SEC NEWS DIGEST


   Issue 2007-40                                           March 1, 2007



   COMMISSION ANNOUNCEMENTS


   FEE RATE ADVISORY #8 FOR FISCAL YEAR 2007

   Pursuant to Section 31(j)(2) of the Securities Exchange Act  of  1934,
   the Commission determined that a mid-year adjustment to the Section 31
   fee rate for FY 2007 is not required. As a result, the Section 31  fee
   rate of $15.30 per million dollars that will take effect on  March  17
   will remain at that level through the end  of  the  fiscal  year.  The
   Section 31 assessment on round turn transactions in  security  futures
   also will remain at  $0.0042  per  transaction  after  March  17.  The
   Commission will announce the FY 2008 fee rate under Section 31 of  the
   Securities Exchange Act of 1934 no later than April 30, 2007. The  new
   rate will become effective on Oct. 1, 2007, or 30 days after the  date
   on which a regular appropriation to the  Commission  for  FY  2008  is
   enacted, whichever date comes later. (Press Rel. 2007-27)


   ENFORCEMENT PROCEEDINGS


   SEC CHARGES  14  DEFENDANTS  IN  WALL  STREET  INSIDER  TRADING  RING,
   INCLUDING PERSONNEL AT UBS SECURITIES LLC, MORGAN STANLEY & CO.,  INC.
   AND BEAR, STEARNS & CO., INC.

   The  Commission  today  announced  insider  trading  charges   against
   fourteen defendants in connection with  two  related  insider  trading
   schemes  in  which  Wall  Street  professionals  serially  traded   on
   material,  nonpublic  information  tipped,  in   exchange   for   cash
   kickbacks, by insiders at UBS Securities LLC and Morgan Stanley & Co.,
   Inc. The complaint alleges that in the first scheme,  which  has  been
   ongoing since 2001, at least eight securities industry  professionals,
   three hedge funds, two broker-dealers and  a  day-trading  firm,  made
   thousands of illegal trades and millions of dollars in illicit profits
   using inside information misappropriated by a UBS executive  to  trade
   ahead of UBS  analyst  recommendations  (UBS  Scheme).  The  complaint
   alleges  that  in  the  second  scheme,  several  securities  industry
   professionals and a hedge fund  made  dozens  of  illegal  trades  and
   hundreds of thousands of  dollars  in  illicit  profits  using  inside
   information misappropriated by an attorney at Morgan Stanley to  trade
   ahead of corporate acquisition announcements (Morgan Stanley  Scheme).
   Collectively, the complaint alleges, the defendants made at least  $15
   million in illicit profits from these two insider trading schemes.

   The Commission's complaint alleges that in the  UBS  Scheme,  from  at
   least 2001 through 2006, Mitchel S. Guttenberg, an executive  director
   in the equity research department of UBS, illegally  tipped  material,
   nonpublic information concerning upcoming  UBS  analyst  upgrades  and
   downgrades to at least two Wall Street traders, Erik R.  Franklin  and
   David M. Tavdy, in exchange for sharing in the  illicit  profits  from
   their trading on that information.

   According to  the  complaint,  Franklin  illegally  traded  on  inside
   information in his personal  accounts  and  for  two  hedge  funds  he
   managed: Lyford Cay Capital, LP, a hedge fund at Bear, Stearns &  Co.,
   Inc. and Q Capital Investment Partners, LP. Franklin  also  traded  in
   his and his father-in-law's personal accounts. The  complaint  alleges
   that to avoid detection of this scheme,  Guttenberg  used  coded  text
   messages on disposable cell phones to communicate the tips to Franklin
   and arrange meeting places where Franklin  would  pay  Guttenberg  his
   share of illegal profits in cash. The complaint further  alleges  that
   Tavdy  illegally  traded  on  this  inside  information  for   Andover
   Brokerage, LLC and Assent LLC, registered broker-dealers  where  Tavdy
   was a proprietary trader.  According  to  the  complaint,  Tavdy  also
   traded on this inside information stolen  from  UBS  in  his  personal
   account, the accounts of a relative and friend, and  the  accounts  of
   Jasper  Capital  LLC,  a  day-trading  firm  with  which   Tavdy   was
   associated.

   The Commission further  alleges  that  Franklin  and  Tavdy  also  had
   downstream tippees who traded on the UBS tips. Franklin tipped Mark E.
   Lenowitz, who illegally traded on  this  inside  information  for  DSJ
   International Resources Ltd. (doing business as "Chelsey Capital"),  a
   private hedge fund where Lenowitz was a portfolio manager, and in  his
   personal accounts. As  alleged  in  the  complaint,  three  registered
   representatives at Bear  Stearns  who  knew  of  Franklin's  UBS  tips
   (Robert D. Babcock, Andrew A. Srebnik, and Ken Okada)  also  illegally
   traded on this inside information in their personal accounts  and,  in
   the case of Babcock, for the Lyford Cay hedge fund. Additionally,  the
   complaint alleges, David A. Glass, the owner of Jasper Capital, a day-
   trading firm that operated from the New York City offices  of  Assent,
   also traded on Tavdy's UBS tips for Jasper Capital. According  to  the
   complaint, Glass and Tavdy paid kickbacks to supervisory personnel  at
   Assent  to  not  disclose  this  trading  scheme.  Collectively,   the
   complaint alleges, Guttenberg, Franklin, Tavdy, and their tippees made
   at least $14 million in illegal profits from the UBS Scheme.

   The complaint alleges that, in the Morgan Stanley Scheme,  several  of
   the participants in the  UBS  Scheme,  and  others,  traded  ahead  of
   corporate acquisition announcements using inside information stolen by
   an in-house lawyer at Morgan Stanley. In this scheme, according to the
   complaint, Randi Collotta,  an  attorney  who  worked  in  the  global
   compliance department of Morgan Stanley, together  with  her  husband,
   Christopher  Collotta,  an  attorney  in  private   practice,   tipped
   material,  nonpublic   information   concerning   upcoming   corporate
   acquisitions involving Morgan Stanley's investment banking clients, to
   Marc Jurman, a registered representative in Florida, in  exchange  for
   sharing in Jurman's illicit profits from trading on this  information.
   The complaint alleges that Jurman  illegally  traded  on  this  inside
   information, and had  several  downstream  tippees  who  also  traded,
   including Franklin and the Q Capital hedge fund,  and  two  registered
   representatives at Bear Stearns, Babcock  and  Okada,  who  also  were
   involved in the UBS Scheme. According to the complaint, the Collottas,
   Jurman and their tippees made over $600,000 in  illegal  profits  from
   the Morgan Stanley Scheme.

   The Commission's complaint  names  the  defendants  and  includes  the
   allegations set forth below:

   *	Mitchel S. Guttenberg, age 41, who is a registered representative at
   UBS, and is an executive director and institutional client manager  in
   the firm's equity research  department.  Guttenberg  illegally  tipped
   material, nonpublic information in connection with the UBS Scheme,  in
   exchange for sharing in the illicit trading profits.

   *	Erik R. Franklin, age 39, who, at times during the relevant  period,
   was a portfolio manager for the Lyford Cay hedge fund and an  employee
   of Bear Stearns in New York, New York,  an  analyst  for  the  Chelsey
   Capital hedge fund in New York, New York, and a portfolio manager  for
   the Q Capital hedge fund. Franklin  illegally  traded  on  and  tipped
   material, nonpublic information in connection with the UBS and  Morgan
   Stanley Schemes.

   *	David S. Tavdy, age 38, who, at times during  the  relevant  period,
   was a proprietary trader and registered representative at  Andover  in
   New York, New York, a proprietary trader and registered representative
   at Assent in New York, York, and a trader  at  Jasper  Capital.  Tavdy
   illegally traded on and  tipped  material,  nonpublic  information  in
   connection with the UBS Scheme.

   *	Mark E. Lenowitz, age 43, who, at times during the relevant  period,
   was a portfolio manager for the Chelsey  Capital  hedge  fund  in  New
   York, New York, and a limited partner in the  Q  Capital  hedge  fund.
   Lenowitz  illegally  traded  on  material,  nonpublic  information  in
   connection with the UBS Scheme.

   *	Robert D. Babcock, age 33, who is  a  registered  representative  at
   Suntrust Capital Markets, Inc. and, during the relevant  time  period,
   was a registered representative at Bear Stearns in New York, New York,
   and was associated with the Lyford Cay hedge fund.  Babcock  illegally
   traded on and/or tipped material, nonpublic information in  connection
   with the UBS and Morgan Stanley Schemes.

   *	Andrew A. Srebnik, age 35, who is  a  registered  representative  at
   Jefferies & Company, Inc. and, during the relevant time period, was  a
   registered representative at Bear  Stearns  in  New  York,  New  York.
   Srebnik  illegally  traded  on  material,  nonpublic  information   in
   connection with the UBS Scheme.

   *	Ken Okada, age 31, who is  a  registered  representative  at  Cathay
   Financial, Inc. and, during the relevant time period, was a registered
   representative  with  Bear  Stearns  in  New  York,  New  York.  Okada
   illegally traded on and/or tipped material, nonpublic  information  in
   connection with the UBS and Morgan Stanley Schemes.

   *	David A. Glass, age 32, who is the owner  and  president  of  Jasper
   Capital  and,  at  times  during  the  relevant  period,  also  was  a
   registered  representative  at  Assent.  Glass  traded  on   material,
   nonpublic information in connection with the UBS Scheme.

   *	Randi E. Collotta, age 30, who is an attorney and  the  Director  of
   Securities Operations at The Garden City Group, Inc. and,  during  the
   relevant time  period,  was  an  attorney  in  the  global  compliance
   department of Morgan Stanley in New York,  New  York.  Randi  Collotta
   illegally tipped material, nonpublic information  in  connection  with
   the Morgan Stanley Scheme, in exchange  for  sharing  in  the  illicit
   trading profits.

   *	Christopher K. Collotta, age 34,  who  is  an  attorney  in  private
   practice. Christopher Collotta illegally  tipped  material,  nonpublic
   information in connection with the Morgan Stanley Scheme, in  exchange
   for sharing in the illicit trading profits.

