SEC NEWS DIGEST

Issue 2003-13                                                      January 21, 2003



ENFORCEMENT PROCEEDINGS
     

ADDITIONAL  MONETARY  RELIEF  AWARDED  AGAINST  MARLEN  JOHNSON  IN  CONTEMPT
PROCEEDING IN CONNECTION WITH VIOLATIONS OF AN AGREED FINAL JUDGMENT

     After  ordering  defendant Marlen V. Johnson's arrest and incarceration,
     United  States District Judge A. Joe Fish has assessed civil  penalties,
     fines  and  attorney's fees in excess of $290,000  against  Johnson  for
     conduct  in contempt of a final judgment signed by Judge Fish  in  1996.
     On Dec. 9, 2002, Judge Fish signed an Order Setting Additional Fines and
     Setting  Amount  of  Attorneys' Fees to be Paid  by  Marlen  V.  Johnson
     Pursuant to Order of Contempt (December 9 Order).  The December 9  Order
     supplements  the  Order Holding Defendant Marlen  V.  Johnson  in  Civil
     Contempt for Failure to Comply with Court Orders, Granting Sanctions for
     Contempt  and Granting Other Post-Judgment Relief, entered by the  Court
     on Sept. 24, 2002 (September 24 Order) [see LR 17750/Sept. 26, 2002].
     
     Both  the  September 24 Order and December 9 Order arise from  Johnson's
     violations  of  the terms of an Agreed Final Judgment entered  by  Judge
     Fish  on  April 7, 1996 (SEC v. Jeffrey C. Hays, Marlen V. Johnson,  and
     James M. Nilsson, USDC/NDTX [Dallas Division], Civil Action No. 3:02-CV-
     0250-G).  The final judgment, entered in a matter charging Johnson  with
     masterminding a stock-manipulation scheme, barred Johnson from acting as
     an  officer or director.  The judgment also permanently enjoined Johnson
     from,  among  other  things,  future violations  of  the  antifraud  and
     reporting provisions of the federal securities laws.
     
      Judge Fish found that Johnson violated the final judgment from at least
     Oct. 19, 2001, to the present by acting as an officer and director of  a
     public  company,  including, but not limited to,  Voyager  Group,  Inc.,
     Neoteric,  Inc.,  and R&RX Group, Inc.  Judge Fish  further  found  that
     Johnson  violated the antifraud and reporting provisions  of  the  final
     judgment by causing reports to be filed with the Commission that omitted
     to  disclose  material information.  Specifically, Forms 10-K  and  10-Q
     that  Johnson signed and filed on behalf of Voyager and Neoteric  failed
     to  disclose  that Johnson, while acting as president, secretary  and  a
     director  of  these  companies, was nonetheless  subject  to  the  final
     judgment  barring him from acting as an officer or director.   Moreover,
     Johnson  failed  to  disclose any portion of  the  1996  final  judgment
     against him.
     
     Johnson  ignored the Court's initial order to show cause and  failed  to
     appear  at  a  contempt hearing held by Judge Fish on  Sept.  24,  2002.
     Pursuant  to  the September 24 Order, Judge Fish issued a bench  warrant
     requiring  the  arrest  and incarceration of  Johnson  and  ordered  the
     assessment  of  daily  coercive fines until Johnson  purged  himself  of
     contempt.   Additionally,  the  Court  required  Johnson  to   pay   the
     Commission  attorney's fees for the time expended in seeking to  enforce
     Johnson's  compliance  with  the final  judgment.   Finally,  the  Court
     imposed  on  Johnson  a third-tier civil penalty  of  $120,000  for  his
     failure  to  disclose  his  disciplinary history  in  filings  with  the
     Commission.

     After  Johnson  was arrested and incarcerated, the Court held  a  second
     show  cause  hearing.   Following this hearing, Judge  Fish  issued  the
     December  9  Order, awarding the Commission additional  monetary  relief
     against Johnson.  The Court set the amount of the coercive fines against
     Johnson  at  $120,000.  Additionally, the Court granted the Commission's
     request  for attorneys' fees in the amount of $50,975.  [SEC v.  Jeffrey
     C. Hays, Marlen V. Johnson, and James M. Nilsson, Civil Action No. 3:95-
     CV-0250-G, USDC, ND TX] (LR-17941)

