SEC NEWS DIGEST

Issue 2004-214                                               November 5, 2004



ENFORCEMENT PROCEEDINGS


IN THE MATTER OF STEVEN BOCCHINO AND SHARON HAROSH
     
     An  Administrative Law Judge has found Steven Bocchino  in  default  and
     barred   him  from  association  with  a  broker  or  dealer  and   from
     participating in an offering of penny stock pursuant to Section 15(b)(6)
     of  the Securities Exchange Act of 1934In 2002, the U.S. District  Court
     for  the Southern District of New York permanently enjoined Mr. Bocchino
     and  others  from future violations of the securities laws.   The  civil
     complaint alleged that Mr. Bocchino and others raised approximately $2.1
     million through six private placements that involved high-pressure sales
     tactics and false and misleading representations to fraudulently  induce
     investors  to buy stock.  Mr. Bocchino and others promised  an  imminent
     initial  public  offering, which would allow investors to  quickly  reap
     significant  profits  on  their investments  in  the  purported  private
     placements, as a primary selling point (SEC v. Goldman Lender,  98  Civ.
     7525 (S.D.N.Y.) (JGK).  (Rel. 34-50631; File No. 3-11628)
     
IN THE MATTER OF JOHN BARRY, THOMAS DANIELS, JOHN IRWIN AND MARK MISZKIEWICZ

     On November 4, the Commission issued an Order Instituting Administrative
     Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of
     1940,  Making Findings, and Imposing Remedial Sanctions (Order)  against
     John  D.  Barry,  Thomas  P.  Daniels,  John  M.  Irwin,  and  Mark   P.
     Miszkiewicz.  The Respondents consented to the entry of the Order.   The
     Order is based on the Oct. 28, 2004, entry of final judgments by consent
     against  Barry,  Daniels, Irwin, and Miszkiewicz  permanently  enjoining
     them  from future violations of Sections 17(a) of the Securities Act  of
     1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-
     5  thereunder, and Sections 206(1), 206(2), and 206(3) of the Investment
     Advisers  Act of 1940, in the civil action entitled SEC v.  Beacon  Hill
     Asset Management, et al., Civil Action Number 02-8855(LAK), in the  U.S.
     District Court for the Southern District of New York.
          
     The Order finds that the Commissions amended complaint alleged that the
     defendants  in  the  civil  action, among other  things,  made  material
     misrepresentations  to  investors from at least the  beginning  of  2002
     through  October 2002 about the valuation methodology Beacon  Hill  used
     for calculating Net Asset Values; about the hedging and trading strategy
     for  its  purportedly market neutral hedge funds; and about the  value
     and performance of these funds.
     
     Based  on  the  entry of permanent injunctions, the  Order  bars  Barry,
     Daniels,  Irwin,  and Miszkiewicz from association with  any  investment
     adviser.    The  Order  provides  that  Miszkiewicz  may   reapply   for
     association  after  four  years.  For further information  see  LR-18950
     dated Oct. 28, 2004.   (Rel. IA-2320; File No. 3-11729)

IN  THE  MATTER  OF  DAVID  ABISH, CHRISTOPHER  BETTS,  MARK  CHARVAT,  JAMES
CORCORAN,  PAUL  FEENY, ROBERT PRATT, MARIO RODRIGUEZ, SCOTT  SIEGEL,  ANDREW
TURSI AND DAVID WEEKS

     On  November  5,  the  Commission issued an Order  Making  Findings  and
     Imposing  Remedial Sanctions Pursuant to Section 15(b) of the Securities
     Exchange  Act  of 1934 (Order) against David Abish (Abish),  Christopher
     Betts  (Betts),  Mark  Charvat (Charvat), Robert  Pratt  (Pratt),  Mario
     Rodriguez  (Rodriguez), Scott Siegel (Siegel) and Andrew  Tursi  (Tursi)
     (collectively,  the  Respondents).  The Order finds  that  each  of  the
     Respondents was a former registered representative of Sterling Foster  &
     Company,  Inc. (Sterling Foster) and that Sterling Foster was registered
     with the Commission as a broker-dealer pursuant to Section 15(b) of  the
     Exchange Act.
     
     The  Order further finds that:  (1) On Jan. 23, 2002, Abish pled  guilty
     to  one  count of conspiracy to commit securities fraud, mail fraud  and
     wire  fraud,  in violation of Title 18 United States Code, Section  371,
     before the U.S. District Court for the Southern District of New York, in
     United States v. Abish, 00 CR 91.  On Oct. 29, 2002, Abish was sentenced
     to  21 months in prison and ordered to pay $157,738 in restitution;  (2)
     On Dec. 19, 2000, Betts pled guilty to one count of conspiracy to commit
     securities  fraud, mail fraud and wire fraud, in violation of  Title  18
     United  States Code, Section 371, three counts of securities  fraud,  in
     violation of Title 15 United States Code, Section 78j(b), and one  count
     of mail fraud, in violation of Title 18 United States Code, Section 1341
     before the U.S. District Court for the Southern District of New York, in
     U.S.   v. Betts, 00 CR 91.  On Oct. 29, 2002, Betts was sentenced to  12
     months  home  confinement and ordered to pay $1,335,068 in  restitution;
     (3) On March 14, 2001, Charvat pled guilty to one count of conspiracy to
     commit  securities  fraud, mail fraud and wire fraud,  in  violation  of
     Title  18  United States Code, Section 371 and one count  of  securities
     fraud,  in  violation  of Title 15 United States  Code,  Section  78j(b)
     before the U.S. District Court for the Southern District of New York, in
     United  States  v.  Charvat, 00 CR 91.  On Oct. 29,  2002,  Charvat  was
     sentenced  to  6  months  in prison and ordered  to  pay  $1,124,023  in
     restitution;  (4) On March 30, 2001, Pratt pled guilty to one  count  of
     conspiracy  to  commit securities fraud, mail fraud and wire  fraud,  in
     violation  of Title 18 United States Code, Section 371 before  the  U.S.
     District  Court for the Southern District of New York, in United  States
     v.  Pratt, 00 CR 91.  On Dec. 10, 2001, Pratt was sentenced to 28 months
     in  prison  and ordered to pay $50,000 in restitution; (5) On  April  5,
     2002,  Rodriguez  pled  guilty  to one count  of  conspiracy  to  commit
     securities  fraud, mail fraud and wire fraud, in violation of  Title  18
     United  States  Code,  Section 371, one count  of  securities  fraud  in
     violation  of Title 15 United States Code Section 78j(b), and one  count
     of  concealing assets and making a false oath or claim in  violation  of
     Title  18 United States Code Section 152 before the U.S. District  Court
     for the Southern District of New York, in United States v. Rodriguez, 00
     CR 191.  On Oct. 31, 2002, Rodriguez was sentenced to 366 days in prison
     and  ordered to pay $1,185,287.50 in restitution; (6) On April 4,  2001,
     Siegel  pled  guilty  to one count of conspiracy  to  commit  securities
     fraud, mail fraud and wire fraud, in violation of Title 18 United States
     Code,  Section  371  before the U.S. District  Court  for  the  Southern
     District of New York, in United States v. Siegel, 00 CR 91.  On Oct. 28,
     2002,  Siegel  was sentenced to 21 months in prison and ordered  to  pay
     $727,931 in restitution; and (7) On April 25, 2001, Tursi pled guilty to
     one  count of conspiracy to commit securities fraud, mail fraud and wire
     fraud  in  violation of Title 18 United States Code, Section 371  before
     the U.S. District Court for the Southern District of New York, in United
     States v. Tursi, 00 CR 91.  On Oct. 28, 2002, Tursi was sentenced to  33
     months in prison and ordered to pay $1,120,816 in restitution.

     Based on the above, the Order bars each Respondent from association with
     any broker or dealer.  (Rel. 34-50638; File No. 3-11632)

COMMISSION  SUESAND  FEDERAL  CRIMINAL AUTHORITIES  ARRESTSTOCKBROKER  BILL
STAPLETON FOR MISAPPROPRIATING MORE THAN $250,000 FROM THREE MEMBERS  OF  THE
U.S. DEPARTMENT OF DEFENSE COMMUNITY IN GERMANY

     The  Commission announced today that on Oct. 1, 2004, it filed  a  civil
     complaint  in  the  U.S.  District Court for  the  Central  District  of
     Illinois  against  Bill  L.  Stapleton, alleging  that  he  fraudulently
     misappropriated  at  least  $253,252 from  three  U.S.-citizen  investor
     victims  residing  in  Germany and sent  the  funds  to  an  account  he
     controlled in Springfield, Illinois.  Also today, the U.S. Attorney  for
     the Central District of Illinois announced that, following his arrest in
     El  Paso,  Texas on federal criminal charges involving the same  conduct
     charged  in  the Commissions complaint, Stapleton was transported  last
     night  to  Springfield, Illinois to face those charges, and that  he  is
     expected to appear in federal court there today.

     According to the Commissions complaint, Stapletons victims included an
     active-duty  U.S.  Army  Sergeant, a U.S.  Defense  Department  civilian
     schoolteacher and a civilian employee of a U.S. defense contractor,  all
     of  whom resided in Germany.  The complaint alleges that Stapleton,  age
     51 and a retired U.S. Army sergeant, also resided in Germany at the time
     of  his  conduct.  According to the complaint, Stapleton was  associated
     with Nalico Equity Corporation, which is a U.S.-registered broker-dealer
     having  offices  in Texas and in Europe.  The complaint further  alleges
     that,  in  each instance, after persuading the victim to give him  funds
     for  investment,  Stapleton invested only a  portion  of  the  funds  as
     instructed, misappropriating the rest.  Stapleton, the complaint further
     charges,  supplied phony account statements to two of his three  victims
     for  several  years  thereafter  to conceal  his  theft.   Finally,  the
     complaint  alleges  that  Stapleton fled Germany  in  August  2001  when
     questions were raised concerning funds that appeared to be missing  from
     his   automobile  insurance  business;  and  that  Stapleton  has,  more
     recently,  been residing in El Paso, Texas and working at an  automobile
     dealership there.

     The  complaint charges Stapleton with violations of Section 17(a) of the
     Securities Act of 1933, Section 10(b) of the Securities Exchange Act  of
     1934 and Rule 10b-5 thereunder; and seeks permanent injunctive relief, a
     disgorgement of Stapletons ill-gotten gains plus prejudgment  interest,
     an  accounting of his assets and of what he did with the misappropriated
     funds, and civil penalties.  The criminal indictment of Stapleton,  also
     announced  today, charges him with six counts of money  laundering,  one
     count of mail fraud, and includes a forfeiture count.

