SEC NEWS DIGEST


   Issue 2007-18                                         January 29, 2007



   COMMISSION ANNOUNCEMENTS


   REPORTS ON ADMINISTRATIVE PROCEEDINGS

   Reports on Administrative Proceedings for the Periods April  1,  2005,
   through Sept. 30, 2005; Oct. 1, 2005,  through  March  31,  2006;  and
   April 1, 2006 through Sept. 30, 2006, have been issued, giving summary
   statistical information on the Commission's administrative proceedings
   caseload. The reports are published in the SEC Docket  and  appear  on
   the Commission's website. (Rels. 34-55166, 34-55167 and 34-55168)


   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF MBIA INC.

   On January 29, the Commission issued an Order  Instituting  Cease-and-
   Desist Proceedings, Making Findings and  Imposing  a  Cease-and-Desist
   Order Pursuant to Section 8A of the Securities Act of 1933 and Section
   21C of the Securities Exchange Act of 1934 against MBIA Inc.

   The Order finds that MBIA Inc., one of the nation's  largest  insurers
   of municipal bonds, used sham reinsurance transactions to avoid having
   to recognize a $170 million loss. MBIA  suffered  the  loss  when,  in
   1998, the Allegheny Health, Education and Research Foundation  (AHERF)
   defaulted on bonds guaranteed by MBIA and MBIA was forced to make good
   on its guarantee. MBIA addressed analyst concerns about  its  expected
   losses on the  AHERF  bonds  by  representing  that  it  had  obtained
   reinsurance  to  cover  them.  In  fact,  MBIA  had   agreed   through
   concessions  on  other  reinsurance  agreements  to   compensate   the
   reinsurers for the losses they were certain  to  incur  on  the  AHERF
   contracts. The improper use of the reinsurance contracts enabled  MBIA
   to convert what would otherwise have  been  the  company's  first-ever
   quarterly loss into a profit and reverse the decline in  MBIA's  stock
   price. To mask the financial effect of this loss,  MBIA's  then-senior
   management devised a scheme to obtain reinsurance that would cover the
   entire net present value  of  the  anticipated  loss,  or  about  $170
   million, for a nominal premium. The effect was to  offset  the  entire
   $170 million loss MBIA recorded in the third quarter  with  a  roughly
   equivalent reinsurance recovery, thus converting a loss in the quarter
   to an apparent gain.

   The AHERF reinsurance consisted of three  contracts  under  which  the
   reinsurers agreed to provide coverage of up to $170  million  for  the
   AHERF loss. In order to pass  scrutiny  with  MBIA's  accountants  and
   obtain their approval for  the  desired  accounting  treatment,  these
   contracts were written as if it was  unclear  whether  the  reinsurers
   would have to pay out under them.  In  fact,  however,  MBIA  and  the
   reinsurers knew that the reinsurers  would  be  called  upon  to  pay,
   making  the  $170  million  received  by  MBIA  from  the  reinsurance
   companies ineligible for reinsurance accounting.

   MBIA reimbursed the reinsurers for the $170 million they paid to  MBIA
   by entering into other reinsurance agreements on hundreds of  millions
   of dollars of future MBIA business. Although the reinsurers  undertook
   some  risk  under  these  other  agreements,  they  were  nevertheless
   reimbursed for their payments to MBIA on the AHERF  contracts  because
   the other agreements entailed so much premium and so  little  risk  to
   the reinsurers.

   In addition, MBIA secretly entered a side agreement with  one  of  the
   reinsurers whereby it orally agreed to re-assume virtually all of  the
   risk given to the  reinsurer  on  the  future  business,  leaving  the
   reinsurer with all the premiums and virtually no risk.

   In March 2005, MBIA restated $70 million related to these  agreements,
   after an internal investigation concluded that it appeared likely that
   the oral side agreement existed. In November 2005, MBIA  restated  the
   remaining $100 million.

   Based on the above, MBIA has agreed, without admitting or denying  the
   Commission's findings, to the issuance  of  a  cease-and-desist  order
   that requires MBIA to cease and  desist  from  further  violations  of
   Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a),
   13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act of 1934 and Rules 10b-
   5, 12b-20, 13a-1, 13a-11,13a-13, and 13b2-1 thereunder, and to  comply
   with various undertakings,  including  an  undertaking  to  retain  an
   independent consultant to examine a number of  specified  transactions
   to which MBIA was a party.

   In a related settled civil action, MBIA has also consented  to  pay  a
   $50 million penalty, plus $1  in  disgorgement.  (Rels.  33-8776;  34-
   55184; AAE Rel. 2548; File  No.  3-12551);  [SEC  v.  MBIA,  Inc.,  07
   Civ.658 (JGK) SDNY].(LR-19982; AAE Rel. 2547; Press Rel. 2007-11)

   COURT  ORDERS  PARENTS  OF  FORMER  FIDELITY  TRADER  TO  COMPLY  WITH
   SUBPOENAS IN CONNECTION WITH AN INVESTIGATION CONCERNING STOCK TRADING

   The Commission announced today that  on  January  25  a  Massachusetts
   federal court issued an order requiring Concetta A. Donovan and  David
   K. Donovan, Sr. to comply with Commission subpoenas. Specifically, the
   Honorable Reginald C. Lindsay of the United States District Court  for
   the District of Massachusetts ordered that Concetta Donovan and  David
   Donovan, Sr. produce all  documents  responsive  to  the  Commission's
   subpoenas,  and  that  Concetta  Donovan  appear   for   investigative
   testimony.

   On Nov. 30, 2006, the Commission filed an application for an order  to
   show cause and for an order to comply  with  administrative  subpoenas
   against Concetta Donovan and David Donovan, Sr. The Commission  sought
   to compel Concetta Donovan and David Donovan, Sr. to produce documents
   and Concetta  Donovan  to  appear  for  testimony.  According  to  the
   Commission's application and supporting papers, the  Commission  staff
   is investigating potential illegal insider trading in  the  securities
   of  Covad  Communications  Group,  Inc.  by,  among  others,  Concetta
   Donovan, David Donovan, Sr., and their son and then equity trader  for
   Fidelity Investments, David K. Donovan, Jr.

   On April 6, 2005, the Commission  issued  investigative  subpoenas  to
   Concetta Donovan and David Donovan, Sr., which required them  each  to
   produce documents relevant to the investigation and to  appear  before
   the Commission staff for testimony. In its application and  supporting
   papers,  the  Commission   alleged   that,   despite   a   number   of
   accommodations offered to Concetta Donovan  and  David  Donovan,  Sr.,
   they refused to produce the subpoenaed documents and Concetta  Donovan
   refused  to  appear  for  testimony.  According  to  the  Commission's
   application, neither Concetta Donovan nor David  Donovan,  Sr.  had  a
   valid justification for their failure to comply  with  the  subpoenas,
   and court  orders  were  necessary  to  compel  them  to  produce  the
   subpoenaed documents and to compel  Concetta  Donovan  to  appear  for
   testimony.

   For further information, see Litigation Release Number 19930 (Dec.  1,
   2006) [Commission Files Subpoena Enforcement Action  against  Concetta
   Donovan and David Donovan, Sr.]. [SEC v. Concetta A. Donovan and David
   K. Donovan, Sr. (USDC, District  of  Massachusetts,  06-MC-10454-RCL)]
   (LR-19983)


   INVESTMENT COMPANY ACT RELEASES


   OPAL PRIVATE EQUITY FUND, LP, ET AL.

