SEC NEWS DIGEST

Issue  2003-200                                              October  21, 2003

COMMISSION ANNOUNCEMENTS

COMMISSION MEETINGS

     Following  is a schedule of Commission meetings which will be  conducted
     under  provisions of the Government in the Sunshine Act.  Meetings  will
     be  scheduled  according  to  the requirements  of  agenda  items  under
     consideration.

     Visitors  are  welcome  at  all  open  meetings,  insofar  as  space  is
     available.   Persons  wishing  to  photograph  or  videotape  Commission
     meetings  must  obtain permission in advance from the Secretary  of  the
     Commission.  Persons wishing to tape record a Commission meeting  should
     notify the Secretary's office 48 hours in advance of the meeting.

     Any  member  of the public who requires auxiliary aids such  as  a  sign
     language  interpreter  or material on tape to attend  a  public  meeting
     should  contact Rochelle Franks, Office of Administrative and  Personnel
     Management,  to  make arrangements.  Ms. Franks can be  reached  at  TTY
     number (202) 942-9558.  If you are calling from a non-TTY number, please
     call the Relay Service at 1-800-877-8339.

OPEN MEETING - WEDNESDAY, OCTOBER 29, 2003 - 10:00 A.M. - ROOM 6600

     The  subject matter of the open meeting scheduled for Wednesday, October
     29, will be:

     1.   The Commission will hear oral argument on an appeal by the Division
          of  Enforcement  and the Office of the Chief Accountant  (together,
          the "Division") from the decision of an administrative law judge in
          a  proceeding  brought  against James Thomas McCurdy,  a  certified
          public accountant.  The administrative law judge found that McCurdy
          did  not engage in improper professional conduct within the meaning
          of  Rule 102(e) of the Commission's Rules of Practice in connection
          with his audit of the financial statements of JWB Aggressive Growth
          Fund  (Fund), a registered investment company, for the year  ending
          December 31, 1998. The law judge found that McCurdy's audit of  the
          Fund's  financial statements was not performed in  accordance  with
          generally  accepted  auditing standards (GAAS),  primarily  because
          McCurdy  failed to obtain sufficient competent evidence  about  the
          probable  collectibility of a receivable that was  recorded  as  an
          asset in the Fund's financial statements.  The law judge also found
          that  the  record  did  not establish the charge  that  the  Fund's
          financial statements were not in accordance with generally accepted
          accounting principles (GAAP) because the Division did not establish
          that  the  receivable was not collectible.  The law  judge  further
          found that McCurdy's professional conduct was neither reckless  nor
          highly unreasonable and thus did not constitute a violation of Rule
          102(e)  as charged.  The law judge therefore dismissed the  charges
          against McCurdy.

          Among the issues likely to be argued are:

          1.   whether  McCurdy obtained sufficient competent evidence  about
               the collectibility of the receivable.

          2.   whether  the Fund's financial statements were  in  accordance
               with GAAP.

          3.   whether  McCurdy's  audit of the Fund's financial  statements
               were in accordance with GAAS.

          4.   whether McCurdy's professional conduct was reckless or highly
               unreasonable.

          5.   if  McCurdy's  conduct  was reckless or  highly  unreasonable,
               whether sanctions should be imposed in the public interest.

     For  further information, please contact the Office of the Secretary  at
     (202) 942-7070.

     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact:  The Office of the Secretary at (202) 942-7070.

CHIEF  ACCOUNTANT  IS  SEEKING  CANDIDATES FOR FOUR  PROFESSIONAL  ACCOUNTING
FELLOW POSITIONS

     The  Securities and Exchange Commission's Office of the Chief Accountant
     announced  that  it  is  now  accepting  applications  for  Professional
     Accounting Fellow (PAF) positions in the Office of the Chief Accountant.
     The   PAF   program,  which  began  in  1972,  is  designed  to  provide
     participating fellows with outstanding opportunities for public  service
     to  investors,  personal  development, and career  advancement.   During
     their fellowship, the successful candidates will work directly with  the
     Chief  Accountant,  be  involved in the study and  development  of  rule
     proposals  under the federal securities laws, liaison with  professional
     accounting  standard-setting  bodies, and consult  with  registrants  on
     accounting and reporting matters. For the four positions that are  open,
     the  Office  of the Chief Accountant would like to select one  candidate
     with significant experience in general accounting topics such as revenue
     recognition, compensation and business combinations, one candidate  with
     significant  experience  in  accounting for financial  instruments,  one
     candidate with significant experience in designing and performing  audit
     procedures, and a fourth candidate with any of these specialties.

     Interested applicants are to submit:

       *    A resume;
       *    Standard Form 171, "Personal Qualification Statement," or Form OF-612,
            "Optional Application for Federal Employment," or any other written 
            format that clearly identifies the announcement number, title, series, 
            and grade of the job for which the applicant is seeking; and
       *    At least two letters of recommendation from non-relatives.

