All SBIC Licensees on January 13, 2009
    
    
Alabama
    
Harbert Mezzanine Partners II SBIC, L.P.
	    
	William Lucas, Contact
	2100 Third Avenue North, Suite 600
	Birmingham, AL  35203
	Phone:	(205)987-5574	Fax:	(205)987-5505
	Email:	SLRogers@harbert.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Harbinger Mezzanine Partners, L.P.
	    
	John Harrison, Contact
	2100 Third Avenue North, Suite 600
	Birmingham, AL  35203
	Phone:	(615)301-6400	Fax:	(615)301-6401
	Email:	SLRogers@Harbert.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Arizona
    
Grayhawk Venture Fund I, L.P.
	    
	Sherman Chu, Contact
	5050 North 40th Street, Suite 310
	Phoenix, AZ  85018
	Phone:	(602)956-8700	Fax:	(602)956-8080
	Email:	schu@gvp.us
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Magnet Capital, L.P.
	    
	Gregory Mischel/Michael Shields, Contact
	4500 N. 32nd Street Suite 201B
	Phoenix, AZ  85018
	Phone:	(602)222-4801	Fax:	(602)222-4807
	Email:	info@magnetcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$250,000
	Preferred Max:	$1,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Mezzanine
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Acquisition
	Growth
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Wholesale
	Service
	    
	GEOGRAPHIC PREFERENCES
	Southwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Arkansas
    
Diamond State Ventures II, L.P.
	    
	Joe T. Hays, Contact
	200 South Commerce Street
	Suite 400
	Little Rock, AR  72201-1728
	Phone:	(501)374-9247	Fax:	(501)374-9425
	Email:	jhays@arcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Diamond State Ventures, L.P.
	    
	Joe T. Hays, Contact
	200 South Commerce Street
	Suite 400
	Little Rock, AR  72201-1728
	Phone:	(501)374-9247	Fax:	(501)374-9425
	Email:	jhays@arcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Small Business Investment Capital, Inc.
	    
	John R. Mills, President
	12103 Interstate 30
	Mail: P.O. Box 3627
	Little Rock, AR  72203
	Phone:	(501)455-6599	Fax:	(501)455-6556
	Email:	jmills@afslr.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$230,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Start-Ups
	Debt Consolidations
	    
	INDUSTRY PREFERENCE
	Supermarkets
	    
	GEOGRAPHIC PREFERENCES
	Arkansas
	Oklahoma
	Texas
	Louisiana
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

California
    
Bank of America Ventures
	    
	Hayley Hoad, Manager, Administration
	950 Tower Lane, Suite 700
	Foster City, CA  94404
	Phone:	(650)378-6000	Fax:	(650)378-6040
	Email:	hayley@scalevp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$12,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Communications/Systems
	Internet Infrastructure/Software/Svcs
	BtoB e-Commerce
	Medical Related Biotechnology
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Celerity Partners SBIC, L.P.
	    
	Clifford A. Lyon, Contact
	11111 Santa Monica Blvd., Suite 1127
	Los Angeles, CA  90025
	Fax:	(310)268-1712
	Email:	kraus@celeritypartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Champlain Capital Partners, L.P.
	    
	Dennis M. Leary, Contact
	44 Montgomery Street
	Suite 1920
	San Francisco, CA  94104
	Phone:	(415)661-2500	Fax:	(415)362-3211
	Email:	dleary@champlaincapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CVP SBIC, L.P.
	    
	Christopher J. Hadsell, Contact
	1010 El Camino Real, Suite 250
	Menlo Park, CA  94025
	Phone:	(650)614-4860	Fax:	(650)614-4865
	Email:	derek@cardinalvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Draper Associates, a California LP
	    
	Timothy C. Draper, President
	2882 Sand Hill Road  #150
	Menlo Park, CA  94025
	Phone:	(650)233-9000	Fax:	(650)234-8584
	Email:	karen@dfj.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Draper-Richards L.P.
	    
	William Draper III, President
	50 California Street,
	Suite 2925
	San Francisco, CA  94111
	Phone:	(415)616-4050	Fax:	(415)616-4060
	Email:	Cynthia@draperrichards.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$200,000
	Preferred Max:	$400,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Early Stage
	    
	INDUSTRY PREFERENCE
	Internet
	Software
	    
	GEOGRAPHIC PREFERENCES
	California
	Boston, MA
	District of Columbia
	    
	DESCRIPTION OF FIRM'S FOCUS
	Seed stage software/internet deals in
	Silicon Valley, Boston or District
	of Columbia areas.
	    

East Gate Private Equity Fund III, L.P.
	    
	Ken Choi, Contact
	514 High Street, Suite #5
	Palo Alto, CA  94301
	Phone:	(650)325-5077	Fax:	(650)325-5072
	Email:	bcbrant@eg-group.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Emergence Capital Partners SBIC, L.P.
	    
	Gordon Ritter, Contact
	160 Bovet Road, Suite 300
	San Mateo, CA  94402
	Phone:	(650)573-3100	Fax:	(650)573-3119
	Email:	gritter@emergencecap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	First Institutional Round
	    
	INDUSTRY PREFERENCE
	Technology
	    
	GEOGRAPHIC PREFERENCES
	Nationwide
	    
	DESCRIPTION OF FIRM'S FOCUS
	Technology Software and Services
	    

Far East Capital Corp.
	    
	Edmond Hon
	350 S. Grand Ave., Suite 4100
	Los Angeles, CA  90071
	Phone:	(213)830-2430	Fax:	(213)830-2415
	Email:	Bowen.Chang@FENB-US.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$250,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	California
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
GCG SBIC Investors, L.P.
	    
	111 Sutter Street, Suite 1950
	San Francisco, CA  94104
	Phone:	(415)273-3506	Fax:	(415)362-3311
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

GKM SBIC, L.P.
	    
	Jonathan R. Bloch, Contact
	11150 Santa Monica Blvd., Suite 825
	Los Angeles, CA  90025
	Phone:	(310)268-2623	Fax:	(310)268-0870
	Email:	jbloch@gkmventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Hamilton BioVentures, LP
	    
	Richard Crosby, Contact
	990 Highland Drive, Suite 314
	Solana Beach, CA  92075
	Phone:	(858)314-2350	Fax:	(858)314-2355
	Email:	rcrosby@hamiltonbioventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Hercules Technology II, L.P.
	    
	Scott Harvey, Contact
	525 University Avenue, Suite 700
	Palo Alto, CA  94301
	Phone:	(847)867-1953	Fax:	(866)828-6687
	Email:	sharvey@herculestech.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Horizon Ventures Fund II, LP
	    
	Debby Schilling, Contact
	4 Main Street, Suite 50
	Los Altos, CA  94022
	Phone:	(650)917-4100	Fax:	(650)917-4109
	Email:	debby@horizonvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Housatonic Equity Investors SBIC, L.P.
	    
	Barry Reynolds, Will Thorndike
	44 Montgomery Street, Suite 4010
	San Francisco, CA  94104
	Phone:	(415)955-9020	Fax:	(415)981-0617
	Email:	breynolds@housatonicpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$7,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Investments
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Business Services
	Media
	Communications
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Housatonic Micro Fund SBIC, L.P.
	    
	Barry Reynolds, Contact
	44 Montgomery Street, Suite 4010
	San Francisco, CA  94104
	Phone:	(415)981-0616	Fax:	(415)981-0617
	Email:	breynolds@housatonicpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Huntington Capital, L.P.
	    
	Morgan Miller and Barry Wilson, Contacts
	4660 La Jolla Village Drive,  #650
	San Diego, CA  92122-
	Phone:	(858)259-7654	Fax:	(858)259-0074
	Email:	susan@huntingtoncapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$750,000
	Preferred Max:	$1,400,000
	    
	TYPE OF CAPITAL PROVIDED
	Mezzanine Debt and Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified.  No bleeding
	edge technology.
	    
	GEOGRAPHIC PREFERENCES
	Southwest USA
	    
	DESCRIPTION OF FIRM'S FOCUS
	Please see www.huntingtoncapital.com
	    
Labrador Ventures V-B, L.P.
	    
	Sean Foote, Contact
	101 University Avenue, 4th Floor
	Palo Alto, CA  94301
	Phone:	(650)366-6000	Fax:	(650)366-6430
	Email:	mpollasky@labrador.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Montreux Equity Partners II SBIC, L.P.
	    
	Daniel K. Turner III, General Partner
	3000 Sand Hill Road
	Building 1, Suite 260
	Menlo Park, CA  94025-7073
	Phone:	(650)234-1200	Fax:	(650)234-1250
	Email:	dturner@montreuxequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Montreux Equity Partners III SBIC, L.P.
	    
	Daniel K. Turner III, General Partner
	3000 Sand Hill Road
	Building 1, Suite 260
	Menlo Park, CA  94025-7073
	Phone:	(650)234-1200	Fax:	(650)234-1250
	Email:	dturner@montreuxequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Opportunity Capital Corporation   (SSBIC)
	    
	J. Peter Thompson, President
	2201 Walnut Avenue, Suite 210
	Fremont, CA  94538
	Phone:	(510)795-7000	Fax:	(510)494-5439
	Email:	rcg@ocpcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$150,000
	Preferred Max:	$300,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt w/Warrants
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Healthcare
	Telecommunications
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	West Coast
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides financing to minority entrepreneurs
	who seek to acquire or expand profitable,
	well-managed companies that have the
	potential to produce significant investment
	returns via a combination of current
	income and equity appreciation.
	    

Outlook Ventures III, L.P.
	    
	Carl Nichols, Contact
	135 Main Street, Suite 1350
	San Francisco, CA  94105
	Phone:	(415)547-0000	Fax:	(415)547-0010
	Email:	carl@outlookventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Seed
	Early Stage
	Expansion
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	Technology
	Software
	    
	GEOGRAPHIC PREFERENCES
	Western United States
	    
	DESCRIPTION OF FIRM'S FOCUS
	Outlook Venture's strategy is to be the
	first institutional investor in sustainable
	software-based businesses.
	    

Pacific Mezzanine Fund, L.P.
	    
	Nathan W. Bell, General Partner
	2 Theatre Square, Suite 210
	Orinda, CA  94563
	Phone:	(510)595-9800	Fax:	(510)595-9801
	Email:	mcs@pacmezz.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans w/Equity Features
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Buyouts
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Western US
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Peninsula Equity Partners SBIC, L.P.
	    
	Gregory C. Ennis, Contact
	3000 Sand Hill Road
	Building 3, Suite 125
	Menlo Park, CA  94025
	Phone:	(650)854-0314	Fax:	(650)854-0670
	Email:	ennis@peninsulaequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Positive Enterprises, Inc.   (SSBIC)
	    
	Kwok Szeto, President
	1489 Webster Street, Suite 228
	San Francisco, CA  94115
	Phone:	(415)885-6600	Fax:	(415)928-6363
	Email:	nszeto@pei-sba.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$150,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Early Stage
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	Rest Homes
	Manufacturing
	Light Industry
	    
	GEOGRAPHIC PREFERENCES
	North
	Regional
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Red Rock Ventures SBIC III, L.P.
	    
	Laura Gwosden , Contact
	180 Lytton Avenue
	Palo Alto, CA  94301
	Phone:	(650)325-3111	Fax:	(650)853-7044
	Email:	lgwosden@redrockventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Rembrandt Venture Partners II, L.P.
	    
	Gerald S. Casilil, Contact
	2200 Sand Hill Road, Suite 160
	Menlo Park, CA  94025
	Phone:	(650)326-7070	Fax:	(650)326-3780
	Email:	jcasilli@rembrandtvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Rustic Canyon Ventures SBIC, L.P.
	    
	Paul Notaras, Contact
	2425 Olympic Blvd., Suite 6050 W
	Santa Monica, CA  90404
	Phone:	(310)998-8050	Fax:	(310)998-8061
	Email:	paul@rusticcanyon.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
SAIL Venture Partners, L.P.
	    
	David Jones, Contact
	600 Anton Blvd., Suite 1010
	Costa Mesa, CA  92626
	Phone:	(714)241-7500	Fax:	(714)241-7505
	Email:	djones@sailvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Shepherd Ventures II, L.P.
	    
	George C. Kenney, Contact
	12250 El Camino Real, Suite 116
	San Diego, CA  92130
	Phone:	(858)509-4744	Fax:	(858)509-3662
	Email:	olga@shepherdventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Sorrento Growth Partners I, L.P.
	    
	Robert Jaffe, Manager
	4370 La Jolla Village Drive, Suite 1040
	San Diego, CA  92122
	Phone:	(858)452-3100	Fax:	(858)452-7607
	Email:	ecampbell@sorrentoventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	    
	INDUSTRY PREFERENCE
	Med./Health
	Special Retail
	Communications/
	Electronics
	    
	GEOGRAPHIC PREFERENCES
	Southern
	California
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

St. Cloud Capital Partners, L.P.
	    
	Casey E. Tennyson, Controller
	10866 Wilshire Blvd., Suite 1450
	Los Angeles, CA  90024
	Phone:	(310)475-2700	Fax:	(310)475-0550
	Email:	ctennyson@stcloudcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Converible Debt Securities
	Debt Securities with Warrants
	    
	FUNDING STAGE REFERENCES
	Primarily Growth and
	Expansion Financing
	Some Turnaround,
	Development and
	Buyout Financing
	    
	INDUSTRY PREFERENCE
	Diversified, subject to SBA limits
	    
	GEOGRAPHIC PREFERENCES
	Western United
	States preferred
	    
	DESCRIPTION OF FIRM'S FOCUS
	St. Cloud seeks well-managed, established
	companies with opportunites to significantly
	grow their valuation by increasing sales
	and/or enhancing margins to increase net
	profitability.  Prefer companies with strong
	debt sevice capability.
	    

Stone Canyon Venture Partners, L.P.
	    
	Mike Seibert, Contact
	150 Barrington Place
	Los Angeles, CA  90049
	Phone:	(310)432-5180	Fax:	(310)861-0101
	Email:	mseibert@scvp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Telegraph Hill Partners SBIC, L.P.
	    
	Robert G. Shepler, Contact
	360 Post Street, Suite 601
	San Francisco, CA  94108
	Phone:	(415)765-6980	Fax:	(415)765-6983
	Email:	rgs@thpartners.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$7,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity capital
	    
	FUNDING STAGE REFERENCES
	Early, mid, late stage.
	Capital to be used for
	growth of revenue
	generating businesses.
	    
	INDUSTRY PREFERENCE
	Life sciences, healthcare,
	medical devices, chemistry,
	fine chemicals, modular biology.
	    
	GEOGRAPHIC PREFERENCES
	Throughout US
	    
	DESCRIPTION OF FIRM'S FOCUS
	Life science and healthcare companies
	with proven business models.
	The company should have revenues from unique
	leading products and show strong growth
	and a path to profitability
	    

TeleSoft Partners II SBIC, L.P.
	    
	Arjun Gupta, Manager
	Metro Center Tower
	950 Tower Lane, Suite 1600
	Foster City, CA  94404
	Phone:	(650)358-2500	Fax:	(650)358-2501
	Email:	telesoft@telesoftvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Colorado
    
Appian Ventures SBIC I, L.P.
	    
	Phillip Dignan, Contact
	1512 Larimer Street, Suite 200
	Denver, CO  80202
	Phone:	(303)830-2450	Fax:	(303)830-2449
	Email:	phillip@appianvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed -      10%
	Early -      70%
	Growth -  20%
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Colorado -        60%
	Western U.S. - 40%
	    
	DESCRIPTION OF FIRM'S FOCUS
	IT/Communicaitons technology with early
	stage emphasis.
	    

Roaring Fork Capital SBIC, L.P.
	    
	Eugene McColley, Contact
	5350 South Roslyn Street, Suite 380
	Greenwood Villag, CO  80111-2124
	Phone:	(303)694-1300	Fax:	(303)694-1181
	Email:	tiffany@roaringforkcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Expansion atage - 50%
	Later stage         - 50%
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	N/A
	    
	DESCRIPTION OF FIRM'S FOCUS
	publicly held small business (micro cap)
	    
Vista Ventures Advantage, LP
	    
	Catharine M. Merigold, Contact
	1011 Walnut Street, Suite 410
	Boulder, CO  80302
	Phone:	(303)543-5716	Fax:	(303)543-5717
	Email:	catharine@vistavc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Connecticut
    
Altus Capital Partners SBIC, L.P.
	    
	Russell Greenberg, Contact
	10 Wright Street, Suite 110
	Westport, CT  06880
	Phone:	(203)429-2006	Fax:	(203)429-2010
	Email:	rgreenberg@altuscapitalpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Brookside Mezzanine Fund II, L.P.
	    