   An order has been issued on  an  application  filed  by  Opal  Private
   Equity Fund, LP, et al. under Sections 6(b) and 6(e) of the Investment
   Company Act. The order exempts certain investment funds formed for the
   benefit of eligible current and former employees of Schottenstein, Zox
   & Dunn Co., L.P.A., and its affiliates from certain provisions of  the
   Act. Each fund will be an "employees' securities company"  within  the
   meaning of Section 2(a)(13) of the Act. (Rel. IC-27675 - January 23)

   ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT

   Orders have been issued under Section 8(f) of the  Investment  Company
   Act declaring  that  each  of  the  following  has  ceased  to  be  an
   investment company:

   Agilex Funds [File No. 811-21123] [Rel No. IC-27678] January 25, 2007

   Thirteenth Automatic Common Exchange Security  Trust  [File  No.  811-
   9431] [Rel No. IC-27679] January 25, 2007

   Rydex Capital Partners Sphinx Fund [File No. 811-21278] [Rel  No.  IC-
   27680] January 25, 2007

   State and Local Trusts, Series 1 [File  No.  811-5147]  [Rel  No.  IC-
   27681] January 25, 2007

   Mount Yale Opportunity Fund, LLC [File No.  811-21635]  [Rel  No.  IC-
   27682] January 25, 2007

   GAM Funds, Inc. [File No. 811-4062] [Rel  No.  IC-27683]  January  25,
   2007

   Man-Glenwood Lexington Institutional TEI,  LLC  [File  No.  811-21772]
   [Rel No. IC-27684] January 25, 2007

   Evergreen Hedged Specialists Fund, LLC [File No. 811-21174]  [Rel  No.
   IC-27685] January 25, 2007

   Evergreen Managed Strategies Fund, LLC [File No. 811-21175]  [Rel  No.
   IC-27686] January 25, 2007

   The New York Tax-Exempt Fund, Inc. [File No. 811-5278]  [Rel  No.  IC-
   27687] January 25, 2007

   NOTICES OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT

   For the month of January,  2007,  a  notice  has  been  issued  giving
   interested persons until Feb. 21, 2007, to request a hearing on any of
   the following applications for an order  under  Section  8(f)  of  the
   Investment Company Act declaring that the applicant has ceased  to  be
   an investment company:

   Boston Advisors Trust [File  No.  811-9675]
   Credit  Suisse  New  York [File No. 811-4964]  
   Morgan  Stanley  Global  Utilities Fund [File No. 811-7119]
   Morgan Stanley Balanced Income Fund [File No. 811-7243]
   Morgan Stanley Income Builder Fund [File No.  811-7575]
   UMBScout Money Market Fund, Inc. [File No. 811-3528] 
   UMB  Scout  Tax-Free Money Market Fund, Inc. [File No. 811-3556]
   UMB Scout Stock Fund, Inc. [File No. 811-3557]
   UMB Scout Bond Fund, Inc. [File No. 811-3558]  
   UMB Scout WorldWide Fund, Inc. [File No. 811-7472] 
   UMB Scout  Kansas  Tax-Exempt Bond Fund, Inc. [File No. 811-8513]
   UMB  Scout  Balanced  Fund, Inc. [File No. 811-7323]
   The Jundt Growth Fund, Inc.  [File  No.  811-6317]
   Jundt Funds, Inc. [File No. 811-9128] 
   American Eagle Funds, Inc.[File No. 811-9699]
   Bremer Investment Funds, Inc. [File No.  811-7919]
   Putnam Managed High Yield Trust [File No. 811-7658] 
   Oppenheimer  Total Return Bond Fund [File No. 811-21268] 
   Tep Fund, Inc.  [File  No.  811-3609]
   Credit Suisse Alternative Capital Event Driven Master Fund,  LLC 
   [811-21738]
   Credit Suisse Alternative Capital  Relative  Value  Master Fund, LLC  
   [811-21740]
   Credit  Suisse  Alternative  Capital  Tactical Trading Master Fund, LLC 
   [811-21741]
   Credit Suisse Alternative Capital Relative Value Fund, LLC [811-21660]
   Credit Suisse Alternative Capital Relative Value  Institutional  Fund,
   LLC [811-21642]
   Credit  Suisse Alternative Capital Tactical Trading  Institutional  Fund,  LLC  [811-
   21643] 
   Credit Suisse Alternative Capital  Event  Driven  Institutional
   Fund, LLC [811-21645] 
   Credit Suisse Alternative Capital  Event  Driven Fund, LLC  [811-21659]
   Credit  Suisse  Alternative  Capital  Tactical Trading Fund, LLC [811-21661]
   Travelers Series Trust  [File  No.  811-6465]
   Capital Appreciation Fund [File No. 811-3429]  
   High  Yield  Bond  Trust [File No. 811-3428] 
   Managed Assets  Trust  [File  No.  811-3568]
   Money  Market  Portfolio  [File  No.  811-3274]  Financial   Investors
   Variable Insurance Trust [File No. 811-10215] (Rel. IC-27689 - January
   26)


   SELF-REGULATORY ORGANIZATIONS


   APPROVAL OF PROPOSED RULE CHANGES

   The Commission granted approval of a  proposed  rule  change  (SR-OCC-
   2006-16) filed by  The  Options  Clearing  Corporation  under  Section
   19(b)(1) of the Securities Exchange  Act  of  1934.  The  rule  change
   amends the definition of "fund share"  in  OCC's  By-Laws  to  include
   interests in  certain  entities  holding  or  managing  portfolios  or
   baskets of currencies, including  single  currencies.  Publication  is
   expected in the Federal Register during the week of January 29.  (Rel.
   34-55151)

   The Commission granted approval of a  proposed  rule  change  (SR-OCC-
   2006-17) filed by  The  Options  Clearing  Corporation  under  Section
   19(b)(1) of the Securities Exchange Act of 1934. The rule change  will
   permit OCC to issue, clear, and settle  options  on  equity  interests
   issued by exchange-traded funds that trade directly or  indirectly  in
   commodity futures products and are therefore subject to regulation  by
   the  Commodity  Futures  Trading  Commission   as   commodity   pools.
   Publication is expected in the Federal Register  during  the  week  of
   January 29. (Rel. 34-55152)

   A proposed rule change (SR-CBOE-2006-92), as modified by Amendment No.
   1 thereto, filed by the Chicago Board Options Exchange relating to the
   Penny Pilot Program has been  granted  approval  pursuant  to  Section
   19(b)(2) of the  Securities  Exchange  Act  of  1934.  Publication  is
   expected in the Federal Register during the week of January 29.  (Rel.
   34-55154)

   A proposed rule change (SR-BSE-2006-49), as modified by Amendment  No.
   1 thereto, filed by the Boston Stock Exchange  to  implement  a  pilot
   program to quote options in pennies has been granted approval pursuant
   to  Section  19(b)(2)  of  the  Securities  Exchange  Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 29. (Rel. 34-55155)

   A proposed rule change (SR-NYSEArca-2006-73), as modified by Amendment
   No. 1 thereto, filed by NYSE Arca to create  an  options  Penny  Pilot
   Program has been granted approval pursuant to Section 19(b)(2) of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of January 29. (Rel. 34-55156)

   A proposed rule change (SR-ISE-2006-62), as modified by Amendment Nos.
   1 and 2 thereto, filed by the  International  Securities  Exchange  to
   implement a Penny Pilot Program to quote certain  options  in  pennies
   has  been  granted  approval  pursuant  to  Section  19(b)(2)  of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of January 29. (Rel. 34-55161)

   A proposed rule change (SR-Amex-2006-106), as  modified  by  Amendment
   No. 1 thereto, filed by the American Stock Exchange  relating  to  the
   adoption of a Penny Pilot Program has been granted  approval  pursuant
   to  Section  19(b)(2)  of  the  Securities  Exchange  Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 29. (Rel. 34-55162)

   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change filed by the Fixed Income Clearing  Corporation
   to modify the EPN rules of its Mortgage-Backed Securities Division  to
   implement new messaging capabilities and to establish a fee  structure
   (SR-FICC-2006-20) has become effective pursuant to Section 19(b)(3)(A)
   of the Securities Exchange Act of 1934. Publication is expected in the
   Federal Register during the week of January 29. (Rel. 34-55164)

