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 AM Transmission Specification  2001 iBiquity Digital Corporation 11/ 08/ 01 Doc. No. SY_ TN_ 5010 Rev. 01
 IBOC AM Transmission Specification
 November 2001

 iBiquity Digital Corporation
 8865 Stanford Boulevard, Suite 202 Columbia, Maryland 21045 20 Independence Boulevard Warren, New Jersey 07059
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 AM Transmission Specification  2001 iBiquity Digital Corporation 11/ 08/ 01 Doc. No. SY_ TN_ 5010 Rev. 01
 (410) 872- 1530 (908) 580- 7000
 Table of Contents
 Contents 1 SCOPE .............................................................................................................................................................. 1
 2 ABBREVIATIONS, SYMBOLS, AND CONVENTIONS ................................................................................. 1 2.1 Introduction ............................................................................................................................................... 1
 2.2 Abbreviations and Acronyms .................................................................................................................... 1
 2.3 Presentation Conventions .......................................................................................................................... 1
 2.4 Mathematical Symbols .............................................................................................................................. 1
 2.4.1 Variable Naming Conventions .............................................................................................................. 1
 2.4.2 Arithmetic Operators............................................................................................................................. 1
 2.5 AM System Parameters ............................................................................................................................. 1
 3 IBOC LAYERS.................................................................................................................................................. 1 3.1 Introduction ............................................................................................................................................... 1

 3.2 Waveforms and Spectra............................................................................................................................. 1
 3.2.1 Hybrid Waveform ................................................................................................................................. 1
 3.2.2 All Digital Waveform............................................................................................................................ 1
 3.3 System Control Channel............................................................................................................................ 1
 3.4 Logical Channels ....................................................................................................................................... 1
 3.4.1 Functional Components......................................................................................................................... 1
 3.4.2 L1 Service Access Point........................................................................................................................ 1
 3.4.3 Scrambling ............................................................................................................................................ 1
 3.4.4 Channel Encoding ................................................................................................................................. 1
 3.4.5 Interleaving ........................................................................................................................................... 1
 3.4.6 System Control Processing.................................................................................................................... 1
 3.4.7 OFDM Subcarrier Mapping .................................................................................................................. 1
 3.4.8 OFDM Signal Generation ..................................................................................................................... 1
 3.4.9 Transmission Subsystem ....................................................................................................................... 1
 4 FUNCTIONAL DESCRIPTION......................................................................................................................... 1 4.1 Introduction ............................................................................................................................................... 1

 4.2 Functionality.............................................................................................................................................. 1
 4.3 Transmission Subsystem ........................................................................................................................... 1
 4.3.1 Introduction ........................................................................................................................................... 1
 4.4 Functional Components............................................................................................................................. 1
 4.4.1 Symbol Concatenation .......................................................................................................................... 1
 4.4.2 Diversity Delay ..................................................................................................................................... 1
 4.4.3 Low Pass Filtering................................................................................................................................. 1
 4.4.4 Analog AM Modulator.......................................................................................................................... 1
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 4.4.5 Analog/ Digital Combiner ...................................................................................................................... 1
 4.4.6 Up- Conversion ...................................................................................................................................... 1
 4.5 GPS Synchronization................................................................................................................................. 1
 5 WAVEFORMS AND SPECTRA....................................................................................................................... 1 5.1 Introduction ............................................................................................................................................... 1

 5.2 Spectral Conventions................................................................................................................................. 1
 5.3 Hybrid Spectrum ....................................................................................................................................... 1
 5.4 All Digital Spectrum.................................................................................................................................. 1
 6 SUPPLEMENT A AM TRANSMISSION SPECIFICATIONS........................................................................ 1 6.1 Introduction ............................................................................................................................................... 1

 6.2 Service Mode Switching............................................................................................................................ 1
 6.3 Synchronization Tolerances....................................................................................................................... 1
 6.3.1 Analog Diversity Delay......................................................................................................................... 1
 6.3.2 Time and Frequency Accuracy and Stability ........................................................................................ 1
 6.3.3 L1 Frame Timing Phase ........................................................................................................................ 1
 6.3.4 AM Spectral Emissions Limits.............................................................................................................. 1
 6.3.5 Alternative Spectral Emissions Limit for Hybrid Mode........................................................................ 1
 6.3.6 Alternative Spectral Emissions Limit for All Digital Mode.................................................................. 1
 6.4 Digital Sideband Levels............................................................................................................................. 1
 6.5 Analog Audio Source ................................................................................................................................ 1

 List of Figures Figure 3- 1 AM Air Interface L1 Functional Block Diagram.................................................................................. 1
 Figure 4- 1 OFDM Signal Generation Conceptual Block Diagram......................................................................... 1
 Figure 4- 2 Pulse Shaping Function......................................................................................................................... 1
 Figure 4- 3 Hybrid Transmission Subsystem Functional Block Diagram ............................................................... 1
 Figure 4- 4 All Digital Transmission Subsystem Functional Block Diagram.......................................................... 1
 Figure 5- 1 AM IBOC Hybrid Waveform Spectrum ............................................................................................... 1
 Figure 5- 2 AM All Digital Waveform Spectrum.................................................................................................... 1
 Figure 6- 1 Recommended Spectral Emissions Limit for Hybrid Transmissions.................................................... 1
 Figure 6- 2 Recommended Spectral Emissions Limit for All Digital Transmissions .............................................. 1