	David D. Buttolph, Corey Sclar, Contact
	80 Field Point Road
	Greenwich, CT  06830
	Phone:	(203)618-0202	Fax:	(203)618-0984
	Email:	dbuttolph@brooksidegrp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Brookside Pecks Capital Partners, L.P.
	    
	David D. Buttolph, Corey Sclar;  Contact
	80 Field Point Road
	Greenwich, CT  06830
	Phone:	(203)618-0202	Fax:	(203)618-0984
	Email:	dbuttolph@brooksidegrp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$6,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Acquisition
	Expansion
	Recapitalizations
	MBO
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Service
	Value-Added Distribution
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides subordinated debt investments to
	profitable later-stage companies.
	    

Cygnet Capital Partners L.P. SBIC
	    
	Owen S. Crihfield, Contact
	c/o Hamilton Robinson LLC
	281 Tresser Blvd., 4th Floor, Suite 1000
	Stamford, CT  06901
	Phone:	(203)602-0011	Fax:	(203)602-2206
	Email:	osc@hrco.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Prefer Equity Investments
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Manufacturing, Distribution
	Services, Outsourcing
	Bus-to-Bus Applications
	Industrial Process, Energy
	Engineered Products, Utilities
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Equity investments in profitable, smaller,
	middle market businesses
	    

Equinox Capital SBIC, L.P.
	    
	Steven C. Rodger, Contact
	41 West Putnam Avenue
	Greenwich, CT  06830
	Phone:	(203)622-1605	Fax:	(203)622-4684
	Email:	scr@equinoxcapitalinc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
First New England Capital 2, L.P.
	    
	Richard Klaffky, Manager
	100 Pearl Street
	Hartford, CT  06103
	Phone:	(860)293-3333	Fax:	(860)293-3338
	Email:	rklaffky@fnec.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

First New England Capital III, L.P.
	    
	Richard C. Klaffky, President
	100 Pearl Street
	Hartford, CT  06103
	Phone:	(860)293-3333	Fax:	(860)293-3338
	Email:	rklaffky@fnec.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

First New England Capital, LP
	    
	Richard C. Klaffky, President
	100 Pearl Street
	Hartford, CT  06103
	Phone:	(860)293-3333	Fax:	(860)293-3338
	Email:	rklaffky@fnec.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Acquisition
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Service
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides subordinated debt and
	equity capital to later stage companies
	for expansion and acquisition.
	Target companies with revenues of at
	least $5 million and profitability at
	the time of investment.
	    

GreenLeaf Capital, L.P.
	    
	Michael B. Cowan, Contact
	130 Main Street
	New Canaan, CT  06840
	Phone:	(203)716-6106	Fax:	(203)716-6206
	Email:	mcowan@whitney.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Ironwood Equity Fund LP
	    
	Marc A. Reich, Contact
	55 Nod Road
	c/o Ironwood Capital Advisors LLC
	Avon, CT  06001
	Phone:	(860)409-2101	Fax:	(860)409-2120
	Email:	reich@ironwoodcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Ironwood Mezzanine Fund II LP
	    
	Marc A. Reich, Contact
	55 Nod Road
	c/o Ironwood Capital Advisors LLC
	Avon, CT  06001
	Phone:	(860)409-2101	Fax:	(860)409-2120
	Email:	reich@ironwoodcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Ironwood Mezzanine Fund, L.P.
	    
	Marc Reich, President, Contact
	55 Nod Road
	c/o Ironwood Capital Advisors LLC
	Avon, CT  06001
	Phone:	(860)409-2101	Fax:	(860)409-2120
	Email:	reich@ironwoodcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Expansion
	Acquisitions
	Consolidations
	Recapitalizations
	MBO/Managemnt Successions
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Service
	Distribution
	Consumer Products
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic
	through Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Gen. Mezzanine investor in established com-
	panies. Seeking to invest in businesses ownd
	by women & people of color & businesses
	located in low and moderate income areas.
	    

JHW Greentree Capital, L.P.
	    
	Michael B. Cowan, Contact
	130 Main Street
	New Canaan, CT  06840
	Phone:	(203)716-6106	Fax:	(203)716-6206
	Email:	mcowan@whitney.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	Equity - 75%
	    
	FUNDING STAGE REFERENCES
	Early stage - 25%
	Growth and Expansion - 75
	    
	INDUSTRY PREFERENCE
	$8 million to $10 million
	    
	GEOGRAPHIC PREFERENCES
	National basis
	    
	DESCRIPTION OF FIRM'S FOCUS
	Retail/wholesale distribution - 15%;
	Manufacturing - 25%
	Helathcare - 25%
	Basic Industries and Services - 35%
	    

Madison Investment Partners II, L.P.
	    
	Susan Goodrich, Contact
	82 Bradley Road
	Madison, CT  06443
	Phone:	(203)949-0400	Fax:	(203)245-6945
	Email:	sgoodrich@madisonpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Marketing 1 to 1 Ventures, L.P.
	    
	Bruce Blasnik, Contact
	One Stamford Landing
	Suite 101
	Stamford, CT  06902
	Phone:	(203)325-4000	Fax:	(203)967-8733
	Email:	bruceb@1to1ventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

MSR I SBIC, L.P.
	    
	Daniel A. Levinson
	120 Post Road West, Suite 101
	Westport, CT  06880
	Phone:	(203)227-5320	Fax:	(203)227-5312
	Email:	mt@mainstreetresources.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Growing stage
	    
	INDUSTRY PREFERENCE
	$1 million to $10 million
	four investments each year
	    
	GEOGRAPHIC PREFERENCES
	Northeast region of U.S.
	New York, New Jersey
	Connecticut, Massachusett
	    
	DESCRIPTION OF FIRM'S FOCUS
	value approach, no industry focus
	    

RFE Investment Partners V, L.P.
	    
	James A. Parsons, General Partner
	36 Grove Street
	New Canaan, CT  06840
	Phone:	(203)966-2800	Fax:	(203)966-3109
	Email:	djuricic@rfeip.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$5,000,000
	Preferred Max:	$9,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Prefer Equity Investments
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Services
	Healthcare
	Distribution
	    
	GEOGRAPHIC PREFERENCES
	National
	Eastern US
	    
	DESCRIPTION OF FIRM'S FOCUS
	Equity investments in acquisitions,
	recapitalizations and growth financings
	of profitable manufacturing, service or
	distribution businesses with at least
	$15 million in annual revenues and
	attractive growth prospects.
	    

RFE VI SBIC, L.P.
	    
	James Parsons, Managing Member.
	36 Grove Street
	New Canaan, CT  06840
	Phone:	(203)966-2800	Fax:	(203)966-3109
	Email:	djuricic@rfeip.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$8,000,000
	Preferred Max:	$15,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Prefer Equity Investments
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Healthcare
	Distribution
	Services
	    
	GEOGRAPHIC PREFERENCES
	National
	Eastern US
	    
	DESCRIPTION OF FIRM'S FOCUS
	Equity investments in acquisitions,
	recapitalizations and growth financings
	of profitable manufacturing, service or
	distribution businesses with at least
	$15million in annual revenues and
	attractive growth prospects.
	    

Saugatuck Capital Company, L.P. IV, SBIC
	    
	Frank Hawley, Thomas Berardino
	187 Danbury Road
	Wilton, CT  06897
	Phone:	(203)348-6669	Fax:	203-324-6995
	Email:	TBerardino@saugatuckcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
TD Lighthouse Capital Fund, L.P.
	    
	Two Greenwich Plaza, 4th Floor
	Greenwich, CT  06830-
	Phone:	(203)629-8700
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

TD Lighthouse Capital Fund, L.P.
	    
	Joan Neuscheler, Contact
	c/o Tullis Dickerson & Co.,  Inc.
	One Stamford Plaza, 263 Tresser Blvd.
	Stamford, CT  06901-
	Phone:	(203)629-8700	Fax:	(203)629-9293
	Email:	mmcleish@tullisdickerson.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Valentis SB, L.P.
	    
	Paul M. Jacobi
	411 West Putnam Avenue
	Greenwich, CT  06830
	Phone:	(203)862-7074	Fax:	(203)862-7374
	Email:	pjacob@wexford.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Delaware
    
Inflection Point Ventures II, L.P.
	    
	Jeffrey A. Davison, Contact
	1 Innovation Way
	Suite 500
	Newark, DE  19711
	Phone:	(302)452-1120	Fax:	(302)452-1122
	Email:	jdavison@inflectpoint.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Innovation Ventures, L.P.
	    
	David J. Freschman, Contact
	Three Mill Road, Suite 201
	Wilmington, DE  19806
	Phone:	(302)777-1616	Fax:	(302)777-1620
	Email:	djf@innovationventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

District of Col.
    
Alpine Equity, L.P.
	    
	George McCabe, Contact
	1055 Thomas Jefferson Street, NW
	Suite 650
	Washington, DC  20007-5256
	Phone:	(202)333-7784	Fax:	(202)333-7786
	Email:	george@pinecreekpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	52.8% entity institutional inv
	29.8% indiv institutional inv
	17.4% dual commitments
	    
	FUNDING STAGE REFERENCES
	15% Exapnsion
	35% Later Stage
	50% Change-of-Control
	    
	INDUSTRY PREFERENCE
	$10 million - $75 million
	in total enterprise value
	("micro cap companies")
	    
	GEOGRAPHIC PREFERENCES
	East Coast w/ emphasis on
	Mid-Atlantic region
	    
	DESCRIPTION OF FIRM'S FOCUS
	Financial services
	Educational products and services
	Selected consumer products
	Select federal government contractors
	    

Core Capital Partners II-S, L.P.
	    
	William Dunbar, Contact
	1401 I Street, NW, Suite 1000
	Washington, DC  20005
	Phone:	(202)589-0090	Fax:	(202)589-0091
	Email:	rklueger@core-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Core Capital Partners, L.P.
	    
	William Dunbar, Jonathan Silver, Contact
	1401 I Street, NW, Suite 1000
	Washington, DC  20005
	Phone:	(202)589-0090	Fax:	(202)589-0091
	Email:	rklueger@core-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Grosvenor Special Ventures IV, L.P.
	    
	Bruce B. Dunnan
	1808 Eye Street, N.W. , Suite 900
	Washington, DC  20006
	Phone:	(202)861-5650	Fax:	(202)861-5653
	Email:	bbd@grosvenorfund.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Florida
    
Banyan Mezzanine Fund, L.P.
	    
	John A. Miller, Contact
	P.O. Box 45-0963
	Miami, FL  33245-0963
	Phone:	(305)755-0376	Fax:	(305)755-0377
	Email:	lmarler@banyanmezzanine.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	No Start-Ups
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	Does not invest in start-ups, real estate,
	oil/energy, or turnarounds. Requires min
	EBITDA of $1mm and revenues of $10mm.
	    
BOCF, LLC
	    
	Steven F. Lux
	707 Azeele Street
	Tampa, FL  33606
	Phone:	(813)223-9335	Fax:	(813)221-6453
	Email:	sflux@stonehengecapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CapitalSouth Partners Fund I, L.P.
	    
	David Reed
	712 South Oregon Avenue, Suite 200
	Tampa, FL  33606-
	Phone:	(813)202-8128	Fax:	(813)835-4197
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
CapitalSouth Partners Fund II, L.P.
	    
	David Reed
	712 South Oregon Avenue
	Suite 200
	Tampa, FL  33606-
	Phone:	(813)202-8128	Fax:	(813)835-4197
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

KLH Capital, L.P.
	    
	Mark J. Hunter, Contact
	101 E. Kennedy Blvd., Suite 3925
	Tampa, FL  33602
	Phone:	(813)222-8000	Fax:	(813)222-8001
	Email:	www.KLHCapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Market Capital Corp.
	    
	Eugene C. Langford, President
	1715 W. Cleveland Street
	Tampa, FL  33606
	Phone:	(813)251-6055	Fax:	(813)251-1900
	Email:	pcaskey@langfordhill.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$157,000
	    
	TYPE OF CAPITAL PROVIDED
	Secured Loans
	    
	FUNDING STAGE REFERENCES
	All Stages
	    
	INDUSTRY PREFERENCE
	Retail Grocery
	    
	GEOGRAPHIC PREFERENCES
	Florida
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Power Equities, Inc.
	    
	Maureen Beavers
	50 N. Laura Street, 9th Floor
	FL9-001-09-03
	Jacksonville, FL  32202
	Phone:	(904)791-7601	Fax:	(904)791-7516
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Georgia
    
EGL/NatWest Equity Partners USA, L.P.
	    
	Salvatore Massaro, Manager
	3495 Piedmont Road
	Building 11, Suite 412
	Atlanta, GA  30305
	Phone:	(404)949-8303	Fax:	(404)795-0976
	Email:	samassaro@eglholdings.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Salem Halifax Capital Partners II, L.P.
	    
	600 Paces Summit
	2410 Paces Ferry Road
	Atlanta, GA  30339-
	Phone:	(770)805-2320	Fax:	(770)805-2185
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

White Oak SBIC Fund, L.P.
	    
	Christopher Melton, Contact
	600 Galleria Parkway, Suite 1400
	Atlanta, GA  30339
	Phone:	(404)875-9994	Fax:	(404)875-9545
	Email:	chris@thewhiteoakgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Hawaii
    
Pacific Venture Capital, Ltd.
	    
	Frank Tokioka
	222 South Vineyard Street
	PH.1
	Honolulu, HI  96813
	Phone:	(808)521-6502	Fax:	(808)521-6541
	Email:	dperk@lava.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Technology
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Regional
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Illinois
    
Aldine SBIC Fund, L.P.
	    
	Albert L. Brahm, Contact
	30 West Monroe Street
	Suite 1310
	Chicago, IL  60603
	Phone:	(312)346-3950	Fax:	(312)346-3930
	Email:	bbrahm@aldinecapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Alpha Capital III SBIC, L.P.
	    
	Andrew H. Kalnow, Contact
	122 South Michigan Avenue
	Suite 1700
	Chicago, IL  60603
	Phone:	(312)322-9800	Fax:	(312)322-9808
	Email:	GaryStark@alphacapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Altus Capital Partners SBIC, L.P.
	    
	250 Parkway Drive, Suite 120
	Lincolnshire, IL  60069
	Phone:	(847)229-0770	Fax:	(847)229-9271
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Cardinal Growth, L.P.
	    
	Joseph M. McInerney, Contact
	311 South Wacker Drive, Suite 5500
	Chicago, IL  60606
	Phone:	(312)913-1000	Fax:	(312)913-1001
	Email:	mphelan@cardinalgrowth.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CFB Venture Fund L.P.
	    
	Dan W. O' Connell
	120 S. Riverside, Suite 2160
	Chicago, IL  60606
	Phone:	(312)466-9276	Fax:	(312)466-9278
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Channel Medical Partners, L.P.
	    
	Gregory Shearer, Contact
	5750 Old Orchard Road, Suite 310
	Skokie, IL  60077
	Phone:	(847)779-1550	Fax:	(847)779-1535
	Email:	gshearer@chanmed.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	Medical Technology
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Chicago Venture Partners, L.P.
	    
	John Fife, Manager
	303 East Wacker Drive,
	Suite 311
	Chicago, IL  60601
	Phone:	(312)297-7000	Fax:	(312)819-9701
	Email:	general@chicagoventure.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Continental Illinois Venture Corp.
	    
	Terry Perucca, President
	231 South LaSalle Street
	Chicago, IL  60697
	Phone:	(312)828-2287	Fax:	(312)923-0668
	Email:	erick.c.christensen@bankofamerica.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$5,000,000
	Preferred Max:	$50,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	MBO
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Makes majority and minority equity
	investments in established service
	and manufacturing businesses in the
	U.S. with at least $20 million in sales
	and $5 million in EBITDA.
	    

DNJ Leasing II, L.P.
	    
	Jeffery S. Pfeffer, Contact
	10 S. Wacker Drive, Suite 1840
	Chicago, IL  60606
	Phone:	(312)629-2878	Fax:	(312)629-2874
	Email:	jspfeffer@capxpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Dunrath Capital Infrastructure Surety Fund,
	    
	John Abernethy, Contact
	53 West Jackson Blvd., Suite 715
	Chicago, IL  60604
	Phone:	(312)546-4700	Fax:	(312)386-9454
	Email:	steve@dunrath.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Fidus Mezzanine Capital, L.P.
	    
	225 W. Washington Street
	Suite 2200
	Chicago, IL  60606
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Fidus Mezzanine Capital, L.P.
	    
