SEC NEWS DIGEST

Issue 2002-74                                                  April 17, 2002

ENFORCEMENT PROCEEDINGS

EX-WEGARD BROKERS BARRED FROM THE SECURITIES INDUSTRY

     John  Adams,  Jr., Michael McDermott, Palmer Myers, and Gary  Smolokoff,
     formerly  stockbrokers  at  a "boiler room" brokerage  firm,  have  been
     barred  from  association with any broker-dealer.   The  sanctions  were
     based  on their felony convictions and were ordered in an administrative
     proceeding before an administrative law judge.
     
     All  four  were convicted of conspiracy to commit securities fraud.  The
     wrongdoing that led to their conviction occurred during their employment
     at L.C. Wegard & Co., Inc., where they induced unsuspecting investors to
     purchase  speculative high-risk securities through the use of fraudulent
     and deceptive sales practices.  The full text of the order  may be found
     on the SEC's website, www.sec.gov.    (Rel.  34-45767; File No. 3-10702)

SEC  ALLEGES FRAUD AGAINST WEST PALM BEACH INTERNET CASINO IN CONNECTION WITH
UNREGISTERED SECURITIES OFFERING
     
     The  Commission announced that on April 15 it filed an emergency federal
     civil action against The Gaming Factory, Inc., a Panamanian corporation,
     The  Gaming  Factory,  Inc., a Florida corporation (collectively,  TGF),
     Richard  Onorato,  TGF's  president and  Victor  Selenow,  a  TGF  sales
     representative  in  connection with an alleged  fraudulent  unregistered
     offering.   TGF  operates an Internet website that offers casino  gaming
     and  sports  wagering.   On  April 15, 2002,  the  Honorable  Donald  M.
     Middlebrooks, United States District Judge for the Southern District  of
     Florida  entered, among other things, a temporary restraining order  and
     an  asset  freeze  to halt the alleged on-going fraudulent  unregistered
     offering  of  securities by TGF, Onorato and Selenow.   The  Court  also
     entered an order appointing a Receiver over TGF.
     
     According  to the SEC's complaint (complaint), TGF, Onorato and  Selenow
     have  been  offering and selling securities from its offices located  in
     West  Palm  Beach,  Florida.   Moreover,  the  complaint  alleges  that,
     unbeknownst to investors, TGF and Onorato paid its sales representatives
     commissions  ranging  from  13% to 18% of the  money  raised.   The  SEC
     further  alleges  that  TGF, Onorato and Selenow,  among  other  things,
     misled  the  public about TGF's licenses with the Panamanian government,
     the   safety   and  security  of  the  investment,  and  TGF's   current
     profitability.
     
     As  a  result,  the  Commission charges TGF, Onorato  and  Selenow  with
     violations  of Sections 5(a), 5(c), and 17(a) of the Securities  Act  of
     1933  and Section 10(b) of the Securities Exchange Act of 1934 and  Rule
     10b-5  thereunder.   The SEC is also seeking in its lawsuit  preliminary
     and  permanent  injunctions, disgorgement of ill-gotten  profits  and  a
     civil  money  penalty against Onorato and Selenow.  [SEC v.  The  Gaming
     Factory,  Inc.,  a Panamanian corporation, The Gaming Factory,  Inc.,  a
     Florida  Corporation, Richard Onorato and Victor Selenow, Case  No.  02-
     80331-CIV-MIDDLEBROOKS, S.D. Fla.] (LR-17472)
          
U.S. DISTRICT COURT GRANTS SEC'S APPLICATION FOR AN ORDER COMPELLING SUBPOENA
COMPLIANCE

     The  Commission announced that the U.S. District Court for the  Southern
     District  of  California granted its application for enforcement  of  an
     investigative subpoena issued to Oval Financial & Investment Group, Ltd.
     (Oval Financial).  The Court found that Oval Financial's response to  an
     order  to  show cause why it should not be compelled to comply with  the
     Commission's subpoena was without merit.
     
