SEC NEWS DIGEST


Issue 2005-201                                              October 19, 2005
     

ENFORCEMENT PROCEEDINGS


SEC ORDERS THAT FRANK FURINO BE BARRED FROM ASSOCIATION WITH ANY BROKER OR
DEALER
     On October 19, the Securities and Exchange Commission ordered Frank J.
     Furino to be barred from associating with any broker or dealer.  Furino,
     age 49, was, between Oct. 1, 2000, and Feb. 10, 2005, employed as a
     floor clerk at the New York Stock Exchange by Jefferies Execution
     Services, Inc. and its predecessor in interest, Lawrence Helfant LLC,
     each a broker-dealer registered with the Commission pursuant to Section
     15(b) of the Exchange Act.  On Sept. 12, 2005, Furino pleaded guilty to
     conspiracy to commit securities fraud in violation of 18 U.S.C.  371, a
     felony.  The count of the criminal indictment to which Furino pleaded
     guilty alleged, inter alia, that, between August 2000 and December 2001,
     while employed by Helfant as a clerk on the floor of the New York Stock
     Exchange, Furino conspired to carry out a fraudulent scheme whereby
     Furino furnished to another person material, non-public information
     concerning large orders to purchase and sell securities, which had been
     placed by Helfants customers.  The indictment further alleged, inter
     alia, that Furino furnished such information so that the other person
     could execute trades in the same securities, in anticipation of the
     movement in price that the larger trades were likely to cause, and that
     Furino profited from the fraudulent scheme by accepting bribes from the
     other person.  See United States v. Furino, Cr. No. 05-0176 (SJ), United
     States District Court for the Eastern District of New York.

     Based upon Furinos criminal conviction, the Commission instituted, and
     simultaneously settled, an administrative proceeding pursuant to Section
     15(b)(6) of the Securities Exchange Act of 1934.  Furino consented,
     without admitting or denying the Commissions findings, except as to his
     criminal plea, to an order barring him from association with any broker
     or dealer.  (Rel. 34-52636; File No. 3-12089)

SEC OBTAINS PERMANENT INJUNCTION AGAINST GLEN HILKER AND RELIEF AGAINST
TRICORD LLC

     The U.S. Securities and Exchange Commission announced that on October
     13, a federal court in Denver entered an agreed order permanently
     enjoining Glen W. Hilker (Hilker), of Englewood, Colorado, from
     violations of Section 17(a) of the Securities Act of 1933, and Section
     10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder.
     The Court also ordered Hilker to pay disgorgement of ill-gotten gains of
     $727,950, prejudgment interest thereon of $94,241.38, and a civil
     penalty in an amount to be determined by the Court upon motion by the
     Commission.  Also on October 13, the Court entered an agreed order
     requiring Tricord LLC to pay disgorgement of ill-gotten gains of
     $500,000, plus prejudgment interest thereon of $64,730.67.

     The Commissions complaint alleged that from September through March
     2003, Hilker and Larry M. Baker fraudulently sold securities in a real
     estate project in Dacono, Colorado, making false and misleading
     statements to investors and diverting approximately $3 million of
     investor funds to uses unrelated to the project.  The Complaint also
     alleged that Hilker diverted investor funds to Tricord LLC, a Colorado
     limited liability company controlled by him.   [SEC v. Glen W. Hilker,
     et al., Civil Action No. 03-cv-1338-REB-OES, D. Colo., filed July 24,
     2003]  (LR-19433)

SEC CHARGES TWO FLORIDA EXECUTIVES WITH OFFERING FRAUD

     On October 17, the Securities and Exchange Commission filed a civil
     complaint in the United States District Court for the Middle District of
     Florida, Tampa Division, against James Lamar McMichael and his wife,
     Nancy McMichael, arising out of their roles in connection with the
     unregistered and fraudulent securities offerings by PhyMed Partners,
     Inc. and Healthcare Preferred Capital, Inc.

     According to the Commission's complaint, the McMichaels orchestrated,
     directed, and controlled the fraudulent and unregistered offer and sale
     of approximately $33 million of securities issued by PhyMed and
     Healthcare Preferred from October 1998 until at least May 2003.  The
     complaint alleges that PhyMed and Healthcare Preferred, at the direction
     of the McMichaels, offered and sold the securities to more than 500
     investors in at least 23 states.  The complaint alleges that PhyMed
     developed and operated pain management clinics and Healthcare Preferred
     claimed to be a financial services consultant.

     The Commission's complaint alleges that in connection with the PhyMed
     securities offerings, the McMichaels made misrepresentations and
     omissions of material fact to investors concerning, among other things,
     the likely investment returns, the use of investor funds, and risks of
     the investment.  The complaint also alleges that in connection with the
     related Healthcare Preferred securities offerings, the McMichaels made
     misrepresentations and omissions of material fact to investors
     concerning, among other things, Healthcare Preferred's misuse of
     investor funds by transferring the funds to PhyMed and the McMichaels.
     According to the complaint, both PhyMed and Healthcare Preferred are now
     defunct and investors collectively have lost over $20 million.
     The Commissions complaint seeks permanent injunctions, an order of
     disgorgement of ill-gotten gains, and an order of civil money penalties
     against the McMichaels for violating the antifraud and registration
     provisions of Sections 5(a), 5(c) and 17(a) of the Securities Act of
     1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule
     10b-5 thereunder.  [SEC v. James Lamar McMichael and Nancy A. McMichael,
     U.S. D.C., M.D. Fla., Tampa Division, Civil Action No. 8:05-cv-01937-RAL-
     TGW]  (LR-19434)
ARCHITECT OF $20 MILLION INVESTMENT FRAUD INDICTED
     The Securities and Exchange Commission announced today that on Oct. 5,
     2005, the United States Attorneys Office in Los Angeles, California
     obtained an indictment against Melkon Gharakhanian, aka Michael Garian,
     age 43, of Van Nuys, Calif., charging him with eight counts of mail
     fraud.
     The indictment alleges that from late 1999 through 2001, Garian and
     Glendale-based National Investment Enterprises (NIE) raised over $20
     million from investors.  Garian allegedly falsely told investors that he
     would use their money to purchase various securities for their accounts;
     had an "inside line" to upcoming "hot" IPOs, particularly for Internet
     and other technology-related companies; and could deliver large profits
     quickly.  Garian and NIE furthered their scheme by sending investors
     false monthly account statements that represented that NIE was
     purchasing large volumes of IPO shares and other securities on their
     behalf and making large profits from Garian's trading activities.   In
     actuality, the indictment alleges, NIE did not own the type and quantity
     of securities that were identified on the investors account statements.
     Rather, Garian fraudulently misappropriated investor funds for his own
     personal use and to pay the operating expenses of NIE.  The indictment
     further alleges that when NIE collapsed in 2001, investors lost
     approximately $5 million.
     On Feb. 7, 2003, the SEC filed a complaint against Garian and NIE based
     upon the same fraudulent scheme that is the subject of the current
     indictment.  Garian and NIE had targeted members of Glendales large
     Armenian-American community, many of whom had never invested in the
     stock market.  On April 13, 2004, the United States District Court for
     the Central District of California ordered Garian and NIE to repay
     $2,602,490 in ill-gotten gains they received from investors.  The court
     further ordered Garian to pay a civil money penalty in the amount of
     $120,000 based on his fraudulent conduct.  On Feb. 12, 2004, the court
     entered an order against Garian and NIE permanently enjoining them from
     committing future violations of the antifraud, investment adviser fraud,
     and securities and investment company registration provisions of the
     federal securities laws.  On April 16, 2004, the SEC entered an
     administrative order barring Garian from association with any investment
     adviser.  [SEC v. National Investment Enterprises and Michael Garian
     a/k/a Melkon Gharakhanian a/k/a Bika Balian, Civil Action No. CV 03-0896
     DSF, JWJx, C.D. Cal]  (LR-18435)
     