   A proposed rule change filed by the International Securities  Exchange
   relating to a pilot program  for  position  and  exercise  limits  for
   options on the iShares Russell 2000 Index Fund (SR-ISE-2007-07)  has
   become effective under Section 19(b)(3)(A) of the Securities  Exchange
   Act of 1934. Publication is expected in the  Federal  Register  during
   the week of January 29. (Rel. 34-55175)

   A proposed rule change filed by the  Chicago  Board  Options  Exchange
   relating to the  establishment  of  a  pilot  program  that  increases
   position and exercise limits for options on the iShares Russell 2000
   Index  Fund  (SR-CBOE-2007-08)  has  become  effective  under  Section
   19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
   expected in the Federal Register during the week of January 29.  (Rel.
   34-55176)

   A proposed  rule  change  (SR-NYSEArca-2007-02)  filed  by  NYSE  Arca
   relating to  NYSE  Arca  Marketplace's  trading  sessions  has  become
   effective under Section 19(b)(3)(A) of the Securities Exchange Act  of
   1934. Publication is expected in the Federal Register during the  week
   of January 29. (Rel. 34-55178)

   PROPOSED RULE CHANGES

   The National Association of Securities Dealers,  the  New  York  Stock
   Exchange, and the American Stock Exchange filed proposed rule  changes
   (SR-NASD-2006-131; SR-NYSE-2006-111; SR-Amex-2007-05) to increase  the
   frequency of the short interest reporting requirements. Publication is
   expected in the Federal Register during the week of January 29.  (Rel.
   34-55170)

   The Chicago Board Options Exchange filed a proposed rule  change  (SR-
   CBOE-2006-110)  and  Amendment  No.  1  thereto  pursuant  to  Section
   19(b)(2) of the Securities  Exchange  Act  of  1934  relating  to  the
   establishment of CBOE Stock Exchange, LLC. Publication is expected  in
   the Federal Register during the week of January 29. (Rel. 34-55172)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.



S-8     GLOBAL GREEN SOLUTIONS INC., 789 WEST PENDER STREET, SUITE 1010, 
        VANCOUVER, A1, V6C 1H2, (604) 408-0153 - 
        10,000,000 ($11,800,000.00) Equity, (File 333-140223 - Jan. 26) 
        (BR. 04A)

S-4     Intelsat (Bermuda), Ltd., WELLESLEY HOUSE NORTH, 2ND FLOOR, 
        90 PITTS BAY ROAD, PEMBROKE, D0, HM 08, (441) 294-1650 - 
        0 ($2,940,000,000.00) Non-Convertible Debt, (File 333-140224 - Jan. 26) 
        (BR. 11)

SB-2    GREENMAN TECHNOLOGIES INC, 7 KIMBALL LANE, BUILDING A, LYNNFIELD, MA, 
        01940, 7812242411 - 4,140,426 ($1,780,383.18) Equity, 
        (File 333-140225 - Jan. 26) (BR. 06A)

S-3     ARCADIA RESOURCES, INC, 26777 CENTRAL PARK BLVD., SUITE 200, 
        SOUTHFIELD, MI, 48076, 248-352-7530 - 0 ($26,541,458.30) Equity, 
        (File 333-140227 - Jan. 26) (BR. 11C)

S-1     Aircastle LTD, C/O AIRCASTLE ADVISOR LLC, 
        300 FIRST STAMFORD PLACE, 5TH FLOOR, STAMFORD, CT, 06902, 
        (203) 504-1020 - 0 ($461,092,500.00) Equity, (File 333-140228 - 
        Jan. 26) (BR. 06C)

S-8     PROVIDENT FINANCIAL HOLDINGS INC, 3756 CENTRAL AVE, RIVERSIDE, CA, 
        92506, 9096866060 - 550,000 ($15,713,500.00) Equity, (File 333-140229 - 
        Jan. 26) (BR. 07A)

S-3     ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVENUE, SUITE 300, 
        MORRISTOWN, NJ, 07960, 973-290-0080 - 99,779 ($838,144.00) Equity, 
        (File 333-140231 - Jan. 26) (BR. 08A)

S-1     Monotype Imaging Holdings Inc., 500 UNICORN PARK DRIVE, WOBURN, MA, 
        01801, 781-970-6000 - 0 ($135,000,000.00) Equity, (File 333-140232 - 
        Jan. 26) (BR. 03)

S-8     DSP GROUP INC /DE/, 3120 SCOTT BLVD, SANTA CLARA, CA, 95054, 
        4089864300 - 0 ($18,158,976.00) Equity, (File 333-140233 - Jan. 26) 
        (BR. 10A)

SB-2    WIRELESS RONIN TECHNOLOGIES INC, 14700 MARTIN DRIVE, EDEN PRAIRIE, MN, 
        55344, 9522248110 - 0 ($38,582,479.00) Equity, (File 333-140234 - 
        Jan. 26) (BR. 04C)

S-8     BOTTOMLINE TECHNOLOGIES INC /DE/, 325 CORPORATE DRIVE, PORTSMOUTH, NH, 
        03801, 6034360700 - 2,251,138 ($23,389,324.00) Equity, 
        (File 333-140235 - Jan. 26) (BR. 03A)

SB-2    WELLENTECH SERVICES INC, 7415 SHERBROOKE STREET WEST #1, MONTREAL, A8, 
        H4B 1S2, (514) 489-7064 - 3,415,000 ($34,150.00) Equity, 
        (File 333-140236 - Jan. 26) (BR. 08)

S-8     AeroVironment Inc, 181 W HUNTINGTON DRIVE, SUITE 202, MONROVIA, CA, 
        91016, 626 357 9983 - 0 ($66,703,316.80) Equity, (File 333-140237 - 
        Jan. 26) (BR. 05B)

S-8     SENESCO TECHNOLOGIES INC, 34 CHAMBERS STREET, PO BOX 3303, PRINCETON, 
        NJ, 08542, 6092520880 - 0 ($3,585,000.00) Equity, (File 333-140238 - 
        Jan. 26) (BR. 01C)

SB-2    INTEGRATED PHARMACEUTICALS INC, 310 AUTHORITY DRIVE, FITCHBURG, MA, 
        01420, 6176292415 - 15,000,000 ($3,150,000.00) Equity, 
        (File 333-140239 - Jan. 26) (BR. 01B)

S-1     FRONTIER FUND, 0 ($236,690,000.00) Other, (File 333-140240 - Jan. 26) 
        (BR. 08B)

S-8     HERBORIUM, 3 OAK STREET, TEANECK, NJ, 07666, (888) 836-2424 - 
        20,000,000 ($1,350,000.00) Equity, (File 333-140241 - Jan. 26) (BR. 01A)

S-8     SILICON GRAPHICS INC, 1500 CRITTENDEN LANE, MOUNTAIN VIEW, CA, 94043, 
        6509601980 - 1,250,000 ($27,412,500.00) Equity, (File 333-140243 - 
        Jan. 26) (BR. 03A)

S-8     NORTHERN TECHNOLOGIES INTERNATIONAL CORP, 4201 WOODLAND ROAD, 
        PO BOX 69, CIRCLE PINES, MN, 55014, (763) 225-6601 - 
        100,000 ($671,000.00) Equity, (File 333-140244 - Jan. 26) (BR. 03A)

S-8     NORTHERN TECHNOLOGIES INTERNATIONAL CORP, 4201 WOODLAND ROAD, 
        PO BOX 69, CIRCLE PINES, MN, 55014, (763) 225-6601 - 
        400,000 ($2,984,000.00) Equity, (File 333-140245 - Jan. 26) (BR. 03A)

