SEC NEWS DIGEST


Issue 2002-193                                                October 4, 2002

     

COMMISSION ANNOUNCEMENTS
     

COMMISSION MEETINGS

CLOSED MEETING - THURSDAY, OCTOBER 10, 2002 - 2:30 P.M.

     The subject matter of the closed meeting scheduled for Thursday, October
     10,  will  be:   Institution and settlement of injunctive  actions;  and
     Institution of administrative proceedings of an enforcement nature.
     
     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact:  The Office of the Secretary at (202) 942-7070.
          

ENFORCEMENT PROCEEDINGS


SEC CHARGES FORMER NEW JERSEY INVESTMENT ADVISER IN AFFINITY FRAUD
                                      
     On  October  3,  the Commission filed a Complaint in the  United  States
     District  Court for the Southern District of New York charging Dominique
     S.   Alvieri,   an   investment  adviser,  and   Diversified   Financial
     Corporation, a corporation that Alvieri controlled, with perpetrating an
     affinity  fraud  targeted  at members of the ethnic  Croatian  community
     residing in northern New Jersey.  Alvieri fraudulently induced at  least
     three  of  his advisory clients to purchase at least $555,800  worth  of
     shares  of  either  the Diversified Financial Fund  or  the  Diversified
     Equity  Fund,  both  of  which  Alvieri knew  did  not  exist.   Alvieri
     misrepresented to his clients that he was the adviser to the  Funds  and
     that, through the Funds, he would invest his clients' assets in publicly
     traded securities.  In fact, Alvieri misappropriated his clients' monies
     and, after March 1999, fled the United States.
     
     Named in the complaint are:

     Alvieri, a 34 year old, former resident of Little Ferry, New Jersey.
     Diversified, a Cayman Islands corporation used by Alvieri to conduct his
     investment advisory business.
     
     The  complaint  alleges  that, between December  1996  and  March  1999,
     Alvieri    and,    through   Alvieri,   Diversified   used    fraudulent
     misrepresentations  and omissions of material fact to  induce  at  least
     three  advisory  clients-all ethnic Croatians residing in  northern  New
     Jersey-into  purchasing a total of at least $555,800 of  shares  of  two
     investment funds, the Financial Fund and the Equity Fund, both of  which
     Alvieri  knew did not exist.  Alvieri falsely represented to the clients
     that  as manager of the Funds' portfolio of securities, he would  invest
     all  of  the  client proceeds in publicly traded securities.   In  fact,
     Alvieri  and Diversified misappropriated the money that Alvieri received
     from  his  clients for investment in the Funds.  None  of  the  $555,800
     raised  was invested, or otherwise used for the benefit of the  supposed
     Funds or the clients.  To induce additional investments in the Funds and
     conceal   the  fraud,  Alvieri  and  Diversified  engaged   in   further
     wrongdoing,  including  providing the  clients  with  falsified  monthly
     account  statements  that  baselessly  reported  that  the  Funds   were
     generating  steady  returns and telling at least  one  client  that  his
     investment was on deposit in a Financial Fund account at a broker-dealer
     that  did not exist.  Beginning in March 1999, Alvieri stopped providing
     monthly  account statements, failed to return any client  proceeds,  and
     fled the United States.
     
     The  complaint  alleges that Alvieri and Diversified:   (i)  engaged  in
     securities fraud in violation of Section 17(a) of the Securities Act  of
     1933,  15  U.S.C.  77q(a), Section 10(b) of the Securities Exchange  Act
     of  1934,  15  U.S.C.   78j(b),  and Rule 10b-5  thereunder,  17  C.F.R.
     240.10b-5; and (ii) committed securities fraud in violation of  Sections
     206(1)  and  206(2) of the Investment Advisers Act of  1940,  15  U.S.C.
     80b-6(1)  and  80b-6(2).   The  Commission  seeks  permanent  injunctive
     relief,  disgorgement  of  ill-gotten gains,  prejudgment  interest,  an
     accounting,  and  civil  penalties  against  each  defendant.   [SEC  v.
     Dominique  S.  Alvieri  and Diversified Financial Corporation,  02  Civ.
     7893, DAB, SDNY] (LR-17766)

