SEC NEWS DIGEST


   Issue 2007-132                                           July 11, 2007


   ENFORCEMENT PROCEEDINGS


   SEC HALTS ONGOING INVESTMENT SCAM INVOLVING FORGED BANK GUARANTEES

   The Commission filed an emergency action on May 22, 2007, against  two
   Californians and their company to halt an  ongoing  fraudulent  scheme
   operated in Orange County, Calif., in which the defendants  raised  at
   least $3.7 million from approximately 33 investors.

   The Honorable Cormac J. Carney, U.S. District Judge  for  the  Central
   District of California, entered a temporary restraining order freezing
   the assets of TG Capital, LLC, a  Nevada  limited  liability  company,
   Thanh Viet Jeremy Cao, age 26, of Orange County, Calif. and Las Vegas,
   Nev., and Lodavina Grosnickle, age 51,  of  Chula  Vista,  Calif.  The
   Commission's complaint alleges that from February 2007 to the present,
   Cao and Grosnickle lured investors to invest in TG Capital by  falsely
   promising rates of return between 28% and 30% on their investment  and
   assuring investors that  TG  Capital's  investments  were  secured  by
   guarantees from major banks or  gold.  In  fact,  no  such  guarantees
   existed. The complaint also alleges that Cao forged at least one  bank
   guarantee to support his false claims.

   The  complaint  further  alleges  that  Cao  and  Grosnickle  recently
   transferred $1.78 million of investor funds to a bank  in  Hong  Kong,
   purportedly to make a personal loan from Cao  to  an  individual.  The
   Commission alleges that defendants falsely  represented  the  overseas
   transfer was a legitimate TG Capital  investment  when  in  fact,  Cao
   personally loaned the money, leaving  TG  Capital  investors  with  no
   recourse if the individual borrower defaults.

   In addition to ordering an asset freeze, the  court's  order  requires
   defendants to repatriate assets sent overseas,  provides  for  certain
   expedited discovery, and prohibits them from destroying evidence.  The
   court ordered the temporary restraining  order  and  asset  freeze  to
   remain in effect until June 4, 2007. In  addition  to  this  emergency
   relief, the Commission is seeking a permanent injunction enjoining the
   defendants from committing future violations of the  securities  laws,
   and ordering disgorgement of the  ill-gotten  gains  with  prejudgment
   interest, and civil monetary penalties.

   The Commission's complaint alleges that all  defendants  violated  the
   antifraud provisions of Section 17(a) of the Securities  Act  of  1933
   and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-
   5 thereunder and that Grosnickle also violated Section  15(a)  of  the
   Exchange Act. [SEC v. TG Capital, LLC, Thanh Viet  "Jeremy"  Cao,  and
   Lodavina Grosnickle, Case No. CV 07-579 CJC (ANx)  (C.D.  Cal.)]  (LR-
   20189)

   COURT ENTERS DEFAULT JUDGMENT AGAINST ALEKSEY KAMARDIN FOR  SCHEME  TO
   INTRUDE INTO ONLINE ACCOUNTS, MANIPULATE MARKET

   The Commission announced that on June 20, 2007, the Honorable Susan C.
   Bucklew, U.S. District Judge  for  the  Middle  District  of  Florida,
   entered  a  default  judgment  against  twenty-one  year  old  Aleksey
   Kamardin.

   The Commission's complaint, which was filed on Jan. 25, 2007,  alleges
   that between July 13 and Aug.  25,  2006,  Kamardin,  or  with  others
   acting  in  concert,  commandeered  the  online  trading  accounts  of
   unwitting investors at  various  broker-dealers,  liquidated  existing
   equity positions and, using the resulting proceeds,  purchased  thinly
   traded stocks in order to create the appearance  of  trading  activity
   and pump up the price of the stocks.  The  complaint  further  alleges
   that in seventeen instances, Kamardin,  in  his  own  account,  bought
   shares in the thinly traded issuer just prior to or at the  same  time
   that compromised accounts were made to buy shares, creating the  false
   appearance of market activity. Shortly after the intrusions,  Kamardin
   sold all of his shares at the inflated prices. In  all  but  three  of
   these instances, Kamardin realized a profit from his trading,  netting
   a total profit of $82,960.

   The judgment permanently enjoins Kamardin with violations  of  Section
   17(a) of the Securities Act of 1933, Section 10(b) of  the  Securities
   Exchange Act of 1934 and Rule  10b-5  thereunder.  The  judgment  also
   orders Kamardin  to  pay  $82,960.16  in  disgorgement  together  with
   $5,085.50 of prejudgment  interest  thereon,  and  $130,000  in  civil
   penalties.

