SEC NEWS DIGEST

Issue 2004-25                                               February 6, 2004
     
  
ENFORCEMENT PROCEEDINGS
  
  
MASSACHUSETTS  FINANCIAL  SERVICES  CO.  WILL  PAY  $225  MILLION  AND   MAKE
SIGNIFICANT  GOVERNANCE AND COMPLIANCE REFORMS TO SETTLE  SEC  FRAUD  CHARGES
CONCERNING MUTUAL FUND MARKET TIMING

     On  February 5, the Commission filed a settled administrative and cease-
     and-desist  proceedings  against Massachusetts  Financial  Services  Co.
     (MFS), its chief executive officer John W. Ballen, and its president and
     chief  equity  officer Kevin R. Parke, for violating federal  securities
     laws  by allowing widespread market timing trading in certain MFS mutual
     funds in contravention of those funds' public disclosures.

     The  Commission  ordered  MFS to pay $225 million,  consisting  of  $175
     million  in disgorgement and $50 million in penalties.  The Commission's
     Order  further requires MFS to undertake certain compliance  and  mutual
     fund  governance reforms designed to enhance the independence of  mutual
     fund  boards  of  trustees and strengthen oversight of MFS's  compliance
     with  the  federal securities laws.  For their roles in the  misconduct,
     the Commission ordered MFS CEO Ballen and president Parke each to pay  a
     penalty  of  $250,000, disgorge over $50,000 each  in  ill-gotten  gains
     derived from MFS's market timing practices, and refrain from associating
     with  any  investment  adviser or registered investment  company  for  a
     period of nine months and six months, respectively.  In addition, for  a
     period  of three years, Ballen and Parke will be prohibited from serving
     as  an officer or director of any investment adviser, from serving as an
     employee, officer, or trustee of any registered investment company,  and
     from  performing certain duties for any investment adviser or registered
     investment  company.  All of the money paid by MFS,  Ballen,  and  Parke
     will be distributed to harmed shareholders.

     According  to  the Commission Order, beginning in late 1999,  MFS  began
     including  disclosures  in  its  retail mutual  fund  prospectuses  that
     prohibited  market  timing trading in those funds.   Contrary  to  those
     disclosures, MFS internally categorized certain of its retail  funds  as
     "Unrestricted  Funds"  with  respect to  market  timing,  and  knowingly
     permitted  widespread market timing in these funds.   Ballen  and  Parke
     implemented MFS's undisclosed policy permitting market timing trading in
     its   Unrestricted  Funds  during  the  same  period  that  they  signed
     registration  statements  for these funds that  stated  they  prohibited
     market  timing.  The Commission also found that late trading and  market
     timing activities in the Unrestricted Funds caused appreciable harm  and
     disruption to those funds.
     
     The  Commission's  Order  finds that MFS,  Ballen,  and  Parke  violated
     Sections  206(1) and 206(2) of the Investment Advisers Act  and  Section
     34(b)  of  the  Investment Company Act, and requires them to  cease  and
     desist  from  violating  these  provisions.   MFS,  Ballen,  and   Parke
     consented  to  entry  of  the Commission's Order  without  admitting  or
     denying the findings.

     The  Commission's investigation of MFS and this enforcement action  have
     been coordinated with the New York Attorney General's Office and the New
     Hampshire   Bureau  of  Securities  Regulation,  and  the   Commission's
     investigation  is continuing.   (Rels. IA-2213; IC-26347;  File  No.  3-
     11393)
     
LEE FONTAINE, CPA, REINSTATED TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS
AN  ACCOUNTANT  RESPONSIBLE  FOR  THE  PREPARATION  OR  REVIEW  OF  FINANCIAL
STATEMENTS REQUIRED TO BE FILED WITH THE COMMISSION

     Pursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Lee
     R.  Fontaine, CPA, has applied for and been granted reinstatement of his
     privilege  to appear and practice before the Commission as an accountant
     responsible  for  the  preparation or  review  of  financial  statements
     required to be filed with the Commission.  Mr. Fontaine, who was  denied
     the  privilege of appearing or practicing before the Commission on  Oct.
     21,  1999, pursuant to a settled proceeding, has represented that he has
     complied  and will continue to comply with the terms of the  order  that
     denied  him  from  appearing or practicing before the Commission  as  an
     accountant.   Mr.  Fontaine's reinstatement  is  effective  immediately.
     (Rel 34-49204; AAE Rel. 1953; File No. 3-10083)

SEC  CHARGES  DONALD  ELLIS AND D&E ACQUISITIONS,  INC.  WITH  VIOLATING  THE
REGISTRATION PROVISIONS OF THE SECURITIES ACT

     The  Commission  announced that on Jan. 30, 2004, it  filed  an  amended
     complaint in the U.S. District Court for the Middle District of Georgia,
     charging  two  additional defendants, Donald N. Ellis  (Ellis)  and  D&E
     Acquisitions, Inc. (D&E), with violating the registration provisions  of
     the  federal  securities laws.  Ellis, age 59, is a  resident  of  Union
     Point,  Georgia  and  the  sole  owner of  D&E,  a  Georgia  corporation
     headquartered  in Union Point.  The Commission alleges that  D&E  raised
     approximately  $6 million from investors in an unregistered,  non-exempt
     offering of securities.
     
     The  Commission's action amends the Commission's complaint, filed on May
     9,  2003, against John Benjamin Stewart, Jr. (Stewart), Stewart  Finance
     Company  (Stewart Finance) and Stewart National Finance Company (Stewart
     National).   The  amended  complaint  alleges  that  Stewart   and   his
     companies, Stewart Finance and Stewart National, previously engaged in a
     series  of  unregistered  offers and sales  of  securities,  without  an
     exemption  from  registration, in violation of  the  federal  securities
     laws.  According to the amended complaint, Stewart, for his own benefit,
     caused  D&E to be formed through Ellis, a straw man, for the purpose  of
     allowing  securities  previously issued by Stewart Finance  and  Stewart
     National to be rolled over and issued through D&E.  The offering through
     D&E  constituted  an  unregistered  offering  of  securities,  which  is
     integrated with the earlier unregistered, non-exempt offerings.
     