     Standard Form 171, Form OF-612, and "Applying for a Federal Job,"  which
     highlights the information to be included in the resume or other written
     submission,  can  be  obtained  from the Office  of  Administrative  and
     Personnel  Management,  Securities and Exchange  Commission,  450  Fifth
     Street, N.W., Washington, D.C., 20549.  Form OF-612 is also available on
     the Internet at http://www.opm.gov.

     Applicants are required to submit a ten to twelve page essay  that  they
     have  prepared on their own on a subject directly related to  a  current
     accounting  or  auditing issue.  While no restriction is placed  on  the
     topic  an  applicant  may  select to address  in  the  essay,  suggested
     considerations include:

       *    Fair value as a measurement basis;
       *    Impact and implementation of the Sarbanes Oxley Act of 2002;
       *    Improvements to the financial reporting model;
       *    International convergence;
       *    How accounting should address substance versus form considerations;
       *    Application of the agency concept in financial instrument transactions;
       *    Challenges in the current consolidation model;
       *    Improvements to the pension accounting model;
       *    Improvements to the post-retirement benefit obligation accounting model;
       *    Challenges in determining the appropriateness of discount rates that are
            used as an input in the various measurement methodologies that exist for
            certain assets and liabilities under US GAAP;
       *    Issues in establishing auditing guidance.

     The  application and essay should be submitted on or before December 19,
     2003, to the Chief Accountant of the Securities and Exchange Commission,
     450  Fifth Street, N.W., Washington, D.C., 20549-1103.  Inquiries  about
     the  program  may be addressed to the attention of Chad Kokenge  or  Rob
     Comerford  in  the Office of the Chief Accountant at (202)  942-4429  or
     (202) 942-7942, respectively.

     The Commission's policy of affording equal employment opportunity to all
     interested candidates will be followed.

REPORT ON ADMINISTRATIVE PROCEEDINGS

     A  Report  on Administrative Proceedings for the Period April  1,  2003,
     through  September 30, 2003, has been issued giving summary  statistical
     information  on  the  Commission's administrative proceedings  caseload.
     The  reports, issued each October and April, are published  in  the  SEC
     Docket and appear on the Commission's website.   (Rel. 34-48667)

ENFORCEMENT PROCEEDINGS

CORPORATE BOND SALESMAN SANCTIONED

     Leslie A. Arouh, formerly employed as a corporate bond salesman at First
     Union  Capital Markets Corp. (First Union), has been sanctioned after  a
     hearing  before an administrative law judge.  First Union, now known  as
     Wachovia   Securities,  Inc.,  is  a  broker-dealer,  headquartered   in
     Charlotte,  North  Carolina.  Arouh was sanctioned for  his  role  in  a
     program trade in which an investment adviser sold First Union a group of
     bonds  from one group of accounts, repurchased the bonds at lower prices
     into another group of accounts, and purchased additional bonds at prices
     intended to make up First Union's loss on the repurchase.  The law judge
     concluded  that  Arouh  violated antifraud  provisions  of  the  federal
     securities laws, fined him $330,000, and suspended him from working at a
     broker-dealer for ninety days.  (Initial Decision No. 238; File  No.  3-
     10884)

LOUIS LLOYD BARRED FROM ASSOCIATION WITH ANY BROKER-DEALER

     On  October  20,  the  Commission instituted and simultaneously  settled
     public  administrative proceedings against Louis Lloyd of New York,  New
     York, based upon a permanent injunction entered him on October 3, in SEC
     v.  Louis  Lloyd,  et al., Civil Action No. 03-14288-CIV-MARTINEZ.   The
     Commission's Order finds that on October 1, the Commission filed a civil
     action  against Lloyd, who was a principal and registered representative
     of  Belfinance  Securities, Inc., a broker-dealer  registered  with  the
     Commission, alleging that he engaged in insider trading in violation  of
     the  antifraud  provisions of the federal securities laws in  connection
     with  transactions in the securities of NetOptix Corp.  The Commission's
     Order  bars Lloyd from association with any broker or dealer,  with  the
     right  to  reapply for association after three years to the  appropriate
     self-regulatory  organization, or if there is none, to  the  Commission.
     Lloyd  consented to the Commission's Order without admitting or  denying
     the Commission's findings.   (Rel. 34-48661; File No. 3-11305)

JURY  FINDS  OFFICERS OF C.E.C. INDUSTRIES CORPORATION LIABLE  FOR  FINANCIAL
FRAUD

Former CEO Gerald H. Levine and Principal Financial Officer Marie A. Levine
Found Liable On All Counts After 5-Day Trial

     On  October 16, following a five-day trial, a jury in the U.S.  District
     Court  for the District of Columbia found Gerald H. Levine and Marie  A.
     Levine  liable for financial fraud based on their overstating the assets
     of  C.E.C.  Industries Corporation (CEC).  Gerald Levine,  age  70,  was
     CEC's  chief  executive  officer; his wife  Marie,  age  56,  was  CEC's
     secretary-treasurer,  the company's principal  financial  officer.   The
     jury  found  that the Levines violated the antifraud provisions  of  the
     Securities Exchange Act of 1934 (Exchange Act) and the Securities Act of
     1933  (Securities Act):  Exchange Act Section 10(b) and Rule 10b-5,  and
     Securities Act Sections 17(a)(1), (2), and (3).  The Levines  were  also
     found  to  have violated Exchange Act Section 13(b)(5) and Rule  13b2-1,
     which  prohibit  the  falsification of  a  public  company's  books  and
     records.

