SEC NEWS DIGEST

Issue 2003-140                                                            July 23, 2003


COMMISSION ANNOUNCEMENTS


SEC CHAIRMAN DONALDSON COMMENDS NASD/INDUSTRY TASK FORCE FOR 
"BREAKPOINT" REPORT AND RECOMMENDATIONS; ANNOUNCES SEC 
REVIEW OF MUTUAL FUND DISCLOSURE

On July 22, SEC Chairman William H. Donaldson commended members of the Joint 
NASD/Industry Task Force on Breakpoints, which issued a report today recommending 
industry-wide reforms to facilitate the processing of mutual fund purchases with the 
correct "breakpoint" sales load discounts. The task force's recommendations include 
improvements to disclosure regarding breakpoints, improvements in the processing of 
mutual fund purchase orders, and increased investor education on the opportunity to 
obtain breakpoints.    

"I welcome the recommendations contained in the breakpoint report, and fully expect that 
the industry will continue to work to implement these recommendations," Chairman 
Donaldson said.  "Mutual fund investors are saving for education, retirement, and other 
long-term goals.  To meet those goals, they must maximize the returns on their 
investments. So it is essential that they receive the correct sales loads on their mutual 
fund transactions. The SEC staff will monitor the progress of the industry's 
implementation of these important initiatives.  

 "In conjunction with this industry effort," Donaldson said, "I have asked the SEC staff to 
move ahead with the prospectus disclosure recommendations of the Task Force on 
Breakpoints and to develop additional investor protection initiatives concerning the costs 
and conflicts of interest in mutual fund investments. In addition, the Commission is 
focusing its examination resources on such conflicts issues.  I anticipate that the 
Commission will consider additional regulation in this critical area of our markets in the 
near future.  I also encourage the NASD to continue to pursue its measures aimed at 
highlighting conflicts of interest in this area as well." 

The task force report follows a joint examination sweep of 43 broker-dealers conducted 
from November 2002 through January 2003 by the SEC, NASD and NYSE. Staff 
examiners found that nearly one in three transactions in front-end load mutual funds that 
appeared eligible for a breakpoint discount did not receive one.  The examination sweep 
found that most breakpoint problems did not appear to be intentional failures to apply 
sales load discounts. The most frequent causes were not linking a customer's ownership 
of different funds in the same mutual fund family, and not linking a customer's purchase 
of fund shares with shares owned by related persons, such as family members.

Typically, breakpoint discounts are applied to front-end load funds to reduce sales loads 
at investment levels of $50,000, $100,000, $250,000, $500,000 and $1 million. 
Breakpoint discounts can apply to single large purchase or to purchases made over a 
specified period of time. Often, investors are allowed to aggregate shares owned across a 
family of funds, and to aggregate fund shares owned by family members or other related 
persons, to reach investment levels at which breakpoint discounts are applied. Industry 
figures show that less than seven percent of all mutual fund sales in 2002 were of front-
end load funds. 

In January, the SEC asked the NASD, joined by the Securities Industry Association and 
the Investment Company Institute, to convene a task force to address industry-wide 
failures to deliver breakpoint discounts. At the same time, both the SEC and NASD 
alerted investors to this issue and posted additional information to assist investors on their 
Web sites. 

Investors can learn more about reduced sales loads by going to 
www.sec.gov/answers/breakpt.htm <http://www.sec.gov/answers/breakpt.htm> and 
www.nasdr.com/alert_breakpoint.htm <http://www.sec.gov/cgi-
bin/goodbye.cgi?www.nasdr.com/alert_breakpoint.htm>.  Investors can access fund 
expense calculators at www.sec.gov/investor/tools/mfcc/mfcc-int.htm 
<http://www.sec.gov/investor/tools/mfcc/mfcc-int.htm> and 
www.nasdr.com/fundcalc/expense_analyzers.asp 
<http://www.nasdr.com/fundcalc/expense_analyzers.asp>. A list of the task force 
members can be found at <http://www.nasdr.com/news/pr2003/release_03_006.html>.

Investors who believe they have not received breakpoint discounts to which they were 
entitled should first contact their brokers and ask that the discount be applied. If a broker 
does not correct the account or provide a satisfactory explanation, the investor should 
write a letter to the firm's compliance department and ask for a written response. If that 
response is not satisfactory, the investor can file a complaint with the SEC online at 
www.sec.gov/complaint.shtml <http://www.sec.gov/complaint.shtml> or with NASD at 
www.nasdr.com/complaints_file.asp <http://www.nasdr.com/complaints_file.asp>. 

The examination sweep report "Joint SEC/NASD/NYSE Report of Examinations of 
Broker-Dealers Regarding Discounts on Front-End Sales Charges on Mutual Funds" is 
available at www.sec.gov/news/studies/breakpointrep.htm 
<http://www.sec.gov/news/studies/breakpointrep.htm>. 

A copy of the Joint NASD/Industry Task Force on Breakpoints report can be found at: 
http://www.nasdr.com/breakpoints_report.asp  
(Press Rel. 2003-84)


ENFORCEMENT PROCEEDINGS


SEC ISSUES ORDER BARRING KEITH GREENBERG FROM ASSOCIATION WITH 
ANY BROKER OR DEALER 

On July 23, the Commission issued a settled Order Making Findings and Imposing 
Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 
against Keith G. Greenberg.  Without admitting or denying the Commission's findings, 
Greenberg consented to the Order, which bars him from association with any broker or 
dealer, and which is based on the prior entry of a District Court injunction.  

According to the Order, in a complaint filed in December 2000, Securities and Exchange 
Commission v. Keith Greenberg and Coyote Consulting and Financial Services, LLP, 00-
9109-CIV-HURLEY/LYNCH (S.D. Fla.), the Commission alleged that Greenberg 
prepared or directed the preparation of numerous public statements by U.S. Diagnostic, 
Inc. (USDL) which identified him as an officer of the company, but which fraudulently 
failed to disclose his criminal conviction and his injunction in previous litigation with the 
Commission. The Commission's complaint additionally alleged that Coyote Consulting 
and Financial Services, LLP, through Greenberg, acted as a broker without registering 
with the Commission.  Coyote was, at all relevant times, a Florida limited liability 
company owned by a Greenberg family trust and Greenberg's wife, and controlled by 
Greenberg. 



On April 4, 2002, the U.S. District Court for the Southern District of Florida entered a 
final judgment of permanent injunction by default against Greenberg and Coyote 
permanently enjoining Greenberg from violating Section 17(a) of the Securities Act of 
1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 
thereunder, and from aiding and abetting violations of Section 13(a) of the Exchange Act 
and Rules 12b-20, 13a-1, and 13a-13 thereunder, and permanently enjoining Coyote from 
violating Section 15(a) of the Exchange Act.  The final judgment also barred Greenberg 
from acting as an officer or director of any public company.  The District Court also held 
Greenberg and Coyote liable for civil penalties and jointly and severally liable for 
disgorgement.  (Rel. 34-48213; File No. 3-11137)

SEC INSTITUTES SETTLED CEASE-AND-DESIST PROCEEDING AGAINST RSA 
SECURITY INC. FOR MISLEADING STATEMENTS IN PRESS RELEASE AND 
CONFERENCE CALL

On July 23, the Commission instituted and simultaneously settled cease-and-desist 
proceedings against RSA Security, Inc.  The Commission's Order found that RSA 
violated Section 10(b) of the Securities Exchange Act of 1934 by making misleading 
statements in an April 10, 2001, press release and corresponding conference call with 
analysts and others.  The Order found that RSA stated that it had achieved analysts' 
earnings expectations for the first quarter of 2001 in a "difficult economic environment" 
and compared its net income, operating income, and earnings with its performance for the 
first quarter of 2000.  The Order further found that these statements were misleading 
because, during the quarter, RSA experienced a material one-time increase in operating 
income, net income, and earnings that resulted from a change in the way it recognized 
revenue from sales to distributors.  In addition, the Order found that, although the 
accounting change itself complied with generally accepted accounting principles, RSA's 
statements created the misleading impression that its ability to meet analysts' earnings 
expectations for the quarter resulted solely from its operations, rather than, in part, the 
accounting change. 

