SEC NEWS DIGEST

Issue 2004-21                                               February 2, 2004
  
  
COMMISSION ANNOUNCEMENTS
  
  
SEC RELEASES FY 2005 BUDGET INFORMATION

     As  part  of the President's budget for fiscal year 2005, the Securities
     and   Exchange  Commission  today  released  its  Congressional  request
     totaling  $913 million for FY 2005.  This request is 12.5 percent  above
     the  amount  recently enacted for the SEC in fiscal  2004.   The  amount
     consists  of  $893 million in new budget authority and  $20  million  in
     anticipated balances from the prior year.  This budget request  ---  the
     first crafted by Chairman Donaldson since his arrival in February 2003 -
     --  would  permit the Commission to hire 106 new employees and  continue
     the agency's recent management and operational initiatives.

     The   Commission  currently  plans  to  use  these  staff  to  implement
     initiatives already underway, including the agency's enhanced  oversight
     of  mutual  funds, and market structure reform initiatives.  Should  the
     Commission  act  to register hedge fund advisers, the  additional  staff
     would  also be used for this purpose, or for other initiatives as market
     activities warrant.

     The  request also would allow the Commission to continue implementing  a
     variety of operational reforms, including investing additional funds  in
     information  technology, creating the new Office of Risk Assessment  and
     Strategic  Planning, and implementing risk-based disclosure reviews  and
     compliance inspections and examinations.

     In  addition to these programmatic activities, the Commission's  request
     would  provide the funds necessary for the SEC to move to  the  agency's
     previously announced new headquarters building at Station Place  and  is
     expected  to keep staff salaries comparable with those of other  federal
     financial regulatory agencies next year.

     Chairman  Donaldson  will  testify before Congress  in  support  of  the
     President's budget request for the Commission this spring.   (Press Rel.
     2004-11)
  
  
ENFORCEMENT PROCEEDINGS
  
  
COMMISSION  ISSUES FIRST STATUTORY BAR PURSUANT TO SECTION 604  OF  SARBANES-
OXLEY

     On  February  2,  pursuant to Section 604 of the Sarbanes-Oxley  Act  of
     2002, the Commission barred Rodney L. Hinkle, a 57-year old resident  of
     Jupiter,  Florida,  from associating with any  broker  or  dealer.   The
     Commission's action is based on the entry of a final order issued by the
     Commissioner  of the Securities Division, State of Maryland,  Office  of
     the  Attorney  General  (Maryland Division) that,  among  other  things,
     permanently  bars  Hinkle  from the securities and  investment  advisory
     business   in  the  State  of  Maryland.   This  represents  the   first
     enforcement  sanction ordered pursuant to Section 604 of  the  Sarbanes-
     Oxley  Act,  which  authorizes  the  Commission  to  censure,  restrict,
     suspend, or bar associated persons of broker-dealers, who are subject to
     a  final  order of a State securities commission that either  bars  such
     persons  from engaging in the securities business or is based upon  laws
     prohibiting fraudulent, manipulative or deceptive conduct.
     
     In imposing this bar, the Commission found that:
     
       * On June 17, 2003, the Maryland Division, in the Matter of Rodney L.
         Hinkle, Money Systems, LLC and Energy Resources, Inc., No. 2002-0422, issued
         a Final Order to Cease and Desist/Order of Permanent Bar (Final Order)
         against, among others, Rodney L. Hinkle.  The Final Order was premised upon
         Hinkle's violation of:  (a) the specific provisions of a June 12, 2000,
         Consent Order, entered by the Maryland Division; and (b) various provisions
         of the Maryland Securities Act.  The Maryland Division found, among other
         things, that Hinkle had violated the Maryland Securities Act by engaging in
         fraud in the offer and sale of securities; engaging in the offer and sale of
         unregistered, nonexempt securities; engaging in fraud in connection with
         investment advisory services; employing unregistered agents; and by engaging
         in unregistered broker-dealer and investment advisory activities;
     
       * More specifically, the Maryland Division found in the Final Order that
         Hinkle and Money Systems LLC (Money Systems), a company owned by Hinkle, used
         false representations and promises of above-market returns to sell interests
         in a number of investment contracts to investors in Maryland, West Virginia,
         and Pennsylvania, including interests in Money Systems and Energy Resources,
         Inc. (Energy Resources), of which Hinkle is a principal.  The Maryland
         Division also found that Hinkle in some cases deposited investor monies into
         accounts under his control, pooled investors' monies, and used the accounts
         for personal expenditures.  According to the Final Order, Hinkle sold
         interests in Energy Resources in July 1997, while still associated with Multi-
         Financial Securities Corporation (Multi-Financial), a registered broker-
         dealer.  Moreover, the Final Order sets forth that Hinkle sold interests in
         other entities, including Money Systems, from approximately January 2000 to
         May 2001; and that
          
       * The Final Order permanently bars Hinkle from the securities and
         investment advisory business in Maryland; orders him to cease and desist from
         further violations of the Maryland Securities Act; orders him to cease and
         desist from further violations of the June 12, 2000, Consent Order; and
         orders him to pay a monetary penalty of $100,000.

     Hinkle  consented  to  the  bar after the Commission  instituted  public
     administrative proceedings on Sept. 30, 2003.
     
     The  Commission  acknowledges the assistance of the State  of  Maryland,
     Office  of  the Attorney General, Securities Division.   (Rel. 34-49165;
     File No. 3-11288)

SEC  STOPS  OFFERING FRAUD PURPORTEDLY RAISING MONEY TO  BUILD  A  LAS  VEGAS
RESORT AND CASINO
     
     On,   February  2,  the  Commission  issued  an  order  instituting  and
     simultaneously settling cease-and-desist proceedings against  Thomas  H.
     Ludeman  (Ludeman)  and Celebrity Resorts & Casinos  Inc  (CR&C).    The
     order found that Ludeman and CR&C violated Sections 5(a) and (c) of  the
     Securities Act of 1933 and Section 10(b) of the Securities Exchange  Act
     of 1934 and Rule 10b-5 thereunder.
          
     The Commission's order made the following findings:
          
     During  the  course of the past five years, Thomas H. Ludeman  (Ludeman)
     and  Celebrity Resorts & Casinos, Inc. (CR&C) conducted an offering with
     the  stated  goal  of  raising money to build a celebrity-themed  resort
     hotel  and casino in Las Vegas, Nevada.  To date, Ludeman and CR&C  have
     raised  nearly  $350,000  from approximately  28  investors.   Potential
     investors were solicited through cold calls and at least one Wall Street
     Journal  advertisement.   Those individuals who  indicated  a  potential
     willingness to invest were provided with documents offering "Convertible
     Note[s]  carrying  an interest rate of 5% over the Wall  Street  Journal
     first  of  the  month  prime  rate,  accrued  monthly  from  date  until
     maturity."
     
     No registration statement was filed with the Commission or was in effect
     as  to  the securities described herein, nor were the securities  exempt
     from registration. Furthermore, the offering documents claimed: (1) that
     a  portion  of the funds raised would be used for the acquisition  of  a
     gaming  license;  (2)  that CR&C had a key strategic  relationship  with
     Marriott  Vacation Club International, and that Marriott  Vacation  Club
     International  was under consideration to manage the leasing  operations
     of  the resort; (3) that the casino would generate revenues in excess of
     $700  million  in  its  first year of operation;  (4)  that  a  national
     securities law firm was Legal Counsel for CR&C and (5) that once  built,
     the  casino  would provide guests an opportunity to personally  interact
     with   "world-renowned  motion  picture,  television,  modeling,  sports
     celebrities, and public figures."
     
