SEC NEWS DIGEST

   Issue 2006-169                                         August 31, 2006


   COMMISSION ANNOUNCEMENTS


   SEC SMALL BUSINESS FORUM TO FOCUS  ON  INTERACTIVE  DATA  AND  CAPITAL
   FORMATION 

   The  Securities  and  Exchange  Commission's  annual  Forum  on  Small
   Business Capital Formation at 9:00 a.m. on Friday, Sept. 29, 2006,  at
   its Washington, D.C.,  headquarters,  will  focus  on  the  advantages
   filing interactive data with the SEC can give smaller public companies
   and on capital formation challenges facing small business.  The  SEC's
   annual  forum  was  authorized  by  Congress  in   1980   and   offers
   representatives of  smaller  companies  an  opportunity  to  meet  and
   communicate with  senior  government  officials.  The  two  roundtable
   discussions on interactive data and capital  formation  are  scheduled
   for the morning and  will  be  open  to  the  public  and  Webcast  at
   www.sec.gov.  The  afternoon  schedule  will  include  breakout  group
   sessions. Participants in the  breakout  groups  will  help  formulate
   specific recommendations to improve small business  capital  formation
   through  legislation,  regulation  and  private  action.  Registration
   instructions and other information for this year's forum are available
   by     visiting     the     SEC     forum's      Web      page      at
   http://www.sec.gov/info/smallbus/sbforum.shtml.  Inquirers  can   also
   call the SEC's Office of Small Business Policy at (202) 551-3460.  The
   SEC will post further  information  about  the  forum,  including  the
   agenda and  list  of  participants,  as  arrangements  are  finalized.
   Members of the public who wish to suggest topics for discussion at the
   roundtable  sessions  or  recommendations  to  be  considered  in  the
   breakout groups should e-mail  them  to  the  SEC's  Office  of  Small
   Business Policy at SmallBusiness@SEC.gov or mail them to the office at
   100 F Street, N.E., Washington, D.C. 20549-3628. (Press Rel. 2006-146)

   COMMISSION MEETINGS

   CLOSED MEETING - THURSDAY, SEPTEMBER 7, 2006 - 2:00 P.M.

   The subject matter of  the  closed  meeting  scheduled  for  Thursday,
   September 7, will be: Formal orders of investigation; Institution  and
   settlement  of  injunctive  actions;  Institution  and  settlement  of
   administrative  proceedings  of  an  enforcement  nature;   Litigation
   matters; and Consideration of amicus participation.

   At times, changes in Commission priorities require alterations in  the
   scheduling of meeting items. For further information and to  ascertain
   what, if any, matters have been added, deleted  or  postponed,  please
   contact: The Office of the Secretary at (202) 551-5400.


   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF AXUM, INCORPORATED

   The Commission announced that on Aug. 30, 2006,  it  issued  an  order
   permanently  suspending  the   Regulation   A   exemption   of   Axum,
   Incorporated (Axum).

   The Commission temporarily suspended Axum's Regulation A exemption  on
   Jan. 24, 2006, and provided at that time that  any  person  having  an
   interest in the matter could file a written request for a hearing  for
   the purpose of determining whether the temporary suspension should  be
   vacated or made permanent. Axum requested a hearing, but  subsequently
   submitted an offer of settlement which  the  Commission  accepted.  On
   April 28, 2006,  the  Commission  issued  an  Order  Making  Findings,
   Staying Proceedings, Specifying Procedures and Delegating Authority in
   connection with the settlement. The April  28,  2006,  order  provided
   specific time frames under which Axum was required to file  amendments
   to its offering statement, and further provided that if Axum failed to
   comply with the time frames the company's Regulation A exemption would
   be permanently suspended. In an Order Making Findings and  Permanently
   Suspending Regulation A Exemption dated Aug. 30, 2006, the  Commission
   found that Axum had failed to comply with the  relevant  time  frames,
   and permanently suspended Axum's exemption under Regulation  A.  (Rel.
   33-8736; File No. 3-12158)

   COMMISSION DISMISSES ARTHUR JAMES NIEBAUER'S APPLICATION FOR REVIEW OF
   EXCHANGE DISCIPLINARY ACTION AGAINST HIM

   The  Commission  has  dismissed  the   application   for   review   of
   disciplinary action taken by the New York Stock Exchange, Inc. against
   Arthur James Niebauer, a former principal  of  Westminster  Securities
   Corporation, an Exchange member organization. The Exchange found  that
   Niebauer violated Exchange rules (1) by breaking up customer round-lot
   orders into odd-lot orders and effecting their execution  through  the
   Exchange's odd-lot order  system,  and  (2)  by  engaging  in  odd-lot
   trading on the Exchange which circumvented the  Exchange's  round  lot
   auction market. For these violations, the Exchange censured  Niebauer,
   suspended him for two months, and fined him $25,000.

   The Commission found that Niebauer violated Exchange rules as charged,
   and concluded that the sanctions imposed against him were  appropriate
   to protect the  public  from  harm.  The  Commission  determined  that
   Niebauer's  trading  practices  at  issue   were   inconsistent   with
   traditional odd-lot trading practices and the integrity of  the  round
   lot auction market. The Commission concluded  that,  by  circumventing
   the round lot auction market, Niebauer threatened the integrity of the
   pricing mechanism required for the maintenance of a fair  and  orderly
   market. Accordingly, the Commission saw  no  basis  for  reducing  the
   Exchange's sanctions against Niebauer. (Rel.  34-54384;  File  No.  3-
   12165)

   IN THE MATTER OF DELAWARE SERVICE COMPANY, INC.