COMMISSION FILES INSIDER TRADING CASE AGAINST THOMAS GIBSON AND THE ESTATE OF
HARRY KRAUSE

     On  October  3,  the Commission filed civil fraud charges  in  the  U.S.
     District  Court  for  the Northern District of Illinois  against  Thomas
     Gibson  and the Estate of Harry Krause alleging insider trading  in  the
     securities of Cell Pathways, Inc. prior to the announcement on September
     22,  2000  that the Food and Drug Administration (FDA) had  denied  Cell
     Pathways'  New  Drug  Application for Aptosyn,  its  principal  product.
     According to the complaint, Thomas Gibson tipped Harry Krause concerning
     the  pending disclosure.  Armed with the information, Harry Krause  sold
     all  22,000 shares of his Cell Pathways stock and avoided losses of over
     $400,000.

     The  Commission's complaint alleges that on September 20,  2000,  Thomas
     Gibson,  a  former director of Cell Pathways, learned that the  FDA  had
     denied Cell Pathways' New Drug Application.  According to the complaint,
     within  minutes of learning the news, Thomas Gibson called his  longtime
     friend Harry Krause, who is now deceased, and tipped him.  The complaint
     alleges  that Harry Krause then made multiple phone calls to his  broker
     and  ordered  him to sell all 22,000 shares of his Cell Pathways  stock.
     On the morning of September 21, 2000 all 22,000 shares of Harry Krause's
     Cell  Pathways stock were sold.  On September 22, 2000 after the  market
     closed,  Cell  Pathways  issued  a press release  announcing  the  FDA's
     decision.  Cell Pathways' stock price plummeted 70% after the disclosure
     and Harry Krause ultimately avoided losses of over $400,000.

     The  Commission  is  seeking a permanent injunction,  disgorgement  with
     prejudgment  interest, an officer/ director bar,  and  a  civil  penalty
     against  Thomas  Gibson for violating Section 10(b)  of  the  Securities
     Exchange  Act  of  1934 and Rule 10b-5 thereunder. The  Commission  also
     seeks  disgorgement and prejudgment interest from the  Estate  of  Harry
     Krause.   Named  as Relief Defendants in this matter are Harry  Krause's
     three  children,  J.R.  Henry Conrad Krause, Elizabeth  A.  Kallal,  and
     Georgia R. Krause. [SEC  v. Thomas M. Gibson, et. al., Civil Action  No.
     02C7082, D. Coar, J., USDC, N.D. Ill.] (LR-17767)

COMMISSION SETTLES FRAUD CHARGES AGAINST ANAMAR COMMUNICATIONS, INC. AND  ITS
FORMER CEO, BRETT MALLORY

     The  Commission  announced that, on September  3,  2002,  the  Honorable
     Douglas  P.  Woodlock, United States District Judge for the District  of
     Massachusetts,  entered,  by  consent, final  judgments  against  Anamar
     Communications,   Inc.,  a  Nevada  corporation   located   in   Boston,
     Massachusetts, and Brett R. Mallory, a resident of Boston, Massachusetts
     and Anamar's former chief executive officer.  In its complaint, filed on
     March  15, 2002, the Commission alleged that Mallory defrauded at  least
     14 investors of approximately $130,000 by promising them that they could
     double their money within 90 days if they purchased Anamar stock at five
     cents  per  share.   According  to the complaint,  Mallory  fraudulently
     induced investments in Anamar by, among other things, misrepresenting to
     potential investors that:  (i) Verizon Communications, Inc., had  agreed
     to  purchase  Anamar  stock at ten cents per share;  (ii)  investing  in
     Anamar was essentially risk-free because, even if the Verizon deal  fell
     through,  Verizon  had agreed to pay an "opt-out" fee that  would  allow
     investors to sell their shares back to Anamar; (iii) Anamar was pursuing
     other  lucrative deals that could potentially cause Anamar's stock price
     to  increase one hundredfold, and (iv) Mallory had scheduled  a  meeting
     with Bill Gates of Microsoft.

