SEC NEWS DIGEST


Issue  2005-230                                    December 1, 2005
     

ENFORCEMENT PROCEEDINGS


COMMISSION  REMANDS  NYSE  DISCIPLINARY  PROCEEDING  AGAINST   PAUL
GRASSI, JR.

     The   Commission   has  remanded  a  disciplinary   proceeding
     instituted  by the New York Stock Exchange, Inc. against  Paul
     K.  Grassi, Jr., a floor broker and member of the  NYSE.   The
     NYSE  found  that  Grassi engaged in acts detrimental  to  the
     interest or welfare of the Exchange, in violation of NYSE Rule
     476(a)(7), when he obtained a blank prescription form  from  a
     medical office that was located on the Exchange's premises and
     that  the Exchange made available to members and others,  paid
     another person to complete the form and forge a doctor's  name
     on the form, and then attempted to fill the prescription at  a
     pharmacy  located  near the Exchange.  The  Exchange  censured
     Grassi, and barred him for five years from membership,  allied
     membership,  approved person status, and  from  employment  or
     association  in  any  capacity  with  any  member  or   member
     organization.
     
     The Commission concluded that Grassi's conduct was detrimental
     to  the  interest or welfare of the Exchange in  violation  of
     NYSE  Rule  476(a)(7).  The Commission, however, remanded  the
     proceeding  to  the NYSE for reconsideration of the  sanctions
     imposed  in  order  for  the parties to  "more  fully  develop
     whether,  under the circumstances of this case, the five-year
     bar  is  consistent with the purposes of the  Exchange  Act."
     (Rel. 34-52858; File No. 3-11796)

COMMISSION  MODIFIES INITIAL DECISIONS IN HUNTER  ADAMS  PROCEEDING
AND DECLARES DECISIONS AS MODIFIED FINAL

     The  Commission has modified the initial decision final as  to
     respondents Hunter Adams, James L. Bila, Christian  W.  Blake,
     Jason  A.  Cohen,  Steven M. Cohen, Louis  R.  Facchini,  Jr.,
     Roberto  A. Mangiarano, David M. Margules, James J.  Pellizzi,
     David  M.  Pesso, Michael Pugliese, Howard I.  Weinstein,  and
     Robert J. Winston.  Respondents participated in the scheme  to
     manipulate  the  market price of certain micro-cap  securities
     and  engaged  in other deceptive sales practices.  Respondents
     are  also defendants in a related criminal proceeding.  In the
     criminal   proceeding,  they  have  been   ordered   to   make
     restitution  in  the  criminal  proceeding.   The   Commission
     determined  that  the  disgorgement amounts  imposed  in  this
     matter could be offset or reduced by any restitution that  the
     respondents paid in the criminal case.
     
     The  Commission  declared  final  the  initial  decisions,  as
     modified.   The law judge barred respondents from  association
     with a broker or dealer or from participation in a penny stock
     offering.  The law judge further ordered respondents to  cease
     and desist from violations of the antifraud provisions and  to
     disgorge  various amounts, together with prejudgment interest.
     Certain  of  the respondents were also ordered  to  pay  civil
     penalties.  (Rel. 34-52859; File No. 3-10437)

AMERICAN  EXPRESS  FINANCIAL CORPORATION (NOW KNOWN  AS  AMERIPRISE
FINANCIAL, INC.) TO PAY $15 MILLION TO SETTLE MARKET TIMING CHARGES

     On  December  1,  the Commission issued an  Order  Instituting
     Administrative   and   Cease-and-Desist  Proceedings,   Making
     Findings,  and  Imposing Remedial Sanctions and  a  Cease-and-
     Desist  Order  against American Express Financial  Corporation
     (AEFC)   (now  known  as  Ameriprise  Financial,   Inc.),   an
     investment  adviser  headquartered in Minneapolis,  Minnesota,
     alleging that it failed to adequately disclose to shareholders
     in  the  American Express Funds (AXP Funds) that  it  advised,
     certain  market timing activities that were inconsistent  with
     the   disclosures   in  the  AXP  Funds  prospectuses.    The
     Commissions action is being brought contemporaneously with an
     action by the State of Minnesota which today also initiated  a
     settled  disciplinary proceeding against AEFC based on similar
     allegations.   As part of its settlement with the  Commission,
     AEFC will pay $15 million in disgorgement and civil penalties,
     all of which will be placed in a Fair Fund for distribution to
     certain investors in the AXP Funds.
     
     According  to  the  Commissions Order, in January  2002  AEFC
     changed  the  prospectus disclosures  for  the  AXP  Funds  to
     prohibit  market  timing.   Despite this  change,  AEFC  still
     allowed certain shareholders to market time the AXP Funds  for
     approximately  six to eight more months.  In  addition,  after
     changing the AXP Funds prospectus disclosures, AEFC  did  not
     put  in  place or disclose to investors its lack of procedures
     to  monitor  its  employees 401(k) plan accounts  for  market
     timing  activity until October 2003.  As a result 27 past  and
     present  employees of AEFC and related companies market  timed
     the  AXP  Funds  in their 401(k) retirement  plans.   Finally,
     contrary  to  the disclosures in its variable annuity  product
     prospectuses, AEFC allowed a known market timer to market time
     AEFCs variable annuity products until October 2003.
     
     The  Commission has accepted an offer of settlement from  AEFC
     in  which  it  consents,  without  admitting  or  denying  the
     Commissions  findings, to an Order that it  shall  cease  and
     desist  from  committing  or causing any  violations  and  any
     future  violations  of  Sections  206(1)  and  206(2)  of  the
     Investment  Advisers  Act of 1940 and  Section  34(b)  of  the
     Investment Company Act of 1940.  The Order also censures  AEFC
     and requires AEFC to pay $15 million in disgorgement and civil
     penalties.   The $15 million will be placed in a  distribution
     fund  for  the benefit of certain customers of the firm.   The
     Order   further   requires  AEFC  to   comply   with   certain
     undertakings, including, making presentations to its Board  of
     Directors and the AXP Funds Board of Directors at least  once
     a  year  relating to, among other things, the adequacy of  its
     policies and procedures to prevent market timing.  (Rels.  IA-
     2451; IC-27170; File No. 3-12114; Press Rel. 2005-169)
     
AMERICAN EXPRESS FINANCIAL ADVISORS (NOW KNOWN AS AMERIPRISE FINANCIAL
SERVICES, INC.) TO PAY $30 MILLION TO SETTLE REVENUE SHARING CHARGES

     On  December  1,  the Commission issued an  Order  Instituting
     Administrative   and   Cease-and-Desist  Proceedings,   Making
     Findings,  and  Imposing Remedial Sanctions and  a  Cease  and
     Desist Order against American Express Financial Advisors  Inc.
     (AEFA)  (now known as Ameriprise Financial Services, Inc.),  a
     broker-dealer   headquartered   in   Minneapolis,   Minnesota,
     alleging that it failed to adequately disclose its receipt  of
     millions  of dollars in incentives, commonly known as  revenue
     sharing   payments,  from  a  select  group  of  mutual   fund
     companies.    The   Commissions  action  is   being   brought
     contemporaneously with actions by the NASD and  the  State  of
     Minnesota  which  today  also initiated  settled  disciplinary
     proceedings against AEFA based on similar allegations relating
     to the firms undisclosed receipt of revenue sharing payments.
     As  part of its settlement with the Commission, AEFA will  pay
     $30  million in disgorgement and civil penalties, all of which
     will  be placed in a Fair Fund for distribution to certain  of
     AEFAs customers.
     
     According  to the Commissions Order, starting in  2001,  AEFA
     began  receiving revenue sharing payments from  affiliates  of
     certain  mutual  fund families in exchange  for,  among  other
     things,  inclusion on AEFAs brokerage platform.   Since  that
     time,  these  mutual  fund families have  paid  AEFA  tens  of
     millions  of  dollars each year in cash and  non-cash  revenue
     sharing  payments in order to participate in AEFAs  Preferred
     Provider  and Select Group programs.  Until August 2004,  AEFA
     failed  to  adequately disclose to investors its conflicts  of
     interest  in  selling  shares of these  mutual  fund  families
     including  the  fact  that it received  tens  of  millions  of
     dollars  from  affiliates of these mutual fund  families  each
     year,  in addition to commissions and other fees, for  selling
     their  mutual funds.  AEFA provided these mutual fund families
     with  certain  benefits not available to mutual fund  families
     that  did  not  pay revenue sharing, including reduced  or  no
     transaction  charges for revenue sharing mutual fund  families
     and  different  levels of access to AEFAs financial  advisors
     depending  on  the  amount  of revenue  sharing  paid.   Since
     December  2003, AEFA also has failed to disclose its conflicts
     of  interest in selling interests in nine 529 college  savings
     plans  offered  by mutual fund families whose affiliates  made
     revenue sharing payments to AEFA.
     
