SEC NEWS DIGEST

Issue 2003-205                                              October 28, 2003


     
COMMISSION ANNOUNCEMENTS


     
ADDITIONAL CLOSED MEETING HELD

     An  additional closed meeting was held on Monday, October  27,  at  4:45
     p.m.   The  subject matter of the closed meeting was:   Institution  and
     settlement  of administrative proceeding of an enforcement  nature;  and
     Institution of an injunctive action.

     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact the Office of the Secretary at (202) 942-7070.
     
ORDER CANCELING REGISTRATIONS OF CERTAIN TRANSFER AGENTS

     The  Commission issued an order pursuant to Section 17A(c)(4)(B) of  the
     Securities  Exchange Act of 1934 canceling the registrations of  certain
     transfer  agents.  Publication of the order is expected in  the  Federal
     Register during the week of October 27.  (Rel. 34-48687)


     
ENFORCEMENT PROCEEDINGS


     
SEC SETTLES ADMINISTRATIVE PROCEEDINGS AGAINST THE CHILDREN'S BEVERAGE GROUP,
INC., A NORTHBROOK, ILLINOIS COMPANY

     On   October  27,  the  Commission  settled  administrative  proceedings
     previously  instituted against The Children's Beverage  Group,  Inc.,  a
     company  headquartered  in Northbrook, Illinois.   In  its  action,  the
     Division  of  Enforcement alleged, and the Commission  found,  that  The
     Children's  Beverage Group failed to comply with Section  13(a)  of  the
     Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and  13a-
     13  promulgated  thereunder by failing to file any annual  or  quarterly
     reports  with the Commission since it filed its March, 2001  Form  10-K.
     Without  admitting or denying the Commission's findings, The  Children's
     Beverage  Group consented to an order revoking the registration  of  The
     Children's Beverage Group, Inc. securities pursuant to Section 12(j)  of
     the Exchange Act.   (Rel. 34-48704; File No. 3-11185)

SEC  INSTITUTES  ADMINISTRATIVE  PROCEEDINGS AGAINST  FORMER  HGI  REGISTERED
REPRESENTATIVES

     On   October   27,   the  Commission  instituted  public  administrative
     proceedings  against  Steven Hanna (Hanna), Angelo  John  Bosco,  Thomas
     Fede,  Scott  Follett, Paul Karkenny, Robert Palumbo,  Stephen  Palumbo,
     Raymond  Saulon,  Brian  Scanlon and Joseph  Tuozzo   (collectively  the
     Respondents),  former  registered representatives associated  with  HGI,
     Inc.  (HGI),  as a result of permanent injunctions entered  against  the
     Respondents in the civil action entitled SEC v. HGI Inc., et al., 99 Civ
     3866  (DLC) in the Southern District of New York (SEC v. HGI) and  their
     convictions in the parallel criminal actions pending against them in the
     Eastern  District  of New York.  In an Order Instituting  Administrative
     Proceedings Pursuant to Section 15(b) of the Securities Exchange Act  of
     1934  (Exchange  Act), Making Findings, and Imposing Remedial  Sanctions
     (Order), the Commission simultaneously accepted the Respondents'  Offers
     of Settlement, barring them from association with any broker or dealer.
     
     The  Commission's complaint in SEC v. HGI alleges that  from  June  1994
     through  July 1997, the Respondents defrauded investors out of  millions
     of  dollars by using fraudulent "boiler-room" sales practices to  induce
     investors  to purchase certain highly speculative securities in  initial
     public offerings underwritten by HGI, which was then a registered broker-
     dealer.  Specifically, the Commission's complaint  charges  all  of  the
     Respondents  with violations of Section 17(a) of the Securities  Act  of
     1933  (Securities Act), Section 10(b) of the Exchange Act and Rule 10b-5
     thereunder.   It also charges S. Palumbo and Tuozzo with  violations  of
     Regulation  M  of  the Exchange Act, Karkenny with aiding  and  abetting
     violations  of  Section 15(b)(7) of the Exchange  Act  and  Rule  15b7-1
     thereunder,  Bosco with violations of Regulation M of the  Exchange  Act
     and  aiding and abetting violations of Section 15(b)(7) of the  Exchange
     Act  and  Rule  15b7-1  thereunder,  and  Scanlon  with  control  person
     liability pursuant to Section 20(a) of the Exchange Act.

     The  Respondents  consented  to  the  issuance  of  the  Order,  without
     admitting or denying the Commission's findings that:
     
     1.   On Oct. 20, 2003, a Final Judgment and Order on Consent was entered
     against  Hanna,  permanently enjoining him  from  future  violations  of
     Section  17(a)  of the Securities Act of 1933 (Securities Act),  Section
     10(b) of the Exchange Act and Rule 10b-5 thereunder, in SEC v. HGI.   On
     May  17,  2002, Hanna pled guilty to one count of conspiracy  to  commit
     securities  fraud,  in  connection with his conduct  while  at  HGI,  in
     violation of Title 18 United States Code, Section 371, before  the  U.S.
     District  Court for the Eastern District of New York, in U.S. v.  Steven
     Hanna, 01 CR 0076.  On Aug. 2, 2002, Hanna was sentenced to 24 months in
     prison and ordered to pay $140,083 in restitution.
     
     2.  On May 13, 2003, a Partial Judgment and Order on Consent was entered
     against  Bosco,  permanently enjoining him  from  future  violations  of
     Section  17(a) of the Securities Act, Section 10(b) of the Exchange  Act
     and Rule 10b-5 and Regulation M thereunder, and from aiding and abetting
     future violations of Section 15(b)(7) of the Exchange Act and Rule 15b7-
     1  thereunder, in SEC v. HGI.  On May 30, 2002, Bosco pled guilty to one
     count  of unlawful monetary transactions, in connection with his conduct
     while at HGI, in violation of Title 18 United States Code, Section 1957,
     before the U.S. District Court for the Eastern District of New York,  in
     U.S. v. Angelo John Bosco, 01 CR 0076.
     
     3.   On  April  14, 2003, a Partial Judgment and Order  on  Consent  was
     entered  against Fede, permanently enjoining him from future  violations
     of  Section  17(a) of the Securities Act, Section 10(b) of the  Exchange
     Act  and Rule 10b-5 thereunder in the civil action entitled SEC v.  HGI.
     On  Jan. 24, 2002, Fede pled guilty to one count of conspiracy to commit
     securities  fraud,  in  connection with his conduct  while  at  HGI,  in
     violation of Title 18 United States Code, Section 371, before  the  U.S.
     District  Court for the Eastern District of New York, in U.S. v.  Thomas
     Fede, 01 CR 0076.
     