     
HOLDING COMPANY ACT RELEASES


FIRSTENERGY CORP., ET AL.

     An  order  has  been issued authorizing FirstEnergy Corp., a  registered
     holding  company;  and the following of its direct or  indirect   public
     utility   subsidiaries:   Ohio Edison Company;  The  Cleveland  Electric
     Illuminating Company; The Toledo Edison Company; and Pennsylvania  Power
     Company to acquire secured promissory notes in connection with the  sale
     of  these utility subsidiaries respective interests in certain  fossil-
     fuel  and  hydroelectric generating facilities to  an  exempt  wholesale
     generator, an indirect subsidiary of FirstEnergy.  (Rel. 35-28047)
     
     
SELF REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     Pursuant  to Rule 19b-4 under the Securities Exchange Act of  1934,  the
     Chicago Board Options Exchange has filed a proposed rule change (SR-CBOE-
     2005-79)  to  amend  CBOE  Rule  8.4  relating  to  Remote  Market-Maker
     appointments.   Publication is expected in the Federal  Register  during
     the week of October 17.  (Rel. 34-52624)
     
     A  proposed  rule change (SR-CHX-2005-25) and Amendment  Nos.  1  and  2
     thereto filed with the Commission by the Chicago Stock Exchange relating
     to  participant  fees  and  credits has become effective  under  Section
     19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication of  the
     proposal is expected to be made in the Federal Register during the  week
     of October 17.  (Rel. 34-52612)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  Commission granted accelerated approval to a proposed  rule  change
     (SR-CBOE-2005-81) submitted by the Chicago Board Options Exchange  under
     Rule 19b-4 of the Securities Exchange Act of 1934 relating to options on
     a  reduced-value  version of the Standard and Poors  500  Stock  Index.
     Publication  is  expected in the Federal Register  during  the  week  of
     October 17.  (Rel. 34-52625)
     
     
SECURITIES ACT REGISTRATIONS


     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.
     
     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
     
S-8     PATHMARK STORES INC, 200 MILIK STREET, CARTERET, NJ, 07008, 
        9084993000 - 2,000 ($20,000,000.00) Equity, (File 333-129083 - Oct. 18) 
        (BR. 02C)

SB-2    OVATION PRODUCTS CORP, 395 E DUNSTABLE, NASHUA, NH, 03062, 6038913224 - 
        100,000 ($1,000.00) Equity, (File 333-129084 - Oct. 18) (BR. 10C)

S-1     TITAN PHARMACEUTICALS INC, 400 OYSTER POINT BLVD, SUITE 505, 
        SAN FRANCISCO, CA, 94080, 4152444990 - 0 ($37,093,869.10) Equity, 
        (File 333-129086 - Oct. 18) (BR. 01C)

S-11    Asset Capital Corporation, Inc., 7315 WISCONSIN AVENUE, SUITE 205 EAST, 
        BETHESDA, MD, 20814, (301) 656-2333 - 0 ($75,000,000.00) Equity, 
        (File 333-129087 - Oct. 18) (BR. 08)

S-4     MONSANTO CO /NEW/, 800 N LINDBERGH BLVD, ST LOUIS, MO, 63167, 
        3146944296 - 0 ($314,490,000.00) Equity, (File 333-129088 - Oct. 18) 
        (BR. 04B)

SB-2    ASIA PAYMENT SYSTEMS INC, 800 5TH AVENUE, SUITE 4100, SEATTLE, WA, 
        98104, 2064471379 - 0 ($4,080,675.00) Equity, (File 333-129089 - 
        Oct. 18) (BR. 09A)

S-1     FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 
        8015536600 - 100,000,000 ($3,000,000.00) Equity, (File 333-129092 - 
        Oct. 18) (BR. 03C)

S-3     DUQUESNE LIGHT HOLDINGS INC, 411 SEVENTH AVE, PITTSBURGH, PA, 152190, 
        4123936000 - 400,000,000 ($400,000,000.00) Equity, (File 333-129094 - 
        Oct. 18) (BR. 02B)

S-8     UNIVERSAL FOOD & BEVERAGE COMPNY, 3830 COMMERCE DRIVE, ST. CHARLES, IL, 
        60174, 630-584-8670 - 325,000 ($3,412,500.00) Equity, 
        (File 333-129095 - Oct. 18) (BR. 04B)

S-4     MARINER ENERGY INC, 2101 CITYWEST BLVD., BLDG. 4, SUITE 900, HOUSTON, 
        TX, 77042, 7139545505 - 50,637,010 ($1,012,740,200.00) Equity, 
        (File 333-129096 - Oct. 18) (BR. 04A)

S-8     TRI-S SECURITY CORP, 3700 MANSELL ROAD, SUITE 220, ALPHARETTA, GA, 
        30022, 770-625-4945 - 500,000 ($2,420,000.00) Equity, 
        (File 333-129097 - Oct. 18) (BR. 11B)

S-3     ATARI INC, 417 FIFTH AVENUE, NEW YORK, NY, 10016, 2127266500 - 
        5,702,590 ($7,727,009.45) Equity, (File 333-129098 - Oct. 18) (BR. 03A)

S-3     ATARI INC, 417 FIFTH AVENUE, NEW YORK, NY, 10016, 2127266500 - 
        1,557,668 ($2,110,640.14) Equity, (File 333-129099 - Oct. 18) (BR. 03A)

