SEC NEWS DIGEST


   Issue 2007-08 					 January 12, 2007



   COMMISSION ANNOUNCEMENTS


   SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN PATHWAYS GROUP,
   INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   The Commission announced the temporary suspension of  trading  of  the
   securities of the following issuer, commencing at  9:30  a.m.  EST  on
   Jan. 12, 2007, and terminating at 11:59 p.m. EST on Jan. 26, 2007:

        * Pathways Group, Inc.  (n/k/a  Bicoastal  Communications,  Inc.)
        (BCLC)

   The Commission temporarily suspended trading in the securities of BCLC
   due to a lack of current and accurate information  about  the  company
   because it has not filed periodic reports with  the  Commission  since
   the period ended Sept. 30, 2000. This order was  entered  pursuant  to
   Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act).

   The Commission cautions brokers, dealers, shareholders and prospective
   purchasers  that  they  should  carefully   consider   the   foregoing
   information along with all other currently available  information  and
   any information subsequently issued by this company.

   Brokers and dealers should be alert to  the  fact  that,  pursuant  to
   Exchange  Act  Rule  15c2-11,  at  the  termination  of  the   trading
   suspensions, no quotation may be entered relating to the securities of
   the subject company unless and until the broker or dealer has strictly
   complied with all of the provisions of the  rule.  If  any  broker  or
   dealer is uncertain as to what is required  by  the  rule,  it  should
   refrain from entering quotations relating to the  securities  of  this
   company that has been subject to a trading suspension until such  time
   as it has familiarized itself with the rule and is certain that all of
   its provisions have been met. Any  broker  or  dealer  with  questions
   regarding the rule should contact the  staff  of  the  Securities  and
   Exchange Commission in Washington, DC at (202) 551-5720. If any broker
   or dealer enters any quotation which is in violation of the rule,  the
   Commission will consider the need for prompt enforcement action.

   If any broker, dealer or other person has any  information  which  may
   relate to this matter, they should immediately communicate it  to  the
   Delinquent Filings Branch of the Division of Enforcement at (202) 551-
   5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-55091)


   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF ANTARES RESOURCES CORP., ET AL.

   An Administrative Law Judge has issued an Order  Making  Findings  and
   Revoking Registrations by Default as to  Hatco  Holdings  Ltd.  and  V
   Formation, Inc., (Default Order) in Antares Resources  Corp.,  et  al.
   The Order  Instituting  Proceedings  alleged  that  Respondents  Hatco
   Holdings Ltd.  and  V  Formation,  Inc.,  failed  repeatedly  to  file
   required annual and quarterly  reports  while  their  securities  were
   registered with the Securities and Exchange  Commission.  The  Default
   Order finds these allegations to be true and revokes the registrations
   of each class of registered  securities  Hatco  Holdings  Ltd.  and  V
   Formation, Inc., have with the Commission, pursuant to  Section  12(j)
   of the Securities Exchange Act of 1934. (Rel. 34-55086;  File  No.  3-
   12499)

   SEC ORDERS HEARING ON REGISTRATION REVOCATION AGAINST  NINE  COMPANIES
   FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   On  January  11,  the  Commission  instituted  public   administrative
   proceedings to determine whether to revoke or suspend for a period not
   exceeding twelve  months  the  registrations  of  each  class  of  the
   securities of nine companies for failure  to  make  required  periodic
   filings with the Commission:

        * Combined Companies Corp.
        * Communication Ventures, Inc.
        * InTechnologies, Inc.
        * Repco, Inc.
        * Sutra Management Corp.
        * Sydicate Ventures, Inc.
        * Transwave Corp.
        * Veda Corp.
        * 1 Solution Corp.

   In this Order, the Division of Enforcement (Division) alleges that the
   nine issuers are delinquent in their required  periodic  filings  with
   the Commission.

   In this proceeding, instituted pursuant to Exchange Act Section 12(j),
   a hearing will be scheduled before an Administrative Law Judge. At the
   hearing, the judge will  hear  evidence  from  the  Division  and  the
   respondents to determine  whether  the  allegations  of  the  Division
   contained in the Order, which the Division alleges constitute failures
   to comply with Exchange Act Section 13(a) and Rules 13a-1  and  13a-13
   thereunder, are true. The judge in the proceeding will then  determine
   whether the registrations pursuant to Exchange Act Section 12  of  the
   securities of these respondents should be revoked or suspended  for  a
   period not exceeding twelve months. The Commission  ordered  that  the
   Administrative Law Judge in this proceeding issue an initial  decision
   not later than 120  days  from  the  date  of  service  of  the  order
   instituting proceedings. (Rel. 34-55087; File No. 3-12531)

   IN THE MATTER OF VINCENT NAPOLITANO

   An administrative law judge has issued an Order  Making  Findings  and
   Imposing Sanctions by Default (Default Order) in  Vincent  Napolitano.
   The Default Order finds that the following allegations  in  the  Order
   Instituting Proceedings are true. On Nov. 13, 2006, Vincent Napolitano
   was permanently enjoined him from future violations of Sections  17(a)
   and (b) of the Securities Act  of  1933  Act,  Section  10(b)  of  the
   Securities  Exchange  Act  of  1934  (Exchange  Act)  and  Rule  10b-5
   thereunder,  and  Rule  102  of  Regulation  M,  in  SEC  v.   Vincent
   Napolitano,  9:99-CV-04807,  U.S.  District  Court  for  the   Eastern
   District of New York. Napolitano was ordered to disgorge $4,709,828.04
   together with prejudgment interest in the amount $1,833,847.78 and  to
   pay a civil penalty of $100,000. The administrative law  judge  barred
   Vincent Napolitano, pursuant to Section 15(b)  of  the  Exchange  Act,
   from participating in any offering of penny stock, including acting as
   a promoter, finder, consultant, agent or other person who  engages  in
   activities with a  broker,  dealer  or  issuer  for  purposes  of  the
   issuance or trading in any penny stock, or inducing or  attempting  to
   induce the purchase or sale of any penny stock. (Rel.  34-55090;  File
   No. 3-12488)

   COMMISSION ORDERS HEARINGS ON  REGISTRATION  REVOCATION  AGAINST  FOUR
   COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   In conjunction with today's trading suspension as to  Pathways  Group,
   Inc. (n/k/a  Bicoastal  Communications,  Inc.),  the  Commission  also
   instituted public administrative proceedings to determine  whether  to
   revoke or suspend  for  a  period  not  exceeding  twelve  months  the
   registration of each class of the securities  of  four  companies  for
   failure to make required periodic filings with the Commission:

        * Buffalo Capital V, Ltd. (n/k/a Aladdin Oil Corp.)
        * Echo Springs Water Company, Inc.
        * Isolver.Com, Inc. (ISLV)
        * Pathways Group, Inc.  (n/k/a  Bicoastal  Communications,  Inc.)
        (BCLC)

   In this Order, the Division of Enforcement (Division) alleges that the
   four issuers are delinquent in their required  periodic  filings  with
   the Commission.