   *	Marc R. Jurman, age 31, who, at times during  the  relevant  period,
   was a registered representative at  the  Boca  Raton,  Florida  branch
   office of Marlins Capital, LLC, and a registered representative at the
   Boca Raton, Florida branch office of Finance 500, Inc.  Jurman  traded
   on and tipped material, nonpublic information in connection  with  the
   Morgan Stanley Scheme.

   *	Q Capital Investment Partners,  LP,  which  is  a  Delaware  limited
   partnership with offices in Fort Lee, New Jersey. During the  relevant
   time period, Q Capital operated as a hedge fund. Q Capital  traded  on
   material, nonpublic information in connection with the UBS and  Morgan
   Stanley Schemes.

   *	DSJ International Resources Ltd., which  does  business  as  Chelsey
   Capital, and is a New York corporation with offices in New  York,  New
   York. During the relevant time period, Chelsey Capital operated  as  a
   private hedge fund. Chelsey  Capital  traded  on  material,  nonpublic
   information in connection with the UBS Scheme.

   *	Jasper Capital LLC, which is a New York  limited  liability  company
   owned by Glass.  During  the  relevant  time  period,  Jasper  Capital
   operated as a day-trading firm from the offices of Assent in New York,
   New York. Jasper Capital traded on material, nonpublic information  in
   connection with the UBS Scheme.

   As a result of the conduct described in the complaint, the  Commission
   alleges that each of the Defendants  violated  Section  10(b)  of  the
   Securities Exchange Act of 1934 and Rule 10b-5  thereunder,  and  that
   Defendants Q Capital, Chelsey  Capital,  Jasper  Capital,  Guttenberg,
   Franklin, Tavdy, Lenowitz, Babcock, Srebnik, and Glass  also  violated
   Section  17(a)  of  the  Securities  Act  of  1933.  The  Commission's
   complaint seeks permanent injunctive relief, disgorgement  of  illicit
   profits  with  prejudgment  interest,  and  the  imposition  of  civil
   monetary penalties.

   In a related  criminal  case,  the  U.S.  Attorney's  Office  for  the
   Southern District of New York announced today criminal charges against
   Guttenberg, Franklin, Tavdy, Lenowitz, Babcock,  Okada,  Glass,  Randi
   Collotta, Christopher Collotta, Jurman, and others in connection  with
   these two insider trading schemes. The Commission wishes to thank  the
   U.S. Attorney's Office and the Federal Bureau of Investigation for its
   assistance in connection with this matter.

   The Commission's investigation  is  continuing.  [SEC  v.  Mitchel  S.
   Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert
   D. Babcock, Andrew A. Srebnik, Ken Okada,  David  A.  Glass,  Marc  R.
   Jurman,  Randi  E.  Collotta,  Christopher  K.  Collotta,  Q   Capital
   Investment Partners,  LP,  DSJ  International  Resources  Ltd.  (d/b/a
   Chelsey Capital), and Jasper Capital LLC, C.A. No.  07  CV  1774  SDNY
   (PKC)] (LR-20022; Press Rel. 2007-28)

   SEC OBTAINS ORDERS OF FINAL JUDGMENT AGAINST MICHAEL D. SPADACCINI AND
   ORONEX, LLC 

   On February 14, the SEC obtained a default judgment against Defendants
   Michael D. Spadaccini, of Austin, Texas, and his company, Oronex, LLC,
   for their role in a scheme to evade the registration provisions of the
   Securities Act of 1933.  The  SEC  alleged  that  Spadaccini,  through
   Oronex, obtained 500,000 shares of  U.S.  Wind  Farming  stock  in  an
   unregistered offering. Spadaccini, an attorney,  purportedly  received
   those shares as payment for legal services. He then quickly  sold  the
   shares into the public market. The Final Judgment permanently  enjoins
   Spadaccini and Oronex from violating the  registration  provisions  of
   the federal securities law. The Court also ordered that Spadaccini and
   Oronex  are  jointly  and  severally  liable  for  disgorgement   plus
   prejudgment totaling $19,792.83, and a civil penalty  of  $8,600.  For
   further information, see Litigation Release No. 19311 (July 26, 2005),
   No. 19546 (Jan. 30, 2006), No. 19802 (Aug. 11, 2006),  and  No.  19886
   (Oct. 25, 2006). [SEC v. U.S. Wind Farming, Inc., et al, Civil  Action
   No. 05 C 4259, USDC ND Illinois] (LR-20023)

   SEC OBTAINS ORDERS OF FINAL JUDGMENT AGAINST CHARLES FLEMMING,  ASHLIN
   CAPITAL, LLC, AND KYOTO CAPITAL GROUP, LLC 

   On February 13, the SEC obtained a final judgment  against  Defendants
   Charles S. Flemming, of Bronx, New York,  and  his  companies,  Ashlin
   Capital, LLC, and Kyoto Capital Group, LLC, for their role in a scheme
   to evade the registration provisions of the Securities  Act  of  1933.
   The SEC alleged that Flemming, through Kyoto Capital Group and  Ashlin
   Capital, obtained 102 million shares of U.S. Wind Farming stock in  an
   unregistered offering. Pursuant to the scheme, Flemming then  directed
   the sale of the shares into the public market intending  to  kick-back
   to Wind Farming a portion of the proceeds of these sales. Flemming did
   kick-back proceeds from the sales to Wind Farming. The Final  Judgment
   permanently enjoins Flemming, Ashlin Capital, and Kyoto Capital  Group
   from violating the registration provisions of the  federal  securities
   law and permanently  bars  them  from  participating  in  penny  stock
   offerings.  Flemming,  Ashlin  Capital,  and   Kyoto   Capital   Group
   previously consented to entry of a  permanent  injunction.  The  Court
   also ordered that Flemming, Ashlin Capital, and  Kyoto  Capital  Group
   are jointly and severally liable  for  disgorgement  plus  prejudgment
   totaling $455,700.59. For further information, see Litigation  Release
   No. 19311 (July 26, 2005), No. 19546 (Jan. 30, 2006), No. 19802  (Aug.
   11, 2006), and No. 19886 (Oct. 25, 2006). [SEC v. U.S.  Wind  Farming,
   Inc., et al, Civil Action No. 05 C 4259, USDC ND Illinois] (LR-20024)

   INVESTMENT COMPANY ACT RELEASES

   LIBERTY ALL-STAR EQUITY FUND, ET AL.

   A notice has been issued giving interested  persons  until  March  26,
   2007, to request a hearing on an application filed by Liberty All-Star
   Equity Fund, et al. for an order under Section 6(c) of the  Investment
   Company Act granting an exemption from Section 15(a)  of  the  Act  to
   permit  two  registered  closed-end  investment  companies  to   delay
   shareholder vote on sub-advisory  agreements  until  the  next  annual
   shareholders meeting. The order would supersede  prior  orders.  (Rel.
   IC-27741 - February 27)

   VAN ECK ASSOCIATES CORPORATION, ET AL.

   An order has been issued on an application filed by Van Eck Associates
   Corporation, et al. The order amends an existing order  that  permits:
   (a) open-end management investment  companies,  the  series  of  which
   consist  of  the  component  securities  of  certain  domestic  equity
   securities indices, to issue  shares  of  limited  redeemability  that
   would trade in the secondary market at negotiated prices; (b)  dealers
   to sell shares of the series in the secondary market unaccompanied  by
   a  prospectus  when  prospectus  delivery  is  not  required  by   the
   Securities Act of 1933; (c) certain affiliated persons of  the  series
   to deposit securities into, and receive securities from,  the  series;
   and (d) certain registered management investment  companies  and  unit
   investment trusts outside of the same group of investment companies as
   the series to acquire shares of the series. The amended order  permits
   the open-end management investment companies in  the  prior  order  to
   offer additional series based on foreign equity securities indices. In
   addition, the order deletes a condition related to  future  relief  in
   the existing order. (Rel. IC-27742 - February 27)

   POWERSHARES EXCHANGE-TRADED FUND TRUST, ET AL.

   An order has been  issued  on  an  application  filed  by  PowerShares
   Exchange-Traded Fund  Trust,  et  al.,  for  an  order  under  Section
   12(d)(1)(J) of the  Investment  Company  Act  for  an  exemption  from
   Sections 12(d)(1)(A) and (B) of the Act, and under Sections  6(c)  and
   17(b) of the Act for an exemption from Section 17(a) of the  Act.  The
   order permits certain registered management investment  companies  and
   unit investment trusts to acquire shares of certain  registered  open-
   end management investment companies and unit  investment  trusts  that
   operate as exchange-traded funds and that are not  part  of  the  same
   group of investment companies. The order also amends a condition in  a
   prior order. (Rel. IC-27743 - February 27

   COUNTRY INVESTORS LIFE ASSURANCE COMPANY, ET AL.

   An order has been issued pursuant to Section 26(c) of  the  Investment
   Company  Act  on  an  application  filed  by  Country  Investors  Life
   Assurance Company and Country  Investors  Variable  Life  Account  and
   Country Investors Variable Annuity Account  (the  Separate  Accounts).
   The order permits the substitution of  securities  issued  by  certain
   registered investment companies and held by the Separate Accounts  for
   shares of certain other registered  investment  companies.  (Rel.  IC-
   27744 - February 28)

   BLDRS INDEX FUNDS TRUST, ET AL.