RSA agreed to settle the charge without admitting or denying the Commission's findings.  
The Commission's Order orders RSA cease and desist from committing or causing any 
violations, and any future violations, of Section 10(b) of the Exchange Act and Rule 10b-
5 thereunder.  (Rels. 34-48214; AAER-1817; File No. 3-11190)

COURT ACCEPTS SETTLEMENTS OF COMMISSION'S FINANCIAL FRAUD 
CLAIMS AGAINST FORMER HBO AND COMPANY OFFICERS

The Commission announced that Judge Martin J. Jenkins in San Francisco entered 
judgments against Jay Gilbertson and Dominick DeRosa on July 1 and July 3, 2003, 
respectively.  The court enjoined Gilbertson, a former Co-President and Chief Financial 
Officer of HBO and Company (HBOC), and DeRosa, a former HBOC Executive Vice 
President for Enterprise Sales, from future violations of the federal securities laws noted 
below and from serving as a director or officer of any public reporting company.  The 
court also ordered Gilbertson to disgorge $733,360, plus prejudgment interest, and to pay 
a civil penalty of $1,000,000.  The court ordered DeRosa to disgorge $325,312, plus 
prejudgment interest, and to pay a civil penalty of $50,000.  

Both judgments were the result of settlements in which Gilbertson and DeRosa, without 
admitting or denying the allegations in the Commission's complaint, consented to the 
entry of judgments against them.  The Commission had alleged that Gilbertson, DeRosa 
and other officers of HBOC misrepresented HBOC's sales revenue, expenses and income 
by making false entries in the company's accounting records and hiding the terms of sales 
contracts in side letters to make the sales appear eligible for revenue recognition.  The 
action is still pending against Albert Bergonzi, Co-President of HBOC and subsequently 
President of the HBOC division of McKesson Corporation. 

The judgments enjoined Gilbertson and DeRosa from violations of Section 17(a) of the 
Securities Act of 1933 and Sections 10(b), 13(b)(5) of the Securities Exchange Act of 
1934, Rule 13b2-1 and, as to Gilbertson, Rule 13b2-2.  [SEC v. Jay Gilbertson, Albert 
Bergonzi and Dominick DeRosa, Case No. 00-3570 MJJ, N.D. Cal.]  (LR-18242)

SEC SEEKS CIVIL CONTEMPT SANCTIONS AGAINST PHILIP AND ERIC GRATZ 
FOR VIOLATING A FEDERAL COURT'S ASSET FREEZE ORDER

On June 27, 2003, the Commission filed with the United States District Court for the 
Southern District of Florida, an Application for an Order to Show Cause why Philip 
Gratz (Gratz) and Eric Gratz should not be held in civil contempt for failing to comply 
with the Court's Order of March 21, 2003.  That order, among other things, froze the 
assets of Philip, Christine and Eric Gratz.  In the Application for an Order to Show 
Cause, the SEC alleged that Philip and Eric Gratz, only days after being served with the 
Asset Freeze Order, arranged to sell expensive artwork photographs.  The Order remains 
in place and specifically lists artwork as assets that cannot be transferred or sold.  The 
application alleged that Eric and Philip Gratz, in direct contravention of a March 21, 2003 
Order, sold artwork in order to raise money for their personal use.

The application arose out of a prior motion for contempt, filed on March 20, 2003, 
against Gratz for violating the Final Judgment of Permanent Injunction and Other Relief 
entered on April 30, 1992, in SEC v. Delta Rental Systems, et. al., Case No. 91-2136-
CIV-MARRA (S.D. Fla.) (Delta Final Judgment).  The Delta Final Judgment prohibited 
Gratz from violating the antifraud provisions of the federal securities laws in the future. 

The SEC alleged that from at least November 1998 through the filing of the first 
contempt motion, Gratz violated Section 17(a) of the Securities Act of 1933 and Section 
10(b) of the Securities and Exchange Act of 1934, and Rule 10b-5, thereunder.  These 
violations arose when Gratz fraudulently offered and sold securities to the public, and 
raised over $9 million from investors.  In addition, the motion alleged that Gratz failed to 
disclose his disciplinary history to investors, which included the Delta Final Judgment, an 
SEC administrative bar, and a federal criminal conviction for securities and mail fraud.  
[SEC v. Philip R. Gratz, Case No. 91-2136-CIV-MARRA, S.D. Fla.]  (LR-18243)

JUDGE GRANTS PERMANENT INJUNCTIONS AGAINST TAMPA AND HOUSTON-
BASED NEWSLETTERS WRITERS TO HALT ALLEGED FRAUD; DENIES SEC'S 
REQUEST FOR PRELIMINARY INJUNCTION AGAINST TAMPA INVESTOR 
RELATIONS CONSULTANT

The Commission announced that a federal district court judge in Tampa, Fla., has granted 
the SEC's request for default permanent injunctions against two newsletter writers in 
connection with their stock touting scheme.  The judge had previously denied the 
Commission's request for a preliminary injunction against a third defendant in the case 
and his company.

On Sept. 5, 2002, the SEC filed a complaint against the newsletter writers, Paul A. Spray 
and Thomas Loyd, and companies in which they were principals, alleging that they 
violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder 
in connection with the preparation and distribution of several fraudulent newsletters 
touting thinly traded stocks of public companies whose shares are quoted on the Over-
the-Counter Bulletin Board.  

U.S. District Judge Richard A. Lazzara found that the actions of Spray and Loyd violated 
Section 10(b) of the Exchange Act and Rule 10b-5, which prohibit fraud in the purchase 
or sale of securities.  He enjoined them from future violations, and also permanently 
barred Loyd and Spray from future participation in the offering of penny stocks.

The SEC also named Tampa investor relations consultant Marc Barhonovich and his 
company, Equity Advisors, Inc., as defendants in the complaint.  On Sept. 26, 2002, 
Judge Lazzara denied the SEC's request for a preliminary injunction against Barhonovich 
and Equity Advisors.  The judge subsequently set trial against Barhonovich and Equity 
Advisors on the SEC's request for permanent injunctions for February 2004.

For previous releases on this case, See LR-17721, Sept. 11, 2002.  [SEC v. Paul A. Spray, 
Thomas E. Loyd, Marc Barhonovich, et al., Case No. 8:02-CV-1613-T26EAJ, M.D. Fla., 
filed Sept. 5, 2002]  (LR-18244)

FINAL JUDGMENT ENTERED SETTING AMOUNT OF DISGORGEMENT AS TO 
DEFENDANTS THE GAMING FACTORY, INC., THE GAMING FACTORY, INC. AND 
RICHARD ONORATO AND CIVIL PENALTIES AS TO RICHARD ONORATO

The Commission announced that on July 21, the Honorable Donald M. Middlebrooks, 
United States District Court Judge for the Southern District of Florida, entered a Final 
Judgment Setting Amount of Disgorgement as to Defendants The Gaming Factory, Inc., A 
Panamanian Corporation (TGF Panama), The Gaming Factory, Inc. a Florida Corporation 
(TGF Florida) and Richard Onorato (Onorato) and Civil Penalties as to Defendant Richard 
Onorato (Final Judgment).   The Final Judgment against TGF Panama, TGF Florida and 
Onorato orders them to jointly and severally pay $1,986,750 in disgorgement, representing 
their gains from the conduct alleged in the complaint and prejudgment interest in the amount 
of $113,352.66.  The Final Judgment also orders Onorato to pay civil penalties in the 
amount of $120,000.