     The Commission acknowledges the assistance of the U.S. Attorneys Office
     for  the  Central  District  of Illinois,  the  U.S.  Postal  Inspection
     Service, the U.S. Army, and the Illinois Secretary of States Securities
     Division.    [SEC v. Bill L. Stapleton, Civil Action No.  04-3224,  C.D.
     Ill.] (LR-18960)
     
SEC  OBTAINS  ORDER  HALTING  PONZI  SCHEME  TARGETING  THE  AFRICAN-AMERICAN
COMMUNITY

     On  November 3, the Honorable Robert J. Timlin, U.S. District Judge  for
     the Central District of California, granted the Commissions application
     and issued a temporary restraining order halting an ongoing Ponzi scheme
     targeting   Los   Angeles   African-American   community    by    Ohana
     International,  Inc. (Ohana), a Nevada corporation based  in  Riverside,
     California;   Financial  Solutions,  an  entity  based   in   Riverside,
     California; and Christiano Hashimoto, 44, of Riverside, California.  The
     court (1) granted the Commissions emergency application for a temporary
     restraining  order;  (2)  froze  the  defendants  assets;  (3)  ordered
     accountings  from  the  defendants; (4) prohibited  the  destruction  of
     documents;  (4)  expedited  discovery; and  (5)  appointed  a  temporary
     receiver over Ohana and Financial Solutions.
     
     The  Commissions  complaint, filed today  in  U.S.  District  Court  in
     Riverside,  California, alleges that, from at least  July  2003  to  the
     present,  the  defendants  sold  renewable  30-day  notes  in  Financial
     Solutions  (FS  Notes)  to  an unknown number of  investors  in  several
     states.   Although  the defendants have admitted  that  they  raised  $8
     million  from  investors,  their recent  solicitations  of  hundreds  of
     potential investors at lavish sales presentations suggest they may  have
     raised millions more.  The defendants appear to have been targeting  the
     African-American community with their fraudulent scheme.
          
     According to the complaint, the defendants represented that the FS Notes
     paid  returns of 10% to 20% per month and that investments were  secured
     by a $100 million government bond.  The defendants also represented that
     Financial  Solutions  used investor funds to make  loans  to  government
     contractors  and provided financing specifically to Gentech Fabrication,
     Inc.  (Gentech),  a  privately held company in Chino,  California.   The
     defendants   represented  that  Gentech  had  $13  million  in   federal
     government  contracts and that it received progress  payments  from  the
     federal government sufficient to finance the monthly returns promised to
     investors.  The defendants had also claimed that they were raising money
     to finance a government contract to build invisible walls for the FBI.
          
     The  complaint  alleges that, although some investors may have  received
     returns  of  10% or more per month, these returns could  not  have  been
     financed by the government contracts, and it appears that the defendants
     were  actually  operating  a Ponzi scheme.   In  addition,  contrary  to
     defendants  representations, Gentech,  in  fact,  had  less  than  $1.4
     million,  not  $13 million, in government contracts.   That  amount  was
     insufficient to finance the interest payments due on the $8 million that
     the defendants claim to have raised for Gentech.
          
     The   Commission  obtained  an  order  temporarily  restraining   Ohana,
     Financial   Solutions,  and  Hashimoto  from  violating  the  securities
     registration and antifraud provisions of Sections 5(a), 5(c), and  17(a)
     of  the  Securities  Act  of 1933 and Section 10(b)  of  the  Securities
     Exchange  Act  of  1934  and  Rule 10b-5  thereunder.   The  order  also
     temporarily  restrains  Ohana and Hashimoto from violating  the  broker-
     dealer registration provisions of Section 15(a) of the Exchange Act.
     
     The  Courts  order  provided that the temporary restraining  order  and
     asset  freeze  would remain in effect until November 12, at  which  time
     there  will  be  a hearing on the Commissions motion for a  preliminary
     injunction and the appointment of a permanent receiver.  In addition  to
     the interim relief already granted by the Court, the Commission seeks  a
     final  judgment  against  the  defendants  enjoining  them  from  future
     violations  of  the  foregoing  securities  registration,  broker-dealer
     registration,  and  antifraud laws, ordering them to disgorge  all  ill-
     gotten   gains,   and  assessing  civil  penalties.    [SEC   v.   Ohana
     International,  Inc.,  Financial Solutions,  and  Christiano  Hashimoto,
     Civil Action No. EDCV 04-01386 SGL (C.D. Cal.)] (LR-18961)
     
COURT ENTERS JUDGMENTS IN FRAUDULENT MORTGAGE LENDING SCHEME
     
     The  Commission announced that on November 2 U.S. District Judge William
     H.  Alsup  in  San  Francisco entered judgment against  Paul  Nelson  of
     Bothell,  Washington  for  his role in a phony mortgage  lending  scheme
     offered under the name The Rose Fund.
     
     On  Sept. 17, 2004, the Court found that Nelson, William Wright  of  Los
     Angeles,  California,  and others raised a total of  $4.2  million  from
     investors  in  The  Rose Fund and a related company,  TRF  Holdings,  by
     misrepresenting that they would use the money to make home  loans.   The
     Court found that defendants took most of the money for themselves.   The
     Court  enjoined  Wright from future violations of the  securities  laws,
     ordered him to disgorge $654,057 in ill-gotten gains (with interest) and
     pay a $50,000 penalty.  The Court enjoined Nelson from future violations
     of  the  antifraud provisions of the securities laws and ordered him  to
     pay  a  $10,000 penalty.  Following trial, the Court also ordered Nelson
     to disgorge $93,987.
     
     A  third  defendant,  Michael  Alexander of  Solana  Beach,  California,
     consented  to  entry  of  judgment against him prior  to  trial  without
     admitting  or  denying the Commissions allegations  against  him.   The
     Court  enjoined Alexander from future securities law violations, ordered
     him  to  disgorge  $1.29  million (with interest)  and  pay  a  $500,000
     penalty.
     
     On  Oct. 10, 2003, the Commission sued Nelson, Wright, and Alexander for
     running  a  fraudulent mortgage lending scheme.  The Commission  alleged
     that  the  defendants  advertised The Rose Fund  in  major  metropolitan
     newspapers throughout California, promising investors a 12 to 15% annual
     rate  of  return  secured by California real estate.  The advertisements
     also  described  the  investments as safe,  IRA/401K  approved,  and
     secured  by California real estate.  The Commission also alleged,  and
     the  Court  later  found,  that defendants  duped  investors  by  making
     purported  interest payments to investors from money obtained  from  new
     investors  a classic Ponzi scheme.
     The Court appointed a receiver to take control of The Rose Fund LLC, The
     Rose  Fund,  Inc.  and  TRF  Holdings, Inc., all  based  in  San  Diego,
     California.   The  receiver later consented to  the  entry  of  judgment
     against each of the entities.  A number of other businesses named in the
     action as relief defendants were later ordered to turn over funds to the
     receiver and were dismissed from the case.  The receiver has applied  to
     the Court for orders to return funds to investors.
     
     The  Commissions  complaint charged the Rose Fund,  TRF  Holdings,  and
     their  manager,  Rose  Fund,  Inc.,  as  well  as  Nelson,  Wright,  and
     Alexander,  with violating the antifraud and registration provisions  of
     the  federal securities laws, specifically Sections 5(a), 5(c) and 17(a)
     of  the Securities Act of 1933, Section 10(b) of the Securities Exchange
     Act of 1934, and Rule 10b-5 thereunder.  The Commission also sued Wright
     for  acting as an unregistered securities broker in violation of Section
     15(a)  of the Exchange Act.  [SEC v. The Rose Fund, LLC, The Rose  Fund,
     Inc.,  TRF  Holdings, Inc., Michael Alexander, Paul E.  Nelson,  William
     Wright,  Rose  Collections, Inc., Pacific Video  Network,  Inc.,  Resort
     Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and  Yae,
     Inc., USDC, NDCA, San Francisco, Division, Civil Action No. 03-4593-WHA]
     (LR-18962)
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule change filed by the National Association of Securities
     Dealers  to  extend  the pilot program for the Bond Trade  Dissemination
     Service (BTDS) Professional Delayed-Time Data Display Fee for the  Trade
     Reporting and Compliance Engine (TRACE) through July 31, 2005, (SR-NASD-
     2004-163)  has  become  effective  under  Section  19(b)(3)(A)  of   the
     Securities  Exchange  Act  of  1934.  Publication  of  the  proposal  is
     expected  in the Federal Register during the week of November 8.   (Rel.
     34-50627)
     
     A  proposed  rule  change (SR-CHX-2004-35) filed by  the  Chicago  Stock
     Exchange  relating  to  the  transfer  of  CHX  memberships  has  become
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of November 8.  (Rel. 34-50628)
     
     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2004-62)  to  amend Exchange Rule 9.3A relating to Continuing  Education
     for Registered Persons.  The proposed rule change has become immediately
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of November 8.  (Rel. 34-50630)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

     
     
S-4     NEW CENTURY TRS HOLDINGS INC, 18400 VON KARMAN, SUITE 1000, IRVINE, CA,
        92612, 9494407030 - 0 ($366,450,000.00) Equity, (File 333-120209 -
        Nov. 4) (BR. 07)

S-1     GREENFIELD ONLINE INC, 15 RIVER ROAD, SUITE 310, WILTON, CT, 06890,
        2038475700 - 6,900,000 ($137,931,000.00) Equity, (File 333-120210 -
        Nov. 4) (BR. 08)

S-4     VIROLOGIC INC, 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080,
        650.635.1100 - 65,078,685 ($152,360,684.00) Equity, (File 333-120211 -
        Nov. 4) (BR. 01)

SB-2    CHINA AUTOPARTS, INC., 63 WALL STREET, SUITE 1801, NEW YORK, NY,
        100005, 2123441600 - 1,000,000 ($3,000,000.00) Equity,
        (File 333-120212 - Nov. 4) (BR. 09)

S-8     RADIATION THERAPY SERVICES INC, 2234 COLONIAL BLVD, FT MYERS, FL,
        33907, 239-931-7275 - 0 ($38,930,193.00) Equity, (File 333-120213 -
        Nov. 4) (BR. 01)

S-3     FIRST DATA CORP, 6200 SOUTH QUEBEC ST, GREENWOOD VILLAGE, CO, 80111,
        3034888000 - 0 ($2,000,000,000.00) Equity, (File 333-120214 - Nov. 4)
        (BR. 07)

S-4     ITC DELTACOM INC, 1791 O G SKINNER DRIVE, WEST POINT, GA, 31833,
        7066453880 - 0 ($53,164,731.69) Equity, (File 333-120215 - Nov. 4)
        (BR. 37)

S-8     COVANSYS CORP, 32605 W TWELVE MILE RD, STE 250, FARMINGTON HILLS, MI,
        48334, 2484882088 - 0 ($69,150,386.38) Equity, (File 333-120216 -
        Nov. 4) (BR. 03)

S-8     KLA TENCOR CORP, 160 RIO ROBLES, SAN JOSE, CA, 95134, 4084344200 -
        29,339 ($174,632.00) Equity, (File 333-120218 - Nov. 4) (BR. 36)

S-8     SEARS ROEBUCK & CO, 3333 BEVERLY RD B-5 317A, HOFFMAN ESTATES, IL,
        60179, 8472862500 - 0 ($50,000,000.00) Equity, (File 333-120219 -
        Nov. 4) (BR. 02)

S-8     NANNACO INC, 7235 NORTH CREEK LOOP, ., GIG HARBOR, WA, 98335,
        (253) 853-3632 - 0 ($700,000.00) Equity, (File 333-120221 - Nov. 4)
        (BR. 06)

S-8     EWORLDMEDIA HOLDINGS INC, 610 NEWPORT CENTER DRIVE, SUITE 210,
        NEWPORT BEACH, CA, 92660, 949-718-0999 -
        110,000,000 ($110,000.00) Equity, (File 333-120222 - Nov. 4) (BR. 08)