     In  fact:  (1) No significant steps toward the acquisition of  a  gaming
     license  had  been taken; (2) CR&C had no relationship  whatsoever  with
     Marriott  Vacation Club International; (3) the assumptions used  in  the
     calculation  of  projected  revenues lacked any  legitimate  basis;  (4)
     neither  Ludeman nor CR&C was represented by a national  securities  law
     firm;  and  (5)  Ludeman  had  not discussed  his  plan  with  a  single
     celebrity.  (Rels. 33-8359; 34-49166; File No. 3-11387)

SEC FILES SUIT TO HALT BOILER ROOM FOREX TRADING SCAM

     On  Jan. 28, 2004, the Commission filed an action in U.S. District Court
     in  Dallas,  Texas  charging  Thomas H.  Keesee,  age  45,  and  Eduardo
     Lautieri, age 39, both of Fort Lauderdale, Florida, and their companies,
     First  Access  Financial, LLC and First Access,  Inc.,  with  securities
     fraud in connection with an unregistered interstate offering and sale of
     securities in the form of interests in a pooled foreign currency trading
     account.   According  to  the  Commission's complaint,  defendants  used
     fraudulent  means to raise $243,000 from at least 15 investors  in  just
     five months.  The defendants consented to an order freezing activity  in
     any  accounts  to  which  investor funds can be  traced,  and  to  other
     expedited  relief.  The Commission also has named Pennsylvania  resident
     James  R.  Paisley, Jr., age 51, a/k/a James R. Kellier, age  55,  a/k/a
     James  R.  Keller,  and two companies he controls as relief  defendants,
     seeking asset freezes, accountings, disgorgement of assets acquired with
     investor  funds,  and  document preservation.  The  District  Court  has
     entered   orders  freezing  the  relief  defendants'  assets,  requiring
     accountings and preserving documents.   [SEC v. First Access  Financial,
     LLC,  et al., USDC, NDTX, Dallas Division, Civil Action No. 3-04-CV-166-
     H] (LR-18561)

COMMISSION  SEEKS  CONTEMPT  ORDER AGAINST  CONNECTICUT  DEFENDANTS  IN  CASE
INVOLVING INTERNET PONZI SCHEME

     The Commission announced that on Jan. 13, 2004, the Commission requested
     that  a  Connecticut federal court issue an order requiring  Connecticut
     resident  Blake  A. Prater and his Guilford, Connecticut-based  company,
     Wellspring  Capital Group, Inc., to show cause why they  should  not  be
     held  in contempt of court in connection with an SEC case charging  them
     with  fraud.   The Commission's application for the order  alleges  that
     Prater and Wellspring have and violated and continue to violate a court-
     ordered  asset freeze, preliminary injunction, and temporary restraining
     order  (TRO).   Specifically, the Commission's  application  sets  forth
     facts  suggesting that, beginning immediately upon their receipt of  the
     asset  freeze  and  TRO, Prater and Wellspring began  systematically  to
     transfer  frozen  assets through a variety of schemes including  through
     the Ebay online auction system and through real estate transactions.  In
     addition,  according  to  the application, Prater  and  Wellspring  also
     violated  the  preliminary injunction by creating a new  internet  Ponzi
     scheme  substantially similar to the scheme that was the subject of  the
     Commission's  complaint.   The Court has scheduled  a  hearing  on  this
     matter for Feb. 6, 2004.
     
     Previously,  on Nov. 25, 2003, the court upheld the sufficiency  of  the
     Commission's  allegations  that Prater and Wellspring  had  operated  an
     internet  Ponzi  scheme.  In upholding the Commission's  complaint,  the
     Honorable  Mark  Kravitz,  U.S.  District  Judge  for  the  District  of
     Connecticut,  noted that the defendants had "fail[ed] to  speak  to  the
     allegation at the heart of the SEC's fraud charge" and had provided  "no
     alternative  to the SEC's explanation of how Defendants  would  pay  out
     [the]  enormous returns [promised] - which is that early investors would
     be  paid  from  the  proceeds obtained from later  investors,  the  very
     definition   of  a  `pyramid  scheme.'"   The  Court  also  denied   the
     defendants'  motion  to  modify  the preliminary  injunction  and  asset
     freeze.
     
     The Court's November ruling established that the Commission had stated a
     cause of action for securities fraud against Prater and Wellspring.  The
     complaint alleges that the defendants operated a sophisticated  Internet
     Ponzi  scheme  that  raised  millions  of  dollars  from  thousands   of
     investors.   It further alleges that Prater's scheme used  a  series  of
     interrelated  Internet  web  sites and a  network  of  agents  operating
     throughout   the  United  States  to  guarantee  prospective   investors
     exorbitant  returns through a variety of programs.   Under  one  set  of
     programs, Prater, through Wellspring, promised that, in exchange  for  a
     small  sum  of  money, it would pay investors returns as high  as  1,000
     percent per year in the form of payments for various living expenses  of
     the investors, such as car loans, rent, or business expenses.
     
     In  a  separate  ruling  on  Sept. 25, 2003, the  Court  had  previously
     concluded  that  the  Commission  had introduced  prima  facie  evidence
     showing  that  the allegations were true and had imposed  a  preliminary
     injunction against the defendants and had ordered the defendants' assets
     frozen.   In its latest ruling, the Court noted that the defendants  had
     failed  to  produce any documentary evidence to support  modifying  this
     preliminary  injunction and asset freeze.  The Court also recited  facts
     suggesting that the defendants had made misrepresentations to the  Court
     in their motion to dismiss and noted that the defendants had produced no
     information  refuting  or  denying  that  such  misrepresentations   had
     occurred.
     
     The  Court established a schedule to bring the action to trial  in  late
     summer of 2004.  For additional information, see Litigation Release Nos.
     18336  and 18404.  [SEC v. Blake A. Prater and Wellspring Capital Group,
     Inc.,  USDC  for the District of Connecticut, Civil Action  No.  303-CV-
     01524-MRK] (LR-18562)
     

INVESTMENT COMPANY ACT RELEASES
     

PMC CAPITAL, INC., ET AL.

     A  notice has been issued giving interested persons until February 24 to
     request a hearing on an application filed by PMC Capital, Inc., et  al.,
     for  an  order  under the Investment Company Act that would  permit  PMC
     Capital,  Inc.,  a  business  development company,  to  merge  into  PMC
     Commercial  Trust,  a real estate investment trust.   (Rel.  IC-26344  -
     January 30)
     

HOLDING COMPANY ACT RELEASES
     

ENERGY EAST CORPORATION, ET AL.

     A supplemental order has been issued authorizing Energy East Corporation
     and certain subsidiaries to use certain investment grade criteria in the
     issuance of certain securities. (Rel. 35-27794)

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES

     The  Fixed Income Clearing Corporation filed a proposed rule change (SR-
     FICC-2004-02), which became effective upon filing, to remove from FICC's
     Rules the cross-margining agreement with BrokerTec Clearing Company  and
     the   cross-margining   agreement   with   The   Clearing   Corporation.
     Publication  of the proposal is expected in the Federal Register  during
     the week of February 2.  (Rel. 34-49142)

     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2003-50)  and  Amendment No. 1 thereto, to implement a  six-month  pilot
     program  permitting quotation spreads of up to $5 on up  to  200  option
     classes  trading on the CBOE's Hybrid Trading System.  Pursuant to  Rule
     19(b)(3)(A)  of  the  Securities Exchange  Act  of  1934  and  Rule  19-
     b(4)(f)(6)  thereunder,  the proposed rule change,  as  amended,  became
     effective  on Jan. 7, 2004.  Publication of the proposal is expected  in
     the Federal Register during the week of February 2.  (Rel. 34-49153)

PROPOSED RULE CHANGE

     The  National  Association of Securities Dealers filed a  proposed  rule
     change  (SR-NASD-2003-175)  to  repeal  NASD  Rule  4613A(e)(1),   which
     requires members that display priced quotations for a Nasdaq security on
     multiple  market centers to display the same-priced quotations  on  each
     market  center.  Publication of the proposal is expected in the  Federal
     Register during the week of February 2.  (Rel. 34-49152)