 List of Tables Table 3- 1 Approximate Information Rate of AM Logical Channels ...................................................................... 1
 Table 5- 1 AM Hybrid Waveform Spectral Summary............................................................................................. 1
 Table 5- 2 AM All Digital Waveform Spectral Summary ....................................................................................... 1
 Table 6- 1 FCC AM Spectral Emissions Mask........................................................................................................ 1
 Table 6- 2 Modulation Normalization Factors......................................................................................................... 1
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 Scope
 The iBiquity Digital Corporations digital audio broadcasting system is designed to permit a smooth evolution from current analog Amplitude Modulation (AM) and Frequency Modulation
 (FM) radio to a fully digital in- band on- channel (IBOC) system. This system delivers digital audio and data services to mobile, portable, and fixed receivers from terrestrial transmitters in the
 existing Medium Frequency (MF) and Very High Frequency (VHF) radio bands. Broadcasters may continue to transmit analog AM and FM simultaneously with the new, higher- quality and
 more robust digital signals, allowing themselves and their listeners to convert from analog to digital radio while maintaining their current frequency allocations
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 Abbreviations, Symbols, and Conventions
 Introduction
 Section 0 presents the following items pertinent to a better understanding of this document:
 Abbreviations and Acronyms
 Presentation Conventions
 Mathematical Symbols
 AM System Parameters

 Note: A glossary defining the technical terms used herein is provided at the end of this document.

 Abbreviations and Acronyms
 AAB Analog Audio Bandwidth Control AABI Analog Audio Bandwidth Indicator

 AM Amplitude Modulation BC L1 Block Count
 BPSK Binary Phase Shift Keying CC Control Channel
 DD Analog Diversity Delay Control DDI Analog Diversity Delay Indicator
 DL Data Link EAS Emergency Alert System
 FCC Federal Communications Commission FM Frequency Modulation
 FT File Transfer GCS Grounded Conductive Structures
 GPS Global Positioning System HTML Hypertext Markup Language
 IBOC In- band On- channel IDS IBOC Data Service
 IP Interleaving Process ISI Intersymbol Interference
 JPG Joint Photographic Experts Group L1 Layer 1
 L2 Layer 2 MA1 MA4 AM Service Modes 1 through 4
 MF Medium Frequency MPA Main Program Audio
 MPD Main Program Data MUX Multiplexer
 N/ A Not Applicable OFDM Orthogonal Frequency Division Multiplexing
 OSI Open Systems Interconnection P1 P3 Primary Logical Channels 1 through 3
 PAC Perceptual Audio Code PDF Portable Document Format
 PIDS Primary IBOC Data Service Logical Channel PL Power Level Control
 PLI Power Level Indicator PSM Service Mode Control
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 QPSK Quadrature Phase Shift Keying RF Radio Frequency
 RSID Reference Subcarrier Identification SAP Service Access Point
 SCCH System Control Channel SDU Service Data Unit
 SMI Service Mode Indicator TBD To Be Determined
 UTC Universal Time Coordinated VHF Very High Frequency
 WML Wireless Markup Language XML eXtensible Markup Language

 Presentation Conventions
 Unless otherwise noted, the following conventions apply to this document:
 Information enclosed in braces { } is either unavailable at the present time or subject to change.

 Glossary terms are presented in italics upon their first usage in the text.
 All vectors are indexed starting with 0.
 The element of a vector with the lowest index is considered to be first.
 In drawings and tables, the leftmost bit is considered to occur first in time in time.
 Bit 0 of a byte or word is considered the least significant bit.
 When presenting the dimensions of a matrix, the number of rows is given first (e. g., an n x m matrix has n rows and m columns).

 In timing diagrams, earliest time is on the left.
 Binary numbers are presented with the most significant bit having the highest index.
 In representations of binary numbers, the least significant bit is on the right.

 Mathematical Symbols
 Variable Naming Conventions
 The variable naming conventions defined below are used throughout this document.
 Category Definition Examples
 Lower and upper case letters Indicates scalar quantities i, j, J, g11
 Underlined lower and upper case letters Indicates vectors u, V

 Double underlined lower and upper case letters Indicates two- dimensional matrices u, V
 [i] Indicates the i th element of a vector, where i is a non-negative
 integer
 u[ 0], V[ 1]

 [ ] Indicates the component of a vector v = [0, 10, 6, 4]
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 AM System Parameters
 The AM system parameters defined below are used throughout this document.

 Parameter Name Symbol Units Exact Value
 Computed Value (to 4 significant
 figures)
 OFDM Subcarrier Spacing f Hz 1488375/ 8192 181.7
 Cyclic Prefix Width  none 7/ 128 5.469 x 10 -2

 OFDM Symbol Duration Ts Sec. (1+ ) /f = (135/ 128)( 8192/ 1488375) 5.805 x 10 -3
 OFDM Symbol Rate Rs Hz = 1/ Ts 172.3
 L1 Frame Duration Tf Sec. 65536/ 44100 = 256 Ts 1.486
 L1 Frame Rate Rf Hz = 1/ Tf 6.729 x 10 -1
 L1 Block Duration Tb Sec. = 32 Ts 1.858 x 10 -1
 L1 Block Rate Rb Hz = 1/ Tb 5.383
 Digital Diversity Delay Frames Ndd none 3 3

 Diversity Delay Time Tdd Sec. = Ndd Tf 4.458
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 IBOC Layers
 The IBOC detailed performance specifications are organized in terms of the International Standards Organization Open Systems Interconnection (ISO OSI) layered model. The
 definitions of this model are summarized below for reference
  Layer 5 (Application)  presents content to the user (program source or listener).
  Layer 4 (Encoding) content- specific source coding (e. g., PAC, HTML) as well as station identification and control capabilities.

