SEC NEWS DIGEST

Issue 2004-219                                              November 15, 2004

     

COMMISSION ANNOUNCEMENTS
     

COMMISSION MEETINGS

CLOSED MEETING  TUESDAY NOVEMBER 16, 2004  2:00 P.M.
     
     The subject matter of the closed meeting scheduled for Tuesday, November
     16,  at 2:00 p.m. will be:  Formal orders of investigations; Institution
     and settlement of injunctive actions; and Institution and settlement  of
     administrative proceedings of an enforcement nature.
     
     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact:  The Office of the Secretary at (202) 942-7070.
                                      

ENFORCEMENT PROCEEDINGS
     

IN THE MATTER OF MARLON TROPEANO

     On  November  15,  the  Commission issued an Order Making  Findings  and
     Imposing  Remedial Sanctions Pursuant to Section 15(b) of the Securities
     Exchange  Act  of  1934 Against Marlon D. Tropeano (Order).   The  Order
     finds  that  on  Aug. 7, 2000, a Final Judgment By Default  was  entered
     against  Marlon  Tropeano  (Tropeano), permanently  enjoining  him  from
     future  violations of Section 10(b) of the Securities  Exchange  Act  of
     1934  and  Rule 10b-5 promulgated under the Securities Exchange  Act  of
     1934.  SEC v. Marlon D. Tropeano, et al., Civil Action No. 99 Civ. 10260
     (SDNY).  The Commissions complaint in that action alleged that, between
     October   1997  and  March  1998,  Tropeano,  acting  as  a   registered
     representative  of  Briarwood  Investment  Counsel,  Inc.   (Briarwood),
     defrauded  various  Briarwood customers by, among  other  things,  using
     forged documents to cause the unauthorized transfer of customer accounts
     from  Briarwood  to  other broker-dealers, causing securities  in  those
     accounts to be sold without authorization, and diverting the proceeds of
     those  sales  to  various relief defendants named  in  the  Commissions
     complaint.  The Order also finds that on Feb. 10, 2000, Tropeano pleaded
     guilty to two felony counts of conspiracy to commit securities fraud  in
     United States v. Marlon D. Tropeano, et al., 99 Cr. 01024 (SDNY).

     Based  on  the above, the Order bars Marlon D. Tropeano from association
     with any broker or dealer. (Rel. 34-50660; File No. 3-11624)
     
IN THE MATTER OF FREDERICK TROPEANO

     On  November  15,  the  Commission issued an Order Making  Findings  and
     Imposing  Remedial Sanctions Pursuant to Section 15(b) of the Securities
     Exchange  Act  of  1934 Against Frederick Tropeano (Order).   The  Order
     finds  that  on Sept. 12, 2000, a Final Judgment By Default was  entered
     against  Frederick Tropeano (Tropeano), permanently enjoining  him  from
     future  violations of Section 17(a) of the Securities Act  of  1933  and
     Section  10(b)  of the Securities Exchange Act of 1934  and  Rule  10b-5
     promulgated  under  the  Securities Exchange  Act  1934.   SEC  v.  Golf
     Emporium  Corp. and Frederick Tropeano, Civil Action No. 99  Civ.  10259
     (SDNY).   The Commissions complaint alleged that, between approximately
     Jan.  1,  1998,  and  at  least  Oct. 5, 1999,  Tropeano,  directly  and
     indirectly   through  Golf  salespeople  acting  under  his   direction,
     fraudulently  induced  investors to invest in a private  placement  of
     Golf  stock by making misrepresentations and omissions of material  fact
     about  Golf.   The  Order  also finds that on Feb.  11,  2000,  Tropeano
     pleaded  guilty  to one felony count of conspiracy to commit  securities
     fraud  and  one felony count of wire fraud.  United States v.  Frederick
     Tropeano, et al., 99 Cr. 01024 (SDNY).

     Based  on  the above, the Order bars Frederick Tropeano from association
     with any broker or dealer.  (Rel. 34-50661; File No. 3-11633)

MAJOR  SHAREHOLDER OF AQUA VIE BEVERAGE CORP. SETTLES UNREGISTRERED  OFFERING
CHARGES
     
     The Commission announced today that Defendant Joseph J. Wozniak, a major
     shareholder of Aqua Vie Beverage Corp., agreed to the entry of  a  final
     judgment  on consent, in Securities and Exchange Commission v. Aqua  Vie
     Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak, CV-04-414-S-
     EJL  (D. Idaho).  The Court entered the Judgment as to Defendant  Joseph
     J. Wozniak on Oct. 25, 2004.
     
     The  Commission filed its civil injunctive action against Wozniak,  Aqua
     Vie,  and  Aqua Vies CEO, Thomas Gillespie, on Feb. 23, 2004, following
     the  Commissions 10-day suspension of trading in Aqua Vie common  stock
     on  May  2, 2003.  The Commissions complaint alleges that Aqua Vie  and
     Gillespie  fraudulently promoted Aqua Vie's common  stock  by  means  of
     millions  of  false  and  misleading tout  sheets  faxed  to  homes  and
     businesses.   In addition, from November 2002 through May 2003,  Wozniak
     offered  millions  of shares of Aqua Vie common stock publicly,  without
     any registration statement in effect as to the offering, in violation of
     Section 5 of the Securities Act of 1933.
     
     The unregistered public offering by Wozniak, done at the request of Aqua
     Vie  and Gillespie, paid for a massive distribution of promotional faxes
     touting  Aqua Vie stock and also provided cash to Aqua Vie.  The purpose
     of the fax campaign was to create and strengthen the market for Aqua Vie
     stock.   Wozniak provided the 2.75 million shares used to  pay  the  fax
     disseminator,  Fax.com,  Inc.  In addition,  Wozniak  sold  3.2  million
     shares in his own account and transferred $1.2 million of those proceeds
     to  Aqua  Vie.  This two-pronged unregistered offer and sale effectively
     kept  afloat  a  struggling  company that was  far  more  successful  at
     marketing its stock that its only product, bottled water.
     
     The  Judgment entered by the Court on Oct. 25, 2004, barred Wozniak from
     participating in an offering of penny stock for a period  of  two  years
     and  ordered  him to pay a civil penalty of $35,000.  In  addition,  the
     Court  permanently  enjoined Wozniak from violating  Section  5  of  the
     Securities  Act  of 1933.  The Court also ordered Wozniak,  in  lieu  of
     disgorgement, to turn over (a) $35,000 shares of Aqua Vie  common  stock
     to Aqua Vies transfer agent and (b) 514.63 shares of Aqua Vie Series  J
     Preferred Stock convertible into 5,146,300 shares of common to Aqua  Vie
     with a direction that they be cancelled.  These shares are approximately
     equal  to  the  amount  of  shares Wozniak received  from  Aqua  Vie  as
     replacements for the shares he sold and transferred on its behalf.
     
     The  Commission  continues to litigate its case  against  the  remaining
     defendants,  Aqua Vie and Gillespie.   [SEC v. Aqua Vie Beverage  Corp.,
     Thomas  J. Gillespie and Joseph J. Wozniak, CV-04-414-S-EJL (D.  Idaho)]
     (LR-18966)
     
COMMISSION FILES CIVIL FRAUD CHARGES AGAINST SIX BOILER ROOM OPERATIONS
     
     The  Commission announced today that on November 15 it filed civil fraud
     charges in federal court in the Southern District of Florida against six
     boiler room operations in connection with their operation of a series of
     consecutive  recovery  room advance-fee schemes  directed  primarily  at
     previously  victimized investors from a number of  countries,  including
     Australia,  Belgium, Greece, Hong Kong, Malaysia, New  Zealand,  Norway,
     Singapore, South Africa, Sweden and the United Kingdom.
     
     The Commission's complaint alleges that the defendants carried out their
     fraudulent scheme by setting up companies that, while purporting  to  be
     legitimate tax and investment planning companies, in fact functioned  as
     illegal   boiler  room  operations.   According  to  the  Commission's
     complaint,  to bolster their credibility as established businesses,  the
     defendants  created  websites for each company  with  content  that  was
     plagiarized practically in toto from the websites of legitimate tax  and
     investment  planning  companies.   The  defendants  then  contacted  the
     investors, all of whom had purchased nonperforming shares of stock  from
     other  boiler  rooms  in the past, and offered them  an  opportunity  to
     divest  themselves  of  their nonperforming  shares.   The  Commission's
     complaint alleges that the defendants lured their victims by two similar
     fraudulent mechanisms, both of which required an advance fee payment  by
     the targeted investors.
     
     The  Commission's complaint alleges that each of the defendants violated
     the  anti-fraud and broker-dealer registration provisions of the federal
     securities laws contained within Section 17(a) of the Securities Act  of
     1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934
     and  Rule  10b-5  thereunder.   The complaint  seeks  injunctive  relief
     against future violations, disgorgement, prejudgment interest and  civil
     penalties  against  all of the defendants.  [SEC v.  Crescent  Financial
     Group,  Inc., Berkshire Tax Consultants Co., Warfield Capital Management
     Co.,   SpencerFerguson   Receivables  Corp.,   Thompson   &   Whitehurst
     Acquisition  Consultants,  and McKenzie Goldstein  &  Associates,  Civil
     Action No. 04-22878-Civ-Seitz, S.D.Fla.] (LR-18967)
     
SEC  SUES  ST. PETERSBURG, FLORIDA-BASED COMPANYS FORMER OFFICERS,  ATTORNEY
AND  PROMOTERS  IN  MARKET MANIPULATION SCHEME; SEC ALSO SUES  SHELL  COMPANY
OWNER AND THE OTHER DEFENDANTS FOR REGISTRATION VIOLATIONS

     The  Commission today charged five individuals with securities fraud for
     their  participation  in an alleged "pump and dump"  stock  manipulation
     scheme    involving   St.   Petersburg-based   Nutraceutical    Clinical
     Laboratories International, Inc. (Nutraceutical).  The five  individuals
     are Paul Simmons, former Chief Executive Officer (CEO) of Nutraceutical,
     Rodney  Gilbert, former Chief Financial Officer (CFO) of  Nutraceutical,
     John Zankowski, former outside securities counsel for Nutraceutical, and
     two   stock  promoters,  Kerry  Kennedy  and  Stanley  Siciliano.    The
     Commission  also  charged the five individuals, and a sixth  individual,
     Eric Littman, with selling unregistered securities.
     
     The  Commissions complaint, filed in United States District  Court  for
     the  Middle  District of Florida, alleges the following: In  June  2000,
     defendants Simmons, Gilbert, Zankowski and Kennedy conducted  a  reverse
     merger  of  Nutraceutical  into a publicly traded  shell  company  named
     October Project II Corp. (which then was renamed Nutraceutical).  At the
     same  time,  they secretly purchased from defendant Littman and  another
     individual,  who  together owned the shell company, nearly  all  of  the
     shares  issued by the shell company.  Three months after the merger,  in
     September 2000, securities lawyer Zankowski and the shell owner  Littman
     deceived  the companys stock transfer agent into removing legends  from
     the  shares  stock certificates identifying certain resale restrictions
     on   the  shares.   Once  the  legends  were  removed  from  the   stock
     certificates,  defendants Simmons, Kennedy and Siciliano pumped  up  the
     stock  price and trading volume of Nutraceutical common stock in October
     and  November  2000.  Specifically, then-CEO Simmons disseminated  false
     and  misleading  publicity about the company, while, at the  same  time,
     stock promoters Kennedy and Siciliano falsely touted Nutraceutical stock
     on  an  Internet  message  board  and manipulated  the  market  for  the
     companys stock through fraudulent stock trading.  During the course  of
     the manipulation, all of the defendants, except Littman, sold shares  of
     Nutraceutical.   In  addition,  stock promoters  Kennedy  and  Siciliano
     failed  to  disclose,  as  required  by  the  federal  securities  laws,
     compensation they had received to tout Nutraceutical.  As  a  result  of
     their   violations,   the   Defendants  reaped   ill-gotten   gains   of
     approximately $1.8 million.
     
     The  Commission's  complaint further alleges that as  a  result  of  the
     conduct described above, all of the defendants violated the registration
     provisions of the federal securities laws (Sections 5(a) and 5(c) of the
     Securities Act of 1933), and all, except Littman, violated the antifraud
     provisions  of  the  federal  securities  laws  (Section  10(b)  of  the
     Securities  Exchange  Act  of  1934 and  Rule  10b-5  thereunder).   The
     complaint  also  alleges that Kennedy and Siciliano violated  the  anti-
     touting provisions of the federal securities laws (Section 17(b) of  the
     Securities  Act).  The Commission seeks against each of  the  defendants
     permanent  injunctions, civil money penalties,  penny  stock  bars,  and
     disgorgement  of  ill-gotten  gains  plus  prejudgment  interest.    The
     Commission  also  seeks  officer and director bars  against  former  CEO
     Simmons and former CFO Gilbert.   [SEC v. Simmons, et al., 8:04-CV-2477-
     T-17MAP, USDC, MDFL] (LR-18968)
     
SEC  FILES  FRAUD CHARGES AGAINST CONRAD BLACK, F. DAVID RADLER AND HOLLINGER
INC.
                                      
Relief  Sought Includes Penalties, Officer and Director Bars, and  Imposition
of  Voting  Trust  on  Hollinger, International  Shares  Held  by  Black  and
Hollinger, Inc.