     On  April 24, 2002, the United States Attorney's Office filed a criminal
     complaint against Mallory in connection with the scheme described in the
     Commission's complaint. Mallory pled guilty to two counts of mail  fraud
     on  May  28, 2002.  On September 5, 2002, Mallory was sentenced  in  the
     criminal  case to a prison term of 12 months followed by three years  of
     supervised release, fined $200, and ordered to make restitution  in  the
     amount of $130,500.

     Without admitting or denying the Commission's allegations against  them,
     Anamar and Mallory consented to the entry of final judgments permanently
     enjoining them from future violations of the Securities Act of 1933  and
     the  Securities Exchange Act of 1934.  The judgement also  holds  Anamar
     and  Mallory  jointly  and severally liable for  disgorgement  and  pre-
     judgement interest totalling $136,917, but waives payment of that amount
     and  does  not  impose civil penalties against them based on  the  sworn
     representations  in  their statements of financial condition  and  other
     documents submitted to the Commission.
     
     Today,  based  on the entries of the civil injunction and  the  criminal
     conviction   against   Mallory,   the  Commission   instituted   settled
     administrative  proceedings  against  Mallory.    Without  admitting  or
     denying the Commission's findings, Mallory consented to the entry of the
     Commission's  order,  which bars him from participating  in  any  future
     offering  of  penny stock.  For further information see Lit.  Rel.  Nos.
     17419,  17452  and 17497; U.S. v. Brett Mallory, Criminal Case  No.  02-
     10158  (DPW).  [SEC v. Anamar Communications, Inc. and Brett R. Mallory,
     Civil Action No. 02-10471 (D. Ma.) (DPW)] (LR-17768)
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule change (SR-NYSE-2002-31) filed by the New  York  Stock
     Exchange  codifying certain New York Stock Exchange policies  previously
     approved  by the Commission and reordering certain other Exchange  rules
     has  become  effective  under  Section  19(b)(3)(A)  of  the  Securities
     Exchange  Act of 1934.  Publication of the proposal is expected  in  the
     Federal Register during the week of October 7.    (Rel. 34-46579)
     
     A  proposed  rule change filed by the National Association of Securities
     Dealers to extend the Pilot for the operation of the short sale rule  in
     a  decimals  environment (SR-NASD-2002-131) has become  effective  under
     Section 19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication
     of  the proposal is expected in the Federal Register during the week  of
     October 7.    (Rel. 34-46585)
     
     A  proposed  rule change filed by the National Association of Securities
     Dealers  to  extend the Pilot for Limit Order Protection  of  securities
     priced in decimals (SR-NASD-2002-132) has become effective under Section
     19(b)(3)(A) of the Securities Exchange Act of 1934. Publication  of  the
     proposal is expected in the Federal Register during the week of  October
     7.    (Rel. 34-46586)

     A  proposed rule change filed by the Chicago Stock Exchange to reinstate
     and  extend a Pilot Rule Interpretation Relating to Trading of Nasdaq/NM
     Securities in Subpenny Increments (SR-CHX-2002-32) has become  effective
     under  Section  19(b)(3)(A)  of the Securities  Exchange  Act  of  1934.
     Publication  of the proposal is expected in the Federal Register  during
     the week of October 7.    (Rel. 34-46587)


     A proposed rule change filed by the American Stock Exchange to amend the
     account  type  codes  under Amex Rule 719 (SR-Amex-2002-77)  has  become
     immediately  effective  under  Section  19(b)(3)(A)  of  the  Securities
     Exchange  Act of 1934.  Publication of the proposal is expected  in  the
     Federal Register during the week of October 7.    (Rel. 34-46588)
     
     A  proposed rule change filed by the Chicago Stock Exchange to amend the
     CHX  membership  dues and fees schedule to reduce  Tape  A  and  Tape  B
     specialist credits, reduce Floor Broker earned credits, and increase the
     OTC  Specialist  fixed fees (SR-CHX-2002-28) has become effective  under
     Section 19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication
     of  the proposal is expected in the Federal Register during the week  of
     October 7.    (Rel. 34-46592)
     
