SEC NEWS DIGEST


   Issue 2007-39 					February 28, 2007



   COMMISSION ANNOUNCEMENTS


   SEC CHAIRMAN NAMES JONATHAN BURKS AS DIRECTOR OF OFFICE OF LEGISLATIVE
   AND INTERGOVERNMENTAL AFFAIRS

   Chairman Christopher Cox announced today that Jonathan W.  Burks  will
   join the Commission as Director of  the  newly  designated  Office  of
   Legislative and Intergovernmental Affairs.

   Previously the Office  of  Legislative  Affairs,  the  agency's  staff
   liaison with Congress has been renamed to reflect its responsibilities
   in dealing with matters involving other federal agencies  as  well  as
   state governments. The renaming marks a return to  the  unit's  roots:
   until 2002, it  had  been  called  the  Office  of  Congressional  and
   Intergovernmental Affairs.

   Mr. Burks is well equipped to deal with the broad responsibilities  he
   will assume as head of the Office, having served in top  positions  in
   the White House, the Department of Treasury, and on Capitol  Hill.  He
   is currently chief of staff for the 185-person Office of International
   Affairs at the  Department  of  Treasury,  serving  simultaneously  as
   Senior Advisor to  the  Under  Secretary  for  International  Affairs.
   Previously, he served as Acting Executive Secretary of the  Department
   of Treasury.

   In 2005 Mr. Burks was Policy Advisor on the transition team to  assist
   with  the  creation  of  the  Office  of  the  Director  of   National
   Intelligence.  From  2001  to  2005,  he  held  various  senior  staff
   positions in the White  House,  including  Special  Assistant  to  the
   President for Policy.

   During the 1990s, Mr. Burks served as a Policy Analyst for  the  House
   Policy Committee under then-Chairman Cox.

   "Jon's experience in both the legislative and executive  branches,  as
   well as his demonstrated management ability, will well serve the  long
   tradition of outstanding relations between the SEC and the  Congress,"
   Chairman Cox  said.  "His  thorough  knowledge  and  understanding  of
   financial markets, and in particular  the  cutting-edge  international
   issues facing the Commission, will be an asset not only to this agency
   but to all of the congressional members and staff whom his office will
   serve. During his service at the Treasury, he has  amply  demonstrated
   his dedication to maintaining  the  integrity  and  strength  of  U.S.
   markets in an era of unprecedented global competition."

   "A vibrant dialogue among the  Commission,  the  Congress,  and  other
   governmental agencies at all levels is critical to the success of  the
   SEC's mission of investor protection, market  integrity,  and  capital
   formation," Mr. Burks said. "The agency has a long and  proud  history
   of outstanding relations with the Congress,  and  I  look  forward  to
   building on that solid foundation.  I  particularly  look  forward  to
   working  with  the   Office's   dedicated   and   talented   team   of
   professionals."

   Mr. Burks holds a bachelor's degree  from  the  Georgetown  University
   School of Foreign Service. He will join the staff of the Commission on
   March 5, 2007. (Press Rel. 2007-25)


   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF ROBERT NESS, JR.

   On  February  27,  the  Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Rule 102(e) of the Commission's
   Rules of Practice, Making Findings  and  Imposing  Remedial  Sanctions
   (Order) against Robert  A.  Ness,  Jr.,  an  accountant  who  holds  a
   certificate in the State of Washington. Ness served as  Controller  of
   Metropolitan Mortgage & Securities  Co.,  Inc.  from  2001  until  his
   termination in April 2004.

   On Sept. 26, 2005, the Commission filed a complaint  against  Ness  in
   SEC v. Robert A. Ness, et al. (Civil Action No. 2:05-CV-1631). On Feb.
   2, 2007, the court entered an order  permanently  enjoining  Ness,  by
   consent, from future violations of Section 17(a) of the Securities Act
   of 1933, Sections 10(b) and 13(b)(5) of the  Exchange  Act  and  Rules
   10b-5, 13a-14, 13b2-1 and 13b2-2 thereunder, and aiding  and  abetting
   violations of Sections  13(a),  13(b)(2)(A)  and  13(b)(2)(B)  of  the
   Exchange Act and  Rules  12b-20,  13a-1  and  13a-13  thereunder.  The
   Commission's complaint alleged, among other things, that Ness, at  the
   direction of  Metropolitan's  former  President  and  Chief  Executive
   Officer, approved the use of an  accounting  treatment  that  did  not
   comply with  Generally  Accepted  Accounting  Principles  (GAAP).  The
   inappropriate accounting treatment recognized the full gain on several
   sales of real estate immediately, when one or  more  of  the  criteria
   required by GAAP had not been met. To facilitate the real estate sales
   Metropolitan had financed all or nearly all of the sales prices to the
   buyers. Under GAAP, recognition of the full gain on these real  estate
   sales was not permitted until various  criteria  were  met  including,
   that the buyers make  their  own  substantial  initial  down  payments
   demonstrating their commitments to pay  for  the  properties.  Despite
   this, Ness approved the immediate recognition of the full gain for the
   transactions even though he knew, or was reckless in not knowing, that
   such accounting treatment was a departure from GAAP  and  contrary  to
   the  advice  Metropolitan  had  received   from   its   auditor.   The
   fraudulently   recorded   income   from   the   transactions   allowed
   Metropolitan to report a net profit for the third  fiscal  quarter  of
   2002 and the 2002 fiscal year instead of a net loss.

   Based on  the  above,  the  Order  suspends  Ness  from  appearing  or
   practicing before the Commission as an accountant. Under the terms  of
   the Order, after a period of five years from the date  of  the  Order,
   Ness may submit an application to the  Commission  for  reinstatement.
   Ness consented to the issuance  of  the  Order  without  admitting  or
   denying any of the findings in the Order. (Rels.  34-55359;  AAE  Rel.
   2566; File No. 3-12575)

   IN THE MATTER OF AMIR ROSENTHAL

   On  February  28,  the  Commission   issued   an   Order   Instituting
   Administrative  Proceedings  Pursuant  to  Section   203(f)   of   the
   Investment Advisers Act of 1940, Making Findings and Imposing Remedial
   Sanctions  (Order)  against  Amir  Rosenthal.  The  Order  finds  that
   Rosenthal was the managing member of Aragon Capital Management LLC,  a
   Delaware limited liability company set up by Rosenthal in 2003 to  act
   as the General Partner of, and investment adviser to, Aragon  Partners
   LP (Aragon Partners). Aragon Partners is the  Rosenthal  family  hedge
   fund and Rosenthal traded for the benefit of himself and his family in
   the Aragon Partners' brokerage account. Aragon was not registered with
   the Commission as an investment adviser. On Feb.  8,  2007,  Rosenthal
   pled guilty to one count of conspiracy to commit securities  fraud  in
   violation of Title 18 United States Code, Section 371 before the  U.S.
   District Court for the Eastern District of New York, in United  States
   v. Amir Rosenthal, 07 CR 069. The count of the criminal information to
   which Rosenthal pled guilty alleged,  inter  alia,  that  on  multiple
   occasions, Rosenthal engaged in transactions in the securities of Taro
   Pharmaceutical Industries, Inc. (Taro) while knowingly  in  possession
   of material, non-public information and conveyed that  information  to
   others who traded in Taro securities. The  criminal  information  also
   alleged that Rosenthal received a $60,000 kickback from a  tippee  for
   the inside information.

   Based on the above, the Order bars  Amir  Rosenthal  from  association
   with any investment adviser. Amir Rosenthal consented to the  issuance
   of the Order without admitting or denying any of the findings  in  the
   Order. (Rel. IA-2594; File No. 3-12576)

   SEC CHARGES FORMER GENERAL COUNSEL OF MCAFEE,  INC.  FOR  FRAUDULENTLY
   RE-PRICING OPTION GRANTS

   The Commission today charged  Kent  H.  Roberts,  the  former  General
   Counsel and Corporate Secretary of McAfee, Inc., with securities fraud
   for wrongfully re-pricing McAfee stock option grants  awarded  to  him
   and others in an effort to secretly increase the value of the  grants.
   The Commission's complaint alleges that Roberts, secretly and  without
   authorization, changed the grant date of a February 2000 grant made to
   him in order to take advantage of McAfee's then-declining stock price,
   which  increased  the  potential  value  of  his   option   grant   by
   approximately $197,500. Roberts concealed his fraudulent re-pricing by
   filing false stock ownership  reports  with  the  Commission,  and  by
   failing to properly disclose in a McAfee  proxy  statement,  which  he
   signed, that the grant  had  been  illicitly  re-priced  to  confer  a
   potential benefit of approximately $197,500 on Roberts.

