SEC NEWS DIGEST

Issue 2005-216                                              November 9, 2005

     
COMMISSION ANNOUNCEMENTS

COMMISSION MEETINGS

     CLOSED MEETING  THURSDAY, NOVEMBER 10, 2005  9:30 A.M.

     The closed meeting scheduled for Thursday, November 10, 2005, at 10:00
     a.m. has been changed to Thursday, November 10, 2005 at 9:30 a.m.  The
     following items will not be considered during the meeting: Opinion; and
     Regulatory matter bearing enforcement implications.
     
     OPEN MEETING  MONDAY, NOVEMBER 14, 2005  11:00 A.M.
     
     An open meeting will be held on Monday, November 14, 2005, at 11:00 a.m.
     in Room 10800.  The subject matter of the open meeting scheduled for
     Monday, November 14, 2005, will be:
     
          The Commission will hear oral argument on an appeal by the Division
          of Enforcement from the decision of an administrative law judge.
          The law judge dismissed the Divisions charges against William
          Kissinger, who was formerly a registered representative and office
          of supervisory jurisdiction principal of registered broker-dealer
          IFG Network Securities, Inc. (IFG), and who was associated with
          Kissinger Advisory, formerly a registered investment adviser.  The
          Division alleged that Kissinger violated Section 17(a) of the
          Securities Act of 1933, Section 10(b) of the Securities Exchange
          Act of 1934 and Rule 10b-5 thereunder, and that he aided and
          abetted Kissinger Advisorys violations of Sections 206(1) and
          206(2) of the Investment Advisers Act of 1940.  The Division
          maintains that Kissinger failed to disclose material information in
          connection with his sale of Class B shares of certain mutual funds
          to six customers in 1999 and 2000.  The law judge also dismissed
          the Divisions charges that IFG and David Ledbetter, IFGs
          president from 1989 to 2000, had failed reasonably to supervise
          Kissinger with a view to preventing his violations of the antifraud
          provisions, as required by Sections 15(b)(4)(E) and 15(b)(6) of the
          Exchange Act.
          
          Among the issues likely to be argued are whether Kissinger violated
          the  antifraud  provisions of the federal securities laws,  whether
          IFG and Ledbetter failed reasonably to supervise Kissinger and,  if
          violations  are  found,  whether it is in the  public  interest  to
          impose sanctions.

     
     CLOSED MEETING  MONDAY, NOVEMBER 15, 2005  3:00 P.M.

     A closed meeting will be held on Tuesday, November 15, 2005, at 3:00
     p.m.  The subject matter of the closed meeting scheduled for Tuesday,
     November 15, 2005, will be:   Report of an investigation.
     
     At times, changes in Commission priorities require alterations in the
     scheduling of meeting items.  For further information and to ascertain
     what, if any, matters have been added, deleted or postponed, please
     contact the Office of the Secretary at (202) 551-5400.
     
     
ENFORCEMENT PROCEEDINGS

SEC OBTAINS TEMPORARY RESTRAINING ORDER AND ASSET FREEZE AGAINST
MASSACHUSETTS HEDGE FUND MANAGER

     The Securities and Exchange Commission announced today that on November
     4, it sought and obtained an emergency asset freeze and temporary
     restraining order against hedge fund manager Mark R. Conway and his
     firm, Groundswell Partners LLC, of Waltham, Mass. In its complaint filed
     in U.S. District Court in Boston, the Commission alleges that Conway,
     also of Waltham, Mass., defrauded his clients by not disclosing the
     millions of dollars in losses that Groundswell Capital LP (the Fund)
     incurred, the actual amount of assets in the Fund and the trading
     strategy he was employing.  In addition, the complaint alleges that
     Conway altered documents to cover-up his misrepresentations.

     According to the complaint, in an Oct. 26, 2005, consented-to tape-
     recorded conversation with a partner of Groundswell Partners, Conway
     admitted that he lost a large amount of money in the Fund and, in an
     effort to make up the loss, deviated from the Funds original investment
     strategy without notifying investors.  The complaint also alleges that
     Conway admitted in the tape-recorded conversation that, in an effort to
     conceal the loss, he altered Fund-related documents, including financial
     statements, profit and loss spreadsheets and account statements sent to
     investors.  The complaint also alleges that Conway admitted in the tape-
     recorded conversation that the altered account statements falsely
     inflated the amount of assets in the investors accounts.  According to
     the complaint, Conway admitted in the tape-recorded conversation that,
     although the altered Fund-related documents indicate that the Fund
     should have approximately $43 million in assets, the Funds true value
     is currently only approximately $14 million.  According to the
     complaint, Conway also admitted in the tape-recorded conversation that
     he had, in the past, created a fictitious auditor and fictitious audit
     reports for the Fund.

     In response to the Commissions request for emergency relief, U.S.
     District Court Judge Nathaniel M. Gorton, acting as the emergency judge,
     froze the assets of Conway and Groundswell Partners, as well as the
     assets in the Fund, which was named as a relief defendant.  The Court
     also entered an order requiring, among other things, that the defendants
     provide a detailed accounting of their assets and of the transactions
     concerning the fraud described in the complaint.  The Courts order also
     temporarily restrains the defendants from violating certain antifraud
     provisions of the securities laws, specifically, Section 17(a) of the
     Securities Act of 1933, Section 10(b) of the Securities Exchange Act of
     1934 and Rule 10b-5 thereunder and Sections 206(1) and 206(2) of the
     Investment Advisers Act of 1940.  A hearing was scheduled for November 9
     at 9:30 a.m. before Judge Rya W. Zobel, who is assigned to handle this
     matter.

     The Commission acknowledges the assistance of the United States
     Attorneys Offices for the District of Massachusetts and the Central
     District of California and the Boston and Los Angeles offices of the
     Federal Bureau of Investigation.  [SEC v. Mark R. Conway and Groundswell
     Partners LLC, Civil Action No. 05-12209-RWZ, D.Mass. filed November 4,
     2005]  (LR-19460)
     
SEC OBTAINS THIRD ORDER REQUIRING DEFENDANT RANDALL TREADWELL TO SHOW CAUSE
WHY HE SHOULD NOT BE HELD IN CIVIL CONTEMPT

     On Oct. 24, 2005, the Honorable Thomas J. Whelan, United States District
     Judge for the Southern District of California, issued an order to
     defendant Randall T. Treadwell, age 47, of Savannah, Ga., to show cause
     why he should not be held in civil contempt for violating the courts
     preliminary orders freezing his assets.  This is the third such order
     issued by the court against Treadwell.  According to the Commissions
     latest contempt application, Treadwell withdrew more than $506,000 from
     a bank account that was subject to the courts orders that froze all of
     the defendants assets.

     The courts order requires Treadwell to appear on Dec. 5, 2005, and show
     cause why an order of civil contempt should not be issued and why he
     should not be incarcerated pending his compliance with the courts
     orders including identification and surrender of all assets from the
     bank account from which the dissipation of assets occurred.
     
     On Oct. 12, 2004, the Commission filed a complaint against Treadwell,
     Rick D. Sluder, Larry C. Saturday, Arnulfo M. Acosta, and Learn
     Waterhouse, Inc., alleging that they had raised millions from 1700
     investors in a nationwide Ponzi scheme.  On Nov. 1, 2004, Thomas Lennon
     was appointed as the permanent receiver over Learn Waterhouse and given
     authority over all of its assets.  The court also ordered the defendants
     to repatriate all assets from abroad, and issued a preliminary
     injunction prohibiting all of the defendants from future violations of
     the antifraud and registration provisions of the Securities Act of 1933
     and the Securities Exchange Act of 1934.  On Feb. 23, 2005, and Oct. 17,
     2005, the court issued orders finding Treadwell in civil contempt.
     Treadwell is the former chairman, president and chief operating officer
     of Learn Waterhouse, a Texas corporation, which allegedly operated a
     fictitious prime bank trading program.
     
     In addition to the relief already obtained, the Commission seeks
     permanent injunctions, disgorgement and civil penalties from all of the
     defendants.  [SEC v. Learn Waterhouse, Inc.; Randall T. Treadwell; Rick
     D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta, Civil Action No. 04-
     CV-2037 W, LSP, S.D. Cal.]  (LR-19461)
     
     
     
INVESTMENT COMPANY ACT RELEASE

ING PARTNERS, INC., ET AL.

     An order has been issued on an application filed by ING Partners, Inc.,
     et al. under Section 12(d)(1)(J) of the Investment Company Act for an
     exemption from Sections 12(d)(1)(A), and (B) of the Act and under
     Sections 6(c) and 17(b) of the Act for an  exemption from Section 17(a)
     of the Act. The order permits certain registered open-end management
     investment companies to acquire shares of other registered open-end
     management investment companies or unit investment trusts that are
     within or outside the same group of investment companies as well as a
     guaranteed rate investment contract issued by an affiliated insurance
     company.  (Rel. IC-27142 - November 8)
     
     
HOLDING COMPANY ACT RELEASES

ENTERGY CORPORATION, ET. AL.

     A notice has been issued giving interested persons until December 2,
     2005 to request a hearing on a proposal by Entergy Corporation, a
     registered holding company under the Public Utility Holding Company Act
     of 1935, and Entergy New Orleans Inc., a bankrupt, wholly-owned utility
     subsidiary of Entergy, to allow Entergy New Orleans to obtain additional
     debtor-in-possession financing from Entergy in an amount of up to $50
     million. (Rel. 35-28058)
     
AGL RESOURCES INC., ET AL.

     A supplemental order has been issued authorizing AGL Resources Inc., a
     registered holding company; its utility subsidiaries and certain
     nonutility subsidiaries to add three additional nonutility subsidiaries
     to a nonutility money pool.  (Rel. 35-28059)
     
     
SELF REGULATORY ORGANIZATIONS

ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

     A proposed rule change (SR-Amex-2005-115) filed with the Commission by
     the American Stock Exchange regarding Options Quote Size Mitigation has
     been granted approval on an accelerated basis under Section 19(b)(2) of
     the Securities Exchange Act of 1934.  Publication of the proposal is
     expected in the Federal Register during the week of November 14.  (Rel.
     34-52741)
     
     The Commission noticed and granted accelerated approval to a proposed
     rule change and Amendment No. 1 thereto (SR-Amex-2005-084) submitted by
     the American Stock Exchange under Rule 19b-4 of the Securities Exchange
     Act of 1934 relating to the trading pursuant to unlisted trading
     privileges of the iShares MSCI EAFE Value Index Fund and the iShares
     MSCI EAFE Growth Index Fund.  Publication is expected in the Federal
     Register during the week of November 14.  (Rel. 34-52747)
     
PROPOSED RULE CHANGE

     NASD has filed a proposed rule change (SR-NASD-2004-044) under Rule 19b-
     4 of the Securities Exchange Act of 1934 relating to short sale delivery
     requirements.  Publication of the proposed rule change is expected in
     the Federal Register during the week of November 14.  (Rel. 34-52752)
     
WITHDRWALS

     A notice has been issued giving interested persons until Dec. 5, 2005,
     to comment on the application of Polydex Pharmaceuticals Limited to
     withdraw its common stock, $.0167 par value, from listing and
     registration on the Boston Stock Exchange.  (Rel. 34-52748)
     
     A notice has been issued giving interested persons until Dec. 5, 2005,
     to comment on the application of Berkshire Hills Bancorp, Inc. to
     withdraw its common stock, $.01 par value, from listing and registration
     on the American Stock Exchange.  (Rel. 34-52749)
     
     A notice has been issued giving interested persons until Dec. 5, 2005,
     to comment on the application of PAB Bankshares, Inc. to withdraw its
     common stock, $.0167 par value, from listing and registration on the
     American Stock Exchange.  (Rel. 34-52750)
     
     
     
SECURITIES ACT REGISTRATIONS

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.
     
     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
     
S-8     CNA FINANCIAL CORP, CNA PLZ, 235, CHICAGO, IL, 60685, 3128225000 - 
        0 ($61,080,000.00) Equity, (File 333-129538 - Nov. 8) (BR. 01C)

S-4     R H DONNELLEY CORP, 1001 WINSTEAD DRIVE, CARY, NC, 27513, 9198046000 - 
        0 ($2,188,604,632.00) Equity, (File 333-129539 - Nov. 8) (BR. 11B)

S-2     UNITED ENERGY CORP /NV/, 600 MEADOWLANDS PARKWAY, SECAUCUS, NJ, 07094, 
        2018420288 - 11,627,500 ($23,255,000.00) Equity, (File 333-129540 - 
        Nov. 8) (BR. 04B)

SB-2    AMERICAN TECHNOLOGIES GROUP INC, 1017 S MOUNTAIN AVE, MONROVIA, CA, 
        91016, 6263575000 - 24,474,491 ($146,846.95) Equity, (File 333-129541 - 
        Nov. 8) (BR. 05A)

S-8     JOHNSON & JOHNSON, ONE JOHNSON & JOHNSON PLZ, NEW BRUNSWICK, NJ, 08933, 
        7325242454 - 10,000,000 ($606,700,000.00) Equity, (File 333-129542 - 
        Nov. 8) (BR. 01B)

S-8     TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 
        5124345800 - 90,000 ($3,294,000.00) Equity, (File 333-129545 - Nov. 8) 
        (BR. 04C)

S-8     TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 
        5124345800 - 1,710,000 ($62,586,000.00) Equity, (File 333-129546 - 
        Nov. 8) (BR. 04C)

S-8     TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 
        5124345800 - 2,700,000 ($98,820,000.00) Equity, (File 333-129547 - 
        Nov. 8) (BR. 04C)

S-8     TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 
        5124345800 - 2,250,000 ($82,350,000.00) Equity, (File 333-129548 - 
        Nov. 8) (BR. 04C)

S-8     TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 
        5124345800 - 2,250,000 ($82,350,000.00) Equity, (File 333-129549 - 
        Nov. 8) (BR. 04C)

S-8     NEW PEOPLES BANKSHARES INC, 2 GENT DR, HONAKER, VA, 24260, 5407782294 - 
        0 ($4,818,287.30) Equity, (File 333-129550 - Nov. 8) (BR. 07B)

S-8     SCANNER TECHNOLOGIES CORP, 4665 SOUTH ASH AVENUE, STE G-20, TEMPE, AZ, 
        85282, 4807773793 - 1,300,000 ($715,000.00) Equity, (File 333-129551 - 
        Nov. 8) (BR. 22)

S-8     VIEW SYSTEMS INC, 1100 WILSO DR, 1100 WILSO DR, BALTIMORE, MD, 21223, 
        4106463000 - 3,500,000 ($770,000.00) Equity, (File 333-129553 - Nov. 8) 
        (BR. 11A)

S-8     SANOFI-AVENTIS, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 33153774400 - 
        2,400,000 ($153,504,000.00) Equity, (File 333-129554 - Nov. 8) (BR. 01C)

S-3     CONSECO INC, 11825 N PENNSYLVANIA ST, CARMEL, IN, 46032, 3178176100 - 
        0 ($330,000,000.00) Debt Convertible into Equity, (File 333-129555 - 
        Nov. 8) (BR. 01C)

S-8     CBEYOND COMMUNICATIONS INC, 320 INTERSTATE NORTH PARKWAY SE, SUITE 300, 
        ATLANTA, GA, 30339, 678-424-2400 - 5,749,208 ($49,882,237.00) Equity, 
        (File 333-129556 - Nov. 8) (BR. 11C)

F-10    RITCHIE BROS AUCTIONEERS INC, 6500 RIVER RD, RICHMON, A1, V6X 4G5, 
        6042737564 - 0 ($99,500,000.00) Equity, (File 333-129557 - Nov. 8) 
        (BR. 08C)

S-8     MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 
        250,000 ($6,135,000.00) Equity, (File 333-129559 - Nov. 8) (BR. 10B)

S-8     MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 
        500,000 ($12,270,000.00) Equity, (File 333-129560 - Nov. 8) (BR. 10B)

S-8     MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 
        500,000 ($12,270,000.00) Equity, (File 333-129561 - Nov. 8) (BR. 10B)

S-8     MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 
        6,000,000 ($147,240,000.00) Equity, (File 333-129562 - Nov. 8) (BR. 10B)

N-2     Alternative Investment Partners Absolute Return Fund STS, 
        ONE TOWER BRIDGE, 100 FRONT STREET, SUITE 1100, WEST CONSHOHOCKEN, PA, 
        19428-2881, 610-260-7600 - 300,000 ($300,000,000.00) Equity, 
        (File 333-129563 - Nov. 8) (BR. )

SB-2    INNOVATIVE CARD TECHNOLOGIES INC, 11601 WILSHIRE BOULEVARD, SUITE 2150, 
        LOS ANGELES, CA, 90025, 310-312-0700 - 
        10,980,100 ($23,290,625.00) Equity, (File 333-129564 - Nov. 8) (BR. 10)

S-4     TFM SA DE CV, AVENIDA PERIFERICO SUR NO 4829, 4 PISO, 
        COL PARQUES DEL PEDREGAL, MEXICO CITY, O5, 14010, 011525554475800 - 
        460,000,000 ($460,000,000.00) Non-Convertible Debt, (File 333-129566 - 
        Nov. 8) (BR. 05C)

S-3     POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, 
        PR, 00918, 7877659800 - 12,075,000 ($249,228,000.00) Equity, 
        (File 333-129567 - Nov. 8) (BR. 07B)

S-8     VITASTI, INC. /DE/, 100-1001 CHURCHILL CRESCENT, NORTH VANCOUVER, A1, 
        V7P 1T2, 6049806693 - 20,000,000 ($1,840,000.00) Equity, 
        (File 333-129568 - Nov. 8) (BR. 08A)

S-3     COMTECH TELECOMMUNICATIONS CORP /DE/, 105 BAYLIS RD, MELVILLE, NY, 
        11747, 6317778900 - 0 ($105,000,000.00) Other, (File 333-129569 - 
        Nov. 8) (BR. 11B)

S-1     Molecular Insight Pharmaceuticals, Inc., 160 SECOND STREET, CAMBRIDGE, 
        MA, 02142, 617-492-5554 - 0 ($57,500,000.00) Equity, (File 333-129570 - 
        Nov. 8) (BR. )

S-8     PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY, 14625-0397, 
        7163856666 - 550,000 ($21,802,000.00) Equity, (File 333-129571 - 
        Nov. 8) (BR. 06B)

S-8     PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY, 14625-0397, 
        7163856666 - 20,000,000 ($792,800,000.00) Equity, (File 333-129572 - 
        Nov. 8) (BR. 06B)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrants Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrants Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., 
Washington, D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In most cases, this information is 
also available on the Commission's website: <www.sec.gov>.

				       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   			    	                DATE        COMMENT

A.I. RECEIVABLES TRANSFER CORP.                  8.01,9.01                              11/03/05

ABATIX CORP                             DE       2.02,9.01                              11/08/05

ABGENIX INC                             DE       8.01,9.01                              11/03/05

ACCENTIA BIOPHARMACEUTICALS INC                  5.02                                   11/04/05

ACCEPTANCE INSURANCE COMPANIES INC      DE       8.01,9.01                              11/07/05

ACCURIDE CORP                           DE       8.01                                   11/04/05

ACE SECURITIES CORP                     DE       8.01,9.01                              11/08/05

ACE SECURITIES CORP                     DE       8.01,9.01                              11/08/05

ACE SECURITIES CORP                     DE       8.01,9.01                              11/08/05

ACG HOLDINGS INC                        DE       2.02,9.01                              11/08/05

ACME COMMUNICATIONS INC                 DE       2.02                                   11/08/05

ACTIVE POWER INC                        DE       1.01,5.02,7.01,9.01                    11/04/05

ADDVANTAGE TECHNOLOGIES GROUP INC       OK       2.02,9.01                              11/08/05

ADEPT TECHNOLOGY INC                    CA       1.01,5.02,5.03,8.01,9.01               11/03/05

ADVANCED POWER TECHNOLOGY INC                    8.01,9.01                              11/02/05

ADVOCAT INC                             DE       2.02,7.01,9.01                         11/07/05

AEGIS ASSESSMENTS INC                   DE       7.01                                   11/07/05

AGILYSYS INC                            OH       2.02,7.01,9.01                         11/08/05

AIR T INC                               DE       1.01                                   08/31/05

AKORN INC                               LA       2.02,9.01                              11/07/05

ALAMOSA HOLDINGS INC                    DE       2.02,9.01                              11/07/05

ALCAN INC                               A6       2.02,9.01                              11/08/05

Aleris International, Inc.              DE       1.01,7.01,9.01                         11/07/05

Aleris International, Inc.              DE       7.01,9.01                              11/08/05

ALLEGHANY CORP /DE                      DE       2.02,9.01                              11/08/05

Alliance Distributors Holding Inc.      DE       2.02,9.01                              11/07/05

Allstate Life Global Funding Trust 20            8.01                                   11/08/05

Alon USA Energy, Inc.                   DE       1.01,2.02,9.01                         11/08/05

Alternative Loan Trust 2005-22T1                 8.01,9.01                              04/28/05

ALTERNATIVE LOAN TRUST 2005-37T1                 8.01,9.01                              07/29/05

Alternative Loan Trust 2005-58                   8.01                                   10/28/05

AMERICAN LAND LEASE INC                 DE       2.02,7.01,9.01                         11/08/05

AMERICAN MORTGAGE ACCEPTANCE CO         MA       2.02,9.01                              09/30/05

AMERICASBANK CORP                       MD       2.02,9.01                              11/03/05

AMERICREDIT FINANCIAL SERVICES INC      DE       8.01,9.01                              11/04/05

AMERIRESOURCE TECHNOLOGIES INC          DE       4.01,9.01                              11/08/05    AMEND

AMPCO PITTSBURGH CORP                   PA       2.02                                   09/30/05

AMPEX CORP /DE/                         DE       7.01,9.01                              11/08/05

AMSOUTH BANCORPORATION                  DE       7.01,9.01                              11/08/05

ANALYSTS INTERNATIONAL CORP                      8.01,9.01                              11/03/05

ANDRX CORP /DE/                         DE       2.02,9.01                              11/07/05

APCO ARGENTINA INC/NEW                           2.02,9.01                              11/07/05

APTIMUS INC                             WA       2.02                                   11/03/05    AMEND

AQUANTIVE INC                           WA       2.02,9.01                              11/08/05

ARCHIPELAGO HOLDINGS INC                         2.01,9.01                              09/26/05    AMEND

ARTESIAN RESOURCES CORP                 DE       2.02,9.01                              11/07/05

ASI TECHNOLOGY CORP                     NV       5.03                                   11/07/05

ASIA PAYMENT SYSTEMS INC                NV       5.02                                   10/15/05

ASIA TIGERS FUND INC                    MD       7.01                                   11/08/05

ASPEN TECHNOLOGY INC /DE/               DE       2.02,9.01                              11/08/05

ASTORIA FINANCIAL CORP                  DE       8.01,9.01                              11/08/05

ATARI INC                               DE       1.01,3.01,5.02,7.01,9.01               11/07/05

ATMOS ENERGY CORP                       TX       2.02,9.01                              11/08/05

AUXILIUM PHARMACEUTICALS INC                     2.02,9.01                              11/08/05

AVALON PHARMACEUTICALS INC                       2.02,9.01                              11/08/05

AXESSTEL INC                            NV       2.02,9.01                              11/08/05

BANC OF AMERICA MORTGAGE SECURITIES I   DE       8.01,9.01                              11/07/05

Banc of America Mortgage Securities M   DE       8.01,9.01                              10/25/05    AMEND

BANCSHARES OF FLORIDA INC               FL       5.02,9.01                              11/08/05

BANK OF NEW YORK CO INC                 NY       8.01,9.01                              11/08/05

BARRY R G CORP /OH/                     OH       2.02,9.01                              11/08/05

BAY BANKS OF VIRGINIA INC               VA       8.01                                   11/07/05

BAYVIEW FINANCIAL SECURITIES CO LLC     DE       8.01                                   11/08/05

BEARINGPOINT INC                        DE       8.01,9.01                              11/07/05

BELDEN & BLAKE CORP /OH/                OH       4.01,9.01                              11/02/05

BELDEN CDT INC.                         DE       1.01,9.01                              11/02/05

BELDEN CDT INC.                         DE       2.02,9.01                              11/08/05

BELL INDUSTRIES INC /NEW/               CA       2.02,9.01                              11/08/05

BIMINI MORTGAGE MANAGEMENT INC          MD       1.01,2.01,5.01,5.02,5.03,9.01          11/03/05

Blackhawk Fund                          NV       3.03                                   11/07/05

BLOCKBUSTER INC                         DE       8.01,9.01                              11/08/05

BLOCKBUSTER INC                         DE       2.02,9.01                              11/08/05

BLOCKBUSTER INC                         DE       8.01,9.01                              11/08/05

BLOCKBUSTER INC                         DE       7.01,9.01                              11/08/05

BLOUNT INTERNATIONAL INC                DE       7.01,9.01                              11/08/05

BLUE NILE INC                           DE       2.02,9.01                              11/08/05

BlueLinx Holdings Inc.                  DE       2.02,9.01                              11/08/05

BORLAND SOFTWARE CORP                   DE       1.01,5.02,9.01                         11/08/05

BRODER BROS CO                          MI       2.02,9.01                              11/08/05

BUFFETS HOLDINGS, INC.                  DE       5.02,9.01                              11/08/05

BUSINESS OBJECTS S.A.                            5.03,9.01                              11/02/05

CAPSTONE TURBINE CORP                   DE       5.02,9.01                              11/07/05

Cardiac Science CORP                             2.02,9.01                              11/08/05

Cardiac Science CORP                             9.01                                   09/01/05    AMEND

CAREMARK RX INC                         DE       2.02                                   11/08/05

CATHAY MERCHANT GROUP, INC.             DE       5.03                                   11/08/05

CD 2005-CD1 Commercial Mortgage Trust            8.01,9.01                              11/08/05

CELTRON INTERNATIONAL INC               NV       1.01,9.01                              11/01/05

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       2.02,9.01                              11/07/05

CENTRAL GARDEN & PET CO                 DE       2.02,9.01                              11/08/05

CENTURY PROPERTIES FUND XVII            CA       1.01,9.01                              11/02/05

CHANNELL COMMERCIAL CORP                DE       2.02,7.01                              11/08/05

CHS INC                                 MN       1.01,1.02,9.01                         11/04/05

CHURCH & DWIGHT CO INC /DE/             DE       2.02,9.01                              11/08/05

CHURCHILL DOWNS INC                     KY       2.02,9.01                              09/30/05

CHYRON CORP                             NY       2.02,9.01                              11/08/05

CINCINNATI BELL INC                     OH       2.02,9.01                              11/08/05

CIRCOR INTERNATIONAL INC                DE       2.02,9.01                              11/03/05

CIT GROUP INC                           DE       7.01,9.01                              11/08/05

CIT GROUP INC                           DE       7.01,9.01                              11/08/05

Citigroup Mortgage Loan Trust Inc, Mo            8.01                                   10/25/05    AMEND

CLEAN HARBORS INC                       MA       2.02                                   11/07/05

CLEARANT INC                                     7.01,9.01                              11/07/05

CLINICAL DATA INC                       DE       7.01,9.01                              11/08/05

CNE GROUP INC                           DE       3.02,8.01,9.01                         11/02/05

CODORUS VALLEY BANCORP INC              PA       1.01,3.03,9.01                         11/07/05

COLLECTORS UNIVERSE INC                 DE       7.01,9.01                              11/08/05

COMMERCIAL CAPITAL BANCORP INC          NV       7.01,9.01                              11/07/05

COMMONWEALTH TELEPHONE ENTERPRISES IN   PA       2.02,9.01                              11/08/05

COMMSCOPE INC                           DE       7.01                                   11/07/05

COMMUNITY BANKS INC /PA/                PA       7.01,9.01                              11/08/05

COMPASS MINERALS INTERNATIONAL INC      DE       1.01,9.01                              11/07/05

COMPEX TECHNOLOGIES INC                 MN       2.02,9.01                              11/03/05

Comstock Homebuilding Companies, Inc.   DE       2.02,9.01                              11/07/05

CONEXANT SYSTEMS INC                    DE       1.01,5.02                              11/02/05

CONSOLIDATED CAPITAL PROPERTIES III     CA       1.01,9.01                              11/02/05

COOPER TIRE & RUBBER CO                 DE       2.02,9.01                              11/08/05

COUNTERPATH SOLUTIONS, INC.             NV       2.02,9.01                              11/08/05

COUNTRYWIDE FINANCIAL CORP              DE       2.02,9.01                              11/08/05

CREE INC                                NC       1.01,9.01                              11/02/05

CROSSTEX ENERGY INC                     DE       2.02,9.01                              08/11/05

CROSSTEX ENERGY LP                      DE       2.02,9.01                              11/08/05

CROWN HOLDINGS INC                      PA       7.01,9.01                              11/07/05

CROWN MEDIA HOLDINGS INC                DE       2.01,9.01                              04/26/05    AMEND

CTS CORP                                IN       8.01,9.01                              11/08/05

CUMULUS MEDIA INC                       DE       2.02,4.02,9.01                         11/07/05

CWMBS, Inc., CHL Mortgage Pass-Throug   DE       8.01,9.01                              09/29/05

CYTATION CORP                           DE       8.01                                   11/04/05

CYTODYN INC                             CO       8.01                                   11/04/05

D&E COMMUNICATIONS INC                  PA       2.02,9.01                              11/07/05

DDI CORP                                CA       2.02,9.01                              11/08/05

DEFENSE TECHNOLOGY SYSTEMS, INC.        DE       5.02,9.01                              11/01/05

DIAMOND OFFSHORE DRILLING INC           DE       7.01,9.01                              11/07/05

DIGIMARC CORP                           DE       2.02,9.01                              11/07/05

DOANE PET CARE CO                       DE       2.02,9.01                              11/07/05

DOV PHARMACEUTICAL INC                  DE       2.02,9.01                              11/08/05

DSL NET INC                             DE       1.01,1.02,2.03,5.02                    11/02/05

DYNAMIC MATERIALS CORP                  DE       2.02,9.01                              11/08/05

DYNAVAX TECHNOLOGIES CORP               DE       1.01,5.02,9.01                         11/02/05

DYNEGY INC /IL/                         IL       2.02,9.01                              11/08/05

E DIGITAL CORP                          DE       8.01,9.01                              11/08/05

ECOLLEGE COM                            DE       2.02,9.01                              11/08/05

EDAC TECHNOLOGIES CORP                  WI       2.02,9.01                              11/07/05

EL PASO CGP CO                          DE       2.01,9.01                              11/08/05

EMAK Worldwide, Inc.                    DE       2.02,9.01                              11/04/05

EMCORE CORP                             NJ       7.01,9.01                              11/08/05

EMS TECHNOLOGIES INC                    GA       2.02,9.01                              11/08/05

ENDO PHARMACEUTICALS HOLDINGS INC       DE       7.01,9.01                              11/08/05

ENDOCARE INC                            DE       2.02,9.01                              11/08/05

ENERGIZER HOLDINGS INC                  MO       1.01,5.03                              11/07/05

ENPATH MEDICAL INC                      MN       7.01,9.01                              11/08/05

ENTERPRISE FINANCIAL SERVICES CORP      DE       5.02,9.01                              11/04/05

EQUINIX INC                             DE       1.01,9.01                              11/07/05

EQUITY ONE INC                          MD       2.02,7.01,9.01                         11/08/05

ESSEX CORP                              VA       2.02,9.01                              11/07/05

ESSEX CORP                              VA       5.02,9.01                              11/02/05

ETOTALSOURCE INC                        CO       1.01,1.02,3.02,9.01                    11/08/05

FAIRPOINT COMMUNICATIONS INC            DE       2.02,7.01,9.01                         11/03/05

FARNSWORTH BANCORP INC                  NJ       8.01,9.01                              11/08/05

Federal Home Loan Bank of New York      X1       2.03,5.02,9.01                         11/02/05

Federal Home Loan Bank of San Francis   X1       2.03                                   11/08/05

FIRST ACCEPTANCE CORP /DE/              DE       1.01                                   11/08/05

FIRST ADVANTAGE CORP                    DE       1.01,2.01,9.01                         11/07/05

FIRST MID ILLINOIS BANCSHARES INC       DE       8.01,9.01                              11/08/05

FIRST SECURITY BANCORP INC /KY/         KY       2.02,7.01,9.01                         11/08/05

First Valley Bancorp, Inc.              CT       2.02,9.01                              11/07/05

FIRSTENERGY CORP                        OH       7.01                                   11/08/05

FNB CORP/NC                             NC       2.03,9.01                              11/04/05

FOAMEX INTERNATIONAL INC                DE       7.01,9.01                              11/07/05

FOSSIL INC                              DE       2.02,9.01                              11/08/05

FOSTER WHEELER LTD                      D0       1.01,9.01                              05/10/05

FREMONT MICHIGAN INSURACORP INC         MI       2.02,9.01                              11/08/05

GAP INC                                 DE       1.01,1.02,9.01                         11/04/05

GE COMMERCIAL MORTGAGE CORP             DE       8.01,9.01                              11/04/05

GEVITY HR INC                           FL       2.02,7.01,9.01                         11/08/05

GIANT INDUSTRIES INC                    DE       2.02,9.01                              11/07/05

GIGABEAM CORP                           DE       1.01,3.02,5.03,9.01                    11/04/05

GLENAYRE TECHNOLOGIES INC               DE       2.02,9.01                              11/07/05

GLIMCHER REALTY TRUST                   MD       1.01,9.01                              11/08/05

GLOBAL INNOVATIVE SYSTEMS INC           NV       4.01,9.01                              11/02/05

GLOBAL SIGNAL INC                       DE       2.02,9.01                              11/08/05

GLOBECOMM SYSTEMS INC                    1.01,2.03,9.01                         11/02/05

GOLDEN TELECOM INC                      DE       7.01,9.01                              11/08/05

GP STRATEGIES CORP                      DE       2.02,9.01                              09/30/05

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                                   10/31/05

GRAY TELEVISION INC                     GA       2.02                                   11/07/05

Gregg Appliances Inc                             8.01,9.01                              11/04/05

GRIFFON CORP                            DE       2.02,9.01                              11/03/05

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01                              11/03/05

GS MORTGAGE SECURITIES CORP             DE       8.01,9.01                              11/04/05

GUITAR CENTER INC                       DE       1.01,9.01                              11/02/05

HAIGHTS CROSS COMMUNICATIONS INC        DE       2.02,9.01                              11/08/05

HALLMARK FINANCIAL SERVICES INC         NV       2.02,9.01                              11/07/05

HARD ROCK HOTEL INC                     NV       2.02                                   11/08/05

HARDINGE INC                            NY       2.02,9.01                              11/03/05

HARLAND JOHN H CO                       GA       2.02,9.01                              09/30/05

HARLEY DAVIDSON CUSTOMER FUNDING CORP   NV       8.01,9.01                              11/07/05

HARMAN INTERNATIONAL INDUSTRIES INC /   DE       5.02                                   09/30/05

HAWAIIAN ELECTRIC INDUSTRIES INC        HI       8.01                                   11/08/05

HAWKINS INC                             MN       2.02,9.01                              11/08/05

HEADWATERS INC                          DE       1.01,2.02,7.01,9.01                    11/08/05

HEALTH SYSTEMS SOLUTIONS INC            NV       3.02,9.01                              11/08/05

HEARTLAND PAYMENT SYSTEMS INC           DE       2.02,9.01                              11/03/05

HECLA MINING CO/DE/                     DE       2.02,9.01                              11/08/05

HEMOSENSE INC                           DE       2.02,9.01                              11/02/05

HEMOSENSE INC                           DE       1.01,9.01                              11/04/05

HENDRX CORP                             NV       5.02                                   10/23/05

HERITAGE PROPERTY INVESTMENT TRUST IN   MD       2.02,9.01                              11/08/05

HF FINANCIAL CORP                       DE       2.06                                   11/07/05    AMEND

HIGHLAND HOSPITALITY CORP               MD       2.02,9.01                              11/08/05

HIGHLANDS BANKSHARES INC /WV/           WV       8.01                                   11/08/05

HOLLY CORP                              DE       1.01                                   11/04/05

HOME PROPERTIES INC                     MD       7.01,9.01                              09/30/05

HOMESTORE INC                           DE       2.02                                   11/08/05

HORMEL FOODS CORP /DE/                  DE       8.01                                   11/08/05

HOUSTON EXPLORATION CO                  DE       8.01,9.01                              11/08/05

HRPT PROPERTIES TRUST                   MD       2.02,9.01                              11/08/05

HSBC Automotive Trust 2005-3             1.01,9.01                              11/03/05

HUMAN GENOME SCIENCES INC               DE       8.01,9.01                              11/08/05

Huntsman CORP                           DE       1.01,9.01                              11/02/05

HUTTIG BUILDING PRODUCTS INC            DE       5.02,9.01                              11/02/05

HYTHIAM INC                             DE       1.01,7.01,9.01                         11/02/05

I SECTOR CORP                           DE       7.01,9.01                              11/07/05

I SECTOR CORP                           DE       2.02,9.01                              11/08/05

ICOA INC                                NV       1.01                                   11/07/05

ICONIX BRAND GROUP, INC.                DE       2.02,9.01                              11/03/05

ICT GROUP INC                           PA       7.01,9.01                              11/08/05

IGATE CORP                              PA       2.02,9.01                              11/08/05

IMAGE INNOVATIONS HOLDINGS INC          NV       8.01                                   11/04/05

IMPAC MORTGAGE HOLDINGS INC             MD       2.02,9.01                              11/08/05

IMPAX LABORATORIES INC                  DE       7.01,8.01,9.01                         11/07/05

INDIA FUND INC                          MD       7.01                                   11/08/05

INDUSTRIAL DISTRIBUTION GROUP INC       DE       2.02,9.01                              11/08/05

INFOTEC BUSINESS SYSTEMS INC            NV       5.02                                   10/18/05

INFOTEC BUSINESS SYSTEMS INC            NV       7.01,9.01                              11/08/05

INFOTEC BUSINESS SYSTEMS INC            NV       5.02                                   11/01/05    AMEND

INFOTEC BUSINESS SYSTEMS INC            NV       5.02                                   11/01/05    AMEND

INHIBITEX INC                                    2.02,9.01                              11/02/05

INPHONIC INC                                     2.02,9.01                              11/08/05

INTEGRATED DEVICE TECHNOLOGY INC        DE       2.02,7.01                              11/08/05

INTERNATIONAL PAPER CO /NEW/            NY       2.02,9.01                              10/25/05    AMEND

INTRAOP MEDICAL CORP                             1.01,2.03,3.02,9.01                    11/04/05

INTROGEN THERAPEUTICS INC                        1.01,9.01                              11/04/05

INVESTMENT TECHNOLOGY GROUP INC         DE       8.01,9.01                              11/08/05

IPEX, INC                               NV       1.01,3.02,9.01                         11/06/05

ISIS PHARMACEUTICALS INC                DE       2.02,9.01                              11/08/05

ISTA PHARMACEUTICALS INC                DE       2.02,9.01                              11/08/05

ITC Holdings Corp.                      MI       2.02,9.01                              11/02/05

IVAX CORP                               FL       2.02                                   11/08/05

IVILLAGE INC                            DE       2.02,9.01                              11/08/05

J P MORGAN CHASE & CO                   DE       9.01                                   11/02/05

J P MORGAN CHASE & CO                   DE       9.01                                   11/02/05

J P MORGAN CHASE & CO                   DE       9.01                                   11/02/05

J P MORGAN CHASE & CO                   DE       9.01                                   11/02/05

J P MORGAN CHASE & CO                   DE       9.01                                   11/02/05

JAMDAT MOBILE INC                                2.02,9.01                              11/08/05

James River Coal CO                     VA       2.02,9.01                              11/08/05

K&F Industries Holdings, Inc.                    2.02,9.01                              11/07/05

KANSAS CITY SOUTHERN                    DE       1.01,2.01,2.03,9.01                    11/02/05

KAYDON CORP                             DE       7.01,9.01                              11/08/05

KEYNOTE SYSTEMS INC                     DE       5.02,9.01                              11/07/05

KEYSPAN CORP                            NY       7.01,9.01                              11/08/05

KLA TENCOR CORP                         DE       1.01                                   11/08/05

KOS PHARMACEUTICALS INC                 FL       1.01,9.01                              11/06/05

LADENBURG THALMANN FINANCIAL SERVICES   FL       8.01,9.01                              11/01/05

LAM RESEARCH CORP                       DE       1.01,9.01                              11/02/05

LAMAR ADVERTISING CO/NEW                DE       2.02,7.01,9.01                         11/08/05

LANDRYS RESTAURANTS INC                          2.02,9.01                              11/08/05

LEGG MASON INC                          MD       2.01,5.02,9.01                         11/02/05

LEUCADIA NATIONAL CORP                  NY       9.01                                   11/08/05

LHC Group, Inc                                   2.02,9.01                              11/08/05

LIFESTREAM TECHNOLOGIES INC             NV       1.01                                   11/01/05

LITFUNDING CORP                         NV       5.02                                   11/04/05

LONG ISLAND PHYSICIAN HOLDINGS CORP     NY       4.01                                   11/01/05

LOUISIANA-PACIFIC CORP                  DE       1.01                                   11/03/05

LQ CORP INC                             DE       1.01                                   11/04/05

LTC PROPERTIES INC                      MD       1.01,9.01                              11/07/05

LYNCH INTERACTIVE CORP                  DE       8.01                                   11/08/05

MACERICH CO                             MD       2.02,9.01                              11/08/05

MAGELLAN HEALTH SERVICES INC            DE       8.01,9.01                              11/07/05

MAGNA ENTERTAINMENT CORP                DE       1.01,9.01                              11/08/05

MAGNUS INTERNATIONAL RESOURCES, INC.    NV       1.01,8.01,9.01                         10/29/05

MAIR HOLDINGS INC                       MN       8.01                                   11/08/05

MANAGEMENT NETWORK GROUP INC                     2.02,9.01                              11/08/05

MARITRANS INC /DE/                      DE       1.01,9.01                              11/02/05

MARKWEST HYDROCARBON INC                DE       2.01,9.01                              11/01/05

MARRIOTT INTERNATIONAL INC /MD/         DE       8.01,9.01                              11/08/05

MASS MEGAWATTS WIND POWER INC                    3.02                                   11/07/05

MATRIX SERVICE CO                       DE       8.01,9.01                              11/06/05

MAVERICK TUBE CORPORATION               DE       8.01,9.01                              11/08/05

MAX & ERMAS RESTAURANTS INC             DE       1.01,9.01                              11/02/05

MAYORS JEWELERS INC/DE                  DE       2.02,9.01                              11/08/05

MBIA INC                                CT       2.02,4.02,9.01                         11/04/05

MCKESSON CORP                           DE       2.02,9.01                              11/08/05

MDC PARTNERS INC                        A6       5.02,7.01,9.01                         11/08/05

MEADOW VALLEY CORP                      NV       2.02,9.01                              11/08/05

MEDICALCV INC                           MN       1.01,5.02,9.01                         11/02/05

MEDICIS PHARMACEUTICAL CORP             DE       2.02,9.01                              11/08/05

MEDIS TECHNOLOGIES LTD                  DE       2.02,9.01                              11/08/05

MEMORY PHARMACEUTICALS CORP                      2.02,9.01                              11/08/05

MERRILL LYNCH & CO INC                  DE       7.01                                   11/08/05

METTLER TOLEDO INTERNATIONAL INC/       DE       1.01,2.03,9.01                         11/07/05

METTLER TOLEDO INTERNATIONAL INC/       DE       8.01,9.01                              11/03/05

MICROTEK MEDICAL HOLDINGS, INC          GA       2.02,9.01                              11/08/05

MILLER INDUSTRIES INC /TN/              TN       2.02,9.01                              11/08/05

MIND2MARKET INC                         CO       1.01,2.03                              11/07/05

MISONIX INC                             NY       2.02,9.01                              11/07/05

MOLSON COORS BREWING CO                 CO       8.01                                   11/04/05

MOMENTA PHARMACEUTICALS INC             DE       1.01,3.03,5.03,9.01                    11/07/05

MortgageIT Holdings, Inc.               MD       2.02,7.01,9.01                         11/07/05

MYOGEN INC                              DE       7.01,9.01                              11/08/05

NATIONAL AUTO CREDIT INC /DE            DE       8.01,9.01                              11/07/05

NATIONAL PRESTO INDUSTRIES INC          WI       8.01                                   11/08/05

NATIONAL PROPERTY INVESTORS 5           CA       1.01,9.01                              11/02/05

NATIONAL RV HOLDINGS INC                DE       2.02,3.01,9.01                         11/02/05

NationsHealth, Inc.                     DE       2.02,9.01                              11/08/05

NAVISTAR INTERNATIONAL CORP             DE       7.01                                   11/08/05

NCI BUILDING SYSTEMS INC                DE       1.01                                   10/24/05

NCO GROUP INC                           PA       2.02,9.01                              11/07/05

Neenah Paper Inc                        DE       5.02                                   11/03/05

NESS TECHNOLOGIES INC                            2.02,7.01,9.01                         11/08/05

NEUROGEN CORP                           DE       9.01                                   09/30/05

NEW MEDIUM ENTERPRISES INC              NV       5.03                                   11/01/05

NEW MEDIUM ENTERPRISES INC              NV       4.01                                   10/09/05    AMEND

NEW WORLD RESTAURANT GROUP INC          DE       8.01,9.01                              11/02/05

NEWPARK RESOURCES INC                   DE       2.02,9.01                              11/07/05

NEXIA HOLDINGS INC                      NV       3.02,9.01                              11/08/05

NMS COMMUNICATIONS CORP                 DE       8.01,9.01                              11/08/05

NMS COMMUNICATIONS CORP                 DE       2.02,7.01,9.01                         11/08/05

NORTHERN TECHNOLOGIES INTERNATIONAL C   DE       5.02,5.03,7.01,9.01                    11/04/05

NORTHSTAR REALTY                                 2.02,9.01                              11/08/05

NOVADEL PHARMA INC                      DE       7.01,8.01,9.01                         11/07/05

NOVASTAR FINANCIAL INC                  MD       7.01,9.01                              11/08/05

NOVAVAX INC                             DE       2.02,9.01                              11/08/05

NOVOSTE CORP /FL/                       FL       5.03,8.01,9.01                         11/02/05

NYFIX INC                               DE       8.01,9.01                              11/07/05

NYFIX INC                               DE       8.01,9.01                              11/08/05

OCCAM NETWORKS INC/DE                   DE       2.02,9.01                              11/08/05

OGLEBAY NORTON CO /OHIO/                OH       4.02,5.05,9.01                         11/04/05

OLD LINE BANCSHARES INC                          1.01,2.03                              11/03/05

OM GROUP INC                            DE       2.02,9.01                              11/08/05

ONYX PHARMACEUTICALS INC                DE       8.01,9.01                              11/03/05

OPLINK COMMUNICATIONS INC               DE       8.01,9.01                              11/08/05

OPTIMAL GROUP INC                                7.01                                   11/07/05    AMEND

OPTIO SOFTWARE INC                      GA       1.01,9.01                              11/02/05

OPTION CARE INC/DE                      DE       2.02,9.01                              11/03/05

Orange 21 Inc.                          DE       1.01,9.01                              11/04/05

OSPREY GOLD CORP                        NV       8.01                                   11/02/05

OSTEOTECH INC                           DE       2.02,9.01                              11/08/05

OWENS ILLINOIS INC /DE/                 DE       7.01                                   11/07/05

Pacific Ethanol, Inc.                   DE       1.01,9.01                              11/02/05

PARLEX CORP                             MA       8.01,9.01                              11/08/04

PC MALL INC                             DE       2.02,9.01                              11/08/05

PDG ENVIRONMENTAL INC                   DE       2.01,2.03,3.02,9.01                    08/25/05    AMEND

PEGASUS SOLUTIONS INC                   DE       2.02,9.01                              11/08/05

Peninsula Gaming, LLC                   DE       2.02                                   11/07/05

PERCEPTRON INC/MI                       MI       2.02,9.01                              11/08/05

PETROLEUM HELICOPTERS INC               LA       2.02,9.01                              11/07/05

PHOTON DYNAMICS INC                     CA       2.02,4.02,9.01                         11/07/05

PINNACLE AIRLINES CORP                  DE       8.01,9.01                              11/03/05

PIXAR \CA\                              CA       2.02,9.01                              11/08/05

POTASH CORP OF SASKATCHEWAN INC                  4.02                                   11/08/05

POWER 3 MEDICAL PRODUCTS INC            NY       1.01,2.03,9.01                         11/03/05

POWERWAVE TECHNOLOGIES INC              DE       2.02,9.01                              11/03/05

PRICELINE COM INC                       DE       1.01,5.02,9.01                         11/08/05

PRINCETON REVIEW INC                    DE       2.02,9.01                              11/08/05

PRO-FAC COOPERATIVE INC                          2.02,9.01                              11/08/05

PROASSURANCE CORP                       DE       2.02,9.01                              11/08/05

PRUDENTIAL FINANCIAL INC                NJ       8.01,9.01                              11/08/05

PW EAGLE INC                            MN       2.01,9.01                              11/01/05

QUALCOMM INC/DE                         DE       1.01                                   11/02/05

QUALITY DISTRIBUTION INC                FL       2.02,9.01                              11/07/05

QUALITY SYSTEMS INC                     CA       2.01,8.01,9.01                         11/03/05

QUEST RESOURCE CORP                     NV       1.01,3.02                              11/07/05

QUICKSILVER RESOURCES INC               DE       2.02,9.01                              11/07/05

QUIPP INC                               FL       7.01,9.01                              11/08/05

QWEST COMMUNICATIONS INTERNATIONAL IN   DE       8.01,9.01                              11/07/05

RADNOR HOLDINGS CORP                    DE       7.01                                   11/08/05

RAMTRON INTERNATIONAL CORP              DE       2.02,9.01                              11/08/05

RAPTOR NETWORKS TECHNOLOGY INC                   3.02                                   08/25/05    AMEND

Ready Mix, Inc.                         NV       2.02,9.01                              11/08/05

REHABCARE GROUP INC                     DE       2.02,7.01,9.01                         11/08/05    AMEND

REMOTE MDX INC                          UT       3.02,9.01                              11/01/05

REMOTE MDX INC                          UT       4.01,9.01                              11/02/05

RES CARE INC /KY/                       KY       7.01,9.01                              11/08/05

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE       8.01,9.01                              11/08/05

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE       8.01,9.01                              11/08/05

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE       8.01,9.01                              11/08/05

RIVIERA HOLDINGS CORP                   NV       2.02,9.01                              11/08/05

RIVIERA HOLDINGS CORP                   NV       8.01,9.01                              11/08/05

ROCKWELL MEDICAL TECHNOLOGIES INC       MI       2.02,7.01                              11/08/05

Roebling Financial Corp, Inc.                    8.01,9.01                              11/08/05

RONSON CORP                             NJ       2.02,9.01                              11/03/05

SAFE TRANSPORTATION SYSTEMS INC         FL       7.01                                   10/31/05

SALIX PHARMACEUTICALS LTD                        2.02,9.01                              11/08/05

SAVIENT PHARMACEUTICALS INC             DE       2.02,9.01                              11/07/05

SAXON CAPITAL INC                       MD       2.02,9.01                              11/08/05

SAXON CAPITAL INC                       MD       7.01,9.01                              11/08/05

SBA COMMUNICATIONS CORP                 FL       2.02                                   11/07/05

SBS TECHNOLOGIES INC                    NM       7.01,9.01                              11/08/05

SCPIE HOLDINGS INC                      DE       2.02,9.01                              11/08/05

SEA CONTAINERS LTD /NY/                          2.05,2.06,9.01                         11/03/05

SG Mortgage Securities, LLC             DE       8.01,9.01                              11/08/05

SG Mortgage Securities, LLC             DE       8.01,9.01                              11/08/05

SHELTER PROPERTIES III LTD PARTNERSHI   CA       1.01,9.01                              11/02/05

SHELTER PROPERTIES IV LIMITED PARTNER   SC       1.01,9.01                              11/02/05

SHELTER PROPERTIES V LIMITED PARTNERS   CA       1.01,9.01                              11/02/05

SHELTER PROPERTIES V LIMITED PARTNERS   CA       1.01,9.01                              11/03/05

SHURGARD STORAGE CENTERS INC            WA       2.02,9.01                              11/07/05

SILICON GRAPHICS INC                    DE       1.01,9.01                              11/02/05

SIX FLAGS INC                           DE       2.02,9.01                              11/07/05

SKY PETROLEUM, INC.                     NV       5.02,7.01,9.01                         11/02/05

SONIC SOLUTIONS/CA/                     CA       2.02,9.01                              11/08/05

SONIC SOLUTIONS/CA/                     CA       8.01,9.01                              11/08/05

SONUS NETWORKS INC                      DE       2.02,9.01                              11/08/05

SOUTH JERSEY INDUSTRIES INC             NJ       9.01                                   09/30/05

SOUTHERN COPPER CORP/                   DE       8.01                                   11/07/05

SOUTHERN UNION CO                       DE       1.01,5.02,7.01,9.01                    11/08/05

SOVEREIGN BANCORP INC                   PA       7.01,9.01                              11/08/05

SPACEHAB INC \WA\                       WA       2.02,9.01                              11/08/05

SPANISH BROADCASTING SYSTEM INC         DE       2.02,9.01                              11/08/05

SPARTAN STORES INC                      MI       5.02,9.01                              11/02/05

Specialty Underwriting & Residential    DE       8.01,9.01                              11/07/05

SPECTRUM ORGANIC PRODUCTS INC           CA       2.02,9.01                              11/07/05

SPIRIT FINANCE CORP                              2.02,7.01,9.01                         11/07/05

SPIRIT FINANCE CORP                              1.01,9.01                              11/07/05

SPORT HALEY INC                         CO       1.01,8.01,9.01                         11/03/05

SRI SURGICAL EXPRESS INC                FL       2.02,9.01                              11/07/05

STELAX INDUSTRIES LTD                   A1       4.01                                   02/01/05    AMEND

STIFEL FINANCIAL CORP                   DE       2.02,9.01                              11/08/05

STRATAGENE  CORP                        DE       2.02,8.01,9.01                         11/08/05

Structured Asset Mortgage Investments   DE       8.01,9.01                              09/26/05    AMEND

Structured Asset Mortgage Investments   DE       8.01,9.01                              09/26/05    AMEND

SUNRISE SENIOR LIVING INC               DE       2.02                                   11/08/05

Superior Well Services, INC             DE       2.02,9.01                              11/08/05

SUPREME INDUSTRIES INC                  DE       8.01                                   11/03/05

SYKES ENTERPRISES INC                   FL       2.02,9.01                              11/07/05

T REIT INC                              VA       1.01,9.01                              11/04/05

TBS INTERNATIONAL LTD                            7.01,9.01                              11/08/05

TC PIPELINES LP                         DE       2.02,8.01,9.01                         11/02/05    AMEND

TECUMSEH PRODUCTS CO                    MI       2.02                                   11/07/05

TELIK INC                               DE       2.02,9.01                              11/08/05

TERRA INDUSTRIES INC                    MD       2.01                                   07/14/05    AMEND

Texas Roadhouse, Inc.                   DE       2.02,9.01                              11/07/05

TEXAS UNITED BANCSHARES INC             TX       2.02,9.01                              11/08/05

THERAVANCE INC                          DE       1.01,9.01                              11/07/05

TIMBERLAND CO                           DE       1.01,8.01,9.01                         11/07/05

TIME WARNER TELECOM INC                 DE       1.01,2.02,9.01                         11/03/05

TLC VISION CORP                         A6       2.02,8.01,9.01                         11/07/05

TODD SHIPYARDS CORP                     WA       8.01                                   10/02/05

TOLL BROTHERS INC                       DE       2.02,9.01                              11/08/05

Tower Group, Inc.                       DE       2.02,9.01                              11/08/05

TRANSACT TECHNOLOGIES INC               DE       2.02,9.01                              11/08/05

TRANSGENOMIC INC                        DE       2.02,9.01                              11/08/05

TRANSMETA CORP                          DE       2.02,7.01,9.01                         11/08/05

TRANSOCEAN INC                          E9       2.02,9.01                              11/08/05

TRC COMPANIES INC /DE/                  DE       1.01,9.01                              11/02/05

Triangle Petroleum CORP                 NV       1.01,9.01                              11/04/05

UBRANDIT COM                            NV       1.01,3.02,4.01,5.01,8.01,9.01          07/15/05    AMEND

UGI UTILITIES INC                       PA       9.01                                   11/01/05

UNICO AMERICAN CORP                     NV       2.02                                   11/08/05

UNIT CORP                               DE       1.01,9.01                              11/04/05

UNITED GUARDIAN INC                     DE       2.02,9.01                              09/30/05

UNIVERSAL CORP /VA/                     VA       2.02,8.01,9.01                         11/02/05

URANERZ ENERGY CORP.                    NV       1.01                                   11/04/05

URBAN OUTFITTERS INC                    PA       2.02,9.01                              11/03/05

URS CORP /NEW/                          DE       2.02,9.01                              11/08/05

US AIRWAYS GROUP INC                    DE       1.01                                   11/02/05

UST INC                                 DE       1.01,5.02,9.01                         11/08/05

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       2.02,9.01                              11/03/05    AMEND

VALENCE TECHNOLOGY INC                  DE       2.02,9.01                              11/08/05

VALLEY FINANCIAL CORP /VA/              VA       5.02                                   11/07/05

VANGUARD HEALTH SYSTEMS INC             DE       2.02,9.01                              11/08/05

VELOCITY ASSET MANAGEMENT INC           DE       5.02,9.01                              11/07/05

VENTIV HEALTH INC                       DE       2.02,9.01                              11/08/05

VERILINK CORP                           DE       1.01,9.01                              11/08/05

VERMONT PURE HOLDINGS LTD/DE            DE       1.01,5.02,8.01                         11/02/05

VESTA INSURANCE GROUP INC               DE       4.01,9.01                              11/02/05

VIACELL INC                                      2.02,9.01                              11/08/05

VICORP RESTAURANTS INC                  CO       1.02,5.02                              11/03/05

VISTEON CORP                            DE       2.02,9.01                              11/08/05

Vistula Communications Services, Inc.   DE       5.02                                   11/02/05

VITASTI, INC. /DE/                      DE       4.01,9.01                              11/04/05

VITRIA TECHNOLOGY INC                   DE       5.02                                   11/03/05

VNUS MEDICAL TECHNOLOGIES INC                    1.01,9.01                              11/08/05

WALTER INDUSTRIES INC /NEW/             DE       5.02,9.01                              11/08/05

WaMu Asset Acceptance Corp.             DE       9.01                                   10/25/05

WaMu Asset Acceptance Corp.             DE       9.01                                   11/07/05

WARREN RESOURCES INC                    MD       2.02,7.01,9.01                         11/08/05

WATSON WYATT & CO HOLDINGS              DE       2.02,9.01                              11/08/05

WCA WASTE CORP                                   7.01                                   11/03/05

WEBSIDESTORY INC                        CA       2.02,9.01                              11/02/05

WEBSIDESTORY INC                        CA       4.02                                   11/02/05

WEIGHT WATCHERS INTERNATIONAL INC       VA       1.01,2.02,9.01                         11/02/05

WESTERN GAS RESOURCES INC               DE       2.02,9.01                              11/08/05

WEYERHAEUSER CO                         WA       2.05                                   10/18/05    AMEND

WHEELING PITTSBURGH CORP /DE/           DE       1.01,2.02,9.01                         11/08/05

WINSTON HOTELS INC                      NC       2.02,9.01                              11/08/05

WINWIN GAMING INC                       DE       1.01,9.01                              09/30/05

WORLD HEALTH ALTERNATIVES INC           FL       1.01,5.02,9.01                         11/08/05

WORLD HEART CORP                        A6       2.02,9.01                              11/08/05

WPT ENTERPRISES INC                              2.02,7.01,9.01                         11/07/05

WYNN RESORTS LTD                                 8.01                                   11/04/05

XL Generation International             NV       4.01,9.01                              11/02/05

YARDVILLE NATIONAL BANCORP              NJ       2.02                                   11/07/05

YELLOW ROADWAY CORP                     DE       7.01,9.01                              11/08/05

YOUNG BROADCASTING INC /DE/             DE       2.02,9.01                              11/08/05

YUM BRANDS INC                          NC       8.01,9.01                              11/07/05

ZOMAX INC /MN/                          MN       2.02,9.01                              11/08/05
08