SEC NEWS DIGEST


    Issue 2006-223                                      November 20, 2006



    COMMISSION ANNOUNCEMENTS


    FEE RATE ADVISORY #4 FOR FISCAL YEAR 2007

    The  continuing  resolution  funding  the  Securities   and   Exchange
    Commission for fiscal 2007 since  Oct.  1,  2006,  has  been  extended
    through Dec. 8, 2006. Therefore, fees paid under Section 6(b)  of  the
    Securities Act of 1933  and  Sections  13(e),  14(g)  and  31  of  the
    Securities Exchange Act of 1934 will remain at their current rates.

    Five days after the date of  enactment  of  the  Commission's  regular
    fiscal year 2007 appropriation, the Section 6(b) fee  rate  applicable
    to  the  registration  of  securities,  the  Section  13(e)  fee  rate
    applicable to the repurchase of securities, and the Section 14(g)  fee
    rate applicable to proxy solicitations  and  statements  in  corporate
    control transactions will decrease to  $30.70  per  million  from  the
    current rate of $107.00 per million, as previously announced.

    In  addition,  thirty  days  after  the  date  of  enactment  of   the
    Commission's regular appropriation, the Section 31 fee rate applicable
    to securities transactions on  the  exchanges  and  in  the  over-the-
    counter markets will decrease to $15.30 per million from  the  current
    rate of $30.70 per million. On  that  same  date,  the  assessment  on
    security futures transactions under Section  31(d)  will  decrease  to
    $0.0042 for each round turn  transaction  from  the  current  rate  of
    $0.009 for each such transaction.

    Additional information on the transition to the  new  Section  31  fee
    rate will be available on the Internet websites of the New York  Stock
    Exchange and the NASD at http://www.nyse.com and  http://www.nasd.com,
    respectively.  The  Division  of   Market   Regulation's   Office   of
    Interpretation and Guidance is  also  available  to  answer  questions
    relating to Section 31. That office may be reached by  phone  at  202-
    551-5777 or by email at marketreg@sec.gov.

    A copy of the Commission's April 28, 2006, order regarding  fee  rates
    for      fiscal      year       2007       is       available       at
    http://www.sec.gov/rules/other/2006/33-8681.pdf.

    The Commission will issue further notices as appropriate to  keep  the
    public  informed  of  developments  relating  to  enactment   of   the
    Commission's regular appropriation and the  effective  dates  for  the
    above fee rate changes. These notices will  be  posted  at  the  SEC's
    Internet web site at http://www.sec.gov. (Press Rel. 2006-194)


    ENFORCEMENT PROCEEDINGS


    COMMISSION REVOKES REGISTRATIONS  OF  SECURITIES  OF  CALNEVA  CAPITAL
    CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

    On November 20, the Commission revoked the registration of each  class
    of registered  securities  of  Calneva  Capital  Corp.  (Calneva)  for
    failure to make required periodic filings with the Commission.

    Without admitting or denying the findings in the order, except  as  to
    jurisdiction, which it admitted, Calneva consented to the entry of  an
    Order Making Findings and Revoking Registration of Securities Pursuant
    to Section 12(j) of the Securities Exchange Act of 1934 as to  Calneva
    Capital Corp. finding that it had failed to comply with Section  13(a)
    of the Securities Exchange Act of 1934 (Exchange Act) and Rules  13a-1
    and 13a-13 thereunder and revoking the registration of each  class  of
    Calneva's securities pursuant to Section 12(j) of  the  Exchange  Act.
    This order settled the charges  brought  against  Calneva  in  In  the
    Matter  of  Calneva  Capital  Corp,  Inc.,  et   al.,   Administrative
    Proceeding File No. 3-12474.

    Brokers and dealers should be alert to  the  fact  that  Exchange  Act
    Section 12(j) provides, in pertinent part, as follows:

    No member of a national securities exchange, broker, or  dealer  shall
    make use of the mails or any means or  instrumentality  of  interstate
    commerce to effect any transaction in, or to induce  the  purchase  or
    sale of, any security the  registration  of  which  has  been  and  is
    suspended or revoked.

    For further information see Exchange Act Release No.  54717  (Nov.  8,
    2006). (Rel. 34-54781; File No. 3-12474)

    COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF ROYAL BELLE  CAPITAL
    CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

    On November 20, the Commission revoked the registration of each  class
    of registered securities of Royal Belle Capital  Corp.  (Royal  Belle)
    for failure to make required periodic filings with the Commission.

    Without admitting or denying the findings in the order, except  as  to
    jurisdiction, which it admitted, Royal Belle consented to the entry of
    an Order Making  Findings  and  Revoking  Registration  of  Securities
    Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to
    Royal Belle Capital Corp. finding that it had failed  to  comply  with
    Section 13(a) of the Securities Exchange Act of  1934  (Exchange  Act)
    and Rules 13a-1 and 13a-13 thereunder and revoking the registration of
    each class of Royal Belle's securities pursuant to  Section  12(j)  of
    the Exchange Act. This order settled the charges brought against Royal
    Belle in In  the  Matter  of  Calneva  Capital  Corp,  Inc.,  et  al.,
    Administrative Proceeding File No. 3-12474.

    Brokers and dealers should be alert to  the  fact  that  Exchange  Act
    Section 12(j) provides, in pertinent part, as follows:

    No member of a national securities exchange, broker, or  dealer  shall
    make use of the mails or any means or  instrumentality  of  interstate
    commerce to effect any transaction in, or to induce  the  purchase  or
    sale of, any security the  registration  of  which  has  been  and  is
    suspended or revoked . . . .

    For further information see Exchange Act Release No.  54717  (Nov.  8,
    2006). (Rel. 34-54782; File No. 3-12474)

    COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF STUDIO CAPITAL CORP.
    FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

    On November 20, the Commission revoked the registration of each  class
    of registered securities of Studio Capital Corp. (Studio Capital)  for
    failure to make required periodic filings with the Commission.

    Without admitting or denying the findings in the order, except  as  to
    jurisdiction, which it admitted, Studio Capital consented to the entry
    of an Order Making Findings and Revoking  Registration  of  Securities
    Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to
    Studio Capital Corp. finding that it had failed to comply with Section
    13(a) of the Securities Exchange Act of 1934 (Exchange Act) and  Rules
    13a-1 and 13a-13 thereunder and  revoking  the  registration  of  each
    class of Studio Capital's securities pursuant to Section 12(j) of  the
    Exchange Act. This order settled the charges  brought  against  Studio
    Capital in In the Matter  of  Calneva  Capital  Corp,  Inc.,  et  al.,
    Administrative Proceeding File No. 3-12474.

    Brokers and dealers should be alert to  the  fact  that  Exchange  Act
    Section 12(j) provides, in pertinent part, as follows:

    No member of a national securities exchange, broker, or  dealer  shall
    make use of the mails or any means or  instrumentality  of  interstate
    commerce to effect any transaction in, or to induce  the  purchase  or
    sale of, any security the  registration  of  which  has  been  and  is
    suspended or revoked . . . .