   A notice has been issued giving interested  persons  until  March  20,
   2007, to request a hearing on an  application  filed  by  BLDRS  Index
   Funds Trust, et al., for an order to permit:  (a)  BLDRS  Index  Funds
   Trust, a unit investment trust with multiple series  (each  series,  a
   "Trust") whose portfolios will consist  of  the  component  stocks  of
   various specified indices (Benchmark Indices) to issue  shares  (Trust
   Shares) that are only redeemable in large aggregations; (b)  secondary
   market transactions in Trust Shares to occur at negotiated prices; (c)
   dealers to sell Trust Shares to purchasers  in  the  secondary  market
   unaccompanied by a prospectus when prospectus delivery is not required
   by the Securities Act of 1933; (d) the Trusts, rather than PowerShares
   Capital Management LLC (Sponsor), to bear certain expenses  associated
   with maintaining the Trusts; (e) certain  affiliated  persons  of  the
   Trusts to deposit securities into, and receive  securities  from,  the
   Trusts in connection with the purchase and redemption of Trust Shares;
   and (f) the Trusts to reimburse the Sponsor for payment of  an  annual
   licensing fee to the provider of the Benchmark Indices. (Rel. IC-27745
   - February 28)



   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change (SR-Phlx-2007-14)  filed  by  the  Philadelphia
   Stock  Exchange  extending  the  dividend,  merger,  and  short  stock
   interest strategies fee cap program has become  immediately  effective
   pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
   1934. Publication is expected in the Federal Register during the  week
   of March 5. (Rel. 34-55358) 

   A proposed  rule  change  (SR-NASD-2007-006)  filed  by  the  National
   Association  of  Securities  Dealers  relating  to  fees  for   filing
   documents  pursuant  to  the  Corporate  Financing  Rule  has   become
   effective under Section 19(b)(3)(A) of the Securities Exchange Act  of
   1934. Publication is expected in the Federal Register during the  week
   of March 5. (Rel. 34-55360)

   PROPOSED RULE CHANGES

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2006-28) as modified by Amendment No. 2 thereto relating to NYSE Rules
   134 and 411. Publication is expected in the  Federal  Register  during
   the week of March 5. (Rel. 34-55361) 

   The Options Clearing Corporation filed a proposed rule change (SR-OCC-
   2007-01) relating to credit default options. Publication  is  expected
   in the Federal Register during the week of March 5. (Rel. 34-55362)

   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-4     CHART INDUSTRIES INC, ONE INFINITY CORPORATE CENTRE DRIVE, SUITE 300, 
        GARFIELD HEIGHTS, OH, 44125-5370, 4407531490 - 
        170,000,000 ($170,000,000.00) Non-Convertible Debt, (File 333-140932 - 
        Feb. 28) (BR. 06C)

SB-2    FLM Minerals Inc., #308 - 837 WEST HASTINGS STREET, VANCOUVER, A1, 
        V6C 3N6, (604) 632-0085 - 906,300 ($271,890.00) Equity, 
        (File 333-140933 - Feb. 28) (BR. 04)

SB-2    SOUTHWEST CASINO CORP, 2001 KILLEBREW DRIVE, SUITE 306, MINNEAPOLIS, 
        MN, 55425, 952 853 9990 - 0 ($12,220,171.00) Equity, (File 333-140934 - 
        Feb. 28) (BR. 05C)

S-8     HARMONIC INC, 549 BALTIC WAY, SUNNYVALE, CA, 94089, 4085422500 - 
        175,342 ($85,917.58) Equity, (File 333-140935 - Feb. 28) (BR. 11B)

S-8     RRSat Global Communications Network Ltd., 4 HAGOREN STREET, 
        INDUSTRIAL PARK, OMER, L3, 84965, 972-8-625-7500 - 
        674,100 ($9,255,393.00) Equity, (File 333-140936 - Feb. 28) (BR. 11B)

S-8     BVR SYSTEMS 1998 LTD, 16 HAMELACHA ST, AFEK, ROSH-HA-AYIN, L3, 48091, 
        01197339008000 - 200,000 ($48,000.00) Equity, (File 333-140937 - 
        Feb. 28) (BR. 03B)

S-8     FREQUENCY ELECTRONICS INC, 55 CHARLES LINDBERGH BLVD, MITCHEL FIELD, 
        NY, 11553, 5167944500 - 1,159,635 ($389.28) Equity, (File 333-140938 - 
        Feb. 28) (BR. 10B)

S-8     ZIMMER HOLDINGS INC, 345 EAST MAIN STREET, WARSAW, IN, 46580, 
        5742676131 - 0 ($857,300,000.00) Equity, (File 333-140939 - Feb. 28) 
        (BR. 10C)

S-8     INTERNATIONAL LOTTERY & TOTALIZATOR SYSTEMS INC, 2131 FARADAY AVE, 
        CARLSBAD, CA, 92008-7297, 6199314000 - 0 ($1,244,709.00) Equity, 
        (File 333-140940 - Feb. 28) (BR. 03C)

S-8     TRIMBLE NAVIGATION LTD /CA/, 935 STEWART DRIVE, SUNNYVALE, CA, 94085, 
        4084818000 - 4,536,932 ($124,947,107.00) Equity, (File 333-140941 - 
        Feb. 28) (BR. 10C)

S-8     EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 
        0 ($4,467,041.48) Equity, (File 333-140942 - Feb. 28) (BR. 08B)

S-3     KEMET CORP, 2835 KEMET WAY, 2835 KEMET WAY, SIMPSONVILLE, SC, 29681, 
        8039636300 - 0 ($175,000,000.00) Debt Convertible into Equity, 
        (File 333-140943 - Feb. 28) (BR. 10B)

S-8     RAPTOR PHARMACEUTICALS CORP., 9 COMMERCIAL BLVD, SUITE 200, NOVATO, CA, 
        94949, 415-382-1390 - 6,000,000 ($3,840,000.00) Equity, 
        (File 333-140944 - Feb. 28) (BR. 01A)

S-3     CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, 
        NEW YORK, NY, 10010, 2123252000 - 
        0 ($1,000,000.00) Mortgage Backed Securities, (File 333-140945 - 
        Feb. 28) (BR. 05D)

S-8     EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404, 
        650-513-7000 - 2,321,015 ($198,980,615.95) Equity, (File 333-140946 - 
        Feb. 28) (BR. 11C)

S-B     REPUBLIC OF COLOMBIA, 10 EAST 46TH ST, C/O CONSUL REBUBLIC OF COLOMBIA, 
        NEW YORK, NY, 10017, 0 ($5,000,000,000.00) Non-Convertible Debt, 
        (File 333-140947 - Feb. 28) (BR. DN)

S-8     USG CORP, 125 SOUTH FRANKLIN STREET, DEPARTMENT 188, CHICAGO, IL, 
        60606, 312-606-4000 - 0 ($30,000,000.00) Other, (File 333-140949 - 
        Feb. 28) (BR. 06A)

S-8     HEALTHWAYS, INC, 3841 GREEN HILLS VILLAGE DRIVE, NASHVILLE, TN, 37215, 
        6156651122 - 2,036,953 ($89,646,302.00) Equity, (File 333-140950 - 
        Feb. 28) (BR. 01A)

N-2     Advent/Claymore Global Convertible Securities & Income Fund, 
        2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 
        50,000 ($1,000,000.00) Equity, (File 333-140951 - Feb. 28) (BR. )

S-8     WEBSENSE INC, 10240 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 
        8583208000 - 0 ($52,305,050.00) Equity, (File 333-140952 - Feb. 28) 
        (BR. 08C)

S-8     CREDENCE SYSTEMS CORP, 215 FOURIER AVE, FREMONT, CA, 94539, 
        5106577400 - 997,240 ($4,936,338.00) Equity, (File 333-140953 - 
        Feb. 28) (BR. 10A)

S-3ASR  GEORGIA POWER CO, 241 RALPH MCGILL BOULEVARD, ATLANTA, GA, 30308, 
        4045066526 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-140954 - Feb. 28) (BR. 02A)

S-8     CANADIAN PACIFIC RAILWAY LTD/CN, 401-9TH AVENUE S.W. SUITE 500, 
        CALGARY ALBERTA, A0, T2P 4Z4, 4033196171 - 
        200,000 ($11,034,000.00) Equity, (File 333-140955 - Feb. 28) (BR. 05A)

SB-2    UTIX GROUP INC, 7 NEW ENGLAND EXECUTIVE PARK, SUITE 610, BURLINGTON, 
        MA, 01803-2933, 781 229 2589 - 3,318,927 ($4,350,155.00) Equity, 
        (File 333-140956 - Feb. 28) (BR. 05C)

S-8     BUREAU OF NATIONAL AFFAIRS INC, 1231 25TH ST NW, WASHINGTON, DC, 20037, 
        2024524200 - 5,000,000 ($70,000,000.00) Equity, (File 333-140957 - 
        Feb. 28) (BR. 05A)

S-3     CWMBS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, 8183325300 - 
        1,000,000 ($1,000,000.00) Mortgage Backed Securities, 
        (File 333-140958 - Feb. 28) (BR. 05D)

S-4     NORTHWESTERN CORP, 125 S DAKOTA AVENUE, SUITE 1100, SIOUX, SD, 57104, 
        6059782908 - 0 ($150,000,000.00) Debt, (File 333-140959 - Feb. 28) 
        (BR. 02B)

S-3     CWABS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, (818) 332-5300 - 
        1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-140960 - 
        Feb. 28) (BR. 05D)

S-8     STRYKER CORP, 2825 AIRVIEW BLVD, KALAMAZOO, MI, 49002, 2693852600 - 
        20,000,000 ($1,258,500,000.00) Equity, (File 333-140961 - Feb. 28) 
        (BR. 10C)

S-3     CWALT INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, 818-332-5300 - 
        1,000,000 ($1,000,000.00) Mortgage Backed Securities, 
        (File 333-140962 - Feb. 28) (BR. 05D)

S-8     CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 
        94080, (650) 624-3000 - 0 ($12,547,500.00) Equity, (File 333-140963 - 
        Feb. 28) (BR. 01B)

S-8     ODYSSEY RE HOLDINGS CORP, 300 FIRST STAMFORD PL, STAMFORD, CT, 06902, 
        2039778000 - 0 ($15,792,000.00) Equity, (File 333-140964 - Feb. 28) 
        (BR. 01B)

S-3     AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, 
        NY, 10022, 2125939842 - 
        0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-140968 - 
        Feb. 28) (BR. 06C)