  Layer 3 (Transport)  one or more application- specific protocols tailored to provide robust and efficient transfer of Layer 4 data. Also provides generic packet and/ or file-based
 services.
  Layer 2 (Service Mux) limited error detection, addressing, Layer 3 multiplexing to logical channels.

  Layer 1 (Physical Layer)  modulation, framing, and signal processing (encoding, interleaving, etc.) to the specified grade of service.

 Each OSI layer of the broadcasting system has a corresponding layer, termed a peer, in the receiving system. The functionality of these layers is such that the combined result of lower
 layers is to effect a virtual communication between a given layer and its peer on the other side.
 For the purposes of this document covering the IBOC Transmission System only Layer 1 will be described.

 Introduction
 Layer 1 of the AM system converts information and system control from layer 2 (L2) into an AM IBOC waveform for transmission in the existing allocation in the MF band. The information and

 control is transported in discrete transfer frames via multiple logical channels through the layer 1 service access point (SAP). Information transfer frames are referred to as layer 1 service data
 units (SDUs).
 The L1 SDUs vary in size and format depending on the service mode. The service mode, a major component of system control, determines the transmission characteristics of each logical

 channel. After assessing the requirements of their candidate applications, higher protocol layers select service modes that most suitably configure the logical channels. The plurality of logical
 channels reflects the inherent flexibility of the system, which supports simultaneous delivery of various classes of digital audio and data.

 This section presents the following:
  An overview of the waveforms and spectra
  An overview of the system control, including the available service modes
  An overview of the logical channels
  A high- level discussion of each of the functional components comprising the layer 1 AM air interface
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 Note: Throughout this document, various system parameters are globally represented as mathematical symbols. Refer to Subsection 2.5 for their values.
 Waveforms and Spectra
 The design provides a flexible means of transitioning to a digital broadcast system by providing two new waveform types: Hybrid and All Digital. The Hybrid waveform retains the analog AM

 signal, while the All Digital waveform does not. Both new waveform types conform to the currently allocated spectral emissions mask.

 The digital signal is modulated using orthogonal frequency division multiplexing (OFDM). OFDM is a parallel modulation scheme in which the data stream modulates a large number of
 orthogonal subcarriers that are transmitted simultaneously. OFDM is inherently flexible, readily allowing the mapping of logical channels to different groups of subcarriers.

 Refer to Section 0 for a detailed description of the spectra of the two waveform types.
 Hybrid Waveform
 In the Hybrid waveform, the digital signal is transmitted in primary and secondary sidebands on either side of the host analog signal, as well as underneath the host analog signal in tertiary

 sidebands.
 The total power of all the digital sidebands is significantly below the total power in the analog AM signal. The level of each OFDM subcarrier within a given primary or secondary sideband is

 fixed at a constant value. Primary or secondary sidebands may be scaled relative to each other.
 In the tertiary sideband, the OFDM subcarrier power levels for the hybrid waveform are not fixed, but may be adjusted. In addition, there are two reference subcarriers for system control

 whose levels are fixed at a value that is different from the other sidebands.
 The analog host is a monophonic signal. The Hybrid system does not support analog AM stereo transmissions.

 All Digital Waveform
 The greatest system enhancements are realized with the All Digital waveform. In this waveform the analog signal is replaced with the primary sidebands whose power is increased relative to the

 Hybrid waveform levels. In addition, the secondary and tertiary sidebands are moved to either side of the primary sidebands and their power is also increased relative to the Hybrid levels. The
 end result is a higher power digital signal with an overall bandwidth reduction. These changes provide a more robust digital signal that is less susceptible to adjacent channel interference.
 Reference subcarriers are also provided to convey system control information. Their levels are fixed at a value that is different from the other sidebands.

 System Control Channel
 The system control channel (SCCH) transports control and status information. The service mode control (PSM), analog diversity delay control (DD), analog audio bandwidth control (AAB),

 and power level control (PL) are all sent from layer 2 to layer 1, while synchronization information is sent from layer 1 to layer 2. In addition, several bits of the system control data
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 sequence designated reserved are controlled from layers above L1 via the reserved control data interface.
 Four service modes dictate all permissible configurations of the logical channels. They are:
 1. Hybrid service mode MA1
 2. Hybrid service mode MA2
 3. All Digital service mode MA3
 4. All Digital service mode MA4

 Logical Channels
 A logical channel is a signal path that conducts L1 SDUs in transfer frames into and out of layer 1 with a specific grade of service, determined by service mode. Layer 1 of the AM air interface

 provides four logical channels to higher layer protocols: P1, P2, P3 and PIDS. P1, P2 and P3 are intended for general purpose audio and data transfer, while the PIDS channel is designed to carry
 the IBOC data services (IDS) information. The P1 and P2 logical channels are designed to be more robust than the P3 logical channel. Logical channels P1 and P3 are available for all services
 modes, while P2 is only available for specific service modes. This allows a transfer of information that can be tailored to conform to a number of diverse applications.

 Modes MA2 and MA4 provide higher throughput than MA1 and MA3 by making available an additional logical channel (i. e. P2) at the expense of P1 robustness. The approximate information
 rates of the four logical channels for each of the four service modes are shown in Table 0- 1.
 Table 0- 1 Approximate Information Rate of AM Logical Channels
 Approximate Channel Information Rate (kbps)

 Service Mode P1 P2 P3 PIDS Waveform
 MA1 20 0 16 0.4 Hybrid
 MA2 20 20 16 0.4 Hybrid
 MA3 20 0 20 0.4 All Digital
 MA4 20 20 20 0.4 All Digital

 The performance of each logical channel is completely described through three characterization parameters: transfer, latency, and robustness. Channel encoding, spectral mapping, interleaver
 depth, and diversity delay are the components of these characterization parameters. The service mode uniquely configures these components for each active logical channel, thereby allowing
 the assignment of appropriate characterization parameters.
 In addition, the service mode specifies the framing and synchronization of the transfer frames through each active logical channel.

