SEC NEWS DIGEST

Issue 2003-215                                              November 12, 2003

     
COMMISSION ANNOUNCEMENTS

     
ALAN BELLER TO TESTIFY

     Alan  L.  Beller, Director of the Commission's Division  of  Corporation
     Finance,  will testify before the Senate Committee on Banking,  Housing,
     and  Urban  Affairs on Thursday, November 13, concerning the application
     of  federal  securities  law  disclosure and reporting  requirements  to
     Fannie  Mae, Freddie Mac, and the Federal Home Loan Banks.  The  hearing
     will  begin  at  10:00  a.m. in Room 538 of the  Dirksen  Senate  Office
     Building.

STATEMENT OF THE SECURITIES AND EXCHANGE COMMISSION

Monday, November 10, 2003

     The  Commission  notes with sorrow and regret the death  of  Richard  B.
     Smith,  who  served as a Commissioner from May 1, 1967  until  July  30,
     1971.

     Commissioner  Smith served on the Commission during a  period  of  rapid
     growth  and  change in the nation's capital markets.  He  was  a  strong
     force  on  the  Commission  for progressive change  and  forward-looking
     regulatory  responses to the critical issues confronting the Commission,
     such  as  fixed-rate  brokerage commissions, Wall Street  clearance  and
     settlement problems, regulation of institutional investors, the evolving
     theory of insider trading and the liberalization of long-standing  rules
     on  the  public  sale  of restricted securities. While  his  views  were
     occasionally at odds with the conventional perspective at the time,  not
     infrequently  his dissenting perspective eventually became the  majority
     policy.

     Commissioner  Smith  was  an  early advocate for  developing  regulatory
     policies  based upon economic as well as legal analysis.  Early  in  his
     tenure,  at his suggestion, Chairman Cohen created an Economic  Advisory
     Committee  to  meet  periodically with the Commission.   Similarly,  the
     Commission's Institutional Investor Study was conducted as  a  primarily
     economic  analysis of the issue, with Commissioner Smith acting  as  the
     lead  Commissioner  overseeing the report  and  signing  the  letter  of
     transmittal to Congress.

     Commissioner Smith played an active role in addressing the critical back
     office clearance and settlement problems that plagued Wall Street during
     this period.  He recognized the need and supported the effort to move to
     a  central  depository system of securities clearance  and  to  automate
     brokerage firm back offices. Early on, he identified that these  efforts
     would require greater capitalization of brokerage firms, achievable only
     through public debt and equity offerings.  Similarly, he was an advocate
     for  creation  of  an  industry  deposit  insurance  system,  which  was
     implemented  with  Congressional passage  of  the  Securities  Investors
     Protection Act of 1970 (SIPA).

     Commissioner Smith returned to private practice after his four years  on
     the  Commission. Throughout his long and distinguished career in private
     practice,  he  was an active member of the securities  bar  and  a  good
     friend  of  the  S.E.C.  He will be remembered with  great  respect  and
     affection.   The Commission and staff extend their deepest  sympathy  to
     his family and his many friends.   By the Commission.

     William H. Donaldson, Chairman
     Cynthia A Glassman
     Harvey J. Goldschmid
     Paul S. Atkins
     Roel C. Campos

COMMISSION MEETINGS

     Following  is a schedule of Commission meetings which will be  conducted
     under  provisions of the Government in the Sunshine Act.  Meetings  will
     be  scheduled  according  to  the requirements  of  agenda  items  under
     consideration.

     Open meetings will be held in the Commission Meeting Room, Room 1C30, at
     the   Commission's  headquarters  building,  450  Fifth  Street,   N.W.,
     Washington, D.C.  Visitors are welcome at all open meetings, insofar  as
     space   is  available.   Persons  wishing  to  photograph  or  videotape
     Commission meetings must obtain permission in advance from the Secretary
     of  the Commission.  Persons wishing to tape record a Commission meeting
     should notify the Secretary's office 48 hours in advance of the meeting.

     Any  member  of the public who requires auxiliary aids such  as  a  sign
     language  interpreter  or material on tape to attend  a  public  meeting
     should  contact Rochelle Franks, Office of Administrative and  Personnel
     Management,  to  make arrangements.  Ms. Franks can be  reached  at  TTY
     number (202) 942-9558.  If you are calling from a non-TTY number, please
     call the Relay Service at 1-800-877-8339.

ADDITIONAL CLOSED MEETING - WEDNESDAY, NOVEMBER 12, 2003 - 4:00 P.M.

     An  additional closed meeting will be held on Wednesday, November 12, at
     4:00 p.m.  The subject matter of the closed meeting will be:  Settlement
     of administrative proceedings of an enforcement nature.

OPEN MEETING - WEDNESDAY, NOVEMBER 19, 2003 - 2:00 P.M.

     The subject matter of the open meeting scheduled for Wednesday, November
     19, will be:

     The Commission will consider whether to adopt amendments to Schedule 14A
     and  Forms 10-Q, 10-QSB, 10-K, and 10-KSB under the Securities  Exchange
     Act  of  1934, and Form N-CSR under the Securities Exchange Act of  1934
     and  the  Investment Company Act of 1940.  The amendments would  require
     expanded  disclosure  related  to  the  operation  of  board  nominating
     committees  and new disclosure concerning security holder communications
     with board members.

     For further information, please contact Lillian Brown at (202) 824-5250.
          
     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact the Office of the Secretary at (202) 942-7070.

     
ENFORCEMENT PROCEEDINGS

     
THE  COMMISSION  INSTITUTES  PROCEEDINGS AGAINST RITA  MCCONVILLE  AND  KEVIN
HARRIS FOR ACCOUNTING VIOLATIONS RELATED TO ACCOUNTS RECEIVABLE

     The  Commission  today instituted cease-and-desist  proceedings  against
     Rita  J. McConville, the former chief financial officer (CFO) of  Akorn,
     Inc.,  and  cease-and-desist proceedings and administrative  proceedings
     pursuant  to  Rule 102(e) of the Commission's Rules of Practice  against
     Kevin  M.  Harris, another former Akorn CFO (collectively, Respondents).
     McConville  is  a  resident of Hawthorn Woods, Illinois.   Harris  is  a
     resident of Rolling Meadows, Illinois.

     The  Division  of  Enforcement alleges that McConville and  Harris  made
     false statements concerning Akorn's financial condition and caused Akorn
     to  carry on its books at least $7 million in accounts receivable  which
     were,   at   best,  significantly  impaired  or,  at  worst,  completely
     uncollectable.   Had Akorn appropriately recorded a  reserve  for  these
     receivables, it would have posted a $2 million loss for its fiscal  year
     ended Dec. 31, 2000, rather than the $2 million profit it claimed in its
     2000  Form  10-K.   The  Division alleges  that  McConville  engaged  in
     accounting fraud by drafting or reviewing statements regarding  accounts
     receivable in Akorn's Form 10-K for the fiscal year ended Dec. 31, 2000,
     that  McConville had no reasonable basis to believe were accurate or  in
     accordance with generally accepted accounting principles.  Moreover, the
     Division alleges that McConville knowingly failed to implement a  system
     of internal controls, caused Akorn's books and records to be false, lied
     to auditors, and caused Akorn's reporting violations with regards to the
     company's 2000 Form 10-K.  The Division also alleges that Harris lied to
     auditors  and  caused and willfully aided and abetted Akorn's  reporting
     violations  in  regard to the status of Akorn's accounts  receivable  as
     represented in both the 2000 Form 10-K and first quarter 2001 Form 10-Q.
     
     The  Commission  instituted  these proceedings  against  Respondents  to
     determine whether:  (a) the allegations against Respondents are true and
     to  afford Respondents an opportunity to establish any defense  to  such
     allegations; (b) McConville should be ordered to cease and  desist  from
     committing  or causing any violations and any future violations  of  the
     antifraud,  reporting, books and records, internal controls,  and  false
     statements to auditors provisions of the Securities Exchange Act of 1934
     (Exchange  Act); (c) Harris should be ordered to cease and  desist  from
     committing  or causing any violations and any future violations  of  the
     reporting  and  lying  to  auditors  provisions  of  the  Exchange  Act;
     (d)  pursuant to Section 21C(e) of the Exchange Act, Respondents  should
     be  ordered to pay disgorgement; and (e) pursuant to Rule 102(e)(1)(iii)
     of  the  Commission's Rules of Practice, Harris should  be  censured  or
     denied,  temporarily  or  permanently, the  privilege  of  appearing  or
     practicing before the Commission.

     A  hearing  will  be  scheduled before an administrative  law  judge  to
     determine  whether  the allegations contained in the  Order  Instituting
     Cease-and-Desist Proceedings Pursuant to Section 21C of  the  Securities
     Exchange  Act of 1934 and Rule 102(e)(1)(iii) of the Commission's  Rules
     of  Practice (Order) are true, to provide the Respondents an opportunity
     to  dispute these allegations, and to determine what sanctions, if  any,
     are appropriate in the public interest.  The Commission directed that an
     administrative law judge shall issue an initial decision in this  matter
     within  300 days from the date of service of the Order.  (Rel. 34-48770,
     AAE Rel. 1910; File No. 3-11330)

SEC  SUES  EIGHT INDIVIDUALS AND FOUR COMPANIES TO HALT A $28  MILLION  PONZI
SCHEME
     
     The  Commission today announced that on November 10 the Commission filed
     an   emergency   injunctive  action  in  federal   district   court   in
     Indianapolis,  Indiana  against Patrick L.  Ballinger  (Ballinger),  55,
     Dennis  R. Weaver (Weaver), 54, of Jackson, Tennessee, Kosta S. Kovachev
     (Kovachev),  51,  of Lake Worth, Florida, Lee E. Larscheid  (Larscheid),
     54,  of Branson, Missouri, Benny G. Morris (Morris), 46, of Palm Harbor,
     Florida, Darin W. Roberts (Roberts), 29, of Branson, Missouri, Linda  M.
     Sears (Sears), 50, of Seminole, Florida, Todd R. Walker (Walker), 44, of
     Tampa, Florida, Missouri-based Branson City Limits, Inc. (Branson City),
     Missouri-based  Ozark Ticket and Travel, Inc. (Ozark  Ticket),  Florida-
     based  Resort  Hotels,  Inc. (Resort Hotel), and Nevada-based  Universal
     Financial   Leasing,   Inc.  (Universal  Leasing)   (collectively,   the
     Defendants)  for  their  roles in an ongoing $28 million  Ponzi  scheme.
     Ballinger,  Larscheid and Sears are convicted felons and  Weaver  has  a
     disciplinary history.  The Commission's complaint alleged that, from  at
     least  September  2000 to the present, the Defendants offered  and  sold
     securities  nominally structured as hotel timeshare rental interests  in
     unregistered transactions to approximately 600 investors in  30  states.
     In  connection  with  these  offerings, the Defendants  made  false  and
     misleading  statements  concerning,  among  other  things,  the  use  of
     investor funds, the source of investors' promised high returns, and  the
     return of investors' principal.  While the issuers, promoters, and sales
     force  represented to investors that they would use the funds  collected
     in  the offerings to refurbish the timeshare units and pay an 11% return
     from  subleasing the units, in fact, they used new investors'  funds  to
     pay  returns  to  old investors as well as their personal  and  business
     expenses.  The Commission Complaint seeks temporary restraining  orders,
     preliminary  and permanent injunctions, civil penalties, asset  freezes,
     an   order  preserving  evidence  and  appointment  of  a  receiver,  if
     necessary.   [SEC  v.  Patrick Ballinger, Dennis  R.  Weaver,  Kosta  S.
     Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda  M.
     Sears,  Todd F. Walker, Branson City Limits, Inc., Resort Hotels,  Inc.,
     Universal  Financial Leasing, Inc., and Ozark Ticket and  Travel,  Inc.,
     Civil Action No. 1:03 CV-1659 LJN-WTL (S.D. Ind.] (LR-18450)