     The  amended complaint alleges that Stewart owned and controlled Stewart
     Finance and Stewart National.  Stewart Finance, Stewart National and D&E
     were all engaged in the consumer finance business of making small, short-
     term loans to borrowers.  The amended complaint further alleges that  by
     their  conduct, the defendants violated the registration provisions  set
     forth  in  Sections 5(a) and 5(c) of the Securities Act.  The Commission
     seeks,   with   respect   to  each  defendant,  permanent   injunctions,
     disgorgement,  prejudgment  interest and  civil  penalties  pursuant  to
     Section  20(d) of the Securities Act.  The Commission also  seeks  sworn
     accountings from Stewart and Ellis.  [SEC v. John Benjamin Stewart, Jr.,
     Stewart  Finance  Company, and Stewart National Finance  Company,  Civil
     Action No. 3:03-CV-42 (CAR) M.D. Ga.] (LR-18565)

COURT  ENTERS  FINAL JUDGMENTS AGAINST CUMULUS MEDIA INC. AND  THREE  OF  ITS
FORMER  OFFICERS FOR ENGAGING IN TWO SCHEMES TO ARTIFICIALLY INFLATE CUMULUS'
FINANCIAL POSITION

     On Jan. 22, 2004, Judge Ronald Guzman of the U.S. District Court for the
     Northern  District  of Illinois entered Final Judgments  and  Orders  of
     Permanent  Injunction against Cumulus Media Inc., a Delaware corporation
     with  headquarters  in  Atlanta, Georgia,  its  former  Chief  Financial
     Officer, Richard J. Bonick, Jr., its former Executive Chairman,  Richard
     W.  Weening, and its former Vice President of Finance, Daniel O'Donnell,
     for  engaging  in two separate schemes to artificially inflate  Cumulus'
     financial position.  The Commission's complaint, filed on Dec. 10, 2003,
     alleged  that  throughout 1999, Cumulus and Bonick prematurely  recorded
     revenue  from  package  advertising contracts into  Cumulus'  books  and
     records causing Cumulus to overstate its net revenues and broadcast cash
     flows  and  understate its net losses in its quarterly reports  for  the
     first  and  third  quarters of 1999 and in registration  statements  and
     prospectuses for two secondary offerings of Cumulus' common stock during
     July and November 1999.  The Commission's complaint further alleged that
     in a second scheme, Cumulus, Weening and O'Donnell engaged in an attempt
     to  manage  Cumulus'  earnings and broadcast cash flow  for  the  fourth
     quarter of 1999 in order to bring those figures in line with Wall Street
     analysts' expectations.

     The  Final  Judgments, entered pursuant to the defendants' consents  and
     without   admitting  or  denying  the  allegations  of  the   complaint,
     permanently  enjoined  the  defendants  from  violating  or  aiding  and
     abetting  violations of the federal securities laws.  Specifically,  the
     Court  permanently enjoined Cumulus and Bonick from violating or  aiding
     and  abetting  violations  of  Sections 17(a)(2)  and  17(a)(3)  of  the
     Securities  Act  of 1933, Sections 13(a), 13(b)(2)(A),  13(b)(2)(B)  and
     13(b)(5) of the Securities Exchange Act of 1934 and Rules 12b-20, 13a-13
     and  13b2-1  thereunder.   The Court permanently  enjoined  Weening  and
     O'Donnell  from violating or aiding and abetting violations of  Sections
     13(b)(2)(A) and 13(b)(5) of the Exchange Act and Rules 13b2-1 and 13b2-2
     thereunder.  In addition, the Court imposed civil penalties of  $50,000,
     $75,000   and   $40,000,  respectively,  against  Bonick,  Weening   and
     O'Donnell.  For further information see LR-18504 (Dec. 12, 2003).   [SEC
     v.  Cumulus Media Inc., et al., Case No. 03-C-8908, USDC, ND Ill.]  (LR-
     18566; AAE Rel. 1951)
     
COURT ENTERS PERMANENT INJUNCTION AGAINST SEBASTIAN CORRIERE IN $3.59 MILLION
PRIME BANK FRAUD

     On  Nov.  3, 2003, the Honorable Elizabeth A. Kovachevich, U.S. District
     Court  for  the  Middle  District of Florida, issued  a  final  judgment
     entering  a permanent injunction and imposing a total of $145,107.13  in
     disgorgement, prejudgment interest and civil penalty against  Defendant,
     Sebastian Corriere (Corriere).  This order was later amended on Dec.  3,
     2003,  to  include  provisions  relating  to  the  enforcement  of   the
     disgorgement  and  prejudgment interest amounts.  The  Court  based  its
     orders on a finding that Corriere offered and sold over $3.59 million in
     fictitious  "prime bank" securities to investors throughout  the  United
     States  and  internationally.  The Court ordered that Corriere  disgorge
     $30,000  in investor funds he misappropriated, plus prejudgment interest
     totaling  $5,107.10.  The Court also imposed a third tier civil  penalty
     against him in the amount of $110,000.  In addition, the Court found the
     Relief Defendants, Maria Corriere, Quantum Equities, Inc., and The Kings
     Fellowship,  Inc. jointly and severally liable with Corriere  for  their
     portions  of  the  misappropriated investors funds and ordered  them  to
     disgorge $13,009.57, $15,990.43, and $1,000.00, and prejudgment interest
     in the amount of  $1,891.69, $2,722.17, and $170.24, respectively.

     The  Court's final judgment found that Corriere violated Sections  5(a),
     5(c)  and  17(a)  of the Securities Act of 1933, Section  10(b)  of  the
     Securities  Exchange Act of 1934 and Rule 10b-5 thereunder.   The  Court
     previously issued a preliminary injunction against Corriere on June  18,
     2002,  and a temporary restraining order on April 18, 2002, based  on  a
     complaint  filed by the Commission.  Corriere, formerly  a  resident  of
     Clearwater,  Florida, now resides in Accra, Ghana, on the  continent  of
     Africa.   [SEC  v.  Sebastian  Corriere,  et  al.,  USDC,  MDFL,  (Tampa
     Division), Civil Action No. 8:02-CV-666-T17EAJ] (LR-18567)
     
  
INVESTMENT COMPANY ACT RELEASES
  
  
DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT

     For  the  month  of  January,  2004, a notice  has  been  issued  giving
     interested persons until February 24 to request a hearing on any of  the
     following applications for an order under Section 8(f) of the Investment
     Company  Act declaring that the applicant has ceased to be an investment
     company:

     CCM Advisors Fund [File No. 811-10241]
     Anchor International Bond Trust [File No. 811-4644]
     The Willamette Funds [File No. 811-10275]
     State Street Research Growth Trust [File No. 811-985]
     State Street Research Tax-Exempt Trust [File No. 811-4558]
     Credit Suisse Trust II [File No. 811-7999]
     Van Kampen Florida Municipal Opportunity Trust  [File No. 811-7726]
     New York Life Investment Management Institutional Funds  [File No. 811-10307]
     The India Growth Fund Inc. [File No. 811-5571]
     Ayco Series Trust [File No. 811-10115]
     (Rel. IC-26343 - January 30)

SELF-REGULATORY ORGANIZATIONS
     

ORDER APPROVING THE FIFTH SUBSTANTIVE AMENDMENT TO THE SECOND RESTATEMENT  OF
THE CONSOLIDATED TAPE ASSOCIATION PLAN AND THE THIRD SUBSTANTIVE AMENDMENT TO
THE RESTATED CONSOLIDATED QUOTATION PLAN