S-3     AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, 
        NY, 10022, 2125939842 - 7,000,000 ($33,180,000.00) Equity, 
        (File 333-140969 - Feb. 28) (BR. 06C)

S-3ASR  MASCO CORP /DE/, 21001 VAN BORN RD, TAYLOR, MI, 48180, 3132747400 - 
        0 ($0.00) Other, (File 333-140970 - Feb. 28) (BR. 06B)

S-8     GULF RESOURCES, INC., SHENNAN ZHONG ROAD, PO BOX 031-114, SHENZHEN, F4, 
        518000, 212-561-3604 - 5,000,000 ($8,750,000.00) Equity, 
        (File 333-140971 - Feb. 28) (BR. 06A)

S-3ASR  PS BUSINESS PARKS INC/CA, 701 WESTERN AVE, SUITE 200, GLENDALE, CA, 
        91201-2397, (818) 244-8080 - 0 ($1,000,000,000.00) Equity, 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-140972 - Feb. 28) 
        (BR. 08C)

S-1     HELICOS BIOSCIENCES CORP, ONE KENDALL SQUARE, BUILDING 700, CAMBRIDGE, 
        MA, 02139, 617-649-0540 - 0 ($100,000,000.00) Equity, 
        (File 333-140973 - Feb. 28) (BR. )

S-3     AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, 
        NY, 10022, 2125939842 - 12,214,057 ($57,894,630.18) Equity, 
        (File 333-140974 - Feb. 28) (BR. 06C)

S-3ASR  IMS HEALTH INC, 1499 POST ROAD, FAIRFIELD, CT, 06824, 2033194700 - 
        0 ($0.00) Equity, (File 333-140975 - Feb. 28) (BR. 03A)

S-3     AMIS HOLDINGS INC, AMI SEMICOUNDUCTOR INC, 2300 BUCKSKIN RD, POCATELLO, 
        ID, 83201, 2082346732 - 19,550,000 ($237,337,000.00) Equity, 
        (File 333-140976 - Feb. 28) (BR. 10A)

S-3ASR  HORNBECK OFFSHORE SERVICES INC /LA, 103 NORTHPARK BOULEVARD, SUITE 300, 
        COVINGTON, LA, 70433, 9857272000 - 
        0 ($250,000,000.00) Debt Convertible into Equity, (File 333-140977 - 
        Feb. 28) (BR. 05A)

S-3ASR  ENTERTAINMENT PROPERTIES TRUST, 8164721700 - 0 ($0.00) Other, 
        (File 333-140978 - Feb. 28) (BR. 08A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

1ST CONSTITUTION BANCORP                NJ       1.02,8.01,9.01                 02/23/07

ABAZIAS INC                             DE       1.01,9.01                      02/22/07

ACADIA REALTY TRUST                     MD       8.01,9.01                      02/23/07

ACCENTIA BIOPHARMACEUTICALS INC                  1.01,2.03,3.02,7.01,9.01       02/27/07

ACCENTIA BIOPHARMACEUTICALS INC                  1.01,3.02,7.01,9.01            02/27/07

AES CORP                                DE       5.02                           02/28/07

AFFYMAX INC                                      5.02                           02/23/07

AK STEEL HOLDING CORP                   DE       7.01,9.01                      02/28/07

Alberto-Culver CO                       DE       5.02                           02/26/07

ALDILA INC                              DE       2.02,7.01,9.01                 02/28/07

ALFA CORP                               DE       2.02,9.01                      02/23/07    AMEND

ALLEGHANY CORP /DE                      DE       2.02,9.01                      02/27/07

ALLIANCE ONE INTERNATIONAL, INC.        VA       7.01,9.01                      02/28/07

ALLIANCEBERNSTEIN HOLDING L.P.          DE       2.02,7.01,9.01                 02/28/07

ALLIANCEBERNSTEIN L.P.                  DE       2.02,7.01,9.01                 02/28/07

ALLIED CAPITAL CORP                     MD       2.02,9.01                      02/28/07

ALLSCRIPTS HEALTHCARE SOLUTIONS INC     DE       7.01,9.01                      02/28/07

Altra Holdings, Inc.                    DE       2.02,8.01,9.01                 02/28/07

AMBASSADORS INTERNATIONAL INC           DE       2.02,9.01                      02/27/07

AMEDIA NETWORKS, INC.                   DE       1.01,2.03,9.01                 02/27/07

AMERICAN EXPRESS CO                     NY       5.02,9.01                      02/23/07

AMERICAN FINANCIAL REALTY TRUST                  2.02                           02/28/07

American Home Mortgage Assets Trust 2   DE       9.01                           02/28/07

AMERICAN MORTGAGE ACCEPTANCE CO         MA       7.01,9.01                      02/28/07

AMERICAN SAFETY INSURANCE HOLDINGS LT            2.02,9.01                      12/31/06

AMERICAN SPECTRUM REALTY INC            MD       8.01,9.01                      02/28/07

AMERISAFE INC                           TX       2.02,7.01,9.01                 02/27/07

AMERISAFE INC                           TX       5.02                           02/23/07

ANADIGICS INC                           DE       7.01,9.01                      02/28/07

ANHEUSER-BUSCH COMPANIES, INC.          DE       5.02                           02/28/07

ANIKA THERAPEUTICS INC                  MA       2.02,9.01                      02/28/07

APAC CUSTOMER SERVICE INC               IL       7.01,9.01                      02/23/07

APPLEBEES INTERNATIONAL INC             DE       7.01,9.01                      02/28/07

APPLIED SIGNAL TECHNOLOGY INC           CA       2.02,9.01                      02/28/07

AQUA AMERICA INC                        PA       2.02,9.01                      02/28/07

ARC CORPORATE REALTY TRUST INC          MD       5.02,8.01,9.01                 01/09/07

Ardent Acquisition CORP                 DE       1.01,2.01,5.02,5.03,5.05,5.06, 02/22/07
					 9.01     
ARMSTRONG WORLD INDUSTRIES INC          PA       5.02,9.01                      02/28/07

ARVINMERITOR INC                        IN       2.03,3.02,8.01,9.01            02/28/07

ASBURY AUTOMOTIVE GROUP INC             DE       1.01,9.01                      02/22/07

AspenBio Pharma, Inc.                   CO       3.02,9.01                      02/27/06

ASSISTED LIVING CONCEPTS INC            NV       2.02,9.01                      02/27/07

ATLANTIC AMERICAN CORP                  GA       5.03,9.01                      02/28/07

Atlantic Southern Financial Group, In            2.01,9.01                      12/15/06    AMEND

AUDIBLE INC                                      2.02,9.01                      12/31/06

Aurora Oil & Gas CORP                   UT       7.01,9.01                      02/28/07

AVANIR PHARMACEUTICALS                  CA       5.02,8.01,9.01                 02/27/07

AVATAR HOLDINGS INC                     DE       8.01,9.01                      02/28/07

AXT INC                                 DE       2.02,9.01                      02/28/07

B&G Foods, Inc.                         DE       1.01,2.02,2.03,9.01            02/23/07

BANK OF NEW YORK CO INC                 NY       8.01,9.01                      02/23/07

BARNES & NOBLE INC                      DE       8.01                           02/27/07

BARR PHARMACEUTICALS INC                DE       2.02,9.01                      02/28/07

BARRIER THERAPEUTICS INC                DE       2.02,9.01                      02/28/07

BAY BANKS OF VIRGINIA INC               VA       8.01                           02/27/07

BEA SYSTEMS INC                         DE       8.01,9.01                      02/22/07

BEA SYSTEMS INC                         DE       1.01,2.06                      02/22/07

Bear Stearns ARM Trust 2007-1           DE       9.01                           02/28/07

Bear Stearns Asset Backed Securities    DE       9.01                           02/28/07

Bear Stearns Asset Backed Securities    DE       9.01                           02/28/07

Bear Stearns Asset Backed Securities    DE       9.01                           02/28/07

Bear Stearns Asset Backed Securities    DE       9.01                           02/28/07

Bear Stearns Mortgage Funding Trust 2   DE       8.01,9.01                      02/28/07

Bear Stearns Mortgage Funding Trust 2   DE       9.01                           02/28/07

BELDEN CDT INC.                         DE       5.02                           02/22/07

BELLAVISTA CAPITAL INC                  MD       7.01,9.01                      02/27/07    AMEND

BELO CORP                               DE       5.02,9.01                      02/28/07

BENCHMARK ELECTRONICS INC               TX       5.02                           02/20/07

BEVERLY HILLS BANCORP INC               DE       5.02                           02/22/07

BIOMET INC                              IN       5.04,9.01                      02/28/07

BIOPURE CORP                            DE       7.01,9.01                      02/27/07

Blink Couture Inc.                      DE       8.01                           02/26/07

BLOUNT INTERNATIONAL INC                DE       2.02,9.01                      02/28/07

BLUEFLY INC                             DE       2.02,9.01                      02/28/07

BlueLinx Holdings Inc.                  DE       5.02                           02/23/07

BNC Mortgage Loan Trust 2007-1          DE       8.01,9.01                      02/28/07

BOISE CASCADE HOLDINGS, L.L.C.          DE       5.02                           02/22/07

Boxwoods, Inc                           DE       4.01,9.01                      02/17/07

BPO Management Services                 DE       2.01,3.02,9.01                 12/15/06    AMEND

BRIGHTEC, INC                           NV       4.02                           08/25/06    AMEND

BROOKSTONE INC                          DE       2.02,9.01                      02/22/07

BUFFALO WILD WINGS INC                  MN       5.03,9.01                      02/25/07

BUILDING MATERIALS CORP OF AMERICA      DE       1.01,9.01                      02/22/07

BUSINESS OBJECTS S.A.                            5.03,9.01                      02/22/07

C-BASS Mortgage Loan Trust 2007-CB2              8.01,9.01                      02/28/07