   The complaint also alleges that in 2002, Roberts, in his  capacity  as
   secretary  of  the  compensation  committee  of  McAfee's   board   of
   directors, falsified the minutes of a compensation committee  meeting,
   and directed the company to issue a  420,000  share  option  grant  to
   McAfee's chief executive a day later than the committee had  directed.
   By re-dating the grant to a day after the committee's  intended  grant
   date,  Roberts  gave  the  chief  executive  a  potential  benefit  of
   approximately $739,200, due to  an  intervening  decline  in  McAfee's
   stock price. Roberts later  signed  a  company  proxy  statement  that
   misleadingly described the chief executive's option grants, and failed
   to disclose that the CEO had received an extra $739,200  of  potential
   value due to the unauthorized re-pricing.

   Roberts was terminated from his positions at McAfee, Inc. in May 2006,
   after he confessed his option re-pricing to members of McAfee's  board
   of directors. Roberts did so as  McAfee  was  conducting  an  internal
   investigation into option granting practices.

   Roberts is charged with violating  Section  10(b)  of  the  Securities
   Exchange Act of 1934 (Exchange Act), and Rule  10b-5  thereunder,  the
   antifraud provisions; with violating Section 13(b)(5) of the  Exchange
   Act and Rule 13b2-1 thereunder, for circumventing  internal  controls;
   and with violating Section 16(a) of the Exchange Act, and  Rule  16a-3
   thereunder, regarding disclosures of stock ownership by public company
   officers. He is also charged with violating, and aiding  and  abetting
   violations by McAfee, Section 14(a) of the Exchange Act and Rules 14a-
   3 and 14a-9 thereunder for proxy statement disclosure violations.  The
   Commission is  seeking  injunctive  relief,  disgorgement,  and  money
   penalties against Roberts, in addition to a permanent bar to  prohibit
   Roberts from serving as an officer or director of  a  public  company.
   [SEC v. Kent H. Roberts, USDC,  District  of  Columbia,  Civil  Action
   No.07-CV-00407 D.D.C.] (LR-20020; AAE Rel. 2567; Press Rel. 2007-26)

   SEC CHARGES CORPORATE ATTORNEY WITH SECURITIES FRAUD AND OBTAINS ASSET
   FREEZE

   The Commission announced today that it filed an injunctive  action  in
   U.S. District Court for the Southern District  of  New  York  alleging
   that from approximately January 2006 to February 2007, Louis W. Zehil,
   a corporate attorney, and two entities he  controlled,  Strong  Branch
   Ventures IV LP and Chestnut Capital Partners II,  LLC,  engaged  in  a
   fraudulent scheme to obtain and sell to the investing public  millions
   of shares of securities in violation of the antifraud and registration
   provisions of the federal securities laws. With  the  consent  of  the
   parties,  Judge  Preska  entered  an  order  granting  a   preliminary
   injunction, an asset freeze, the appointment of a receiver  and  other
   relief.

   Zehil, age 41, was until recently a  partner  with  the  law  firm  of
   McGuireWoods LLP. Zehil is a resident of Ponte  Vedra  Beach,  Florida
   and  worked  at  the  firm's  offices  in  New  York,  New  York,  and
   Jacksonville, Florida.

   The Complaint alleges that between January  2006  and  February  2007,
   Zehil represented seven public companies in  issuing  their  stock  in
   PIPE transactions (private investments in public  equity).  The  seven
   public companies were Gran Tierra Energy, Inc.,  Foothills  Resources,
   Inc., MMC Energy, Inc.,  Alternative  Energy  Sources,  Inc.,  Ethanex
   Energy, Inc., GoFish Corp., and Kreido BioFuels, Inc. At all  relevant
   times, their common stock  was  registered  with  the  Commission  and
   quoted on  the  OTC-BB.  In  these  PIPE  transactions  (as  in  PIPEs
   generally), the investors purchase restricted stock at a  discount  to
   market price.

   The Complaint also alleges  that  Zehil  personally  invested  in  the
   issuers'  PIPE  transactions  through  Strong  and  Chestnut.  In  the
   subscription agreements for  each  PIPE  transaction,  the  Defendants
   agreed (as all the PIPE subscribers did) that the shares they received
   would be issued with  restrictive  legends  until  such  time  as  the
   issuers filed registration statements  with  the  Commission  and  the
   Commission declared them effective. As counsel for the issuers,  Zehil
   then sent letters  to  the  issuers'  transfer  agents  directing  the
   issuance of shares to the PIPE subscribers. Zehil's letters instructed
   that all the shares should bear restrictive legends except the  shares
   issued to his entities, Strong and Chestnut. Zehil's  letters  stated,
   falsely, that the shares issued to Strong and Chestnut satisfied legal
   criteria to be issued without restrictive legend. As a result of their
   fraudulent conduct, the Defendants were able to receive shares without
   restrictive legends, which they quickly sold into the  public  market,
   and generated illicit profits of at least $17 million

   The complaint  charges  Zehil,  Strong  and  Chestnut  with  violating
   Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933,  Section
   10(b)  of  the  Securities  Exchange  Act  of  1934  and  Rule   10b-5
   thereunder.

   The Court granted, among other relief, a preliminary injunction  order
   which included an asset freeze and the appointment of a receiver  over
   Strong and Chestnut. In its  enforcement  action,  the  Commission  is
   seeking additional  relief,  including  orders  permanently  enjoining
   Zehil, Strong and Chestnut from committing future  violations  of  the
   foregoing federal securities  laws,  and  a  final  judgment  ordering
   Zehil, Strong and Chestnut to disgorge ill-gotten gains, and assessing
   civil penalties. [SEC v. Louis W. Zehil, et al., Civil Action  No.  07
   CV 1439 (LAP) (SDNY)] (LR-20021)


   INVESTMENT COMPANY ACT RELEASES


   NASDAQ-100 TRUST, SERIES 1, ET AL.

   A notice has been issued giving interested  persons  until  March  19,
   2007, to request a hearing  on  an  application  filed  by  Nasdaq-100
   Trust, Series 1, et al. for an order to permit (a)  Nasdaq-100  Trust,
   Series 1 (Trust), a unit investment trust whose portfolio consists  of
   the component stocks of the Nasdaq-100 Index, to issue shares (Nasdaq-
   100 Shares) that  are  only  redeemable  in  large  aggregations;  (b)
   secondary  market  transactions  in  Nasdaq-100  Shares  to  occur  at
   negotiated prices; (c) dealers to sell Nasdaq-100 Shares to purchasers
   in the secondary market unaccompanied by a prospectus when  prospectus
   delivery is not required by the Securities Act of 1933; (d) the Trust,
   rather than PowerShares Capital  Management  LLC  (Sponsor),  to  bear
   certain expenses associated with the maintenance  of  the  Trust;  (e)
   certain affiliated persons of the Trust to  deposit  securities  into,
   and receive securities from, the Trust in connection with the purchase
   and redemption of Nasdaq-100 Shares; and (f) the  Trust  to  reimburse
   the Sponsor for payment of an annual licensing fee to The Nasdaq Stock
   Market, Inc. (Rel. IC-27740 - February 27)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change filed by the Chicago Stock Exchange to  specify
   that a "SOLD" indicator must be affixed  to  a  trade  to  the  extent
   required by the applicable intermarket trade reporting plans  (SR-CHX-
   2007-01)  has  become  effective  under  Section  19(b)(3)(A)  of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of February 26. (Rel. 34-55319)

   A proposed rule change filed by the Chicago Stock Exchange regarding a
   change to the Trading Phase Date (SR-CHX-2007-03) has become effective
   under Section 19(b)(3)(A) of the  Securities  Exchange  Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   February 26. (Rel. 34-55334)

   A proposed rule change filed by the NYSE  Arca,  Inc.  clarifying  the
   operative date of rules relating to Regulation NMS  (SR-NYSEArca-2007-
   18) has become effective under Section 19(b)(3)(A) of  the  Securities
   Exchange Act of 1934. Publication is expected in the Federal  Register
   during the week of February 26. (Rel. 34-55340)

   A proposed rule change filed by the National Association of Securities
   Dealers to make conforming  changes  to  the  rules  relating  to  the
   NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF consistent with the  new
   requirements of Regulation NMS (SR-NASD-2007-014) has become effective
   under Section 19(b)(3)(A) of the  Securities  Exchange  Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   March 5. (Rel. 34-55346)

   A proposed rule change (SR-NYSEArca-2007-19) filed by the NYSE Arca to
   extend the standard position and  exercise  limit  pilot  program  has
   become effective under Section 19(b)(3)(A) of the Securities  Exchange
   Act of 1934. Publication is expected in the  Federal  Register  during
   the week of March 5. (Rel. 34-55347)