	Edward H. Ross, Contact
	190 S. LaSalle Street, Suite 2140
	Chicago, IL  60603
	Phone:	(312)284-5201	Fax:	(312)914-4456
	Email:	eross@fiduspartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

GCG SBIC Investors, L.P.
	    
	225 W. Washington Street
	Chicago, IL  60606
	Phone:	(312)346-7442	Fax:	(312)346-7441
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
GCG SBIC Investors, L.P.
	    
	Jeffery Birch, Contact
	230 West Monroe Street, Suite 2000
	Chicago, IL  60606
	Phone:	(312)849-0008	Fax:	(312)849-0000
	Email:	birch@greyrockcapitalgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Granite Creek FlexCap I, L.P.
	    
	Mark A. Radzik, Contact
	222 West Adams, Suite 1980
	Chicago, IL  60606
	Phone:	(312)895-4503	Fax:	(312)895-4509
	Email:	mark@granitecreek.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
High Street Capital III SBIC, L.P.
	    
	Joseph R. Katcha, Contact
	11 South LaSalle Street, 5th Floor
	Chicago, IL  60603
	Phone:	(312)423-2650	Fax:	(312)423-2655
	Email:	jkatcha@highstr.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Hispania Private Equity, L.P.
	    
	Victor L. Maruri, Contact
	311 South Wacker Drive
	Suite 4200
	Chicago, IL  60606
	Phone:	(312)697-4590	Fax:	(312)697-4598
	Email:	vmaruri@hispaniapartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Growth to later stage
	    
	INDUSTRY PREFERENCE
	$3 million to $5 million
	    
	GEOGRAPHIC PREFERENCES
	Hispanic owned  business
	in U.S. and Puerto Rico
	    
	DESCRIPTION OF FIRM'S FOCUS
	media and entertainment,
	business services,
	food and beverage
	financial services
	education
	    

Hopewell Ventures, L.P.
	    
	Craig Overmyer, Contact
	20 North Wacker Drive, Suite 2200
	Chicago, IL  60606
	Phone:	(312)357-9600	Fax:	(312)357-9620
	Email:	overmyer@hopewellventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
LaSalle Capital Group, L.P.
	    
	Andrew Shackelford, CFO
	Three First National Plaza, Suite 5710
	Chicago, IL  60602
	Phone:	(312)236-7041	Fax:	(312)236-0720
	Email:	ashackelford@lasallecapitalgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

MK Capital SBIC, L.P.
	    
	Bret R. Maxwell, Contact
	1033 Skokie Boulevard, Suite 430
	Northbrook, IL  60062
	Phone:	(312)324-7703	Fax:	(312)324-7713
	Email:	bmaxwell@mkcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Prairie Capital II, L.P.
	    
	C. Bryan Daniels, Contact
	191 N. Wacker Drive, Suite 800
	Chicago, IL  60606
	Phone:	(312)360-1133	Fax:	(312)360-1193
	Email:	hlane@prairie-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Prairie Capital III QP, L.P.
	    
	C. Bryan Daniels, Contact
	191 N. Wacker Drive, Suite 800
	Chicago, IL  60606
	Phone:	(312)360-1133	Fax:	(312)360-1193
	Email:	hlane@prairie-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Prairie Capital III, L.P.
	    
	C. Bryan Daniels, Contact
	191 N. Wacker Drive, Suite 800
	Chicago, IL  60606
	Phone:	(312)360-1133	Fax:	(312)360-1193
	Email:	hlane@prairie-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Prairie Capital Mezzanine Fund, L.P.
	    
	Bryan Daniels & Stephen King, Partners
	191 N. Wacker Drive, Suite 800
	Chicago, IL  60606
	Phone:	(312)360-1133	Fax:	(312)360-1193
	Email:	hlane@prairie-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Acquisition
	MBO
	LBO
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Service
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Private equity fund focused on lower-
	middle market companies in the
	manufacturing and service sectors
	requiring capital to support growth
	or a change of ownership.
	    

Prism Mezzanine Fund SBIC, L.P.
	    
	Robert Finkel, Contact
	444 N. Michigan Avenue, Suite 1910
	Chicago, IL  60611
	Phone:	(312)464-7900	Fax:	(312)464-7915
	Email:	BL@prismfund.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Prism Opportunity Fund SBIC, L.P.
	    
	Robert A. Finkel, Managing Partner
	444 N. Michigan Avenue, Suite 1910
	Chicago, IL  60611
	Phone:	(312)464-7900	Fax:	(312)464-7915
	Email:	BL@prismfund.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

SvoCo, L.P.
	    
	John Svoboda, Michelle Collins, Contacts
	1 North Franklin Street
	Suite 1500
	Chicago, IL  60606
	Phone:	(312)267-8750	Fax:	(312)759-7855
	Email:	jas@svoco.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Valor Equity Partners, L.P.
	    
	Antonio Gracias, Contact
	200 S. Michigan Avenue, Suite 1020
	Chicago, IL  60604
	Phone:	(312)683-1900	Fax:	(312)683-1881
	Email:	jshulkin@valorep.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Vogen Funding, L.P.
	    
	Jeffery S. Pfeffer, Contact
	10 S. Wacker Drive, Suite 1840
	Chicago, IL  60606
	Phone:	(312)629-2878	Fax:	(312)629-2874
	Email:	jspfeffer@capxpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Indiana
    
1st Source Capital Corporation
	    
	Eugene L. Cavanaugh, Jr., Vice President
	P.O. Box 1602
	South Bend, IN  46634
	Phone:	(574)235-2180	Fax:	(574)235-2227
	Email:	cavanaugh@1stsource.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$300,000
	Preferred Max:	$600,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt with Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Acquisitions
	MBO
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Financings sought include second/third stage
	financings for companies with significant
	growth potential, acquisitions, management
	buyouts, and transfers of ownership.
	Of primary interest are companies involved
	in manufacturing, sales or distribution.
	    

Cambridge Ventures, LP
	    
	Ms. Jean Wojtowicz, President
	4181 East 96th Street
	Suite 200
	Indianapolis, IN  46240
	Phone:	(317)814-6192	Fax:	(317)844-9815
	Email:	jwojtowicz@cambridgecapitalmgmt.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinate Debt
	Equity
	Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Acquisition
	MBO
	    
	INDUSTRY PREFERENCE
	Diversified
	Manufacturing
	    
	GEOGRAPHIC PREFERENCES
	Within 200 miles of IN
	    
	DESCRIPTION OF FIRM'S FOCUS
	Prefers to invest in companies that are
	cash flow positive, in need of growth,
	expansion or acquisition capital.
	    

Centerfield Capital Partners, L.P.
	    
	D. Scott Lutzke, Contact
	3030 Market Tower
	10 West Market Street
	Indianapolis, IN  46204
	Phone:	(317)237-2323	Fax:	(317)237-2325
	Email:	SCOTT@centerfieldcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Irwin Ventures SBIC LLC
	    
	David Meyercord, Contact
	500 Washington Street
	Columbus, IN  47201
	Phone:	(812)373-1434	Fax:	(812)376-1709
	Email:	dave.meyercord@irwinventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Iowa
    
AAVIN Equity Partners I, L.P.
	    
	James D. Thorpe, Contact
	118 Third Avenue, SE, Suite 630
	Cedar Rapids, IA  52401
	Phone:	(319)247-1072	Fax:	(319)363-9519
	Email:	jthorp@aavin.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Lewis & Clark Private Equities, L.P.
	    
	David R. Schroder, Contact
	101 Second Street, SE, Suite 800
	Cedar Rapids, IA  52401
	Phone:	(319)363-8249	Fax:	(319)363-9683
	Email:	mbenge@investam.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

North Dakota SBIC, L.P.
	    
	David R. Schroder, Manager
	101 Second Street SE, Suite 800
	Cedar Rapids, IA  52401
	Phone:	(701)298-0003	Fax:	(701)293-7819
	Email:	mbenge@investam.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$750,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Preferred Stock-Warrants
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Service
	Distribution
	    
	GEOGRAPHIC PREFERENCES
	North Dakota
	South Dakota
	Minnesota
	Montana
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests nationally in growth and later stage
	manufacturing, service, and distribution
	businesses with $5 to $40 million in sales
	seeking $1 to $7 million in equity or near
	equity financing to fund growth or buyouts.
	Focused on ND & contiguous states.
	    

Kansas
    
Kansas Venture Capital, Inc.
	    
	Marshall D. Parker
	Pinnacle Corporate Centre I, Suite 250
	11300 Tomahawk Creek Parkway
	Leawood, KS  66211
	Phone:	(913)262-7117	Fax:	(913)262-3509
	Email:	mparker@kvci.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	No Seed
	All Other Stages
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Kansas Only
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests in a variety of enterprises with
	significant growth potential which are
	operated by exceptional management teams.
	Provides later stage capital for expansion
	acquisition or stockholder
	liquidity purposes.
	    

MidStates Capital Fund II, L.P.
	    
	Tim Keeble, Contact
	7300 West 110th  Street, 7th Floor
	Overland Park, KS  66210
	Phone:	(913)962-9007	Fax:	(913)962-0699
	Email:	timkeeble@midstatescap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
MidStates Capital, L.P.
	    
	Timothy J. Keeble, Contact
	7300 West 110th Street, 7th Floor
	Overland Park, KS  66210
	Phone:	(913)962-9007	Fax:	(913)962-0699
	Email:	timk@midstatescap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Kentucky
    
Chrysalis Ventures II, L.P.
	    
	Lisa K. Aly, Contact
	101 South Fifth Street, Suite 1650
	Louisville, KY  40202
	Phone:	(502)583-7644	Fax:	(502)853-7648
	Email:	Laly@ChrysalisVentures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Mountain Ventures, Inc.
	    
	L. Ray Moncrief, President
	P.O. Box 1738, 362 Old Whitley Road
	London, KY  40743
	Phone:	(606)864-5175	Fax:	(606)864-5194
	Email:	BMcDaniel@khic.org
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$250,000
	    
	TYPE OF CAPITAL PROVIDED
	Loan
	Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Early
	Expansion
	Later Stages
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Prefers to invest in small manufacturing
	firms and service firms to be located
	in Eastern Kentucky.
	    

Louisiana
    
Audubon Capital SBIC, L.P.
	    
	Robert Cowin, Contact
	217 N. Columbia Street
	Covington, LA  70433
	Phone:	(985)635-6004	Fax:	(985)635-6011
	Email:	rcowin@auduboncapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	and Preferred Stock
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	MBO/LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Gulf States Region
	(including East Texas,
	Louisiana, Mississippi,
	Alabama, and the
	Florida Panhandle.
	    
	DESCRIPTION OF FIRM'S FOCUS
	Mezzanine financing for middle market
	companies located throughout the
	Gulf States Region.
	    

Bank One Equity Investors-BIDCO, Inc.
	    
	Thomas J. Adamek, President
	c/o Stonehenge Capital Corporation
	236 Third Street
	Baton Rouge, LA  70801
	Phone:	(225)408-3255	Fax:	(225)408-3090
	Email:	sgwhittington@stonehengecapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinate Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	MBO
	LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	South
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Jefferson Capital Partners I, L.P.
	    
	William J. Harper, Contact
	2156 Third Street, Ste. C
	Mandeville, LA  70471
	Phone:	(985)727-7232	Fax:	(985)727-7213
	Email:	capital@jeffcap.com; wharper@jeffcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Preferred Stock
	    
	FUNDING STAGE REFERENCES
	Later Stage
	MBO/LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Low Tech
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Southeastern US
	Texas
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Subordinated debt and preferred stock
	investments in smaller middle market
	companies
	    

Maine
    
Masthead Venture Partners Capital, L.P.
	    
	111 Commercial Street
	Suite 302
	Portland, ME  04101
	Phone:	(207)780-0905	Fax:	(207)780-0913
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
North Atlantic SBIC IV, L.P.
	    
	Kimberley A. Niles, CFO
	Two City Center, 5th Floor
	Portland, ME  04101
	Phone:	(207)772-4470	Fax:	(207)772-3257
	Email:	kniles@northatlanticcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

North Atlantic Venture Fund II, L.P.
	    
	David M. Coit, Manager
	Two City Center, 5th Floor
	Portland, ME  04101
	Phone:	(207)772-4470	Fax:	(207)772-3257
	Email:	kniles@northatlanticcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Sub. Debt w/Equity Features
	Equity
	    
	FUNDING STAGE REFERENCES
	Buy-outs
	Expansion Financing
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Target established companies seeking growth
	through internal expansion or acquisitions.
	Also finance the recapitalization or
	ownership change of profitable, well
	established businesses.
	    

Maryland
    
Allegiance Capital, L.P.
	    
	Gary Dorsch
	10706 Beaver Dam Road
	Suite 201
	Cockeysville, MD  21030
	Phone:	(410)568-1715	Fax:	(410)568-1733
	Email:	gdorsch@allcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Mezzanine
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic
	    
	DESCRIPTION OF FIRM'S FOCUS
	Subordinate debt to privately held companies
	    

Legg Mason SBIC Mezzanine Fund, L.P.
	    
	Andrew L. John, Contact
	111 South Calvert Street
	Suite 1800
	Baltimore, MD  21202
	Phone:	(443)573-3700	Fax:	(443)573-3703
	Email:	ajohn@cscp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Patriot Capital II, L.P.
	    
	Chris Royston, Contact
	509 South Exeter Street
	Suite 210
	Baltimore, MD  21202
	Phone:	(443)573-3010	Fax:	(443)573-3020
	Email:	croyston@patriot-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Patriot Capital, L.P.
	    
	Chris M. Royston, Contact
	509 South Exeter Street
	Suite 210
	Baltimore, MD  21202-
	Phone:	(443)573-3010	Fax:	(443)573-3020
	Email:	croyston@patriot-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Security Financial and Investment Corp.
	    
	Jim Bonfils, Manager
	7720 Wisconsin Avenue, Suite 207
	Bethesda, MD  20814
	Phone:	(301)951-4288	Fax:	(301)951-4286
	Email:	jamesbonfils@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$25,000
	Preferred Max:	$150,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Early Stage (One Year Op)
	No Start Ups
	    
	INDUSTRY PREFERENCE
	No Specialty
	    
	GEOGRAPHIC PREFERENCES
	150 miles radius of DC
	    
	DESCRIPTION OF FIRM'S FOCUS
	Loans made to going businesses
	in need of capital for expansion.
	Real estate collateral required.
	    

Spring Capital Partners II, L.P.
	    
	Robert M. Stewart, Contact
	The Latrobe Building, 5th Floor
	2 East Read Street
	Baltimore, MD  21202
	Phone:	(410)685-8000	Fax:	(410)545-0015
	Email:	rms@springcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Spring Capital Partners, L.P.
	    
	Mike Dongh, General Partner
	The Latrobe Building, 5th Floor
	2 East Read Street
	Baltimore, MD  21202
	Phone:	(610)964-6972	Fax:	(410)545-0015
	Email:	mailbox@springcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Mezzanine
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	No Specialty
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Toucan Capital Fund II, L.P.
	    
	Mrs. Linda Powers
	7600 Wisconsin Avenue, 7th Floor
	Bethesda, MD  20814
	Phone:	(240)497-4060	Fax:	(240)497-4065
	Email:	info@toucancapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity (Preferred Stock)
	Convertible Debt
	    
	FUNDING STAGE REFERENCES
	Seed
	1st Institutional Round
	    
	INDUSTRY PREFERENCE
	Biotech
	Information Technology
	Advanced Batteries
	Fuel Cells
	NanoTechnology
	    
	GEOGRAPHIC PREFERENCES
	East Coast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Top priorities in biotech - cell therapy,
	tissue engineering & RNA technologies. Top
	focus in information technology is security.
	    

Walker Investment Fund II SBIC, L.P.
	    
	Gina Dubbe, Contact
	3060 Washington Road, Suite 200
	Glenwood, MD  21738
	Phone:	(301)854-6850	Fax:	(301)854-6235
	Email:	gina@walkerventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$200,000
	Preferred Max:	$1,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Convertible Notes
	    
	FUNDING STAGE REFERENCES
	Seed
	Early Stage
	    
	INDUSTRY PREFERENCE
	Technology
	e-Commerce
	Internet Related
	    
	GEOGRAPHIC PREFERENCES
	Maryland
	DC
	Virginia
	West Virginia
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focus generally in technology, e-commerce,
	internet related companies.
	    

Massachusetts
    
Ascent Venture Partners II, L.P.
	    
	Walter Dick, General Partner
	255 State Street, 5th Floor
	Boston, MA  02109
	Phone:	(617)720-9400	Fax:	(617)720-9401
	Email:	tscanlon@ascentvp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt w/Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Network and Communication Systems
	Enterprise Software
	Medical
	Specialized IT Services
	Industrial Technology
	    
	GEOGRAPHIC PREFERENCES
	New England
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Ascent Venture Partners IV-A, L.P.
	    