     The  Commission  approved a proposed rule change  and  Amendment  No.  1
     thereto submitted by the Consolidated Tape Association (CTA) to the  CTA
     Plan  and the Consolidated Quotation Plan pursuant to Rule 11Aa3-2(c)(2)
     under the Securities Exchange Act of 1934 to delete the Participant  Fee
     Exemptions.    Publication  of  the order is  expected  in  the  Federal
     Register during the week of February 9.  (Rel. 34-49185)

ORDER APPROVING THE SIXTH SUBSTANTIVE AMENDMENT TO THE SECOND RESTATEMENT  OF
THE  CONSOLIDATED TAPE ASSOCIATION PLAN AND THE FOURTH SUBSTANTIVE  AMENDMENT
TO THE RESTATED CONSOLIDATED QUOTATION PLAN

     The  Commission  approved a proposed rule change  and  Amendment  No.  1
     thereto  submitted by the Consolidated Tape Association (CTA)  Plan  and
     the Consolidated Quotation Plan pursuant to Rule 11Aa3-2(c)(2) under the
     Securities Exchange Act of 1934 to separate the Network A and Network  B
     contract administration functions.  Publication of the order is expected
     in the Federal Register during the week of February 9.  (Rel. 34-49187)
     
IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES

     The  Stock  Clearing Corporation of Philadelphia filed a  proposed  rule
     change  (SR-SCCP-2004-01)  under  Section  19(b)(1)  of  the  Securities
     Exchange  Act, which was effective upon filing, to extend its  one  year
     pilot  program  of waiving fees for trades executed on the  Philadelphia
     Stock  Exchange, Inc., for an additional year (through Jan.  23,  2005).
     Publication of the order is expected in the Federal Register during  the
     week of February 9.  (Rel. 34-49189)
     
     The  Stock  Clearing Corporation of Philadelphia filed a  proposed  rule
     change  (SR-SCCP-2003-07)  under  Section  19(b)(1)  of  the  Securities
     Exchange Act, which was effective upon filing, to amend its schedule  of
     dues,  fees  and charges by eliminating the $.20 credit for Philadelphia
     Stock  Exchange (Phlx) equity specialists' trades against Phlx Automated
     Communication and Execution System executions for trades settling on  or
     after Jan. 2, 2004.  Publication of the order is expected in the Federal
     Register during the week of February 9.  (Rel. 34-49190)

CORRECTION OF APPROVAL ORDER

     The Commission previously approved a proposed rule change (SR-NASD-2003-
     44)  and  Amendment Nos. 1, 2, and 3 thereto submitted by  the  National
     Association  of Securities Dealers to modify the existing pilot  program
     relating to the compliance periods for the bid price test of the  Nasdaq
     maintenance listing standards.  This release corrects and supercedes the
     original approval order.  (Rel. 34-48991A)
     
DELISTING GRANTED

     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options contracts issued by The Options Clearing Corporation, respecting
     certain  underlying  securities of Ditech Communications  Corp.  (DITC),
     effective at the opening of business on Feb. 6.   (Rel. 34-49200)

WITHDRAWAL GRANTED
     
     An  order  has  been  issued  granting the application  of  One  Liberty
     Properties,  Inc. to withdraw its common stock, $1.00  par  value,  from
     listing  and  registration on the American Stock Exchange, effective  at
     the opening of business on Feb. 6.  (Rel. 34-49201)

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

     
S-8     PROVIDENTIAL HOLDINGS INC, 7145960244 -
        9,000,000 ($3,330,000.00) Equity, (File 333-112491 - Feb. 5) (BR. 08)

S-3     BE AEROSPACE INC, 1400 CORPORATE CTR WY, WELLINGTON, FL, 33414,
        5617915000 - 0 ($500,000,000.00) Unallocated (Universal) Shelf,
        (File 333-112493 - Feb. 5) (BR. 06)

S-1     GANDER MOUNTAIN CO, 4567 AMERICAN BLVD., MINNEAPOLIS, MN, 55437,
        0 ($86,250,000.00) Equity, (File 333-112494 - Feb. 5) (BR. 02)

S-8     INVITROGEN CORP, 1600 FARADAY AVE, CARLSBAD, CA, 92008, 7606037200 -
        5,300,000 ($410,364,000.00) Equity, (File 333-112495 - Feb. 5) (BR. 01)

S-8     RTG VENTURES INC, 10125 WEST COLONIAL DR, STE 212, OCOEE, FL, 34761,
        100,000 ($38,000.00) Equity, (File 333-112496 - Feb. 5) (BR. 04)

S-3     VERTICALNET INC, 400 CHESTER FIELD PARKWAY, MALVERN, PA, 19355,
        2153286100 - 0 ($21,708,808.00) Equity, (File 333-112498 - Feb. 5)
        (BR. 02)

SB-2    UNIVERSAL HEALTHCARE MANAGEMENT SYSTEMS INC, 3801 N. UNIVERSITY DRIVE,
        SUITE 317, SUNRISE, FL, 33351, 954-748-3322 -
        5,000,000 ($32,500,000.00) Equity, (File 333-112499 - Feb. 5) (BR. 01)

S-8     UNIVERSAL AUTOMOTIVE INDUSTRIES INC /DE/, 11859 S CENTRAL AVE, ALSIP,
        IL, 60803, 708-293-40 - 1,100,000 ($1,793,000.00) Equity,
        (File 333-112500 - Feb. 5) (BR. 05)

S-3     WHITNEY HOLDING CORP, 228 ST CHARLES AVE, NEW ORLEANS, LA, 70130,
        5045867570 - 164,332 ($6,680,917.46) Equity, (File 333-112501 - Feb. 5)
        (BR. 07)

S-8     ASSURANT INC, 0 ($676,000,000.00) Other, (File 333-112502 - Feb. 5)
        (BR. 01)

S-8     NATURADE INC, 14370 MYFORD RD, IRVINE, CA, 92606, 7145734800 -
        2,000,000 ($20,000.00) Equity, (File 333-112503 - Feb. 5) (BR. 01)

S-3     ABLEAUCTIONS COM INC, 1963 LOUGHEED HIGHWAY, COQUITLAM, A1, V3K 3T8,
        604-521-3369 - 6,200,000 ($6,634,000.00) Equity, (File 333-112504 -
        Feb. 5) (BR. 08)

N-2     GREATER CHINA FUND INC, 449 WASHINGTON BLVD,
        C/O MITCHELL HUTCHINS ASSET MANAGEMENT, JERSEY CITY, NJ, 07310,
        2127132741 - 4,197,685 ($66,953,044.00) Equity, (File 333-112505 -
        Feb. 5) (BR. 16)

SB-2    CERTIFIED WATER SYSTEMS INC, 1,695,027 ($1,695,027.00) Equity,
        (File 333-112507 - Feb. 5) (BR. 09)