     The  Commission's complaint, filed on September 28, 1999,  alleged  that
     the  Levines overstated CEC's assets in reports that they filed with the
     Commission  for  CEC's fiscal years 1996 and 1997.  The  complaint  also
     alleged that the Levines, acting through another corporate entity,  Wire
     to  Wire Inc., profited from their fraud by selling CEC stock while they
     knew  that  they  had  overstated  CEC's  assets.   In  particular,  the
     complaint alleged that the Levines overstated the value of two purported
     corporate  assets (1) a 9,000-acre tract of land in Tennessee that  they
     claimed held 52 million tons of coal and substantial timber assets;  and
     (2)  forty-one paintings by "Sky Jones," which they claimed had a  value
     of  $1.7  million.   The Commission proved at trial that  CEC  (and  its
     corporate  affiliates) did not even own the land and that the  paintings
     were worth no more than $10,350.

     The Court has not yet determined the sanctions against the Levines.  The
     Commission's  complaint  seeks bars permanently  prohibiting  them  from
     serving  as  officers  or directors of any publicly  traded  company,  a
     permanent  injunction against future violations of the securities  laws,
     disgorgement  of  illicit profits from sales of  CEC  stock,  and  civil
     penalties.    Previously,  on  September  11,  2001,  CEC  settled   the
     Commission's  financial  fraud  charges  against  the  company,  without
     admitting  or denying the allegations, by consenting to the entry  of  a
     final judgment that included a permanent injunction.

     The  Commission acknowledges the valuable assistance provided by several
     CEC shareholders, who brought to the Commission's attention many salient
     facts  related  to  this  matter.  For further  background  information,
     please  see  Litigation  Release  No. 17139  (September  19,  2001)  and
     Litigation Release No. 16299 (Sept. 28, 1999). [SEC  v. Gerald H. Levine
     and  Marie A. Levine, Civil Action No. 99 CIV 02568 (HHK) (D.D.C.)] (LR-
     18420; AAE Rel. 1903)

HOLDING COMPANY ACT RELEASES

EXELON CORPORATION, ET AL.

     A  supplemental  order has been issued authorizing Exelon  Corporation
     (Exelon),  a  registered holding company, and Exelon's public  utility
     subsidiary  PECO Energy Company to continue its process  of  divesting
     the  holdings of its subsidiary Adwin Realty Company, through  October
     20, 2006.  (Rel. 35-27737)

AMEREN CORPORATION, ET AL.

     A  supplemental  order has been issued approving a  proposal  by  Ameren
     Corporation, a registered public-utility holding company under  the  Act
     and its subsidiaries (Applicants).  Applicants request authorization for
     Ameren's subsidiary AmerenEnergy Resources Generating Company's proposal
     to  participate  in  the Ameren System's Non-State Regulated  Subsidiary
     Money Pool.  (Rel. 35-27738)

UNITIL CORPORATION

     An  order  has  been  issued approving a proposal by Unitil  Corporation
     (Unitil),  a  registered public-utility holding company under  the  Act.
     Unitil requests authorization to issue and sell up to 717,600 additional
     shares of its common stock.  (Rel. 35-27739)

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule change (SR-Amex-2003-81) filed by the  American  Stock
     Exchange  relating  to  reporting of "at the  close"  orders  in  Nasdaq
     securities  has  become  effective  under  Section  19(b)(3)(A)  of  the
     Securities  Exchange  Act  of  1934.  Publication  of  the  proposal  is
     expected  in the Federal Register during the week of October 20.   (Rel.
     34-48652)

     A  proposed rule change (SR-NASD-2003-139), and Amendment No. 1 thereto,
     filed  by  the  National Association of Securities Dealers  relating  to
     technical  amendments  to  NASD Rule 2710  has  become  effective  under
     Section 19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication
     of  the proposal is expected in the Federal Register during the week  of
     October 20.  (Rel. 34-48656)

     A  proposed  rule change (SR-Amex-2003-87) filed by the  American  Stock
     Exchange  relating  to allocation and performance evaluation  procedures
     for  securities  admitted to dealings on an unlisted  basis  has  become
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of October 20.  (Rel. 34-48657)

     A proposed rule change filed by OneChicago, LLC to amend its Maintenance
     Standards for a security futures product based on a single security (SR-
     OC-2003-08)  has become immediately effective under Section 19(b)(7)  of
     the  Securities  Exchange Act of 1934. Publication of  the  proposal  is
     expected  in the Federal Register during the week of October 20.   (Rel.
     34-48660)

