV            X                      11/10/03

DIGITAL FUSION INC/NJ/                  DE                            X      11/07/03

DONNELLEY R R & SONS CO                 DE            X   X   X              11/08/03

DST SYSTEMS INC                         DE                         X         11/10/03

EAGLE STAR ENERGY GROUP INC             NV            X X                    11/07/03

EDUCATION MANAGEMENT CORPORATION                X         X                  09/02/03    AMEND

EFJ INC                                 DE                X           X      11/10/03

EL PASO CORP/DE                         DE                X           X      11/10/03

ENCORE ACQUISITION CO                   DE                X   X              11/10/03

ENDOLOGIX INC /DE/                      DE                X           X      11/07/03

ENUCLEUS INC                            DE            X                      11/10/03

EPIMMUNE INC                            DE                            X      11/10/03

EVANS BOB FARMS INC                     DE                X           X      11/10/03

EXELON CORP                             PA            X                      11/10/03

FAIRCHILD CORP                          DE                X           X      09/30/03

FALMOUTH BANCORP INC                    DE                X           X      11/07/03

FAO INC                                 CA            X   X                  11/07/03

FIELDSTONE MORTGAGE INVESTMENT CORP S   NY            X   X                  10/25/03

FINANCIAL ASSET SEC CORP ASSET BACKED   DE            X   X                  10/25/03

FINANCIAL ASSET SEC CORP FREMONT HOME   DE            X   X                  10/27/03

FIRST CHESTER COUNTY CORP               PA            X   X   X              11/10/03

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE            X   X                  10/25/03

FIRST NATIONAL FUNDING LLC              NE            X   X                  11/07/03

FOREST OIL CORP                         NY                X           X      11/04/03

FOSTER WHEELER LTD                      D0            X                      11/07/03

FOSTER WHEELER LTD                      D0                X   X       X      11/10/03

FPIC INSURANCE GROUP INC                FL                X   X              11/10/03

FREEPORT MCMORAN COPPER & GOLD INC      DE                            X      11/10/03

GENERAL DATACOMM INDUSTRIES INC         DE          X                        11/04/03

GENUS INC                               CA            X   X                  11/10/03

GIANT INDUSTRIES INC                    DE                            X      11/10/03

GK INTELLIGENT SYSTEMS INC              DE            X                      11/10/03

GREATER ATLANTIC FINANCIAL CORP         DE                X           X      09/30/03

GREENWICH CAPITAL COMMERCIAL FUND COR                     X                  11/01/03

GRIFFON CORP                            DE                X                  09/30/03

GRIFFON CORP                            DE                X           X      09/30/03    AMEND

GS MORTGAGE SEC CORP MORT PASS THR CE   DE            X   X                  10/30/03

GS MORTGAGE SECURITIES CORP             DE            X   X                  11/06/03

HALLIBURTON CO                          DE                    X              11/07/03

HALSEY DRUG CO INC/NEW                  NY            X   X                  11/06/03

HANOVER DIRECT INC                      DE            X   X                  11/10/03

HANOVER DIRECT INC                      DE                X   X       X      11/10/03

HARTVILLE GROUP  INC                    NV    X       X   X                  10/20/03

HEALTH CARE PROPERTY INVESTORS INC      MD                            X      11/03/03

HEALTHTRONICS SURGICAL SERVICES INC     GA                            X      11/10/03

HESKA CORP                              DE                            X      09/30/03

HOJO HOLDINGS INC                       DE            X                      10/31/03

HOME INTERIORS & GIFTS INC              TX            X   X                  11/07/03

HOUSTON EXPLORATION CO                  DE                X        X         11/10/03

HUNTSMAN INTERNATIONAL HOLDINGS LLC     DE                            X      11/10/03

HUNTSMAN INTERNATIONAL LLC              DE                            X      11/10/03

ICN PHARMACEUTICALS INC                 DE                X           X      11/06/03

ID SYSTEMS INC                          DE                X           X      11/06/03

INDYMAC MBS INC                                       X   X                  11/10/03

INVERNESS MEDICAL INNOVATIONS INC       DE                X                  08/27/03    AMEND

INVESTMENT TECHNOLOGY GROUP INC         DE            X                      11/10/03

JACOBS ENTERTAINMENT INC                DE                X                  11/07/03

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA                X           X      11/10/03