FORMER SEC CHAIRMAN RICHARD BREEDEN TO SUPERVISE DISTRIBUTION OF SEC's  CIVIL
PENALTY AGAINST WORLDCOM
                                      
Former SEC Commissioner J. Carter Beese, Jr. to Oversee Stock Portion of  the
Distribution Fund

     The Commission announced that on November 7 the Honorable Jed S. Rakoff,
     U.S.  District  Judge, issued an Order appointing  former  SEC  Chairman
     Richard  C.  Breeden,  who  is currently serving  as  WorldCom's  court-
     appointed  Corporate Monitor, to be the Distribution Agent to  supervise
     the  distribution of the SEC's civil penalty judgment against  WorldCom.
     The  SEC  obtained the civil penalty judgment pursuant to  a  settlement
     approved  by  Judge  Rakoff on July 7, 2003.   (Litigation  Release  No.
     18219).   Also  on  November  7,  Judge  Rakoff  appointed  former   SEC
     Commissioner J. Carter Beese, Jr., to be the Equity Manager  to  oversee
     the  stock portion of the distribution fund. (SEC v. WorldCom Inc.,  No.
     02-CV-4963 (SDNY)).

     The  Court's  selections of Mr. Breeden as Distribution  Agent  and  Mr.
     Beese  as  Equity  Manager  are  the  first  steps  in  the  Fair   Fund
     distribution process for the SEC's civil penalty judgment.  Future steps
     include  WorldCom's payments into the distribution fund  and  the  SEC's
     submission  of a formal distribution plan to the District Court.   These
     future  steps are scheduled to take place at or around the time WorldCom
     emerges  from  bankruptcy court protection.  After  the  District  Court
     approves  a distribution plan, the Distribution Agent will commence  the
     process of identifying eligible investor claimants and processing claims
     for payment from the distribution fund.

     WorldCom,  which is now doing business under the MCI brand  name,  filed
     for  bankruptcy court protection on July 21, 2002.  On October 31, 2003,
     the Bankruptcy Court approved the company's plan of reorganization.  The
     Commission staff anticipates that the plan will become effective  within
     a  few  months, resulting in WorldCom's emergence from bankruptcy  court
     protection.   Because  WorldCom  was in bankruptcy  reorganization,  the
     SEC's  settlement  of its claims for civil penalties  was  reviewed  and
     approved   by  both  the  District  Court  and  the  Bankruptcy   Court.
     (Litigation Releases Nos. 18219 and 18277).

     The SEC's civil penalty judgment against WorldCom provided that WorldCom
     was  liable  for  a  civil penalty in the amount of $2,250,000,000.   It
     further  provided  that,  in  the event of confirmation  of  a  plan  of
     reorganization of WorldCom by the Bankruptcy Court - which  occurred  on
     Oct.  31, 2003 - WorldCom's obligation to the SEC shall be satisfied  by
     the company's payment of $500,000,000 in cash and its transfer of common
     stock in the reorganized company having a value of $250,000,000, on  the
     effective  date of its plan of reorganization.  Under the terms  of  the
     settlement, the funds paid and the common stock transferred by  WorldCom
     to satisfy the SEC's judgment will be distributed to investor victims of
     the  company's fraud, pursuant to Section 308 (Fair Funds for Investors)
     of the Sarbanes-Oxley Act of 2002.  Additional information regarding the
     Fair  Fund distribution of WorldCom's civil penalty is available on  the
     Commission's website.

     The  Commission's investigation into the events surrounding the WorldCom
     fraud is continuing.  [SEC v. WorldCom Inc., Civil Action No. 02-CV-4963
     (SDNY) (JSR] (LR-18451; AAE Rel. 1909)
     
FORMER  PRESIDENT  OF  SAN ANTONIO-BASED INVERWORLD  ENJOINED  IN  INVESTMENT
ADVISER FRAUD

     The  Commission  announced that it has settled its  civil  fraud  action
     against   George  F.  Fahey,  former  president  of  San   Antonio-based
     InverWorld, Inc. and InverWorld Securities, Inc.  On Aug. 4,  1999,  the
     SEC  charged  Fahey and Jose P. Zollino, InverWorld's  former  chairman,
     with  losing  in excess of $400 million of client funds in unauthorized,
     highly   leveraged  securities  investments  and  practically  worthless
     securities issued by foreign shell companies.  The SEC civil action  was
     stayed  pending  a criminal investigation into the same conduct  by  the
     United  States Attorney for the Western District of Texas  (San  Antonio
     Division).
     On  Dec.  14,  2001,  Fahey pleaded guilty to two counts  of  investment
     adviser fraud and conspiracy to launder money.  In March 2003, the court
     sentenced  Fahey  to  84  months imprisonment and  ordered  him  to  pay
     criminal restitution of $139 million.  On May 13, 2002, Zollino  pleaded
     guilty  to  two counts of conspiracy to commit fraud and launder  money.
     In  October  2002, Zollino was sentenced to 144 months imprisonment  and
     ordered to pay $341 million in criminal restitution.
     Fahey,  without admitting or denying the allegations of the Commission's
     complaint,  has  consented  to  the  entry  of  a  final  judgment  that
     permanently enjoins him from violating the antifraud provisions  of  the
     federal  securities  laws.  In light of his jail sentence  and  criminal
     restitution  order, which is in an amount greater than the  Commission's
     disgorgement   claim,  the  Commission  will  forego  its   claims   for
     disgorgement  and  a  civil penalty.  The judgment  enjoins  Fahey  from
     violating Section 17(a) of the Securities Act of 1933, Section 10(b)  of
     the  Securities  Exchange  Act of 1934 and Rule  10b-5  thereunder,  and
     aiding  and  abetting violations of Sections 206(1) and  206(2)  of  the
     Investment Advisers Act of 1940.
     Fahey, in a related administrative proceeding, has agreed to consent  to
     a  Commission  order barring him from association with any broker-dealer
     or   investment  advisor.   Additional  information  can  be  found   in
     Litigation Release No. 16242 (Aug. 4, 1999); No. 16974 (April 25, 2001);
     and  No.  17533 (May 24, 2002).  [SEC v. InverWorld, Inc., et al.,  Civ.
     No. SA-99-CA-0822 (W.D.Tex)] (LR-18452)

FORMER  GOLDMAN ECONOMIST YOUNGDAHL AGREES TO FRAUD INJUNCTION  AND  $240,000
PENALTY IN SEC TREASURY BOND INSIDER TRADING CASE
                                      
YOUNGDAHL ALSO PLEADS GUILTY TO SECURITIES FRAUD IN RELATED CRIMINAL MATTER

     The  Commission announced today that John M. Youngdahl,  Jr.,  a  former
     Goldman, Sachs & Co. Vice President and Senior Economist, has agreed  to
     settle  the  Commission's pending insider trading charges  against  him.
     The  charges relate to Goldman Sachs' purchases of U.S. Treasury 30-year
     bonds   minutes  before  the  Treasury  Department's  Oct.   31,   2001,
     announcement  that  it would no longer issue such bonds.   The  Treasury
     Department's  announcement  had a dramatic market  impact,  causing  the
     largest  one-day price movement in the 30-year bond since October  1987.
     Youngdahl is a resident of Summit, N.J.

     If  the  federal  district court in Manhattan hearing  the  SEC's  civil
     action  approves the settlement, Youngdahl will be permanently  enjoined
     from  committing  securities fraud, and will  pay  a  civil  penalty  of
     $240,000.  In separate proceedings regarding the same conduct, Youngdahl
     today  pled guilty to criminal securities fraud charges brought  by  the
     United States Attorney's Office for the Southern District of New York.

     The  Commission's  complaint,  filed on  Sept.  4,  2003,  alleges  that
     beginning  in  1994  Peter  J.  Davis,  Jr.,  a  Washington,  D.C.-based
     consultant  and  sole  proprietor  of Davis  Capital  Investment  Ideas,
     attended   the   Treasury   Department's   quarterly   refunding   press
     conferences.   At  these  press  conferences,  the  Treasury  Department
     announced the Federal Government's financing requirements for the coming
     quarter.   This information was market-sensitive and thus subject  to  a
     press  embargo; that is, it could not be disseminated by those attending
     the  conference  until  a  specified time.  The complaint  alleges  that
     Youngdahl,  who advised Treasury Desk traders on economic and  political
     developments,  was  Davis' primary contact at Goldman  Sachs,  and  that
     Davis  conveyed confidential refunding information to Youngdahl  in  May
     2001.   In July 2001, Davis and Youngdahl agreed in a series of  e-mails
     that  Davis would provide Youngdahl with embargoed information from  the
     refunding  press conferences.  Pursuant to this agreement,  Davis  again
     provided Youngdahl with embargoed information in August 2001.
     
     The  complaint  further alleges that, at the Oct.  31,  2001,  refunding
     press  conference, Treasury Department officials announced  three  times
     that the information being made available was embargoed until 10:00 a.m.
     The  press  conference  ended at approximately 9:25  a.m.   Despite  the
     officials'  warnings, beginning at 9:28 a.m., Davis placed a  series  of
     cell phone calls to his clients, including Youngdahl, and told them that
     the  Treasury Department was suspending future long bond issuances.  The
     complaint alleges that Youngdahl knew that Davis, pursuant to their July
     agreement,   was  tipping  him  with  confidential  Treasury  Department
     information  before  the information was released to  the  public.   The
     complaint  further  alleges that, after receiving  Davis'  call  on  the
     morning  of  Oct. 31, 2001, Youngdahl tipped traders on  Goldman  Sachs'
     U.S.  Treasury Desk to the news about the Treasury's decision  to  cease
     issuance  of  the  long  bond. While the news was still  nonpublic,  the
     traders purchased $84 million worth of 30-year bonds for Goldman  Sachs'
     own accounts, generating illegal profits of over $1.5 million.
     