     The Commission filed its application for enforcement of its subpoena  on
     January  17,  2002.   The investigative subpoena  sought  documents  and
     testimony regarding, among other things, whether Oval Financial  offered
     and   sold  unregistered  securities  and  made  materially  false   and
     misleading statements or omitted to state material facts concerning  the
     use of investor proceeds and the investments' rates of return.  [SEC  v.
     Oval Financial & Investment Group, Ltd., Civil Action No. 02- CV-0117  K
     (JFS) (S.D. Cal.)] (LR- 17473)

INVESTMENT COMPANY ACT RELEASES

FIRST AMERICAN INVESTMENT FUNDS, INC., ET AL.

     An  order  has  been  issued on an application filed by  First  American
     Investment  Funds,  Inc., et al. under Section 6(c)  of  the  Investment
     Company Act  exempting applicants from Sections 18(f) and 21(b)  of  the
     Act;  Section  12(d)(1)(J) of the Act exempting applicants from  Section
     12(d)(1)  of  the  Act;  Sections 6(c) and 17(b) of  the  Act  exempting
     applicants  from Sections 17(a)(1) and 17(a)(3) of the Act; and  Section
     17(d)  of  the  Act  and Rule 17d-1 under the Act.   The  order  permits
     certain   registered   open-end  management  investment   companies   to
     participate in a joint lending and borrowing facility.  The  order  also
     amends a prior order.  (Rel. IC-25526 - April 15)

THE BEAR STEARNS FUNDS, ET AL.

     An  order  has  been issued on an application filed by The Bear  Stearns
     Funds,  et  al.,  under Sections 6(c), 12(d)(1)(J),  and  17(b)  of  the
     Investment Company Act and Rule 17d-1 under the Act.  The order  permits
     certain  registered  investment companies to pay an  affiliated  lending
     agent  a  fee  based on a share of the revenue derived  from  securities
     lending   activities;  the  registered  investment  companies   to   use
     uninvested cash and cash collateral from securities lending transactions
     to  purchase shares of certain money market funds and private investment
     companies;  and  the registered investment companies to  lend  portfolio
     securities to affiliated broker-dealers.   (Rel. IC-25527 - April 16)

UTEK CORPORATION

     An  order  has  been issued on an application filed by UTEK  Corporation
     under  section  61(a)(3)(B)  of  the Investment  Company  Act  approving
     applicant's  stock option plan for directors who are  not  employees  or
     officers of applicant. (Rel. IC-25529 - April 16)
     
INTEGRITY LIFE INSURANCE COMPANY, ET AL.

     An  order  has  been  issued on an application filed by  Integrity  Life
     Insurance  Company, et al. pursuant to Section 26(c) of  the  Investment
     Company Act, allowing the substitution of shares of the Touchstone  High
     Yield Fund for shares of the Morgan Stanley High Yield Portfolio.  (Rel.
     IC-25530 - April 16)

HOLDING COMPANY ACT RELEASES

ALLEGHENY ENERGY, INC., ET AL.

     A  supplemental order has been issued authorizing Allegheny Energy, Inc.
     (Allegheny), a registered holding company, Allegheny Ventures,  Inc.,  a
     nonutility subsidiary company of Allegheny, and Allegheny Energy  Supply
     Company,  L.L.C.,  a  generating subsidiary company  of  Allegheny,  for
     Allegheny  to  issue  contracts  to purchase  common  stock  within  the
     parameters  set  forth in the order dated December 31,  2001  (HCAR  No.
     27486) (Order) and to extend the maturity of the notes as authorized  in
     the Order from 270 days to 364 days. (Rel. 35-27521)
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A proposed rule change filed by the Chicago Stock Exchange (SR-CHX-2002-
     10)  to  extend  a  Pilot  Rule Interpretation relating  to  trading  of
     Nasdaq/NM  Securities in Subpenny Increments has become effective  under
     Section   19(b)(3)(A)   of  the  Securities  Exchange   Act   of   1934.
     Publication  of the proposal is expected in the Federal Register  during
     the week of April 22.  (Rel. 34-45755)

     A  proposed  rule  change (SR-Amex-2002-29), as amended,  filed  by  the
     American Stock Exchange relating to an increase to 500 contracts in  the
     maximum  permissible number of Nasdaq-100 Tracking  Stock  (QQQ)  option
     contracts  in an order executable through AUTO-EX has become immediately
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of April 22. (Rel. 34-45756)