The disgorgement and civil penalties were imposed pursuant to a Final Judgment of 
Permanent Injunction against Onorato, by consent on July 11, 2002, which was amended on 
June 9, 2003, and a Final Judgment of Permanent Injunction against TGF Panama and TGF 
Florida, pursuant to the Court-Appointed Receiver's consent on May 27, 2003, permanently 
enjoining them from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act 
of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 
thereunder.  [SEC v. The Gaming Factory, Inc., a Panamanian Corporation, et al., Case No. 
02-80331-CIV-MIDDLEBROOKS, S.D. Fla.]  (LR-18245)

COMMISSION FILES COMPLAINT AGAINST MARVIN GOLDSTEIN IN ALLEGED 
INSIDER TRADING SCHEME; GOLDSTEIN CONSENTS TO PERMANENT 
INJUNCTION AND OFFICER AND DIRECTOR BAR

The Commission announced today that it filed and simultaneously settled an injunctive 
action in the United States District Court for the District of Minnesota against Marvin W. 
Goldstein.  The action was based on Goldstein's conviction of two counts of securities 
fraud in violation of 15 U.S.C. . 78j(b) and 17 C.F.R. .240.10b-5.  Goldstein, in his 
criminal plea, agreed to pay fines and restitution totaling $1,000,000. 

The Commission complaint alleges that Goldstein engaged in insider trading by trading 
in the securities of Tower Automotive, Inc. and A.O. Smith Corporation while in 
possession of material, nonpublic information provided by George Kline.  This activity 
constituted violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 
10b-5 promulgated thereunder.

Goldstein consented, without admitting or denying the allegations in the complaint, to the 
entry of an order of permanent injunction enjoining him from violations of Section 10(b) 
of the Exchange Act and Rule 10b-5 and barring him from serving as an officer or 
director of any public company. 
   
The complaint notes that the Commission did not seek disgorgement and penalties 
because the plea agreement reached between Goldstein and the U.S. Attorney's office for 
the District of Minnesota provided for the payment of $1 million.  
	
The Commission would like to thank the United States Attorney for the District of 
Minnesota for its assistance and cooperation in this matter.  [SEC v. Marvin W. 
Goldstein, Case No. 03-4202, Judge Davis, U.S.D.C. Minn. 2003]  (LR-18246)


SELF REGULATORY ORGANIZATIONS
            

ACCELERATED APPROVAL TO PROPOSED RULE CHANGE

A proposed rule change (SR-CHX-2003-20) has been filed by the Chicago Stock 
Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to trade 
through liability for certain exchange traded funds.  The Commission granted 
accelerated approval to the proposed rule change.  (Rel. 34-48202)
APPROVAL OF PROPOSED RULE CHANGE

The Commission approved proposed rules (PCAOB-2003-01) submitted by the Public 
Company Accounting Oversight Board related to the Board's bylaws.  The bylaws 
establish procedures for the operation and administration of the Board, and are intended 
to facilitate fulfillment of the Board's obligations under the Sarbanes-Oxley Act of 2002.  
(Rel. 34-48212)

DELISTING

An order has been issued granting the application of the Pacific Exchange to strike from 
listing and registration certain call and put options contracts issued by The Options 
Clearing Corporation respecting certain underlying sedurities of Computer Network 
Technology Corp., Noven Pharmaceuticals, Inc. and Public Service Enterprise Gp, 
effective at the opening of business on July 24.  (Rel. 34-48211)


SECURITIES ACT REGISTRATIONS
            
 
	The following registration statements have been filed with the SEC under the Securities Act 
of 1933.  The reported information appears as follows:  Form, Name, Address and Phone 
Number (if available) of the issuer of the security; Title and the number and/or face amount 
of the securities being offered; Name of the managing underwriter or depositor (if 
applicable); File number and date filed; Assigned Branch; and a designation if the statement 
is a New Issue. 

	Registration statements may be obtained in person or by writing to the Commission's Public 
Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-
mail box address:  <publicinfo@sec.gov>.  In most cases, this information is also available 
on the Commission's website: <www.sec.gov>.

S-3     RAYONIER INC, 50 NORTH LAURA ST, JACKSONVILLE, FL, 32202, 9043579100 - 
        0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-107213 - 
        Jul. 22) (BR. 06)

S-8     COLLEGE BOUND STUDENT ALLIANCE INC, 
        333 SOUTH ALLISON PARKWAY SUITE 100, LAKEWOOD, CO, 80226, 3038040155 - 
        4,595,640 ($2,159,273.00) Equity, (File 333-107214 - Jul. 22) (BR. 08)

S-4     MUZAK LLC, 3318 LAKEMONT BLVD., FORT MILL, SC, 29708, 803-396-3000 - 
        0 ($220,000,000.00) Non-Convertible Debt, (File 333-107215 - Jul. 22) 
        (BR. 08)

S-1     SIRNA THERAPEUTICS INC, 2950 WILDERNESS PLACE, BOULDER, CO, 80301, 
        3034496500 - 2,525,252 ($5,000,000.00) Equity, (File 333-107216 - 
        Jul. 22) (BR. 01)

S-3     M&I DEALER AUTO SECURITIZATION LLC, 770 NORTH WATER STREET, MILWAUKEE, 
        WI, 53202, 0 ($1,000,000.00) Asset-Backed Securities, 
        (File 333-107220 - Jul. 22) (BR. 05)

S-8     CYTEC INDUSTRIES INC/DE/, FIVE GARRET MOUNTAIN PLAZA, WEST PATERSON, 
        NJ, 07424, 9733573100 - 0 ($27,236,000.00) Equity, (File 333-107221 - 
        Jul. 22) (BR. 02)

S-8     AUTO Q INTERNATIONAL INC, C/O AUTO Q INTERNATIONAL INC, 
        55-57 WOODCOCK TRADING ESTATE, WARMINSTER UK, X0, 00000, 0114419852 - 
        6,500,000 ($65,000.00) Equity, (File 333-107222 - Jul. 22) (BR. 37)

S-8     NAPOLI ENTERPRISES INC, 566 - 1027 DAVIE STREET, VANCOUVER, A1, 
        V6E 4L2, 213-304-1936 - 2,000,000 ($600,000.00) Equity, 
        (File 333-107223 - Jul. 22) (BR. 08)

N-2     EATON VANCE LIMITED DURATION INCOME FUND II, THE EATON VANCE BUILDING, 
        255 STATE STREET, BOSTON, MA, 02109, 6174828260 - 
        50,000 ($1,000,000.00) Equity, (File 333-107224 - Jul. 22) (BR. 16)

SB-2    ON THE GO HEALTHCARE INC, 85 CORSTATE AVENUE UNIT 1, 
        CONCORD ONT. CANADA, A6, L4K 4Y2, 9057602987 - 
        7,150,000 ($750,750.00) Equity, (File 333-107225 - Jul. 22) (BR. 02)

S-8     SECURITY INTELLIGENCE TECHNOLOGIES INC, 145 HUGUENOT STREET, 
        NEW ROCHELLE, NY, 10801, 9146548700 - 2,200,000 ($880,000.00) Other, 
        (File 333-107226 - Jul. 22) (BR. 02)

S-8     WESTERN DIGITAL CORP, 20511 LAKE FOREST DRIVE, LAKE FOREST, CA, 92630, 
        9499325000 - 0 ($52,120,000.00) Equity, (File 333-107227 - Jul. 22) 
        (BR. 03)

S-8     FPB BANCORP INC, 1301 SE PORT ST. LUCIE BLVD, PORT ST. LUCIE, FL, 
        34952, 5613981388 - 122,666 ($1,287,993.00) Other, (File 333-107228 - 
        Jul. 22) (BR. 07)

S-8     WELLS FARGO & CO/MN, 6126671234 - 0 ($1,275,500,000.00) Equity, 
        (File 333-107229 - Jul. 22) (BR. 07)

S-4     WELLS FARGO & CO/MN, 6126671234 - 0 ($649,629,915.00) Equity, 
        (File 333-107230 - Jul. 22) (BR. 07)