S-3     IsoRay, Inc., 350 HILLS STREET,, SUITE 106, RICHLAND, WA, 99354, 
        (509) 375-1202 - 0 ($20,000,000.00) Equity, (File 333-140246 - Jan. 26) 
        (BR. 10B)

S-3     STRUCTURED ASSET MORTGAGE INVESTMENTS II INC, 383 MADISON AVENUE, 
        NEW YORK, NY, 10179, 212272-2000 - 
        1,000,000 ($1,000,000.00) Mortgage Backed Securities, 
        (File 333-140247 - Jan. 26) (BR. 05D)

S-3     NETSOL TECHNOLOGIES INC, 23901 CALABASAS ROAD, SUITE 2072, CALABASAS, 
        CA, 91302, 8182229195 - 230,863 ($316,282.31) Equity, 
        (File 333-140248 - Jan. 26) (BR. 03A)

SB-2    AMEDIA NETWORKS, INC., 2 CORBETT WAY, EATONTOWN, NJ, 07724, 
        732-440-1992 - 21,063,333 ($15,063,800.00) Equity, (File 333-140249 - 
        Jan. 26) (BR. 11B)

S-8     BOSTON BEER CO INC, 75 ARLINGTON ST, BOSTON, MA, 02116, 6174821332 - 
        500,000 ($17,555,000.00) Equity, (File 333-140250 - Jan. 26) (BR. 02B)

S-3     MOMENTA PHARMACEUTICALS INC, 43 MOULTON STREET, CAMBRIDGE, MA, 02138, 
        6174919700 - 0 ($150,000,000.00) Equity, (File 333-140251 - Jan. 26) 
        (BR. 01A)

S-8     SYMANTEC CORP, 20330 STEVENS CREEK BLVD, CUPERTINO, CA, 95014, 
        4082539600 - 40,000,000 ($701,600,000.00) Equity, (File 333-140252 - 
        Jan. 26) (BR. 03C)

S-8     North Penn Bancorp, Inc., 216 ADAMS AVENUE, SCRANTON, PA, 18503, 
        (570) 344-6113 - 93,119 ($1,033,621.00) Equity, (File 333-140253 - 
        Jan. 26) (BR. 07B)

S-3     T-3 ENERGY SERVICES INC, 7135 ARDMORE, HOUSTON, TX, 77054, 
        713 996 4110 - 4,879,316 ($91,194,416.04) Equity, 
        0 ($500,000,000.00) Other, (File 333-140254 - Jan. 26) (BR. 04B)

SB-2    NEAH POWER SYSTEMS, INC., 22122 20TH AVE SE,, SUITE 161, BOTHELL, WA, 
        98021, 425-424-3324 - 0 ($23,074,401.00) Equity, (File 333-140255 - 
        Jan. 26) (BR. 10B)

S-8     SCO GROUP INC, 8017654999 - 0 ($225,043.30) Equity, (File 333-140256 - 
        Jan. 26) (BR. 03A)

SB-2    Phoenix International Ventures, Inc., 2201 LOCKHEED WAY, CARSON CITY, 
        NV, 89706, (775) 882-9700 - 3,768,750 ($1,884,375.00) Equity, 
        (File 333-140257 - Jan. 26) (BR. )

S-8     SCO GROUP INC, 8017654999 - 0 ($670,788.14) Equity, (File 333-140258 - 
        Jan. 26) (BR. 03A)

SB-2    ADVANCED CELL TECHNOLOGY, INC., 381 PLANTATION STREET, WORCESTER, MA, 
        01605, 508-756-1212 - 0 ($54,320,777.00) Equity, (File 333-140265 - 
        Jan. 26) (BR. 01C)

SB-2    CrossPoint Energy CO, 808 NELSON STREET, SUITE 2103, VANCOUVER, A1, 
        V6Z 2H2, (604) 684-7619 - 12,844,730 ($35,323,008.00) Equity, 
        (File 333-140266 - Jan. 26) (BR. 04B)

S-8     ISOTIS INC, 2 GOODYEAR, IRVINE, CA, 92618, 9495958710 - 
        664,472 ($9,242,805.52) Equity, (File 333-140267 - Jan. 26) (BR. 01)

S-3     PDF SOLUTIONS INC, 333 WEST SAN CARLOS STREET, SUITE 700, SAN JOSE, CA, 
        95110, 4082807900 - 699,298 ($7,321,650.06) Equity, (File 333-140268 - 
        Jan. 26) (BR. 03A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

3COM CORP                               DE       5.02                           01/24/07

ADDVANTAGE TECHNOLOGIES GROUP INC       OK       7.01,9.01                      01/26/07

ADELPHIA COMMUNICATIONS CORP            DE       7.01                           01/26/07

ADOBE SYSTEMS INC                       DE       5.02,9.01                      01/23/07

ADTRAN INC                              DE       5.02                           01/26/07

AFFILIATED COMPUTER SERVICES INC        DE       5.04,9.01                      01/26/07

Airbee Wireless, Inc.                   DE       8.01                           01/19/07

Aircastle LTD                           D0       2.02,8.01,9.01                 01/26/07

AIRTRAN HOLDINGS INC                    NV       2.02,7.01,8.01,9.01            01/26/07

AKORN INC                               LA       3.01,9.01                      01/25/07

ALEXANDER & BALDWIN INC                 HI       5.03,9.01                      01/25/07

ALL STATE PROPERTIES LP                 DE       8.01                           12/19/06

ALLIANCE SEMICONDUCTOR CORP /DE/        DE       2.01,9.01                      01/25/07

Alternative Loan Trust 2006-J8                   8.01,9.01                      12/28/06

Altra Holdings, Inc.                    DE       8.01,9.01                      01/26/07

AMERICAN EXPRESS CO                     NY       5.02,9.01                      01/22/07

American Home Mortgage Assets Trust 2   DE       9.01                           01/26/07

AMERICAN MEDICAL ALERT CORP             NY       5.02                           01/22/07

AMERICAN NATIONAL BANKSHARES INC        VA       2.02,9.01                      01/25/07

AMERICAN STATES WATER CO                CA       5.02,5.03,9.01                 01/25/07

AMERIGROUP CORP                                  8.01                           01/19/07

AMH Holdings, Inc.                      DE       5.02                           01/26/07

AMPHENOL CORP /DE/                      DE       8.01,9.01                      01/26/07

APACHE CORP                             DE       1.01,8.01,9.01                 01/23/07

APPALACHIAN BANCSHARES INC              GA       2.02,7.01,9.01                 01/26/07

APPLIED INDUSTRIAL TECHNOLOGIES INC     OH       5.02,9.01                      01/24/07

APPLIED MICRO CIRCUITS CORP             DE       2.02,9.01                      01/19/07    AMEND

ARENA PHARMACEUTICALS INC               DE       5.02,9.01                      01/22/07

ARGAN INC                               DE       9.01                           12/08/06    AMEND

ARVINMERITOR INC                        IN       5.02,9.01                      01/26/07

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      01/25/07

AspenBio Pharma, Inc.                   CO       5.02,7.01,9.01                 01/24/07

ASSOCIATED MATERIALS INC                DE       5.02                           01/26/07

ATLANTIC BANCGROUP INC                  FL       2.02,9.01                      01/26/07

Atlantic Bancshares, Inc.               SC       5.03,9.01                      01/25/07

ATS MEDICAL INC                         MN       8.01,9.01                      01/26/07

AVISTAR COMMUNICATIONS CORP             DE       2.02,9.01                      01/25/07

AXM PHARMA INC                                   8.01                           01/26/07

BA Credit Card Funding, LLC             DE       8.01,9.01                      01/26/07