   In this proceeding, instituted pursuant to Exchange Act Section 12(j),
   a hearing will be scheduled before an Administrative Law Judge. At the
   hearing, the judge will  hear  evidence  from  the  Division  and  the
   respondents to determine  whether  the  allegations  of  the  Division
   contained in the Order, which the Division alleges constitute failures
   to comply with Exchange Act Section 13(a) and Rules 13a-1  and  13a-13
   thereunder, are true. The judge in the proceeding will then  determine
   whether the registrations pursuant to Exchange Act Section 12  of  the
   securities of these respondents should be revoked or suspended  for  a
   period not exceeding twelve months. The Commission  ordered  that  the
   Administrative Law Judge in this proceeding issue an initial  decision
   not later than 120  days  from  the  date  of  service  of  the  order
   instituting proceedings. (Rel. 34-55092; File No. 3-12532)

   REVOCATION OF REGISTRATION OF SECURITIES OF OCA, INC.

   The Commission announced the revocation of  the  registration  of  the
   securities of OCA, Inc. (OCA), of Metairie, Louisiana, registered with
   the Commission pursuant to Section 12 of the Exchange Act, on  January
   12, pursuant to Section 12(j) of the Securities Exchange Act  of  1934
   (the Exchange Act).

   In its Order revoking the registration of securities of OCA registered
   with the Commission pursuant to Section 12 of the  Exchange  Act,  the
   Commission found the following:

   OCA has failed to comply with Section 13(a) of the  Exchange  Act  and
   Rules  13a-1  and  13a-13  thereunder,  while  its  common  stock  was
   registered with the Commission in that it  has  not  filed  an  Annual
   Report on Form 10-K since March 15, 2004 for the year  ended  December
   31, 2003 or periodic or quarterly reports on Form 10-Q for any  fiscal
   period subsequent to its fiscal quarter ended Sept. 30, 2004.

   The  Commission   cautions   brokers,   dealers,   shareholders,   and
   prospective  purchasers  that  they  should  carefully  consider   the
   foregoing  information  along  with  all  other  currently   available
   information and any information subsequently issued by the company.

   Further, brokers and dealers should be alert to the fact that, Section
   12(j) provides, in pertinent part, as follows:

        No member of a national securities exchange,  broker,  or  dealer
        shall make use of the mails or any means  or  instrumentality  of
        interstate commerce to effect any transaction in,  or  to  induce
        the purchase or sale of, any security the registration  of  which
        has been and is suspended or revoked pursuant  to  the  preceding
        sentence.

   Without admitting or denying the findings In the Matter of OCA,  Inc.,
   OCA consented the entry of an order finding  that  it  had  failed  to
   comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-
   13 thereunder and revoking the registration of  each  class  of  OCA's
   securities registered with the Commission pursuant to  Section  12  of
   the Exchange Act. (Rel. 34-55093; File No. 3-12533)

   IN THE MATTER OF CHARLES EISENSTEIN

   On January 12, the Commission issued an Order of  Suspension  Pursuant
   to Rule 102(e)(2) of  the  Commission's  Rules  of  Practice,  (Order)
   against Charles R. Eisenstein, Respondent.

   The Order finds that on Aug. 12, 2002, Eisenstein pled guilty  to  one
   count of securities fraud in violation  of  Title  15  of  the  United
   States Code, Sections 78j(b) and 78ff before the U.S.  District  Court
   for the Southern District of New York, in  United  States  v.  Charles
   Eisenstein, Crim. Information No. 1:02-CR-905. On March  10,  2003,  a
   judgment in the criminal case was entered against Eisenstein,  he  was
   sentenced to 2 years probation and ordered to pay fines in the  amount
   of $2,500.

   Based on the above,  the  Order  forthwith  suspends  Eisenstein  from
   appearing or practicing before the Commission. For further information
   see [SEC v. Wamex Holdings, Inc., et. al., Civil Action  No.  01  Civ.
   9056, S.D.N.Y.] (LR-17178 and  LR-17602).  (Rel.  34-55094;  AAE  Rel.
   2539; File No. 3-12534)

   SEC ISSUES A  CEASE-AND-DESIST  ORDER  AGAINST  LATTICE  SEMICONDUCTOR
   CORP. FOR ACCOUNTING FAILURES

   On January 12, the Commission issued an Order  Instituting  Cease-and-
   Desist Proceedings, Making Findings, and Imposing  a  Cease-and-Desist
   Order Pursuant to Section 21C of the Securities Exchange Act  of  1934
   (Order) against Lattice Semiconductor Corp. (Lattice), a semiconductor
   manufacturer based in Hillsboro,  Oregon.  Lattice  consented  to  the
   issuance of  the  Order  without  admitting  or  denying  any  of  the
   Commission's findings.

   The Order finds that Lattice's inadequate internal controls caused  it
   to file inaccurate Forms 10-Q for the second  and  third  quarters  of
   2003. By failing to segregate duties concerning the creation and entry
   of journal entries into the general ledger, Lattice allowed its former
   controller to make and conceal unsupported  journal  entries  totaling
   $5.5 million from senior management and its auditor for seven  months.
   These unsupported journal entries caused Lattice  to  file  materially
   inaccurate Forms 10-Q for the second and third quarters  of  2003  and
   restate its financial statements for the first three quarters of  2003
   in April 2004. As a result of the restatements,  Lattice's  previously
   reported revenue for the first nine months of 2003 decreased by  $10.6
   million (an approximate 6% decrease),  deferred  income  increased  by
   $3.4 million (in addition to the $5.5 million already improperly added
   by the unsupported journal entries), and its previously reported  loss
   for  the  period  increased  by  $8.9  million  (an  approximate   13%
   increase).