     Youngdahl has consented, without admitting or denying the allegations of
     the  complaint,  to the entry of a permanent injunction  against  future
     violations of Sections 10(b) of the Securities Exchange Act of 1934  and
     Rule  10b-5 thereunder, and a court order that he pay a fine of $240,000
     and  be  jointly and severally liable for disgorgement of Goldman Sachs'
     trading profits.
     
     Goldman   Sachs  has  previously  settled  a  Commission  administrative
     proceeding  related  to this matter and made full  disgorgement  of  its
     trading profits.  Davis, originally a defendant in the civil action, has
     also previously settled with the Commission.
          
     The Commission's investigation into these events is continuing.  Pending
     the  completion of that investigation, the Commission has filed a notice
     of  dismissal as to defendant Stephen E. Nothern.  Nothern was the  only
     remaining defendant in this action other than Youngdahl.  Under  Federal
     Rule  of  Civil Procedure 41(a)(1), the Commission retains the right  to
     file  charges  again against Nothern based on or including the  original
     claim.  [SEC v. Peter J. Davis, Jr., et al., Civil Action No. 03-CV-6672
     (NRB)] (LR-18453; Press Rel. 2003-155)

     
SELF-REGULATORY ORGANIZATIONS

     
APPROVAL OF PROPOSED RULE CHANGE

     The  Commission approved a proposed rule change filed by  the  New  York
     Stock Exchange (SR-NYSE-2003-26) to amend an Interpretation of NYSE Rule
     345  to  provide  for  the elimination of "Registered Representative-In-
     Charge"  as  a  category precluded from being an independent  contractor
     under Section 19(b)(2) of the Securities Exchange Act of 1934.  (Rel. 34-
     48762)
     
PROPOSED RULE CHANGE

     The  New York Stock Exchange filed a proposed rule change (SR-NYSE-2003-
     34) relating to the amendment and restatement of the constitution of the
     Exchange  to  reform the governance and management architecture  of  the
     Exchange.  Publication of the notice is expected in the Federal Register
     during the week of November 10.  (Rel. 34-48764)

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-3     BRADLEY PHARMACEUTICALS INC, 383 RTE 46 WEST, FAIRFIELD, NJ, 08816,
        9738821505 - 0 ($115,225,400.00) Equity, (File 333-110312 - Nov. 7)
        (BR. 01)

S-3     GIBRALTAR STEEL CORP, 3556 LAKE SHORE ROAD, P O BOX 2028, BUFFALO, NY,
        14219-0228, 7168266500 - 4,749,500 ($115,507,840.00) Equity,
        (File 333-110313 - Nov. 7) (BR. 06)

S-8     CONSUMERS FINANCIAL CORP, 1513 CEDAR CLIFF DRIVE, P O BOX 26,
        CAMP HILL, PA, 17011-0026, 7177306306 - 140,000 ($32,200.00) Equity,
        (File 333-110316 - Nov. 7) (BR. 01)

N-2     ING SENIOR INCOME FUND, ING SENIOR INCOME FUND,
        7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 -
        0 ($864,350,000.00) Equity, (File 333-110317 - Nov. 7) (BR. 17)

S-3     AMERICAN GENERAL FINANCE CORP, 601 NW SECOND ST, EVANSVILLE, IN, 47708,
        8124248031 - 0 ($7,500,000,000.00) Non-Convertible Debt,
        (File 333-110318 - Nov. 7) (BR. 07)

SB-2    FIRST UNITED STATES CORP, 130 FIFTH AVE., NEW YORK, NY, 10011,
        0 ($13,950,000.00) Equity, (File 333-110319 - Nov. 7) (BR. 09)

F-1     WEBZEN INC, DAELIM ACROTEL BLDG 6TH FL, 467-6 DOGOK-DONG, KANGNAM KU,
        SEOUL, M4, 00000, 1,000,500 ($110,034,990.00) ADRs/ADSs,
        (File 333-110321 - Nov. 7) (BR. 08)

F-6     WEBZEN INC, DAELIM ACROTEL BLDG 6TH FL, 467-6 DOGOK-DONG, KANGNAM KU,
        SEOUL, M4, 00000, 20,000,000 ($1,000,000.00) ADRs/ADSs,
        (File 333-110322 - Nov. 7) (BR. 08)

F-3     LJ INTERNATIONAL INC, UNIT #12 12/F BLOCK A FOCAL INDUSTRIAL,
        CENTER 21 MAN LOK ST, HUNG HOM KOWLOON HON, K3, 00000,
        0 ($2,504,620.00) Equity, (File 333-110323 - Nov. 7) (BR. 02)

SB-2    KING CAPITAL HOLDINGS INC, 126,400 ($31,600.00) Equity,
        (File 333-110324 - Nov. 7) (BR. )

S-1     COMMONWEALTH TELEPHONE ENTERPRISES INC /NEW/, 100 CTE DRIVE,
        PO BOX 800, DALLAS, PA, 18612-9799, 7176742700 -
        0 ($300,000,000.00) Debt Convertible into Equity, (File 333-110325 -
        Nov. 7) (BR. 37)

S-8     ANIKA THERAPEUTICS INC, 236 WEST CUMMINGS PARK, WOBURN, MA, 01801,
        6179326616 - 0 ($9,840,000.00) Equity, (File 333-110326 - Nov. 7)
        (BR. 01)

S-8     NCR CORP, 1700 S PATTERSON BLVD, CORP POLICIES WHQ-3, DAYTON, OH,
        45479, 9374455000 - 9,000,000 ($325,800,000.00) Equity,
        (File 333-110327 - Nov. 7) (BR. 03)

S-8     COOLSAVINGS INC, 360 N. MICHIGAN AVE, 19TH FLOOR, CHICAGO, IL, 60601,
        312 224 5000 - 12,337,337 ($11,194,899.59) Equity, (File 333-110328 -
        Nov. 7) (BR. 08)

SB-2    NEOMEDIA TECHNOLOGIES INC, 2201 SECOND ST STE 600, STE 600, FORT MYERS,
        FL, 33901, 6303554404 - 308,648,500 ($37,346,469.00) Equity,
        (File 333-110329 - Nov. 7) (BR. 03)

S-8     PORTFOLIO RECOVERY ASSOCIATES INC, 120 CORPORATE BLVD STE 100, NORFOLK,
        VA, 23502, 7575199300X3003 - 0 ($4,118,250.00) Equity,
        (File 333-110330 - Nov. 7) (BR. 02)

S-8     PORTFOLIO RECOVERY ASSOCIATES INC, 120 CORPORATE BLVD STE 100, NORFOLK,
        VA, 23502, 7575199300X3003 - 0 ($57,800,000.00) Equity,
        (File 333-110331 - Nov. 7) (BR. 02)

S-8     DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, P O BOX 26532,
        RICHMOND, VA, 23219, 8048192000 - 3,000,000 ($184,680,000.00) Equity,
        (File 333-110332 - Nov. 7) (BR. 02)

N-2     ING CLARION GLOBAL REAL ESTATE INCOME FUND,
        100,000 ($1,500,000.00) Equity, (File 333-110333 - Nov. 7) (BR. 17)

SB-2    OPHTHALMIC IMAGING SYSTEMS, 221 LATHROP WAY, SUITE 1, SACRAMENTO, CA,
        95815, 9166462020 - 1,716,496 ($1,767,990.80) Equity,
        (File 333-110334 - Nov. 7) (BR. 36)

S-3     NUTRITION 21 INC, 4 MANHATTANVILLE ROAD, PURCHASE, NY, 10577-2197,
        9147014500 - 5,000,000 ($4,675,000.00) Equity, (File 333-110335 -
        Nov. 7) (BR. 01)

SB-2    DAYSTAR TECHNOLOGIES INC, 900 GOLDEN GATE TERRACE, SUITE A,
        GRASS VALLEY, CA, 95945, 530-271-5557 - 0 ($37,255,008.00) Equity,
        (File 333-110337 - Nov. 7) (BR. )

S-B     FINANCEMENT QUEBEC, FINANCEMENT QUEBEC, 12 RUE ST-LOUIS, QUEBEC, A8,
        G1R 5L3, 4186912203 - 0 ($1,500,000,000.00) Other, (File 333-110338 -
        Nov. 7) (BR. 07)

S-8     HUMAN BIOSYSTEMS INC, 1127 HARKER AVE, PALO ALTO, CA, 94301,
        6503230943 - 3,414,500 ($751,190.00) Equity, (File 333-110339 - Nov. 7)
        (BR. 01)

S-3     RESIDENTIAL FUNDING MORTGAGE SECURITIES II INC,
        8400 NORMANDALE LAKE BLVD, SUITE 600, MINNEAPOLIS, MN, 55437,
        9528327000 -
        15,000,000,000 ($15,000,000,000.00) Asset-Backed Securities,
        (File 333-110340 - Nov. 7) (BR. 05)

S-8     FORCE PROTECTION INC, 2031 AVENUE B, BUILDING 44, NORTH CHARLESTON, SC,
        29405, 8437407015 - 0 ($5,000.00) Equity, (File 333-110341 - Nov. 7)
        (BR. 06)

S-8     WMS INDUSTRIES INC /DE/, 800 S. NORTHPOINT BLVD., WAUKEGAN, IL, 60085,
        847-785-3000 - 0 ($687,976.00) Equity, (File 333-110342 - Nov. 7)
        (BR. 06)

S-3     CWALT INC, 4,000,000,000 ($4,000,000,000.00) Asset-Backed Securities,
        (File 333-110343 - Nov. 7) (BR. )

S-1     ITERIS HOLDINGS  INC, 1515 S MANCHESTER AVE, ANAHEIM, CA, 92802,
        7147745000 - 0 ($10,199,997.00) Equity, (File 333-110344 - Nov. 7)
        (BR. 37)

S-3     FX ENERGY INC, 3006 HIGHLAND DR, STE 206, SALT LAKE CITY, UT, 84106,
        801-486-5555 - 8,013,005 ($42,949,707.00) Equity, (File 333-110345 -
        Nov. 7) (BR. 04)

S-3     CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA,
        95134, 4089431234 - 0 ($420,000,000.00) Debt Convertible into Equity,
        (File 333-110346 - Nov. 7) (BR. 03)

S-8     SOUTHERN FINANCIAL BANCORP INC /VA/, 37 EAST MAIN ST, WARRENTON, VA,
        20186, 5403493900 - 165,000 ($7,080,150.00) Equity, (File 333-110347 -
        Nov. 7) (BR. 07)

S-3     CENTERPOINT ENERGY INC, 1111 LOUISIANT ST., HOUSTON, TX, 77002,
        7132073000 - 0 ($575,000,000.00) Debt Convertible into Equity,
        (File 333-110348 - Nov. 7) (BR. 02)

