SEC NEWS DIGEST

   Issue 2007-112                                         June 12, 2007

   COMMISSION ANNOUNCEMENTS

   COMMISSION ANNOUNCES AGENDA FOR JUNE 19TH ROUNDTABLE ON RULE 12b-1

   The Securities and Exchange Commission today announced  the  panelists
   and final agenda for the June 19th Roundtable on Rule 12b 1 under  the
   Investment Company Act of 1940. Rule 12b-1 permits mutual funds to use
   fund assets to pay for the sale of fund shares and other distribution-
   related activities.

   The roundtable will consist of panels addressing

        * the historical circumstances that led to the adoption  of  Rule
        12b-1, and the original intended purpose of the rule;
        * the evolution of the uses of Rule 12b-1 and the rule's  current
        role in fund distribution practices;
	* the costs and benefits of the current use of Rule 12b-1; and
	* the options for reform or rescission of Rule 12b-1.

   The  agenda  and   the   list   of   panelists   can   be   found   at
   http://www.sec.gov/spotlight/rule12b-1/rule12bagenda-061907.htm.
   Additional materials  related  to  the  roundtable  are  available  at
   http://www.sec.gov/spotlight/rule12b-1.htm.

   The roundtable will begin at 9:00  a.m.,  and  will  be  held  in  the
   Auditorium at the Commission's headquarters at  100  F  Street,  N.E.,
   Washington, D.C. The roundtable  will  be  open  to  the  public  with
   seating on a first-come, first-served basis. Doors will open  at  8:30
   a.m., and visitors will be subject to security checks. The  roundtable
   also will be available by webcast on  the  Commission's  Web  site  at
   www.sec.gov.

   Although only a limited number of individuals can participate  at  the
   roundtable,  the  Commission  encourages  all  interested  persons  to
   provide their views on the questions raised in the agenda, the  issues
   discussed at the roundtable, or on any other issue relating to the use
   of fund assets to pay for the  sale  of  fund  shares.  Of  particular
   interest to  the  Commission  are  ideas  for  alternative  regulatory
   approaches to the issues raised by rule 12b-1.

   Please submit your comments by July 19, 2007. The information that  is
   submitted will become part of the public  record  of  the  roundtable.
   Submissions to the Commission may be provided by any of the  following
   methods:  Electronic  submissions:  
        * Use   the   Commission's   Internet   submission   form    at
        www.sec.gov/news/press.shtml; or

   	* Send an e-mail to rule-comments@sec.gov. 

  Paper  submissions:  

        * Send paper  submissions  in  triplicate  to  Nancy  M.  Morris,
        Secretary, Securities and  Exchange  Commission,  100  F  Street,
        N.E., Washington, DC 20549-1090.

   All submissions should refer to File Number 4-538.  This  file  number
   should be included on the subject line if  e-mail  is  used.  To  help
   process and review your submissions more efficiently, please use  only
   one  method.  The  Commission  will  post  all  submissions   on   the
   Commission's   web   site   at    http://www.sec.gov/comments/4-538/4-
   538.shtml. Please note that all submissions received  will  be  posted
   without change; the SEC does not edit personal identifying information
   from submissions. You should submit only information that you wish  to
   make available publicly. (Press Rel. 2007-112)

   COMMISSION MEETINGS

   CLOSED MEETING - MONDAY, JUNE 18, 2007 - 2:00 P.M.

   The subject matter of the closed meeting scheduled  for  Monday,  June
   18,  will  be:  Formal  orders  of  investigations;  Institution   and
   settlement  of  injunctive  actions;  Institution  and  settlement  of
   administrative proceedings of an enforcement nature; Regulatory matter
   regarding a financial institution; Resolution  of  litigation  claims;
   and Other matters related to enforcement proceedings.

   At times, changes in Commission priorities require alterations in  the
   scheduling of meeting items. For further information and to  ascertain
   what, if any, matters have been added, deleted  or  postponed,  please
   contact: The Office of the Secretary at (202) 551-5400.

   ENFORCEMENT PROCEEDINGS

   COURT ENTERS PERMANENT INJUNCTIONS AGAINST IRA DICAPUA  IN  "PUMP-AND-
   DUMP" SCHEME

   The Commission announced that on June 5 the Honorable Victor  Marrero,
   U.S. District Judge for the Southern District of New  York  entered  a
   judgment by  consent  against  defendant  Ira  Dicapua.  The  judgment
   enjoins Ira Dicapua from future violations of  Section  17(a)  of  the
   Securities Act of 1933, Section 10(b) of the Securities  Exchange  Act
   of 1934, and Rule 10b-5 thereunder. Dicapua consented to the entry  of
   the judgment without admitting or denying any of  the  allegations  in
   the Commission's complaint. The Court also ordered  that  Dicapua  pay
   disgorgement and prejudgment interest in an amount to be determined  a
   after further proceedings,  and  that  it  would  determine  in  those
   proceedings whether Dicapua should pay a civil penalty.

   Previously, on May  2,  2007,  the  Court  entered  default  judgments
   against Dicapua's co-defendants World Information Technology, Inc. and
   Gary Morgan. [Litigation  Release  No.  20109]  (May  10,  2007).  For
   further information, see Litigation Release No. 19910 (Nov. 15, 2006).
   [SEC v. World Information Technology, Inc., et al., Civil  Action  No.
   06-CV-13181 (VM) (S.D.N.Y.)] (LR-20149)

   COURT ENTERS DEFAULT JUDGMENTS AGAINST DARRELL MUSICK, RICHARD WENSEL,
   ARTHUR CARLSON, III, GARY SPIRK, AND RICHARD WALLACE  AND  ORDERS  THE
   PAYMENT OF OVER $2.5 MILLION

   The Commission announced that on June 12 a Pennsylvania District Court
   entered default judgments against Darrell G. Musick (Musick),  Richard
   E. Wensel (Wensel), Arthur B. Carlson, III (Carlson),  Gary  J.  Spirk
   (Spirk), and Richard C. Wallace (Wallace),  defendants  in  an  action
   that was filed by the Commission in February 2004. In total, the Court
   ordered  these  defendants  to  pay  in  excess  of  $2.5  million  in
   disgorgement, prejudgment interest, and civil penalties; and each  has
   been permanently  enjoined  from  future  violations  of  the  charged
   provisions of the federal securities laws. On the same  date,  at  the
   Commission's request, the District Court also ordered the dismissal of
   the case against Apacor Financial, Inc. (Apacor), Continental  Capital
   Group, Ltd., and Secure  Investments,  Inc.,  because  each  of  these
   entities is  defunct;  ordered  the  dismissal  of  the  case  against
   Security Asset Capital  Corporation  (Security  Asset),  a  bankruptcy
   debtor with liabilities that overwhelmingly exceed its assets  and  is
   no longer doing business; and also ordered the case dismissed  against
   defendant David S. Walton, who is quite ill and unable to  defend  the
   action.

   The  Commission  filed  its  complaint  against  these  defendants  in
   February   2004,    alleging    that    defendants    made    material
   misrepresentations  and  omissions  in  the  offering  of   nine-month
   promissory notes, issued by Security Asset and/or by  Apacor,  whereby
   investors were promised secure investments with 12% (or  more)  annual
   returns, but instead lost their money. The alleged  misrepresentations
   and omissions related to, among other things, the use of the  offering
   proceeds and the risks associated with the  investment.  Specifically,
   the complaint alleged that, contrary to representations, at  the  time
   of  the  offerings  each  of  these  issuers  was  in  dire  financial
   circumstances, and the  offering  proceeds  were  used,  not  for  the
   purchase of productive  assets  as  promised,  but,  largely,  to  pay
   commissions, officers' salaries and  personal  expenses,  and  to  pay
   interest to prior investors. The complaint  further  alleged  that  no
   registration statement was in effect as to these promissory notes; nor
   were they exempt from registration, and that, in connection  with  the
   charged conduct, Wensel, Carlson,  and  Spirk  acted  as  unregistered
   broker-dealers.

   The Court's Final Judgments enjoined Musick, Wensel,  Carlson,  Spirk,
   and Wallace  from  future  violations  of  the  antifraud  provisions,
   Section 17(a) of the Securities  Act  of  1933  (Securities  Act)  and
   Section 10(b) of the Securities Exchange Act of  1934  (Exchange  Act)
   and Rule 10b-5 thereunder, as  well  as  the  securities  registration
   provisions, Sections 5(a) and 5(c) of the Securities Act. In addition,
   defendants Wensel,  Carlson,  and  Spirk  were  enjoined  from  future
   violations  of  the  broker-dealer  registration  provisions,  Section
   15(a)(1) of the Exchange Act. Musick was ordered to  pay  disgorgement
   of $100,026, prejudgment interest of $47,387, and a civil  penalty  of
   $110,000;  Wensel  was  ordered  to  pay  disgorgement  of   $130,642,
   prejudgment interest of $61,891, and  a  civil  penalty  of  $110,000;
   Carlson was ordered  to  pay  disgorgement  of  $124,169,  prejudgment
   interest of $58,824, and a civil penalty of $120,000;  and  Spirk  was
   ordered to pay disgorgement of  $1,104,016,  prejudgment  interest  of
   $523,020, and a civil penalty of  $120,000.  No  monetary  relief  was
   ordered against Wallace, in light of his criminal conviction  for,  in
   addition to other charges, the same conduct  as  was  charged  in  the
   Commission's complaint, and sentencing to, among other  sanctions,  37
   months in prison  and  restitution  orders  totaling  $2,117,496.  For
   further information, please see Litigation Release Number 18580  (Feb.
   18, 2004). [SEC v. Security Asset Capital Corporation, et  al.,  Civil
   Action No. 04-0683, E.D. Pa.] (LR-20150)

   SELF-REGULATORY ORGANIZATIONS

   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change
   (SR-NYSEArca-2007-44) filed by NYSE  Arca  relating  to  Rule  14.3  -
   references to Wave Securities,  L.L.C.,  has  become  effective  under
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   June 11. (Rel. 34-55866)

   SECURITIES ACT REGISTRATIONS

   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

S-1     ZARS INC/UT, 1142 WEST 2320 SOUTH, SUITE A, SALT LAKE CITY, UT, 84119, 
        801-350-0202 - 0 ($86,250,000.00) Equity, (File 333-143633 - Jun. 11) 
        (BR. 01)

S-3ASR  MOLSON COORS BREWING CO, P.O. BOX 4030, MAIL #NH375, GOLDEN, CO, 80401, 
        3032773271 - 0 ($575,000,000.00) Other, (File 333-143634 - Jun. 11) 
        (BR. 02B)

F-3     DIANA SHIPPING INC., PENDELIS 16, 175 64 PALAIO FALIRO, ATHENS, J3, 
        00000, 30-210-947-0100 - 8,000,000 ($173,360,000.00) Equity, 
        500,000,000 ($500,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-143635 - Jun. 11) (BR. 05A)

S-8     HSBC HOLDINGS PLC, 8 CANADA SQUARE, LONDON, X0, E145HQ, 442079912652 - 
        0 ($420,178,078.98) Equity, (File 333-143639 - Jun. 11) (BR. 07B)

SB-2    ELRAY RESOURCES, INC., 2678 POINT GREY ROAD, VANCOUVER, A1, V6K 1A5, 
        604.732.9583 - 2,643,750 ($105,750.00) Equity, (File 333-143640 - 
        Jun. 11) (BR. 04)

SB-2    HEALTHCARE BUSINESS SERVICES GROUPS, INC., 1126 WEST FOOTHILL BLVD, 
        SUITE 105, UPLAND, CA, 91786, (909) 608-2035 - 
        5,096,816 ($91,742.69) Equity, (File 333-143641 - Jun. 11) (BR. 08C)

S-8     ENTOURAGE MINING LTD, SUITE 614, 475 HOWE STREET, VANCOUVER, A1, 
        V6C 2B3, 604-669-4367 - 100,000 ($21,000.00) Equity, (File 333-143642 - 
        Jun. 11) (BR. 04B)

S-1     Northfield Bancorp, Inc., 1731 VICTORY BOULEVARD, STATEN ISLAND, NY, 
        10314, (718) 448-1000 - 0 ($224,052,650.00) Equity, (File 333-143643 - 
        Jun. 11) (BR. 07)

SB-2    SUPPORT SPAN INC, 422 OAKLAND DRIVE, RALEIGH, NC, 27609, 919-782-5155 - 
        651,000 ($65,100.00) Equity, (File 333-143644 - Jun. 11) (BR. 08)

S-8     PETER KIEWIT SONS INC /DE/, 1000 KIEWIT PLAZA, 3555 FARNAM STREET, 
        OMAHA, NE, 68131, 4023422052 - 175,000 ($9,878,750.00) Equity, 
        (File 333-143646 - Jun. 11) (BR. 06C)

S-8     Phantom Entertainment, Inc., 800 FIFTH AVENUE, SUITE 4100, SEATTLE, WA, 
        98104, 941.917.0788 - 0 ($285,500.00) Equity, (File 333-143647 - 
        Jun. 11) (BR. 09A)

SB-2    NORTHERN OIL & GAS, INC., 130 LAKE STREET WEST, SUITE 300, WAYZATA, MN, 
        55391, 952-476-9800 - 4,671,573 ($19,620,607.00) Equity, 
        (File 333-143648 - Jun. 11) (BR. 09A)

S-8     COUSINS PROPERTIES INC, 191 PEACHTREE STREET N.E., SUITE 3600, ATLANTA, 
        GA, 30303-1740, 404-407-1000 - 900,000 ($27,891,000.00) Equity, 
        (File 333-143649 - Jun. 11) (BR. 08A)

SB-2    HUMAN BIOSYSTEMS INC, 1127 HARKER AVE, PALO ALTO, CA, 94301, 
        6503230943 - 20,000,000 ($1,600,000.00) Equity, (File 333-143650 - 
        Jun. 11) (BR. 01C)

S-8     MOBILITY ELECTRONICS INC, 17800 N. PERIMETER DR., SCOTTSDALE, AZ, 
        85255, 4805960061 - 1,000,000 ($2,850,000.00) Equity, 
        (File 333-143651 - Jun. 11) (BR. 03C)

S-8     RadNet, Inc., 1516 COTNER AVE, LOS ANGELES, CA, 90025, 3104787808 - 
        1,000,000 ($7,570,000.00) Equity, (File 333-143652 - Jun. 11) (BR. 09B)

S-8     MODERN MEDICAL MODALITIES CORP, 1719 ROUTE 10 SUITE 117, PARSIPPANY, 
        NJ, 07054, 2015389955 - 2,000,000 ($1,340,000.00) Equity, 
        (File 333-143653 - Jun. 11) (BR. 06A)

SB-2    ERF Wireless, Inc., 2911 SOUTH SHORE BLVD, SUITE 100, LEAGUE CITY, TX, 
        77573, 281-538-2101 - 4,975,625 ($696,587.00) Other, (File 333-143654 - 
        Jun. 11) (BR. 11A)

SB-2    ROO GROUP INC, 228 EAST 45TH STREET, 8TH FLOOR, NEW YORK, NY, 10017, 
        646-320-4394 - 0 ($28,470,000.00) Equity, (File 333-143655 - Jun. 11) 
        (BR. 11C)

SB-2    IntelGenx Technologies Corp., 6425 ABRAMS, VILLE SAINT LAURENT, A8, 
        H4S 1X9, 514-331-7440 - 4,285,714 ($3,385,714.06) Equity, 
        (File 333-143657 - Jun. 11) (BR. 01B)

S-3ASR  BioMed Realty Trust Inc, 17140 BERNARDO CENTER DRIVE, SUITE 222, 
        SAN DIEGO, CA, 92128, 858-485-9840 - 0 ($138,250,000.00) Equity, 
        (File 333-143658 - Jun. 11) (BR. 08C)

S-3     GULFPORT ENERGY CORP, 14313 NORTH MAY AVENUE, SUITE 100, OKLAHOMA CITY, 
        OK, 73134, 4058488807 - 0 ($100,000,000.00) Other, (File 333-143659 - 
        Jun. 11) (BR. 04C)

S-1     Pzena Investment Management, Inc., 120 WEST 45TH STREET, 20TH FLOOR, 
        NEW YORK, NY, 10036, 212-583-0594 - 0 ($150,000,000.00) Equity, 
        (File 333-143660 - Jun. 11) (BR. )

S-8     CORGI INTERNATIONAL LTD, 17/F, OTERPRISE SQUARE, 26 NATHAN ROAD, 
        TSIMSHATSUI, KOWLOON, K3, 00000, 925-979-1500 - 
        0 ($1,608,704.20) Equity, (File 333-143661 - Jun. 11) (BR. 05C)

S-11    Dividend Capital Total Realty Trust Inc., 518 SEVENTEENTH STREET, 
        17TH FLOOR, DENVER, CO, 80202, (303)228-2200 - 
        0 ($2,000,000,000.00) Other, (File 333-143662 - Jun. 11) (BR. 08A)

S-8     PROGRESSIVE GAMING INTERNATIONAL CORP, 920 PILOT ROAD, LAS VEGAS, NV, 
        89119, 7028963890 - 0 ($23,072,645.92) Equity, (File 333-143663 - 
        Jun. 11) (BR. 06B)

S-8     CORGI INTERNATIONAL LTD, 17/F, OTERPRISE SQUARE, 26 NATHAN ROAD, 
        TSIMSHATSUI, KOWLOON, K3, 00000, 925-979-1500 - 
        0 ($7,340,450.32) Equity, (File 333-143664 - Jun. 11) (BR. 05C)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

1ST SOURCE CORP                         IN       8.01                           06/11/07

AAR CORP                                DE       5.02                           04/11/07    AMEND

ACACIA RESEARCH CORP                    DE       8.01,9.01                      06/11/07

ACCEPTANCE INSURANCE COMPANIES INC      DE       8.01,9.01                      06/07/07

ACCESS PHARMACEUTICALS INC              DE       1.01                           06/11/07

ACHILLION PHARMACEUTICALS INC                    5.02                           06/06/07

ADMINISTAFF INC \DE\                    DE       8.01                           06/07/07

ADOLOR CORP                                      8.01,9.01                      06/11/07

AECOM TECHNOLOGY CORP                   DE       5.02,9.01                      06/05/07

AEP INDUSTRIES INC                      DE       2.02,9.01                      06/11/07

AETHLON MEDICAL INC                     NV       8.01,9.01                      06/11/07

AFFILIATED COMPUTER SERVICES INC        DE       8.01,9.01                      06/10/07

AFTERMARKET TECHNOLOGY CORP             DE       5.02                           06/05/07

AFTERMARKET TECHNOLOGY CORP             DE       5.02                           06/11/07    AMEND

AIRNET SYSTEMS INC                      OH       5.03,8.01,9.01                 06/06/07

Allegiant Travel CO                     NV       1.01                           06/05/07

ALLIANCE ONE INTERNATIONAL, INC.        VA       4.02                           06/11/07

ALLIANCEBERNSTEIN HOLDING L.P.          DE       7.01,9.01                      06/11/07

ALLIANCEBERNSTEIN L.P.                  DE       7.01,9.01                      06/11/07

ALLIED WASTE INDUSTRIES INC             DE       7.01                           06/11/07

Altus Pharmaceuticals Inc.              DE       1.02,7.01                      06/06/07

AMERICAN CAPITAL STRATEGIES LTD                  5.05                           06/11/07

AMERICAN ELECTRIC POWER CO INC          NY       7.01                           06/11/07

AMERICAN PHYSICIANS SERVICE GROUP INC   TX       2.01,9.01                      04/01/07    AMEND

AMERICAN TOWER CORP /MA/                DE       1.01,1.02,2.03,9.01            06/08/07

AMKOR TECHNOLOGY INC                    DE       1.02,7.01,9.01                 06/11/07

Amtrust Financial Services, Inc.        DE       8.01,9.01                      06/08/07

ANALOGIC CORP                           MA       5.02                           06/05/07

Ancor Resources Inc.                    NV       5.03,8.01                      06/06/07

ANTIGENICS INC /DE/                     DE       1.01,3.03,5.02,5.03,9.01       06/06/07

APOLLO INVESTMENT CORP                  MD       7.01                           06/08/07

APPLIED INDUSTRIAL TECHNOLOGIES INC     OH       1.01,9.01                      06/06/07

ARES CAPITAL CORP                       MD       7.01,9.01                      06/11/07

ARGENTEX MINING CORP                    NV       3.02                           06/07/07

ARI NETWORK SERVICES INC /WI            WI       5.02                           06/06/07

ASPEN TECHNOLOGY INC /DE/               DE       4.02,9.01                      06/06/07

ASTEA INTERNATIONAL INC                 DE       4.01,9.01                      06/07/07

ATLANTIC SYNDICATION NETWORK INC        NV       5.02                           06/11/07

AUTHENTIDATE HOLDING CORP               DE       1.01,2.01,9.01                 06/06/07

BALLY TOTAL FITNESS HOLDING CORP        DE       5.02,8.01,9.01                 06/05/07

BANK JOS A CLOTHIERS INC /DE/           DE       2.02,9.01                      06/11/07

BANKRATE INC                            FL       7.01                           06/11/07

Bear Stearns Asset Backed Securities    DE       9.01                           06/08/07

Bear Stearns Mortgage Funding Trust 2   DE       6.04                           04/25/07

Behringer Harvard Opportunity REIT I,   MD       7.01,9.01                      06/11/07

BELL INDUSTRIES INC /NEW/               CA       1.01                           06/05/07

BIO SOLUTIONS MANUFACTURING, INC.       NY       1.01,8.01,9.01                 05/01/07

BOMBAY CO INC                           DE       1.01,2.03,9.01                 06/11/07

BRUSH ENGINEERED MATERIALS INC                   7.01,9.01                      06/11/07

BUILDING MATERIALS CORP OF AMERICA      DE       2.01,9.01                      03/26/07    AMEND

BUREAU OF NATIONAL AFFAIRS INC          DE       5.02                           06/11/07

CACHE INC                               FL       2.02,9.01                      06/05/07

CANARGO ENERGY CORP                     DE       1.01,1.02,3.02,7.01,9.01       06/05/07

CAPITAL CORP OF THE WEST                CA       5.02,9.01                      06/11/07

CAPITAL CORP OF THE WEST                CA       5.02,9.01                      06/11/07

CASCADE CORP                            OR       2.02,5.02,9.01                 06/05/07

CASCADE ENERGY, INC.                    NV       5.02                           05/14/07

CENTRAL WIRELESS INC                    UT       1.01,2.01,3.02,5.01,5.02,9.01  06/08/07

CHEROKEE INTERNATIONAL CORP             DE       2.02,9.01                      06/11/07

CHICAGO MERCANTILE EXCHANGE HOLDINGS    DE       8.01                           06/11/07

CHINA BROADBAND INC                              1.01,2.01,2.03,9.01            04/01/07

CHL Mortgage Pass-Through Trust 2007-   DE       8.01,9.01                      06/11/07

Citicorp Mortgage Securities Trust, S   DE       8.01,9.01                      06/11/07

CMALT (CitiMortgage Alternative Loan    DE       8.01,9.01                      06/11/07

CNX Gas CORP                            DE       7.01                           06/11/07

COBRA ELECTRONICS CORP                  DE       5.02,9.01                      06/06/07

Coley Pharmaceutical Group, Inc.        DE       1.01,2.01,9.01                 06/08/07

COLONIAL BANCGROUP INC                  DE       8.01                           06/08/07

COMMERCE BANCORP INC /NJ/               NJ       8.01                           06/11/07

CONAGRA FOODS INC /DE/                  DE       7.01                           06/11/07

CONNECTICUT WATER SERVICE INC / CT      CT       8.01,9.01                      06/06/07

CONSOLIDATED EDISON INC                 NY       8.01                           06/01/07

CONSOLIDATED GRAPHICS INC /TX/          TX       8.01,9.01                      06/11/07

CONTINENTAL AIRLINES INC /DE/           DE       7.01,9.01                      06/11/07

CORAUTUS GENETICS INC                   DE       1.01,3.01,3.02,4.01,5.01,5.02, 06/05/07
					         5.03,5.05,9.01   
Cowen Group, Inc.                       DE       5.02,8.01,9.01                 06/07/07

CUTTER & BUCK INC                       WA       3.01,3.03,5.01,5.02,8.01,9.01  06/08/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      05/31/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      05/31/07

CYBER DIGITAL INC                       NY       1.01                           06/08/07

DAYTON POWER & LIGHT CO                 OH       8.01,9.01                      06/07/07

DIRECTV GROUP INC                       DE       5.02,9.01                      06/05/07

Disaboom, Inc.                          CO       1.01,9.01                      06/06/07

DIVX INC                                         5.02,9.01                      06/06/07

DOLLAR GENERAL CORP                     TN       8.01,9.01                      06/11/07

DOUBLE EAGLE PETROLEUM CO               MD       5.03,9.01                      06/11/07

DPL INC                                 OH       8.01,9.01                      06/07/07

El Palenque Vivero, Inc.                NV       8.01                           06/01/07

EMBARCADERO TECHNOLOGIES INC                     8.01,9.01                      06/11/07

EMISPHERE TECHNOLOGIES INC              DE       8.01                           06/11/07

EMVELCO CORP.                           DE       1.01,9.01                      06/05/07

Energy Transfer Equity, L.P.            DE       5.02,9.01                      06/11/07

Energy Transfer Partners, L.P.          DE       5.02,9.01                      06/11/07

ENERGY WEST INC                         MT       5.02                           06/06/07

ENERGY XXI (BERMUDA) LTD                D0       1.01,2.03,7.01,9.01            06/05/07

ENGLOBAL CORP                           NV       8.01,9.01                      05/08/07

Enstar Group LTD                        D0       1.01,9.01                      06/05/07

Epic Bancorp                                     8.01                           06/11/07

EVANS SYSTEMS INC                       TX       9.01                           05/30/07

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE       5.02                           06/07/07

FERRO CORP                              OH       1.01,2.03,9.01                 06/05/07

FIFTH THIRD BANCORP                     OH       9.01                           05/21/07    AMEND

FINLAY ENTERPRISES INC /DE              DE       2.02,9.01                      05/10/07

FINLAY FINE JEWELRY CORP                DE       2.02,9.01                      05/10/07

Fittipaldi Logistics, Inc.              NV       1.01,5.02,8.01                 05/31/07

FREEDOM TAX CREDIT PLUS LP              DE       8.01,9.01                      06/11/07

Fuel Systems Solutions, Inc.            DE       3.01,9.01                      06/08/07

FX ENERGY INC                           NV       8.01,9.01                      06/11/07

G REIT INC                              MD       7.01,9.01                      06/11/07

Gales Industries Inc                    DE       9.01                           04/24/07    AMEND

GASTAR EXPLORATION LTD                           7.01,9.01                      06/11/07

GENELINK INC                                     1.01,3.02                      06/06/07

GENESIS ENERGY LP                       DE       8.01,9.01                      06/07/07

GLOBAL 1 INVESTMENT HOLDINGS CORP       GA       4.01                           03/20/07    AMEND

Global Telecom & Technology, Inc.       DE       7.01,9.01                      06/11/07