     The  Commission has accepted an offer of settlement from  AEFA
     in  which  it  consents,  without  admitting  or  denying  the
     Commissions  findings, to an Order that it  shall  cease  and
     desist  from  committing  or causing any  violations  and  any
     future violations of Section 17(a)(2) of the Securities Act of
     1933,  Section 15B(c)(1) and Rule 10b-10 under the  Securities
     Exchange  Act  of  1934,  and Municipal Securities  Rulemaking
     Board  Rule  G-15.  The Order also censures AEFA and  requires
     AEFA  to  pay $30 million in disgorgement and civil penalties.
     The  $30 million will be placed in a distribution fund for the
     benefit  of certain customers of the firm.  The Order  further
     requires  AEFA to comply with certain undertakings, including:
     (1)  providing  heightened disclosures  to  customers  on  its
     website  and in written form; and (2) making presentations  to
     its Board of Directors at least once a year relating to, among
     other things, the adequacy of the policies and procedures that
     AEFA  is  required  to devise and implement under  the  Order.
     (Rels.  33-8637; 34-52861; File No. 3-12115; Press Rel.  2005-
     168)
     
IN  THE MATTER OF MILLENNIUM PARTNERS, L.P., MILLENNIUM MANAGEMENT,
LLC,  MILLENNIUM  INTERNATIONAL MANAGEMENT, LLC, ISRAEL  ENGLANDER,
TERENCE FEENEY, FRED STONE AND KOVAN PILLAI

     On  December  1,  the Commission issued an  Order  Instituting
     Administrative  and Cease-and-Desist Proceedings  Pursuant  to
     Section 8A of the Securities Act of 1933, Section 21C  of  the
     Securities  Exchange  Act  of  1934,  Section  203(f)  of  the
     Investment  Advisers  Act  of  1940,  Section  9(b)   of   the
     Investment  Company  Act  of  1940  and  Rule  102(e)  of  the
     Commissions Rules of Practice, Making Findings, and  Imposing
     Remedial  Sanctions  and  a  Cease-and-Desist  Order   (Order)
     against   Millennium  Partners,  L.P.  (Millennium  Partners),
     Millennium   Management,   L.L.C.   (Millennium   Management),
     Millennium   International  Management,   L.L.C.   (Millennium
     International  Management) (collectively, Millennium),  Israel
     Englander  (Englander), Terence Feeney  (Feeney),  Fred  Stone
     (Stone),   and   Kovan  Pillai  (Pillai)  (collectively   with
     Millennium, Respondents).
     
     The  Order  finds that from at least 1999 to 2003,  Millennium
     generated  tens of millions of dollars in profits by  engaging
     in a deceptive market timing scheme.  Englander, Feeney, Stone
     and  Pillai  knew  that mutual funds sought to  detect  market
     timers   and  frequently  blocked  Millenniums  trades   and,
     therefore, they devised and carried out a fraudulent scheme to
     avoid  detection and circumvent restrictions that  the  mutual
     funds  imposed  on  market timing.  Specifically,  Millennium:
     (1)  created  approximately 100 legal entities  to  hide  that
     Millennium was behind the mutual fund trading; (2) used  those
     entities to create in excess of 1,000 accounts; (3) structured
     its  trading to avoid detection by the mutual funds; (4)  used
     omnibus  accounts  and  variable  annuities  to  further  hide
     Millenniums  identity; and (5) entered into certain  sticky
     asset  arrangements.  The Order finds that by engaging in  the
     fraudulent scheme summarized above and described in the Order,
     the  Respondents  willfully  violated  Section  17(a)  of  the
     Securities Act and Section 10(b) of the Exchange Act and  Rule
     10b-5 thereunder.
     
     Without  admitting or denying the Commissions  findings,  the
     Respondents have consented to an Order that: (1) requires  the
     Respondents to cease and desist from committing or causing any
     violations and any future violations of Section 17(a)  of  the
     Securities Act and Section 10(b) of the Exchange Act and  Rule
     10b-5  thereunder; (2) prohibits Englander, Feeney, and  Stone
     from  serving  or  acting as an employee,  officer,  director,
     member  of  an advisory board, investment adviser or depositor
     of,  or  principal  underwriter for, a  registered  investment
     company  or  affiliated  person of  such  investment  adviser,
     depositor,  or  principal underwriter for a  period  of  three
     years;  (3)  denies  Stone  the  privilege  of  appearing   or
     practicing  before  the  Commission as  an  attorney  for  six
     months;  and  (4)  suspends Pillai from association  with  any
     investment adviser for a period of 12 months.  The Order  also
     requires  the  Respondents  to  pay  disgorgement  and   civil
     penalties  into  a  Fair  Fund  as  follows:   (1)  Millennium
     Partners:   $121.4  million  in disgorgement;  (2)  Millennium
     Management  and  Millennium International Management,  jointly
     and  severally:  $26.6 million in disgorgement; (3) Englander:
     $1  in disgorgement and a $30 million civil money penalty; (4)
     Feeney:   $1  in disgorgement and a $2 million civil  penalty;
     (5)  Stone:   $1  in  disgorgement and a $25,000  civil  money
     penalty;  and (6) Pillai:  $1 in disgorgement and  a  $150,000
     civil  money  penalty.  Further, Millennium must  comply  with
     certain   undertakings,  including   the   retention   of   an
     Independent  Compliance Consultant to  review  its  compliance
     program  and  the  establishment of a Compliance,  Legal,  and
     Ethics  Oversight Committee to ensure that such  conduct  does
     not recur.   (Rels. 33-8639; 34-52863; IA-2453; IC-27172; File
     No. 3-12116; Press Rel. 2005-170)
     
COMMISSION  SETTLES  PROCEEDING AGAINST  FORMER  CEO  AND  CFO  FOR
CAUSING VIOLATIONS OF SARBANES-OXLEY LOAN PROHIBITION

     On  December  1,  in  the  first  enforcement  action  brought
     pursuant  to  the  ban  on  public  company  loans  to   their
     executives,   the  Commission  instituted  and  simultaneously
     settled  cease-and-desist proceedings against Peter Goodfellow
     and  Stamatis  Molaris  for  causing  their  former  employer,
     Stelmar  Shipping  Ltd.,  to  violate  Section  13(k)  of  the
     Securities Exchange Act of 1934.  Section 13(k), an  important
     investor  protection that was enacted as part of the Sarbanes-
     Oxley  Act  of  2002,  was designed to prevent  executives  of
     public   companies  from  using  company  funds  for  personal
     purposes.

     In  the order, the Commission found that, in the fall of 2003,
     Goodfellow,  who  was  Stelmars CEO,  and  Molaris,  who  was
     Stelmars  CFO, authorized interest-free loans  to  themselves
     from  Stelmar.   Molaris approved an interest-free  loan  from
     Stelmar  to  Goodfellow  in  the  amount  of  100,000   pounds
     (sterling), equivalent to $169,400 at the time, to  be  repaid
     in  ninety  days.  Shortly thereafter, Goodfellow approved  an
     interest-free  loan from Stelmar to Molaris in the  amount  of
     $125,000,  to  be  repaid  in sixty days.   Goodfellows  loan
     amount  equaled  fifty-one percent of  his  2002  salary,  and
     Molaris  loan amount equaled seventy-one percent of his  2002
     salary.   Both  Goodfellow  and  Molaris  were  aware  of  the
     Sarbanes-Oxley prohibition on personal loans to executives  at
     the  time  they  authorized these  loans  to  themselves.   On
     February  9,  2004,  while  Stelmars  annual  audit  was   in
     progress, Molaris repaid his loan, although the terms  of  his
     loan  required repayment by January 9, 2004.  On February  10,
     2004, during the course of their audit work, Stelmars outside
     auditors  learned  about  the  loans.   In  response  to   the
     auditors queries about the loans, Goodfellow repaid his  loan
     on  February  10,  although the terms  of  his  loan  required
     repayment by January 25, 2004.  Upon Stelmars board  learning
     of  these  loans  in  February 2004,  Stelmar  took  immediate
     corrective  action including disclosing the loans  in  an  SEC
     filing and imposing a $50,000 fine on Goodfellow and a $30,000
     fine  on  Molaris.  In January 2005, Stelmar was  acquired  by
     another  company and, as a result, its shares  are  no  longer
     publicly  traded.   Prior to the acquisition,  Stelmar  was  a
     foreign private issuer whose securities were listed on the New
     York  Stock  Exchange,  and were not  listed  on  any  foreign
     exchange.