S-4     CENTERPOINT ENERGY INC, 1111 LOUISIANT ST., HOUSTON, TX, 77002,
        7132073000 - 0 ($600,000,000.00) Non-Convertible Debt,
        (File 333-110349 - Nov. 7) (BR. 02)

S-1     MADISON GROUP IV INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110350 - Nov. 10) (BR. 09)

S-1     MADISON GROUP I INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110351 - Nov. 10) (BR. 09)

S-1     MADISON GROUP II INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110352 - Nov. 10) (BR. 09)

S-1     MADISON GROUP V INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110353 - Nov. 10) (BR. 09)

S-1     MADISON GROUP VI INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110354 - Nov. 10) (BR. 09)

S-1     MADISON GROUP III INC, 444 MADISON AVENUE, SUITE 2904, NEW YORK, NY,
        10022, 2127507878 EXT 203 - 10,000,000 ($2,000,000.00) Equity,
        (File 333-110355 - Nov. 10) (BR. 09)

S-4     UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST,
        MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($1,947,848,000.00) Equity,
        (File 333-110356 - Nov. 10) (BR. 01)

S-3     MSC INDUSTRIAL DIRECT CO INC, 75 MAXESS RD, MELVILLE, NY, 11747,
        516-812-2000 - 0 ($187,335,000.00) Equity, (File 333-110357 - Nov. 10)
        (BR. 06)

S-8     ECOM ECOM COM INC, 2700 PGA BLVD STE 103, PALM BEACH GARDENS, FL,
        33410, 5616224395 - 10,000,000 ($120,000.00) Equity, (File 333-110358 -
        Nov. 10) (BR. 03)

S-8     VIASTAR HOLDINGS INC, 2141 PALOMAR AIRPORT ROAD, SUITE 310, CARLSBAD,
        CA, 92009, 760-390-2752 - 3,000,000 ($3,210,000.00) Other,
        (File 333-110359 - Nov. 10) (BR. 05)

S-8     GK INTELLIGENT SYSTEMS INC, 2606 YORKTOWN PLACE, HOUSTON, TX, 77056,
        7136261504 - 1,060,000 ($132,500.00) Equity, (File 333-110360 -
        Nov. 10) (BR. 05)

S-8     NEW YORK COMMUNITY BANCORP INC, 615 MERRICK AVE, WESTBURY, NY, 11590,
        7183596400 - 5,953,722 ($128,228,262.00) Equity, (File 333-110361 -
        Nov. 10) (BR. 07)

SB-2    TAMARACK VENTURES INC, 3,170,000 ($634,000.00) Equity,
        (File 333-110363 - Nov. 10) (BR. 09)

S-8     INFORETECH WIRELESS TECHNOLOGY INC, 5500 152ND STREET, SUITE 214,
        VANCOUVER BRITISH CO, A6, V3S-8E7, 6045767442 -
        40,000,000 ($7,800,000.00) Equity, (File 333-110364 - Nov. 10) (BR. 37)

S-1     CEA ACQUISITION CORP, 0 ($60,180,100.00) Equity, (File 333-110365 -
        Nov. 10) (BR. 09)

S-8     JONES LANG LASALLE INC, 200 E RANDOLPH DR, CHICAGO, IL, 60601,
        3127825800 - 30,000,000 ($30,000,000.00) Other, (File 333-110366 -
        Nov. 10) (BR. 08)

S-8     CRYSTAL GRAPHITE CORP, 1750 999 WEST HASTINGS STREET, VANCOUVER BC, A1,
        00000, 6046813060 - 2,880,000 ($576,000.00) Equity, (File 333-110367 -
        Nov. 10) (BR. 04)

S-8     TULLYS COFFEE CORP, 3100 AIRPORT WAY SOUTH, SEATTLE, WA, 98134,
        4,095,818 ($2,737,229.00) Equity, (File 333-110368 - Nov. 10) (BR. 05)

S-8     DYNAMOTIVE ENERGY SYSTEMS CORP, 1700 WEST 75TH AVENUE, SUITE 105,
        VANCOUVER, BC, A1, V6P 6G2, 6042676000 -
        10,225,988 ($5,112,994.00) Other, (File 333-110369 - Nov. 10) (BR. 02)

S-8     SURGICARE INC/DE, 12727 KIMBERLY LANE, #200, HOUSTON, TX, 77024,
        7136651406 - 682,035 ($300,095.40) Equity, (File 333-110370 - Nov. 10)
        (BR. 01)

S-3     GOLDMAN SACHS GROUP INC/, 85 BROAD ST, NEW YORK, NY, 10004,
        2129021000 - 0 ($47,627,500.00) Equity, (File 333-110371 - Nov. 10)
        (BR. 07)

S-8     PPL CORP, TWO N NINTH ST, ALLENTOWN, PA, 181011179, 6107745151 -
        1,000,000 ($40,140,000.00) Equity, (File 333-110372 - Nov. 10) (BR. 02)

S-2     CANEUM INC, 170 NEWPORT CENTER DRIVE, SUITE 220, NEWPORT BEACH, CA,
        92660, 949-644-0095 - 3,305,000 ($2,478,750.00) Equity,
        (File 333-110373 - Nov. 10) (BR. 09)

S-4     PARKER DRILLING CO /DE/, 1401 ENCLAVE PARKWAY, SUITE 600, HOUSTON, TX,
        77077, 2814062000 - 0 ($175,000,000.00) Non-Convertible Debt,
        (File 333-110374 - Nov. 10) (BR. 04)

S-2     MILESTONE SCIENTIFIC INC/NJ, 220 S ORANGE AVE,
        LIVINGSTON CORPORATE PARK, LIVINGSTON, NJ, 07039, 2013793171 -
        0 ($17,660,000.00) Equity, (File 333-110376 - Nov. 10) (BR. 36)

S-2     PACIFIC MERCANTILE BANCORP, 450 NEWPORT CENTER DRIVE, SUITE 100,
        NEWPORT BEACH, CA, 92660, 9496448040 -
        3,220,000 ($32,039,000.00) Equity, (File 333-110377 - Nov. 10) (BR. 07)

S-8     MARLIN BUSINESS SERVICES CORP, 124 GATHER DR., SUITE 170, MT. LAUREL,
        NJ, 08054, 8884799111 - 2,300,000 ($34,500,000.00) Equity,
        (File 333-110378 - Nov. 10) (BR. 06)

S-4     DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK,
        73134, 4053918500 - 0 ($650,000,000.00) Non-Convertible Debt,
        (File 333-110380 - Nov. 10) (BR. 37)

S-3     TRIKON TECHNOLOGIES INC, RINGLAND WAY, 222 W ORANGE GROVE AVE,
        NEWPORT GWENT, X0, NP18 2TA, 011-44-1-633-414-000 -
        1,400,000 ($8,106,000.00) Equity, (File 333-110381 - Nov. 10) (BR. 36)

S-3     FIRST FEDERAL CAPITAL CORP, 605 STATE ST, LA CROSSE, WI, 54601,
        6087848000 - 0 ($58,498,582.00) Equity, (File 333-110382 - Nov. 10)
        (BR. 07)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
ACE COMM CORP                           MD                            X      11/05/03

ACE SECURITIES CORP HOME EQUITY LOAN    DE            X   X                  10/25/03

ACE SECURITIES CORP HOME EQUITY LOAN    DE            X   X                  10/25/03    AMEND

ADA-ES INC                              CO            X                      11/06/03

ADOLOR CORP                                           X   X                  11/05/03

ADVANCED POWER TECHNOLOGY INC                                         X      11/06/03

AEGIS MTG LOAN ASSET BACKED CERTS SER   NY            X   X                  10/25/03

AEGIS MTG LOAN ASSET BACKED CERTS SER   NY            X   X                  10/25/03    AMEND

AGL RESOURCES INC                       GA                    X              11/07/03

ALAMO GROUP INC                         DE                    X              11/05/03

ALEXANDRIA REAL ESTATE EQUITIES INC     MD                X           X      11/05/03

ALLIANCE BANKSHARES CORP                                  X           X      11/05/03

ALLIN CORP                              DE                            X      11/05/03

AMERICAN ENTERTAINMENT & ANIMATION CO   DE          X     X                  11/04/03

AMERICAN HEALTHWAYS INC                 DE                X   X              11/07/03

AMERICAN ITALIAN PASTA CO               DE                X           X      11/07/03

AMERICAN PHYSICIANS CAPITAL INC         MI                X           X      11/06/03

AMERIVEST PROPERTIES INC                MD      X         X                  09/10/03    AMEND

AMERUS GROUP CO/IA                      IA            X   X                  11/06/03

ANIKA THERAPEUTICS INC                  MA                X           X      11/06/03

AP PHARMA INC /DE/                      DE                X           X      09/30/03

APPLETON PAPERS INC/WI                                                X      11/06/03    AMEND

ARES GLOBAL ASSETS INC                  DE    X       X   X                  10/21/03

ARGENT SECURITIES INC                                 X   X                  11/07/03

ART BOUTIQUE INC                        WY            X   X                  11/06/03

ASSOCIATED MATERIALS INC                DE      X         X                  08/29/03    AMEND

AVI BIOPHARMA INC                       OR            X   X           X      11/05/03

BANC CORP                               DE                X           X      11/03/03

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE            X   X                  11/07/03

BANC OF AMERICA MORT  SEC INC MORT PS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC ALTERNAT   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/25/03    AMEND

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  08/27/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BANC ONE FINANCIAL SERVICES HOME EQUI   NY            X   X                  10/27/03

