SEC NEWS DIGEST

Issue 2004-162                                                August 23, 2004



RULES AND RELATED MATTERS


DISCLOSURE  REGARDING PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT  INVESTMENT
COMPANIES

     On  August  23,  the Commission issued a release adopting amendments  to
     Forms  N-1A,  N-2,  N-3,  and N-CSR that are  designed  to  improve  the
     disclosure  provided by mutual funds and closed-end  funds  about  their
     portfolio managers.  The amendments extend the existing requirement that
     a  fund  provide  basic  information in  its  prospectus  regarding  its
     portfolio  manager to members of management teams.  The amendments  also
     require  a  fund to disclose additional information about its  portfolio
     managers in its Statement of Additional Information (and, for closed-end
     funds,  in reports on Form N-CSR), including other accounts they manage,
     compensation structure, and ownership of securities in the fund.  (Rels.
     33-8458; 34-50227; IC-26533)


ENFORCEMENT PROCEEDINGS


STEVEN AND SUSAN BOLLA AGREE TO SEC BARS

     On   August   20,   the  Commission  instituted  settled  administrative
     proceedings  against  Steven and Susan Bolla based  on  the  entries  of
     injunctions  against  them.   Steven  Bolla  consented  to   the   SECs
     imposition  of  an order barring him from associating with  any  broker,
     dealer  or  investment  adviser.  Susan Bolla  consented  to  the  SECs
     imposition  of an order barring her from associating with any investment
     adviser.
          
     In  the  Order Instituting Administrative Proceedings, Steven and  Susan
     Bolla admit that a U.S. District Court entered injunctions against  them
     in  SEC  v. Steven M. Bolla, Washington Investment Network, Susan  Bolla
     and  Robert Radano, Case No. 1:02CV1506 (D.D.C.) (CKK).  The injunctions
     were  based  on the Commissions District Court complaint alleging  that
     Steven Bolla violated a June 2000 SEC order barring him from associating
     with  any  investment adviser.  The Commissions complaint alleges  that
     Steven Bolla managed the finances of Washington Investment Network, Inc.
     (WIN),  an investment adviser, and dealt with WIN clients for ten months
     after  he  was  barred.   The SEC charged Susan Bolla  with  aiding  and
     abetting WINs violations of the SECs bar order.  The complaint alleges
     that  Susan  Bolla,  who had no previous investment  advisory  or  other
     securities  experience, was set up as the nominal  co-owner  of  WIN  to
     conceal her husbands association with the firm.
     
     The  complaint  charges that Steven and Susan Bolla  aided  and  abetted
     WINs  investment  adviser fraud by failing to disclose  Steven  Bollas
     bar,  or  any  other aspect of his disciplinary history, to WIN  clients
     while Steven Bolla was associating with the firm subsequent to his bar.
     
     In  addition, the complaint alleges that Steven Bolla committed fraud by
     making  material  misrepresentations to  one  of  his  advisory  clients
     regarding  a  private  placement investment  he  was  soliciting  as  an
     unregistered broker-dealer.
          
     The  final District Court judgment as to Steven Bolla enjoins  him  from
     violating Section 15(a) of the Securities Exchange Act of 1934 (Exchange
     Act) and Section 203(f) of the Investment Advisers Act of 1940 (Advisers
     Act),  and  orders him to pay $117,500 in disgorgement  and  prejudgment
     interest and a $57,500 penalty.  In a prior SEC action, Steven Bolla was
     enjoined in June 2000 from violating Section 17(a) of the Securities Act
     of  1933, Section 10(b) of the Exchange Act and Sections 206(1) and  (2)
     of  the Advisers Act in.  The final District Court judgment as to  Susan
     Bolla  enjoins her from violating Sections 203(f), 206(1) and 206(2)  of
     the Advisers Act.  (Rel. 34-50222; IA-2279; File No. 3-11591)

COMMISSION INSTITUTES SETTLED ADMINISTRATIVE PROCEEDING AGAINST STEVEN MUTH

     On   August  20,  the  Commission  instituted  a  public  administrative
     proceeding  against Steven E. Muth (Muth) pursuant to Section  15(b)  of
     the  Securities Exchange Act of 1934.  Muth, age 43, is  a  resident  of
     Aurora, Colorado, and a former registered representative of Kirkpatrick,
     Pettis,  Smith,  Polian Inc., a registered broker-dealer.   Simultaneous
     with  the  institution  of the proceeding, Muth submitted  an  Offer  of
     Settlement   in   which,  while  neither  admitting  nor   denying   the
     Commissions  findings, Muth consented to the entry of an Order  barring
     him from association with any broker or dealer.  The Order was based  on
     the entry of a permanent injunction in a civil action filed against Muth
     in  San Diego, California.  The Commissions complaint alleged that Muth
     violated  the  antifraud provisions by, among other things, manipulating
     the  stock of Creative Host Services, Inc.  (Rel. 34-50223; File No.  3-
     11592)

IN THE MATTER OF KENNETH LIVESAY, CPA

     On  August 20, the Commission issued an Order Instituting Administrative
     Proceedings  Pursuant  to  Rule  102(e) of  the  Commissions  Rules  of
     Practice,  Making  Findings  and  Imposing  Remedial  Sanctions  (Order)
     against  Kenneth K. Livesay.  The Order finds that Livesay, a  certified
     public  accountant licensed to practice in the State of Alabama,  served
     as  assistant  controller of HealthSouth Corporation (HealthSouth)  from
     1989  until November 1999.  The Order finds that on April 3,  2003,  the
     Commission  filed  a  complaint against Livesay in  SEC  v.  Kenneth  K.
     Livesay  et al., (Civil Action No. CV-03-S-0758-S), and that  on  August
     19,  2004, the court entered an order permanently enjoining Livesay,  by
     consent,  from future violations of Section 17(a) of the Securities  Act
     of  1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange  Act
     of  1934  and  Rules 10b-5 and 13b2-1 thereunder, and  from  aiding  and
     abetting  violations of Section 17(a) of the Securities Act and Sections
     10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and  Rules
     10b-5, 12b-20, 13a-1 and 13a-13 thereunder.
          