     The  Commissions order finds that Goodfellow and Molaris each
     caused  Stelmar to violate Section 13(k) of the Exchange  Act,
     and requires that Goodfellow and Molaris cease and desist from
     causing  any violations and any future violations  of  Section
     13(k)  of  the  Exchange  Act.  Goodfellow  and  Molaris  each
     consented to the issuance of a cease-and-desist order, without
     admitting  or  denying the findings contained  in  the  order.
     (Rel. 34-52865; File No. 3-12117)

SEC  CHARGES  VINCENT LENARCIC, JR. AND AN AFFILIATED COMPANY  WITH
SECURITIES AND INVESTMENT ADVISER FRAUD

     The  Commission  filed  an  enforcement  action  in  the  U.S.
     District  Court for the Western District of North Carolina  on
     November 21, 2005, charging Vincent A. Lenarcic, Jr.  and  New
     Vision Investment Funds, LLC (New Vision) with securities  and
     investment  adviser  fraud  in connection  with  the  sale  of
     securities   held   by   Fundamental  Growth   Investors,   LP
     (Fundamental).   Fundamental is a hedge  fund  for  which  New
     Vision  and  Lenarcic  served  as  investment  advisers.   The
     complaint  alleges  that  Lenarcic  and  New  Vision  funneled
     proceeds  of  the  securities sales  to  New  Vision  and  QMA
     Investment  Management,  LLC  (QMA),  an  investment   adviser
     registered   with  the  Commission.   Lenarcic   managed   and
     controlled QMA.
     
     The  complaint  alleges that from June 2000 to December  2003,
     Lenarcic of Charlotte, NC, and New Vision, a limited liability
     company   located  in  Charlotte,  misappropriated  at   least
     $807,000  by  selling securities in Fundamentals account  and
     funneling  the proceeds to QMA and New Vision.  The  complaint
     further alleges that the funds were misappropriated and  spent
     in   a   manner  contrary  to  the  representations  made   to
     Fundamentals  investors in Fundamentals offering  materials.
     The  complaint also alleges that Lenarcic and New  Vision,  in
     violation of their fiduciary duties to their advisory clients,
     misled,   and  failed  to  disclose  their  actions   to   the
     Fundamental investors, and that they thereby violated  Section
     17(a)  of  the  Securities Act of 1933, Section 10(b)  of  the
     Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and
     Sections  206(1)  and (2) of the Investment  Advisers  Act  of
     1940.
     
     The   complaint   seeks   permanent  injunctive   relief,   an
     accounting, disgorgement plus prejudgment interest  and  civil
     penalties  from Lenarcic and New Vision and seeks disgorgement
     of  the  misappropriated funds plus prejudgment interest  from
     QMA, which is named as a relief defendant.  [SEC v. Vincent A.
     Lenarcic,   Jr.   and  New  Vision  Investment   Funds,   LLC,
     Defendants,   and  QMA  Investment  Management,  LLC,   Relief
     Defendant, Civil Action File No. 3:05-CV-487-H (W.D.N.C.)] (LR-
     19478)
     

INVESTMENT COMPANY ACT RELEASES


SPECIAL SITUATIONS FUND III, L.P., ET AL.

     An  order  has been issued on an application filed by  Special
     Situations Fund III, L.P, et al., under Section 17(b)  of  the
     Investment Company Act for an exemption from Section 17(a)  of
     the   Act.   The  order  permits  certain  purchase  and  sale
     transactions  in  connection with a  proposed  division  of  a
     registered closed-end management investment company  into  two
     separate companies. (Rel. IC-27169 - November 29)


SELF-REGULATORY ORGANIZATIONS


ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  Commission approved a proposed rule change  submitted  by
     the  New  York Stock Exchange (SR-NYSE-2005-65) regarding  the
     Euro  Currency Trust.  Publication of the proposal is expected
     in  the Federal Register during the week of December 5.  (Rel.
     34-52843)

APPROVAL OF PROPOSED RULE CHANGE

     The  Commission approved a proposed rule change (SR-NYSE-2004-
     51), and Amendment  No. 1 thereto, filed by the New York Stock
     Exchange regarding a proposed Interpretation of Exchange  Rule
     342  (Offices  Approval, Supervision, and Control) to  permit
     the  waiver  of  the qualified resident branch office  manager
     requirement for limited purpose offices with more than three
     registered  representatives.  Publication of the  proposal  is
     expected  in the Federal Register during the week of  December
     5.  (Rel. 34-52850)
     
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed rule change and Amendment No. 1 thereto  (SR-CBOE-
     2005-84)  filed by the Chicago Board Options Exchange relating
     to  transaction  fees for options on the Dow Jones  Industrial
     Average has become effective under Section 19(b)(3)(A) of  the
     Securities Exchange Act of 1934.  Publication of the  proposal
     is  expected  in  the  Federal Register  during  the  week  of
     December 5.  (Rel. 34-52851)

     The Depository Trust Company filed a proposed rule change (SR-
     DTC-2005-18) under Section 19(b)(1) of the Exchange Act, which
     became  effective upon filing, to clarify the  scope  of  risk
     management  controls  as they relate to  maturity  presentment
     (MP)  transactions of pledged Money Market Instruments (MMIs).
     Publication  of  the  proposal  is  expected  in  the  Federal
     Register during the week of December 5.  (Rel. 34-52852)
     
PROPOSED RULE CHANGE

     The  International Securities Exchange filed a  proposed  rule
     change  (SR-ISE-2005-46) relating to the operation of  Primary
     Market  Maker  memberships.  Publication of  the  proposal  is
     expected  in the Federal Register during the week of  December
     5.  (Rel. 34-52856)


SECURITIES ACT REGISTRATIONS


The  following registration statements have been filed with the  SEC
under  the Securities Act of 1933.  The reported information appears
as  follows:  Form, Name, Address and Phone Number (if available) of
the  issuer of the security; Title and the number and/or face amount
of the securities being offered; Name of the managing underwriter or
depositor  (if  applicable); File number and  date  filed;  Assigned
Branch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by  writing  to
the  Commission's Public Reference Branch at 450 Fifth Street, N.W.,
Washington,  D.C.  20549  or at the following  e-mail  box  address:
<publicinfo@sec.gov>.   In  most cases,  this  information  is  also
available on the Commission's website: <www.sec.gov>.


S-8     MRU HOLDINGS INC, 600 LEXINGTON AVENUE, NEW YORK, NY, 10022, 
        212-754-0774 - 0 ($16,500,000.00) Equity, (File 333-129997 - Nov. 30) 
        (BR. 07A)

S-8     MRU HOLDINGS INC, 600 LEXINGTON AVENUE, NEW YORK, NY, 10022, 
        212-754-0774 - 0 ($4,950,000.00) Equity, (File 333-129998 - Nov. 30) 
        (BR. 07A)

S-8     AMERICAN SOFTWARE INC, 470 E PACES FERRY RD NE, ATLANTA, GA, 30305, 
        4042614381 - 0 ($17,055,503.00) Equity, (File 333-129999 - Nov. 30) 
        (BR. 03A)

S-3     COINSTAR INC, 1800 114TH AVENUE S E, BELLEVUE, WA, 98004, 4259438000 - 
        0 ($47,241,015.00) Equity, (File 333-130000 - Nov. 30) (BR. 11B)

S-8     VARIAN MEDICAL SYSTEMS INC, 3100 HANSEN WAY, PALO ALTO, CA, 94304-1000, 
        6504934000 - 0 ($7,000,000.00) Other, (File 333-130001 - Nov. 30) 
        (BR. 10C)

S-8     VITESSE SEMICONDUCTOR CORP, 741 CALLE PLANO, CAMARILLO, CA, 93012, 
        8053883700 - 8,803,998 ($17,167,796.10) Other, (File 333-130002 - 
        Nov. 30) (BR. 10C)

S-3     CELL THERAPEUTICS INC, 501 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 
        2062707100 - 0 ($22,225,347.00) Equity, (File 333-130004 - Nov. 30) 
        (BR. 01A)

S-8     SYNERTECK INC, 11585 SOUTH STATE, SUITE 102, DRAPER, UT, 84065, 
        (801) 816-2511 - 2,900,000 ($681,500.00) Equity, (File 333-130005 - 
        Nov. 30) (BR. 03)

S-8     OPTELECOM INC, 9300 GAITHER RD, GAITHERSBURG, MD, 20877, 3018402121 - 
        0 ($2,514,000.00) Equity, (File 333-130006 - Nov. 30) (BR. 11C)

S-8     WET SEAL INC, 26972 BURBANK, FOOTHILL RANCH, CA, 92610, 7145839029 - 
        0 ($59,375,000.00) Equity, (File 333-130007 - Nov. 30) (BR. 02A)