	Brian Girvan, Contact
	255 State Street, 5th Floor
	Boston, MA  02109
	Phone:	(617)720-9400	Fax:	(617)720-9401
	Email:	tscanlon@ascentvp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Brook Venture Fund IIA, L.P.
	    
	Andrew Clapp, Contact
	301 Edgewater Place, Suite 425
	Wakefield, MA  01880
	Phone:	(781)295-4000	Fax:	(781)295-4007
	Email:	nm@brookventure.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Chestnut Venture Partners, L.P.
	    
	David D. Croll, President
	75 State Street, Suite 2500
	Boston, MA  02109
	Phone:	(617)345-7220	Fax:	(617)345-7201
	Email:	dcroll@mcventurepartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt w/Equity Features
	    
	FUNDING STAGE REFERENCES
	Any Stage
	    
	INDUSTRY PREFERENCE
	Media
	Telecommunications
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Citizens Ventures, Inc.
	    
	Scott Sullivan -  VP of Finance
	28 State Street, 15th Floor
	Boston, MA  02109
	Phone:	(617)994-7177	Fax:	(617)725-5630
	Email:	SCOTT@CITIZENSCAPITAL.COM
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	MBO
	Acquisition
	Growth
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	Midwest
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Draper Fisher Jurvetson New England Fund I 
	    
	Todd Hixon, Contact
	One Broadway, 14th Floor
	Cambridge, MA  02142
	Phone:	(617)758-4213	Fax:	(617)758-4101
	Email:	todd@dfjne.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Exeter Capital Partners IV, L.P.
	    
	Keith Fox, Kurt Bergquist, Jeff Weber
	One Liberty Square, 12th Floor
	Boston, MA  02109
	Phone:	(617)224-0100	Fax:	(617)892-4311
	Email:	Keith.Fox@exeterfunds.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Investments
	    
	FUNDING STAGE REFERENCES
	Development - 10% to 20%
	Expansion    - 20% to50%
	Later stage  - 35% to 65%
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Gemini Investors III, L.P.
	    
	David F. Millet, Contact
	20 William Street
	Wellesley, MA  02481
	Phone:	(781)237-7001	Fax:	(781)237-7233
	Email:	mkeis@gemini-investors.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Gemini Investors IV, L.P.
	    
	Matt Keis, Contact
	20 William Street, Suite 250
	Wellesley, MA  02481
	Phone:	(781)237-7001	Fax:	(781)237-7233
	Email:	mkeis@gemini-investors.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
GMN Investors II, L.P.
	    
	James J. Goodman, Manager
	20 William Street, Suite 250
	Wellesley, MA  02481
	Phone:	(781)237-7001	Fax:	(781)237-7233
	Email:	dmillet@gemini-investors.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focus is on later stage expansion and
	acquisition capital for middle-market
	companies with revenues between
	$5 and $50 million.
	    

Ironwood Equity Fund LP
	    
	18 Tremont St., Suite 1120
	Boston, MA  02108
	Phone:	(617)723-6747	Fax:	(617)723-6746
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Longworth Venture Partners II-A, L.P.
	    
	Paul A. Margolis, Contact
	1050 Winter Street, Suite 2600
	Waltham, MA  02451
	Phone:	(781)663-3600	Fax:	(781)663-3619
	Email:	lawrence@longworth.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Masthead Venture Partners Capital, L.P.
	    
	Timothy Agnew, Contact
	55 Cambridge Parkway
	Suite 103
	Cambridge, MA  02142
	Phone:	(617)621-3000	Fax:	(617)621-3055
	Email:	tim@mvpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
North Hill Ventures II, L.P.
	    
	Brett Rome, Contact
	Ten Post Office Square, Suite 1100
	Boston, MA  02109
	Phone:	(617)788-2150	Fax:	(617)788-2152
	Email:	brettj.rome@capitalone.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

RockPort Capital Partners, L.P.
	    
	Bettina Metais, Contact
	160 Federal Street, 18th Floor
	Boston, MA  02110
	Phone:	(617)912-1420	Fax:	(617)912-1449
	Email:	bmetais@rockportcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt w/Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Energy Technologies
	Environmental Technologies
	Advanced Materials & Processes
	    
	GEOGRAPHIC PREFERENCES
	New England
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests in leading-edge technology with the
	potential to significantly impact industries
	superior management team; large markets with
	high growth rate; and sustainable
	competitive advantages.
	    

Seacoast Capital Partners II, L.P.
	    
	Walt Leonard, Contact
	55 Ferncroft Road
	Danvers, MA  01923
	Phone:	(978)750-1300	Fax:	(978)750-1301
	Email:	wleon@seacoastcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
SEED Ventures, L.P.
	    
	Thomas Wooters, Contact
	80 Dean Street
	Taunton, MA  02780
	Phone:	(508)822-1020	Fax:	(508)880-7869
	Email:	tom@seedvf.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Summer Street Capital Fund I, L.P.
	    
	Richard Steele
	171 Dwight Rd.
	Suite 310
	Longmeadow, MA  01106-
	Phone:	(413)567-3366	Fax:	(413)567-6556
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Ticonderoga SBIC, L.P.
	    
	Craig A.T. Jones, Contact
	230 Third Avenue
	Waltham, MA  02451
	Phone:	(781)416-3400	Fax:	(781)416-9868
	Email:	cjones@ticonderogacap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Velocity Equity Partners I SBIC, L.P.
	    
	David Vogel, Contact
	50 Salem Street
	Building B
	Lynnfield, MA  01940
	Phone:	(617)338-2545	Fax:	(617)261-3864
	Email:	jvogel@velocityep.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Venture Capital Fund of New England IV, L.P
	    
	Kevin J. Dougherty, Contact
	30 Washington Street
	Wellesley Hills, MA  02481
	Phone:	(781)431-8400	Fax:	(781)237-6578
	Email:	kdougherty@vcfne.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Michigan
    
Dearborn Capital Corp.   (SSBIC)
	    
	Michael Kehres, Asst Treasurer,Secretary
	c/o Ford Motor Credit Corporation
	The American Road
	Dearborn, MI  48121
	Phone:	(313)337-8577	Fax:	(313)390-3783
	Email:	mkehres@ford.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$250,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Automotive
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides financial and management
	assistance to minority-owned businesses
	that are suppliers of Ford Motor Company.
	    

EDF Ventures II, L.P.
	    
	Mary Campbell, Contact
	425 North Main Street
	Ann Arbor, MI  48104-1147
	Phone:	(734)663-3213	Fax:	(734)663-7358
	Email:	fingerle@edfvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
North Coast Technology Investor, L.P.
	    
	Hugo E. Braun III, Lindsay D. Aspegren
	206 S. Fifth Avenue Suite 550
	Ann Arbor, MI  48104-0648
	Phone:	(734)662-7667	Fax:	(734)662-6261
	Email:	hugo@northcoastvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Minnesota
    
AAVIN Equity Partners I, L.P.
	    
	Daryl Erdman
	2500 Rand Tower
	Minneapolis, MN  55402
	Phone:	(602)375-9966	Fax:	(319)363-9519
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Affinity Ventures III, L.P.
	    
	Robin M. Dowdle, Contact
	901 Marquette Avenue, Suite 2820
	Minneapolis, MN  55402
	Phone:	(612)252-9897	Fax:	(612)252-9911
	Email:	rdowdle@affinitycapital.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Affinity Ventures IV, L.P.
	    
	Robin M. Dowdle, Contact
	901 Marquette Avenue, Suite 2820
	Minneapolis, MN  55402
	Phone:	(612)252-9900	Fax:	(612)252-9911
	Email:	rdowdle@affinitycapital.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Agio Capital Partners I, L.P.
	    
	Kenneth F. Gudorf, President & CEO
	5050 Lincoln Drive, Suite 420
	Edina, MN  55436
	Phone:	(952)938-1628	Fax:	(952)933-6066
	Email:	Ken@Agio-Capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Growth
	MBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Services
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Private investment partnership making
	equity investments of up to $5.0 million
	in a wide variety of companies with a
	primary interest in management buyouts
	within the manufacturing, distribution, and
	service sectors.
	    

Bayview Capital Partners II LP
	    
	Cary Musech, Contact
	301 Carlson Parkway, Suite 325
	Minnetonka, MN  55305
	Phone:	(952)345-2035	Fax:	(952)345-2001
	Email:	cmusech@tonkabayequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Bayview Capital Partners, L.P.
	    
	Cary Musech, Manager
	301 Carlson Parkway, Suite 325
	Minnetonka, MN  55305
	Phone:	(952)345-2030	Fax:	(952)345-2001
	Email:	cmusech@tonkabayequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Convergent Capital Partners I, L.P.
	    
	John Mason, Keith Bares
	505 N. Highway 169
	Suite 245
	Minneapolis, MN  55441
	Phone:	(763)432-4081	Fax:	(763)432-4085
	Email:	kbares@cvcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Convergent Capital Partners II, L.P.
	    
	Keith Bares, Contact
	505 N. Highway 169
	Suite 245
	Minneapolis, MN  55441
	Phone:	(763)259-4081	Fax:	(763)432-4085
	Email:	kbares@cvcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

GMB Mezzanine Capital, L.P.
	    
	Barry Lindquist, Contact
	50 South Sixth Street, Suite 1460
	Minneapolis, MN  55402
	Phone:	(612)243-4404	Fax:	(612)243-4446
	Email:	blindquist@gmbmezz.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Marquette Capital Fund I, L.P.
	    
	Thomas Jenkins, Contact
	60 South Sixth Street, Suite 3510
	Minneapolis, MN  55402
	Phone:	(612)661-3990	Fax:	(612)661-3999
	Email:	tom.jenkins@marquette.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Medallion Capital, Inc.
	    
	Paul Meyering, President
	3000 W. County Road 42, Suite 301
	Burnsville, MN  55337-4827
	Phone:	(952)831-2025	Fax:	(952)831-2945
	Email:	mvannelli@medallioncapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Senior Debt
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Acquisition
	MBO
	Later Stage
	Bridge Loans
	    
	INDUSTRY PREFERENCE
	Communications
	Technology
	Manufacturing
	Services
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Milestone Growth Fund, Inc.
	    
	Richard Venegar, President and CEO
	527 Marquette Avenue, Suite 1915
	Minneapolis, MN  55402
	Phone:	(612)338-0090	Fax:	(612)338-1172
	Email:	dlindorfer@milestonegrowth.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$300,000
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Loans w/Warrants
	    
	FUNDING STAGE REFERENCES
	Expansion
	Early Stage
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Minnesota
	    
	DESCRIPTION OF FIRM'S FOCUS
	To provide long-term, high-risk financing
	to minority-owned businesses. Will
	participate in National deals.
	    

Mississippi
    
CapSource 2000 Fund, L.P.
	    
	James R. Herndon, Contact
	499 Keywood Circle, Suite B
	Flowood, MS  39232
	Phone:	(601)939-3224	Fax:	(601)939-3225
	Email:	capsources@capsources.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Sun-Delta Capital Access Center, Inc.   (SSBIC)
	    
	Cindy Ayers-Elliott, President
	819 Main Street
	Greenville, MS  38701
	Phone:	(662)335-5291	Fax:	(662)335-5295
	Email:	jtaylor@deltadf.org
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$25,000
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loan, Debt
	Equity
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Seed
	Early Stage
	Acquisition, MBO
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	Mississippi
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focuses on a national marketing effort,
	in addition to raising additional dollars.
	    

Missouri
    
American Century Ventures II, L.L.C.
	    
	Mark Hyde, Contact
	4500 Main Street
	Kansas City, MO  64111
	Phone:	(816)340-7269	Fax:	(816)340-7125
	Email:	mark_hyde@americancentury.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
BOME Investors II, L.L.C.
	    
	Shelley Whittington, Thomas Adamek
	c/o Gateway Capco II, LLC
	8000 Maryland Avenue, Suite 330
	Saint Louis, MO  63105
	Phone:	(314)721-5707	Fax:	(314)721-5135
	Email:	mconley@tworiversassociates.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

BOME Investors III, LLC
	    
	Shelley G. Whittington, Contact
	c/o Gateway Capco II, LLC
	8000 Maryland Avenue, Suite 330
	Saint Louis, MO  63105
	Phone:	(314)721-5707	Fax:	(314)721-5135
	Email:	mconley@tworiversassociates.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
BOME Investors, Inc.
	    
	Gregory R. Johnson & John McCarthy, Mgrs
	c/o Gateway Capco II, LLC
	8000 Maryland Avenue, Suite 330
	Saint Louis, MO  63105
	Phone:	(314)721-5707	Fax:	(314)721-5135
	Email:	mconley@tworiversassociates.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

C3 Capital Partners II, L.P.
	    
	Patrick F. Healy, Contact
	4520 Main Street, Suite 1600
	Kansas City, MO  64111-7700
	Phone:	(816)756-2225	Fax:	(816)756-5552
	Email:	phealy@C3cap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
C3 Capital Partners, LP
	    
	Patrick F. Healy and  Mikala January
	4520 Main Street, Suite 1600
	Kansas City, MO  64111
	Phone:	(816)756-2225	Fax:	(816)756-5552
	Email:	phealy@C3cap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CFB Venture Fund II, LP
	    
	James F. O'Donnell, Chairman
	11 South Meramec, Suite 1430
	Saint Louis, MO  63105
	Phone:	(314)746-7427	Fax:	(314)746-8739
	Email:	Bill.Witzofsky@capitalforbusiness.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt w/Warrants
	Preferred Stock
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	MBO
	LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
CFB Venture Fund L.P.
	    
	Greg L. Gaeddert
	1000 Walnut, 18th Floor
	Kansas City, MO  64106
	Phone:	(816)234-2357	Fax:	(816)234-2952
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CFB Venture Fund L.P.
	    
	James F. O'Donnell, Chairman
	11 South Meramec, Suite 1430
	Saint Louis, MO  63105
	Phone:	(314)746-7427	Fax:	(314)746-8739
	Email:	Bill.Witzofsky@capitalforbusiness.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	FULLY INVESTED
	    
Eagle Fund I, L.P.
	    
	Scott Fesler, Principal
	101 S. Hanley Road, Suite 1250
	Saint Louis, MO  63105
	Phone:	(314)727-4555	Fax:	(314)727-8829
	Email:	bmg@bushodonnell.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Eagle Fund II, L.P.
	    
	Scott Fesler, Principal
	101 S. Hanley Road, Suite 1250
	Saint Louis, MO  63105
	Phone:	(314)727-4555	Fax:	(314)727-8829
	Email:	sdf@bushodonnell.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
RiverVest Venture Fund I, L.P.
	    
	Thomas C. Melzer, Contact
	7733 Forsyth Boulevard, Suite 1650
	Saint Louis, MO  63105
	Phone:	(314)726-6700	Fax:	(314)726-6715
	Email:	mslavich@rivervest.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

UMB Capital Corporation, Inc.
	    
	Christian P. Roth, Manager
	1010 Grand Boulevard
	Mail Stop 1020204
	Kansas City, MO  64106
	Phone:	(816)860-4871	Fax:	(816)860-7143
	Email:	christian.roth@umb.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	Debt w/Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Manufacturing
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Montana
    
Glacier Venture Fund Limited Partnership
	    
	Jon Marchi, Contact
	40 West 14th Street, Suite 4B
	Helena, MT  59624
	Phone:	(406)443-2160	Fax:	(406)443-2161
	Email:	jonmarchi@marchiangus.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Nevada
    
Atalanta Investment Company, Inc.
	    
	L. Mark Newman, Chairman of the Board
	601 Fairview Boulevard
	P.O. Box 7718
	Incline Village, NV  89452
	Phone:	(775)833-1836	Fax:	(775)833-1890
	Email:	mark@marknewman.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Technology
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

New Hampshire
    
MB Growth Partners II, L.P.
	    
	Jeffrey M. Pollock, Contact
	66 Hanover Street
	Manchester, NH  03101
	Phone:	(603)623-5500	Fax:	(603)623-3972
	Email:	jmpollock@merchantbanc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
MerchantBanc Venture Partners, L.P.
	    
	Jeffrey M. Pollock
	66 Hanover Street
	Suite 303
	Manchester, NH  03101
	Phone:	(603)623-5500	Fax:	(603)623-3972
	Email:	jrgill@merchantbanc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

New Jersey
    
Alliance Mezzanine Investors, L.P.
	    