S-8     SYNERGX SYSTEMS INC, 209 LAFAYETTE DR, SYOSSET, NY, 11791, 5164334700 - 
        404,885 ($1,313,984.00) Equity, (File 333-107231 - Jul. 22) (BR. 37)

S-4     TOWER AUTOMOTIVE INC, 5211 CASCADE ROAD, SE, SUITE 300, GRAND RAPIDS, 
        MI, 49546, (616) 802-1600 - 0 ($258,000,000.00) Non-Convertible Debt, 
        (File 333-107232 - Jul. 22) (BR. 06)

S-4     ASSURE ENERGY INC, 6786 WILLOWWOOD DR, STE G1006, BOCA RATON, FL, 
        33434, 5614826952 - 16,433,000 ($49,709,825.00) Equity, 
        (File 333-107233 - Jul. 22) (BR. 05)

S-11    CRUSADE MANAGEMENT LTD, LEVEL 11, 55 MARKET STREET, 
        SIDNEY NSW 2217 AUSTRALIA, 
        0 ($1,000,000.00) Debt Convertible into Equity, (File 333-107234 - 
        Jul. 22) (BR. 05)

S-4     SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 
        8642557900 - 6,889,803 ($143,439,348.00) Equity, (File 333-107235 - 
        Jul. 22) (BR. 07)

S-8     WITNESS SYSTEMS INC, 1105 SANCTUARY PKWY, STE 210, ALPHARETTA, GA, 
        30004, 7707541900 - 0 ($9,945,794.00) Equity, (File 333-107236 - 
        Jul. 22) (BR. 03)

S-4     MERCHANTS & MANUFACTURERS BANCORPORATION INC, 14100 W. NATIONAL AVENUE, 
        P.O. BOX 511160, NEW BERLIN, WI, 53151, 414-827-6713 - 
        0 ($1.00) Equity, (File 333-107237 - Jul. 22) (BR. 07)

S-8     SANOFI SYNTHELABO SA, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 
        33153774400 - 0 ($69,110,274.00) Equity, (File 333-107238 - Jul. 22) 
        (BR. 01)

S-8     NEOMEDIA TECHNOLOGIES INC, 2201 SECOND ST STE 600, STE 600, FORT MYERS, 
        FL, 33901, 6303554404 - 3,600,000 ($95,400.00) Equity, 
        (File 333-107239 - Jul. 22) (BR. 03)

S-8     GANNETT CO INC /DE/, 7950 JONES BRANCH DRIVE, MCLEAN, VA, 22107-0910, 
        7038546000 - 0 ($73,849,500.00) Other, (File 333-107240 - Jul. 22) 
        (BR. 05)

S-8     BELDEN INC, 7701 FORSYTH BLVD STE 800, ST LOUIS, MO, 63105, 
        3148548000 - 0 ($13,220,000.00) Equity, (File 333-107241 - Jul. 22) 
        (BR. 06)

S-8     PARTNERRE LTD, 96 PITTS BAY RD, CHESNEY HOUSE, PEMBROKE BERMUDA, D0, 
        HM 08, 14412920888 - 1,000,000 ($50,880,000.00) Equity, 
        (File 333-107242 - Jul. 22) (BR. 01)

S-8     ANDREW CORP, 10500 W 153RD ST, ORLAND PARK, IL, 60462, 7083493300 - 
        0 ($47,168,000.00) Equity, (File 333-107243 - Jul. 22) (BR. 06)

S-8     EQUITY RESIDENTIAL, EQUITY RESIDENTIAL, 2 N RIVERSIDE PLAZA, STE 400, 
        CHICAGO, IL, 60606, 3129281182 - 0 ($131,650,000.00) Equity, 
        (File 333-107244 - Jul. 22) (BR. 08)

S-8     AMERICAN MEDICAL SYSTEMS HOLDINGS INC, 10700 BREN ROAD WEST, 
        MINNETONKA, MN, 55343, 9529334666 - 0 ($36,500,000.00) Equity, 
        (File 333-107245 - Jul. 22) (BR. 36)

S-8     MAIN STREET BANKS INC /NEW/, 676 CHASTAIN ROAD, KENNESAW, GA, 30144, 
        7704222888 - 0 ($19,736,000.00) Equity, (File 333-107246 - Jul. 22) 
        (BR. 07)

S-3     CENTENE CORP, 7711 CARONDELET AVE, ST LOUIS, MO, 63105, 3147254477 - 
        0 ($89,734,500.00) Equity, (File 333-107247 - Jul. 22) (BR. 01)

S-4     UNIVERSAL COMPRESSION INC, 4440 BRITTMOORE RD, HOUSTON, TX, 77041, 
        7134664103 - 0 ($175,000,000.00) Non-Convertible Debt, 
        (File 333-107250 - Jul. 22) (BR. 06)

F-3     DIVERSINET CORP, 2225 SHEPPARD AVE EAST STE 1700, 
        TORONTO CANADA M2J 5C2, ONTARIO, A6, 00000, 4167562324 - 
        6,760,000 ($15,345,200.00) Equity, (File 333-107251 - Jul. 22) (BR. 03)

S-8     NEW WORLD BRANDS INC, 2797 OCEAN PARKWAY, BROOKLYN, NY, 11235, 
        7187696042 - 1,800,000 ($756,000.00) Equity, (File 333-107252 - 
        Jul. 22) (BR. 02)

S-8     APTARGROUP INC, 475 W TERRA COTTA AVE, STE E, CRYSTAL LAKE, IL, 60014, 
        8154770424 - 0 ($18,290,000.00) Equity, (File 333-107253 - Jul. 22) 
        (BR. 06)

S-1     XO COMMUNICATIONS INC, 11111 SUNSNET HILLS ROAD, RESTON, VA, 22102, 
        7035472000 - 0 ($216,666,665.00) Equity, (File 333-107254 - Jul. 22) 
        (BR. 37)

F-10    PENGROWTH ENERGY TRUST, 0 ($104,720,000.00) Equity, (File 333-107255 - 
        Jul. 22) (BR. 04)

S-8     MAXCOR FINANCIAL GROUP INC, ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, 
        NY, 10038, 6463467000 - 1,500,000 ($13,094,250.00) Equity, 
        (File 333-107256 - Jul. 22) (BR. 07)

S-4     TRANSMONTAIGNE INC, 370 17TH ST, SUITE 2750, DENVER, CO, 80202, 
        3036268200 - 0 ($200,000,000.00) Other, (File 333-107257 - Jul. 22) 
        (BR. 04)




RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
	Item 1.  Changes in Control of Registrant.
	Item 2.  Acquisition or Disposition of Assets.
	Item 3.  Bankruptcy or Receivership.
	Item 4.  Changes in Registrant's Certifying Accountant.
	Item 5.  Other Materially Important Events.
	Item 6.  Resignations of Registrant's Directors.
	Item 7.  Financial Statements and Exhibits.
	Item 8.  Change in Fiscal Year.
	Item 9.  Regulation FD Disclosure.

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K 
reports previously filed, responding to the item(s) of the form specified.  8-K reports may be 
obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, 
N.W., Washington, D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In 
most cases, this information is also available on the Commission's website: <www.sec.gov>.