APPROVAL OF PROPOSED RULE CHANGES

     The  Commission approved a proposed rule change (SR-MBSCC-2001-06) filed
     by  MBS Clearing Corporation.  The proposed rule change enhances MBSCC's
     monitoring of its participants' financial conditions. Publication of the
     proposal is expected in the Federal Register during the week of February
     2.  (Rel. 34-49156)

     The  Commission approved a proposed rule change (SR-FICC-2003-03)  filed
     by the Fixed Income Clearing Corporation, which amends the criteria FICC
     uses  to  place  members  on surveillance status.   Publication  of  the
     proposal is expected in the Federal Register during the week of February
     2.  (Rel. 34-49158)

WITHDRAWALS GRANTED

     An  order has been issued granting the application of Summit Securities,
     Inc. to withdraw its Variable Rate Cumulative Preferred Stock, Series S-
     3, $10.00 par value, from listing and registration on the American Stock
     Exchange, effective at the opening of business on February 2.  (Rel. 34-
     49159)

     An  order  has  been  issued  granting the application  of  Metropolitan
     Mortgage & Securities Co., Inc. to withdraw its Variable Rate Cumulative
     Preferred  Stock,  Series  E-7,  $2.50  par  value,  from  listing   and
     registration on the American Stock Exchange, effective at the opening of
     business on February 2.  (Rel. 34-49160)
     
     An  order  has  been issued granting the application of Newtek  Business
     Services,  Inc.,  to  withdraw its common stock, $.02  par  value,  from
     listing  and  registration on the American Stock Exchange, effective  at
     the opening of business on February 2.  (Rel. 34-49162)

DELISTING GRANTED
     
     An  order has been issued granting the application of the American Stock
     Exchange  to strike from listing and registration the Common  Stock,  no
     par value, of Nematron Corporation, effective at the opening of business
     on February 2.  (Rel. 34-49161)

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-8     RAPIDTRON INC, 3151 AIRWAY AVENUE, BUILDING Q, COSTA MESA, CA, 92626,
        949-798-0652 - 0 ($325,200.00) Equity, (File 333-112318 - Jan. 30)
        (BR. 09)

S-3     RAMP CORP, 212-697-2509 - 9,336,000 ($7,375,440.00) Equity,
        (File 333-112321 - Jan. 30) (BR. 03)

S-8     SEQUENOM INC, 3595 JOHN HOPKINS CT, SAN DIEGO, CA, 92121, 8582029000 -
        1,999,062 ($8,116,191.72) Equity, (File 333-112322 - Jan. 30) (BR. 01)

S-3     SEQUENOM INC, 3595 JOHN HOPKINS CT, SAN DIEGO, CA, 92121, 8582029000 -
        0 ($50,000,000.00) Equity, (File 333-112323 - Jan. 30) (BR. 01)

S-8     MAGMA DESIGN AUTOMATION INC, 2 RESULTS WAY, CUPERTINO, CA, 95014,
        4088642000 - 3,522,028 ($88,689,631.90) Equity, (File 333-112326 -
        Jan. 30) (BR. 03)

SB-2    CYBERLUX CORP, 50 ORANGE ROAD, PINEHURST, NC, 28374, 9102350066 -
        30,244,704 ($10,434,422.88) Equity, (File 333-112327 - Jan. 30) (BR. 36)

S-3     GERON CORPORATION, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025,
        6504737700 - 85,885 ($991,972.00) Equity, (File 333-112328 - Jan. 30)
        (BR. 01)

S-3D    UNITED PARCEL SERVICE INC, 55 GLENLAKE PARKWAY NE, ATLANTA, GA, 30328,
        4048286000 - 0 ($2,168,100,000.00) Equity, (File 333-112329 - Jan. 30)
        (BR. 05)

S-8     COMPEX TECHNOLOGIES INC, 1811 OLD HIGHWAY 8, NEW BRIGHTON, MN, 55112,
        6126310590 - 0 ($6,663,000.00) Equity, (File 333-112330 - Jan. 30)
        (BR. 36)

S-8     AES CORPORATION, 1001 N 19TH ST, STE 2000, ARLINGTON, VA, 22209,
        7035221315 - 0 ($157,950,000.00) Equity, (File 333-112331 - Jan. 30)
        (BR. 02)

S-8     UNIVERSAL HEALTH SERVICES INC, 367 S GULPH RD, KING OF PRUSSIA, PA,
        19406, 6107683300 - 0 ($14,420,000.00) Equity, (File 333-112332 -
        Jan. 30) (BR. 01)

S-8     WARNING MODEL MANAGEMENT INC, 9440 SANTA MONICA BOULEVARD, SUITE 400,
        BEVERLY HILLS, CA, 90210, (310) 860-9969 -
        60,000,000 ($240,000.00) Equity, (File 333-112333 - Jan. 30) (BR. 08)

S-3     SEQUOIA MORTGAGE FUNDING CORP, 591 REDWOOD HWY, STE 3120, MILL VALLEY,
        CA, 94941, 4153811765 -
        6,000,000,000 ($6,000,000,000.00) Asset-Backed Securities,
        (File 333-112334 - Jan. 30) (BR. 05)

SB-2    DESCORP INC, 2631 VIOLET STREET, NORTH VANCOUVER BC, A1, 00000,
        6046824272 - 500,000 ($4.60) Other, (File 333-112335 - Jan. 30) (BR. 09)

S-8     CYBERGUARD CORP, 2000 WEST COMMERCIAL BLVD, SUITE 200, FORT LAUDERDALE,
        FL, 33309, 9549583900 - 3,000,000 ($30,600,000.00) Equity,
        (File 333-112336 - Jan. 30) (BR. 03)

S-4     BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101,
        3367332000 - 0 ($428,015,259.00) Equity, (File 333-112337 - Jan. 30)
        (BR. 07)

S-1     INFOSONICS CORP, 6325 LUSK BLVD, STE A, SAN DIEGO, CA, 92121,
        8583731674 - 0 ($18,900,100.00) Equity, (File 333-112339 - Jan. 30)
        (BR. 36)

SB-2    MEDIA SCIENCES INTERNATIONAL INC, 40 BOROLINE ROAD, ALLENDALE, NJ,
        07401, 2012361100 - 3,161,701 ($3,383,020.00) Equity,
        (File 333-112340 - Jan. 30) (BR. 02)

S-8     KVH INDUSTRIES INC \DE\, 110 ENTERPRISE CENTER, MIDDLETOWN, RI, 02842,
        4018473327 - 0 ($19,178,700.00) Equity, (File 333-112341 - Jan. 30)
        (BR. 37)

F-6     MEXICAN ECONOMIC DEVELOPMENT INC,
        CUAUHTEMOC 400 SUR APERTADO POSTAL 2001, COLONIA VELLA VISTA,
        MONTERREY NL, O5, 00000, 5283286000 -
        50,000,000 ($2,500,000.00) Unallocated (Universal) Shelf,
        (File 333-112342 - Jan. 30) (BR. 02)

S-8     WALGREEN CO, 200 WILMOT RD, DEERFIELD, IL, 60015, 8479402500 -
        42,000,000 ($1,444,170,000.00) Equity, (File 333-112343 - Jan. 30)
        (BR. 01)

S-3     SPSS INC, 233 S WACKER DR, CHICAGO, IL, 60606, 3123292400 -
        0 ($6,064,981.60) Equity, (File 333-112344 - Jan. 30) (BR. 03)

S-8     REGENT COMMUNICATIONS INC, 100 EAST RIVERCENTER BOULEVARD, 9TH FLOOR,
        COVINGTON, KY, 41011, 6062920030 - 219,040 ($1,539,851.20) Equity,
        (File 333-112345 - Jan. 30) (BR. 37)