BANK OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  09/25/03

BANK UNITED CORP LITIGATION CONTINGEN   DE            X   X                  11/05/03

BARNES & NOBLE INC                      DE            X   X                  11/07/03

BEAR STEARNS ARM TRUST 2003-5           DE            X   X                  10/25/03

BEAR STEARNS ARM TRUST 2003-5           DE            X   X                  10/25/03    AMEND

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  10/25/03

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X                  10/25/03

BIG DOG HOLDINGS INC                    DE                X                  09/30/03

BIOMARIN PHARMACEUTICAL INC             DE                            X      11/06/03

BIOSOURCE INTERNATIONAL INC             DE                X           X      11/07/03

BIRDS EYE FOODS INC                     DE                            X      11/07/03

BON TON STORES INC                      PA      X     X   X                  10/24/03

BOYKIN LODGING CO                       OH      X         X                  08/25/03    AMEND

BRICKMAN GROUP LTD                                                    X      11/07/03

BROWN BENCHMARK PROPERTIES LIMITED PA   DE      X                            10/28/03

BSB BANCORP INC                         DE            X   X                  11/07/03

CALPINE CORP                            DE            X                      11/06/03

CAMDEN PROPERTY TRUST                   TX                X           X      11/06/03

CATELLUS DEVELOPMENT CORP               DE            X   X                  11/07/03

CEDAR FAIR L P                          DE                            X      09/28/03

CELLEGY PHARMACEUTICALS INC             CA            X   X                  11/06/03

CENTENNIAL COMMUNICATIONS CORP /DE      DE            X   X                  11/07/03

CENTERPOINT ENERGY INC                                X   X                  11/07/03

CEPHEID                                 CA            X   X                  11/07/03

CH2M HILL COMPANIES LTD                 OR            X                      11/07/03

CHAMPIONLYTE HOLDINGS INC               FL      X         X                  08/20/03    AMEND

CHARTER ONE FINANCIAL INC               DE                    X              11/07/03

CHASE CREDIT CARD OWNER TRUST 2003-6    NY            X   X                  11/07/03

CHICAGO RIVET & MACHINE CO              IL                            X      11/07/03

CHINA BROADBAND CORP                    NV            X                      11/06/03

CINCINNATI BELL INC                     OH                X   X              11/07/03

CITIGROUP MORTGAGE LOAN TRUST INC                     X   X                  11/07/03

CITYXPRESS COM CORP                     FL            X   X                  11/07/03

CLAIRES STORES INC                      DE                X           X      11/06/03

CLEARONE COMMUNICATIONS INC             UT          X     X                  07/22/03    AMEND

COACH INDUSTRIES GROUP INC              NV                X                  09/01/03    AMEND

COMMERCIAL METALS CO                    DE            X   X                  11/06/03

COMMERCIAL METALS CO                    DE            X   X   X              11/07/03

COMPASS MINERALS GROUP INC                                    X              11/07/03

COMPREHENSIVE CARE CORP                 DE            X                      11/07/03

COMSTOCK RESOURCES INC                  NV                X                  11/07/03    AMEND

CRDENTIA CORP                           DE      X         X                  09/23/03    AMEND

CREDIT SUISSE FIRST BOSTON MORT SEC C   DE            X                      11/07/03

CROSS COUNTRY HEALTHCARE INC            DE                X           X      11/05/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03    AMEND

CUMULUS MEDIA INC                       DE                X           X      11/06/03

CURAGEN CORP                            DE            X   X                  11/06/03

CWABS INC                               DE            X   X                  11/05/03

CYTOGEN CORP                            DE            X   X                  11/06/03

DANIELSON HOLDING CORP                  DE                X           X      11/07/03

DIATECT INTERNATIONAL CORP              CA              X                    11/07/03

DIGITAL ANGEL CORP                      DE            X   X   X              11/07/03

DIGITAL BROADBAND NETWORKS INC          CO      X         X                  11/07/03

DORCHESTER MINERALS LP                  DE                X   X       X      11/07/03

DRS TECHNOLOGIES INC                    DE                X   X              11/07/03

DTE ENERGY CO                           MI                X           X      11/07/03

DWANGO NORTH AMERICA CORP               NV          X                        11/04/03

DYAX CORP                               DE      X         X                  10/29/03

EASYLINK SERVICES CORP                  DE                X           X      11/06/03

EDT LEARNING INC                        DE                    X              11/06/03

EMERGISOFT HOLDING INC                  NV          X                        11/07/03

EMERITUS CORP\WA\                       WA                            X      11/06/03

EMPIRE FINANCIAL HOLDING CO             FL            X   X                  10/17/03

EMPS RESEARCH CORP                      UT          X                        11/05/03

ENCORE ACQUISITION CO                   DE                X   X              11/05/03

ENTERTAINMENT TECHNOLOGIES & PROGRAMS   DE        X                          11/06/03

ENTREMED INC                            DE                X           X      11/06/03

EQUINIX INC                             DE            X   X           X      11/07/03

FENTON GRAHAM MARKETING INC             NV          X     X                  10/30/03

FINANCIAL SECURITY ASSURANCE HOLDINGS   NY                X           X      11/06/03

FIRST CHESAPEAKE FINANCIAL CORP         VA            X   X                  11/06/03

FIRST COMMUNITY BANK CORP OF AMERICA    FL            X                      11/06/03

FIRST HORIZON PHARMACEUTICAL CORP       DE                X   X              11/07/03

FIRST LITCHFIELD FINANCIAL CORP         DE                            X      11/07/03

GENAERA CORP                            DE            X   X                  11/04/03

GENESEE CORP                            NY            X   X                  11/06/03

GLOBAL BUSINESS SERVICES INC            DE          X     X                  09/09/03    AMEND

GLOBAL INNOVATIVE SYSTEMS INC           NV    X X         X   X              09/30/03

GOLDEN EAGLE INTERNATIONAL INC          CO                X           X      11/06/03

GREAT LAKES REIT                        MD                X   X       X      11/07/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/27/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/27/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  10/15/03

GROUP 1 SOFTWARE INC                    DE                            X      11/07/03

GS MORTGAGE SEC CORP MORT PASS THR CE   DE            X   X                  10/25/03

GSE SYSTEMS INC                         DE    X                              11/07/03

GSE SYSTEMS INC                         DE                X                  10/10/03

GTECH HOLDINGS CORP                     DE                    X              11/07/03

HALLIBURTON CO                          DE                    X              11/06/03

HALLIBURTON CO                          DE                            X      11/07/03    AMEND

HAMPSHIRE GROUP LTD                     DE                X   X              09/27/03

HANOVER DIRECT INC                      DE            X   X                  11/07/03

HARRAHS ENTERTAINMENT INC               DE            X   X                  11/07/03

HARTFORD FINANCIAL SERVICES GROUP INC   DE                            X      09/30/03

HEALTH CARE REIT INC /DE/               DE            X                      11/03/03

HEALTHSOUTH CORP                        DE                    X              11/06/03

HEARUSA INC                             DE                X           X      10/03/03

HERITAGE FINANCIAL HOLDING                                X           X      11/05/03

HOME FINANCIAL BANCORP                  IN                X           X      11/07/03

HORIZON GROUP PROPERTIES INC            MD            X   X                  11/03/03

HORMEL FOODS CORP /DE/                  DE            X                      11/06/03

HOVNANIAN ENTERPRISES INC               DE            X   X                  11/03/03

HUMPHREY HOSPITALITY TRUST INC          VA                            X      11/06/03

IGATE CORP                              PA                X   X              11/06/03

INAMCO INTERNATIONAL CORP               DE    X X         X                  10/29/03

INLAND WESTERN RETAIL REAL ESTATE TRU   MD      X         X                  10/31/03

INSIGHT COMMUNICATIONS CO INC           DE                            X      10/29/03

INTELLIGENT SYSTEMS CORP                GA                X   X              11/07/03

INTERNATIONAL BANCSHARES CORP           TX                            X      11/07/03

INTERNATIONAL LEASE FINANCE CORP        CA                X                  11/07/03

INTRUSION INC                           DE            X   X                  11/06/03

INVERESK RESEARCH GROUP INC             DE            X   X                  11/07/03

INVIVO CORP                             DE            X                      11/05/03

IRWIN HOME EQUITY LOAN BACK CERTS SER   NY            X   X                  10/27/03

IRWIN HOME EQUITY LOAN BACK NOTES SER   NY            X   X                  10/25/03

IRWIN HOME EQUITY LOAN BACK NOTES SER   NY            X   X                  10/25/03    AMEND

ISCO INC                                NE                X   X              11/07/03

JDS UNIPHASE CORP /CA/                  DE                    X              11/06/03

JL FRENCH AUTOMOTIVE CASTING INC        DE                X           X      11/07/03

JP MORGAN CHASE COMMERCIAL MORTGAGE S   DE            X   X                  11/05/03

JUPITERMEDIA CORP                       DE                    X              11/05/03

KCS ENERGY INC                          DE                X   X              11/07/03

KCS ENERGY INC                          DE                X           X      11/05/03

KCS ENERGY INC                          DE                X           X      11/05/03

KEY COMPONENTS LLC                      DE                            X      11/07/03

KINETIC CONCEPTS INC /TX/               TX                    X              09/30/03

KIRKLANDS INC                                                         X      11/06/03

KOALA INTERNATIONAL WIRELESS INC        NV            X                      06/19/03

LABARGE INC                             DE                X   X              11/07/03

LACROSSE FOOTWEAR INC                   WI                X           X      11/03/03

LANDMARK LAND CO INC/DE                 DE      X         X                  08/26/03    AMEND

LANGER INC                              NY                X           X      11/07/03

LANTRONIX INC                           DE                X           X      11/06/03

LEATHER FACTORY INC                     DE            X   X                  11/03/03

LEHMAN ABS CORP KRAFT FOODS NOTE BACK   DE            X   X                  11/01/03

LEHMAN BROTHERS HOLDINGS INC            DE                X                  11/07/03

LEUCADIA NATIONAL CORP                  NY            X   X                  11/06/03

LEVEL 3 COMMUNICATIONS INC              DE            X   X                  11/06/03

LINCOLN INTERNATIONAL CORP              KY      X                            08/22/03

LODGENET ENTERTAINMENT CORP             DE            X   X                  03/17/03

LONGS DRUG STORES CORP                  MD                    X              11/07/03

LSI INDUSTRIES INC                      OH            X   X                  11/06/03

LSI INDUSTRIES INC                      OH            X   X                  11/06/03    AMEND

MACQUARIE SECURITISATION LTD            DE            X   X                  11/06/03

MAF BANCORP INC                         DE                    X              11/07/03

MAI SYSTEMS CORP                        DE                X           X      11/07/03

MARRIOTT INTERNATIONAL INC /MD/         DE          X     X                  11/05/03

MARTIN MIDSTREAM PARTNERS LP            DE                X   X              11/06/03

MASTER ADJUSTABLE RATE MORTGAGES TRUS   DE            X   X                  10/25/03

MASTR SEASONED SECURITIZATION TRUST 2   DE            X   X                  10/27/03

MAXXZONE COM INC                                              X              11/04/03

MEADOW VALLEY CORP                      NV          X     X                  10/22/03    AMEND

MEDICAL STAFFING SOLUTIONS INC          NV          X                        11/01/03

MEDIFAST INC                            DE            X                      11/07/03

MELLON FINANCIAL CORP                   PA                X                  11/07/03

MERRILL LYNCH MORT INV INC MORT LN AS   DE            X   X                  10/25/03

MERRILL LYNCH MORT INV INC MORT LN AS   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MORT LN   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVESTORS INC TRUS   DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INV TRUST SER    DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  10/25/03

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE            X   X                  10/25/03