BANCORPSOUTH INC                        MS       5.03,9.01                      01/24/07

BANCSHARES OF FLORIDA INC               FL       2.02,8.01,9.01                 01/25/07

BARR PHARMACEUTICALS INC                DE       8.01                           01/26/07

BAY NATIONAL CORP                                2.02,9.01                      01/25/07

BEAZER HOMES USA INC                    DE       2.02,9.01                      01/26/07

BEAZER HOMES USA INC                    DE       2.02,9.01                      01/26/07

BEHRINGER HARVARD SHORT TERM OPPORTUN   TX       2.02,9.01                      01/26/07

BELAIR CAPITAL FUND LLC                          5.02                           01/23/07

BELCREST CAPITAL FUND LLC                        5.02                           01/23/07

BELMAR CAPITAL FUND LLC                          5.02                           01/23/07

BELPORT CAPITAL FUND LLC                         5.02                           01/23/07

BELROSE CAPITAL FUND LLC                DE       5.02                           01/23/07

Benjamin Franklin Bancorp, Inc.         MA       2.02,8.01,9.01                 01/25/07

BESTNET COMMUNICATIONS CORP             NV       9.01                           01/22/07

BigString CORP                          DE       8.01,9.01                      01/24/07

BIOMIMETIC THERAPEUTICS, INC.           DE       8.01,9.01                      01/25/07

BIOVERIS CORP                           DE       8.01                           01/25/07

BIOVEST INTERNATIONAL INC               DE       7.01                           01/25/07

BIRCH BRANCH INC                        CO       2.03,3.02,9.01                 01/23/07

Blackhawk Fund                          NV       4.01,9.01                      01/22/07

Boardwalk Bancorp Inc                   NJ       2.02,5.02,8.01,9.01            01/22/07

BOTETOURT BANKSHARES INC                VA       8.01                           01/26/07

BREEZE-EASTERN CORP                     DE       2.02,7.01,9.01                 01/25/07

BRIDGE BANCORP INC                      NY       2.02,9.01                      01/26/07

BRITTON & KOONTZ CAPITAL CORP           MS       2.02,9.01                      01/26/07

BROADWAY FINANCIAL CORP \DE\            DE       5.02                           01/22/07

BROOKE CORP                             KS       7.01,9.01                      01/25/07

Buckeye GP Holdings L.P.                DE       2.02,9.01                      01/26/07

BUCKEYE PARTNERS L P                    DE       2.02,9.01                      01/26/07

BUCKEYE TECHNOLOGIES INC                DE       8.01                           01/23/07

BUCS FINANCIAL CORP                     MD       5.02                           01/22/07

C-COR INC                               PA       2.02,9.01                      01/25/07

CALLISTO PHARMACEUTICALS INC            DE       1.01                           01/25/07

CAPITAL ONE FINANCIAL CORP              DE       8.01,9.01                      01/25/07

CAPITAL ONE FINANCIAL CORP              DE       9.01                           12/01/06    AMEND

CAPITOL BANCORP LTD                     MI       2.02                           12/31/06

CARACO PHARMACEUTICAL LABORATORIES LT   MI       2.02,9.01                      01/25/07

Cardinal Ethanol LLC                             1.01,5.02                      01/22/07

CARMAX INC                              VA       5.02,5.03                      01/26/07

CARNIVAL CORP                           DE       5.02,9.01                      01/22/07

CARPENTER TECHNOLOGY CORP               DE       1.01,2.02,9.01                 01/26/07

CASH AMERICA INTERNATIONAL INC          TX       2.02,9.01                      01/25/07

CATALINA MARKETING CORP/DE              DE       5.02                           01/25/07

CATERPILLAR FINANCIAL SERVICES CORP     DE       2.02,9.01                      01/26/07

CATERPILLAR INC                         DE       2.02,7.01,9.01                 01/26/07

CATERPILLAR INC                         DE       7.01                           01/26/07

CATERPILLAR INC                         DE       7.01                           01/26/07

CATSKILL LITIGATION TRUST                        1.01,9.01                      01/24/07

CATUITY INC                             DE       8.01                           01/25/07

CDW CORP                                IL       2.02,9.01                      01/26/07

CELSION CORP                            MD       5.02                           01/22/07    AMEND

Centennial Bank Holdings, Inc.          DE       8.01                           01/26/07

CENTER BANCORP INC                      NJ       2.02,9.01                      01/25/07

CFS BANCORP INC                         IN       2.02,9.01                      01/26/07

CHEMICAL FINANCIAL CORP                 MI       2.02,9.01                      01/26/07

Chemtura CORP                           DE       5.02,9.01                      01/26/07

CHINA AOXING PHARMACEUTICAL COMPANY,    FL       5.02                           01/22/07

CHINA DIGITAL WIRELESS INC                       1.01,3.01,5.01,5.02,9.01       01/24/07

CHINA DIGITAL WIRELESS INC                       3.01,3.02                      01/24/07    AMEND

China VoIP & Digital Telecom Inc.       NV       8.01,9.01                      01/25/07

CHL Mortgage Pass-Through Trust 2006-            8.01,9.01                      12/28/06

CIPRICO INC                             DE       5.02,7.01,9.01                 01/25/07

CIRCUIT RESEARCH LABS INC               AZ       4.01,9.01                      01/26/07

CIVITAS BANKGROUP INC                   TN       1.01,7.01,9.01                 01/25/07

CLEARANT INC                                     5.02                           01/26/07

CMS ENERGY CORP                         MI       8.01,9.01                      01/26/07

CNX Gas CORP                            DE       5.02,9.01                      01/24/07

COAST FINANCIAL HOLDINGS INC                     2.06,9.01                      01/26/07

COBIZ INC                               CO       2.02,9.01                      01/25/07

COLUMBIA BANKING SYSTEM INC             WA       2.02,8.01,9.01                 01/25/07

COMMERCIAL NATIONAL FINANCIAL CORP /P   PA       2.02                           01/26/07

COMMUNITY FIRST INC                     TN       2.02,7.01,9.01                 01/26/07

COMMUNITY VALLEY BANCORP                CA       2.02,9.01                      01/26/07

CONCURRENT COMPUTER CORP/DE             DE       2.02,9.01                      01/26/07

COOPER COMPANIES INC                    DE       8.01,9.01                      01/26/07

Cornerstone Core Properties REIT, Inc   MD       2.01,2.03,9.01                 01/22/07

CORPORATE BOND BACKED CERT TRUST SERI            8.01,9.01                      01/16/07

COVANTA HOLDING CORP                    DE       1.01,9.01                      01/25/07

COVENANT TRANSPORT INC                  NV       2.02,9.01                      01/25/07

COVER ALL TECHNOLOGIES INC              DE       1.01,9.01                      01/22/07

CSB BANCORP INC /OH                     OH       2.02,9.01                      01/26/07

CSS INDUSTRIES INC                      DE       2.02,9.01                      01/25/07

CULP INC                                NC       1.01,2.03,3.02,9.01            01/22/07

CYBERSOURCE CORP                        DE       2.02,9.01                      01/25/07    AMEND

DAYSTAR TECHNOLOGIES INC                DE       1.01,9.01                      01/22/07

DEL LABORATORIES INC                    DE       8.01                           01/26/07

DELTA WOODSIDE INDUSTRIES INC /SC/      SC       7.01,9.01                      01/22/07

DEVCON INTERNATIONAL CORP               FL       1.01,1.02,5.02,7.01,9.01       01/22/07

DiamondRock Hospitality Co                       8.01,9.01                      01/23/07

DILLARDS INC                            DE       7.01,9.01                      01/26/07

DIME COMMUNITY BANCSHARES INC           DE       2.02,9.01                      01/26/07

DONALDSON CO INC                        DE       8.01,9.01                      01/26/07

DPL INC                                 OH       7.01,9.01                      01/25/07

DreamWorks Animation SKG, Inc.                   5.02,9.01                      01/24/07