SB-2    ENUCLEUS INC, 15545 S. 71ST COURT, N/A, ORLAND PARK, IL, 60462,
        708-444-7300 - 10,649,998 ($4,366,499.18) Equity, (File 333-120223 -
        Nov. 4) (BR. 03)

S-3     EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404,
        650-513-7000 - 3,981,649 ($146,206,151.28) Equity, (File 333-120224 -
        Nov. 4) (BR. 37)

N-2     PIMCO Floating Rate Strategy Fund, 1345 AVENUE OF THE AMERICAS,
        NEW YORK, NY, 10105, 212 739-3502 - 10 ($250,000.00) Equity,
        (File 333-120227 - Nov. 4) (BR. 17)

S-8     INTERSECTIONS INC, 14930 BOGLE DRIVE, CHANTILLY, VA, 20151,
        7034886100 - 0 ($74,052,594.11) Equity, (File 333-120228 - Nov. 4)
        (BR. 03)

S-8     MARKETAXESS HOLDINGS INC, 0 ($74,143,714.00) Equity, (File 333-120229 -
        Nov. 4) (BR. 07)

S-8     PIXAR \CA\, 1200 PARK AVENUE, EMERYVILLE, CA, 94608, 5107523000 -
        4,933,677 ($315,281,604.86) Equity, (File 333-120230 - Nov. 4) (BR. 05)

S-8     IVI COMMUNICATIONS INC, 6171 WEST CENTURY BLVD, SUITE 140, LOS ANGELES,
        CA, 90045, 3108021744 - 12,000,000 ($3,000,000.00) Equity,
        (File 333-120231 - Nov. 4) (BR. 09)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:

1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-
     Balance Sheet  Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial
     Obligation under an Off- Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
     Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrants Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related
     Audit Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
     Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit
     Plans
5.05 Amendments to the Registrants Code of Ethics, or Waiver of a Provision
     of the Code of Ethics
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits

8-K  reports  may  be  obtained in person or by writing to  the  Commission's
Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549  or
at  the  following e-mail box address:  <publicinfo@sec.gov>.  In most cases,
this   information   is   also   available  on  the   Commission's   website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   				    DATE     COMMENT
------------------------------------------------------------------------------------------------
21ST CENTURY TECHNOLOGIES INC           NV       8.01                           11/01/04

24/7 REAL MEDIA INC                     DE       2.02                           11/04/04

3D SYSTEMS CORP                         DE       2.02,9.01                      11/04/04

A C MOORE ARTS & CRAFTS INC             PA       1.01                           11/03/04

AAIPHARMA INC                           DE       1.01,2.03,9.01                 10/29/04

AASTROM BIOSCIENCES INC                 MI       2.02,9.01                      11/04/04

ABERCROMBIE & FITCH CO /DE/             DE       2.02,7.01,9.01                 11/04/04

ABRAXAS PETROLEUM CORP                  NV       7.01,9.01                      11/04/04

ACTIVCARD CORP                          DE       5.02,9.01                      11/01/04

ADA-ES INC                              CO       2.02                           11/04/04

ADAM INC                                GA       2.02,9.01                      11/03/04

ADELPHIA COMMUNICATIONS CORP            DE       8.01                           10/29/04

ADVANSTAR COMMUNICATIONS INC            NY       2.02,7.01                      11/04/04

AEGIS ASSET BACKED SECURITIES TRUST M   DE       8.01,9.01                      10/25/04

AFFIRMATIVE INSURANCE HOLDINGS INC      DE       2.02,9.01                      11/03/04

AG BAG INTERNATIONAL LTD                DE       4.01,9.01                      10/25/04    AMEND

AIR T INC                               DE       2.02                           09/30/04

ALAMOSA HOLDINGS INC                    DE       2.02,9.01                      11/04/04

ALBANY INTERNATIONAL CORP /DE/          DE       8.01                           11/01/04

ALCAN INC                               A6       2.02                           11/04/04

ALDILA INC                              DE       2.02,7.01,9.01                 11/03/04

ALEXANDERS J CORP                       TN       2.02,7.01,9.01                 11/04/04

ALKERMES INC                            PA       2.02                           11/04/04

ALLIED DEFENSE GROUP INC                DE       2.02,9.01                      11/04/04

ALNYLAM PHARMACEUTICALS, INC.                    1.01,9.01                      11/03/04

Alternative Loan Trust 2004-J9                   9.01                           10/25/04    AMEND

ALTRIA GROUP INC                        VA       7.01,9.01                      11/04/04

AMERICAN COMMUNITY PROPERTIES TRUST     MD       1.01,2.01,2.03,9.01            10/29/04

AMERICAN CRYSTAL SUGAR CO /MN/          MN       7.01                           11/03/04

AMERICAN EAGLE OUTFITTERS INC           DE       7.01,9.01                      11/03/04

AMERICAN HEALTHWAYS INC                 DE       7.01,9.01                      11/04/04

AMERICAN PHYSICIANS SERVICE GROUP INC   TX       2.02                           11/04/04

AMERICAN RETIREMENT CORP                TN       2.01,7.01,9.01                 11/04/04

AMERICAN SUPERCONDUCTOR CORP /DE/       DE       2.02,9.01                      11/04/04

AMERICAN WATER STAR  INC                NV       1.01,2.03,3.02,3.03,7.01,8.01  10/21/04

AMERIVEST PROPERTIES INC                MD       2.03,9.01                      11/04/04

AMKOR TECHNOLOGY INC                    DE       1.01,9.01                      10/29/04

AMN HEALTHCARE SERVICES INC             DE       5.02                           11/04/04

AMSOUTH BANCORPORATION                  DE       7.01,9.01                      11/04/04

ANDERSONS INC                           OH       2.02                           11/03/04

ANGEION CORP/MN                         MN       5.01,9.01                      11/01/04

ANGELES INCOME PROPERTIES LTD 6         CA       5.02                           10/29/04

ANGELES INCOME PROPERTIES LTD II        CA       5.02                           10/29/04

ANGELES OPPORTUNITY PROPERTIES LTD      CA       5.02                           10/29/04

ANGELES PARTNERS IX                     CA       5.02                           10/29/04

ANGELES PARTNERS X                      CA       5.02                           10/29/04

ANGIODYNAMICS INC                       DE       1.01,8.01,9.01                 10/29/04

ANIMAS CORP                             DE       1.01,3.02,9.01                 10/29/04

ANNTAYLOR STORES CORP                   DE       7.01                           11/04/04

ANSYS INC                               DE       7.01,9.01                      11/04/04

ANTEON INTERNATIONAL CORP               DE       5.02                           11/03/04

APARTMENT INVESTMENT & MANAGEMENT CO    MD       2.02,9.01                      11/04/04

APPLICA INC                             FL       2.02                           11/04/04

APPLIED DIGITAL SOLUTIONS INC           MO       2.02,9.01                      11/03/04

AQUANTIVE INC                           WA       2.02,9.01                      11/04/04

AQUILA  INC                             DE       2.02,9.01                      11/04/04

ARDEN REALTY INC                        MD       2.02,9.01                      11/03/04

ARDENT HEALTH SERVICES LLC              DE       8.01,9.01                      11/03/04

ARISTOTLE CORP                          DE       2.02                           09/30/04

ARTISOFT INC                            DE       5.05                           11/02/04

ASCENT ASSURANCE INC                    DE       1.01,2.02,9.01                 11/04/04

ASHLAND INC                             KY       8.01,9.01                      11/04/04

ASPEN TECHNOLOGY INC /DE/               DE       8.01                           10/29/04

Asset Backed Funding Corp. ABFC Asset   DE       8.01,9.01                      10/25/04

Asset Backed Pass-Through Certificate   DE       8.01,9.01                      10/25/04

Asset Backed Pass-Through Certificate   DE       8.01,9.01                      11/04/04

ASSET BACKED SECURITIES CORP            DE       8.01,9.01                      11/04/04

Asset-Backed Funding Corp. ABFC Asset   DE       8.01,9.01                      10/25/04

ASSURANT INC                                     2.02                           11/04/04

ASTORIA FINANCIAL CORP                  DE       2.02,9.01                      10/26/04    AMEND

ATARI INC                               DE       2.02,9.01                      11/04/04

ATLANTIS BUSINESS DEVELOPMENT CORP      DE       5.02                           11/02/04

ATMI INC                                DE       2.02                           10/20/04    AMEND

AUTHENTIDATE HOLDING CORP               DE       2.02,9.01                      11/04/04

AVANEX CORP                             DE       1.01                           10/31/04

AVERY DENNISON CORPORATION              DE       8.01                           11/04/04

AVI BIOPHARMA INC                       OR       2.02,7.01,9.01                 11/04/04

AVNET INC                               NY       7.01,9.01                      11/04/04

AWARE INC /MA/                          MA       2.02,9.01                      11/04/04

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE       8.01,9.01                      11/04/04

BANC OF AMERICA FUNDING CORP MORT PAS   DE       9.01                           10/25/04    AMEND

BANC ONE FINANCIAL SERVICES HOME EQUI   NY       8.01,9.01                      10/25/04

BANCWEST CORP/HI                        DE       2.03                           10/29/04

BARR PHARMACEUTICALS INC                DE       2.02                           11/04/04

BASSETT FURNITURE INDUSTRIES INC        VA       1.01,2.03,9.01                 10/29/04

BAYVIEW FINANCIAL SEC CO LLC MORT PAS   DE       8.01,9.01                      10/25/04

Bayview Financial Sec Co LLC Mort Pas   DE       8.01,9.01                      10/25/04