   On  August  31,   the   Commission   issued   an   Order   Instituting
   Administrative and Cease-and-Desist Proceedings Pursuant  to  Sections
   9(b) and 9(f) of  the  Investment  Company  Act  of  1940  (Investment
   Company Act) Making Findings and Imposing  Remedial  Sanctions  and  a
   Cease-and-Desist Order (Order) against Delaware Service Company,  Inc.
   (DSC). The Order finds that DSC caused and  aided  and  abetted  three
   closed-end funds'  violations  of  Section  19(a)  of  the  Investment
   Company Act and Rule 19a-1. Section  19(a)  and  Rule  19a-1  prohibit
   investment companies from making any distribution to shareholders from
   any  source  other  than  net  income  unless  the   distribution   is
   accompanied by a written  statement  which  adequately  discloses  its
   source. From January 2000 through March 2004, the Delaware Investments
   Dividend and Income Fund, Inc., Delaware Investments  Global  Dividend
   and Income Fund, Inc., and the Lincoln National Convertible Securities
   Fund,  Inc.  paid  a  total  of  98  distributions  without  providing
   shareholders  contemporaneous  notice  that  the  distributions   were
   substantially derived from a return of shareholders' capital. DSC  was
   contractually obligated as the fund administrator to send  notices  in
   compliance with Section 19(a), but failed to do  so.  The  Order  also
   finds that DSC violated Section 34(b) of the Investment Company Act by
   making a material misrepresentation to the Commission in an  exemption
   application that such notices were sent when, in fact, they were not.

   Based on the above, the Order requires DSC to cease  and  desist  from
   committing or causing any violations  and  any  future  violations  of
   Section 34(b) of the Investment Company Act and causing any violations
   and any future violations of Section 19(a) of the  Investment  Company
   Act and Rule 19a-1 thereunder, and pay a civil  penalty  of  $425,000.
   DSC consented to the  issuance  of  the  Order  without  admitting  or
   denying any of the findings. (Rel. IC-27473; File No. 3-12403)

   SEC OBTAINS FINAL JUDGMENT AGAINST FORMER PRESIDENT OF OREX GOLD MINES
   CORPORATION AND TWO FORMER BOILER ROOM OPERATORS

   COURT ALSO GRANTS COMMISSION'S MOTION  FOR  SUMMARY  JUDGMENT  AGAINST
   PRIMARY ARCHITECT OF THE OREX MANIPULATION SCHEME,  FINDS  HIM  LIABLE
   FOR SECURITIES FRAUD

   The Commission announced today that on Aug. 15,  2006,  the  Honorable
   James I. Cohn, U.S.  District  Judge  for  the  Southern  District  of
   Florida, entered a  final  judgment  by  consent  against  the  former
   president of Orex Gold Mines Corporation,  Warren  Heminger  (formerly
   known as Warren Hemedinger), and  two  former  boiler-room  operators,
   Robert Vitale and Sal Puccio, in SEC v. John Surgent,  et  al.,  Civil
   Action No.  04-60493-CIV  (S.D.  Fla.)  (JIC).  All  three  defendants
   settled the charges without admitting or denying  the  allegations  in
   the Commission's complaint.

   The Commission also  announced  today  that  on  July  24,  2006,  the
   Commission prevailed in its motion for summary judgment  against  John
   Surgent, the primary architect of the Orex  manipulation  scheme.  The
   Court found Surgent liable for securities fraud and violations of  the
   registration provisions of the  Securities  Act  of  1933.  The  Court
   enjoined him from future violations of the antifraud and  registration
   provisions of the federal securities laws, permanently barred him from
   participating in the offering  of  any  penny  stock  and  permanently
   barred him from acting  as  an  officer  or  director  of  any  public
   company. The Court reserved for a later hearing a determination of the
   monetary sanctions to be imposed against Surgent. Previously,  Surgent
   was convicted in a related criminal proceeding (U.S. v. Surgent, # 04-
   cr-0364 (JG)  (EDNY))  for  securities  fraud  and  money  laundering,
   sentenced to a term of fourteen years incarceration,  and  ordered  to
   pay $1.7 million in victim restitution.

   The Commission's complaint in this matter, filed on  April  16,  2004,
   alleged that from March through July 1999, the defendants  used  false
   promotional  materials  and  classic  "boiler-room"  tactics  to  sell
   approximately $6 million of  Surgent's  unregistered  securities.  The
   complaint alleged that Surgent, a recidivist securities  law  violator
   and disbarred attorney, controlled the majority of Orex  stock  and  -
   together with Heminger, the company's nominal president - created  and
   distributed promotional materials that falsely portrayed  Orex  as  an
   active, established mining company with mines and a revolutionary gold
   extraction process. In truth,  the  complaint  alleged,  Orex  neither
   owned any mines nor possessed any mining equipment. The complaint also
   alleged that the gold extraction process that formed  the  cornerstone
   of the Orex promotional campaign had never been tested or  implemented
   on a commercial basis.