    For further information see Exchange Act Release No.  54717  (Nov.  8,
    2006). (Rel. 34-54783; File No. 3-12474)

    IN THE MATTER OF MARK CONWAY On November 20, the Commission issued  an
    Order  Instituting  Administrative  Proceedings  Pursuant  to  Section
    203(f) of the Investment Advisers Act of 1940,  Making  Findings,  and
    Imposing Remedial Sanction (Order) barring Mark R. Conway, of Waltham,
    Massachusetts, from association with any  investment  adviser.  Conway
    consented to the Order without  admitting  or  denying  the  findings,
    except as to his conviction. Conway was the  president  and  portfolio
    manager of the hedge fund firm Groundswell Partners LLC. In the Order,
    the Commission finds that on Oct. 23, 2006, Conway pled guilty to  six
    counts of mail fraud in violation of  Title  18  United  States  Code,
    Sections 1341 and 1342 and seven counts of wire fraud in violation  of
    Title 18 United States Code, Section 1343  before  the  United  States
    District Court for the District of Massachusetts, in United States  v.
    Mark R. Conway, Crim. No. 06-CR-10236-PBS. Conway is scheduled  to  be
    sentenced on Jan. 24, 2007, and he faces up to 20 years in prison,  to
    be followed by 3 years of supervised  release  and  a  $250,000  fine.
    Previously, on Nov. 4, 2005, the Commission obtained emergency relief,
    including an asset freeze and  temporary  restraining  order,  against
    Conway.  The  Commission  charged  that  Conway  had  been  defrauding
    investors as to the value of their investments and the  strategies  he
    was employing. Specifically,  the  Commission  charged  that  Conway's
    fraud included creating false account statements indicating  that  the
    fund he managed was valued at $43 million when in  fact  it  was  only
    valued at $14 million. For more  information  see  Litigation  Release
    Nos. 19460 (Nov. 9, 2005), 19473 (Nov.  22,  2005),  19773  (July  26,
    2006), and 19807 (Aug. 17, 2006). (Rel. IA-2568; File No. 3-12483)

    SEC SETTLES INSIDER TRADING CASE AGAINST FORMER CAPITAL ONE CFO, DAVID
    WILLEY, FOR $1.8 MILLION AND 5 YEAR O&D BAR

    The Commission today announced that it settled insider trading charges
    against David  M.  Willey  of  Great  Falls,  Virginia,  former  Chief
    Financial Officer of Capital  One  Financial  Corporation.  Under  the
    settlement, Willey agreed to pay over $1.8  million  in  disgorgement,
    prejudgment interest and penalties. Willey also agreed to a five years
    bar from serving as an officer and director of a public  company.  The
    Commission's  complaint,  which  was  filed  with  the  United  States
    District Court for the District of  Columbia  in  July  2004,  charged
    Willey with insider trading  in  the  securities  of  Capital  One  in
    advance of a negative news announcement concerning supervisory  action
    by the Federal  Reserve  Board  of  Governors.  Without  admitting  or
    denying the allegations, Willey has agreed to settle the  Commission's
    enforcement action by consenting to a final judgment  that  imposes  a
    permanent injunction prohibiting him from violating Sections 10(b) and
    16(a) of the Securities Exchange Act of 1934 and Rules 10b-5 and 16a-3
    thereunder, ordering that he pay $801,434 disgorgement  plus  $218,180
    in prejudgment interest and an insider trading  penalty  of  $801,434,
    and imposing a five year officer and director bar. In connection  with
    this  settlement,  the  Commission  is  voluntarily  dismissing   with
    prejudice its  relief  defendant  claim  against  Willey's  wife.  For
    further information see LR-18794 (July 26, 2004).  [SEC  v.  David  M.
    Willey and Joy S. Willey, Civil Action  No.  1:04-CV-01243,  (D.D.C.)]
    (LR-19918)


    SELF-REGULATORY ORGANIZATIONS


    PROPOSED RULE CHANGES

    The Fixed Income Clearing Corporation filed  a  proposed  rule  change
    (SR-FICC-2006-10) to amend the rules of its Mortgage-Backed Securities
    Division regarding membership requirements for unregistered investment
    pools. Publication is expected in the Federal Register during the week
    of November 20. (Rel. 34-54769)

    The American Stock Exchange filed a  proposed  rule  change  (SR-Amex-
    2006-76) and Amendments No. 1 and 2 thereto relating  to  the  listing
    and trading of the DB Multi-Sector  Commodity  Trust.  Publication  is
    expected in the Federal Register during the week of November 20. (Rel.
    34-54770)


    SECURITIES ACT REGISTRATIONS


    The following registration statements have been  filed  with  the  SEC
    under the Securities Act of 1933. The reported information appears  as
    follows: Form, Name, Address and Phone Number (if  available)  of  the
    issuer of the security; Title and the number and/or face amount of the
    securities  being  offered;  Name  of  the  managing  underwriter   or
    depositor (if  applicable);  File  number  and  date  filed;  Assigned
    Branch; and a designation if the statement is a New Issue.

    Registration statements may be obtained in person or by writing to the
    Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
    Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
    <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
    available on the Commission's website: <www.sec.gov>.


S-8     uWink, Inc., 16106 HART STREET, VAN NUYS, CA, 91406, 8189096030 - 
        1,500,000 ($2,880,000.00) Equity, (File 333-138778 - Nov. 17) (BR. 09B)

F-1     EUROSEAS LTD., AETHRION CENTER, 40 AG., KONSTANTINOU STREET, 151 24, 
        MAROUSSI, J3, 00000, 011 30 210 6105110 - 0 ($46,000,000.00) Equity, 
        (File 333-138780 - Nov. 17) (BR. 05A)

S-1     ODYSSEY RE HOLDINGS CORP, 300 FIRST STAMFORD PL, STAMFORD, CT, 06902, 
        2039778000 - 10,350,000 ($394,335,000.00) Equity, (File 333-138781 - 
        Nov. 17) (BR. 01B)

SB-2    VioQuest Pharmaceuticals, Inc., 7 DEER PARK DRIVE, SUITE E, 
        PRINCETON CORPORATE PLAZA, MONMOUTH JUNCTION, NJ, 08852, 732-274-0399 - 
        11,048,240 ($5,745,084.80) Equity, (File 333-138782 - Nov. 17) (BR. 01A)

S-8     HEWLETT PACKARD CO, 3000 HANOVER ST, MS 1050, PALO ALTO, CA, 94304, 
        6508571501 - 0 ($340,892,706.00) Equity, (File 333-138783 - Nov. 17) 
        (BR. 03C)

S-8     United Community Bancorp, 92 WALNUT STREET, LAWRENCEBURG, IN, 47025, 
        812-537-4822 - 580,630 ($7,507,546.00) Equity, (File 333-138785 - 
        Nov. 17) (BR. 07)

S-8     NORTH AMERICAN TECHNOLOGIES GROUP INC /TX/, 14315 WEST HARDY ROAD, 
        SUITE 301, HOUSTON, TX, 77060, 281-847-0029 - 
        25,420,000 ($8,134,400.00) Equity, (File 333-138787 - Nov. 17) (BR. 06A)

S-3     WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 
        6126671234 - 8,000,000 ($289,840,000.00) Equity, (File 333-138793 - 
        Nov. 17) (BR. 07A)

S-8     New Aristotle Holdings, Inc., 2525 ARMITAGE AVENUE, MELROSE PARK, IL, 
        60160, (708) 450-3000 - 0 ($425,250,000.00) Equity, (File 333-138794 - 
        Nov. 17) (BR. 02)

S-8     ASPYRA INC, 26115 A MUREAU RD, CALABASAS, CA, 91302, 8188806700 - 
        0 ($2,801,199.00) Equity, (File 333-138795 - Nov. 17) (BR. 03A)

S-3     SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 601, NEW YORK, NY, 
        10170, 2126729100 - 3,272,400 ($13,007,790.00) Equity, 
        (File 333-138796 - Nov. 17) (BR. 01C)