     The  Commissions  complaint alleged, among other things,  that  Livesay
     directed other HealthSouth employees to record fictitious assets on  the
     companys  books  which matched generally fraudulent  overstatements  of
     income.  The complaint alleged that the fraudulent entries were designed
     to avoid detection by HealthSouths independent auditors.
          
     The  Order also finds that on June 3, 2004, a judgment of conviction was
     entered against Livesay in United States v. Livesay, CR-03-C-0182-S,  in
     the  U.S.  District Court for the Northern District of Alabama,  finding
     him guilty of one count of conspiracy to commit wire fraud, one count of
     securities  fraud  and  one count of willfully and knowingly  falsifying
     books  and  records  of  HealthSouth. As a result  of  this  conviction,
     Livesay was sentenced to 60 months probation, with the first six  months
     home detention, to pay a $10,000 fine, to forfeit $750,000 and to pay  a
     $200 assessment.
     
     Based  on the above, the Order forthwith suspends Livesay from appearing
     or  practicing before the Commission as an accountant. Livesay consented
     to  the  issuance of the Order without admitting or denying any  of  the
     allegations  in the civil injunctive action.  (Rel. 34-50225;  AAE  Rel.
     2082; File No. 3-11593)
     
THE  COMMISSION INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST  BROKER  DEALER
AND TWO BROKERS CHARGED WITH FRAUD
     
     On  August  23,  the  Commission instituted  administrative  proceedings
     pursuant  to  Section  15(b)  of the Securities  Exchange  Act  of  1934
     (Exchange  Act)  against  respondents  Platinum  Investment  Corporation
     (Platinum), Andrew Antonucci (Antonucci) and Mathew Beaulieu (Beaulieu).
     According   to  the  Order  Instituting  the  Proceedings   (OIP),   the
     Commission's  Division  of  Enforcement  alleges  that  Platinum  is   a
     registered   broker-dealer  with  which  Antonucci  and  Beaulieu   were
     associated.   The Division also alleges in the OIP that the  respondents
     were  named  as  defendants in a civil injunctive action  filed  by  the
     Commission in the U.S. District Court for the Southern District  of  New
     York  on  July  31, 2002.  In that action, according to  the  Divisions
     allegations  in  the OIP, the Commissions Complaint  alleged  that  the
     respondents  and  other  defendants raised  over  $1.5  million  through
     fraudulent  unregistered stock offerings conducted through Platinum  and
     that they defrauded investors by making material misrepresentations with
     respect to the securities involved in the offerings.  The Division  also
     alleges  in the OIP that in the civil injunctive action the respondents,
     upon their consent, were permanently enjoined from further violations of
     Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section
     10(b) of the Exchange Act and Rule 10b-5 thereunder.
          
     A  hearing  will  be  scheduled before an administrative  law  judge  to
     determine whether the allegations contained in the OIP are true, and  to
     provide them with an opportunity to respond to the allegations,  and  to
     determine  what, if any, remedial sanctions are appropriate and  in  the
     public interest.
          
     The  Order  requires the administrative law judge to  issue  an  initial
     decision no later than 300 days from the date of service of this  Order,
     pursuant  to the Commissions Rules of Practice.   (Rel. 34-50228;  File
     No. 3-11594)

COURT  ENTERS FINAL JUDGMENT AND ORDERS $1,608,102 IN DISGORGEMENT AND  CIVIL
PENALTIES  AGAINST RICHARD PARNELL AND ONE TOUCH MARKETING, INC. IN  WIRELESS
CABLE FRAUD

     On August 17, the Honorable Royce C. Lamberth, U.S. District Court Judge
     for  the District of Columbia, entered an Order and Amended Judgment  as
     to  Defendants Richard B. Parnell and One Touch Marketing,  Inc.  (OTM).
     Previously,  on June 9, 2004, the court had entered a Final Judgment  of
     Permanent  Injunction  and Other Relief against Defendants  Parnell  and
     OTM.   The Final Judgment and Order (collectively, the Judgment)  were
     both entered following the Commissions motion for summary judgment,  to
     which  the  defendants  failed  to respond.   The  Judgment  orders  the
     defendants  Parnell and OTM, jointly and severally, to pay  $663,000  in
     disgorgement,  $141,051 in prejudgment interest and a $804,051  penalty.
     The Judgment enjoins Parnell and OTM from violating Sections 5(a), 5(c),
     and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a)  of
     the Securities Exchange Act of 1934, and Rule 10b-5 thereunder.
     
     According   to   the   complaint,  Parnell  and  OTM  violated   various
     registration and antifraud provisions of the federal securities laws  in
     connection   with  the  unregistered  nationwide  sales  of   securities
     designated as partnership units in Internet Broadcast Group, a purported
     general partnership formed to engage in the wireless and hardwired cable
     business  in  Muskegon,  Michigan and Mesa, Arizona.   The  Commissions
     complaint  alleged that Parnell and OTM, his wholly controlled  company,
     functioned  as  brokers by selling the securities without  first  having
     registered as such as required by applicable securities laws.   Further,
     the  Commissions complaint alleged that Parnell and OTM used a  variety
     of  false  and misleading sales literature, correspondence and telephone
     statements to sell the securities.  [SEC v. Internet Broadcast Group, et
     al., Civil Action No. 96CV02226 (RCL) (D.D.C.)] (LR-18441)
     
     
HOLDING COMPANY ACT RELEASES
     

NISOURCE INC., ET AL.

     A notice has been issued giving interested persons until Sept. 10, 2004,
     to request a hearing on a proposal by NiSource Inc., a registered public-
     utility  holding  company  under the Act, and its  direct  and  indirect
     public-utility  and nonutility subsidiaries to add two  more  nonutility
     subsidiaries to the NiSource money pool.  (Rel. 35-27884)
     
     
SELF-REGULATORY ORGANIZATIONS
     

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  Commission granted accelerated approval to a proposed  rule  change
     (SR-BSE-2004-37) submitted by the Boston Stock Exchange  to  extend  its
     clean   cross   rule  to  the  trading  of  exchange-listed  securities.
     Publication  of the proposal is expected in the Federal Register  during
     the week of August 23.  (Rel. 34-50220)

WITHDRAWAL GRANTED

     An  order  has  been issued granting the application  of  The  Ohio  Art
     Company to withdraw its common stock, $1.00 par value, from listing  and
     registration on the American Stock Exchange, effective at the opening of
     business on August 23.  (Rel. 34-50224)
     