   The SEC's Office of Investor Education and Assistance  has  previously
   issued an  investor  alert  available  on  the  SEC's  website,  which
   provides tips for avoiding becoming a victim of an  online  intrusion.
   See  http://www.sec.gov/investor/pubs/onlinebrokerage.htm.   [SEC   v.
   Aleksey Kamardin, Civil Action No. 8:07-CV-159-T-24-MAP  (M.D.  Fla.)]
   (LR-20190)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A  proposed  rule  change   (SR-NASD-2007-038)   filed   by   National
   Association of Securities  Dealers  to  amend  the  Customer  and  the
   Industry Codes of Arbitration Procedure to clarify NASD's jurisdiction
   concerning members of other self-regulatory organizations  has  become
   effective immediately. Publication is expected in the Federal Register
   during the week of July 16. (Rel. 34-56029)

   A proposed rule change (SR-Phlx-2007-42)  filed  by  the  Philadelphia
   Stock Exchange to extend the Quarterly Options  Series  pilot  program
   has become immediately effective  under  Section  19(b)(3)(A)  of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of July 16. (Rel. 34-56030)

   A proposed rule change (SR-ISE-2007-53)  filed  by  the  International
   Securities Exchange to  extend  the  Quarterly  Options  Series  pilot
   program has become immediately effective under Section 19(b)(3)(A)  of
   the Securities Exchange Act of 1934. Publication is  expected  in  the
   Federal Register during the week of July 16. (Rel. 34-56031)

   A proposed rule change (SR-Amex-2007-66) filed by the  American  Stock
   Exchange to extend the Quarterly  Options  Series  pilot  program  has
   become  immediately  effective  under  Section  19(b)(3)(A)   of   the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of July 16. (Rel. 34-56032)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-1     BTHC VI Inc, 12890 HILLTOP ROAD, ARGYLE, TX, 76226, 940-241-1991 - 
        18,508,251 ($139,367,130.03) Equity, (File 333-144433 - Jul. 10) 
        (BR. 09)

S-8     GENERAL ENVIRONMENTAL MANAGEMENT, INC, 3191 TEMPLE AVE, SUITE 250, 
        POMONA, CA, 91768, 9094449500 - 5,500,000 ($16,500,000.00) Equity, 
        (File 333-144434 - Jul. 10) (BR. 09B)

S-4     MICHAELS STORES INC, 8000 BENT BRANCH DR, ********, IRVING, TX, 75063, 
        (972)409-1300 - 0 ($1,619,449,000.00) Debt, (File 333-144435 - Jul. 10) 
        (BR. 02B)

F-1     SEANERGY MARITIME CORP., 10, AMFITHEAS AVENUE, 17564 P. FALIRO, ATHENS, 
        J3, 000000, 30-2109406900 - 0 ($298,875,100.00) Other, 
        (File 333-144436 - Jul. 10) (BR. 09)

SB-2    JAVA DETOUR INC., 2121 2ND STREET, SUITE C 105, DAVIS, CA, 95616, 
        530-756-8020 - 7,475,810 ($7,475,810.00) Equity, (File 333-144437 - 
        Jul. 10) (BR. 02)

S-8     SPREADTRUM COMMUNICATIONS INC, 810 E ARQUES AVE, SUNNYVALE, CA, 94085, 
        4087358126 - 0 ($119,594,282.10) ADRs/ADSs, (File 333-144438 - Jul. 10) 
        (BR. 10C)

F-1     Voltaire Ltd., 9 HAMENOFIM STREET BUILDING A, HERZELIYA, L3, 46725, 
        972 (9) 971-7666 - 0 ($123,857,300.00) Equity, (File 333-144439 - 
        Jul. 10) (BR. 03)

S-8     CURAGEN CORP, 322 EAST MAIN STREET, BRANFORD, CT, 06405, 203 481 1104 - 
        3,000,000 ($6,000,000.00) Equity, (File 333-144440 - Jul. 10) (BR. 01A)

S-8     SPARK NETWORKS INC, 8383 WILSHIRE BOULEVARD, SUITE 800, BEVERLY HILLS, 
        CA, 90211, 323-836-3000 - 2,500,000 ($13,950,000.00) Equity, 
        (File 333-144441 - Jul. 10) (BR. 08C)

S-8     FORWARD INDUSTRIES INC, 1801 GREEN ROAD, SUITE E, POMPANO BEACH, FL, 
        33064, 9544199544 - 400,000 ($1,326,270.00) Equity, (File 333-144442 - 
        Jul. 10) (BR. 06C)

S-3     CARDICA INC, 900 SAGINAW DRIVE, REDWOOD CITY, CA, 94063, 650-364-9975 - 
        2,876,684 ($17,202,570.32) Equity, (File 333-144443 - Jul. 10) (BR. 10A)

S-8     LOUISIANA BANCORP INC, 1600 VETERANS MEMORIAL BOULEVARD, METARIE, LA, 
        70005, 504-834-1190 - 0 ($1,300,000.00) Equity, (File 333-144444 - 
        Jul. 10) (BR. 07)

S-8     Trina Solar LTD, NO. 2 XIN YUAN YI ROAD ELECTRONICS PARK, 
        NEW DISTRICT, CHANGZHOU, JIANGSU 213031, CHANGZHOU, F4, 213031, 
        86 519 548 2008 - 0 ($29,763,922.00) ADRs/ADSs, (File 333-144445 - 
        Jul. 10) (BR. 10)

SB-2    CERAGENIX PHARMACEUTICALS, INC., 1444 WAZEE STREET, SUITE 210, DENVER, 
        CO, 80202, 7209466440 - 0 ($6,043,917.00) Other, (File 333-144446 - 
        Jul. 10) (BR. 10A)