   The complaint further alleged that Vitale  and  Puccio  -  working  as
   brokers at a "boiler room" operating out of the Pompano Beach, Florida
   office of Preferred Securities Group, Inc. - engaged in various  sales
   practice abuses while selling Orex stock, made  false  and  misleading
   statements about  Orex,  failed  to  make  the  required  penny  stock
   disclosures to customers concerning Orex, and otherwise engaged  in  a
   variety of fraudulent and deceptive conduct.

   The final judgment  against  Heminger  permanently  enjoins  him  from
   future violations of the antifraud and registration provisions of  the
   federal securities laws, permanently bars him  from  participating  in
   any penny stock offering, and bars him, for a  period  of  ten  years,
   from acting as an officer or  director  of  any  public  company.  The
   judgment further  orders  Heminger  to  disgorge  $18,000,  an  amount
   representing his ill-gotten gains and pre-judgment  interest  thereon,
   as well as $7,000 in civil penalties. The judgment did  not  impose  a
   penalty in excess  of  $7,000  based  on  Heminger's  sworn  financial
   statement and other information submitted to the Commission.

   The final judgments against Vitale and Puccio permanently enjoin  each
   of them from future violations of  the  antifraud,  registration,  and
   penny stock disclosure provisions  of  the  federal  securities  laws,
   permanently bar each of them from participating  in  any  penny  stock
   offerings, and order each of them to pay $40,025 in disgorgement  plus
   pre-judgment interest and $60,000 in  civil  penalties.  In  addition,
   without admitting or denying the  Commission's  findings,  Vitale  and
   Puccio have agreed to  Commission  administrative  orders,  instituted
   today, that permanently bar each of them  from  association  with  any
   registered broker or dealer, based on  the  federal  District  Court's
   entry  of  injunctions  against  them.  For  further  information  see
   Litigation Release No. 18669 (April 19, 2004), Litigation Release  No.
   19006 (Dec. 20, 2004), and Litigation Release  No.  19390  (Sept.  23,
   2005). [SEC v. John W. Surgent, et al., Civil Action No.  04-60493-CIV
   (S.D. Fla.) (JIC)] (LR-19817); Administrative Proceeding (Puccio -Rel.
   54392; File No. 3-12405; Vitale - Rel. 34-54393; File No. 3-12406)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A proposed rule change (SR-Phlx-2006-50) and Amendment No.  1  thereto
     filed by the Philadelphia Stock Exchange  relating  to  extending  its
     pilot  programs  for  dividend,  merger,  and  short  stock   interest
     strategies has become effective immediately under Section  19(b)(3)(A)
     of the Securities Exchange Act of 1934. Publication is expected in the
     Federal Register during the week of September 4. (Rel. 34-54381)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


SB-2    Revo Ventures Inc., POST OFFICE 020, LU YUAN DISTRICT, 
        CHANG CHUN, JI LIN, CHANG CHUN, F4, 130062, 139-4303-4459 - 
        5,000,000 ($50,000.00) Equity, (File 333-136981 - Aug. 30) (BR. )

S-1     CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 
        7035069460 - 0 ($15,990,510.00) Equity, (File 333-136982 - Aug. 30) 
        (BR. 01A)

S-8     UNIVERSAL STAINLESS & ALLOY PRODUCTS INC, 600 MAYER ST, BRIDGEVILLE, 
        PA, 15017, 4122577600 - 60,000 ($1,409,400.00) Equity, 
        (File 333-136984 - Aug. 30) (BR. 06A)

S-8     FBL FINANCIAL GROUP INC, 5400 UNIVERSITY AVE, WEST DES MOINES, IA, 
        50266, 5152255400 - 0 ($161,300,000.00) Equity, (File 333-136985 - 
        Aug. 30) (BR. 01A)

S-8     INTER PARFUMS INC, 551 FIFTH AVE, STE 1500, NEW YORK, NY, 10176, 
        2129832640 - 46,100 ($700,720.00) Equity, (File 333-136986 - Aug. 30) 
        (BR. 06C)

SB-2    OPEN ENERGY CORP, 674 GRANVILLE STREET, PO BOX 54037, VANCOUVER, A1, 
        V6C 3P4, 604.657.2246 - 80,000,891 ($69,600,775.00) Equity, 
        (File 333-136987 - Aug. 30) (BR. 04C)

S-8     INTER PARFUMS INC, 551 FIFTH AVE, STE 1500, NEW YORK, NY, 10176, 
        2129832640 - 811,100 ($13,249,318.00) Equity, (File 333-136988 - 
        Aug. 30) (BR. 06C)

SB-2    China Unitech Group, Inc., SUITE 12B2, HANWEI PLAZA, 
        7 GUANGHUA ROAD, CHAOYANG DISTRICT, BEIJING, F4, 100004, 
        (86-10) 6530-6109 - 2,000,000 ($200,000.00) Equity, (File 333-136989 - 
        Aug. 30) (BR. )

S-8     AVID TECHNOLOGY INC, METROPOLITAN TECHNOLOGY PARK, ONE PARK WEST, 
        TEWKSBURY, MA, 01876, 9786406789 - 34,581 ($292,210.00) Equity, 
        (File 333-136991 - Aug. 30) (BR. 10A)

S-1     ELECTRIC CITY CORP, 1280 LANDMEIER ROAD, ELK GROVE, IL, 60007, 
        8474371666 - 0 ($40,003,829.00) Equity, (File 333-136992 - Aug. 30) 
        (BR. 10B)