     4.   On May 6, 2003, a Partial Judgment and Order on Consent was entered
     against  Follett,  permanently enjoining him from future  violations  of
     Section  17(a) of the Securities Act, Section 10(b) of the Exchange  Act
     and  Rule 10b-5 thereunder in the civil action entitled SEC v. HGI.   On
     Feb.  21, 2002, Follett pled guilty to one count of conspiracy to commit
     securities  fraud, in violation of Title 18 United States Code,  Section
     371,  one  count  of unlawful monetary transactions in violation  of  18
     United  States  Code,  Sections 1957, 2  and  3551,  and  one  count  of
     structuring  in violation of 31 United States Code, Sections  5324(a)(3)
     and  5324(c)(2) and 18 United States Code, Sections 2 and 3551,  all  in
     connection with his conduct while at HGI, before the U.S. District Court
     for  the Eastern District of New York, in U.S. v. Scott Follett,  01  CR
     0076.
     
     5.   On  April  14, 2003, a Partial Judgment and Order  on  Consent  was
     entered   against  Karkenny,  permanently  enjoining  him  from   future
     violations of Section 17(a) of the Securities Act, Section 10(b) of  the
     Exchange  Act  and Rule 10b-5 thereunder, and from aiding  and  abetting
     future violations of Section 15(b)(7) of the Exchange Act and Rule 15b7-
     1  thereunder, in the civil action entitled SEC v. HGI.  On May 1, 2002,
     Karkenny  pled  guilty to one count of conspiracy to  commit  securities
     fraud,  in  connection with his conduct while at HGI,  in  violation  of
     Title  18  United  States Code, Section 371, before  the  United  States
     District  Court for the Eastern District of New York, in  U.S.  v.  Paul
     Karkenny, 01 CR 0076.
     
     6.   On  July  24,  2003, a Partial Judgment and Order  on  Consent  was
     entered  against  R.  Palumbo, permanently  enjoining  him  from  future
     violations of Section 17(a) of the Securities Act, Section 10(b) of  the
     Exchange Act and Rule 10b-5 thereunder, in the civil action entitled SEC
     v.  HGI.   On  May  29, 2001, R. Palumbo pled guilty  to  one  count  of
     conspiracy  to commit securities fraud, in connection with  his  conduct
     while at HGI, in violation of Title 18 United States Code, Section  371,
     before the United States District Court for the Eastern District of  New
     York, in U.S. v. Robert Palumbo, 01 CR 0076.
     
     7.   On  Aug.  12,  2003, a Partial Judgment and Order  on  Consent  was
     entered  against  S.  Palumbo, permanently  enjoining  him  from  future
     violations of Section 17(a) of the Securities Act, Section 10(b) of  the
     Exchange  Act and Rule 10b-5 and Regulation M thereunder, in  the  civil
     action entitled SEC v. HGI.  On Oct. 22, 1999, S. Palumbo pled guilty to
     one  count of conspiracy to commit securities fraud, in connection  with
     his  conduct while at HGI, in violation of Title 18 United States  Code,
     Section 371, before the U.S. District Court for the Eastern District  of
     New York, in U.S. v. Stephen Palumbo, 99 CR 0878.
     
     8.  On Aug. 4, 2003, a Partial Judgment and Order on Consent was entered
     against  Saulon,  permanently enjoining him from  future  violations  of
     Section  17(a) of the Securities Act, Section 10(b) of the Exchange  Act
     and Rule 10b-5 thereunder, in the civil action entitled SEC v. HGI.   On
     Oct.  11, 2001, Saulon pled guilty to one count of conspiracy to  commit
     securities  fraud,  in  connection with his conduct  while  at  HGI,  in
     violation of Title 18 United States Code, Section 371, before  the  U.S.
     District Court for the Eastern District of New York, in U.S. v.  Raymond
     Saulon, 01 CR 0076.
     
     9.   On  April  15, 2003, a Partial Judgment and Order  on  Consent  was
     entered   against  Scanlon,  permanently  enjoining  him   from   future
     violations of Section 17(a) of the Securities Act, Section 10(b) of  the
     Exchange  Act and Rule 10b-5 and Regulation M thereunder, in  the  civil
     action  entitled SEC v. HGI.  On June 30, 2000, Scanlon pled guilty,  in
     connection with his conduct while at HGI, to one count of conspiracy  to
     commit  securities fraud, in violation of Title 18 United  States  Code,
     Section 371, and one count of unlawful monetary transaction in violation
     of  18 United States Code, Sections 1957, 2 and 3551.  Scanlon also pled
     guilty  to  one count of perjury in violation of 18 United States  Code,
     Section  1621,  for  giving material misstatements in  testimony  before
     officers  of  the  Commission, before the U.S. District  Court  for  the
     Eastern District of New York in U.S. v. Brian Scanlon, 00 CR 0112.
     
     10.   On  July  24, 2003, a Partial Judgment and Order  on  Consent  was
     entered against Tuozzo, permanently enjoining him from future violations
     of  Section  17(a) of the Securities Act, Section 10(b) of the  Exchange
     Act  and  Rule  10b-5 and Regulation M thereunder, in the  civil  action
     entitled  SEC v. HGI.  On Jan. 6, 2000, Tuozzo pled guilty to one  count
     of conspiracy to commit securities fraud, in connection with his conduct
     while at HGI, in violation of Title 18 United States Code, Section  371,
     and one count of perjury, for giving material misstatements in testimony
     before  officers  of the Commission, in violation of  18  United  States
     Code,  Section  1621, before the U.S.  District Court  for  the  Eastern
     District  of New York, in U.S. v. Joseph Tuozzo, 99 CR 0906.  (Rel.  34-
     48705; File No. 3-11316)

COMMISSION SUSTAINS NYSE DISCIPLINARY ACTION AGAINST RICHARD KWIATKOWSKI

     On October 28, the Commission sustained disciplinary action taken by the
     New  York Stock Exchange, Inc. against Richard Kwiatkowski. At the  time
     of  the hearing, Kwiatkowski was a floor broker and member of the  NYSE.
     The NYSE found that Kwiatkowski had an interest in an account maintained
     by  the  Oakford Corporation, a non-member firm, for which  he  effected
     transactions on the floor of the NYSE.  In addition, the NYSE found that
     Kwiatkowski improperly crossed orders of his customers with this account
     and  violated  NYSE  Rule 95(c) by trading without appropriately  marked
     "buy  cover"  or  "sell  liquidate" orders.  The NYSE  also  found  that
     Kwiatkowski  made material misstatements to the Exchange and  failed  to
     make  and preserve required records.  The NYSE censured Kwiatkowski  and
     imposed a permanent bar from employment on the floor of the Exchange and
     a five-year plenary bar.