S-8     SILICON GRAPHICS INC, 1500 CRITTENDEN LANE, MOUNTAIN VIEW, CA, 94043,
        6509601980 - 12,000,000 ($35,160,000.00) Equity, (File 333-112346 -
        Jan. 30) (BR. 03)

S-3     NAVIGANT INTERNATIONAL INC, 84 INVERNESS CIRCLE EAST, ENGLEWOOD, CO,
        80112-5314, 3037060800 -
        0 ($72,000,000.00) Debt Convertible into Equity, (File 333-112347 -
        Jan. 30) (BR. 05)

S-8     NATIONAL FINANCIAL PARTNERS CORP, 787 7TH AVE, NEW YORK, NY, 10019,
        212-301-4000 - 10,203,282 ($198,986,989.00) Equity, (File 333-112348 -
        Jan. 30) (BR. 01)

S-8     EYETECH PHARMACEUTICALS INC, 500 SEVENTH AVE 18TH FL, NEW YORK, NY,
        10018, 2129979241 - 0 ($113,661,900.00) Equity, (File 333-112350 -
        Jan. 30) (BR. 01)

S-8     GLOBECOMM SYSTEMS INC, 45 OSER AVENUE, HAUPPAUGE, NY, 11788,
        5162319800 - 0 ($858,654.00) Equity, (File 333-112351 - Jan. 30)
        (BR. 37)

S-3     SENETEK PLC /ENG/, 23 PALACE STREET, LONDON, UNITED KINGDOM, X0,
        SW1E 5HW, 7072263900 - 0 ($2,475,000.00) ADRs/ADSs, (File 333-112352 -
        Jan. 30) (BR. 01)

S-1     HYTHIAM INC, 11150 SANTA MONICA BOULEVARD, SUITE 1500, LOS ANGELES, CA,
        90025, 310 444 4300 - 0 ($83,799,471.00) Equity, (File 333-112353 -
        Jan. 30) (BR. 01)

S-3     WILLIS GROUP HOLDINGS LTD, 0114402074 - 0 ($1,264,806,987.89) Equity,
        (File 333-112354 - Jan. 30) (BR. 01)

S-3     PAINCARE HOLDINGS INC, 22 SHELTER ROCK LANE, DANBURY, CT, 06810,
        2037988988 - 36,219,843 ($123,871,863.06) Equity, (File 333-112355 -
        Jan. 30) (BR. 06)

S-3     SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 601, NEW YORK, NY,
        10170, 2126729100 - 9,375,000 ($19,312,500.00) Equity,
        (File 333-112356 - Jan. 30) (BR. 01)

S-3     VIISAGE TECHNOLOGY INC, 30 PORTER ROAD, LITTLETON, MA, 01460,
        6179522200 - 5,221,454 ($24,123,117.48) Equity, (File 333-112357 -
        Jan. 30) (BR. 03)

S-3     SORRENTO NETWORKS CORP, 9990 MESA RIM ROAD, SAN DIEGO, CA, 92121,
        3105814030 - 8,098,580 ($37,982,341.00) Equity, (File 333-112358 -
        Jan. 30) (BR. 37)

S-2     NESTOR INC, 400 MASSASOIT AVE, STE 200, PROVIDENCE, RI, 02914,
        4014345522 - 2,843,000 ($9,168,675.00) Equity, (File 333-112359 -
        Jan. 30) (BR. 03)

S-2     ADEPT TECHNOLOGY INC, 3011 TRIAD DRIVE, LIVERMORE, CA, 94551,
        9252453400 - 0 ($30,927,510.00) Equity, (File 333-112360 - Jan. 30)
        (BR. 36)

S-3     BRITESMILE INC, 490 NORTH WIGET LANE, WALNUT CREEK, CA, 94598,
        9259416260 - 369,577 ($12,107,342.52) Equity, (File 333-112361 -
        Jan. 30) (BR. 01)

SB-2    VENTURES NATIONAL INC, 8133281002 - 0 ($4,887,500.00) Equity,
        (File 333-112362 - Jan. 30) (BR. 36)

S-8     AMERICAN INTERNATIONAL INDUSTRIES INC, 601 CIEN ST, SUITE 235, KEMAH,
        TX, 77565-2701, 2813349479 - 75,000 ($326,250.00) Equity,
        (File 333-112363 - Jan. 30) (BR. 07)

S-4     UNITED SECURITY BANCSHARES, 1525 E SHAW AVENUE, FRESO, CA, 93710,
        0 ($6,628,651.00) Equity, (File 333-112364 - Jan. 30) (BR. 07)

S-8     CALIFORNIA PIZZA KITCHEN INC, 6053 W CENUTRY BLVD, 11TH FL,
        LOS ANGELES, CA, 90045-6442, 3103425000 - 0 ($16,546,250.00) Equity,
        (File 333-112365 - Jan. 30) (BR. 05)

S-4     TEXAS REGIONAL BANCSHARES INC, 3700 N TENTH STE 301, PO BOX 5910,
        MCALLEN, TX, 78501, 9566315400 - 0 ($110,426,382.00) Equity,
        (File 333-112366 - Jan. 30) (BR. 07)

S-3     GOLDMAN SACHS GROUP INC/, 85 BROAD ST, NEW YORK, NY, 10004,
        2129021000 - 0 ($23,000,000,000.00) Other, (File 333-112367 - Jan. 30)
        (BR. 07)

S-4     SUSQUEHANNA BANCSHARES INC, 26 N CEDAR ST, LITITZ, PA, 17543,
        7176264721 - 7,000,000 ($202,510,000.00) Equity, (File 333-112368 -
        Jan. 30) (BR. 07)

S-8     PTS INC/NV/, 3355 SPRING MOUNTAIN ROAD, SUITE 63, LAS VEGAS, NV, 89102,
        7028788310 - 70,000,000 ($700,000.00) Equity, (File 333-112369 -
        Jan. 30) (BR. 36)

S-8     LIVESTAR ENTERTAINMENT GROUP INC, 4TH FLOOR 62 W 8TH AVENU, VANCOUVER,
        BRITISH COLUMBIA CN, A1, 6046826541 - 0 ($300,000.00) Equity,
        (File 333-112370 - Jan. 30) (BR. 09)

SB-2    DWANGO NORTH AMERICA CORP, 5847 SAN FELIPE STREET, SUITE 3220, HOUSTON,
        TX, 77057-3000, (713) 914-9600 - 13,695,247 ($17,803,821.00) Equity,
        (File 333-112371 - Jan. 30) (BR. 09)

S-3     KULICKE & SOFFA INDUSTRIES INC, 2101 BLAIR MILL RD, WILLOW GROVE, PA,
        19090, 2157846000 - 0 ($1,242,900.00) Equity, (File 333-112373 -
        Jan. 30) (BR. 36)

S-8     NELNET INC, 121 SOUTH 13TH ST, STE 201, LINCONLN, NE, 68508,
        0 ($48,825,000.00) Equity, (File 333-112374 - Jan. 30) (BR. 05)

S-1     INFRASOURCE SERVICES INC, 500 WEST DUTTON MILL RD, ASTON, PA, 19014,
        6106193000 - 0 ($287,500,000.00) Equity, (File 333-112375 - Jan. 30)
        (BR. )

S-3     SIRENZA MICRODEVICES INC, 303 S TECHNOLOGY COURT, BROOMFIELD, CO,
        80021, 3033273030 - 4,000,000 ($25,140,000.00) Equity,
        (File 333-112376 - Jan. 30) (BR. 36)

S-2     IMAGING DIAGNOSTIC SYSTEMS INC /FL/, 6531 NW 18TH COURT, PLANTATION,
        FL, 33313-4520, 3057460500 - 5,000,000 ($5,150,000.00) Equity,
        (File 333-112377 - Jan. 30) (BR. 36)