SB-2    PIPELINE DATA INC, 1599 WASHINGTON STREET, SUITE 1D, BRAINTREE, MA, 
        02184, 781 843 3812 - 
        35,543,134 ($44,428,918.00) Debt Convertible into Equity, 
        13,875,000 ($17,343,750.00) Equity, (File 333-136994 - Aug. 30) 
        (BR. 08C)

SB-2    RAPTOR NETWORKS TECHNOLOGY INC, 1241 E. DYER ROAD, SUITE 150, 
        SANTA ANA, CA, 92705, (949) 623-9300 - 
        34,533,638 ($12,777,446.06) Equity, (File 333-136995 - Aug. 30) 
        (BR. 03B)

S-3     AMERICAN SKANDIA LIFE ASSURANCE CORP/CT, ONE CORPORATE DRIVE, SHELTON, 
        CT, 06484, 2039261888 - 0 ($2,000,000,000.00) Other, (File 333-136996 - 
        Aug. 30) (BR. 20)

S-8     MB FINANCIAL INC     /MD, 801 WEST MADISON STREET, CHICAGO, IL, 60607, 
        3124217600 - 332,760 ($8,790,040.00) Equity, (File 333-136997 - 
        Aug. 30) (BR. 07A)

S-3     ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVENUE, SUITE 300, 
        MORRISTOWN, NJ, 07960, 973-290-0080 - 974,184 ($7,910,374.00) Equity, 
        (File 333-136998 - Aug. 30) (BR. 08A)

S-3     American Home Mortgage Assets LLC, 538 BROADHOLLOW ROAD, MELVILLE, NY, 
        11747, (516) 622-8960 - 
        0 ($5,000,000,000.00) Mortgage Backed Securities, (File 333-136999 - 
        Aug. 30) (BR. 05D)

S-8     MORGAN BEAUMONT, INC., 6015 31ST STREET EAST, BRADENTON, FL, 34203, 
        941-753-2875 - 14,074,284 ($5,629,713.60) Equity, 
        10,925,716 ($2,075,886.04) Unallocated (Universal) Shelf, 
        (File 333-137000 - Aug. 30) (BR. 07A)

S-3     Eagle Bulk Shipping Inc., 477 MADISON AVENUE, SUITE 1405, NEW YORK, NY, 
        10022, 212-785-2500 - 
        0 ($300,000,000.00) Unallocated (Universal) Shelf, (File 333-137003 - 
        Aug. 30) (BR. 05B)

S-8     L-1 IDENTITY SOLUTIONS, INC., 177 BROAD STREET, STAMFORD, CT, 06901, 
        203-504-1100 - 5,884,991 ($83,498,345.26) Equity, (File 333-137004 - 
        Aug. 30) (BR. 03A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


				      STATE     
NAME OF ISSUER                        CODE   	8K ITEM NO.		    	 DATE     COMMENT

ABX AIR INC                                      1.01,2.03                      08/24/06

ACE CASH EXPRESS INC/TX                 TX       8.01,9.01                      08/29/06

ACE CASH EXPRESS INC/TX                 TX       1.01,9.01                      08/28/06

ADAPTEC INC                             DE       1.01,9.01                      08/24/06

ADVANCED BIOTHERAPY INC                 DE       1.01,3.02,5.01,5.02,9.01       08/29/06

AFV SOLUTIONS, INC.                     NV       5.02,8.01,9.01                 08/23/06

AKORN INC                               LA       2.04                           08/27/06

ALANCO TECHNOLOGIES INC                 AZ       1.01                           08/28/06

ALBANY INTERNATIONAL CORP /DE/          DE       1.01,2.03                      08/28/06

ALCiS Health, Inc.                      DE       9.01                           03/31/06    AMEND

ALFA CORP                               DE       4.01,9.01                      08/24/06

ALPHARMA INC                            DE       1.01                           08/30/06

ALPHARMA INC                            DE       5.02                           08/30/06

Alternative Loan Trust 2006-OA16                 9.01                           08/30/06

ALTERNET SYSTEMS INC                    NV       5.02                           08/28/06

AMB PROPERTY CORP                       MD       1.01,5.03,8.01,9.01            08/18/06

AMB PROPERTY LP                         DE       5.03,9.01                      08/25/06

American Home Mortgage Assets Trust 2   DE       9.01                           08/30/06

AMERICAN HOME MORTGAGE INVESTMENT TRU   DE       8.01,9.01                      08/25/06

AMERICAN POWER CONVERSION CORPORATION   MA       1.01,9.01                      08/24/06

AMSURG CORP                             TN       7.01,9.01                      08/30/06

APPLEBEES INTERNATIONAL INC             DE       1.01,5.02,5.03,9.01            08/25/06

ARISTOTLE CORP                          DE       7.01,9.01                      08/29/06

AROTECH CORP                            DE       1.01,3.02,9.01                 08/30/06

ARTS WAY MANUFACTURING CO INC           DE       4.01                           08/29/06

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      08/30/06

AVATAR SYSTEMS INC                      TX       1.01,2.01,2.02,2.03,9.01       08/17/06

AVNET INC                               NY       9.01                           08/29/06

AVP INC                                 DE       5.02                           08/24/06

AXONYX INC                              NV       8.01,9.01                      08/30/06

BA Master Credit Card Trust II                   8.01,9.01                      08/30/06