 Functional Components
 This subsection includes a high- level description of each layer 1 functional block and the associated signal flow. Figure 0- 1 is a functional block diagram of the layer 1 processing. Audio

 and data are passed from the higher OSI layers to the physical layer, the modem, through the Layer 1 Service Access points.
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 Scrambling
 Layer 2

 System Control
 Processing
 Interleaving

 OFDM Signal Generation
 Transmission Subsystem
 AM Waveform

 P1 P2 SCCH
 Channel Encoding

 Analog Audio Source
 P3 PIDS

 OFDM Subcarrier Mapping

 Layer 1 SAP

 X
 y n (t)
 s( t)

 R
 m( t)

 Control/ Status
 Control/ Status

 Figure 0- 1 AM Air Interface L1 Functional Block Diagram
 L1 Service Access Point
 The L1 SAP defines the interface between layer 2 and layer 1 of the system protocol stack. Each channel enters layer 1 in discrete transfer frames, with a unique size and rate determined by

 service mode. Transfer frames which carry information from layer 2 are referred to as L1 SDUs.
 Scrambling
 This function randomizes the digital data carried in each logical channel to mitigate signal periodicities. At the output of scrambling, the logical channel vectors retain their identity.
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 Channel Encoding
 This function uses convolutional encoding to add redundancy to the digital data in each logical channel to improve its reliability in the presence of channel impairments. The size of the logical

 channel vectors is increased in inverse proportion to the code rate. The encoding techniques are configurable by service mode. Diversity delay is also imposed on selected logical channels. At
 the output of the channel encoder, the logical channel vectors retain their identity.
 Interleaving
 Interleaving in time and frequency is employed to mitigate the effects of burst errors. The interleaving techniques are tailored to the MF non- uniform interference environment and are

 configurable by service mode. In this process, the logical channels lose their identity
 System Control Processing
 This function generates a vector of system control data sequences that includes system control information received from layer 2 (such as service mode), and status for broadcast on the

 reference subcarriers.
 OFDM Subcarrier Mapping
 This function assigns the interleaver matrices and system control vector to OFDM subcarriers. One row of each active interleaver matrix and one bit of the system control vector is processed

 each OFDM symbol (every TS seconds) to produce one output vector X, which is a frequency domain representation of the signal. The mapping is specifically tailored to the non- uniform
 interference environment encountered in the AM band and is a function of the service mode.
 OFDM Signal Generation
 This function generates the digital portion of the time- domain AM IBOC waveform. The input vectors X are transformed into a shaped time- domain baseband pulse, yn( t), defining one OFDM

 symbol.
 Transmission Subsystem
 This function formats the baseband waveform for transmission through the MF channel. Major sub- functions include pre- compensation, symbol concatenation, and frequency up- conversion.

 When transmitting the Hybrid waveform, this function modulates the AM analog audio source and combines it with the digital signal to form a composite Hybrid signal, s( t), ready for
 transmission.
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 Transmission Subsystem
 Introduction
 The transmission subsystem formats the baseband AM IBOC waveform for transmission through the MF channel. Functions include symbol concatenation, pre- compensation and frequency up-conversion.

 In addition, when transmitting the Hybrid waveform, this function delays, filters, and modulates the baseband analog audio signal before coherently combining it with the digital
 portion of the waveform.
 The input to this module is a complex, baseband, time- domain OFDM symbol, yn( t), from OFDM signal generation. A baseband analog audio signal, m( t), is also input from an analog

 source when transmitting the Hybrid waveform. In addition, analog diversity delay control (DD) is input from layer 2 via the SCCH. The output of this module is the MF AM IBOC waveform.

 Refer to Figure 0- 3 Hybrid Transmission Subsystem Functional Block Diagram and Figure 0- 4 All Digital Transmission Subsystem Functional Block Diagram for functional block diagrams of
 the Hybrid and All Digital transmission subsystems, respectively.
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 MF AM IBOC Waveform
 Hybrid
 waveform
 only

 LP Filter
 Analog AM Modulator

 Up- Conversion

 Diversity Delay
 Pre- Compensation

 Symbol Concatenation

 +

 From Baseband Analog Source From OFDM Signal Generation DD From Upper
 Layer

 From Upper
 Layer

 Figure 0- 3 Hybrid Transmission Subsystem Functional Block Diagram
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 and digital signals carry the same audio program, the analog audio would be delayed from the corresponding digital audio by Tdd at the output of the analog/ digital combiner. The delay is
 adjustable to account for processing delays in the analog and digital chains. When the state of DD changes while operating in service mode MA1 or MA2, there will be a discontinuity in the
 analog signal.
 The absolute accuracy of the diversity delay, when enabled, is defined in Supplement A.

 Low Pass Filtering
 In hybrid mode, this process low pass filters the analog audio data according to the state of the AAB control received from layer 2. If the control bit is zero, the analog audio is filtered to a 5

 kHz bandwidth according to the specifications in Supplement A. If the control bit is one, the analog audio is filtered to an 8 kHz bandwidth according to the specifications in Supplement A.