CA, INC.                                DE       1.01,5.03,8.01,9.01            02/23/07

CABELAS INC                             DE       8.01,9.01                      02/28/07

CABLEVISION SYSTEMS CORP /NY            DE       2.02,9.01                      02/27/07

CABOT OIL & GAS CORP                    DE       5.02                           02/22/07

CALA CORP                               OK       4.01                           02/27/07

CALA CORP                               OK       4.01                           02/27/07    AMEND

CALLIDUS SOFTWARE INC                            5.02,9.01                      02/26/07

CALPINE CORP                            DE       7.01,9.01                      02/28/07

CAROLINA BANK HOLDINGS INC              NC       8.01                           02/22/07

CATALYTICA ENERGY SYSTEMS INC           DE       2.02,9.01                      02/28/07

CATUITY INC                             DE       2.02,9.01                      02/27/07

CDSS Wind Down Inc                      DE       5.02                           02/23/07

CENTENNIAL COMMUNICATIONS CORP /DE      DE       8.01,9.01                      02/28/07

CENTERPOINT ENERGY INC                           2.02,8.01,9.01                 02/28/07

CENTURY ALUMINUM CO                     DE       5.02,9.01                      02/28/07

CFS BANCORP INC                         IN       7.01,9.01                      02/28/07

CHARTER COMMUNICATIONS INC /MO/         DE       2.02,9.01                      12/31/06

Chemtura CORP                           DE       1.01,9.01                      02/28/07

CHENIERE ENERGY INC                     DE       2.02,9.01                      02/27/07

CHEROKEE INTERNATIONAL CORP             DE       1.01,9.01                      02/22/07

CHICAGO BRIDGE & IRON CO N V                     2.02,9.01                      02/27/07

China 3C Group                          NV       7.01,9.01                      02/26/07

CHINA DIRECT TRADING CORP               FL       9.01                           09/15/06    AMEND

CHOICE HOTELS INTERNATIONAL INC /DE     DE       7.01,9.01                      02/26/07

CHRISTOPHER & BANKS CORP                DE       5.02,5.03,9.01                 02/22/07

CIB MARINE BANCSHARES INC               WI       7.01,8.01                      02/21/07

CIGNA CORP                              DE       5.02                           02/28/07

CIMAREX ENERGY CO                       DE       7.01,9.01                      02/28/07

Citigroup Mortgage Loan Trust 2007-AH            9.01                           01/29/07

Citigroup Mortgage Loan Trust 2007-AR            9.01                           02/09/07

Citigroup Mortgage Loan Trust 2007-OP            9.01                           02/01/07

CITIZENS BANCORP/OR                              2.02,9.01                      02/27/07

CITIZENS FIRST BANCORP INC              DE       5.02,8.01,9.01                 02/22/07

CITIZENS HOLDING CO /MS/                MS       8.01,9.01                      02/27/07

CKE RESTAURANTS INC                     DE       2.02,4.02,9.01                 02/27/07

CLAIBORNE LIZ INC                       DE       2.02,9.01                      02/28/07

Clearpoint Business Resources, Inc      DE       1.01,2.01,2.03,8.01,9.01       02/23/07

CMGI INC                                DE       7.01,9.01                      02/28/07

CMS ENERGY CORP                         MI       4.01,9.01                      11/30/06    AMEND

CNB CORP /MI/                           MI       4.01                           02/22/07

COBRA ELECTRONICS CORP                  DE       1.01                           02/22/07

COEUR D ALENE MINES CORP                ID       2.02,9.01                      02/22/07

COLOMBIA GOLDFIELDS LTD                          1.01                           02/27/07    AMEND

COMMONWEALTH BIOTECHNOLOGIES INC        VA       1.01,9.01                      02/22/07

COMMSCOPE INC                           DE       8.01,9.01                      02/28/07

COMMUNITY WEST BANCSHARES /             CA       5.02,9.01                      01/01/07

COMPOSITE TECHNOLOGY CORP               NV       1.01,2.03,3.02,9.01            02/27/07

COMPUTER SCIENCES CORP                  NV       8.01                           02/26/07

CONSTELLATION ENERGY GROUP INC          MD       5.02                           02/23/07

COOPER TIRE & RUBBER CO                 DE       5.03,9.01                      02/28/07

CORTLAND BANCORP INC                    OH       8.01,9.01                      02/27/07

COVAD COMMUNICATIONS GROUP INC          DE       5.02                           02/22/07

COVANCE INC                             DE       5.02,9.01                      02/22/07

CPAC INC                                NY       1.01,9.01                      02/23/07

CREDIT ACCEPTANCE CORPORATION           MI       5.02,9.01                      02/22/07

CREDIT SUISSE (USA) INC                 DE       9.01                           02/27/07

CROWN CASTLE INTERNATIONAL CORP         DE       5.02,9.01                      02/22/07

CSMC Mortgage-Backed Trust 2007-2       DE       8.01,9.01                      02/28/07

CT HOLDINGS ENTERPRISES INC             DE       5.02                           02/23/07

CURIS INC                               DE       2.02,9.01                      02/14/07

CWABS Asset-Backed Certificates Trust   DE       9.01                           02/28/07

CWABS Asset-Backed Certificates Trust   DE       9.01                           02/28/07

CWALT INC                               DE       9.01                           02/28/07

CWALT INC                               DE       9.01                           02/28/07

CWHEQ, Inc.                                      9.01                           02/28/07

CWMBS INC                               DE       9.01                           02/28/07

CYGNUS OIL & GAS CORP                   DE       2.04                           02/21/07

CYPRESS SEMICONDUCTOR CORP /DE/         DE       2.04                           02/26/07

CYTOGEN CORP                            DE       2.02,9.01                      02/28/07

CYTRX CORP                              DE       1.01,3.02,8.01                 02/22/07

CYTYC CORP                              DE       1.01,9.01                      02/26/07

Darwin Professional Underwriters Inc    DE       2.02,9.01                      02/27/07

DAVITA INC                              DE       1.01,2.03,8.01,9.01            02/23/07

DealerTrack Holdings, Inc.              DE       2.02,9.01                      02/28/07

DECORATOR INDUSTRIES INC                PA       2.02,9.01                      02/28/07

DELPHI CORP                             DE       7.01,9.01                      02/28/07

DELPHI CORP                             DE       1.01,7.01,9.01                 02/28/07

Deutsche Alt-A Securities Mortgage Lo            8.01,9.01                      02/28/07

DEUTSCHE ALT-A SECURITIES MORTGAGE LO            8.01,9.01                      02/28/07

DIAMONDHEAD CASINO CORP                 DE       8.01                           02/26/07

Digital Realty Trust, Inc.              MD       2.02,7.01,9.01                 02/27/07

DIGITAL RECORDERS INC                   NC       7.01,8.01,9.01                 02/28/07

DigitalFX International Inc             FL       1.01,5.02                      02/22/07

DigitalTown, Inc.                       MN       5.02                           12/14/06

DISCOVER CARD MASTER TRUST I            DE       8.01,9.01                      02/28/07

DISCOVERY LABORATORIES INC /DE/         DE       2.02,8.01,9.01                 02/28/07

DOLLAR THRIFTY AUTOMOTIVE GROUP INC     DE       2.02,9.01                      02/28/07

DOLLAR TREE STORES INC                  VA       2.02,7.01,9.01                 02/28/07

DOTRONIX INC                            WI       1.01                           02/23/07

DRESS BARN INC                          CT       2.02,9.01                      02/28/07

DRIL-QUIP INC                           DE       2.02,9.01                      02/27/07

Duke Energy CORP                        DE       5.02                           02/22/07

DUN & BRADSTREET CORP/NW                DE       5.02,9.01                      02/22/07

DURA AUTOMOTIVE SYSTEMS INC             DE       7.01,9.01                      02/28/07

Eagle Bulk Shipping Inc.                         2.02,9.01                      02/28/07

Eagle Bulk Shipping Inc.                         8.01,9.01                      02/28/07

EARTHSHELL CORP                         DE       8.01,9.01                      02/26/07

EATON VANCE CORP                        MD       9.01                           02/28/07

EDGE PETROLEUM CORP                     DE       9.01                           01/31/07    AMEND

EDISON INTERNATIONAL                    CA       2.02,9.01                      02/28/07

Education Realty Trust, Inc.            MD       2.02,7.01,9.01                 02/27/07

EFUNDS CORP                             DE       1.01,9.01                      02/26/07

EGL INC                                 TX       2.02,9.01                      02/27/07

EL PASO CORP/DE                         DE       2.04,9.01                      02/28/07

ELITE FLIGHT SOLUTIONS INC              DE       1.01,2.01                      02/28/07

ELKCORP                                 DE       5.01,5.02,9.01                 02/22/07

EMERITUS CORP\WA\                       WA       1.01,9.01                      02/22/07

ENCORE CAPITAL GROUP INC                DE       2.02,9.01                      02/28/07

ENDOCARE INC                            DE       1.01,2.03,9.01                 02/23/07

ENERGYTEC INC                           NV       3.02,5.02,8.01                 02/22/07

ENXNET INC                              OK       7.01,9.01                      02/28/07

ESS TECHNOLOGY INC                      CA       2.02,9.01                      02/28/07

EV Energy Partners, LP                  DE       1.01,3.02,9.01                 02/28/07

Evercore Partners Inc.                  DE       2.02,9.01                      02/28/07

EXELON CORP                             PA       7.01,9.01                      02/28/07

ExlService Holdings, Inc.               DE       5.02,7.01,9.01                 02/22/07

EXPEDITORS INTERNATIONAL OF WASHINGTO   WA       2.02                           02/13/07    AMEND

EXXON MOBIL CORP                        NJ       5.02                           02/22/07

FAMILYMEDS GROUP, INC.                  NV       1.01,9.01                      02/22/07

FAMOUS DAVES OF AMERICA INC             MN       2.02,9.01                      02/28/07

FARMER BROTHERS CO                      CA       2.02,9.01                      02/27/07

FASTENTECH INC                          DE       1.01,9.01                      02/23/07

Federal Home Loan Bank of Seattle                5.02,9.01                      02/28/07    AMEND

First Franklin Mortgage Loan Trust, S   DE       8.01,9.01                      02/28/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      02/28/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      02/28/07