BAY BANKS OF VIRGINIA INC               VA       8.01                           08/29/06

Bear Stearns Asset Backed Securities    DE       9.01                           08/30/06

Bear Stearns Mortgage Funding Trust 2   DE       8.01,9.01                      07/31/06    AMEND

BISYS GROUP INC                         DE       2.01,8.01,9.01                 03/08/06    AMEND

BLACKBOARD INC                          DE       1.01,5.02                      08/29/06

BLAST ENERGY SERVICES, INC.             CA       1.01,2.01,2.03,3.02,9.01       08/25/06

BLOUNT INTERNATIONAL INC                DE       1.01                           08/24/06

BRADLEY PHARMACEUTICALS INC             DE       8.01,9.01                      08/30/06

CABOT OIL & GAS CORP                    DE       1.01,7.01,9.01                 08/25/06

CANO PETROLEUM, INC                              1.01,3.02,3.03,9.01            08/25/06

CCH II LLC                                       8.01,9.01                      08/29/06

CCO HOLDINGS LLC                                 8.01,9.01                      08/29/06

CENDANT CORP                            DE       8.01,9.01                      08/29/06

Centale, Inc.                           NY       5.02                           08/28/06

Chaparral Steel CO                      DE       1.01,9.01                      08/29/06

CHARTER COMMUNICATIONS HOLDINGS LLC     DE       8.01,9.01                      08/29/06

CHARTER COMMUNICATIONS INC /MO/         DE       8.01,9.01                      08/29/06

CHARTER FINANCIAL CORP/GA                        2.02,8.01,9.01                 04/26/06

Chartwell International, Inc.           NV       2.01,9.01                      08/24/06

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01                      08/30/06

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01                      08/30/06

CHASE CORP                              MA       5.02                           08/25/06

CHEESECAKE FACTORY INCORPORATED         DE       8.01,9.01                      08/29/06

Citicorp Residential Mortgage Trust S   DE       9.01                           08/30/06

Citigroup Mortgage Loan Trust 2006-HE            9.01                           08/04/06

Citigroup Mortgage Loan Trust 2006-WF            9.01                           08/09/06

CLEAR CHOICE FINANCIAL, INC.            NV       2.01,3.02,9.01                 05/31/06    AMEND

COLLEGE PARTNERSHIP INC                 NV       4.01,5.02,9.01                 07/26/06

COLUMBIA LABORATORIES INC               DE       7.01,9.01                      08/29/06

CONSUMER PORTFOLIO SERVICES INC         CA       7.01,9.01                      08/30/06

CORINTHIAN COLLEGES INC                          1.01,9.01                      08/24/06

CORNERSTONE MINISTRIES INVESTMENTS IN   GA       8.01,9.01                      08/30/06

COSTCO WHOLESALE CORP /NEW              WA       2.02,9.01                      08/30/06

CPG INTERNATIONAL INC.                  DE       4.02                           08/28/06

CRA INTERNATIONAL, INC.                 MA       1.01                           08/29/06

CROWN CRAFTS INC                        DE       1.01,3.03,9.01                 08/30/06

CWABS Asset-Backed Certificates Trust   DE       9.01                           08/30/06

CWABS Asset-Backed Certificates Trust            9.01                           08/29/06

CWALT INC                               DE       9.01                           08/30/06

CWALT INC                               DE       9.01                           08/30/06

CWALT INC                               DE       9.01                           08/30/06

CWALT INC                               DE       9.01                           08/30/06

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      08/30/06

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      08/30/06

CWMBS INC                               DE       9.01                           08/30/06

CYBER DEFENSE SYSTEMS INC               FL       1.01,9.01                      08/30/06

DANA CORP                               VA       7.01,9.01                      08/30/06

DAVITA INC                              DE       1.01,9.01                      08/25/06

DDI CORP                                CA       1.01,9.01                      08/08/06    AMEND

DELTA AIR LINES INC /DE/                DE       2.02,9.01                      08/30/06

DELTA MUTUAL INC                                 3.02                           07/26/06

DILLARDS INC                            DE       7.01,9.01                      08/30/06

DOR BIOPHARMA INC                       DE       1.01,5.02,9.01                 08/24/06

DOV PHARMACEUTICAL INC                  DE       3.01,8.01                      08/29/06

DRESS BARN INC                          CT       1.01,9.01                      08/29/06

DSW Inc.                                OH       2.02,9.01                      08/30/06

DUKE CAPITAL LLC                        DE       4.02                           08/24/06

DUKE REALTY CORP                        IN       1.01,9.01                      08/24/06

DUKE REALTY LIMITED PARTNERSHIP/        IN       1.01,9.01                      08/24/06

DYNADAPT SYSTEM INC                     CO       5.02,5.03,8.01,9.01            08/29/06

EAST PENN FINANCIAL CORP                         8.01,9.01                      08/29/06

EASTMAN KODAK CO                        NJ       5.02,9.01                      08/22/06

ENVIROKARE TECH INC                     NV       9.01                           08/24/06

EQUITY TECHNOLOGIES & RESOURCES INC     DE       2.01,3.02,5.01,5.02,8.01,9.01  08/25/06

ETOTALSOURCE INC                        CO       4.01,5.02,9.01                 05/15/06

EXABYTE CORP /DE/                       DE       8.01                           08/30/06

EXELON CORP                             PA       2.06                           08/29/06

FARMER BROTHERS CO                      CA       1.01,2.02,8.01,9.01            08/24/06

Federal Home Loan Bank of Des Moines    X1       3.03,9.01                      08/24/06