S-1     Global BPO Services Corp, 177 BEACON STREET, UNIT 4, BOSTON, MA, 02116, 
        781-210-2271 - 0 ($529,375,100.00) Equity, (File 333-144447 - Jul. 10) 
        (BR. 09)

S-8     PACIFIC GOLD CORP, 465 SOUTH MEADOWS PARKWAY, SUITE 20, RENO, NV, 
        89521, 888-257-4193 - 20,000,000 ($4,200,000.00) Equity, 
        (File 333-144448 - Jul. 10) (BR. 04A)

S-8     CHECKPOINT SYSTEMS INC, 101 WOLF DR, P O 188, THOROFARE, NJ, 08086, 
        856-384-2460 - 133,334 ($2,365,346.00) Equity, (File 333-144449 - 
        Jul. 10) (BR. 11C)

F-6     E-HOUSE (CHINA) HOLDINGS LTD, 17/F MERCHANDISE HARVEST BUILDING (EAST), 
        NO. 333 NORTH CHENGDU ROAD, SHANGHAI, F4, 200041, (86-21) 5298 0808 - 
        100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-144450 - Jul. 10) 
        (BR. 08)

F-1     E-HOUSE (CHINA) HOLDINGS LTD, 17/F MERCHANDISE HARVEST BUILDING (EAST), 
        NO. 333 NORTH CHENGDU ROAD, SHANGHAI, F4, 200041, (86-21) 5298 0808 - 
        1 ($150,000,000.00) ADRs/ADSs, (File 333-144451 - Jul. 10) (BR. 08)

S-8     AUXILIUM PHARMACEUTICALS INC, 40 VALLEY STREAM PARKWAY, MALVERN, PA, 
        19355, 484 321 5900 - 2,000,000 ($32,100,000.00) Equity, 
        (File 333-144452 - Jul. 10) (BR. 01A)

S-3     STONEMOR PARTNERS LP, 155 RITTENHOUSE CIRCLE, BRISTOL, PA, 19007, 
        2158262800 - 0 ($226,850,490.00) Limited Partnership Interests, 
        (File 333-144453 - Jul. 10) (BR. 11A)

S-1     First Advantage Bancorp, 1430 MADISON STREET, CLARKSVILLE, TN, 37040, 
        931-522-6176 - 0 ($76,705,000.00) Equity, (File 333-144454 - Jul. 10) 
        (BR. 07)

S-4     WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 
        6126671234 - 67,000,000 ($1,736,615,930.36) Equity, (File 333-144455 - 
        Jul. 10) (BR. 07A)

S-3ASR  BALDOR ELECTRIC CO, 5711 R S BOREHAM JR ST, P O BOX 2400, FORT SMITH, 
        AR, 72902-2400, 5016464711 - 0 ($0.00) Equity, (File 333-144456 - 
        Jul. 10) (BR. 10A)

S-8     FIBERNET TELECOM GROUP INC\, 570 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, 
        NY, 10022, 2124056200 - 250,000 ($2,110,000.00) Equity, 
        (File 333-144457 - Jul. 10) (BR. 11C)

S-8     CHINACAST EDUCATION CORP, 25 FL. QIANG SHENG MANSION, 
        NO. 145 PU JIAN ROAD, PUDONG DISTRICT, SHANGHAI, F4, 211217, 
        (8621) 6864-4666 - 0 ($14,625,000.00) Equity, (File 333-144458 - 
        Jul. 10) (BR. 11A)

S-3     CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 
        77098, 7139601901 - 789,468 ($29,297,157.48) Equity, (File 333-144459 - 
        Jul. 10) (BR. 04C)

F-3ASR  HDFC BANK LTD, 'HDFC BANK HOUSE', SENAPATI BAPAT ROAD, 
        LOWER PAREL (WEST), MUMBAI INDIA, INDIA, K7, 400013, 91224957676 - 
        0 ($0.00) ADRs/ADSs, (File 333-144461 - Jul. 10) (BR. 07C)

S-8     NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 
        0 ($7,128,000.00) Equity, (File 333-144462 - Jul. 10) (BR. 10B)

S-1     CALGON CARBON CORPORATION, P O BOX 717, 400 CALGON CARBON DR, 
        PITTSBURGH, PA, 15230-0717, 4127876700 - 
        75,000,000 ($75,000,000.00) Debt Convertible into Equity, 
        (File 333-144463 - Jul. 10) (BR. 06A)

SB-2    IMPART MEDIA GROUP INC, 1300 N. NORTHLAKE WAY, SEATTLE, WA, 98103-8919, 
        2066331852 - 4,480,000 ($2,083,200.00) Equity, (File 333-144464 - 
        Jul. 10) (BR. 08B)

S-8     HOKU SCIENTIFIC INC, 1075 OPAKAPAKA STREET, KAPOLEI, HI, 96707, 
        808-682-7800 - 211,822 ($2,179,648.38) Equity, (File 333-144465 - 
        Jul. 10) (BR. 10B)

S-8     VISHAY INTERTECHNOLOGY INC, 63 LINCOLN HWY, MALVERN, PA, 19355, 
        6106441300 - 3,000,000 ($47,580,000.00) Equity, (File 333-144466 - 
        Jul. 10) (BR. 10C)