     
     SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-8     YSEEK INC, 412 E MADISON STREET, SUITE 1000, TAMPA, FL, 33602,
        8132218927 - 35,100 ($359,775.00) Equity, (File 333-118375 - Aug. 20)
        (BR. 05)

S-3     TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205,
        2145593933 - 914,634 ($6,859,755.00) Equity, (File 333-118376 -
        Aug. 20) (BR. 04)

S-3     TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205,
        2145593933 - 2,924,033 ($21,930,247.00) Equity, (File 333-118377 -
        Aug. 20) (BR. 04)

S-4     CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118,
        4058488000 - 0 ($300,000,000.00) Other, (File 333-118378 - Aug. 20)
        (BR. 04)

S-4     APPLETON PAPERS INC/WI, 825 EAST WISCONSIN AVENUE, APPLETON, WI,
        54912-0359, 9207349841 - 0 ($335,000,000.00) Non-Convertible Debt,
        (File 333-118379 - Aug. 20) (BR. 04)

S-4     WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045,
        8476154096 - 583,000 ($1,044,755.00) Equity, (File 333-118380 -
        Aug. 20) (BR. 07)

S-8     EPIC FINANCIAL  CORP, 3300 IRVINE AVENUE, SUITE 220, NEWPORT BEACH, CA,
        92660, (949) 622-1130 - 6,500,000 ($325,000.00) Equity,
        (File 333-118381 - Aug. 20) (BR. 09)

S-3     SUNTRUST BANKS INC, 919 E MAIN ST, RICHMOND, VA, 23219, 8047827107 -
        1,500,000,000 ($1,500,000,000.00) Unallocated (Universal) Shelf,
        (File 333-118382 - Aug. 20) (BR. 07)

N-2     BlackRock Rising Rate Trust, 100 BELLEVUE PARKWAY, WILMINGTON, DE,
        19809, 888-825-2267 - 100,000 ($1,500,000.00) Equity,
        (File 333-118383 - Aug. 20) (BR. 22)

S-8     LAMSON & SESSIONS CO, 25701 SCIENCE PARK DR, CLEVELAND, OH, 44122-7313,
        2164643400 - 620,000 ($4,377,200.00) Equity, (File 333-118384 -
        Aug. 20) (BR. 36)

S-8     ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA, 18015,
        5036416115 - 3,000,000 ($17,580,000.00) Equity, (File 333-118385 -
        Aug. 20) (BR. 36)

S-8     INDEPENDENCE HOLDING CO, 96 CUMMINGS POINT RD, STAMFORD, CT, 06902,
        2033588000 - 280,000 ($5,462,800.00) Equity, (File 333-118388 -
        Aug. 20) (BR. 01)

S-8     COMMONWEALTH TELEPHONE ENTERPRISES INC /NEW/, 100 CTE DRIVE,
        PO BOX 800, DALLAS, PA, 18612-9799, 7176742700 -
        250,000 ($10,897,500.00) Equity, (File 333-118389 - Aug. 20) (BR. 37)

S-4     PINNACLE FOODS GROUP INC, 0 ($394,000,000.00) Non-Convertible Debt,
        (File 333-118390 - Aug. 20) (BR. 04)

S-8     ACE CASH EXPRESS INC/TX, 1231 GREENWAY DR STE 800, IRVING, TX, 75038,
        2145505000 - 0 ($9,680,000.00) Equity, (File 333-118391 - Aug. 20)
        (BR. 07)

S-8     PEPSIAMERICAS INC/IL/, 4000 DAIN RAUSCHER PLAZA, 60 SOUTH SIXTH STREET,
        MINNEAPOLIS, MN, 55402, 612-661-4000 - 0 ($113,610,000.00) Equity,
        (File 333-118392 - Aug. 20) (BR. 02)

N-2     Nuveen Premium Income Strategy Fund, 333 WEST WACKER DRIVE, CHICAGO,
        IL, 60606, 312-917-8146 - 1,000 ($20,000.00) Equity, (File 333-118393 -
        Aug. 20) (BR. 18)

S-8     LSB BANCSHARES INC /NC/, P O BOX 867, ONE LSB PLZ, LEXINGTON, NC,
        27293-0867, 9102486500 - 0 ($12,150,000.00) Equity, (File 333-118394 -
        Aug. 20) (BR. 07)

S-8     PIER 1 IMPORTS INC/DE, 301 COMMERCE ST STE 600, FORT WORTH, TX, 76102,
        8178788000 - 0 ($55,545,000.00) Equity, (File 333-118395 - Aug. 20)
        (BR. 02)

F-1     GRUPO TMM SA, AVENIDA DE LA CUSPIDE NO 4755,
        COLONIA PARQUES DEL PEDREGAL, MEXICO CITY, O5, 14010, 011525556298866 -
        0 ($392,646,832.00) Other, (File 333-118396 - Aug. 20) (BR. 05)

S-3     INTERNET COMMERCE CORP, 805 THIRD AVE, STE 622, NEW YORK, NY, 10022,
        2122717640 - 1,941,409 ($2,116,135.81) Equity, (File 333-118397 -
        Aug. 20) (BR. 03)

SB-2    Sound Revolution Inc., 3955 GRAVELEY STREET, SUITE 507, VANCOUVER, A1,
        V6C 3T4, 604-780-3914 - 269,814 ($53,962.80) Equity, (File 333-118398 -
        Aug. 20) (BR. 09)

S-8     VECTREN CORP, 20 NW FOURTH ST, EVANSVILLE, IN, 47708, 8124914000 -
        800,000 ($19,624,000.00) Equity, (File 333-118399 - Aug. 20) (BR. 02)

S-8     PACIFICARE HEALTH SYSTEMS INC /DE/, 3120 LAKE CENTER DRIVE, SANTA ANA,
        CA, 92704, 7148255200 - 3,208,353 ($100,966,869.00) Equity,
        (File 333-118400 - Aug. 20) (BR. 01)

S-8     COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339,
        7709893000 - 0 ($627,270,000.00) Equity, (File 333-118401 - Aug. 20)
        (BR. 02)

S-8     COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339,
        7709893000 - 0 ($5,075,000.00) Equity, (File 333-118402 - Aug. 20)
        (BR. 02)