BEAR STEARNS ASSET-BACKED CERTIFICATE   DE       8.01,9.01                      10/25/04

BEARINGPOINT INC                        DE       2.02,9.01                      11/04/04

BEBE STORES INC                         CA       2.02,9.01                      10/30/04

BECTON DICKINSON & CO                   NJ       2.02,9.01                      11/04/04

BECTON DICKINSON & CO                   NJ       8.01,9.01                      11/04/04

BEVERLY HILLS BANCORP INC               DE       2.02,9.01                      11/03/04

BIG LOTS INC                            OH       1.01,1.02,2.03,7.01,9.01       10/29/04

BIO IMAGING TECHNOLOGIES INC            DE       2.02,9.01                      11/03/04

BIO RAD LABORATORIES INC                DE       2.02                           09/30/04

BIOSPHERE MEDICAL INC                   DE       2.02,9.01                      11/04/04

BJS WHOLESALE CLUB INC                  DE       2.02,9.01                      11/04/04

BLACK & DECKER CORP                     MD       1.01,1.02,1.03,9.01            10/29/04

BORGWARNER INC                          DE       1.01,9.01                      11/01/04

BOSTON LIFE SCIENCES INC /DE            DE       5.02                           11/01/04

BOSTON LIFE SCIENCES INC /DE            DE       5.02                           09/07/04    AMEND

BOYKIN LODGING CO                       OH       2.02,9.01                      11/04/04

BRANDPARTNERS GROUP INC                 DE       4.01                           11/02/04

BRIGHAM EXPLORATION CO                  DE       2.02,9.01                      11/02/04

BROOKFIELD HOMES CORP                   DE       2.02,9.01                      11/02/04

BROOKS AUTOMATION INC                   DE       2.02,9.01                      11/04/04

BROWN SHOE CO INC                       NY       2.02                           11/04/04

BSQUARE CORP /WA                        WA       2.02,9.01                      11/04/04

C-COR INC                               PA       7.01,9.01                      11/04/04

CAGLES INC                              GA       2.02,9.01                      10/02/04

CALIPER LIFE SCIENCES INC               DE       2.02,9.01                      11/04/04

CALLWAVE INC                                     8.01,9.01                      11/04/04

CAMBRIDGE HEART INC                     DE       2.02                           11/04/04

CAMPBELL FUND TRUST                     MD       3.02                           11/01/04

CANADIAN DERIVATIVES CLEARING CORP      A6       9.01                           10/31/04

CANDIES INC                             DE       1.01                           10/29/04

CAPITAL CITY BANK GROUP INC             FL       1.01,2.03,9.01                 11/01/04

CAPITAL CORP OF THE WEST                CA       8.01,9.01                      11/03/04

CAPITAL ONE FINANCIAL CORP              DE       7.01,9.01                      11/04/04

CAPSTONE TURBINE CORP                   DE       2.02,9.01                      11/04/04

CAREMARK RX INC                         DE       2.02                           11/04/04

CARROLLTON BANCORP                      MD       2.02,4.02,9.01                 11/04/04

CASH TECHNOLOGIES INC                   DE       3.02                           11/03/04

CASUAL MALE RETAIL GROUP INC            DE       2.02,9.01                      11/04/04

CASUAL MALE RETAIL GROUP INC            DE       1.01,2.03,5.02,7.01,9.01       10/29/04

CATALYTICA ENERGY SYSTEMS INC           DE       2.02,9.01                      11/04/04

CATAPULT COMMUNICATIONS CORP            CA       1.01,9.01                      10/26/04

CATELLUS DEVELOPMENT CORP               DE       2.02,9.01                      11/03/04

CAVALIER HOMES INC                      DE       9.01                           09/25/04

CB RICHARD ELLIS GROUP INC              DE       2.02                           11/03/04

CENTRAL BANCORP INC /MA/                MA       2.02,9.01                      11/03/04

CENTRAL EUROPEAN MEDIA ENTERPRISES LT            2.02,9.01                      11/04/04

CENTURY PENSION INCOME FUND XXIII       CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XIV             CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XIX             CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XV              CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XVII            CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XVIII           CA       5.02                           10/29/04

CENTURY PROPERTIES FUND XX              CA       5.02                           10/29/04

CENTURY PROPERTIES GROWTH FUND XXII     CA       5.02                           10/29/04

CENVEO, INC                             CO       8.01                           11/03/04

CERES GROUP INC                         DE       2.02,9.01                      11/02/04

CGI HOLDING CORP                        NV       5.02,9.01                      08/19/04    AMEND

CHARLIE MAC TRUST 2004-1, MORTGAGE PA   DE       8.01,9.01                      10/25/04

CHARTER COMMUNICATIONS INC /MO/         DE       2.02,9.01                      11/04/04

CHARTERMAC                              DE       2.02,9.01                      11/04/04

CHEESECAKE FACTORY INCORPORATED         DE       7.01,9.01                      11/03/04

CHILDREN S BOOKS & TOYS INC             DE       1.03,8.01,9.01                 10/14/04

CHILDRENS PLACE RETAIL STORES INC                9.01                           11/04/04

CHINA EXPERT TECHNOLOGY INC             NV       5.02                           11/04/04

CHIQUITA BRANDS INTERNATIONAL INC       NJ       2.02,9.01                      11/04/04

CITADEL BROADCASTING CORP               DE       2.02,9.01                      11/04/04

CITIBANK OMNI-S MASTER TRUST                     8.01,9.01                      10/31/04

CITIGROUP MORTGAGE LOAN TRUST SERIES             8.01,9.01                      10/25/04

CLAIRES STORES INC                      DE       2.02,9.01                      11/04/04

CLAYTON WILLIAMS ENERGY INC /DE         DE       2.02,9.01                      11/03/04

CLEAN HARBORS INC                       MA       2.02,9.01                      11/04/04

CNL Hotels & Resorts, Inc.              MD       1.01,2.03,9.01                 10/29/04

CNL RESTAURANT PROPERTIES INC           MD       8.01,9.01                      11/04/04

COACTIVE MARKETING GROUP INC            DE       2.02                           11/04/04

COLLECTORS UNIVERSE INC                 DE       7.01                           11/04/04

COLLECTORS UNIVERSE INC                 DE       2.02                           11/04/04    AMEND

COLOR KINETICS INC                      DE       2.02,9.01                      11/04/04

COLUMBIA LABORATORIES INC               DE       2.02,9.01                      11/04/04

COMFORT SYSTEMS USA INC                 DE       2.02,9.01                      11/02/04

COMMERCIAL NATIONAL FINANCIAL CORP /P   PA       2.02,9.01                      11/04/04

COMMUNICATION INTELLIGENCE CORP         DE       1.01,9.01                      11/01/04

COMSTOCK RESOURCES INC                  NV       2.02,9.01                      11/02/04

CONEXANT SYSTEMS INC                    DE       2.02,9.01                      11/04/04

CONNS INC                               DE       1.01,9.01                      10/29/04

CONSOLIDATED CAPITAL GROWTH FUND        CA       5.02                           10/29/04

CONSOLIDATED CAPITAL INSTITUTIONAL PR   CA       5.02                           10/29/04

CONSOLIDATED CAPITAL PROPERTIES III     CA       5.02                           10/29/04

CONSOLIDATED CAPITAL PROPERTIES IV      CA       5.02                           10/29/04

CONSTELLATION BRANDS, INC.              DE       1.01,7.01,9.01                 11/04/04

CORIXA CORP                             DE       2.02,9.01                      11/04/04

COURIER CORP                            MA       2.02,9.01                      11/04/04

COVANCE INC                             DE       1.01,1.02,5.02,9.01            11/02/04

CREDENCE SYSTEMS CORP                   DE       2.05,9.01                      11/01/04

CREDIT SUISSE FIRST BOSTON MORTGAGE A   DE       9.01                           11/04/04

CREDIT SUISSE FIRST BOSTON USA INC      DE       8.01                           11/04/04

CROSS COUNTRY HEALTHCARE INC            DE       2.02,9.01                      11/03/04

CROSSROADS SYSTEMS INC                  DE       3.02,8.01,9.01                 10/29/04

CRT PROPERTIES INC                      FL       7.01,9.01                      11/03/04

CRYOLIFE INC                            FL       2.02,9.01                      11/04/04

CVS CORP                                DE       2.02,9.01                      11/04/04

CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           10/25/04    AMEND

CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           10/25/04    AMEND

DAN RIVER INC /GA/                      GA       8.01,9.01                      11/01/04

DAN RIVER INC /GA/                      GA       1.01,2.03,8.01,9.01            11/01/04

DATASCENSION INC                        NV       8.01,9.01                      09/30/04

DATATEC SYSTEMS INC                     DE       8.01,9.01                      11/03/04

DAVIDSON DIVERSIFIED REAL ESTATE I LP   DE       5.02                           10/29/04

DAVIDSON DIVERSIFIED REAL ESTATE II L   DE       5.02                           10/29/04

DAVIDSON DIVERSIFIED REAL ESTATE III    DE       5.02                           10/29/04

DAVIDSON GROWTH PLUS LP                 DE       5.02                           10/29/04

DAVIDSON INCOME REAL ESTATE LP          DE       5.02                           10/29/04

DEUTSCHE MORT SEC INC MORTGAGE LOAN T            8.01,9.01                      10/25/04

DEUTSCHE MORTGAGE SEC INC MORT LOAN T            8.01,9.01                      10/25/04

Deutsche Mortgage Securities Inc Mort            8.01,9.01                      10/25/04

Deutsche Mortgage Securities Inc. Mor            8.01,9.01                      10/25/04

DIGI INTERNATIONAL INC                  DE       2.02,9.01                      11/04/04

DIGITAL THEATER SYSTEMS INC             DE       2.02,9.01                      11/04/04

DISCOVERY LABORATORIES INC /DE/         DE       1.01,1.02,2.02,3.02,8.01,9.01  11/02/04

DOCUMENT SCIENCES CORP                  DE       2.02,9.01                      11/01/04

DOE RUN RESOURCES CORP                  NY       4.01,9.01                      07/27/04    AMEND

DOLLAR GENERAL CORP                     TN       2.02,7.01,9.01                 11/04/04

DONNELLEY R R & SONS CO                 DE       2.02,9.01                      11/04/04

DREXEL BURNHAM LAMBERT REAL ESTATE AS   NY       5.02                           10/29/04

DSLA Mortgage Loan Trust 2004-AR1       DE       8.01,9.01                      10/25/04

DTE ENERGY CO                           MI       2.02,9.01                      11/04/04

DYNASIL CORP OF AMERICA                 NJ       2.02,9.01                      11/01/04

EASYLINK SERVICES CORP                  DE       2.02,9.01                      11/04/04

EDGE PETROLEUM CORP                     DE       2.02,9.01                      11/03/04

EDUCATION MANAGEMENT CORPORATION                 2.02,9.01                      11/04/04

EGL INC                                 TX       2.02,9.01                      09/30/04

ELIZABETH ARDEN INC                     FL       2.02,9.01                      11/04/04

ENERGIZER HOLDINGS INC                  MO       5.02                           11/02/04

ENSTAR GROUP INC                        GA       8.01,9.01                      10/29/04

ENTERPRISE FINANCIAL SERVICES CORP      DE       5.03,8.01,9.01                 10/29/04

ENTRADA NETWORKS INC                    DE       8.01,9.01                      11/02/04

ENTRAVISION COMMUNICATIONS CORP         DE       2.02,9.01                      11/04/04

ENZON PHARMACEUTICALS  INC              DE       2.02,9.01                      11/04/04

EQUITY INNS INC                         TN       2.02,9.01                      11/04/04

ESSEX CORPORATION                       VA       2.02,9.01                      11/04/04

ETERNAL TECHNOLOGIES GROUP INC          DE       8.01                           10/30/04

EVERGREENBANCORP INC                    WA       8.01,9.01                      11/03/04

EVOLVING SYSTEMS INC                    DE       2.02                           11/02/04

EVOLVING SYSTEMS INC                    DE       7.01                           11/04/04

EXCELSIOR PRIVATE EQUITY FUND II INC    MD       4.01,9.01                      10/28/04    AMEND

EXCELSIOR VENTURE PARTNERS III LLC      DE       4.01,9.01                      10/28/04    AMEND

EZ EM INC                               DE       2.01,9.01                      10/30/04

FAMILY DOLLAR STORES INC                DE       7.01,9.01                      11/04/04

FBO AIR, INC.                           NV       1.01,9.01                      08/20/04    AMEND

FEDERATED DEPARTMENT STORES INC /DE/    DE       2.02,9.01                      11/04/04

FIBERNET TELECOM GROUP INC\             DE       1.01,2.02,3.02,9.01            10/29/04

Fieldstone Mortgage Investment Trust,   DE       8.01,9.01                      10/25/04