S-3     TITAN PHARMACEUTICALS INC, 400 OYSTER POINT BLVD, SUITE 505,
        SAN FRANCISCO, CA, 94080, 4152444990 -
        50,000,000 ($50,000,000.00) Equity, (File 333-112513 - Feb. 5) (BR. 01)

S-8     ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX,
        75204-2960, 214-370-2000 - 0 ($6,565,000.00) Equity, (File 333-112514 -
        Feb. 5) (BR. 03)

SB-2    RAPIDTRON INC, 3151 AIRWAY AVENUE, BUILDING Q, COSTA MESA, CA, 92626,
        949-798-0652 - 2,944,000 ($4,151,040.00) Equity, (File 333-112515 -
        Feb. 5) (BR. 09)

S-11    ORIGEN FINANCIAL INC, 27777 FRANKLIN ROAD, SUITE 1700, SOUTHFIELD, MI,
        48034, 248-746-7000 - 0 ($193,775,000.00) Equity, (File 333-112516 -
        Feb. 5) (BR. )

SB-2    INTEGRATED BUSINESS SYSTEMS & SERVICES INC, 1601 SHOP ROAD, SUITE E,
        COLUMBIA, SC, 29201-4588, 8037365595 -
        54,088,448 ($22,529,766.00) Equity, (File 333-112517 - Feb. 5) (BR. 03)

S-3     PARALLEL PETROLEUM CORP /DE/, 1004 N. BIG SPRING, SUITE 400, MIDLAND,
        TX, 79701, 9156843727 - 0 ($16,680,000.00) Equity, (File 333-112518 -
        Feb. 5) (BR. 04)

S-3     MILLENNIUM CELL INC, INDUSTRIAL WAY WEST, EATONTOWN, NJ, 07724,
        7325424000 - 4,884,013 ($13,382,195.00) Other, (File 333-112519 -
        Feb. 5) (BR. 36)

S-11    ORIGEN FINANCIAL INC, 27777 FRANKLIN ROAD, SUITE 1700, SOUTHFIELD, MI,
        48034, 248-746-7000 - 0 ($141,500,000.00) Equity, (File 333-112520 -
        Feb. 5) (BR. )

S-8     WOODWARD GOVERNOR CO, 5001 N SECOND ST, P O BOX 7001, ROCKFORD, IL,
        61125-7001, 8158777441 - 0 ($8,774,250.00) Equity, (File 333-112521 -
        Feb. 5) (BR. 36)

S-8     K2 INC, 2051 PALOMAR AIRPORT ROAD, CARLSBAD, CA, 92009, 7604941044 -
        0 ($2,726,533.60) Equity, (File 333-112522 - Feb. 5) (BR. 05)

S-3     SONIC SOLUTIONS/CA/, 101 ROWLAND WAY, STE 110, NOVATO, CA, 94945,
        4158938000 - 0 ($80,000,000.00) Equity, (File 333-112523 - Feb. 5)
        (BR. 03)

S-8     RAVEN MOON ENTERTAINMENT  INC, 120 INTERNATIONAL PARKWAY, SUITE 220,
        HEATHROW, FL, 32746, 10,000,000 ($500,000.00) Equity,
        (File 333-112525 - Feb. 5) (BR. 05)

S-8     GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY,
        BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 15,000 ($150.00) Other,
        (File 333-112526 - Feb. 5) (BR. 01)

S-8     SOUTHERN UNION CO, ONE PEI CENTER, WILKES-BARRE, PA, 18711,
        (570) 820-2400 - 7,000,000 ($125,160,000.00) Other, (File 333-112527 -
        Feb. 5) (BR. 02)

S-4     VOUGHT AIRCRAFT INDUSTRIES INC, 9314 WEST JEFFERSON BLVD, DALLAS, TX,
        75211, 9729462011 - 0 ($270,000,000.00) Non-Convertible Debt,
        (File 333-112528 - Feb. 5) (BR. )

S-3     EMPIRE RESORTS INC, RT 17B, P.O. BOX 5013, MONTICELLO, NY, 12701,
        (845) 794-4100 - 4,300,000 ($49,579,000.00) Equity, (File 333-112529 -
        Feb. 5) (BR. 05)

S-3     OMNOVA SOLUTIONS INC, 175 GHENT RD, FAIRLAWN, OH, 44333, 3308694200 -
        150,000,000 ($150,000,000.00) Unallocated (Universal) Shelf,
        (File 333-112530 - Feb. 5) (BR. 06)

S-4     EQUINOX HOLDINGS INC, 895 BROADWAY, NEW YORK, NY, 10003, 2126770181 -
        0 ($160,000,000.00) Non-Convertible Debt, (File 333-112531 - Feb. 5)
        (BR. )

S-8     KINTERA INC, 0 ($27,230,420.87) Equity, (File 333-112532 - Feb. 5)
        (BR. 03)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

    Item 1.    Changes in Control of Registrant.
    Item 2.    Acquisition or Disposition of Assets.
    Item 3.    Bankruptcy or Receivership.
    Item 4.    Changes in Registrant's Certifying Accountant.
    Item 5.    Other Materially Important Events.
    Item 6.    Resignations of Registrant's Directors.
    Item 7.    Financial Statements and Exhibits.
    Item 8.    Change in Fiscal Year.
    Item 9.    Regulation FD Disclosure.
    Item 10.   Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.   Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.   Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
1 800 FLOWERS COM INC                   DE                X   X              01/20/04