     The   Commission  concluded  that  Kwiatkowski  violated   the   federal
     securities  laws  and NYSE rules in the course of his  trading  for  the
     Oakford  account.   The Commission stated that Kwiatkowski,  by  placing
     "his  own  interests  above the interests of his  customers,"  committed
     violations  that "go to the heart of the duties a floor  broker  owes  a
     customer."   The Commission found that, given these serious  violations,
     the sanctions imposed by the NYSE were neither excessive nor oppressive.
     (Rel. 34-48707; File No. 3-10864)

SEC INSTITUTES ADMINISTRATIVE PROCEEDING AGAINST PUTNAM INVESTMENT MANAGEMENT
LLC  IN  CONNECTION WITH SELF-DEALING IN PUTNAM MUTUAL FUNDS BY TWO  MANAGING
DIRECTORS AND OTHER PUTNAM INVESTMENT PROFESSIONALS

     The  Commission  today  instituted  administrative  proceedings  against
     Putnam  Investment  Management  LLC  (Putnam)  in  connection  with  the
     personal  trading by two former Putnam Managing Directors and  portfolio
     managers,  Justin  M.  Scott  and  Omid Kamshad,  and  other  investment
     professionals  at  Putnam.   In  the  administrative  order  instituting
     proceedings  against Putnam, the Division of Enforcement (the  Division)
     alleges  that Putnam engaged in securities fraud by failing to  disclose
     to  the  funds  or  to  the  fund  boards the  potentially  self-dealing
     transactions in fund shares by Scott, Kamshad and other employees.

     According  to  the Division, Scott and Kamshad, for their  own  personal
     accounts, engaged in excessive short-term trading of Putnam mutual funds
     for which they were portfolio managers.  The Division alleges that Scott
     and  Kamshad's investment decision-making responsibility for those funds
     afforded  them  access  to  non-public  information  about  the   funds,
     including current portfolio holdings, valuations and transactions.   The
     Division  further  alleges that Scott and Kamshad's  short-term  trading
     violated  their responsibilities to other fund shareholders, that  Scott
     and Kamshad failed to disclose their trading and that, by their trading,
     they  potentially harmed other fund shareholders.  The Division  further
     alleges  that  Putnam  failed  to supervise  Scott,  Kamshad  and  other
     employees,  that  it  failed to have policies and procedures  reasonably
     designed  to  prevent the misuse of non-public information and  that  it
     failed adequately to enforce its code of ethics.
     
     The  Division's allegations as to Putnam are that it willfully  violated
     Sections 204A, 206(1) and 206(2) of the Investment Advisers Act of  1940
     (Advisers Act) and Section 17(j) of the Investment Company Act  of  1940
     and  Rule  17j-1(c)  thereunder and that it failed  to  supervise  under
     Section 203 of the Advisers Act.  The Division is seeking relief in  the
     form  of  a  cease-and-desist order, disgorgement, a penalty,  and  such
     other  relief  as the Commission deems appropriate.  In connection  with
     the  Commission's  administrative order, a  hearing  will  be  scheduled
     before  an administrative law judge to determine whether the allegations
     contained in the order are true and to provide Putnam an opportunity  to
     respond to them.

     In  a  related  action, the Commission today filed  a  civil  injunctive
     action  against  Scott and Kamshad in the federal court action  alleging
     that  they violated Sections 206(1) and 206(2) of the Advisers  Act.  In
     that  action, the Commission is seeking injunctive relief, disgorgement,
     penalties, and such equitable relief as the court deems appropriate.

     The  Commission  acknowledges the assistance of  the  Secretary  of  the
     Commonwealth  of  Massachusetts in its investigation.  The  Commission's
     investigation  is  continuing.  (Rels. IA-2185; IC-26232;  File  No.  3-
     11317);  [SEC v. Justin M. Scott and Omid Kamshad, Civil Action No.  03-
     12082-EFH (D. Mass.)] (LR-18428); (Press Rel. 2003-142)


     
ADDITIONS AND CORRECTIONS
     
     
     The  litigation  release  number  was omitted  from  an  article,  which
     appeared  in  yesterday's  Digest, concerning  William  Wilkerson.   The
     number is LR-18427.
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A  proposed rule change filed by the American Stock Exchange relating to
     adoption of a per contract licensing fee for transactions in options  on
     iShares  Lehman  U.S. Aggregate Bond Fund (SR-Amex-2003-85)  has  become
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication of the proposal is expected in the Federal  Register
     during the week of October 27.  (Rel. 34-48665)

APPROVAL OF PROPOSED RULE CHANGES

     The  Commission  approved a proposed rule change (SR-CBOE-2003-14),  and
     Amendment No. 1 thereto, submitted by the Chicago Board Options Exchange
     relating   to   options  on  a  Reduced  Value  NYSE  Composite   Index.
     Publication  of the proposal is expected in the Federal Register  during
     the week of October 27.  (Rel. 34-48681)

     The Commission approved a proposed rule change (SR-NASD-99-60) regarding
     restrictions  on  the purchase and sale of initial public  offerings  of
     equity  securities submitted by the National Association  of  Securities
     Dealers, and Amendment Nos. 1 to 4 thereto, and approved Amendment No. 5
     thereto on an accelerated basis.  (Rel. 34-48701)

PROPOSED RULE CHANGES

     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2003-36)  to establish guidelines and procedures for resolving  disputes
     between members over the right to occupy a particular space in an  index
     option  trading crowd.  Publication of the proposal is expected  in  the
     Federal Register during the week of October 27.  (Rel. 34-48702)