FIA Card Services, National Associati   DE       8.01,9.01                      08/25/06

FIRST BANCORP /PR/                      PR       1.01                           08/25/06

FIRST CITIZENS BANC CORP /OH            OH       5.02                           08/15/06

First Franklin Mortgage Loan Trust 20   DE       8.01                           08/30/06

FIRST KEYSTONE CORP                     PA       8.01                           08/30/06

FNB CORP \VA\                           VA       1.01,9.01                      08/25/06

G&K SERVICES INC                        MN       1.01                           08/24/06

GENESEE & WYOMING INC                   DE       8.01,9.01                      08/25/06

GIANT INDUSTRIES INC                    DE       1.01,9.01                      08/26/06

GLOBAL ENTERTAINMENT CORP               NV       2.02,9.01                      08/30/06

GOLDEN PHOENIX MINERALS INC /MN/        MN       1.01,8.01,9.01                 08/29/06

GREAT CHINA MINING, INC                 NV       8.01,9.01                      08/29/06

GRIFFIN LAND & NURSERIES INC            DE       7.01,9.01                      08/30/06

Halo Technology Holdings, Inc.          NV       1.01,2.03,9.01                 08/24/06

Harborview 2006-7                       DE       8.01,9.01                      08/15/06

Harborview 2006-8                       DE       8.01                           08/30/06

HARTCOURT COMPANIES INC                 UT       5.02,9.01                      08/30/06

HEADLINERS ENTERTAINMENT GROUP, INC.    DE       1.02                           08/29/06

HEICO CORP                              FL       2.02                           08/30/06

HENNESSY ADVISORS INC                            1.01,9.01                      08/28/06

HERITAGE BANKSHARES INC /VA             VA       2.02,9.01                      08/29/06

HUDSON VALLEY HOLDING CORP              NY       8.01,9.01                      08/29/06

HUTTON HOLDINGS CORP                    NV       7.01,9.01                      08/30/06

HYDROGEN ENGINE CENTER, INC.            NV       9.01                           08/28/06

ICON HEALTH & FITNESS INC               DE       2.02,7.01,9.01                 05/31/06

IDT CORP                                DE       2.01,7.01,9.01                 08/24/06

IKONA GEAR INTERNATIONAL INC            NV       1.01,9.01                      08/30/06

IndyMac INDA Mortgage Loan Trust 2006            9.01                           08/30/06

IndyMac INDX Mortgage Loan Trust 2006            9.01                           08/30/06

INDYMAC MBS INC RESIDENTIAL ASSET SEC            8.01                           08/25/06

IndyMac RAST 2004-R2                             8.01                           08/25/06

INNKEEPERS USA TRUST/FL                 MD       8.01,9.01                      08/30/06

INTEGRATED SILICON SOLUTION INC         DE       1.01,9.01                      08/28/06

INTERNATIONAL BARRIER TECHNOLOGY INC/            8.01,9.01                      08/24/06

INTERNATIONAL IMAGING SYSTEMS INC                1.01,2.01,8.01,9.01            08/29/06

INTERNATIONAL MONETARY SYSTEMS LTD /W   WI       1.01,2.01,9.01                 08/29/06

International Power Group, Ltd.         DE       8.01                           08/29/06

INTERSTATE BAKERIES CORP/DE/            DE       1.01,9.01                      08/25/06

INTERSTATE BAKERIES CORP/DE/            DE       5.02,9.01                      08/30/06

IOMAI CORP                                       2.03                           08/28/06

IOMED INC                               UT       2.02,9.01                      08/29/06

IXYS CORP /DE/                          DE       1.01,9.01                      08/24/06

J P MORGAN CHASE & CO                   DE       9.01                           08/28/06

J.P. Morgan Mortgage Acquisition Trus   DE       8.01,9.01                      08/30/06

JARDEN CORP                             DE       1.01,9.01                      08/24/06

JDS UNIPHASE CORP /CA/                  DE       2.02,9.01                      08/30/06

KINGS ROAD ENTERTAINMENT INC            DE       1.01                           08/24/06

LAYNE CHRISTENSEN CO                    DE       2.02,9.01                      08/30/06

LEGEND INTERNATIONAL HOLDINGS INC       DE       3.02                           08/30/06

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           08/24/06

Lehman Mortgage Trust 2006-5            DE       8.01                           08/30/06

LESCO INC/OH                            OH       1.02                           08/28/06

Liberty Global, Inc.                             7.01                           08/30/06

LIGAND PHARMACEUTICALS INC              DE       1.01,9.01                      08/30/06

LIQUIDITY SERVICES INC                           1.01,9.01                      08/29/06

LONG BEACH SECURITIES CORP              DE       9.01                           08/30/06

LTX CORP                                MA       2.02,9.01                      08/30/06

LUCAS ENERGY, INC.                      NV       1.01,2.01,2.03,3.02            08/28/06

MAC-GRAY CORP                           DE       3.01                           08/30/06

MAGNITUDE INFORMATION SYSTEMS INC       DE       1.01,3.02,5.02,7.01,9.01       08/25/06

MANARIS CORP                            NV       5.02,9.01                      08/24/06    AMEND

MASTR Asset Backed Securities Trust 2   DE       9.01                           08/03/06