	Robert Eberhardt, Douglas Smith
	96 Pompton Road
	Verona, NJ  07044
	Phone:	(973)239-8900	Fax:	(973)239-8909
	Email:	mtv@mezcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,500,000
	Preferred Max:	$2,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt w/Warrants
	Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage Only Include
	Expansion
	Growth Capital
	LBO, MBO, Recaps
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Diversified
	Manufacturing
	Distribution
	Services
	    
	GEOGRAPHIC PREFERENCES
	New Jersey
	Pennsylvania
	New York
	New England
	Mid-Atlantic(co-investrs)
	    
	DESCRIPTION OF FIRM'S FOCUS
	Funding for expansion, acquisition, buyout
	or recap of profitable later-stage companies
	    

Contemporary Healthcare Fund I, LP
	    
	Eric Smith, Contact
	1040 Broad Street, Suite 3B
	Shrewsbury, NJ  07702
	Phone:	(732)578-0533	Fax:	(732)578-0501
	Email:	esmith@contemporarycapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

DFW Capital Partners, L.P.
	    
	Donald F. DeMuth, Manager
	Glenpointe Centre East, 5th Floor
	300 Frank W. Burr Boulevard
	Teaneck, NJ  07666
	Phone:	(201)836-2233	Fax:	(201)836-5666
	Email:	DFDemuth@DFWCapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$4,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Early thru
	Later Stage
	MBO
	Consolidations
	Recapitalizations
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Health Care
	Services - Business
	Services - Consumer
	Information Technology
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides direct private equity capital for
	high growth, market niche companies
	with revenues between $5 and $100 million
	Typically an active investor and is
	represented on the Board of Directors.
	    

Edison Fund V, L.P.
	    
	Ross Martinson, Contact
	1009 Lenox Drive, #4
	Lawrenceville, NJ  08648
	Phone:	(609)873-9202	Fax:	(609)896-0066
	Email:	gayle@edisonventure.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity oriented instruments
	    
	FUNDING STAGE REFERENCES
	Expansion Stage
	    
	INDUSTRY PREFERENCE
	Initial investment: $2 million
	to $6 million
	    
	GEOGRAPHIC PREFERENCES
	New Jersey, Pennsylvania,
	Delaware, Maryland,
	Virginia
	    
	DESCRIPTION OF FIRM'S FOCUS
	Technology - software, communications,
	computer services
	    

Edison Venture Fund IV SBIC, L.P.
	    
	Ross Martinson, Contact
	1009 Lenox Drive, #4
	Lawrenceville, NJ  08648
	Phone:	(609)873-9202	Fax:	(609)896-0066
	Email:	rmartinson@edisonventure.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Only
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic: New Jersey,
	Pennsylvania, Delaware,
	Maryland, Virginia
	    
	DESCRIPTION OF FIRM'S FOCUS
	Information Technology: software, services,
	communication,  internet, electronics
	    

Hanam Capital Corp.
	    
	Robert Schairer, President
	605 Broad Avenue, Suite 202
	Ridgefield, NJ  07657
	Phone:	(201)943-4400	Fax:	(201)943-4406
	Email:	hanam@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

MidMark Capital II, L.P.
	    
	Wayne L. Clevenger, Contact
	177 Madison Avenue
	Morristown, NJ  07960
	Phone:	(973)971-9960	Fax:	(973)971-9963
	Email:	mfinlay@midmarkcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$8,000,000
	Preferred Max:	$10,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Only
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	No High-Tech, Real Estate
	No Oil & Gas
	    
	GEOGRAPHIC PREFERENCES
	East of Mississippi
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Navigator Growth Partners, L.P.
	    
	Bernard B. Markey, Contact
	P.O. Box 159
	Summit, NJ  07902
	Phone:	(908)273-7733	Fax:	(908)273-5566
	Email:	bbmarkey@navigatorequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Later stage,
	recapitalizations,
	and buyouts
	    
	INDUSTRY PREFERENCE
	Services, publishing,
	and specialty manufacturing
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic & Northeast
	but will look anywhere
	    
	DESCRIPTION OF FIRM'S FOCUS
	We partner with strong, experienced
	management to build profitable, growing
	companies that are leaders in their industry
	Navigator's equity supports long-term growth
	plans, often coupled with change of control.
	    

NJTC Venture Fund SBIC, L.P.
	    
	James T. Gunton, Contact
	1001 Briggs Road, Suite 280
	Mount Laurel, NJ  08054
	Phone:	(856)273-6800	Fax:	(856)273-0990
	Email:	jim@njtcvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
NJTC Venture Fund SBIC, L.P.
	    
	4 Becker Farm Road
	Roseland, NJ  07068
	Phone:	(973)994-0606	Fax:	(973)992-6336
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Sycamore Venture Capital, L.P.
	    
	John Whitman
	845 Alexander Road
	Princeton, NJ  08540
	Phone:	(609)759-8888	Fax:	(609)759-8900
	Email:	dlichtenstein@sycamorevc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Tappan Zee Capital Corporation
	    
	Jeffrey Birnberg, President
	25 Whitney Road
	Mahwah, NJ  07430
	Phone:	(201)560-1180	Fax:	(201)560-1158
	Email:	jeff@BirnbergGroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Debt/Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Buyouts
	    
	INDUSTRY PREFERENCE
	Diversified
	Retail
	Manufacturing
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

University Ventures, Inc.   (SSBIC)
	    
	David M. Scheck - Chairman
	c/o New Jersey Community Capital
	16-18 West Lafayette Street
	Trenton, NJ  08608
	Phone:	(609)989-7766	Fax:	(609)393-9401
	Email:	dscheck@njclf.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$150,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans w/Equity Features
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Ziegler Healthcare Fund I, L.P.
	    
	Douglas Korey, Contact
	Executive Center #2, Third Floor
	1040 Broad Street
	Shrewsbury, NJ  07702
	Phone:	(732)578-0533	Fax:	(732)578-0501
	Email:	esmith@contemporarycapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Zon Capital Partners, L.P.
	    
	William D. Bridgers, Contact
	5 Vaughn Drive, Suite 302
	Princeton, NJ  08540
	Phone:	(609)452-1653	Fax:	(609)452-1693
	Email:	valbruder@zoncapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

New York
    
Accretive Investors SBIC, L.P.
	    
	J. Michael Cline, Contact
	51 Madison Avenue, 31st Floor
	New York, NY  10010
	Phone:	(646)282-1920	Fax:	(646)390-0545
	Email:	MSlodowitz@accretivellc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,500,000
	Preferred Max:	$10,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed and Growth
	    
	INDUSTRY PREFERENCE
	Software
	Business Process Outsourcing
	and IT Enable Services.
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Accretive is focused on building leaders in
	business-to-business software, IT-enabled
	business services, and process outsourcing.
	These areas continue to address real
	business problems, have tremendous opport.
	for growth and value.
	    

ACI Capital America Fund, L.P.
	    
	 Kevin Penn, Thomas Israel, Jim Mattutat
	666 Third Avenue, 29th Floor
	New York, NY  10017
	Phone:	(212)634-3333	Fax:	(212)634-3330
	Email:	jemattutat@acicapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
AEA Investors Small Business Fund LP
	    
	John F. Cozzi, Contact
	55 East 52nd Street, 35th Floor
	New York, NY  10055
	Phone:	(212)702-0504	Fax:	(212)702-0550
	Email:	jcozzi@aeainvestors.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Argentum Capital Partners II, L.P.
	    
	Daniel Raynor, Chairman
	60 Madison Avenue, Suite 701
	New York, NY  10110
	Phone:	(212)949-6262	Fax:	(212)949-8294
	Email:	sdberman@argentumgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$10,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Acquisitions
	MBO
	    
	INDUSTRY PREFERENCE
	Healthcare Information
	Waste Management
	Software
	Communications
	General
	    
	GEOGRAPHIC PREFERENCES
	East Coast
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	 investments in later stage growth
	 companies for expansion, acquisitions,
	 recapitalizations and management buyouts.
	Specializes in equity and mezzanine
	    

Argentum Capital Partners, LP
	    
	Daniel Raynor, Chairman
	60 Madison Avenue, Suite 701
	New York, NY  10110
	Phone:	(212)949-8272	Fax:	(212)949-8294
	Email:	sdberman@argentumgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Mezzanine
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

BMO Capital Markets Equity Investments (US)
	    
	Peter Hurwitz - Managing Director
	3 Times Square
	28th. Floor
	New York, NY  10036
	Phone:	(212)605-1687	Fax:	(212)765-8000
	Email:	helen.schubbe@bmonb.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$7,000,000
	Preferred Max:	$12,000,000
	    
	TYPE OF CAPITAL PROVIDED
	No Start-Ups
	Min Revenue $20K
	    
	FUNDING STAGE REFERENCES
	Acquisition
	Mezzanine
	Buyouts
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invest in companies with established mgt.
	teams and stable cash flows. Will consider
	investments in turnaround situations and
	later stage growth capital. No start-ups,
	minimum revenue $20 million.
	    

BNY Capital Partners, L.P.
	    
	Stratton Heath, Paul Echausse
	200 Park Avenue
	55th Floor
	New York, NY  10166
	Phone:	(212)922-8195	Fax:	(212)922-6585
	Email:	pechausse@bankofny.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
BOCNY, LLC
	    
	W. Stephen Keller
	c/o Stonehenge Capital  Corporation
	152 West 57th Street, 20th Floor
	New York, NY  10019
	Phone:	(212)944-2542	Fax:	(212)656-1344
	Email:	adkocen@stonehengecapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Brookside Pecks Capital Partners, L.P.
	    
	Ray Weldon
	405 Park Avenue, 12th Floor
	New York, NY  10022-
	Phone:	(212)935-6090	Fax:	(212)759-4831
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Cephas Capital Partners L.P.
	    
	Clint Campbell, Jeff Holmes, Mgrs.
	57 Monroe Avenue, Suite D
	Pittsford, NY  14534
	Phone:	(585)383-1610	Fax:	(585)383-1613
	Email:	ccampbell@cephascapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt
	Subordinated Debt
	Preferred Stock
	    
	FUNDING STAGE REFERENCES
	Acquisition
	Growth
	MBO
	Recaptialization
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Upstate New York
	    
	DESCRIPTION OF FIRM'S FOCUS
	Seeks to invest in established companies
	with experienced management teams
	with opportunities for growth.
	    

CIBC WMV Inc.
	    
	David Shotland, Managing Director
	425 Lexington Avenue, 9th Floor
	New York, NY  10017
	Phone:	(212)856-4072	Fax:	(212)697-1544
	Email:	David.Shotland@US.CIBC.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Citicorp Venture Capital, Ltd.
	    
	Meghan Fogarty
	399 Park Avenue, 14th Floor/Zone 4
	New York, NY  10043
	Phone:	(212)783-1233	Fax:	(212)793-9200
	Email:	meghan.fogarty@citi.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	MBO
	    
	INDUSTRY PREFERENCE
	Industrial
	Manufacturing
	Distribution
	No High Tech
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Critical Capital Growth Fund, L.P.
	    
	Steven Sands Mgr; C. Robinson
	90 Park Avenue, 31st Floor
	New York, NY  10016
	Phone:	(212)697-5200	Fax:	(212)697-8035
	Email:	crobinson@laidlawltd.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
DeltaPoint Capital III, L.P.
	    
	David H. Waterman, Managing Director
	45 East Avenue
	6th Floor
	Rochester, NY  14604
	Phone:	(585)454-6990	Fax:	(585)454-3204
	Email:	dwaterman@deltapointcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

East Coast Venture Capital, Inc.   (SSBIC)
	    
	Fredrick Schulman, President
	30 East 29th Street, Suite 204
	New York, NY  10016
	Phone:	(212)686-1515	Fax:	(212)686-1131
	Email:	fstart@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Regional
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Easton Hunt Capital Partners, L.P.
	    
	John H. Friedman, Contact
	767 Third Avenue, 7th Floor
	New York, NY  10017
	Phone:	(212)702-0950	Fax:	(212)702-0952
	Email:	schneider@eastoncapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Elk Associates Funding Corporation
	    
	Gary C. Granoff, President
	747 Third Avenue
	New York, NY  10017
	Phone:	(212)421-2111	Fax:	(212)759-3338
	Email:	lforlenza@elkassociates.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$300,000
	    
	TYPE OF CAPITAL PROVIDED
	Secured Loans
	Some Debt /w Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Transportation
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	South FL
	Illinois
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Emigrant Capital Corporation
	    
	Kenneth L. Walters Jr.
	6 East 43rd Street
	8th Floor
	New York, NY  10017
	Phone:	(212)850-4470	Fax:	(212)850-3470
	Email:	WaltersK@emigrant.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Empire State Capital Corporation   (SSBIC)
	    
	Mitzi Wu, Vice President
	170 Broadway, Suite 404
	New York, NY  10038
	Phone:	(212)513-1799	Fax:	(212)513-1892
	Email:	ESC5131799@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity Investments
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Atlantic
	Region
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Eos Partners SBIC II, L.P.
	    
	Steven Friedman & Brian Young, Manager
	320 Park Avenue, 22nd Floor
	New York, NY  10022
	Phone:	(212)832-5800	Fax:	(212)832-5805
	Email:	bbernstein@eospartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Eos Partners SBIC III, L.P.
	    
	Beth Bernstein, Contact
	320 Park Avenue, 22nd Floor
	New York, NY  10022
	Phone:	(212)832-5800	Fax:	(212)832-5815
	Email:	bbernstein@eospartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Eos Partners SBIC, L.P.
	    
	Steven Friedman, Partner
	320 Park Avenue, 22nd Floor
	New York, NY  10022
	Phone:	(212)832-5814	Fax:	(212)832-5815
	Email:	bbernstein@eospartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt w/Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later
	LBO
	    
	INDUSTRY PREFERENCE
	Telecommunications
	Media
	Health Services
	Business Outsourcing
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Falcon Private Equity, L.P.
	    
	Gregga Baxter, Matthew Snyder, Contacts
	330 Madison Avenue - 37th Floor
	New York, NY  10017-4627
	Phone:	(212)922-2333	Fax:	(212)922-2351
	Email:	gregga.baxter@saudibank.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Fidus Mezzanine Capital, L.P.
	    
	126 E. 56th Street
	Suite 2120
	New York, NY  10022
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Flushing Capital Corporation   (SSBIC)
	    
	Tetsuro Takada, President
	113-19 14th Road
	College Point, NY  11356
	Phone:	(718)886-5866	Fax:	(718)321-2934
	Email:	flushingcapital@nyc.rr.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$300,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	New York City Area
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Founders Equity SBIC I, L.P.
	    
	John D. White, Jr., Contact
	711 Fifth Avenue, 5th Floor
	New York, NY  10022
	Phone:	(212)829-0900	Fax:	(212)829-0901
	Email:	darton@fequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Freshstart Venture Capital Corporation
	    
	Alvin Murstein, President
	437 Madison Avenue
	New York, NY  10022
	Phone:	(212)328-2110	Fax:	(212)328-2125
	Email:	mrusso@medallion.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Regional
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Fundex Capital Corp.
	    
	Larry Linksman, President
	50 Main Street, Suite 1000
	White Plains, NY  10606
	Phone:	(212)884-9360	Fax:	(212)884-9346
	Email:	L.Linksman@fundexcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt w/Equity
	Loans
	Debt
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Consumer Products
	Communications
	Medical/Health
	Specialty Retail
	Diversiifed
	    
	GEOGRAPHIC PREFERENCES
	Tri-State (NY, NJ, CT)
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focus on good management with good
	products or services, with a proven track
	record of successful operations, or absent
	the above, require suitable
	collateralizion.
	    

Gefus SBIC, L.P.
	    
	William J. Beckett
	375 Park Avenue, Suite 2401
	New York, NY  10152
	Phone:	(212)308-1111	Fax:	(212)308-1182
	Email:	wbeckett@gefinorusa.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
High Peaks Ventures, L.P.
	    
	Russell Howard, Contact
	10 Second Street
	Troy, NY  12180
	Phone:	(518)720-3090	Fax:	(518)720-3091
	Email:	russ@highpeaksventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Hudson Venture Partners II, L.P.
	    
	Dr. Lawrence A. Howard, Contact
	535 Fifth Avenue, 14th Floor
	New York, NY  10017
	Phone:	(212)644-9797	Fax:	(212)644-7430
	Email:	jtruehart@hudsonptr.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Ibero American Investors Corp.
	    
	Emilio Serrano , President
	104 Scio Street
	Rochester, NY  14604
	Phone:	(585)262-3440	Fax:	(585)262-3441
	Email:	iberoinv@rochester.rr.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	Lines of Credit
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northeast
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focus is in the manufacturing, service and
	retail areas. Early stage and expansion
	financing preferred.
	    