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  National  Association of Securities Dealers filed a  proposed  rule
     change  (SR-NASD-2002-130)  under Section  19(b)(2)  of  the  Securities
     Exchange   Act  of  1934  relating  to  an  extension  of   the   Nasdaq
     International  Service pilot program.  Publication of  the  proposal  is
     expected  in the Federal Register during the week of October 7.    (Rel.
     34-46589)

PROPOSED RULE CHANGE

     The  Commission published notice of a proposed rule change (SR-OCC-2002-
     23)  filed by The Options Clearing Corporation relating to OCC clearance
     and  settlement  of  physically-settled futures  on  narrow-based  stock
     indexes.   Publication  of  the proposal  is  expected  in  the  Federal
     Register during the week of October 7.  (Rel. 34-46593)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
     
     

SB-2    CAPITOL GROUP HOLDINGS CORP, 33,500,000 ($33,500,000.00) Equity,
        (File 333-100288 - Oct. 3) (BR. )

S-8     N2H2 INC, 900 FOURTH AVE, SUITE 3400, SEATTLE, WA, 98164, 2063361555 -
        1,410,000 ($204,750.00) Equity, (File 333-100291 - Oct. 3) (BR. 04)

S-8     WORLDWIDE MEDICAL CORP/CA/, 13 SPECTRUM POINTE DR, LAKE FOREST, CA,
        92630, 9495988378 - 1,250,000 ($287,500.00) Equity, (File 333-100292 -
        Oct. 3) (BR. 09)

SB-2    ARC WIRELESS SOLUTIONS INC, 4860 ROBB STREET, SUITE 101, WHEAT RIDGE,
        CO, 80033, 3034214063 - 1,034,545 ($286,037.00) Equity,
        (File 333-100293 - Oct. 3) (BR. 37)

S-8     BLACK BOX CORP, 1000 PARK DR, LAWRENCE, PA, 15055, 4128736788 -
        1,400,000 ($53,110,000.00) Equity, (File 333-100294 - Oct. 3) (BR. 03)

S-8     BLACK BOX CORP, 1000 PARK DR, LAWRENCE, PA, 15055, 4128736788 -
        40,000 ($1,494,000.00) Equity, (File 333-100295 - Oct. 3) (BR. 03)

S-4     KELLWOOD CO, 600 KELLWOOD PKWY, P O BOX 14374, CHESTERFIELD, MO, 63017,
        3145763100 - 5,000,000 ($111,525,000.00) Equity, (File 333-100297 -
        Oct. 3) (BR. 02)

S-3     YAHOO INC, 3420 CENTRAL EXPRESSWAY, SUITE 201, SANTA CLARA, CA, 95051,
        4087313300 - 0 ($144,450,000.00) Equity, (File 333-100298 - Oct. 3)
        (BR. 03)

S-3     TEREX CORP, 500 POST ROAD EAST, STE 320, WESTPORT, CT, 06880,
        2032227170 - 5,065,549 ($85,607,778.00) Unallocated (Universal) Shelf,
        (File 333-100299 - Oct. 3) (BR. 36)

S-3     CYGNUS INC /DE/, 400 PENOBSCOT DR, REDWOOD CITY, CA, 94063,
        6503694300 - 0 ($34,717,263.00) Equity, (File 333-100301 - Oct. 3)
        (BR. 01)

S-3     CORNING INC /NY, ONE RIVERFRONT PLAZA, CORNING, NY, 14831, 6079749000 -
        30,376,670 ($50,000,000.00) Equity, (File 333-100302 - Oct. 3) (BR. 37)

SB-2    VAN NUYS STUDIOS INC, 14759 OXNARD STREET, VAN NUYS, CA, 91411,
        310-600-1774 - 0 ($372,519.96) Equity, (File 333-100304 - Oct. 3) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:


    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT
------------------------------------------------------------------------------------
ACE SECURITIES CORP HOME EQUITY LOAN    DE            X   X       09/25/02