     The  American Stock Exchange filed a proposed rule change (SR-Amex-2003-
     65),  and  Amendment  No.  1  thereto, relating  to  enhanced  corporate
     governance  requirements applicable to listed companies. Publication  of
     the  proposal  is expected in the Federal Register during  the  week  of
     October 27.  (Rel. 34-48706)
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-8     MAKE YOUR MOVE INC, 2164 N GLASSELL ST, ORANGE, CA, 92865, 7146371697 -
        11,053,125 ($552,656.25) Other, (File 333-109991 - Oct. 27) (BR. 09)

S-8     SOUTHWALL TECHNOLOGIES INC /DE/, 1029 CORPORATION WAY, PALO ALTO, CA,
        94303, 4159629111 - 400,000 ($552,000.00) Equity, (File 333-109992 -
        Oct. 27) (BR. 06)

SB-2    CYBERLUX CORP, 50 ORANGE ROAD, PINEHURST, NC, 28374, 9102350066 -
        6,277,648 ($1,318,806.00) Equity, (File 333-109993 - Oct. 27) (BR. 36)

S-3     PACIFIC GAS & ELECTRIC CO, 77 BEALE ST, P O BOX 770000, SAN FRANCISCO,
        CA, 94177, 4152677000 - 0 ($9,400,000,000.00) Non-Convertible Debt,
        (File 333-109994 - Oct. 27) (BR. 02)

S-3     ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, P O BOX 1900, AUSTIN, TX,
        78758, 5128329500 - 13,500,000 ($91,260,000.00) Equity,
        (File 333-109996 - Oct. 27) (BR. 36)

S-3     MPOWER HOLDING CORP, 171 SULLY'S TRAIL, STE 202, PITTSFORD, NY, 14534,
        7162186550 - 15,962,145 ($24,900,946.20) Equity, (File 333-109998 -
        Oct. 27) (BR. 37)

S-8     VITALSTATE INC, 8 HARMONY LANE, 914-686-8255, HARTSDALE, NY, 10530,
        88,235 ($57,794.00) Equity, (File 333-109999 - Oct. 27) (BR. 01)

S-8     HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861,
        4014318697 - 0 ($108,600,000.00) Equity, (File 333-110000 - Oct. 27)
        (BR. 05)

S-8     HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861,
        4014318697 - 0 ($5,173,260.00) Equity, (File 333-110001 - Oct. 27)
        (BR. 05)

S-8     HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861,
        4014318697 - 0 ($10,000,000.00) Equity, (File 333-110002 - Oct. 27)
        (BR. 05)

S-3     INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND,
        58701, 701-837-4738 - 3,811,292 ($37,655,564.96) Equity,
        (File 333-110003 - Oct. 27) (BR. 08)

S-3     SOUTHERN CALIFORNIA GAS CO, 555 W FIFTH ST, ML 14H1, LOS ANGELES, CA,
        90013-1011, 2132441200 - 0 ($700,000,000.00) Equity, (File 333-110004 -
        Oct. 27) (BR. 02)

S-8     DIGITAL WORLD CUP INC, 3266 YONGE STREET STE 1208, BC,
        TORONTO ONTARIO CANA, A6, 00000, 11,000,000 ($1,540,000.00) Equity,
        (File 333-110005 - Oct. 27) (BR. 08)

S-3     GENOME THERAPEUTICS CORP, 1OO BEAVER ST, WALTHAM, MA, 02453,
        7813982300 - 7,830,000 ($23,255,100.00) Equity, (File 333-110006 -
        Oct. 27) (BR. 01)

S-8     ARS NETWORKS INC, 100 WALNUT STREET, CHAMPLAIN, NY, 12919, 5182982042 -
        200,000,000 ($2,000,000.00) Equity, (File 333-110007 - Oct. 27) (BR. 05)

S-8     CATHAY BANCORP INC, 777 N BROADWAY, LOS ANGELES, CA, 90012,
        2136254700 - 0 ($62,707,500.00) Equity, (File 333-110008 - Oct. 27)
        (BR. 07)

S-8     CATHAY BANCORP INC, 777 N BROADWAY, LOS ANGELES, CA, 90012,
        2136254700 - 0 ($32,899,560.00) Equity, (File 333-110009 - Oct. 27)
        (BR. 07)

S-4     MANDALAY RESORT GROUP, 3950 LAS VEGAS BLVD S, LAS VEGAS, NV, 89119,
        7027340410 - 0 ($250,000,000.00) Non-Convertible Debt,
        (File 333-110010 - Oct. 27) (BR. 05)

S-8     NETMANAGE INC, 10725 N DE ANZA BLVD, CUPERTINO, CA, 95014, 4089737171 -
        434,343 ($2,307,251.92) Equity, (File 333-110011 - Oct. 27) (BR. 03)

S-8     CIRCLE GROUP HOLDINGS INC, 1011 CAMPUS DRIVE, 310-556-0080, MUNDELEIN,
        IL, 60060, 847-549-60 - 150,000 ($330,000.00) Equity,
        (File 333-110012 - Oct. 27) (BR. 08)

S-8     UNITED SECURITY BANCSHARES INC, P O BOX 249, 131 WEST FRONT STREET,
        THOMASVILLE, AL, 36784, 3346365424 - 100,000 ($2,877,500.00) Equity,
        (File 333-110013 - Oct. 27) (BR. 07)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
Item 10. Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
Item 11. Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
Item 12. Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.




                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
ABINGTON BANCORP INC                    MA            X   X                  10/20/03

ADAPTEC INC                             DE                X           X      10/27/03

ADELPHIA COMMUNICATIONS CORP            DE            X       X              09/30/03

ADVANCEPCS                              DE                            X      10/27/03

AFFILIATED COMPUTER SERVICES INC        DE                X   X              10/21/03

ALBANY INTERNATIONAL CORP /DE/          DE                    X              10/27/03

ALEXANDERS J CORP                       TN                            X      10/24/03

ALLIANCE RESOURCE PARTNERS LP           DE                X           X      10/24/03

ALLIED MOTION TECHNOLOGIES INC          CO                X           X      10/27/03

ALTIRIS INC                             DE                X           X      10/27/03

AMBASSADORS INTERNATIONAL INC           DE                            X      10/22/03

AMERICAN EXPRESS CO                     NY                    X       X      10/27/03

AMERICANWEST BANCORPORATION             WA            X   X           X      10/23/03

AMGEN INC                               DE                            X      10/21/03

AMKOR TECHNOLOGY INC                    DE                    X       X      10/27/03

ANC RENTAL CORP                         DE                X   X              10/27/03

ANDERSEN GROUP INC                      DE                X   X              10/27/03

ANTHEM INC                              IN                X           X      10/27/03

ANTHEM INC                              IN            X   X                  10/27/03
 
APPLICA INC                             FL            X                      10/27/03

ARAHOVA COMMUNICATIONS INC              DE            X       X              09/30/03

ARGONAUT GROUP INC                      DE                X           X      10/27/03

ARTHROCARE CORP                         DE            X   X                  10/24/03

ASB FINANCIAL CORP /OH                  OH                X           X      10/23/03

ASTRONICS CORP                          NY                            X      09/27/03

ATA HOLDINGS CORP                       IN            X   X                  10/24/03

ATLAS MINING CO                         ID            X   X                  10/24/03

AXCELIS TECHNOLOGIES INC                DE                            X      09/30/03

AXSYS TECHNOLOGIES INC                  DE                            X      10/27/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  09/25/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  06/24/03