FIFTH THIRD BANCORP                     OH       7.01,9.01                      11/04/04

FINANCIAL ASSET SEC CORP  FIRST FRANK   DE       8.01,9.01                      10/25/04

FINANCIAL INDUSTRIES CORP               TX       5.02                           11/02/04

FINLAY ENTERPRISES INC /DE              DE       2.02,9.01                      11/04/04

FINLAY FINE JEWELRY CORP                DE       2.02,9.01                      11/04/04

FIRST ADVANTAGE CORP                    DE       1.01,2.01,9.01                 11/03/04

First Franklin Mortgage Loan Trust 20   DE       8.01,9.01                      10/25/04

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE       8.01,9.01                      10/25/04

First Franklin Mortgage Loan Trust 20            8.01,9.01                      10/25/04

First Franklin Mortgage Loan Trust 20   DE       8.01,9.01                      10/25/04

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE       8.01,9.01                      10/25/04

FIRST LITCHFIELD FINANCIAL CORP         DE       2.02,9.01                      11/03/04

FIRST POTOMAC REALTY TRUST              MD       2.02,7.01,9.01                 11/03/04

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC       8.01,9.01                      06/18/04    AMEND

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC       8.01,9.01                      07/18/04    AMEND

FIRSTCITY FINANCIAL CORP                DE       2.02,7.01,9.01                 11/04/04

FISHER SCIENTIFIC INTERNATIONAL INC     DE       2.02,7.01                      11/03/04

FLORIDA GAMING CORP                     DE       1.01,2.03,9.01                 10/29/04

FOOT LOCKER INC                         NY       2.02,9.01                      11/04/04

FORD MOTOR CREDIT CO                    DE       8.01,9.01                      11/03/04

FOUNTAIN POWERBOAT INDUSTRIES INC                2.02,7.01,9.01                 11/04/04

FRANKFORT TOWER INDUSTRIES INC          DE       1.03,9.01                      10/19/04

FREMONT HOME LOAN TRUST 2004-B          DE       8.01,9.01                      10/25/04

Fremont Home Loan Trust 2004-C          DE       8.01,9.01                      10/25/04

FRESH BRANDS INC                                 2.02,9.01                      11/04/04

FRONTIER OIL CORP /NEW/                 WY       7.01,9.01                      11/04/04

FROZEN FOOD EXPRESS INDUSTRIES INC      TX       2.02,9.01                      11/03/04

FULTON FINANCIAL CORP                   PA       7.01,9.01                      11/04/04

G&L REALTY CORP                         MD       1.01,2.01,9.01                 10/29/04

GADZOOKS INC                            TX       1.01,2.03,9.01                 10/29/04

GALAXY ENERGY CORP                      CO       1.01,9.01                      11/02/04

GAP INC                                 DE       1.01,2.03,9.01                 10/29/04

GAP INC                                 DE       2.02,7.01,9.01                 11/04/04

GEN PROBE INC                           DE       2.02,9.01                      11/04/04

GENAERA CORP                            DE       8.01,9.01                      11/02/04

GENELABS TECHNOLOGIES INC /CA           CA       2.02,9.01                      11/04/04

GENERAL COMMUNICATION INC               AK       2.02,9.01                      11/03/04

GENERAL NUTRITION CENTERS INC           PA       2.02,9.01                      11/03/04

GENESIS ENERGY LP                       DE       2.02,9.01                      11/03/04

GENZYME CORP                            MA       1.01,1.02                      11/03/04

GEOGLOBAL RESOURCES INC                 DE       9.01                           11/04/04

Giant Jr. Investments Corp.             NV       5.02                           11/01/04

GLACIER WATER SERVICES INC              DE       2.02                           11/03/04

GLADSTONE COMMERCIAL CORP               MD       2.02,9.01                      11/03/04

Global Cash Access, Inc.                DE       2.02,9.01                      11/03/04

GLOBAL INDUSTRIES LTD                   LA       2.02                           09/30/04

GLOBAL SIGNAL INC                       DE       2.01,9.01                      10/29/04

GLOBALSANTAFE CORP                               7.01,9.01                      11/04/04

GLOBECOMM SYSTEMS INC                            2.02,9.01                      11/03/04

GNC CORP                                DE       2.02,9.01                      11/03/04

GOLDEN STAR RESOURCES LTD                        2.02,9.01                      11/03/04

GOLDEN TELECOM INC                      DE       2.02,9.01                      11/04/04

Grande Communications Holdings, Inc.    DE       2.02,9.01                      11/04/04

GRANITE CITY FOOD & BREWERY LTD         MN       1.01,3.02,5.02,7.01,9.01       11/04/04

GRANITE CONSTRUCTION INC                DE       2.02,9.01                      11/03/04

GRAPHIC PACKAGING CORP                  DE       2.02                           11/03/04

GRAY TELEVISION INC                     GA       2.02,9.01                      11/04/04

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       5.02                           11/04/04

GREAT WEST LIFE & ANNUITY INSURANCE C   CO       7.01,9.01                      11/04/04

GREENE COUNTY BANCORP INC               DE       2.02,9.01                      11/04/04

GREENFIELD ONLINE INC                   DE       2.01,9.01                      10/21/04    AMEND

GREIF INC                               DE       1.01,9.01                      10/29/04

GROEN BROTHERS AVIATION INC /UT/        UT       8.01                           11/01/04

GS Mortgage GSAA Home Eq. Trust 2004-   DE       8.01,9.01                      10/25/04

GS MORTGAGE SECURITIES CORP FREMONT H   DE       8.01,9.01                      10/25/04

GS MORTGAGE SECURITIES CORP MTG PA TH   DE       8.01,9.01                      10/25/04

GTC BIOTHERAPEUTICS INC                 MA       2.02,9.01                      11/04/04

GVI SECURITY SOLUTIONS INC              DE       3.02,9.01                      10/29/04

GWL&A FINANCIAL INC                     DE       7.01,9.01                      11/04/04

GYMBOREE CORP                           DE       2.02,9.01                      11/04/04

HABERSHAM BANCORP                       GA       2.02,9.01                      11/02/04

HAGGAR CORP                             NV       2.02,4.02,9.01                 11/03/04

HAGGAR CORP                             NV       9.01                           11/03/04    AMEND

HALIFAX CORP                            VA       2.02,9.01                      11/04/04

HARTCOURT COMPANIES INC                 UT       1.01,9.01                      11/01/04

HARVEST NATURAL RESOURCES INC           DE       2.02,9.01                      11/04/04

HAWK CORP                               DE       1.01,2.03,9.01                 11/01/04

HCW PENSION REAL ESTATE FUND LTD PART   MA       5.02                           10/29/04

HEALTH OUTCOMES MANAGEMENT INC          MN       1.01                           11/03/04

HEALTHGATE DATA CORP                    DE       1.01,9.01                      11/01/04

HECLA MINING CO/DE/                     DE       2.02,9.01                      11/04/04

HILFIGER TOMMY CORP                              2.02,8.01,9.01                 11/03/04

HINES HORTICULTURE INC                  DE       2.02,9.01                      11/04/04

HOLLY ENERGY PARTNERS LP                DE       2.02,9.01                      11/03/04

Home Equity Loan Asset-Backed Notes,    DE       8.01,9.01                      10/25/04

HOMEBANC MORTGAGE TRUST 2004-1          DE       8.01,9.01                      10/25/04

HOMESTAR MORTGAGE ACCEP CORP ASST BAC   DE       8.01,9.01                      10/25/04

HOMESTAR MORTGAGE ACCEP CORP ASST BAC   DE       8.01,9.01                      10/25/04

HOMESTAR MORTGAGE ACCEP CORP ASST BAC   DE       8.01,9.01                      09/25/04

HOMESTAR MORTGAGE ACCEPTANCE CORP ASS   DE       8.01,9.01                      10/25/04

HORACE MANN EDUCATORS CORP /DE/         DE       2.02,9.01                      11/03/04

HORNBECK OFFSHORE SERVICES INC /LA      DE       2.02,9.01                      11/04/04

HORNBECK OFFSHORE SERVICES INC /LA      DE       8.01,9.01                      11/03/04

HOSPITALITY PROPERTIES TRUST            MD       2.02,9.01                      11/03/04

HOUSING PROGRAMS LTD                    CA       5.02                           10/29/04

HOUSTON EXPLORATION CO                  DE       2.02,5.02,9.01                 11/04/04

I FLOW CORP /DE/                        DE       2.02                           11/04/04

ICOS CORP / DE                          DE       2.02                           11/04/04

IGATE CORP                              PA       2.02,9.01                      11/04/04

IMAGE ENTERTAINMENT INC                 CA       1.01,7.01,9.01                 10/29/04

IMCOR PHARMACEUTICAL CO                 NV       1.01,3.02,3.03,5.03,8.01,9.01  10/29/04

IMMUNOGEN INC                           MA       2.02,9.01                      11/04/04

IMMUNOMEDICS INC                        DE       2.02,9.01                      11/03/04

IMPAC CMB TRUST SERIES 2004-2           DE       8.01,9.01                      10/25/04

IMPAC CMB Trust SERIES 2004-6           DE       8.01,9.01                      10/25/04

IMPAC SECURED ASSETS CORP MORTGAGE PA   CA       8.01,9.01                      10/25/04

IMPCO TECHNOLOGIES INC                  DE       2.02,9.01                      11/04/04

IMPERIAL INDUSTRIES INC                 DE       8.01,9.01                      11/04/04

INAMED CORP                             DE       1.01,9.01                      10/29/04

INCYTE CORP                             DE       2.02,9.01                      11/04/04

INDUSTRIAL DISTRIBUTION GROUP INC       DE       2.02,9.01                      11/04/04

INFONOW CORP /                          DE       2.02,9.01                      11/04/04

INFOTECH USA INC                        DE       8.01                           11/03/04

INHIBITEX INC                                    2.02,9.01                      11/04/04

INLAND REAL ESTATE CORP                 MD       2.02,7.01,9.01                 11/03/04

INNOTRAC CORP                           GA       2.02,9.01                      11/03/04

INSPIRE PHARMACEUTICALS INC             DE       2.02,9.01                      11/04/04

INSPIRE PHARMACEUTICALS INC             DE       1.01,9.01                      11/02/04

INTERMUNE INC                           DE       1.01                           10/29/04

INTERNAP NETWORK SERVICES CORP          DE       2.02,9.01                      11/04/04

INTERNATIONAL SHIPHOLDING CORP          DE       3.01                           11/04/04

INTERNATIONAL SPECIALTY HOLDINGS INC             2.02                           10/03/04

INTERNET CAPITAL GROUP INC              DE       2.02,9.01                      11/04/03

INTERPUBLIC GROUP OF COMPANIES, INC.    DE       2.02,9.01                      11/03/04

INVESTOOLS INC                          DE       2.02,9.01                      11/04/04

IPCS INC                                DE       1.01,9.01                      11/01/04

IRWIN WHOLE LOAN HOME EQUITY TRUST 20   DE       8.01,9.01                      10/25/04

ISA INTERNATIONALE INC                  DE       5.03                           09/30/04

ISOLAGEN INC                            DE       7.01,9.01                      11/04/04

ISOLAGEN INC                            DE       1.01,2.03,9.01                 11/01/04

ITC DELTACOM INC                        DE       8.01,9.01                      09/08/04

ITC DELTACOM INC                        DE       8.01,9.01                      09/08/04

IXYS CORP /DE/                          DE       2.02,9.01                      11/04/04

J&J SNACK FOODS CORP                    NJ       2.02,9.01                      11/03/04

J.P. Morgan Mortgage Trust 2004-A2      DE       8.01,9.01                      10/25/04