ACUITY BRANDS INC                                     X   X       10/03/02

AEROVOX INC                             DE      X         X       07/26/02

AES CORPORATION                         DE            X           10/03/02

AMERIRESOURCE TECHNOLOGIES INC          DE      X         X       10/02/02    AMEND

AMORTIZING RESI COLLAT TR MORT PAS TH   DE            X   X       09/26/02

AMYLIN PHARMACEUTICALS INC              DE      X         X       09/19/02

ARRIS GROUP INC                         DE            X   X       10/03/02

ASSET BACKED CERTIFICATES SERIES 2002   DE                X       09/25/02

ASSET BACKED FUNDING CORP 2002 WF1 TR   DE            X   X       09/25/02

ASSET BACKED PASS THROUGH CERTIFICATE   DE      X         X       09/04/02

ATX COMMUNICATIONS NC                   DE            X   X       10/02/02

BA MORTGAGE SECURITIES INC MORT PS TH   DE                X       09/25/02

BA MORTGAGE SECURITIES INC PASS THR C   DE                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BAMS MORTGAGE PASS THROUGH CERTIFICAT   NC                X       09/25/02

BANK OF AMERICA 1999-10                 NC                X       09/25/02

BANK OF AMERICA 1999-11                 NC                X       09/25/02

BANK OF AMERICA 1999-11                 NC                X       09/25/02

BANK OF AMERICA 1999-3                  NC                X       09/25/02

BANK OF AMERICA 1999-4                  DE                X       09/25/02

BANK OF AMERICA 1999-5                  NC                X       09/25/02

BANK OF AMERICA MOR SEC INC MOR PASS    DE                X       09/25/02

BANK OF AMERICA MOR SEC INC MOR PASS    DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   DE                X       09/25/02

BANK OF AMERICA MORT SEC INC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORT SECS MORT PASS T   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       07/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       08/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MORT   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC INC MORT   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SEC MORT PAS   NC                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE                X       09/25/02

BB&T CORP                               NC                    X   10/03/02

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X       09/25/02

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X       09/25/02

BEAR STEARNS AS BCK SEC TR 2001-AC1 A   DE            X   X       09/25/02

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X       09/25/02

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X       09/25/02

BEAR STEARNS ASSET BACKED SEC INC IR    DE            X   X       09/25/02

BEAR STEARNS ASSET BACKED SEC IRWIN H   DE            X   X       09/25/02

BEAR STEARNS ASSET BACKED SEC TR ASSE                 X   X       09/25/02

BEAR STEARNS ASSET BACKED SECURITIES    NY            X   X       09/25/02

BEAR STEARNS AST BCK SEC INC MADISON    DE            X   X       09/25/02

BLUE COAT SYSTEMS INC                   DE            X   X       10/02/02

BRIGHTCUBE INC                          NV        X   X           09/30/02

BUCKEYE PARTNERS L P                    DE            X   X       10/03/02

BWAY CORP                               DE            X   X       09/30/02

CABOT INDUSTRIAL PROPERTIES LP          DE            X           09/11/02

CAITHNESS COSO FUNDING CORP             DE            X           09/23/02

CALPINE CORP                            DE            X   X       10/02/02

CANADIAN DERIVATIVES CLEARING CORP      A6                X       09/30/02

CANADIAN DERIVATIVES CLEARING CORP      A6                X       09/30/02

CARBIDE GRAPHITE GROUP INC /DE/         DE            X   X       10/01/02

CARMAX INC                              VA            X   X       10/01/02

CASCADIA CAPITAL CORP                   NV      X                 09/19/02

CHESAPEAKE ENERGY CORP                  OK                    X   10/03/02

CHL MORTGAGE PASS THROUGH TRUST SERIE   DE                X       09/25/02

CHL MORTGAGE PASS-THROUGH TRUST 2002-   DE                X       09/25/02

CHL MORTGAGE PSS THROUGH TRUST 2002-1   DE                X       09/25/02

CMC SECURITIES CORP II                  DE            X   X       08/25/02

CMGI INC                                DE      X         X       09/09/02    AMEND

COHESION TECHNOLOGIES INC               DE            X   X       09/27/02

COMPUTER ACCESS TECHNOLOGY CORP         DE            X   X       10/01/02

COOPER COMPANIES INC                    DE            X   X       10/02/02

COST PLUS INC/CA/                       CA            X   X       10/02/02

COUNTRYWIDE HOME LOANS MORT PASS THR    DE                X       09/25/02

CRAFTMADE INTERNATIONAL INC             DE                X   X   10/03/02

CREDIT SUISSE FIRST BOSTON USA INC      DE            X           10/02/02

CROSS GENETIC TECHNOLOGIES INC          VA            X           09/25/02

CUMBERLAND TECHNOLOGIES INC             FL            X   X       12/31/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       09/25/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       09/25/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       09/25/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       07/25/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       08/25/02