S-8     WINMARK CORP, 4200 DAHLBERG DRIVE, GOLDEN VALLEY, MN, 55422-4837, 
        6125208500 - 0 ($5,172,500.00) Equity, (File 333-138798 - Nov. 17) 
        (BR. 02C)

S-B     PROVINCE OF MANITOBA, 1251 AVE OF THE AMERICAS, 
        C/O CANADIAN CONSULATE GENERAL, NEW YORK, NY, 10020, 
        0 ($500,000,000.00) Debt, (File 333-138799 - Nov. 17) (BR. DN)

SB-2    TRADEQUEST INTERNATIONAL INC, 801 BRICKELL BAY DRIVE, SUITE 1965, 
        MIAMI, FL, 33131, (305) 377-2110 - 75,000,000 ($1,500,000.00) Equity, 
        (File 333-138800 - Nov. 17) (BR. 03C)

F-6     KUMBA IRON ORE LTD, ROGER DYASON ROAD, PRETORIA WEST, 0183, T3, 00000, 
        50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-138801 - Nov. 17) (BR. )

S-8     TENBY PHARMA INC, 270 PRESIDENTIAL DRIVE, WILMINGTON, DE, 19807, 
        302 743 2995 - 534,566 ($3,014,952.24) Equity, (File 333-138802 - 
        Nov. 17) (BR. 09)

SB-2    MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 
        6514523000 - 0 ($3,415,178.03) Equity, (File 333-138803 - Nov. 17) 
        (BR. 10B)

SB-2    MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 
        6514523000 - 0 ($3,624,902.78) Equity, (File 333-138805 - Nov. 17) 
        (BR. 10B)

SB-2    Mogul Energy International, Inc., 520 PIKE TOWER, SUITE 2210, SEATTLE, 
        WA, 98101, 206-357-4220 - 18,364,310 ($9,182,155.00) Equity, 
        (File 333-138806 - Nov. 17) (BR. 04)

S-8     TRIMERIS INC, 3500 PARAMOUNT PARKWAY, MORRISVILLE, NC, 27560, 
        (919) 419-6050 - 500,000 ($4,840,000.00) Equity, (File 333-138807 - 
        Nov. 17) (BR. 01C)

S-1     VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 
        7036547213 - 0 ($4,144,937.00) Equity, (File 333-138808 - Nov. 17) 
        (BR. 11C)

S-3     CENTRAL EUROPEAN DISTRIBUTION CORP, TWO BALA PLAZA, SUITE 300, 
        BALA CYNWYD, PA, 19004, 6106607817 - 0 ($138,983,927.00) Equity, 
        (File 333-138809 - Nov. 17) (BR. 02B)

S-1     VALERO GP HOLDINGS LLC, ONE VALERO WAY, SAN ANTONIO, TX, 78249, 
        2103452000 - 0 ($537,067,500.00) Limited Partnership Interests, 
        (File 333-138810 - Nov. 17) (BR. 04A)

S-8     COOPER TIRE & RUBBER CO, LIMA & WESTERN AVENUES, FINDLAY, OH, 45840, 
        4194231321 - 3,000,000 ($38,700,000.00) Equity, (File 333-138811 - 
        Nov. 17) (BR. 06B)

S-8     HERTZ GLOBAL HOLDINGS INC, 225 BRAE BOULEVARD PARK RIDGE, NEW JERSEY, 
        NY, 07656, 201-307-2619 - 0 ($427,500,000.00) Equity, 
        (File 333-138812 - Nov. 17) (BR. 05C)

S-3     PREMIER COMMUNITY BANKSHARES INC, 4095 VALLEY PIKE, WINCHESTER, VA, 
        22602, 5408696600 - 350 ($7,196,000.00) Equity, (File 333-138813 - 
        Nov. 17) (BR. 07C)

S-8     ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA, 18015, 
        5036416115 - 2,000,000 ($16,110,000.00) Equity, (File 333-138814 - 
        Nov. 17) (BR. 10C)

S-8     SEPRACOR INC /DE/, 84 WATERFORD DRIVE, MARLBOROUGH, MA, 01757, 
        5084816700 - 0 ($130,500,000.00) Equity, (File 333-138815 - Nov. 17) 
        (BR. 01C)

S-8     OPTIUM CORP, 500 HORIZON DRIVE, SUITE 505, CHALFONT, PA, 18914, 
        2157126200 - 0 ($14,023,820.94) Equity, (File 333-138816 - Nov. 17) 
        (BR. 10B)

S-8     OXIS INTERNATIONAL INC, 323 VINTAGE PARK DRIVE, SUITE B, FOSTER CITY, 
        CA, 94404, 6502122568 - 2,000,000 ($440,000.00) Equity, 
        (File 333-138817 - Nov. 17) (BR. 01B)

S-4     FLORIDA POWER & LIGHT CO, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408, 
        5616943715 - 0 ($300,000,000.00) Non-Convertible Debt, 
        (File 333-138818 - Nov. 17) (BR. 02A)

S-8     FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 
        0 ($440,500,000.00) Equity, (File 333-138819 - Nov. 17) (BR. 05A)

S-8     TRADESTAR SERVICES, INC., THREE RIVERWAY, SUITE 1500, HOUSTON, TX, 
        77056, (713) 479-7000 - 2,400,000 ($4,560,000.00) Equity, 
        (File 333-138820 - Nov. 17) (BR. 08C)

S-8     FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 
        0 ($308,350,000.00) Equity, (File 333-138821 - Nov. 17) (BR. 05A)

S-3     LUMERA CORP, 19910 NORTH CREEK PARKWAY, BOTHELL, WA, 98011-3008, 
        425-415-6847 - 3,390,000 ($24,441,900.00) Equity, (File 333-138822 - 
        Nov. 17) (BR. 10B)

N-2     NASDAQ Enhanced Income Fund Inc., 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 
        08536, 609-282-1212 - 0 ($1,000,000.00) Equity, (File 333-138823 - 
        Nov. 17) (BR. )

S-1     FBR CAPITAL MARKETS CORP, 1001 NINETEETH ST NORTH, ARLINGTON, VA, 
        22209, 703-312-9500 - 0 ($309,000,000.00) Equity, (File 333-138824 - 
        Nov. 17) (BR. )

S-3ASR  AMERICAN FINANCIAL REALTY TRUST, 1725 THE FAIRWAY, JENKINTOWN, PA, 
        19046, 215-887-2280 - 0 ($0.00) Equity, (File 333-138825 - Nov. 17) 
        (BR. 08B)

S-3     SECURE COMPUTING CORP, 2675 LONG LAKE ROAD, -, ROSEVILLE, MN, 55113, 
        651-628-2773 - 10,000,000 ($63,500,000.00) Equity, (File 333-138826 - 
        Nov. 17) (BR. 03B)

S-8     VIPER NETWORKS INC, 10373 ROSELLE STREET, SUITE 170, SAN DIEGO, CA, 
        92121, 8584528737 - 15,000,000 ($300,000.00) Equity, (File 333-138827 - 
        Nov. 17) (BR. 03A)

S-8     SECURE COMPUTING CORP, 2675 LONG LAKE ROAD, -, ROSEVILLE, MN, 55113, 
        651-628-2773 - 842,921 ($5,352,548.30) Equity, (File 333-138828 - 
        Nov. 17) (BR. 03B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address:  <publicinfo@sec.gov>.  In most cases, this information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