   A proposed rule change (SR-NASDAQ-2007-007) filed by The NASDAQ  Stock
   Market regarding technical and conforming  changes  to  Nasdaq's  7000
   Series Rules has become effective under  Section  19(b)(3)(A)  of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of March 5. (Rel. 34-55355)

   A proposed rule change (SR-CBOE-2007-16) filed by  the  Chicago  Board
   Options Exchange relating to an extension of the dividend, merger  and
   short stock interest strategies  fee  cap  pilot  program  has  become
   immediately  effective  pursuant  to  Section   19(b)(3)(A)   of   the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of March 5. . (Rel. 34-55357)

   PROPOSED RULE CHANGES

   NYSE Arca, through its wholly owned subsidiary,  NYSE  Arca  Equities,
   Inc., filed a proposed rule change (SR-NYSEArca-2007-14) to amend  its
   listing standards applicable to Investment Company Units.  Publication
   is expected in the Federal Register during the week  of  February  26.
   (Rel. 34-55339)

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2007-12) to amend Section 703.16 of the NYSE Listed Company Manual  to
   eliminate the requirement  regarding  index  calculation  methodology.
   Publication is expected in the Federal Register  during  the  week  of
   February 26. (Rel. 34-55343)

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2007-15) regarding the amendment of NYSE Rule 300 relating to  trading
   licenses. Publication is expected in the Federal Register  during  the
   week of March 5. (Rel. 34-55345)

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2006-71) to list and trade nine series  of  Exchange-Traded  Notes  of
   Barclays Bank PLC linked to the performance of sub-indices of the  Dow
   Jones - AIG Commodity IndexSM. Publication is expected in the  Federal
   Register during the week of March 5. (Rel. 34-55352)

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2007-04) relating to approval of fee for NYSE Real-Time Trade  Prices.
   Publication is expected in the Federal Register  during  the  week  of
   March 5. (Rel. 34-55354)

   ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

   The Commission granted accelerated approval to a proposed rule  change
   (SR-NASDAQ-2006-057) submitted by The NASDAQ  Stock  Market  to  trade
   certain CurrencyShare Trusts pursuant to unlisted trading  privileges.
   Publication is expected in the Federal Register  during  the  week  of
   February 26. (Rel. 34-55344)

   The Commission granted accelerated approval to a proposed rule  change
   (SR-Amex-2007-18)  and  Amendment  No.  1  thereto  submitted  by  the
   American Stock Exchange  under  Section  19(b)(1)  of  the  Securities
   Exchange Act of 1934 relating to fee changes. Publication is  expected
   in the Federal Register during the week of March 5. (Rel. 34-55348)

   The Commission provided notice of  Amendment  No.  3  to  and  granted
   accelerated approval of a proposed rule change (SR-NASD-2005-146)  and
   Amendment Nos. 2 and 3 thereto, filed by the National  Association  of
   Securities Dealers to  expand  the  scope  of  IM-2110-2  relating  to
   trading ahead of customer limit orders to  apply  to  all  OTC  equity
   securities. Publication is expected in the Federal Register during the
   week of March 5. (Rel. 34-55351)

   The Commission granted accelerated approval of a proposed rule  change
   (SR-NASDAQ-2007-011) filed  by  The  NASDAQ  Stock  Market  to  permit
   trading pursuant to unlisted trading privileges of shares of 93  funds
   of the  Proshares  Trust.  Publication  is  expected  in  the  Federal
   Register during the week of March 5. (Rel. 34-55353)

   APPROVAL OF PROPOSED RULE CHANGE

   The Commission approved a proposed rule change (SR-OCC-2006-08)  filed
   by The Options Clearing Corporation to amend Article XII (Futures  and
   Futures Options),  Section  3  (Adjustments  to  Futures  and  Futures
   Options) of OCC's By-Laws to conform to the changes  adopted  in  rule
   change SR-OCC-2006-01, which amended Article VI (Clearance of Exchange
   Transactions), Section 11A (Adjustments for Stock  Option  Contracts).
   Publication is expected in the Federal Register  during  the  week  of
   March 5. (Rel. 34-55349


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.



SB-2    Rite Time Mining, Inc., 47395 MONROE ST. #274, INDIO, CA, 92201, 
        760-413-8976 - 1,250,000 ($25,000.00) Equity, (File 333-140900 - 
        Feb. 27) (BR. 04)

S-8     AVNET INC, 2211 SOUTH 47TH STREET, PHOENIX, AZ, 85034, 4806432000 - 
        5,000,000 ($178,250,000.00) Equity, (File 333-140903 - Feb. 27) 
        (BR. 10A)

S-8     ARTES MEDICAL INC, 5870 PACIFIC CENTER BLVD, SAN DIEGO, CA, 92121, 
        858-550-9999 - 0 ($56,977,034.09) Equity, (File 333-140904 - Feb. 27) 
        (BR. 01C)

S-8     HEMIS CORP, NEUHOFSTRASSE 8, DUEBENDORF, V8, 8600, (702) 387-2382 - 
        10,000,000 ($19,000,000.00) Equity, (File 333-140905 - Feb. 27) 
        (BR. 04A)

S-8     Saifun Semiconductors Ltd., 45 HAMELACHA STREET, 
        SAPPIR INDUSTRIAL PARK, NETANYA, L3, 42504, 01197298928444 - 
        700,000 ($9,569,000.00) Equity, (File 333-140906 - Feb. 27) (BR. 10C)

S-1     ENERGY XXI (BERMUDA) LTD, CANONS COURT, 
        22 VICTORIA STREET PO BX HM 1179, HAMILTON, D0, 00000, 713 351 3003 - 
        76,293,930 ($383,123,839.20) Equity, (File 333-140916 - Feb. 27) 
        (BR. 04A)

S-8     YAHOO INC, 4083493300 - 0 ($623,723.00) Equity, (File 333-140917 - 
        Feb. 27) (BR. 03B)

SB-2    GREEN ENERGY CORP, 9600 E ARAPAHOE RD, SUITE 260, ENGLEWOOD, CO, 80111, 
        (303) 790-8503 - 329,702 ($168,148.00) Equity, (File 333-140918 - 
        Feb. 27) (BR. )

S-8     RAINING DATA CORP, 25A TECHNOLOGY DRIVE, IRVINE, CA, 92618, 
        949-442-4400 - 0 ($4,577,768.00) Equity, (File 333-140919 - Feb. 27) 
        (BR. 03B)

S-8     MED GEN INC, 7284 W PALMETTO ROAD, SUITE 106, BOCA RATON, FL, 33433, 
        5617501100 - 300,000,000 ($1,530,000.00) Equity, (File 333-140920 - 
        Feb. 27) (BR. 01B)

S-3ASR  INTEGRYS ENERGY GROUP, INC., 130 EAST RANDOLPH DRIVE, CHICAGO, IL, 
        60601, 800-699-1269 - 4,000,000 ($227,120,000.00) Equity, 
        (File 333-140921 - Feb. 27) (BR. 02B)

S-8     BARNES GROUP INC, 123 MAIN ST, BRISTOL, CT, 06010, 8605837070 - 
        2,900,000 ($66,932,000.00) Equity, (File 333-140922 - Feb. 27) (BR. 06C)

S-3     HSI ASSET SECURITIZATION CORP, 452 FIFTH AVENUE, NEW YORK, NY, 10018, 
        212 525-8119 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, 
        (File 333-140923 - Feb. 27) (BR. 05)

SB-2    TSEVNI REAL ESTATE GROUP INC, 8018 E SANTA ANA CANYON RD, SUITE 100-48, 
        ANAHEIM, CA, 92808, 714-398-8004 - 1,283,000 ($160,375.00) Equity, 
        (File 333-140924 - Feb. 27) (BR. )

S-8     SUB SURFACE WASTE MANAGEMENT OF DELAWARE INC, 5922-B FARNSWORTH COURT, 
        CARLSBAD, CA, 92008, 760-918-1860 - 20,000,000 ($600,000.00) Equity, 
        (File 333-140925 - Feb. 27) (BR. 06B)

S-8     ADAM INC, 1600 RIVEREDGE PARKWAY, STE 800, ATLANTA, GA, 30328, 
        7709800888 - 0 ($1,170,729.00) Equity, (File 333-140926 - Feb. 27) 
        (BR. 03C)

F-1     EndoCeutics, Inc., (418) 652-0197 - 0 ($75,000,000.00) Equity, 
        (File 333-140927 - Feb. 27) (BR. )

S-3ASR  RYDER SYSTEM INC, 11690 N.W. 105TH STREET, MIAMI, FL, 33178, 
        3055003726 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-140928 - Feb. 27) (BR. 05C)