     The  Commission announced today that it has filed an enforcement  action
     in  the  U.S.  District  Court, Northern District of  Illinois,  against
     Hollinger  Internationals former Chairman  and  CEO  Conrad  M.  Black,
     former  Deputy Chairman and COO F. David Radler, and Hollinger, Inc.,  a
     Canadian public holding company controlled by Black.
     
     The  Commissions complaint alleges that from approximately 1999 through
     2003,  Black,  Radler  and Hollinger Inc. engaged in  a  fraudulent  and
     deceptive scheme to divert cash and assets from Hollinger International,
     Inc.,  a  U. S. public company and a subsidiary of Hollinger, Inc.,  and
     concealed  their  self-dealing  from  Hollinger  Internationals  public
     shareholders.
     
     The SECs compliant requests that the Court:
     
     * enjoin  the  defendants from further violations of the  securities
       laws,
     * order the defendants to disgorge their ill-gotten gains and pay pre-
       judgment  interest,
     * order the defendants to pay civil penalties,
     * bar Black and Radler from serving as an officer or director  of  a
       public company,     and
     * impose  a  voting trust upon the shares of Hollinger International
       held directly or    indirectly by Black and Hollinger, Inc.
     
     Stephen M. Cutler, Director of the Commissions Division of Enforcement,
     said,  Black  and Radler abused their control of a public  company  and
     treated it as their personal piggy bank.  Instead of carrying out  their
     responsibilities  to  protect the interest of public  shareholders,  the
     defendants cheated and defrauded these shareholders through a series  of
     deceptive schemes and misstatements.
     
     Merri  Jo  Gillette,  Regional  Director  of  the  Commissions  Midwest
     Regional  Office, said, The Commission is taking action  at  this  time
     because  it  has  obtained strong evidence to  support  the  charges  of
     serious misconduct by the defendants.  We intend to seek tough sanctions
     against them based on these charges.  However, our work is not done.  We
     will continue our investigation into wrongdoing at Hollinger.
     
     In the complaint filed today, the SEC alleges, among other things, that,
     
   * Black,  Radler and Hollinger, Inc. engaged in a scheme to  defraud
     Hollinger       International shareholders through a series  of  related
     party  transactions by which   Black and Radler diverted to  themselves,
     other  corporate  insiders and Hollinger,      Inc.   approximately  $85
     million  of  the  proceeds from Hollinger Internationals       sale  of
     newspaper publications through purported non-competition payments.
     
   * Black  and  Radler  further  defrauded  public  shareholders   by
     orchestrating   the  sale    of  certain  of  Hollinger  Internationals
     newspaper publications at below-market  prices to another privately-held
     company owned and controlled by Black and    Radler, including the  sale
     of one publication for $1.00.
     
   * In  February 2003, Black, without obtaining the necessary approval
     from  Hollinger       Internationals Audit  Committee,  authorized  the
     investment of $2.5 million of      Hollinger Internationals funds in  a
     venture  capital  fund with which Black and    two  other  directors  of
     Hollinger International were affiliated.
     
   * In  order to perpetrate their fraudulent scheme, Black and  Radler
     misled  Hollinger     Internationals  Audit  Committee  and  Board   of
     Directors concerning the related   party transactions.  Black and Radler
     also  misrepresented and omitted to state     material  facts  regarding
     these  transactions in Hollinger Internationals  filings  with       the
     Commission and during Hollinger International shareholder meetings.
     
   * In  November  2003,  Black  approved a  press  release  issued  by
     Hollinger       International in which he misled  the  investing  public
     about  his  intention  to devote      his time  to  an  effort  to  sell
     Hollinger  International assets for the benefit of all  of     Hollinger
     International  shareholders  (the  Strategic  Process)  and   not   to
     undermine  that process by engaging in transactions for the  benefit  of
     himself and    Hollinger, Inc.
     
     Previously,  on  Jan. 16, 2004, the SEC obtained a federal  court  order
     against  the  Chicago-based Hollinger International, Inc. alleging  that
     from  at  least  1999  through  2003, the companys  Commission  filings
     contained  misstatements and omitted material facts regarding  transfers
     of  certain  corporate  assets to certain of  Hollinger  Internationals
     insiders and related entities (SEC v. Hollinger International, Inc.).
     
     On  the same date, the SEC obtained a federal court order to ensure that
     the work of the Special Committee of Hollinger International's board  of
     directors  -  including  its efforts to recover and  preserve  corporate
     assets  -  continued under the jurisdiction and oversight of the  court.
     Hollinger International consented to the entry of the order, which  also
     permanently  enjoined  the  company from  violating  the  reporting  and
     internal control provisions of the federal securities laws.
     
     Under  that  order  (See SEC Lit. Rel. 18551, Jan. 16, 2004),  Hollinger
     International  is required to maintain its Special Committee  to,  among
     other  things, continue its investigation of alleged misconduct and  its
     efforts  to  recover and maintain corporate assets.  In  the  event  the
     Special  Committee's  authority  were in  any  way  impaired,  including
     through  a  change in control of the company, Richard  C.  Breeden  (the
     current Counsel to the Special Committee) would serve as a court-ordered
     Special  Monitor  to  protect the interests of  Hollinger  International
     shareholders.
     
     The  SEC  acknowledges  the assistance and cooperation  of  the  Ontario
     Securities  Commission in the investigation of this  matter.    [SEC  v.
     Conrad  M.  Black, et al., USDC, ND Ill., Case No. 04C03761]  (LR-18969;
     AAE Rel. 2136; Press Rel. 2004-155)
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     The  American Stock Exchange filed a proposed rule change (SR-Amex-2004-
     89)  to  amend  Exchange Rule 341A relating to Continuing Education  for
     Registered  Persons.   The proposed rule change has  become  immediately
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of November 15.  (Rel. 34-50651)

     A  proposed  rule  change (SR-CHX-2004-34) filed by  the  Chicago  Stock
     Exchange  relating to CHX membership dues and fees has become  effective
     under  Section 19(b)(3)(A)(ii) of the Securities Exchange Act  of  1934.
     Publication  of the proposal is expected in the Federal Register  during
     the week of November 15.  (Rel. 34-50657)
     
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  National  Securities Clearing Corporation  filed  a  proposed  rule
     change (SR-NSCC-2004-04) allowing NSCC to add Addendum M to NSCCs Rules
     and Procedures to establish a confirmation and matching service for over-
     the-counter  U.S.  equity  options  transactions.   The  Commission  has
     granted accelerated approval to the proposed rule change, on a temporary
     basis, through May 31, 2005.  Publication of the proposal is expected in
     the Federal Register during the week of November 15.  (Rel. 34-50652)
               
PROPOSED RULE CHANGE

     A proposed rule change (SR-CBOE-2004-04) and Amendment No. 1 thereto has
     been filed by the Chicago Board Options Exchange to amend its guaranteed
     participation  rule relating to facilitation and crossing  transactions.
     Publication  of the proposal is expected in the Federal Register  during
     the week of November 15.  (Rel. 34-50655)
               

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


SB-2    Colossus Ventures Inc., 1027 DAVIE STREET, SUITE 363, VANCOUVER, A1,
        V6E 4L2, 604-684-3301 - 2,550,000 ($255,000.00) Equity,
        (File 333-120380 - Nov. 12) (BR. 09)

S-4     DELUXE CORP, 3680 VICTORIA STREET NORTH, SHOREVIEW, MN, 55126,
        6514837111 - 0 ($600,000,000.00) Non-Convertible Debt,
        (File 333-120381 - Nov. 12) (BR. 05)

SB-2    Matrix Ventures, Inc., 2118 EASTERN AVENUE, SUITE 5, NORTH VANCOUVER,
        A1, V7L 3G3, 604-986-9633 - 2,309,000 ($230,900.00) Equity,
        (File 333-120382 - Nov. 12) (BR. 09)

F-10    INTEROIL CORP, 25025 I-45 NORTH, SUITE 420, WOODLANDS, TX, 77380,
        2812921800 - 4,500,000 ($116,730,000.00) Equity, (File 333-120383 -
        Nov. 12) (BR. 04)

S-3     VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019,
        212-894-7000 - 1,136,240 ($77,423,393.60) Equity, (File 333-120384 -
        Nov. 12) (BR. 08)

S-4     Jostens IH Corp., 5501 AMERICAN BOULEVARD WEST, MINNEAPOLIS, MN, 55437,
        (952) 830-3300 - 0 ($500,000,000.00) Other, (File 333-120386 - Nov. 12)
        (BR. 02)

S-8     REALITY WIRELESS NETWORKS INC, 7235 NORTH CREEK LOOP, GIG HARBOR, WA,
        98335, 253-853-3632 - 3,350,000 ($167,500.00) Equity,
        (File 333-120387 - Nov. 12) (BR. 03)

SB-2    CUBIC ENERGY INC, 9870 PLANO ROAD, 9870 PLANO ROAD, DALLAS, TX, 75238,
        972-681-8047 - 7,905,000 ($5,296,350.00) Debt Convertible into Equity,
        (File 333-120388 - Nov. 12) (BR. 04)

S-4     NESS TECHNOLOGIES INC, NESS BLDG 4 PO BOX 58182, KIRYATATIDIM,
        TELAVIV ISRAEL, L3, 61580, 0119723766800 - 0 ($137,849.00) Equity,
        (File 333-120389 - Nov. 12) (BR. 03)

N-2     RMR Preferred Dividend Fund, 400 CENTRE STREET, NEWTON, MA, 02458,
        (617) 332-9530 - 0 ($10,000,000.00) Equity, (File 333-120391 - Nov. 12)
        (BR. 17)

S-8     NEXIA HOLDINGS INC, 268 WEST 400 SOUTH, STE 300, SALT LAKE CITY, UT,
        84101, 8015758073 - 500,000,000 ($750,000.00) Equity,
        (File 333-120392 - Nov. 12) (BR. 09)

S-8     L 3 COMMUNICATIONS HOLDINGS INC, 600 THIRD AVENUE, 34TH FLOOR,
        NEW YORK, NY, 10016, 2126971111 - 12,500,000 ($865,625,000.00) Equity,
        (File 333-120393 - Nov. 12) (BR. 37)

SB-2    KINGTHOMASON GROUP INC, 2600 OLD CROW CANYON ROAD, SUITE 201,
        SAN RAMON, CA, 94583, 4058481581 - 10,204,013 ($2,857,124.00) Equity,
        (File 333-120394 - Nov. 12) (BR. 01)

S-8     IRON MOUNTAIN INC/PA, 745 ATLANTIC AVENUE, BOSTON, MA, 02111,
        6175354766 - 0 ($33,190,000.00) Equity, (File 333-120395 - Nov. 12)
        (BR. 05)

S-8     PROCOREGROUP INC, 2250 WARRENSVILLE CENTER ROAD, UNIVERSITY HEIGHTS,
        OH, 44118, 8883709654 - 0 ($975,000.00) Equity, (File 333-120396 -
        Nov. 12) (BR. 05)

F-6     African Bank Investments LTD, 59 16TH ROAD, MIDRAND, PRIVATE BAG X170,
        MIDRAND 1685, T3, 1685, 27 11 256 9258 -
        10,000,000 ($500,000.00) ADRs/ADSs, (File 333-120397 - Nov. 12) (BR. )

S-8     MYRIAD GENETICS INC, 320 WAKARA WAY, SALT LAKE CITY, UT, 84108,
        0 ($28,744,000.00) Equity, (File 333-120398 - Nov. 12) (BR. 01)

N-2     S&P 500 Covered Call Fund Inc., 800 SCUDDERS MILL ROAD, PLAINSBORO, NH,
        08536, 609-282-5904 - 0 ($20,000,000.00) Equity, (File 333-120400 -
        Nov. 12) (BR. 18)

S-8     COMPUTER SCIENCES CORP, 2100 E GRAND AVE, EL SEGUNDO, CA, 90245,
        3106150311 - 9,000,000 ($449,100,000.00) Equity, (File 333-120401 -
        Nov. 12) (BR. 03)

S-3     UNITED INDUSTRIAL CORP /DE/, 124 INDUSTRY LANE, HUNT VALLEY, MD, 21030,
        (410) 628-3500 - 0 ($251,602,660.24) Other, (File 333-120402 - Nov. 12)
        (BR. 36)