3M CO                                   DE       5.03,9.01                      11/13/06

AARON RENTS INC                         GA       5.02,9.01                      11/07/06

ABOVENET INC                            DE       8.01,9.01                      11/16/06

ACT TELECONFERENCING INC                CO       2.02,9.01                      11/14/06

ACTEL CORP                              CA       3.01,7.01,9.01                 11/13/06

ADVISORY BOARD CO                       DE       1.01,9.01                      11/15/06

AIRNET SYSTEMS INC                      OH       1.01,2.02,7.01,9.01            11/10/06

AKORN INC                               LA       3.02                           11/17/06

ALASKA AIR GROUP INC                    DE       7.01                           11/17/06

ALBANY INTERNATIONAL CORP /DE/          DE       1.01,2.03                      11/17/06

ALBERTO CULVER CO                       DE       8.01,9.01                      11/16/06

ALBERTO CULVER CO                       DE       5.02                           11/13/06

ALDILA INC                              DE       7.01,9.01                      11/16/06

ALEXION PHARMACEUTICALS INC             DE       1.01,8.01,9.01                 11/14/06

Alliance Holdings GP, L.P.              DE       7.01,9.01                      11/14/06

ALLIANCE RESOURCE PARTNERS LP           DE       7.01,9.01                      11/14/06

Allis Chalmers Energy Inc.              DE       7.01,9.01                      11/17/06

ALMOST FAMILY INC                       DE       1.01,3.02,9.01                 11/17/06

ALR TECHNOLOGIES INC                             7.01,9.01                      11/16/06

ALTERNATIVE ENERGY SOURCES INC                   5.02,9.01                      11/15/06

AMEDISYS INC                            DE       7.01,9.01                      11/17/06

AMERICAN MOLD GUARD INC                          8.01                           11/17/06

AMERICAN REAL ESTATE PARTNERS L P       DE       8.01,9.01                      11/15/06

American Telecom Services Inc                    5.02                           11/13/06

AMERICAN WOODMARK CORP                  VA       8.01,9.01                      10/31/06

AMERICREDIT CORP                        TX       4.01,9.01                      11/13/06

AMERISOURCEBERGEN CORP                  DE       1.01                           11/14/06

AMISTAR CORP                            CA       2.02,9.01                      11/16/06

ANNTAYLOR STORES CORP                   DE       2.02,9.01                      11/17/06

ANSYS INC                               DE       8.01,9.01                      11/16/06

APPLIED DIGITAL SOLUTIONS INC           MO       1.01,2.03,9.01                 11/16/06

APPLIED SPECTRUM TECHNOLOGIES INC       MN       1.01,2.01,3.02,5.01,5.02, 	11/15/06
					         5.03,5.06,9.01
ARAMARK CORP/DE                         DE       1.01                           11/13/06

ARGENTA SYSTEMS INC                     NV       4.01                           11/13/06

AspenBio Pharma, Inc.                   CO       2.02,7.01,9.01                 11/17/06

ASSISTED LIVING CONCEPTS INC            NV       2.02,9.01                      11/16/06

AT&T INC.                               DE       8.01,9.01                      09/30/06

ATWOOD OCEANICS INC                     TX       7.01                           11/17/06

AVALONBAY COMMUNITIES INC               MD       1.01,2.03,9.01                 11/14/06

Averion International Corp.                      5.02                           11/15/06

BAKER MICHAEL CORP                      PA       5.02                           11/13/06

BAS SECURITIZATION LLC                  DE       8.01,9.01                      11/14/06

Bayview Financial Mortgage Pass-Throu   DE       8.01                           11/17/06

BCSB BANKCORP INC                                2.02,9.01                      11/16/06

BEAR LAKE RECREATION INC                NV       7.01                           11/17/06    AMEND

BEMIS CO INC                            MO       8.01,9.01                      11/16/06

BENIHANA INC                            DE       2.02,9.01                      11/17/06

BIOJECT MEDICAL TECHNOLOGIES INC        OR       5.02,9.01                      10/18/06    AMEND

Birmingham Bloomfield Bancshares        MI       5.02                           11/16/06

BISYS GROUP INC                         DE       5.02                           11/14/06

BJs RESTAURANTS INC                     CA       1.01,3.02,9.01                 11/16/06

BLACK BOX CORP                          DE       8.01                           11/13/06

BLACK BOX CORP                          DE       8.01                           11/16/06

Bloodhound Search Technologies, Inc.    NV       1.01,9.01                      11/16/06

BLUE DOLPHIN ENERGY CO                  DE       5.02,9.01                      11/16/06

BODISEN BIOTECH, INC                    DE       2.02,8.01                      11/14/06

BOOKS A MILLION INC                     DE       2.02                           10/17/06

Branded Media CORP                      NV       4.01,9.01                      11/10/06

BRE PROPERTIES INC /MD/                 MD       8.01,9.01                      11/16/06

Brookdale Senior Living Inc.            DE       1.01,2.03,9.01                 11/15/06

BROOKE CORP                             KS       7.01,9.01                      11/13/06

Brownsville CO                          NV       1.01,9.01                      11/16/06

C H ROBINSON WORLDWIDE INC              DE       8.01,9.01                      11/16/06

CAPITAL ONE FUNDING, LLC                         8.01,9.01                      11/07/06

CAPRIUS INC                             DE       5.02,9.01                      11/13/06

CARRIZO OIL & GAS INC                   TX       7.01                           11/17/06

CASCADE NATURAL GAS CORP                WA       5.02                           11/14/06

CATALYTICA ENERGY SYSTEMS INC           DE       1.01,9.01                      09/22/05    AMEND

CATALYTICA ENERGY SYSTEMS INC           DE       1.01,9.01                      06/20/05    AMEND

CATERPILLAR INC                         DE       7.01                           11/17/06

CENTRAL HUDSON GAS & ELECTRIC CORP      NY       8.01,9.01                      11/17/06

CENTRUE FINANCIAL CORP                  DE       2.01,5.02,5.03,9.01            11/13/06

CHADMOORE WIRELESS GROUP INC            CO       4.02,5.02,8.01                 11/16/06

CHANNELL COMMERCIAL CORP                DE       1.01,9.01                      11/15/06

Chaparral Energy, Inc.                  DE       7.01,9.01                      11/16/06

CHARYS HOLDING CO INC                            1.01,2.03,9.01                 11/08/06

CHARYS HOLDING CO INC                            1.01,9.01                      06/20/06    AMEND

CHEESECAKE FACTORY INCORPORATED         DE       8.01,9.01                      11/16/06

CHESAPEAKE ENERGY CORP                  OK       5.04                           11/17/06

CHINA BIOPHARMACEUTICALS HOLDINGS INC   DE       8.01,9.01                      11/17/06

CHINA DIRECT TRADING CORP               FL       7.01,9.01                      11/16/06

CHINA DIRECT TRADING CORP               FL       7.01,9.01                      11/16/06

CHINA SECURITY & SURVEILLANCE TECHNOL   D8       2.02,9.01                      11/17/06

China Yingxia International, Inc.       FL       1.01,2.01,3.02,3.03,5.01, 	    05/12/06    AMEND
					 5.02,5.06,9.01
CLAIMSNET COM INC                       DE       1.01,2.03,9.01                 11/16/06