3D SYSTEMS CORP                         DE            X   X                  02/04/04

AAR CORP                                DE            X                      02/03/04

AARON RENTS INC                         GA                X           X      02/05/04

ABERCROMBIE & FITCH CO /DE/             DE                            X      02/05/04

ACE LTD                                 D0                X           X      02/04/04

ADVANCED VIRAL RESEARCH CORP            DE            X   X                  02/03/04

ADVANT E CORP                           DE            X   X                  02/05/04

AEROGEN INC                             DE            X   X                  01/23/04

AEROPOSTALE INC                                           X   X              02/04/04

AES CORPORATION                         DE            X               X      02/04/04

AGCO CORP /DE                           DE                X           X      02/05/04

AIRSPAN NETWORKS INC                    WA                X           X      02/04/04

ALPHARX INC                             DE          X     X                  12/29/03    AMEND

AMERICA WEST HOLDINGS CORP              DE                            X      02/04/04

AMERICAN EAGLE OUTFITTERS INC           DE                X           X      02/04/04

AMERICAN POWER CONVERSION CORPORATION   MA                            X      02/05/04

AMERICAN SUPERCONDUCTOR CORP /DE/       DE                            X      02/05/04

ANDERSONS INC                           OH                            X      02/04/04

APPLIX INC /MA/                         MA                            X      02/05/04

ARDEN REALTY INC                        MD                X                  12/31/03

ARGENT SECURITIES INC                                     X                  02/04/04

ARGENT SECURITIES INC                                 X   X                  02/05/04

ARGENT SECURITIES INC ASST BACK PASS                      X                  02/04/04

AROTECH CORP                            DE            X   X                  02/05/04

AT ROAD INC                             CA                X           X      02/05/04

ATMI INC                                DE                X           X      02/04/04

AURORA FOODS INC /DE/                   DE        X       X                  02/05/04

AUTHENTIDATE HOLDING CORP               DE            X   X                  02/05/04

AUTONATION INC /FL                      DE                            X      02/05/04

AWARE INC /MA/                          MA                X           X      02/05/04

BADGER METER INC                        WI                X           X      02/05/04

BAKER HUGHES INC                        DE            X   X                  02/05/04

BANCSHARES OF FLORIDA INC               FL                X   X              02/04/04

BANK JOS A CLOTHIERS INC /DE/           DE                            X      02/05/04

BARR PHARMACEUTICALS INC                NY                            X      02/05/04

BEAR STEARNS  ALT A TRUST 2003-2        DE            X   X                  01/27/04

BEAR STEARNS ALT A TR MORTGAGE PASS T   NY            X   X                  01/26/04

BEAR STEARNS ALT A TRUST MORT PASS TH   DE            X   X                  01/25/04

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  01/25/04

BEAR STEARNS ARM TRUST MORTGAGE PASS-   NY            X   X                  01/25/04

BEAR STEARNS ARM TRUST MORTGAGE PASS-   NY            X   X                  01/25/04

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X                  01/25/03    AMEND