S-3     MEMORY PHARMACEUTICALS CORP, 100 PHILIPS PARKWAY, MONTVALE, NJ, 07645, 
        2018027100 - 0 ($80,265,859.00) Other, (File 333-144467 - Jul. 10) 
        (BR. 01A)

F-1     AerCap Holdings N.V., EVERT VAN DE BEEKSTRAAT 312, SCHIPHOL AIRPORT, 
        P7, 1118 CX, 31 20 655 9655 - 0 ($740,600,000.00) Equity, 
        (File 333-144468 - Jul. 10) (BR. 06C)

N-2     Euro STOXX 50 Premium & Dividend Income Fund Inc., 
        800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08536, 609-282-1212 - 
        0 ($1,000,000.00) Equity, (File 333-144469 - Jul. 10) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

ACURA PHARMACEUTICALS, INC              NY       1.01,2.03,8.01,9.01            07/10/07

ADUROMED INDUSTRIES, INC.               DE       7.01,9.01                      07/10/07

ADVANCED MEDICAL OPTICS INC             DE       8.01,9.01                      07/05/07

ADVANCED TECHNOLOGY ACQUISITION CORP.   DE       8.01,9.01                      07/10/07

AEHR TEST SYSTEMS                       CA       8.01,9.01                      07/09/07

ALASKA AIR GROUP INC                    DE       7.01                           07/10/07

ALASKA AIR GROUP INC                    DE       7.01                           07/10/07    AMEND

ALCOA INC                               PA       1.01,2.03,8.01,9.01            07/09/07

ALFACELL CORP                           DE       8.01                           07/06/07

ALPHARMA INC                            DE       1.01                           07/03/07

AMERICAN DENTAL PARTNERS INC            DE       8.01,9.01                      07/05/07

AMERICAN ELECTRIC POWER CO INC          NY       7.01                           07/10/07

AMERICAN EQUITY INVESTMENT LIFE HOLDI   IA       7.01,9.01                      07/09/07

AMERICAN EXPRESS CO                     NY       8.01,9.01                      07/10/07

AMERICAN LEISURE HOLDINGS, INC.         NV       1.01,3.02,9.01                 06/26/07

AMERICAN RIVER BANKSHARES               CA       7.01,9.01                      07/10/07

American Telecom Services Inc                    8.01,9.01                      07/10/07

AMETEK INC/                             DE       8.01                           07/09/07

AMICAS, Inc.                            DE       1.01,9.01                      07/03/07

AMIS HOLDINGS INC                                5.02                           07/03/07

ANGEION CORP/MN                         MN       5.02                           07/03/07

Anpath Group, Inc.                               1.01,9.01                      07/06/07

APPLIED DIGITAL SOLUTIONS INC           MO       5.02                           07/03/07

APPLIED DNA SCIENCES INC                NV       2.03,3.02                      06/30/07

ARCHSTONE SMITH TRUST                   MD       8.01,9.01                      07/10/07

ARIBA INC                               DE       1.01                           06/15/07    AMEND

ARTISTDIRECT INC                        DE       7.01,9.01                      07/09/07

ASSURANCEAMERICA CORP                   NV       8.01,9.01                      06/29/07

ASTEA INTERNATIONAL INC                 DE       4.01                           07/10/07

AVANT IMMUNOTHERAPEUTICS INC            DE       3.01,9.01                      07/06/07

BALDOR ELECTRIC CO                      MO       8.01,9.01                      07/10/07

BASSETT FURNITURE INDUSTRIES INC        VA       2.02,9.01                      07/05/07

BEDMINSTER NATIONAL CORP                DE       1.01,2.01,2.03,3.02,9.01       07/03/07

BERRY PLASTICS HOLDING CORP             DE       2.01,9.01                      07/10/07

BEVERLY NATIONAL CORP                   MA       8.01,9.01                      07/06/07

BILL BARRETT CORP                                7.01,9.01                      07/09/07

BIOMET INC                              IN       7.01                           07/10/07

BLUE RIDGE PAPER PRODUCTS INC                    8.01,9.01                      07/10/07

BRADY CORP                              WI       5.02                           07/09/07

Bristow Group Inc                       DE       7.01,9.01                      07/06/07    AMEND

Bronco Drilling Company, Inc.           DE       7.01,9.01                      07/10/07

BSD MEDICAL CORP                        DE       7.01,9.01                      07/09/07

BUCA INC /MN                            MN       2.02,9.01                      07/10/07

BULLION RIVER GOLD CORP                          1.01,2.03                      07/03/07

BUTLER INTERNATIONAL INC /MD/           MD       1.01,9.01                      07/03/07

CALIFORNIA PIZZA KITCHEN INC            DE       2.02,9.01                      07/10/07

CAPITAL ONE FUNDING, LLC                         8.01,9.01                      07/06/07

CAPSOURCE FINANCIAL INC                 CO       1.01,2.03,9.01                 07/09/07

CARDIOTECH INTERNATIONAL INC            MA       1.01,2.01,9.01                 07/03/07

CARTOON ACQUISITION, INC.               DE       4.01,9.01                      04/03/05

CB RICHARD ELLIS REALTY TRUST                    2.01,9.01                      04/27/07    AMEND

CELL GENESYS INC                        DE       8.01                           07/10/07

CHARMING SHOPPES INC                    PA       7.01,9.01                      07/09/07

Chase Education Loan Trust 2007-A       DE       8.01,9.01                      07/10/07