FIRST MID ILLINOIS BANCSHARES INC       DE       8.01                           02/27/07

FIRST NATIONAL COMMUNITY BANCORP INC    PA       8.01,9.01                      02/28/07

FIRST PACTRUST BANCORP INC              MD       2.02,9.01                      02/28/07

FirstBank Financial Services, Inc.      GA       1.01,9.01                      02/26/07

FISERV INC                              WI       5.02                           02/23/07

FOG CUTTER CAPITAL GROUP INC            MD       7.01,8.01,9.01                 02/28/07

FORD MOTOR CO                           DE       2.05                           09/13/06    AMEND

FORTUNE BRANDS INC                      DE       5.02,9.01                      02/28/07

FREMONT GENERAL CORP                    NV       8.01                           02/27/07

FRONTIER OIL CORP /NEW/                 WY       1.01,9.01                      02/21/06

GALTECH SEMICONDUCTOR MATERIALS CO      UT       2.01,9.01                      02/15/07

GEMSTAR TV GUIDE INTERNATIONAL INC      DE       2.02,9.01                      02/28/07

GENE LOGIC INC                          DE       2.02,5.02,9.01                 02/23/07

GENE LOGIC INC                          DE       5.02                           02/22/07

Geneva Gold Corp                        NV       1.01,9.01                      02/23/07

GENZYME CORP                            MA       5.02                           02/22/07

GENZYME CORP                            MA       5.02,9.01                      02/26/07

GEOPETRO RESOURCES CO                            7.01,9.01                      02/26/07

GEVITY HR INC                           FL       2.02                           02/28/07

GLIMCHER REALTY TRUST                   MD       1.01                           02/22/07

GLOBAL MED TECHNOLOGIES INC             CO       2.02,9.01                      02/26/07

GMACM Home Equity Loan Trust 2006-HE1   DE       8.01,9.01                      02/28/07

GOODYEAR TIRE & RUBBER CO /OH/          OH       8.01,9.01                      02/28/07

GRAFTECH INTERNATIONAL LTD              DE       2.02,9.01                      02/28/07

GRANT PRIDECO INC                       DE       5.02                           02/22/07

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       8.01                           02/28/07

GREAT LAKES BANCORP, INC.               DE       2.02,7.01,9.01                 02/28/07

GREATBATCH, INC.                        DE       1.01,9.01                      02/28/07

Green Irons Holdings Corp.              NV       8.01                           02/23/07

Greenpoint Mortgage Funding Trust 200   DE       8.01,9.01                      02/28/07

GREER BANCSHARES INC                    SC       5.02                           02/22/07

GSAA Home Equity Trust 2007-S1          DE       9.01                           02/26/07

GSR Mortgage Loan Trust 2007-1F         DE       8.01,9.01                      02/28/07

Hanesbrands Inc.                        MD       1.01,9.01                      02/22/07

HANMI FINANCIAL CORP                    DE       7.01,9.01                      02/28/07

Harbin Electric, Inc                             8.01,9.01                      02/26/07

HARRIS CORP /DE/                        DE       5.03,9.01                      02/23/07

Health Fitness Corp /MN/                MN       5.02                           02/22/07

HEALTH NET INC                          DE       8.01,9.01                      02/23/07

HEICO CORP                              FL       2.02                           02/28/07

HEWLETT PACKARD CO                      DE       8.01,9.01                      02/22/07

HONDA AUTO REC 2003-3 OWNER TRUST       DE       8.01,9.01                      02/21/07

HONDA AUTO REC 2003-4 OWNER TRUST       DE       8.01,9.01                      02/15/07

HONDA AUTO REC 2003-5 OWNER TRUST       DE       8.01,9.01                      02/20/07

HONDA AUTO RECEIVABLES 2004-1 OWNER T   DE       8.01,9.01                      02/21/07

Honda Auto Receivables 2004-2 Owner T            8.01,9.01                      02/15/07

Honda Auto Receivables 2004-3 Owner T   CA       8.01,9.01                      02/20/07

Honda Auto Receivables 2005-1 Owner T   CA       8.01,9.01                      02/21/07

Honda Auto Receivables 2005-2 Owner T            8.01,9.01                      02/15/07

Honda Auto Receivables 2005-3 Owner T   CA       8.01,9.01                      02/20/07

Honda Auto Receivables 2005-4 Owner T   CA       8.01,9.01                      02/21/07

Honda Auto Receivables 2005-5 Owner T   CA       8.01,9.01                      02/15/07

Honda Auto Receivables 2005-6 Owner T   CA       8.01,9.01                      02/20/07

HOSPIRA INC                             DE       2.02,9.01                      02/28/07

House of Taylor Jewelry, Inc.           NV       8.01                           02/21/07

HUDSON VALLEY HOLDING CORP              NY       8.01,9.01                      02/27/07

HUMANA INC                              DE       5.02                           02/22/07

Huntsman CORP                           DE       1.01,2.03                      02/22/07

Huron Consulting Group Inc.             DE       1.01,2.03                      02/23/07

I FLOW CORP /DE/                        DE       5.02,9.01                      02/22/07

IKANOS COMMUNICATIONS                   CA       2.02,9.01                      02/26/07

IMMUNE RESPONSE CORP                    DE       1.01                           02/26/07

INDEPENDENT BANK CORP                   MI       8.01                           02/28/07

IndyMac INDX Mortgage Loan Trust 2007            9.01                           02/28/07

Ingen Technologies, Inc.                         4.01,9.01                      02/19/07    AMEND

INGERSOLL RAND CO LTD                            1.01,9.01                      02/27/07

INSITUFORM TECHNOLOGIES INC             DE       2.02,9.01                      02/22/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       2.02,9.01                      02/28/07

INTERDIGITAL COMMUNICATIONS CORP        PA       2.02,9.01                      02/28/07

INTERNATIONAL ASSETS HOLDING CORP       DE       8.01                           02/26/07

INTERNATIONAL WIRE GROUP INC            DE       5.03,9.01                      02/22/07

Intersearch Group Inc                   FL       5.02                           02/28/07

INTUIT INC                              DE       5.02,9.01                      02/27/07

INVESTOOLS INC                          DE       2.02,3.02,4.02,9.01            02/26/07

INVESTORS CAPITAL HOLDINGS LTD          MA       2.02                           02/22/07

IPARTY CORP                             DE       5.02                           02/27/07

IRON MOUNTAIN INC                       DE       2.02,9.01                      02/28/07

ISOTIS INC                              DE       5.02,9.01                      02/22/07

ITRON INC /WA/                          WA       5.02,9.01                      02/22/07

J P MORGAN CHASE & CO                   DE       9.01                           02/23/07

J P MORGAN CHASE & CO                   DE       9.01                           02/26/07

J2 GLOBAL COMMUNICATIONS INC            DE       7.01,9.01                      02/28/07

JACKSON HEWITT TAX SERVICE INC          DE       2.02,9.01                      02/28/07

JACKSON VENTURES, INC.                  NV       8.01                           02/23/07

JEFFERIES GROUP INC /DE/                DE       1.01,9.01                      02/28/07

JONES APPAREL GROUP INC                 PA       5.02                           02/28/07

JOY GLOBAL INC                          DE       2.02                           01/26/07

KAHIKI FOODS INC                        OH       1.01                           02/26/07

KENILWORTH SYSTEMS CORP                 NY       4.01,9.01                      02/07/07    AMEND

KENTUCKY BANCSHARES INC /KY/            KY       8.01,9.01                      02/28/07

KING PHARMACEUTICALS INC                TN       2.02,9.01                      02/28/07

KLONDIKE STAR MINERAL CORP              DE       3.03,9.01                      02/12/07

KNOBIAS, INC.                           DE       1.01,1.02,2.01,2.03,3.02,3.03, 02/28/07
					 5.01,5.02,9.01   
Koppers Holdings Inc.                   PA       1.01,8.01,9.01                 02/26/07

LandBank Group Inc                      DE       2.02,7.01,9.01                 02/28/07

LEHMAN ABS CORP BOEING NOTE BACKED SE   DE       8.01,9.01                      02/15/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           02/23/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           02/23/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           02/23/07

Lehman Mortgage Trust 2007-2            DE       8.01,9.01                      02/28/07

LEMAITRE VASCULAR INC                            2.02,9.01                      02/28/07

LENNAR CORP /NEW/                       DE       8.01,9.01                      02/27/07

LEUCADIA NATIONAL CORP                  NY       8.01,9.01                      02/28/07

LEXICON GENETICS INC/TX                 DE       5.02,9.01                      02/26/07

LIGAND PHARMACEUTICALS INC              DE       2.01,9.01                      02/28/07

LIN TV CORP                             DE       2.02,9.01                      02/28/07

LINCOLN NATIONAL CORP                   IN       5.02                           02/22/07

LITHIA MOTORS INC                       OR       7.01,9.01                      02/27/07

LONGS DRUG STORES CORP                  MD       5.02,7.01,9.01                 02/27/07

LONGS DRUG STORES CORP                  MD       2.02,2.05,2.06,7.01,9.01       02/28/07

LORAL SPACE & COMMUNICATIONS INC.       DE       1.01,3.02,3.03,5.03,9.01       02/27/07

LUBRIZOL CORP                           OH       8.01                           02/26/07

M&T BANK CORP                           NY       7.01,9.01                      02/28/07

MACC PRIVATE EQUITIES INC               DE       8.01,9.01                      02/28/07

MAGELLAN HEALTH SERVICES INC            DE       2.02,9.01                      02/28/07

MAGMA DESIGN AUTOMATION INC             DE       1.01,2.03,3.02,7.01,9.01       02/27/07

MANAGEMENT NETWORK GROUP INC                     3.01                           02/26/07

MANPOWER INC /WI/                       WI       5.02,9.01                      02/28/07

MANPOWER INC /WI/                       WI       8.01,9.01                      02/28/07

MANTECH INTERNATIONAL CORP              DE       2.02,7.01,8.01,9.01            02/28/07

Marine Park Holdings, Inc.              DE       4.01,9.01                      02/21/07