   Based on the above, the Commission ordered Lattice to cease and desist
   from committing or causing any violations and any future violations of
   the reporting provisions (Section 13(a) of the Exchange Act  and  Rule
   13a-13 thereunder), record-keeping provision (Section  13(b)(2)(A)  of
   the  Exchange  Act),  and   internal   controls   provision   (Section
   13(b)(2)(B) of the Exchange Act) of the federal securities laws. (Rel.
   34-55097; AAE Rel. 2540; File No. 3-12535)

   FORMER INVESTMENT BANKER STANISLAV SHPIGELMAN SENTENCED TO  37  MONTHS
   IMPRISONMENT FOR PROVIDING TIPS ON NON-PUBLIC MERGERS AND ACQUISITIONS
   TRANSACTIONS TO INSIDER TRADING RING

   On January 5, U.S. District Judge Kenneth  Karas  sentenced  Stanislav
   Shpigelman to 37 months imprisonment, to  be  followed  by  two  years
   supervised release, based on Shpigelman's guilty plea to one count  of
   securities fraud for his role in a  widespread  insider  trading  ring
   that resulted in at least $6.8 million in  illicit  gains.  In  August
   2005, the Securities and Exchange Commission  (Commission)  originally
   filed an emergency action alleging insider trading in advance  of  the
   Aug. 3, 2005, announcement by Reebok International Ltd. (Reebok)  that
   it had agreed to  be  acquired  by  adidas-Salomon  AG  (Adidas).  The
   Commission subsequently  brought  charges  against  Shpigelman  in  an
   amended  complaint  filed  on  March  11,  2006.  Through   subsequent
   amendments, the Commission  has  charged  a  total  of  17  individual
   defendants, located in the United States and Europe,  as  participants
   in the  insider  trading  ring,  involving  trading  in  at  least  27
   different stocks.

   The Commission's complaint alleges that Shpigelman, a  former  mergers
   and acquisitions analyst at Merrill Lynch & Co., Inc. (Merrill Lynch),
   leaked confidential information to defendants Eugene Plotkin and David
   Pajcin concerning at least six mergers or  acquisitions  that  Merrill
   Lynch was working on, prior to  the  time  the  deals  became  public,
   including deals between (i) The  Proctor  &  Gamble  Company  and  The
   Gillette Company; (ii) Novartis AG and  Eon  Labs,  Inc.;  (iii)  Duke
   Energy and Cinergy Corp.; (iv) Quest  Diagnostics,  Inc.  and  LabOne,
   Inc.; (v) Celgene Corp. and a company considering  acquiring  Celgene;
   and (vi) Reebok and adidas. Plotkin and Pajcin traded on  the  insider
   information and passed the insider information on  to  individuals  in
   the United States and Europe who also traded on it.  The  Commission's
   complaint also charges  Plotkin  and  Pajcin  with  orchestrating  two
   separate insider trading schemes,  involving  trading  based  on  non-
   public  information  obtained  from:  (i)  advance  stolen  copies  of
   Business Week magazine; and (ii) a federal grand jury in the  District
   of New Jersey that was convened to investigate,  among  other  things,
   potential accounting fraud at Bristol-Myers  Squibb  Co.  On  Dec.  4,
   2006, the Honorable Chief Judge Kimba M. Wood entered an order staying
   discovery in the Commission's  action  until  the  conclusion  of  the
   pending criminal proceedings. The criminal trial of Eugene Plotkin  is
   currently scheduled to commence in April 2007.

   For information see Litigation Release No. 19775 (July 26, 2006),  No.
   19696 (May 11, 2006), 19650 (April 11,  2006),  No.  19340  (Aug.  19,
   2005) and No. 19327 (Aug. 5, 2005). [SEC v. Sonja Anticevic,  et  al.,
   05 Civ. 6991 (KMW) SDNY] (LR-19966)


   INVESTMENT COMPANY ACT RELEASES


   PROFUNDS, ET AL.

   An order has been issued on an application filed by ProFunds,  et  al.
   for an order under Section 12(d)(1)(J) of the Investment  Company  Act
   for an exemption from Sections 12(d)(1)(A) and (B)  of  the  Act,  and
   under Sections 6(c) and 17(b) of the Act for an exemption from Section
   17(a) of the Act. The  order  permits  certain  management  investment
   companies and unit investment  trusts  registered  under  the  Act  to
   acquire shares of certain open-end management investment companies and
   unit investment trusts registered under the Act, including those  that
   operate as exchange-traded funds, that are outside the same  group  of
   investment companies as the acquiring investment companies. (Rel.  IC-
   27658 - January 9)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change filed by The NASDAQ Stock  Exchange  to  codify
   its Sponsored Access rule (SR-Nasdaq-2006-061)  has  become  effective
   under Section 19(b)(3)(A) of the  Securities  Exchange  Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 13. (Rel. 34-55061)

   A proposed rule change filed by the New York Stock  Exchange  relating
   to Rule  13  (Definitions  of  Orders)  (SR-NYSE-2006-90)  has  become
   effective under Section 19(b)(3)(A) of the Securities Exchange Act  of
   1934. Publication is expected in the Federal Register during the  week
   of January 13. (Rel. 34-55084)

   APPROVAL OF PROPOSED RULE CHANGE

   A proposed rule change (SR-Phlx-2006-51)  filed  by  the  Philadelphia
   Stock Exchange relating to performance evaluations for Streaming Quote
   Traders and Remote Streaming Quote Traders has been  granted  approval
   pursuant to Section 19(b)(2) of the Securities Exchange Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   January 13. (Rel. 34-55080)

   PROPOSED RULE CHANGE

   The National Securities Clearing Corporation  filed  a  proposed  rule
   change (SR-NSCC-2006-18) under Section 19(b)(1) of the Exchange Act to
   create a  service  to  facilitate  the  exchange  of  account  related
   information on an automated  basis  between  members.  Publication  is
   expected in the Federal Register during the week of January 13.  (Rel.
   34-55082)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-3ASR  PNC FINANCIAL SERVICES GROUP INC, ONE PNC PLAZA, 249 FIFTH AVENUE, 
        PITTSBURGH, PA, 15222, 412-762-2000 - 0 ($0.00) Debt, 0 ($0.00) Equity, 
        0 ($0.00) Other, (File 333-139912 - Jan. 11) (BR. 07B)

S-3ASR  PNC FINANCIAL SERVICES GROUP INC, ONE PNC PLAZA, 249 FIFTH AVENUE, 
        PITTSBURGH, PA, 15222, 412-762-2000 - 0 ($0.00) Debt, 0 ($0.00) Other, 
        (File 333-139913 - Jan. 11) (BR. 07B)