BEARINGPOINT INC                        DE                X X         X      02/02/04

BEBE STORES INC                         CA                X           X      01/31/04

BELDEN INC                              DE            X   X           X      02/04/04

BEVSYSTEMS INTERNATIONAL INC            CO          X     X                  02/05/04

BEYOND COM CORP                         DE            X   X                  12/18/03

BGR CORP                                NV            X   X                  02/02/04

BIKINI TEAM INTERNATIONAL INC           UT                X   X              02/04/04

BORGWARNER INC                          DE                    X              02/05/04

BRANDPARTNERS GROUP INC                 DE            X   X                  01/20/04

BRANDYWINE REALTY TRUST                 MD            X   X                  02/04/04

BRIGHTPOINT  INC                        DE                            X      02/05/04

BROOKSTONE INC                          DE                X           X      02/05/04

BUSINESS OBJECTS SA                                       X           X      02/05/04

CABLE DESIGN TECHNOLOGIES CORP          DE            X   X           X      02/04/04

CALIFORNIA MICRO DEVICES CORP           CA                X           X      02/05/04

CAMBEX CORP                             MA            X                      01/30/04

CAPSTONE TURBINE CORP                   DE                    X       X      02/05/04

CAPTARIS INC                            WA                X           X      12/31/03

CARLISLE COMPANIES INC                  DE                            X      02/05/04

CARRAMERICA REALTY CORP                 MD                X           X      02/05/04

CATALYTICA ENERGY SYSTEMS INC           DE                X   X       X      02/05/04

CBL & ASSOCIATES PROPERTIES INC         DE                            X      12/31/03

CBL & ASSOCIATES PROPERTIES INC         DE                            X      12/31/03

CELL THERAPEUTICS INC                   WA                X                  01/01/04    AMEND

CENTEX HOME EQUITY LOAN TRUST 2004-A    DE            X                      02/05/04

CENTRAL GARDEN & PET COMPANY            DE                            X      02/05/04

CHICOS FAS INC                          FL                X           X      02/05/04

CHILDRENS PLACE RETAIL STORES INC                         X           X      02/05/04

CITADEL BROADCASTING CORP               DE            X   X                  02/04/04

CITIZENS FIRST FINANCIAL CORP           DE                X           X      02/03/04

CLARK INC                               DE                X           X      02/03/04

CLARKSTON FINANCIAL CORP                                  X           X      02/02/04

CLEVELAND CLIFFS INC                    OH                X           X      02/04/04

CLOVER LEAF FINANCIAL CORP              DE                X           X      02/03/04

CNA FINANCIAL CORP                      DE                X   X              02/05/04

COINSTAR INC                            DE                X           X      02/05/04

COMMERCE ONE INC / DE/                  DE            X   X           X      02/05/04

COMSTOCK RESOURCES INC                  NV                X           X      02/05/04

CONCORD CAMERA CORP                     NJ                            X      02/05/04

CONSOLIDATED TOMOKA LAND CO             FL                            X      02/05/04

COOPER TIRE & RUBBER CO                 DE                X           X      02/05/04

COORS ADOLPH CO                         CO                            X      02/05/04

CORNING INC /NY                         NY                    X              02/05/04

CORPORATE BOND BACKED CERTIFICATES TR   DE            X   X                  02/02/04

CORPORATE EXECUTIVE BOARD CO            DE                            X      02/03/04

COST PLUS INC/CA/                       CA                X           X      02/05/04

COVE APPAREL INC                        NV          X     X                  02/03/04

CRITICAL PATH INC                       CA            X   X                  02/04/04

CROWN HOLDINGS INC                      PA                            X      02/04/04

CWMBS INC                               DE            X   X                  02/04/04

CYBERGUARD CORP                         FL                X                  02/05/04    AMEND

DECORATOR INDUSTRIES INC                PA      X     X   X                  01/22/04

DELTA PETROLEUM CORP/CO                 CO            X   X           X      02/04/04

DEVON ENERGY CORP/DE                    DE            X                      02/05/04

DEVON ENERGY CORP/DE                    DE                X           X      02/05/04

DNB FINANCIAL CORP /PA/                 PA                    X       X      02/05/04

DOBSON COMMUNICATIONS CORP              OK            X                      02/05/04

DOBSON COMMUNICATIONS CORP              OK            X                      02/05/04    AMEND

DOLLAR GENERAL CORP                     TN                X   X       X      02/05/04

DOLLAR THRIFTY AUTOMOTIVE GROUP INC     DE                            X      02/05/04

DOLLAR TREE STORES INC                  VA                    X       X      02/05/04

DONNELLEY R R & SONS CO                 DE                X           X      02/05/04

DORAL FINANCIAL CORP                    PR                X   X              02/03/04

DPL INC                                 OH            X                      02/05/04

DREW INDUSTRIES INCORPORATED            DE            X   X                  02/05/04

DYNACQ HEALTHCARE INC                   DE                X   X       X      02/04/04

EASTERN VIRGINIA BANKSHARES INC         VA                    X              02/03/04

EDGE PETROLEUM CORP                     DE                X   X              02/04/04

EDT LEARNING INC                        DE                X           X      02/05/04

EL PASO CORP/DE                         DE            X                      02/05/04    AMEND

ELECTROGLAS INC                         DE                X           X      02/05/04

ELECTRONIC DATA SYSTEMS CORP /DE/       DE                            X      02/05/04

EMCORE CORP                             NJ                            X      02/04/04

ENDO PHARMACEUTICALS HOLDINGS INC       DE                X           X      02/05/04

ENDOVASC INC                            NV                X                  03/31/03    AMEND

ENERGYSOUTH INC                         AL                X           X      01/30/04

EQUITY OFFICE PROPERTIES TRUST          MD                            X      02/04/04

ESB FINANCIAL CORP                      PA                X           X      02/05/04

ESCO TECHNOLOGIES INC                   MO                X   X       X      02/05/04

EXACT SCIENCES CORP                     DE            X   X                  02/04/04

EXPERIENTIAL AGENCY INC                 NV    X X     X   X                  12/04/03    AMEND

FEDERAL SCREW WORKS                     MI                X           X      02/04/04

FELCOR LODGING TRUST INC                MD                            X      02/04/04

FERRELLGAS PARTNERS L P                 DE            X   X                  10/31/03

FERRO CORP                              OH                            X      02/05/04

FISHER SCIENTIFIC INTERNATIONAL INC     DE                    X       X      02/04/04

FLEXSTEEL INDUSTRIES INC                MN            X                      02/04/04

FLORIDAFIRST BANCORP INC                FL                X           X      02/04/04

FLORIDAFIRST BANCORP INC                FL            X   X                  02/04/04

FLOWERS FOODS INC                       GA                X   X              02/05/04

FLUOR CORP                              DE                            X      02/04/04

FMC TECHNOLOGIES INC                                      X   X              02/04/04

FOOT LOCKER INC                         NY                X           X      02/05/04

FORTUNE FINANCIAL INC                   FL            X                      01/20/04

FORTUNE NATURAL RESOURCES CORP          DE            X   X                  01/30/04

FOSTER WHEELER LTD                      D0            X   X                  02/05/04

FRANKLIN BANCORP INC MI                                   X   X       X      01/29/04

FRIEDMAN BILLINGS RAMSEY GROUP INC      VA                            X      02/04/04

FX ENERGY INC                           NV            X                      02/04/04

GAP INC                                 DE            X   X           X      02/05/04

GARDEN FRESH RESTAURANT CORP /DE/       DE                X           X      02/05/04

GARTNER INC                             DE                X           X      02/05/04

GEORGIA GULF CORP /DE/                  DE                X   X              02/04/04

GETTY IMAGES INC                        DE                X           X      02/05/04

GIGA TRONICS INC                        CA                X           X      02/04/04

GLOBAL AXCESS CORP                      NV            X   X                  02/05/04

GLOBAL PREFERRED HOLDINGS INC           DE            X                      12/15/03

GLOBALSANTAFE CORP                                            X              02/05/04

GOLDEN STAR RESOURCES LTD                                 X           X      02/03/04

GOODRICH CORP                           NY                            X      02/05/04

GRANT PRIDECO INC                       DE                    X              02/05/04

GRAPHIC PACKAGING CORP                  DE                            X      02/04/04

GRAPHIC PACKAGING CORP                  DE                    X              02/04/04

GREAT PLAINS ENERGY INC                 MO                X           X      02/04/04

GREAT WESTERN BANCORPORATION INC        IA            X   X                  01/26/04

GREG MANNING AUCTIONS INC               NY                X           X      02/03/04

GROUP 1 AUTOMOTIVE INC                  DE                    X              02/05/04

GULF ISLAND FABRICATION INC             LA            X   X                  02/04/04

GYMBOREE CORP                           DE                X           X      01/31/04

HANCOCK HOLDING CO                      MS          X                        01/20/04    AMEND

HANCOCK HOLDING CO                      MS          X                        01/20/04    AMEND

HARLEYSVILLE GROUP INC                  DE            X                      02/05/04

HERITAGE WORLDWIDE INC                                    X                  02/28/03    AMEND

HEWITT ASSOCIATES INC                   DE                            X      01/30/04

HOME CITY FINANCIAL CORP                OH                            X      02/02/04

HOME PRODUCTS INTERNATIONAL INC         DE            X   X                  02/05/04

HORMEL FOODS CORP /DE/                  DE            X                      02/04/04

HOUSTON EXPLORATION CO                  DE                X           X      02/05/04

HUDSON HIGHLAND GROUP INC               DE                X           X      02/05/04

IBIS TECHNOLOGY CORP                    MA            X   X                  02/05/04

IDACORP INC                             ID                            X      02/05/04

IGATE CORP                              PA                X   X              02/05/04

IMERGENT INC                            DE                X           X      02/05/04

INDEPENDENT BANK CORP /MI/              MI                    X              02/05/04

INFONET SERVICES CORP                                     X           X      02/05/04

INSIGHT ENTERPRISES INC                 DE                X           X      02/05/04

INSIGNIA SOLUTIONS PLC                                    X           X      02/03/04

INSWEB CORP                             DE                X   X              02/05/04

INTERMET CORP                           GA                X           X      02/05/04

INTERSTATE BAKERIES CORP/DE/            DE            X   X                  02/05/04

IPASS INC                               DE                            X      02/05/04

IRIDEX CORP                             DE                X           X      02/04/04

IROQUOIS GAS TRANSMISSION SYSTEM LP     DE            X                      02/05/04

ITRON INC /WA/                          WA                X           X      02/05/04

JO-ANN STORES INC                       OH                    X       X      02/05/04

JOHNSONDIVERSEY INC                     DE                    X              02/05/04

JONES LANG LASALLE INC                  MD                X           X      02/04/04

JOURNAL COMMUNICATIONS INC                            X   X           X      02/05/04

K SWISS INC                             DE                X           X      02/05/04

KAISER ALUMINUM & CHEMICAL CORP         DE            X   X                  02/02/04

KAISER ALUMINUM CORP                    DE            X   X                  02/04/04

KEYSPAN CORP                            NY                X           X      12/31/03

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA                X           X      02/05/04