EARTH BIOFUELS INC                      DE       5.02,8.01                      12/26/06

EATON CORP                              OH       5.02,9.01                      01/24/07

ELECTRO ENERGY INC                      FL       8.01                           01/26/07

ELECTRO RENT CORP                       CA       5.02,9.01                      01/25/07

ELKCORP                                 DE       2.02,9.01                      01/25/07

ENCORE ACQUISITION CO                   DE       1.01,7.01,9.01                 01/23/07

ENCORE ACQUISITION CO                   DE       7.01,9.01                      01/25/07

Epic Bancorp                                     2.02,8.01,9.01                 01/26/07

ESB FINANCIAL CORP                      PA       2.02,9.01                      01/25/07

EUROBANCSHARES INC                               5.02                           01/22/07

ev3 Inc.                                DE       5.02,9.01                      01/22/07

EXIDE TECHNOLOGIES                      DE       8.01,9.01                      01/25/07

EXPRESSJET HOLDINGS INC                 DE       2.02                           12/31/06

FAIRPOINT COMMUNICATIONS INC            DE       1.01,9.01                      01/24/07

FALCON NATURAL GAS CORP                          1.01,9.01                      01/18/07

FARMERS NATIONAL BANC CORP /OH/         OH       2.02,9.01                      01/26/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/23/07

Federal Home Loan Bank of San Francis   X1       5.02                           01/22/07

FEDERAL NATIONAL MORTGAGE ASSOCIATION            2.02,7.01,9.01                 01/19/07

FEDERAL NATIONAL MORTGAGE ASSOCIATION            5.02,9.01                      01/25/07

FEDERATED INVESTORS INC /PA/            PA       2.02,9.01                      01/25/07

FINANCIAL SECURITY ASSURANCE HOLDINGS   NY       2.02,9.01                      01/26/07

Finmetal Mining Ltd.                             5.03,8.01,9.01                 01/22/07

FIRST ALBANY COMPANIES INC              NY       8.01,9.01                      01/26/07

FIRST BANCORP /NC/                      NC       2.02,9.01                      01/25/07

FIRST CAPITAL INC                       IN       2.02,9.01                      01/25/07

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA       2.02,9.01                      01/24/07

FIRST FEDERAL BANKSHARES INC            DE       2.02,9.01                      01/24/07

FIRST FINANCIAL BANCORP /OH/            OH       2.02,5.02,7.01,9.01            01/23/07

FIRST FINANCIAL SERVICE CORP            KY       2.02,9.01                      01/25/07

First Franklin Mortgage Loan Trust, S   DE       8.01,9.01                      01/26/07

FIRSTFED FINANCIAL CORP                 DE       7.01,9.01                      12/31/06

FIRSTFED FINANCIAL CORP                 DE       2.02,9.01                      12/31/06

Fittipaldi Logistics, Inc.              NV       1.01,9.01                      01/26/07

FLOW INTERNATIONAL CORP                 WA       1.01,9.01                      01/24/07

FLYI INC                                DE       7.01                           01/22/07

FORTUNE BRANDS INC                      DE       2.02,7.01,9.01                 01/26/07

FOUR OAKS FINCORP INC                   NC       2.02,9.01                      01/26/07

FPL GROUP INC                           FL       2.02,9.01                      01/26/07

FRANKLIN FINANCIAL SERVICES CORP /PA/   PA       8.01,9.01                      01/24/07

Freedom Acquisition Holdings, Inc.      DE       8.01,9.01                      01/24/07

Frontier Airlines Holdings, Inc.        DE       2.02,9.01                      01/25/07

FTS GROUP, INC.                         NV       1.01,2.03,3.02,9.01            01/22/07

FULLER H B CO                           MN       5.02,9.01                      01/22/07

FUSHI INTERNATIONAL INC                 NV       1.01,2.03,3.02,9.01            01/24/07

GB&T BANCSHARES INC                     GA       2.02,9.01                      01/24/07

GE Capital Credit Card Master Note Tr   DE       8.01,9.01                      01/16/07    AMEND

Gener8xion Entertainment, Inc.          NY       1.01,9.01                      09/30/05    AMEND

GENERAL MOTORS CORP                     DE       8.01,9.01                      01/25/07

Geneva Gold Corp                        NV       5.02,8.01,9.01                 01/22/07

GLOBAL BUSINESS SERVICES INC            DE       2.01,5.02,9.01                 01/25/07

GLOBAL CROSSING LTD                              8.01,9.01                      01/26/07

Global Developments Inc.                DE       8.01                           01/23/07

Global Developments Inc.                DE       8.01                           01/24/07

Global Developments Inc.                DE       8.01                           01/25/07

GLOBAL INNOVATIVE SYSTEMS INC           NV       5.02                           01/22/07

Global Wataire, Inc.                    NV       8.01,9.01                      01/26/07

GMX RESOURCES INC                       OK       2.02,9.01                      01/25/07

GRAHAM CORP                             DE       2.02,9.01                      01/26/07

GRAINGER W W INC                        IL       2.02,9.01                      12/31/06

GREAT NORTHERN IRON ORE PROPERTIES      MN       2.02,9.01                      01/26/07

GREENBRIER COMPANIES INC                DE       9.01                           11/07/06    AMEND

GREENE COUNTY BANCSHARES INC            TN       1.01,7.01,9.01                 01/25/07

Hana Biosciences Inc                    DE       1.02,5.02                      01/22/07

HANCOCK HOLDING CO                      MS       8.01,9.01                      01/25/07

Harbin Electric, Inc                             8.01,9.01                      01/25/07

HARLEYSVILLE SAVINGS FINANCIAL CORP              2.02,8.01,9.01                 01/24/07

HARRINGTON WEST FINANCIAL GROUP INC/C            2.02,9.01                      01/25/07

HARTFORD FINANCIAL SERVICES GROUP INC   DE       2.02,9.01                      01/25/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           01/26/07

HAYNES INTERNATIONAL INC                DE       5.02                           01/22/07

HEMIS CORP                              NV       1.01,9.01                      01/25/07

HEPALIFE TECHNOLOGIES INC               FL       1.01,1.02,9.01                 01/25/07

HERTZ CORP                              DE       2.02,9.01                      01/22/07

HERTZ GLOBAL HOLDINGS INC                        2.02,9.01                      01/22/07

HIGHLANDS BANKSHARES INC /WV/           WV       2.02,9.01                      01/26/07

HIRSCH INTERNATIONAL CORP               NY       8.01,9.01                      01/24/07

HMN FINANCIAL INC                       DE       2.02,5.02,9.01                 01/22/07

HONEYWELL INTERNATIONAL INC             DE       2.02,9.01                      01/26/07

HOST AMERICA CORP                       DE       1.01,9.01                      01/26/07

HOUSE OF BRUSSELS CHOCOLATES INC        NV       5.02                           01/17/07

HUDSON CITY BANCORP INC                 DE       5.02                           01/26/07

IDEXX LABORATORIES INC /DE              DE       2.02,9.01                      01/26/07

ILINC COMMUNICATIONS INC                DE       2.02,9.01                      01/25/07

ILINC COMMUNICATIONS INC                DE       4.01,9.01                      01/24/07

ImmunoCellular Therapeutics, Ltd.       DE       8.01,9.01                      01/23/07

IMPSAT FIBER NETWORKS INC               DE       7.01,9.01                      01/26/07

INDYMAC MBS INC RESIDENTIAL ASSET SEC            8.01                           01/25/07

IndyMac RAST 2004-R2                             8.01                           01/25/07

IndyMac Residential Mortgage-Backed T   DE       2.01,8.01,9.01                 12/14/06

Ingen Technologies, Inc.                         1.01,4.01,9.01                 01/22/07