BANK MUTUAL CORP                                                      X      10/24/03

BANK OF AMERICA CORP /DE/               DE            X   X                  10/26/03

BANK ONE CORP                           DE                X           X      09/30/03

BANK ONE CORP                           DE            X   X           X      09/30/03    AMEND

BANKUNITED FINANCIAL CORP               FL                X           X      10/27/03

BANYAN CORP /OR/                        OR            X   X                  10/20/03

BANYAN CORP /OR/                        OR            X   X                  10/21/03
 
BEAR STEARN COMMERCIAL MORT PASS THRO   DE            X   X                  10/25/03

BEAR STEARNS COMMERCIAL MORTGAGE SECU   DE            X   X                  10/25/03

BESTNET COMMUNICATIONS CORP             NV            X                      10/23/03

BEVERLY NATIONAL CORP                   MA            X   X                  10/27/03

BMW VEHICLE OWNER TRUST 2001-A          DE                X                  10/27/03

BMW VEHICLE OWNER TRUST 2002-A                            X                  10/27/03

BMW VEHICLE OWNER TRUST 2003-A                            X                  10/27/03

BONTEX INC                              VA          X                        09/17/03

BORGWARNER INC                          DE                X                  10/27/03

CALAIS RESOURCES INC                                      X           X      10/20/03

CAPITAL CITY BANK GROUP INC             FL                X           X      09/30/03

CARPENTER TECHNOLOGY CORP               DE                X   X              10/27/03

CARTER WILLIAM CO                                     X   X                  10/27/03

CARVER BANCORP INC                      DE                X   X              10/24/03

CASS INFORMATION SYSTEMS INC            MO                X   X              10/23/03

CAVALRY BANCORP INC                     TN    X                              09/30/03

CELLEGY PHARMACEUTICALS INC             CA            X   X                  10/24/03

CENTENE CORP                                              X           X      10/27/03

CEPHALON INC                            DE            X   X                  10/27/03
 
CFS BANCORP INC                         DE                X           X      10/23/03

CHEVY CHASE AUTO RECEIVABLES TRUST 20   MD            X                      09/30/03

CHEVY CHASE AUTO RECEIVABLES TRUST 20   MD            X                      09/30/03

CHEVY CHASE AUTO RECEIVABLES TRUST 20                 X                      09/30/03

CHEVY CHASE AUTO RECEIVABLES TRUST 20   MD            X                      09/30/03

CHEVY CHASE AUTO RECEIVABLES TRUST 20   MD            X                      09/30/03

CHEVY CHASE HOME LOAN TRUST 1996-1      MD            X                      09/30/03

CHEVY CHASE HOME LOAN TRUST 1997-1      MD            X                      09/30/03

CHUBB CORP                              NJ                            X      10/27/03

CINERGY CORP                            DE                            X      10/27/03

CIT EQUIPMENT COLLATERAL 2003-EF1       DE            X                      10/16/03

CIT EQUIPMENT COLLATERAL 2003-VT1       DE            X                      10/16/03

CIT GROUP INC                           DE                X   X              10/23/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03
 
CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITICORP MORTGAGE SECURITIES INC        DE            X                      10/27/03