CLAYTON WILLIAMS ENERGY INC /DE         DE       1.01,9.01                      11/15/06

CLECO CORP                              LA       2.02,7.01,9.01                 11/10/06

CODORUS VALLEY BANCORP INC              PA       5.02                           07/26/06    AMEND

COMMERCE GROUP INC /MA                  MA       8.01,9.01                      11/17/06

COMVERSE TECHNOLOGY INC/NY/             NY       4.02,7.01,9.01                 11/14/06

CONOR MEDSYSTEMS INC                             8.01,9.01                      11/16/06

CONOR MEDSYSTEMS INC                             1.01,5.02,9.01                 11/16/06

CONSOLIDATED GRAPHICS INC /TX/          TX       8.01,9.01                      11/17/06

CONVERSION SERVICES INTERNATIONAL INC   DE       5.02,9.01                      11/17/06

Cooper-Standard Holdings Inc.           DE       2.02,9.01                      11/17/06

CORCEPT THERAPEUTICS INC                         3.01                           11/16/06

CORPORATE PROPERTY ASSOCIATES 16 GLOB   MD       7.01,9.01                      11/17/06

COSI INC                                DE       5.02,9.01                      11/13/06

COVANTA HOLDING CORP                    DE       8.01,9.01                      11/16/06

CREDIT SUISSE (USA) INC                 DE       9.01                           11/15/06

CROSS TIMBERS ROYALTY TRUST             TX       2.02,9.01                      11/17/06

CSG SYSTEMS INTERNATIONAL INC           DE       5.02,9.01                      11/16/06

CV THERAPEUTICS INC                     DE       8.01                           11/14/06

CWABS Asset-Backed Certificates Trust   DE       8.01,9.01                      09/25/06

CWABS Asset-Backed Certificates Trust   DE       8.01,9.01                      09/28/06

CWABS Asset-Backed Certificates Trust   DE       8.01,9.01                      09/29/06

DAKTRONICS INC /SD/                     SD       5.02                           11/16/06

DATALOGIC INTERNATIONAL INC             DE       1.01,3.02,5.02,8.01,9.01       10/31/06

DATAMEG CORP                            DE       8.01                           11/16/06

DAWSON GEOPHYSICAL CO                   TX       7.01,9.01                      11/14/06

DAYBREAK OIL & GAS INC                  WA       8.01,9.01                      11/13/06

DCT Industrial Trust Inc.               MD       2.02,9.01                      11/13/06

Dhanoa Minerals Ltd.                    NV       5.02,7.01,8.01,9.01            11/16/06

Diamond Foods Inc                       DE       7.01,9.01                      11/17/06

DIASYS CORP                             DE       8.01                           11/17/06

Dinewise, Inc.                          NV       1.01,9.01                      11/13/06

DNB FINANCIAL CORP /PA/                 PA       5.02,7.01,9.01                 11/14/06

DONALDSON CO INC                        DE       8.01,9.01                      11/17/06

DreamWorks Animation SKG, Inc.                   8.01,9.01                      11/15/06

DRIVER HARRIS CO                        NJ       1.03                           11/13/06

DUKE REALTY CORP                        IN       8.01,9.01                      11/16/06

DUKE REALTY LIMITED PARTNERSHIP/        IN       8.01,9.01                      11/16/06

DYAX CORP                               DE       5.02,9.01                      11/16/06

E COM VENTURES INC                      FL       8.01,9.01                      11/17/06

EATWARE CORP                            NV       1.01,9.01                      11/13/06

EBANK FINANCIAL SERVICES INC            GA       1.01,9.01                      11/14/06

EBIX INC                                DE       2.02,7.01,9.01                 11/14/06

EL CAPITAN PRECIOUS METALS INC          NV       5.02                           11/13/06

ELECTRONIC SYSTEMS TECHNOLOGY INC       WA       8.01,9.01                      11/13/06

ELECTRONICS FOR IMAGING INC             DE       3.01,8.01,9.01                 11/07/06

EMBARCADERO TECHNOLOGIES INC                     3.01,8.01,9.01                 11/15/06

EMC CORP                                MA       1.01,2.03,3.02,9.01            11/13/06

Emrise CORP                             DE       1.02,2.04,8.01                 11/13/06

ENCOMPASS HOLDINGS, INC.                NV       8.01,9.01                      11/16/06

ENDO NETWORKS INC                       TX       3.03,4.01,5.03,9.01            11/09/06

ENERGY PARTNERS LTD                     DE       8.01,9.01                      11/17/06

ENOVA SYSTEMS INC                       CA       8.01                           11/17/06

ENUCLEUS INC                            DE       5.02,9.01                      11/16/06

ENVIRONMENTAL SOLUTIONS WORLDWIDE INC   FL       1.01,2.03,9.01                 11/13/06

ENZO BIOCHEM INC                        NY       5.01                           11/16/06

EPLUS INC                               DE       1.01,9.01                      11/15/06

EQUITY INNS INC                         TN       1.01,2.03,9.01                 11/17/06

EUROWEB INTERNATIONAL CORP              DE       8.01                           11/13/06

EV Energy Partners, LP                  DE       1.01,2.02,5.02,9.01            11/10/06

EVANS BOB FARMS INC                     DE       5.02,9.01                      11/17/06

Federal Home Loan Bank of Boston        X1       7.01,9.01                      11/17/06

Federal Home Loan Bank of Boston        X1       5.02,9.01                      11/17/06

Federal Home Loan Bank of Pittsburgh    PA       5.02,9.01                      11/17/06

Federal Home Loan Bank of Pittsburgh    PA       7.01,9.01                      11/17/06

Federal Home Loan Bank of Topeka                 5.02,7.01,9.01                 11/17/06

FEDERAL TRUST CORP                      FL       5.02,8.01,9.01                 11/17/06

FEDERATED DEPARTMENT STORES INC /DE/    DE       8.01,9.01                      11/17/06

FEDERATED DEPARTMENT STORES INC /DE/    DE       8.01,9.01                      11/17/06

FelCor Lodging Trust Inc                MD       5.02,9.01                      11/13/06

FERMAVIR PHARMACEUTICALS, INC.          FL       1.01,3.02,3.03,9.01            11/15/06

First Horizon Asset Sec HELOC Notes S   DE       8.01,9.01                      11/17/06

FirstBank Financial Services, Inc.      GA       8.01,9.01                      11/17/06

Fit For Business International Inc      NV       1.01,3.02,4.01,5.02,9.01       11/13/06

FNB FINANCIAL SERVICES CORP             NC       8.01,9.01                      11/17/06

FOOT LOCKER INC                         NY       2.02,8.01,9.01                 11/15/06

FOOT LOCKER INC                         NY       1.01,9.01                      11/13/06

FOOT LOCKER INC                         NY       8.01,9.01                      11/17/06

FORCE PROTECTION INC                    NV       1.01,9.01                      11/09/06

FORD MOTOR CO                           DE       8.01                           11/14/06

FORD MOTOR CREDIT CO                    DE       8.01                           11/14/06

FOSTER WHEELER LTD                      D0       5.02,9.01                      11/15/06

FREMONT MORTGAGE SECURITIES CORP        DE       8.01,9.01                      11/03/06

FRONTIER FUND                           DE       4.02                           11/13/06

FURIA ORGANIZATION INC /DE/             DE       5.01,5.02,9.01                 11/17/06

GA Computer Sciences Inc.               NV       2.01,3.02,5.01,5.02,9.01       11/13/06

GABRIEL TECHNOLOGIES CORP               DE       8.01                           11/17/06

GENERAL COMPONENTS, INC.                NV       2.01,3.02,9.01                 11/01/06

GILEAD SCIENCES INC                     DE       2.01,9.01                      11/17/06

GLOBAL PAYMENTS INC                     GA       1.01,1.02,2.03,9.01            11/16/06

GLOBALSCAPE INC                         DE       1.01,3.02,5.03,7.01,9.01       11/13/06

GMH Communities Trust                   MD       2.02,9.01                      11/13/06