CHATTEM INC                             TN       2.02,9.01                      07/10/07

CHEESECAKE FACTORY INC                  DE       2.02,9.01                      07/09/07

CHEVRON CORP                            DE       2.02                           07/10/07

CHINA DIGITAL MEDIA CORP                NV       5.02                           07/09/07

CHINA DIRECT TRADING CORP               FL       3.02,5.03,8.01,9.01            05/31/07

CHINAWE COM INC                         CA       4.01,9.01                      06/29/07    AMEND

CHINDEX INTERNATIONAL INC               DE       5.03,9.01                      07/10/07

CLEARONE COMMUNICATIONS INC             UT       8.01                           07/09/07

CMS ENERGY CORP                         MI       1.02                           07/03/07

CNB CORP /MI/                           MI       8.01                           07/10/07

COLUMBIA LABORATORIES INC               DE       1.01                           07/06/07

COMMONWEALTH EDISON CO                  IL       8.01,9.01                      04/25/07

Community Partners Bancorp              NJ       5.02,9.01                      07/05/07

COST U LESS INC                         WA       2.02,9.01                      07/06/07

COSTCO WHOLESALE CORP /NEW              WA       8.01,9.01                      07/09/07

CSG SYSTEMS INTERNATIONAL INC           DE       7.01,9.01                      07/09/07

CV THERAPEUTICS INC                     DE       8.01,9.01                      07/09/07

Cytta Corp.                             NV       8.01                           07/06/07

DANA CORP                               VA       9.01                           07/05/07

DENDREON CORP                           DE       8.01                           07/02/07

DENNYS CORP                             DE       2.02,9.01                      07/10/07

DESTINATION TELEVISION, INC.            DE       1.01,9.01                      07/08/07

DGT Corp.                               NV       4.01,9.01                      07/01/07

DIAMOND OFFSHORE DRILLING INC           DE       7.01,9.01                      07/09/07

DIGITAL LIFESTYLES GROUP INC            DE       1.01                           06/27/07

DIGITAL RECORDERS INC                   NC       7.01,9.01                      07/10/07

DIODES INC /DEL/                        DE       7.01,9.01                      07/10/07

Directed Electronics, Inc.              FL       7.01,9.01                      07/10/07

DTE ENERGY CO                           MI       8.01                           07/03/07

DUPONT E I DE NEMOURS & CO              DE       8.01,9.01                      07/10/07

DURA AUTOMOTIVE SYSTEMS INC             DE       1.01                           07/03/07

EAGLE BROADBAND INC                     TX       1.01,3.02                      07/03/07

ECOTALITY, INC.                         NV       4.02,9.01                      07/03/07

eGENE, INC.                                      5.01,9.01                      07/09/07

EMAK Worldwide, Inc.                    DE       3.01,7.01,9.01                 07/09/07

Emergency Medical Services CORP         DE       7.01,9.01                      07/10/07

ENCORE ACQUISITION CO                   DE       9.01                           06/29/07    AMEND

EQUICAP INC                             CA       2.01,9.01                      07/06/07

EXELIXIS INC                            DE       5.02                           07/09/07

EXELON CORP                             PA       8.01,9.01                      04/25/07

EXELON GENERATION CO LLC                         8.01,9.01                      04/25/07

Exobox Technologies Corp.               NV       8.01                           07/10/07

Federal Home Loan Bank of Atlanta       X1       2.03                           07/05/07

Federal Home Loan Bank of Boston        X1       2.03                           07/03/07

Federal Home Loan Bank of Chicago       X1       2.03                           07/06/07

Federal Home Loan Bank of Chicago       X1       5.02                           07/05/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      07/03/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      07/06/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      07/05/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      07/03/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      07/03/07

Federal Home Loan Bank of San Francis   X1       2.03                           07/05/07

Federal Home Loan Bank of Seattle                2.03                           07/09/07

Federal Home Loan Bank of Topeka                 2.03                           07/06/07

FIRST HORIZON ASSET SECURITIES INC      DE       8.01,9.01                      06/28/07

FNB United Corp.                        NC       5.02,9.01                      07/09/07

FOREST OIL CORP                         NY       7.01,8.01,9.01                 07/09/07

FRANKLIN ELECTRONIC PUBLISHERS INC      PA       1.01,9.01                      07/04/07

FRANKLIN RESOURCES INC                  DE       5.03,8.01,9.01                 07/09/07

FREDERICK COUNTY BANCORP INC            MD       2.02,7.01,9.01                 07/10/07

FREESTAR TECHNOLOGY CORP                NV       8.01,9.01                      07/10/07

FTI CONSULTING INC                      MD       5.02,9.01                      07/09/07

GABRIEL TECHNOLOGIES CORP               DE       5.02                           07/03/07

GateHouse Media, Inc.                   DE       2.02,9.01                      07/10/07

Gemco Minerals, Inc.                    FL       4.01,9.01                      07/06/07