MID AMERICA APARTMENT COMMUNITIES INC   TN                X           X      11/06/03

MID ATLANTIC MEDICAL SERVICES INC       DE                            X      09/30/03

MID-STATE BANCSHARES                    CA            X   X                  11/03/03

MOLINA HEALTHCARE INC                   DE            X   X                  11/07/03

MONMOUTH COMMUNITY BANCORP              NJ            X                      11/07/03

MONMOUTH COMMUNITY BANCORP              NJ                X           X      11/05/03

MOOG INC                                NY                X           X      11/07/03

MORGAN STANLEY ABS CAPITAL 1 INC TRUS   DE            X   X                  10/27/03

MORGAN STANLEY CAPITAL I INC HOME EQ    NY            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MALT SER   NY            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS INC MASTR AL   DE            X   X                  10/29/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  11/06/03

MORTGAGE PASS THROUGH CERTIFICATES ML   DE            X   X                  10/25/03

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  10/30/03

MTR GAMING GROUP INC                    DE                X           X      11/07/03

MULTI COLOR CORP                        OH            X                      11/07/03

NATIONAL WESTERN LIFE INSURANCE CO      CO                X           X      11/07/03

NAVISTAR INTERNATIONAL CORP             DE                    X              11/07/03

NCO GROUP INC                           PA                X                  11/05/03

NCO PORTFOLIO MANAGEMENT INC            DE                X   X       X      11/04/03

NEW CENTURY HOME EQUITY LOAN TRUST SE   DE      X         X                  10/08/03

NEW YORK COMMUNITY BANCORP INC          DE      X     X   X                  11/07/03

NEWCASTLE INVESTMENT CORP               MD                X           X      11/07/03

NEWMONT MINING CORP /DE/                DE            X   X                  11/05/03

NEWPOWER HOLDINGS INC                   DE            X   X                  11/06/03

NL INDUSTRIES INC                       NJ                X   X              11/06/03

NON INVASIVE MONITORING SYSTEMS INC /   FL            X   X                  11/03/03

NOVASTAR HOME EQUITY LOAN ASSET   BAC   NY            X   X                  10/27/03

NOVASTAR MORTGAGE FUNDING CORP HOME E   NY            X   X                  10/27/03    AMEND

NRG ENERGY INC                          DE            X   X                  11/06/03

NSTOR TECHNOLOGIES INC                  DE                X   X              11/07/03

NUTRACEA                                CA          X     X                  10/24/03    AMEND

OCWEN FINANCIAL CORP                    FL                X           X      11/06/03

OHIO ART CO                             OH            X   X                  05/21/03

OLD LINE BANCSHARES INC                                   X   X              11/07/03

OPTION CARE INC/DE                      DE                X           X      11/04/03

OPTION ONE MORT ACCEPTANCE CORP ASSET   DE            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP ASSET    NY            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP ASSET    DE            X   X                  10/25/03

OPTION ONE MORTGAGE ACCEP CORP AST BA   DE            X   X                  10/25/03

PACIFICHEALTH LABORATORIES INC          DE                            X      11/05/03

PARAGON FINANCIAL CORP                  DE          X                        11/06/03    AMEND

PARTY CITY CORP                         DE                            X      11/07/03

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA                X           X      11/05/03

PERINI CORP                             MA                X                  09/30/03

PIEDMONT NATURAL GAS CO INC             NC            X   X                  11/07/03

PILGRIMS PRIDE CORP                     DE            X   X                  11/06/03

PMA CAPITAL CORP                        PA            X       X              11/07/03

POWERHOUSE TECHNOLOGIES GROUP INC       DE            X                      11/07/03

PRIMA ENERGY CORP                       DE                X           X      11/06/03

PRIMEDIA INC                            DE            X                      11/05/03

PRINT DATA CORP                                     X     X                  11/07/03

PROVIDENT FUNDING MORTGAGE PASS-THROU   DE            X   X                  10/25/03

PROVIDENT FUNDING MORTGAGE PASS-THROU   DE            X   X                  10/25/03    AMEND

PUBLIC STORAGE INC /CA                  CA            X   X                  11/06/03

PULASKI FINANCIAL CORP                  DE                X   X              11/05/03

QCR HOLDINGS INC                        DE                            X      11/07/03

RAB HOLDINGS INC                        DE            X                      10/29/03

RADIOLOGIX INC                          DE            X               X      11/06/03

REGENT COMMUNICATIONS INC               DE                            X      11/07/03

REINSURANCE GROUP OF AMERICA INC        MO            X       X              11/06/03

RELIV INTERNATIONAL INC                 IL                X           X      11/05/03

RESIDENTIAL ASSET MORT PROD GMACM PS    DE            X   X                  10/25/03

RESTORATION HARDWARE INC                CA            X   X           X      11/06/03

RIVERVIEW BANCORP INC                   WA          X                        10/02/03    AMEND

ROBERTS REALTY INVESTORS INC            GA                X           X      11/06/03

ROCKWELL MEDICAL TECHNOLOGIES INC       MI                    X       X      11/06/03

SAFEGUARD HEALTH ENTERPRISES INC        DE      X         X                  11/01/03

SANTANDER BANCORP                                     X                      10/31/03

SAXON CAPITAL INC                       DE            X   X           X      11/07/03

SELECT MEDICAL CORP                     DE                X                  09/02/03    AMEND

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/30/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/20/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SIERRA PACIFIC RESOURCES /NV/           NV            X   X                  11/06/03

SIMPSON MANUFACTURING CO INC /CA/       DE            X                      11/07/03

SINGING MACHINE CO INC                  DE                X   X              11/07/03

SKYTERRA COMMUNICATIONS INC             DE                X                  11/07/03    AMEND

SOUTH FINANCIAL GROUP INC               SC            X   X   X              11/05/03

SPACEHAB INC \WA\                       WA                X           X      11/07/03

STAAR SURGICAL COMPANY                  DE          X     X                  08/22/03    AMEND

STAGE STORES INC                        NV                X           X      11/07/03

STARBERRYS CORP                         NV              X                    11/03/03

STARRETT L S CO                         MA            X                      09/27/03

STARTEK INC                             DE            X   X           X      11/05/03

STEWART & STEVENSON SERVICES INC        TX                X           X      11/06/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/25/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/25/03    AMEND

STRUCTURED ASSET MORT INV INC THORNBU   NY            X   X                  10/25/03

STRUCTURED ASSET MORT INV INC THORNBU   NY            X   X                  10/25/03    AMEND

STRUCTURED ASSET MORT INV MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INVEST INC MORT   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03    AMEND

STRUCTURED ASSET SECURITIES CORP II                   X   X                  11/05/03

STRUCTURED ASSET SECURITIES CORP MOR    DE            X   X                  10/25/03

SUBJEX CORP                             MN          X     X                  10/27/03

SUITE 101 COM INC                       DE                X                  11/06/03

SUPREME INDUSTRIES INC                  DE            X                      09/27/03

TANKLESS SYSTEMS WORLDWIDE INC          NV    X           X                  11/04/03

TANKLESS SYSTEMS WORLDWIDE INC          NV    X           X                  11/04/03

TEAM HEALTH INC                         TN                X           X      11/05/03

TECHTEAM GLOBAL INC                     DE            X   X                  11/07/03

TEJON RANCH CO                          DE                X           X      11/07/03

TELETECH HOLDINGS INC                   DE                            X      11/05/03

TELIK INC                               DE            X   X                  11/06/03

TOOTSIE ROLL INDUSTRIES INC             VA            X                      09/27/03

TOWER AUTOMOTIVE INC                    DE            X                      11/03/03

TOWN & COUNTRY TRUST                    MD                X           X      11/06/03

TRI-CONTINENTAL CORP                    MD                X   X              09/30/03

TRIMEDIA ENTERTAINMENT GROUP INC        DE            X                      10/30/03

TRM CORP                                OR                X           X      11/06/03

TRW AUTOMOTIVE INC                      DE                X           X      11/07/03

U S RESTAURANT PROPERTIES INC           MD                X           X      11/06/03

UNICO AMERICAN CORP                     NV                            X      11/06/03

UNITED DEFENSE INDUSTRIES INC           DE            X   X                  10/31/03

UTAH MEDICAL PRODUCTS INC               UT          X     X                  11/02/03

VA SOFTWARE CORP                        DE            X   X                  11/06/03

VANTAGEMED CORP                         DE                X   X              11/06/03

VENDINGDATA CORP                        NV            X                      11/05/03

VERAMARK TECHNOLOGIES INC               DE                            X      11/06/03

VERSATA INC                             DE            X   X           X      11/07/03

VIROPHARMA INC                          DE                X           X      11/06/03

VISION SCIENCES INC /DE/                DE                    X              11/03/03

VISTACARE INC                           DE                X           X      11/06/03

VOICE MOBILITY INTERNATIONAL INC        NV              X                    11/05/03

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC            X   X                  11/05/03

WACKENHUT CORRECTIONS CORP              FL                            X      11/06/03

WESCO FINANCIAL CORP                    CA                            X      11/07/03

WESTERBEKE CORP                         DE                X                  11/06/03

WESTERN GAS RESOURCES INC               DE            X   X                  11/07/03

WESTMORELAND COAL CO                    DE            X   X                  11/07/03

WESTON TECHNOLOGIES CORP                DE            X                      11/06/03

WGL HOLDINGS INC                        VA                    X              11/07/03

WILLIAMS COMPANIES INC                  DE            X   X                  11/07/03

WORLD TRANSPORT AUTHORITY INC                                 X              06/30/03

WPS RESOURCES CORP                      WI            X   X                  11/07/03

UMB FINANCIAL CORP                      MO                         X         11/07/03

3COM CORP                               DE            X                      11/07/03

3D SYSTEMS CORP                         DE                X           X      11/10/03

AAMES MORTGAGE TR MORT PAS THRU CERT    DE            X                      10/29/03

AASTROM BIOSCIENCES INC                 MI                X           X      11/10/03

ABFS MORTGAGE LOAN TRUST 2003 1         DE            X   X                  10/31/03

ABN AMRO MORTGAGE CORP                  DE            X   X                  11/10/03

ACTUANT CORP                            WI            X   X                  11/07/03

ADVANCED PHOTONIX INC                   DE                            X      11/07/03

AEGIS ASSET BACKED SEC CORP MORT PASS   DE            X   X                  10/25/03

AIRNET SYSTEMS INC                      OH                            X      11/07/03

AIRSPAN NETWORKS INC                    WA                X           X      11/05/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/07/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/07/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/07/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/07/03