GOLD STANDARD INC                       UT       4.02                           11/08/06

GOODYEAR TIRE & RUBBER CO /OH/          OH       8.01,9.01                      11/16/06

Google Inc.                             DE       2.01,3.02,9.01                 11/13/06

GPS INDUSTRIES, INC.                    NV       1.01,2.03,3.02,5.02,5.03,9.01  11/13/06

GSAMP Trust 2006-HE7                    DE       8.01,9.01                      10/31/06    AMEND

HANDHELD ENTERTAINMENT, INC.            DE       2.01,2.03,8.01,9.01            11/14/06

Harbor Acquisition Corp.                DE       1.01,9.01                      11/14/06

HARBOR FLORIDA BANCSHARES INC           DE       8.01,9.01                      11/17/06

HARTFORD LIFE INSURANCE CO              CT       9.01                           11/17/06

HEWLETT PACKARD CO                      DE       5.02,5.03,9.01                 11/16/06

HIBBETT SPORTING GOODS INC              DE       2.02,7.01,9.01                 11/16/06

Hill International, Inc.                DE       9.01                           08/31/06    AMEND

HILLENBRAND INDUSTRIES INC              IN       2.02,9.01                      11/16/06

HOME DEPOT INC                          DE       5.02,9.01                      11/16/06

HONEYWELL INTERNATIONAL INC             DE       5.02                           11/14/06

Horizon Lines, Inc.                              8.01,9.01                      11/15/06

Hostopia.com Inc.                                2.02,9.01                      11/14/06

HUGOTON ROYALTY TRUST                   TX       2.02,9.01                      11/17/06

IASIS Healthcare LLC                    DE       2.02,9.01                      11/17/06

IDACORP INC                             ID       5.02,8.01                      11/17/06

IDEARC INC.                             DE       1.01,9.01                      11/13/06

IHOP CORP                               DE       8.01,9.01                      11/16/06

IMMEDIATEK INC                          NV       4.02                           11/13/06

IMPART MEDIA GROUP INC                  NV       2.02,7.01,9.01                 11/17/06

IMPERIAL INDUSTRIES INC                 DE       2.02,7.01,9.01                 11/14/06

IMPSAT FIBER NETWORKS INC               DE       8.01,9.01                      11/16/06

INFINITY CAPITAL GROUP, INC.            NV       1.01,7.01,9.01                 11/15/06

INFOTEC BUSINESS SYSTEMS INC            NV       1.01,3.02,9.01                 11/06/06

INFOTECH USA INC                        DE       1.01,9.01                      11/16/06

Ingen Technologies, Inc.                         1.01                           11/16/06

INNOVATIVE DESIGNS INC                  DE       8.01                           11/17/06

Intcomex, Inc.                          DE       8.01,9.01                      11/15/06

INTEGRATED DEVICE TECHNOLOGY INC        DE       5.02                           11/16/06

INTEGRATED PERFORMANCE SYSTEMS INC      NY       8.01,9.01                      11/14/06

INTELLIGROUP INC                        NJ       5.02                           11/13/06

INTERACTIVE DATA CORP/MA/               DE       5.02,9.01                      11/14/06

INTERLINK ELECTRONICS INC               DE       2.02,9.01                      11/16/06

International Power Group, Ltd.         DE       1.01                           11/09/06

INTERPUBLIC GROUP OF COMPANIES, INC.    DE       1.01,1.02,2.03,3.02,8.01,9.01  11/14/06

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      11/16/06

INVACARE CORP                           OH       1.01,2.04,9.01                 11/14/06

INVERNESS MEDICAL INNOVATIONS INC       DE       8.01                           11/17/06

IRIS INTERNATIONAL INC                  DE       5.02,9.01                      11/15/06

IRONCLAD PERFORMANCE WEAR CORP                   2.02,9.01                      11/14/06

ISONICS CORP                            CA       1.01,2.03,3.02,9.01            11/14/06

ITEX CORP                               NV       1.01,9.01                      11/03/06

IXIA                                    CA       3.01,9.01                      11/14/06

J CREW GROUP INC                        DE       1.01,9.01                      11/15/06

J P MORGAN CHASE & CO                   DE       9.01                           11/15/06

JEFFERSONVILLE BANCORP                  NY       2.02,9.01                      11/15/06

JL HALSEY CORP                                   2.02,9.01                      11/15/06

JOHNSON & JOHNSON                       NJ       8.01,9.01                      11/16/06

JOHNSON CONTROLS INC                    WI       5.02,5.03,9.01                 11/15/06

JOHNSON OUTDOORS INC                    WI       2.02,9.01                      11/17/06

KAHIKI FOODS INC                        OH       3.02                           11/16/06

KANSAS CITY SOUTHERN                    DE       8.01                           11/16/06

KEMET CORP                              DE       2.03                           11/17/06

KENEXA CORP                                      1.01,1.02,2.01,2.03,9.01       11/13/06

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                           11/16/06

KINDER MORGAN MANAGEMENT LLC            DE       7.01                           11/16/06

KINGSTON SYSTEMS INC                    DE       2.03                           11/17/06

KUHLMAN COMPANY, INC                    MN       1.01,2.03,3.02,5.03,7.01,9.01  11/13/06

KULICKE & SOFFA INDUSTRIES INC          PA       2.02,9.01                      11/17/06

LAKE AREA CORN PROCESSORS LLC                    2.02,9.01                      11/17/06

LAMSON & SESSIONS CO                    OH       5.02,9.01                      11/15/06

LASALLE HOTEL PROPERTIES                MD       7.01,8.01,9.01                 11/15/06

LASALLE HOTEL PROPERTIES                MD       3.02,8.01,9.01                 11/17/06

LASALLE HOTEL PROPERTIES                MD       3.03,5.03,8.01,9.01            11/14/06

LEHMAN ABS CORP BCKD TR CRTS TOYS R U   DE       8.01                           11/03/06

LIMITED BRANDS INC                      DE       1.01,7.01,9.01                 11/15/06

LONGS DRUG STORES CORP                  MD       7.01,9.01                      11/14/06

LOOKSMART LTD                           DE       5.02,7.01                      11/13/06

LYONDELL CHEMICAL CO                    DE       1.01,9.01                      11/15/06

M&F BANCORP INC /NC/                    NC       2.02                           11/16/06

MAINE & MARITIMES CORP                  ME       8.01                           11/17/06

MAINSTREET BANKSHARES INC               VA       4.01,8.01                      11/15/06

MAJOR CREATIONS INC                     NV       5.02                           11/16/06

MANAKOA SERVICES CORP                   NV       5.02,9.01                      11/16/06

MARKWEST ENERGY PARTNERS L P                     7.01,9.01                      11/17/06

MARLIN BUSINESS SERVICES CORP                    8.01,9.01                      11/15/06

MATTEL INC /DE/                         DE       7.01,9.01                      11/17/06

MATTHEWS INTERNATIONAL CORP             PA       2.02                           11/16/06

MAX RE CAPITAL LTD                               2.02,5.02,9.01                 11/13/06

MDC PARTNERS INC                        A6       2.01,9.01                      11/15/06

MEADE INSTRUMENTS CORP                  DE       1.01,9.01                      11/02/06    AMEND

MEDAREX INC                             NJ       3.01,9.01                      11/13/06

MEDCO HEALTH SOLUTIONS INC              DE       5.02                           11/13/06

MEGOLA INC                                       9.01                           11/17/06

MEMS USA INC                            NV       1.01,9.01                      10/31/06

MENS WEARHOUSE INC                      TX       1.01,8.01,9.01                 11/16/06

MERGE TECHNOLOGIES INC                  WI       2.05,9.01                      11/15/06

MERIDIAN RESOURCE CORP                  TX       5.02                           11/15/06

METROMEDIA INTERNATIONAL GROUP INC      DE       7.01,9.01                      11/16/06

MICROSEMI CORP                          DE       5.02,9.01                      11/13/06

MICROTUNE INC                           DE       8.01,9.01                      11/16/06

Millstream II Acquisition CORP          DE       1.01,9.01                      11/15/06    AMEND