SB-2    ENVIRO VORAXIAL TECHNOLOGY INC, 98 SE 7TH STREET, STE 4-5, 
        DEERFIELD BEACH, FL, 33441, 9544216141 - 
        9,543,363 ($9,546,883.80) Equity, (File 333-140929 - Feb. 27) (BR. 10B)

S-3     AFS SenSub Corp., 2265B RENAISSANCE DRIVE, SUITE 17, LAS VEGAS, NV, 
        89119, 702-932-4914 - 
        1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-140931 - 
        Feb. 27) (BR. 05D)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.		    	DATE       COMMENT
-------------------------------------------------------------------------------------------------------
1st Pacific Bancorp                     CA       8.01,9.01                      02/26/07

ACCELLENT INC                                    2.02,9.01                      02/27/07

ACCREDITED HOME LENDERS HOLDING CO      DE       5.02                           02/22/07

ACRO INC.                               NV       3.02                           02/27/07    AMEND

ADOLOR CORP                                      2.02,9.01                      02/27/07

AES CORP                                DE       2.06,8.01,9.01                 02/27/07

AFP IMAGING CORP                        NY       1.01,9.01                      02/22/07

AIRTRAN HOLDINGS INC                    NV       8.01,9.01                      02/23/07

Aleris International, Inc.              DE       5.02,5.03                      02/21/07

ALEXANDER & BALDWIN INC                 HI       2.02,9.01                      12/31/06

ALLEGHENY TECHNOLOGIES INC              DE       5.02                           02/21/07

ALLIED WASTE INDUSTRIES INC             DE       1.01,8.01,9.01                 02/26/07

ALPHARMA INC                            DE       2.02,9.01                      02/27/07

Alternative Loan Trust 2007-5CB         DE       9.01                           02/27/07

Alternative Loan Trust 2007-OA2         DE       7.01,9.01                      02/15/07

AMERICAN SOIL TECHNOLOGIES INC          NV       3.02,7.01,9.01                 02/27/07

ANALYSTS INTERNATIONAL CORP                      2.02,7.01,9.01                 02/27/07

ANR PIPELINE CO                         DE       5.01                           02/27/07

Apple REIT Seven, Inc.                  VA       2.01,9.01                      02/21/07

APPLIANCE RECYCLING CENTERS OF AMERIC   MN       8.01,9.01                      02/20/07

ARBITRON INC                            DE       5.02                           02/21/07

ARMSTRONG HOLDINGS INC /PA/             PA       1.01,9.01                      02/26/07

ARMSTRONG WORLD INDUSTRIES INC          PA       1.01,9.01                      02/26/07

ARTS WAY MANUFACTURING CO INC           DE       2.02                           11/30/06

ASI TECHNOLOGY CORP                     NV       1.01,3.02,9.01                 02/26/07

ASPEN INSURANCE HOLDINGS LTD            D0       8.01,9.01                      02/22/07

ASTEC INDUSTRIES INC                    TN       2.02,9.01                      12/30/06

ATLAS AIR WORLDWIDE HOLDINGS INC        DE       4.01,9.01                      02/21/07

Atlas Pipeline Holdings, L.P.           DE       2.02,9.01                      02/26/07

ATLAS PIPELINE PARTNERS LP              DE       2.02,9.01                      02/26/07

Aurora Oil & Gas CORP                   UT       5.03                           02/23/07

AUTO UNDERWRITERS OF AMERICA, INC.               5.02                           02/21/07

AUTODESK INC                            DE       4.02,9.01                      02/23/07

AUTODESK INC                            DE       2.02,9.01                      02/27/07

AUTOZONE INC                            NV       2.02,8.01,9.01                 02/27/07

AVENTINE RENEWABLE ENERGY HOLDINGS IN            5.02,9.01                      02/27/07

BALLY TECHNOLOGIES, INC.                NV       8.01,9.01                      02/27/07

Banc of America Commercial Mortgage I   DE       8.01                           02/27/07

Banc of America Funding 2007-2 Trust    DE       9.01                           02/27/07

Banc of America Mortgage 2007-1 Trust   DE       9.01                           02/27/07

BANK OF FLORIDA CORP                    FL       5.02                           02/21/07

BCAP LLC Trust 2007-AA1                          8.01,9.01                      02/27/07

BE AEROSPACE INC                        DE       5.02                           02/22/07

BELLAVISTA CAPITAL INC                  MD       7.01,9.01                      02/27/07

BENE IO INC                                      1.01,8.01,9.01                 02/26/07

BILL BARRETT CORP                                2.02,7.01,9.01                 02/27/07

BioMed Realty Trust Inc                 MD       2.02,9.01                      02/26/07

BIOMET INC                              IN       5.02,9.01                      02/26/07

BIOPACK ENVIRONMENTAL SOLUTIONS INC.    NV       5.03,7.01,9.01                 02/27/07

BIOPHAN TECHNOLOGIES INC                NV       1.01,2.04,3.02,9.01            02/01/07

BITSTREAM INC                           DE       2.02,9.01                      02/27/07

BLOCKBUSTER INC                         DE       2.02,5.02,9.01                 02/21/07

BMW Vehicle Owner Trust 2004-A                   9.01                           02/25/07

BMW Vehicle Owner Trust 2005-A                   9.01                           02/25/07

BORLAND SOFTWARE CORP                   DE       2.03,3.02,9.01                 02/23/07

BOSTON FINANCIAL QUALIFIED HOUSING TA   DE       1.01                           02/21/07

BOSTON FINANCIAL QUALIFIED HOUSING TA   DE       1.01                           02/21/07

BOSTON FINANCIAL QUALIFIED HOUSING TA   DE       1.01                           02/21/07

BOSTON FINANCIAL TAX CREDIT FUND VII    MA       1.01                           02/21/07

BRIGHAM EXPLORATION CO                  DE       7.01,9.01                      02/27/07

BROADVISION INC                         DE       2.02,9.01                      12/31/06

Brooklyn Cheesecake & Desert Com        NY       5.02                           02/22/07

CABOT OIL & GAS CORP                    DE       8.01                           02/23/07

Cal Dive International, Inc.            DE       2.02,7.01,9.01                 02/26/07

CALPINE GENERATING COMPANY, LLC         DE       2.01,2.05,9.01                 02/27/07

CAPITAL LEASE FUNDING INC                        2.02,9.01                      02/27/07

CAPITAL ONE FINANCIAL CORP              DE       5.02                           02/21/07

CAPITAL TRUST INC                       MD       3.03,5.03,8.01                 02/27/07

CAPITALSOURCE INC                       DE       2.02                           02/27/07

CAPSTONE TURBINE CORP                   DE       5.02                           02/23/07

CARAUSTAR INDUSTRIES INC                NC       1.01                           02/21/07

Cardiac Science CORP                             2.02,9.01                      02/27/07

CAREY W P & CO LLC                      DE       7.01,9.01                      02/26/07

CARRINGTON LABORATORIES INC /TX/        TX       5.02                           02/26/07

CBRE Realty Finance Inc                          2.02,7.01,9.01                 02/26/07

CBRL GROUP INC                          TN       7.01,9.01                      02/27/07

CBS CORP                                DE       2.02,9.01                      02/27/07

CBS CORP                                DE       8.01,9.01                      02/27/07

CBS CORP                                DE       8.01,9.01                      02/27/07

CDI CORP                                PA       2.02                           02/27/07

CENTERPOINT ENERGY INC                           5.02,9.01                      02/21/07

Century Petroleum Corp.                 NV       1.01,9.01                      02/16/07

CERAGENIX PHARMACEUTICALS, INC.         DE       7.01,9.01                      02/26/07

Chase Mortgage Finance Trust Series 2   DE       8.01,9.01                      02/27/07

CHINA CLEAN ENERGY INC                  DE       7.01,9.01                      02/21/07

China Premium Lifestyle Enterprise, I   NV       4.01,9.01                      02/27/07

CHYRON CORP                             NY       1.01                           02/21/07

CIT GROUP INC                           DE       8.01,9.01                      02/26/07

CITIGROUP INC                           DE       9.01                           02/27/07

CITIZENS COMMUNICATIONS CO              DE       2.02,9.01                      12/31/06

CITIZENS COMMUNICATIONS CO              DE       5.02,8.01,9.01                 02/27/07

CLECO CORP                              LA       2.02,9.01                      12/31/06

CLEVELAND CLIFFS INC                    OH       7.01,9.01                      02/27/07

CMALT (CitiMortgage Alternative Loan    DE       9.01                           02/27/07

CNL Hotels & Resorts, Inc.              MD       8.01,9.01                      02/16/07

Cogdell Spencer Inc.                    MD       2.02,9.01                      02/26/07