CITIFINANCIAL MORTGAGE SECURITIES INC   DE            X                      10/27/03

CITIFINANCIAL MORTGAGE SECURITIES INC   DE            X                      10/27/03

CITIFINANCIAL MORTGAGE SECURITIES INC   DE            X                      10/27/03

CITIFINANCIAL MORTGAGE SECURITIES INC   DE            X                      10/27/03

CITIZENS HOLDING CO /MS/                MS            X   X           X      10/27/03

CLICKSOFTWARE TECHNOLOGIES LTD          L3                X           X      10/27/03

COACHMEN INDUSTRIES INC                 IN                X   X       X      09/30/03

COCA COLA BOTTLING CO CONSOLIDATED /D   DE                X           X      10/22/03

COEUR D ALENE MINES CORP                ID                X           X      10/23/03

COLONIAL PROPERTIES TRUST               AL                            X      10/27/03

COMMERCIAL CAPITAL BANCORP INC          NV                X           X      10/27/03

COMMERCIAL CAPITAL BANCORP INC          NV            X   X                  10/27/03

COMMERCIAL CAPITAL BANCORP INC          NV                X           X      10/27/03

COMMERCIAL MORTGAGE PASS THROUGH CERT   DE            X   X                  10/15/03

COMMSCOPE INC                           DE            X   X   X       X      10/27/03

COMPOSITE TECHNOLOGY CORP               NV          X     X                  10/24/03

CORNERSTONE BANCORP INC                 CT                            X      10/27/03
 
COUSINS PROPERTIES INC                  GA                X           X      10/27/03

CRAWFORD & CO                           GA                X   X              10/27/03

CREDIT SUISSE FIRST BOSTON MOR SEC CO   DE            X   X                  10/15/03

CREDIT SUISSE FIRST BOSTON MORT SEC C   DE            X   X                  10/25/03

CRYOCON INC                             CO          X X   X                  10/24/03

CSFB MORTGAGE SEC CORP COMM MORT PASS   DE            X   X                  10/15/03

CSFB MORTGAGE SEC CORP COMM MORT PS T   DE            X   X                  10/25/03

CSFB MORTGAGE SEC CORP HM EQU PASS TH   DE            X   X                  10/25/02

CSX CORP                                VA            X   X   X              10/27/03

DATAKEY INC                             MN            X   X                  10/17/03

DENTSPLY INTERNATIONAL INC /DE/         DE                X           X      10/22/03

DIAL CORP /NEW/                         DE                X   X              10/27/03

DIGITAL WORLD CUP INC                                 X                      10/25/03

DISTINCTIVE DEVICES INC                 NY            X   X                  10/10/03

DITECH COMMUNICATIONS CORP              DE                    X       X      10/27/03

DOMINION HOMES INC                      OH                X   X       X      10/27/03

DREW INDUSTRIES INCORPORATED            DE                X   X              10/27/03

DUSA PHARMACEUTICALS INC                NJ            X   X                  10/27/03

EAGLE BANCORP INC                       MD            X       X              10/27/03
 
ELECTRONIC DATA SYSTEMS CORP /DE/       DE                    X              10/27/03

ENCORE MEDICAL CORP                     DE            X   X   X              10/27/03

ENERGY EAST CORP                        NY                    X       X      10/24/03

ENERGY WEST INC                         MT            X   X                  10/27/03

EQUINIX INC                             DE                X           X      10/27/03

EXCHANGE BANCSHARES INC                 OH                    X       X      10/27/03

EXPEDITORS INTERNATIONAL OF WASHINGTO   WA                    X              10/24/03

FEDERAL TRUST CORP                      FL                X           X      10/24/03

FEM ONE INC                             NV      X                            10/22/03    AMEND

FIDELITY BANKSHARES INC                 DE                X           X      10/21/03

FINDWHAT COM INC                        NV            X   X                  10/27/03

FINISH LINE INC /DE/                    DE            X   X                  10/27/03

FIRST INTERSTATE BANCSYSTEM INC         MT            X   X                  10/27/03

FIRST MIDWEST FINANCIAL INC             DE                X   X              10/24/03

FIRST NILES FINANCIAL INC               DE                            X      10/24/03    AMEND

FIRST UNION COM MOR SEC INC COM MOR P   NY            X   X                  10/25/03

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X                  10/15/03    AMEND

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X                  10/15/03

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X                  10/17/02
 
FIRST UNION COMMERCIAL MORTGAGE PASS    NC            X   X                  10/25/03

FIRST UNION NATIONAL BANK COM MORT PA   NC            X   X                  10/25/03

FLORIDA ROCK INDUSTRIES INC             FL                X                  10/27/03    AMEND

FORWARD AIR CORP                        TN                X   X       X      10/27/03

FRANKLIN RECEIVABLES AUTO TRUST 2003-   DE            X   X                  09/30/03

FRANKLIN RECEIVABLES LLC                DE            X   X                  09/30/03

FREEMARKETS INC                         DE                            X      10/27/03

FRONTIERVISION HOLDINGS LP              DE            X       X              09/30/03

FRONTIERVISION OPERATING PARTNERS LP    DE            X       X              09/30/03

GENERAL COMMUNICATION INC               AK                X           X      10/24/03

GENERAL GROWTH PROPERTIES INC           DE                X   X              10/27/03

GENERAL MOTORS CORP                     DE            X                      10/26/03

GENLYTE GROUP INC                       DE                X           X      10/24/03

GIBRALTAR STEEL CORP                    DE                X   X              10/27/03

GLENAYRE TECHNOLOGIES INC               DE                X           X      10/27/03

GLIMCHER REALTY TRUST                   MD                X                  08/27/03    AMEND

GLOBALSTAR LP                           DE            X   X                  10/27/03

GOAMERICA INC                           DE            X   X                  10/21/03

GORAN CAPITAL INC                       A6        X                          10/27/03
 
GP STRATEGIES CORP                      DE            X   X                  10/21/03

GREATER BAY BANCORP                     CA            X   X   X              10/23/03

GS MORTGAGE SECURITIES CORP             DE            X   X                  10/23/03

GUESS INC ET AL/CA/                     DE                    X              10/27/03

HARKEN ENERGY CORP                      DE            X   X                  10/27/03

HAUSER INC                              DE            X   X                  10/15/03

HAWAIIAN ELECTRIC INDUSTRIES INC        HI            X               X      10/27/03

HOME EQUITY PASS THROUGH CERTIFICATES   DE            X   X                  10/25/02

HOST MARRIOTT CORP/                     MD            X   X                  10/27/03

HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC   DE            X   X                  10/15/03

HRPT PROPERTIES TRUST                   MD            X   X                  10/23/03

HUMANA INC                              DE                            X      10/27/03

IDINE REWARDS NETWORK INC               DE                            X      10/22/03

IDINE REWARDS NETWORK INC               DE                    X              10/21/03

IDINE REWARDS NETWORK INC               DE                    X              10/23/03

IKON OFFICE SOLUTIONS INC               OH                X           X      10/27/03

IMMERSION CORP                          DE                X           X      10/27/03

INNOVATIVE DESIGNS INC                  DE          X     X                  09/23/03    AMEND

INTEGRAMED AMERICA INC                  DE                X   X              10/27/03
 
INTERLINK ELECTRONICS INC               DE                            X      10/27/03

INTERNATIONAL PAPER CO /NEW/            NY                X           X      10/27/03

INTERTAN INC                            DE            X   X   X       X      10/27/03

INTRUSION INC                           DE            X   X                  10/27/03

INTUITIVE SURGICAL INC                  DE            X               X      10/27/03

ISCO INTERNATIONAL INC                  DE            X   X           X      10/24/03

ISOLAGEN INC                            DE                X                  10/27/03

J P MORGAN CHASE & CO                   DE                X                  10/27/03

JARDEN CORP                             DE            X   X           X      10/27/03

JCM PARTNERS LLC                        DE            X   X                  10/27/03

JDS UNIPHASE CORP /CA/                  DE                    X              10/22/03

JDS UNIPHASE CORP /CA/                  DE                X   X       X      10/23/03    AMEND

JOURNAL COMMUNICATIONS INC                                X           X      10/27/03

JP MORGAN CHASE COM MORT SEC CORP PAS   DE            X   X                  10/18/03

KANSAS CITY SOUTHERN                    DE                X   X              10/27/03

KEYNOTE SYSTEMS INC                     DE                X           X      10/27/03

KNBT BANCORP INC                        PA                X   X              10/24/03

KS BANCORP INC                          NC                X           X      10/27/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X              10/27/03
 