S-3     HEMISPHERX BIOPHARMA INC, 1617 JFK BLVD #660, ONE PENN CENTER, 
        PHILADELPHIA, PA, 19104, 2159880080 - 1,889,887 ($4,356,189.54) Equity, 
        (File 333-130008 - Nov. 30) (BR. 01A)

S-3     OXFORD INDUSTRIES INC, 222 PIEDMONT AVE NE, ATLANTA, GA, 30308, 
        4046592424 - 485,243 ($27,401,672.21) Equity, (File 333-130009 - 
        Nov. 30) (BR. 02C)

S-8     OXFORD INDUSTRIES INC, 222 PIEDMONT AVE NE, ATLANTA, GA, 30308, 
        4046592424 - 10,700,000 ($10,700,000.00) Other, (File 333-130010 - 
        Nov. 30) (BR. 02C)

SB-2    Shea Development Corp., 470 GRANVILLE STREET, SUITE 334, VANCOUVER, A1, 
        V6C 1V5, 604-688-2615 - 3,300,000 ($165,000.00) Equity, 
        (File 333-130011 - Nov. 30) (BR. )

S-3     IONATRON, INC., C/O IONATRON, INC., 3590 EAST COLUMBIA STREET, TUCSON, 
        AZ, 85714, 520-628-7415 - 3,071,670 ($42,280,992.75) Equity, 
        (File 333-130012 - Nov. 30) (BR. 05B)

S-8     TECHNITROL INC, 1210 NORTHBROOK DR, SUITE 470, TREVOSE, PA, 19053, 
        2153552900 - 45,000 ($754,650.00) Equity, (File 333-130013 - Nov. 30) 
        (BR. 10C)

S-8     GIGABEAM CORP, 470 SPRING PARK PLACE, SUITE 900, HERNDON, VA, 20170, 
        703-378-0099 - 1,100,000 ($7,139,000.00) Equity, (File 333-130014 - 
        Nov. 30) (BR. 11A)

F-10    PETROFUND ENERGY TRUST, SUITE 600, 444 - 7TH AVENUE SW, CALGARY, A0, 
        T2P 0X8, 403-218-8625 - 0 ($215,375,000.00) Other, (File 333-130015 - 
        Nov. 30) (BR. 04C)

S-8     ARMOR HOLDINGS INC, 1400 MARSH LANDING PARKWAY, SUITE 112, 
        JACKSONVILLE, FL, 32250, 9047415600 - 0 ($50,000,000.00) Other, 
        (File 333-130016 - Nov. 30) (BR. 10A)

S-8     DITTYBASE TECHNOLOGIES INC., SUITE 102, 31 BASTION SQUARE, VICTORIA, 
        A1, V8W 1J1, (250) 381-8780 - 1,895,000 ($397,950.00) Equity, 
        (File 333-130017 - Nov. 30) (BR. 08C)

S-8     ADVENT SOFTWARE INC /DE/, 301 BRANNAN ST, SAN FRANCISCO, CA, 94107, 
        4155437696 - 0 ($123,064,608.00) Equity, (File 333-130018 - Nov. 30) 
        (BR. 03A)

S-8     AUTONATION INC /FL, 110 SE 6TH ST, FT LAUDERDALE, FL, 33301, 
        9547696000 - 0 ($50,000,000.00) Other, (File 333-130019 - Nov. 30) 
        (BR. 02C)

S-3     SILVERSTAR HOLDINGS LTD, 6100 GLADES ROAD SUITE 305, BOCA RATON, FL, 
        33434, 5614790040 - 4,768,412 ($6,389,672.00) Equity, 
        (File 333-130020 - Nov. 30) (BR. 05C)

S-8     FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC, 82 RUNNING HILL RD, 
        SOUTH PORTLAND, ME, 04106, 2077758100 - 250,000 ($4,178,000.00) Equity, 
        (File 333-130021 - Nov. 30) (BR. 10B)

SB-2    GOLD ENERGY LLC, 1183 6TH ST SOUTH, WAHPETON, ND, 58075, 701-883-5783 - 
        0 ($75,000,000.00) Other, (File 333-130022 - Nov. 30) (BR. )

S-8     FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC, 82 RUNNING HILL RD, 
        SOUTH PORTLAND, ME, 04106, 2077758100 - 
        2,300,000 ($38,548,000.00) Equity, (File 333-130023 - Nov. 30) (BR. 10B)

S-8     LADENBURG THALMANN FINANCIAL SERVICES INC, 
        590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 
        0 ($10,570,555.32) Equity, (File 333-130024 - Nov. 30) (BR. 07B)

S-3     VERILINK CORP, 11551 E ARAPAHOE RD, SUITE 150, CENTENNIAL, CO, 
        80112-3833, 303.968.3000 - 2,000,000 ($1,760,000.00) Equity, 
        (File 333-130025 - Nov. 30) (BR. 11)

S-3     LADENBURG THALMANN FINANCIAL SERVICES INC, 
        590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 
        0 ($4,450,882.23) Equity, (File 333-130026 - Nov. 30) (BR. 07B)

S-1     TRANSGENOMIC INC, 12325 EMMET ST, OMAHA, NE, 68164, 4027385480 - 
        0 ($22,158,913.00) Equity, (File 333-130027 - Nov. 30) (BR. 10C)

S-3     LADENBURG THALMANN FINANCIAL SERVICES INC, 
        590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 
        0 ($7,326,895.43) Equity, (File 333-130028 - Nov. 30) (BR. 07B)

SB-2    Telzuit Medical Technologies, Inc., 5422 CARRIER DRIVE, SUITE 306, 
        ORLANDO, FL, 32819, 407-354-1222 - 50,758,406 ($166,233,780.00) Equity, 
        (File 333-130029 - Nov. 30) (BR. 08C)

S-3     RFS HOLDING LLC, 1600 SUMMER STREET, STAMFORD, CT, 06927, 2035856669 - 
        0 ($1,000,000.00) Asset-Backed Securities, (File 333-130030 - Nov. 30) 
        (BR. 05)


RECENT 8K FILINGS


Form  8-K  is  used  by  companies to file current  reports  on  the
following events:

1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	


8-K  reports  may  be  obtained  in person  or  by  writing  to  the
Commission's  Public  Reference Branch at 450  Fifth  Street,  N.W.,
Washington,  D.C.  20549  or at the following  e-mail  box  address:
<publicinfo@sec.gov>.   In  most cases,  this  information  is  also
available on the Commission's website: <www.sec.gov>.


				      STATE     
NAME OF ISSUER                        CODE   	8K ITEM NO.		    	DATE     COMMENT
-------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES                     IL       2.03                           11/23/05

ACCESS NATIONAL CORP                    VA       8.01,9.01                      11/30/05

ACE LTD                                 D0       1.01                           11/29/05

ACTIVCARD CORP                          DE       1.01                           11/23/05

Advance Nanotech, Inc.                  CO       8.01,9.01                      11/23/05

ADVANCED ENERGY INDUSTRIES INC          DE       1.01                           11/23/05

ADZONE RESEARCH INC                     DE       4.01,9.01                      11/23/05

AEROPOSTALE INC                                  7.01,9.01                      11/30/05

AFFIRMATIVE INSURANCE HOLDINGS INC      DE       1.01,9.01                      11/23/05

AGL RESOURCES INC                       GA       5.02,9.01                      11/23/05

AIRGAS INC                              DE       7.01,9.01                      11/30/05

AIRTRAN HOLDINGS INC                    NV       7.01,9.01                      11/29/05

ALASKA COMMUNICATIONS SYSTEMS GROUP I   DE       7.01,8.01,9.01                 11/29/05

ALLEGHENY TECHNOLOGIES INC              DE       7.01,9.01                      11/30/05

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      11/30/05

ALLIED HEALTHCARE INTERNATIONAL INC     NY       8.01,9.01                      11/30/05

Alternative Loan Trust 2005-13CB                 9.01                           11/25/05

Alternative Loan Trust 2005-19CB                 9.01                           11/25/05

Alternative Loan Trust 2005-21CB                 9.01                           11/25/05

Alternative Loan Trust 2005-22T1                 9.01                           11/25/05

ALTERNATIVE LOAN TRUST 2005-23CB                 9.01                           11/25/05

Alternative Loan Trust 2005-4                    9.01                           11/25/05