INLAND RETAIL REAL ESTATE TRUST INC     MD       1.01,5.02,9.01                 01/19/07

INSWEB CORP                             DE       2.02,9.01                      01/25/07

INSWEB CORP                             DE       1.01                           01/25/07

INTEGRATED DATA CORP                    DE       1.01,2.01,9.01                 01/05/07

INVERNESS MEDICAL INNOVATIONS INC       DE       1.01,7.01,9.01                 01/25/07

IVISION GROUP LTD                                1.01,3.02,5.01                 12/21/06

J CREW GROUP INC                        DE       8.01,9.01                      01/25/07

JACUZZI BRANDS INC                      DE       7.01,9.01                      01/23/07

JEFFERSON BANCSHARES INC                TN       2.02,9.01                      01/26/07

JOHNSON OUTDOORS INC                    WI       2.02,9.01                      01/26/07

KB HOME                                 DE       8.01                           01/19/07

KENSEY NASH CORP                        DE       2.02,9.01                      01/26/07

KINDER MORGAN INC                       KS       8.01,9.01                      01/25/07

KIRBY CORP                              NV       5.02                           01/22/07

LABRANCHE & CO INC                      DE       2.02,9.01                      01/26/07

LASALLE HOTEL PROPERTIES                MD       7.01,8.01,9.01                 12/19/06

LECG CORP                               DE       2.02,9.01                      01/26/07

Legacy Bancorp, Inc.                    DE       7.01,9.01                      01/26/07

LEHMAN ABS CORP ALTRIA DEB BACKED SER   DE       8.01,9.01                      01/15/07

LEHMAN ABS CORP BELLSOUTH CAPITAL FUN   DE       8.01,9.01                      01/15/07

LEHMAN ABS CORP FORD MOTOR CO NOTE BA   DE       8.01,9.01                      01/16/07

LEHMAN ABS CORP HSBC DEBENTURE BACKED   DE       8.01,9.01                      01/15/07

LEHMAN ABS CORP PRUDENTIAL FINANCIAL    DE       8.01,9.01                      01/15/07

LEHMAN ABS CORP REPACK AMER GEN FLOAT   DE       8.01,9.01                      01/15/07

LIFETIME BRANDS, INC                    DE       7.01,9.01                      01/25/07

Lincolnway Energy, LLC                  IA       8.01                           01/22/07

LL&E ROYALTY TRUST                      TX       7.01,9.01                      01/26/07

LOCAL.COM                               DE       8.01                           01/26/07

LSB CORP                                MA       2.02,9.01                      01/25/07

MAJESTIC OIL & GAS                      NV       4.01,9.01                      01/23/07

MANOR CARE INC                          DE       2.02,9.01                      01/26/07

MARINE PRODUCTS CORP                    DE       5.02                           01/23/07

MARINEMAX INC                           DE       2.02,9.01                      01/25/07

MASSEY ENERGY CO                        DE       2.02,9.01                      01/25/07

MASSEY ENERGY CO                        DE       2.02,9.01                      01/25/07    AMEND

MATRIXX INITIATIVES INC                 DE       5.02,8.01                      01/22/07

MCKESSON CORP                           DE       1.01,2.03,8.01,9.01            01/26/07

MDC HOLDINGS INC                        DE       2.02,7.01,9.01                 01/26/07

MEADE INSTRUMENTS CORP                  DE       1.02,5.02                      01/26/07

MEADWESTVACO CORP                       DE       5.03,9.01                      01/23/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       5.02                           01/22/07

MERRILL LYNCH & CO INC                  DE       8.01,9.01                      01/25/07

MESA AIR GROUP INC                      NV       2.02,9.01                      01/25/07

MID PENN BANCORP INC                    PA       2.02,9.01                      01/24/07

MIDCAROLINA FINANCIAL CORP              NC       8.01,9.01                      01/26/07

MIDLAND CO                              OH       8.01,9.01                      01/26/07

MIDSOUTH BANCORP INC                    LA       2.02,8.01,9.01                 01/25/07

MIDWESTONE FINANCIAL GROUP INC          IA       2.02,9.01                      01/26/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01,9.01                      01/26/07

Morgan Stanley ABS Capital I Inc. Tru   DE       9.01                           01/19/07

MOSAIC CO                                        7.01,9.01                      01/25/07

MOTHERS WORK INC                        DE       2.02,9.01                      01/24/07

MPLC, Inc.                              DE       1.01,3.02,5.02,5.03,9.01       01/24/07

MULTI COLOR CORP                        OH       2.02,9.01                      01/26/07

NATIONAL DATACOMPUTER INC               DE       1.01,2.01,3.02,5.01,9.01       01/23/07

NATIONAL PENN BANCSHARES INC            PA       5.02,5.04,8.01,9.01            01/26/07

NAVISTAR FINANCIAL CORP                 DE       8.01,9.01                      10/31/06

NETFABRIC HOLDINGS, INC                 DE       4.01,9.01                      01/24/07

NORTH CENTRAL BANCSHARES INC            IA       2.02,9.01                      01/26/07

NORTHERN GROWERS LLC                    SD       8.01                           01/24/07

NOVELL INC                              DE       3.01,9.01                      01/25/07

NUTRACEUTICAL INTERNATIONAL CORP        DE       2.02,9.01                      01/26/07

OCEAN BIO CHEM INC                      FL       5.02                           01/25/07

Opteum Inc.                             MD       7.01,9.01                      01/26/07

Option One Mortgage Loan Trust 2007-F   DE       8.01,9.01                      01/18/07

Organetix                               NJ       1.01,1.02                      01/18/07

ORRSTOWN FINANCIAL SERVICES INC         PA       2.02,9.01                      01/25/07

OWENS & MINOR INC/VA/                   VA       2.02,9.01                      01/25/07

PARALLEL PETROLEUM CORP                 DE       5.02                           01/24/07

PARK NATIONAL CORP /OH/                 OH       2.02,9.01                      01/26/07

PARLUX FRAGRANCES INC                   DE       8.01                           01/23/07

PARTNERRE LTD                                    7.01,8.01,9.01                 01/22/07

PATRIOT NATIONAL BANCORP INC            CT       5.02                           01/24/07

PENN NATIONAL GAMING INC                PA       1.01                           01/22/07

PEOPLES BANCTRUST CO INC                AL       2.02,9.01                      01/25/07

PER SE TECHNOLOGIES INC                 DE       2.01,3.01,3.03,5.01,9.01       01/26/07

Permanent Master Issuer plc                      1.01,9.01                      01/25/07

PHARSIGHT CORP                          CA       7.01,9.01                      01/26/07

PHH Alternative Mortgage Trust, Serie            8.01,9.01                      01/26/07

PIONEER NATURAL RESOURCES CO            DE       2.02,9.01                      01/25/07

POPULAR INC                                      5.02,9.01                      01/25/07

PowerShares DB Commodity Index Tracki            8.01                           01/26/07

PowerShares DB G10 Currency Harvest F   DE       8.01                           01/26/07

PowerShares DB Multi-Sector Commodity   DE       8.01                           01/26/07

PRICE T ROWE GROUP INC                  MD       2.02,9.01                      01/26/07

Propex Inc.                             DE       1.01,9.01                      01/26/07

PSB HOLDINGS INC /WI/                   WI       2.02,9.01                      01/26/07

PULASKI FINANCIAL CORP                  MO       2.02,9.01                      01/23/07

QUANTA CAPITAL HOLDINGS LTD                      5.02,7.01,9.01                 01/25/07

QUEPASA CORP                            NV       3.01,5.02                      01/19/07    AMEND

QUIXOTE CORP                            DE       2.02,9.01                      01/25/07

RadNet, Inc.                            NY       9.01                           11/15/06    AMEND

RALI Series 2007-QA1 Trust              DE       8.01,9.01                      01/25/07

RAND CAPITAL CORP                       NY       7.01,9.01                      01/26/07

REDBACK NETWORKS INC                    DE       3.01,3.02,5.01,8.01            01/24/07

Regency Energy Partners LP              DE       8.01,9.01                      01/25/07