 Analog AM Modulator
 When broadcasting the hybrid waveform, this process computes the envelope of the analog AM signal by applying a modulation index and adding a DC offset and as follows:

 [] ) ( 1 ) ( dd T t m g t a   + =
 where a( t) is the envelope, m( t- Tdd) is the delayed analog source and g is the modulation gain. Typically, g = 1.25, representing a +125% modulation level. The input analog audio source,

 m( t), must be preprocessed external to the AM IBOC exciter, so that a( t) does not assume negative values. See Supplement A for a complete description of the requirements on the input
 analog audio source.
 Analog/ Digital Combiner
 When broadcasting the Hybrid waveform, the real analog AM baseband waveform, a( t), is coherently combined with the digital baseband waveform, y( t), to produce the complex baseband

 AM IBOC Hybrid waveform z( t), as follows:
 Re [z( t)] = Re [y( t)] + a( t)
 Im [z( t)] = Im [y( t)]
 The levels of the digital sidebands in the output spectrum are appropriately scaled by OFDM subcarrier mapping as shown in Supplement A, Section 6.4.

 Changing service modes form MA1 to MA2 or MA2 to MA1 shall not cause any interruptions or discontinuities in the analog signal. Refer to Supplement A for further details.

 Up- Conversion
 The concatenated digital signal z( t) is translated from baseband to the RF carrier frequency as follows:
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 ( ) ) t ( z e Re ) t ( s t f 2 j c  =  where fc is the RF channel frequency and Re( ) denotes the real component of the complex
 quantity. For the All Digital waveform, z( t) is replaced with y( t).
 The AM IBOC DAB waveform is broadcast in the current AM radio band and its power levels and spectral content are limited to be within the spectral mask as defined in 47 CFR 73.44. See

 Supplement A.
 The carrier frequency spacing and channel numbering schemes are compatible with 47 CFR 73.14. Channels are centered at 10 kHz intervals ranging from 540 to 1700 kHz. Both the

 analog and digital portion of the hybrid waveform are centered on the same carrier frequency. The absolute accuracy of the carrier frequency is defined in Supplement A.

 GPS Synchronization
 In order to ensure precise time synchronization and rapid station acquisition each station is GPS synchronized. This is normally accomplished through synchronization with a signal

 synchronized in time and frequency to the Global Positioning System (GPS) 1 . Transmissions that are not locked to GPS, will not benefit from fast tuning since they cannot be synchronized
 with other stations 2 .

 1 GPS Locked stations are referred to as Level I: GPS- locked transmission facilities
 2 Level II: Non- GPS locked transmission facilities
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 Waveforms and Spectra
 Introduction
 This section describes the output spectrum for Hybrid and All Digital waveforms. Each spectrum is divided into several sidebands, which represent various subcarrier groupings. All spectra are

 represented at baseband.
 Spectral Conventions
 Each spectrum described in the following subsections shows the subcarrier number and center frequency of certain key OFDM subcarriers. The center frequency of a subcarrier is calculated

 by multiplying the subcarrier number by the OFDM subcarrier spacing f. The center of subcarrier 0 is located at 0 Hz. In this context, center frequency is relative to the radio frequency
 (RF) allocated channel.
 For example, subcarriers 57 and 81, whose center frequencies are located at 10356.12488 Hz and 14716.59851 Hz, respectively, bound the primary upper sideband of the Hybrid waveform. Refer

 to Table 0- 1. Thus, the frequency span of the primary upper sideband is 4360.47363 Hz (14716.59851  10356.12488).

 Hybrid Spectrum
 The digital signal is transmitted in primary and secondary sidebands on either side of the analog host signal, as well as in tertiary sidebands beneath the analog host signal as shown in Figure

 0- 1. In addition, status and control information is transmitted on reference subcarriers located on either side of the main carrier. Each sideband has both an upper and a lower component. The
 PIDS logical channel is transmitted in individual subcarriers just above and below the frequency edges of the upper and lower secondary sidebands. The power level of each OFDM subcarrier is
 fixed relative to the unmodulated main analog carrier. However, the power level of the secondary, PIDS, and tertiary subcarriers is adjustable.

 Table 0- 1 summarizes the spectral characteristics of the Hybrid waveform. Individual subcarriers are numbered from -81 to 81 with the center subcarrier at subcarrier number 0. Table 0- 1 lists the
 approximate frequency ranges and bandwidths for each sideband. In Table 0- 1, the subcarriers 54 to 56 and -54 to -56 are not represented. This is because they are not transmitted to avoid
 interference with first adjacent signals.
 The amplitude scale factors listed in Table 0- 1 and Table 0- 2 refer to the multiplication constants used to scale the individual subcarriers to the proper levels relative to the unmodulated main

 carrier. These scale factors are defined in Supplement A. Refer to Section 0 Digital Sideband Levels for details of the subcarrier scaling operation.
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 Tertiary
 Lower Digital Sidebands Upper Digital Sidebands
 Primary

 9629 4906 0 14717 -4906 -9629 -14717 Frequency (Hz)
 27 53 0 81 -27 -53 -81 Subcarrier Index

 -182 182
 -1 1

 Tertiary Secondary
 Analog Audio Signal
 (Mono)

 Primary Secondary

 Figure 0- 1 AM IBOC Hybrid Waveform Spectrum
 Table 0- 1 AM Hybrid Waveform Spectral Summary

 Sideband Subcarri er Range
 Subcarrier Frequencies (Hz from
 channel center) Frequency Span (Hz) Amplitude Scale Factor
 Primary Upper 57 to 81 10356.1 to 14716.6 4360.5 CHP