S-8     COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339,
        7709893000 - 0 ($8,120,000.00) Equity, (File 333-118403 - Aug. 20)
        (BR. 02)

S-8     COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339,
        7709893000 - 0 ($40,600,000.00) Equity, (File 333-118404 - Aug. 20)
        (BR. 02)

S-8     COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339,
        7709893000 - 0 ($20,300,000.00) Equity, (File 333-118405 - Aug. 20)
        (BR. 02)

S-3     WILD OATS MARKETS INC, 3375 MITCHELL LANE, BOULDER, CO, 80301,
        3034405220 - 0 ($115,000,000.00) Other, (File 333-118406 - Aug. 20)
        (BR. 02)

S-8     LIMITED BRANDS INC, THREE LIMITED PKWY, P O BOX 16000, COLUMBUS, OH,
        43216, 6144157000 - 20,000,000 ($376,300,000.00) Equity,
        (File 333-118407 - Aug. 20) (BR. 02)

S-8     WIZZARD SOFTWARE CORP /CO, 424 GOLD WAY, PITTSBURGH, PA, 15213,
        8014241624 - 200,000 ($336,000.00) Equity, (File 333-118409 - Aug. 20)
        (BR. 03)

S-3     RANGE RESOURCES CORP, 777 MAIN STREET, FT WORTH, TX, 76102,
        817-870-2601 - 0 ($500,000,000.00) Other, (File 333-118417 - Aug. 20)
        (BR. 04)

S-4     COOPER COMPANIES INC, 6140 STONERIDGE MALL RD, STE 590, PLEASANTON, CA,
        94588, 9254603600 - 0 ($645,749,994.00) Equity, (File 333-118422 -
        Aug. 20) (BR. 36)

S-3     CHASE MANHATTAN BANK USA, 802 DELAWARE AVE, 13TH FLOOR, WILMINGTON, DE,
        19801, 3025755033 - 1,000,000 ($1,000,000.00) Asset-Backed Securities,
        (File 333-118423 - Aug. 20) (BR. 05)

SB-2    EMAIL REAL ESTATE COM INC, 210 WILCOX ST., SUITE 201, CASTLE ROCK, CO,
        80104, 3032577800 - 94,849,033 ($71,136,774.75) Equity,
        (File 333-118426 - Aug. 20) (BR. 08)

S-1     Foundation Coal Holdings, Inc., 999 CORPORATE BOULEVARD, SUITE 300,
        LINTHICUM, MD, 21090-2227, 410-689-7600 - 0 ($250,000,000.00) Equity,
        (File 333-118427 - Aug. 20) (BR. )

S-8     UCBH HOLDINGS INC, 555 MONTGOMERY STREET, 14TH FLOOR, SAN FRANCISCO,
        CA, 94111, 415-315-2800 - 0 ($41,812,197.00) Equity, (File 333-118428 -
        Aug. 20) (BR. 07)

S-8     QUANTA SERVICES INC, 1360 POST OAK BLVD, SUITE 2100, HOUSTON, TX,
        77056, 7133506000 - 1,000,000 ($6,230,000.00) Equity,
        (File 333-118429 - Aug. 20) (BR. 06)

S-1     Integris Metals CORP, 455 85TH AVENUE, N.W., MINNEAPOLIS, MN, 55433,
        (763) 717-9000 - 0 ($100,000,000.00) Equity, (File 333-118430 -
        Aug. 20) (BR. )

S-8     BEA SYSTEMS INC, 2315 NORTH FIRST STREET, -, SAN JOSE, CA, 95131,
        4085708000 - 24,000,000 ($147,240,000.00) Equity, (File 333-118432 -
        Aug. 20) (BR. 03)

S-8     DIGITAL RECORDERS INC, 4018 PATRIOT DRIVE, SUITE 100, DURHAM, NC,
        27703, 9193612155 - 0 ($353,000.00) Equity, (File 333-118433 - Aug. 20)
        (BR. 37)

S-3     MAXIM PHARMACEUTICALS INC, 8899 UNIVERSITY CTR LANE, STE 400,
        SAN DIEGO, CA, 92122, 8584534040 - 0 ($1,389,682.11) Equity,
        (File 333-118434 - Aug. 20) (BR. 01)

S-4     STATER BROS HOLDINGS INC, 21700 BARTON RD, COLTON, CA, 92324,
        9097835000 - 0 ($700,000,000.00) Non-Convertible Debt,
        (File 333-118436 - Aug. 20) (BR. 02)

S-8     RAVEN MOON ENTERTAINMENT  INC, 120 INTERNATIONAL PARKWAY, SUITE 220,
        HEATHROW, FL, 32746, 20,000,000 ($2,000,000.00) Equity,
        (File 333-118437 - Aug. 20) (BR. 05)

S-3     DIVERSIFIED SECURITY SOLUTIONS INC, 280 MIDLAND AVE, SADDLE BROOK, NJ,
        07662, 2017946500 - 746,999 ($4,003,915.00) Equity, (File 333-118438 -
        Aug. 20) (BR. 37)

SB-2    SOLUTION TECHNOLOGY INTERNATIONAL INC, 5210 CHAIRMANS COURT, SUITE 3,
        FREDERICK, MD, 21703, 866-668-9600 - 0 ($60,966.95) Equity,
        (File 333-118439 - Aug. 20) (BR. )

S-1     ArcSoft, Inc., 46601 FREMONT BOULEVARD, FREMONT, CA, 94538,
        (510)-440-9901 - 0 ($46,000,000.00) Equity, (File 333-118440 - Aug. 20)
        (BR. )

SB-2    EFOODSAFETY COM INC, 350 W CALDWELL AVENUE, VISALIA, CA, 93277,
        5597412060 - 11,057,762 ($7,023,105.00) Equity, (File 333-118446 -
        Aug. 20) (BR. 04)

N-2     IQ Dow 10 Strategy Fund, Inc., 800 SCUDDERS MILL RD, PLAINSBORO, NJ,
        08536, 609-282-5904 - 1,000,000 ($20,000,000.00) Equity,
        (File 333-118453 - Aug. 20) (BR. )


RECENT 8K FILINGS


Form  8-K  is  used  by companies to file current reports  on  the  following
events:

    Item 1.    Changes in Control of Registrant.
    Item 2.    Acquisition or Disposition of Assets.
    Item 3.    Bankruptcy or Receivership.
    Item 4.    Changes in Registrant's Certifying Accountant.
    Item 5.    Other Materially Important Events.
    Item 6.    Resignations of Registrant's Directors.
    Item 7.    Financial Statements and Exhibits.
    Item 8.    Change in Fiscal Year.
    Item 9.    Regulation FD Disclosure.
    Item 10.   Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.   Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.   Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
24/7 REAL MEDIA INC                     DE      X         X                  08/19/04

ABBOTT LABORATORIES                     IL                X                  08/20/04

ABERDENE MINES LTD                                    X   X                  08/20/04

ABFC ASSET-BACKED CERTIFICATES SERIES   DE            X   X                  06/03/04

ADVANCED ENERGY INDUSTRIES INC          DE          X                        08/16/04

ADVANCED NEUROMODULATION SYSTEMS INC    TX      X             X              08/12/04

ADVANTA BUSINESS RECEIVABLES CORP                         X                  08/20/04

AKI INC                                 DE            X   X                  08/20/04

ALASKA AIR GROUP INC                    DE                    X              08/19/04

ALLEGHANY CORP /DE                      DE            X   X                  08/19/04

ALTUS EXPLORATIONS INC                  NV          X     X                  08/20/04

AMARILLO BIOSCIENCES INC                TX          X     X                  08/19/04

AMBAC FINANCIAL GROUP INC               DE            X                      08/20/04

AMERICAN BIO MEDICA CORP                NY          X     X                  08/03/04    AMEND

ANADARKO PETROLEUM CORP                 DE                X   X              08/20/04

ANALYTICAL SURVEYS INC                  CO                X           X      08/20/04

APACHE CORP                             DE            X                      08/20/04

AQUILA  INC                             DE                X                  08/20/04

ARCH CAPITAL GROUP LTD                  DE            X   X                  08/20/04

ARDENT HEALTH SERVICES LLC              DE      X         X                  08/12/04

ASHLAND INC                             KY                X   X              08/20/04

Asset Backed Funding Corp. ABFC Asset   DE            X   X                  06/03/04

ASSET BACKED SECURITIES CORP            DE            X                      08/20/04

AVID TECHNOLOGY INC                     DE      X         X                  08/20/04

AXESSTEL INC                            NV            X   X                  08/20/04

BALCHEM CORP                            MD          X     X                  08/18/04

Banc of America Commercial Mort. Pass   DE            X   X                  08/20/04

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  07/29/04

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  08/20/04

Banc of America Mortgage Securities M   DE            X   X                  06/28/04

BANC ONE HELOC 1999-1                   OH            X   X                  08/20/04

BANC ONE HELOC TRUST 1998-1             OH            X   X                  08/20/04

Bank of Commerce Holdings               CA            X   X                  08/19/04

BANK ONE  DELAWARE  NATIONAL ASSOCIAT                 X   X                  08/05/04

BANK ONE AUTO SECURITIZATION TRUST 20   DE            X   X                  08/20/04

BANKRATE INC                            FL            X                      08/10/04

Baymark Technologies, Inc.              UT            X   X                  05/21/04

BERKLEY W R CORP                        DE            X   X                  08/19/04

BIG LOTS INC                            OH            X   X           X      08/18/04

BIOANALYTICAL SYSTEMS INC               IN                X   X              08/19/04

BLOCKBUSTER INC                         DE            X                      08/20/04

BR HOLDING INC                          GA            X       X              08/20/04

BRESLER & REINER INC                    DE            X   X                  08/18/04

BROOKE CORP                             KS            X   X                  08/20/04

C-CHIP TECHNOLOGIES CORP                NV            X                      08/20/04

CADMUS COMMUNICATIONS CORP/NEW          VA            X   X                  08/18/04

CALPINE CORP                            DE            X                      08/20/04

CAN AM AUTO SALES INC                   NV            X                      08/16/04

CAPITAL CORP OF THE WEST                CA            X                      08/13/04

CATHAY GENERAL BANCORP                  DE            X   X                  08/20/04

CDF FINANCING LLC                       DE            X   X                  07/31/04

CDF FLOORPLAN RECEIVABLES LP            DE            X   X                  07/31/04

CERADYNE INC                            DE                X   X              08/20/04

CFS BANCORP INC                         DE                X   X              08/20/04

CHAMPION COMMUNICATION SERVICES INC     DE                X           X      08/19/04

CHEESECAKE FACTORY INCORPORATED         DE            X                      08/19/04

CIRCLE GROUP HOLDINGS INC               IL                X           X      08/16/04

Citigroup Commercial Mortgage Trust 2   DE                X                  08/17/04

CITIGROUP MORTGAGELN TR ORIGEN MANU H                 X   X                  08/16/04

CMS ENERGY CORP                         MI            X   X                  08/17/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  08/16/04