J.P. Morgan Mortgage Trust 2004-A3      DE       8.01,9.01                      10/25/04

JO-ANN STORES INC                       OH       2.02                           11/04/04

JOHNSON OUTDOORS INC                    WI       1.01,1.02,2.03,9.01            10/29/04

JOHNSTOWN CONSOLIDATED INCOME PARTNER   CA       5.02                           10/29/04

JONES LANG LASALLE INC                  MD       2.02,9.01                      11/03/04

KAISER ALUMINUM & CHEMICAL CORP         DE       2.01,9.01                      10/29/04

KAISER ALUMINUM CORP                    DE       2.01,9.01                      10/29/04

KEANE INC                               MA       5.02,7.01                      11/03/04

KEITH COMPANIES INC                     CA       2.02,7.01,9.01                 11/03/04

KEITHLEY INSTRUMENTS INC                OH       2.02,9.01                      11/04/04

KEY TECHNOLOGY INC                      OR       2.02,9.01                      11/04/04

KEY TRONIC CORP                         WA       1.01,9.01                      11/02/04

KEYSPAN CORP                            NY       2.02,9.01                      11/04/04

KINDRED HEALTHCARE INC                  DE       2.02,7.01,9.01                 11/03/04

KINTERA INC                                      2.02,9.01                      11/04/04

KITTY HAWK INC                          DE       2.02,9.01                      11/04/04

KNIGHT RIDDER INC                       FL       8.01,9.01                      11/04/04

KOHLS CORPORATION                       WI       2.02,9.01                      11/04/04

LA JOLLA PHARMACEUTICAL CO              DE       2.02                           11/04/04

LABARGE INC                             DE       2.02,9.01                      06/27/04

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           11/03/04

LADENBURG THALMANN FINANCIAL SERVICES   FL       5.02,5.03,9.01                 10/29/04

LANDMARK BANCORP INC                    DE       2.02,9.01                      11/04/04

LARREA BIOSCIENCES CORP                 NV       5.01,5.02                      09/27/04

LECG CORP                               DE       2.02,9.01                      11/04/04

LECROY CORP                             DE       7.01,9.01                      11/04/04

LEINER HEALTH PRODUCTS INC              DE       2.02,9.01                      11/03/04

LENNAR CORP /NEW/                       DE       7.01,9.01                      11/04/04

LENNOX INTERNATIONAL INC                DE       8.01                           10/31/04

LEXINGTON CORPORATE PROPERTIES TRUST    MD       1.01,5.05,8.01,9.01            10/29/04

LIBERTY MEDIA CORP /DE/                 DE       2.03,7.01                      11/03/04

LIBERTY STAR GOLD CORP                  NV       8.01,9.01                      10/21/04

LIFESTREAM TECHNOLOGIES INC             NV       8.01,9.01                      11/04/04

LIFETIME HOAN CORP                      DE       2.02,9.01                      09/30/04

LIFEWAY FOODS INC                       IL       1.01,9.01                      10/29/04

LIMITED BRANDS INC                      DE       2.02,7.01                      11/04/04

Logistical Support, Inc                 UT       4.01                           11/01/04

Logistical Support, Inc                 UT       4.01                           10/22/04

LOUDEYE CORP                            DE       2.02,9.01                      11/04/04

LSI LOGIC CORP                          DE       1.01,9.01                      11/04/04

LUMENIS LTD                                      2.02,9.01                      11/04/04

MACK CALI REALTY CORP                   MD       2.02,7.01                      11/03/04

MAGNA ENTERTAINMENT CORP                DE       1.01,5.02                      04/11/04

MAKEMUSIC INC                           MN       2.02,9.01                      11/03/04

MANAGEMENT NETWORK GROUP INC                     2.02,9.01                      10/02/04

MANAKOA SERVICES CORP                   NV       2.01,5.01,9.01                 12/18/03    AMEND

MANTECH INTERNATIONAL CORP              DE       5.05                           11/01/04

MARITRANS INC /DE/                      DE       2.02,9.01                      11/03/04

MARKETSHARE RECOVERY INC                DE       1.02                           11/02/04

MARKWEST ENERGY PARTNERS L P                     2.02,9.01                      11/04/04

MARTEK BIOSCIENCES CORP                 DE       1.01,2.03                      10/29/04

MARTIN MIDSTREAM PARTNERS LP            DE       7.01,9.01                      11/03/04

MASTR Alternative Loan Trust 2004-4     DE       8.01,9.01                      10/25/04

MASTR Alternative Loan Trust 2004-5     DE       8.01,9.01                      10/25/04

MASTR Alternative Loan Trust 2004-6     DE       8.01,9.01                      10/25/04

MASTR Alternative Loan Trust 2004-7     DE       8.01,9.01                      10/25/04

MASTR Alternative Loan Trust 2004-8     DE       8.01,9.01                      10/25/04

MASTR Alternative Loan Trust 2004-9     DE       8.01,9.01                      10/25/04

MATRIX BANCORP INC                      CO       2.02,9.01                      11/03/04

MATRIX BANCORP INC                      CO       9.01                           11/01/04    AMEND

MAUI LAND & PINEAPPLE CO INC            HI       2.02,9.01                      11/04/04

MCCOMBS REALTY PARTNERS LTD             CA       5.02                           10/29/04

MCG CAPITAL CORP                        DE       2.02,9.01                      11/04/04

MCGRATH RENTCORP                        CA       2.02,9.01                      11/04/04

MCI INC                                 DE       2.02,9.01                      11/04/04

MEDALLION FINANCIAL CORP                DE       2.02,9.01                      11/04/04

MERCER INSURANCE GROUP INC              PA       2.02,9.01                      11/03/04

MERCHANTS & MANUFACTURERS BANCORPORAT   WI       2.02,9.01                      11/04/04

MERCURY GENERAL CORP                    CA       8.01                           10/29/04

MERITAGE HOSPITALITY GROUP INC          MI       8.01,9.01                      11/03/04

MERRILL LYNCH MORTGAGE LN ASST BACK C   DE       8.01,9.01                      10/25/04

METROCALL HOLDINGS INC                  DE       2.02,8.01,9.01                 11/04/04

METROCORP BANCSHARES INC                         5.02,9.01                      11/01/04

METROMEDIA INTERNATIONAL GROUP INC      DE       8.01,9.01                      11/04/04

METROPCS INC                                     8.01,9.01                      11/04/04

METTLER TOLEDO INTERNATIONAL INC/       DE       2.02                           11/04/04

MICHAELS STORES INC                     DE       2.02,9.01                      11/04/04

MICROVISION INC                         WA       2.02,9.01                      11/04/04

MID AMERICA APARTMENT COMMUNITIES INC   TN       2.02,9.01                      11/04/04

MILACRON INC                            DE       1.01                           07/29/04

MOBILE MINI INC                         DE       2.02,9.01                      11/04/04

MOHAWK INDUSTRIES INC                   DE       5.02,9.01                      11/04/04

MONDAVI ROBERT CORP                     CA       8.01,9.01                      11/03/04

MONSANTO CO /NEW/                       DE       1.01                           10/29/04

MORGAN STANLEY CAPITAL I INC HOME EQ    NY       8.01,9.01                      10/25/04

MORTGAGE ASSET SEC TRANS INC MASTR AL   DE       8.01,9.01                      10/25/04

MORTGAGE ASSET SEC TRANS INC MORT PS    DE       8.01,9.01                      10/25/04

MORTGAGE ASSET SEC TRANS MASTR ALTERN   DE       8.01,9.01                      10/25/04

MORTGAGE LOAN TRUST SERIES 2004-3                8.01,9.01                      10/25/04

MOVIE GALLERY INC                       DE       2.02,9.01                      11/04/04

MQ ASSOCIATES INC                                2.02,9.01                      11/04/04

MRO SOFTWARE INC                        MA       2.02,9.01                      11/04/04

MS STRUCTURED SATURNS SERIES 2003-4     DE       9.01                           11/01/04

MULTI BENEFIT REALTY FUND 87-1          CA       5.02                           10/29/04

MULTI COLOR CORP                        OH       5.04                           11/04/04

NACCO INDUSTRIES INC                    DE       2.02,9.01                      11/04/04

NASH FINCH CO                           DE       2.02,9.01                      11/04/04

NATCO GROUP INC                         DE       2.02,7.01,9.01                 11/04/04

NATIONAL FINANCIAL PARTNERS CORP                 2.02,5.02                      11/02/04

NATIONAL HEALTHCARE CORP                DE       2.02                           11/04/04

NATIONAL PROPERTY INVESTORS 4           CA       5.02                           10/29/04

NATIONAL PROPERTY INVESTORS 5           CA       5.02                           10/29/04

NATIONAL PROPERTY INVESTORS 6           CA       5.02                           10/29/04

NATIONAL PROPERTY INVESTORS 7           CA       5.02                           10/29/04

NATIONAL PROPERTY INVESTORS III         CA       5.02                           10/29/04

NATIONAL TAX CREDIT PARTNERS L P        CA       5.02                           10/29/04

NATIONWIDE FINANCIAL SERVICES INC/      DE       7.01                           11/04/04

NAVIGATORS GROUP INC                    DE       2.02,7.01                      11/03/04

NDCHEALTH CORP                          DE       7.01,9.01                      11/04/04

NEIMAN MARCUS GROUP INC                 DE       2.02,7.01                      11/04/04

NEOSE TECHNOLOGIES INC                  DE       2.02,9.01                      11/02/04

NESS TECHNOLOGIES INC                            2.02,8.01,9.01                 11/04/04

NETRATINGS INC                          DE       2.02,9.01                      11/04/04

NETWORK ENGINES INC                     DE       2.02,9.01                      11/04/04

NEW CENTURY BANCORP INC                 NC       2.02,9.01                      11/01/04

NEW CENTURY FINANCIAL CORP              MD       1.01,2.02,3.02,8.01,9.01       11/03/04

NEW CENTURY TRS HOLDINGS INC            DE       1.01,3.02,8.01,9.01            11/03/04

NEW HORIZONS WORLDWIDE INC              DE       3.01,5.02,7.01,9.01            11/03/04

New York & Company, Inc.                         2.02,7.01,9.01                 11/04/04