AMERICAN CONSOLIDATED MANAGEMENT GROU   UT       1.01,2.03,9.01                 11/23/05

AMERICAN PETRO-HUNTER INC               NV       3.02,4.01,9.01                 11/16/05

AMERICAN TECHNICAL CERAMICS CORP        DE       1.01,2.03                      11/28/05

AMERICANWEST BANCORPORATION             WA       1.01,9.01                      11/29/05

AMERISOURCEBERGEN CORP                  DE       1.01                           11/23/05

AMR CORP                                DE       7.01                           11/30/05

ANALOGIC CORP                           MA       5.02                           11/23/05

ANGIODYNAMICS INC                       DE       1.01,2.03,9.01                 11/23/05

ANTARES PHARMA  INC                     MN       1.01                           11/23/05

APPLIED INDUSTRIAL TECHNOLOGIES INC     OH       1.01,9.01                      11/29/05

APPLIED INNOVATION INC                  DE       1.01,9.01                      11/28/05

ARCH CAPITAL GROUP LTD.  		         1.01,2.03,9.01                 11/29/05

ARCH CHEMICALS INC                      VA       7.01,9.01                      11/30/05

ARCH COAL INC                           DE       7.01,9.01                      11/23/05

ARTISTDIRECT INC                        DE       1.01,9.01                      11/25/05

ASYST TECHNOLOGIES INC                  CA       1.01,2.03                      11/23/05

ATA HOLDINGS CORP                       IN       1.01,9.01                      11/29/05

AVID TECHNOLOGY INC                     DE       8.01                           11/30/05

BANCORPSOUTH INC                        MS       8.01,9.01                      11/30/05

BankFinancial CORP             		 1.01,9.01                      11/29/05

BANKUNITED FINANCIAL CORP               FL       8.01,9.01                      08/29/05

BAUSCH & LOMB INC                       NY       1.01,2.03,8.01                 11/23/05

BEAR STEARNS COMMERCIAL MORTGAGE SECU            8.01,9.01                      11/18/05

BELK INC                                         2.02,9.01                      11/25/05

BENCHMARK ELECTRONICS INC               TX       1.02                           11/30/05

BERKSHIRE HILLS BANCORP INC                      7.01,9.01                      11/29/05

BIOCRYST PHARMACEUTICALS INC            DE       1.01,8.01,9.01                 11/30/05

BIRNER DENTAL MANAGEMENT SERVICES INC   CO       2.02                           11/29/05

BLUE NILE INC                           DE       8.01                           11/23/05

BON TON STORES INC                      PA       8.01,9.01                      11/30/05

BRESLER & REINER INC                    DE       1.01,2.03,7.01,9.01            11/23/05

BUCKEYE TECHNOLOGIES INC                DE       5.02                           11/30/05

BUCS FINANCIAL CORP                     MD       8.01,9.01                      11/28/05

BULLDOG TECHNOLOGIES INC                NV       7.01,9.01                      11/30/05

BUSINESS OBJECTS S.A.                            7.01                           11/29/05

CADENCE RESOURCES CORP                  UT       1.01                           11/30/05

CANARGO ENERGY CORP                     DE       7.01,9.01                      11/30/05

CAPITAL BANK CORP                       NC       8.01,9.01                      11/30/05

CAPITAL CORP OF THE WEST                CA       1.01,9.01                      11/29/05

Capital One Auto Receivables LLC        DE       8.01,9.01                      11/29/05

CAROLINA POWER & LIGHT CO               NC       8.01,9.01                      11/28/05

Cascade Energy, Inc.                    NV       5.02,9.01                      11/25/05

CATHAY GENERAL BANCORP                  DE       1.01                           11/30/05

CD 2005-CD1 Commercial Mortgage Trust  	         1.01,9.01                      11/15/05

CEDRIC KUSHNER PROMOTIONS INC           DE       1.01                           11/23/05

Centale, Inc.                           NY       5.03                           11/29/05

CERAGENIX PHARMACEUTICALS, INC.         DE       3.02,9.01                      11/28/05

CERAGENIX PHARMACEUTICALS, INC.         DE       8.01                           11/23/05

CF Industries Holdings, Inc.            DE       7.01,9.01                      11/30/05

Chase Auto Owner Trust 2005-B           DE       8.01,9.01                      11/15/05

CHEETAH OIL & GAS LTD.                  NV       4.01,9.01                      05/03/05

CHINA EXPERT TECHNOLOGY INC             NV       3.02                           11/07/05

CHIQUITA BRANDS INTERNATIONAL INC       NJ       2.06,9.01                      11/27/05

CHL MORTGAGE PASS - THROUGH TRUST 200   DE       9.01                           11/25/05

CHL MORTGAGE PASS-THROUGH TRUST 2005-   DE       9.01                           11/25/05

CHL Mortgage Pass-Through Trust 2005-   DE       9.01                           11/25/05

CHL Mortgage Pass-Through Trust 2005-   DE       9.01                           11/25/05

CHL Mortgage Pass-Through Trust 2005-   DE       9.01                           11/25/05

CHOICEONE FINANCIAL SERVICES INC        MI       4.01,9.01                      11/23/05

CIGNA CORP                              DE       7.01                           11/30/05

CITIBANK SOUTH DAKOTA N A               DE       8.01                           09/27/05

CITIGROUP INC                           DE       9.01                           11/29/05

CITIGROUP INC                           DE       9.01                           11/29/05

CITIGROUP MORTGAGE LOAN TRUST INC                9.01                           11/30/05

Citigroup Mortgage Loan Trust Inc., S            9.01                           10/19/05

COCA COLA CO                            DE       5.02,9.01                      11/30/05

COLLECTORS UNIVERSE INC                 DE       7.01,9.01                      11/30/05

COLOMBIA GOLDFIELDS LTD                          5.02                           11/29/05

Colonial Bankshares Inc                 X1       1.01,9.01                      11/28/05

COLONIAL PROPERTIES TRUST               AL       2.01,9.01                      11/23/05

COLONIAL REALTY LIMITED PARTNERSHIP     DE       2.01,9.01                      11/23/05

COMPUTER HORIZONS CORP                  NY       1.01,9.01                      11/29/05

COMPX INTERNATIONAL INC                 DE       8.01                           11/29/05

CONCENTRA OPERATING CORP                NV       1.01,5.02,7.01,9.01            11/28/05

CONNETICS CORP                          DE       1.01                           11/23/05

Consolidated Communications Holdings,   DE       7.01,9.01                      11/30/05

CONVERA CORP                            DE       2.02,9.01                      11/30/05

CRAFTMADE INTERNATIONAL INC             DE       5.02,9.01                      11/29/05

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE       8.01,9.01                      11/29/05

CSFB HOME EQUITY MORTGAGE TRUST 2005-   DE       8.01,9.01                      11/25/05

CSFB HOME EQUITY MORTGAGE TRUST 2005-   DE       8.01,9.01                      11/25/05

CSFB Home Equity Mortgage Trust 2005-   DE       8.01,9.01                      11/25/05

CSFB Home Equity Mortgage Trust 2005-   DE       8.01,9.01                      11/25/05

CSFB Home Equity Pass-Through Certifi   DE       8.01,9.01                      11/25/05

CUBIC CORP /DE/                         DE       1.01                           11/30/05

CVF TECHNOLOGIES CORP                   NV       8.01,9.01                      11/30/05

CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/05

CWALT INC                                        8.01,9.01                      11/30/05

CWALT INC                                        9.01                           11/30/05

CWALT INC                                        9.01                           11/30/05

CWALT INC                                        9.01                           11/30/05

CWALT, INC. - Alternative Loan Trust             9.01                           11/25/05

CWALT, Inc. Alternative Loan Trust 20            9.01                           11/25/05

CWMBS INC - CHL MORTGAGE PASS-THROUGH   DE       9.01                           11/25/05

CWMBS, INC. - CHL Mortgage Pass-Throu   DE       9.01                           11/25/05

CWMBS, Inc. - CHL Mortgage Pass-Throu   DE       9.01                           11/25/05

DARWIN RESOURCES CORP.       		         1.01,2.01,3.02,5.01,5.02,      11/23/05
					         5.03,5.06,7.01,9.01   
DARWIN RESOURCES CORP.                           4.01,9.01                      11/23/05

DEERE & CO                              DE       1.01,8.01                      11/30/05

DEERE JOHN RECEIVABLES INC              DE       8.01,9.01                      11/30/05

DELCATH SYSTEMS INC                     DE       1.01,3.02,3.03,9.01            05/11/05

DELPHI FINANCIAL GROUP INC/DE           DE       2.02,9.01                      11/30/05

DESIGN WITHIN REACH INC                 DE       1.01,9.01                      10/01/05

DIALYSIS CORP OF AMERICA                FL       9.01                           09/26/05    AMEND

DiamondRock Hospitality Co     		         1.01,9.01                      11/23/05

Digital Realty Trust, Inc.              MD       7.01,9.01                      11/30/05