MARKEL CORP                             VA       5.02,9.01                      02/22/07

MARTHA STEWART LIVING OMNIMEDIA INC     DE       2.02,9.01                      02/28/07

MARTIN MIDSTREAM PARTNERS LP            DE       7.01,9.01                      02/28/07

MATERIAL SCIENCES CORP                  DE       5.02                           02/22/07

MATRIA HEALTHCARE INC                   DE       1.01,2.03,9.01                 02/23/07

MAXUS REALTY TRUST INC.                          2.03                           02/02/07

MedAire, Inc.                           NV       2.02,8.01,9.01                 02/28/07

MEDAREX INC                             NJ       2.02,9.01                      02/28/07

Medical Exchange Inc.                   NV       4.01,9.01                      02/26/07

MEDICAL PROPERTIES TRUST INC                     1.01,7.01,9.01                 02/28/07

MEDICAL TECHNOLOGY & INNOVATIONS INC    FL       5.03,9.01                      02/27/07

MEDICIS PHARMACEUTICAL CORP             DE       2.02,9.01                      02/28/07

MELLON FINANCIAL CORP                   PA       8.01,9.01                      02/23/07

MERCANTILE BANK CORP                    MI       1.01,9.01                      02/22/07

MERGE TECHNOLOGIES INC                  WI       5.02                           02/22/07

MERIT MEDICAL SYSTEMS INC               UT       2.02,9.01                      02/28/07

Meritage Homes CORP                     MD       1.01,2.03,9.01                 02/23/07    AMEND

MERRILL LYNCH & CO INC                  DE       8.01,9.01                      02/28/07

MESA LABORATORIES INC /CO               CO       8.01                           02/27/07

METALICO INC                                     8.01,9.01                      02/28/07

MICROISLET INC                          NV       3.01,9.01                      02/26/07

MICROSTRATEGY INC                       DE       5.02                           02/22/07

Mill Basin Technologies, Ltd.           NV       4.01,9.01                      01/17/07

MINE SAFETY APPLIANCES CO               PA       2.02,9.01                      02/28/07

MISSION ENERGY HOLDING CO               DE       2.02,9.01                      02/28/07

MIVA, INC.                              DE       5.02                           02/23/07

MODTECH HOLDINGS INC                    CA       3.02                           02/26/07

MONTGOMERY REALTY GROUP INC             NV       1.01,9.01                      02/23/07

MORGAN STANLEY                          DE       8.01                           02/26/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01,9.01                      02/28/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01,9.01                      02/28/07

Morgan Stanley Home Equity Loan Trust   DE       8.01,9.01                      02/28/07

Morgan Stanley Mortgage Loan Trust 20   DE       8.01,9.01                      02/02/07

MOTOROLA INC                            DE       5.02                           02/22/07

MSC SOFTWARE CORP                       DE       2.02,9.01                      02/28/07

MUELLER INDUSTRIES INC                  DE       8.01,9.01                      02/27/07

MVC CAPITAL, INC.                       DE       1.01,9.01                      02/22/07

MYLAN LABORATORIES INC                  PA       8.01,9.01                      02/27/07

NACCO INDUSTRIES INC                    DE       2.02,9.01                      02/28/07

NACCO INDUSTRIES INC                    DE       2.02,7.01,9.01                 02/28/07

NATIONAL ATLANTIC HOLDINGS CORP         NJ       8.01                           02/28/07

NATIONAL CITY AUTO RECEIVABLES TRUST             8.01,9.01                      02/15/07

NATIONAL FUEL GAS CO                    NJ       7.01,9.01                      02/28/07

NATIONAL HOME HEALTH CARE CORP          DE       8.01,9.01                      02/27/07

NATIONAL MEDICAL HEALTH CARD SYSTEMS    DE       1.01,5.02,9.01                 02/23/07

NEKTAR THERAPEUTICS                     DE       2.02                           02/28/07

NeoStem, Inc.                           DE       7.01,9.01                      02/26/07

NEW PLAN EXCEL REALTY TRUST INC         MD       8.01,9.01                      02/27/07

NEW WORLD ENTERTAINMENT CORP.           NV       1.01,1.02,2.01,3.02,5.01,5.02, 01/22/07
					         5.03,5.06,9.01   
NEWS CORP                                        8.01,9.01                      02/27/07

NEWS CORP                                        8.01,9.01                      02/28/07

NICOR INC                               IL       5.02,9.01                      02/28/07

NITCHES INC                             CA       8.01                           02/28/07

NNN 2003 VALUE FUND LLC                          9.01                           02/15/07    AMEND

NOBLE ROMANS INC                        IN       4.01,9.01                      02/23/07

Nomura Asset Acceptance Corporation,    DE       2.01,9.01                      11/30/06

NORTH BAY BANCORP/CA                    CA       5.02,8.01                      02/26/07

North Penn Bancorp, Inc.                PA       5.02                           02/27/07

NORTH VALLEY BANCORP                    CA       1.01,9.01                      02/28/07

NORTHEAST UTILITIES                     MA       7.01,9.01                      02/28/07

NORTHWEST AIRLINES CORP                 DE       2.02,9.01                      02/28/07

NORTHWEST BIOTHERAPEUTICS INC           DE       2.03                           02/23/07

NOVADEL PHARMA INC                      DE       5.02,9.01                      02/22/07

NOVASTAR FINANCIAL INC                  MD       2.03,9.01                      02/28/07

Novastar Mortgage Funding Trust, Seri   DE       8.01,9.01                      02/28/07

NOVELL INC                              DE       2.05                           02/25/07

NRG ENERGY, INC.                        DE       2.02,9.01                      02/28/07

NYER MEDICAL GROUP INC                  FL       2.03                           02/26/07

NYFIX INC                               DE       8.01                           02/28/07

NYFIX INC                               DE       2.02                           02/27/07

OLIN CORP                               VA       5.02,5.03,9.01                 02/22/07

OMNICARE INC                            DE       2.02,9.01                      02/28/07

OMNICOMM SYSTEMS INC                    DE       3.02,8.01                      02/28/06

OMTOOL LTD                              DE       5.02                           02/23/07

ONSCREEN TECHNOLOGIES INC               CO       7.01,9.01                      02/28/07

ORMAT TECHNOLOGIES, INC.                DE       2.02,9.01                      02/28/07

OSCIENT PHARMACEUTICALS CORP            MA       2.02,9.01                      02/27/07

OSI SYSTEMS INC                         CA       8.01,9.01                      02/26/07

OTTER TAIL CORP                         MN       1.01,2.03,9.01                 02/23/07

OVERSEAS SHIPHOLDING GROUP INC          DE       2.02,9.01                      02/27/07

OVERSEAS SHIPHOLDING GROUP INC          DE       8.01,9.01                      02/26/07

Owens Corning                           DE       7.01,9.01                      02/28/07

PACIFIC MERCANTILE BANCORP              CA       2.02,9.01                      02/09/07    AMEND

PAETEC Holding Corp.                             8.01,9.01                      02/28/07

PAPA JOHNS INTERNATIONAL INC            DE       2.02,9.01                      02/27/07

PARALLEL PETROLEUM CORP                 DE       7.01,9.01                      02/28/07

PARALLEL PETROLEUM CORP                 DE       2.02                           02/28/07

PARK BANCORP INC                        DE       8.01                           02/26/07

PDL BIOPHARMA, INC.                     DE       2.02,9.01                      02/21/07

PEABODY ENERGY CORP                     DE       7.01,9.01                      02/28/07

PENWEST PHARMACEUTICALS CO              WA       2.02,9.01                      02/28/07

PERFORMANCE TECHNOLOGIES INC \DE\       DE       2.02                           02/28/07

PETMED EXPRESS INC                      FL       5.02,9.01                      02/27/07

PETROHAWK ENERGY CORP                   DE       2.02,3.01,9.01                 02/28/07

PETSMART INC                            DE       2.02,9.01                      02/28/07

PHARMOS CORP                            NV       5.02,9.01                      02/26/07

PHH CORP                                MD       1.01,2.03,9.01                 02/22/07

PHOENIX COMPANIES INC/DE                DE       5.02,9.01                      02/22/07

PINNACLE AIRLINES CORP                  DE       2.02,9.01                      02/27/07

PLAINS ALL AMERICAN PIPELINE LP         DE       5.02,9.01                      02/22/07

PMA CAPITAL CORP                        PA       5.03,9.01                      02/22/07

POKERTEK INC                                     2.02,9.01                      02/20/07

PORTLAND GENERAL ELECTRIC CO /OR/       OR       5.02                           02/22/07

POWER TECHNOLOGY INC/CN                 NV       1.01,5.02,5.03,9.01            02/22/07

POWERLINX INC                           NV       5.02,9.01                      02/26/07

PPL CORP                                PA       7.01,9.01                      02/28/07

PRA International                       DE       2.02,9.01                      02/27/07

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       1.01,3.03,9.01                 02/23/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           02/23/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           02/23/07

PRIVATEBANCORP, INC                     DE       5.02,9.01                      02/28/07

PRIVATEBANCORP, INC                     DE       7.01                           02/28/07

PROCYON CORP                            CO       2.02,9.01                      02/23/07

PROVIDENT BANKSHARES CORP               MD       7.01,9.01                      02/28/07

PROVIDENT FINANCIAL SERVICES INC        DE       7.01,9.01                      02/28/07

PUBLIC STORAGE INC /CA                  CA       2.02,9.01                      12/31/06

QUAKER CHEMICAL CORP                    PA       2.02,9.01                      02/27/07

QUALMARK CORP                           CO       2.02,9.01                      02/28/07

QUANTUM ENERGY INC.                              1.02                           01/31/06

QWEST COMMUNICATIONS INTERNATIONAL IN   DE       5.02,9.01                      02/22/07

R&G FINANCIAL CORP                      PR       7.01,9.01                      02/28/07

RADIOSHACK CORP                         DE       5.02,9.01                      02/28/07

RARE HOSPITALITY INTERNATIONAL INC      GA       7.01,9.01                      02/27/07

RAYONIER INC                            NC       5.02                           02/28/07

RED HAT INC                             DE       5.02,9.01                      02/22/07

REGENT COMMUNICATIONS INC               DE       2.01,9.01                      12/15/06    AMEND

RELIV INTERNATIONAL INC                 DE       2.02,9.01                      02/28/07

REPLIDYNE INC                           DE       2.02,9.01                      02/28/07

Restore Medical, Inc.                   DE       2.02,9.01                      02/28/07