Ibero American Investors Corp.
	    
	Christine Ryan, Loan Officer
	Statler Towers Bldg.
	107 Delaware Avenue, Suite 64
	Buffalo, NY  14202
	Phone:	(716)842-9908	Fax:	(716)842-9925
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

ING Furman Selz Investments
	    
	Brian Friedman, Manager
	520 Madison Avenue
	8th Floor
	New York, NY  10022
	Phone:	(212)284-1708	Fax:	(212)284-1717
	Email:	mluxenberg@fsprivate.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	No Start-ups
	    
	INDUSTRY PREFERENCE
	Consumer and Retail
	Healthcare
	Information Technology
	Industrial Manufacturing
	Media/Communications
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

KBL Healthcare, L.P.
	    
	Marlene Krauss, Michael Kaswan
	380 Lexington Avenue, 31st Floor
	New York, NY  10022
	Phone:	(212)319-5555	Fax:	(212)319-5591
	Email:	ss@kblvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Kinderhook Capital SBIC Fund I, L.P.
	    
	Robert Michalik, Contact
	888 7th Avenue
	16th Floor
	New York, NY  10106
	Phone:	(212)201-6780	Fax:	(212)201-6790
	Email:	rmichalik@kinderhookcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

L Capital Partners SBIC, LP
	    
	Oded Weiss, Contact
	10 East 53rd Street, 37th Floor
	New York, NY  10022
	Phone:	(212)675-7755	Fax:	(212)206-9156
	Email:	oded@lcapitalpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
LEG Partners Debenture SBIC, L.P.
	    
	Lawrence Golub, Manager
	551 Madison Avenue
	6th Floor
	New York, NY  10022
	Phone:	(212)750-6060	Fax:	(212)750-5505
	Email:	rzomback@golubcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

LEG Partners III SBIC, L.P.
	    
	Lawrence Golub, Manager
	551 Madison Avenue
	6th Floor
	New York, NY  10022
	Phone:	(212)750-6060	Fax:	(212)750-5505
	Email:	rzomback@golubcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
M & T Capital Corp.
	    
	Tom Scanlon, President
	One Fountain Plaza
	3rd Floor
	Buffalo, NY  14203
	Phone:	(716)848-3800	Fax:	(716)848-3150
	Email:	tscanlon1@mandtbank.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Medallion Funding Corporation
	    
	Alvin Murstein, President
	437 Madison Avenue
	New York, NY  10022
	Phone:	(212)328-2110	Fax:	(212)328-2125
	Email:	nsarna@medallion.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$350,000
	    
	TYPE OF CAPITAL PROVIDED
	Sr. & Sub. Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Service
	Retail
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic
	Northeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Merchants Capital Partners, L.P.
	    
	G. Cohen, P. Beach, R. Martin, Mgrs.
	275 Madison Avenue, 21st Floor
	New York, NY  10016
	Phone:	(212)972-2200	Fax:	(212)972-2400
	Email:	jwesner@merchantscapitalpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Common stock, convertible
	preferred stock or subordinate
	debt with stock warrants
	    
	FUNDING STAGE REFERENCES
	Later stage
	growth capital
	    
	INDUSTRY PREFERENCE
	Business services
	franchise
	chain restaurant
	speciality retial industries
	    
	GEOGRAPHIC PREFERENCES
	No geopraphic perference
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests in seasoned & expansion-stage growth
	companies with experienced management teams.
	Prefer middle market companies in growth
	industries such as restaurants,
	communications, and business services.
	Require $5MM in rev. and $1MM in cash flow.
	    

Merchants Capital Partners, L.P.
	    
	Jake Wessner
	1120 Avenue of the Americas - 4th Floor
	New York, NY  10036-
	Phone:	(212)626-6832	Fax:	(212)626-6833
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Mercury Capital, L.P.
	    
	David W. Elenowitz, Contact
	590 Madison Avenue
	30th Floor
	New York, NY  10022
	Phone:	(212)838-0888	Fax:	(212)759-3897
	Email:	ele@mercurycapitalinc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,500,000
	Preferred Max:	$7,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Only
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Serv. Businesses
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Investments in late stage manufacturing,
	distribution and service businesses with
	cash flow of $3 million and above.
	    

NBT Capital Corporation
	    
	Daryl Forsythe & Joe Minor, Managers
	52 South Broad Street
	Norwich, NY  13815
	Phone:	(607)337-6810	Fax:	(607)336-8730
	Email:	rpowell@nbtbank.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$300,000
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	Acquisition
	Later Stage
	Early Stage
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Upstate NY
	Northeast
	Mid-Atlantic
	    
	DESCRIPTION OF FIRM'S FOCUS
	Our primary interest is to provide a source
	of capital for business expansion
	in upstate NY.
	    

Praesidian Capital Investors, LP
	    
	Jason D. Drattell, Contact
	419 Park Avenue South
	New York, NY  10016
	Phone:	(212)520-2600	Fax:	(212)520-2601
	Email:	jdrattell@praesidian.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Radius Venture Partners II, L.P.
	    
	Daniel C. Lubin, Contact
	400 Madison Avenue, 8th Floor
	New York, NY  10017
	Phone:	(212)897-7784	Fax:	(212)397-2656
	Email:	dlubin@radiusventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Rand Capital SBIC, L.P.
	    
	Allen F. Grum, Jr., Contact
	2200 Rand Buidling
	Buffalo, NY  14203
	Phone:	(716)853-0802	Fax:	(716)854-8480
	Email:	dpenberthy@randcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Rock Maple Ventures, L.P.
	    
	David W. Freelove, Contact
	711 Fifth Avenue, 5th Floor
	New York, NY  10022
	Phone:	(212)813-2720	Fax:	(212)813-2730
	Email:	dfreelove@rockmapleventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Scorpion Capital Partners, L.P.
	    
	Kevin R. McCarthy, Contact
	245 Fifth Avenue, 25th Floor
	New York, NY  10016
	Phone:	(212)213-9190	Fax:	(212)213-9607
	Email:	Kmccarthy@scorpioncap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Summer Street Capital Fund I, L.P.
	    
	Brian D'Amico
	70 West Chippewa Street
	Suite 500
	Buffalo, NY  14202
	Phone:	(716)566-2900	Fax:	(716)566-2910
	Email:	bdamico@summerstreetcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Sunrise Equity Partners, L.P.
	    
	Marilyn S. Adler, Contact
	641 Lexington Avenue, 25th Floor
	New York, NY  10022
	Phone:	(212)421-1616	Fax:	(212)750-7277
	Email:	marilyna@sunrisecorp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
The 1818 SBIC Fund, L.P.
	    
	Richard J. Ragoza, Contact
	c/o Brown Brothers Harriman & Co.
	140 Broadway, 2nd Floor
	New York, NY  10005
	Phone:	(212)493-7910	Fax:	(212)493-8832
	Email:	rick.ragoza@bbh.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Triad Capital Corp. of New York   (SSBIC)
	    
	Oscar Figueroa - Investment Manager
	305 Seventh Avenue, 20th Floor
	New York, NY  10001
	Phone:	(212)243-7360	Fax:	(212)243-7647
	Email:	ofigueroa@bcfcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$250,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt w/Equity Features
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Trumpet SBIC Partners, L.P.
	    
	Marc Utay, Contact
	110 East 59th Street, Suite 2100
	New York, NY  10022
	Phone:	(212)821-0177	Fax:	(212)371-7597
	Email:	mutay@clarion-capital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Westbury Equity Partners SBIC, L.P.
	    
	Richard P. Sicoli, Contact
	100 Motor Parkway, Suite 165
	Hauppauge, NY  11788
	Phone:	(631)231-4121	Fax:	(631)231-8121
	Email:	rsicoli@westburypartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$9,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Mid to Late Stage
	    
	INDUSTRY PREFERENCE
	Information Technology,
	Training & Education
	Outsourcing,
	Specialty Manufacturing
	    
	GEOGRAPHIC PREFERENCES
	None
	    
	DESCRIPTION OF FIRM'S FOCUS
	Since its founding in 1994, Westbury Partner
	has been providing value-added capital to
	privately owned, emerging growth companies.
	Westbury invests as lead investor or
	participant, partnering with experienced,
	like-minded firms.
	    

Westbury Investment Partners SBIC, L.P.
	    
	Richard P. Sicoli, Contact
	100 Motor Parkway, Suite 165
	Hauppauge, NY  11788
	Phone:	(631)231-4121	Fax:	(631)231-8121
	Email:	rsicoli@westburypartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

North Carolina
    
BA Capital Company, L.P.
	    
	J. Travis Hain, Managing Member
	100 North Tryon Street, 25th Floor
	NCI-007-25-02
	Charlotte, NC  28255
	Phone:	(704)386-1792	Fax:	(704)386-6432
	Email:	ed.a.balogh@bankofamerica.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Sub. Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	MBO
	LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Healthcare
	Technology
	Media
	Telecommunications
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests in middle market companies as well
	as smaller, higher growth firms in a broad
	array of industries. Provide venture &
	risk capital for growth financings,
	buyouts, acquisitions, recapitalizations &
	other situations requiring equity.
	    

Banc of America Capital Investors SBIC, L.P
	    
	J. Travis Hain, Managing Member
	100 North Tryon Street, 25th Floor
	NC1-007-25-02
	Charlotte, NC  28255
	Phone:	(704)386-1792	Fax:	(704)386-6432
	Email:	ed.a.balogh@bankofamerica.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
BancAmerica Capital Investors SBIC II, L.P.
	    
	Erick C. Christensen
	100 North Tryon Street, Suite 1314
	Charlotte, NC  28255
	Phone:	(312)828-2287	Fax:	(312)923-0668
	Email:	erick.c.christensen@bankofamerica.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

BancBoston Ventures, Incorporated
	    
	Erick C. Christensen
	Bank of America Corporate Center
	Mail Code: NC1-007-22-32
	Charlotte, NC  28255-0001
	Phone:	(704)683-5741	Fax:	(704)388-2746
	Email:	erick.c.christensen@bankofamerica.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$20,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Mezzanine
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Healthcare
	Media
	Communications
	Information Technology
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

BB&T Capital Partners II, LLC
	    
	David Townsend, Contact
	101 N. Cherry Street, Suite 700
	Winston-Salem, NC  27101-4019
	Phone:	(336)733-0355	Fax:	(336)733-0349
	Email:	dgtownsend@bbandt.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

BB&T Capital Partners, LLC
	    
	David Townsend & Martin Gilmore, Mgrs.
	101 N. Cherry Street, Suite 700
	Winston-Salem, NC  27101-4019
	Phone:	(336)733-0355	Fax:	(336)733-0349
	Email:	dgtownsend@bbandt.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Acquisitions
	MBO
	Recapitalization
	Consolidation
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Seeks to invest in companies with
	experienced management, a demonstrated
	need for the company's products
	or services, and sustainable competitive
	advantages allowing for profitable growth
	Only invest in later-stage companies.
	    

BB&T Capital Partners/Windsor Mezzanine Fun
	    
	 David Townsend
	101 N. Cherry Street, Suite 700
	Winston-Salem, NC  27101-4019
	Phone:	(336)733-0355	Fax:	(336)733-0349
	Email:	Cnjones@bbandt.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
CapitalSouth Partners Fund I, L.P.
	    
	Joseph B. Alala, III, Contact
	1011 East Morehead Street, Suite 150
	Charlotte, NC  28204
	Phone:	(704)376-5502	Fax:	(704)376-5877
	Email:	jalala@capitalsouthpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CapitalSouth Partners Fund I, L.P.
	    
	Jack  McGlinn
	2530 Meridian Parkway, Suite 200
	Research Triangle Park
	Durham, NC  27713-
	Phone:	(919)806-4590	Fax:	(866)801-6581
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
CapitalSouth Partners Fund II, L.P.
	    
	Joseph B. Alala, Contact
	1011 East Morehead Street,  Suite 150
	Charlotte, NC  28204
	Phone:	(704)376-5502	Fax:	(704)376-5877
	Email:	jalala@capitalsouthpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

CapitalSouth Partners Fund II, L.P.
	    
	Jack McGlinn
	2530 Meridian Parkway, Suite 200
	Research Triangle Park
	Durham, NC  27713-
	Phone:	(919)806-4590	Fax:	(866)801-6581
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Frontier Fund I, L.P.
	    
	Andrew Lender, Contact
	1111 Metropolitan Avenue
	Suite 1050
	Charlotte, NC  28204-
	Phone:	(704)414-2880	Fax:	(704)414-2881
	Email:	andrew@frontierfunds.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

North Carolina Economic Opportunities Fund,
	    
	H. Dabney Smith, Contact
	316 West Edenton Street, Suite 110
	Raleigh, NC  27603
	Phone:	(919)256-5007	Fax:	(919)256-5015
	Email:	dsmith@dogwoodequity.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Oberlin Capital, L.P.
	    
	Robert Shepley, Manager
	4237 Louisburg Road, Suite 105
	Raleigh, NC  27604
	Phone:	(919)861-2908	Fax:	(919)861-2901
	Email:	wgupton@greenhawkcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$750,000
	Preferred Max:	$150,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Mid to Later Stage
	Later Stage
	Acquisition
	MBO
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides subordinated debt for both
	established, profitable enterprises looking
	for growth capital and emerging companies
	with strong growth potential.
	    

Plexus Fund I, L.P.
	    
	Robert Anders, Jr., Contact
	200 Providence Road, Suite 210
	Charlotte, NC  28207
	Phone:	(704)927-6246	Fax:	(704)927-6255
	Email:	banders@plexuscap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Plexus Fund I, L.P.
	    
	4601 Six Forks Road, Suite 528
	Raleigh, NC  27609
	Phone:	(919)256-6341	Fax:	(919)256-3650
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Salem Capital Partners, LP
	    
	Philip Martin, Contact
	112 Cambridge Plaza Drive, Suite 201
	Mail: P.O. Box 24785
	Winston-Salem, NC  27114-4785
	Phone:	(336)768-9343	Fax:	(336)768-6471
	Email:	pmartin@salemcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Light Industrial
	Services
	Distribution
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides capital for growth, expansion,
	acquisition, LBO, MBO to rapidly growing
	companies with historical or imminent
	positive cash flow; sales of $3-$50 million.
	    

Salem Halifax Capital Partners II, L.P.
	    
	Philip Martin, Contact
	112 Cambridge Plaza Drive, Suite 201
	Winston-Salem, NC  27114
	Phone:	(336)768-9343	Fax:	(336)768-6471
	Email:	pmartin@salemcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Triangle Mezzanine Fund LLLP
	    
	Brent Burgess
	3700 Glenwood Avenue, Suite 530
	Raleigh, NC  27612
	Phone:	(919)719-4788	Fax:	(919)719-4777
	Email:	bburgess@tcap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

North Dakota
    
North Dakota SBIC, L.P.
	    
	John G. Cosgriff, Manager
	51 Broadway, Suite 400
	Fargo, ND  58102
	Phone:	(701)298-0003	Fax:	(701)293-7819
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Ohio
    
ACP-I, L.P.
	    
	Lynn Carpenter, Contact
	10 1/2 East Washington Street
	Chagrin Falls, OH  44022
	Phone:	(440)247-2800	Fax:	(440)247-3060
	Email:	lwc@sfspartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Capvest Ventures, L.P.
	    
	Jakki Haussler, Contact
	14 S. High Street
	P.O. Box 673
	New Albany, OH  43054
	Phone:	(513)721-8831	Fax:	(513)639-3072
	Email:	jhaussler@capvestvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Capvest Ventures, L.P.
	    
	One West 4th Street
	Suite 415
	Cincinnati, OH  45202
	Phone:	(513)721-8831	Fax:	(513)639-3072
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Clarion Capital Corp.
	    
	Tom Niehaus, CFO
	3690 Orange Place, Suite 400
	Beachwood, OH  44122
	Phone:	(216)896-1260	Fax:	(216)896-1261
	Email:	karena@clariongrp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$250,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Investments
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Life Sciences
	Technology Related
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Enterprise Ohio Investment Company   (SSBIC)
	    
	Janet White, Manager
	8 North Main Street
	Dayton, OH  45402
	Phone:	(937)226-0457	Fax:	(937)222-7035
	Email:	jwhite@citywidedev.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$100,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity Loan Investments
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Franchise
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Southwest
	Ohio
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Key Equity Capital Corporation
	    
	David Given, President
	127 Public Square, 51st Floor
	Cleveland, OH  44114
	Phone:	(216)535-4711	Fax:	(216)689-3204
	Email:	lroot@bluepointcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Willing to make Equity Invs.
	    
	FUNDING STAGE REFERENCES
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

National City Equity Partners, Inc.
	    