MOHEGAN TRIBAL GAMING AUTHORITY                  8.01,9.01                      11/14/06

MOLINA HEALTHCARE INC                   DE       7.01,9.01                      11/16/06

MOSCOW CABLECOM CORP                    DE       8.01,9.01                      11/17/06

MOTHERS WORK INC                        DE       1.01,9.01                      11/14/06

MTI TECHNOLOGY CORP                     DE       5.02                           11/06/06

MUNICIPAL MORTGAGE & EQUITY LLC         DE       1.01,2.03,9.01                 11/13/06

MURPHY OIL CORP /DE                     DE       2.05,5.02,9.01                 11/13/06

MYOGEN INC                              DE       5.01,5.02,5.03,8.01,9.01       11/14/06

NATIONAL COAL CORP                      FL       2.02,9.01                      11/14/06

NATIONAL MEDICAL HEALTH CARD SYSTEMS    DE       2.02,2.04,3.01,9.01            11/14/06

NEURO-HITECH PHARMACEUTICALS INC        DE       1.01,3.02,9.01                 11/16/06

NEW CENTURY BANCORP INC                 NC       5.02,8.01,9.01                 11/14/06

NEW CENTURY FINANCIAL CORP              MD       1.01,2.03,9.01                 11/16/06

NEW JERSEY RESOURCES CORP               NJ       1.01,9.01                      11/15/06

New Sally Holdings, Inc.                DE       5.02,8.01,9.01                 11/13/06

NEWFIELD EXPLORATION CO /DE/            DE       8.01,9.01                      11/16/06

NEXMED INC                              NV       4.01,9.01                      11/14/06

NGAS Resources Inc                               8.01,9.01                      11/16/06

NIKE INC                                OR       5.02,9.01                      11/17/06

NISOURCE INC/DE                         DE       1.01,9.01                      11/15/06

Nissan Auto Lease Trust 2006-A          DE       1.01,9.01                      11/15/06

NORDSON CORP                            OH       1.01,8.01,9.01                 11/17/06

NORTH VALLEY BANCORP                    CA       8.01,9.01                      11/16/06

NORTHERN TECHNOLOGIES INTERNATIONAL C   DE       2.02,2.06,5.02,9.01            11/13/06

NORTHERN TRUST CORP                     DE       5.02,5.03,8.01,9.01            11/14/06

NOVASTAR FINANCIAL INC                  MD       7.01,9.01                      11/16/06

NOVELLUS SYSTEMS INC                    CA       5.02                           11/13/06

NowAuto Group, Inc.                     NV       2.02,7.01,9.01                 11/16/06

NPS PHARMACEUTICALS INC                 DE       5.02                           11/10/06    AMEND

OLD POINT FINANCIAL CORP                VA       7.01,9.01                      11/16/06

OMI CORP/M I                                     8.01,9.01                      11/16/06

Omni Financial Services, Inc.           GA       2.02,9.01                      11/17/06

ON2 TECHNOLOGIES, INC.                  DE       1.01,9.01                      04/29/05    AMEND

ONYX PHARMACEUTICALS INC                DE       8.01,9.01                      11/17/06

PACER INTERNATIONAL INC                 TN       5.02                           11/16/06

PANDA ETHANOL, INC.                     NV       1.01,9.01                      11/13/06

PAPERCLIP SOFTWARE INCE                 DE       1.01,2.01,3.02,3.03, 	        11/06/06    AMEND
					         5.01,5.02,9.01     
PAXAR CORP                              NY       5.02,7.01,9.01                 11/14/06

PEAPACK GLADSTONE FINANCIAL CORP        NJ       4.01,9.01                      11/10/06    AMEND

PENN OCTANE CORP                        DE       5.02                           11/13/06

PERCEPTRON INC/MI                       MI       1.01,8.01,9.01                 11/13/06

PEROT SYSTEMS CORP                      DE       7.01,9.01                      11/16/06

PHARMACYCLICS INC                       DE       8.01,9.01                      11/16/06

PHARMOS CORP                            NV       8.01,9.01                      11/14/06

PIONEER NATURAL RESOURCES CO            DE       1.01,2.04,5.03,7.01,9.01       11/14/06

PLAINS ALL AMERICAN PIPELINE LP         DE       7.01                           11/17/06

PLUG POWER INC                          DE       1.01,9.01                      10/30/06

PNM RESOURCES INC                       NM       7.01                           10/31/06

POMEROY IT SOLUTIONS INC                DE       8.01,9.01                      11/14/06

POWER INTEGRATIONS INC                  CA       3.01                           11/15/06

PUBLICARD INC                           PA       2.02,9.01                      11/16/06

PURE BIOFUELS CORP                      NV       3.02                           10/12/06

PURE BIOFUELS CORP                      NV       5.02                           11/10/06

QUADRAMED CORP                          DE       8.01                           11/16/06

QUIXOTE CORP                            DE       5.02,8.01,9.01                 11/15/06

R H DONNELLEY CORP                      DE       5.02                           11/14/06

R&G FINANCIAL CORP                      PR       8.01                           11/17/06

R&R ACQUISITION IV, INC                 NJ       1.01,3.02,5.01,5.02,8.01,9.01  11/17/06

RAINING DATA CORP                       DE       5.02                           11/15/06

RAINMAKER SYSTEMS INC                   CA       1.01,2.03,9.01                 11/13/06

RARE HOSPITALITY INTERNATIONAL INC      GA       1.01,8.01,9.01                 11/14/06

RECKSON ASSOCIATES REALTY CORP          MD       8.01,9.01                      11/16/06

RED HAT INC                             DE       3.01,9.01                      11/17/06

REPROS THERAPEUTICS INC.                DE       2.02,9.01                      11/13/06

Republic Property Trust                 MD       5.02                           11/13/06

Residential Asset Securitization Trus            8.01,9.01                      11/03/06

RESIDENTIAL CAPITAL, LLC                DE       7.01,9.01                      11/15/06

RIO VISTA ENERGY PARTNERS LP            DE       5.02                           11/13/06

RIVIERA HOLDINGS CORP                   NV       1.01,5.02                      11/17/06

RONSON CORP                             NJ       8.01,9.01                      11/16/06

ROPER INDUSTRIES INC /DE/               DE       5.03,9.01                      11/16/06

ROYAL CARIBBEAN CRUISES LTD                      7.01                           11/17/06

ROYAL CARIBBEAN CRUISES LTD                      5.02                           11/17/06

RYLAND GROUP INC                        MD       2.03,9.01                      11/17/06

SAFENET INC                             DE       3.01,9.01                      11/14/06

SALAMON GROUP INC                                4.01                           11/16/06

SALON MEDIA GROUP INC                   DE       8.01                           11/15/06

SANFILIPPO JOHN B & SON INC             DE       3.01,9.01                      11/14/06

SCANSOURCE INC                          SC       3.01,9.01                      11/14/06

SCHERING PLOUGH CORP                    NJ       8.01                           11/16/06

SCHOOL SPECIALTY INC                    WI       8.01,9.01                      11/17/06

Scientigo, Inc.                         DE       8.01                           11/13/06