S-3     Security With Advanced Technology, Inc., 10855 DOVER STREET, 
        SUITE 1000, WESTMINSTER, CO, 80021, 303-439-0372 - 
        1,898,762 ($9,721,661.44) Equity, (File 333-139914 - Jan. 11) (BR. 11)

SB-2    Madrona Ventures, Inc., SUITE 102-5212 48TH STREET, RED DEER, A0, 
        T4N 7C3, 403-770-8095 - 1,525,000 ($381,250.00) Equity, 
        (File 333-139915 - Jan. 11) (BR. 04)

S-4     AIRTRAN HOLDINGS INC, 9955 AIRTRAN BLVD, ORLANDO, FL, 32827, 
        4072515600 - 0 ($168,579,524.00) Equity, (File 333-139917 - Jan. 11) 
        (BR. 05A)

S-8     ZIPREALTY INC, 2000 POWELL STREET, SUITE 1555, EMERYVILLE, CA, 94608, 
        510-735-2600 - 864,905 ($6,482,462.97) Equity, (File 333-139918 - 
        Jan. 11) (BR. 08B)

S-8     PACIFIC FUEL CELL CORP, 131 N. TUSTIN AVENUE, SUITE 100, TUSTIN, CA, 
        92780, 7145641693 - 500,000 ($115,000.00) Equity, (File 333-139919 - 
        Jan. 11) (BR. 09B)

SB-2    Release Your Lease Inc., 74 WEST 14TH AVENUE, VANCOUVER, A1, V5Y 1W6, 
        604-761-1335 - 2,000,000 ($40,000.00) Equity, (File 333-139920 - 
        Jan. 11) (BR. )

SB-2    TEEKA TAN PRODUCTS, INC., 5499 NORTH FEDERAL HIGHWAY, SUITE D, 
        BOCA RATON, FL, 33487, (561) 989-3600 - 7,900,000 ($523,000.00) Equity, 
        (File 333-139922 - Jan. 11) (BR. 06B)

S-3     TRANSMERIDIAN EXPLORATION INC, 2819999091 - 0 ($44,000,000.00) Other, 
        (File 333-139923 - Jan. 11) (BR. 04A)

S-8     ILOG SA, 9 RUE DE VERDUN, 94253 GENTILLY FRANC, I0, 0113314908 - 
        135,000 ($1,722,600.00) Equity, (File 333-139925 - Jan. 11) (BR. 03B)

SB-2    SERVICE AIR GROUP INC, 5455 AIRPORT ROAD SOUTH, -, RICHMOND, A1, 
        V7B 1B5, 604-722-2147 - 5,750,000 ($5,750,000.00) Equity, 
        (File 333-139926 - Jan. 11) (BR. 09B)

S-8     Falcon Ridge Development Inc., 5111 JUAN TABO BOULEVARD N.E., 
        ALBUQUERQUE, NM, 87111, (866) 302-2248 - 
        435,000 ($4,171,000.00) Equity, (File 333-139927 - Jan. 11) (BR. 08A)

S-3ASR  PUGET ENERGY INC /WA, 10885 NE 4TH STREET, BELLEVUE, WA, 980045515, 
        4254546363 - 6,833,139 ($171,716,783.00) Equity, (File 333-139931 - 
        Jan. 11) (BR. 02B)

SB-2    Rosewind CORP, 16200 WCR 18E, LOVELAND, CO, 80537, (970)635-0346 - 
        3,650,000 ($1,385,000.00) Equity, (File 333-139933 - Jan. 11) (BR. )

S-3     JAVO BEVERAGE CO INC, 1311 SPECIALTY DRIVE, #, VISTA, CA, 92081, 
        760-560-5286 - 0 ($35,871,655.00) Equity, (File 333-139935 - Jan. 11) 
        (BR. 02B)

S-1     OXFORD TECHNOLOGIES INC, 80 WALL STREET, SUITE 818, NEW YORK, NY, 
        10005, 2128091200 - 5,213,000 ($5,213,000.00) Equity, 
        (File 333-139936 - Jan. 11) (BR. 09B)

S-1     PE Environmental Funding LLC, 2215-B RENAISSANCE DRIVE, SUITE #5, 
        LAS VEGAS, NV, 89119, 702-740-4244 - 
        0 ($1,000,000.00) Non-Convertible Debt, (File 333-139937 - Jan. 11) 
        (BR. )

S-3     UNITED AMERICAN HEALTHCARE CORP, 300 RIVER PLACE, SUITE 4950, DETROIT, 
        MI, 48207, 3133930200 - 0 ($8,532,992.58) Equity, (File 333-139938 - 
        Jan. 11) (BR. 01C)

S-1     CastlePoint Holdings, Ltd., ATTN: JOEL WEINER, 
        CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, D0, HM 11, 4412951422 - 
        0 ($50,000,000.00) Other, (File 333-139939 - Jan. 11) (BR. 01B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.		    	DATE       COMMENT
-------------------------------------------------------------------------------------------------------
A21 INC                                 TX       5.02,9.01                      01/08/07

AAA Energy Inc.                         NV       3.02                           01/11/07

Acquicor Technology Inc                 DE       7.01,9.01                      01/11/07

ADELPHIA COMMUNICATIONS CORP            DE       1.03,3.03,5.01,8.01,9.01       01/05/07

ADVANCED CELL TECHNOLOGY, INC.          DE       8.01                           01/10/07

ADVANSTAR COMMUNICATIONS INC            NY       5.02                           01/09/07

ADVANSTAR INC                           DE       5.02                           01/09/07

AIRTRAN HOLDINGS INC                    NV       8.01,9.01                      01/11/07

ALDILA INC                              DE       4.01                           01/11/07

Alliance Holdings GP, L.P.              DE       5.02,9.01                      01/08/07

ALLIANCE RESOURCE PARTNERS LP           DE       5.02,9.01                      01/08/07

ALTERNATIVE ENERGY SOURCES INC                   5.02                           01/05/07

ALTERNATIVE ENERGY SOURCES INC                   5.02,9.01                      11/15/06    AMEND

Alternative Loan Trust 2006-45T1                 7.01,9.01                      12/28/06