LARSCOM INC                             DE                            X      10/27/03

LEGEND INTERNATIONAL HOLDINGS INC       DE            X                      10/27/03

LIBERTY PROPERTY TRUST                  MD                X   X       X      10/27/03

LIFEPOINT HOSPITALS INC                 DE                X           X      10/27/03

LIONBRIDGE TECHNOLOGIES INC /DE/        DE                X           X      10/27/03

LIONS GATE ENTERTAINMENT CORP /CN/                    X   X                  10/27/03

LIVESTAR ENTERTAINMENT GROUP INC        NV            X   X                  10/24/03    AMEND

LIVESTAR ENTERTAINMENT GROUP INC        NV      X         X                  10/24/03    AMEND

LOUISIANA PACIFIC CORP                  DE      X         X                  10/23/03

LSB CORP                                              X   X   X              10/24/03

LSB FINANCIAL CORP                      IN                            X      10/27/03

MACROVISION CORP                        DE                X           X      10/27/03

MAGELLAN MIDSTREAM PARTNERS LP          DE                    X       X      10/27/03

MAIN STREET TRUST INC                   IL            X   X           X      10/27/03

MANUFACTURERS SERVICES LTD              DE                X           X      10/27/03

MARCONI CORP PLC                        X0            X                      10/27/03

MASSBANK CORP                           DE                X   X              10/23/03

MASSEY ENERGY CO                        DE            X   X                  10/24/03

MB FINANCIAL INC     /MD                MD                X           X      10/27/03
 
MEADOW VALLEY CORP                      NV          X     X                  10/22/03

MEMBERWORKS INC                         DE                X           X      10/27/03

MEMC ELECTRONIC MATERIALS INC           DE                X                  09/30/03

MERCANTILE BANKSHARES CORP              MD                X   X              10/21/03

MICRO COMPONENT TECHNOLOGY INC          MN                X           X      10/22/03

MICROHELIX INC                          OR            X   X                  10/24/03

MID ATLANTIC MEDICAL SERVICES INC       DE            X   X                  10/27/03

MID ATLANTIC MEDICAL SERVICES INC       DE            X   X                  10/27/03    AMEND

MID WISCONSIN FINANCIAL SERVICES INC    WI            X   X   X       X      10/27/03

MIDCAROLINA FINANCIAL CORP              NC            X   X                  10/24/03

MOD PAC CORP                            NY                            X      09/27/03

MONACO COACH CORP /DE/                  DE                X           X      10/21/03

MORGAN STANLEY CAPITAL I TRUST 2003-I   DE            X   X                  10/15/03

MORGAN STANLEY DEAN WITTER CAP I INC    DE            X   X                  07/17/03

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/15/03

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  10/20/03

MS STRUCTURED SATURNS SERIES 2002-5     DE                X                  10/01/03

MSC SOFTWARE CORP                       DE                            X      10/22/03    AMEND

MSDW STRUCTURED SATURNS SERIES 2001-7   DE                X                  10/01/03
 
NATIONAL PRESTO INDUSTRIES INC          WI                            X      10/24/03

NATURAL ALTERNATIVES INTERNATIONAL IN   DE                X           X      10/27/03

NAVIGANT INTERNATIONAL INC              DE            X   X                  10/24/03

NAVISITE INC                            DE                            X      10/27/03

NAVISTAR FINANCIAL RETAIL RECEIVABLES   DE            X                      09/30/03

NEOWARE SYSTEMS INC                     DE            X   X           X      10/27/03

NETEGRITY INC                           DE                            X      10/27/03

NETMANAGE INC                           DE                X           X      10/27/03

NEUTRON ENTERPRISES INC                             X                        10/23/03

NEW ENGLAND BANCSHARES INC                                X           X      10/23/03

NEW ENGLAND BUSINESS SERVICE INC        DE                    X              10/27/03

NEWHALL LAND & FARMING CO /CA/          CA            X   X           X      10/21/03

NOBEL LEARNING COMMUNITIES INC          DE            X   X                  10/23/03

NOBLE CORP                                            X   X                  10/27/03

NORTH AMERICAN SCIENTIFIC INC           DE            X   X                  10/27/03

NORTH CENTRAL BANCSHARES INC            IA                X                  10/27/03

NORTHEAST UTILITIES SYSTEM              MA                    X              10/27/03

NORTHEAST UTILITIES SYSTEM              MA                    X       X      10/27/03

NOVADIGM INC                            DE                            X      10/27/03
 
NOVATEL WIRELESS INC                    DE                X   X              10/27/03

OGLEBAY NORTON CO /OHIO/                OH                X           X      10/22/03

OLYMPUS COMMUNICATIONS LP               DE            X       X              09/30/03

ON TECHNOLOGY CORP                      DE      X         X                  10/27/03

ONYX ACCEPTANCE FINANCIAL CORP          DE            X   X                  10/21/03

ONYX ACCEPTANCE FINANCIAL CORP          DE            X   X                  10/21/03

ONYX SOFTWARE CORP/WA                   WA                X           X      10/27/03

OWENS CORNING                           DE            X   X                  10/24/03

P F CHANGS CHINA BISTRO INC                               X           X      10/22/03

PATAPSCO BANCORP INC                    MD            X   X           X      10/23/03

PEC SOLUTIONS INC                       DE                X   X       X      10/21/03

PEPCO HOLDINGS INC                      DE            X   X                  10/24/03

PEPSICO INC                             NC                X                  10/27/03    AMEND

PERFORMANCE TECHNOLOGIES INC \DE\       DE                X                  10/23/03

PETMED EXPRESS INC                      FL                X   X              10/27/03

PFGI CAPITAL CORP                       MD                X   X              10/21/03

PHOTOGEN TECHNOLOGIES INC               NV                X                  06/18/03    AMEND

PINNACLE BANCSHARES INC                 AL                            X      10/24/03

PMI GROUP INC                           DE            X   X                  10/27/03
 
PNM RESOURCES INC                       NM                            X      10/27/03

POINT THERAPEUTICS INC                  DE            X   X                  10/27/03

PORTFOLIO RECOVERY ASSOCIATES INC       DE                X   X              10/27/03

POTLATCH CORP                           DE            X                      10/24/03

POTOMAC ELECTRIC POWER CO               VA            X   X                  10/24/03

POWER INTEGRATIONS INC                  CA                X           X      10/22/03

PRE PAID LEGAL SERVICES INC             OK                X   X              09/30/03

PRG SCHULTZ INTERNATIONAL INC           GA                X           X      10/27/03