GEMSTAR TV GUIDE INTERNATIONAL INC      DE       8.01,9.01                      07/09/07

GENAERA CORP                            DE       1.01,9.01                      07/03/07

GEORESOURCES INC                        CO       4.01,9.01                      07/06/07

GILMAN & CIOCIA INC                     DE       5.02                           07/04/07

GLADSTONE CAPITAL CORP                  MD       5.03,9.01                      07/10/07

GLADSTONE COMMERCIAL CORP               MD       5.02,5.03,9.01                 07/10/07

GLADSTONE INVESTMENT CORPORATION\DE     DE       5.03,9.01                      07/10/07

GLOBAL PARTNERS LP                               1.01,9.01                      07/09/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           07/06/07

Great Wolf Resorts, Inc.                DE       5.02,9.01                      07/09/07

GREATER BAY BANCORP                     CA       8.01,9.01                      07/10/07

GREENBRIER COMPANIES INC                DE       2.02,9.01                      07/10/07

GS Mortgage Securities Trust 2007-GG1   DE       8.01,9.01                      07/10/07

GTJ REIT, Inc.                          MD       1.01,2.03,5.02,8.01,9.01       06/11/07

GULF ISLAND FABRICATION INC             LA       5.02                           07/09/07

GYMBOREE CORP                           DE       7.01                           07/10/07

HIGHLANDS BANKSHARES INC /WV/           WV       8.01                           07/10/07

HILTON HOTELS CORP                      DE       5.02                           07/03/07

HOLLY CORP                              DE       7.01,9.01                      07/09/07

HOLLY ENERGY PARTNERS LP                DE       7.01,9.01                      07/09/07

HOME EQUITY LOAN TRUST 2007-FRE1        DE       8.01,9.01                      07/10/07

HOMEFED CORP                            DE       7.01,9.01                      07/10/07

Homeland Security Capital CORP          DE       1.01,9.01                      07/03/07

HORTON D R INC /DE/                     DE       1.01,9.01                      07/06/07

HORTON D R INC /DE/                     DE       2.02,9.01                      07/10/07

House of Taylor Jewelry, Inc.           NV       4.01,9.01                      07/03/07

HUB GROUP INC                           DE       1.02,9.01                      07/09/07

HYTHIAM INC                             DE       5.02,9.01                      07/09/07

IA GLOBAL INC                           DE       8.01,9.01                      06/29/07

IMCLONE SYSTEMS INC                     DE       5.02,9.01                      07/03/07

INCENTRA SOLUTIONS, INC.                NV       1.01,2.03,9.01                 07/03/07

INNOVO GROUP INC                        DE       2.02,9.01                      07/10/07

INPUT OUTPUT INC                        DE       5.02,9.01                      05/21/07

INTELLIGENTIAS, INC.                             8.01                           06/07/07    AMEND

INTER TEL (DELAWARE), INC               DE       8.01,9.01                      07/05/07

INTERMUNE INC                           DE       5.02,9.01                      07/03/07

INTERNATIONAL SPEEDWAY CORP             FL       2.02,7.01,8.01,9.01            07/10/07

INTERNATIONAL TEXTILE GROUP INC         DE       9.01                           07/10/07    AMEND

INTERNET COMMERCE CORP                  DE       2.01                           07/03/07

INTERPUBLIC GROUP OF COMPANIES, INC.    DE       5.02                           07/06/07

INVESTMENT TECHNOLOGY GROUP INC         DE       8.01,9.01                      07/10/07

IRIDEX CORP                             DE       5.02                           07/05/07

J P MORGAN CHASE & CO                   DE       9.01                           07/06/07

JK Acquisition Corp.                             8.01                           07/09/07

JOURNAL COMMUNICATIONS INC                       5.02,5.03,9.01                 07/10/07

K&F INDUSTRIES INC                      DE       8.01,9.01                      07/09/07

KAYNE ANDERSON ENERGY DEVELOPMENT CO    MD       8.01,9.01                      07/06/07

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA       5.02                           07/09/07

LANDRYS RESTAURANTS INC                          8.01,9.01                      07/09/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           07/06/07

LEVI STRAUSS & CO                       DE       2.02,7.01,9.01                 07/10/07

LEVITT CORP                             FL       8.01,9.01                      07/09/07    AMEND

Live Nation, Inc.                       DE       7.01,8.01,9.01                 07/09/07

LKQ CORP                                DE       8.01,9.01                      07/03/07

LSI CORP                                DE       5.02,9.01                      07/06/07

LUDVIK CAPITAL INC                      DE       1.01,8.01,9.01                 02/28/07    AMEND

MACE SECURITY INTERNATIONAL INC         DE       2.02,9.01                      07/09/07

MACROCHEM CORP                          DE       1.01,9.01                      06/29/07

MAGUIRE PROPERTIES INC                  MD       2.01,7.01,9.01                 07/05/07

MANHATTAN PHARMACEUTICALS INC           DE       8.01,9.01                      07/09/07

MARINE PRODUCTS CORP                    DE       8.01,9.01                      07/10/07

Marvel Entertainment, Inc.              DE       5.02,9.01                      07/10/07