 Primary Lower -57 to - 81 -10356.1 to - 14716.6 4360.5 CHP
 Secondar y Upper 28 to 52 5087.2 to 9447. 7 4360.5 CHS1 or CHs2
 Secondar y Lower -28 to - 52 -5087.2 to -9447.7 4360.5 CHS1 or CHs2

 Tertiary Upper 2 to 26 363.4 to 4723. 8 4360.4 CHT1[ 0: 24] CHT2[ 0: 24]
 Tertiary Lower -2 to -26 -363.4 to -4723.8 4360.4 CHT1[ 0: 24] CHT2[ 0: 24]
 Reference Upper 1 181.7 181.7 CHB
 Reference Lower -1 -181.7 181.7 CHB
 IDS1 27 4905.5 181.7 CHI1 or CHI2
 IDS2 53 9629.4 181.7 CHI1 or CHI2
 IDS1* -27 -4905.5 181.7 CHI1 or CHI2
 IDS2* -53 -9629.4 181.7 CHI1 or CHI2
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 All Digital Spectrum
 In the All Digital waveform, the analog signal is replaced with higher power primary sidebands. The unmodulated AM carrier is retained. In addition, the secondary upper sideband moves to the

 higher frequencies above the primary upper sideband and the tertiary lower sideband moves to the lower frequencies below the primary lower sideband. The secondary lower and tertiary upper
 sidebands are no longer used. Furthermore, the power of both the secondary and tertiary sidebands is increased. These changes result in the overall bandwidth being reduced, making the
 All Digital waveform less susceptible to adjacent channel interference. The reference subcarriers are located on either side of the unmodulated AM carrier as in the hybrid waveform, but at a
 higher level. The spectrum of the All Digital waveform is illustrated in Figure 0- 2. The power level of each of the OFDM subcarriers within a sideband is fixed relative to the unmodulated
 main analog carrier. Table 0- 2 summarizes the spectral characteristics of the All Digital waveform.

 Lower Digital Sidebands Upper Digital Sidebands
 Primary Primary

 9448 4906 0 -4906 -9448 Frequency (Hz) -182 182
 27 52 0 -27 -52 Subcarrier Index -1 1

 Secondary Tertiary

 Figure 0- 2 AM All Digital Waveform Spectrum
 Table 0- 2 AM All Digital Waveform Spectral Summary

 Sideband Subcarrier Range Subcarrier Frequencies (Hz from channel center) Frequency Span (Hz) Scale Factor
 Primary Upper 2 to 26 363.4 to 4723. 8 4360.5 CDP

 Primary Lower -2 to -26 -363.4 to 4723.8 4360.5 CDP
 Secondary 28 to 52 5087.2 to 9447. 7 4360.5 CDE
 Tertiary -28 to -52 -5087.2 to -9447.7 4360.5 CDE
 Reference Upper 1 181.7 181.7 CDB

 Reference Lower -1 -181.7 181.7 CDB
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 Sideband Subcarrier Range Subcarrier Frequencies (Hz from channel center) Frequency Span (Hz) Scale Factor
 IDS1 27 4905.5 181.7 CDI
 IDS2 -27 4905.5 181.7 CDI
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 Supplement A AM Transmission Specifications
 Introduction
 This supplement presents the key transmission specifications for the AM IBOC system, as described in the body of this document.

 Service Mode Switching
 When the broadcaster changes the service mode, it is desirable to minimize any signal interruptions and make the transition as seamless as possible. However, different service modes

 may employ different diversity delays and interleaving so that truly seamless operation is not possible. The following requirements shall apply:

 When the AM service mode is changed from any hybrid service mode (MA1, MA2) to any other hybrid service mode, the analog audio output shall not be interrupted.
 When switching from any AM service mode to any other AM service mode, the reference broadcast system shall not interrupt digital audio and/ or data services for more than 1 minute.
 When switching from any AM service mode to any other AM service mode, the commercial broadcast system shall not interrupt digital audio and/ or data services for more than 10 seconds.

 Synchronization Tolerances
 The system shall support two levels of synchronization for each broadcaster:
 Level I: Network synchronized (Assumed using Global Positioning System (GPS) locked transmission facilities)

 Level II: Non networked synchronized (Non- GPS- locked transmission facilities) Normally, transmission facilities will operate as Level I facilities in order to support numerous
 advanced system features.
 Analog Diversity Delay
 The absolute accuracy of the analog diversity delay in the transmission signal will be within 68 microseconds (sec) for both synchronization Level I and Level II transmission facilities.

 The absolute accuracy of the analog diversity delay in the receive system will be within 68 microseconds (sec) for both synchronization Level I and Level II transmission facilities.
 Diversity delay accuracy will be verified with a calibrated test receiver receiving the RF channel under test. A digitally generated 4- kHz sinusoidal test tone at a level of 6 dB from full scale
 will be applied to both the analog and digital transmit signal paths. The tone will be a pulsed signal, consisting of a repeating pattern of 0.5 seconds on, followed by 4.5 seconds off.

 Time and Frequency Accuracy and Stability
 The total modulation symbol- clock frequency absolute error shall be budgeted according to the following requirements:

 For the entire end- to- end system: 101 ppm maximum
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 Doc. No. SY_ TN_ 5010 23 Rev. 01
 Caused by the receive system: 100 ppm maximum Caused by the broadcast system: 1 ppm maximum for synchronization Level I facilities
 . 01 ppm maximum for synchronization Level II facilities
 The total carrier frequency absolute error shall be budgeted according to the following requirements:

 The total (analog and digital) carrier frequency absolute error of a synchronization Level I broadcast system as observed at the RF output shall be +. 02 Hz maximum.
 The total (analog and digital) carrier frequency absolute error of a synchronization Level II broadcast system as observed at the RF output shall be +2.0 Hz maximum.