PRINCETON AMERICAN CORP                 NV          X                        10/22/03

PROCTER & GAMBLE CO                     OH                            X      09/30/03

PROXIM CORP                             DE            X                      10/21/03

PRUDENTIAL SECURITIES SEC FIN CORP CO   DE            X   X                  10/11/03

PULITZER INC                            DE                X           X      10/27/03

QUINCY RESOURCES INC                    NV            X                      10/14/03

RAE SYSTEMS INC                         DE                X   X       X      10/27/03

REGIONS AUTO RECEIVABLES TRUST 2003-1                 X   X                  10/15/03

RESIDENTIAL ACCREDIT LOANS INC          DE            X   X                  10/27/03

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X                  10/27/03

RESIDENTIAL ASSET SECURITIES CORP       DE            X   X                  10/27/03
 
RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X                  10/27/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X                  10/27/03

RIGHT MANAGEMENT CONSULTANTS INC        PA                X           X      10/27/03

ROPER INDUSTRIES INC /DE/               DE            X                      09/30/03

ROPER INDUSTRIES INC /DE/               DE                X                  09/30/03

ROUGE INDUSTRIES INC                    DE            X   X                  10/27/03

RTI INTERNATIONAL METALS INC            OH            X                      10/27/03

RUDOLPH TECHNOLOGIES INC                DE                X           X      06/30/03

RUDOLPH TECHNOLOGIES INC                DE                X           X      09/30/03

RURAL METRO CORP /DE/                   DE                            X      10/20/03

SAFECO CORP                             WA                            X      10/27/03

SALON MEDIA GROUP INC                   DE            X   X                  10/10/03

SCANA CORP                              SC                X   X              09/30/03

SCICLONE PHARMACEUTICALS INC            CA                X           X      10/27/03

SCOTTISH ANNUITY & LIFE HOLDINGS LTD    E9                X           X      10/24/03

SCOTTISH ANNUITY & LIFE HOLDINGS LTD    E9            X   X                  10/24/03

SEACOAST FINANCIAL SERVICES CORP        MA            X   X                  10/20/03

SEAGATE TECHNOLOGY                      E9            X   X                  10/24/03

SENIOR HOUSING PROPERTIES TRUST         MD            X                      10/27/03
 
SINA CORP                                                 X           X      10/27/03

SOMERSET HILLS BANCORP                  NJ            X   X                  10/27/03

SOURCINGLINK NET INC                    DE            X   X                  10/24/03

SOUTHERN COMMUNITY FINANCIAL CORP       NC            X                      10/23/03

SOUTHERN PERU COPPER CORP/              DE            X                      10/24/03

SPARTA INC /DE                          DE                X           X      10/21/03

SPEEDCOM WIRELESS CORP                  DE            X                      10/27/03

SRI SURGICAL EXPRESS INC                FL                            X      10/27/03

STANDARD PACIFIC CORP /DE/              DE                            X      10/27/03

STEEL TECHNOLOGIES INC                  KY                X           X      09/26/03

STRUCTURED ASSET SEC CORP II LB UBS C           X         X                  10/09/03    AMEND

STRUCTURED ASSET SEC CORP MORT PAS TH   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

STRUCTURED ASSET SECURITIES CORP MORT   DE            X   X                  10/27/03

SUMMIT SECURITIES INC /ID/              ID            X                      10/23/03
 
SYKES ENTERPRISES INC                   FL                X           X      10/27/03

SYMONS INTERNATIONAL GROUP INC          IN        X                          10/27/03

SYSCO CORP                              DE                X           X      10/27/03

TARRANT APPAREL GROUP                   CA      X     X   X                  10/16/03

TECH LABORATORIES INC                   NJ            X                      09/25/03

TECHE HOLDING CO                        LA                X           X      10/23/03

TEMPLE INLAND INC                       DE                    X       X      10/27/03

TREX CO INC                             DE                            X      10/27/03

TRIAD FINANCIAL CORP                    CA            X   X                  10/24/03

TRIAD HOSPITALS INC                     DE            X   X                  10/27/03

TRIMERIS INC                            DE            X   X                  10/27/03

TRUE HEALTH INC                         UT          X     X                  07/30/03

U S RESTAURANT PROPERTIES INC           MD            X   X                  10/14/03

ULTRADATA SYSTEMS INC                   DE          X                        10/27/03

UNIT CORP                               DE            X   X                  10/27/03

UNITEDHEALTH GROUP INC                  MN      X         X                  10/27/03

UNITRIN INC                             DE                X                  10/27/03

UNIVEST CORP OF PENNSYLVANIA            PA                X   X              10/22/03

UNIZAN FINANCIAL CORP                   OH                X   X              10/27/03
 
UNOVA INC                               DE                X   X              10/24/03

VALERO ENERGY CORP/TX                   DE            X   X                  10/27/03

VEECO INSTRUMENTS INC                   DE                X   X              10/27/03

VENDINGDATA CORP                        NV            X                      10/09/03

VENTURE FINANCIAL GROUP INC             WA                X   X              10/23/03

VERDISYS INC                            CA            X   X                  10/24/03

WACHOVIA COMM MORT SEC INC COM MORT P   NC            X   X                  10/15/03

WACHOVIA COMMERCIAL MORT PASS THRU CE   NC            X   X                  10/15/03

WACHOVIA COMMERCIAL MORT PASS THRU CE   NC            X   X                  10/15/03

WACHOVIA COMMERCIAL MORT SEC INC  PAS   NC            X   X                  10/15/03

WACHOVIA COMMERCIAL MORT SEC INC COM    NC            X   X                  10/15/03

WACHOVIA COMMERCIAL MORTGAGE SECURITI   NC                X                  10/01/03

WACKENHUT CORRECTIONS CORP              FL            X   X                  10/21/03

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X                  10/23/03

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X                  10/24/03

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE                X                  10/27/03

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  10/27/03

WELLS FARGO ASSET SECURITIES CORP       DE            X   X                  10/27/03

WESTAR ENERGY INC /KS                   KS      X         X                  10/24/03
 
WESTELL TECHNOLOGIES INC                DE                X           X      10/21/03

WPS RESOURCES CORP                      WI            X   X                  10/24/03

ZOWCOM INC                              NV    X X   X     X                  10/24/03