DISCOVER CARD MASTER TRUST I            DE       8.01,9.01                      11/30/05

DOL RESOURCES INC                       WY       4.01,9.01                      11/29/05

DRESS BARN INC                          CT       2.02,9.01                      11/30/05

DynCorp International LLC                        2.02,9.01                      11/30/05

E CENTIVES INC                          DE       5.02                           11/23/05

EAGLE BROADBAND INC                     TX       2.02                           11/29/05

EARTH BIOFUELS INC                      DE       9.01                           11/29/05

ECOST COM INC                           DE       1.01,8.01,9.01                 11/29/05

EDIETS COM INC                          DE       5.02                           11/29/05

ELECTRIC CITY CORP                      DE       1.01,2.03,9.01                 11/23/05

EMERITUS CORP\WA\                       WA       5.02                           11/29/05

EMERITUS CORP\WA\                       WA       1.01,2.03,3.02                 11/23/05

ENDURANCE SPECIALTY HOLDINGS LTD                 5.02                           11/30/05

EVCI Career Colleges Holding Corp       DE       9.01                           09/16/05    AMEND

EVERLAST WORLDWIDE INC                  DE       5.02,8.01,9.01                 11/29/05

EXPLORATION CO OF DELAWARE INC          DE       3.02,9.01                      10/04/05

EXPLORATION CO OF DELAWARE INC          DE       8.01,9.01                      11/29/05

FACTORY CARD OUTLET CORP                DE       5.02,9.01                      11/29/05

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE       7.01                           11/30/05

FARO TECHNOLOGIES INC                   FL       7.01,9.01                      11/29/05

FBR Securitization Trust 2005-3                  8.01,9.01                      11/25/05

FEDERAL NATIONAL MORTGAGE ASSOCIATION            7.01,9.01                      11/30/05

FIELDSTONE INVESTMENT CORP                       2.03,9.01                      11/23/05

FINANCIAL ASSET SECURITIES CORP         DE       9.01                           10/28/05

FINANCIAL INSTITUTIONS INC              NY       8.01                           11/29/05

FINDEX COM INC                          NV       4.02                           11/29/05

FIRST ALBANY COMPANIES INC              NY       5.04,9.01                      11/30/05

FIRST CHESTER COUNTY CORP               PA       5.04,9.01                      11/30/05

FIRST FEDERAL BANCSHARES OF ARKANSAS    TX       8.01,9.01                      11/30/05

First Franklin Mortgage Loan Trust 20            8.01,9.01                      11/25/05

First Franklin Mortgage Loan Trust 20   DE       8.01,9.01                      11/25/05

First Horizon Alternative Mortgage Se   DE       9.01                           11/25/05

First Horizon Alternative Mortgage Se   DE       9.01                           11/25/05

First Horizon Alternative Mortgage Se   DE       9.01                           11/25/05

First Horizon Alternative Mortgage Se   DE       9.01                           11/25/05

First Horizon Alternative Mortgage Se   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

First Horizon Asset Sec Mort Pass Thr   DE       9.01                           11/25/05

FIRST HORIZON ASSET SECURITIES INC      DE       8.01,9.01                      11/30/05

FIRST HORIZON ASSET SECURITIES INC      DE       8.01,9.01                      11/30/05

First Horizon Mort Pass Thr Trust 200   DE       9.01                           11/25/05

First Horizon Mort Pass Thr Trust 200   DE       9.01                           11/25/05

First Horizon Mort Pass Thr Trust 200   DE       9.01                           11/25/05

FIRST KEYSTONE FINANCIAL INC                     2.02,9.01                      11/25/05

FIRST MARINER BANCORP                   MD       5.02                           11/28/05

FIRST NATIONAL FUNDING LLC              NE       8.01,9.01                      11/15/05

First NLC Trust 2005-1                           8.01,9.01                      11/25/05

First NLC Trust 2005-2                           8.01,9.01                      11/25/05

First NLC Trust 2005-3 Mortgate-Backe            8.01,9.01                      11/16/05

FIRSTBINGO COM                          NV       5.02                           11/30/05

FLORIDA ROCK INDUSTRIES INC             FL       2.02,9.01                      11/30/05

FOOTSTAR INC                            DE       7.01,9.01                      11/30/05

FRANKLIN COVEY CO                       UT       2.02,9.01                      11/30/05

FRIEDMANS INC                           DE       1.03,9.01                      11/30/05

FX ENERGY INC                           NV       8.01,9.01                      11/30/05

GE Commercial Mortgage Corp. Series 2   DE       8.01,9.01                      11/29/05

GENESIS TECHNOLOGY GROUP INC            FL       1.01,2.01,9.01                 09/08/04

GEORGIA CAROLINA BANCSHARES INC         GA       5.02                           11/30/05

GLOBAL PAYMENT TECHNOLOGIES INC         DE       3.01,9.01                      11/28/05

GMACM Mortgage Loan Trust 2005-AR2      DE       8.01,9.01                      11/25/05

GP STRATEGIES CORP                      DE       1.01,2.03,9.01                 11/23/05

GREENE COUNTY BANCORP INC               DE       8.01                           11/29/05

GREENWICH CAPITAL ACCEPTANCE INC        DE       8.01                           11/30/05

GROEN BROTHERS AVIATION INC /UT/        UT       3.02                           11/25/05

GS MORTGAGE SECURITIES CORP             DE       8.01,9.01                      11/29/05

GS MORTGAGE SECURITIES CORP             DE       8.01,9.01                      11/29/05

GSAMP Trust 2005-WMC1                   DE       8.01,9.01                      09/28/05    AMEND

GUIDANT CORP                            IN       5.02                           11/30/05

HALLMARK FINANCIAL SERVICES INC         NV       1.01,9.01                      11/23/05

HARBORVIEW MORTGAGE LOAN PASS-THROUGH   DE       8.01,9.01                      11/21/05

HARBORVIEW MORTGAGE LOAN PASS-THROUGH   DE       8.01,9.01                      08/19/05    AMEND

HARBORVIEW MORTGAGE LOAN PASS-THROUGH   DE       8.01,9.01                      09/19/05    AMEND

HARBORVIEW MORTGAGE LOAN PASS-THROUGH   DE       8.01,9.01                      10/19/05    AMEND

HarborView Mortgage Loan Trust 2005-1   DE       8.01,9.01                      11/21/05

HARBORVIEW MORTGAGE LOAN TRUST 2005-1   DE       8.01,9.01                      11/21/05

HARRIS & HARRIS GROUP INC /NY/          NY       2.01,9.01                      11/29/05

HARTE HANKS INC                         DE       8.01                           11/29/05

HCC INSURANCE HOLDINGS INC/DE/          DE       7.01,9.01                      11/30/05

HEALTH CARE REIT INC /DE/               DE       5.02                           11/24/05

HEALTH CARE REIT INC /DE/               DE       7.01,8.01,9.01                 11/29/05

HEALTHCARE ACQUISITION CORP             DE       8.01                           11/23/05

HERSHA HOSPITALITY TRUST                MD       8.01                           11/22/05

HIENERGY TECHNOLOGIES INC               DE       8.01,9.01                      11/30/05

HILLENBRAND INDUSTRIES INC              IN       2.02,9.01                      11/28/05

HINES REAL ESTATE INVESTMENT TRUST IN            8.01                           11/30/05

HMB Acceptance Corp.                    DE       8.01                           11/30/05

Home Equity Asset Trust 2005-5          DE       8.01,9.01                      11/25/05

HOMESTORE INC                           DE       8.01                           11/30/05

HONEYWELL INTERNATIONAL INC             DE       2.03                           11/23/05

HORIZON HEALTH CORP /DE/                DE       8.01                           11/30/05

HOUSEHOLD CREDIT CARD MASTER NOTE TRU   DE       9.01                           11/15/05

HOUSEHOLD PRIVATE LABEL CREDIT CARD M   DE       9.01                           11/15/05

HUDSON VALLEY HOLDING CORP              NY       8.01,9.01                      11/29/05

HUSKER AG  LLC                          NE       8.01,9.01                      11/23/05

IMH ASSETS CORP                         DE       2.01,9.01                      11/30/05

IMH ASSETS CORP                         DE       9.01                           11/30/05

INDUSTRIAL SERVICES OF AMERICA INC /F   FL       2.02,9.01                      11/14/05

INDYMAC MBS INC                                  8.01,9.01                      11/29/05

INDYMAC MBS INC                                  8.01,9.01                      11/14/05

INDYMAC MBS INC                                  9.01                           11/30/05

INFRASOURCE SERVICES INC                DE       7.01,9.01                      11/30/05

INSITE VISION INC                       DE       8.01,9.01                      11/30/05

INTERFACE INC                           GA       1.01,9.01                      11/29/05

INTERLAND INC /MN/                      MN       1.01,9.01                      11/29/05

INTERMUNE INC                           DE       1.01,9.01                      11/28/05

IPAYMENT INC                            DE       1.01,3.03,9.01                 11/28/05

J.P. Morgan Mortgage Acquisition Corp            8.01,9.01                      11/25/05