MEADE INSTRUMENTS CORP                  DE       2.02,4.02,9.01                 08/25/06

MED-TECH SOLUTIONS, INC.                         8.01,9.01                      08/29/06

MEDICALCV INC                           MN       5.02                           08/24/06

MEDICSIGHT INC                          DE       1.01,2.03                      08/25/06

Mercantile Bancorp, Inc.                DE       1.01,9.01                      08/24/06

MERCER INSURANCE GROUP INC              PA       8.01,9.01                      08/29/06

MESTEK INC                              PA       8.01,9.01                      08/29/06

META FINANCIAL GROUP INC                DE       8.01,9.01                      08/28/06

METAL MANAGEMENT INC                    DE       8.01,9.01                      08/30/06

MICROS SYSTEMS INC                      MD       2.02                           08/29/06

MICROTEK MEDICAL HOLDINGS, INC          GA       1.01,9.01                      08/25/06

MINRAD INTERNATIONAL, INC.                       1.01,5.02,9.01                 08/28/06

MOTORCAR PARTS  AMERICA INC             NY       1.01,1.02,9.01                 08/24/06

MOVENTIS CAPITAL, INC.                  DE       9.01                           08/28/06

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01                      08/25/06

MUZAK HOLDINGS LLC                      DE       5.02,9.01                      08/24/06

Nalco Finance Holdings LLC                       2.02,9.01                      08/29/06

Nalco Holding CO                                 2.02,9.01                      08/29/06

Nalco Holdings LLC                      DE       2.02,9.01                      08/29/06

NATIONAL CITY AUTO RECEIVABLES TRUST             8.01,9.01                      08/15/06

NATIONAL CITY CREDIT CARD MASTER TRUS            8.01,9.01                      08/15/06

NEOMEDIA TECHNOLOGIES INC               DE       1.01,3.02,9.01                 08/24/06

NEOMEDIA TECHNOLOGIES INC               DE       8.01,9.01                      08/24/06

NewGen Technologies, Inc                NV       1.01,2.03                      08/24/06

NEWPARK RESOURCES INC                   DE       2.05,2.06,9.01                 08/24/06

OCEANEERING INTERNATIONAL INC           DE       1.01,5.02,9.01                 08/25/06

OMNI USA INC                            NV       5.02,7.01,9.01                 08/24/06

OPEN ENERGY CORP                        NV       2.02,8.01,9.01                 08/22/06

OPTICAL COMMUNICATION PRODUCTS INC      DE       2.01,9.01                      08/24/06

ORTEC INTERNATIONAL INC                 DE       1.01,5.03                      08/24/06

ORTHOLOGIC CORP                         DE       8.01,9.01                      08/29/06

OSI RESTAURANT PARTNERS, INC.           DE       1.01,9.01                      08/30/06

PANACOS PHARMACEUTICALS, INC.           DE       1.01,5.02                      08/28/06

PC TEL INC                              DE       1.01                           08/24/06

PDL BIOPHARMA, INC.                     DE       8.01,9.01                      08/30/06

PHASE III MEDICAL INC/DE                DE       3.02,7.01,8.01,9.01            08/17/06

PHH CORP                                MD       8.01,9.01                      08/30/06

PIPELINE DATA INC                                2.02,7.01                      06/30/06

PIPELINE DATA INC                                8.01                           06/30/06

PLACER SIERRA BANCSHARES                CA       1.02                           08/24/06

PMC SIERRA INC                          DE       2.05                           08/25/06

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           08/25/06

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           08/25/06

PROGRESS SOFTWARE CORP /MA              MA       4.02,9.01                      08/29/06

ProUroCare Medical Inc.                 NV       1.01,9.01                      08/24/06

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       8.01                           08/29/06

PYRAMID BREWERIES INC                   WA       5.02                           08/25/06

QUALMARK CORP                           CO       8.01                           08/28/06

Rackable Systems, Inc.                  DE       1.01,5.02,9.01                 08/29/06

RASER TECHNOLOGIES INC                  UT       8.01,9.01                      08/29/06

Red Lake Exploration Inc.               NV       1.01                           08/28/06

REDDY ICE HOLDINGS INC                  DE       7.01,8.01,9.01                 08/29/06

RELIV INTERNATIONAL INC                 DE       1.01,5.02,9.01                 08/24/06

REX STORES CORP                         DE       2.02,9.01                      08/30/06

RFMSI Series 2006-S7 Trust              DE       8.01,9.01                      08/29/06

RFMSI Series 2006-SA3 Trust             DE       8.01,9.01                      08/29/06

Rhino Outdoor International, Inc.                5.03                           08/30/06

ROGERS CORP                             MA       8.01,9.01                      08/23/06

ROTONICS MANUFACTURING INC/DE           DE       1.01,9.01                      08/29/06

SACO I Trust 2006-9                     DE       9.01                           08/30/06