APPROVAL OF PROPOSED RULE CHANGE

     The  Commission approved a proposed rule change (SR-GSCC-2002-03)  filed
     by the Government Securities Clearing Corporation under Section 19(b) of
     the  Securities  Exchange Act.  The order allows  GSCC's  management  to
     approve   or   reject   applicants   for   comparison-only   membership.
     Publication  of the proposal is expected in the Federal Register  during
     the week of October 20.  (Rel. 34-48649)

PROPOSED RULE CHANGE

     The  Philadelphia Stock Exchange filed a proposed rule change  (SR-PHLX-
     2003-66), and Amendment Nos. 1 and 2 thereto, to list and trade  options
     on  the Nasdaq Composite Index.  Publication of the proposal is expected
     in the Federal Register during the week of October 20.  (Rel. 34-48663)

SECURITIES ACT REGISTRATIONS

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-4     PATHMARK STORES INC, 200 MILIK STREET, CARTERET, NJ, 07008,
        9084993000 - 0 ($100,000,000.00) Other, (File 333-109812 - Oct. 20)
        (BR. 02)

S-8     AVERY DENNISON CORPORATION, 150 N ORANGE GROVE BLVD, PASADENA, CA,
        91103, 6263042000 - 0 ($40,000,000.00) Other, (File 333-109814 -
        Oct. 20) (BR. 04)

S-1     FORMFACTOR INC, 2140 RESEARCH DRIVE, LIVERMORE, CA, 94550,
        0 ($146,740,000.00) Equity, (File 333-109815 - Oct. 20) (BR. 36)

S-11    AFFORDABLE RESIDENTIAL COMMUNITIES INC, 0 ($565,000,000.00) Equity,
        (File 333-109816 - Oct. 20) (BR. 08)

S-8     TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, NO. 8, LI-HSIN ROAD 6,
        SCIENCE-BASED INDUSTRIAL PARK, HSINCHU, F5, 00000, 886-3-5636688 -
        120,000,000 ($270,720,000.00) ADRs/ADSs, (File 333-109817 - Oct. 20)
        (BR. 36)

S-8     HEALTHCARE TECHNOLOGIES LTD, KIRYAT MINRAV, 3 HABOSEM ST,
        ASHDOD ISRAEL, L3, 77010, 212-308-1820 - 100,000 ($38,000.00) Other,
        (File 333-109828 - Oct. 20) (BR. 01)

S-8     DIAMOND INTERNATIONAL GROUP INC/NY/, 7324091212 -
        6,600,000 ($1,650,000.00) Equity, (File 333-109829 - Oct. 20) (BR. 02)

S-3     ANHEUSER BUSCH COMPANIES INC, ONE BUSCH PL, ST LOUIS, MO, 63118-1852,
        3147656565 - 0 ($70,625,257.00) Equity, (File 333-109830 - Oct. 20)
        (BR. 02)

S-8     INTERWAVE COMMUNICATIONS INTERNATIONAL LTD,
        C/O CODAN SERVICES LTD CLARENDON HOUSE, 2 CHURCH STREET PO BOX HM 1022,
        HAMILTON, BERMUDA, 00000, 4412955950 - 0 ($638,397.51) Equity,
        (File 333-109831 - Oct. 20) (BR. 37)

S-8     AMERICAN ORIENTAL BIOENGINEERING INC, NO.12 JIANCE ROAD,
        NANGANG DISTRICT, HARBIN, CHINA, C1, 15008, 86-451-666-6601 -
        800,000 ($1,576,000.00) Equity, (File 333-109832 - Oct. 20) (BR. 01)

S-4     WESTERN SIERRA BANCORP, 3350 COUNTRY CLUB DRIVE, SUITE 202,
        CAMERON PARK, CA, 95682, 5306775600 - 0 ($12,512,500.00) Equity,
        (File 333-109833 - Oct. 20) (BR. 07)

SB-2    ELECTRIC CITY CORP, 1280 LANDMEIER ROAD, ELK GROVE, IL, 60007,
        8474371666 - 0 ($2,438,998.00) Equity, (File 333-109835 - Oct. 20)
        (BR. 36)

S-3     NU SKIN ENTERPRISES INC, 75 WEST CENTER ST, ATTN: D. MATTHEW DORNY,
        PROVO, UT, 84601, 801-345-6100 - 0 ($10,342,500.00) Equity,
        (File 333-109836 - Oct. 20) (BR. 01)

F-3     COMMTOUCH SOFTWARE LTD, 4086534330 - 8,793,564 ($7,474,529.00) Equity,
        (File 333-109837 - Oct. 20) (BR. 37)

S-8     ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, P O BOX 1900, AUSTIN, TX,
        78758, 5128329500 - 230,000 ($1,621,500.00) Equity, (File 333-109838 -
        Oct. 20) (BR. 36)