COLOMBIA GOLDFIELDS LTD                          1.01                           02/27/07

COLONIAL BANCGROUP INC                  DE       7.01,9.01                      02/27/07

Columbia Equity Trust, Inc.             MD       8.01,9.01                      02/27/07

COMMONWEALTH TELEPHONE ENTERPRISES IN   PA       2.02,9.01                      02/27/07

COMMUNITY BANKS INC /PA/                PA       8.01                           02/27/07

COMPUTER SCIENCES CORP                  NV       7.01,9.01                      02/21/07

COMPUTER TASK GROUP INC                 NY       2.02,9.01                      02/26/07

CONCEPTUS INC                           DE       2.02,8.01,9.01                 02/27/07

CORONADO INDUSTRIES INC                 NY       5.02,5.03,9.01                 02/16/07

COSTAR GROUP INC                                 1.01                           02/22/07

COVANTA HOLDING CORP                    DE       2.02,7.01,9.01                 02/26/07

COX RADIO INC                           DE       2.02,9.01                      02/27/07

CROWN CASTLE INTERNATIONAL CORP         DE       5.02                           02/21/07

CROWN CASTLE INTERNATIONAL CORP         DE       5.02                           01/11/07    AMEND

CRUISESTOCK INC.                        TX       1.01,2.01,2.03,3.02,5.01,5.02, 02/21/07
					         5.03,5.06,9.01

CSK AUTO CORP                           DE       5.02,9.01                      02/22/07

CTC Media, Inc.                                  2.02,9.01                      02/27/07

CVB FINANCIAL CORP                      CA       5.02,8.01                      02/21/07

CWALT INC                               DE       9.01                           02/27/07

CWALT INC                               DE       9.01                           02/27/07

CWALT INC                               DE       9.01                           02/27/07

CWALT INC                               DE       9.01                           02/27/07

CWALT INC                               DE       8.01,9.01                      02/27/07

CWHEQ, Inc.                                      8.01,9.01                      02/27/07

CWMBS INC                               DE       9.01                           02/27/07

CYANOTECH CORP                          NV       3.01,8.01                      02/21/07

CYANOTECH CORP                          NV       9.01                           02/21/07    AMEND

D&E COMMUNICATIONS INC                  PA       5.03                           02/27/07

DALRADA FINANCIAL CORP                  DE       5.02,9.01                      02/20/07

DECKERS OUTDOOR CORP                    DE       2.02,9.01                      02/27/07

DELCATH SYSTEMS INC                     DE       8.01,9.01                      01/02/07

DELPHAX TECHNOLOGIES INC                MN       3.01,9.01                      02/26/07

DELPHI CORP                             DE       2.02,9.01                      02/27/07

Deutsche Alt-A Securities Mortgage Lo            8.01,9.01                      02/27/07

Deutsche Alt-A Securities Mortgage Lo            8.01,9.01                      02/27/07

DEVELOPERS DIVERSIFIED REALTY CORP      OH       1.01,2.01,2.03,8.01,9.01       02/27/07

DEXCOM INC                                       2.02,9.01                      02/27/07

DGT Corp.                               NV       5.01                           02/22/07

DILLARDS INC                            DE       2.02,9.01                      02/27/07

DISCOVER CARD MASTER TRUST I            DE       8.01,9.01                      02/26/07

DIXIE GROUP INC                         TN       2.02,9.01                      02/27/07

DreamWorks Animation SKG, Inc.                   2.02,9.01                      02/27/07

DTE ENERGY CO                           MI       2.02,9.01                      02/26/07

DTE ENERGY CO                           MI       7.01,9.01                      02/27/07

Dujour Products, Inc.                   NV       5.02,9.01                      02/22/07

DYNABAZAAR INC                          DE       1.01,9.01                      02/26/07

DYNAMIC MATERIALS CORP                  DE       2.02,9.01                      02/22/07

DYNAVAX TECHNOLOGIES CORP               DE       2.02,9.01                      02/23/07

DYNAVAX TECHNOLOGIES CORP               DE       8.01,9.01                      02/23/07

DYNCORP INTERNATIONAL INC.              DE       1.01,9.01                      02/26/07

Dynegy Acquisition, Inc.                DE       2.02,8.01,9.01                 02/27/07

ECOSPHERE TECHNOLOGIES INC              FL       1.01                           02/26/07

EDISON INTERNATIONAL                    CA       1.01,2.03,5.02,9.01            02/22/07

EL CAPITAN PRECIOUS METALS INC          NV       3.02                           02/21/07

EL PASO CORP/DE                         DE       2.02,7.01,9.01                 02/27/07

Embarq CORP                             DE       5.02,9.01                      02/21/07

EMERSON ELECTRIC CO                     MO       7.01                           02/27/07

EMISPHERE TECHNOLOGIES INC              DE       8.01,9.01                      02/27/07

EMISPHERE TECHNOLOGIES INC              DE       2.02,9.01                      02/27/07

ENDO PHARMACEUTICALS HOLDINGS INC       DE       7.01,9.01                      02/27/07

ENDOCARE INC                            DE       1.02,5.02,9.01                 02/21/07

ENDOLOGIX INC /DE/                      DE       2.02,9.01                      02/22/07

ENERGIZER HOLDINGS INC                  MO       5.02                           02/26/07

ENTERTAINMENT PROPERTIES TRUST          MD       2.02,9.01                      02/26/07

EPIX Pharmaceuticals, Inc.                       2.02,9.01                      02/27/07

ERIE INDEMNITY CO                       PA       8.01,9.01                      02/26/07

EUROTELECOM COMMUNICATIONS INC          DE       3.03,5.01,5.02,9.01            02/26/07

ev3 Inc.                                DE       5.02                           02/23/07

EVERGREEN ENERGY INC                    DE       5.03,9.01                      02/21/07

Extra Space Storage Inc.                MD       2.02,9.01                      02/27/07

FAMOUS DAVES OF AMERICA INC             MN       5.02,9.01                      02/21/07

Federal Home Loan Bank of Atlanta       X1       2.03                           02/21/07

Federal Home Loan Bank of Boston        X1       2.03                           02/21/07

Federal Home Loan Bank of Chicago       X1       2.03                           02/22/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      02/21/07

Federal Home Loan Bank of Dallas                 2.03                           02/21/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      02/21/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      02/21/07

Federal Home Loan Bank of New York      X1       2.03,8.01,9.01                 02/21/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      02/21/07

Federal Home Loan Bank of San Francis   X1       2.03                           02/21/07

Federal Home Loan Bank of Seattle                2.03                           02/26/07

Federal Home Loan Bank of Topeka                 2.03                           02/21/07

FEDERAL NATIONAL MORTGAGE ASSOCIATION            2.02,3.02,8.01,9.01            02/27/07

FEDERATED DEPARTMENT STORES INC /DE/    DE       2.02,9.01                      02/27/07

FEDERATED DEPARTMENT STORES INC /DE/    DE       1.01,2.03,9.01                 02/26/07

FEDEX CORP                              DE       5.02,7.01,9.01                 02/22/07

FEI CO                                  OR       5.02,8.01                      02/21/07

FIRST BANKS, INC                        MO       8.01                           02/27/07

FIRST CAPITAL INSTITUTIONAL REAL ESTA   FL       8.01                           02/27/07

FIRST CAPITAL INSTITUTIONAL REAL ESTA   FL       8.01                           02/27/07

First Clover Leaf Financial Corp.       MD       5.02,9.01                      02/21/07

FIRST COMMUNITY BANCSHARES INC /NV/     NV       8.01,9.01                      02/27/07

FIRST PLACE FINANCIAL CORP /DE/         DE       2.02,7.01,9.01                 02/27/07

Florida East Coast Industries, Inc.              5.02                           02/21/07

FLORIDA ROCK INDUSTRIES INC             FL       7.01,9.01                      02/27/07

FNB FINANCIAL SERVICES CORP             NC       1.01,9.01                      02/26/07

FOREST OIL CORP                         NY       2.02,7.01,9.01                 02/26/07

FOSTER WHEELER LTD                      D0       2.02,9.01                      02/27/07

FRONTIER OIL CORP /NEW/                 WY       2.02,9.01                      02/27/07

FULTON FINANCIAL CORP                   PA       5.03                           02/27/07

GALAXY ENERGY CORP                      CO       2.03,9.01                      02/26/07

GateHouse Media, Inc.                   DE       8.01,9.01                      02/26/07

GE Capital Credit Card Master Note Tr   DE       8.01,9.01                      02/15/07