 The total (analog and digital) carrier frequency absolute error as observed at the receiver baseband demodulator input shall be:
 Due to the entire end- to- end system: +1272 Hz maximum (Refer to [1] Subsection 8.4)
 Due to the receive system only: +1270 Hz (exclusive of the broadcast system errors specified in object IDs SY1012- 39 and SY1012- 40)
 It is recommended that all carrier and clock oscillators be frequency- locked to the same reference within the broadcast system and within the receive system if possible.

 L1 Frame Timing Phase
 For Level I transmission facilities, all transmissions will phase lock their L1 frame timing (and the timing of all OFDM symbols) to absolute GPS time within 1 sec.

 In the above specification, if a synchronization Level I transmission facility is violated due to a GPS outage or other occurrence, it will be classified as a synchronization Level II transmission
 facility until the above specification is again met.
 AM Spectral Emissions Limits
 Hybrid and all digital transmissions shall remain within the FCC emissions mask per 47 CFR 73.44 and summarized in Table 1- 1. All measurements assume a measurement resolution

 bandwidth of 300 Hz.
 Table 0- 1 FCC AM Spectral Emissions Mask
 Offset From Carrier Frequency Level Relative To Unmodulated Carrier

 10.2 to 20 kHz -25 dB
 20 to 30 kHz -35 dB
 30- 60 kHz -5 - 1 dB/ kHz
 60- 75 kHz -65 dB

 > 75 kHz -80 or [- 43 -10 log10 (power in watts)] dBc, whichever is less
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 Doc. No. SY_ TN_ 5010 24 Rev. 01
 More stringent spectral emissions limits will most likely be required to minimize interference to an IBOC carrier from adjacent IBOC carriers. In order to meet system coverage specifications,
 the following alternative spectral emissions limits are recommended in 0 and 0.
 Alternative Spectral Emissions Limit for Hybrid Mode
 The measured power spectral density of the hybrid analog and digital signals at frequencies removed from the carrier frequency by more than 5 kHz up to and including 10 kHz must not

 exceed -39 dBc/ 300 Hz.
 The measured power spectral density at frequencies greater than 10 kHz, up to and including 15 kHz, from the carrier frequency must not exceed -25 dBc/ 300 Hz.

 The measured power spectral density of the hybrid signal at frequencies removed from the carrier frequency by more than 15 kHz, up to and including 20.5 kHz must not exceed
 -78 - ( | offset frequency in kHz | - 15) * 4.0 dBc/ 300 Hz
 The measured power spectral density of the hybrid signal at frequencies removed from the carrier frequency by more than 20.5 kHz, must not exceed 100 dBc/ 300 Hz.

 0 dBc is defined as the total power of the unmodulated analog AM carrier. Measurements of the hybrid analog and digital signals will be made by averaging the power spectral density of the
 signal in each 300 Hz bandwidth over a 30 second segment of time. Measurements to determine compliance with this section for transmitter type acceptance are to be made using signals
 sampled at the output terminals of the transmitter when operating into an artificial antenna of substantially zero reactance. Measurements of operating station emissions are to be made at the
 transmitters output sampling loop for non- directional stations or at the common point of a directional station. Refer to Figure 6.1 for an illustration of the spectral emissions limit.
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 Doc. No. SY_ TN_ 5010 25 Rev. 01
 dBc
 in
 a
 300

 Hz

 bandwidth

 Frequency offset, KHz

 0
 -10
 -20
 -30
 -40
 -50
 -60
 -70
 -80
 -90
 -100
 -110
 -25 -20 -15 -10 -5 0 5 10 25 20 15

 Hybrid Spectral Emissions Limit
 Nominal Hybrid Power Spectral Density

 Figure 0- 1 Recommended Spectral Emissions Limit for Hybrid Transmissions

 Alternative Spectral Emissions Limit for All Digital Mode
 The measured power spectral density of the all digital signal at frequencies removed from the carrier frequency by more than 300 Hz up to and including 5 kHz must not exceed -10 dBc/ 300

 Hz.
 The measured power spectral density of the all digital signal at frequencies removed from the carrier frequency by more than 5 kHz up to and including 10 kHz must not exceed -25 dBc/ 300

 Hz.
 The measured power spectral density of the all digital signal at frequencies removed from the carrier frequency by more than 10 kHz, up to and including 20.5 kHz must not exceed

 -58 - ( offset frequency in kHz - 10) * 4.0 dBc/ 300 Hz
 The measured power spectral density of the all digital signal at frequencies removed from the carrier frequency by more than 20.5 kHz, must not exceed 100 dBc/ 300 Hz. Refer to Figure 6.2

 for an illustration of the spectral emissions limit.
 Measurements of the all digital signal will be made by averaging the power spectral density in a 300 Hz bandwidth over a 30- second segment of time. 0 dBc is defined as the allocated power of
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 Doc. No. SY_ TN_ 5010 26 Rev. 01
 the unmodulated AM carrier and is equal to the reference level used in subsection 0. Refer to Figure 6.2 for an illustration of the spectral emissions limit.
 The digital waveform will be measured to determine compliance with this section for transmitter type. Acceptance is to be made using signals sampled at the output terminals of the transmitter
 when operating into an artificial antenna of substantially zero reactance.
 Measurements of operating station emissions are to be made at the transmitters output sampling loop for non- directional stations or at the common point of a directional station.