KEYSTONE PROPERTY TRUST                 MD            X   X                  11/04/03

KIMCO REALTY CORP                       MD                    X              11/10/03

KNIGHTSBRIDGE FINE WINES INC            NV      X         X                  11/10/03

KOGER EQUITY INC                        FL                X   X              11/04/03

LANDAUER INC                            DE                X   X              11/10/03

LASALLE HOTEL PROPERTIES                MD                X   X              11/10/03

LAUREL CAPITAL GROUP INC                PA                X           X      11/07/03

LEXMARK INTERNATIONAL INC /KY/          DE                    X              11/10/03

LODGENET ENTERTAINMENT CORP             DE            X                      11/10/03

LOJACK CORP                             MA                            X      11/10/03

MANNATECH INC                           TX                            X      11/10/03

MARSH & MCLENNAN COMPANIES INC          DE            X                      11/07/03

MARTIN MIDSTREAM PARTNERS LP            DE                X           X      11/10/03

MEDICAL ACTION INDUSTRIES INC           DE                X           X      11/10/03

MEDIX RESOURCES INC                     CO                    X              11/10/03

MERIDIAN HOLDINGS INC                   CO            X X     X              11/10/03

MERRILL LYNCH DEPOSITOR INC             DE            X   X                  11/03/03

MERRILL LYNCH MOR INV INC  PSS THR CE   DE            X   X                  10/27/03

MERRILL LYNCH MORT INV INC MO PASS TH   DE            X   X                  10/25/03

MERRILL LYNCH MORT INV INC MRT PSS TH   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVES INC MRT PS T   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MLCC 20   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MLCC 20   DE            X   X                  10/25/03    AMEND

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/06/03

METRETEK TECHNOLOGIES INC               DE                X           X      11/10/03

METRETEK TECHNOLOGIES INC               DE                X   X              11/10/03

MICRO THERAPEUTICS INC                  DE                X           X      11/05/03

MILLENNIUM CHEMICALS INC                DE            X                      11/10/03

MOORE WALLACE INC                                     X   X   X              11/08/03

MORGAN STANLEY ABS CAPITAL I INC MSDW   DE            X   X                  10/25/03

MORGAN STANLEY ABS CAPITAL I INC MSDW   DE            X   X                  10/25/03    AMEND

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/25/03

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/25/03    AMEND

MORT ASSET SEC TRANS MORT PS THR CERT   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC  MARM 20   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MRT PS T   DE            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS MASTR PASS T   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANSACTIONS INC M   DE            X   X                  10/25/03