S-1     Zumiez Inc, 6300 MERRILL CREEK PARKWAY, SUITE B, EVERETT, WA, 98203, 
        425-551-1564 - 0 ($69,675,625.00) Equity, (File 333-129101 - Oct. 18) 
        (BR. 02)

N-2     CALAMOS GLOBAL TOTAL RETURN FUND, 2020 CALAMOS COURT, 
        C/O CALAMOS ADVISORS LLC, NAPERVILLE, IL, 60563, 6305779688 - 
        40 ($1,000,000.00) Equity, (File 333-129102 - Oct. 18) (BR. 16)

S-8     REDDY ICE HOLDINGS INC, 8750 NORTH CENTRAL EXPRESSWAY, SUITE 1800, 
        DALLAS, TX, 75231, 214 526 6740 - 775,817 ($16,621,364.50) Equity, 
        (File 333-129103 - Oct. 18) (BR. 04C)

S-8     INTRICON CORP, 1260 RED FOX ROAD, ARDEN HILLS, MN, 55112, 6516369770 - 
        175,000 ($598,375.00) Equity, (File 333-129104 - Oct. 18) (BR. 10C)

S-8     AMERICAN COMMERCIAL LINES INC., 1701 E. MARKET STREET, JEFFERSONVILLE, 
        IN, 47130, (812) 288-0363 - 0 ($40,808,152.95) Equity, 
        (File 333-129105 - Oct. 18) (BR. 05A)

S-4     HARRAHS ENTERTAINMENT INC, ONE HARRAHS COURT, LAS VEGAS, NV, 89119, 
        7024076000 - 0 ($750,000,000.00) Non-Convertible Debt, 
        (File 333-129106 - Oct. 18) (BR. 05A)

S-3     MANOR CARE INC, 333 N. SUMMIT STREET, TOLEDO, OH, 43604-2617, 
        4192525500 - 0 ($400,000,000.00) Debt Convertible into Equity, 
        (File 333-129107 - Oct. 18) (BR. 11B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrants Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrants Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., 
Washington, D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In most cases, this information is 
also available on the Commission's website: <www.sec.gov>.




				       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   			    	                DATE       COMMENT

3M CO                                   DE       2.02,9.01                              10/18/05

A21 INC                                 TX       2.01,3.02,9.01                         10/12/05

A4S SECURITY, INC.                      CO       7.01,9.01                              10/18/05

ABBOTT LABORATORIES                     IL       5.02                                   10/13/05

ABRAXAS PETROLEUM CORP                  NV       1.01,1.02,7.01,9.01                    10/14/05

ACCELR8 TECHNOLOGY CORP                 CO       1.01                                   10/05/05

ACCESS INTEGRATED TECHNOLOGIES INC               1.01,9.01                              10/12/05

ACCESS PHARMACEUTICALS INC              DE       1.01,2.01,7.01                         10/12/05

ACE SECURITIES CORP                     DE       8.01,9.01                              10/12/05

ACE Securities Corp. Home Equity Loan   DE       2.01,9.01                              10/18/05

ACURA PHARMACEUTICALS, INC              NY       8.01,9.01                              10/17/05

Adams Respiratory Therapeutics, Inc.    TX       8.01,9.01                              10/14/05

ADTRAN INC                              DE       2.02,9.01                              10/17/05

AMBASE CORP                             DE       5.02                                   10/18/05

AMBASSADORS GROUP INC                   DE       2.02,9.01                              10/13/05

AMBASSADORS INTERNATIONAL INC           DE       2.02,9.01                              10/18/05

AMERICAN COMMERCIAL LINES INC.          DE       1.01,8.01,9.01                         10/13/05

AMERICAN GOLDEN CENTURY INVESTMENTS I            4.01,9.01                              10/18/05

AMERICAN HONDA RECEIVABLES CORP         CA       8.01,9.01                              10/18/05

AMERICAN RIVER BANKSHARES               CA       2.02,9.01                              10/18/05

AMERICAN STANDARD COMPANIES INC         DE       2.02,7.01,9.01                         10/18/05

AMERISERV FINANCIAL INC /PA/            PA       2.02                                   10/18/05

AMERITRANS CAPITAL CORP                 DE       8.01                                   10/18/05

AMERITYRE CORP                          NV       5.02,9.01                              10/12/05

AMSOUTH BANCORPORATION                  DE       2.02                                   10/18/05

ANIKA THERAPEUTICS INC                  MA       2.02,9.01                              10/18/05

ANNUITY & LIFE RE (HOLDINGS), LTD.      D0       5.02                                   10/12/05

ANWORTH MORTGAGE ASSET CORP             MD       2.02,8.01,9.01                         10/13/05

ARES CAPITAL CORP                       MD       7.01,8.01,9.01                         10/18/05

ATS MEDICAL INC                         MN       1.01,2.03,3.02,9.01                    10/12/05

BADGER METER INC                        WI       2.02,9.01                              10/18/05

BALLY TOTAL FITNESS HOLDING CORP        DE       3.03,9.01                              10/18/05

BALLY TOTAL FITNESS HOLDING CORP        DE       8.01,9.01                              10/18/05

BANCORP RHODE ISLAND INC                         2.02,9.01                              10/18/05

BAR HARBOR BANKSHARES                   ME       7.01                                   10/18/05

BARD C R INC /NJ/                       NJ       2.02,9.01                              10/18/05

BARR PHARMACEUTICALS INC                DE       1.01                                   10/18/05

BEACH FIRST NATIONAL BANCSHARES INC     SC       2.02,9.01                              10/18/05

BEACON ROOFING SUPPLY INC                        1.01,2.01,7.01,9.01                    10/14/05

BEHRINGER HARVARD REIT I  INC           MD       9.01                                   10/18/05    AMEND

BKF CAPITAL GROUP INC                   DE       7.01,9.01                              10/18/05

BLOCKBUSTER INC                         DE       1.01,9.01                              10/14/05

BOK FINANCIAL CORP ET AL                OK       5.02                                   10/17/05

BOK FINANCIAL CORP ET AL                OK       2.02,9.01                              09/30/05

BRAINTECH INC                           NV       3.02                                   10/04/05

Bridge Capital Holdings                 CA       2.02,9.01                              10/18/05