NEWFIELD EXPLORATION CO /DE/            DE       2.02                           11/04/04

NEWTEK BUSINESS SERVICES INC            NY       2.02                           11/03/04

NEXSTAR BROADCASTING GROUP INC          DE       2.02,9.01                      11/04/04

NICOR INC                               IL       2.02                           09/30/04

NII HOLDINGS INC                        DE       2.02,9.01                      11/04/04

NITTANY FINANCIAL CORP                  PA       2.02,9.01                      11/03/04

NORDSTROM INC                           WA       7.01                           11/04/04

NORTHLAND CABLE PROPERTIES EIGHT LIMI   WA       9.01                           11/03/04

NORTHLAND CABLE PROPERTIES SEVEN LIMI   WA       9.01                           11/03/04

NORTHWEST NATURAL GAS CO                OR       2.02                           11/04/04

NOVASTAR MORTGAGE FUNDING CORP          DE       8.01,9.01                      11/04/04

NOVAVAX INC                             DE       2.02,9.01                      11/03/04

NOVAVAX INC                             DE       5.02,9.01                      10/28/04    AMEND

NOVELL INC                              DE       1.01,1.02,5.02                 11/03/04

NUVELO INC                              DE       1.01,1.02,9.01                 10/29/04

NVIDIA CORP                             DE       2.02,9.01                      11/04/04

O CHARLEYS INC                          TN       1.01,5.02,9.01                 10/29/04

ODYSSEY HEALTHCARE INC                  DE       1.01                           11/01/04

OFFICEMAX INC                           DE       1.01,2.01,2.03,3.03,5.02,5.03  10/29/04

OGE ENERGY CORP                         OK       2.02,9.01                      11/04/04

OKLAHOMA GAS & ELECTRIC CO              OK       2.02,9.01                      11/04/04

ON ASSIGNMENT INC                       DE       2.02,9.01                      11/04/04

ONYX PHARMACEUTICALS INC                DE       2.02                           11/04/04

ONYX SOFTWARE CORP/WA                   WA       8.01                           11/01/04

OPHTHALMIC IMAGING SYSTEMS              CA       2.02,9.01                      11/04/04

OPTIMAL GROUP INC                                7.01                           10/31/04

OPTION ONE MORTGAGE ACCEPTANCE LOAN T   DE       8.01,9.01                      10/25/04

OPTION ONE MORTGAGE LOAN TRUST 2004-1   DE       8.01,9.01                      10/25/04

ORACLE CORP /DE/                        DE       1.01,9.01                      10/29/04

OREGON STEEL MILLS INC                  DE       1.01                           11/01/04

ORIENT EXPRESS HOTELS LTD                        2.02,9.01                      11/03/04

OSI PHARMACEUTICALS INC                 DE       8.01                           11/04/04

OXFORD RESIDENTIAL PROPERTIES I LTD P   MD       5.02                           10/29/04

PACIFIC ENTERPRISES INC                 CA       2.02,9.01                      11/04/04

PARK PLACE SECURITIES INC ASSET-BACKE   DE       8.01,9.01                      10/25/04

Park Place Securities, Inc., Asset-Ba   DE       8.01,9.01                      10/08/04

PARKER HANNIFIN CORP                    OH       1.01,9.01                      10/29/04

PATH 1 NETWORK TECHNOLOGIES INC         DE       2.02,9.01                      11/04/04

PAYLESS SHOESOURCE INC /DE/             DE       7.01                           11/04/04

PC MALL INC                             DE       9.01                           11/04/04

PDI INC                                          2.02,9.01                      11/03/04

PEDIATRIX MEDICAL GROUP INC             FL       2.02,7.01,9.01                 11/04/04

PELICAN FINANCIAL INC                   DE       2.02                           11/03/04

PENN OCTANE CORP                        DE       2.02,9.01                      11/01/04

PENN VIRGINIA CORP                      VA       2.02,7.01,9.01                 11/03/04

PENN VIRGINIA RESOURCE PARTNERS L P     DE       2.02,7.01,9.01                 11/03/04

PEOPLES CHOICE HOME LOAN SECURITIES T            8.01,9.01                      10/25/04

PEOPLES CHOICE HOME LOAN SECURITIES T            8.01,9.01                      10/25/04

PEOPLES OHIO FINANCIAL CORP             OH       8.01                           11/03/04

PERCEPTRON INC/MI                       MI       2.02,9.01                      11/04/04

PEREGRINE SYSTEMS INC                   DE       2.02,9.01                      11/04/04

PEREGRINE SYSTEMS INC                   DE       1.01,5.02,9.01                 10/31/04

PERINI CORP                             MA       2.02                           11/04/04

PERMA FIX ENVIRONMENTAL SERVICES INC    DE       2.02,9.01                      11/04/04

PERRY ELLIS INTERNATIONAL INC           FL       5.02,9.01                      11/01/04

PHASE FORWARD INC                       DE       2.02,9.01                      11/04/04

PHYSIOMETRIX INC                        DE       7.01,9.01                      11/04/04

PILGRIMS PRIDE CORP                     DE       1.01,9.01                      10/29/04

PIONEER NATURAL RESOURCES CO            DE       7.01,9.01                      11/04/04

PIONEER NATURAL RESOURCES CO            DE       1.01,1.02,9.01                 10/29/04

PLAINS EXPLORATION & PRODUCTION CO      DE       2.02,9.01                      11/04/04

PORTOLA PACKAGING INC                   DE       2.02,9.01                      11/03/04

POTOMAC BANCSHARES INC                  WV       2.02                           11/04/04

PREMIER FINANCIAL BANCORP INC           KY       8.01,9.01                      11/03/04

PRICESMART INC                          DE       1.01,3.02,5.05,8.01            10/29/04

PRIME MEDICAL SERVICES INC /TX/         DE       2.02,9.01                      09/30/04

PRIMEDIA INC                            DE       2.02,9.01                      11/04/04

PRIVATE MEDIA GROUP INC                 NV       5.02                           10/29/04

PRO DEX INC                             CO       1.01,9.01                      10/31/04

PRO TECH COMMUNICATIONS INC             FL       2.02,9.01                      09/30/04

PROGRESS ENERGY INC                     NC       2.02,9.01                      09/30/04

PROVIDENT BANKSHARES CORP               MD       7.01,9.01                      11/04/04

PXRE GROUP LTD                                   2.02,9.01                      11/03/04

PXRE GROUP LTD                                   8.01,9.01                      11/04/04

PYRAMID BREWERIES INC                   WA       2.02                           11/03/04

QC Holdings, Inc.                       KS       2.02,9.01                      11/04/04

QUADRAMED CORP                          DE       2.02,9.01                      11/03/04

QUESTCOR PHARMACEUTICALS INC            CA       2.02,9.01                      11/04/04

QWEST COMMUNICATIONS INTERNATIONAL IN   DE       2.02                           11/04/04

RADIATION THERAPY SERVICES INC          FL       2.02,9.01                      11/03/04

RADIO ONE INC                           DE       2.02,9.01                      11/04/04

RADIOLOGIX INC                          DE       2.02,9.01                      11/04/04

RAINMAKER SYSTEMS INC                   CA       2.02,7.01,9.01                 11/04/04

RAMP CORP                               DE       3.02,9.01                      10/29/04

REAL ESTATE ASSOCIATES LTD II           CA       5.02                           10/29/04

REAL ESTATE ASSOCIATES LTD III          CA       5.02                           10/29/04

REAL ESTATE ASSOCIATES LTD V            CA       5.02                           10/29/04

REAL ESTATE ASSOCIATES LTD VI           CA       5.02                           10/29/04

REAL ESTATE ASSOCIATES LTD VII          CA       5.02                           10/29/04

REAL ESTATE ASSOCIATES LTD/CA           CA       5.02                           10/29/04

Real Mex Restaurants, Inc.              DE       3.02,9.01                      10/31/04

RECKSON ASSOCIATES REALTY CORP          MD       2.02,9.01                      11/03/04

RED ROBIN GOURMET BURGERS INC           DE       2.02,9.01                      11/04/04

REGIONS FINANCIAL CORP                  DE       7.01,9.01                      11/04/04

REGISTER COM INC                        DE       5.02,8.01,9.01                 11/01/04

RELIV INTERNATIONAL INC                 IL       2.02,9.01                      11/03/04

REMY INTERNATIONAL, INC.                DE       2.02,9.01                      11/04/04

RES CARE INC /KY/                       KY       2.02,7.01,9.01                 11/03/04

RESIDENTIAL ASSET MORT PROD INC GMACM   DE       8.01,9.01                      10/25/04

RESIDENTIAL ASSET MORT PROD INC GMACM   DE       8.01,9.01                      10/25/04

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE       8.01,9.01                      11/04/04

RESOLUTION PERFORMANCE PRODUCTS LLC     DE       2.02,9.01                      11/04/04

RETAIL VENTURES INC                     OH       2.02,9.01                      11/04/04

REWARDS NETWORK INC                     DE       1.01,2.03,9.01                 11/03/04

RF MICRO DEVICES INC                    NC       5.02,9.01                      11/02/04

RITA MEDICAL SYSTEMS INC                DE       2.02,9.01                      11/03/04

ROCKWELL  AUTOMATION INC                DE       2.02                           11/04/04

ROCKWELL  AUTOMATION INC                DE       5.03,9.01                      11/04/04

ROSS STORES INC                         DE       2.02,9.01                      11/04/04

ROXIO INC                               DE       2.02,4.02,9.01                 11/02/04

ROYAL GOLD INC                          DE       2.02,9.01                      11/04/04

RUSS BERRIE & CO INC                    NJ       2.02,9.01                      11/03/04

RYERSON TULL INC /DE/                   DE       7.01                           11/04/04

SABINE ROYALTY TRUST                    TX       2.02,9.01                      11/03/04

SAFETY INSURANCE GROUP INC              DE       2.02,9.01                      11/04/04

SAFLINK CORP                            DE       1.01,9.01                      11/01/04

SAKS INC                                TN       8.01,9.01                      11/04/04

SAN DIEGO GAS & ELECTRIC CO             CA       2.02,9.01                      11/04/04

SAN HOLDINGS INC                        CO       1.01,9.01                      10/29/04

SAN HOLDINGS INC                        CO       1.01,5.02,9.01                 11/01/04

SANDERS MORRIS HARRIS GROUP INC         TX       2.02,8.01                      11/04/04

SANGAMO BIOSCIENCES INC                 DE       1.01,9.01                      10/29/04

SCHAWK INC                              DE       7.01                           11/04/04

SCHICK TECHNOLOGIES INC                 DE       8.01,9.01                      11/04/04

SCHWAB CHARLES CORP                     DE       1.01                           10/29/04

SCM MICROSYSTEMS INC                    DE       2.02,9.01                      11/04/04

SCO GROUP INC                           DE       1.01,1.02,8.01,9.01            10/31/04

SCPIE HOLDINGS INC                      DE       2.02,9.01                      11/04/04

SEABULK INTERNATIONAL INC               DE       2.02,7.01,9.01                 11/04/04

SEARS ROEBUCK & CO                      NY       5.02                           10/29/04

Securitized Asset Backed Receivables             8.01,9.01                      10/25/04