AMCOMP INC /FL                          DE       5.02                           01/05/07

AMERICAN AIRLINES INC                   DE       8.01                           01/11/07

AMERICAN AXLE & MANUFACTURING HOLDING   DE       7.01,9.01                      01/11/07

AMERICAN INTERNATIONAL VENTURES INC /   DE       5.02                           01/10/07

AMERICAN MEDICAL SYSTEMS HOLDINGS INC   DE       8.01,9.01                      01/11/07

AMERICAN REAL ESTATE PARTNERS L P       DE       7.01,8.01,9.01                 01/11/07

AMERICAN SUPERCONDUCTOR CORP /DE/       DE       2.01,9.01                      01/05/07

AMERON INTERNATIONAL CORP               DE       8.01                           01/11/07

AMR CORP                                DE       8.01                           01/10/07

ANTS SOFTWARE INC                       DE       5.02,8.01                      01/11/07

APOLLO RESOURCES INTERNATIONAL INC      UT       8.01                           01/10/07

APPLIED SPECTRUM TECHNOLOGIES INC       MN       4.01,9.01                      01/09/07

Arran Funding LTD                       XX       9.01                           01/10/07    AMEND

ARRIS GROUP INC                         DE       2.02,9.01                      01/11/07

ASTRO MED INC /NEW/                     RI       7.01                           01/09/07

AUTHENTIDATE HOLDING CORP               DE       8.01,9.01                      01/10/07

BALDOR ELECTRIC CO                      MO       8.01,9.01                      01/11/07

BEACON ROOFING SUPPLY INC                        7.01                           01/11/07

BEHRINGER HARVARD REIT I INC            MD       9.01                           10/26/06    AMEND

BIOCRYST PHARMACEUTICALS INC            DE       5.02,9.01                      01/05/07

BIRNER DENTAL MANAGEMENT SERVICES INC   CO       8.01                           01/11/07

BRADY CORP                              WI       3.01                           01/09/07

CalAmp Corp.                            DE       2.02                           01/11/07

CANARGO ENERGY CORP                     DE       7.01,9.01                      01/08/07

CAPITAL SOLUTIONS I, INC.               DE       4.02                           01/08/07

CAPITOL CITY BANCSHARES INC             GA       5.02                           01/09/07

CENTRA FINANCIAL HOLDINGS INC           WV       8.01                           01/08/07

CEPHEID                                 CA       1.01                           01/02/07

CHEESECAKE FACTORY INCORPORATED         DE       2.02,9.01                      01/08/07

CHENIERE ENERGY INC                     DE       5.02,9.01                      01/05/07

CHENIERE ENERGY INC                     DE       1.01,9.01                      01/05/07

CHICOS FAS INC                          FL       8.01,9.01                      01/11/07

CHINA AGRO SCIENCES CORP.               FL       5.02                           01/05/07

CHINA WIRELESS COMMUNICATIONS INC       NV       4.01,9.01                      01/03/07    AMEND

CIPHERGEN BIOSYSTEMS INC                DE       5.02,9.01                      01/05/07

CLARK INC                               DE       5.02,9.01                      01/05/07

CLEVELAND CLIFFS INC                    OH       8.01,9.01                      01/09/07    AMEND

CMALT (CitiMortgage Alternative Loan    DE       8.01,9.01                      01/11/07

CNL INCOME PROPERTIES INC               MD       1.01,8.01,9.01                 01/10/07

Coastal Bancshares Acquisition Corp.             8.01                           01/10/07

COINSTAR INC                            DE       5.02,9.01                      01/09/07

Columbia Equity Trust, Inc.             MD       8.01,9.01                      01/10/07

Columbia Equity Trust, Inc.             MD       8.01,9.01                      01/11/07

COMMUNITY BANK SYSTEM INC               DE       8.01,9.01                      01/09/07

COMPASS MINERALS INTERNATIONAL INC      DE       1.01,9.01                      01/08/07

COMPETITIVE TECHNOLOGIES INC            DE       8.01                           01/11/07

CONAGRA FOODS INC /DE/                  DE       5.02,7.01                      01/09/07

CONCUR TECHNOLOGIES INC                 WA       4.01,9.01                      01/08/07

CONOCOPHILLIPS                          DE       2.02,9.01                      01/10/07

CONSOLIDATED GRAPHICS INC /TX/          TX       7.01,9.01                      01/10/07

CONSOLIDATED RESOURCES HEALTH CARE FU   GA       8.01                           01/11/07

CRA INTERNATIONAL, INC.                 MA       2.02,9.01                      01/11/07

CROWN CASTLE INTERNATIONAL CORP         DE       1.01,1.02,2.03,7.01,9.01       01/09/07

CROWN CASTLE INTERNATIONAL CORP         DE       7.01,8.01,9.01                 01/11/07

CRYOCOR INC                             DE       5.02                           01/09/07

CULP INC                                NC       1.01,3.02,9.01                 01/11/07

DECODE GENETICS INC                     DE       7.01                           01/08/07

DIGIRAD CORP                            DE       2.02,9.01                      01/11/07

DNB FINANCIAL CORP /PA/                 PA       8.01                           01/09/07

DURECT CORP                             DE       5.02                           01/05/07

DYNABAZAAR INC                          DE       1.01,9.01                      01/05/07    AMEND

E ENERGY ADAMS LLC                               1.01                           01/08/07

EBAY INC                                DE       8.01,9.01                      01/10/07

Echo Healthcare Acquisition Corp.       DE       8.01,9.01                      01/11/06

EDUCATIONAL DEVELOPMENT CORP            DE       2.02,9.01                      01/11/07

EMAGIN CORP                             DE       3.01,9.01                      01/05/07

EMBARCADERO TECHNOLOGIES INC                     5.02,9.01                      01/11/07

ENDO PHARMACEUTICALS HOLDINGS INC       DE       1.01,9.01                      01/07/07

Energy Transfer Partners, L.P.          DE       5.02                           01/05/07

ENERGY XXI (BERMUDA) LTD                D0       8.01,9.01                      01/08/07

EP MEDSYSTEMS INC                       NJ       3.01,5.02,9.01                 01/05/07

EPLUS INC                               DE       3.01,9.01                      01/05/07

EQUITY OFFICE PROPERTIES TRUST          MD       8.01,9.01                      01/10/07

ESCALA GROUP INC                        NY       2.03                           01/11/07

ESCALA GROUP INC                        NY       3.01                           01/11/07

ESCALA GROUP INC                        NY       2.03                           01/11/07

EXECUTE SPORTS INC                      NV       5.02                           01/11/07

EXIDE TECHNOLOGIES                      DE       1.01,9.01                      01/08/07

EXTREME NETWORKS INC                    DE       4.02,9.01                      01/05/07

Federal Home Loan Bank of Atlanta       X1       2.03                           01/08/07