BRIGHT HORIZONS FAMILY SOLUTIONS INC    DE       1.01,9.01                              10/12/05

BRIGHTPOINT INC                         IN       1.01,1.02,5.02,9.01                    10/17/05

BROADVISION INC                         DE       2.04                                   10/08/05

BROADWING CORP                          DE       2.03,7.01,9.01                         10/18/05

BUILDING MATERIALS HOLDING CORP         DE       1.01,9.01                              10/17/05

BUILDING MATERIALS HOLDING CORP         DE       2.01,9.01                              10/17/05

CAL MAINE FOODS INC                     DE       2.01,9.01                              10/12/05

CALIFORNIA NEWS TECH                    NV       5.02                                   10/13/05

CALIFORNIA STEEL INDUSTRIES INC                  2.02,9.01                              10/18/05

Cascade Energy, Inc.                    NV       1.01,2.01,9.01                         08/26/05

CASCADE FINANCIAL CORP                  DE       2.02,9.01                              10/17/05

CAVALRY BANCORP INC                     TN       2.02,7.01,9.01                         09/30/05

CBRL GROUP INC                          TN       7.01,9.01                              10/18/05

CDW CORP                                IL       2.02,9.01                              10/18/05

CENTRAL VERMONT PUBLIC SERVICE CORP     VT       1.01,9.01                              10/12/05

CHECKERS DRIVE IN RESTAURANTS INC /DE   DE       7.01,9.01                              10/13/05

Chemtura CORP                           DE       8.01,9.01                              10/18/05

CINGULAR WIRELESS LLC                   DE       2.05,2.06                              10/12/05

CITIZENS SOUTH BANKING CORP             DE       2.02,9.01                              10/17/05

CLARIENT, INC                           DE       5.02                                   10/12/05

COFFEE PACIFICA INC                     NV       1.01,2.01,9.01                         10/12/05

COLE KENNETH PRODUCTIONS INC            NY       1.01                                   10/17/05

COLLECTORS UNIVERSE INC                 DE       7.01,9.01                              10/18/05

COLOMBIA GOLDFIELDS LTD                          3.02,5.02                              10/14/05

COMMUNITY BANCSHARES INC /DE/           DE       1.01                                   10/12/05

COMMUNITY BANKS INC /PA/                PA       2.02,9.01                              09/30/05

COMMUNITY TRUST BANCORP INC /KY/        KY       2.02,7.01                              09/30/05

COMMUNITY VALLEY BANCORP                CA       2.02,9.01                              10/18/05

COMPUTER TASK GROUP INC                 NY       1.01,5.02,9.01                         10/17/05

CONNETICS CORP                          DE       1.02,5.02,9.01                         10/13/05

Consolidated Communications Holdings,   DE       8.01,9.01                              10/13/05

CONSOLIDATED TOMOKA LAND CO             FL       2.02,9.01                              10/17/05

CONSTELLATION BRANDS, INC.              DE       7.01,9.01                              10/18/05

CONSTELLATION BRANDS, INC.              DE       7.01,9.01                              10/18/05

CONSUMER DIRECT OF AMERICA              NV       4.01,9.01                              10/18/05

CONSUMER DIRECT OF AMERICA              NV       5.02                                   10/18/05

CONTINENTAL AIRLINES INC /DE/           DE       2.02,9.01                              10/18/05

CONTINENTAL AIRLINES INC /DE/           DE       7.01,9.01                              10/18/05

COOPER CAMERON CORP                     DE       1.01,1.02,9.01                         10/12/05

Copano Energy, L.L.C.                   DE       8.01,9.01                              10/17/05

Cord Blood America, Inc.                FL       2.02,8.01,9.01                         10/17/05

CORN PRODUCTS INTERNATIONAL INC         DE       2.02,7.01                              10/18/05

CORUS BANKSHARES INC                    MN       2.02,9.01                              10/17/05

COURIER CORP                            MA       8.01,9.01                              10/17/05

COWLITZ BANCORPORATION                  WA       2.02,5.02,9.01                         10/18/05

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE       8.01,9.01                              10/14/05

CREDITRISKMONITOR COM INC               NV       5.02,9.01                              10/17/05

CRITICAL PATH INC                       CA       3.01,9.01                              10/12/05

CROWN HOLDINGS INC                      PA       2.02,9.01                              10/17/05

CSB BANCORP INC /OH                     OH       2.02,9.01                              10/18/05

CSFB COMMERCIAL MORT PASS THR CERTS S            8.01,9.01                              10/17/05

CWABS INC                               DE       8.01,9.01                              10/18/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              02/25/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              03/30/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              06/30/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              08/30/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              08/30/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              09/29/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              09/30/05

CWHEQ Revolving Home Equity Loan Asse            8.01,9.01                              09/30/05

CYMER INC                               NV       2.02,9.01                              10/18/05

CYTOMEDIX INC                           DE       1.01,9.01                              10/18/05

DAIMLERCHRYSLER AUTO TRUST 2005-A       MI       8.01,9.01                              10/11/05

DAIMLERCHRYSLER AUTO TRUST 2005-B       MI       8.01,9.01                              10/11/05

DAIMLERCHRYSLER MASTER OWNER TRUST               8.01,9.01                              10/17/05

DAYTON SUPERIOR CORP                    OH       1.01,9.01                              10/12/05

DCAP GROUP INC                          DE       5.02,8.01,9.01                         10/14/05

DELTIC TIMBER CORP                      DE       2.02,9.01                              10/18/05

DEX MEDIA INC                           DE       1.01,9.01                              10/02/05    AMEND

DIAMONDHEAD CASINO CORP                 DE       8.01                                   10/17/05

DIEBOLD INC                             OH       1.01,9.01                              10/12/05

DNB FINANCIAL CORP /PA/                 PA       8.01,9.01                              10/18/05

DOLLAR GENERAL CORP                     TN       1.01,9.01                              10/14/05

DOVER CORP                              DE       1.01,2.03,9.01                         10/13/05

DOWNEY FINANCIAL CORP                   DE       2.02,9.01                              09/30/05

DURECT CORP                             DE       8.01,9.01                              10/18/05

DYNEX CAPITAL INC                       VA       4.01,9.01                              10/12/05

EAGLE BROADBAND INC                     TX       7.01                                   10/18/05

EARTHSHELL CORP                         DE       1.01,3.02,9.01                         10/11/05

EAST WEST BANCORP INC                            2.02,9.01                              09/30/05

EBAY INC                                DE       2.01,3.02,9.01                         10/14/05

EL PASO CORP/DE                         DE       8.01,9.01                              10/17/05

EL PASO NATURAL GAS CO                  DE       8.01,9.01                              10/17/05

ELECSYS CORP                            KS       8.01,9.01                              10/18/05

EMERITUS CORP\WA\                       WA       1.01,9.01                              10/14/05

EMISPHERE TECHNOLOGIES INC              DE       3.01,5.02,9.01                         10/12/05

EMPIRE GLOBAL CORP.                     DE       3.02,9.01                              10/12/05

EMPIRE RESORTS INC                      DE       5.02                                   10/12/05

ENDURANCE SPECIALTY HOLDINGS LTD                 1.01,9.01                              10/18/05

ENDWAVE CORP                            DE       2.02,9.01                              10/18/05

ENTERPRISE BANCORP INC /MA/             MA       2.02,9.01                              10/18/05

ENTRUST INC                             MD       2.02,9.01                              10/18/05

EQUIFAX INC                             GA       1.01,3.03,9.01                         10/14/05

EQUITY LIFESTYLE PROPERTIES INC         MD       1.02,2.02,5.02,8.01,9.01               10/17/05

ev3 Inc.                                DE       1.01,9.01                              10/13/05