ORDER  GRANTING PARTIAL APPROVAL OF PROPOSED RULE CHANGE AND AMENDMENT NO.  2
THERETO  TO CLARIFY CERTAIN ASPECTS OF INTERPRETATION AND POLICY .02 TO  CBOE
RULE 6.8

     The  Commission  partially approved a proposed rule change  (SR-CBOE-99-
     45),  and  Amendment No. 2 thereto, submitted under Rule  19b-4  of  the
     Securities  Exchange Act of 1934 by the Chicago Board Options  Exchange,
     which clarifies certain aspects of Interpretation and Policy .02 to CBOE
     Rule  6.8.    Publication  of the proposal is expected  in  the  Federal
     Register during the week of April 22.  (Rel. 34-45757)

APPROVAL  OF PROPOSED RULE CHANGE AND AMENDMENT NOS. 1, 2, 3, AND  4  THERETO
AND NOTICE OF FILING AND ORDER GRANTING ACCELERATED APPROVAL OF AMENDMENT NO.
5 THERETO

     The Commission approved a proposed rule change and Amendment Nos. 1,  2,
     3,  and  4  thereto  and  issued notice of  filing  and  order  granting
     accelerated  approval  to  Amendment No.  5  thereto  submitted  by  the
     Philadelphia  Stock  Exchange establishing  a  six-month  pilot  program
     relating to broker-dealer access to AUTOM (SR-Phlx-2001-40).  (Rel.  34-
     45758)

PROPOSED RULE CHANGE

     A  proposed rule change and Amendment No. 1 thereto has been filed  with
     the  Commission  by  the  National  Association  of  Securities  Dealers
     relating to the permanent establishment of a minimum quotation increment
     for   Nasdaq   securities   quoting   in   decimals   (SR-NASD-2002-08).
     Publication  of the proposal is expected in the Federal Register  during
     the week of April 22.  (Rel. 34-45763)

DELISTING GRANTED

     An  order  has  been issued granting the application of the Philadelphia
     Stock Exchange to strike from listing and registration certain call  and
     put  options  contracts  issued  by  The  Options  Clearing  Corporation
     respecting  certain underlying securities, effective at the  opening  of
     business on April 17, 2002.  (Rel. 34-45759)

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-8     AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON,
        CA, 92012, 619-390-68 - 7,500,000 ($375,000.00) Equity,
        (File 333-86290 - Apr. 16) (BR. 02)

S-8     CAPITAL DEVELOPMENT GROUP INC, 4129 MAIN STREET, SUITE 3600, RIVERSIDE,
        CA, 92501, 9092460873 - 1,500,000 ($45,000.00) Equity,
        (File 333-86294 - Apr. 16) (BR. 02)

N-2     PIMCO CALIFORNIA MUNICIPAL INCOME FUND II,
        1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105,
        1,000 ($15,000.00) Equity, (File 333-86298 - Apr. 16) (BR. )

SB-2    INTEGRATED TECHNOLOGY GROUP, 301 WEST MAIN, STE 500, ARDMORE, OK,
        73401, 5802260511 - 4,000,000 ($2,600,000.00) Equity, (File 333-86300 -
        Apr. 16) (BR. 05)

S-8     INTERNATIONAL MULTIFOODS CORP, 110 CHESHIREL LANE, SUITE 300,
        MINNETONKA, MN, 55305-1060, 9525943300 - 0 ($23,908,841.93) Equity,
        (File 333-86302 - Apr. 16) (BR. 04)

S-3     FIDELITY NATIONAL CORP /GA/, 3490 PIEDMONT RD, STE 1550, ATLANTA, GA,
        30305, 4043715500 - 0 ($487,500.00) Equity, (File 333-86304 - Apr. 16)
        (BR. 07)

S-8     SUNTRUST BANKS INC, 303 PEACHTREE ST N E, ATLANTA, GA, 30308,
        4045887711 - 0 ($534,640,000.00) Equity, (File 333-86306 - Apr. 16)
        (BR. 07)