			             STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT

99 CENTS ONLY STORES                    CA                X   X   07/22/03

ABGENIX INC                             DE                X   X   07/22/03

ACCESS ANYTIME BANCORP INC              DE            X   X       07/21/03

ACTIVISION INC /NY                      DE                X   X   07/22/03

ADVANCED GAMING TECHNOLOGY INC          WY            X           07/22/03

ADVANSTAR COMMUNICATIONS INC            NY                X   X   07/21/03

ADVANSTAR COMMUNICATIONS INC            NY            X   X       07/21/03

ADVANSTAR INC                           DE                X   X   07/22/03

ADVANSTAR INC                           DE            X           07/22/03

AEHR TEST SYSTEMS                       CA                X   X   07/22/03

AETRIUM INC                             MN                X   X   07/21/03

ALASKA AIR GROUP INC                    DE                X   X   07/22/03

ALCAN INC                               A6                    X   07/22/03

AMANASU ENVIRONMENT  CORP               NV              X X       07/21/03

AMAZON COM INC                          DE                    X   07/22/03

AMERICA WEST HOLDINGS CORP              DE                X   X   07/22/03

AMERICAN EXPRESS CO                     NY            X           07/22/03

AMERICAN ORIENTAL BIOENGINEERING INC    CO                X   X   07/18/03

AMERICAN SHARED HOSPITAL SERVICES       CA                X   X   07/22/03

AMERISERV FINANCIAL INC /PA/            PA                    X   07/22/03

AMERITRADE HOLDING CORP                 DE                X   X   07/22/03

AMPCO PITTSBURGH CORP                   PA            X           06/30/03

AMPHENOL CORP /DE/                      DE                X   X   07/16/03

AMSURG CORP                             TN                X       07/22/03

ANTARES PHARMA  INC                     MN            X   X       07/17/03

APARTMENT INVESTMENT & MANAGEMENT CO    MD            X   X       07/16/03

APPLIX INC /MA/                         MA                    X   07/22/03

APRIA HEALTHCARE GROUP INC              DE                X   X   06/30/03

ARCTIC CAT INC                          MN                X   X   07/17/03

ARIBA INC                               DE                X   X   07/22/03

ART TECHNOLOGY GROUP INC                DE                    X   07/22/03

ARTESYN TECHNOLOGIES INC                FL                    X   07/22/03

ARTISOFT INC                            DE            X   X       07/22/03

ASCENTIAL SOFTWARE CORP                 DE                    X   07/22/03

ASHLAND INC                             KY                X   X   07/22/03

ASIAINFO HOLDINGS INC                   DE                    X   07/22/03

ASK JEEVES INC                          DE                X   X   06/30/03

ATLANTIC DATA SERVICES INC              MA            X   X       07/22/03

AVERY DENNISON CORPORATION              DE                X   X   07/22/03

AVIATION GENERAL INC                    DE            X           07/05/03

AVISTA CORP                             WA            X   X       07/10/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X       07/22/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X       07/22/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X       07/22/03