MORTGAGE PASS-THROUGH CERTIFICATES ML   DE            X   X                  10/27/03

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  10/25/03

MOVIE STAR INC /NY/                     NY                X           X      11/03/03

MS STRUCTURED ASSET CORP                DE                X                  11/01/03

MS STRUCTURED ASSET CORP                DE                X                  10/29/03

MSC INDUSTRIAL DIRECT CO INC            NY                X           X      11/04/03

MULTI BENEFIT REALTY FUND 87-1          CA      X         X                  10/28/03

NAPOLI ENTERPRISES INC                  CO      X     X                      10/29/03

NBC ACQUISITION CORP                    DE            X                      11/10/03

NBO SYSTEMS  INC                        MD          X                        11/05/03

NEBRASKA BOOK CO                        KS            X                      11/10/03

NEWHALL LAND & FARMING CO /CA/          CA            X   X                  11/06/03

NEXIA HOLDINGS INC                      NV            X                      11/07/03

NISSAN AUTO RECEIVABLES CORP II         DE            X   X                  11/04/03

NL INDUSTRIES INC                       NJ                    X       X      11/10/03

NORFOLK SOUTHERN CORP                   VA            X       X              11/10/03

NOVA OIL INC                            NV            X                      11/10/03

NOVAVAX INC                             DE                X           X      07/10/03

NOVEON INC                              DE                X   X              11/10/03

NU SKIN ENTERPRISES INC                 DE            X   X                  10/27/03

NURESCELL INC                           NV            X   X                  09/30/01

NYMAGIC INC                             NY                X           X      11/07/03

OBAN MINING INC                         NV          X                        11/05/03

OCEANEERING INTERNATIONAL INC           DE                X           X      11/10/03

OPTION CARE INC/DE                      DE                X   X              11/04/03

OPTION ONE MORT ACCEPT CORP ASSET BAC   DE            X   X                  10/25/03

OVERSTOCK COM INC                       UT                            X      11/10/03

PACIFIC MERCANTILE BANCORP              CA                X           X      11/07/03

PACIFIC SUNWEAR OF CALIFORNIA INC       CA                            X      11/10/03

PACIFICARE HEALTH SYSTEMS INC /DE/      DE            X   X                  11/07/03

PARK OHIO HOLDINGS CORP                 OH                X           X      11/07/03

PAULA FINANCIAL                         DE          X     X                  09/23/03    AMEND

PEERLESS MANUFACTURING CO               TX                            X      11/10/03

PFSWEB INC                              DE            X   X                  11/10/03

POTLATCH CORP                           DE            X                      11/10/03

PREMIER FINANCIAL BANCORP INC           KY                            X      11/07/03

PRO FAC COOPERATIVE INC                 NY                            X      11/10/03

PUBLICARD INC                           PA                X           X      11/10/03

PURE WORLD INC                          DE                X   X              11/10/03

QUEST RESOURCE CORP                     NV                X   X              06/06/03    AMEND

QUICKSILVER RESOURCES INC               DE                X           X      11/10/03

RADVISION LTD                                         X                      11/10/03

REDBACK NETWORKS INC                    DE                X   X              11/10/03

REGENCY CENTERS CORP                    FL                X           X      11/06/03

REGISTER COM INC                        DE                X           X      11/10/03

RELIANT RESOURCES INC                   DE                            X      11/10/03

RENAL CARE GROUP INC                    DE                X   X              11/10/03

REPUBLIC BANCSHARES INC                 FL                            X      11/07/03

RESIDENTIAL ASSET MOR PRO INC GMACM M   DE            X   X                  10/25/03

ROCKWELL COLLINS INC                    DE                            X      11/10/03

RONSON CORP                             NJ            X   X                  10/31/03

ROXIO INC                               DE            X   X                  11/07/03

RSA SECURITY INC/DE/                    DE                X   X              11/10/03

RUBY MINING CO                          CO            X                      11/10/03

SAFEGUARD HEALTH ENTERPRISES INC        DE                    X              11/06/03

SALES STRATEGIES INC                    NV    X                              11/07/03

SALIX PHARMACEUTICALS LTD                             X   X                  11/07/03

SAVIENT PHARMACEUTICALS INC             DE            X   X                  11/07/03

SAVIENT PHARMACEUTICALS INC             DE                X           X      11/10/03

SEARS CREDIT ACCOUNT MASTER TRUST II    IL            X   X                  11/03/03

SELECT MEDICAL CORP                     DE                X   X              11/10/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SLM CORP                                DE            X   X                  11/07/03

SMITH & WOLLENSKY RESTAURANT GROUP IN   DE                X           X      11/10/03

SMITHFIELD FOODS INC                    VA      X         X                  10/28/03

SOLA INTERNATIONAL INC                  DE            X   X                  11/04/03

SPECIALIZED LEASING INC                 NV          X                        11/10/03    AMEND

STANDARD PARKING CORP                   DE            X                      11/07/03

STEALTH MEDIALABS INC                   NV            X       X              11/07/03

STEWART & STEVENSON SERVICES INC        TX                X   X              11/07/03

STRUCT ASS MORT INV INC BS ALTA MORT    DE            X   X                  10/27/03

STRUCT ASS MORT INV INC BS ALTA MORT    DE            X   X                  06/25/03    AMEND

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE            X   X                  10/25/03