CWABS INC ASSET BACKED CERTIFICATES S   DE                X       09/25/02

CWABS INC ASSET BACKED CERTIFICATESS    DE                X       09/25/02
                                       STATE     8K ITEM NO.
CWMBS CHL MORT PASS THRU CERTIFICATES   DE                X       09/25/02

CWMBS INC  CHL MORTGAGE PASS THROUGH    DE                X       09/25/02

CWMBS INC ALTERNATIVE LOAN TRUST 2002   DE                X       09/25/02

CWMBS INC ALTERNATIVE LOAN TRUST 2002   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THR TRUST   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC CHL MORTGAGE PASS THROUGH T   DE                X       09/25/02

CWMBS INC MORT PASS THROUGH CERT SERI   DE                X       09/25/02

CWMBS INC MORT PASS THROUGH CERTIFICA   DE                X       09/25/02

CWMBS INC MORTGAGE PASS THR CERT SER    DE                X       09/25/02

CWMBS INC MORTGAGE PASS THROUGH CERTI   DE                X       09/25/02

CWMBS INC MORTGAGE PASS THROUGH CERTI   DE                X       09/25/02

CWMBS INC MORTGAGE PASS THROUGH CERTI   DE                X       09/25/02

CWMBS INC MORTGAGE PASS THROUGH CERTI   DE                X       09/25/02

CWMBS INC MORTGAGE PASS THROUGH CERTI   DE                X       09/25/02

CYTOMEDIX INC                           DE            X   X       05/31/02

DCB FINANCIAL CORP                      OH            X   X       10/03/02

DCH TECHNOLOGY INC                      CO      X         X       09/18/02

DESTINY MEDIA TECHNOLOGIES INC          CO            X           09/17/02

DEVON ENERGY CORP/DE                    DE            X   X       10/02/02

DIRECTRIX INC                           DE            X           09/26/02

EBAY INC                                DE            X           10/02/02

EDISON INTERNATIONAL                    CA            X           10/01/02

EDISON MISSION ENERGY                   CA            X           10/01/02

ELINE ENTERTAINMENT GROUP INC           NV    X     X X   X       09/24/02

ENTERPRISE PRODUCTS PARTNERS L P        DE            X   X       10/02/02

EPRESENCE INC                           MA            X   X       10/02/02

EQCC RECEIVABLES CORP                   DE                X       09/25/02

EQCC RECEIVABLES CORP                   DE                X       09/25/02

EQCC TRUST 2002-1                       NY                X       09/25/02

EXELON CORP                             PA            X           10/02/02

FINANCIAL ASSETS SEC CORP FIRST FRANK   DE            X   X       09/25/02

FIRST FARMERS & MERCHANTS CORP          TN            X           10/02/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   TX                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   DE                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T                     X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   DE                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   DE                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   DE                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T                     X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T                     X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS THROUGH T   NY                X       09/25/02

FIRST HORIZON MORTGAGE PASS-THROUGH T   DE                X       09/25/02

FLEMINGTON PHARMACEUTICAL CORP          DE            X   X   X   10/01/02

FLORIDAFIRST BANCORP INC                FL            X   X       10/02/02

FORESTINDUSTRY COM INC                  DE            X           09/30/02

GE CAPITAL COM MORT CORP COM MORT PAS   DE            X   X       09/17/01

GENCORP INC                             OH            X   X       09/30/02

GLOBALSANTAFE CORP                                        X   X   10/03/02

GLOBETRAC INC                           DE          X     X       10/03/02

GOLDEN TELECOM INC                      DE            X   X       09/25/02

GRIFFIN LAND & NURSERIES INC            DE                    X   10/03/02

GROUP 1 AUTOMOTIVE INC                  DE                X   X   10/02/02

HEALTH GRADES INC                       DE          X     X       09/29/02

HOSPITALITY PROPERTIES TRUST            MD            X           10/03/02

HUADING FINANCIAL NETWORKS INC                      X     X       03/06/02

HYPERTENSION DIAGNOSTICS INC /MN        MN            X   X       09/27/02

IGEN INTERNATIONAL INC /DE              DE                    X   10/03/02

INSTINET GROUP INC                      DE            X   X       10/03/02

INTEGRATED DEVICE TECHNOLOGY INC        DE            X   X       10/01/02

INTER CONTINENTAL SERVICES CORP         MO          X             10/02/02

INTERCARE COM DX INC                            X                 06/28/02

INTERCARE COM DX INC                            X                 06/28/02    AMEND

INTERCARE COM DX INC                            X                 06/28/02    AMEND

INTERSTATE BAKERIES CORP/DE/            DE            X   X       09/30/02

ISA INTERNATIONALE INC                  DE          X     X       09/30/02

KEYCORP STUDENT LOAN TRUST 1999 A                     X   X       09/27/02

KEYCORP STUDENT LOAN TRUST 2001-A                     X   X       09/27/02

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X   10/03/02

LEGENDS ENTERPRISES INC                 OR          X     X       09/30/02

LIBBEY INC                              DE            X           10/02/02

LINCOLN NATIONAL CORP                   IN            X           06/30/02

LMI AEROSPACE INC                       MO                    X   10/02/02

LUIGINOS INC                            MN            X   X       09/27/02

M&T BANK CORP                           NY            X   X       09/26/02

MACE SECURITY INTERNATIONAL INC         DE            X           10/02/02

MATERIAL SCIENCES CORP                  DE                X   X   10/02/02

MATLACK SYSTEMS INC                     DE            X   X       10/03/02

MDC HOLDINGS INC                        DE            X           09/19/02

MDC HOLDINGS INC                        DE            X           10/03/02

MERLIN SOFTWARE TECHNOLOGIES INTERNAT   NV            X           09/24/02

MERRILL LYNCH MORT INV INC MORT PAS T   DE            X   X       09/26/02

MICREL INC                              CA            X           10/02/02

MICROFIELD GRAPHICS INC /OR             OR      X         X       09/17/02

MIDWEST GENERATION LLC                  CA            X           10/01/02

MISSION ENERGY HOLDING CO               DE            X           10/01/02

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X       10/01/02

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X       09/25/02

MORTGAGE ASSET SEC TRANS INC  MASTR A   DE            X   X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE                X       09/25/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE            X   X       09/25/02