BANK OF THE OZARKS INC                  AR                X   X   07/22/03

BANKUNITED FINANCIAL CORP               FL                X   X   07/22/03

BE AEROSPACE INC                        DE            X   X   X   07/21/03

BEAZER HOMES USA INC                    DE                X   X   07/22/03

BECTON DICKINSON & CO                   NJ            X   X       07/22/03

BELMONT BANCORP                         OH                X   X   07/18/03

BERRY PETROLEUM CO                      DE                    X   07/22/03

BHA GROUP INC                           DE                X   X   07/22/03

BIOMASSE INTERNATIONAL INC              FL            X           11/25/03

BIOMASSE INTERNATIONAL INC              FL              X         05/30/03

BIOSOURCE INTERNATIONAL INC             DE                X   X   07/22/03

BJ SERVICES CO                          DE                X   X   07/22/03

BLACK BOX CORP                          DE                X   X   07/22/03

BLUE MARTINI SOFTWARE INC                                 X   X   07/22/03

BNC BANCORP                             NC                X   X   07/21/03

BOSTON SCIENTIFIC CORP                  DE                X   X   07/22/03

BREMER FINANCIAL CORP                   MN                    X   06/30/03

BRIDGE STREET FINANCIAL INC             NY                X   X   07/21/03

BROADCOM CORP                           CA                    X   07/22/03

BROADVIEW MEDIA INC                     MN                X   X   07/18/03

BURLINGTON NORTHERN SANTA FE CORP       DE                X   X   07/22/03

C H ROBINSON WORLDWIDE INC              DE                X   X   07/22/03

CADENCE DESIGN SYSTEMS INC              DE                    X   07/15/03

CALIFORNIA MICRO DEVICES CORP           CA                X   X   07/16/03

CALIFORNIA STEEL INDUSTRIES INC                           X   X   07/21/03

CAPITAL AUTOMOTIVE REIT                 MD                X   X   07/22/03

CARDIODYNAMICS INTERNATIONAL CORP       CA            X           07/21/03

CARRIER ACCESS CORP                     DE                X   X   07/22/03

CASCADE FINANCIAL CORP                  DE                X   X   06/30/03

CATUITY INC                             DE            X           07/22/03

CB BANCSHARES INC/HI                    HI                X   X   07/21/03

CELERITEK INC/CA                        CA                X   X   07/22/03

CENDANT CORP                            DE                X   X   07/21/03

CENTEX CONSTRUCTION PRODUCTS INC        DE                X   X   07/21/03

CENTEX CONSTRUCTION PRODUCTS INC        DE            X   X   X   07/21/03

CENTEX CORP                             NV                X   X   07/21/03

CENTEX CORP                             NV            X   X       07/21/03

CENTRAL COAST BANCORP                   CA            X   X       07/22/03

CEPHALON INC                            DE                X       07/22/03

CH ENERGY GROUP INC                     NY                X   X   06/30/03

CHASE FUNDING INC                       NY            X   X       07/21/03

CHEMICAL FINANCIAL CORP                 MI                X   X   07/22/03

CHICAGO MERCANTILE EXCHANGE HOLDINGS    DE                    X   07/22/03

CHORDIANT SOFTWARE INC                  DE                    X   07/22/03

CINCINNATI GAS & ELECTRIC CO            OH            X           07/22/03

CIPRICO INC                             DE                X   X   07/22/03

CIT HOME EQUITY LOAN TRUST 2003-1       DE            X   X       06/30/03

CKF BANCORP INC                         DE                    X   07/15/03

CLAYTON HOMES INC                       DE            X   X       07/22/03

CNET NETWORKS INC                       DE            X           06/30/03

CNF INC                                 DE                    X   06/30/03

CNH CAPITAL RECEIVABLES INC             DE            X   X       07/15/03

CNH RECEIVABLES INC                     DE            X   X       07/15/03

COGNIZANT TECHNOLOGY SOLUTIONS CORP                       X   X   07/22/03

COHERENT INC                            DE                X   X   07/22/03

COLGATE PALMOLIVE CO                    DE                X   X   07/22/03

COLLAGENEX PHARMACEUTICALS INC          DE                    X   07/22/03

COLUMBUS MCKINNON CORP                  NY                X   X   07/22/03

COLUMBUS MCKINNON CORP                  NY            X   X       07/22/03

COMMONWEALTH INDUSTRIES INC/DE/         DE                    X   07/22/03

CORIO INC                               DE                X   X   07/22/03

CORN PRODUCTS INTERNATIONAL INC         DE            X   X   X   07/18/03

CORNERSTONE BANCSHARES INC              TN                X   X   07/20/03

CORNING INC /NY                         NY            X           06/30/03    AMEND

COSINE COMMUNICATIONS INC               DE                X   X   07/22/03

CRESTED CORP                            CO            X           06/23/03

CROSS TIMBERS ROYALTY TRUST             TX                X   X   07/21/03

CROWN MEDIA HOLDINGS INC                DE            X   X       07/21/03

CROWN PACIFIC PARTNERS L P              DE                X   X   07/18/03

CRYSTAL DECISIONS INC                   DE            X   X       07/18/03

CT COMMUNICATIONS INC /NC               NC                X   X   07/22/03

CWABS INC                               DE            X   X       07/21/03

CYMER INC                               NV                X   X   07/22/03

DAISYTEK INTERNATIONAL CORPORATION /D   DE          X     X       07/17/03

DANA CORP                               VA                X   X   07/22/03

DATASTREAM SYSTEMS INC                  DE                X   X   07/22/03

DAWSON GEOPHYSICAL CO                   TX                X   X   07/22/03

DCB FINANCIAL CORP                      OH                X   X   07/22/03

DIAMETRICS MEDICAL INC                  MN            X   X       07/17/03

DIGIMARC CORP                           DE                X   X   07/22/03

DISCOVERY PARTNERS INTERNATIONAL INC    DE                    X   07/22/03

DIVERSA CORP                            DE                X   X   07/21/03

DIVERSIFIED FINANCIAL RESOURCES CORP    DE      X         X       07/11/03

DOMINION RESOURCES INC /VA/             VA            X   X       07/21/03

DONEGAL GROUP INC                       DE                X       07/18/03

DOUBLECLICK INC                         DE                    X   07/22/03

DREW INDUSTRIES INCORPORATED            DE            X   X       07/21/03

DUN & BRADSTREET CORP/NW                DE                X   X   07/22/03

EAGLE PICHER HOLDINGS INC               DE                X   X   07/21/03

EARTHLINK INC                           DE                X   X   07/22/03

EASTGROUP PROPERTIES INC                MD                X   X   07/21/03

EB2B COMMERCE INC /NY/                  NJ            X   X       07/08/03

ECOLAB INC                              DE                X   X   07/22/03

ECOLLEGE COM                            DE                X   X   07/22/03

EDWARDS LIFESCIENCES CORP               DE                X   X   07/22/03

ELECTRIC & GAS TECHNOLOGY INC           TX          X     X       07/16/03

ELECTRONICS FOR IMAGING INC             DE                X   X   07/22/03

ENCORE CAPITAL GROUP INC                DE                    X   07/21/03

ENGAGE INC                              DE          X     X       06/20/03    AMEND

ENTERGY CORP /DE/                       DE            X       X   07/21/03

EVEREST RE GROUP LTD                    C8                X   X   07/21/03

EXACT SCIENCES CORP                     DE                    X   07/21/03

EZCORP INC                              DE                X   X   07/22/03

FAMOUS DAVES OF AMERICA INC             MN                X   X   07/22/03

FARGO ELECTRONICS INC                                     X   X   07/22/03

FIBERMARK INC                           DE            X           07/22/03

FINANCIAL INSTITUTIONS INC              NY                X   X   07/22/03

FINDWHAT COM INC                        NV                X   X   07/21/03

FIRST ADVANTAGE CORP                    DE      X         X       06/05/03    AMEND

FIRST CASH FINANCIAL SERVICES INC       DE                X   X   07/22/03

FIRST COMMUNITY BANCORP /CA/            CA                X   X   07/21/03

FIRST DEFIANCE FINANCIAL CORP           OH                X   X   07/21/03

FIRST FEDERAL BANCSHARES INC /DE        DE            X   X       07/18/03

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE      X         X       06/26/03

FIRST PLACE FINANCIAL CORP /DE/         DE                X   X   07/22/03

FIRST PLACE FINANCIAL CORP /DE/         DE                X   X   07/22/03

FIRST STATE BANCORPORATION              NM                X   X   07/21/03

FIRSTSERVICE CORP                                             X   07/22/03

FISHER COMMUNICATIONS INC               WA            X   X   X   07/18/03

FLOWSERVE CORP                          NY                    X   07/22/03

FSF FINANCIAL CORP                      MN                X   X   07/21/03

FTS APPAREL INC                         CO    X                   07/21/03

GALLAGHER ARTHUR J & CO                 DE                    X   07/22/03

GAP INC                                 DE            X   X       07/22/03

GENERAL BINDING CORP                    DE            X           07/22/03

GENESIS MICROCHIP INC /DE               DE            X           07/19/03

GENLYTE GROUP INC                       DE                X   X   07/21/03

GLACIER BANCORP INC                     DE      X         X       07/15/03

GLOBESPANVIRATA INC                     DE            X           07/21/03

GOLDEN EAGLE INTERNATIONAL INC          CO                X   X   07/18/03

GOLDEN WEST FINANCIAL CORP /DE/         DE                    X   07/21/03

GRAPHIC PACKAGING INTERNATIONAL CORP    CO                X   X   07/22/03

GREAT LAKES DREDGE & DOCK CORP          DE                X   X   07/22/03

GREENWICH CAPITAL ACCEPTANCE INC        DE            X           07/22/03

GS MORTGAGE SECURITIES CORP             DE            X   X       07/18/03

GS MORTGAGE SECURITIES CORP             DE            X   X       07/15/03

GSI LUMONICS INC                        A3                X   X   07/22/03

GSV INC                                 DE    X X     X           07/21/03

GULF POWER CO                           ME            X   X       07/10/03

HANDSPRING INC                          CA                X   X   07/22/03

HARRAHS ENTERTAINMENT INC               DE                X   X   07/22/03

HARRIS & HARRIS GROUP INC /NY/          NY                    X   06/30/03

HAWAIIAN ELECTRIC INDUSTRIES INC        HI            X       X   07/21/03

HCA INC/TN                              DE                    X   07/22/03

HEALTH CARE PROPERTY INVESTORS INC      MD                    X   07/22/03

HEALTH MANAGEMENT ASSOCIATES INC        DE                X   X   07/22/03

HEALTHGATE DATA CORP                    DE                    X   07/21/03

HEXCEL CORP /DE/                        DE                X   X   07/21/03

HILB ROGAL & HAMILTON CO /VA/           VA                X   X   07/21/03

HOME SOLUTIONS OF AMERICA INC           DE      X         X       07/10/03

HON INDUSTRIES INC                      IA                    X   07/21/03

HUGOTON ROYALTY TRUST                   TX                X   X   07/21/03

HUNTINGTON BANCSHARES INC/MD            MD            X   X   X   07/17/03

HUTCHINSON TECHNOLOGY INC               MN                X   X   07/22/03

I MANY INC                              DE            X   X       07/18/03

IBT BANCORP INC                         PA                X   X   07/22/03

IDT CORP                                DE                X   X   07/21/03

IDX SYSTEMS CORP                        VT                    X   07/22/03

ILLINOIS TOOL WORKS INC                 DE                X       06/30/03

IMAGING TECHNOLOGIES CORP/CA            DE            X           07/22/03

IMMUCELL CORP /DE/                      DE                X   X   07/21/03

INCO LTD                                                  X       06/30/03

INDEPENDENCE COMMUNITY BANK CORP        DE                X   X   07/21/03

INDIANTOWN COGENERATION LP              DE            X           07/08/03

INKSURE TECHNOLOGIES INC                NV            X   X       07/08/03

INSTINET GROUP INC                      DE                    X   07/21/03

INTEGRA BANK CORP                       IN                    X   07/21/03

INTER TEL INC                           AZ                X   X   07/21/03

INTERACTIVE INTELLIGENCE INC            IN                    X   07/22/03

INTERDIGITAL COMMUNICATIONS CORP        PA            X   X       07/18/03

INTERSTATE GENERAL CO L P               DE            X           07/22/03

INTEVAC INC                             CA                X   X   07/22/03

INVISION TECHNOLOGIES INC               DE                X   X   07/22/03

IOWA FIRST BANCSHARES CORP              IA                    X   07/22/03

IRIDEX CORP                             DE                X   X   07/22/03

ISCO INTERNATIONAL INC                  DE            X   X   X   07/22/03

ISTA PHARMACEUTICALS INC                CA                X   X   07/22/03

J2 GLOBAL COMMUNICATIONS INC            DE                X   X   07/22/03

J2 GLOBAL COMMUNICATIONS INC            DE                X   X   07/21/03

JAKKS PACIFIC INC                       DE                X   X   07/22/03

K TRON INTERNATIONAL INC                NJ                    X   07/17/03

K2 INC                                  DE            X           07/21/03

K2 INC                                  DE                    X   07/22/03

KAMAN CORP                              CT      X                 06/30/03

KANSAS CITY SOUTHERN                    DE                X   X   07/21/03

KDSM INC                                              X           07/21/03

KELLY SERVICES INC                      DE                X   X   07/22/03

KEYNOTE SYSTEMS INC                     DE                X   X   07/22/03

KOMAG INC /DE/                          DE                X   X   07/22/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X   07/22/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X   07/21/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X   07/22/03