Federal Home Loan Bank of Boston        X1       2.03                           01/08/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/08/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      01/08/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      01/08/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      01/08/07

Federal Home Loan Bank of Pittsburgh    PA       5.02                           11/17/06    AMEND

Federal Home Loan Bank of San Francis   X1       2.03                           01/08/07

Federal Home Loan Bank of San Francis   X1       5.02,9.01                      01/09/07

Federal Home Loan Bank of Seattle                2.03                           01/11/07

Federal Home Loan Bank of Topeka                 2.03                           01/09/07

FIRST FINANCIAL BANCORP /OH/            OH       7.01,9.01                      01/11/07

FIRST KEYSTONE CORP                     PA       5.05                           01/11/06

FIRST MONTAUK FINANCIAL CORP            NJ       8.01,9.01                      01/11/07

FLEETWOOD ENTERPRISES INC/DE/           DE       1.01,2.03,9.01                 01/05/07

FOAMEX INTERNATIONAL INC                DE       8.01,9.01                      01/11/07

Frontier Airlines Holdings, Inc.        DE       1.01,9.01                      01/11/07

FROZEN FOOD EXPRESS INDUSTRIES INC      TX       7.01,9.01                      01/11/07

GASCO ENERGY INC                        NV       7.01,9.01                      01/11/07

GATEWAY FINANCIAL HOLDINGS INC          NC       1.01,7.01,9.01                 01/10/07

GEOGLOBAL RESOURCES INC                 DE       7.01,9.01                      01/11/07

GIGABEAM CORP                           DE       5.02,8.01                      01/05/07

GLACIER BANCORP INC                     DE       5.03,9.01                      01/04/07

GLIMCHER REALTY TRUST                   MD       5.02,9.01                      01/10/07

Global Immune Technologies Inc.         WY       9.01                           07/19/06    AMEND

GLOBETEL COMMUNICATIONS CORP            DE       4.01                           01/04/07

GOLDEN ENTERPRISES INC                  DE       8.01,9.01                      01/11/07

GRANITE CITY FOOD & BREWERY LTD         MN       2.02,7.01,8.01,9.01            01/08/07

GREAT AMERICAN FAMILY PARKS INC         NV       2.01,9.01                      01/11/07

GRYPHON GOLD CORP                       NV       7.01,9.01                      01/11/07

GUITAR CENTER INC                       DE       2.02,9.01                      01/10/07

H&R BLOCK INC                           MO       1.01                           01/05/07

HAIN CELESTIAL GROUP INC                DE       2.01,9.01                      01/11/07

HANOVER CAPITAL MORTGAGE HOLDINGS INC   MD       1.01,1.02,5.02,9.01            01/05/07

HAWK CORP                               DE       7.01,9.01                      01/11/07

HAWK CORP                               DE       7.01,9.01                      01/11/07

HEALTH CARE REIT INC /DE/               DE       8.01,9.01                      01/11/07

HEALTHTRONICS, INC.                     GA       5.02                           12/05/06

Home Loan Trust 2006-HI5                DE       8.01,9.01                      01/11/07

HOMELAND ENERGY SOLUTIONS LLC                    1.01                           01/08/07

HORNBECK OFFSHORE SERVICES INC /LA      DE       7.01,9.01                      01/10/07

HOST AMERICA CORP                       DE       1.01,9.01                      01/11/07

HSBC AUTO RECEIVABLES CORP              NV       8.01,9.01                      01/11/07

HUSKER AG  LLC                          NE       2.03,8.01                      01/05/07

IGI INC                                 DE       1.01,8.01,9.01                 01/05/07

IHS Inc.                                DE       2.02,9.01                      01/11/07

IMAGE ENTERTAINMENT INC                 DE       1.02                           01/05/07

INNOFONE COM INC                        NV       4.02                           01/04/07    AMEND

International Power Group, Ltd.         DE       5.02                           01/05/07

INTERNATIONAL TEXTILE GROUP INC         DE       1.01,9.01                      01/11/07

INTERPLAY ENTERTAINMENT CORP            DE       8.01                           11/01/06

Intersearch Group Inc                   FL       7.01                           01/11/07

INTERSTATE BAKERIES CORP/DE/            DE       5.02                           01/05/07

INTRAWARE INC                           DE       2.02,9.01                      01/11/07

IOMED INC                               UT       5.02                           01/05/07

J P MORGAN CHASE & CO                   DE       9.01                           01/09/07

JACKSON RIVERS CO                       FL       1.01,2.03,3.02,9.01            01/05/07

JDA SOFTWARE GROUP INC                  DE       2.02,9.01                      01/11/07

JMAR TECHNOLOGIES INC                   DE       8.01,9.01                      01/09/07

JO-ANN STORES INC                       OH       1.01,9.01                      01/09/07

K TEL INTERNATIONAL INC                 MN       8.01,9.01                      01/08/07

KANA SOFTWARE INC                       DE       2.02,9.01                      01/08/07

KANSAS CITY SOUTHERN                    DE       8.01,9.01                      01/10/07

KNOLOGY INC                             DE       1.01,7.01,9.01                 01/08/07

KODIAK ENERGY, INC.                     DE       5.02                           01/11/07

L-1 IDENTITY SOLUTIONS, INC.            DE       1.01,7.01,9.01                 01/09/06

LEAR CORP                               DE       2.05,2.06,7.01,9.01            01/11/07

LEARNING TREE INTERNATIONAL INC         DE       3.01,4.02,9.01                 01/05/07

LILLY ELI & CO                          IN       2.05,2.06,8.01                 01/10/07

LIXTE BIOTECHNOLOGY HOLDINGS, INC.               1.01,8.01,9.01                 01/05/07

LQ CORP INC                             DE       1.01,9.01                      01/05/07    AMEND

Luminent Mortgage Trust 2006-7          DE       8.01,9.01                      01/11/07

M I HOMES INC                           OH       7.01,9.01                      01/11/07

M&T BANK CORP                           NY       2.02,9.01                      01/11/07

MAGNETEK INC                            DE       5.02,9.01                      01/05/07

MAPINFO CORP                            DE       1.01,9.01                      01/05/07

MASTR Asset Backed Securities Trust 2   DE       2.01,9.01                      11/15/06