CORIO INC                               DE          X     X                  08/13/04

COVISTA COMMUNICATIONS INC              NJ                X   X              08/19/04

COX COMMUNICATIONS INC /DE/             DE            X                      08/12/04

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      08/20/04

CROMPTON CORP                           DE            X   X                  08/20/04

CROSS TIMBERS ROYALTY TRUST             TX                            X      08/20/04

CROWN CASTLE INTERNATIONAL CORP         DE                X   X              08/20/04

CROWN PARTNERS INC                      NV          X     X                  08/19/04

CSFB MORT SEC CORP COMM MORT PAS THR    DE            X   X                  08/17/04

CURON MEDICAL INC                       DE            X   X                  08/19/04

CWMBS INC                               DE            X   X                  05/28/04

CYANOTECH CORP                          NV            X   X                  08/19/04

DATAWATCH CORP                          DE      X         X                  08/20/04

DECKERS OUTDOOR CORP                    DE                    X              08/20/04

DELTA APPAREL INC                       GA                X   X       X      08/20/04

DELTA APPAREL INC                       GA                    X              08/19/04

DIGITAL ANGEL CORP                      DE            X   X                  07/27/04

DIGITAL RECORDERS INC                   NC                            X      08/20/04

DISTRIBUTION FINANCIAL SERVICES FLOOR   NY            X   X                  07/31/04

DISTRIBUTION FINANCIAL SERVICES FLOOR   NY            X   X                  07/31/04

DOMINION RESOURCES BLACK WARRIOR TRUS   DE                X           X      08/19/04

DOTRONIX INC                            MN            X   X                  08/20/04

DRESSER INC                             DE                            X      08/20/04

DSA FINANCIAL CORP                      DE                X           X      08/09/04

EDULINK INC                             NV          X     X                  08/19/04

ELECTRONICS BOUTIQUE HOLDINGS CORP      DE                X           X      08/19/04

EMPIRE FINANCIAL HOLDING CO             FL                X           X      08/20/04

EMPIRE RESORTS INC                      DE            X   X                  08/20/04

ENDEVCO INC                             TX            X                      08/20/04

ENDURANCE SPECIALTY HOLDINGS LTD                      X   X                  08/20/04

ENEFTECH CORP                           TX    X                              08/20/04

ENGINEERED SUPPORT SYSTEMS INC          MO                X   X              08/20/04

ENXNET INC                              OK                X   X              08/20/04

EQUIFAX INC                             GA            X   X                  08/09/04

EQUITY ONE ABS INC                      DE            X   X                  08/18/04

EQUITY RESIDENTIAL                      MD            X   X                  08/20/04

ERP OPERATING LTD PARTNERSHIP           MD            X   X                  08/20/04

EVEREST RE GROUP LTD                    C8                    X              08/20/04

EVERGREENBANCORP INC                    WA            X   X           X      08/20/04

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE            X   X                  08/17/04

FAUQUIER BANKSHARES INC                 VA          X     X                  08/19/04

FEM ONE INC                             NV            X                      08/13/04

FIBERNET TELECOM GROUP INC\             DE            X                      08/17/04

FIFTH THIRD AUTO TRUST 2004-A                         X   X                  08/20/04

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA                X   X              08/19/04

FIRST IPSWICH BANCORP /MA               MA            X   X           X      08/20/04

FIRST VIRTUAL COMMUNICATIONS INC        DE            X                      08/11/04

FLEET HOME EQUITY LOAN LLC              DE      X                            08/20/04

FLEETCLEAN SYSTEMS INC                                X   X                  08/19/04

FLEXSTEEL INDUSTRIES INC                MN                            X      08/20/04

FOOT LOCKER INC                         NY                X           X      08/19/04

FOOTSTAR INC                            DE            X   X                  08/20/04

FRANKLIN AUTO TRUST 2003-2              DE            X   X                  07/31/04

Franklin Auto Trust 2004-1              DE            X   X                  07/31/04

FRIEDMANS INC                           DE            X   X                  08/20/04

FRONT PORCH DIGITAL INC                 NV      X         X                  08/18/04

GALAXY ENERGY CORP                      CO            X   X                  08/19/04

GE Capital Credit Card Master Note Tr   DE            X                      08/16/04

GE COMM MORT PASS THROUGH CERT SERIES   DE            X   X                  08/19/04

GENERAL GROWTH PROPERTIES INC           DE            X   X   X              08/20/04

GEORGIA POWER CO                        GA            X   X                  08/11/04

GMAC COMMERCIAL MORTGAGE SECURITIES I   DE            X   X                  08/17/04

GMAC Commercial Mortgage Securities I   DE            X   X                  08/17/04

GMACM Mortgage Pass-Through Certifica   DE            X   X                  08/20/04

GOLDMAN SACHS ASSET BACKED SECURITIES                 X   X                  08/19/04

GS AUTO LOAN TRUST 2004-1                             X   X                  08/19/04

GS Mortgage Securities Corp. GSAMP Tr   DE            X                      07/26/04

GTREX INC                               DE              X                    03/12/04    AMEND

HALLWOOD GROUP INC                      DE            X   X                  08/19/04

HarborView Mortgage Loan Trust 2004-3   DE            X                      08/15/04

HARKEN ENERGY CORP                      DE            X   X                  08/19/04

HARLEY DAVIDSON CUSTOMER FUNDING CORP   NV            X   X                  08/17/04

HARRIS INTERACTIVE INC                  DE            X                      08/20/04

HARVARD BIOSCIENCE INC                  DE            X   X                  08/18/04

HEALTHSOUTH CORP                        DE            X   X                  08/19/04

HIBBETT SPORTING GOODS INC              DE                X   X       X      08/19/04

HIBBETT SPORTING GOODS INC              DE                X   X       X      08/19/04

HIENERGY TECHNOLOGIES INC               DE            X                      08/19/04

HONDA AUTO REC 2003-4 OWNER TRUST       DE            X   X                  08/16/04

HONDA AUTO REC 2003-5 OWNER TRUST       DE            X   X                  08/18/04

HONDA AUTO RECEIVABLES 2001-3 OWNER T   DE            X   X                  08/18/04

HONDA AUTO RECEIVABLES 2002-1 OWNER T                 X   X                  08/16/04

HONDA AUTO RECEIVABLES 2002-2 OWNER T                 X   X                  08/16/04

HONDA AUTO RECEIVABLES 2002-3 OWNER T                 X   X                  08/18/04

HONDA AUTO RECEIVABLES 2002-4 OWNER T                 X   X                  08/16/04

HONDA AUTO RECEIVABLES 2003-1 OWNER T                 X   X                  08/18/04

Honda Auto Receivables 2004-2 Owner T   CA            X   X                  08/16/04

HORIZON OFFSHORE INC                    DE            X   X                  08/19/04

HOUSEHOLD MORTGAGE FUNDING CORP III     DE            X   X                  08/18/04

HUGOTON ROYALTY TRUST                   TX                            X      08/20/04

HUMANA TRANS SERVICES HOLDING CORP      DE            X   X                  07/30/04

IBHAS TECHNOLOGIES INC                              X     X                  08/20/04

ILLUMINA INC                            CA      X     X   X                  08/18/04

IMAGIS TECHNOLOGIES INC                 A1                    X              08/20/04

IMMUNICON CORP                                            X   X              08/20/04

INDUS INTERNATIONAL INC                 DE            X   X   X              08/20/04

INDUSTRIAL SERVICES OF AMERICA INC /F   FL            X   X                  08/05/04

INTEGRATED BRAND SOLUTIONS INC          NV          X     X                  08/20/04

ISRAMCO INC                             DE                X           X      08/16/04

ISRAMCO INC                             DE                X           X      08/16/04

ISRAMCO INC                             DE                X           X      08/16/04

ISRAMCO INC                             DE                X           X      08/16/04

J C PENNEY CO INC                       DE                            X      08/17/04

J.P. Morgan Mortgage Trust 2004-A3      DE            X   X                  06/29/04