LADISH CO INC                           WI                X   X   07/22/03

LASALLE HOTEL PROPERTIES                MD                X   X   07/21/03

LATTICE SEMICONDUCTOR CORP              DE                X   X   07/21/03

LAWSON PRODUCTS INC/NEW/DE/             DE                X   X   07/21/03

LEHMAN BROTHERS HOLDINGS INC            DE            X   X       07/22/03

LENDINGTREE INC                                       X   X   X   07/22/03

LIBERTY PROPERTY TRUST                  MD                X   X   07/22/03

LIFECELL CORP                           DE                X   X   07/22/03

LINCARE HOLDINGS INC                    DE                X   X   07/21/03

LIQUID AUDIO INC                        DE            X   X       07/22/03

LNB BANCORP INC                         OH                    X   07/22/03

LOCKHEED MARTIN CORP                    MD            X   X   X   07/22/03    AMEND

LUBRIZOL CORP                           OH                X   X   07/22/03

MADISON BANCSHARES INC                  FL            X           07/22/03

MAF BANCORP INC                         DE                    X   07/22/03

MANDALAY RESORT GROUP                   NV            X   X       07/22/03

MANUFACTURED HOME COMMUNITIES INC       MD                X   X   07/22/03

MAPINFO CORP                            DE                    X   06/30/03

MARTEK BIOSCIENCES CORP                 DE            X   X       07/21/03

MAXTOR CORP                             DE                X   X   07/22/03

MCF CORP                                DE            X   X       07/22/03

MDI TECHNOLOGIES INC                    DE                X   X   07/14/03

MEDAMICUS INC                           MN            X   X   X   07/22/03

MEDAREX INC                             NJ            X   X       07/22/03

MEDICINES CO /DE                        DE                    X   07/22/03

MEGO FINANCIAL CORP                     NY            X           07/21/03

MEGO FINANCIAL CORP                     NY            X           07/22/03

MERITAGE CORP                           MD                X   X   07/21/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X       07/22/03