	William H. Schecter, President & G.M.
	1965 East Sixth Street, Suite 1010
	Cleveland, OH  44114
	Phone:	(216)222-2491	Fax:	(216)222-9965
	Email:	Sharon.breznak@ncepi.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	Debt w/Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Growth
	Later Stage
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Consumer Products
	Retail
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests subordinated debt and equity in a
	variety of industries throughout the
	Midwest. President and G.M.:
	William H. Schecter.
	    

Peppertree Capital Fund, L.P.
	    
	Howard Mandel, Contact
	3550 Lander Road, Suite 300
	Pepper Pike, OH  44124
	Phone:	(216)514-4949	Fax:	(216)514-4959
	Email:	hmandel@peppertreefund.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$10,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Later state growth equity
	Recapitalizations
	Buyouts
	    
	INDUSTRY PREFERENCE
	Media
	Telecommunications
	Business Services
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	We seek non-technology investments in our
	target industries.  We prefer investments
	with recurring revenue, non-IPO exit
	strategies and asset protection (e.g., FCC
	licenses) on the downside.
	    

River Cities SBIC III, L.P.
	    
	Edwin T. Robinson, Contact
	221 East Fourth Street, Suite 2400
	Cincinnati, OH  45202
	Phone:	(513)621-9700	Fax:	(513)579-8939
	Email:	trobinson@rccf.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Stonehenge Opportunity Fund II, L.P.
	    
	B. Michael Affinito, Contact
	191 West Nationwide Blvd., Suite 600
	Columbus, OH  43215
	Phone:	(614)246-2500	Fax:	(614)246-2582
	Email:	bmaffinito@stonehengepartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Stonehenge Opportunity Fund II, L.P.
	    
	Richard Martinko, Principal
	526 Superior Ave., Suite 1140
	Cleveland, OH  44114
	Phone:	(216)696-2650	Fax:	(216)696-8326
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Triathlon Medical Ventures Fund LP
	    
	Suzette L. Dutch, Contact
	250 East 5th Street 1100 Chiquita Center
	Cincinnati, OH  45202
	Phone:	(513)723-2618	Fax:	(513)723-2615
	Email:	sdutch@tmvp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Walnut Investment Partners, L.P.
	    
	James Gould, Managing Partner
	312 Walnut Street, Suite 1151
	Cincinnati, OH  45202
	Phone:	(513)651-3300	Fax:	(513)651-1084
	Email:	bonnie.taylor@thewalnutgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Walnut Private Equity Fund, L.P.
	    
	R. Scott Barnes, Contact
	312 Walnut Street, Suite 1151
	Cincinnati, OH  45202
	Phone:	(513)651-3300	Fax:	(513)651-1084
	Email:	bonnie.taylor@thewalnutgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Oklahoma
    
Council Oak Investment Corporation
	    
	William O. Johnstone - Manager
	101 North Broadway
	Suite 400
	Oklahoma City, OK  73102
	Phone:	(405)218-4696	Fax:	(405)218-4672
	Email:	woj@bancfirst.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Oklahoma
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

First United Venture Capital Corporation
	    
	Greg Massey - Vice President
	P.O. Box 130
	Durant, OK  74702-0130
	Phone:	(918)227-5267	Fax:	(918)227-5234
	Email:	bertd@firstunitedbank.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity & Debt
	    
	FUNDING STAGE REFERENCES
	Early Stage and Growth
	No Seed Money Investments
	    
	INDUSTRY PREFERENCE
	Most Industries Considered
	No High-Tech or Life Sciences
	    
	GEOGRAPHIC PREFERENCES
	Oklahoma and North Texas
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Oregon
    
Northern Pacific Capital Corporation
	    
	Joseph P. Tennant, President
	937 S.W. 14th Street, Suite 200
	Mail: P.O. Box 1658
	Portland, OR  97207
	Phone:	(503)241-1255	Fax:	(503)299-6653
	Email:	TRCT@comcast.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Sub. Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Pacific
	Northwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Focus on providing expansion capital and
	funding for management buyouts.
	    

Tamarack Mezzanine Partners, L.P.
	    
	John Woolley, Contact
	3689 Carman Drive., Suite 200
	Lake Oswego, OR  97035
	Phone:	(503)517-8939	Fax:	(503)517-8938
	Email:	john@tamarackcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Northwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Pennsylvania
    
Argosy Investment Partners II, L.P.
	    
	Kirk B. Griswold, Manager
	950 West Valley Road, Suite 2900
	Wayne, PA  19087
	Phone:	(610)971-9685	Fax:	(610)964-9524
	Email:	kirk@argosycapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Argosy Investment Partners III, L.P.
	    
	Michael Bailey,  Manager
	950 West Valley Road, Suite 2900
	Wayne, PA  19087
	Phone:	(610)971-9685	Fax:	(610)964-9524
	Email:	michael@argosycapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Argosy Investment Partners, L.P.
	    
	John P. Kirwin, Manager
	950 West Valley Road, Suite 2900
	Wayne, PA  19087
	Phone:	(610)971-9685	Fax:	(610)964-9524
	Email:	kirk@argosycapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$2,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt w/Warrants
	Convertible Preferred Stock
	    
	FUNDING STAGE REFERENCES
	Later Stage
	LBO
	Recapitalization
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Services
	    
	GEOGRAPHIC PREFERENCES
	East Coast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Funding for expansion, acquisition, buyout
	or recap of later stage, profitable
	companies engaged in basic industries and
	which have attractive growth potential.
	Prefer investments that include a
	current return feature.
	    

CIP Capital L.P.
	    
	Ed Carey, Manager
	1200 Liberty Ridge Drive
	Suite 300
	Wayne, PA  19087
	Phone:	(610)964-7875	Fax:	(610)964-8136
	Email:	ecarey@cipcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$250,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Life Sciences
	Communications
	Financial Services
	    
	GEOGRAPHIC PREFERENCES
	East Coast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

GIV Venture Partners, L.P.
	    
	William Melton
	Suites@University Technology Park II
	1350 Edgmont Avenue, Suite 2550
	Chester, PA  19013
	Phone:	(302)239-9302	Fax:	(302)239-9322
	Email:	bill@givinc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Mid-Atlantic
	    
	DESCRIPTION OF FIRM'S FOCUS
	Opportunities to create substantial
	efficiencies by the application of
	technology and niche opportunities created
	at the junctures between evolving
	technologies.
	    

Lancet Capital Health Ventures, L.P.
	    
	William Golden, Manager
	100 Technology Drive
	Suite 200
	Pittsburgh, PA  15219
	Phone:	(412)471-7101	Fax:	(412)770-1342
	Email:	wgolden@lancetcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$2,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Private Equity
	    
	FUNDING STAGE REFERENCES
	Seed
	Early Stage
	    
	INDUSTRY PREFERENCE
	Biomedical
	    
	GEOGRAPHIC PREFERENCES
	Northeast US
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invest primarily in medical device, drug
	discovery, bioinformatics companies.
	    

Liberty Ventures II, L.P.
	    
	Thomas R. Morse, Contact Ext. 24
	Two Commerce Square
	2001 Market Street, Suite 3820
	Philadelphia, PA  19103
	Phone:	(267)861-5692	Fax:	(267)861-5696
	Email:	mhahn@libertyvp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Meridian Venture Partners II, L.P.
	    
	Robert E. Brown, Jr., Contact
	201 King of Prussia Road
	Suite 240
	Radnor, PA  19087
	Phone:	(610)254-2999	Fax:	(610)254-2996
	Email:	rbroderick@meridian-venture.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Merion Investment Partners, L.P.
	    
	William M. Means, Contact
	700 South Henderson Road, Suite 210
	King of Prussia, PA  19406
	Phone:	(610)992-5881	Fax:	(610)945-1654
	Email:	ghughes@merionpartners.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
NewSpring Mezzanine Capital, L.P.
	    
	Marc Lederman, Contact
	Radnor Financial Center
	555 E. Lancaster Ave, Suite 520
	Radnor, PA  19087
	Phone:	(610)567-2380	Fax:	(610)567-2388
	Email:	marc@newspringventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

NewSpring Ventures, L.P.
	    
	Michael DiPiano, Managing  G P
	Radnor Financial Center
	555 E. Lancaster Ave, Suite 520
	Radnor, PA  19087-
	Phone:	(610)567-2387	Fax:	(610)567-2388
	Email:	marc@newspringventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Select Capital Ventures I, L.P.
	    
	Michael E. Salerno, Contact
	4718 Old Gettysburg Road, Suite 405
	Mechanicsburg, PA  17055
	Phone:	(717)972-1304	Fax:	(717)972-1050
	Email:	dhellyer@samtrust.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Puerto Rico
    
North America Investment Corporation   (SSBIC)
	    
	Marcelino Pastrana Torres, President
	P.O. Box 191831
	San Juan, PR  00919-1831
	Phone:	(787)754-6178	Fax:	(787)754-6181
	Email:	namerica.naic@gmail.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$50,000
	Preferred Max:	$150,000
	    
	TYPE OF CAPITAL PROVIDED
	Secured Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Only Puerto Rico
	    
	DESCRIPTION OF FIRM'S FOCUS
	To help small business concerns, mainly in
	expansion state, through secured loans.
	    

Puerto Rico Entrepreneurs Fund, L.P.
	    
	Abdon G. Ruiz, Contact
	Union Plaza,  Suite 1500
	416 Ponce de Leon Avenue
	San Juan, PR  00918
	Phone:	(787)620-0062	Fax:	(787)620-0131
	Email:	zmendez@miraderocapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Rhode Island
    
BCA Mezzanine Fund, L.P.
	    
	Gregory F. Mulligan, Managing Member
	One Turks Head Place
	Suite 1492
	Providence, RI  02903
	Phone:	(401)228-3834	Fax:	(401)228-3835
	Email:	Greg@baycapllc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Domestic Capital Corp.
	    
	Nathaniel B. Baker, President
	815 Reservoir Avenue
	Cranston, RI  02910
	Phone:	(401)946-3310	Fax:	(401)943-6708
	Email:	gdegioia@Domestic.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$300,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Regional
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Fleet Equity Partners VI, L.P.
	    
	Ed Resnick, Sr. Portfolio Administrator
	Mail  Stop: RI MO F12C
	50 Kennedy Plaza, 12th Floor
	Providence, RI  02903
	Phone:	(401)278-6809	Fax:	(401)278-6387
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$10,000,000
	Preferred Max:	$20,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Leverage Buyouts
	Expansion
	    
	INDUSTRY PREFERENCE
	Media/Information
	Communications
	Healthcare
	Consumer
	Manufacturing/Business Services
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Private equity firm specializing in
	telecommunications services, media
	& information, healthcare services
	industrial mfg., business services &
	consumer products and services.
	Also invests in other private equity funds.
	    

Fleet Venture Resources, Inc.
	    
	Ed Resnick, Sr. Portfolio Administrator
	50 Kennedy Plaza, 12th Floor
	Providence, RI  02903
	Phone:	(401)278-6809	Fax:	(401)278-6387
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$5,000,000
	Preferred Max:	$15,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Leverage Buyouts
	Expansion
	    
	INDUSTRY PREFERENCE
	Media
	Communications
	Healthcare
	Printing
	Manufacturing
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

South Dakota
    
Bluestem Capital Partners III, L.P.
	    
	Sandy Horst, Contact
	122 S. Phillips Ave.
	Suite 300
	Sioux Falls, SD  57104
	Phone:	(605)331-0091	Fax:	(605)334-1218
	Email:	shorst@bluestemcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$4,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Later Stage
	    
	INDUSTRY PREFERENCE
	No preference
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Invests in mostly mid to late stage, basic
	industry private equity projects.  Looks for
	proven entrepreneurs operating in their
	area of expertise with a product that has
	a niche or some type of sustainable
	advantage.
	    

Tennessee
    
FCA Venture Partners III SBIC, L.P.
	    
	Stuart C. McWhorter, Contact
	113 Seaboard Lane, Suite A-250
	Franklin, TN  37067
	Phone:	(615)435-2985	Fax:	(615)963-3847
	Email:	allenn@claytonassociates.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Morgan Keegan Mezzanine Fund, L.P.
	    
	William J. Nutter, Contact
	30 Burton Hills Blvd., Suite 500
	Nashville, TN  37215
	Phone:	(615)665-3636	Fax:	(615)665-3670
	Email:	bill.nutter@morgankeegan.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	Loans
	    
	FUNDING STAGE REFERENCES
	Expansion
	Late Stage
	MBO
	LBO
	Acquisition
	    
	INDUSTRY PREFERENCE
	Healthcare
	Manufacturing
	Service
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	Mid-Atlantic
	Midwest
	Southwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provides growth and acquisition capital in
	the form of mezzanine financing to companies
	with annual revenues of at least
	$10 million that can service debt with cash
	flow generated from operations.
	    

Petra Growth Fund II, L.P.
	    
	Robert A. Smith, Contact
	3825 Bedford Avenue
	Suite 101
	Nashville, TN  37215
	Phone:	(615)313-5999	Fax:	(615)313-5990
	Email:	ras@petracapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Petra Growth Fund, L.P.
	    
	Michael Blackburn, Robert A. Smith
	3825 Bedford Avenue
	Suite 101
	Nashville, TN  37215
	Phone:	(615)313-5999	Fax:	(615)313-5990
	Email:	ras@petracapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Pharos Capital Partners II, L.P.
	    
	Kneeland Youngblood, Contact
	1 Burton Hills Boulevard
	Suite 180
	Nashville, TN  37215
	Phone:	(615)234-5522	Fax:	(615)263-0234
	Email:	jgoldberg@pharosfunds.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Valley Capital Corp.   (SSBIC)
	    
	Lamar J. Partridge, President
	535 Chestnut Street, Suite 368
	P.O. Box 11086
	Chattanooga, TN  37402
	Phone:	(423)265-1557	Fax:	(423)265-1588
	Email:	ValleyCapital@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$200,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	Communications
	Health Care
	Wholesale Dist
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Texas
    
Alliance Enterprise Corporation
	    
	Donald R. Lawhorne, President
	2435 N. Central Expressway
	Suite 200
	Richardson, TX  75080
	Phone:	(972)991-1597	Fax:	(972)991-4770
	Email:	sba@pacesettercapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt with Equity
	Straight Equity
	    
	FUNDING STAGE REFERENCES
	Later Stage
	Expansion
	Buyouts
	    
	INDUSTRY PREFERENCE
	Mfg. Specialty
	Electronics
	Broadcast
	Food Processors
	    
	GEOGRAPHIC PREFERENCES
	Mostly Southwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	To provide long-term venture capital
	to well-managed growing businesses
	owned and managed by minority
	entrepreneurs.
	    

BA Capital Company, L.P.
	    
	Doug Williamson, Sr. Vice President
	901 Main Street, 22nd Floor
	Dallas, TX  75202
	Phone:	(214)508-0900	Fax:	(214)508-0985
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Blue Sage Capital, L.P.
	    
	Peter Huff, Contact
	114 West 7th Street, Suite 820
	Austin, TX  78701
	Phone:	(512)536-1900	Fax:	(512)236-9215
	Email:	peter.huff@bluesage.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$10,000,000
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Later stage - small- mid
	                market.
	    
	INDUSTRY PREFERENCE
	Revenue size: $5 mil to $100 mil
	 $10 to $100 mil enterprise value
	    
	GEOGRAPHIC PREFERENCES
	Texas, New Mexico, Oklaho
	Arkansas, Lousiana
	    
	DESCRIPTION OF FIRM'S FOCUS
	Manufacturers, distriubtions, and services.
	    

C3 Capital Partners II, L.P.
	    
	2100 McKinney Avenue, Suite 1550
	Dallas, TX  75201
	Phone:	(214)292-2000	Fax:	(214)292-2007
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Capital Southwest Venture Corp.
	    
	Gary Martin, President
	12900 Preston Road, Suite 700
	Dallas, TX  75230
	Phone:	(972)233-8242	Fax:	(972)233-7362
	Email:	gmartin@capitalsouthwest.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$6,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Prefer Equity-Type Investments
	Subordinated Debt
	Loans
	    
	FUNDING STAGE REFERENCES
	Early
	Expansion
	Later Stages
	MBO
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Retail
	Technology
	No Real Estate or Banking
	Medical/Health
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	To achieve capital appreciation through
	long-term investments in businesses
	given the capital provided by our
	investment believed to have favorable
	growth potential.
	    