S-4     RURAL CELLULAR CORP, 3905 DAKOTA ST SW, P O BOX 2000, ALEXANDRIA, MN,
        56308, 3207622000 - 0 ($300,000,000.00) Other, (File 333-86308 -
        Apr. 16) (BR. 37)

S-3     THERMOGENESIS CORP, 3146 GOLD CAMP DRIVE, RANCHO CORDOVA, CA, 95670,
        9168585100 - 3,504,310 ($8,445,387.00) Equity, (File 333-86312 -
        Apr. 16) (BR. 36)

S-3     MONMOUTH CAPITAL CORP, 3499 ROUTE 9 N, SUITE 3-C,
        JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779993 -
        1,000,000 ($3,410,000.00) Equity, (File 333-86316 - Apr. 16) (BR. 08)

S-3     CLICKACTION INC, 2197 EAST BAYSHORE RD, PALO ALTO, CA, 94303,
        4154733600 - 0 ($227,500.00) Equity, (File 333-86318 - Apr. 16) (BR. 03)

S-8     LITHIUM TECHNOLOGY CORP, 5115 CAMPUS DR, PLYMOUTH MEETING, PA,
        19462-1129, 6109406090 - 7,000,000 ($1,085,000.00) Equity,
        (File 333-86320 - Apr. 16) (BR. 36)

S-4     US ONCOLOGY INC, 16825 NORTHCHASE DR, STE 1300, HOUSTON, TX, 77060,
        2818732674 - 0 ($175,000,000.00) Non-Convertible Debt,
        (File 333-86322 - Apr. 16) (BR. 01)

S-8     SILICON IMAGE INC, 1060 EAST ARQUES AVE, SUNNYVALE, CA, 94086,
        4086164000 - 0 ($30,987,520.00) Equity, (File 333-86324 - Apr. 16)
        (BR. 36)

S-8     CITIZENS BANKING CORP, ONE CITIZENS BANKING CTR,
        328 SOUTH SAGINAW STREET, FLINT, MI, 48502, 5177767568 -
        7,000,000 ($229,810,000.00) Equity, (File 333-86326 - Apr. 16) (BR. 07)

S-8     DDI CORP, 1220 SAMON CIRCLE, AHAMEIM, CA, 92806, 7145887200 -
        0 ($10,697,725.00) Equity, (File 333-86328 - Apr. 16) (BR. 36)

S-3     SUNTRUST BANKS INC, 303 PEACHTREE ST N E, ATLANTA, GA, 30308,
        4045887711 - 0 ($1,000,000,000.00) Non-Convertible Debt,
        (File 333-86330 - Apr. 16) (BR. 07)

S-1     BAKERS FOOTWEAR GROUP INC, 2815 SCOTT AVE, ST LOUIS, MO, 63103,
        3146210699 - 0 ($27,940,000.00) Equity, (File 333-86332 - Apr. 16)
        (BR. )

S-4     GILLETTE CO, PRUDENTIAL TOWER BLDG, SUITE 4800, BOSTON, MA, 02199,
        6174217000 - 350,000,000 ($349,587,000.00) Non-Convertible Debt,
        (File 333-86334 - Apr. 16) (BR. 06)

S-3     GILLETTE CO, PRUDENTIAL TOWER BLDG, SUITE 4800, BOSTON, MA, 02199,
        6174217000 - 0 ($1,500,000,000.00) Non-Convertible Debt,
        (File 333-86336 - Apr. 16) (BR. 06)

S-8     HEI INC, 1495 STEIGER LAKE LN, P O BOX 5000, VICTORIA, MN, 55386,
        9524432500 - 0 ($5,565,000.00) Equity, (File 333-86338 - Apr. 16)
        (BR. 36)

S-8     LIQUID AUDIO INC, 800 CHESAPEAKE DRIVE, REDWOOD CITY, CA, 94063,
        6505492000 - 0 ($3,995,247.00) Equity, (File 333-86340 - Apr. 16)
        (BR. 03)