GENERAL EMPLOYMENT ENTERPRISES INC      IL       1.01                           02/26/07

GENERAL NUTRITION CENTERS, INC.                  2.02,9.01                      02/26/07

GENITOPE CORP                           DE       7.01                           02/27/07

GEOPETRO RESOURCES CO                            7.01,9.01                      02/20/07

GEORGIA INTERNATIONAL MINING CORP       NV       5.02                           02/26/07

GERBER SCIENTIFIC INC                   CT       2.02,9.01                      02/27/07

GIANT INDUSTRIES INC                    DE       2.02,9.01                      02/27/07

GLADSTONE COMMERCIAL CORP               MD       2.02,9.01                      02/27/07

GLIMCHER REALTY TRUST                   MD       5.02                           02/21/07

GLOBAL GREEN SOLUTIONS INC.             WA       2.01,7.01,9.01                 02/26/07

GLOBALSANTAFE CORP                               2.02,9.01                      02/26/07

GLOWPOINT INC                           DE       2.02,9.01                      02/23/07

GOLDEN STAR RESOURCES LTD                        1.01,9.01                      02/21/07

GOLDEN TELECOM INC                      DE       1.01,9.01                      02/22/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           02/23/07

GREATER BAY BANCORP                     CA       8.01,9.01                      02/26/07

GREYSTONE LOGISTICS, INC.                        1.01,1.02,2.01,2.03,3.02,9.01  02/07/07

GS CARBON CORP                          DE       1.01,2.03,3.02,9.01            02/27/07

GSI GROUP INC                           A3       2.02,9.01                      02/27/07

GTC TELECOM CORP                        NV       4.02                           02/20/07

HAMPTONS LUXURY HOMES INC               DE       8.01,9.01                      02/27/07

HANSEN NATURAL CORP                     DE       2.02,9.01                      02/27/07

HARDINGE INC                            NY       2.02,9.01                      02/22/07

HARDINGE INC                            NY       5.02                           02/20/07

HARLEYSVILLE GROUP INC                  DE       5.02                           02/27/07

HARRAHS ENTERTAINMENT INC               DE       8.01,9.01                      02/27/07

HARRAHS ENTERTAINMENT INC               DE       2.02,9.01                      02/27/07

HARRINGTON WEST FINANCIAL GROUP INC/C            5.02,9.01                      02/27/07

HARTCOURT COMPANIES INC                 UT       1.01,9.01                      02/27/07

HAWKINS INC                             MN       3.01,9.01                      02/21/07

HEALTHEXTRAS INC                        DE       2.02,9.01                      02/26/07

HEIDRICK & STRUGGLES INTERNATIONAL IN   DE       2.02,9.01                      02/26/07

HEINZ H J CO                            PA       2.02,9.01                      02/27/07

HELIX ENERGY SOLUTIONS GROUP INC        MN       2.02,8.01,9.01                 02/26/07

HERITAGE COMMERCE CORP                  CA       5.02,8.01                      02/27/07

HINES REAL ESTATE INVESTMENT TRUST IN            7.01,9.01                      02/27/07

HINES REAL ESTATE INVESTMENT TRUST IN            2.01,9.01                      01/03/07    AMEND

HINES REAL ESTATE INVESTMENT TRUST IN            2.01,9.01                      12/20/06    AMEND

HOME PROPERTIES INC                     MD       7.01,9.01                      02/22/07    AMEND

HOMEBANC CORP                                    2.02,7.01,9.01                 02/26/07

HOMEBANC CORP                                    2.01,8.01                      02/21/07

Honda Auto Receivables 2007-1 Owner T   CA       8.01,9.01                      02/27/07

HOST AMERICA CORP                       DE       5.02,9.01                      02/23/07

HOST HOTELS & RESORTS, INC.             MD       8.01,9.01                      02/26/07

HOUSTON EXPLORATION CO                  DE       2.02,9.01                      02/27/07

HOVNANIAN ENTERPRISES INC               DE       2.02,2.06                      01/31/07

HUB INTERNATIONAL LTD                   A6       1.01,2.02,7.01,9.01            02/25/07

Hughes Communications, Inc.             DE       1.01,9.01                      02/23/07

Hughes Network Systems, LLC             DE       1.01,9.01                      02/23/07

HUMAN GENOME SCIENCES INC               DE       2.02,9.01                      02/27/07

I TRAX INC                              DE       3.02                           02/22/07

IA GLOBAL INC                           DE       5.02                           02/22/07

ICONIX BRAND GROUP, INC.                DE       1.01,9.01                      02/21/07

IDACORP INC                             ID       5.02,9.01                      02/27/07

IDAHO GENERAL MINES INC                 ID       5.02,9.01                      02/22/07

IGATE CORP                              PA       2.02,9.01                      02/27/07

IndyMac INDX Mortgage Loan Trust 2007            9.01                           02/27/07

INDYMAC MBS INC                                  9.01                           02/27/07

INDYMAC MBS INC RESIDENTIAL ASSET SEC            8.01                           02/26/07

INLAND WESTERN RETAIL REAL ESTATE TRU   MD       8.01,9.01                      02/26/07

InPlay Technologies, Inc.               NV       1.01,9.01                      02/27/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       1.01,2.03,5.02,9.01            02/27/07

INTEGRYS ENERGY GROUP, INC.             WI       2.01,5.02,5.03,9.01            02/21/07

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      02/27/06

INVENTIV HEALTH INC                     DE       2.02,9.01                      02/27/07

IPARTY CORP                             DE       2.02,9.01                      02/27/07

J.P. Morgan Alternative Loan Trust 20   DE       8.01,9.01                      02/27/07

James River Coal CO                     VA       1.01,9.01                      02/26/07

JURAK CORP WORLD WIDE INC               MN       1.01,9.01                      12/01/06

K-FED BANCORP                                    8.01                           02/27/07

KAYDON CORP                             DE       5.02,9.01                      02/22/07

KINDRED HEALTHCARE, INC                 DE       2.02,7.01,9.01                 02/26/07

KLA TENCOR CORP                         DE       8.01                           02/27/07

KOMAG INC /DE/                          DE       1.01,1.02,9.01                 02/23/07

LANDEC CORP \CA\                        CA       5.02                           02/22/07

Lazy Days R.V. Center, Inc.                      1.01                           02/27/07

LEAP WIRELESS INTERNATIONAL INC         DE       2.02,9.01                      02/27/07

LECG CORP                               DE       2.02,5.02,9.01                 02/19/07

LENOX GROUP INC                         DE       8.01                           02/22/07

LEXMARK INTERNATIONAL INC /KY/          DE       5.02,9.01                      02/21/07

LIN TV CORP                             DE       5.02,9.01                      02/22/07

LITHIUM TECHNOLOGY CORP                 DE       4.01                           02/23/07

LKQ CORP                                DE       2.02,9.01                      02/27/07

LKQ CORP                                DE       5.02,9.01                      02/26/07

LOOKSMART LTD                           DE       5.02                           02/22/07

LQ CORP INC                             DE       1.01,9.01                      02/26/07

LSB BANCSHARES INC /NC/                 NC       1.01,9.01                      02/26/07

M & F WORLDWIDE CORP                    DE       2.02,9.01                      02/27/07

MAF BANCORP INC                         DE       7.01                           02/27/07

MAGELLAN HEALTH SERVICES INC            DE       5.02,8.01,9.01                 02/21/07

MAGUIRE PROPERTIES INC                  MD       1.01,5.02,9.01                 02/27/07

MARTHA STEWART LIVING OMNIMEDIA INC     DE       5.02,5.05,9.01                 02/22/07

MASTR Adjustable Rate Mortgages Trust   DE       8.01,9.01                      02/27/07

MASTR ASSET BACKED SECURITIES TRUST 2   DE       9.01                           02/06/07

MAXIMUS EXPLORATION CORP                NJ       4.01                           02/22/07

MB FINANCIAL INC     /MD                MD       5.02,5.03,9.01                 02/21/07

MCG CAPITAL CORP                        DE       2.02,9.01                      02/27/07

MCKESSON CORP                           DE       8.01                           02/23/07

MERCANTILE BANKSHARES CORP              MD       8.01,9.01                      02/27/07

MERCER INSURANCE GROUP INC              PA       2.02,9.01                      12/31/06

MERCER INTERNATIONAL INC.               WA       2.02,9.01                      02/26/07

MERRILL LYNCH & CO INC                  DE       8.01,9.01                      02/27/07

META FINANCIAL GROUP INC                DE       8.01,9.01                      02/26/07

METRIS MASTER TRUST                     DE       9.01                           02/20/07

MHI Hospitality CORP                    MD       5.02                           02/22/07