S-8     WEATHERFORD INTERNATIONAL LTD, 515 POST OAK BLVD, STE 600, HOUSTON, TX,
        77027-3415, 7136934000 - 7,185,000 ($299,398,950.00) Equity,
        (File 333-112378 - Jan. 30) (BR. 04)

S-8     CHENIERE ENERGY INC, THREE ALLEN CENTER, 333 CLAY STREET SUITE 3400,
        HOUSTON, TX, 77002-4312, 2815784600 -
        1,000,000 ($17,240,000.00) Equity, (File 333-112379 - Jan. 30) (BR. 04)

S-8     INTERMUNE INC, 3280 BAYSHORE, BLVD, BRISBANE, CA, 94005, 415 466 2200 -
        0 ($13,678,000.00) Equity, (File 333-112380 - Jan. 30) (BR. 01)

S-8     PACIFICARE HEALTH SYSTEMS INC /DE/, 3120 LAKE CENTER DRIVE, SANTA ANA,
        CA, 92704, 7148255200 - 0 ($180,125,000.00) Equity,
        0 ($14,500,000.00) Other, (File 333-112381 - Jan. 30) (BR. 01)

S-3     SIRENZA MICRODEVICES INC, 303 S TECHNOLOGY COURT, BROOMFIELD, CO,
        80021, 3033273030 - 0 ($75,000,000.00) Unallocated (Universal) Shelf,
        (File 333-112382 - Jan. 30) (BR. 36)

S-3     MICRO THERAPEUTICS INC, 2 GOODYEAR, IRVINE, CA, 92618, 9498373700 -
        6,296,565 ($23,297,290.50) Equity, (File 333-112383 - Jan. 30) (BR. 36)

S-8     PIPER JAFFRAY COMPANIES, 800 NICOLETT MALL, J1012057, MINNEAPOLIS, MN,
        55402-7020, 6123056000 - 0 ($91,650,000.00) Equity, (File 333-112384 -
        Jan. 30) (BR. 07)

SB-2    MILLENNIUM BANKSHARES CORP, 1601 WASHINGTON PLAZA, RESTON, VA, 20190,
        0 ($26,772,000.00) Equity, (File 333-112385 - Jan. 30) (BR. 07)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

    Item 1.    Changes in Control of Registrant.
    Item 2.    Acquisition or Disposition of Assets.
    Item 3.    Bankruptcy or Receivership.
    Item 4.    Changes in Registrant's Certifying Accountant.
    Item 5.    Other Materially Important Events.
    Item 6.    Resignations of Registrant's Directors.
    Item 7.    Financial Statements and Exhibits.
    Item 8.    Change in Fiscal Year.
    Item 9.    Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
7 ELEVEN INC                            TX                X           X      01/29/04