EXACT SCIENCES CORP                     DE       7.01,9.01                              10/18/05

EXCEL TECHNOLOGY INC                    DE       2.02,9.01                              09/30/05

EXELON CORP                             PA       8.01                                   10/17/05

EZ EM INC                               DE       2.02,7.01,9.01                         10/11/05    AMEND

FBR Securitization, Inc.                         8.01,9.01                              10/14/05

Federal Home Loan Bank of New York      X1       2.03,9.01                              10/12/05

Federal Home Loan Bank of San Francis   X1       2.03                                   10/18/05

FEDERATED DEPARTMENT STORES INC /DE/    DE       5.02                                   10/13/05

FENTURA FINANCIAL INC                   MI       2.02,9.01                              10/18/05

FIBERSTARS INC /CA/                     CA       2.02,9.01                              10/17/05

FIFTH THIRD BANCORP                     OH       2.02,7.01,9.01                         10/18/05

FIRST CASH FINANCIAL SERVICES INC       DE       2.02,9.01                              10/18/05

FIRST DEFIANCE FINANCIAL CORP           OH       2.02,9.01                              10/17/05

FIRST M&F CORP/MS                       MS       2.02,7.01,9.01                         10/18/05

FIRST NATIONAL BANCSHARES INC /SC/      SC       2.02,9.01                              10/17/05

FIRST PLACE FINANCIAL CORP /DE/         DE       2.02,9.01                              10/18/05

FIRST SECURITY GROUP INC/TN             TN       2.02                                   10/18/05

FIRSTCITY FINANCIAL CORP                DE       1.01,9.01                              10/12/05

FLOW INTERNATIONAL CORP                 WA       1.01,9.01                              10/17/05

FLOWSERVE CORP                          NY       1.01                                   10/12/05

Ford Credit Auto Owner Trust 2005-A     DE       8.01,9.01                              09/30/05

Ford Credit Auto Owner Trust 2005-B     DE       8.01,9.01                              09/30/05

Ford Credit Auto Owner Trust 2005-C     DE       8.01,9.01                              09/30/05

Ford Credit Floorplan Master Owner Tr   DE       8.01,9.01                              09/30/05

FOREST LABORATORIES INC                 DE       2.02,9.01                              09/30/05

FOREST OIL CORP                         NY       7.01                                   10/18/05

FREEPORT MCMORAN COPPER & GOLD INC      DE       2.02,9.01                              10/18/05

FSI INTERNATIONAL INC                   MN       2.02,9.01                              10/18/05

FULTON FINANCIAL CORP                   PA       2.02,9.01                              10/18/05

GCCFC 2005-GG3                                   8.01,9.01                              10/13/05

GENAERA CORP                            DE       5.02,8.01,9.01                         10/18/05

GENERAL MARITIME CORP/                           1.01,9.01                              10/17/05

GENTEK INC                              DE       8.01                                   10/17/05

GENUINE PARTS CO                        GA       2.02,9.01                              10/18/05

GENZYME CORP                            MA       2.02,9.01                              10/18/05

GILEAD SCIENCES INC                     DE       2.02,9.01                              10/18/05

GOLD BANC CORP INC                      KS       1.01,8.01,9.01                         10/17/05

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       2.02,9.01                              10/18/05

GREENE COUNTY BANCSHARES INC            TN       2.01,7.01,9.01                         10/18/05

Greenpoint Mortgage Funding Trust 200   DE       2.01,9.01                              09/30/05

GREENVILLE FIRST BANCSHARES INC         SC       9.01                                   09/30/05

GRIFFIN LAND & NURSERIES INC            DE       3.01,7.01,9.01                         10/14/05

H&E EQUIPMENT SERVICES LLC              LA       1.01,9.01                              10/13/05

H&R BLOCK INC                           MO       1.01,2.03                              10/14/05

HARTFORD LIFE INSURANCE CO              CT       9.01                                   10/18/05

HEILIG MEYERS CO                        VA       8.01                                   08/31/05

HELEN OF TROY LTD                                2.02,9.01                              10/11/05

HESKA CORP                              DE       2.02,9.01                              09/30/05

Home Equity Asset Trust 2005-7          DE       8.01,9.01                              10/18/05

HUBBELL INC                             CT       2.02                                   10/18/05

HUMANA INC                              DE       1.01,7.01,9.01                         10/17/05

HUNT J B TRANSPORT SERVICES INC         AR       8.01,9.01                              10/13/05

HUNT J B TRANSPORT SERVICES INC         AR       2.02,9.01                              10/14/05

HUTCHINSON TECHNOLOGY INC               MN       1.01,5.03,9.01                         10/12/05

ICU MEDICAL INC/DE                      DE       8.01,9.01                              10/17/05

ICU MEDICAL INC/DE                      DE       2.02,9.01                              10/18/05

IDS MANAGED FUTURES II L P              DE       8.01,9.01                              10/13/05

IDS MANAGED FUTURES L P                 DE       8.01,9.01                              10/13/05

IMMUCOR INC                             GA       3.01,9.01                              10/12/05

INDEPENDENCE COMMUNITY BANK CORP        DE       2.02,9.01                              10/17/05

Inland American Real Estate Trust, In   MD       7.01,9.01                              10/17/05

INLAND REAL ESTATE CORP                 MD       8.01,9.01                              10/18/05

INSIGHT COMMUNICATIONS CO INC           DE       1.01,9.01                              10/12/05

INSIGHT MIDWEST LP                      DE       1.01,9.01                              10/12/05

INTEL CORP                              DE       2.02                                   10/18/05

INTERNATIONAL BUSINESS MACHINES CORP    NY       2.02                                   10/17/05

INTERNATIONAL LEASE FINANCE CORP        CA       1.01,9.01                              10/14/05

INTERNATIONAL MICROCOMPUTER SOFTWARE    CA       9.01                                   07/01/05    AMEND

INTERNATIONAL PAPER CO /NEW/            NY       1.01,5.02,8.01,9.01                    10/11/05

INTERNET COMMERCE CORP                  DE       7.01,9.01                              10/17/05    AMEND

INTERSTATE BAKERIES CORP/DE/            DE       2.05,2.06,8.01,9.01                    10/18/05

J CREW GROUP INC                        DE       1.01,8.01,9.01                         10/12/05

J CREW GROUP INC                        DE       1.01,8.01,9.01                         10/10/05    AMEND

J P MORGAN CHASE & CO                   DE       9.01                                   10/12/05

James River Coal CO                     VA       7.01,9.01                              10/18/05