JCM PARTNERS LLC                        DE            X                      08/19/04

JOSTENS INC                             MN            X   X                  08/20/04

JOURNAL REGISTER CO                     DE      X         X                  08/12/04

KITE REALTY GROUP TRUST                 MD            X   X                  08/16/04

KUBLA KHAN INC                          UT      X         X                  08/05/04

KULICKE & SOFFA INDUSTRIES INC          PA            X   X                  08/19/04

LAKELAND FINANCIAL CORP                 IN                         X         08/19/04

LEAP WIRELESS INTERNATIONAL INC         DE    X           X                  08/16/04

Lehman Home Equity Loan Trust 2004-3    DE            X                      08/15/04

LION INC/WA                             WA      X         X                  12/08/03    AMEND

LIQUIDMETAL TECHNOLOGIES INC                          X   X                  08/19/04

LITTLE SIOUX CORN PROCESSORS LLC                      X                      08/20/04

LONG BEACH SECURITIES CORP              DE                X                  08/20/04

LSB FINANCIAL CORP                      IN          X                        08/19/04

LUBRIZOL CORP                           OH            X   X                  08/20/04

LYDALL INC /DE/                         DE            X   X                  08/18/04

MAGNETEK INC                            DE            X   X                  08/19/04

MAIN STREET TRUST INC                   IL                    X              08/20/04

MAINSOURCE FINANCIAL GROUP              IN            X                      08/19/04

MARINE PRODUCTS CORP                    DE          X     X                  08/17/04

MAXTOR CORP                             DE            X                      08/16/04

MCDATA CORP                             DE                    X              08/20/04

MCKENZIE BAY INTERNATIONAL LTD                        X                      08/20/04

MED-DESIGN CORP                         DE          X     X                  07/23/04    AMEND

MEDTRONIC INC                           MN            X                      08/20/04

MERISEL INC /DE/                        DE      X         X                  08/20/04

MERISTAR HOSPITALITY CORP               MD            X   X                  08/17/04

MERISTAR HOSPITALITY OPERATING PARTNE   DE            X   X                  08/17/04

MESA OFFSHORE TRUST                     TX                X           X      08/20/04

MESA ROYALTY TRUST/TX                   TX                X           X      08/20/04

METROCALL HOLDINGS INC                  DE                X           X      08/06/04    AMEND

MFA MORTGAGE INVESTMENTS                MD            X   X                  08/20/04

MGM MIRAGE                              DE            X   X                  08/20/04

MID STATE CAPITAL CORP                  DE            X   X                  07/25/04

MILESTONE CAPITAL INC                   CO        X   X X X                  08/19/04    AMEND

MISSION BROADCASTING INC                DE            X   X                  08/19/04

MOBILEPRO CORP                          DE      X         X                  08/02/04

MONEYGRAM INTERNATIONAL INC                                   X              08/19/04

MORGAN STANLEY ABS CAPITAL I INC        DE            X   X                  08/18/04

MORGAN STANLEY ABS CAPITAL II INC                     X   X                  08/18/04

Morgan Stanley Auto Loan Trust 2004-H   DE            X   X                  08/19/04

Morgan Stanley Capital I Trust Series   DE            X   X                  08/20/04

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  08/19/04

MULTIBAND CORP                          MN            X                      08/18/04

NATIONAL DENTEX CORP /MA/               MA            X   X                  08/20/04

NCI BUILDING SYSTEMS INC                DE            X   X                  08/18/04

NETOPIA INC                             DE            X                      08/17/04

NEW PLAN EXCEL REALTY TRUST INC         MD            X   X                  08/18/04

NOBEL LEARNING COMMUNITIES INC          DE            X   X                  08/19/04

NORTEL NETWORKS CORP                                  X   X                  08/20/04

NORTEL NETWORKS LTD                                   X   X                  08/20/04

NORTHEAST UTILITIES SYSTEM              MA            X                      08/19/04

NVIDIA CORP                             DE            X                      08/19/04

OLYMPIC CASCADE FINANCIAL CORP          DE            X                      08/17/04

ONEOK INC /NEW/                         OK            X   X                  08/20/04

ONEOK INC /NEW/                         OK            X   X                  08/20/04

OSULLIVAN INDUSTRIES HOLDINGS INC       DE            X   X                  08/20/04

PARADIGM GENETICS INC                                         X              08/17/04

PARK PLACE SECURITIES INC ASSET-BACKE   DE      X         X                  08/20/04

PARK PLACE SECURITIES INC ASSET-BACKE   DE            X   X                  08/06/04

PAXSON COMMUNICATIONS CORP              DE                X   X              08/19/04

PENN TRAFFIC CO                         DE            X   X                  08/20/04

PERMIAN BASIN ROYALTY TRUST             TX                X           X      08/20/04

PLM EQUIPMENT GROWTH FUND III           CA            X                      08/20/04

PNM RESOURCES INC                       NM                    X              07/31/04

POCKETSPEC TECHNOLOGIES INC             CO      X         X                  08/20/04

POINT 360                               CA            X                      08/20/04

POPULAR INC                             PR            X   X                  08/19/04

PROLONG INTERNATIONAL CORP              NV            X   X                  08/11/04

ProsoftTraining                         NV            X   X                  08/19/04