MTS INC                                 CA            X   X       10/03/02

NATIONAL FUEL GAS CO                    NJ                X       09/30/02

NEIMAN MARCUS GROUP INC                 DE                X   X   10/02/02

NEOWARE SYSTEMS INC                     DE            X   X       10/01/02

NETSCREEN TECHNOLOGIES INC              DE      X         X       09/18/02

NEW PALTZ CAPITAL CORP                  NV          X             09/30/02

NEW VISUAL CORP                         UT          X     X       09/06/02    AMEND

NORTEL NETWORKS CORP                                  X           10/03/02

NORTEL NETWORKS LTD                                   X           10/03/02

NUCOR CORP                              DE            X           10/01/02

OPTIMARK HOLDINGS INC                   DE          X     X       09/26/02

OPTION ONE MORT ACCEPT CORP ASSET BAC   DE            X   X       09/25/02

OPTION ONE MORTGAGE ACCEPT CORP ASSET   DE            X   X       09/25/02

OPTION ONE MORTGAGE LOAN TR 2002-1 AS   DE            X   X       09/25/02

OPTION ONE MORTGAGE LOAN TR ASSET BAC   DE            X   X       09/25/02

OPTION ONE MORTGAGE LOAN TR ASSET BAC   DE            X   X       09/25/02

PACIFIC GAS & ELECTRIC CO               CA            X   X       10/02/02

PANACO INC                              DE          X     X       09/30/02

PENNZOIL QUAKER STATE CO                DE            X   X       10/02/02

PG&E CORP                               CA            X   X       10/02/02

PRICE T ROWE GROUP INC                  MD            X   X       09/05/02

PRO FAC COOPERATIVE INC                 NY                X   X   10/03/02

PRUDENTIAL FINANCIAL INC                NJ            X           10/03/02

RESIDENTIAL ACCREDIT LOANS INC          DE            X   X       09/25/02

RESIDENTIAL ASSET FUNDING CORP          NC            X   X       09/25/02

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       09/25/02

RESIDENTIAL ASSET SECURITIES CORP       DE            X   X       09/25/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       09/25/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       09/25/02

SAFETY KLEEN CORP/                      DE      X         X       09/20/02

SALIX PHARMACEUTICALS LTD                             X   X       10/03/02

SCOLR INC                               DE            X   X       10/01/02

SEABULK INTERNATIONAL INC               DE            X           10/02/02

SECURED  DIVERSIFIED INVESTMENT LTD     NV                  X     10/03/02    AMEND

SECURITISATION ADVISORY SEVS PTY LTD                  X   X       08/31/02

SELECT COMFORT CORP                     MN                    X   10/03/02

SHERWOOD BRANDS INC                     NC                X       05/01/02    AMEND

SHIRE PHARMACEUTICALS GROUP PLC                       X   X       10/03/02

SIGNAL TECHNOLOGY CORP                  DE            X   X       09/24/02

SONEX RESEARCH INC                      MD            X           10/03/02

STAMPS COM INC                          DE            X           10/03/02

STERLING BANCSHARES INC                 TX            X   X       10/03/02

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X       09/19/02

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X       09/26/02

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X       09/26/02

STRUCTURED ASSET SEC CORP PASS THR CE   DE            X   X       09/26/02

STRUCTURED ASSET SEC CORP PASS THROUG   DE            X   X       09/26/02

SUMMIT PROPERTIES INC                   MD            X   X       09/27/02

SUMMIT PROPERTIES PARTNERSHIP L P       DE            X   X       09/27/02

SWITCHBOARD INC                         DE            X           10/02/02

SYNERGISTICS INC                        MA    X                   10/02/02

THOMAS & BETTS CORP                     TN            X   X       10/02/02

THOMAS GROUP INC                        DE    X       X   X       09/20/02

THORNBURG MORTGAGE SECURITIES TRUST 2   DE            X   X       09/25/02

TRAFFIC TECHNOLOGY INC                                X           10/04/02

TRANSMONTAIGNE INC                      DE                    X   09/27/02

TRM CORP                                OR            X   X       10/03/02

U S PLASTIC LUMBER CORP                 NV            X   X       09/24/02

UNITED PARK CITY MINES CO               DE            X           10/02/02

UNITED SURGICAL PARTNERS INTERNATIONA   DE                X   X   10/02/02

VANGUARD AIRLINES INC \DE\              DE            X   X       08/31/02

VCAMPUS CORP                            DE            X   X       10/02/02

VIASYSTEMS GROUP INC                    DE        X       X       10/01/02

VIASYSTEMS INC                          DE        X       X       10/01/02

VISUAL NETWORKS INC                     DE            X           10/02/02

WELLS FARGO ALTERNATIVE LOAN 2002-1 T   DE            X   X       09/25/02

WELLS FARGO ASSET SEC CORP MORGAGE AS   DE            X   X       09/25/02

WELLS FARGO ASSET SEC CORP MORT BK SE   DE            X   X       09/26/02

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X       09/26/02

WELLS FARGO ASSET SECURITIES CORP MOR   DE            X   X       09/26/02

WELLS FARGO MORTGAGE BACKED SECURITIE   NY            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/26/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/26/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/26/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/26/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   NY            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   NY            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       05/30/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       09/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   DE            X   X       08/29/02

WILLIAMS CONTROLS INC                   DE            X           09/09/02

WIPRO LTD                                       X         X       10/03/02    AMEND

WVS FINANCIAL CORP                      PA            X   X       10/03/02

X-CHANGE CORP                           NV            X   X       10/03/02

XEROX CORP                              NY            X           09/30/02