ABERDEEN IDAHO MINING CO                ID            X                      12/10/03

ABERDENE MINES LTD                                        X   X              01/29/04

ACCESS ANYTIME BANCORP INC              DE            X                      01/30/04

ACCESS ANYTIME BANCORP INC              DE                            X      01/30/04

ACTUATE CORP                            DE                X   X       X      01/29/04

ADELPHIA COMMUNICATIONS CORP            DE                    X              01/26/04

AK STEEL HOLDING CORP                   DE                X           X      01/30/04

AK STEEL HOLDING CORP                   DE                    X              01/30/04

ALLETE INC                              MN                            X      01/30/04

ALLIANT ENERGY CORP                     WI                X           X      01/30/04

ALLMERICA FINANCIAL CORP                DE                X           X      01/29/04

AMBAC FINANCIAL GROUP INC               DE                X           X      01/28/04

AMERICA SERVICE GROUP INC /DE           DE            X               X      01/29/04

AMERICAN BIO MEDICA CORP                NY            X   X                  01/28/04

AMERICAN FINANCIAL GROUP INC            OH            X   X                  01/28/04

AMERICAN LAWYER MEDIA HOLDINGS INC      DE            X   X                  01/30/04

AMERICAN LAWYER MEDIA INC               DE            X   X                  01/30/04

AMERICAN NATIONAL BANKSHARES INC        VA            X                      01/30/04

AMERICAN PHYSICIANS CAPITAL INC         MI            X   X                  01/29/04

AMERICANWEST BANCORPORATION             WA            X   X           X      01/29/04

AMF BOWLING WORLDWIDE INC               DE            X   X                  01/29/04

AMPCO PITTSBURGH CORP                   PA            X                      12/31/03

ANADARKO PETROLEUM CORP                 DE                X   X       X      01/30/04

APACHE CORP                             DE            X                      01/30/04

ARAHOVA COMMUNICATIONS INC              DE                    X              01/26/04

ARBIOS SYSTEMS INC                      NV          X     X                  01/27/04

ARCH COAL INC                           DE                X   X       X      12/31/03

ARCHER DANIELS MIDLAND CO               DE                X                  12/31/03

ARKONA INC                              DE                            X      01/27/04

ASTRONICS CORP                          NY            X       X              12/31/03

ATA HOLDINGS CORP                       IN            X   X                  01/30/04

ATA HOLDINGS CORP                       IN            X   X                  01/30/04

ATA HOLDINGS CORP                       IN                    X              01/30/04

ATLANTIC BANCGROUP INC                  FL            X                      01/29/04

AVALON HOLDINGS CORP                    OH            X                      01/30/04

AVISTA CORP                             WA                X           X      01/28/04    AMEND

BA MASTER CREDIT CARD TRUST /                         X   X                  01/15/04

BA MASTER CREDIT CARD TRUST /                             X                  01/15/04

BAKER HUGHES INC                        DE                X   X              01/30/04

BALDWIN TECHNOLOGY CO INC               DE                X   X              01/29/04

BALDWIN TECHNOLOGY CO INC               DE            X   X                  01/29/04

BALTIMORE GAS & ELECTRIC CO             MD                X           X      01/29/04

BARNESANDNOBLE COM INC                  DE                X           X      01/29/04

BARON CAPITAL PROPERTIES LP             DE            X                      01/30/04

BARON CAPITAL TRUST                     DE            X                      01/30/04

BAY VIEW CAPITAL CORP                   DE                X           X      01/27/04

BECKMAN COULTER INC                     DE                X           X      01/30/04

BECTON DICKINSON & CO                   NJ                X   X              01/29/04

BEI TECHNOLOGIES INC                    DE                    X              01/29/04

BEST BUY CO INC                         MN                X   X              01/30/04

BLYTH INC                               DE                    X              01/29/04

BRIDGE STREET FINANCIAL INC             NY                X           X      01/26/04

BROADVIEW MEDIA INC                     MN                X           X      01/29/04

BSB BANCORP INC                         DE                X           X      01/28/04

BSQUARE CORP /WA                        WA                            X      01/29/04

CADMUS COMMUNICATIONS CORP/NEW          VA            X   X                  01/28/04

CAGLES INC                              GA                    X              01/30/04

CALLISTO PHARMACEUTICALS INC            DE            X   X                  01/21/04    AMEND

CAM COMMERCE SOLUTIONS INC              DE            X                      01/30/04

CAPITAL SENIOR LIVING CORP              DE            X   X                  01/29/04

CAPITOL BANCORP LTD                     MI                            X      01/30/04

CAPTARIS INC                            WA                X           X      01/30/04

CAREDECISION CORP                       NV                    X              01/21/04

CARVER BANCORP INC                      DE                X           X      01/29/04

CASCADE NATURAL GAS CORP                WA                X           X      01/22/04

CATERPILLAR FINANCIAL SERVICES CORP     DE            X                      12/31/03

CAVALRY BANCORP INC                     TN    X                              12/31/03

CDF FINANCING LLC                       DE            X   X                  12/31/03

CDF FLOORPLAN RECEIVABLES LP            DE            X   X                  12/31/03

CE GENERATION LLC                       DE            X   X                  01/30/04

CENTEX CORP                             NV            X   X                  07/22/03    AMEND

CH ENERGY GROUP INC                     NY            X                      01/30/04

CHECKPOINT SYSTEMS INC                  PA            X                      01/29/04

CHEFS INTERNATIONAL INC                 DE            X   X                  01/30/04

CHEMUNG FINANCIAL CORP                  NY                X           X      12/31/03

CHESTER VALLEY BANCORP INC              PA                X           X      01/28/04

CHEVRONTEXACO CORP                      DE                            X      01/30/04

CHICOS FAS INC                          FL            X   X                  01/29/04

CITIBANK SOUTH DAKOTA N A               DE            X                      01/30/04

CITIGROUP GLOBAL MARKETS HOLDINGS INC   NY                X                  01/26/04

CNB FLORIDA BANCSHARES INC              FL                X                  01/28/04

CNH CAPITAL RECEIVABLES INC             DE            X   X                  11/17/03

CNH RECEIVABLES INC                     DE            X   X                  11/17/03

COACHMEN INDUSTRIES INC                 IN            X                      01/30/04

COASTAL FINANCIAL CORP /DE              DE                X           X      01/28/04

COGENTRIX ENERGY INC                    NC            X       X              01/29/04

COGNIGEN NETWORKS INC                   CO            X                      12/05/03

COLE NATIONAL CORP /DE/                 DE            X   X                  01/30/04

COLE NATIONAL GROUP INC                 DE            X   X                  01/30/04

COLORADO WYOMING RESERVE CO             WY            X                      12/17/03

COLUMBIA BANCORP                        MD            X   X                  01/26/04

COLUMBIA BANKING SYSTEM INC             WA            X   X                  01/27/04

COMBANC INC                             DE            X   X                  01/28/04

COMMERCE GROUP INC /MA                  MA                    X              12/31/03

COMMERCIAL CAPITAL BANCORP INC          NV                X   X              01/26/04

COMMUNITY BANCORP INC                   DE                X           X      01/29/04

COMMUNITY FIRST BANCORP                 SC                X           X      01/29/04

CONE MILLS CORP                         NC            X   X   X       X      01/30/04

CONSECO INC                             DE                X   X              01/29/04

CORNERSTONE BANCORP INC                 CT                            X      01/28/04

CRAY INC                                WA            X   X                  01/29/04

CREDIT ACCEPTANCE CORPORATION           MI                X           X      01/28/04

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      01/30/04

CULP INC                                NC                    X              01/29/04

CWALT INC                                                 X                  01/30/04

CWALT INC                                             X   X                  01/30/04

CWMBS INC                               DE                X                  01/30/04

CWMBS INC                               DE            X   X                  08/28/03

CWMBS INC                               DE            X   X                  08/28/03

CWMBS INC                               DE            X   X                  06/30/03

CWMBS INC                               DE            X   X                  01/30/04

CYOKONOS CORP                                 X X     X X X                  01/13/04

CYTRX CORP                              DE          X                        01/30/04

DANIELSON HOLDING CORP                  DE            X   X                  12/02/03    AMEND

DELIVERY NOW CORP                       DE    X X         X X                12/18/03    AMEND

DELTA APPAREL INC                       GA                X   X       X      01/30/04

DENDRITE INTERNATIONAL INC              NJ                            X      01/29/04    AMEND

DENDRITE INTERNATIONAL INC              NJ                            X      01/29/04    AMEND

DISTRIBUTION FINANCIAL SERVICES FLOOR   NY            X   X                  12/31/03

DISTRIBUTION FINANCIAL SERVICES FLOOR   NY            X   X                  12/31/03

DUQUESNE LIGHT CO                       PA                            X      01/29/04

DUQUESNE LIGHT HOLDINGS INC             PA                            X      01/29/04

DWANGO NORTH AMERICA CORP               NV            X   X                  01/14/04

EAGLE BUILDING TECHNOLOGIES  INC        NV        X                          01/30/04

EAGLE FINANCIAL SERVICES INC            VA                            X      01/30/04

EAGLE MATERIALS INC                     DE            X   X                  07/21/03    AMEND

EMPIRE DISTRICT ELECTRIC CO             KS            X   X           X      01/29/04

ENERGY EAST CORP                        NY                    X       X      01/30/04

ENTERPRISE FINANCIAL SERVICES CORP      DE                X           X      01/30/04

ENVIRONMENTAL POWER CORP                DE                X   X              01/30/04