RIGEL PHARMACEUTICALS INC               DE       5.02,9.01                      01/24/07

ROO GROUP INC                           DE       1.01,9.01                      01/22/07

ROWAN COMPANIES INC                     DE       8.01                           01/25/07

ROYAL CARIBBEAN CRUISES LTD                      1.01                           01/26/07

RPC INC                                 DE       5.02                           01/23/07

RPM INTERNATIONAL INC/DE/               DE       5.02,7.01,9.01                 01/26/07

SAFEWAY INC                             DE       1.02,9.01                      01/24/07

SANDISK CORP                            DE       9.01                           11/19/06    AMEND

SBARRO INC                              NY       7.01,9.01                      01/25/07    AMEND

SCHWAB CHARLES CORP                     DE       5.02,9.01                      01/24/07

SCOTTISH RE GROUP LTD                   E9       8.01,9.01                      01/25/07

SEA CONTAINERS LTD /NY/                          8.01,9.01                      01/24/07    AMEND

Security Capital Assurance Ltd          D0       5.02                           01/23/07

SENIOR HOUSING PROPERTIES TRUST         MD       2.02,4.02,9.01                 01/22/07

Shire plc                                        8.01,9.01                      01/25/07

SICLONE INDUSTRIES INC                  DE       4.01                           01/22/07

SL INDUSTRIES INC                       NJ       8.01                           01/23/07

SOMERSET INTERNATIONAL GROUP,INC.       DE       3.02                           01/22/07

SOUTH FINANCIAL GROUP INC               SC       5.05,9.01                      01/24/07

SOUTHERN COPPER CORP/                   DE       2.02,9.01                      01/25/07

SOUTHSIDE BANCSHARES INC                TX       2.02,9.01                      01/25/07

SPARTA INC /DE                          DE       2.02,9.01                      01/22/07

SPATIALIZER AUDIO LABORATORIES INC      DE       8.01,9.01                      01/24/07

SPEAR & JACKSON INC                              8.01                           01/22/07

ST MARY LAND & EXPLORATION CO           DE       2.02,9.01                      01/26/07

Stanadyne Holdings, Inc.                DE       5.02                           01/22/07

STANLEY WORKS                           CT       2.02,9.01                      01/25/07

STERLING FINANCIAL CORP /PA/            PA       5.02,9.01                      01/23/07

STINGER SYSTEMS, INC                             1.01,3.02,9.01                 01/25/07

SUMMIT FINANCIAL GROUP INC              WV       2.02,9.01                      01/25/07

SUN NEW MEDIA INC.                      MN       5.02,9.01                      01/25/07

SUNOCO LOGISTICS PARTNERS LP            DE       5.02,9.01                      01/23/07

SUPERIOR BANCORP                        DE       5.02                           01/25/07

SUPERIOR BANCORP                        DE       1.01,1.02,2.03                 01/26/07

TAIWAN FUND INC                         DE       7.01,9.01                      12/01/06

TARGACEPT INC                                    1.01                           01/22/07

Tarpon Industries, Inc.                 MI       3.02                           01/23/07

TAYLOR CAPITAL GROUP INC                DE       1.01,9.01                      01/23/07

TBS INTERNATIONAL LTD                            1.01,5.02                      01/26/07

TERRA INDUSTRIES INC                    MD       8.01,9.01                      01/25/07

TIDEWATER INC                           DE       7.01,9.01                      01/24/07

TIME WARNER INC                         DE       2.03,5.02                      01/24/07

TIVO INC                                DE       1.01                           01/25/07

TIVO INC                                DE       5.02,9.01                      01/26/07

TOMPKINS TRUSTCO INC                    NY       5.02,9.01                      01/23/07

TOREADOR RESOURCES CORP                 DE       5.02,9.01                      01/25/07

TOREADOR RESOURCES CORP                 DE       7.01,9.01                      01/25/07

Touchstone Mining LTD                   NV       4.01,9.01                      01/23/07

Tower Group, Inc.                       DE       1.01,2.03,9.01                 01/22/07

TREX CO INC                             DE       2.02,4.02,9.01                 01/26/07

TRIPLE BAY INDUSTRIES                   OH       5.01,5.02,9.01                 01/25/07

TRUE TEMPER SPORTS INC                           1.01,2.03,9.01                 01/22/07

TRX INC/GA                              GA       5.02,9.01                      01/23/07

TVIA INC                                DE       2.03                           01/23/07

TWIN LAKES INC                          NV       4.01,9.01                      01/22/07    AMEND

U S GLOBAL INVESTORS INC                TX       2.02                           01/26/07

UCBH HOLDINGS INC                       DE       2.02,9.01                      01/25/07

UNICORP INC /NEW                        NV       1.01                           01/15/07

UNION BANKSHARES CO/ME                  ME       2.02,9.01                      01/26/07

UNION BANKSHARES INC                    VT       2.02,9.01                      01/24/07

UNIT CORP                               DE       1.01,9.01                      01/25/07

UNITED BANCORPORATION OF ALABAMA INC    DE       2.02                           01/26/07

UNITED BANCSHARES INC/OH                OH       2.02,7.01,9.01                 01/26/07

United Community Bancorp                X1       8.01,9.01                      01/25/07

UNITY WIRELESS CORP                     DE       4.02                           11/17/06    AMEND

UROLOGIX INC                            MN       2.02,9.01                      01/25/07

USA TRUCK INC                           DE       2.02,5.05,8.01,9.01            01/24/07

USA VIDEO INTERACTIVE CORP              WY       8.01,9.01                      01/25/07

V F CORP                                PA       1.01,2.02,7.01,9.01            01/22/07

VALASSIS COMMUNICATIONS INC             DE       8.01,9.01                      01/26/07

Valera Pharmaceuticals Inc                       1.01,9.01                      12/11/06    AMEND

VERAMARK TECHNOLOGIES INC               DE       5.02,7.01,9.01                 01/26/07

VICORP RESTAURANTS INC                  CO       2.02,9.01                      01/26/07

ViewPoint Financial Group               X1       2.02,9.01                      01/24/07

VITACUBE SYSTEMS HOLDINGS INC           NV       3.01,8.01,9.01                 01/26/07

VNUS MEDICAL TECHNOLOGIES INC                    1.01                           01/23/07

VYYO INC                                DE       5.02                           01/22/07

WATER CHEF INC                          DE       5.02,8.01,9.01                 01/22/07

WEIGHT WATCHERS INTERNATIONAL INC       VA       1.01,2.03,8.01,9.01            01/26/07

WELLS FARGO & CO/MN                     DE       9.01                           01/25/07

WENDYS INTERNATIONAL INC                OH       5.02                           01/22/07

WESTAMERICA BANCORPORATION              CA       8.01                           01/25/07

WESTELL TECHNOLOGIES INC                DE       1.01,9.01                      01/22/07

WESTSPHERE ASSET CORP INC               CO       8.01                           01/26/07

WGNB CORP                               GA       1.01,9.01                      01/22/07

Whos Your Daddy Inc                     NV       1.01,9.01                      04/13/06    AMEND

Wilber CORP                                      8.01,9.01                      01/26/07

WILLOW FINANCIAL BANCORP, INC.          PA       8.01,9.01                      01/24/07

WINLAND ELECTRONICS INC                 MN       5.02,9.01                      01/23/07

Winthrop Realty Trust                   OH       5.02,9.01                      01/26/07

WIRELESS RONIN TECHNOLOGIES INC         MN       1.01,8.01,9.01                 01/24/07

WYETH                                   DE       5.02,5.05,9.01                 01/25/07

YOUBET COM INC                          DE       8.01,9.01                      01/23/07

ZEBRA TECHNOLOGIES CORP/DE              DE       2.01,9.01                      01/25/07