MICROFINANCIAL INC                      MA       5.02                           02/22/07

MICROHELIX INC                          OR       5.02                           02/24/07

MICROSOFT CORP                          WA       8.01,9.01                      01/25/07

MIDDLESEX WATER CO                      NJ       8.01                           02/27/07

MIDWEST BANC HOLDINGS INC               DE       7.01,9.01                      02/25/07

MILE MARKER INTERNATIONAL INC           FL       2.02,9.01                      02/27/07

MILLIPORE CORP /MA                      MA       5.02                           02/25/07

MM2 GROUP, INC.                         NY       2.02,9.01                      02/21/07

MOBILEPRO CORP                          DE       1.01,8.01,9.01                 02/20/07

MODAVOX INC                                      4.01                           02/27/07

MODAVOX INC                                      4.01                           02/27/07

Modigene Inc.                                    5.02,8.01,9.01                 02/26/07

MOHAWK INDUSTRIES INC                   DE       8.01                           02/27/07

MONTPELIER RE HOLDINGS LTD              D0       5.02                           02/22/07

MSCC HELOC Trust 2007-1                 DE       8.01,9.01                      02/26/07

MSCC HELOC Trust 2007-1                 DE       9.01                           02/26/07

MTC TECHNOLOGIES INC                    DE       2.02,9.01                      02/27/07

NARA BANCORP INC                        DE       8.01,9.01                      02/26/07

NATIONAL BANCSHARES CORP /OH/           OH       7.01,9.01                      02/27/07

National Interstate CORP                OH       2.02,9.01                      02/26/07

NATIONAL PRESTO INDUSTRIES INC          WI       2.02,9.01                      02/23/07

NATIONWIDE FINANCIAL SERVICES INC/      DE       5.02,5.03                      02/20/07

Navitrak International CORP                      7.01                           01/17/07

Navitrak International CORP                      1.01,3.02,9.01                 02/27/07

NETRATINGS INC                          DE       5.02                           02/27/07

NETWORK CN INC                          DE       1.01,3.02,9.01                 02/27/07

NEWPOWER HOLDINGS INC                   DE       8.01,9.01                      02/26/07

NEWS CORP                                        8.01,9.01                      02/27/07

NII HOLDINGS INC                        DE       2.02,9.01                      02/27/07

Nissan Auto Receivables 2007-A Owner    DE       8.01,9.01                      02/22/07

NORDSON CORP                            OH       2.02,9.01                      02/27/07

NORTHWEST NATURAL GAS CO                OR       5.02,9.01                      02/21/07

Nova Mining CORP                        NV       4.01                           02/22/07

NOVAMED INC                             DE       5.02,9.01                      02/21/07

NOVATEL WIRELESS INC                    DE       2.02,9.01                      02/27/07

Nuance Communications, Inc.             DE       1.01,3.02,7.01,9.01            02/21/07

NUMEREX CORP /PA/                       PA       2.02,9.01                      02/27/07

NUVELO INC                              DE       2.02,9.01                      02/27/07

NYSE Group, Inc.                        DE       5.02,9.01                      02/26/07

OCEANEERING INTERNATIONAL INC           DE       1.01,9.01                      02/23/07

ONEOK INC /NEW/                         OK       2.02,9.01                      02/26/07

ONEOK Partners LP                       DE       2.02,9.01                      02/26/07

OPTIMER PHARMACEUTICALS INC                      1.01,1.02,8.01,9.01            02/26/07

OPTIUM CORP                             DE       2.02,9.01                      02/27/07

Organetix                               NJ       1.01,9.01                      02/16/07

ORIENT EXPRESS HOTELS LTD                        2.02,4.02,9.01                 02/26/07

ORMAT TECHNOLOGIES, INC.                DE       1.01,5.02,9.01                 02/27/07

ORTHOFIX INTERNATIONAL N V                       5.02                           02/22/07

OXFORD MEDIA, INC.                      NV       5.02                           02/21/07

P&F INDUSTRIES INC                      DE       1.01,9.01                      02/27/07

PAB BANKSHARES INC                      GA       8.01                           02/27/07

PACIFIC GAS & ELECTRIC CO               CA       1.01,2.03                      02/27/07

PACIFIC GOLD CORP                       NV       1.01,3.02,3.03,9.01            02/26/07

PACIFICHEALTH LABORATORIES INC          DE       3.02,5.02,9.01                 02/22/07

PANACOS PHARMACEUTICALS, INC.           DE       2.02,9.01                      10/25/06    AMEND

PAPA JOHNS INTERNATIONAL INC            DE       5.02,9.01                      02/21/07

PARKWAY PROPERTIES INC                  MD       5.03,9.01                      02/23/07

PATHMARK STORES INC                     DE       8.01,9.01                      02/27/07

PAVILION BANCORP INC                             5.02                           02/22/07

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       2.02,9.01                      02/27/07

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       5.02,9.01                      02/21/07

PEOPLES ENERGY CORP                     IL       2.01,3.01,5.01,5.02,5.03,9.01  02/22/07

PERFORMANCE FOOD GROUP CO               TN       2.02,5.02,9.01                 02/22/07

PERINI CORP                             MA       1.01,2.03,9.01                 02/22/07

Permanent Master Issuer plc                      1.01,9.01                      02/27/07

PFIZER INC                              DE       5.02,9.01                      02/27/07

PG&E CORP                               CA       1.01,2.03                      02/27/07

PHARMACEUTICAL PRODUCT DEVELOPMENT IN   NC       1.01,9.01                      02/23/07

PHARMACEUTICAL PRODUCT DEVELOPMENT IN   NC       5.02,7.01,9.01                 02/27/07

PHYTOMEDICAL TECHNOLOGIES INC           NV       7.01,9.01                      02/21/07

PLACER SIERRA BANCSHARES                CA       5.02,8.01                      02/21/07

PLANGRAPHICS INC                        CO       5.02,9.01                      02/21/07

PMI GROUP INC                           DE       5.02,9.01                      02/21/07

POLYCOM INC                             DE       5.02,9.01                      02/21/07

POPULAR INC                                      7.01,9.01                      02/26/07

PREMIERWEST BANCORP                     OR       7.01,9.01                      02/27/07

PRIMEDIA INC                            DE       2.02,9.01                      02/27/07

PRIMUS GUARANTY LTD                              1.01,5.02,9.01                 02/27/07

PROASSURANCE CORP                       DE       2.02,9.01                      02/27/07

PROLOGIS                                MD       3.02                           02/12/07    AMEND

PROVIDENT FINANCIAL SERVICES INC        DE       5.02,9.01                      02/22/07

PS BUSINESS PARKS INC/CA                CA       2.02,9.01                      12/31/06

QUALITY DISTRIBUTION INC                FL       2.02,9.01                      02/26/07

QUANEX CORP                             DE       2.02                           02/27/07

QUEST OIL CORP                          NV       8.01                           02/26/07

QUIGLEY CORP                            NV       2.02,8.01,9.01                 02/27/07

RADIOSHACK CORP                         DE       2.02,9.01                      02/26/07

RALI Series 2006-QO8 Trust              DE       8.01,9.01                      02/26/07

RALI Series 2006-QO9 Trust              DE       8.01,9.01                      02/26/07

RALI Series 2007-QS3 Trust              DE       8.01,9.01                      02/27/07

RANGE RESOURCES CORP                    DE       2.02,9.01                      02/26/07

RELIANT ENERGY INC                      DE       2.02,9.01                      02/27/07

REPUBLIC SERVICES INC                   DE       5.02                           02/27/07

Residential Asset Securitization Trus            9.01                           02/27/07

RFMSI Series 2007-S2 Trust              DE       8.01,9.01                      02/27/07

RONCO CORP                              DE       8.01                           02/22/07

ROWAN COMPANIES INC                     DE       2.02,9.01                      02/27/07

ROWAN COMPANIES INC                     DE       9.01                           02/27/07

RR Donnelley & Sons Co                  DE       2.02,9.01                      02/27/07

RUSH ENTERPRISES INC \TX\               TX       1.01,5.02,9.01                 02/23/07

S3 INVESTMENT COMPANY, INC.             CA       5.02                           02/26/07

SAFETY INSURANCE GROUP INC              DE       2.02,9.01                      02/26/07

SAGA COMMUNICATIONS INC                 DE       2.02,9.01                      02/27/07

SCO GROUP INC                           DE       5.02                           02/21/07

SEABRIGHT INSURANCE HOLDINGS INC                 2.02,9.01                      02/27/07

SEACOR HOLDINGS INC /NEW/               DE       2.02,9.01                      02/22/07

SEAGATE TECHNOLOGY                      E9       5.02,7.01                      02/22/07

SECURED DIGITAL APPLICATIONS INC        DE       8.01,9.01                      02/27/07

Securitized Asset Backed Receivables             8.01,9.01                      02/27/07

SERVICE AIR GROUP INC                   NJ       4.01,9.01                      02/19/07

Shine Media Acquisition Corp.           DE       8.01                           02/23/07