JANE BUTEL CORP                                  1.01,2.01,2.03,9.01                    07/19/05    AMEND

JEFFERIES GROUP INC /DE/                DE       2.02,9.01                              10/18/05

JOHNSON & JOHNSON                       NJ       2.02,9.01                              10/18/05

JOURNAL COMMUNICATIONS INC                       2.02,9.01                              10/18/05

JOURNAL REGISTER CO                     DE       2.02,7.01,9.01                         10/18/05

JWH GLOBAL TRUST                                 8.01,9.01                              10/13/05

KATY INDUSTRIES INC                     DE       3.01,9.01                              10/18/05

KEYCORP /NEW/                           OH       2.02,8.01,9.01                         10/17/05

KIMBALL INTERNATIONAL INC               IN       1.01,5.03,9.01                         10/18/05

KRAFT FOODS INC                         VA       2.02                                   10/18/05

KRISPY KREME DOUGHNUTS INC              NC       1.01,8.01,9.01                         10/14/05

LA-Z-BOY INC                            MI       7.01                                   10/18/05

LABARGE INC                             DE       2.02,9.01                              10/02/05

LEE ENTERPRISES, INC                    DE       5.02,9.01                              10/17/05

LHC Group, Inc                                   8.01                                   10/17/05

LIFEPOINT HOSPITALS, INC.                        1.01,9.01                              10/14/05

LIGHTING SCIENCE GROUP CORP             DE       1.02,5.02,9.01                         10/17/05

LINDSAY MANUFACTURING CO                DE       2.02,9.01                              10/12/05

LIONS GATE ENTERTAINMENT CORP /CN/               1.01,3.02,8.01,9.01                    10/17/05

LONE STAR TECHNOLOGIES INC              DE       2.02,9.01                              10/17/05

LOWRANCE ELECTRONICS INC                DE       5.03                                   10/13/05

LSI INDUSTRIES INC                      OH       2.02,9.01                              10/18/05

LSI INDUSTRIES INC                      OH       1.01,9.01                              10/18/05

LUBYS INC                               DE       2.02,9.01                              10/18/05

MADISON GAS & ELECTRIC CO               WI       8.01                                   10/14/05

MAGELLAN PETROLEUM CORP /DE/            DE       8.01,9.01                              10/18/05

MAIN STREET RESTAURANT GROUP, INC.      DE       7.01                                   10/17/05

MARKLAND TECHNOLOGIES INC               FL       1.01,3.02,9.01                         10/13/05

MAYTAG CORP                             DE       1.01                                   10/13/05

MCCLATCHY CO                            DE       9.01                                   10/17/05

MDC HOLDINGS INC                        DE       2.02,7.01,9.01                         10/17/05

MEDALLION FINANCIAL CORP                DE       1.01,9.01                              10/17/05

MEDICAL PROPERTIES TRUST INC                     1.01,9.01                              10/12/05

MENTOR CORP /MN/                        MN       2.02,8.01,9.01                         10/18/05

Mercantile Bancorp, Inc.                DE       2.02,9.01                              10/12/05

MERRILL LYNCH & CO INC                  DE       2.02,9.01                              10/18/05

MERRILL LYNCH MORTGAGE INVESTORS INC    DE       8.01,9.01                              10/18/05

MGE ENERGY INC                          WI       8.01                                   10/14/05

MICRO THERAPEUTICS INC                  DE       1.01,2.03,9.01                         10/13/05

MICROMED CARDIOVASCULAR INC             DE       5.02,7.01,9.01                         10/17/05

MIIX GROUP INC                          DE       8.01,9.01                              08/25/05

MIIX GROUP INC                          DE       8.01,9.01                              09/26/05

MILLENNIUM BANKSHARES CORP              VA       8.01,9.01                              10/18/05

MITCHAM INDUSTRIES INC                  TX       7.01,9.01                              10/18/05

MODAVOX INC                                      8.01                                   10/18/05

MOHEGAN TRIBAL GAMING AUTHORITY                  2.02,9.01                              10/17/05

Molecular Pharmacology (USA) LTD        NV       1.01,5.02,9.01                         10/13/05    AMEND

MONACO COACH CORP /DE/                  DE       2.02,9.01                              10/17/05

MONROE BANCORP                          IN       2.02,9.01                              10/18/05

MONROE JAMES BANCORP INC                VA       2.02,9.01                              10/17/05

MONSTER WORLDWIDE INC                   DE       8.01,9.01                              10/14/05

MOTOROLA INC                            DE       2.02,9.01                              10/18/05

NASTECH PHARMACEUTICAL CO INC           DE       1.01,9.01                              10/17/05

NATIONAL CITY CORP                      DE       2.02,9.01                              10/18/05

NATIONAL PENN BANCSHARES INC            PA       2.02,7.01,8.01                         10/18/05

NATIONAL PENN BANCSHARES INC            PA       2.02,8.01,9.01                         10/18/05

NATURAL HEALTH TRENDS CORP              FL       3.01,9.01                              10/12/05

NAVIGATORS GROUP INC                    DE       8.01                                   10/18/05

NEW ENGLAND BANCSHARES INC                       2.02,9.01                              10/18/05

NewGen Technologies, Inc                NV       9.01                                   07/29/05    AMEND

NEWS CORP                                        8.01,9.01                              10/18/05

NEXTEL PARTNERS INC                     DE       2.02,7.01,9.01                         10/18/05

NEXTMEDIA OPERATING INC                          2.02,9.01                              10/18/05

NORTHERN STATES POWER CO /WI/           WI       8.01                                   10/12/05

NORTHWEST AIRLINES CORP                 DE       8.01,9.01                              10/18/05

NOTIFY TECHNOLOGY CORP                  CA       4.01,9.01                              10/12/05

O CHARLEYS INC                          TN       2.02,7.01,9.01                         10/18/05

OAK HILL FINANCIAL INC                  OH       2.02,9.01                              10/13/05

OCCIDENTAL PETROLEUM CORP /DE/          DE       1.01,8.01                              10/12/05

OccuLogix, Inc.                         DE       1.01                                   10/17/05