FINAL  JUDGMENT  SETTING  DISGORGEMENT AND IMPOSING CIVIL  PENALTIES  AGAINST
PRINCIPALS OF A BOCA RATON COMPANY

     The  Commission  announced that on Jan. 10 the  United  States  District
     Court  for  the  Southern District of Florida entered a  Final  Judgment
     Setting  Disgorgement  and  Imposing Civil Penalties  (Final  Judgment),
     against  Defendants  Ulrich  Garbe, Peggy  Patterson  and  John  Hyland,
     formerly   principals  of  Sunstate  FX,  Inc.  (Sunstate),  a   company
     purportedly  in  the  business of trading foreign currency.   The  Final
     Judgment orders Garbe to pay $710,287.96 in disgorgement,  $76,712.75 in
     prejudgment  interest  and a civil penalty of  $120,000.   Patterson  is
     ordered  to  pay $228,374.09 in disgorgement, $24,665.93 in  prejudgment
     interest  and  a  civil penalty of $60,000.  Hyland is  ordered  to  pay
     $124,670.24  in  disgorgement, prejudgment interest  in  the  amount  of
     $13,464.667  and  a civil penalty of $60,000.  The Final  Judgment  also
     provides  for the dismissal of disgorgement and civil penalties  against
     Sunstate as the company is no longer in operation.
     
     The  Court  had previously entered, with the defendants' consent,  Final
     Judgments  of Permanent Injunction and Other Relief (Judgments)  on  the
     following dates: Sunstate on July 10, 2001, Patterson on July 26,  2001,
     Hyland  on  Oct.  18, 2001, and Garbe on Feb. 26, 2002.   The  Judgments
     permanently  enjoin  Sunstate, Garbe and Hyland from violating  Sections
     5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of
     the  Securities  Exchange  Act of 1934 (Exchange  Act)  and  Rule  10b-5
     thereunder.    The  Judgments further enjoins Patterson  from  violating
     Section 10(b) of the Exchange Act and Rule 10b-5 thereunder.
     
     On  April  18, 2001, the SEC filed an emergency action against Sunstate,
     Garbe,  Patterson, and Hyland seeking to enjoin them from continuing  to
     violate  the  federal securities laws in connection with their  ongoing,
     fraudulent,  unregistered offer and sale of securities.   The  complaint
     alleged that Sunstate had raised over $54 million from approximately 160
     investors,  but  that  only 20% of these funds were  actually  used  for
     foreign  currency  trading, and even these  funds  were  only  used  for
     trading  for  a few short months.  Instead, according to the  complaint,
     Garbe,  Patterson and Hyland misappropriated at least  $2.9  million  in
     investor  funds  for their own personal use, including the  purchase  of
     luxurious  homes,  cars  and other personal  items.   In  addition,  the
     complaint  alleged  that, unbeknownst to investors,  Sunstate  paid  its
     sales agents commissions totaling at least $10.6 million -- representing
     about  20% of the offering proceeds.  [SEC v. Sunstate FX Inc., et  al.,
     Case No. 01-8328-CIV-RYSKAMP (USDC/SD FL)] (LR-17942)


INVESTMENT COMPANY ACT RELEASES
     

AMERICAN UNITED LIFE INSURANCE COMPANY, ET AL.
                                      
     A  notice has been issued giving interested persons until Feb. 10, 2003,
     to  request  a hearing on an application filed by American  United  Life
     Insurance  Company (AUL), et al. (collectively, Applicants).  Applicants
     seek an order pursuant to Section 6(c) the Investment Company Act to the
     extent  necessary to permit AUL to recapture part or  all  of  a  credit
     applied  to  premium  payments made under  contracts  described  in  the
     Application  (Contract(s)),  in the following  instances:   (i)  when  a
     Contract  owner exercises the Contract's free look provision;  and  (ii)
     when  a  Contract owner makes any withdrawal from a Contract within  the
     first seven Contract years.  Applicants request that the order extend to
     other  variable annuity contracts that are substantially similar in  all
     material  respects  to  the  Contracts, that  AUL,  its  affiliates  and
     successors in interest may issue in the future.  (Rel. IC-25889  -  Jan.
     16)


HOLDING COMPANY ACT RELEASES
     

SCANA CORPORATION

     A  notice has been issued giving interested persons until Feb. 7,  2003,
     to  request  a  hearing  on a proposal by SCANA Corporation  (SCANA),  a
     registered  holding company, SCANA's utility subsidiaries,  and  SCANA's
     nonutility  subsidiaries, to enter into various  financing  transactions
     until  April  15, 2006, issue common stock for compensation  plans,  pay
     dividends out of capital or unearned surplus by nonutility subsidiaries,
     continue  certain  development and administrative  activities,  continue
     certain   intermediate  subsidiaries,  and  continue  certain   internal
     organization of existing investments.  (Rel. 35-27639)


SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A  proposed  rule change filed by the National Association of Securities
     Dealers  (SR-NASD-2003-4)  relating to the  Primex  Auction  System  has
     become immediately effective under Section 19(b)(3)(A) of the Securities
     Exchange  Act  of  1934.   Publication of the proposal  in  the  Federal
     Register is expected during the week of Jan. 20.  (Rel. 34-47191)

PROPOSED RULE CHANGE

     The  Municipal Securities Rulemaking Board filed a proposed rule  change
     (SR-MSRB-2002-14) relating to market emergencies.   Publication  of  the
     proposal in the Federal Register is expected during the week of Jan. 20.
     (Rel. 34-47202)

APPROVAL OF PROPOSED RULE CHANGE

     The  Commission  approved a proposed rule change filed by  the  National
     Association of Securities Dealers (SR-NASD-2002-157) regarding ACT  risk
     management.   Publication  of the proposal in the  Federal  Register  is
     expected during the week of Jan. 20.  (Rel. 34-47208)
     
WITHDRAWALS SOUGHT

     A  notice has been issued giving interested persons until Feb. 7,  2003,
     to  comment  on  the application of DST Systems, Inc.  to  withdraw  its
     Common Stock, $.01 par value, and Preferred Stock Purchase Rights,  from
     listing and registration on the Chicago Stock Exchange.  (Rel. 34-47203)
     
     A  notice has been issued giving interested persons until Feb. 7,  2003,
     to  comment  on  the  application of Aquila,  Inc.  (formerly  known  as
     UtiliCorp  United Inc.) to withdraw its Common Stock, $1.00  par  value,
     from listing and registration on the Pacific Exchange.  (Rel. 34-47204)
     
     A  notice has been issued giving interested persons until Feb. 10, 2003,
     to  comment  on  the  application of Progressive Return  Fund,  Inc.  to
     withdraw   its  Common  Stock,  $.001  par  value,  from   listing   and
     registration on the New York Stock Exchange.  (Rel. 34-47217)
     
     A  notice has been issued giving interested persons until Feb. 10, 2003,
     to  comment on the application of Cornerstone Total Return Fund, Inc. to
     withdraw its Common Stock, $.01 par value, from listing and registration
     on the New York Stock Exchange.  (Rel. 34-47218)
     
     A  notice has been issued giving interested persons until Feb. 10, 2003,
     to  comment on the application of Cornerstone Strategic Value Fund, Inc.
     to  withdraw  its  Common  Stock,  $.01  par  value,  from  listing  and
     registration on the New York Stock Exchange.  (Rel. 34-47219)
     
DELISTINGS GRANTED

     An  order  has been issued granting the application of the International
     Securities Exchange to strike from listing and registration certain call
     and  put  options  contracts issued by The Options Clearing  Corporation
     respecting  the  underlying  securities of EntreMed,  Inc.,  Interwoven,
     Inc.,  and  Kmart Corporation, effective at the opening of  business  on
     Jan. 17.  (Rel. 34-47205)
     
     An  order has been issued granting the application of the American Stock
     Exchange to strike from listing and registration the Common Stock,  $.01
     par  value, of Organogenesis, Inc., effective at the opening of business
     on Jan. 20.  (Rel. 34-47213)
     
     
SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-3     AMERICAN FINANCIAL GROUP INC, ONE EAST FOURTH STREET, SUITE 919,
        CINCINNATI, OH, 45202, 5135792121 - 2,000,000 ($46,740,000.00) Equity,
        (File 333-102556 - Jan. 17) (BR. 01)

S-B     ITALY REPUBLIC OF, ONE CANADA SQUARE, CANARY WHARF, LONDON, X0,
        E14 5DS, 011442075197179 - 0 ($3,823,000,000.00) Other,
        (File 333-102558 - Jan. 17) (BR. DN)

S-8     PHSB FINANCIAL CORP, 744 SHENANGO ROAD, BRAVER FALLS, PA, 15010,
        7248467300 - 442,781 ($6,007,932.00) Equity, (File 333-102559 -
        Jan. 17) (BR. 07)

S-8     FIRST AMERICAN SCIENTIFIC CORP \NV\, 100 PARK ROYAL SOUTH, SUITE 811,
        WEST VANCOUVER, BC, A1, V7T 1A2, 604-913-9035 -
        10,000,000 ($800,000.00) Equity, (File 333-102560 - Jan. 17) (BR. 06)

S-8     UNIZAN FINANCIAL CORP, 220 MARKET AVE SOUTH, CANTON, OH, 44701,
        3304381230 - 1,518,544 ($25,603,035.74) Equity, (File 333-102561 -
        Jan. 17) (BR. 07)

F-6     AO SURGUTNEFTEGAS /FI, 25 ENTUZIASTOV ST SURGUT, 071-248-9929,
        TYUMENSKAYA OBLAST RUSSIA FEDE, U2, 626400, 20,000,000 ($1,000,000.00)
          ADRs/ADSs, (File 333-102562 - Jan. 17) (BR. )

S-8     SAP AKTIENGESELLSCHAFT SYSTEMS APPLICATIONS PRODUCTS IN DATA,
        NEUROTTSTRABE 16, WALLDORF, FEDERAL REPUBLIC OF GERMAN, NEW YORK, NY,
        69190, 0114962277 - 0 ($388,067,260.00) Equity, (File 333-102564 -
        Jan. 17) (BR. 03)

S-4     FIRST ADVANTAGE CORP, 805 EXECUTIVE CENTER DR WEST, SUITE 300,
        ST PETERSBURG, FL, 33702, 714-800-3000 - 0 ($83,714,275.00) Equity,
        (File 333-102565 - Jan. 17) (BR. )

F-6     PHILIPPINE LONG DISTANCE TELEPHONE CO, RAMON CONJUANGCO BLDG,
        MAKATI AVE, MAKATI METRO MANILA, R6, 0721, 0116328143552 -
        160,000,000 ($8,000,000.00) Equity, (File 333-102566 - Jan. 17) (BR. 37)

S-3D    AMERICAN FINANCIAL GROUP INC, ONE EAST FOURTH STREET, SUITE 919,
        CINCINNATI, OH, 45202, 5135792121 - 2,000,000 ($46,740,000.00) Equity,
        (File 333-102567 - Jan. 17) (BR. 01)

S-11    INTERSTAR SECURITISATION MANAGEMENT PTY LTD,
        0 ($775,000,000.00) Debt Convertible into Equity, (File 333-102569 -
        Jan. 17) (BR. 05)

S-8     PALOMAR ENTERPRISES INC, 10264 CAMINO RUIZ #75, SUITE 209, SAN DIEGO,
        CA, 92126, 6196922590 - 1,500,000 ($105,000.00) Other,
        (File 333-102570 - Jan. 17) (BR. 05)

N-2     SELIGMAN EACM ABSOLUTE RETURN STRATEGIES LLC, 100 PARK AVE., NEW YORK,
        NY, 10017, (800) 221-2450 - 100,000 ($1,000,000.00) Other,
        (File 333-102571 - Jan. 17) (BR. 22)

S-8     CONOLOG CORP, 5 COLUMBIA RD, SOMERVILLE, NJ, 08876, 9087228081 -
        190,000 ($205,200.00) Equity, (File 333-102572 - Jan. 17) (BR. 08)

F-6     PHILIPPINE LONG DISTANCE TELEPHONE CO, RAMON CONJUANGCO BLDG,
        MAKATI AVE, MAKATI METRO MANILA, R6, 0721, 0116328143552 -
        10,000,000 ($500,000.00) Equity, (File 333-102573 - Jan. 17) (BR. 37)

S-3     ORIENT EXPRESS HOTELS LTD, 41 CEDAR AVE, PO BOX HM 1179,
        HAMILTON HM EX BERMU, D0, 00000, 2127323200 -
        0 ($62,125,000.00) Equity, (File 333-102576 - Jan. 17) (BR. 08)

S-3     INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM,
        MA, 02453, 7816473900 - 0 ($9,656,006.00) Equity, (File 333-102577 -
        Jan. 17) (BR. 01)

N-2     EXCELSIOR CORPORATE FINANCE INVESTORS LLC,
        50,000 ($50,000,000.00) Non-Convertible Debt, (File 333-102578 -
        Jan. 17) (BR. )

S-3     AESP INC, 1810 N E 144TH STREET, NORTH MIAMI, FL, 33181, 3059447710 -
        1,696,250 ($1,848,912.50) Equity, (File 333-102579 - Jan. 17) (BR. 03)

S-8     INNOVO GROUP INC, 2633 KINGSTON PIKE STE 100, KNOXVILLE, TN, 37919,
        8655461110 - 2,150,000 ($5,113,746.48) Equity, (File 333-102580 -  Jan.
        17) (BR. 02)

S-8     AMSOUTH BANCORPORATION, 1900 FIFTH AVENUE NORTH, AMSOUTH SONAT TOWER,
        BIRMINGHAM, AL, 35203, 2053207151 - 0 ($9,076,000.00) Equity,
        (File 333-102581 - Jan. 17) (BR. 07)

S-8     ECOM CORP, 2078 PROSPECTER AVE, PARK CITY, UT, 84060, 4356550856 -
        0 ($180,000.00) Equity, (File 333-102582 - Jan. 17) (BR. 08)

S-8     BP PLC, BRITANNIC HOUSE, 1 FINSBURY CIRCUS, LONDON EC2M 7BA ENGL, X0,
        00000, 442074964000 - 1,200,000 ($7,862,160.00) ADRs/ADSs,
        (File 333-102583 - Jan. 17) (BR. 04)

S-3     FIBERNET TELECOM GROUP INC\, 570 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK,
        NY, 10022, 2124056200 - 0 ($118,922,057.98) Equity, (File 333-102584 -
        Jan. 17) (BR. 37)

S-3     FLEETWOOD ENTERPRISES INC/DE/, 3125 MYERS ST, P O BOX 7638, RIVERSIDE,
        CA, 92503, 9093513798 - 0 ($40,000,000.00) Equity, (File 333-102585 -
        Jan. 17) (BR. 05)

S-8     AMSOUTH BANCORPORATION, 1900 FIFTH AVENUE NORTH, AMSOUTH SONAT TOWER,
        BIRMINGHAM, AL, 35203, 2053207151 - 0 ($605,100,000.00) Equity,
        (File 333-102586 - Jan. 17) (BR. 07)

S-3     SPECTRUM PHARMACEUTICALS INC, 157 TECHNOLOGY DR, IRVINE, CA, 92618,
        9497886700 - 0 ($1,176,736.22) Equity, (File 333-102587 - Jan. 17)
        (BR. 01)

S-8     MANHATTAN SCIENTIFICS INC, 641 FIFTH AVENUE, SUITE 36F, NEW YORK, NY,
        10022, 2127520505 - 8,000,000 ($616,000.00) Equity, (File 333-102589 -
        Jan. 17) (BR. 09)

S-4     K2 INC, 4900 S EASTERN AVE, SUITE 200, LOS ANGELES, CA, 90040,
        3237242800 - 0 ($101,578,034.00) Equity, (File 333-102590 - Jan. 17)
        (BR. 05)

S-3     3COM CORP, 5500 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95052-8145,
        408-326-5000 - 0 ($66,101,000.00) Equity, (File 333-102591 - Jan. 17)
        (BR. 03)

S-2     ALTAIR NANOTECHNOLOGIES INC, 1725 SHERIDAN AVE, SUITE 140, CODY, WY,
        82414, 3075878245 - 2,250,000 ($1,012,500.00) Equity,
        750,000 ($0.00) Other, (File 333-102592 - Jan. 17) (BR. 04)

S-3     DOT HILL SYSTEMS CORP, 6305 EL CAMINO REAL, CARLSBAD, CA, 92009,
        2129894455 - 0 ($14,415,206.92) Equity, (File 333-102593 - Jan. 17)
        (BR. 03)

F-3     TEEKAY SHIPPING CORP, TK HOUSE, BAYSIDE EXECUTIVE PARK,
        WEST BAY ST & BLAKE RD, PO BOX AP-59213, NASSAU BAHAMAS, C5, 00000,
        8093228020 - 0 ($500,000,000.00) Unallocated (Universal) Shelf,
        (File 333-102594 - Jan. 17) (BR. 05)

S-3     INSPIRE PHARMACEUTICALS INC, 4222 EMPEROR BLVD STE 470, DURHAM, NC,
        27703-8466, 9199419777 - 0 ($100,000,000.00) Equity, (File 333-102595 -
        Jan. 17) (BR. 01)

S-8     ACRES GAMING INC, 7115 AMIGO STREET SUITE 150, LAS VEGAS, NV, 89119,
        7022637588 - 0 ($7,139,043.00) Equity, (File 333-102596 - Jan. 17)
        (BR. 03)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE    COMMENT
------------------------------------------------------------------------------------
2U ONLINE COM INC                       DE      X                 01/17/02

3 DIMENSIONAL PHARMACEUTICALS INC       DE    X           X       01/15/03

ABLE LABORATORIES INC                   DE            X   X       01/16/03

ACCLAIM ENTERTAINMENT INC               DE            X           01/17/03

ACCLAIM ENTERTAINMENT INC               DE            X     X     01/17/03

ADVANTA CORP                            DE            X   X       01/17/03

AGERE SYSTEMS INC                       DE      X     X   X       01/02/03

AGWAY INC                               DE            X   X       01/17/03

AIRGATE PCS INC /DE/                    DE                    X   01/15/03

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X   01/16/03

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X   01/16/03

ALPHA HOSPITALITY CORP                  DE            X   X       01/17/03

AMERICAN RETIREMENT VILLAS PROPERTIES   CA            X   X       01/17/03

AMERICAN RETIREMENT VILLAS PROPERTIES   CA            X   X       01/17/03

AMERICREDIT CORP                        TX            X   X       01/16/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X       01/17/03

AMERISOURCEBERGEN CORP                  DE            X   X       01/17/03

AMYLIN PHARMACEUTICALS INC              DE            X   X       01/16/03

APACHE CORP                             DE            X   X   X   01/16/03

APPLE HOSPITALITY FIVE INC              VA      X     X   X       01/03/03

AQUATIC CELLULOSE INTERNATIONAL CORP                X     X       01/08/03

ARTESIAN RESOURCES CORP                 DE            X           01/17/03

AUTO GRAPHICS INC                       CA          X     X       01/17/03

AUTOCARBON INC                          DE      X         X       01/17/03

BAYCORP HOLDINGS LTD                    DE          X             01/09/03   AMEND

BEAR STEARNS COMPANIES INC              DE            X   X       01/14/03

BEARINGPOINT INC                        DE            X           01/15/03

BERKSHIRE HILLS BANCORP INC                               X   X   01/16/03

BIO TECHNOLOGY GENERAL CORP             DE      X         X       09/30/02   AMEND

BIOMARIN PHARMACEUTICAL INC             DE            X           01/15/03

BSQUARE CORP /WA                        WA            X   X       01/16/03

CAPITAL ONE FINANCIAL CORP              DE            X   X   X   01/16/03

CARAUSTAR INDUSTRIES INC                NC                X   X   01/17/03

CARE CONCEPTS INC                       DE          X     X       01/15/03

CAROLINA BANK HOLDINGS INC              NC            X   X       01/15/02

CASTELLE \CA\                           DE            X           01/17/03

CENDANT CORP                            DE            X   X       01/16/03

CHANGE TECHNOLOGY PARTNERS INC          DE            X   X       01/15/03

CHARTER ONE FINANCIAL INC               DE            X   X       01/17/03

CHASE MORTGAGE FINANCE CORP             DE            X   X       01/16/03

CHYRON CORP                             NY            X           01/17/03

CITIZENS FIRST CORP                     KY      X                 01/02/03

CITY NATIONAL CORP                      DE            X   X       01/14/03

COGNOS INC                              CA      X         X       01/10/03

COMPASS BANCSHARES INC                  DE            X   X       01/17/03

CONE MILLS CORP                         NC            X           03/30/03

CONSTELLATION BRANDS INC                DE            X   X   X   01/16/03

CORAM HEALTHCARE CORP                   DE            X   X       12/31/02

COWLITZ BANCORPORATION                  WA                    X   01/17/03

CRIIMI MAE INC                          MD            X           01/15/03

CROSS COUNTRY INC                       DE            X   X       01/16/03

CROWN CASTLE INTERNATIONAL CORP         DE                X   X   01/16/03

CWABS INC ASSET BACKED CERTIFICATES S   DE            X   X       11/20/02

CWABS INC ASSET BACKED CERTIFICATES S   DE            X   X       12/30/02

CYTOGEN CORP                            DE            X   X       01/17/03

CYTYC CORP                              DE            X   X       01/16/03

DAISYTEK INTERNATIONAL CORPORATION /D   DE            X   X       01/17/03

DELPHI CORP                             DE            X           01/17/03

DISCOVER CARD MASTER TRUST I            DE            X   X       01/17/03

DISCOVER CARD MASTER TRUST I            DE            X   X       01/17/03

DIVALL INCOME PROPERTIES 3 L P          WI          X             12/19/02   AMEND

DIVALL INSURED INCOME PROPERTIES 2 LI   WI          X             12/19/02   AMEND

DIVERSIFIED FINANCIAL RESOURCES CORP    DE                X       07/18/02   AMEND

DRUCKER INC                             DE            X   X       01/03/03

DVI RECEIVABLES CORP                    DE                X       12/31/02

DVI RECEIVABLES CORP VIII               DE                X       12/31/02

EDISON INTERNATIONAL                    CA            X   X       01/17/03

EGAMES INC                              PA            X   X       01/17/03

ELCOM INTERNATIONAL INC                 DE            X   X       01/15/03

ELKCORP                                 DE                X   X   01/16/03

EZ TRAVEL INC                           NV    X X         X       01/03/03

FAHNESTOCK VINER HOLDINGS INC                   X                 01/02/03

FASHIONMALL COM INC                     DE            X           01/17/03

FIRST BANCORP /PR/                      PR            X   X       01/16/03

FIRST COLONIAL GROUP INC                PA                    X   01/17/03

FIRST FINANCIAL HOLDINGS INC /DE/       DE            X   X       01/16/03

FIRST NIAGARA FINANCIAL GROUP INC       DE            X   X       01/17/03

FIRSTENERGY CORP                        OH                    X   01/16/03

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       08/30/01

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       10/30/01

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       11/29/01

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       12/31/01

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       01/30/02

FLEET MORTGAGE CERTIFICATE TRUST 2001   NY            X   X       08/29/02

FNB CORP/FL/                            FL            X   X   X   01/16/03

FREEPORT MCMORAN COPPER & GOLD INC      DE            X           01/16/03

FRONTIER FINANCIAL CORP /WA/            WA            X   X       01/17/03

GAYLORD ENTERTAINMENT CO /DE            DE            X   X       01/17/03

GENERAL ELECTRIC CO                     NY                    X   01/17/03

GREATER BAY BANCORP                     CA            X   X   X   01/15/03

GROUP MANAGEMENT CORP                   DE            X           01/17/03

HEINZ H J CO                            PA                    X   01/17/03

HERITAGE OAKS BANCORP                   CA            X   X       01/16/03

HERITAGE PROPERTY INVESTMENT TRUST IN   MD            X   X       01/15/03

HOLIDAY RV SUPERSTORES INC              DE            X   X       01/14/03

HOME SOLUTIONS OF AMERICA INC           DE      X         X       12/27/02

IBM CREDIT CORP                         DE            X           12/31/02

IMAGING DIAGNOSTIC SYSTEMS INC /FL/     FL            X           01/17/03

INTEGRATED SECURITY SYSTEMS INC         DE            X   X       01/13/03

INTERNATIONAL BUSINESS MACHINES CORP    NY            X           01/16/03

INTERNATIONAL PAPER CO /NEW/            NY            X   X       01/16/03

INTERPUBLIC GROUP OF COMPANIES INC      DE            X   X       01/17/03

IPCS INC                                DE                    X   01/15/03

JOHNSON CONTROLS INC                    WI            X   X       01/16/03

KANKAKEE BANCORP INC                    DE            X   X       01/17/03

KB HOME                                 DE            X           01/16/03

LABORATORY CORP OF AMERICA HOLDINGS     DE            X   X       01/17/03

LECROY CORP                             DE            X   X       01/16/03

LIBERATE TECHNOLOGIES                   DE            X   X       01/16/03

LIQUID AUDIO INC                        DE            X   X       01/14/03

LUXTEC CORP /MA/                        MA            X           01/17/03

LYONDELL CHEMICAL CO                    DE            X           01/17/03

MAIN STREET BANKS INC /NEW/             GA            X   X       01/16/03

MASCO CORP /DE/                         DE                X   X   01/13/03

MAXCOR FINANCIAL GROUP INC              DE                X   X   01/15/03

MAY DEPARTMENT STORES CO                DE            X   X       01/17/03

MEDICAL INTERNATIONAL TECHNOLOGY INC    CO          X     X       01/06/03   AMEND

MID POWER SERVICE CORP                  DE            X           01/13/03

MNS EAGLE EQUITY GROUP IV INC           NV      X         X       12/31/02

MOORE CORPORATION LTD                                 X   X   X   01/16/03

MPOWER HOLDING CORP                     DE                    X   01/17/03

NATIONAL MANAGEMENT CONSULTANTS INC     DE    X X     X X X       10/22/02   AMEND

NAVISTAR INTERNATIONAL CORP             DE            X           01/17/03

NESTOR INC                              DE            X   X       03/31/03

NETWORK EQUIPMENT TECHNOLOGIES INC      DE            X   X       01/15/03

NEW WORLD PASTA CO                      DE            X   X       01/17/03

NITTANY FINANCIAL CORP                  PA            X   X   X   01/17/03

NORTHERN BORDER PARTNERS LP             DE            X   X       01/17/03

NS GROUP INC                            KY            X   X       01/17/03

OLD SECOND BANCORP INC                  DE            X   X       01/17/03

OPEN TEXT CORP                          K6                X       11/01/02   AMEND

OWENS CORNING                           DE            X   X       01/17/03

PARTNERRE LTD                                         X           11/04/02

PCD INC                                 MA            X           01/17/03

PEABODY ENERGY CORP                     DE            X   X       01/15/03

PENN AMERICA GROUP INC                  PA            X           01/17/03

PENNSYLVANIA COMMERCE BANCORP INC                     X           12/20/02

PEPCO HOLDINGS INC                      DE            X   X       01/15/03

PINNACLE ENTERTAINMENT INC              DE            X           12/13/02

PLAYERS NETWORK                                       X           01/03/03

PLUMTREE SOFTWARE INC                   CA            X   X       01/15/03

POLAROID CORP                           DE            X   X       12/30/02

POPULAR INC                             PR            X   X       01/16/03

QUINTON CARDIOLOGY SYSTEMS INC          CA      X         X       01/16/03

R H DONNELLEY CORP                      DE      X     X   X       01/03/03

RESOURCES ACCRUED MORTGAGE INVESTORS    DE          X X   X       01/06/03

REXHALL INDUSTRIES INC                  CA          X     X       12/30/02   AMEND

SL INDUSTRIES INC                       NJ      X         X       01/06/03

SLM CORP                                DE            X   X       01/16/03

SOUTH CAROLINA ELECTRIC & GAS CO        SC            X   X       01/15/03

SOUTHERN CALIFORNIA EDISON CO           CA            X   X       01/17/03

SPECTRUM PHARMACEUTICALS INC            DE            X   X       01/17/03

STANLEY WORKS                           CT                X   X   01/17/03

STATE STREET CORP                       MA            X   X       01/17/03

STREICHER MOBILE FUELING INC            FL            X   X       01/15/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X       12/30/02

SUMMIT BROKERAGE SERVICES INC / FL              X         X       01/02/03   AMEND

SUNLAND ENTERTAINMENT CO INC            CA            X           01/16/03

SURETY HOLDINGS CORP                    DE            X   X       01/16/03

SUTTER HOLDING CO INC                   DE            X           01/17/03

TECHNEST HOLDINGS INC                   NV              X         12/31/02

TRAFFIC TECHNOLOGY INC                          X     X   X       01/17/03

TRIQUINT SEMICONDUCTOR INC              DE      X         X       01/02/03

UNION BANKSHARES INC                    VT            X           01/15/03

UNITED FINANCIAL INC                    NC            X           01/17/03

UNITIL CORP                             NH            X           01/16/03

US LEC CORP                             DE            X   X       12/31/02

VCA ANTECH INC                          DE            X   X       01/10/03

VERITAS SOFTWARE CORP /DE/              DE            X   X   X   01/17/03

VIRGINIA COMMERCE BANCORP INC                         X   X       01/17/03

WALLACE COMPUTER SERVICES INC           DE            X   X       01/16/03

WEATHERFORD INTERNATIONAL LTD           D0            X   X       01/17/03

WESTPORT RESOURCES CORP /NV/            NV            X   X       01/17/03

WHIRLPOOL CORP /DE/                     DE            X   X       01/16/03

WILLIAMS COMPANIES INC                  DE            X           12/31/02

WORLD AM COMMUNICATIONS INC             FL                X       01/16/03

WORLD WIDE VIDEO INC                    CO            X           01/16/03

WORLDCOM INC                            GA            X           01/13/03

YELLOW CORP                             DE                    X   01/17/03