S-8     PRE PAID LEGAL SERVICES INC, 321 E MAIN ST, ADA, OK, 74820,
        5804361234 - 80,000 ($2,341,600.00) Equity, (File 333-120403 - Nov. 12)
        (BR. 01)

S-8     INTERNATIONAL DISPLAYWORKS, INC, 599 MENLO DRIVE, SUITE 200, ROCKLIN,
        CA, 95765, (916) 415-0864 - 1,051,948 ($4,177,532.00) Equity,
        (File 333-120404 - Nov. 12) (BR. 36)

S-8     DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 -
        2,250,000 ($4,050,000.00) Equity, (File 333-120405 - Nov. 12) (BR. 01)

S-8     NORTH AMERICAN LIABILITY GROUP INC, 11891 U.S. HIGHWAY ONE, SUITE 100,
        NORTH PALM BEACH, FL, 33408, 561-767-7761 -
        35,000,000 ($10,500,000.00) Equity, (File 333-120406 - Nov. 12) (BR. 04)

S-8     TRIQUINT SEMICONDUCTOR INC, 2300 NE BROOKWOOD PARKWAY, HILLSBORO, OR,
        97124, 5036159000 - 0 ($5,000,000.00) Equity, (File 333-120407 -
        Nov. 12) (BR. 36)

SB-2    INTERNATIONAL SURFACING INC, 5 ERIE STREET, ., GARFIELD, NJ, 07026,
        973-253-6131 - 7,249,730 ($1,812,432.50) Equity, (File 333-120408 -
        Nov. 12) (BR. 09)

S-3     Park Place Securities, Inc., 1100 TOWN & COUNTRY ROAD, SUITE 1100,
        ORANGE, CA, 92868, 714-541-9960 X2340 -
        0 ($24,000,000,000.00) Asset-Backed Securities, (File 333-120409 -
        Nov. 12) (BR. 05)

S-8     EDGAR FILINGNET INC, 477 MADISON AVE, 14TH FL., NEW YORK, NY, 10222,
        3127811414 - 5,000,000 ($1,800,000.00) Equity, (File 333-120410 -
        Nov. 12) (BR. 08)

SB-2    TREASURE MOUNTAIN HOLDINGS INC, 1390 SOUTH 1100 EAST SUITE 204,
        SALT LAKE CITY, UT, 84105-2463, 8013220253 -
        33,051,001 ($44,907,770.00) Equity, (File 333-120411 - Nov. 12) (BR. 06)

S-1     FUSION TELECOMMUNICATIONS INTERNATIONAL INC, 15 EXCHANGE PLACE,
        JERSEY CITY, NJ, 07302, 2019155200 - 0 ($88,594,016.24) Equity,
        (File 333-120412 - Nov. 12) (BR. 37)

SB-2    XRG INC, 5301 CYPRESS STREET, SUITE 111, TAMPA, FL, 33607,
        813-637-0700 - 292,086,666 ($35,040,400.00) Equity, (File 333-120413 -
        Nov. 12) (BR. 05)

S-8     OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA,
        CA, 92590, 9096994749 - 3,199,625 ($3,186,579.00) Equity,
        (File 333-120414 - Nov. 12) (BR. 05)

S-8     OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA,
        CA, 92590, 9096994749 - 25,000 ($393,750.00) Equity, (File 333-120415 -
        Nov. 12) (BR. 05)

S-8     OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA,
        CA, 92590, 9096994749 - 3,250,000 ($45,500,000.00) Equity,
        (File 333-120416 - Nov. 12) (BR. 05)

S-8     OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA,
        CA, 92590, 9096994749 - 1,250,000 ($17,185,000.00) Equity,
        (File 333-120417 - Nov. 12) (BR. 05)

S-8     OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA,
        CA, 92590, 9096994749 - 437,500 ($5,075,000.00) Equity,
        (File 333-120418 - Nov. 12) (BR. 05)

S-8     PARADIGM ENTERPRISES INC, 12880 RAILWAY AVE, UNIT 35, RICHMOND, A1,
        V7B 1Y3, 6042756519 - 9,332,000 ($46,660.00) Equity, (File 333-120419 -
        Nov. 12) (BR. 04)

S-3     PACIFIC CMA INC, 1350 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019,
        2122470049 - 103,739 ($73,136.00) Equity, (File 333-120420 - Nov. 12)
        (BR. 05)

N-2     Eaton Vance Enhanced Equity Income Fund II, THE EATON VANCE BUILDING,
        255 STATE STREET, BOSTON, MA, 02109, 617-482-8260 -
        50,000 ($1,000,000.00) Equity, (File 333-120421 - Nov. 12) (BR. 16)

S-8     ENCORE ACQUISITION CO, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX,
        76102, 8178779955 - 0 ($37,353,640.00) Equity, (File 333-120422 -
        Nov. 12) (BR. 04)

S-3     TEAMSTAFF INC, 300 ATRIUM DRIVE, SOUTH PLAINFIELD, NJ, 08873,
        7327481700 - 0 ($6,039,800.00) Equity, (File 333-120423 - Nov. 12)
        (BR. 37)

SB-2    SUNBURST ACQUISITIONS IV INC, 103 - 20120 64TH AVENUE, LANGLEY, A1,
        BC V2Y 1M8, 6045339301 - 0 ($9,237,219.00) Equity, (File 333-120424 -
        Nov. 12) (BR. 09)

S-8     GOODRICH PETROLEUM CORP, 808 TRAVIS, SUITE 1320, HOUSTON, TX, 77002,
        7137809494 - 300,000 ($3,687,000.00) Equity, (File 333-120425 -
        Nov. 12) (BR. 04)

S-1     PROFESSIONAL VETERINARY PRODUCTS LTD /MO/, 10077 SOUTH 134TH STREET,
        OMAHA, NE, 68127, 4023314440 - 0 ($1,500,000.00) Equity,
        (File 333-120426 - Nov. 12) (BR. 02)

S-8     GOODRICH PETROLEUM CORP, 808 TRAVIS, SUITE 1320, HOUSTON, TX, 77002,
        7137809494 - 2,000,000 ($24,580,000.00) Equity, (File 333-120427 -
        Nov. 12) (BR. 04)

SB-2    Nationwide Financial Solutions, Inc., 3231 S. COUNTRY CLUB WAY,
        SUITE 102, TEMPE, AZ, 85282, (480) 820-9766 -
        0 ($19,596,800.00) Equity, (File 333-120428 - Nov. 12) (BR. )

S-8     HEALTHTRONICS, INC., 1841 WEST OAK PARKWAY, SUITE A, MARIETTA, GA,
        30062, 7704190691 - 2,164,167 ($14,629,768.92) Equity,
        (File 333-120430 - Nov. 12) (BR. 36)

SB-2    CHINA DIGITAL WIRELESS INC, 429 GUANGDONG ROAD, SHANGHAI, F4, 200001,
        86-21 6336-8686 -
        2,737,381 ($12,071,850.00) Debt Convertible into Equity,
        (File 333-120431 - Nov. 12) (BR. 02)

S-8     IMERGENT INC, 754 EAST TECHNOLOGY AVE, OREM, UT, 84097, 8012270004 -
        196,351 ($2,026,342.00) Equity, (File 333-120432 - Nov. 12) (BR. 03)

S-8     IMERGENT INC, 754 EAST TECHNOLOGY AVE, OREM, UT, 84097, 8012270004 -
        1,000,000 ($10.32) Equity, (File 333-120433 - Nov. 12) (BR. 03)

S-8     GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK,
        MN, 55416, 6125252070 - 0 ($2,671,200.00) Equity, (File 333-120434 -
        Nov. 12) (BR. 05)

SB-2    Vyteris Holdings, Inc., 13-01 POLLITT DRIVE, FAIR LAWN, NJ, 07410,
        201-703-2299 - 33,051,001 ($44,907,770.00) Equity, (File 333-120435 -
        Nov. 12) (BR. )

S-4     VANGUARD HEALTH SYSTEMS INC, 20 BURTON HILLS BLVD, NASHVILLE, TN,
        37215, 6156656000 - 0 ($791,000,000.00) Non-Convertible Debt,
        (File 333-120436 - Nov. 12) (BR. 01)

S-8     MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077,
        6514523000 - 0 ($415,543.09) Equity, (File 333-120437 - Nov. 12)
        (BR. 36)

S-4     FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA,
        16148, 724-981-6000 - 0 ($218,447,500.00) Equity, (File 333-120438 -
        Nov. 12) (BR. 07)

S-8     WEBMD CORP /NEW/, RIVER DRIVE CENTER 2, 669 RIVER DR, ELMWOOD PARK, NJ,
        07407, 4088765000 - 0 ($174,374,755.00) Equity, (File 333-120439 -
        Nov. 12) (BR. 03)

SB-2    DIRECT RESPONSE FINANCIAL SERVICES  INC, 7080 N. WHITNEY, SUITE 101,
        FRESNO, CA, 93720, 559-434-1565 - 50,000,000 ($2,250,000.00) Equity,
        (File 333-120440 - Nov. 12) (BR. 08)

SB-2    WATLEY A B GROUP INC, 40 WALL STREET, NEW YORK, NY, 10005,
        31,409,834 ($7,852,458.50) Equity, (File 333-120441 - Nov. 12) (BR. 07)

S-8     INKINE PHARMACEUTICAL CO INC, 1787 SENTRY PARKWAY WEST,
        BUILDING 18 SUITE 440, BLUE BELL, PA, 19422, 2152836850 -
        2,000,000 ($9,969,557.50) Equity, (File 333-120442 - Nov. 12) (BR. 01)

SB-2    SATELLITE ENTERPRISES CORP, 7601 NORTH FEDERAL HIGHWAY, SUITE 140B,
        BOCA RATON, FL, 33487, 954-343-7061 - 0 ($33,808,697.41) Equity,
        (File 333-120443 - Nov. 12) (BR. 09)

S-1     SYNIVERSE HOLDINGS INC, 201 N FRANKLIN STREET, SUITE 700, TAMPA, FL,
        33602, 8132733000 - 0 ($425,500,000.00) Equity, (File 333-120444 -
        Nov. 12) (BR. )

S-1     CB RICHARD ELLIS GROUP INC, 865 SOUTH FIGUEROA STREET, SUITE 3400,
        LOS ANGELES, CA, 90071, 2136133225 - 0 ($448,758,750.00) Equity,
        (File 333-120445 - Nov. 12) (BR. 08)

S-8     FIRSTMERIT CORP /OH/, 111 CASCADE PLAZA, 7TH FLOOR, AKRON, OH, 44308,
        3309966300 - 4,000,000 ($107,080,000.00) Equity, (File 333-120446 -
        Nov. 12) (BR. 07)

N-2     MUNIVEST FUND II INC, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536,
        6092822800 - 1,600 ($40,000,000.00) Other, (File 333-120447 - Nov. 12)
        (BR. 17)

S-3     HALOZYME THERAPEUTICS INC, 11588 SORRENTO VALLEY ROAD, SUITE 17,
        SAN DIEGO, CA, 92121, (858) 794-8889 - 0 ($23,072,213.00) Equity,
        (File 333-120448 - Nov. 12) (BR. 01)

SB-2    VISIJET INC, 188 TECHNOLOGY, SUITE D, IRVINE, CA, 92618, 9494759600 -
        27,205,614 ($10,610,189.00) Equity, (File 333-120449 - Nov. 12) (BR. 09)

S-8     OMNICARE INC, 100 E RIVERCENTER BLVD, STE 1600, COVINGTON, KY, 41101,
        6063923300 - 9,974,652 ($309,413,705.04) Equity, (File 333-120450 -
        Nov. 12) (BR. 01)

SB-2    REEDS INC, 13000 SOUTH SPRING STREET, LOS ANGELES, CA, 90061,
        800-997-1361 - 2,300,000 ($9,200,000.00) Equity, (File 333-120451 -
        Nov. 12) (BR. 02)

S-4     MASCO CORP /DE/, 21001 VAN BORN RD, TAYLOR, MI, 48180, 3132747400 -
        0 ($911,801,801.00) Debt Convertible into Equity, (File 333-120452 -
        Nov. 12) (BR. 06)

S-3     MCDONALDS CORP, ONE MCDONALD'S PLZ, OAK BROOK, IL, 60523, 6306233000 -
        0 ($150,200,000.00) Equity, (File 333-120453 - Nov. 12) (BR. 05)

S-3     ZOLL MEDICAL CORPORATION, 269 MILL ROAD, CHELMSFORD, MA, 01824-4105,
        9784219655 - 989,809 ($30,951,327.43) Equity, (File 333-120454 -
        Nov. 12) (BR. 36)

S-8     P COM INC, 3175 S WINCHESTER BLVD, CAMPBELL, CA, 95008, 4088663666 -
        0 ($1,650,000.00) Equity, (File 333-120455 - Nov. 12) (BR. 37)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:

1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-
     Balance Sheet  Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial
     Obligation under an Off- Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
     Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrants Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related
     Audit Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
     Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit
     Plans
5.05 Amendments to the Registrants Code of Ethics, or Waiver of a Provision
     of the Code of Ethics
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits

8-K  reports  may  be  obtained in person or by writing to  the  Commission's
Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549  or
at  the  following e-mail box address:  <publicinfo@sec.gov>.  In most cases,
this   information   is   also   available  on  the   Commission's   website:
<www.sec.gov>.



				STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   				    DATE     COMMENT
------------------------------------------------------------------------------------------------
5 G WIRELESS COMMUNICATIONS INC         NV       3.02,5.02,9.01                 11/08/04

A REIT INC                              MD       8.01                           11/11/04

AAIPHARMA INC                           DE       5.02,9.01                      11/05/04

AAMES INVESTMENT CORP                   MD       1.01                           11/05/04

ABRAXAS PETROLEUM CORP                  NV       7.01,9.01                      11/12/04

ACCREDITED HOME LENDERS INC             DE       8.01,9.01                      11/10/04

ACCREDITED HOME LENDERS INC             DE       8.01,9.01                      11/11/04

ACETO CORP                              NY       1.01,2.03,9.01                 11/10/04

ACME COMMUNICATIONS INC                 DE       1.01,2.03,9.01                 11/08/04

ACTIVCARD CORP                          DE       1.01,2.02,9.01                 11/05/04

ACUSPHERE INC                           DE       2.02,9.01                      11/12/04

ADELPHIA COMMUNICATIONS CORP            DE       1.01                           11/08/04

ADSOUTH PARTNERS, INC.                  NV       7.01                           11/11/04

ADVANTA BUSINESS RECEIVABLES CORP                8.01,9.01                      11/10/04

AGILENT TECHNOLOGIES INC                DE       2.02,8.01,9.01                 11/11/04

AGL RESOURCES INC                       GA       7.01                           11/12/04

AGL RESOURCES INC                       GA       7.01                           11/12/04

AIR METHODS CORP                        DE       2.02                           11/11/04

AIRGAS INC                              DE       7.01,9.01                      11/11/04

ALBANY INTERNATIONAL CORP /DE/          DE       8.01                           11/11/04

ALL AMERICAN SEMICONDUCTOR INC          DE       2.02,9.01                      11/12/04

ALLETE INC                              MN       7.01                           11/12/04

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE       5.02,7.01,9.01                 11/11/04

ALLIANCE CAPITAL MANAGEMENT L P         DE       5.02,7.01,9.01                 11/11/04

ALLSTATE LIFE GLOBAL FUNDING            DE       8.01                           11/10/04

ALMOST FAMILY INC                       DE       2.02,8.01,9.01                 09/30/04

ALTAIR NANOTECHNOLOGIES INC             A6       2.02,9.01                      11/12/04

AMBAC FINANCIAL GROUP INC               DE       8.01                           11/12/04

AMERIANA BANCORP                        IN       2.02,9.01                      11/12/04

AMERICA FIRST APARTMENT INVESTORS INC   MD       2.01,9.01                      11/11/04

AMERICAN BANK NOTE HOLOGRAPHICS INC     DE       2.01,9.01                      11/11/04

AMERICAN BANK NOTE HOLOGRAPHICS INC     DE       2.02,9.01                      11/11/04    AMEND

AMERICAN BUSINESS FINANCIAL SERVICES    DE       1.01,2.03                      11/05/04

AMERICAN CONSTRUCTION CO                NV       4.01,9.01                      11/12/04

AMERICAN CONSUMERS INC                  GA       2.03,9.01                      11/05/04

AMERICAN EAGLE OUTFITTERS INC           DE       2.02,8.01,9.01                 11/11/04

AMERICAN ENERGY PRODUCTION INC                   2.01,9.01                      11/12/04

AMERICAN FIRE RETARDANT CORP            NV       1.02,2.02,9.01                 11/08/04

AMERICAN HOMEPATIENT INC                DE       5.02,8.01,9.01                 11/09/04

AMERICAN INSURED MORTGAGE INVESTORS S   CA       2.02,9.01                      11/09/04

AMERICAN ITALIAN PASTA CO               DE       2.02,8.01                      11/10/04

AMERICAN ITALIAN PASTA CO               DE       1.01,2.01,2.03,9.01            11/10/04

AMERICAN MEDIA OPERATIONS INC           DE       2.02,9.01                      11/10/04

AMERICAN MEDICAL ALERT CORP             NY       2.02                           11/12/04

AMERICAN MEDICAL SYSTEMS HOLDINGS INC   DE       2.02,9.01                      07/15/04    AMEND

AMIS HOLDINGS INC                                8.01,9.01                      11/12/04

AmNet Mortgage, Inc.                    MD       2.02,9.01                      11/12/04

AMPHENOL CORP /DE/                      DE       1.01,2.03,9.01                 11/10/04

AMREIT                                  TX       2.02,9.01                      11/10/04

AMS HEALTH SCIENCES INC                 OK       7.01,9.01                      11/10/04

ANDRESMIN GOLD CORP                     MT       1.01,3.02,8.01,9.01            11/08/04

ANZA CAPITAL INC                        NV       8.01                           11/08/04

APCO ARGENTINA INC/NEW                           2.02,7.01,9.01                 11/12/04

APOGEE ENTERPRISES INC                  MN       7.01,9.01                      11/08/04

APOGENT TECHNOLOGIES INC                WI       4.01,9.01                      11/09/04

APPLE REIT SIX INC                               9.01                           10/12/04    AMEND

ARDEN GROUP INC                         DE       3.02                           11/10/04

ARDENT HEALTH SERVICES LLC              DE       1.01,9.01                      11/12/04

ARIAD PHARMACEUTICALS INC               DE       1.02,5.02,9.01                 11/12/04

ARMOR HOLDINGS INC                      DE       1.01,9.01                      11/05/04

ARTCRAFT I INC                                   5.01                           11/08/04

ARTEMIS INTERNATIONAL SOLUTIONS CORP    DE       2.02,9.01                      11/10/04

ARVINMERITOR INC                        IN       5.02,9.01                      11/12/04

ASA INTERNATIONAL LTD                   DE       8.01,9.01                      11/11/04

ASA INTERNATIONAL LTD                   DE       8.01,9.01                      11/12/04

ASBURY AUTOMOTIVE GROUP INC             DE       1.01,9.01                      11/10/04

ASHFORD HOSPITALITY TRUST INC           MD       2.02,9.01                      11/10/04

ASPECT COMMUNICATIONS CORP              CA       2.02,9.01                      11/11/04

ASSET BACKED SECURITIES CORP            DE       8.01,9.01                      11/12/04

ATA HOLDINGS CORP                       IN       2.03,3.01,9.01                 11/12/04

ATLANTIC COAST FEDERAL CORP             X1       2.02,9.01                      11/11/04

ATLANTIC EXPRESS TRANSPORTATION CORP    NY       4.01,8.01,9.01                 07/31/04

AVANT IMMUNOTHERAPEUTICS INC            DE       1.01,9.01                      11/05/04

AVATAR SYSTEMS INC                      TX       4.01                           11/02/04

AVID TECHNOLOGY INC                     DE       5.02                           11/08/04

AXA FINANCIAL INC                       DE       2.02                           11/10/04

B&G Foods, Inc.                         DE       2.02,7.01,9.01                 11/11/04

BACH-HAUSER INC                         NV       1.01,3.02,7.01,9.01            11/10/04

BAKERS FOOTWEAR GROUP INC               MO       2.02,7.01,9.01                 11/08/04

BALDOR ELECTRIC CO                      MO       5.02                           11/08/04

BANC CORP                               DE       7.01,9.01                      11/11/04

BANKNORTH GROUP INC/ME                  ME       8.01,9.01                      11/12/04

BARNEYS NEW YORK INC                             1.01,5.01,9.01                 11/10/04

BBMF CORP                               NV       8.01                           11/10/04

BEA SYSTEMS INC                         DE       2.02                           11/11/04

BEAR LAKE RECREATION INC                NV       4.01,9.01                      04/05/04

BEI TECHNOLOGIES INC                    DE       2.02,9.01                      11/10/04

BELDEN CDT INC.                         DE       1.01,9.01                      11/09/04

BELL MICROPRODUCTS INC                  CA       5.02                           11/10/04

BERRY PETROLEUM CO                      DE       7.01                           11/11/04

BF ACQUISITION GROUP IV INC                      1.01,3.02,9.01                 11/11/04

BICO INC/PA                             PA       1.03,2.01,5.02,5.03,9.01       11/04/04

BIO IMAGING TECHNOLOGIES INC            DE       1.01                           11/12/04

BIO KEY INTERNATIONAL INC               MN       2.02,9.01                      11/11/04

BIOSANTE PHARMACEUTICALS INC            WY       2.02,9.01                      11/12/04

BIRCH FINANCIAL INC                     NV       5.03                           11/08/04

BIRNER DENTAL MANAGEMENT SERVICES INC   CO       2.02                           11/11/04

BISYS GROUP INC                         DE       5.02                           11/11/04

BLOCKBUSTER INC                         DE       8.01,9.01                      11/11/04

BLOUNT INTERNATIONAL INC                DE       8.01                           11/11/04

BLUE RIVER BANCSHARES INC               IN       2.02,9.01                      11/12/04

BNP RESIDENTIAL PROPERTIES INC          MD       2.02,9.01                      11/09/04

BOCA RESORTS INC                        DE       8.01,9.01                      11/12/04

BOSTON RESTAURANT ASSOCIATES INC        DE       8.01                           11/12/04

BOWNE & CO INC                          DE       1.01,9.01                      11/09/04

BRANDPARTNERS GROUP INC                 DE       2.02,9.01                      11/10/04

BRANDPARTNERS GROUP INC                 DE       7.01,9.01                      11/11/04

BRAUN CONSULTING INC                    DE       5.01,8.01,9.01                 11/12/04

BRIGHTPOINT INC                         IN       1.01,2.03                      11/10/04

BROWN JORDAN INTERNATIONAL INC          FL       2.02                           11/12/04

BSD MEDICAL CORP                        DE       7.01,9.01                      11/11/04

BUCKLE INC                              NE       2.02                           11/11/04

BUCYRUS INTERNATIONAL INC               DE       8.01,9.01                      11/12/04

BUILDING MATERIALS CORP OF AMERICA      DE       1.01                           11/05/04

BULLDOG TECHNOLOGIES INC                NV       7.01                           11/12/04

C-CHIP TECHNOLOGIES CORP                NV       7.01,9.01                      11/10/04

CABLEVISION SYSTEMS CORP /NY            DE       2.02,9.01                      11/09/04

CAE INC                                          2.02                           11/11/04

CANO PETROLEUM, INC                              1.01,2.01,9.01                 09/14/04    AMEND

CARPENTER TECHNOLOGY CORP               DE       8.01,9.01                      11/11/04

CARRINGTON LABORATORIES INC /TX/        TX       2.01,9.01                      11/11/04

CARRIZO OIL & GAS INC                   TX       2.02,9.01                      11/11/04

CASCADE NATURAL GAS CORP                WA       2.02,9.01                      11/10/04

CASH TECHNOLOGIES INC                   DE       2.01,9.01                      11/04/04

CATAPULT COMMUNICATIONS CORP            CA       7.01,9.01                      11/10/04

CAVALIER HOMES INC                      DE       4.02                           09/25/04

CBD MEDIA LLC                           DE       2.02,9.01                      11/10/04

CBRL GROUP INC                          TN       7.01,9.01                      11/11/04

CELL ROBOTICS INTERNATIONAL INC         CO       4.01,9.01                      11/05/04

CENDANT CORP                            DE       7.01,9.01                      11/12/04

Centerplate, Inc.                       DE       7.01                           11/12/04

CHALONE WINE GROUP LTD                  CA       9.01                           11/05/04

CHEC Loan Trust 2004-2 Asset-Backed C   DE       9.01                           11/12/04

CHECKERS DRIVE IN RESTAURANTS INC /DE   DE       1.01,9.01                      11/08/04

CHEESECAKE FACTORY INCORPORATED         DE       1.01                           11/11/04

CHESAPEAKE CORP /VA/                    VA       5.02                           10/28/04

CHEYENNE RESOURCES INC                  WY       1.01,2.01,3.02,9.01            11/03/04    AMEND

CHINA ENERGY SAVINGS TECHNOLOGY, INC.   NV       4.01                           11/05/04

CHOICE ONE COMMUNICATIONS INC           DE       1.03,3.02,3.03,5.01,9.01       11/09/04

CHYRON CORP                             NY       2.02,9.01                      11/12/04

CINCINNATI FINANCIAL CORP               DE       1.01,5.02                      11/08/04

CIPRICO INC                             DE       2.02,9.01                      11/11/04

CITIGROUP MORTGAGE LOAN TRUST INC                9.01                           10/26/04

CITIGROUP MORTGAGE LOAN TRUST INC C-B            2.01,9.01                      10/29/04

CITIZENS COMMUNICATIONS CO              DE       8.01,9.01                      11/12/04

CITIZENS FINANCIAL CORP/DE/             DE       2.02,9.01                      11/12/04

CITIZENS FIRST BANCORP INC              DE       2.02,9.01                      11/09/04

CITIZENS INC                            CO       2.02,9.01                      11/09/04

CKE RESTAURANTS INC                     DE       1.01,7.01,9.01                 11/09/04

CLEVELAND CLIFFS INC                    OH       5.02,9.01                      11/12/04

COCA COLA CO                            DE       7.01,9.01                      11/11/04

COGNITRONICS CORP                       NY       2.02                           11/12/04

COLE NATIONAL GROUP INC                 DE       9.01                           10/18/04

Collegiate Funding Services Education   DE       8.01,9.01                      10/31/04

COLLINS & AIKMAN CORP                   DE       2.03,9.01                      11/08/04

COLLINS & AIKMAN FLOOR COVERINGS INC    DE       1.01,2.05                      11/08/04    AMEND

COLONY BANKCORP INC                     GA       7.01,9.01                      11/11/04

COLONY RIH HOLDINGS INC                 DE       2.02,9.01                      11/12/04

COMCAM INC                              DE       5.02                           11/09/04

COMCAM INC                              DE       3.02                           11/09/04

COMMERCE ENERGY GROUP INC               DE       3.01                           11/05/04

COMMERCIAL METALS CO                    DE       1.01,5.03,9.01                 11/08/04

COMMODORE APPLIED TECHNOLOGIES INC      DE       7.01,9.01                      11/10/04

COMPASS MINERALS GROUP INC                       4.02,9.01                      11/09/04

COMPASS MINERALS INTERNATIONAL INC      DE       4.02,9.01                      11/09/04

COMPASS MINERALS INTERNATIONAL INC      DE       2.02,9.01                      11/10/04

CONGOLEUM CORP                          DE       2.02,9.01                      11/11/04

CONNS INC                               DE       2.02,9.01                      11/11/04

CONNS INC                               DE       2.02,9.01                      11/12/04

CONRAD INDUSTRIES INC                   DE       2.02,9.01                      11/10/04

CONSOLIDATED PICTURES CORP              DE       1.01,3.02,8.01,9.01            11/09/04

CONTANGO OIL & GAS CO                   DE       2.02,9.01                      11/12/04

CORRECTIONAL SERVICES CORP              DE       2.02                           11/12/04

COUNTRYWIDE FINANCIAL CORP              DE       1.01,5.02,9.01                 11/10/04

CREDIT & ASSET REP VEHICLE CORP ALLST   DE       8.01,9.01                      11/01/04

CRESCENT REAL ESTATE EQUITIES CO        TX       1.01                           11/06/04

CRT PROPERTIES INC                      FL       7.01,9.01                      11/09/04

CSFB HOME EQUITY MORTGAGE TRUST 2004-   DE       9.01                           10/28/04

CUBIST PHARMACEUTICALS INC              DE       5.02,8.01,9.01                 11/12/04

CURAGEN CORP                            DE       7.01,9.01                      11/11/04

CWABS Asset-Backed Certificates Trust   DE       9.01                           10/28/04

CWABS Asset-Backed Certificates Trust   DE       8.01,9.01                      10/28/04

CWABS INC                               DE       8.01,9.01                      11/10/04

CWABS INC ASSET BACKED CERTIFICATES S   DE       8.01,9.01                      10/29/04

CWABS Revolving Home Equity Loan Trus   DE       8.01,9.01                      10/22/04

CWALT INC                                        8.01,9.01                      11/09/04

CYBERONICS INC                          DE       2.02,9.01                      11/10/04

CYPRESS SEMICONDUCTOR CORP /DE/         DE       3.02                           11/09/04

DELTA APPAREL INC                       GA       1.01,9.01                      11/11/04

DELTA NATURAL GAS CO INC                KY       8.01                           11/11/04

DELTA PETROLEUM CORP/CO                 CO       1.01,9.01                      11/05/04

DENDREON CORP                           DE       2.02                           11/09/04

DERMA SCIENCES INC                      PA       8.01,9.01                      11/11/04

DEVCON INTERNATIONAL CORP               FL       2.02,7.01,9.01                 11/10/04

DEX MEDIA WEST LLC                      DE       2.03                           11/09/04

DIAMOND HILL INVESTMENT GROUP INC       OH       8.01                           11/11/04

DIEDRICH COFFEE INC                     CA       2.02                           11/11/04

DIGITAL LIGHTWAVE INC                   DE       3.01,5.02,9.01                 11/08/04

DIVERSIFIED CORPORATE RESOURCES INC     TX       3.01                           11/04/04

DIXIE GROUP INC                         TN       1.01,9.01                      11/12/04

DOANE PET CARE CO                       DE       1.01,2.02,2.03,7.01,9.01       11/05/04

DPL INC                                 OH       2.02,8.01,9.01                 11/05/04

DUKE REALTY CORP                        IN       8.01,9.01                      11/12/04

DUKE REALTY LIMITED PARTNERSHIP/        IN       8.01,9.01                      11/12/04

DYNAMIC MATERIALS CORP                  DE       2.02,5.02,9.01                 11/05/04

E PIPHANY INC                           DE       5.02                           11/08/04

EBAY INC                                DE       8.01,9.01                      11/10/04

ECHOSTAR COMMUNICATIONS CORP            NV       5.02                           11/12/04

EDISON RENEWABLES INC                   NV       4.01                           11/08/04

El Pollo Loco, Inc.                     DE       7.01,9.01                      11/10/04

ELECTRONIC SYSTEMS TECHNOLOGY INC       WA       7.01,9.01                      11/12/04

EMC INSURANCE GROUP INC                 IA       7.01                           11/12/04

EMERSON ELECTRIC CO                     MO       5.02                           11/12/04

ENCORE MEDICAL CORP                     DE       9.01                           10/04/04    AMEND

ENCYSIVE PHARMACEUTICALS INC            DE       8.01,9.01                      11/12/04

ENDOCARE INC                            DE       1.01,9.01                      11/08/04

ENERGY EXPLORATION TECHNOLOGIES /       A0       1.01,9.01                      11/04/04

ENERGY PARTNERS LTD                     DE       8.01,9.01                      11/10/04

ENGLOBAL CORP                           NV       2.02,9.01                      11/09/04

ENSCO INTERNATIONAL INC                 DE       5.03,9.01                      11/09/04

ENSTAR GROUP INC                        GA       8.01,9.01                      10/29/04    AMEND

EOP OPERATING LTD PARTNERSHIP           DE       8.01,9.01                      11/12/04

EQUITY OFFICE PROPERTIES TRUST          MD       8.01,9.01                      11/12/04

ESPEY MFG & ELECTRONICS CORP            NY       2.02,9.01                      11/10/04

EVERGREEN HOLDINGS INC                  OR       4.01,8.01                      11/12/04

EXACT SCIENCES CORP                     DE       1.01,5.02,9.01                 11/09/04

EXPEDITORS INTERNATIONAL OF WASHINGTO   WA       7.01                           11/11/04

Extra Space Storage Inc.                MD       5.02,9.01                      11/11/04

FACTSET RESEARCH SYSTEMS INC            DE       2.01,9.01                      11/12/04

FALCON FINANCIAL INVESTMENT TRUST       MD       2.02,9.01                      11/12/04

FARMERS NATIONAL BANC CORP /OH/         OH       7.01,9.01                      11/12/04

FERRO CORP                              OH       2.05                           11/10/04

FIDELITY FEDERAL BANCORP                IN       8.01,9.01                      11/10/04

FIDELITY NATIONAL FINANCIAL INC /DE/    DE       1.01,9.01                      11/08/04

FIELDPOINT PETROLEUM CORP               CO       2.02,9.01                      11/12/04

Fieldstone Mortgage Investment Trust,   DE       8.01                           10/05/04

FIORANO INC                                      5.01                           11/01/04

FIRST ACCEPTANCE CORP /DE/              DE       7.01,9.01                      11/10/04

FIRST ACCEPTANCE CORP /DE/              DE       2.02,7.01,9.01                 11/11/04

FIRST AMERICAN CORP                     CA       5.02,9.01                      11/10/04

FIRST AVIATION SERVICES INC             DE       1.02                           11/08/04

FIRST BANCORP OF INDIANA INC            IN       2.02,9.01                      10/19/04

FIRST BANCTRUST CORP                    DE       2.02,9.01                      11/10/04

FIRST COMMUNITY CORP /SC/               SC       7.01,9.01                      11/12/04

FIRST FINANCIAL HOLDINGS INC /DE/       DE       7.01,9.01                      11/11/04

FIRST KEYSTONE FINANCIAL INC            PA       2.02,2.06,9.01                 11/10/04

FIRST MARBLEHEAD CORP                            1.01,1.02,9.01                 11/12/04

FIRST MIDWEST BANCORP INC               DE       2.02,9.01                      11/12/04

FIRST MUTUAL BANCSHARES INC             WA       2.02,9.01                      10/26/04

FIRST WEST VIRGINIA BANCORP INC         WV       2.02,9.01                      11/12/04

FLAMEMASTER CORP                        NV       3.01                           11/11/04

FLEETWOOD ENTERPRISES INC/DE/           DE       7.01,9.01                      10/29/04

FLEXTRONICS INTERNATIONAL LTD                    8.01,9.01                      11/09/04

FLORIDA PUBLIC UTILITIES CO             FL       1.01,2.02,2.03                 11/10/04

FLOWSERVE CORP                          NY       1.01                           11/10/04

FMC CORP                                DE       7.01                           11/12/04

FOAMEX INTERNATIONAL INC                DE       5.02,9.01                      11/09/04

FOREST CITY ENTERPRISES INC             OH       8.01                           11/12/04

FRANKLIN ELECTRONIC PUBLISHERS INC      PA       2.02,9.01                      11/09/04

FRANKLIN RESOURCES INC                  DE       1.01,9.01                      11/08/04

FUELCELL ENERGY INC                     DE       9.01                           11/12/04

FULTON FINANCIAL CORP                   PA       7.01,8.01,9.01                 11/12/04

G&K SERVICES INC                        MN       5.02                           11/12/04

GADZOOKS INC                            TX       7.01,8.01,9.01                 11/06/04

GAMMACAN INTERNATIONAL INC              DE       3.02                           11/11/04

GAYLORD ENTERTAINMENT CO /DE            DE       5.02                           11/11/04

GENAERA CORP                            DE       2.02,9.01                      11/09/04

GENCORP INC                             OH       7.01,9.01                      11/11/04

GENE LOGIC INC                          DE       5.03,8.01,9.01                 11/11/04

GENERAL COMPONENTS, INC.                NV       4.01,9.01                      11/12/04

GENERAL GROWTH PROPERTIES INC           DE       2.01,9.01                      11/12/04

GENEREX BIOTECHNOLOGY CORP              DE       3.02,9.01                      11/10/04

GENESIS BIOVENTURES INC                 NY       1.01                           11/06/04

GENITOPE CORP                           DE       2.02,9.01                      11/10/04

GENIUS PRODUCTS INC                     NV       1.01,2.02,2.03,5.02,8.01,9.01  08/23/04

GENIUS PRODUCTS INC                     NV       8.01,9.01                      11/10/04

GENSYM CORP                             DE       2.02,9.01                      11/10/04

GEOGLOBAL RESOURCES INC                 DE       9.01                           11/11/04

GERON CORPORATION                       DE       7.01,8.01                      11/12/04

GEXA CORP                               TX       2.02,9.01                      11/10/04

GLOBAL ASSETS & SERVICES INC            FL       1.01                           11/11/04

GLOBAL ENVIRONMENTAL ENERGY COPORATIO   C5       8.01,9.01                      11/10/04

GLOBAL INNOVATIVE SYSTEMS INC           NV       4.01                           11/08/04

GLYCOGENESYS  INC                       NV       8.01,9.01                      11/11/04

GMH Communities Trust                   MD       1.01,2.03                      11/08/04

GOLDFIELD CORP                          DE       2.02,9.01                      11/12/04

GOLFSMITH INTERNATIONAL HOLDINGS INC    DE       1.01,9.01                      11/05/04

GP STRATEGIES CORP                      DE       2.02,9.01                      11/12/04

GRAMERCY CAPITAL CORP                   MD       9.01                           08/27/04    AMEND

GRANITE CITY FOOD & BREWERY LTD         MN       8.01                           11/04/04

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       1.01                           11/11/04

GREAT LAKES CHEMICAL CORP               DE       1.01,5.02,9.01                 11/05/04

GREEN MOUNTAIN COFFEE ROASTERS INC      DE       2.02,9.01                      09/25/04

GREENE COUNTY BANCSHARES INC            TN       7.01,9.01                      11/12/04

GREENFIELD ONLINE INC                   DE       1.02                           11/09/04

Greenpoint Mortgage Loan Trust 2004-1   DE       8.01,9.01                      10/25/04

GS MORTGAGE SECURITIES CORP             DE       8.01                           10/29/04

GS Mortgage Securities Corp GSAMP Tru   DE       8.01,9.01                      10/28/04

GSR Mortgage Loan Trust 2004-12         DE       8.01                           10/29/04

GTX INC /DE/                            DE       2.02,9.01                      11/10/04

GULFMARK OFFSHORE INC                   DE       2.02,9.01                      11/12/04

HAIRMAX INTERNATIONAL INC               NV       5.02,9.01                      11/02/04

HALLMARK FINANCIAL SERVICES INC         NV       2.02,9.01                      11/11/04

HALOZYME THERAPEUTICS INC               NV       8.01,9.01                      11/12/04

HALOZYME THERAPEUTICS INC               NV       2.02,9.01                      11/12/04

Hana Biosciences Inc                    DE       5.02                           11/08/04

HANCOCK JOHN LIFE INSURANCE CO          MA       9.01                           11/01/04    AMEND

HARTFORD FINANCIAL SERVICES GROUP INC   DE       8.01                           11/10/04

HAWAIIAN ELECTRIC INDUSTRIES INC        HI       8.01                           11/10/04

HEALTHAXIS INC                          PA       2.02,9.01                      11/11/04

HEALTHCARE REALTY TRUST INC             MD       7.01,9.01                      11/12/04    AMEND

HEALTHEXTRAS INC                        DE       9.01                           06/16/04    AMEND

HEALTHSOUTH CORP                        DE       8.01,9.01                      11/10/04

HEALTHTRONICS, INC.                     GA       2.01,2.03,3.03,4.01,5.01,5.02  11/10/04

HERBALIFE INTERNATIONAL INC             NV       8.01,9.01                      11/10/04

HERBST GAMING INC                       NV       1.01,5.02,7.01,9.01            11/11/04    AMEND

HERITAGE PROPERTY INVESTMENT TRUST IN   MD       2.02,9.01                      11/02/04    AMEND

HERITAGE WORLDWIDE INC                           5.02                           11/11/04

HIGHLAND HOSPITALITY CORP               MD       2.01,2.03,9.01                 09/01/04    AMEND

HILFIGER TOMMY CORP                              5.02                           11/11/04

HILTON HOTELS CORP                      DE       1.01,1.02                      11/11/04

HOME PRODUCTS INTERNATIONAL INC         DE       1.01,9.01                      11/12/04

HOMETOWN AUTO RETAILERS INC             DE       2.02,9.01                      11/12/04

HORMEL FOODS CORP /DE/                  DE       8.01                           11/11/04

HOUSEHOLD FINANCE CORP                  DE       8.01                           11/12/04

HOUSEHOLD INTERNATIONAL INC             DE       8.01                           11/12/04

HPL TECHNOLOGIES INC                    DE       9.01                           09/30/04

HUMPHREY HOSPITALITY TRUST INC          VA       2.02,9.01                      08/11/04

HUNGARIAN TELEPHONE & CABLE CORP        DE       3.02,8.01                      11/10/04

HUNGARIAN TELEPHONE & CABLE CORP        DE       5.02                           11/11/04

Huron Consulting Group Inc.             DE       2.02,7.01                      11/09/04

HYPERFEED TECHNOLOGIES INC              DE       2.02,9.01                      11/09/04

HYPERTENSION DIAGNOSTICS INC /MN        MN       8.01                           11/12/04

I MANY INC                              DE       8.01                           11/10/04

IA GLOBAL INC                           DE       3.02,9.01                      11/09/04

IGI INC                                 DE       2.02,9.01                      11/12/04

II-VI INC                               PA       5.03,8.01,9.01                 11/08/04

IJJ CORP                                DE       7.01                           11/10/04

IMAGE ENTERTAINMENT INC                 CA       2.02,9.01                      11/11/04

IMH ASSETS CORP IMPAC CMB TRUST SERIE   DE       2.01,9.01                      11/10/04

IMPERIAL INDUSTRIES INC                 DE       2.02,8.01,9.01                 11/11/04

INDUSTRIAL MINERALS INC                 DE       5.02                           11/12/04

INFORM WORLDWIDE HOLDINGS INC           CO       5.02                           11/12/04

INFORMATION ANALYSIS INC                VA       2.02,9.01                      11/10/04

ING LIFE INSURANCE & ANNUITY CO         CT       8.01                           10/29/04    AMEND

INHIBITEX INC                                    1.01,8.01,9.01                 11/12/04

INLAND RETAIL REAL ESTATE TRUST INC     MD       7.01,9.01                      11/11/04

INLAND WESTERN RETAIL REAL ESTATE TRU   MD       2.01,9.01                      11/09/04

INNODATA ISOGEN INC                     DE       2.02                           11/11/04

INSITE VISION INC                       DE       2.02,9.01                      11/10/04

INSPIRE PHARMACEUTICALS INC             DE       8.01,9.01                      11/10/04

INTEGRAMED AMERICA INC                  DE       7.01,9.01                      11/12/04

INTEGRATED ELECTRICAL SERVICES INC      DE       7.01,9.01                      11/12/04

INTERDIGITAL COMMUNICATIONS CORP        PA       8.01                           11/12/04

INTERMET CORP                           GA       1.01,9.01                      11/08/04

INTERNATIONAL ALUMINUM CORP             CA       2.02,9.01                      11/10/04

INTERNATIONAL MICROCOMPUTER SOFTWARE    CA       7.01,9.01                      11/11/04

INTERNATIONAL MICROCOMPUTER SOFTWARE    CA       4.01,9.01                      11/11/04

INTERPOOL INC                           DE       5.02,9.01                      11/05/04

INTERPUBLIC GROUP OF COMPANIES, INC.    DE       8.01,9.01                      11/09/04

INTERWAVE COMMUNICATIONS INTERNATIONA            2.02,9.01                      11/11/04

INTRABIOTICS PHARMACEUTICALS INC /DE    DE       2.02                           11/10/04

ION NETWORKS INC                        DE       1.01                           11/08/04

ISCO INTERNATIONAL INC                  DE       1.01,2.03,8.01,9.01            11/10/04

ISECURETRAC CORP                        DE       8.01,9.01                      11/12/04

ISLE OF CAPRI CASINOS INC               DE       2.02,9.01                      10/24/04

Ispat Inland L.P.                       DE       8.01,9.01                      11/12/04

ISTAR FINANCIAL INC                     MD       1.01,5.02,9.01                 11/09/04    AMEND

ITC DELTACOM INC                        DE       3.02                           11/12/04

ITERIS HOLDINGS  INC                    DE       4.01,9.01                      10/05/04    AMEND

IVAX DIAGNOSTICS INC                    DE       2.02,9.01                      11/11/04

J P MORGAN ACCEPTANCE CORP I            DE       8.01,9.01                      10/28/04

JACKSONVILLE BANCORP INC /FL/           FL       2.02,9.01                      11/08/04

JACLYN INC                              DE       2.02,9.01                      11/12/04

JACO ELECTRONICS INC                    NY       2.02,7.01,9.01                 11/12/04

JANUS CAPITAL GROUP INC                 DE       1.01                           11/09/04

JEFFERSONVILLE BANCORP                  NY       2.02,9.01                      11/10/04

JENNIFER CONVERTIBLES INC               DE       5.02                           11/09/04

JOHNSONDIVERSEY INC                     DE       1.01,5.02,9.01                 11/10/04

JONES APPAREL GROUP INC                 PA       1.01,9.01                      11/11/04

JONES LANG LASALLE INC                  MD       5.02,8.01,9.01                 11/10/04

KADANT INC                              DE       2.06                           10/27/04    AMEND

KANSAS CITY LIFE INSURANCE CO           MO       2.02                           09/30/04

KEMET CORP                              DE       5.02                           11/12/04

KERR MCGEE CORP /DE                     DE       7.01,9.01                      11/12/04

KNIGHT RIDDER INC                       FL       5.02,8.01,9.01                 11/12/04

KNOT INC                                DE       2.02,9.01                      11/11/04

KOHLS CORPORATION                       WI       2.02,9.01                      11/11/04

KRONOS ADVANCED TECHNOLOGIES INC        NV       1.01,2.03,3.02,9.01            10/15/04

KRONOS ADVANCED TECHNOLOGIES INC        NV       1.02,9.01                      11/02/04

L 3 COMMUNICATIONS HOLDINGS INC         DE       8.01,9.01                      11/11/04

L 3 COMMUNICATIONS HOLDINGS INC         DE       8.01,9.01                      11/12/04

LA QUINTA CORP                          DE       1.01,9.01                      11/05/04

LAND O LAKES INC                                 5.02                           11/12/04

LANDAMERICA FINANCIAL GROUP INC         VA       8.01                           11/11/04

LEAR CORP /DE/                          DE       1.01,8.01,9.01                 11/11/04

LEE ENTERPRISES INC                     DE       2.02                           11/11/04

LEVEL 3 COMMUNICATIONS INC              DE       8.01,9.01                      11/12/04

LIBERTY MEDIA INTERNATIONAL INC         DE       2.02,5.02                      11/12/04

LITHIUM TECHNOLOGY CORP                 DE       3.02,9.01                      11/05/04

LITTELFUSE INC /DE                      DE       1.01,9.01                      11/08/04

LODGIAN INC                             DE       2.02                           11/11/04

Logistical Support, Inc                 UT       4.01,9.01                      10/22/04    AMEND

LONE STAR STEAKHOUSE & SALOON INC       DE       8.01                           11/12/04

LUCENT TECHNOLOGIES INC                 DE       8.01                           11/09/04

M WAVE INC                              DE       5.02                           11/12/04

MAGIC LANTERN GROUP  INC                NY       5.02                           11/08/04

MAILKEY CORP                            NV       1.01                           11/09/04

MARKWEST ENERGY PARTNERS L P                     8.01                           10/25/04

MARSHALL & ILSLEY CORP/WI/              WI       8.01                           11/12/04

MASCO CORP /DE/                         DE       1.01,1.02,2.03,8.01,9.01       11/05/04

MASTR Adjustable Rate Mortgages Trust   DE       8.01,9.01                      10/28/04

MASTR ALTERNATIVE LOAN TRUST 2004-11    DE       8.01,9.01                      10/28/04

MAXCOR FINANCIAL GROUP INC              DE       2.02,7.01,8.01,9.01            11/10/04

MAXUS REALTY TRUST INC                  MO       2.01                           09/01/04    AMEND

MAXWELL TECHNOLOGIES INC                DE       1.01,5.02,9.01                 11/10/04

MBNA AMERICA BK NAT ASSOC MBNA MASTER            8.01,9.01                      10/31/04

MBNA CREDIT CARD MASTER NOTE TRUST               8.01,9.01                      10/31/04

MCF CORP                                DE       8.01,9.01                      11/09/04

MCKESSON CORP                           DE       8.01                           11/12/04

MDU COMMUNICATIONS INTERNATIONAL INC    DE       2.02                           11/12/04

ME PORTFOLIO MANAGEMENT LTD SMHL GLOB            8.01,9.01                      11/09/04

ME PORTFOLIO MANAGEMENT LTD SMHL GLOB            8.01,9.01                      11/09/04

MEADOW VALLEY CORP                      NV       2.02,9.01                      11/11/04

MEDIALINK WORLDWIDE INC                 DE       9.01                           11/08/04

MEDITECH PHARMACEUTICALS INC            NV       5.02                           11/10/04

MELLON BANK N A                         MA       8.01,9.01                      09/12/04

MELLON BANK N A                         MA       8.01,9.01                      11/08/04

MEMRY CORP                              DE       1.01,2.01,2.03,3.02,8.01,9.01  11/09/04

MEREDITH CORP                           IA       1.01                           11/08/04

MEREDITH ENTERPRISES INC                DE       1.01,3.02                      11/05/04

Merrill Lynch Mort Inv Inc MLMI Serie   DE       8.01,9.01                      11/12/04

MERRILL LYNCH MORTGAGE INVESTORS INC    DE       8.01,9.01                      10/28/04

MESTEK INC                              PA       2.02,7.01,9.01                 11/12/04

METWOOD INC                             NV       4.01,9.01                      11/12/04

MICREL INC                              CA       8.01                           11/11/04

MICRON TECHNOLOGY INC                   DE       8.01,9.01                      11/12/04

MICROSOFT CORP                          WA       7.01                           11/09/04

MIDDLETON DOLL CO                       WI       2.02,9.01                      11/11/04

MIDWAY GAMES INC                        DE       2.02,9.01                      11/08/04

MOBILITY ELECTRONICS INC                DE       8.01                           11/12/04

MOLIRIS CORP                            FL       8.01                           11/12/04

MONEY TREE LENDING GROUP, INC.                   5.01                           11/08/04

MONTGOMERY REALTY GROUP INC             NV       1.01,9.01                      11/05/04

MORGAN STANLEY                          DE       8.01,9.01                      11/10/04

MORGAN STANLEY ABS CAPITAL I INC        DE       8.01,9.01                      11/09/04

MORGAN STANLEY ABS CAPITAL I INC        DE       8.01,9.01                      11/09/04

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01,9.01                      10/28/04

MORTGAGE ASSET SECURITIZATION TRANSAC   DE       8.01,9.01                      11/12/04

MORTGAGE ASSET SECURITIZATION TRANSAC   DE       8.01,9.01                      11/10/04

MORTGAGE ASSET SECURITIZATION TRANSAC   DE       8.01,9.01                      11/10/04

MORTON INDUSTRIAL GROUP INC             GA       2.02,9.01                      11/08/04

MOSAIC CO                                        5.04                           11/11/04

MOSAIC CO                                        9.01                           10/22/04    AMEND

MOSSIMO INC                             DE       2.02,9.01                      11/11/04

MOTIENT CORP                            DE       7.01,9.01                      11/09/04

MOTOROLA INC                            DE       8.01,9.01                      11/09/04

MOTOROLA INC                            DE       8.01,9.01                      11/12/04

MUNICIPAL MORTGAGE & EQUITY LLC         DE       2.02,9.01                      11/10/04

MUZAK HOLDINGS LLC                      DE       2.02,9.01                      11/12/04

MYKROLIS CORP                           DE       5.02                           11/11/04

MYRIAD GENETICS INC                     DE       1.01,9.01                      11/11/04

NASDAQ STOCK MARKET INC                 DE       1.01,9.01                      11/12/04

NASTECH PHARMACEUTICAL CO INC           DE       8.01,9.01                      11/08/04

NATIONAL BANK OF INDIANAPOLIS CORP      IN       2.02,9.01                      11/10/04

NATIONAL ENERGY GROUP INC               DE       8.01,9.01                      11/12/04

NATIONAL FUEL GAS CO                    NJ       1.01,1.02                      10/11/04

NationsHealth, Inc.                     DE       2.02,9.01                      11/10/04

NATUS MEDICAL INC                       DE       2.02,9.01                      11/12/04

NAVTEQ CORP                             DE       1.01,2.03,9.01                 11/09/04

NBO SYSTEMS  INC                        MD       8.01,9.01                      10/28/04

NCRIC GROUP INC                         DC       2.02,9.01                      11/09/04

NCT GROUP INC                           DE       3.02                           11/08/04

NEIGHBORCARE INC                        PA       7.01,9.01                      11/10/04

NEIMAN MARCUS GROUP INC                 DE       7.01,9.01                      11/08/04

NEOPROBE CORP                           DE       2.01,9.01                      11/11/04

NESTOR INC                              DE       1.01,2.03,3.02,9.01            11/12/04

NETGURU INC                             DE       2.02,9.01                      11/10/04

NETMANAGE INC                           DE       2.01,9.01                      10/22/04

NEW YORK TIMES CO                       NY       1.01,9.01                      11/07/04

NEWAVE INC                              UT       1.01,9.01                      11/08/04

NEWFIELD EXPLORATION CO /DE/            DE       9.01                           08/30/04    AMEND

NEWPORT CORP                            NV       2.01,9.01                      07/16/04    AMEND

NEWPORT INTERNATIONAL GROUP INC         DE       3.02,8.01                      11/02/04

NEWPOWER HOLDINGS INC                   DE       8.01,9.01                      11/09/04

NOBEL LEARNING COMMUNITIES INC          DE       8.01,9.01                      11/10/04

Norcraft Holdings, L.P.                 DE       8.01,9.01                      11/12/04

NORFOLK SOUTHERN CORP                   VA       9.01                           11/12/04    AMEND

NORFOLK SOUTHERN RAILWAY CO /VA/        VA       9.01                           11/12/04    AMEND

NORTEL NETWORKS CORP                             2.02,8.01,9.01                 11/11/04

NORTEL NETWORKS LTD                              2.02,8.01,9.01                 11/11/04

NOVELL INC                              DE       1.01,9.01                      11/08/04

NUTRITION 21 INC                        NY       2.02                           11/11/04

NUVELO INC                              DE       9.01                           11/09/04

OFFICE DEPOT INC                        DE       7.01                           11/12/04

OFFICE DEPOT INC                        DE       2.02,2.05                      11/12/04

OFFICEMAX INC                           DE       1.01,5.02,7.01,9.01            11/12/04

OFFICEMAX INC                           DE       9.01                           11/12/04    AMEND

OGE ENERGY CORP                         OK       1.01,2.03,8.01,9.01            11/09/04

OM GROUP INC                            DE       2.02                           10/27/04    AMEND

OMEGA PROTEIN CORP                      NV       7.01,8.01,9.01                 11/08/04

OPEN TEXT CORP                          K6       1.01,3.03,8.01,9.01            11/09/04

OPTION CARE INC/DE                      DE       1.01,8.01,9.01                 11/02/04

OPTION ONE MORTGAGE LOAN TRUST 2004-3   DE       2.01,8.01,9.01                 10/05/04

OSI SYSTEMS INC                         CA       1.01,3.03,5.03,9.01            11/08/04

OSPREY GOLD CORP                        NV       5.02                           11/12/04

PACIFIC CONTINENTAL CORP                OR       1.01                           11/12/04

PACIFICA BANCORP INC                             2.02,9.01                      11/12/04

PANERA BREAD CO                         DE       7.01,9.01                      11/10/04

PARAGON TECHNOLOGIES INC                PA       2.02,9.01                      11/11/04

PARAMCO FINANCIAL GROUP INC             NV       9.01                           11/03/04

PARTNERRE LTD                                    8.01,9.01                      11/10/04

PAYLESS SHOESOURCE INC /DE/             DE       2.02,7.01                      11/12/04

PEDIATRIX MEDICAL GROUP INC             FL       1.01,9.01                      11/11/04

PEERLESS MANUFACTURING CO               TX       2.02                           11/12/04

PEGASUS SOLUTIONS INC                   DE       1.01                           10/26/04

PENN TREATY AMERICAN CORP               PA       2.02,9.01                      11/10/04

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       2.02,9.01                      11/08/04

PENTON MEDIA INC                        DE       2.06                           11/11/04

PEOPLESOFT INC                          DE       5.04,9.01                      11/03/04

PEPSICO INC                             NC       7.01,9.01                      11/11/04

PETER KIEWIT SONS INC /DE/              DE       8.01,9.01                      11/12/04

PETRO STOPPING CENTERS L P              DE       2.02,9.01                      11/09/04

PETROL OIL & GAS INC                             1.01,2.01,2.03,3.02,8.01,9.01  10/28/04

PHARMAFRONTIERS CORP                    TX       9.01                           11/12/04

PILGRIMS PRIDE CORP                     DE       7.01                           11/10/04

PIONEER DRILLING CO                     TX       1.01,9.01                      11/11/04

PIONEER NATURAL RESOURCES CO            DE       8.01,9.01                      11/11/04

PIXAR \CA\                              CA       2.02,9.01                      11/11/04

PLANETOUT INC                           DE       2.02,9.01                      11/11/04

PLIANT CORP                             UT       2.02                           11/11/04

PNM RESOURCES INC                       NM       7.01                           10/31/04

PNM RESOURCES INC                       NM       1.01,8.01                      11/12/04

POKER COM INC                           FL       1.01,9.01                      11/09/04

POLYMER GROUP INC                       DE       2.02,9.01                      11/08/04

POPULAR ABS, INC.                       DE       8.01,9.01                      11/09/04

POPULAR ABS, INC.                       DE       8.01,9.01                      11/09/04

POPULAR ABS, INC.                       DE       8.01,9.01                      11/09/04

POSTER FINANCIAL GROUP INC              NV       1.01,2.02,9.01                 11/08/04

POZEN INC /NC                                    1.01,9.01                      11/08/04

PRE PAID LEGAL SERVICES INC             OK       3.01,5.02,9.01                 11/11/04

PRECISION OPTICS CORPORATION INC        MA       2.02,9.01                      11/10/04

PREMIER ALLIANCE GROUP, INC.            NV       1.01,2.01,3.02,5.01,5.02,9.01  11/05/04

PRESIDENTIAL REALTY CORP/DE/            DE       2.02                           11/11/04

PRESSTEK INC /DE/                       DE       1.01,2.01,2.03,8.01,9.01       11/05/04

PRICE COMMUNICATIONS CORP               NY       2.02,9.01                      11/12/04

PRIME GROUP REALTY TRUST                MD       1.02,9.01                      11/10/04

PRIME GROUP REALTY TRUST                MD       2.01                           11/12/04

PRIME MEDICAL SERVICES INC /TX/         DE       2.01,3.01,3.03,5.01,5.02       11/10/04

PRINCIPAL LIFE INCOME FUNDINGS TRUST    DE       8.01,9.01                      11/01/04

PRINCIPAL LIFE INCOME FUNDINGS TRUST    DE       8.01,9.01                      11/01/04

PRIVATE BUSINESS INC                    TN       2.02,9.01                      11/09/04

PROGRESSIVE CORP/OH/                    OH       7.01,9.01                      11/11/04

PROSPECT ENERGY CORP                    MD       7.01,9.01                      11/12/04

PROVECTUS PHARMACEUTICALS INC           NV       8.01,9.01                      10/27/04    AMEND

PROVIDENT BANKSHARES CORP               MD       7.01,9.01                      11/11/01

PSYCHEMEDICS CORP                       DE       4.01,9.01                      11/09/04

PUBLIC SERVICE CO OF NEW MEXICO         NM       7.01                           10/31/04

PUBLICARD INC                           PA       2.02,9.01                      11/12/04

PURE CYCLE CORP                         DE       1.01,1.02,3.02,9.01            08/31/04

QRS CORP                                DE       8.01,9.01                      11/12/04

QRS CORP                                DE       1.01,1.02,5.02                 11/08/04

QUADRAMED CORP                          DE       8.01,9.01                      11/09/04

QUOTESMITH COM INC                      DE       7.01,9.01                      10/27/04

RALI Series 2004-QS14 Trust             DE       8.01,9.01                      10/12/04

RAYOVAC CORP                            WI       2.02,9.01                      11/10/04

REALITY WIRELESS NETWORKS INC           NV       1.01,3.02,8.01,9.01            11/10/04

REGENERON PHARMACEUTICALS INC           NY       5.03,9.01                      11/12/04

REII INC                                DE       2.01                           11/11/04

RESIDENTIAL ASSET SECURITIES CORP       DE       8.01,9.01                      11/11/04

RITA MEDICAL SYSTEMS INC                DE       8.01                           11/11/04

ROBOTIC VISION SYSTEMS INC              DE       5.02,9.01                      11/05/04

ROCKWELL MEDICAL TECHNOLOGIES INC       MI       2.02,7.01                      11/11/04

ROCKWOOD SPECIALTIES GROUP INC                   1.01,2.03,9.01                 11/10/04

ROFIN SINAR TECHNOLOGIES INC            DE       2.02,9.01                      09/30/04

ROUNDYS INC                             WI       2.02,9.01                      10/02/04

ROWAN COMPANIES INC                     DE       8.01,9.01                      11/12/04

ROYAL GOLD INC                          DE       8.01                           11/09/04

RURAL CELLULAR CORP                     MN       1.01,2.02,9.01                 11/11/04

RYANS RESTAURANT GROUP INC              SC       5.02                           11/10/04

SAFETEK INTERNATIONAL INC               DE       4.01                           11/08/04

SAFLINK CORP                            DE       2.02,9.01                      11/11/04

SALON MEDIA GROUP INC                   DE       2.02,9.01                      10/12/04

SANDS REGENT                            NV       2.02,9.01                      11/11/04

SAVIENT PHARMACEUTICALS INC             DE       2.02,9.01                      11/08/04

SAVOY RESOURCES CORP                    CO       8.01,9.01                      11/08/04

SBA COMMUNICATIONS CORP                 FL       2.03                           11/08/04

SCAN OPTICS INC                         DE       5.02                           11/08/04

SCHEIB EARL INC                         DE       4.01,9.01                      11/09/04

SCOLR Pharma, Inc.                      DE       2.02                           11/12/04