ODYSSEY RE HOLDINGS CORP                DE       3.03,5.03,9.01                         10/17/05

OLD POINT FINANCIAL CORP                VA       2.02,9.01                              10/18/05

OMI CORP/M I                                     2.02,9.01                              10/17/05

ONLINE INNOVATION INC                   DE       4.02,9.01                              10/17/05

OSTEOTECH INC                           DE       7.01,9.01                              10/17/05

OVERSEAS SHIPHOLDING GROUP INC          DE       1.01,9.01                              10/12/05

OXFORD VENTURES INC                     NV       1.01,9.01                              10/12/05

PACKAGING CORP OF AMERICA                        2.02,9.01                              10/17/05

PAINCARE HOLDINGS INC                   CT       2.01,7.01,9.01                         10/14/05

PALL CORP                               NY       5.03,9.01                              10/13/05

PALM HARBOR HOMES INC /FL/              FL       2.02,9.01                              10/18/05

PANERA BREAD CO                         DE       2.02,9.01                              10/18/05

PARKER HANNIFIN CORP                    OH       2.02,7.01,9.01                         10/18/05

PATRIOT SCIENTIFIC CORP                 DE       8.01                                   09/23/05

PEOPLES BANCTRUST CO INC                AL       2.02,9.01                              10/18/05

PEOPLES FINANCIAL CORP /MS/             MS       2.02,9.01                              10/18/05

PEREGRINE SYSTEMS INC                   DE       8.01,9.01                              06/30/05

PETMED EXPRESS INC                      FL       7.01,8.01,9.01                         10/17/05

PETROLEUM DEVELOPMENT CORP              NV       8.01,9.01                              07/14/05

PETROLEUM DEVELOPMENT CORP              NV       4.02,9.01                              07/14/05

PINNACLE WEST CAPITAL CORP              AZ       8.01                                   10/17/05

PLX TECHNOLOGY INC                      DE       2.02,9.01                              10/18/05

POKERTEK INC                                     1.01,8.01,9.01                         10/13/05

POMEROY IT SOLUTIONS INC                DE       1.01,8.01,9.01                         10/13/05

POPULAR ABS, INC.                       DE       8.01,9.01                              10/17/05

PORTA SYSTEMS CORP                      DE       1.01                                   10/12/05

PORTOLA PACKAGING INC                   DE       1.01                                   10/15/05

POST PROPERTIES INC                     GA       1.01,9.01                              10/17/05

PRIME MORTGAGE TRUST 2005-4             DE       9.01                                   09/30/05

PROTECTIVE LIFE INSURANCE CO            TN       9.01                                   10/14/05

Protective Life Secured Trust 2005-9    DE       1.03,2.01,8.01,9.01                    10/17/05

Protective Life Secured Trust 2005-A    DE       1.03,2.01,8.01,9.01                    10/14/05

PSB Holdings, Inc.                               2.01,9.01                              10/14/05

PULASKI FINANCIAL CORP                  MO       8.01,9.01                              10/17/05

Q COMM INTERNATIONAL INC                UT       4.01,9.01                              10/11/05    AMEND

QLT INC/BC                              A1       2.02,9.01                              10/18/05

QUAKER FABRIC CORP /DE/                 DE       2.02,9.01                              10/18/05

QUEST RESOURCE CORP                     NV       1.01,1.02,2.02,5.02,5.03,7.01,9.01     10/14/05

RALI Series 2005-QS14 Trust             DE       8.01,9.01                              10/18/05

RED HAT INC                             DE       5.02                                   10/12/05

Refco Inc.                                       8.01,9.01                              10/18/05

REMEDENT, INC.                          NV       1.01,5.02,8.01,9.01                    10/17/05

RESIDENTIAL ASSET SECURITIES CORP       DE       8.01,9.01                              10/18/05

RESIDENTIAL CAPITAL CORP                DE       8.01                                   10/17/05

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE       8.01,9.01                              10/17/05

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE       8.01,9.01                              10/18/05

REX STORES CORP                         DE       8.01                                   10/14/05

RIVIERA HOLDINGS CORP                   NV       1.01                                   10/18/05

RLI CORP                                IL       2.02,9.01                              10/18/05

ROANOKE ELECTRIC STEEL CORP             VA       8.01,9.01                              10/18/05

ROBOTIC VISION SYSTEMS INC              DE       1.03,5.02,8.01                         10/11/05

ROCKY SHOES & BOOTS INC                 OH       2.02,7.01,9.01                         10/17/05

RUSH ENTERPRISES INC \TX\               TX       2.02,9.01                              10/18/05

RYLAND GROUP INC                        MD       2.02,9.01                              10/18/05

S&P MANAGED FUTURES INDEX FUND LP       DE       8.01,9.01                              10/13/05

S&T BANCORP INC                         PA       2.02                                   10/18/05

S1 CORP /DE/                            DE       2.02,2.05,9.01                         10/17/05

SAFECO CORP                             WA       2.02,9.01                              10/18/05

SAFEWAY INC                             DE       2.02,9.01                              10/18/05

SAGEMARK COMPANIES LTD                  NY       1.01                                   10/11/05

SAN HOLDINGS INC                        CO       1.01,9.01                              10/12/05

SANDY SPRING BANCORP INC                MD       2.02,7.01,9.01                         10/18/05

SAXON CAPITAL INC                       MD       2.02,9.01                              10/18/05

SB PARTNERS                             NY       2.01                                   10/18/05

SBS TECHNOLOGIES INC                    NM       2.02,9.01                              10/18/05

SCHULMAN A INC                          DE       2.02,9.01                              10/18/05

SEAGATE TECHNOLOGY                      E9       2.02,7.01,9.01                         10/18/05

SELECT COMFORT CORP                              7.01,9.01                              10/18/05

SENSIENT TECHNOLOGIES CORP              WI       2.02,9.01                              10/17/05

SENSOR SYSTEM SOLUTIONS INC                      1.01,3.02,9.01                         10/06/05

SENTO CORP                              UT       7.01,9.01                              10/18/05

SEPRACOR INC /DE/                       DE       5.02                                   10/12/05

SG Mortgage Securities, LLC             DE       8.01,9.01                              10/18/05