J.P. Morgan Mortgage Acquisition Corp   DE       8.01,9.01                      11/25/05

J.P. Morgan Mortgage Acquisition Corp            8.01,9.01                      11/25/05

JACK IN THE BOX INC /NEW/               DE       2.02,9.01                      11/30/05

JPMorgan Chase Commercial Mortgage Se   DE       8.01,9.01                      08/24/05    AMEND

Jump n Jax, Inc.                        UT       8.01,9.01                      11/28/05

KINDER MORGAN INC                       KS       1.01,2.01,2.03,3.02,7.01,9.01  11/30/05

KRONOS WORLDWIDE INC                             8.01                           11/29/05

LADENBURG THALMANN FINANCIAL SERVICES   FL       3.02,9.01                      11/30/05

LANGER INC                              NY       1.02                           11/23/05

LARGE SCALE BIOLOGY CORP                DE       3.01                           11/23/05

LAS VEGAS SANDS CORP                    NV       5.02                           08/31/05

LEARNING CARE GROUP, INC                MI       2.02,9.01                      11/28/05

Lehman XS Trust Series 2005-1           DE       9.01                           11/25/05

LEHMAN XS TRUST SERIES 2005-3           DE       9.01                           11/25/05

Lehman XS Trust, Series 2005-6          DE       9.01                           11/25/05

LIQUIDMETAL TECHNOLOGIES INC                     4.01,9.01                      11/23/05

LOGICVISION INC                         DE       1.01,9.01                      11/04/05    AMEND

LONG BEACH SECURITIES CORP              DE       9.01                           11/30/05

LONGVIEW FIBRE CO                       WA       7.01,9.01                      11/30/05

LONGVIEW FIBRE CO                       WA       2.04,5.03,9.01                 11/29/05

LOWRANCE ELECTRONICS INC                DE       2.02,9.01                      11/30/05

MAC-GRAY CORP                           DE       8.01,9.01                      11/28/05

MACK CALI REALTY CORP                   MD       1.01,9.01                      11/30/05

MAGELLAN PETROLEUM CORP /DE/            DE       1.01,9.01                      11/28/05

MAI SYSTEMS CORP                        DE       8.01,9.01                      11/29/05

MAINE & MARITIMES CORP                           7.01,9.01                      11/30/05

MASSEY ENERGY CO                        DE       8.01,9.01                      11/30/05

MASSEY ENERGY CO                        DE       1.01                           11/13/05    AMEND

MASTR ASSET BACKED SECURITIES TRUST 2   DE       8.01,9.01                      11/25/05

MASTR SEASONED SECURITIZATION TRUST 2   DE       8.01,9.01                      11/25/05

MAVERICK TUBE CORPORATION               DE       1.01                           11/23/05

MAXYGEN INC                             DE       1.01                           11/29/05

McCormick & Schmicks Seafood Restaura  	         1.01,9.01                      11/23/05

MDU RESOURCES GROUP INC                 DE       8.01,9.01                      11/30/05

MEADOWBROOK INSURANCE GROUP INC         MI       7.01,9.01                      11/30/05

MERCK & CO INC                          NJ       2.05                           11/28/05

MERRILL LYNCH MORTGAGE INVESTORS INC    DE       8.01,9.01                      11/30/05

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE       2.01,9.01                      11/15/05

MESA OFFSHORE TRUST                     TX       5.02,9.01                      11/30/05

METASOLV INC                            DE       1.01,9.01                      11/28/05

METRIS COMPANIES INC                    DE       8.01,9.01                      11/30/05

MIDWEST BANC HOLDINGS INC               DE       7.01,9.01                      11/30/05

MILLENNIUM BANKSHARES CORP              VA       1.02,9.01                      11/28/05

MILLENNIUM CAPITAL VENTURE HOLDINGS I   DE       5.02,5.03,9.01                 11/30/05

MOLDFLOW CORP                                    8.01                           11/30/05

MORGAN STANLEY DEAN WITTER CAPITAL I    DE       8.01                           11/30/05

Morningstar, Inc.                       IL       4.01,9.01                      11/23/05

MORTGAGE ASSET SEC TRANSACTION INC MA   DE       8.01,9.01                      11/01/05

MORTGAGE ASSET SECURITIZATION TRANSAC   DE       9.01                           11/28/05

MORTGAGE LOAN PASS-THROUGH CERTIFICAT   DE       8.01,9.01                      11/21/05

MORTGAGE LOAN PASS-THROUGH CERTIFICAT   DE       8.01,9.01                      10/19/05    AMEND

MOSSIMO INC                             DE       5.02                           11/25/05

Myriad Entertainment & Resorts, Inc.  		 1.01,3.02,9.01                 11/10/05

NASDAQ STOCK MARKET INC                 DE       5.02,9.01                      11/28/05

NATIONAL PATENT DEVELOPMENT CORP        DE       8.01,9.01                      11/29/05

NATIONAL SCIENTIFIC CORP/AZ                      4.01                           11/23/05

NEENAH FOUNDRY CO                       WI       2.02,8.01,9.01                 11/29/05

NELNET STUDENT LOAN FUNDING LLC                  8.01,9.01                      11/25/05

NETWORTH TECHNOLOGIES, INC.             DE       8.01,9.01                      11/04/05

NETWORTH TECHNOLOGIES, INC.             DE       8.01,9.01                      11/04/05    AMEND

NEVADA GOLD & CASINOS INC               NV       5.02                           11/28/05

NEVADA GOLD & CASINOS INC               NV       5.02,9.01                      11/28/05

NEWAVE INC                              UT       1.02                           11/23/05

NEWS CORP                                        8.01,9.01                      11/30/05

NGP Capital Resources CO                MD       7.01,9.01                      11/30/05

Nissan Auto Lease Trust 2005-A                   8.01,9.01                      11/15/05

NISSAN AUTO RECEIVABLES 2005-C OWNER    DE       8.01,9.01                      11/15/05

NL INDUSTRIES INC                       NJ       8.01                           11/29/05

Nomura Home Equity Loan, Inc., Home E   DE       8.01,9.01                      11/25/05

NORWOOD FINANCIAL CORP                  PA       5.02,9.01                      11/30/05

NOVOSTE CORP /FL/                       FL       3.01                           11/23/05

NS GROUP INC                            KY       7.01,9.01                      11/30/05

NU SKIN ENTERPRISES INC                 DE       7.01,9.01                      11/30/05

OLIN CORP                               VA       7.01,9.01                      11/30/05

ONSCREEN TECHNOLOGIES INC               CO       5.02,7.01                      11/30/05

ONSCREEN TECHNOLOGIES INC               CO       7.01,9.01                      11/30/05

Opteum Mortgage Acceptance CORP         DE       2.01,9.01                      11/29/05

ORLEANS HOMEBUILDERS INC                DE       1.01,2.03,9.01                 11/23/05

OSPREY GOLD CORP                        NV       4.01                           11/30/05

PAB BANKSHARES INC                      GA       8.01,9.01                      11/29/05

PACIFIC GOLD CORP                       NV       7.01,9.01                      11/30/05

PACIFIC PREMIER BANCORP INC             DE       7.01,9.01                      11/30/05

PACTIV CORP                             DE       1.01                           11/29/05

PARTNERRE LTD                                    8.01,9.01                      11/30/05

PEETS COFFEE & TEA INC                  WA       1.01,9.01                      11/29/05

PEOPLES BANCORP INC/MD                  MD       5.02                           11/23/05

PERICOM SEMICONDUCTOR CORP              CA       1.01,5.02,9.01                 11/30/05

PERINI CORP                             MA       8.01                           11/29/05

PETROSEARCH ENERGY CORP                          7.01,9.01                      11/30/05

PETROSEARCH ENERGY CORP                          8.01,9.01                      11/30/05

PFSWEB INC                              DE       1.01,9.01                      11/29/05

PHARMACYCLICS INC                       DE       8.01                           11/30/05

PHEAA STUDENT LOAN TRUST I              DE       8.01,9.01                      11/15/05

PIZZA INN INC /MO/                      MO       2.04,9.01                      11/29/05

PLIANT CORP                             UT       8.01,9.01                      11/23/05

PNM RESOURCES INC                       NM       8.01                           11/29/05

Popular ABS Mortgage Pass-Through Tru   DE       9.01                           11/30/05

Popular ABS Mortgage Pass-Through Tru   DE       8.01,9.01                      11/30/05