STRUCTURED ASSET MORT INV II INC BEAR   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE                X                  10/31/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03    AMEND

SUMMIT PROPERTIES INC                   MD                X           X      11/10/03

SUMMIT PROPERTIES PARTNERSHIP L P       DE                X           X      11/10/03

SYNBIOTICS CORP                         CA                            X      11/10/03

TB WOODS CORP                           DE                X   X              11/07/03

TECHNOLOGY FLAVORS & FRAGRANCES INC     DE                X   X              11/10/03

TEREX CORP                              DE            X   X                  11/10/03

THERMOVIEW INDUSTRIES INC               DE            X                      11/10/03

THORATEC CORP                           CA      X         X                  09/29/03    AMEND

TIER TECHNOLOGIES INC                   CA            X   X           X      11/10/03

TISSERA INC                             WA          X     X                  11/04/03

TOTAL FIRST AID INC                     FL      X         X                  10/31/03

TRANS CONTINENTAL ENTERTAINMENT GROUP   DE          X     X                  10/31/03

TRINITY INDUSTRIES INC                  DE                    X       X      11/05/03

TS&B HOLDINGS INC                                   X     X                  11/10/03

TURBOCHEF TECHNOLOGIES INC              DE    X       X   X   X              10/28/03

TYSON FOODS INC                         DE                    X       X      11/10/03

U S GLOBAL INVESTORS INC                TX          X                        06/30/03

UNDERWATER MAINTENANCE CORP             FL    X X         X                  10/25/03

UNITED STATES EXPLORATION INC           CO                X           X      08/14/03

UNITEDGLOBALCOM INC                     DE            X   X                  11/07/03

URBAN OUTFITTERS INC                    PA                X           X      11/06/03

VALHI INC /DE/                          DE                    X       X      11/10/03

VANGUARD HEALTH SYSTEMS INC             DE                    X       X      11/10/03

VENTAS INC                              DE                X   X              11/05/03

VENTAS INC                              DE            X                      11/05/03

VERTEX PHARMACEUTICALS INC / MA         MA                    X       X      11/10/03

VIA NET WORKS INC                       DE                            X      11/10/03

VON HOFFMANN CORP                                             X       X      11/10/03

WACHOVIA ASSET SECURITIZATION IISSUAN   NC                X                  11/10/03

WAMU MORTGAGE PASS THROUGH CERTS SER    DE                X                  10/24/03

WAMU MORTGAGE PASS-THROUGH CERTIFICAT   DE                X                  10/28/03

WASHINGTON MUTUAL MORT SEC CORP WAMU    DE                X                  10/28/03

WATERS INSTRUMENTS INC                  MN                X           X      11/03/03

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X                  10/27/03

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X                  10/27/03

WELLS FARGO ASSET SEC MOR BACKED SER    DE            X   X                  10/27/03

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  11/07/03

WELLS FARGO ASSET SECURITIES CORP MOR   DE            X   X                  10/25/03

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X                  10/25/03

WESTAR ENERGY INC /KS                   KS                X           X      11/07/03

WHITEHALL JEWELLERS INC                 DE                            X      11/06/03

WILLIS LEASE FINANCE CORP               DE                X           X      11/10/03

WNC CALIFORNIA HOUSING TAX CREDITS II   CA                X                  10/29/03    AMEND

WNC CALIFORNIA HOUSING TAX CREDITS II   CA                X                  10/29/03    AMEND

WNC CALIFORNIA HOUSING TAX CREDITS LP   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND II LP       CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND III L P     CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND IV L P SE   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND IV L P SE   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND V LP SERI   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND V LP SERI   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WYNDHAM INTERNATIONAL INC               DE                            X      11/10/03

YORK WATER CO                           PA                X                  11/10/03

YOUNG BROADCASTING INC /DE/             DE                            X      11/10/03