SGC HOLDINGS INC                                 2.01,2.02,3.02,5.01,5.02,9.01          10/12/05

SHEFFIELD PHARMACEUTICALS INC           DE       1.02                                   10/18/05

SHOPKO STORES INC                       WI       8.01,9.01                              10/17/05

SILVERSTAR HOLDINGS LTD                 B0       7.01,9.01                              10/17/05

SMALL WORLD KIDS INC                    UT       3.03,5.03,8.01                         10/14/05

SMARTIRE SYSTEMS INC                             1.01                                   10/12/05

SPEAKING ROSES INTERNATIONAL INC        NV       8.01                                   10/14/05

STANLEY FURNITURE CO INC/               DE       2.02,9.01                              10/17/05

STATE STREET CORP                       MA       2.02,9.01                              10/18/05

STATION CASINOS INC                     NV       2.02                                   10/18/05

STEEL DYNAMICS INC                      IN       1.01,8.01,9.01                         10/18/05

STRATUS SERVICES GROUP INC              DE       1.01                                   10/12/05

STRUCTURED ASSET SECURITIES CORP        DE       8.01                                   10/14/05

STRUCTURED PRODUCTS CORP CAST STEP UP   DE       8.01,9.01                              10/03/05

STRUCTURED PRODUCTS CORP CAST STEP UP   DE       8.01,9.01                              10/03/05

STRYKER CORP                            MI       2.02,9.01                              09/30/05

SUN BANCORP INC /NJ/                    NJ       2.02,9.01                              10/18/05

SUNTRUST BANKS INC                      GA       2.02,7.01,9.01                         10/18/05

SUPER VISION INTERNATIONAL INC          DE       1.01,5.02,9.01                         10/18/05

SUPERIOR ENERGY SERVICES INC            DE       7.01,9.01                              10/17/05

SYNERGETICS USA INC                     DE       1.01,2.03,9.01                         10/12/05

SYSTEMAX INC                            DE       7.01                                   10/14/05

T-3 ENERGY SERVICES INC                 TX       2.01,9.01                              10/12/05

TASTY BAKING CO                         PA       3.01,7.01,9.01                         10/17/05

TCF FINANCIAL CORP                      DE       5.02,9.01                              10/17/05

TECHNOLOGY SOLUTIONS COMPANY            DE       3.03,5.03,9.01                         10/14/05

TERCICA INC                             DE       1.01,3.02,9.01                         10/18/05

TGC INDUSTRIES INC                      TX       1.01,3.02,9.01                         10/12/05

THERAGENICS CORP                        DE       2.02                                   10/18/05

THERMOGENESIS CORP                      DE       1.01,9.01                              10/13/05

THOMAS GROUP INC                        DE       2.02,9.01                              10/18/05

TOTAL SYSTEM SERVICES INC               GA       2.02,7.01,8.01,9.01                    10/18/05

TRACKPOWER INC                          WY       1.01,5.02,9.01                         10/12/05

TRANS WORLD ENTERTAINMENT CORP          NY       2.02,9.01                              10/18/05

TRANSATLANTIC HOLDINGS INC              DE       7.01                                   10/17/05

TRANSWITCH CORP /DE                     DE       2.02,9.01                              10/18/05

TRC COMPANIES INC /DE/                  DE       1.01,5.02,9.01                         10/12/05

TRI-S SECURITY CORP                     GA       1.01,3.02                              10/12/05

TRINITY CAPITAL CORP                             2.02                                   10/18/05

TRINITY LEARNING CORP                   UT       7.01                                   10/17/05

TRUSTCO BANK CORP N Y                   NY       2.02,9.01                              10/18/05

TRUSTMARK CORP                          MS       2.02,9.01                              09/30/05

UNION FINANCIAL BANCSHARES INC          DE       2.02,9.01                              10/18/05

UNISYS CORP                             DE       2.02,9.01                              10/18/05

UNITED AMERICA INDEMNITY, LTD           E9       1.01,1.02,9.01                         10/12/05

UNITED BANCORP INC /MI/                 MI       2.02,9.01                              10/18/05

United Financial Bancorp Inc                     8.01,9.01                              10/13/05

UNITED SECURITY BANCSHARES              CA       2.02,9.01                              10/18/05

UNITED TECHNOLOGIES CORP /DE/           DE       2.02,9.01                              10/18/05

URANERZ ENERGY CORP.                    NV       1.01,3.02                              10/18/05

URANERZ ENERGY CORP.                    NV       1.01                                   10/18/05

US BANCORP \DE\                         DE       2.02,9.01                              10/18/05

UTAH MEDICAL PRODUCTS INC               UT       2.02                                   10/18/05

UTEK CORP                                        8.01,9.01                              10/12/05

VAIL RESORTS INC                        DE       8.01                                   10/17/05

VALMONT INDUSTRIES INC                  DE       2.02                                   10/17/05

VERITAS DGC INC                         DE       1.01,9.01                              10/12/05

VERTRUE INC                             DE       8.01,9.01                              10/17/05

VIACOM INC                              DE       8.01,9.01                              10/18/05

VICOR CORP                              DE       2.02,9.01                              10/18/05

VIDEO WITHOUT BOUNDARIES INC            FL       4.02,9.01                              05/02/05    AMEND

VIEWCAST COM INC                        DE       2.02,9.01                              10/18/05

VINTAGE PETROLEUM INC                   DE       1.01,3.03,9.01                         10/13/05

VION PHARMACEUTICALS INC                DE       8.01,9.01                              10/17/05

VISTACARE, INC.                         DE       8.01,9.01                              10/17/05

W&T OFFSHORE INC                        TX       7.01,9.01                              10/18/05

Wachovia Bank Commercial Mortgage Tru   NC       8.01,9.01                              10/17/05

WARWICK VALLEY TELEPHONE CO             NY       3.01,8.01,9.01                         10/18/05

WELLS FARGO & CO/MN                     DE       2.02,9.01                              10/18/05

Wells Fargo Financial Auto Owner Trus   DE       9.01                                   10/17/05

WERNER ENTERPRISES INC                  NE       2.02,9.01                              10/17/05

WESTERN TRANSITIONS, INC                NV       5.01,5.02                              10/12/05

WHEELING ISLAND GAMING INC              DE       5.02                                   10/18/05

WHITNEY HOLDING CORP                    LA       8.01,9.01                              10/18/05

WILLIS GROUP HOLDINGS LTD               D0       1.01,9.01                              10/17/05

WINSONIC DIGITAL MEDIA GROUP LTD        NV       1.01,2.03,3.02,9.01                    10/12/05

WORLD WIDE MOTION PICTURES CORP         MI       1.01,8.01,9.01                         09/30/05

YAHOO INC                               DE       2.02,9.01                              10/18/05

YARDVILLE NATIONAL BANCORP              NJ       1.01                                   12/31/04

ZAP                                     CA       5.02                                   10/14/05

ZILA INC                                DE       2.02,9.01                              10/12/05