PROTECTIVE LIFE INSURANCE CO            TN                X                  08/19/04

QUANTUM GROUP INC /FL                   NV      X         X   X              08/02/04

QUIGLEY CORP                            NV            X   X                  08/18/04

QUINTILES TRANSNATIONAL CORP            NC      X         X                  08/10/04

REDHOOK ALE BREWERY INC                 WA          X     X                  07/23/04    AMEND

RELAY MINES LTD                         NV            X   X                  08/20/04

RENAISSANCERE HOLDINGS LTD                            X   X                  08/20/04

RETRACTABLE TECHNOLOGIES INC            TX            X   X                  08/19/04

RIM HOLDINGS INC                                X         X                  06/30/04    AMEND

RITE AID CORP                           DE                X        X         08/20/04

ROBOTIC VISION SYSTEMS INC              DE            X   X                  08/19/04

ROLLINS INC                             DE          X                        08/17/04

RPC INC                                 DE          X     X                  08/17/04

SALISBURY BANCORP INC                   CT            X                      08/19/04

SAN JOSE INTERNATIONAL INC              DE                X   X              08/19/04

SCHULMAN A INC                          DE            X                      08/20/04

SCOTIA PACIFIC CO LLC                   DE                    X              08/20/04

SEITEL INC                              DE                X           X      08/13/04

SERENA SOFTWARE INC                     DE                X   X       X      08/19/04

SHILOH INDUSTRIES INC                   DE                X           X      08/20/04

SINEWIRE NETWORKS INC                   NV          X     X                  08/20/04

SIRVA INC                               DE            X   X                  08/15/04

SKYWAY COMMUNICATIONS HOLDING CORP      FL            X                      07/28/04    AMEND

SL GREEN REALTY CORP                    MD            X   X                  08/18/04

SONUS NETWORKS INC                      DE                            X      08/20/04

SOUNDVIEW HOME LOAN TRUST 2004-1        DE      X         X                  08/05/04

SOUTHWEST WATER CO                      DE            X   X                  08/18/04

STEIN MART INC                          FL                            X      08/19/04

STERLING BANCORP                        NY            X   X                  08/19/04

STRATS SM TRUST FOR BOEING SEC SER 20                 X   X                  08/15/04

STRATS SM TRUST FOR DAIMLERCHRYSLER N                 X   X                  08/15/04

STRATS SM TRUST FOR GOLDMAN SACHS GRO                 X   X                  08/15/04

STRATS SM TRUST FOR JPMORGAN CHASE &                  X   X                  08/15/04

STRATUS SERVICES GROUP INC              DE                X   X              08/17/04

STRUCTURED ASSET SEC CORP II LB UBS C                     X                  08/17/04

STRUCTURED PROD CORP STEP UP TR CREDI   DE            X   X                  08/15/04

STRUCTURED PROD TIERS CORP BOND-BCKD    DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP CAST SM STEP   DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP CAST STEP-UP   DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP COR TRUST FO   DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP CORTS TRUST    DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP CORTS TRUST    DE            X   X                  08/15/04

STRUCTURED PRODUCTS CORP CORTS TRUST    DE            X   X                  08/15/04

SUPERIOR GALLERIES INC                  DE            X                      08/20/04

SUPREME HOLDINGS                        NV            X                      08/20/04

TARGET RECEIVABLES CORP                 MN            X                      08/20/04

TECHNOLOGY INVESTMENT CAPITAL CORP      MD            X   X                  08/19/04

TEKELEC                                 CA                X   X              08/19/04

TEKNOWLEDGE CORP                        DE            X                      06/30/04

TELECOM COMMUNICATIONS INC                            X                      08/16/04

THOMAS GROUP INC                        DE            X                      08/20/04

TIBCO SOFTWARE INC                      DE      X         X                  06/07/04    AMEND

TIPPINGPOINT TECHNOLOGIES INC           DE            X   X                  08/19/04

TORCH ENERGY ROYALTY TRUST              DE                            X      08/20/04

TREX CO INC                             DE                    X              08/19/04

TRI-CONTINENTAL CORP                    MD                X   X              08/20/04

TRIO TECH INTERNATIONAL                 CA      X         X                  07/01/04    AMEND

TS ELECTRONICS INC                      DE    X X         X                  08/17/04

U. S. Premium Beef, Inc.                DE            X   X                  08/20/04

UICI                                    DE            X   X                  08/19/04

UNITED DOMINION REALTY TRUST INC        MD            X   X                  08/20/04

UNITED PAN AM FINANCIAL CORP            CA            X   X                  08/20/04

UTAH MEDICAL PRODUCTS INC               UT            X                      08/20/04

VENTURES NATIONAL INC                   UT          X                        08/20/04

VISTACARE, INC.                         DE            X   X X                08/18/04

VOLKSWAGEN AUTO LEASE TRUST 2002-A                    X   X                  08/20/04

VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2                 X   X                  08/20/04

VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2   DE            X   X                  08/20/04

VOLKSWAGEN DEALER FINANCE LLC           DE            X   X                  08/20/04

VON HOFFMANN CORP                                     X   X                  08/20/04

VON HOFFMANN HOLDINGS INC                             X   X                  08/20/04

Wachovia Bank Commercial Mortgage Tru   NC                X                  08/17/04

WACHOVIA COMM MORT SEC INC PASS THR C   NC                X                  08/17/04

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC            X   X                  08/20/04

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC                X                  08/18/04

WALTER INDUSTRIES INC /NEW/             DE                    X              08/19/04

WARP TECHNOLOGY HOLDINGS INC            NV            X   X                  08/04/04

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X                  08/19/04

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X                  08/19/04

WEBFINANCIAL CORP                       DE            X   X                  08/20/04

WELLS FARGO ASSET SEC MORTGAGE BACKED   DE            X   X                  04/14/04

Wells Fargo Asset Securities Corp Mor   DE            X   X                  06/28/04

Wells Fargo Asset Securities Series 2   DE            X   X                  06/29/04

Wells Fargo Mortgage Backed Securitie   DE            X   X                  05/27/04

Wells Fargo Mortgage Backed Securitie   DE            X   X                  04/28/04

Wells Fargo Mortgage Backed Securitie   DE            X   X                  05/14/04

Wells Fargo Mortgage Backed Securitie   DE            X   X                  05/21/04

Wells Fargo Mortgage Backed Securitie   DE            X   X                  06/15/04

WESTAFF INC                             DE                X           X      08/19/04

WESTERN SIZZLIN CORP                    DE                X           X      08/20/04

WFS Financial 2004-3 Owner Trust        CA            X   X                  08/19/04

WILLIAMS COMPANIES INC                  DE                X   X              08/19/04

WILLIS LEASE FINANCE CORP               DE                X           X      08/20/04

WORKSTREAM INC                                        X   X                  08/19/04

XTO ENERGY INC                          DE      X         X                  08/16/04

XTO ENERGY INC                          DE            X                      08/18/04