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X              11/10/03

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X              11/10/03

ALPHARX INC                             DE              X X                  11/10/03

AMEDISYS INC                            DE                X   X              11/03/03

AMERICAN BUILDING CONTROL INC           DE            X                      11/07/03

AMERICAN PHYSICIANS SERVICE GROUP INC   TX                            X      11/10/03

AMERICREDIT CORP                        TX            X   X                  11/10/03

ANAREN  INC                             NY            X   X                  11/06/03

APARTMENT INVESTMENT & MANAGEMENT CO    MD                            X      11/10/03

APPALACHIAN BANCSHARES INC              GA                            X      11/10/03

APPLE HOSPITALITY FIVE INC              VA                X                  08/30/03    AMEND

APPLEBEES INTERNATIONAL INC             DE                    X              11/10/03

ASSET BACKED FUNDING CORP               DE            X   X                  11/10/03

ASSET BACKED SECURITIES CORP            DE            X                      11/10/03

ASSET-BACKED CERTIFICATES SERIES 2003   DE            X   X                  10/27/03

ASTORIA FINANCIAL CORP                  DE                X   X              11/10/03

ATA HOLDINGS CORP                       IN            X   X                  11/07/03

ATLANTIC COAST AIRLINES HOLDINGS INC    DE                    X              11/10/03

ATLANTIC SYNERGY INC                    NV      X                            10/29/03

AVADO BRANDS INC                        GA                X   X              11/10/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  10/25/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  10/25/03

BANC OF AMERICA FUNDING  MTG PASS THR   NY            X   X                  10/25/03

BANC OF AMERICA MORT SEC ALTERNATIVE    DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC ALTE   DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC MRT    DE            X   X                  10/25/03

BANC OF AMERICA MORTGAGE SEC INC MRT    DE            X   X                  10/25/03    AMEND

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  11/07/03

BANC OF AMERICA MORTGAGE SECURITIES S   DE            X   X                  10/25/03

BANCTRUST FINANCIAL GROUP INC           AL                X           X      11/05/03

BANKNORTH GROUP INC/ME                  ME            X   X                  11/10/03

BAYVIEW FINANCIAL CORP MORTGAGE PASS    DE            X   X                  10/25/03

BEAR ISLAND PAPER CO LLC                VA                X           X      11/06/03

BEAR STEARNS  ALT A TRUST 2003-2        DE            X   X                  10/27/03

BEAR STEARNS ASSET BACK SECURITIES TR   DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  10/27/03

BERKSHIRE HATHAWAY INC                  DE                    X       X      11/07/03

BERRY PETROLEUM CO                      DE                X           X      11/07/03

BERRY PLASTICS CORP                     DE                    X              11/10/03

BFC FINANCIAL CORP                      FL            X                      11/10/03

BJS WHOLESALE CLUB INC                  DE                            X      11/06/03

BOGEN COMMUNICATIONS INTERNATIONAL IN   DE                            X      11/10/03

BOSTON ACOUSTICS INC                    MA            X   X                  11/07/03

BOYKIN LODGING CO                       OH                X           X      11/10/03

CANARGO ENERGY CORP                     DE                X   X              11/10/03

CANARGO ENERGY CORP                     DE                X   X              10/11/03

CAPITAL ONE FINANCIAL CORP              DE                    X              11/10/03

CAPITAL ONE FUNDING LLC                               X   X                  10/29/03

CAPITAL ONE MASTER TRUST                NY            X   X                  11/10/03

CAPITAL ONE MULTI ASSET EXECUTION TRU   DE            X   X                  11/10/03

CASUAL MALE RETAIL GROUP INC            DE                X           X      11/06/03

CATERPILLAR FINANCIAL SERVICES CORP     DE                X                  11/06/03

CENTURY PROPERTIES FUND XVIII           CA      X         X                  10/31/03

CHINA WORLD TRADE CORP                  NV            X   X                  10/26/03

CHYRON CORP                             NY            X                      11/10/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      11/10/03

CITIGROUP INC                           DE                X   X              11/10/03

CNB FINANCIAL SERVICES INC              WV                    X       X      11/07/03

CNL RETIREMENT PROPERTIES INC           MD            X   X                  11/10/03

COGNITRONICS CORP                       NY                    X       X      08/14/03

COLLAGENEX PHARMACEUTICALS INC          DE            X                      11/10/03

COLLEGIATE PACIFIC INC                  DE                    X              11/10/03

COMMUNICATIONS SYSTEMS INC              MN                X           X      11/05/03

COMPETITIVE TECHNOLOGIES INC            DE      X     X   X                  10/30/03

CONCENTRA OPERATING CORP                NV                X   X              11/10/03

CONCORD COMMUNICATIONS INC              MA            X                      11/10/03

CONCUR TECHNOLOGIES INC                 WA                    X       X      11/10/03

CONE MILLS CORP                         NC            X   X   X              11/10/03

CONSOL ENERGY INC                                     X   X                  11/07/03

CONSOLIDATED ENERGY INC                 WY                X                  09/15/03    AMEND

CONTANGO OIL & GAS CO                   DE                X                  11/10/03

CONTINENTAL AIRLINES INC /DE/           DE            X   X                  11/10/03

CONTINENTAL MATERIALS CORP              DE                X           X      11/05/03

CORPORATE ASSET BACKED CORP             DE            X   X                  11/01/03

COTTON STATES LIFE INSURANCE CO /       GA            X   X                  11/10/03

COUNTRYWIDE FINANCIAL CORP              DE                            X      10/31/03

CPAC INC                                NY                            X      11/07/03

CPI CORP                                DE            X                      11/04/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      11/10/03

CSFB MORTGAGE BACKED PASS THR CERTS S   DE            X                      11/10/03

CSFB MORTGAGE BACKED PASS THROUGH CER   DE            X   X                  10/25/03

CSX CORP                                VA            X   X                  11/10/03

CYGNUS INC /DE/                         DE                X   X              11/10/03

DAWSON GEOPHYSICAL CO                   TX                X   X              11/07/03

DEB SHOPS INC                           PA                X           X      11/06/03

DELTA PETROLEUM CORP/CO                 CO      X         X                  11/06/03

DEUTSCHE ALT-A SEC INC MTG P/T CERTS                  X   X                  10/27/03

DGSE COMPANIES INC                      NV            X                      11/10/03

DIGITAL FUSION INC/NJ/                  DE                            X      11/07/03

DONNELLEY R R & SONS CO                 DE            X   X   X              11/08/03

DST SYSTEMS INC                         DE                         X         11/10/03

EAGLE STAR ENERGY GROUP INC             NV            X X                    11/07/03

EDUCATION MANAGEMENT CORPORATION                X         X                  09/02/03    AMEND

EFJ INC                                 DE                X           X      11/10/03

EL PASO CORP/DE                         DE                X           X      11/10/03

ENCORE ACQUISITION CO                   DE                X   X              11/10/03

ENDOLOGIX INC /DE/                      DE                X           X      11/07/03

ENUCLEUS INC                            DE            X                      11/10/03

EPIMMUNE INC                            DE                            X      11/10/03

EVANS BOB FARMS INC                     DE                X           X      11/10/03

EXELON CORP                             PA            X                      11/10/03

FAIRCHILD CORP                          DE                X           X      09/30/03

FALMOUTH BANCORP INC                    DE                X           X      11/07/03

FAO INC                                 CA            X   X                  11/07/03

FIELDSTONE MORTGAGE INVESTMENT CORP S   NY            X   X                  10/25/03

FINANCIAL ASSET SEC CORP ASSET BACKED   DE            X   X                  10/25/03

FINANCIAL ASSET SEC CORP FREMONT HOME   DE            X   X                  10/27/03

FIRST CHESTER COUNTY CORP               PA            X   X   X              11/10/03

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE            X   X                  10/25/03

FIRST NATIONAL FUNDING LLC              NE            X   X                  11/07/03

FOREST OIL CORP                         NY                X           X      11/04/03

FOSTER WHEELER LTD                      D0            X                      11/07/03

FOSTER WHEELER LTD                      D0                X   X       X      11/10/03

FPIC INSURANCE GROUP INC                FL                X   X              11/10/03

FREEPORT MCMORAN COPPER & GOLD INC      DE                            X      11/10/03

GENERAL DATACOMM INDUSTRIES INC         DE          X                        11/04/03

GENUS INC                               CA            X   X                  11/10/03

GIANT INDUSTRIES INC                    DE                            X      11/10/03

GK INTELLIGENT SYSTEMS INC              DE            X                      11/10/03

GREATER ATLANTIC FINANCIAL CORP         DE                X           X      09/30/03

GREENWICH CAPITAL COMMERCIAL FUND COR                     X                  11/01/03

GRIFFON CORP                            DE                X                  09/30/03

GRIFFON CORP                            DE                X           X      09/30/03    AMEND

GS MORTGAGE SEC CORP MORT PASS THR CE   DE            X   X                  10/30/03

GS MORTGAGE SECURITIES CORP             DE            X   X                  11/06/03

HALLIBURTON CO                          DE                    X              11/07/03

HALSEY DRUG CO INC/NEW                  NY            X   X                  11/06/03

HANOVER DIRECT INC                      DE            X   X                  11/10/03

HANOVER DIRECT INC                      DE                X   X       X      11/10/03

HARTVILLE GROUP  INC                    NV    X       X   X                  10/20/03

HEALTH CARE PROPERTY INVESTORS INC      MD                            X      11/03/03

HEALTHTRONICS SURGICAL SERVICES INC     GA                            X      11/10/03

HESKA CORP                              DE                            X      09/30/03

HOJO HOLDINGS INC                       DE            X                      10/31/03

HOME INTERIORS & GIFTS INC              TX            X   X                  11/07/03

HOUSTON EXPLORATION CO                  DE                X        X         11/10/03

HUNTSMAN INTERNATIONAL HOLDINGS LLC     DE                            X      11/10/03

HUNTSMAN INTERNATIONAL LLC              DE                            X      11/10/03

ICN PHARMACEUTICALS INC                 DE                X           X      11/06/03

ID SYSTEMS INC                          DE                X           X      11/06/03

INDYMAC MBS INC                                       X   X                  11/10/03

INVERNESS MEDICAL INNOVATIONS INC       DE                X                  08/27/03    AMEND

INVESTMENT TECHNOLOGY GROUP INC         DE            X                      11/10/03

JACOBS ENTERTAINMENT INC                DE                X                  11/07/03

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA                X           X      11/10/03

KEYSTONE PROPERTY TRUST                 MD            X   X                  11/04/03

KIMCO REALTY CORP                       MD                    X              11/10/03

KNIGHTSBRIDGE FINE WINES INC            NV      X         X                  11/10/03

KOGER EQUITY INC                        FL                X   X              11/04/03

LANDAUER INC                            DE                X   X              11/10/03

LASALLE HOTEL PROPERTIES                MD                X   X              11/10/03

LAUREL CAPITAL GROUP INC                PA                X           X      11/07/03

LEXMARK INTERNATIONAL INC /KY/          DE                    X              11/10/03

LODGENET ENTERTAINMENT CORP             DE            X                      11/10/03

LOJACK CORP                             MA                            X      11/10/03

MANNATECH INC                           TX                            X      11/10/03

MARSH & MCLENNAN COMPANIES INC          DE            X                      11/07/03

MARTIN MIDSTREAM PARTNERS LP            DE                X           X      11/10/03

MEDICAL ACTION INDUSTRIES INC           DE                X           X      11/10/03

MEDIX RESOURCES INC                     CO                    X              11/10/03

MERIDIAN HOLDINGS INC                   CO            X X     X              11/10/03

MERRILL LYNCH DEPOSITOR INC             DE            X   X                  11/03/03

MERRILL LYNCH MOR INV INC  PSS THR CE   DE            X   X                  10/27/03

MERRILL LYNCH MORT INV INC MO PASS TH   DE            X   X                  10/25/03

MERRILL LYNCH MORT INV INC MRT PSS TH   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVES INC MRT PS T   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MLCC 20   DE            X   X                  10/25/03