MAXIM INTEGRATED PRODUCTS INC           DE       5.02                           01/05/07

MAXIMUS INC                             VA       8.01                           01/08/07

MBIA INC                                CT       5.02,5.03,9.01                 01/11/07

MCMORAN EXPLORATION CO /DE/             DE       8.01,9.01                      01/11/07

MEDCO HEALTH SOLUTIONS INC              DE       7.01,9.01                      01/09/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       1.01,2.03                      12/21/06

MEMORY PHARMACEUTICALS CORP                      8.01                           01/11/07

MERCHANTS & MANUFACTURERS BANCORPORAT   WI       7.01,9.01                      01/09/07

Meritage Homes CORP                     MD       5.02,9.01                      01/10/07

Merrill Lynch Mortgage Investors Trus   DE       8.01,9.01                      12/27/06

MGIC INVESTMENT CORP                    WI       2.02,9.01                      01/11/07

MICROTUNE INC                           DE       1.01,9.01                      01/09/07

MIDLAND CO                              OH       5.02                           01/08/07

MOBILEPRO CORP                          DE       1.01,9.01                      01/08/07

MODERN TECHNOLOGY CORP                  NV       1.01,9.01                      11/30/06

MOSAIC CO                                        2.02,9.01                      01/10/07

MURPHY OIL CORP /DE                     DE       2.02,7.01,9.01                 01/11/07

NATIONAL ENERGY GROUP INC               DE       5.02                           01/10/07

NATURES SUNSHINE PRODUCTS INC           UT       5.02                           01/05/07

Navstar Media Holdings, Inc.            NV       5.02,8.01,9.01                 01/11/07

NEOGENOMICS INC                         NV       8.01                           01/09/07

NETBANK INC                             GA       7.01,9.01                      01/11/07

NEW CENTURY HOME EQUITY LOAN TRUST 20   DE       2.01,9.01                      04/15/04

NightHawk Radiology Holdings Inc                 1.01,9.01                      01/05/07

NightHawk Radiology Holdings Inc                 5.02,9.01                      01/08/07

NN INC                                  DE       1.01                           01/11/07

NNN Healthcare/Office REIT, Inc.        MD       7.01,9.01                      01/11/07

NORFOLK SOUTHERN CORP                   VA       1.01                           01/11/07

NORPAC TECHNOLOGIES, INC.               NV       3.02,7.01,9.01                 01/05/07

NORTHERN TECHNOLOGIES INTERNATIONAL C   DE       2.02,9.01                      01/11/07

NOVASTAR FINANCIAL INC                  MD       7.01,9.01                      01/11/07

NOVATEL WIRELESS INC                    DE       5.02                           01/05/07

NVIDIA CORP                             DE       2.01                           01/05/07

OFFICEMAX INC                           DE       5.02,9.01                      01/09/07

OGE ENERGY CORP                         OK       8.01,9.01                      01/11/07

OKLAHOMA GAS & ELECTRIC CO              OK       8.01,9.01                      01/11/07

OLD POINT FINANCIAL CORP                VA       5.02                           01/11/07

OMNI ENERGY SERVICES CORP               LA       1.01,1.02,9.01                 01/05/07

ONLINE VACATION CENTER HOLDINGS CORP             1.01,2.01,9.01                 01/05/07

OPTIUM CORP                                      2.02,9.01                      01/11/07

ORIENT EXPRESS HOTELS LTD                        2.02,9.01                      01/11/07

OSAGE BANCSHARES, INC.                  MD       8.01,9.01                      01/11/07

OVERSTOCK.COM, INC                      UT       5.02                           01/11/07

OXFORD TECHNOLOGIES INC                 DE       4.01,9.01                      01/10/07

OYO GEOSPACE CORP                       DE       1.01                           01/10/07

PARLUX FRAGRANCES INC                   DE       2.02,3.01,8.01,9.01            01/09/07

PATCH INTERNATIONAL INC/CN              NV       3.02,8.01,9.01                 12/21/06

Patient Safety Technologies, Inc        DE       5.02,9.01                      01/11/07

PENN VIRGINIA CORP                      VA       5.02                           01/11/07

PENWEST PHARMACEUTICALS CO              WA       1.01                           01/08/07

PetroHunter Energy Corp                 MD       1.01,2.03,7.01,9.01            01/09/07

PETROLEUM DEVELOPMENT CORP              NV       1.01,2.01,9.01                 01/11/07

PHILLIPS VAN HEUSEN CORP /DE/           DE       7.01,9.01                      01/10/07

PIERRE FOODS INC                        NC       2.02,9.01                      01/10/07

PILGRIMS PRIDE CORP                     DE       2.01,2.03,9.01                 12/27/06    AMEND

PINNACLE ENTERTAINMENT INC              DE       5.02                           01/10/07

Platinum Research Organization, Inc.    NV       1.01,2.03,8.01,9.01            01/09/07

POWER EFFICIENCY CORP                   DE       5.02                           01/05/07

PRICESMART INC                          DE       2.02,8.01,9.01                 01/08/07

PRO PHARMACEUTICALS INC                 NV       8.01                           01/11/07

PRO-FAC COOPERATIVE INC                          4.01                           01/10/07

PULASKI FINANCIAL CORP                  MO       8.01,9.01                      01/09/07

Rackable Systems, Inc.                  DE       5.02,9.01                      01/06/07

RARE HOSPITALITY INTERNATIONAL INC      GA       5.02                           01/05/07

RASER TECHNOLOGIES INC                  UT       5.02,7.01,9.01                 01/11/07

RECKSON ASSOCIATES REALTY CORP          MD       1.01,2.01,8.01,9.01            01/05/07

REEDS INC                               DE       5.02                           01/06/07

REGIS CORP                              MN       2.02,9.01                      01/10/07

REMINGTON ARMS CO INC/                  DE       5.02                           01/10/07

REMOTE KNOWLEDGE INC                    DE       7.01,9.01                      01/09/07

Renaissance Home Equity Loan Trust 20            2.01,9.01                      12/01/06