KFORCE  INC                             FL                X           X      02/04/04

KFX INC                                 DE            X   X                  01/22/04

KIMCO REALTY CORP                       MD                X                  02/05/04

KLEVER MARKETING INC                    DE                X   X              02/04/04

KOHLS CORPORATION                       WI                            X      02/05/04

KRISPY KREME DOUGHNUTS INC              NC            X   X                  02/04/04

LABARGE INC                             DE                            X      12/28/03

LACLEDE STEEL CO /DE/                   DE            X   X                  01/28/04

LARSCOM INC                             DE                            X      02/05/04

LEAR CORP /DE/                          DE          X     X                  02/02/04

LEARNING TREE INTERNATIONAL INC         DE            X     X X              02/05/04

LENNOX INTERNATIONAL INC                DE                X           X      02/04/04

LIBBEY INC                              DE                            X      02/05/04

LOEWS CORP                              DE                X   X              02/05/04

LONG BEACH SECURITIES CORP              DE                X                  02/05/04

LOOKSMART LTD                           DE                            X      02/05/04

LORAL SPACE & COMMUNICATIONS LTD        D0                    X              02/04/04

LOUISIANA PACIFIC CORP                  DE            X   X           X      02/05/04

M I HOMES INC                           OH                X           X      02/05/04

MAGELLAN HEALTH SERVICES INC            DE            X   X                  01/30/04

MANITOWOC CO INC                        WI                X           X      02/04/04

MANPOWER INC /WI/                       WI      X         X                  02/05/04

MARCONI CORP PLC                        X0            X                      02/05/04

MARCONI CORP PLC                        X0            X                      02/05/04

MARLIN BUSINESS SERVICES CORP                                         X      02/04/03

MAXIM INTEGRATED PRODUCTS INC           DE                X           X      10/28/03

MDU RESOURCES GROUP INC                 DE            X   X                  02/04/04

MEDCATH CORP                            DE                    X       X      02/05/04

MEDICAL STAFFING NETWORK HOLDINGS INC   DE                X   X              02/05/04

MEDICAL TECHNOLOGY SYSTEMS INC /DE/     DE                X           X      02/05/04

MESA AIR GROUP INC                      NV            X   X                  02/05/04

MESA AIR GROUP INC                      NV            X   X                  02/05/04

MESA LABORATORIES INC /CO               CO                X   X              02/04/04

META GROUP INC                          DE                    X              02/05/04

METRETEK TECHNOLOGIES INC               DE                X   X              02/05/04

METTLER TOLEDO INTERNATIONAL INC/       DE                    X              02/05/04

MFA MORTGAGE INVESTMENTS                MD                X   X       X      02/05/04

MGP INGREDIENTS INC                     KS                X   X       X      02/04/04

MICHAELS STORES INC                     DE                            X      02/05/04

MIIX GROUP INC                          DE            X               X      02/05/04

MILLENNIUM ELECTRONICS INC              NV            X   X                  01/20/04

MIM CORP                                DE                X   X              02/03/04

MOBILITY ELECTRONICS INC                DE                X           X      02/05/04

MOHAWK INDUSTRIES INC                   DE                            X      02/05/04

MONSANTO CO /NEW/                       DE                            X      02/04/04

MONTEREY PASTA CO                       DE      X         X                  01/28/04

MONY GROUP INC                          DE            X               X      02/05/04

MOODYS CORP /DE/                        DE                    X              02/04/04

MOUNTAINS WEST EXPLORATION INC          NM          X     X                  02/03/04

MURPHY OIL CORP /DE                     DE                    X       X      02/04/04

NATIONSLINK FUNDING CORP 1999-LTL-1 C   DE                X                  01/22/04    AMEND

NBC ACQUISITION CORP                    DE                X   X              02/05/04

NEBRASKA BOOK CO                        KS                X   X              02/05/04

NEIMAN MARCUS GROUP INC                 DE                    X       X      02/05/04

NELNET INC                              NE                            X      01/30/04

NEW FRONTIER MEDIA INC                  CO                            X      02/05/04

NEW PLAN EXCEL REALTY TRUST INC         MD            X   X                  01/30/04

NEW WORLD RESTAURANT GROUP INC          DE            X                      01/29/04

NEW YORK COMMUNITY BANCORP INC          DE                X   X              02/05/04

NEXEN INC                               A0            X   X                  02/03/04

NII HOLDINGS INC                        DE            X   X                  02/04/04

NORDSTROM INC                           WA                X           X      02/05/04

NORTHWEST BANCORPORATION INC            WA                            X      02/05/04

NOVADIGM INC                            DE            X   X                  02/04/04

NU SKIN ENTERPRISES INC                 DE                            X      02/05/04

NUVELO INC                              NV            X   X           X      02/04/04

NUWAVE TECHNOLOGIES INC                 DE                    X              02/04/04

OCCIDENTAL PETROLEUM CORP /DE/          DE                    X              02/05/04

OMEGA HEALTHCARE INVESTORS INC          MD            X   X                  02/05/04

OMEGA HEALTHCARE INVESTORS INC          MD            X   X                  02/05/04

ONEOK INC /NEW/                         OK            X                      02/04/04

ONESOURCE INFORMATION SERVICES INC      DE            X               X      02/05/04

ORCHID BIOSCIENCES INC                          X         X                  01/21/04

OXFORD HEALTH PLANS INC                 DE                            X      02/04/04

P COM INC                               DE            X   X                  02/04/04

PACIFIC CREST CAPITAL INC               DE            X   X                  02/02/04

PACKAGING DYNAMICS CORP                 DE                            X      02/05/04

PARK CITY GROUP INC                     DE                    X              02/03/04

PC TEL INC                              DE                X           X      02/05/04

PEPSICO INC                             NC                            X      02/05/04

PETROGEN CORP                           NV                    X              02/05/04

PETROLEUM DEVELOPMENT CORP              NV            X                      02/03/03

PETROLEUM DEVELOPMENT CORP              NV            X                      02/03/03

PIONEER DRILLING CO                     TX                X           X      02/05/04

PLAYTEX PRODUCTS INC                    DE            X       X              02/04/04

POLYMEDICA CORP                         MA                X           X      02/05/04

POTASH CORP OF SASKATCHEWAN INC                                       X      02/04/04

PRENTISS PROPERTIES TRUST/MD            MD                            X      02/05/04

PRIMEDIA INC                            DE            X   X           X      09/11/03

PYRAMID BREWERIES INC                   WA                            X      02/04/04

QUALSTAR CORP                           CA                X           X      02/05/04

RADIO UNICA COMMUNICATIONS CORP         DE      X                            02/04/04

RAE SYSTEMS INC                         DE                X           X      02/02/04

RAINBOW RENTALS INC                     OH            X   X                  02/04/04

RALCORP HOLDINGS INC /MO                MO            X   X                  02/05/04

RAND CAPITAL CORP                       NY                X   X              02/04/04

REGENERATION TECHNOLOGIES INC           FL                X           X      02/05/04

REHABCARE GROUP INC                     DE                    X              02/05/04

REHABCARE GROUP INC                     DE                    X       X      02/05/04

REMEDYTEMP INC                          CA                            X      12/28/03