MARVELL TECHNOLOGY GROUP LTD            D0       5.02,9.01                      07/06/07

MATRIXX INITIATIVES INC                 DE       1.01,2.03                      07/02/07

MAXIM INTEGRATED PRODUCTS INC           DE       3.01,9.01                      07/03/07

MEADE INSTRUMENTS CORP                  DE       2.02,5.02,9.01                 07/06/07

MedAire, Inc.                           NV       8.01,9.01                      07/10/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       4.01,5.02,9.01                 07/04/07

MEDIRECT LATINO INC                     FL       1.01,5.02,9.01                 07/06/07    AMEND

MERCHANTS & MANUFACTURERS BANCORPORAT   WI       1.01,9.01                      07/09/07

MERRILL LYNCH DEPOSITOR INC PPLUS TRU   DE       8.01,9.01                      06/29/07

METALICO INC                                     1.01,9.01                      07/10/07

MGT CAPITAL INVESTMENTS INC             DE       8.01,9.01                      07/06/07

MICRO COMPONENT TECHNOLOGY INC          MN       5.02                           07/03/07

MIGO SOFTWARE, INC.                     DE       5.02,7.01,9.01                 07/03/07

MILESTONE SCIENTIFIC INC/NJ             DE       8.01,9.01                      07/09/07

MOBILEPRO CORP                          DE       1.01,5.02,9.01                 07/08/07

MOST HOME CORP                          NV       3.02                           07/09/07

MOTOROLA INC                            DE       5.02                           07/05/07

NANOMETRICS INC                         DE       5.02                           07/03/07

NAVISITE INC                            DE       3.02                           07/03/07

NETSOL TECHNOLOGIES INC                 NV       3.02                           06/29/07

NEWPOWER HOLDINGS INC                   DE       8.01                           06/25/07

Nexxus Lighting, Inc.                   DE       4.02                           07/10/07

Nomura Asset Acceptance Corporation,    DE       8.01,9.01                      07/06/07

Nomura Asset Acceptance Corporation,    DE       9.01                           07/10/07

NORTH STATE BANCORP                     NC       2.02,9.01                      07/10/07

NOVADEL PHARMA INC                      DE       8.01,9.01                      07/06/07

NOVEN PHARMACEUTICALS INC               DE       1.01,5.02,8.01,9.01            07/09/07

Oakmont Acquisition Corp.               DE       8.01,9.01                      07/10/07

ONEOK INC /NEW/                         OK       7.01,9.01                      07/10/07

ONEOK Partners LP                       DE       7.01,9.01                      07/10/07

OPTIUM CORP                             DE       8.01,9.01                      07/10/07

P F CHANGS CHINA BISTRO INC                      2.02,9.01                      07/05/07

PACIFIC GOLD CORP                       NV       8.01,9.01                      07/10/07

PAETEC Holding Corp.                             1.01,2.03,9.01                 07/10/07

PANTRY INC                              DE       2.02,9.01                      07/10/07

PAR PHARMACEUTICAL COMPANIES, INC.      DE       2.02,9.01                      07/10/07

PAR PHARMACEUTICAL COMPANIES, INC.      DE       1.01                           07/02/07

Park Place Energy Corp.                 NV       5.03,8.01,9.01                 07/06/07

PECO ENERGY CO                          PA       8.01,9.01                      04/25/07

PEPSI BOTTLING GROUP INC                DE       2.02,9.01                      07/10/07

PETROLEUM DEVELOPMENT CORP              NV       7.01,9.01                      07/10/07

Pharma-Bio Serv, Inc.                            7.01,9.01                      07/05/07

PHYSICAL SPA & FITNESS INC              DE       4.01,9.01                      07/10/07

PHYSICIANS FORMULA HOLDINGS, INC.       DE       2.02,7.01,9.01                 07/09/07

PIPEX PHARMACEUTICALS, INC.             DE       1.01,9.01                      07/03/07

Polypore International, Inc.                     1.01,1.02,2.03,3.03,8.01,9.01  07/03/07

Polypore, Inc.                          DE       1.01,1.02,2.03,9.01            07/03/07

POZEN INC /NC                                    8.01,9.01                      07/10/07

PRB Energy, Inc.                        NV       5.02,9.01                      07/05/07

PREFERREDPLUS TRUST SERIES MSD-1        DE       8.01,9.01                      07/02/07

PROCTER & GAMBLE CO                     OH       7.01                           07/10/07

QUAKER FABRIC CORP /DE/                 DE       2.04,2.05,5.02,8.01,9.01       07/03/07

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       5.02                           07/03/07

RAAC Series 2007 SP2 Trust              DE       8.01,9.01                      07/10/07

Rand Logistics, Inc.                    DE       8.01,9.01                      07/09/07