REPTRON ELECTRONICS INC                 FL       1.01,9.01                      01/08/07

REPUBLIC AIRWAYS HOLDINGS INC           DE       1.01                           01/11/07

RESTORATION HARDWARE INC                CA       2.02,9.01                      01/11/07

REX STORES CORP                         DE       5.02                           01/07/07

ROYAL CARIBBEAN CRUISES LTD                      8.01                           01/11/07

ROYAL GOLD INC                          DE       1.01                           01/05/07

RYDER SYSTEM INC                        FL       1.01,1.02,5.02,9.01            01/05/07

SCHIFF NUTRITION INTERNATIONAL, INC.    DE       2.02,9.01                      01/11/07

SECURED DIVERSIFIED INVESTMENT LTD               1.01,9.01                      01/05/07

SELECT COMFORT CORP                              7.01,9.01                      01/11/07

SEMCO ENERGY INC                        MI       1.01,2.03,8.01,9.01            01/05/07

SEQUIAM CORP                            CA       1.01,2.01,2.03,9.01            01/08/07

SHARPER IMAGE CORP                      DE       8.01                           01/05/07

Shire plc                                        8.01,9.01                      01/11/07

SHUMATE INDUSTRIES INC                  DE       5.02,8.01,9.01                 01/05/07

SIMTROL  INC                            DE       1.01,2.03                      01/05/07

SL GREEN REALTY CORP                    MD       1.01,2.01,8.01,9.01            01/05/07

SouthEast Bancshares, Inc.              TN       2.02,8.01,9.01                 01/11/07

Southridge Technology Group, Inc.       DE       4.01,9.01                      01/10/07

STAAR SURGICAL CO                       DE       2.02,7.01,9.01                 01/10/07

STAGE STORES INC                        NV       8.01,9.01                      01/08/07

STANDEX INTERNATIONAL CORP/DE/          DE       1.01,2.01,9.01                 01/09/07

STANLEY WORKS                           CT       1.01,2.03,9.01                 01/08/07

STAR METRO CORP.                        NV       1.01,2.01,9.01                 12/30/06

STELLAR TECHNOLOGIES, INC.              CO       5.02,9.01                      01/05/07

Sterling Mining CO                      ID       3.02,8.01                      01/05/07

STRATIVATION, INC.                      DE       1.01,3.02,9.01                 01/11/07

STRATS (SM) TRUST FOR JPMORGAN CHASE             8.01,9.01                      01/02/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01,9.01                      12/29/06

Strats(SM) Trust for JPMorgan Chase C            8.01,9.01                      01/02/07

STRATS(SM) Trust For Morgan Stanley S            8.01,9.01                      01/02/07

STRIDE RITE CORP                        MA       2.02,9.01                      12/01/06

StrikeForce Technologies Inc.           NJ       4.01,9.01                      01/09/07

SUMTOTAL SYSTEMS INC                    DE       7.01,9.01                      01/11/07

SUPPORTSOFT INC                         DE       2.02,9.01                      01/11/07

Symmetry Medical Inc.                   DE       1.01,9.01                      01/09/07

SYNERGETICS USA INC                              4.01                           01/09/07

Synovics Pharmaceuticals                NV       5.02,8.01                      01/05/07

TAITRON COMPONENTS INC                  CA       7.01,9.01                      01/10/06

TARGET CORP                             MN       5.02,9.01                      01/10/07

TARGETED GENETICS CORP /WA/             WA       8.01,9.01                      01/11/07

TEAMSTAFF INC                           NJ       5.02,9.01                      01/05/07

TECHNOCONCEPTS, INC.                    CO       2.02,2.06,4.02                 01/05/07

TERAYON COMMUNICATION SYSTEMS           DE       7.01,9.01                      01/10/07

TERRA INDUSTRIES INC                    MD       8.01,9.01                      01/10/07

TERREMARK WORLDWIDE INC                 DE       1.01,2.03,3.02,7.01,9.01       01/05/07

TEXADA VENTURES INC                     NV       1.01                           01/11/07

TEXOLA ENERGY CORP                      NV       7.01,9.01                      01/03/07

TIDEWATER INC                           DE       7.01,9.01                      01/10/07

TOWER AUTOMOTIVE INC                    DE       1.01,9.01                      01/11/07

TOWER BANCORP INC                       PA       8.01,9.01                      01/11/07

TOWER PARK MARINA INVESTORS LP          CA       1.01,3.02,9.01                 01/05/07

TRI-S SECURITY CORP                     GA       5.02,9.01                      01/10/07

TRIPLE BAY INDUSTRIES                   OH       1.01                           01/10/07

TRONOX INC                              DE       8.01,9.01                      01/09/07

TRX INC/GA                              GA       1.01,2.01,9.01                 01/11/07

TTM TECHNOLOGIES INC                    WA       7.01,9.01                      01/11/07

TUESDAY MORNING CORP/DE                 DE       2.02,9.01                      01/11/07

TURBOSONIC TECHNOLOGIES INC             DE       5.02                           01/11/07

TYLER TECHNOLOGIES INC                  DE       8.01                           01/10/07

UNITED BANCORP INC /MI/                 MI       1.01,9.01                      01/10/07

UNIVERSAL INSURANCE HOLDINGS INC        DE       5.02,5.03,9.01                 01/08/07

UTG INC                                          8.01                           01/11/07

VALENTIS INC                            DE       1.01,3.01,9.01                 01/08/07

VERITAS DGC INC                         DE       3.02                           01/08/07

VISTEON CORP                            DE       2.02,7.01,9.01                 01/11/07

VITESSE SEMICONDUCTOR CORP              DE       9.01                           01/09/07

VOIP INC                                         1.01,2.04,8.01                 01/04/07    AMEND

Volcano CORP                            DE       2.02,9.01                      01/10/07

Wachovia Mortgage Loan Trust, Series    DE       8.01,9.01                      12/27/06

WALGREEN CO                             IL       5.02,8.01,9.01                 01/10/07

WALTER INDUSTRIES INC /NEW/             DE       8.01                           01/11/07

WATAIRE INTERNATIONAL, INC.             WA       5.02                           01/05/07

WATERMARK INVESTORS REALTY TRUST        TX       1.01,9.01                      01/05/07

WEST PHARMACEUTICAL SERVICES INC        PA       7.01,9.01                      01/10/07

WHERIFY WIRELESS INC                    DE       1.01,1.02,2.03,8.01            01/05/07

White River Capital Inc                          8.01,9.01                      01/11/07

World Energy Solutions, Inc.            DE       1.01,9.01                      01/05/07

WYNN RESORTS LTD                                 8.01                           01/10/07

YTB International, Inc.                 NY       8.01                           01/11/07

ZEBRA TECHNOLOGIES CORP/DE              DE       1.01,9.01                      01/11/07

ZIM CORP                                A6       2.03                           01/10/07

ZIONS BANCORPORATION /UT/               UT       2.02                           01/11/07