SB-2    ONE VOICE TECHNOLOGIES INC, 6333 GREENWICH DR #240, SAN DIEGO, CA,
        92122, 6195524466 - 52,296,839 ($3,137,810.34) Equity,
        (File 333-109839 - Oct. 20) (BR. 03)

S-3     RAE SYSTEMS INC, 1339 MOFFETT PARK DRIVE, SUNNYVALE, CA, 95112,
        408-752-0723 - 0 ($35,000,000.00) Unallocated (Universal) Shelf,
        (File 333-109840 - Oct. 20) (BR. 36)

S-4     CB RICHARD ELLIS SERVICES INC, 865 SOUTH FIGUEROA STREET, SUITE 3500,
        LOS ANGELES, CA, 90017, 2136133226 -
        0 ($200,000,000.00) Non-Convertible Debt, (File 333-109841 - Oct. 20)
        (BR. 08)

S-8     AUTONOMY CORP PLC, CAMBRIDGE BUSINESS PARK, COWLEY RD, CAMBRIDGE,
        UNITED KINGDOM, X0, CB40WZ, 441223448000 -
        1,484,162 ($11,727,098.52) Equity, (File 333-109842 - Oct. 20) (BR. 03)

S-8     PARK CITY GROUP INC, 333 MAIN STREET, SUITE 300, P.O. BOX 5000,
        PARK CITY, UT, 84060, 435-649-2221 - 5,000,000 ($225,000.00) Equity,
        (File 333-109843 - Oct. 20) (BR. 03)

S-3     ABLEAUCTIONS COM INC, 1963 LOUGHEED HIGHWAY, COQUITLAM, A1, V3K 3T8,
        604-521-3369 - 3,120,000 ($1,554,888.00) Equity, (File 333-109844 -
        Oct. 20) (BR. 08)

S-8     EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5084351000 -
        24,563,000 ($322,413,938.00) Equity, (File 333-109845 - Oct. 20)
        (BR. 03)

SB-2    PROTALEX INC, PO BOX 30952, ALBUQUERQUE, NM, 87190, 5052438220 -
        10,610,045 ($36,074,152.00) Equity, (File 333-109846 - Oct. 20) (BR. 01)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
3M CO                                   DE                            X      10/20/03

ACTION PRODUCTS INTERNATIONAL INC       FL                X   X              10/20/03

ADVANTA BUSINESS RECEIVABLES CORP                         X                  10/20/03

ALTEON INC /DE                          DE            X   X                  10/15/03

ALTERA CORP                             DE                            X      10/20/03

AMCOL INTERNATIONAL CORP                DE                X   X              10/20/03

AMERCO /NV/                             NV            X   X                  10/06/03

AMERICAN BANK INC                       PA                X           X      10/16/03

AMERICAN SPECTRUM REALTY INC            MD            X   X                  10/20/03

AMIS HOLDINGS INC                                             X              10/17/03

APPLEBEES INTERNATIONAL INC             DE                         X         10/20/03

ARKANSAS BEST CORP /DE/                 DE                X           X      10/20/03

ASSOCIATED BANC-CORP                    WI                            X      10/16/03

ATA HOLDINGS CORP                       IN                    X              10/20/03

ATEL CAPITAL EQUIPMENT FUND VII LP      CA                X   X              10/20/03

AVISTAR COMMUNICATIONS CORP             DE            X   X                  10/15/03

BADGER STATE ETHANOL LLC                WI            X                      10/20/03

BAKER HUGHES INC                        DE            X   X           X      10/20/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  10/20/03