SCO GROUP INC                           DE       5.02,9.01                      11/13/06

SEABRIGHT INSURANCE HOLDINGS INC                 5.02                           11/14/06

SELECTICA INC                           DE       3.01,9.01                      11/14/06

SELECTICA INC                           DE       2.05                           11/15/06

SENDTEC, INC.                                    8.01,9.01                      11/17/06

SENIOR HOUSING PROPERTIES TRUST         MD       1.01,2.03,9.01                 11/15/06

SERVICE CORPORATION INTERNATIONAL       TX       8.01,9.01                      11/17/06

Shire plc                                        8.01,9.01                      11/16/06

SIENA TECHNOLOGIES, INC.                NV       1.01,3.02,9.01                 11/13/06

SIERRA PACIFIC RESOURCES /NV/           NV       8.01,9.01                      11/15/06

SKYLYNX COMMUNICATIONS INC              DE       3.01                           11/16/06

SMART Modular Technologies (WWH), Inc            2.02                           11/17/06

SMART ONLINE INC                                 5.02,5.03,9.01                 11/17/06

SMTC CORP                               DE       2.02,9.01                      11/13/06

SMUCKER J M CO                          OH       2.02,9.01                      11/17/06

SPECTRALINK CORP                        CO       5.02                           11/17/06

SPEEDUS CORP                            DE       2.02,9.01                      11/14/06

Sports Source Inc                                8.01,9.01                      11/17/06

SPRINT NEXTEL CORP                      KS       8.01,9.01                      11/17/06

STERLING BANCORP                        NY       8.01                           11/16/06

STERLING BANCSHARES INC                 TX       1.01,9.01                      11/13/06

STRATEGIC DISTRIBUTION INC              DE       8.01,9.01                      11/16/06

Structured Asset Mortgage Investments   DE       9.01                           10/31/06

STRUCTURED PRODUCTS CORP CORTS TR FOR   DE       8.01,9.01                      11/15/06

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      11/16/06

SUMMIT FINANCIAL GROUP INC              WV       2.05,2.06,9.01                 11/15/06

Tarpon Industries, Inc.                 MI       2.02,9.01                      11/16/06

TECHNOLOGY SOLUTIONS COMPANY            DE       5.02,9.01                      11/17/06

TECUMSEH PRODUCTS CO                    MI       3.01,7.01,9.01                 11/15/06

TEGAL CORP /DE/                         DE       1.01,2.02,9.01                 11/13/06

TEKOIL & GAS CORP                       DE       1.01,3.02,9.01                 11/13/06

TEXTRON FINANCIAL CORP                  DE       1.01,2.03,9.01                 11/16/06

TEXTRON INC                             DE       1.01,2.03,9.01                 11/17/06

THIRD CENTURY BANCORP                            2.02,9.01                      11/17/06

THORNBURG MORTGAGE INC                  MD       8.01,9.01                      11/15/06

TIER TECHNOLOGIES INC                   DE       2.02,9.01                      11/14/06

TIER TECHNOLOGIES INC                   DE       5.02                           11/13/06

TIMBERLAND BANCORP INC                  WA       8.01,9.01                      11/16/06

TITANIUM METALS CORP                    DE       9.01                           08/02/05    AMEND

Tix CORP                                DE       7.01,9.01                      11/15/06

TOLEDO EDISON CO                        OH       2.03,9.01                      11/16/06

TORCH ENERGY ROYALTY TRUST              DE       2.02,9.01                      11/17/06

TOWER FINANCIAL CORP                    IN       5.02,8.01,9.01                 11/14/06

Tower Group, Inc.                       DE       1.01,3.02,9.01                 11/13/06

TRACTOR SUPPLY CO /DE/                  DE       5.02,9.01                      11/10/06

TRANS LUX CORP                          DE       8.01,9.01                      11/17/06

TRANS WORLD ENTERTAINMENT CORP          NY       2.02,7.01,9.01                 11/16/06

TransDigm Group INC                     DE       2.02,9.01                      11/17/06

TRIBEWORKS INC                          DE       2.01,9.01                      01/20/06    AMEND

TRIDENT MICROSYSTEMS INC                DE       3.01,9.01                      11/13/06

TRUSTMARK CORP                          MS       5.02                           11/14/06

TVIA INC                                DE       4.02,9.01                      11/15/06

U S PHYSICAL THERAPY INC /NV            NV       8.01                           11/17/06

UNION PACIFIC CORP                      UT       5.02                           11/16/06

UNIONBANCORP INC                        DE       2.01,5.02,5.03,9.01            11/13/06

UNITED RETAIL GROUP INC/DE              DE       2.02,9.01                      11/16/06

UNITY WIRELESS CORP                     DE       4.02                           11/17/06

URANIUM RESOURCES INC /DE/              DE       8.01,9.01                      11/14/06

UREX ENERGY CORP.                                5.02,9.01                      11/07/06

US AIRWAYS GROUP INC                    DE       8.01,9.01                      11/17/06

VALLEY NATIONAL BANCORP                 NJ       5.02                           11/13/06

VERIZON COMMUNICATIONS INC              DE       1.01,8.01,9.01                 11/13/06

VICTORY ENERGY CORP                     NV       5.03                           09/01/06

VIEWPOINT CORP                          DE       5.03,9.01                      11/14/06

VISTA GOLD CORP                                  8.01,9.01                      11/16/06

VITAL IMAGES INC                        MN       1.01,9.01                      11/16/06

VITAL IMAGES INC                        MN       1.01                           11/16/06    AMEND

VIVUS INC                               CA       1.01,8.01,9.01                 11/17/06

WALTER INDUSTRIES INC /NEW/             DE       8.01                           11/16/06

WaMu Mortgage Pass-Through Certificat   DE       6.01                           11/17/06

WARWICK VALLEY TELEPHONE CO             NY       5.02,9.01                      11/17/06

WATERFORD GAMING LLC                    DE       8.01                           11/17/06

WEBSIDESTORY INC                        CA       8.01                           11/17/06

WENDYS INTERNATIONAL INC                OH       8.01,9.01                      11/17/06

WESTBOROUGH FINANCIAL SERVICES INC      MA       1.01,9.01                      11/13/06

WHEELING PITTSBURGH CORP /DE/           DE       8.01,9.01                      11/17/06

WILLIS GROUP HOLDINGS LTD               D0       1.01,7.01,9.01                 11/16/06

WITNESS SYSTEMS INC                     DE       3.01                           11/15/06

WORKSTREAM INC                                   3.01                           11/13/06

WORLD ENERGY SOLUTIONS, INC.            FL       1.01,3.02                      11/17/06

WYNN RESORTS LTD                                 8.01,9.01                      11/17/06

YOUBET COM INC                          DE       8.01,9.01                      11/16/06

YUM BRANDS INC                          NC       5.02,8.01,9.01                 11/17/06

ZILA INC                                DE       1.01,2.03,3.02,9.01            11/13/06

ZYNEX MEDICAL HOLDINGS INC              NV       4.02                           11/13/06

ZYNEX MEDICAL HOLDINGS INC              NV       4.02                           11/13/06    AMEND