RAPTOR NETWORKS TECHNOLOGY INC                   8.01,9.01                      07/09/07

REGAL BELOIT CORP                       WI       1.01                           07/03/07

REIDCO ACQUISITION I INC                DE       4.01,9.01                      07/09/07

RESEARCH FRONTIERS INC                  DE       7.01                           07/10/07

ROCKY MOUNTAIN CHOCOLATE FACTORY INC    CO       2.02,7.01,8.01,9.01            07/10/07

RPC INC                                 DE       8.01,9.01                      07/10/07

SAGEMARK COMPANIES LTD                  NY       1.01,5.01,5.02,9.01            07/02/07

SANGAMO BIOSCIENCES INC                 DE       1.01,7.01,9.01                 07/10/07

SEACOR HOLDINGS INC /NEW/               DE       1.01,2.03,9.01                 07/03/07

Securitized Asset Backed Receivables             8.01,9.01                      07/10/07

SEDONA CORP                             PA       1.01,3.02                      07/05/07

SEMPRA ENERGY                           CA       1.01,9.01                      07/09/07

SEQUA CORP /DE/                         DE       1.01,3.03,5.02,7.01,9.01       07/10/07

SIERRA PACIFIC RESOURCES /NV/           NV       5.02,9.01                      07/05/07

SIRENZA MICRODEVICES INC                DE       5.02                           07/10/07

SIRVA INC                               DE       5.02,9.01                      07/03/07

SMITH A O CORP                          DE       5.02,9.01                      07/09/07

SOMERSET INTERNATIONAL GROUP,INC.       DE       1.01,2.01,9.01                 06/29/07    AMEND

Soundview Home Loan Trust 2007-OPT2     DE       9.01                           06/18/07

Soundview Home Loan Trust 2007-OPT3     DE       9.01                           06/21/07

SOVRAN ACQUISITION LTD PARTNERSHIP      MD       3.02                           07/09/07

SOVRAN SELF STORAGE INC                 MD       3.02                           07/09/07

SPARTAN MOTORS INC                      MI       1.01,3.03,5.03,9.01            07/07/07

Spectra Energy Partners, LP             DE       5.02,9.01                      07/09/07

STILLWATER MINING CO /DE/               DE       8.01,9.01                      07/10/07

STONEMOR PARTNERS LP                    DE       8.01,9.01                      09/28/06

SUN BANCORP INC /NJ/                    NJ       2.03                           07/05/07

SUNBURST ACQUISITIONS V INC             CO       4.01                           07/09/07    AMEND

SURETY CAPITAL CORP /DE/                DE       1.02                           07/07/07

SWMX, INC.                              DE       1.01,9.01                      07/10/07

SYNTROLEUM CORP                         DE       8.01,9.01                      07/10/07

TARRAGON CORP                           NV       8.01,9.01                      07/10/07

TATONKA OIL & GAS, INC.                 CO       5.02,9.01                      07/03/07

TBS INTERNATIONAL LTD                            7.01                           07/10/07

TECUMSEH PRODUCTS CO                    MI       1.01,7.01,9.01                 07/03/07

TEKOIL & GAS CORP                       DE       1.01,9.01                      07/03/07

TERCICA INC                             DE       1.01,3.02,9.01                 07/06/07

TETON ENERGY CORP                       DE       5.02,9.01                      07/03/07

THAXTON GROUP INC                       SC       8.01,9.01                      07/02/07

THERMOENERGY CORP                       AK       1.01,2.01,3.02,9.01            07/02/07

THOR INDUSTRIES INC                     DE       8.01,9.01                      07/09/07

TIDEWATER INC                           DE       7.01,9.01                      07/10/07

TOUCHSTONE SOFTWARE CORP /CA/           DE       1.01                           07/10/07

TVIA INC                                DE       3.01                           07/03/07

TXP CORP                                NV       5.02,9.01                      07/03/07

Under Armour, Inc.                      MD       5.02,9.01                      07/09/07

UNIFI INC                               NY       2.06,8.01                      07/03/07

UNITED COMMUNITY BANKS INC              GA       7.01,9.01                      07/09/07

UNIVERSAL ENERGY CORP.                           7.01,9.01                      06/22/07

UNIVERSAL ENERGY CORP.                           7.01,9.01                      06/25/07

UNIVERSAL ENERGY CORP.                           7.01,9.01                      06/28/07

UNIVERSAL ENERGY CORP.                           7.01,9.01                      07/05/07

UNIVERSAL ENERGY CORP.                           7.01,9.01                      07/09/07

UNIVISION COMMUNICATIONS INC            DE       5.02                           06/05/07

UPSTREAM BIOSCIENCES INC.               NV       7.01,9.01                      07/10/07

VEECO INSTRUMENTS INC                   DE       8.01                           07/05/07

VENTURE FINANCIAL GROUP INC             WA       1.01,2.03,9.01                 07/09/07

VIRAGE LOGIC CORP                       CA       5.02                           07/10/07

VITAL IMAGES INC                        MN       2.02,9.01                      07/10/07

VNUS MEDICAL TECHNOLOGIES INC                    5.02,9.01                      07/05/07

VSB BANCORP INC                         NY       2.02,9.01                      07/10/07

WaMu Mortgage Pass-Through Certificat   DE       9.01                           06/25/07

WARREN RESOURCES INC                    MD       7.01,9.01                      07/10/07

Wave Uranium Holding                             2.01,3.02,5.01,5.02,5.03,9.01  06/18/07

WIRELESS FACILITIES INC                 DE       1.01,9.01                      07/03/07

XL CAPITAL LTD                                   5.02,8.01,9.01                 07/09/07