S-3     FEDEX CORP, 942 SOUTH SHADY GROVE ROAD, MEMPHIS, TN, 38120-,
        9013693600 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf,
        (File 333-86342 - Apr. 16) (BR. 05)

S-8     ARCHER DANIELS MIDLAND CO, 4666 FARIES PKWY, DECATUR, IL, 62526,
        2174244798 - 0 ($4,194,000.00) Equity, (File 333-86344 - Apr. 16)
        (BR. 04)

S-8     IPVOICE COMMUNICATIONS INC, 5050 N 19TH AVE, SUITE 416/417, PHOENIX,
        AZ, 85015, 3037381266 -
        500,000 ($25,000.00) Debt Convertible into Equity, (File 333-86346 -
        Apr. 16) (BR. 37)

S-8     ARENA PHARMACEUTICALS INC, 6166 NANCY RIDGE DR, SAN DIEGO, CA, 92121,
        8584537200 - 0 ($25,905,000.00) Equity, (File 333-86350 - Apr. 16)
        (BR. 01)

S-1     RELIASTAR LIFE INSURANCE CO OF NEW YORK, 1000 WOODBURY ROAD, SUITE 102,
        WOODBURY, NY, 11797, 6104253400 - 0 ($1,000,000.00) Other,
        (File 333-86352 - Apr. 16) (BR. 01)

S-3     SEACOAST FINANCIAL SERVICES CORP, ONE COMPASS PLACE, NEW BEDFORD, MA,
        02740, 5089846000 - 0 ($51,750,000.00) Equity, (File 333-86354 -
        Apr. 16) (BR. 07)

S-3     ANADARKO PETROLEUM CORP, 17001 NORTHCHASE DR, HOUSTON, TX, 77060-2141,
        2818751101 - 0 ($1,000,000,000.00) Other, (File 333-86356 - Apr. 16)
        (BR. 04)

S-3     FAMOUS DAVES OF AMERICA INC, 7657 ANAGRAM DR, EDEN PRAIRIE, MN, 55344,
        612-557-57 - 0 ($206,960.00) Equity, (File 333-86358 - Apr. 16) (BR. 05)

S-3     FIFTH THIRD BANCORP, 38 FOUNTAIN SQ PLZ, FIFTH THIRD CENTER,
        CINCINNATI, OH, 45263, 5135795300 - 0 ($2,000,000,000.00) Other,
        (File 333-86360 - Apr. 16) (BR. 07)

S-3     BOISE CASCADE CORP, 1111 WEST JEFFERSON STREET, P O BOX 50, BOISE, ID,
        83728-0001, 2083846161 - 0 ($500,000,000.00) Unallocated (Universal) 
        Shelf, (File 333-86362 - Apr. 16) (BR. 04)

S-3     BEAR STEARNS COMMERCIAL MORTGAGE SECURITIES INC, 245 PARK AVE,
        NEW YORK, NY, 10167, 2122722000 -
        10,000,000,000 ($10,000,000,000.00) Mortgage Backed Securities,
        (File 333-86366 - Apr. 16) (BR. 05)
     
     

RECENT 8K FILINGS

    Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT
------------------------------------------------------------------------------------
ADMIRALTY BANCORP INC                   DE            X   X       04/11/02

ADVANCE AUTO PARTS INC                  DE          X     X       04/03/02   AMEND

ADVANCE STORES CO INC                   VA          X     X       04/03/02   AMEND

ALLIED PRODUCTS CORP /DE/               DE            X   X       03/01/02

ALPH NET CONSULTING GROUP LTD           NV    X X       X X       12/31/01

AMERICREDIT AUTOMOBILE RECEIVABLES TR   DE            X   X       04/10/02

AMERICREDIT AUTOMOBILE RECEIVABLES TR   DE            X   X       04/10/02

AMERICREDIT AUTOMOBILE RECEIVABLES TR   DE            X   X       04/10/02

AMERICREDIT AUTOMOBILE RECEIVABLES TR                 X   X       04/10/02

AMERICREDIT AUTOMOBILE RECEIVABLES TR   DE            X   X       04/10/02

AMERICREDIT AUTOMOBILE RECEIVABLES TR   DE            X   X       04/10/02

AMSURG CORP                             TN                X   X   04/16/02

APARTMENT INVESTMENT & MANAGEMENT CO    MD            X   X       04/11/02

APTARGROUP INC                          DE            X           04/16/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ARCADIA RECEIVABLES FINANCE CORP        DE            X   X       04/15/02