REYNOLDS AMERICAN INC                            2.03                           02/22/07

RIDGEWOOD ELECTRIC POWER TRUST V        DE       2.01,9.01                      02/28/07

RIDGEWOOD POWER GROWTH FUND /NJ         DE       2.01,9.01                      02/28/07

RTI INTERNATIONAL METALS INC            OH       5.02                           02/22/07

RURAL/METRO CORP /DE/                   DE       2.04,9.01                      02/22/07

SACO I Trust 2007-2                     DE       9.01                           02/28/07

SALIX PHARMACEUTICALS LTD                        2.02,9.01                      02/28/07

SALIX PHARMACEUTICALS LTD                        1.01,2.03,8.01,9.01            02/22/07

SATCON TECHNOLOGY CORP                  DE       7.01                           02/27/07

SAUER DANFOSS INC                       DE       2.02,9.01                      02/28/07

SCICLONE PHARMACEUTICALS INC            DE       5.02                           02/22/07

SCRIPPS E W CO /DE                      OH       8.01,9.01                      02/28/07

SEMCO ENERGY INC                        MI       5.02,9.01                      02/22/07

SEMTECH CORP                            DE       5.03,9.01                      02/22/07

SENIOR HOUSING PROPERTIES TRUST         MD       2.02,9.01                      02/28/07

Sensata Technologies B.V.               P7       2.02,9.01                      02/28/07

SENTO CORP                              UT       2.05,4.01,5.02,7.01,9.01       02/06/07    AMEND

SERVICE CORPORATION INTERNATIONAL       TX       2.02,9.01                      02/28/07

SHENANDOAH TELECOMMUNICATIONS CO/VA/    VA       2.05                           11/27/06

SHUMATE INDUSTRIES INC                  DE       2.02,7.01,9.01                 02/27/07

SILVERSTAR HOLDINGS LTD                 B0       1.01,9.01                      02/23/07

SIMMONS FIRST NATIONAL CORP             AR       7.01                           02/28/07

SIPEX CORP                              DE       3.03,5.03,8.01,9.01            02/22/07

SIRF TECHNOLOGY HOLDINGS INC                     8.01                           02/28/07

SIRONA DENTAL SYSTEMS, INC.             DE       1.01,9.01                      02/27/07

SKYWEST INC                             UT       5.02,7.01,9.01                 02/22/07

SMITH & WOLLENSKY RESTAURANT GROUP IN   DE       1.01,9.01                      02/26/07

SMITH MICRO SOFTWARE INC                DE       2.02,9.01                      02/28/07

SMITHTOWN BANCORP INC                   NY       8.01                           02/27/07

SOLUTIA INC                             DE       7.01,9.01                      02/28/07

SOLUTIA INC                             DE       7.01,9.01                      02/28/07    AMEND

SONUS NETWORKS INC                      DE       2.02,9.01                      02/28/07

SOUNDVIEW HOME LOAN TRUST 2007-1        DE       9.01                           02/16/07

SOUTH JERSEY INDUSTRIES INC             NJ       2.02,7.01,9.01                 12/31/06

SOUTHERN CALIFORNIA EDISON CO           CA       1.01,2.03,9.01                 02/28/07

SOUTHERN NATURAL GAS CO                 DE       2.04,9.01                      02/28/07

SOUTHWEST GAS CORP                      CA       8.01                           02/28/07

SOUTHWEST WATER CO                      DE       8.01,9.01                      02/28/07

SOUTHWESTERN ENERGY CO                  AR       2.02,9.01                      02/28/07

SP Holding CORP                         DE       3.02,4.01                      02/27/07

Specialty Underwriters Alliance, Inc.   DE       2.02,9.01                      02/27/07

Spectra Energy Corp.                    DE       7.01,9.01                      02/27/07

SPRINT NEXTEL CORP                      KS       2.02,9.01                      02/28/07

SPRINT NEXTEL CORP                      KS       5.03,9.01                      02/27/07

SPX CORP                                DE       2.02,9.01                      02/28/07

ST MARY LAND & EXPLORATION CO           DE       5.02,9.01                      02/28/07

STATION CASINOS INC                     NV       8.01                           02/23/07

STATION CASINOS INC                     NV       2.02                           02/28/07

STELLAR PHARMACEUTICALS INC                      8.01                           02/28/07

STEMCELLS INC                           DE       2.02,9.01                      02/28/07

STERLING CHEMICALS INC                  DE       5.02,9.01                      02/23/07

STERLING FINANCIAL CORP /PA/            PA       5.02,7.01,9.01                 02/27/07

STONEMOR PARTNERS LP                    DE       5.03,9.01                      02/27/07

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      02/28/07

Structured Asset Mortgage Investments   DE       7.01                           02/28/07

STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      02/28/07

Structured Asset Securities CORP Mort   DE       8.01,9.01                      02/28/07

SUN HEALTHCARE GROUP INC                DE       2.02,9.01                      02/27/07

SUN REPORTER INC                        FL       4.01                           01/05/07

SUN-TIMES MEDIA GROUP INC               DE       5.02                           02/24/07

SYNTROLEUM CORP                         DE       8.01,9.01                      02/28/07

TALX CORP                               MO       7.01,9.01                      02/28/07

TBW Mortgage-Backed Trust Series 2007   DE       8.01,9.01                      02/27/07

TECHNE CORP /MN/                        MN       5.02,9.01                      02/12/07

TEMPUR PEDIC INTERNATIONAL INC          DE       7.01,9.01                      02/28/07

TERABEAM, INC.                          DE       2.02,9.01                      02/28/07

TEREX CORP                              DE       2.02                           02/28/07

TETRA TECHNOLOGIES INC                  DE       2.02,9.01                      02/28/07

TEXTRON INC                             DE       5.02                           02/28/07

TGC INDUSTRIES INC                      TX       2.02,9.01                      02/26/07

TIENS BIOTECH GROUP USA INC                      5.02                           02/25/07

TITAN INTERNATIONAL INC                 IL       2.02,9.01                      02/28/07

TOR MINERALS INTERNATIONAL INC          DE       2.02,9.01                      02/28/07

TORO CO                                 DE       2.02,9.01                      02/27/07    AMEND

TOWER AUTOMOTIVE INC                    DE       7.01,9.01                      02/28/07

TOWN SPORTS INTERNATIONAL HOLDINGS IN   DE       1.01,8.01,9.01                 02/27/07

TRAFFIX INC                             DE       2.02,8.01,9.01                 02/26/07

TransDigm Group INC                     DE       5.02,9.01                      02/28/07

TREDEGAR CORP                           VA       5.02,9.01                      02/22/07

TRIPOS INC                              UT       1.01                           02/27/07

TRULITE INC                             DE       4.01,9.01                      02/12/07    AMEND

ULTRALIFE BATTERIES INC                 DE       7.01,9.01                      02/28/07

UNIONBANCAL CORP                        DE       5.02                           02/28/07

UNISOURCE ENERGY CORP                   AZ       2.02,9.01                      02/27/07

UNITY WIRELESS CORP                     DE       5.02                           02/08/07

UNIVERSAL COMPRESSION HOLDINGS INC      DE       2.02,9.01                      02/28/07

Universal Compression Partners, L.P.    DE       2.02,9.01                      02/28/07

UNIVERSAL HOSPITAL SERVICES INC         MN       1.01,2.03,9.01                 02/23/07

US AIRWAYS GROUP INC                    DE       8.01,9.01                      02/28/07

UTEK CORP                                        2.02,9.01                      02/28/07

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       2.02,9.01                      02/28/07

VALLEY NATIONAL GASES INC               WV       8.01                           02/27/07

VALMONT INDUSTRIES INC                  DE       5.03,9.01                      02/26/07

VAXGEN INC                              DE       5.02                           02/22/07

VERASUN ENERGY CORP                              2.02,9.01                      02/28/07

VIASPACE Inc.                           NV       8.01,9.01                      02/28/07

VIRGIN MEDIA INC.                       DE       2.02,8.01,9.01                 02/28/07

VIROPHARMA INC                          DE       2.02,9.01                      02/28/07

VISHAY INTERTECHNOLOGY INC              DE       1.01                           02/28/07

VISTA GOLD CORP                                  1.01,8.01,9.01                 02/27/07

Voyager Petroleum, Inc.                 NV       3.02                           02/22/07

WASHINGTON POST CO                      DE       2.02,9.01                      02/28/07

WASTE INDUSTRIES USA INC                NC       2.02,9.01                      02/27/07

WASTE SERVICES, INC.                    A6       2.02,9.01                      12/31/06

WCI COMMUNITIES INC                              2.02,7.01,9.01                 02/27/07

WEBSTER FINANCIAL CORP                  DE       1.01                           02/22/07

WESCO INTERNATIONAL INC                 DE       1.01,9.01                      02/22/07

WESTERN DIGITAL CORP                    DE       7.01                           02/28/07

Western Refining, Inc.                  DE       2.02,9.01                      02/27/07

WHERIFY WIRELESS INC                    DE       1.01,2.03,3.02                 02/22/07

WHITING PETROLEUM CORP                  DE       2.02,9.01                      02/27/06

WYETH                                   DE       7.01,9.01                      02/28/07

WYNN RESORTS LTD                                 2.02,7.01,9.01                 02/27/07

XETA TECHNOLOGIES INC                   OK       2.02,9.01                      02/27/07

XILINX INC                              DE       8.01,9.01                      02/28/07

XSUNX INC                               CO       1.01,9.01                      02/22/07

ZIX CORP                                TX       1.01,2.03                      02/28/07