BANC ONE HELOC 1999-1                   OH            X   X                  10/20/03

BANC ONE HELOC TRUST 1998-1             OH            X   X                  10/20/03

BANCFIRST CORP /OK/                     OK                    X              10/16/03

BANDAG INC                              IA                X           X      10/16/03

BANK ONE AUTO SECURITIZATION LLC        DE            X   X                  10/20/03

BANK ONE AUTO SECURITIZATION TRUST 20   DE            X   X                  10/20/03

BAUER PARTNERSHIP  INC                  NV            X   X                  10/20/03

BEDFORD PROPERTY INVESTORS INC/MD       MD                X           X      10/20/03

BEHRINGER HARVARD REIT I  INC           MD      X         X                  10/15/03

BELDEN INC                              DE            X   X                  10/09/03

BETA OIL & GAS INC                      NV                X   X              10/17/03

BETHLEHEM STEEL CORP /DE/               DE                    X              10/20/03

BIOCRYST PHARMACEUTICALS INC            DE                X           X      10/20/03

BIOSOURCE INTERNATIONAL INC             DE            X   X                  10/20/03

BLUEFLY INC                             DE            X   X                  10/20/03

BOISE CASCADE CORP                      DE            X   X                  10/17/03

BOSTON PRIVATE FINANCIAL HOLDINGS INC   MA                X           X      10/15/03

BRADY CORP                              WI            X   X                  10/20/03

CAGLES INC                              GA            X                      10/17/03

CARBO CERAMICS INC                      DE                X           X      10/20/03

CARMAX AUTO FUNDING LLC                 DE            X   X                  10/20/03

CATERPILLAR FINANCIAL FUNDING CORP      NV    X                              09/30/03

CEF EQUIPMENT HOLDING LLC               DE            X   X                  10/20/03

CELL THERAPEUTICS INC                   WA            X   X                  10/20/03

CENDANT CORP                            DE                X           X      10/20/03

CERTIFIED SERVICES INC                  NV            X                      10/09/03

CFS BANCORP INC                         DE                X   X              10/17/03

CHOICE ONE COMMUNICATIONS INC           DE          X     X                  10/15/03

CHOICE ONE COMMUNICATIONS INC           DE          X     X                  10/15/03

CITIBANK SOUTH DAKOTA N A               DE            X                      09/25/03

CITIBANK SOUTH DAKOTA N A               DE            X                      09/25/03

CITIGROUP GLOBAL MARKETS HOLDINGS INC   NY                X                  09/30/03

CITIGROUP INC                           DE                X           X      10/20/03

CNL HOSPITALITY PROPERTIES INC          MD            X   X                  10/17/03

CODORUS VALLEY BANCORP INC              PA                X           X      10/16/03

COGENTRIX ENERGY INC                    NC            X   X                  01/17/03

COMMERCE ONE INC / DE/                  DE          X     X                  10/13/03

COMMUNITY BANCORP /VT                   VT                X           X      10/20/03    AMEND

COMMUNITY BANCORP INC                   DE                X   X              10/16/03

CORUS BANKSHARES INC                    MN                X           X      10/20/03

CRDENTIA CORP                           DE      X         X                  10/20/03    AMEND

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      10/20/03

CROWN RESOURCES CORP                    WA            X                      10/20/03    AMEND

CSB BANCORP INC /OH                     OH                X           X      10/20/03

CWMBS INC                               DE            X   X                  08/28/03

CWMBS INC                               DE            X   X                  08/29/03

CWMBS INC                               DE            X   X                  08/29/03

DATALINK CORP                           MN            X   X           X      10/20/03

DIONEX CORP /DE                         CA                            X      10/20/03

DOVER CORP                              DE                            X      10/16/03

DSP GROUP INC /DE/                      DE                X           X      10/20/03

DVI INC                                 DE            X   X                  10/20/03

DYNATRONICS CORP                        UT          X     X                  10/10/03

E COM TECHNOLOGIES CORP                 NV                    X              04/15/03

E PIPHANY INC                           DE                X   X       X      10/20/03

EARTHSHELL CORP                         DE            X   X                  10/17/03

EAST PENN FINANCIAL CORP                              X   X                  10/15/03

EASTERN VIRGINIA BANKSHARES INC         VA                X   X              10/17/03

ECLIPSYS CORP                           DE            X   X           X      10/20/03

EDWARDS LIFESCIENCES CORP               DE                X           X      10/20/03

EL PASO CORP/DE                         DE            X   X                  10/20/03

ENCISION INC                            CO                            X      10/20/03

ENCORE CAPITAL GROUP INC                DE                    X              10/17/03

ENDOCARE INC                            DE            X   X                  10/15/03

ENGLOBAL CORP                           NV                    X              10/20/03

ENVIROKARE TECH INC                     NV            X   X                  10/20/03

EPIQ SYSTEMS INC                        MO                X           X      10/20/03

EQUITY ONE ABS INC                      DE            X   X                  10/16/03

EQUITY ONE ABS INC                      DE            X   X                  10/16/03

ESPERION THERAPEUTICS INC/MI            DE                X           X      10/20/03

EVEREST RE GROUP LTD                    C8                            X      09/30/03

EXPERTELLIGENCE INC                     CA            X                      10/15/03

EXPONENT INC                            DE                            X      10/20/03

EZ EM INC                               DE            X   X                  10/20/03

FARMERS CAPITAL BANK CORP               KY                            X      10/17/03

FASTENAL CO                             MN                X           X      10/17/03

FIDELITY SOUTHERN CORP                  GA                X   X              10/17/03

FINANCIAL ASSET SEC CORP ASSET BACKED   DE      X         X                  09/29/03

FINDWHAT COM INC                        NV                X   X              10/20/03

FIRST CYPRESS INC                       NV    X       X   X                  10/07/03

FIRST FINANCIAL BANCORP /OH/            OH                X   X       X      10/20/03

FIRST NATIONAL FUNDING LLC              NE            X                      10/15/03

FIRST RELIANCE BANCSHARES INC           SC                X           X      10/03/03

FIRST SOUTH BANCORP INC /VA/            VA                X   X              10/20/03

FIRST SOUTHERN BANCSHARES INC/DE        DE                X   X              10/15/03

FLEET HOME EQUITY LOAN LLC              DE      X                            10/20/03

FNBH BANCORP INC                        MI                X           X      10/20/03

FOOTHILL INDEPENDENT BANCORP            DE                X           X      10/16/03

FULLER H B CO                           MN          X     X                  10/13/03

FULLER H B CO                           MN          X     X                  10/13/03

GALAXY NUTRITIONAL FOODS INC            DE            X   X                  10/16/03

GAYLORD ENTERTAINMENT CO /DE            DE            X   X   X       X      10/17/03

GBC BANCORP                             CA            X   X                  10/20/03

GENVEC INC                              DE                X                  08/21/03    AMEND

GLOBIX CORP                             DE            X                      10/20/03

GREAT AMERICAN FINANCIAL RESOURCES IN   DE                            X      09/30/03

GREAT PEE DEE BANCORP INC               DE                X           X      10/15/03

GUILFORD MILLS INC                      DE                    X              10/20/03

HASBRO INC                              RI            X   X           X      10/20/03

HELIX TECHNOLOGY CORP                   DE                    X              09/26/03

HUDSON CITY BANCORP INC                 DE            X   X           X      10/16/03

IDEXX LABORATORIES INC /DE              DE                            X      10/20/03

INTERPOOL INC                           DE            X   X                  10/10/03

INVESTORS FINANCIAL SERVICES CORP       DE                    X              10/20/03

IRWIN FINANCIAL CORPORATION             IN            X   X                  10/20/03

ITRON INC /WA/                          WA                    X              10/20/03

JACKSON RIVERS CO                       FL          X     X                  09/30/03    AMEND

JDA SOFTWARE GROUP INC                  DE                X           X      10/20/03

JLG INDUSTRIES INC                      PA          X     X                  10/15/03

JLG INDUSTRIES INC                      PA          X     X                  10/15/03

JOSTENS INC                             MN          X     X                  10/13/03

LADISH CO INC                           WI                X           X      10/16/03

LATTICE SEMICONDUCTOR CORP              DE            X   X                  10/20/03

LEFT RIGHT MARKETING TECHNOLOGY INC     DE            X   X                  09/29/03

LEXMARK INTERNATIONAL INC /KY/          DE                            X      10/20/03

LIBERTY NATIONAL BANCSHARES INC         GA                X           X      10/20/03

LIFE PARTNERS HOLDINGS INC              TX    X                              10/20/03

LIFECELL CORP                           DE                X           X      10/20/03

LOCAL FINANCIAL CORP /NV                DE                X   X       X      10/17/03

LSB CORP                                              X   X   X              10/17/03

LUMENIS LTD                                           X   X                  10/16/03

MAF BANCORP INC                         DE            X   X           X      10/20/03

MANNATECH INC                           TX            X   X                  10/15/03

MEASUREMENT SPECIALTIES INC             NJ            X   X                  10/15/03

MERCHANTS & MANUFACTURERS BANCORPORAT   WI                X   X       X      10/20/03

MERISTAR HOSPITALITY CORP               MD                X   X              10/16/03

MERISTAR HOSPITALITY OPERATING PARTNE   DE                X   X              10/16/03

METATEC INC                             OH        X   X   X                  10/17/03

METHODE ELECTRONICS INC                 DE            X                      10/16/03

MID PENN BANCORP INC                    PA                X           X      10/17/03

MIDAMERICAN ENERGY CO                   IA            X   X                  10/20/03

MILLENNIUM BANKSHARES CORP              VA                            X      10/20/03

MONEY STORE COMMERCIAL MORTGAGE INC     NJ            X   X                  10/15/03

MONEY STORE INVESTMENT CORP             NJ            X   X                  10/15/03

MONEY STORE SBA ADJUSTABLE RATE CERTI   NJ            X   X                  10/15/03

MORGAN STANLEY ABS CAPITAL I INC        DE            X   X                  10/20/03

MORGAN STANLEY ABS CAPITAL I INC        DE            X   X                  10/20/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  09/25/03