RETAIL VENTURES INC                     OH                X           X      02/05/04

ROCKY SHOES & BOOTS INC                 OH                X           X      02/05/04

ROGERS CORP                             MA                X           X      02/04/04

ROSS STORES INC                         DE                X           X      02/05/04

ROYAL GOLD INC                          DE                    X       X      02/05/04

RYDER SYSTEM INC                        FL                X           X      02/05/04

SABINE ROYALTY TRUST                    TX                X           X      02/04/04

SAKS INC                                TN                X   X              02/05/04

SAUL CENTERS INC                        MD                X           X      02/03/04

SCIENTIFIC LEARNING CORP                DE            X   X                  01/30/04

SEATTLE GENETICS INC /WA                DE            X   X   X              02/04/04

SEGUE SOFTWARE INC                      DE                X           X      02/05/04

SELECT MEDICAL CORP                     DE                X           X      02/04/04

SHERWIN WILLIAMS CO                     OH                X           X      02/05/04

SHOE CARNIVAL INC                       IN                            X      02/05/04

SILICON VALLEY BANCSHARES               DE                X   X              02/05/04

SINCLAIR BROADCAST GROUP INC            MD                            X      02/05/04

SITEL CORP                              MN                X           X      02/04/04

SOHU COM INC                            DE                X           X      02/02/04

SONEX RESEARCH INC                      MD            X                      02/05/04

SPECTRANETICS CORP                      DE                X   X              02/05/04

SPECTRUM ORGANIC PRODUCTS INC           CA            X   X                  02/04/04

SPEEDEMISSIONS INC                      FL      X         X                  01/30/04

SPIEGEL INC                             DE            X                      02/05/04

SPORT CHALET INC                        DE                X           X      02/02/04

SPRINT CORP                             KS                X           X      12/31/03

ST JOE CO                               FL                    X              02/04/04

STANLEY WORKS                           CT            X   X                  02/05/04

STAR COMPUTING LTD                      NV    X X         X                  02/03/04

STARWOOD HOTEL & RESORTS WORLDWIDE IN   MD                X   X              02/05/04

STEEL DYNAMICS INC                      IN                X           X      02/05/04

STEINWAY MUSICAL INSTRUMENTS INC        DE            X   X                  02/04/04

STEWARDSHIP FINANCIAL CORP              NJ                X           X      02/02/04

STONE ENERGY CORP                       DE                X   X              02/05/04

STORAGE COMPUTER CORP                   DE            X                      02/04/04

STRUCT ASS MORT INV INC BS ALTA MORT    DE            X   X                  01/25/04

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  01/27/04

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  01/27/04

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  01/27/04

SUN HYDRAULICS CORP                     FL                            X      02/04/04

SUPREME INDUSTRIES INC                  DE    X                              01/30/04    AMEND

SWITCHBOARD INC                         DE                            X      02/04/04

SYMANTEC CORP                           DE            X                      01/30/04

SYPRIS SOLUTIONS INC                    DE                X           X      02/05/04

TALBOTS INC                             DE                            X      02/05/04

TAYLOR ANN STORES CORP                  DE                X   X              02/05/04

TECO ENERGY INC                         FL            X                      02/05/04

TENNANT CO                              MN                X           X      02/05/04

THAXTON GROUP INC                       SC            X                      01/22/04

THERMO ELECTRON CORP                    DE                X   X              02/04/04

THQ INC                                 DE                X           X      02/05/04

THREE FIVE SYSTEMS INC                  DE                            X      02/05/04

TOLL BROTHERS INC                       DE                X           X      02/05/04

TOTAL SYSTEM SERVICES INC               GA            X   X                  02/04/04

TRANSTECHNOLOGY CORP                    DE            X   X                  02/03/04

TRENWICK AMERICA CORP                   DE                X   X              01/20/04

TRIMERIS INC                            DE                X   X              02/03/04

TRIPATH IMAGING INC                     DE                            X      02/05/04

TRIQUINT SEMICONDUCTOR INC              DE                X           X      02/05/04

TRIUMPH GROUP INC /                     DE                X           X      01/29/04

UBIQUITEL INC                           DE            X                      02/04/04

UBIQUITEL INC                           DE                X           X      02/04/04

UCI MEDICAL AFFILIATES INC              DE                            X      12/31/03

ULTIMATE ELECTRONICS INC                DE                X   X       X      02/05/04

UNIVERSAL ACCESS GLOBAL HOLDINGS INC    DE            X                      01/28/04

UNIVERSAL HEALTHCARE MANAGEMENT SYSTE   FL            X   X                  01/31/04

UNIVERSAL HEALTHCARE MANAGEMENT SYSTE   FL      X         X X                12/31/03    AMEND

UNIVEST CORP OF PENNSYLVANIA            PA          X     X                  01/14/04    AMEND

URBAN OUTFITTERS INC                    PA                X           X      02/05/04

US XPRESS ENTERPRISES INC               NV                    X              12/31/03

UST PRIVATE EQUITY INVESTORS FUND INC   MD      X         X                  01/21/04

UST PRIVATE EQUITY INVESTORS FUND INC   MD      X         X                  01/21/04

VALENTIS INC                            DE            X   X                  02/04/04

VALERO ENERGY CORP/TX                   DE            X   X   X              02/04/04

VANTAGEMED CORP                         DE            X   X                  02/04/04

VENTAS INC                              DE            X   X                  02/04/04

VENTURES NATIONAL INC                   UT            X   X                  02/04/04

VERITY INC \DE\                         DE            X   X                  02/02/04

VERTICALNET INC                         PA            X   X           X      02/02/04

VISHAY INTERTECHNOLOGY INC              DE            X                      02/04/04

VISIJET INC                             DE          X     X                  02/11/03

VISTA EXPLORATION CORP                  CO                X                  02/05/04

WAL MART STORES INC                     DE                            X      02/05/04

WATSON PHARMACEUTICALS INC              NV                X           X      02/05/04

WATSON WYATT & CO HOLDINGS              DE                            X      02/05/04

WEST CORP                               DE                X           X      02/04/04

WESTERBEKE CORP                         DE                X                  02/05/04

WESTERN DIGITAL CORP                    DE                    X              02/05/04

WESTPORT RESOURCES CORP /NV/            NV            X   X                  02/05/04    AMEND

WILLIAMS COAL SEAM GAS ROYALTY TRUST    DE                X           X      02/04/04

WILLIS GROUP HOLDINGS LTD               D0                X           X      02/04/04

WIRELESS AGE COMMUNICATIONS INC         NV            X   X                  02/05/04

WMS INDUSTRIES INC /DE/                 DE            X   X           X      02/03/04

WORLD AIRWAYS INC /DE/                  DE                X           X      02/05/04

X RITE INC                              MI                X           X      02/05/04

YDI WIRELESS INC                        DE                X           X      01/29/04

YELLOW ROADWAY CORP                     DE                X           X      02/05/04

ZALE CORP                               DE                X   X              02/05/04

ZILOG INC                               CA                X   X       X      02/05/04

ZOMAX INC /MN/                          MN            X   X           X      02/05/04

ULTRALIFE BATTERIES INC                 DE                X           X      02/05/04