SHUFFLE MASTER INC                      MN       2.02,9.01                      02/27/07

SIERRA HEALTH SERVICES INC              NV       7.01,9.01                      02/27/07

SILICON IMAGE INC                       DE       5.02,9.01                      02/06/07    AMEND

SILVERLEAF RESORTS INC                           1.01,2.03                      02/21/07

SIRIUS SATELLITE RADIO INC              DE       2.02,8.01,9.01                 02/27/07

SKYWORKS SOLUTIONS INC                  DE       8.01,9.01                      02/26/07

SKYWORKS SOLUTIONS INC                  DE       3.02,8.01,9.01                 02/27/07

SLM Student Loan Trust 2007-2           DE       1.01,2.01,9.01                 02/22/07

SMART ONLINE INC                                 1.01,3.02                      02/21/07

SONIC AUTOMOTIVE INC                    DE       2.02,7.01,9.01                 02/27/07

SONOCO PRODUCTS CO                      SC       5.02                           02/26/07

SOUTHCREST FINANCIAL GROUP INC          GA       1.01,2.02,9.01                 02/23/07

SOUTHERN CALIFORNIA EDISON CO           CA       1.01,2.03,5.02,9.01            02/22/07

SOUTHWEST CASINO CORP                            1.01,3.02                      02/26/07

SOUTHWEST GAS CORP                      CA       2.02                           02/27/07

STEELCLOUD INC                          VA       5.02,9.01                      02/22/07

STEM CELL INNOVATIONS, INC.             DE       1.01,3.02,9.01                 02/21/07

STERLING FINANCIAL CORP /WA/            WA       8.01,9.01                      02/26/07

STERLING FINANCIAL CORP /WA/            WA       7.01,9.01                      02/27/07

STEWARDSHIP FINANCIAL CORP              NJ       2.02,9.01                      02/26/07

STONE ENERGY CORP                       DE       2.02,7.01,9.01                 02/26/07

STRUCTURED PROD TIERS CORP BOND-BCKD    DE       8.01,9.01                      02/15/07

STRUCTURED PRODUCTS CORP COR TRUST FO   DE       8.01,9.01                      02/15/07

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      02/15/07

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      02/15/07

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      02/15/07

SUFFOLK BANCORP                         NY       8.01                           02/26/07

SUNCOM WIRELESS HOLDINGS, INC.                   2.02,9.01                      02/27/07

SunOpta Inc.                                     2.02,9.01                      02/22/07

SUNRISE SENIOR LIVING INC               DE       2.02                           02/27/07

SUPERIOR ENERGY SERVICES INC            DE       2.02,9.01                      02/26/07

SUPERTEL HOSPITALITY INC                VA       2.02,9.01                      02/26/07

SYCAMORE NETWORKS INC                   DE       2.02,8.01,9.01                 02/27/07

SYNIVERSE HOLDINGS INC                  DE       2.02,9.01                      02/27/07

TARGET CORP                             MN       2.02,8.01,9.01                 02/27/07

TASKER PRODUCTS CORP                    NV       2.03,3.02                      02/21/07

TECHNOCONCEPTS, INC.                    CO       1.01,3.02,9.01                 02/21/07

TECHNOCONCEPTS, INC.                    CO       1.01,2.03,3.02,3.03,9.01       02/21/07

TECHNOLOGY SOLUTIONS COMPANY            DE       5.02                           02/21/07

TEJON RANCH CO                          DE       2.02,9.01                      02/27/07

TEMECULA VALLEY BANCORP INC             CA       1.01                           02/21/07

TEMPUR PEDIC INTERNATIONAL INC          DE       1.01,5.02,9.01                 02/22/07

TENET HEALTHCARE CORP                   NV       2.02                           02/27/07

TEREX CORP                              DE       5.02                           02/23/07

THIRD WAVE TECHNOLOGIES INC /WI         DE       5.02                           02/21/07

Thomas Weisel Partners Group, Inc.      DE       7.01                           02/27/07

Thornburg Mortgage Securities Trust 2   DE       8.01,9.01                      02/27/07

THRESHOLD PHARMACEUTICALS INC           DE       8.01,9.01                      02/26/07

Tower Group, Inc.                       DE       2.02,9.01                      02/26/07

TRANSMETA CORP                          DE       5.02                           02/27/07

TRANSMETA CORP                          DE       2.02,7.01,9.01                 02/27/07

TRAVELERS COMPANIES, INC.               MN       5.03,9.01                      02/26/07

TREX CO INC                             DE       5.02,5.03,9.01                 02/22/07

Triangle Petroleum Corp                 NV       1.01,3.02,9.01                 02/27/07

TRONOX INC                              DE       2.01,9.01                      02/22/07

TUESDAY MORNING CORP/DE                 DE       2.02,9.01                      02/27/07

TURBODYNE TECHNOLOGIES, INC             NV       7.01,9.01                      02/26/07

TUXIS CORP                              MD       5.02,9.01                      02/21/07

TXU CORP /TX/                           TX       2.02,9.01                      02/27/07

U S ENERGY SYSTEMS INC                  DE       1.01,3.02,5.02                 02/21/07

U S PHYSICAL THERAPY INC /NV            NV       2.02                           02/27/07

UIL HOLDINGS CORP                       CT       8.01,9.01                      02/27/07

UNITED COMMUNITY FINANCIAL CORP         OH       5.02,9.01                      02/21/07

UNITED RENTALS INC /DE                  DE       2.02,9.01                      02/26/07

UNITED STATIONERS INC                   DE       5.02                           02/20/07

UNIVERSAL COMPRESSION HOLDINGS INC      DE       5.02,9.01                      02/22/07

UNIVERSAL PROPERTY DEVELOPMENT & ACQU   NV       2.01,9.01                      02/23/07

URS CORP /NEW/                          DE       9.01                           12/29/06

US DRY CLEANING CORP                    DE       1.01,3.02                      02/21/07

USG CORP                                DE       1.01,9.01                      02/25/07

VALENTIS INC                            DE       3.01,9.01                      02/21/07

VECTREN CORP                            IN       1.01,8.01,9.01                 02/22/07

VERSANT CORP                            CA       2.02,9.01                      02/27/07

VIACELL INC                                      2.02,9.01                      02/27/07

VIAD CORP                               DE       5.02,5.03,9.01                 02/22/07

ViewPoint Financial Group               X1       2.02,9.01                      02/22/07

VIKING SYSTEMS INC                      DE       1.01,2.03,3.02,9.01            02/24/07

VIKING SYSTEMS INC                      DE       1.01,2.03,3.02,9.01            02/24/07    AMEND

VITESSE SEMICONDUCTOR CORP              DE       4.01,5.02,9.01                 12/14/06    AMEND

VIVUS INC                               CA       5.02,9.01                      02/27/07

VOLTERRA SEMICONDUCTOR CORP                      5.02,7.01,9.01                 02/27/07

VOS INTERNATIONAL INC                   CO       5.02                           02/22/07

WACHOVIA ASSET SECURITIZATION INC 200            8.01,9.01                      02/26/07

WACHOVIA ASSET SECURITIZATION INC AST            8.01,9.01                      02/26/07

WASHINGTON GROUP INTERNATIONAL INC      DE       2.02,9.01                      02/26/07

WATSON PHARMACEUTICALS INC              NV       2.02,9.01                      02/27/07

Wauwatosa Holdings, Inc.                WI       8.01,9.01                      02/21/07

WCA WASTE CORP                                   1.01,2.01,2.03,7.01,9.01       02/27/07

WEBSIDESTORY INC                        CA       1.01,1.02,2.03,2.04,9.01       02/23/07

Wells Fargo Alternative Loan 2007-PA1   DE       9.01                           02/27/07

Wells Fargo Mortgage Backed Securitie   DE       9.01                           02/27/07

WESBANCO INC                            WV       7.01,9.01                      02/27/07

WEST MARINE INC                         DE       2.02,4.02,9.01                 02/21/07

WESTAR ENERGY INC /KS                   KS       5.02                           02/21/07

WESTINGHOUSE AIR BRAKE TECHNOLOGIES C   DE       5.02,9.01                      02/21/07

WESTMORELAND COAL CO                    DE       8.01,9.01                      02/23/07

WHITE MOUNTAINS INSURANCE GROUP LTD     D0       5.02                           02/21/07

Whos Your Daddy Inc                     NV       8.01                           02/19/07

WINN DIXIE STORES INC                   FL       5.02,9.01                      02/22/07

WORLD OMNI AUTO RECEIVABLES LLC         DE       8.01,9.01                      02/21/07

XILINX INC                              DE       8.01,9.01                      02/26/07