SEMITOOL INC                            MT       1.01,2.03                      11/03/04

SEMPRA ENERGY                           CA       2.02,9.01                      11/04/04

SENECA FOODS CORP /NY/                  NY       2.02,9.01                      11/04/04

SERVICEMASTER CO                        DE       2.02,9.01                      09/30/04

SHARPER IMAGE CORP                      DE       2.02,9.01                      11/04/04

SHELTER PROPERTIES II LTD PARTNERSHIP   SC       5.02                           10/29/04

SHELTER PROPERTIES III LTD PARTNERSHI   CA       5.02                           10/29/04

SHELTER PROPERTIES III LTD PARTNERSHI   CA       5.02                           10/29/04

SHELTER PROPERTIES IV LIMITED PARTNER   SC       5.02                           10/29/04

SHELTER PROPERTIES V LIMITED PARTNERS   CA       5.02                           10/29/04

SHELTER PROPERTIES VII LTD PARTNERSHI   SC       5.02                           10/29/04

SHIRE PHARMACEUTICALS GROUP PLC                  2.02,9.01                      11/04/04

SHOE CARNIVAL INC                       IN       9.01                           11/04/04

SINCLAIR BROADCAST GROUP INC            MD       2.02,9.01                      11/04/04

SINGING MACHINE CO INC                  DE       5.02,9.01                      10/22/04    AMEND

SIRVA INC                               DE       2.01,2.05,2.06,9.01            10/30/04

SMITH & WOLLENSKY RESTAURANT GROUP IN   DE       4.02                           10/29/04

SNOCONE SYSTEMS INC                              2.01,8.01,9.01                 10/29/04

SOLA INTERNATIONAL INC                  DE       2.02,9.01                      11/03/04

SOURCECORP INC                          DE       8.01                           11/04/04

SPORTS AUTHORITY INC /DE/               DE       5.02,9.01                      11/04/04

SPRINGHILL LAKE INVESTORS LTD PARTNER   MD       8.01                           10/29/04

SRA INTERNATIONAL INC                   DE       5.02                           10/29/04

ST MARY LAND & EXPLORATION CO           DE       2.02,9.01                      11/03/04

STEINWAY MUSICAL INSTRUMENTS INC        DE       2.02                           11/04/04

STERLING FINANCIAL CORP /PA/            PA       7.01,9.01                      11/04/04

STONE ENERGY CORP                       DE       2.02,9.01                      11/03/04

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      10/25/04

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      10/25/04

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      10/25/04

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      10/25/04

STRUCTURED ADJUSTABLE RATE MORTGAGE L   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE       8.01,9.01                      10/25/04

Structured Asset Investment Loan Trus   DE       8.01,9.01                      10/25/04

Structured Asset Investment Loan Trus   DE       8.01,9.01                      10/25/04

Structured Asset Investment Loan Trus   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INV II INC MORT   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INV INC THORNBU   NY       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INV MORT PASS T   NY       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INV MORT PASS T   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INVEST INC MORT   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT INVESTMENT THOR   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORT PRIME MORT TR P   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET MORTGAGE INV INC MOR   NY       8.01,9.01                      10/25/04

STRUCTURED ASSET SEC CORP MORT PASS T   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET SEC CORP MORT PASS T   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET SEC CORP MORT PASS T   DE       8.01,9.01                      10/25/04

STRUCTURED ASSET SEC CORP MORT PASS T   DE       8.01,9.01                      10/25/04

Structured Asset Securities Corp Mort   DE       8.01,9.01                      10/25/04

STURCTURED ASSET SECURITIES CORP MORT   DE       8.01,9.01                      10/25/04

SUN HEALTHCARE GROUP INC                DE       2.02                           11/02/04

SUNCOAST BANCORP INC                    FL       3.02                           10/31/04

SUNRISE SENIOR LIVING INC               DE       2.02                           11/04/04

SUPERCONDUCTOR TECHNOLOGIES INC                  2.02,9.01                      11/04/04

SUPERIOR ESSEX INC                      DE       2.02,7.01,9.01                 11/03/04

SUTTER HOLDING CO INC                   DE       3.02                           08/26/04

SWIFT ENERGY CO                         TX       2.02                           10/31/04

SYNERGY BRANDS INC                      DE       3.02,7.01                      11/01/04

TALBOTS INC                             DE       2.02,9.01                      11/04/04

TAPESTRY PHARMACEUTICALS, INC           DE       1.01                           10/28/04

TAPESTRY PHARMACEUTICALS, INC           DE       2.02,9.01                      11/02/04

TARGETED GENETICS CORP /WA/             WA       2.02,9.01                      11/04/04

TECHNICAL OLYMPIC USA INC               DE       2.02,9.01                      11/02/04

TECHNOLOGY INVESTMENT CAPITAL CORP      MD       2.02,9.01                      11/04/04

TELIK INC                               DE       2.02,9.01                      11/04/04

TEREX CORP                              DE       2.02,9.01                      10/27/04    AMEND

TEREX CORP                              DE       2.02,9.01                      10/27/04    AMEND

TESORO PETROLEUM CORP /NEW/             DE       2.02,9.01                      11/04/04

THORNBURG MORTGAGE  SECURITIES TRUST    DE       8.01,9.01                      10/25/04

THORNBURG MORTGAGE  SECURITIES TRUST    DE       8.01,9.01                      10/25/04

THORNBURG MORTGAGE SECURITIES TRUST 2   DE       8.01,9.01                      10/25/04

THORNBURG MORTGAGE SECURITIES TRUST 2   DE       8.01,9.01                      10/25/04

Thornburg Mortgage Securities Trust 2   DE       8.01,9.01                      10/25/04

TIB FINANCIAL CORP                      FL       2.02,9.01                      11/04/03

TIME WARNER TELECOM INC                 DE       2.02,9.01                      11/03/04

TIPPERARY CORP                          TX       1.01                           10/30/04

TNP ENTERPRISES INC                     TX       7.01,9.01                      11/04/04

TOR MINERALS INTERNATIONAL INC          DE       2.02,9.01                      11/02/04

TORO CO                                 DE       1.01,9.01                      11/01/04

TRANSCAT INC                            OH       1.01,2.02,9.01                 11/01/04

TRIPATH IMAGING INC                     DE       2.02,9.01                      11/04/04

TRIUMPH GROUP INC /                     DE       1.01,2.02,9.01                 10/29/04

TRIZEC PROPERTIES INC                   DE       2.02,9.01                      11/04/04

TRUMP HOTELS & CASINO RESORTS INC       DE       1.01,7.01,9.01                 10/29/04

TRW AUTOMOTIVE HOLDINGS CORP            DE       2.02,9.01                      11/04/04

TUCOWS INC /PA/                         PA       2.02,9.01                      11/02/04

TVIA INC                                DE       2.02,9.01                      11/03/04

U S RESTAURANT PROPERTIES INC           MD       2.02,9.01                      11/04/04

UNITED INVESTORS GROWTH PROPERTIES      MO       5.02                           10/29/04

UNITED INVESTORS INCOME PROPERTIES      MO       5.02                           10/29/04

UNITED ONLINE INC                       DE       8.01,9.01                      11/04/04

UNIVERSAL AMERICAN FINANCIAL CORP       NY       7.01                           11/04/04

UNIVISION COMMUNICATIONS INC            DE       2.02                           11/04/04

UNUMPROVIDENT CORP                      DE       2.02,9.01                      11/03/04

US AIRWAYS GROUP INC                    DE       8.01,9.01                      11/04/04

US CONCRETE INC                         DE       2.02,9.01                      11/04/04

US REALTY PARTNERS LTD PARTNERSHIP      DE       5.02                           10/29/04

USA VIDEO INTERACTIVE CORP              WY       1.01,9.01                      11/04/04

USI HOLDINGS CORP                       DE       7.01,9.01                      11/03/04

UTEK CORP                                        2.02,9.01                      11/03/04

UTSTARCOM INC                           DE       2.01,9.01                      11/01/04

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       2.02,9.01                      11/04/04

VALENCE TECHNOLOGY INC                  DE       8.01,9.01                      11/04/04

VALERO L P                              DE       1.01,9.01                      11/04/04

VERSO TECHNOLOGIES INC                  MN       2.02,9.01                      11/04/04

VERTICAL HEALTH SOLUTIONS INC                    1.01,2.01,9.01                 10/31/04

VIASYSTEMS INC                          DE       2.05,9.01                      11/01/04

VICURON PHARMACEUTICALS INC             DE       2.02,9.01                      11/04/04

VINTAGE PETROLEUM INC                   DE       2.02,9.01                      11/03/04

VIROLOGIC INC                           DE       1.01,9.01                      11/01/04

VISUAL DATA CORP                        FL       1.01,9.01                      10/29/04

VITAL IMAGES INC                        MN       2.02,9.01                      11/04/04

VITALSTATE INC                          NY       5.02                           11/01/04

VIVUS INC                               CA       5.02                           11/04/04

VMS NATIONAL PROPERTIES JOINT VENTURE   IL       5.02                           10/29/04

WAL MART STORES INC                     DE       2.02                           11/04/01

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE       9.01                           11/03/04

WATSON WYATT & CO HOLDINGS              DE       2.02,9.01                      11/04/04

WEBCO INDUSTRIES INC                    OK       8.01,9.01                      11/04/04

WEBMD CORP /NEW/                        DE       1.01,2.02,7.01,8.01,9.01       11/02/04

WELLCARE HEALTH PLANS, INC.             DE       2.02,9.01                      11/04/04

WELLS FARGO ASSEST SEC C ORP MORT BAC   DE       8.01,9.01                      10/25/04

WELLS FARGO ASSET SEC CORP MORT PS TH   DE       8.01,9.01                      10/25/04

Wells Fargo Asset Securities Corp Mor   DE       8.01,9.01                      10/25/04

Wells Fargo Mortgage Backed Securitie            8.01,9.01                      10/25/04

Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      10/25/04

Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      10/25/04

Wells Fargo Mortgage Backed Securitie            8.01,9.01                      10/25/04

WELLS REAL ESTATE INVESTMENT TRUST II   MD       2.01,2.03,9.01                 11/01/04

WESTAFF INC                             DE       5.02                           10/29/04

WFS Financial 2004-4 Owner Trust        CA       8.01,9.01                      10/28/04

WHITEHALL JEWELLERS INC                 DE       2.02,9.01                      11/04/04

WHOLE FOODS MARKET INC                  TX       5.02,7.01                      11/04/04

WHX CORP                                DE       3.01,9.01                      10/29/04

WIDEPOINT CORP                          DE       1.01,9.01                      10/29/04

WII Components, Inc.                    DE       2.02,9.01                      11/04/04

WILD OATS MARKETS INC                   DE       2.02,9.01                      11/04/04

WILLIAMS COMPANIES INC                  DE       2.02,5.02,7.01,9.01            11/03/04

WINSTON HOTELS INC                      NC       2.02,9.01                      11/04/04

WINTHROP GROWTH INVESTORS I LP          MA       8.01                           10/29/04

WIRELESS FACILITIES INC                 DE       2.02,9.01                      11/04/04

WORLD AIRWAYS INC /DE/                  DE       2.02,9.01                      11/04/04

XANSER CORP                             DE       2.02,9.01                      09/30/04

XENOGEN CORP                            DE       2.02,9.01                      11/04/04

XM SATELLITE RADIO HOLDINGS INC         DE       2.02,7.01,9.01                 11/03/04

YOUBET COM INC                          DE       8.01,9.01                      11/02/04

ZALE CORP                               DE       2.02                           11/04/04

ZIX CORP                                TX       2.03,3.02,9.01                 11/02/04

ZIX CORP                                TX       2.06                           10/29/04