MERRILL LYNCH MORT INVEST INC MLCC 20   DE            X   X                  10/25/03    AMEND

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/06/03

METRETEK TECHNOLOGIES INC               DE                X           X      11/10/03

METRETEK TECHNOLOGIES INC               DE                X   X              11/10/03

MICRO THERAPEUTICS INC                  DE                X           X      11/05/03

MILLENNIUM CHEMICALS INC                DE            X                      11/10/03

MOORE WALLACE INC                                     X   X   X              11/08/03

MORGAN STANLEY ABS CAPITAL I INC MSDW   DE            X   X                  10/25/03

MORGAN STANLEY ABS CAPITAL I INC MSDW   DE            X   X                  10/25/03    AMEND

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/25/03

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/25/03    AMEND

MORT ASSET SEC TRANS MORT PS THR CERT   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC  MARM 20   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANS INC MRT PS T   DE            X   X                  10/25/03

MORTGAGE ASSET SEC TRANS MASTR PASS T   DE            X   X                  10/27/03

MORTGAGE ASSET SEC TRANSACTIONS INC M   DE            X   X                  10/25/03

MORTGAGE PASS-THROUGH CERTIFICATES ML   DE            X   X                  10/27/03

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  10/25/03

MOVIE STAR INC /NY/                     NY                X           X      11/03/03

MS STRUCTURED ASSET CORP                DE                X                  11/01/03

MS STRUCTURED ASSET CORP                DE                X                  10/29/03

MSC INDUSTRIAL DIRECT CO INC            NY                X           X      11/04/03

MULTI BENEFIT REALTY FUND 87-1          CA      X         X                  10/28/03

NAPOLI ENTERPRISES INC                  CO      X     X                      10/29/03

NBC ACQUISITION CORP                    DE            X                      11/10/03

NBO SYSTEMS  INC                        MD          X                        11/05/03

NEBRASKA BOOK CO                        KS            X                      11/10/03

NEWHALL LAND & FARMING CO /CA/          CA            X   X                  11/06/03

NEXIA HOLDINGS INC                      NV            X                      11/07/03

NISSAN AUTO RECEIVABLES CORP II         DE            X   X                  11/04/03

NL INDUSTRIES INC                       NJ                    X       X      11/10/03

NORFOLK SOUTHERN CORP                   VA            X       X              11/10/03

NOVA OIL INC                            NV            X                      11/10/03

NOVAVAX INC                             DE                X           X      07/10/03

NOVEON INC                              DE                X   X              11/10/03

NU SKIN ENTERPRISES INC                 DE            X   X                  10/27/03

NURESCELL INC                           NV            X   X                  09/30/01

NYMAGIC INC                             NY                X           X      11/07/03

OBAN MINING INC                         NV          X                        11/05/03

OCEANEERING INTERNATIONAL INC           DE                X           X      11/10/03

OPTION CARE INC/DE                      DE                X   X              11/04/03

OPTION ONE MORT ACCEPT CORP ASSET BAC   DE            X   X                  10/25/03

OVERSTOCK COM INC                       UT                            X      11/10/03

PACIFIC MERCANTILE BANCORP              CA                X           X      11/07/03

PACIFIC SUNWEAR OF CALIFORNIA INC       CA                            X      11/10/03

PACIFICARE HEALTH SYSTEMS INC /DE/      DE            X   X                  11/07/03

PARK OHIO HOLDINGS CORP                 OH                X           X      11/07/03

PAULA FINANCIAL                         DE          X     X                  09/23/03    AMEND

PEERLESS MANUFACTURING CO               TX                            X      11/10/03

PFSWEB INC                              DE            X   X                  11/10/03

POTLATCH CORP                           DE            X                      11/10/03

PREMIER FINANCIAL BANCORP INC           KY                            X      11/07/03

PRO FAC COOPERATIVE INC                 NY                            X      11/10/03

PUBLICARD INC                           PA                X           X      11/10/03

PURE WORLD INC                          DE                X   X              11/10/03

QUEST RESOURCE CORP                     NV                X   X              06/06/03    AMEND

QUICKSILVER RESOURCES INC               DE                X           X      11/10/03

RADVISION LTD                                         X                      11/10/03

REDBACK NETWORKS INC                    DE                X   X              11/10/03

REGENCY CENTERS CORP                    FL                X           X      11/06/03

REGISTER COM INC                        DE                X           X      11/10/03

RELIANT RESOURCES INC                   DE                            X      11/10/03

RENAL CARE GROUP INC                    DE                X   X              11/10/03

REPUBLIC BANCSHARES INC                 FL                            X      11/07/03

RESIDENTIAL ASSET MOR PRO INC GMACM M   DE            X   X                  10/25/03

ROCKWELL COLLINS INC                    DE                            X      11/10/03

RONSON CORP                             NJ            X   X                  10/31/03

ROXIO INC                               DE            X   X                  11/07/03

RSA SECURITY INC/DE/                    DE                X   X              11/10/03

RUBY MINING CO                          CO            X                      11/10/03

SAFEGUARD HEALTH ENTERPRISES INC        DE                    X              11/06/03

SALES STRATEGIES INC                    NV    X                              11/07/03

SALIX PHARMACEUTICALS LTD                             X   X                  11/07/03

SAVIENT PHARMACEUTICALS INC             DE            X   X                  11/07/03

SAVIENT PHARMACEUTICALS INC             DE                X           X      11/10/03

SEARS CREDIT ACCOUNT MASTER TRUST II    IL            X   X                  11/03/03

SELECT MEDICAL CORP                     DE                X   X              11/10/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/20/03

SLM CORP                                DE            X   X                  11/07/03

SMITH & WOLLENSKY RESTAURANT GROUP IN   DE                X           X      11/10/03

SMITHFIELD FOODS INC                    VA      X         X                  10/28/03

SOLA INTERNATIONAL INC                  DE            X   X                  11/04/03

SPECIALIZED LEASING INC                 NV          X                        11/10/03    AMEND

STANDARD PARKING CORP                   DE            X                      11/07/03

STEALTH MEDIALABS INC                   NV            X       X              11/07/03

STEWART & STEVENSON SERVICES INC        TX                X   X              11/07/03

STRUCT ASS MORT INV INC BS ALTA MORT    DE            X   X                  10/27/03

STRUCT ASS MORT INV INC BS ALTA MORT    DE            X   X                  06/25/03    AMEND

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE            X   X                  10/25/03

STRUCTURED ASSET MORT INV II INC BEAR   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC BEAR ST   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  10/27/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE                X                  10/31/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/25/03    AMEND

SUMMIT PROPERTIES INC                   MD                X           X      11/10/03

SUMMIT PROPERTIES PARTNERSHIP L P       DE                X           X      11/10/03

SYNBIOTICS CORP                         CA                            X      11/10/03

TB WOODS CORP                           DE                X   X              11/07/03

TECHNOLOGY FLAVORS & FRAGRANCES INC     DE                X   X              11/10/03

TEREX CORP                              DE            X   X                  11/10/03

THERMOVIEW INDUSTRIES INC               DE            X                      11/10/03

THORATEC CORP                           CA      X         X                  09/29/03    AMEND

TIER TECHNOLOGIES INC                   CA            X   X           X      11/10/03

TISSERA INC                             WA          X     X                  11/04/03

TOTAL FIRST AID INC                     FL      X         X                  10/31/03

TRANS CONTINENTAL ENTERTAINMENT GROUP   DE          X     X                  10/31/03

TRINITY INDUSTRIES INC                  DE                    X       X      11/05/03

TS&B HOLDINGS INC                                   X     X                  11/10/03

TURBOCHEF TECHNOLOGIES INC              DE    X       X   X   X              10/28/03

TYSON FOODS INC                         DE                    X       X      11/10/03

U S GLOBAL INVESTORS INC                TX          X                        06/30/03

UNDERWATER MAINTENANCE CORP             FL    X X         X                  10/25/03

UNITED STATES EXPLORATION INC           CO                X           X      08/14/03

UNITEDGLOBALCOM INC                     DE            X   X                  11/07/03

URBAN OUTFITTERS INC                    PA                X           X      11/06/03

VALHI INC /DE/                          DE                    X       X      11/10/03

VANGUARD HEALTH SYSTEMS INC             DE                    X       X      11/10/03

VENTAS INC                              DE                X   X              11/05/03

VENTAS INC                              DE            X                      11/05/03

VERTEX PHARMACEUTICALS INC / MA         MA                    X       X      11/10/03

VIA NET WORKS INC                       DE                            X      11/10/03

VON HOFFMANN CORP                                             X       X      11/10/03

WACHOVIA ASSET SECURITIZATION IISSUAN   NC                X                  11/10/03

WAMU MORTGAGE PASS THROUGH CERTS SER    DE                X                  10/24/03

WAMU MORTGAGE PASS-THROUGH CERTIFICAT   DE                X                  10/28/03

WASHINGTON MUTUAL MORT SEC CORP WAMU    DE                X                  10/28/03

WATERS INSTRUMENTS INC                  MN                X           X      11/03/03

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X                  10/27/03

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X                  10/27/03

WELLS FARGO ASSET SEC MOR BACKED SER    DE            X   X                  10/27/03

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  11/07/03

WELLS FARGO ASSET SECURITIES CORP MOR   DE            X   X                  10/25/03

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X                  10/25/03

WESTAR ENERGY INC /KS                   KS                X           X      11/07/03

WHITEHALL JEWELLERS INC                 DE                            X      11/06/03

WILLIS LEASE FINANCE CORP               DE                X           X      11/10/03

WNC CALIFORNIA HOUSING TAX CREDITS II   CA                X                  10/29/03    AMEND

WNC CALIFORNIA HOUSING TAX CREDITS II   CA                X                  10/29/03    AMEND

WNC CALIFORNIA HOUSING TAX CREDITS LP   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND II LP       CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND III L P     CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND IV L P SE   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND IV L P SE   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND V LP SERI   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND V LP SERI   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WNC HOUSING TAX CREDIT FUND VI LP SER   CA                X                  10/29/03    AMEND

WYNDHAM INTERNATIONAL INC               DE                            X      11/10/03

YORK WATER CO                           PA                X                  11/10/03

YOUNG BROADCASTING INC /DE/             DE