EPICUS COMMUNICATIONS GROUP INC         FL            X                      01/21/04

EQUITABLE RESOURCES INC /PA/            PA                            X      01/30/04

EQUITABLE RESOURCES INC /PA/            PA                            X      01/30/04    AMEND

EQUITY ONE MORTGAGE PASS-THROUGH TRUS   DE                X                  01/30/04

EQUITY ONE MORTGAGE PASS-THROUGH TRUS   DE            X   X                  01/30/04

FEDERAL SIGNAL CORP /DE/                DE                X           X      01/29/04

FEDERAL TRUST CORP                      FL            X                      01/28/04

FFW CORP                                DE                X           X      01/28/04

FIRST AMERICAN CAPITAL CORP /KS         KS            X   X                  01/29/04

FIRST CHARTER CORP /NC/                 NC            X   X                  01/30/04

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  01/30/04

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  01/30/04

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  01/27/04    AMEND

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  01/27/04    AMEND

FIRST KEYSTONE CORP                     PA                            X      01/30/04

FIRST KEYSTONE CORP                     PA            X                      01/30/04

FIRST OTTAWA BANCSHARES INC             DE                X           X      01/30/04

FIRST SECURITY BANCORP INC /KY/         KY            X                      01/15/04

FIRST SENTINEL BANCORP INC              DE                X           X      01/29/04

FIRST WASHINGTON FINANCIAL CORP         NJ                X           X      01/27/04

FIRST WASHINGTON FINANCIAL CORP         NJ            X   X                  01/29/03

FLEXIINTERNATIONAL SOFTWARE INC/CT      DE                X                  01/30/04

FMC TECHNOLOGIES INC                                      X           X      01/29/04

FNB CORP \VA\                           VA                X           X      01/30/04

FOCUS ENHANCEMENTS INC                  DE            X   X                  01/28/04

FOOTSTAR INC                            DE                    X       X      01/30/04

FREEPCSQUOTE COM                        NV    X X         X                  01/16/04

FRONTIER AIRLINES INC /CO/              CO                            X      12/31/03

FRONTIERVISION HOLDINGS LP              DE                    X              01/26/04

FRONTIERVISION OPERATING PARTNERS LP    DE                    X              01/26/04

G&G RETAIL INC                          DE            X   X                  01/30/04

G2 COMPANIES INC                        DE    X       X                      04/01/03

GATEWAY ENERGY CORP/NE                  DE          X                        01/23/04

GATEWAY INC                             DE                X           X      01/29/04

GB&T BANCSHARES INC                     GA                            X      01/26/04

GENOME THERAPEUTICS CORP                MA            X   X                  01/30/04    AMEND

GLOBAL POWER EQUIPMENT GROUP INC/       DE            X   X                  01/30/04

GLOBESPANVIRATA INC                     DE                X   X              01/29/04

GOLDEN TELECOM INC                      DE      X         X                  12/15/03    AMEND

GREAT WEST LIFE & ANNUITY INSURANCE C   CO                X   X       X      01/29/04

GREATER ATLANTIC FINANCIAL CORP         DE                X           X      01/30/04

GUARDIAN TECHNOLOGIES INTERNATIONAL I   DE      X     X   X                  12/19/03

GWL&A FINANCIAL INC                     DE                X   X       X      01/29/04

HABERSHAM BANCORP                       GA                X           X      01/30/04

HALLIBURTON CO                          DE                            X      01/29/04

HANMI FINANCIAL CORP                    DE                X                  01/30/04

HARRIS PREFERRED CAPITAL CORP           MD          X     X                  01/27/04

HARTFORD FINANCIAL SERVICES GROUP INC   DE                X                  01/15/04

HARTFORD FINANCIAL SERVICES GROUP INC   DE                            X      12/31/03

HEALTHCARE REALTY TRUST INC             MD                X   X       X      01/27/04

HEARTLAND BANCSHARES INC /IN/           IN                X           X      01/29/04

HELIX TECHNOLOGY CORP                   DE                X           X      12/31/03

HERITAGE FINANCIAL CORP /WA/            WA                X   X              01/29/04

HFC REVOLVING CORP  HOUSEHOLD HOME EQ   DE                X                  01/20/04

HFC REVOLVING CORP HOUSEHOLD HOME EQU   DE                X                  01/20/04

HFC REVOLVING CORP HOUSEHOLD HOME EQU   DE                X                  01/20/04

HFC REVOLVING CORP HOUSEHOLD HOME EQU   DE                X                  01/20/04

HOUSEHOLD HOME EQUITY LOAN TRUST 1999   DE                X                  01/20/04

HOUSEHOLD HOME EQUITY LOAN TRUST 2002                     X                  01/20/04

HOUSEHOLD HOME EQUITY LOAN TRUST 2002   DE                X                  01/20/04

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X                  01/20/04

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X                  01/20/04

IASIS HEALTHCARE CORP                   DE                X           X      01/30/04

ICO INC                                 TX                X           X      01/29/04

II-VI INC                               PA            X                      01/29/04

IMPAC MORTGAGE HOLDINGS INC             MD            X       X       X      01/29/04

IMPERIAL OIL LTD                                                      X      01/27/04

IN STORE MEDIA SYSTEMS INC              NV            X   X                  12/01/03

INSPIRE PHARMACEUTICALS INC             DE            X                      01/30/04

INTERNATIONAL SHIPHOLDING CORP          DE                X           X      01/30/04

INTERNATIONAL TRAVEL CD S INC           CO    X X     X   X                  01/15/04

INTRUSION INC                           DE                X           X      01/29/04

INVERNESS MEDICAL INNOVATIONS INC       DE                    X              01/28/04

IRIS INTERNATIONAL INC                  DE                X           X      01/28/04

ISONICS CORP                            CA            X   X                  01/28/04

ITERIS HOLDINGS  INC                    DE                X           X      01/29/04

KANSAS CITY SOUTHERN                    DE                X           X      01/29/04

KEITHLEY INSTRUMENTS INC                OH                            X      01/30/04

KUPPER PARKER COMMUNICATIONS INC        NY            X   X           X      01/30/04

LADISH CO INC                           WI                X                  01/29/04

LANCE INC                               NC                X           X      01/29/04

LEHMAN BROTHERS HOLDINGS INC            DE                X                  01/30/04

LINCOLN LOGS LTD                        NY                X                  01/30/04    AMEND

LOGIC DEVICES INC                       CA            X                      01/28/04

LONE STAR STEAKHOUSE & SALOON INC       DE            X   X                  01/28/04

M WAVE INC                              DE            X   X                  01/29/04

MAGNETEK INC                            DE            X   X                  01/30/04

MANOR CARE INC                          DE                X           X      01/30/04

MAPICS INC                              GA                X           X      01/29/04

MARCONI CORP PLC                        X0            X                      01/30/04

MARCONI CORP PLC                        X0            X                      01/29/04

MARCONI CORP PLC                        X0            X                      01/30/04

MARTEN TRANSPORT LTD                    DE                X           X      01/30/04

MASSEY ENERGY CO                        DE                X   X              01/29/04

MASSEY ENERGY CO                        DE            X   X                  01/20/04

MATRIX BANCORP INC                      CO            X   X                  01/30/04

MAVERICK TUBE CORPORATION               DE                    X              01/30/04

MB FINANCIAL INC     /MD                MD                            X      01/30/04

MCCORMICK & CO INC                      MD                X           X      01/28/04

MEDIABAY INC                            FL            X   X                  01/29/04

MEDICSIGHT INC                          DE            X   X                  12/22/03

MEDSOURCE TECHNOLOGIES INC                                X           X      01/30/04

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  01/29/04

MESA AIR GROUP INC                      NV                X           X      01/29/04

MICROS SYSTEMS INC                      MD                            X      01/29/04

MIDAMERICAN ENERGY HOLDINGS CO /NEW/    IA            X   X                  01/30/04

MIDLAND CAPITAL HOLDINGS CORP                             X           X      01/30/04

MIDWEST BANC HOLDINGS INC               DE                            X      01/29/04

MOHEGAN TRIBAL GAMING AUTHORITY                           X           X      01/30/04

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  01/28/04

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  01/13/04

MOTHERS WORK INC                        DE                            X      01/27/04

MULTIMEDIA GAMES INC                    TX                X           X      01/30/04

NABORS INDUSTRIES LTD                   D0                X           X      01/30/04

NANOPIERCE TECHNOLOGIES INC             NV            X   X                  01/20/04    AMEND

NATIONAL FUEL GAS CO                    NJ                            X      12/31/03

NATIONAL FUEL GAS CO                    NJ                            X      12/31/03

NATIONAL PROPERTY INVESTORS III         CA      X         X                  01/15/04

NATIONAL TECHNICAL SYSTEMS INC /CA/     CA      X         X   X              01/23/04

NATIONSBANK OF DELAWARE NA              DE            X   X                  01/15/04

NATIONWIDE HEALTH PROPERTIES INC        MD                            X      01/30/04

NATUS MEDICAL INC                       DE            X   X                  01/30/04

NAUTILUS GROUP INC                      WA            X   X                  01/29/04

NEIGHBORCARE INC                        PA                X                  12/09/03    AMEND

NEUROCRINE BIOSCIENCES INC              CA                X           X      12/31/03

NEUROGENESIS INC                        DE          X                        09/17/03    AMEND

NEW COMMERCE BANCORP                    SC                X           X      01/30/04

NEW YORK COMMUNITY BANCORP INC          DE                X   X              01/30/04

NIC INC                                 CO                X   X       X      01/29/04

NISOURCE INC/DE                         DE                X           X      01/30/04

NORTEL NETWORKS CORP                                          X       X      01/29/04

NORTEL NETWORKS LTD                                           X       X      01/29/04