ASIA GLOBAL CROSSING LTD                              X   X       04/15/02

AT&T CORP                               NY            X   X       04/13/02

ATC HEALTHCARE INC /DE/                 DE                X       01/31/02   AMEND

AUTODESK INC                            DE      X         X       04/01/02

BALANCED CARE CORP                      DE            X   X       03/31/02

BANK UNITED CORP LITIGATION CONTINGEN   DE            X   X       04/05/02

BETHLEHEM STEEL CORP /DE/               DE            X   X       04/16/02

BETHLEHEM STEEL CORP /DE/               DE                    X   04/16/02

BIOENVISION INC                         DE    X                   02/01/02

BIOMARIN PHARMACEUTICAL INC             DE            X           04/30/02

CAPITAL AUTO RECEIVABLES INC            DE            X           04/15/02

CAPITAL ONE FINANCIAL CORP              VA            X   X       04/16/02

CATERPILLAR INC                         DE            X           04/16/02

CATERPILLAR INC                         DE            X           04/16/02

CBCT BANCSHARES INC                     MD      X         X       04/04/02

CEPHALON INC                            DE      X         X       12/28/01   AMEND

CERIDIAN CORP /DE/                      DE                X   X   04/16/02

CHESAPEAKE ENERGY CORP                  OK            X           04/16/02

CITIGROUP INC                           DE            X           04/15/02

CITIZENS FINANCIAL SERVICES INC         PA                X       03/30/02

CLEVELAND CLIFFS INC                    OH                    X   04/15/02

COATES INTERNATIONAL LTD \DE\           DE            X           04/12/02

COGNIZANT TECHNOLOGY SOLUTIONS CORP                   X   X       04/16/02

COMMONWEALTH BANCORP INC                PA            X   X       04/16/02

COMPUTER LEARNING CENTERS INC           DE      X X               04/10/02

CONTINENTAL AIRLINES INC /DE/           DE            X   X       04/16/02

COOPERATIVE BANKSHARES INC              NC            X   X       04/16/02

CORPORATE ASSET BACKED CORP             DE                X       04/01/02

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE                X       02/28/02

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X   X       04/12/02

CRESCENT REAL ESTATE EQUITIES CO        TX            X   X       04/10/02

CRESCENT REAL ESTATE EQUITIES LTD PAR   DE            X   X       04/10/02

CROWN NORTHCORP INC                     DE          X     X       03/26/02   AMEND

CSFB MORTGAGE PASS THROUGH CERTIFICAT   DE            X   X       03/25/02

CTC COMMUNICATIONS GROUP INC            DE            X           04/15/02

DAIMLERCHRYSLER SERVICES NORTH AMERIC   MI            X   X       04/15/02

DAISYTEK INTERNATIONAL CORPORATION /D   DE            X   X       04/16/02

DELTA AIR LINES INC /DE/                DE            X   X       04/16/02

DOE RUN RESOURCES CORP                  NY            X           04/15/02

DOWNEY FINANCIAL CORP                   DE            X   X       03/31/02

DUANE READE INC                         DE            X           04/16/02

ECHELON CORP                            DE                X       01/31/02   AMEND

EDO CORP                                NY                    X   04/15/02

EMPIRE PETROLEUM CORP                   DE            X X         04/16/02

EOS INTERNATIONAL INC                   DE            X   X       04/15/02

EOTT ENERGY PARTNERS LP                 DE            X   X       04/12/02

EPICEDGE INC                            TX              X         04/08/02

EQUITY ONE ABS INC                      DE            X   X       04/16/02

ESTEE LAUDER COMPANIES INC              DE            X           04/16/02

FIRST COMMUNITY BANCSHARES INC /NV/     NV                    X   03/31/02

FIRST INDIANA CORP                      IN            X   X       04/15/02

FLEETBOSTON FINANCIAL CORP              RI            X   X       04/16/02

FLEMING COMPANIES INC /OK/              OK            X   X       04/15/02

FORWARD INDUSTRIES INC                  NY            X   X       04/11/02

FOURTHCAI INC                           NV    X X     X X X       04/09/02

FRANKLIN LAKE RESOURCES INC  /NV        NV      X   X X   X       04/09/02

GATX CORP                               NY            X   X       04/16/02

GENERAL MOTORS ACCEPTANCE CORP          DE            X           04/16/02

GENERAL MOTORS CORP                     DE            X           04/15/02

GOLFGEAR                                NV            X   X       04/08/02

GREATER BAY BANCORP                     CA            X   X   X   04/16/02

HANOVER COMPRESSOR CO /                 DE                X       08/31/01   AMEND

HARTFORD FINANCIAL SERVICES GROUP INC   DE                    X   03/19/02

I2 TECHNOLOGIES INC                     DE            X   X       04/15/02

IDEX CORP /DE/                          DE            X   X       04/16/02

IMAGIS TECHNOLOGIES INC                 A1                X   X   03/15/02

IMX PHARMACEUTICALS INC                 UT                X       01/31/02   AMEND

INDEPENDENT BANK CORP /MI/              MI                    X   04/16/02

INNOVATIVE SOLUTIONS & SUPPORT INC      PA          X             04/15/02

INTERDIGITAL COMMUNICATIONS CORP        PA          X     X       04/10/02

J C PENNEY CO INC                       DE            X           04/16/02

JACKSONVILLE BANCORP INC                TX            X   X       04/15/02

JOHNSON & JOHNSON                       NJ                X       04/16/02

JORE CORP                               MT            X           04/15/02

JOSHUA TREE CONSTRUCTION INC            NV    X       X           01/04/02

JOSHUA TREE CONSTRUCTION INC            NV      X         X       03/22/02

K2 DIGITAL INC                          DE          X             12/31/01

KANSAS CITY SOUTHERN INDUSTRIES INC     DE                X   X   04/10/02

KNOWLES ELECTRONICS HOLDINGS INC        DE            X           04/12/02

L & L FINANCIAL HOLDINGS INC            NV            X           04/16/02

LANNETT CO INC                          DE            X           04/16/02

LASERSIGHT INC /DE                      DE            X   X       04/16/02

LEHMAN ABS CORP KINDER MORGAN DEBEN B   DE            X   X       04/16/02

LOGISTICS MANAGEMENT RESOURCES INC      CO      X         X       04/01/02

LUIGINOS INC                            MN          X             04/09/02

MAGICINC COM                            DE            X   X       04/08/02

MANPOWER INC /WI/                       WI          X     X       04/10/02

MARKETU INC                             NV            X           03/28/02

MEDICALOGIC/MEDSCAPE INC                OR      X         X       03/25/02   AMEND

METROMEDIA FIBER NETWORK INC            DE            X   X       04/16/02

MID STATE RACEWAY INC                   NY            X           04/03/02

MIM CORP                                DE      X                 01/31/02   AMEND

MOHAWK INDUSTRIES INC                   DE            X   X       04/15/02

MONEY STORE COMMERCIAL MORTGAGE INC     NJ            X   X       04/15/02

MONEY STORE INVESTMENT CORP             NJ            X   X       04/15/02