 dBc
 in
 a
 300

 Hz

 bandwidth

 Frequency offset, KHz

 0
 -10
 -20
 -30
 -40
 -50
 -60
 -70
 -80
 -90
 -100
 -110
 -25 -20 -15 -10 -5 0 5 10 25 20 15

 All Digital Spectral Emissions Limit
 Nominal All Digital Power Spectral Density

 Figure 0- 2 Recommended Spectral Emissions Limit for All Digital Transmissions
 Additional Bandwidth Requirements
 The system shall provide a means of broadcasting only Class 3 digital audio and disabling Class 4 audio in order to reduce transmission bandwidth.
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 Doc. No. SY_ TN_ 5010 27 Rev. 01
 Digital Sideband Levels
 The amplitude scaling of each OFDM subcarrier within each digital sideband is given in Table 6.3 for the Hybrid and All Digital waveforms. The amplitude scale factors are such that the

 average power in the constellation for that subcarrier meets the subcarrier levels shown in dB. For the Hybrid waveform, the subcarrier levels are specified relative to the total power of the
 unmodulated analog AM carrier (assumed equal to 1). For the All Digital waveform, the subcarriers levels are specified relative to the level of subcarrier zero (set to 1). The scale factors
 include the normalization factors shown in Table 6- 2 for each modulation type.
 The selection of CHS1, CHT1[ ], CHI1 versus CHS2, CHT2[ ], CHI2is determined by the Power Level Control (PL) received from L2.

 The amplitude scaling of each OFDM subcarrier within each digital sideband is given in Table 6- 3 for the Hybrid and All Digital waveforms. The amplitude scale factors are such that the
 average power in the constellation for that subcarrier meets the average per subcarrier power spectral density shown in dB.

 For the Hybrid waveform, the subcarrier levels are specified relative to the total power of the unmodulated analog AM carrier (assumed equal to 1). For the All Digital waveform, the
 subcarriers levels are specified relative to the level of subcarrier zero (set to 1). The scale factors include the normalization factors shown in Table 6- 3 for each modulation type.

 The selection of CHS1, CHT1[ ], CHI1 versus CHS2, CHT2[ ], CHI2is determined by the Power Level Control (PL) received from L2.

 Table 0- 2 Modulation Normalization Factors
 Modulation Type Normalization Factor
 BPSK 0.500

 QPSK 0.707
 16- QAM 1.581
 64- QAM 3.240
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 Table 0- 3 OFDM Subcarrier Amplitude Scaling
 Waveform Sideband
 Amplitude Scale Factor
 Notation

 Modulation Type Amplitude
 Scale Factor per subcarrier
 Power Spectral
 Density, dB/ Subcarrier

 Primary CHP 64- QAM 9.76 x 10 -3 -30
 CHS1 16- QAM 4.48 x 10 -3 -43 Secondary
 CHS2 16- QAM 8.93 x 10 -3 -37
 Reference CHB BPSK 1.00 x 10 -1 -26
 CHT1 [0] QPSK 8.92 x 10 -3 {TBA}
 CHT1 [1] QPSK 8.42 x 10 -3 {TBA}
 CHT1 [2] QPSK 7.95 x 10 -3 {TBA}
 CHT1 [3] QPSK 7.51 x 10 -3 {TBA}
 CHT1 [4] QPSK 7.09 x 10 -3 {TBA}
 CHT1 [5] QPSK 6.69 x 10 -3 {TBA}
 CHT1 [6] QPSK 6.32 x 10 -3 {TBA}
 CHT1 [7] QPSK 5.96 x 10 -3 {TBA}
 CHT1 [8] QPSK 5.63 x 10 -3 {TBA}
 CHT1 [9] QPSK 5.32 x 10 -3 {TBA}
 CHT1 [10] QPSK 5.02 x 10 -3 {TBA}
 CHT1 [11] QPSK 4.74 x 10 -3 {TBA}
 CHT1 [12: 24] QPSK 4.47 x 10 -3 {TBA}

 Hybrid
 Tertiary

 CHT2 [0: 24] QPSK 8.92 x 10 -3 {TBA}
 CHI1 16- QAM 4.48 x 10 -3 -43 Hybrid IDS
 CHI2 16- QAM 8.93 x 10 -3 -37
 Primary CDP 64- QAM 5.49 x 10 -2 -15
 Secondary CDE 64- QAM 9.76 x 10 -3 -30
 Tertiary CDE 64- QAM 9.76 x 10 -3 -30
 Reference CDB BPSK 3.56 x 10 -1 -15

 All Digital

 IDS CHD 16- QAM 2.00 x 10 -2 -30
 Analog Audio Source
 The requirements in this subsection must be met to ensure that the existing analog signal does not significantly impact the performance of the digital subcarriers.

 For hybrid mode operation, the power spectral density of the modulated AM carrier measured with the IBOC digital component disabled, at frequencies removed from the carrier frequency by
 more than 5 kHz (AAB= 0) or 8 kHz (AAB= 1) and up to 20 kHz must not exceed -75 dBc/ 300 Hz. 0 dBc is defined as the total power of the modulated AM carrier.

 The analog signal may not exceed the modulation levels specified in Title 47 CFR 73.1570: In no case shall the amplitude modulation of the carrier wave exceed 100% on negative peaks of
 frequent recurrence, or 125% on positive peaks at any time.
 IBOC is not compatible with existing analog AM stereophonic broadcasts. The input analog signal must be a monophonic signal.
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