SAFETY COMPONENTS INTERNATIONAL INC     DE       1.01,9.01                      08/29/06

SAFETY COMPONENTS INTERNATIONAL INC     DE       1.01,9.01                      08/29/06

SALIX PHARMACEUTICALS LTD                        8.01,9.01                      08/30/06

SASCO 2006-BC2                          DE       8.01,9.01                      08/30/06

SASCO 2006-S3                           DE       8.01                           08/30/06

SBM CERTIFICATE CO                      MN       8.01                           08/30/06

SCHOOL SPECIALTY INC                    WI       1.02,5.02,9.01                 08/29/06

SEACHANGE INTERNATIONAL INC             DE       2.02,9.01                      08/30/06

SEALY CORP                              DE       1.01,5.02,9.01                 08/25/06

Sequoia Mortgage Trust 2006-1                    8.01,9.01                      08/28/06

Shire plc                                        8.01,9.01                      08/29/06

Shire plc                                        8.01,9.01                      08/30/06

SIERRA PACIFIC RESOURCES /NV/           NV       8.01                           08/30/06

SIMMONS FIRST NATIONAL CORP             AR       7.01                           08/30/06

SIMPLETECH INC                          CA       1.01,8.01,9.01                 08/25/06

SMART ONLINE INC                                 1.01,1.02,2.02,9.01            08/28/06

SOFTECH INC                             MA       2.02,9.01                      08/29/06

SOLUTIA INC                             DE       7.01,9.01                      08/30/06

SORL Auto Parts Inc                     DE       4.02                           08/30/06

SOUTHERN COPPER CORP/                   DE       8.01,9.01                      08/30/06

SOUTHERN UNION CO                       DE       1.01,1.02,2.01,7.01,9.01       08/24/06

ST JOSEPH INC                           CO       1.02,5.02,8.01                 08/24/06

STANDEX INTERNATIONAL CORP/DE/          DE       2.02,9.01                      06/30/06

STRATEGY INTERNATIONAL INSURANCE GROU   TX       1.01,9.01                      08/24/06

SUN-TIMES MEDIA GROUP INC               DE       8.01                           08/29/06

SYCAMORE NETWORKS INC                   DE       2.02,8.01,9.01                 08/30/06

SYSTEMAX INC                            DE       5.03,8.01,9.01                 08/29/06

TALEO CORP                              DE       5.02                           08/25/06

TASER INTERNATIONAL INC                          5.02,9.01                      08/30/06

TBW Mortgage-Backed Trust Series 2006   DE       8.01,9.01                      08/30/06

TEPPCO PARTNERS LP                      DE       8.01,9.01                      06/30/06

THQ INC                                 DE       8.01                           08/30/06

TIVO INC                                DE       2.02,9.01                      08/30/06

TIVO INC                                DE       8.01                           08/30/06

Traffic.com, Inc.                       DE       1.01,3.02,9.01                 08/28/06

TRINITY INDUSTRIES INC                  DE       7.01,9.01                      08/30/06

TWEEN BRANDS, INC.                      DE       1.01,9.01                      08/29/06

UGI CORP /PA/                           PA       1.01,8.01,9.01                 08/24/06

UGI UTILITIES INC                       PA       1.01,2.01,9.01                 08/24/06

UNITED NATURAL FOODS INC                DE       2.02,9.01                      08/30/06

UROPLASTY INC                           MN       5.02,9.01                      08/30/06

US AIRWAYS GROUP INC                    DE       1.01                           08/24/06

US BANCORP \DE\                         DE       8.01,9.01                      08/30/06

US BIODEFENSE INC                       UT       1.01,5.02,9.01                 08/21/06

VALASSIS COMMUNICATIONS INC             DE       8.01,9.01                      08/30/06

Vanda Pharmaceuticals Inc.              DE       8.01,9.01                      08/30/06

VASOMEDICAL INC                         DE       2.02,9.01                      08/28/06

VCG HOLDING CORP                        CO       8.01,9.01                      08/25/06

VIEWSONIC CORP                          DE       1.01                           08/24/06

VIRGINIA FINANCIAL GROUP INC            VA       4.01,9.01                      08/25/06

VISTA GOLD CORP                                  8.01,9.01                      08/29/06

Volcom Inc                                       7.01                           08/29/06

W&T OFFSHORE INC                        TX       2.01,7.01,9.01                 08/24/06

Wachovia Bank Commercial Mortgage Tru   NC       8.01,9.01                      08/23/06

WASHINGTON REAL ESTATE INVESTMENT TRU   MD       2.01,9.01                      08/25/06

Wells Fargo Mortgage Backed Securitie   DE       9.01                           08/30/06

Wells Fargo Mortgage Backed Securitie   DE       9.01                           08/30/06

Wells Fargo Mortgage Backed Securitie   DE       9.01                           08/30/06

WHEELING PITTSBURGH CORP /DE/           DE       8.01,9.01                      08/30/06

WHITE ELECTRONIC DESIGNS CORP           ID       1.01,9.01                      08/24/06

WHITTIER ENERGY CORP                    NV       1.01,5.02,9.01                 08/24/06

WINDSWEPT ENVIRONMENTAL GROUP INC       DE       1.01,9.01                      08/25/06

WorldSpace, Inc                         DE       1.01,3.01,9.01                 08/24/06

XFONE INC                               NV       8.01,9.01                      08/30/06

XILINX INC                              DE       8.01                           08/25/06

YORK WATER CO                           PA       5.03,8.01,9.01                 08/28/06

ZIPREALTY INC                                    1.01,5.02,9.01                 08/30/06

ZOND WINDSYSTEM PARTNERS LTD SERIES 8            1.01                           08/26/06

Zumiez Inc                                       7.01,9.01                      08/30/06