MONEY STORE SBA ADJUSTABLE RATE CERTI   NJ            X   X       04/15/02

MOORE CORPORATION LTD                                 X           04/02/02   AMEND

NAVISTAR FINANCIAL RETAIL RECEIVABLES   DE            X   X       04/15/02

NETGURU INC                             DE            X           04/15/02

NETWORK COMMERCE INC                    WA          X     X       04/04/02   AMEND

NEWMONT MINING CORP /DE/                DE            X   X       04/12/02

NEWMONT MINING CORP /DE/                DE                X       02/15/02   AMEND

NORTH BANCSHARES INC                    DE            X           03/31/02

NORTH SHORE CAPITAL III INC             CO      X         X       04/01/02

NRG ENERGY INC                          DE            X           04/15/02

NTL INC/DE/                             DE                X   X   04/16/02

NTS MORTGAGE INCOME FUND                DE      X                 04/15/02

OAKWOOD MORTGAGE INVESTORS INC OMI TR   NC            X   X       04/15/02

ONYX SOFTWARE CORP/WA                   WA          X     X       04/11/02

OPTION ONE MORTGAGE ACCEPTANCE CORP     DE            X   X       04/15/02

ORTHOMETRIX  INC                        DE      X     X   X       04/16/02

PAM TRANSPORTATION SERVICES INC         DE                X   X   04/16/02

PEOPLES SIDNEY FINANCIAL CORP           DE            X   X       04/12/02

POINT WEST CAPITAL CORP                 DE            X           04/10/02

PROVIDENT FINANCIAL HOLDINGS INC        DE            X           04/15/02

PS BUSINESS PARKS INC/CA                CA                X   X   04/16/02

PS PARTNERS VI LTD                      CA            X   X       04/15/02

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ            X   X       04/16/02

PYR ENERGY CORP                         DE            X   X       04/15/02

RELIASTAR LIFE INSURANCE CO OF NEW YO   NY            X           03/31/02

RICHARDSON ELECTRONICS LTD/DE           DE            X           05/31/02

RIMPAC RESOURCES LTD/NM                 NV            X   X       02/01/02   AMEND

ROUNDYS INC                             WI            X           04/09/02

RUSS BERRIE & CO INC                    NJ          X     X       04/15/02

SALOMON BROTHERS MOR SEC VII INC MOR    DE      X         X       11/30/01

SALOMON SMITH BARNEY HOLDINGS INC       DE                X       03/31/02

SALOMON SMITH BARNEY HOLDINGS INC       DE                X       04/11/02

SELECT COMFORT CORP                     MN                    X   04/15/02

SENIOR SUBORDINATED PASS THROUGH CERT   NV            X   X       04/15/02

SHENANDOAH TELECOMMUNICATIONS CO/VA/    VA            X           04/16/02

SHOCHET HOLDING CORP                                  X           04/09/02

SONIC AUTOMOTIVE INC                    DE      X         X       04/15/02

STONERIDGE INC                          OH            X           04/15/02

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X       04/04/02

SULPHCO INC                             NV          X             04/05/02

SUPERIOR NATIONAL INSURANCE GROUP INC   DE        X       X       04/16/02

SVB FINANCIAL SERVICES INC              NJ            X   X       04/15/02

SWIFT ENERGY CO                         TX            X   X       04/11/02

TBM HOLDINGS INC                        FL        X       X       04/08/02

TEPPCO PARTNERS LP                      DE            X   X       04/16/02

TIMKEN CO                               OH            X           04/16/02

TITAN CORP                              DE          X             04/15/02

TORCH OFFSHORE INC                      DE      X                 04/10/02

TRUSTCO BANK CORP N Y                   NY            X           04/16/02

UNITED SURGICAL PARTNERS INTERNATIONA   DE                X   X   04/16/02

US BANCORP \DE\                         DE            X   X       04/16/02

USURF AMERICA INC                       NV            X   X       04/05/02

VALERO L P                              DE                X       02/01/02   AMEND

VANTAGEMED CORP                         DE          X             02/08/02   AMEND

VENDINGDATA CORP                        NV            X           04/08/02

VERITEC INC                             NV            X   X       02/13/02

VERTEX INTERACTIVE INC                  NJ          X     X       04/09/02

VITAL LIVING INC                        AZ            X           04/01/02

WAREFORCE COM INC                       CA            X           04/02/02

WEDGE NET EXPERTS INC                   CA    X X         X       04/01/02

WELLS FARGO & CO/MN                     DE            X   X       04/16/02

WORLD WIDE WIRELESS COMMUNICATIONS IN                 X   X       03/27/02

WORLDWIDE RESTAURANT CONCEPTS INC       DE            X   X       02/26/02

XCEL ENERGY INC                         MN            X   X       04/16/02

XVARIANT INC                            NV      X         X       01/29/02   AMEND

ZAP                                     CA        X       X       04/08/02