NORTH EUROPEAN OIL ROYALTY TRUST        DE                X           X      01/30/04

NORTHEAST BANCORP /ME/                  ME            X X                    01/30/04

NRG ENERGY INC                          DE            X   X                  01/28/04

OLIN CORP                               VA            X   X           X      01/29/04

OLYMPUS COMMUNICATIONS LP               DE                    X              01/26/04

ON SITE SOURCING INC                    DE      X         X                  12/30/03    AMEND

ONEOK INC /NEW/                         OK            X   X                  01/30/04

OSI PHARMACEUTICALS INC                 DE                            X      01/28/04

OVERNITE CORP                           VA                X           X      01/29/04

OYO GEOSPACE CORP                       DE                X           X      01/30/04

PARADIGM GENETICS INC                                 X   X                  01/29/04

PARALLEL PETROLEUM CORP /DE/            DE            X                      01/29/04

PATRIOT BANK CORP                       DE            X   X                  01/30/04

PATRIOT BANK CORP                       DE            X   X                  01/29/04

PC CONNECTION INC                       DE                            X      01/29/04    AMEND

PENN ENGINEERING & MANUFACTURING CORP   DE                X           X      01/28/04

PENNFED FINANCIAL SERVICES INC          DE                X           X      01/28/04

PETRO FINANCIAL CORP                    DE                    X              01/28/04

PETRO STOPPING CENTERS L P              DE                    X              01/28/04

PFS BANCORP INC                         IN                X           X      01/29/04

PHAR MOR INC                            PA                    X              01/20/04

PINNACLE ENTERTAINMENT INC              DE            X   X                  01/27/04

PLAYTEX PRODUCTS INC                    DE            X       X       X      01/30/04

PLIANT CORP                             UT                X                  01/30/04

PRAECIS PHARMACEUTICALS INC             DE                            X      01/30/04

PREMCOR INC                             DE                X           X      01/29/04

PRICE T ROWE GROUP INC                  MD                X           X      01/30/04

PROVINCE HEALTHCARE CO                  DE                    X              01/30/04

QNB CORP                                PA                X           X      01/30/04

QUIXOTE CORP                            DE            X   X           X      01/29/04

REDWOOD TRUST INC                       MD                X           X      01/29/04

REGAN HOLDING CORP                      CA            X   X                  01/29/04

REGIONS FINANCIAL CORP                  DE            X                      01/22/04

ROGERS CORP                             MA            X   X                  01/30/04

ROLLINS INC                             DE                    X              01/29/04

ROWAN COMPANIES INC                     DE            X   X   X              01/30/04

ROXIO INC                               DE            X   X                  01/30/04

RUDDICK CORP                            NC                            X      01/29/04

RUSSELL CORP                            AL            X   X                  01/30/04

RYERSON TULL INC /DE/                   DE                X           X      01/29/04

SALTON SEA FUNDING CORP                 DE            X   X                  01/30/04

SAPIENT CORP                            DE                            X      01/29/04

SAVANNAH BANCORP INC                    GA                    X              01/27/04

SAXON CAPITAL INC                       DE            X   X           X      12/31/03

SCHLUMBERGER LTD /NV/                   P8            X                      01/29/04

SEABULK INTERNATIONAL INC               DE                    X              01/30/04

SECOND STAGE VENTURES INC               NV            X                      01/30/04

SHARPS COMPLIANCE CORP                  DE                X           X      01/29/04

SHELLS SEAFOOD RESTAURANTS INC          DE                            X      01/30/04

SHILOH INDUSTRIES INC                   DE          X     X                  01/27/04

SHOPSMITH INC                           OH                            X      01/30/04

SIGA TECHNOLOGIES INC                   DE                X                  01/30/04

SILVER STAR ENERGY INC                  NY      X       X X                  01/29/04    AMEND

SIRENZA MICRODEVICES INC                DE            X   X                  01/30/04

SKYWORKS SOLUTIONS INC                  DE            X                      01/28/04

SLM FUNDING LLC                         DE            X   X                  01/26/04

SMARTSERV ONLINE INC                    DE            X   X                  01/29/04

SMARTSERV ONLINE INC                    DE            X   X                  01/30/04

SMITH INTERNATIONAL INC                 DE                X           X      01/30/04

SORRENTO NETWORKS CORP                  NJ      X         X                  08/08/03    AMEND

SOUTHERN HERITAGE BANCORP INC           GA            X   X                  01/30/04

SOUTHERN PERU COPPER CORP/              DE            X                      01/29/04

SOUTHERN PERU COPPER CORP/              DE                X           X      01/30/04

SRA INTERNATIONAL INC                   DE            X   X                  01/30/04

ST JUDE MEDICAL INC                     MN            X                      01/30/04

STATEN ISLAND BANCORP INC               DE                X   X       X      01/29/04

STRUCTURED ASSET SEC CORP II LB UBS C                 X   X                  01/28/04

STRUCTURED ASSET SEC CORP MOR PASS TH   DE                X                  12/26/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE                X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE                X                  11/25/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE                X                  12/26/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE                X                  11/25/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE                X                  12/26/03

STRUCTURED ASSET SECURITIES CORP        DE            X   X                  01/28/04

STRUCTURED ASSET SECURITIES CORP        DE            X                      01/27/04

SUMMIT PROPERTIES INC                   MD                X           X      01/30/04

SUMMIT PROPERTIES PARTNERSHIP L P       DE                X           X      01/30/04

SUN & SURF INC                          NY            X                      01/29/04

SUN BANCORP INC                         PA            X   X                  01/29/04

SUPREME INDUSTRIES INC                  DE    X                              01/30/04

SUSQUEHANNA BANCSHARES INC              PA            X   X                  01/27/04

SYBASE INC                              DE                X           X      01/27/04

TALX CORP                               MO                    X       X      01/28/04

TC PIPELINES LP                         DE                            X      01/29/04

TECUMSEH PRODUCTS CO                    MI                X   X       X      01/29/04

TEXAS PACIFIC LAND TRUST                                              X      01/30/04

THERMADYNE HOLDINGS CORP /DE            DE            X   X                  01/29/04

TODD SHIPYARDS CORP                     WA            X   X                  01/29/04

TORVEC INC                              NY            X                      01/29/04

TOYOTA AUTO RECEIVABLES 2003 B OWNER    DE            X   X                  01/15/04

TRANSACTION SYSTEMS ARCHITECTS INC      DE                X           X      01/27/04

TRIAD GUARANTY INC                      DE                            X      01/29/04

TRICO BANCSHARES /                      CA                X           X      01/29/04

TXU EUROPE CAPITAL I                                  X                      11/19/02

UNION PLANTERS CORP                     TN            X   X                  01/22/04

UNITED PAN AM FINANCIAL CORP            CA                X           X      01/30/04

UNITED REFINING CO                      PA            X   X                  01/30/04

UNITED STATES STEEL CORP                DE                X           X      01/04/04

UNITED STATIONERS INC                   DE                X           X      01/29/04

UNIVERSAL HEALTH SERVICES INC           DE                X           X      01/29/04

USA TRUCK INC                           DE                X           X      01/30/04

USF CORP                                DE                    X              12/31/03

USF CORP                                DE            X   X                  01/30/04

UWHARRIE CAPITAL CORP                   NC            X                      01/30/04

VECTREN CORP                            IN                X           X      12/31/03

VENTAS INC                              DE                X   X              01/29/04

VIISAGE TECHNOLOGY INC                  DE      X         X                  01/23/04

VIRCO MFG CORPORATION                   DE            X                      01/27/04

VIVUS INC                               CA                X   X              01/30/04

W-H ENERGY SERVICES INC                 TX                X           X      01/29/04

WASHINGTON BANKING CO                   WA                    X              12/31/03

WASHINGTON POST CO                      DE                X           X      01/30/04

WAYNE SAVINGS BANCSHARES INC /DE/       DE            X   X           X      01/29/04

WEATHERFORD INTERNATIONAL LTD           D0                X   X       X      01/30/04

WENDYS INTERNATIONAL INC                OH                X           X      01/30/04

WESTBOROUGH FINANCIAL SERVICES INC      MA                X           X      01/29/04

WESTBOROUGH FINANCIAL SERVICES INC      MA                X   X              01/29/04

WESTPORT RESOURCES CORP /NV/            NV            X   X                  01/30/04

WGL HOLDINGS INC                        VA                            X      01/28/04

WICKES INC                              DE            X                      01/30/04

WILLOW GROVE BANCORP INC/NEW            PA                X           X      01/28/04

WINN DIXIE STORES INC                   FL                            X      01/30/04

WORLD OMNI AUTO RECEIVABLES TRUST 200   DE            X                      12/01/03

WVS FINANCIAL CORP                      PA                X           X      01/30/04

XATA CORP /MN/                          MN                            X      01/30/04

XEROX CORP                              NY                            X      01/27/04

XTRANA INC                              DE            X   X                  01/29/04

YELLOW ROADWAY CORP                     DE                X           X      01/29/04

YUM BRANDS INC                          NC            X   X                  01/29/04

INTEVAC INC                             CA                X           X      01/30/04