NAVARRE CORP /MN/                       MN                X           X      10/20/03

NAVISTAR FINANCIAL RETAIL RECEIVABLES   DE            X                      10/31/02    AMEND

NBC CAPITAL CORP                        MS                X           X      10/20/03

NEKTAR THERAPEUTICS                     DE            X   X                  10/17/03

NEW WORLD RESTAURANT GROUP INC          DE            X   X                  10/20/03

NEXTEL COMMUNICATIONS INC               DE            X   X                  10/20/03

NIMBUS GROUP  INC                                   X     X                  10/15/03

NOBEL LEARNING COMMUNITIES INC          DE            X   X                  10/17/03

NOBLE CORP                                                X   X              10/20/03

NORTH BANCSHARES INC                    DE            X                      09/30/03

NORTHWEST BANCORPORATION INC            WA            X                      10/20/03

NUTEK INC                               NV            X                      09/30/03

NUTRA PHARMA CORP                       CA      X                            10/17/03

OBAN MINING INC                         NV            X   X                  10/17/03

ORTHOLOGIC CORP                         DE            X   X                  10/08/03

PARK CITY GROUP INC                     DE                X   X       X      10/16/03

PARKER HANNIFIN CORP                    OH                    X              10/20/03

PARKER HANNIFIN CORP                    OH                    X              10/20/03    AMEND

PARKVALE FINANCIAL CORP                 PA            X   X                  10/16/03

PENWEST PHARMACEUTICALS CO              WA            X   X                  10/20/03

PEOPLES BANCORPORATION INC /SC/         SC                X           X      10/16/03

PEPSICO INC                             NC            X   X                  10/20/03

PERFICIENT INC                          DE            X                      10/17/03

PFF BANCORP INC                         DE                    X              10/16/03

PLUM CREEK TIMBER CO INC                DE                X           X      10/20/03

PLUMAS BANCORP                          CA            X   X                  10/20/03

PNM RESOURCES INC                       NM                    X              10/17/03

POINT THERAPEUTICS INC                  DE            X   X                  10/20/03

PREMIER COMMUNITY BANKSHARES INC        VA                            X      04/16/03

PRIVATEBANCORP INC                      DE                            X      10/20/03

PROGENICS PHARMACEUTICALS INC           DE                X   X              09/29/03

QLT INC/BC                              A1            X   X                  10/20/03

QUALITY DISTRIBUTION LLC                DE            X               X      10/20/03

RAMCO GERSHENSON PROPERTIES TRUST       MA            X   X                  10/15/03

REGAL ONE CORP                          FL      X                            10/20/03

REPUBLIC BANCSHARES INC                 FL                    X              10/20/03

RESORTQUEST INTERNATIONAL INC           DE                X           X      10/17/03

REVA INC                                CO          X     X                  10/17/03

RIGHT MANAGEMENT CONSULTANTS INC        PA            X                      10/20/03

ROME BANCORP INC                        DE            X                      10/17/03

ROYAL BANCSHARES OF PENNSYLVANIA INC    PA            X                      10/16/03

SALIX PHARMACEUTICALS LTD                             X   X                  10/20/03

SCOTIA PACIFIC CO LLC                   DE                    X              10/20/03

SEI CORP                                PA                X   X              10/20/03

SFBC INTERNATIONAL INC                  DE            X   X           X      10/20/03

SHAW GROUP INC                          LA                X   X              10/20/03

SILICON GRAPHICS INC                    DE                X           X      10/20/03

SILICON LABORATORIES INC                DE                X           X      10/20/03

SOUTHWEST AIRLINES CO                   TX                            X      09/30/03

STATE FINANCIAL SERVICES CORP           WI                X           X      10/14/03

SUNOCO LOGISTICS PARTNERS LP            DE            X   X                  10/20/03

SUSSEX BANCORP                          NJ            X   X           X      07/10/03

SWIFT TRANSPORTATION CO INC             NV                X   X       X      10/16/03

TASER INTERNATIONAL INC                                   X   X              10/20/03

TECHNITROL INC                          PA                X   X              10/20/03

TELECOM COMMUNICATIONS INC                    X                              09/30/03    AMEND

TEMECULA VALLEY BANCORP INC             DE                X                  10/20/03

TENGASCO INC                            TN            X                      10/20/03

TEXAS INSTRUMENTS INC                   DE                X           X      10/20/03

THQ INC                                 DE                X           X      10/20/03

TITAN PHARMACEUTICALS INC               DE            X   X                  10/15/03

TORCH OFFSHORE INC                      DE            X                      10/20/03

TRANSAX INTERNATIONAL LTD               CO                X                  08/14/03

UCAP INC                                CO            X   X                  10/17/03

VANGUARD AIRLINES INC \DE\              DE            X   X                  09/30/03

VENTURE FINANCIAL GROUP INC             WA            X   X                  10/15/03

VERISITY LTD                                                          X      10/20/03

VICOR CORP                              DE                X   X       X      10/20/03

VINEYARD NATIONAL BANCORP               CA                X   X              10/20/03

VOLKSWAGEN AUTO LEASE UNDERWRITTEN FU                 X   X                  10/20/03

VOLKSWAGEN DEALER FINANCE LLC           DE            X   X                  10/20/03

VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ                 X   X                  10/20/03

WCI COMMUNITIES INC                                   X   X                  10/15/03

WESBANCO INC                            WV                    X       X      10/16/03

WEST BANCORPORATION INC                 IA                            X      10/20/03

WHITNEY INFORMATION NETWORK INC         CO      X         X                  10/16/03

WHOLESALE AUTO RECEIVABLES CORP         DE                X                  10/07/03

WITNET INTERNATIONAL INC                      X X       X X                  10/05/03

WRIGLEY WM JR CO                        DE                X           X      10/20/03

YELLOW CORP                             DE                X   X              10/20/03

COLUMBIA BANCORP                        MD                X           X      10/16/03

HOLLYWOOD ENTERTAINMENT CORP            OR