Catalyst Fund, Ltd. (The)
	    
	Richard L. Herrman, Manager
	Two Riverway, Suite 1710
	Houston, TX  77056
	Phone:	(713)623-8133	Fax:	(713)623-0473
	Email:	rherrman@catalysthall.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$2,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Acquisition
	MBO
	Second Stage
	Third Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Expansion or transaction financing
	to companies with revenues greater than
	$5 million and profitable.
	Working with affiliates, fundings up to
	$10 million available.
	    

Catalyst/Amegy Mezzanine Capital, L.P.
	    
	Ronald Nixon and Richard Herrman, Mgrs.
	Two Riverway, Suite 1710
	Houston, TX  77056
	Phone:	(713)623-8133	Fax:	(713)623-0473
	Email:	rherrman@catalysthall.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Acquisition
	MBO
	Second Stage
	Third Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Expansion or transaction financing to
	companies with revenues greater than
	$5 million and profitable.
	Working with affiliates, fundings up to
	$10 million available.
	    

First Capital Group of Texas III, L.P.
	    
	Jeffrey P. Blanchard, Contact
	750 E. Mulberry, Suite 305
	San Antonio, TX  78212
	Phone:	(210)736-4233	Fax:	(210)736-5449
	Email:	jpblanchard@firstcapitalgroup.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,500,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Early stage - IRR 50%,75%
	Expansion stage-IRR 35%
	Management buyout
	    
	INDUSTRY PREFERENCE
	Early stage - $1.5 mil to $2.5 mil
	Expansion - $3 mil to 4.5 mil
	Management buyouts - $3 mil to $5 mil
	    
	GEOGRAPHIC PREFERENCES
	Texas,  and southwest.
	    
	DESCRIPTION OF FIRM'S FOCUS
	small an middle market companies
	    

Independent Bankers Capital Fund, L.P.
	    
	Barry Conrad, Tom Hoyt, Contacts
	1700 Pacific Avenue
	Suite 2740
	Dallas, TX  75201
	Phone:	(214)765-1350	Fax:	(214)765-1360
	Email:	mtaylor@independentbankerscap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Texas
	Southwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Jardine Capital Corp.
	    
	Lawrence Wong, President
	4610 Riverstone Boulevard
	Missouri City, TX  77459
	Phone:	(713)271-7077	Fax:	(713)271-7577
	Email:	lklwong@yahoo.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$260,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	North
	South
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Main Street Capital II, LP
	    
	Todd Reppert, Contact
	1300 Post Oak Boulevard, Suite 800
	Houston, TX  77056
	Phone:	(713)350-6005	Fax:	(713)350-6001
	Email:	treppert@mainstreethouston.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Main Street Mezzanine Fund, L.P.
	    
	Todd A. Reppert, Contact
	1300 Post Oak Boulevard, Suite 800
	Houston, TX  77056
	Phone:	(713)350-6000	Fax:	(713)350-6042
	Email:	treppert@mainstreethouston.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$5,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Buyout
	Recapitalization
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Southwest, Gulf Coast
	    
	DESCRIPTION OF FIRM'S FOCUS
	Expansion or Transaction Financing
	    

MESBIC Ventures, Inc.
	    
	Donald R. Lawhorne, President
	2435 North Central Expressway, Suite 200
	Richardson, TX  75080
	Phone:	(972)991-1597	Fax:	(972)991-4770
	Email:	sba@pacesettercapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt w/Equity
	Straight Equity
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	Buyouts
	    
	INDUSTRY PREFERENCE
	Mfg. Specialty
	Electronics
	Broadcast
	Food Processors
	    
	GEOGRAPHIC PREFERENCES
	Mostly Southwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	To provide long-term venture capital
	to well-managed growing businesses owned
	and managed by minority entrepreneurs.
	    

North Texas MESBIC, Inc.   (SSBIC)
	    
	Allan Lee, President
	4563 W. Walnut Street
	Suite 200
	Garland, TX  75042-5143
	Phone:	(972)272-0388	Fax:	(972)272-0988
	Email:	NTM168@aol.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$150,000
	Preferred Max:	$250,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	    
	INDUSTRY PREFERENCE
	Retail
	Wholesalers
	Distributors
	    
	GEOGRAPHIC PREFERENCES
	State of Texas
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

PMC Investment Corporation   (SSBIC)
	    
	Andrew S. Rosemore, President
	17950 Preston Road
	Suite 600
	Dallas, TX  75252
	Phone:	(972)349-3200	Fax:	(972)349-3265
	Email:	b.berlin@pmctrust.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$1,500,000
	    
	TYPE OF CAPITAL PROVIDED
	Secure Lender
	    
	FUNDING STAGE REFERENCES
	All Stages
	including Start-Ups
	    
	INDUSTRY PREFERENCE
	Diversified
	Specializing in Motel & Franchise
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Power Equities, Inc.
	    
	Donald Lawhorne and Thomas Gerron
	2435 North Central Expressway, Suite 200
	Richardson, TX  75080
	Phone:	(972)991-1597	Fax:	(972)991-4770
	Email:	info@mvhc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$100,000
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Sub. Debt w/Warrants
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Acquisition
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Wholesale Distribution
	Franchise
	Services
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Southeast
	Mid-Atlantic
	    
	DESCRIPTION OF FIRM'S FOCUS
	To provide long-term venture capital
	to well-managed growing businesses owned
	and managed by minority entrepreneurs.
	    

Red River Ventures I, L.P.
	    
	J. Bruce Duty, Contact
	6860 N. Dallas Parkway, Suite 200
	Plano, TX  75024
	Phone:	(972)265-7946	Fax:	(972)265-7995
	Email:	bruce@redriverventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	Early stage - 20%
	Later stage - 80%
	    
	INDUSTRY PREFERENCE
	$3 million - $5 million
	    
	GEOGRAPHIC PREFERENCES
	2/3 will be in Texas and
	Southeast area
	    
	DESCRIPTION OF FIRM'S FOCUS
	Telecom, manufacturing, distribution and
	Info Tech
	    

Stratford Equity Partners, L.P.
	    
	David Knickel, Manager
	200 Crescent Court, 16th Floor
	Dallas, TX  75201
	Phone:	(214)740-7370	Fax:	(214)740-7393
	Email:	lthompson@hmcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$3,000,000
	Preferred Max:	$9,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Subordinated Debt
	Preferred Stock
	Common Stock
	    
	FUNDING STAGE REFERENCES
	Acquisition
	Second Stage
	Expansion
	MBO
	    
	INDUSTRY PREFERENCE
	Manufacturing
	Distribution
	Business Services
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Continental USA
	    
	DESCRIPTION OF FIRM'S FOCUS
	Provide later stage growth and acquisition
	capital to middle market companies
	primarily in the manufacturing,
	distribution, and service industries
	throughout the United States.
	    

SunTx Fulcrum Fund II - SBIC, L.P.
	    
	Ned N. Fleming, Contact
	Two Lincoln Centre
	5420 LBJ Freeway, Suite 1000
	Dallas, TX  75240
	Phone:	(972)663-8901	Fax:	(972)661-9981
	Email:	tkelly@suntx.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	Equity Capital Investments
	    
	FUNDING STAGE REFERENCES
	30% - development stage
	30% - growth stage
	30% - expansion stage
	10% - turnaround stage
	    
	INDUSTRY PREFERENCE
	$3 million to $6 million
	    
	GEOGRAPHIC PREFERENCES
	Sunbelt region - Alabama,
	Arkansas, Arizona, Florid
	Georgia, Kentucky, Louisi
	New Mexico, etc.
	    
	DESCRIPTION OF FIRM'S FOCUS
	manufacturing, distribution and services
	    

Toronto Dominion Capital (U.S.A.), Inc.
	    
	Martha Gariepy, Contact
	909 Fannin, Suite 1950
	Houston, TX  77010
	Fax:	(713)652-2647
	Email:	Martha.Gariepy@TDCapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	Subordinated Debt
	Debt
	    
	FUNDING STAGE REFERENCES
	Expansion
	Later Stage
	MBO
	Acquisitions
	    
	INDUSTRY PREFERENCE
	Telecommunications
	Healthcare
	Energy
	Forest Products
	Media
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	Extensive experience in the media
	and communications industries
	complemented by the knowledge base
	and resources of other industry groups
	such as healthcare, energy, and forest
	products.
	    

Toronto Dominion Capital (U.S.A.), Inc.
	    
	Martha L. Gariepy, Vice President
	TD Capital (USA), Inc.
	909 Fannin , Suite 1950
	Houston, TX  77010
	Phone:	(713)653-8225	Fax:	(713)652-2647
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Trident Growth Fund, L.P.
	    
	Scott Cook, Principal
	270 N. Denton Tap Road
	#100
	Coppell, TX  75019
	Phone:	(214)871-3000	Fax:	(469)635-7705
	Email:	larry@tridentgrowthfund.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$1,000,000
	Preferred Max:	$2,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Expansion/Growth Stage Company
	Buyouts
	No Startups
	    
	FUNDING STAGE REFERENCES
	Later Stage, no startups
	    
	INDUSTRY PREFERENCE
	None
	    
	GEOGRAPHIC PREFERENCES
	Southwest
	with focus in Texas
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Western Financial Capital Corporation
	    
	Andrew S. Rosemore, President
	17950 Preston Road
	Suite 600
	Dallas, TX  75252
	Phone:	(972)349-3200	Fax:	(972)349-3265
	Email:	b.berlin@pmctrust.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Secure Lender
	    
	FUNDING STAGE REFERENCES
	All Stages
	including Start-Ups
	    
	INDUSTRY PREFERENCE
	Diversified
	Specializing in Motel & Franchise
	    
	GEOGRAPHIC PREFERENCES
	National
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Utah
    
Peterson Partners III, L.P.
	    
	Rick Stratford, Contact
	2825 E. Cottonwood Parkway
	Suite 400
	Salt Lake City, UT  84121
	Phone:	(801)365-0180	Fax:	(801)365-0181
	Email:	rick@petersonpartnerslp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Utah Ventures III, L.P.
	    
	James C. Dreyfous, Contact
	2755 E. Cottonwood Parkway
	Suite 520
	Salt Lake City, UT  84121
	Phone:	(801)365-0262	Fax:	(801)365-0233
	Email:	jmckay@uven.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

UTFC Financing Solutions, LLC
	    
	Steve Grizzell, Contact
	699 East  South Temple, Suite 220
	Salt Lake City, UT  84102
	Phone:	(801)741-4215	Fax:	(801)741-4249
	Email:	sgrizzell@utfc.org
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
UTFC Fund II, LLC
	    
	Scott Stenberg, Contact
	699 East South Temple, Suite 220
	Salt Lake City, UT  84102
	Phone:	(801)741-4200	Fax:	(801)741-4249
	Email:	scott@utfc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

UV Partners IV Financial Institutions Fund,
	    
	James Dreyfous, Contact
	2755 East Cottonwood Parkway, Suite 520
	Salt Lake City, UT  84121
	Phone:	(801)365-3262	Fax:	(801)365-0233
	Email:	jdreyfous@uven.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
vSpring SBIC, L.P.
	    
	Dinesh Patel, Contact
	2795 E. Cottonwood Parkway, Suite 360
	Salt Lake City, UT  84121
	Phone:	(801)942-8999	Fax:	(801)942-1636
	Email:	David@vspring.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Wasatch Venture Corporation
	    
	Todd J. Stevens, Secretary
	1 South Main Street, 8th Floor
	Salt Lake City, UT  84133
	Phone:	(801)524-8939	Fax:	(801)524-8941
	Email:	tstevens@wasatchvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$500,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Debt
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Growth Stage
	    
	INDUSTRY PREFERENCE
	High Technology
	Computer
	Internet
	Communications
	    
	GEOGRAPHIC PREFERENCES
	Midwest
	West
	    
	DESCRIPTION OF FIRM'S FOCUS
	Early stage, technology based investor.
	    

Wasatch Venture Fund II, LLC
	    
	Todd Stevens, Manager
	1 South Main Street, 8th Floor
	Salt Lake City, UT  84133
	Phone:	(801)524-8936	Fax:	(801)524-8941
	Email:	tstevens@wasatchvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Wasatch Venture Fund III, L.L.C.
	    
	Todd J. Stevens
	1 South Main Street, 8th Floor
	Salt Lake City, UT  84133
	Phone:	(801)524-8939	Fax:	(801)524-8941
	Email:	tstevens@wasatchvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Zions SBIC, L.L.C.
	    
	Todd J. Stevens, Contact
	One South Main Street, Suite 1660
	Salt Lake City, UT  84133
	Phone:	(801)524-8939	Fax:	(801)524-8941
	Email:	tstevens@wasatchvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Vermont
    
North Atlantic Venture Fund II, L.P.
	    
	Gregory B. Peters, Vice President
	76 St. Paul Street, Suite 600
	Burlington, VT  05401
	Phone:	(802)658-7820	Fax:	(802)658-5757
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Virginia
    
BIA Digital Partners SBIC II LP
	    
	Lloyd Sams, Contact
	15120 Enterprise Court, Suite 200
	Chantilly, VA  20151
	Phone:	(703)227-9600	Fax:	(703)227-9645
	Email:	lsams@bia.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
BIA Digital Partners, L.P.
	    
	Lloyd R. Sams, Contact
	15120 Enterprise Court, Suite 200
	Chantilly, VA  20151
	Phone:	(703)227-9600	Fax:	(703)227-9645
	Email:	lsams@bia.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

GIV Venture Partners, L.P.
	    
	10790 Parkridge Blvd 300
	Reston, VA  20191-
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Gladstone SSBIC Corporation   (SSBIC)
	    
	George Stelljes, Contact
	1521 Westbranch Drive, Suite 200
	McLean, VA  22102
	Phone:	(703)287-5800	Fax:	(703)287-5801
	Email:	chipstellges@gladstonemanagement.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$250,000
	Preferred Max:	$1,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	North
	South
	Midwest
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Solutions Capital I, L.P.
	    
	Andrew Jacobson, Contact
	1100 Wilson Boulevard, Suite 3000
	Arlington, VA  22209
	Phone:	(703)247-7527	Fax:	(866)267-2560
	Email:	ajacobson@mcgcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Virginia Capital SBIC, L.P.
	    
	Frederick Russell & Tom Deardorff, Mgrs.
	1801 Libbie Avenue, Suite 201
	Richmond, VA  23226
	Phone:	(804)648-4802	Fax:	(804)648-4809
	Email:	fred@vacapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Waterside Capital Corporation
	    
	Franklin (Lin) P. Earley, CEO
	500 East Main Street, Suite 800
	Norfolk, VA  23510
	Phone:	(757)626-1111	Fax:	(757)626-0114
	Email:	julie.stroh@watersidecapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:
	Preferred Max:	$500,000
	    
	TYPE OF CAPITAL PROVIDED
	Loans
	Equity
	    
	FUNDING STAGE REFERENCES
	Early Stage
	Expansion
	Later Stage
	    
	INDUSTRY PREFERENCE
	Diversified
	    
	GEOGRAPHIC PREFERENCES
	Eastern
	Virginia
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Washington
    
Bancshares Capital, L.P.
	    
	John E. Thoresen, Contact
	16118 72nd Ave W.
	Edmonds, WA  98026
	Phone:	(206)948-1195	Fax:	(425)424-0809
	Email:	bancshares_lp@msn.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Fluke Venture Partners II, L.P.
	    
	Kevin C. Gabelein, Contact
	11400 SE 6th Street, Suite 230
	Bellevue, WA  98004
	Phone:	(425)453-4590	Fax:	(425)453-4675
	Email:	gabelein@flukeventures.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Integra Ventures III, L.P.
	    
	Tim T. Black, Contact
	300 E. Pine, 2nd Floor
	Seattle, WA  98122
	Phone:	(206)832-1990	Fax:	(206)832-1991
	Email:	Black@IntegraVentures.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

West Virginia
    
Mountaineer Capital, L.P.
	    
	Patrick A. Bond, Contact
	107 Capitol Street, Suite 300
	Charleston, WV  25301
	Phone:	(304)347-7521	Fax:	(304)347-0072
	Email:	angi@mtncap.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    

Wisconsin
    
Banc One Stonehenge Capital Fund WI, LLC
	    
	Mr. Kent Velde, Manager
	3424 N. Shepard Avenue
	Milwaukee, WI  53211
	Phone:	(414)906-1702	Fax:	(414)906-1703
	Email:	kvelde@att.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
M & I Ventures, L.L.C.
	    
	Randall Erickson, General Partner
	770 N. Water Street
	Milwaukee, WI  53202
	Phone:	(414)765-8116	Fax:	(414)765-8097
	Email:	jeffrey.blonski@micorp.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$2,000,000
	Preferred Max:	$3,000,000
	    
	TYPE OF CAPITAL PROVIDED
	Fully Invested
	    
	FUNDING STAGE REFERENCES
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS