SEC NEWS DIGEST


Issue 2004-27                                               February 10, 2004


  
COMMISSION ANNOUNCEMENTS
  
  
COMMISSION MEETINGS

CLOSED MEETING - THURSDAY, FEBRUARY 19, 2004 - 10:00 A.M.

     The  subject  matter  of  the  closed meeting  scheduled  for  Thursday,
     February  19, will be:  Formal orders of investigation; Institution  and
     settlement  of  administrative proceedings  of  an  enforcement  nature;
     Institution and settlement of injunctive actions; Litigation matter; and
     Opinion.

CHANGE IN THE MEETING:  TIME CHANGE

     The time of the closed meeting scheduled for Wednesday, February 11, has
     been changed from 12:30 p.m. to 9:00 a.m.
     
     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact the Office of the Secretary at (202) 942-7070.

  
ENFORCEMENT PROCEEDINGS
  
  
FORMER HEDGE FUND MANAGER EDWARD JUNG FOUND GUILTY AFTER CRIMINAL JURY  TRIAL
IN CASE INVOLVING $21 MILLION INVESTMENT FRAUD SCHEME

     On  February 5, a federal criminal jury found Edward Thomas Jung  guilty
     on  8  counts of wire fraud and two counts of securities fraud in a case
     brought  by  the  U.S. Attorney for the Northern District  of  Illinois.
     According to the indictment against him, Jung was the sole manager of  a
     hedge fund known as the Strategic Income Fund, L.L.C., and was also  the
     controlling  general  partner  of ETJ Partners,  Ltd.,  a  broker-dealer
     through  which  Jung traded stock options on the Chicago  Board  Options
     Exchange.  The indictment had charged Jung with a fraudulent scheme that
     caused  approximately 55 investors to lose more than $21  million.   The
     judge set sentencing for June 4, 2004.

     In June of 2001, the Commission filed a civil complaint against Jung and
     ETJ  Partners  in  connection with the scheme described above,  charging
     Jung  and  ETJ  Partners had violated the antifraud  provisions  of  the
     federal securities laws.  On March 14, 2002, the U.S. District Court for
     the Northern District of Illinois entered a final judgment order against
     Jung  and  ETJ Partners, pursuant to their consent, which enjoined  Jung
     and ETJ Partners from further violations of the antifraud provisions  of
     the  federal securities laws.  On March 28, 2002, the Commission entered
     an  order  in  an administrative proceeding filed against Jung  and  ETJ
     Partners which barred Jung from association with any broker or dealer or
     investment adviser and which revoked ETJ Partners registration with  the
     Commission  as  a broker-dealer. [U.S. v. Edward Thomas Jung,  USDC,  ND
     Ill., Case No. 03-CR-172] (LR-18570)


ADDITIONS AND CORRECTIONS
     

     A summary in the February 9th issue of the Digest, concerning William R.
     Kerr,  omitted  the administrative proceeding release  number  and  file
     number.  They are as follows:  (Rel. 34-49202; File No. 3-11394)


INVESTMENT COMPANY ACT RELEASES
     

NATIONWIDE LIFE INSURANCE COMPANY, ET AL.

     A notice has been issued giving interested persons until March 10, 2004,
     to  request  a  hearing  on  an application  filed  by  Nationwide  Life
     Insurance Company (Nationwide), Nationwide Variable Account II  (VA-II),
     and    Nationwide   Investment   Services   Corporation   (collectively,
     Applicants).  Applicants seek an order pursuant to Section 6(c)  of  the
     Investment  Company  Act to amend prior orders of the  Commission  under
     Section 6(c) of the Act which granted exemptions from the provisions  of
     Sections  2(a)(32),  22(c), and 27(i)(2)(A) of the Act  and  Rule  22c-1
     thereunder  to  permit  the  recapture of credits  applied  to  purchase
     payments   made  under  certain  deferred  variable  annuity  contracts.
     Applicants  also  request the relief under the order to  extend  to  any
     current or future separate accounts of Nationwide Life Insurance Company
     which   may  in  the  future  offer  or  support  contracts   that   are
     substantially  similar  in  all  material  respects  to  the   contracts
     described in the application (Other Separate Accounts) and to any  other
     NASD  registered  broker/dealers under common  control  with  Nationwide
     which   may   in  the  future  serve  as  general  distributor-principal
     underwriter  of VA-II or Other Separate Accounts that offer  or  support
     variable  annuity  contracts  that  are  substantially  similar  in  all
     material respects to those described in the application.  (Rel. IC-26349
     - February 9)


HOLDING COMPANY ACT RELEASES
     

CINERGY CORP.

     A  notice has been issued giving interested persons until March 3, 2004,
     to  request a hearing on a proposal filed by Cinergy Corp. (Cinergy),  a
     registered  public-utility holding company, to  establish  a  subsidiary
     captive  insurance  company to engage in the  business  of  insuring  or
     reinsuring  certain  levels  of  risk  for  Cinergy  and  its  associate
     companies. (Rel. 35-27798)

ENRON CORP., ET AL.

     A  notice has been issued giving interested persons until February 27 to
     request  a hearing on proposals by Enron Corp. (Enron), a public utility
     holding company, and its subsidiaries held as of the date of this notice
     (Applicants).   Applicants  request  authority  for  certain  financing,
     nonutility corporate reorganizations, dividend, affiliate sales of goods
     and  services  and other transactions needed to allow the Applicants  to
     continue  their businesses as both debtors in possession  in  bankruptcy
     and non-debtors.  (Rel. 35-27799)

ENRON CORP., ET AL.

     A  notice has been issued giving interested persons until February 27 to
     request  a hearing on proposals by Enron Corp. (Enron), a public-utility
     holding  company, and certain of Enron's subsidiaries and affiliates  in
     the bankruptcy cases under Chapter 11 of the U.S. Code (Bankruptcy Code)
     in  the  U.S.  Bankruptcy Court for the Southern District  of  New  York
     (Bankruptcy Court) (together with Enron, Debtors).  Enron,  on  its  own
     behalf  and  on  behalf of the other Debtors, requests  an  order:   (i)
     approving  the  Debtors' Fifth Amended Joint Plan of Affiliated  Debtors
     Pursuant  to  Chapter  11 of the Bankruptcy Code, dated  Jan.  9,  2004,
     (Plan) under Section 11(f) of the Act; (ii) issuing a report on the Plan
     under  Section  11(g)  of the Act; and (iii) authorizing  Debtors  under
     Rules   62   and  64  to  continue  the  Bankruptcy  Court's  authorized
     solicitation  of  votes  of the Debtors' creditors  for  acceptances  or
     rejections  of the Plan and to make available to creditors a  report  on
     the Plan, as prescribed in Section 11(g) of the Act.  (Rel. 35-27800)


SELF-REGULATORY ORGANIZATIONS
     

PROPOSED RULE CHANGES

     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2003-59) relating to the Exchange's obvious error rule.  Publication  of
     the  proposal  is expected in the Federal Register during  the  week  of
     February 9.   (Rel. 34-49194)

     The  Options Clearing Corporation filed a proposed rule change  (SR-OCC-
     2003-08)  that  would allow OCC to restructure its rules  applicable  to
     delivery  settlement  of  exercised  stock  options  and  matured  stock
     futures.   Publication  of  the proposal  is  expected  in  the  Federal
     Register during the week of February 9.   (Rel. 34-49208)

     A  proposed  rule change (SR-FICC-2003-05) has been filed by  the  Fixed
     Income  Clearing Corporation to amend the rules of both  the  Government
     Securities Division and the Mortgage-Backed Securities Division of  FICC
     with  respect  to  additional account structures.   Publication  of  the
     proposal is expected in the Federal Register during the week of February
     9.   (Rel. 34-49212)

APPROVAL OF PROPOSED RULE CHANGE

     The  Commission approved a proposed rule change submitted by the Chicago
     Stock  Exchange (SR-CHX-2002-09) adding certain Rules to the  CHX  Minor
     Rule Violation Plan.  (Rel. 34-49203)

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed rule change filed by the Inet Futures Exchange (SR-IFX-2004-
     01) relating to its name change from the Island Futures Exchange, LLC to
     the  Inet  Futures  Exchange,  LLC has become  effective  under  Section
     19(b)(7)  of  the Securities Exchange Act of 1934.  Publication  of  the
     proposal is expected in the Federal Register during the week of February
     9.  (Rel. 34-49205)

     A proposed rule change filed by the Pacific Exchange (SR-PCX-2004-04) to
     amend its Schedule of Fees and Charges to temporarily waive Market Maker
     fees  for Market Makers that use more than one seat has become effective
     under  Section  19(b)(3)(A)  of the Securities  Exchange  Act  of  1934.
     Publication  of the proposal is expected in the Federal Register  during
     the week of February 9.  (Rel. 34-49207)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

     
S-3     VAIL RESORTS INC, 137 BENCHMARK ROAD, C/O ANACONDA TOWER, AVON, CO,
        81620, 9708452950 -
        100,000,000 ($100,000,000.00) Unallocated (Universal) Shelf,
        (File 333-112601 - Feb. 9) (BR. 05)

S-3     VAIL RESORTS INC, 137 BENCHMARK ROAD, C/O ANACONDA TOWER, AVON, CO,
        81620, 9708452950 - 1,500,000 ($26,535,000.00) Equity,
        (File 333-112602 - Feb. 9) (BR. 05)

S-1     CATSKILL LITIGATION TRUST, C/O CHRISTIANA BANK & TRUST CO,
        1314 KING STREET, WILMINGTON, DE, 19801, 3028887400 -
        3,693,794 ($1.00) Other, (File 333-112603 - Feb. 9) (BR. )

S-3     NORTHWEST NATURAL GAS CO, 220 NW SECOND AVE, PORTLAND, OR, 97209,
        5032264211 - 0 ($200,000,000.00) Other, (File 333-112604 - Feb. 9)
        (BR. 02)

S-8     SANMINA-SCI CORP, 2700 N FIRST ST, SAN JOSE, CA, 95134, 4089643500 -
        12,000,000 ($153,660,000.00) Equity, (File 333-112605 - Feb. 9) (BR. 36)

S-4     HANMI FINANCIAL CORP, 3660 WILSHIRE BLVD SUITE PH-A, LOS ANGELES, CA,
        90010, 2133822200 - 7,027,916 ($121,215,629.00) Equity,
        (File 333-112606 - Feb. 9) (BR. 07)

S-3     INSIGNIA SOLUTIONS PLC, 5103603700 - 0 ($10,065,423.00) ADRs/ADSs,
        (File 333-112607 - Feb. 9) (BR. 03)

S-4     TELEGLOBE BERMUDA HOLDINGS LTD, PO BOX HM 1154, 10 QUEEN ST,
        HAMILTON BERMUDA, D0, HM EX, 4412964856 - 0 ($275,084,061.46) Equity,
        (File 333-112608 - Feb. 9) (BR. )

S-3     STONEPATH GROUP INC, TWO PENN CENTER PLAZA, SUITE 605, PHILADLEPHIA,
        PA, 19102, 4155754755 - 0 ($50,000,000.00) Equity, (File 333-112609 -
        Feb. 9) (BR. 08)

S-3     CATAPULT COMMUNICATIONS CORP, 160 SOUTH WHISMAN ROAD, MOUNTAIN VIEW,
        CA, 94041, 0 ($85,531,250.00) Equity, (File 333-112610 - Feb. 9)
        (BR. 03)

S-3     AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 -
        17,940,350 ($33,466,886.00) Equity, (File 333-112611 - Feb. 9) (BR. 36)

S-8     BANCSHARES OF FLORIDA INC, 3411 TAMIAML TRAIL NORTH SUITE 200, NAPLES,
        FL, 341001, 9416434646 - 400,000 ($4,000,000.00) Equity,
        (File 333-112612 - Feb. 9) (BR. 07)

S-3     PROASSURANCE CORP, 100 BROOKWOOD PLACE, BIRMINGHAM, AL, 35209,
        2058774400 - 0 ($250,000,000.00) Equity, (File 333-112613 - Feb. 9)
        (BR. 01)

S-8     CONNETICS CORP, 3400 W BAYSHORE RD, PALO ALTO, CA, 94303, 4158432800 -
        0 ($42,103,054.70) Equity, (File 333-112614 - Feb. 9) (BR. 01)

S-8     LEE SARA CORP, THREE FIRST NATIONAL PLZ, STE 4600, CHICAGO, IL, 60602,
        3127262600 - 0 ($316,575,000.00) Equity, (File 333-112615 - Feb. 9)
        (BR. 04)

S-3     EBIX INC, 8475063100 - 0 ($2,942,233.00) Equity, (File 333-112616 -
        Feb. 9) (BR. 03)

S-4     NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH, 44114, 2165752000 -
        0 ($418,591,711.00) Equity, (File 333-112617 - Feb. 9) (BR. 07)

N-2     FEDERATED HIGH YIELD MUNICIPAL INCOME FUND,
        4,000,000 ($60,000,000.00) Equity, (File 333-112618 - Feb. 9) (BR. 22)

F-3     FORBES MEDI TECH INC, 200-750 WEST PENDER STREET,
        VANCOUVER B C V6C 2T8, A1, 00000, 6046895899 -
        7,133,750 ($35,954,100.00) Equity, (File 333-112619 - Feb. 9) (BR. 01)

     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.    Changes in Control of Registrant.
    Item 2.    Acquisition or Disposition of Assets.
    Item 3.    Bankruptcy or Receivership.
    Item 4.    Changes in Registrant's Certifying Accountant.
    Item 5.    Other Materially Important Events.
    Item 6.    Resignations of Registrant's Directors.
    Item 7.    Financial Statements and Exhibits.
    Item 8.    Change in Fiscal Year.
    Item 9.    Regulation FD Disclosure.
    Item 10.   Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.   Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.   Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.




                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
ACL SEMICONDUCTOR INC                                     X                  02/04/04    AMEND

ADMINISTAFF INC \DE\                    DE                X           X      02/09/04

AETRIUM INC                             MN                X           X      02/05/04

ALCAN INC                               A6            X                      11/25/03

ALLEGHENY ENERGY INC                    MD                    X              02/09/04

ALTERNATIVE LOAN TRUST MORT PASS THRO   DE            X   X                  01/26/04

ALTERNATIVE LOAN TRUST MORT PASS THRO   DE            X   X                  01/26/04

ALTERNATIVE TECHNOLOGY RESOURCES INC    DE                    X              02/09/04

AMERI DREAM ENTERTAINMENT INC           CA          X                        01/13/04

AMERIANA BANCORP                        IN                X           X      02/06/04

AMERICAN COAL CORP                      NV          X                        01/30/04    AMEND

AMG OIL LTD                             NV            X                      02/09/04

APROPOS TECHNOLOGY INC                                    X   X              02/03/04

AQUANTIVE INC                           WA                    X              02/06/04

ASTRONICS CORP                          NY            X                      02/09/04

ATLAS AIR INC                           DE                X   X              02/06/04

ATLAS AIR WORLDWIDE HOLDINGS INC        DE                X   X              02/06/04

AVADO BRANDS INC                        GA                X   X              02/09/04

BANC OF AMERICA ALTERNATIVE  LOAN TRU   NY            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE  LOAN TRU   NY            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY            X   X                  01/26/04

BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY            X   X                  01/26/04

BANC OF AMERICA MORT  SEC INC MORT PS   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC ALTERNATIVE    DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC ALTERNATIVE    DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/26/04

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/25/04

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/25/04

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/26/04

BANC OF AMERICA MORTGAGE SEC INC ALTE   DE            X   X                  01/26/04

BANC OF AMERICA MORTGAGE SEC INC ALTE   DE            X   X                  01/26/04

BANC OF AMERICA MORTGAGE SEC INC MRT    DE            X   X                  01/25/04

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  02/09/04

BANC ONE FINANCIAL SERVICES HOME EQUI   NY            X   X                  12/27/03

BANK OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/26/04

BANK OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  01/25/04

BANK OF GRANITE CORP                    DE                X   X              02/06/04

BAYCORP HOLDINGS LTD                    DE                            X      12/31/03

BEAR STEARNS ALT A MORT PASS THR CERT   DE            X   X                  01/26/04

BEAR STEARNS ALT A TRUST MORT PASS TH   DE            X   X                  01/26/04

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  01/25/04

BEAR STEARNS ARM TRUST MORTGAGE PASS    DE            X   X                  12/25/03

BEAR STEARNS ASSET BACK SEC IRWIN WHO   DE            X   X                  01/25/04

BEAR STEARNS ASSET BACKED CERTS SER 2   DE            X   X                  01/26/04

BELDEN & BLAKE CORP /OH/                OH            X   X                  02/09/04

BENTHOS INC                             MA                X           X      02/09/04

BRAZILIAN EQUITY FUND INC               MD                    X              02/06/04

BROADWAY FINANCIAL CORP \DE\            DE                X                  12/31/03

CALPINE CORP                            DE            X                      02/09/04

CATERPILLAR FINANCIAL FUNDING CORP      NV    X                              12/30/03

CHAMPION PARTS INC                      IL            X   X                  02/06/04

CHURCH & DWIGHT CO INC /DE/             DE                    X       X      02/09/04

CITIGROUP INC                           DE                X                  02/02/04

CLICKSOFTWARE TECHNOLOGIES LTD          L3                X           X      02/09/04

COLLINS & AIKMAN FLOOR COVERINGS INC    DE            X   X                  02/06/04

COLONY RIH HOLDINGS INC                 DE                X           X      02/09/04

COMBANC INC                             DE                X   X              02/06/04

COMMERCIAL EVALUATIONS INC              NV          X                        02/06/04

COMPUTERIZED THERMAL IMAGING INC        NV            X   X                  02/06/04

CONNETICS CORP                          DE            X   X                  02/06/04

CORUS BANKSHARES INC                    MN            X   X                  02/09/04

CRYOLIFE INC                            FL            X   X                  02/06/04

DEERE & CO                              DE                    X              02/09/04

DEL MONTE FOODS CO                      DE                X                  01/30/04

DOTRONIX INC                            MN            X                      02/06/04

EAGLE SUPPLY GROUP INC                  DE                    X              01/26/04

ECONTENT INC                            DE      X         X                  01/31/04

ELECTRONICS FOR IMAGING INC             DE            X   X                  02/05/04

ENCISION INC                            CO                            X      02/05/04

FEDERATED INVESTORS INC /PA/            PA                            X      02/09/04

FINANCIAL ASSET SEC CORP ASSET BACK C   DE      X     X   X                  01/23/04

FINANCIAL ASSET SECS CORP ASSET BACKE   DE      X     X   X                  01/23/04

FINOVA GROUP INC                        DE            X                      02/09/04

FIREARMS TRAINING SYSTEMS INC           DE                X           X      02/09/04

FIRST COMMUNITY BANCORP /CA/            CA                X   X              02/05/04

FIRST MID ILLINOIS BANCSHARES INC       DE            X                      02/09/04

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC            X                      01/18/04

FIRSTENERGY CORP                        OH            X                      02/09/04

FRANKLIN RESOURCES INC                  DE            X                      02/04/04

FTI CONSULTING INC                      MD                    X              02/09/04

GAMES INC                               DE                    X              02/09/04

GELSTAT CORP                            MN          X     X                  02/09/04    AMEND

GENTEK INC                              DE                X   X              02/06/04

GLOBAL TRANSNET CORP                    FL            X   X                  01/30/04

GOLDMAN SACHS ASSET BACKED SECURITIES                 X                      02/09/04

HASBRO INC                              RI            X   X                  02/09/04

HCSB FINANCIAL CORP                     SC            X   X                  02/09/04

HEARTLAND FINANCIAL USA INC             DE            X   X                  02/06/04

HERSHEY FOODS CORP                      DE                    X              02/09/04

HI/FN INC                               DE            X   X                  02/06/04

HOPFED BANCORP INC                      DE                            X      01/30/04

ICT TECHNOLOGIES INC                                X                        06/30/03    AMEND

ILX RESORTS INC                         AZ                X   X              02/09/04

IMCOR PHARMACEUTICAL CO                 NV            X                      02/05/04

IMPAC MEDICAL SYSTEMS INC                                             X      02/05/04

INTERACTIVECORP                         DE                    X              02/09/04

INTERNAP NETWORK SERVICES CORP          DE                            X      02/09/04

INVESTMENT TECHNOLOGY GROUP INC         DE            X                      02/09/04

IRWIN HOME EQUITY LOAN BACK CERTS SER   NY            X   X                  01/27/04

IRWIN HOME EQUITY LOAN BACK CERTS SER   NY            X   X                  01/27/04

IRWIN HOME EQUITY LOAN BACK NOTES SER   NY            X   X                  01/25/04

J JILL GROUP INC                        DE                X           X      02/09/04

JACO ELECTRONICS INC                    NY                            X      02/09/04

JUPITERMEDIA CORP                       DE                    X              02/03/04

KIRKLANDS INC                                                         X      02/05/04

LEISURE DIRECT INC                      NV      X     X                      02/02/04

LTX CORP                                MA                            X      02/09/04

LYDALL INC /DE/                         DE                X           X      02/09/04

MAIL WELL INC                           CO            X                      02/09/04

MARCONI CORP PLC                        X0            X                      02/09/04

MELLON FINANCIAL CORP                   PA                X                  02/06/04

MERCURY GENERAL CORP                    CA                X           X      02/09/04

MGE ENERGY INC                          WI                X           X      02/09/04

MGE ENERGY INC                          WI                X           X      02/09/04

MOD PAC CORP                            NY            X                      02/09/04

MOD PAC CORP                            NY                X                  12/31/03

MOORE WALLACE INC                                     X   X                  02/09/04

MORGAN STANLEY CAPITAL I INC HOME EQ    NY            X   X                  01/25/04

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  01/26/04

MOVIE GALLERY INC                       DE            X   X                  02/04/04

N-VIRO INTERNATIONAL CORP               DE            X                      02/09/04

NAPCO SECURITY SYSTEMS INC              DE            X   X                  02/09/04

NATIONAL DENTEX CORP /MA/               MA                X   X              02/06/04

NET 1 UEPS TECHNOLOGIES INC             FL            X   X                  01/30/04

NETWORK 1 SECURITY SOLUTIONS INC        DE            X                      01/26/04

NEUROBIOLOGICAL TECHNOLOGIES INC /CA/   DE                X           X      02/09/04

NIMBUS GROUP  INC                                     X   X                  01/31/04

NORTH AMERICAN GALVANIZING & COATINGS   DE            X                      02/09/04

NOTIFY TECHNOLOGY CORP                  CA                X           X      11/13/03

ONEIDA FINANCIAL CORP                   DE    X X X X X X X X X              02/06/04

ONESOURCE INFORMATION SERVICES INC      DE            X   X                  02/09/04

OPTION ONE MORTGAGE LOAN TRUST 2004-1   DE      X         X                  01/08/04

OSTEOTECH INC                           DE            X                      02/09/04

PACIFIC CAPITAL BANCORP /CA/            CA                X           X      02/06/04

PANTRY INC                              DE            X   X                  02/09/04

PEPSICO INC                             NC                            X      02/09/04

PHILLIPS VAN HEUSEN CORP /DE/           DE            X   X           X      02/09/04

PHOENIX COMPANIES INC/DE                DE                            X      02/09/04

PINNACLE ENTERTAINMENT INC              DE            X   X                  01/28/04

PRICE LEGACY CORP                       MD            X   X           X      02/06/04

PRIME MORTGAGE TRUST MORTGAGE PASS-TH   DE            X   X                  01/26/04

PRIVATE MEDIA GROUP INC                 NV            X                      02/04/04

PURCHASESOFT INC                        DE      X     X   X   X              01/23/04

QUINTEK TECHNOLOGIES INC                CA                    X              02/08/04

RCG COMPANIES INC                       DE                X   X              02/09/04

RENT WAY INC                            PA                X        X         02/09/04

RESIDENTIAL ACCREDIT LOANS INC          DE            X   X                  02/09/04

RIGEL PHARMACEUTICALS INC               DE            X   X                  02/06/04

ROUSE COMPANY                           MD            X   X                  02/09/04

ROYAL GOLD INC                          DE                    X       X      02/05/04    AMEND

SAN JUAN BASIN ROYALTY TRUST            TX            X   X                  02/06/04

SCHICK TECHNOLOGIES INC                 DE            X   X                  02/09/04

SCO GROUP INC                           DE            X   X                  02/04/04

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  01/20/04

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  01/20/04

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  01/29/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/02/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  01/20/04

SOHU COM INC                            DE                X                  11/24/03    AMEND

SOLECTRON CORP                          DE            X   X                  02/09/04

STRUCTURED ASSET MORT INV II INC PRIM   DE            X   X                  01/25/04

STRUCTURED ASSET MORT INV INC MORT BA   DE            X   X                  01/26/04

STRUCTURED ASSET MORT INV INC THORNBU   NY            X   X                  01/26/04

STRUCTURED ASSET MORT INV MORT PASS T   DE            X   X                  01/25/04

STRUCTURED ASSET MORT INVEST INC MORT   DE            X   X                  01/25/04

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  02/05/04

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  01/26/03

SUREWEST COMMUNICATIONS                 CA                X   X              02/06/04

TEREX CORP                              DE                X   X              02/09/04

THORNBURG MORTGAGE  SECURITIES TRUST    DE            X   X                  01/25/04

THORNBURG MORTGAGE SECURITIES TRUST 2   DE            X   X                  01/26/04

THORNBURG MORTGAGE SECURITIES TRUST 2   DE            X   X                  01/26/04

TII NETWORK TECHNOLOGIES INC            DE                X                  12/26/03

TODD SHIPYARDS CORP                     WA            X   X                  02/06/04

TRANSOCEAN INC                          E9                            X      02/06/04

TROVER SOLUTIONS INC                    DE                X   X       X      02/04/04

TUCOWS INC /PA/                         PA                X           X      02/04/04

UNION BANKSHARES CO/ME                  ME                X   X       X      02/06/04

VISIJET INC                             DE                X                  02/11/03    AMEND

VIVUS INC                               CA            X   X                  02/09/04

WACHOVIA ASSET SEC INC ASST BACK NOTE   NC            X   X                  11/25/03

WACHOVIA ASSET SEC INC ASST BACK NOTE   NC            X   X                  12/26/03

WACHOVIA ASSET SEC INC ASST BACK NOTE   NC            X   X                  01/26/04

WACHOVIA ASSET SECURIT ISSUANCE LLC 2   NC            X   X                  12/26/03

WACHOVIA ASSET SECURIT ISSUANCE LLC 2   NC            X   X                  01/26/04

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  11/25/03

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  12/26/03

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  01/26/04

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  01/26/04

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  12/26/03

WACHOVIA ASSET SECURITIZATION INC 200   NC            X   X                  11/25/03

WACHOVIA ASSET SECURITIZATION INC AST   NC            X   X                  11/25/03

WACHOVIA ASSET SECURITIZATION INC AST   NC            X   X                  12/26/03

WACHOVIA ASSET SECURITIZATION INC AST   NC            X   X                  01/26/04

WATERLINK INC                           DE      X     X   X                  02/03/04

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  02/09/04

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  02/09/04

WESTERN OHIO FINANCIAL CORP             DE            X                      02/06/04

WESTMORELAND COAL CO                    DE            X   X                  02/09/04

XRG INC                                 DE      X                            01/31/04

XTREME COMPANIES INC                    NV    X                              10/01/03    AMEND

XTREME COMPANIES INC                    NV    X                              10/01/03    AMEND

YP NET INC                              NV                X                  02/06/04