POPULAR INC                             PR       8.01,9.01                      11/23/05

POSSIS MEDICAL INC                      MN       8.01,9.01                      11/30/05

PREMIER FINANCIAL BANCORP INC           KY       8.01,9.01                      11/30/05

Prestige Brands Holdings, Inc.                   4.02                           11/29/05    AMEND

PRG SCHULTZ INTERNATIONAL INC           GA       1.01,3.03,9.01                 11/23/05

PRICESMART INC                          DE       2.02,8.01,9.01                 11/18/05

PRINCETON NATIONAL BANCORP INC          DE       7.01,9.01                      11/25/05

PROCENTURY CORP                                  7.01,9.01                      11/28/05

Propex Fabrics Inc.                     DE       2.05                           11/28/05

PROSPECT ENERGY CORP                    MD       8.01,9.01                      11/30/05

PROTECTIVE LIFE INSURANCE CO            TN       9.01                           11/25/05

PROTECTIVE LIFE SECURED TRUST 2003-1    DE       1.03,2.01,8.01,9.01            11/25/05

PROVIDENCE & WORCESTER RAILROAD CO/RI   RI       8.01,9.01                      11/30/05

PXRE GROUP LTD                 		 1.01,9.01                      11/29/05

RAINING DATA CORP                       DE       1.01,5.03,9.01                 11/28/05

RECYCLENET CORP                         UT       8.01                           11/29/05

REGAL BELOIT CORP                       WI       5.02                           11/30/05

RELIANT ENERGY INC                      DE       1.01                           11/23/05

REX STORES CORP                         DE       1.01,8.01,9.01                 11/28/05

REX STORES CORP                         DE       2.02,9.01                      11/30/05

RTI INTERNATIONAL METALS INC            OH       1.01                           11/29/05

SAKS CREDIT CARD MASTER TRUST           NV       9.01                           11/15/05

SALISBURY BANCORP INC                   CT       8.01,9.01                      11/30/05

Samurai Energy Corp.                    DE       9.01                           11/30/05    AMEND

SIERRA PACIFIC RESOURCES /NV/           NV       5.02,8.01,9.01                 11/28/05

Smart-tek Solutions Inc                 NV       8.01,9.01                      11/30/05

SMITHFIELD FOODS INC                    VA       2.02,9.01                      11/30/05

SMITHTOWN BANCORP INC                   NY       8.01                           11/29/05

SOLUTIA INC                             DE       7.01,9.01                      11/30/05

SONICBLUE INC                           DE       8.01,9.01                      10/31/05

Soundview Home Loan Trust 2005-OPT4     DE       9.01                           10/24/05

SPARTAN MOTORS INC                      MI       7.01,9.01                      11/29/05

SPHERIX INC                             DE       3.02                           07/22/05    AMEND

SPORTS CLUB CO INC                      DE       1.01,9.01                      11/30/05

STAR SCIENTIFIC INC                     DE       8.01,9.01                      11/30/05

STEN CORP                               MN       3.02                           11/25/05

STEWART & STEVENSON SERVICES INC        TX       2.02,9.01                      11/30/05

STRATS(SM) TRUST FOR DOMINION RESOURC            8.01,9.01                      11/21/05

STRATUS PROPERTIES INC                  DE       1.01                           11/23/05

STRATUS SERVICES GROUP INC              DE       1.01                           11/23/05

Structured Adjustable Rate Mortgage L   DE       9.01                           11/25/05

Structured Asset Investment Loan Trus   DE       8.01,9.01                      11/25/05

Structured Asset Investment Loan Trus   DE       8.01,9.01                      11/25/05

Structured Asset Investment Loan Trus   DE       8.01,9.01                      11/25/05

Structured Asset Investment Loan Trus   DE       8.01,9.01                      11/25/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      11/30/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      11/30/05

Structured Asset Securities Corp Mort   DE       9.01                           11/25/05

Structured Asset Securities Corp Mort   DE       9.01                           11/25/05

Structured Asset Securities Corp Mort   DE       9.01                           11/25/05

Structured Asset Securities Corp Mort   DE       9.01                           11/25/05

Structured Asset Securities Corp Mort   DE       8.01,9.01                      11/25/05

Structured Asset Securities Corp. 200   DE       9.01                           11/25/05

Structured Asset Securities Corp. 200   DE       9.01                           11/25/05

Structured Asset Securities Corp. 200   DE       9.01                           11/25/05

Structured Asset Securities Corp. Tru   DE       9.01                           11/25/05

STRUCTURED PROD CORP STEP UP TR CREDI   DE       8.01,9.01                      11/15/05

STRUCTURED PRODUCTS CORP CORTS TR FOR   DE       8.01,9.01                      11/15/05

SUMTOTAL SYSTEMS INC                    DE       1.01,5.02,9.01                 11/29/05

SUN HEALTHCARE GROUP INC                DE       1.01,9.01                      11/28/05

SUNAIR ELECTRONICS INC                  FL       8.01,9.01                      11/30/05

SUNTRUST BANKS INC                      GA       1.01,9.01                      11/29/05

SYNOPSYS INC                            DE       2.02,9.01                      11/30/05

TARGETED GENETICS CORP /WA/             WA       8.01,9.01                      11/28/05

TECHNE CORP /MN/                        MN       5.02,9.01                      11/29/05

TECHNOCONCEPTS, INC.                    CO       8.01                           11/30/05

TEMPLE INLAND INC                       DE       7.01,9.01                      11/29/05

TERRA INDUSTRIES INC                    MD       8.01,9.01                      11/29/05

THAXTON GROUP INC                       SC       8.01,9.01                      11/22/05

THEATER XTREME ENTERTAINMENT GROUP, I   FL       1.01,9.01                      11/29/05

TIDEL TECHNOLOGIES INC                  DE       1.01                           11/25/05

TIFFANY & CO                            DE       2.02,9.01                      11/30/05

TIFFANY & CO                            DE       2.02,9.01                      10/31/05    AMEND

TRANSOCEAN INC                          E9       7.01,9.01                      11/30/05

TRI VALLEY CORP                         DE       5.02                           11/18/05

TRIDENT MICROSYSTEMS INC                DE       5.02,9.01                      11/29/05

TRIO TECH INTERNATIONAL                 CA       2.02,9.01                      11/22/05

TRIUMPH GROUP INC /                     DE       8.01                           11/28/05

TRONOX INC                              DE       1.01,9.01                      11/28/05

Trycera Financial, Inc.                 NV       9.01                           11/02/04    AMEND

UNIT CORP                               DE       5.04,9.01                      11/28/05

UNITED CAPITAL CORP /DE/                DE       8.01,9.01                      11/28/05

UNITED DOMINION REALTY TRUST INC        MD       7.01,9.01                      11/30/05

UNITED RETAIL GROUP INC/DE              DE       1.01,9.01                      11/30/05

USA VIDEO INTERACTIVE CORP              WY       8.01,9.01                      11/29/05

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       7.01,9.01                      11/30/05

VALHI INC /DE/                          DE       8.01                           11/29/05

VERTICALNET INC                         PA       3.02                           11/28/05

VERTIS INC                              DE       1.01,2.03,9.01                 11/25/05

VirtualScopics, Inc.                    DE       3.02,9.01                      11/23/05

Vivid Learning Systems, Inc.            DE       1.02                           11/30/05

VOLT INFORMATION SCIENCES, INC.         NY       1.01                           11/15/05

Wachovia Bank Commercial Mortgage Tru   NC       1.01,8.01,9.01                 11/30/05    AMEND

WATERS CORP /DE/                        DE       1.01,2.03                      11/28/05

WESTWOOD ONE INC /DE/                   DE       1.01,9.01                      11/28/05

WEYERHAEUSER CO                         WA       7.01                           11/29/05

WGNB CORP                               GA       1.01,5.02,9.01                 11/28/05

WILLBROS GROUP INC                      R1       1.01                           11/23/05

WILLIAMS COMPANIES INC                  DE       7.01,9.01                      11/30/05

WILSON BROTHERS USA INC                 IL       1.01,1.02,2.03                 11/23/05

WILSON HOLDINGS, INC.                   NV       7.01,9.01                      11/30/05

WORLD FINANCIAL NETWORK CREDIT CARD M   DE       8.01,9.01                      11/15/05

World Omni Auto Receivables Trust 200   DE       9.01                           10/01/05

WORTHINGTON INDUSTRIES INC              OH       7.01,9.01                      11/30/05

Y-TEL INTERNATIONAL INC                 DE       5.02                           11/18/05    AMEND

ZORAN CORP \DE\                         DE       1.01,9.01                      11/23/05

Zumiez Inc                                       7.01,9.01                      11/30/05