METLIFE INC                             DE                X   X   07/22/03

METRO-GOLDWYN-MAYER INC                 DE                X   X   07/22/03

METRO-GOLDWYN-MAYER INC                 DE      X         X       07/18/03

MEVC DRAPER FISHER JURVETSON FUND I I   DE            X           07/21/03

MICRON ENVIRO SYSTEMS INC               NV            X           07/21/03

MIDWEST EXPRESS HOLDINGS INC            WI                X   X   07/22/03

MIIX GROUP INC                          DE            X   X       07/17/03

MILLENNIUM PHARMACEUTICALS INC          DE                    X   07/22/03

MIRANT AMERICAS GENERATING LLC          DE            X           07/21/03

MIRANT CORP                             DE            X           07/21/03

MIRANT MID ATLANTIC LLC                 DE            X           07/21/03

MKS INSTRUMENTS INC                     MA                    X   07/22/03

MM COMPANIES INC                        DE            X   X       07/22/03

MOCON INC                               MN                X   X   07/22/03

MPS GROUP INC                           FL                X   X   07/22/03

MS STRUCTURED ASSET CORP                DE                X       07/01/03

MTS SYSTEMS CORP                        MN                X   X   07/22/03

NATIONAL BEVERAGE CORP                  DE                X   X   07/22/03

NATIONAL CITY AUTO RECEIVABLES TRUST    DE            X   X       07/15/03

NATIONAL CITY CREDIT CARD MASTER TRUS                 X   X       07/15/03

NATIONAL RV HOLDINGS INC                DE                X   X   07/22/03

NATIONSLINK FUNDING CORP 1999-LTL-1 C   DE                X       07/01/03

NAVARRE CORP /MN/                       MN                X   X   07/22/03

NAVIGANT CONSULTING INC                 DE                X   X   07/22/03

NBC CAPITAL CORP                        MS                X   X   07/21/03

NELNET EDUCATION LOAN FUNDING INC       NE            X   X       07/10/03

NEOGEN CORP                             MI                    X   07/22/03

NETNATION COMMUNICATIONS INC            DE            X   X       07/18/03

NETOPIA INC                             DE                X   X   07/22/03

NEUBERGER BERMAN INC                    DE            X   X   X   07/21/03

NEWPOWER HOLDINGS INC                   DE            X           07/13/03

NOBILITY HOMES INC                      FL          X     X       07/15/03

NORFOLK SOUTHERN CORP                   VA            X           07/22/03

NORTHEAST PENNSYLVANIA FINANCIAL CORP   DE                X   X   07/21/03

NORTHEAST UTILITIES SYSTEM              MA                    X   07/22/03

NORTHWEST BANCORP INC                   PA                X   X   07/21/03

NS GROUP INC                            KY                X   X   07/21/03

NTELOS INC                              VA            X   X       07/22/03

NUI CORP /NJ/                           NJ            X           07/22/03

NYFIX INC                               NY            X   X       07/22/03

OAK TECHNOLOGY INC                      DE                X   X   07/22/03

OCCIDENTAL PETROLEUM CORP /DE/          DE                    X   07/22/03

ON THE GO HEALTHCARE INC                DE            X           07/22/03

ONLINE RESOURCES CORP                   DE                X   X   07/22/03

ONYX PHARMACEUTICALS INC                DE            X   X       07/21/03

ORBITAL SCIENCES CORP /DE/              DE                    X   07/22/03

OUTLOOK GROUP CORP                      WI                X   X   07/21/03

PACKAGING CORP OF AMERICA                             X   X       07/17/03

PANHANDLE EASTERN PIPE LINE CO          DE          X     X       07/22/03    AMEND

PARTHUSCEVA INC                         DE                    X   07/22/03

PATRICK INDUSTRIES INC                  IN                X   X   07/17/03

PATRIOT BANK CORP                       DE                X   X   07/22/03

PEC SOLUTIONS INC                       DE                X   X   07/22/03

PEDIATRIX MEDICAL GROUP INC             FL            X   X       06/24/03

PEROT SYSTEMS CORP                      DE            X           07/21/03

PFGI CAPITAL CORP                       MD                X   X   07/22/03

PHLO CORP                               DE          X             07/21/03

PHOTO CONTROL CORP                      MN                X   X   07/21/03

PIXELWORKS INC                          OR                X   X   07/16/03

PNM RESOURCES INC                       NM                    X   06/30/03

POET HOLDINGS INC                       DE                X   X   07/22/03

POLYMER SOLUTIONS INC                   NV            X   X       07/15/03

POMEROY COMPUTER RESOURCES INC          DE            X   X       07/21/03

POWERWAVE TECHNOLOGIES INC              DE            X   X       07/18/03

PRICESMART INC                          DE                X   X   07/22/03

PROSPERITY BANCSHARES INC               TX            X   X       07/21/03

PROSPERITY BANCSHARES INC               TX                X   X   07/22/03

PROXIM CORP                             DE                X   X   07/22/03

PSB GROUP INC                           MI            X   X   X   07/22/03

PULITZER INC                            DE                X   X   07/22/03

QUAKER CITY BANCORP INC                 DE                    X   07/17/03

QUANTUM CORP /DE/                       DE            X           09/22/03

QUEST DIAGNOSTICS INC                   DE                X   X   07/22/03

RADIOSHACK CORP                         DE                X   X   07/22/03

RAND CAPITAL CORP                       NY                X   X   07/17/03

RANGE RESOURCES CORP                    DE            X   X       07/21/03

RAYONIER INC                            NC                X   X   07/22/03

REGAL ENTERTAINMENT GROUP               DE            X   X   X   07/22/03

RELIANT RESOURCES INC                   DE                X   X   07/22/03

REPLIGEN CORP                           DE            X           07/22/03

REPUBLIC BANCORP INC                    MI            X   X       07/22/03

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       07/22/03

RETEK INC                               DE                X   X   07/22/03

REUNION INDUSTRIES INC                  DE          X             07/21/03

RITA MEDICAL SYSTEMS INC                DE                X   X   07/22/03

RIVERWOOD HOLDING INC                   DE                    X   07/22/03

RIVERWOOD HOLDING INC                   DE                    X   07/22/03

RIVIERA HOLDINGS CORP                   NV                X   X   07/22/03

ROCK TENN CO                            GA                X   X   07/22/03

ROCKWELL  AUTOMATION INC                DE                X   X   07/22/03

ROTECH HEALTHCARE INC                   DE                X   X   07/22/03

RTI INTERNATIONAL METALS INC            OH                X   X   07/21/03

RYLAND GROUP INC                        MD                    X   07/22/03

SALIX PHARMACEUTICALS LTD                             X   X       07/22/03

SCIENTIFIC ATLANTA INC                  GA                    X   07/17/03

SEACOAST BANKING CORP OF FLORIDA        FL                X   X   07/18/03    AMEND

SECURITISATION ADVISORY SERVICES PTY                  X   X       07/17/03

SEITEL INC                              DE        X       X       07/21/03

SELECT MEDICAL CORP                     DE                X   X   07/21/03

SELKIRK COGEN PARTNERS LP               DE            X           07/08/03

SEPRACOR INC /DE/                       DE                    X   07/22/03

SHERWIN WILLIAMS CO                     OH                X   X   07/22/03

SI TECHNOLOGIES INC                     DE          X             07/16/03

SIEBEL SYSTEMS INC                      DE                    X   07/22/03

SIGA TECHNOLOGIES INC                   DE                X       05/23/03    AMEND

SIGMA ALDRICH CORP                      DE                X   X   06/30/03

SINCLAIR BROADCAST GROUP INC            MD            X           07/21/03

SIONIX CORP                             NV            X           07/01/03    AMEND

SIRENZA MICRODEVICES INC                DE                X   X   07/22/03

SLIPPERY ROCK FINANCIAL CORP            PA                X   X   07/22/03

SMARTIRE SYSTEMS INC                                  X           07/21/03

SMITH INTERNATIONAL INC                 DE                X   X   07/21/03

SONO TEK CORP                           NY                X   X   06/02/03

SONO TEK CORP                           NY                X   X   07/14/03

SONO TEK CORP                           NY                X   X   06/02/03

SOUTHWEST BANCORP OF TEXAS INC          TX                X   X   07/21/03

SOUTHWEST GAS CORP                      CA            X   X       07/21/03

SOUTHWEST GEORGIA FINANCIAL CORP        GA                    X   07/22/03

SPARTAN STORES INC                      MI      X         X       07/07/03

ST JOE CO                               FL                X   X   07/22/03

STANLEY WORKS                           CT                X   X   07/22/03

STARTECH ENVIRONMENTAL CORP             CO            X   X       07/18/03

STEEL DYNAMICS INC                      IN                X   X   07/21/03

STERLING BANCORP                        NY            X   X       07/22/03

STERLING FINANCIAL CORP /WA/            WA                    X   07/22/03

STRUCTURED ASSET SEC CORP II COM MORT                     X       07/01/03

STRUCTURED ASSET SECURITIES CORP II                       X       07/01/03

SUMMIT BANK CORP                        GA                    X   07/22/03

SUMMIT FINANCIAL CORP                   SC                X   X   07/22/03

SUN MICROSYSTEMS INC                    DE                X   X   07/22/03

SUSQUEHANNA BANCSHARES INC              PA                X   X   07/22/03

SYNPLICITY INC                          CA                X   X   07/22/03

TARGET RECEIVABLES CORP                 MN            X           07/22/03

TARGETED GENETICS CORP /WA/             WA            X   X       07/21/03

TECHNICAL COMMUNICATIONS CORP           MA          X     X       07/22/03

TELE OPTICS INC                         DE          X     X       07/21/03

TENNECO AUTOMOTIVE INC                  DE            X   X   X   07/22/03

TEXAS PETROCHEMICAL HOLDINGS INC        DE        X       X       07/22/03

TEXAS PETROCHEMICALS LP                 TX        X       X       07/22/03

THISTLE GROUP HOLDINGS CO                                 X   X   07/17/03

THOMAS & BETTS CORP                     TN                X   X   07/21/03

THORATEC CORP                           CA                X   X   07/22/03

TIDEWATER INC                           DE                    X   07/22/03

TINTIC GOLD MINING  CO                  UT          X     X       07/21/03

TORCHMARK CORP                          DE                X   X   07/22/03

TOWER AUTOMOTIVE INC                    DE                X   X   07/22/03

TRACTOR SUPPLY CO /DE/                  DE                X   X   07/21/03

TRIMERIS INC                            DE                X   X   07/22/03

TROPICAL SPORTSWEAR INTERNATIONAL COR   FL                X       06/28/03

TSR INC                                 DE                X       07/22/03

TUPPERWARE CORP                         DE                X   X   07/22/03

UNIFI INC                               NY            X   X       07/17/03

UNISOURCE ENERGY CORP                   AZ            X           07/22/03

UNITED COMMUNITY BANKS INC              GA                X   X   07/22/03

UNIVERSAL HEALTH SERVICES INC           DE                X   X   07/21/03

UNIZAN FINANCIAL CORP                   OH                X   X   07/21/03

US CAN CORP                             DE            X       X   07/22/03

V F CORP                                PA                    X   07/22/03

VAIL BANKS INC                          CO                X   X   07/21/03

VALLEY FINANCIAL CORP /VA/              VA            X           07/22/03

VALMONT INDUSTRIES INC                  DE                X   X   07/21/03

VAXGEN INC                              DE            X           07/18/03

VENTURE FINANCIAL GROUP INC             WA            X   X       07/16/03

VERILINK CORP                           DE                X   X   08/22/03

VIRAGE INC                              DE                X       06/30/03

VITESSE SEMICONDUCTOR CORP              DE                X   X   07/22/03

VIXEL CORP                              DE                    X   07/22/03

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC                X       07/01/03

WAKE FOREST BANCSHARES INC                                X   X   07/22/03

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X       07/21/03

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X       07/22/03

WASHINGTON REAL ESTATE INVESTMENT TRU   MD                X   X   07/21/03

WAUSAU MOSINEE PAPER CORP               WI            X   X   X   07/22/03

WAYNE BANCORP INC /OH/                  OH            X   X       07/21/03

WEBSENSE INC                            DE                    X   07/22/03

WEBSTER CITY FEDERAL BANCORP                              X   X   07/21/03

WELLPOINT HEALTH NETWORKS INC /DE/      DE                X   X   07/22/03

WEST BANCORPORATION INC                 IA                    X   07/21/03

WEST PHARMACEUTICAL SERVICES INC        PA                X       06/30/03

WESTAR ENERGY INC /KS                   KS            X   X       07/22/03

WESTERN OHIO FINANCIAL CORP             DE                X   X   07/22/03

WFN CREDIT CO LLC                       DE                X       07/15/03

WHITEWING ENVIRONMENTAL CORP            CA                X       05/08/03    AMEND

WJ COMMUNICATIONS INC                   CA                X   X   07/22/03

WOODWARD GOVERNOR CO                    DE                    X   06/30/03

WORKFLOW MANAGEMENT INC                 DE                X   X   07/21/03

WORLD FINANCIAL NETWORK NATIONAL BANK   OH                X       07/15/03

WRIGLEY WM JR CO                        DE                X       07/22/03

XTO ENERGY INC                          DE                X   X   07/22/03

YP NET INC                              NV            X   X       07/16/03

ZIMMER HOLDINGS INC                     DE            X   X       07/22/03