SECURITY CAPITAL CORP/DE/               DE       2.02,9.01                      11/10/04

SENETEK PLC /ENG/                                8.01,9.01                      11/12/04

SENSIENT TECHNOLOGIES CORP              WI       5.03,9.01                      11/08/04

SERVICE CORPORATION INTERNATIONAL       TX       7.01                           11/11/04

SHIRE PHARMACEUTICALS GROUP PLC                  8.01,9.01                      11/12/04

SIERRA PACIFIC RESOURCES /NV/           NV       8.01,9.01                      11/10/04

SILVERLEAF RESORTS INC                           7.01,9.01                      11/12/04

SINCLAIR BROADCAST GROUP INC            MD       8.01,9.01                      11/12/04

SIRVA INC                               DE       1.01,9.01                      11/09/04

SIRVA INC                               DE       8.01                           11/09/04

SiVault Systems, Inc.                   NV       7.01                           07/09/04    AMEND

SKY FINANCIAL GROUP INC                 OH       8.01,9.01                      11/11/04

SMARTSERV ONLINE INC                    DE       1.01,9.01                      11/05/04

SMITHTOWN BANCORP INC                   NY       8.01                           11/12/04

SMUCKER J M CO                          OH       7.01,9.01                      11/12/04

SOMANETICS CORP                         MI       1.01,9.01                      11/09/04

SONICBLUE INC                           DE       8.01,9.01                      09/30/04

SONORAN ENERGY INC                      WA       2.01,9.01                      11/05/04

SONTRA MEDICAL CORP                     MN       2.02,9.01                      11/11/04

SOUTHWEST WATER CO                      DE       1.01,1.02,9.01                 11/09/04

SOVEREIGN SPECIALTY CHEMICALS INC       DE       8.01,9.01                      11/11/04

SPARTON CORP                            OH       2.02,8.01,9.01                 11/10/04

SPATIALIZER AUDIO LABORATORIES INC      DE       1.01,9.01                      11/11/04

SPECIALIZED HEALTH PRODUCTS INTERNATI   DE       2.02,9.01                      11/10/04

SPECTRUM PHARMACEUTICALS INC            DE       3.02                           11/05/04

SPECTRX INC                             DE       2.02,9.01                      11/11/04

SPEEDEMISSIONS INC                      FL       1.01,3.02                      11/08/04

SPESCOM SOFTWARE INC                    CA       1.01,3.02,5.03,9.01            11/05/04

SPORTS RESORTS INTERNATIONAL INC        MI       8.01,9.01                      11/12/04

STAGE STORES INC                        NV       8.01,9.01                      11/12/04

STANDARD MANAGEMENT CORP                IN       7.01                           11/12/04

STANDARD MANAGEMENT CORP                IN       8.01,9.01                      11/12/04

STANDARD PARKING CORP                   DE       2.02,9.01                      11/12/04

STATE AUTO FINANCIAL CORP               OH       8.01,9.01                      11/11/04

Stereotaxis, Inc.                       DE       2.02,9.01                      11/11/04

STERION INC                             MN       2.01,9.01                      11/08/04

STERLING CONSTRUCTION CO INC            DE       8.01                           11/12/04

STOCKERYALE INC                         MA       1.01                           11/05/04

STRATOS INTERNATIONAL INC               DE       2.02,5.02,9.01                 10/31/04

STRUCTURED ADJUSTABLE RATE MORTGAGE L   DE       8.01,9.01                      10/29/04

Structured Asset Investment Loan Trus   DE       8.01                           10/29/04

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE       8.01                           10/29/04

Structured Asset Securities Corp Mort   DE       8.01                           10/29/04

STRUCTURED PRODUCTS CORP TIERS R INFL   DE       8.01                           11/08/04

SUN HEALTHCARE GROUP INC                DE       5.02                           11/05/04

SUNLINK HEALTH SYSTEMS INC              OH       2.02,9.01                      11/09/04

SUNNINGDALE, INC.                       DE       5.03,9.01                      11/05/04

SUNSET FINANCIAL RESOURCES INC                   8.01,9.01                      11/09/04

SUNTRUST BANKS INC                      GA       2.02,7.01,9.01                 11/12/04

SUNTRUST BANKS INC                      GA       2.01,5.02,9.01                 10/01/04    AMEND

SURGICARE INC/DE                        DE       8.01                           11/12/04

SUSQUEHANNA MEDIA CO                    DE       2.02                           11/11/04

SWIFT ENERGY CO                         TX       5.02                           11/08/04

SWS GROUP INC                           DE       1.01,5.02,9.01                 11/10/04

SYMBION INC/TN                          DE       1.01,2.01,9.01                 11/11/04

SYSTEMONE TECHNOLOGIES INC              FL       2.02,9.01                      11/12/04

TAG IT PACIFIC INC                      DE       1.01,2.03,3.02,9.01            11/10/04

TARGET CORP                             MN       2.02,8.01,9.01                 11/12/04

TARGET CORP                             MN       2.02,8.01,9.01                 11/12/04

TEAM HEALTH INC                         TN       2.02,9.01                      11/11/04

TEAMSTAFF INC                           NJ       1.01,3.02,7.01,8.01,9.01       11/05/04

TECHNICAL COMMUNICATIONS CORP           MA       1.01,9.01                      11/05/04

TECHNICAL OLYMPIC USA INC               DE       8.01,9.01                      11/10/04

TECHNOLOGY SOLUTIONS COMPANY            DE       2.02                           11/10/04

TEGAL CORP /DE/                         DE       2.02,9.01                      11/11/04

TEKRON INC                              DE       8.01                           11/12/04

TELCOBLUE INC                           DE       4.01,9.01                      11/11/04

TELEFLEX INC                            DE       2.05,2.06,7.01,9.01            11/08/04

TELEGLOBE INTERNATIONAL HOLDINGS LTD             2.02,9.01                      11/11/04

TELEWEST GLOBAL INC                              8.01,9.01                      11/12/04

TERAYON COMMUNICATION SYSTEMS           DE       8.01                           11/08/03

Texas Roadhouse, Inc.                   DE       2.02,9.01                      11/11/04

TEXHOMA ENERGY INC                      NV       1.02,2.01,5.02,8.01            11/10/04

THERMADYNE HOLDINGS CORP /DE            DE       2.02,9.01                      11/09/04

TIER TECHNOLOGIES INC                   CA       1.01,9.01                      11/09/04

TIERONE CORP                                     9.01                           08/27/04    AMEND

TIFFANY & CO                            DE       2.02,9.01                      11/11/04

TIGER TELEMATICS INC                    DE       2.01,3.02,9.01                 11/05/04

TIMELINE INC                            WA       2.02,9.01                      11/10/04

TIMKEN CO                               OH       5.02                           11/05/04

TOOTSIE ROLL INDUSTRIES INC             VA       2.02,9.01                      11/09/04

TOWER AUTOMOTIVE INC                    DE       5.02                           11/12/04

Tower Group, Inc.                       DE       8.01                           11/11/04

TRACK DATA CORP                         DE       2.02                           09/30/04

TRAILER BRIDGE INC                               2.02,9.01                      11/09/04

TRAILER BRIDGE INC                               8.01,9.01                      11/09/04

TRAMMELL CROW CO                        DE       1.01                           11/05/04

TRANS ENERGY INC                        NV       2.01,3.02,9.01                 11/05/04

TRANS WORLD ENTERTAINMENT CORP          NY       7.01,9.01                      11/10/04

TRANSMETA CORP                          DE       8.01,9.01                      11/12/04

TRANSMETA CORP                          DE       1.01,9.01                      11/11/04

TREASURE MOUNTAIN HOLDINGS INC          NV       4.01                           11/10/04

TRIAD AUTOMOBILE RECEIVABLES TRUST 20   CA       8.01,9.01                      11/12/04

TRICO MARINE SERVICES INC               DE       3.01,7.01,9.01                 11/03/04

TRICO MARINE SERVICES INC               DE       8.01,9.01                      11/12/04

TRM CORP                                OR       7.01,9.01                      11/09/04

TRUST CREATED FEBRUARY 25 1986                   4.01,8.01                      11/12/04

TUCOWS INC /PA/                         PA       1.01,5.02,9.01                 11/08/04

TWISTEE TREAT CORP/NV                   DE       4.01,9.01                      11/05/04

UNITED ENERGY CORP /NV/                 NV       5.02                           09/13/04

UNITED INDUSTRIES CORP                  DE       2.02                           11/11/04

UNITED PAN AM FINANCIAL CORP            CA       1.01,1.02                      11/08/04

UNIVERSAL GUARDIAN HOLDINGS INC         DE       5.02                           11/04/04

UNIVERSAL HEALTHCARE MANAGEMENT SYSTE   FL       8.01                           11/12/04

URECOATS INDUSTRIES INC                 DE       5.02                           11/10/04

UROPLASTY INC                           MN       2.02,9.01                      11/12/04

US 1 INDUSTRIES INC                     IN       9.01                           09/30/04

US HOME SYSTEMS INC                     DE       2.02,7.01,9.01                 11/12/04

US HOME SYSTEMS INC                     DE       1.02,9.01                      11/11/04

USA TECHNOLOGIES INC                    PA       8.01,9.01                      11/01/04

USA TECHNOLOGIES INC                    PA       8.01                           09/03/04    AMEND

VALASSIS COMMUNICATIONS INC             DE       8.01                           11/11/04    AMEND

VALENCE TECHNOLOGY INC                  DE       8.01,9.01                      11/09/04

VALLEY NATIONAL BANCORP                 NJ       1.01,9.01                      11/09/04

VANTAGEMED CORP                         DE       1.01,2.02,4.01,5.02,9.01       11/08/04

VARIAN INC                              DE       1.01,9.01                      11/12/04

VENTURE CATALYST INC                    UT       2.02,9.01                      11/12/04

VERTIS INC                              DE       1.01,7.01,9.01                 11/12/04

VIA NET WORKS INC                       DE       1.01,5.02,9.01                 11/09/04

VICOR CORP                              DE       8.01,9.01                      11/12/04

VIRTRA SYSTEMS INC                      TX       8.01,9.01                      11/09/04

VISTA GOLD CORP                                  2.02,8.01,9.01                 11/10/04

VISTACARE, INC.                         DE       5.02,8.01,9.01                 11/08/04

VITAL LIVING INC                        AZ       4.01,9.01                      11/03/04    AMEND

VOXWARE INC                             DE       2.02,5.02,9.01                 11/11/04

WARP TECHNOLOGY HOLDINGS INC            NV       3.03,9.01                      11/08/04

WASHINGTON GROUP INTERNATIONAL INC      DE       2.02,9.01                      11/10/04

WELLS FARGO ASSET SECURITIES CORP       DE       8.01,9.01                      11/11/04

WELLS FARGO MORTGAGE BACKED SECURITIE   DE       8.01,9.01                      02/27/03

WEST MARINE INC                         DE       2.02,9.01                      10/28/04    AMEND

WESTERN GOLDFIELDS INC                  ID       1.01,9.01                      11/05/04

WET SEAL INC                            DE       1.01,3.02,8.01,9.01            11/09/04

WH INTERMEDIATE HOLDINGS LTD                     8.01,9.01                      11/10/04

WILLIS LEASE FINANCE CORP               DE       2.02,9.01                      11/09/04

WISCONSIN ENERGY CORP                   WI       1.01                           11/09/04

World Omni Auto Receivables Trust 200   DE       8.01,9.01                      10/01/04

WORLD TRANSPORT AUTHORITY INC                    8.01                           09/30/04

WORLD WIDE WEB INC                      NV       4.01,9.01                      11/09/04

WQN, Inc.                                        7.01,9.01                      11/11/04

WYNN RESORTS LTD                                 8.01                           11/10/04

WYNN RESORTS LTD                                 8.01,9.01                      11/11/04

XCYTE THERAPIES INC                     WA       2.03                           11/10/04

XCYTE THERAPIES INC                     WA       2.02,9.01                      11/11/04

XL CAPITAL LTD                                   8.01,9.01                      11/12/04

YOUNG BROADCASTING INC /DE/             DE       1.01,9.01                      11/05/04

YP CORP                                 NV       1.01                           11/01/04

ZANETT INC                              DE       2.02                           11/11/04

ZENITH NATIONAL INSURANCE CORP          DE       7.01,9.01                      11/12/04

ZEPPELIN ENERGY INC                     DE       4.01,5.02                      10/26/04

ZOLL MEDICAL CORPORATION                MA       2.02,9.01                      11/10/04

ZOLL MEDICAL CORPORATION                MA       2.02,9.01                      11/11/04    AMEND

ZONAGEN INC                             DE       8.01,9.01                      11/08/04