GMAC LLC                                DE       8.01                           06/11/07

GREEN PLAINS RENEWABLE ENERGY, INC.     IA       5.01,9.01                      06/11/07

GTSI CORP                               DE       4.01,9.01                      06/05/07

GULF RESOURCES, INC.                    DE       1.01,2.01,2.03,3.02,9.01       06/08/07

HAYNES INTERNATIONAL INC                DE       7.01,9.01                      06/11/07

HICKORY TECH CORP                       MN       8.01,9.01                      06/11/07

HMS HOLDINGS CORP                                5.02,7.01,9.01                 06/06/07

HOLMES FUNDING LTD                               8.01,9.01                      06/11/07

HOOKER FURNITURE CORP                   VA       2.02,9.01                      06/06/07

HS3 TECHNOLOGIES INC.                            1.01,9.01                      05/22/07

HUDSON CITY BANCORP INC                 DE       5.02                           06/05/07

IA GLOBAL INC                           DE       8.01,9.01                      06/11/07

IDACORP INC                             ID       8.01,9.01                      06/11/07

IDEARC INC.                             DE       5.02                           06/08/07

Index Oil & Gas Inc.                    NV       8.01,9.01                      06/11/07

Infosmart Group, Inc.                   CA       5.02                           06/04/07

INFOSPACE INC                           DE       8.01                           06/08/07

INFRASOURCE SERVICES INC                DE       8.01                           06/08/07

INLAND WESTERN RETAIL REAL ESTATE TRU   MD       7.01,9.01                      06/11/07

Inova Technology Inc.                   NV       4.01                           06/08/07

INTERDIGITAL COMMUNICATIONS CORP        PA       7.01,9.01                      06/11/07

Intermec, Inc.                          DE       7.01,9.01                      06/11/07

INTERNET CAPITAL GROUP INC              DE       8.01,9.01                      06/11/07

INTUIT INC                              DE       5.02,9.01                      06/11/07

IONATRON, INC.                          DE       8.01                           06/11/07

IROBOT CORP                             DE       1.01,2.03                      06/05/07

ITT CORP                                IN       7.01,9.01                      06/11/07

J P MORGAN CHASE & CO                   DE       9.01                           06/07/07

JAMBA, INC.                             DE       2.02,5.03,9.01                 06/07/07

JAMES RIVER GROUP, INC                  DE       1.01,5.02,8.01,9.01            06/11/07

KATY INDUSTRIES INC                     DE       1.01,2.01,9.01                 06/11/07

KBS Real Estate Investment Trust, Inc   MD       1.01                           06/05/07

KEYSTONE AUTOMOTIVE INDUSTRIES INC      CA       8.01,9.01                      06/08/07

Kohlberg Capital CORP                   DE       2.02                           06/11/07

KORN FERRY INTERNATIONAL                DE       5.02                           06/05/07

KRONOS INC                              MA       2.01,3.01,3.03,5.01,5.02,9.01  06/11/07

LANDSTAR SYSTEM INC                     DE       1.01                           06/08/07

LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN   DE       8.01                           06/07/07

LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE   DE       8.01                           06/07/07

LIBERTY TAX CREDIT PLUS II L P          DE       8.01,9.01                      06/11/07

LIBERTY TAX CREDIT PLUS III LP          DE       8.01,9.01                      06/11/07

LIME ENERGY CO.                         DE       5.02                           06/08/07

LIME ENERGY CO.                         DE       5.03,9.01                      06/06/07

LIPID SCIENCES INC/                     AZ       8.01,9.01                      06/07/07

LONE STAR TECHNOLOGIES INC              DE       8.01,9.01                      06/11/07

LOOKSMART LTD                           DE       1.01,9.01                      06/10/07

Lotus Bancorp, Inc.                     MI       5.02                           06/05/07

LSI INDUSTRIES INC                      OH       1.01,2.03,9.01                 06/06/07

MAGUIRE PROPERTIES INC                  MD       1.01                           06/05/07

MARINEMAX INC                           DE       1.01,9.01                      06/05/07

MARSH & MCLENNAN COMPANIES, INC.        DE       8.01,9.01                      06/11/07

MAXIM INTEGRATED PRODUCTS INC           DE       5.02                           06/07/07

MCDONALDS CORP                          DE       7.01,9.01                      06/08/07

MCG CAPITAL CORP                        DE       1.01,2.03,9.01                 06/06/07

MEDALLION FINANCIAL CORP                DE       1.01,2.03,8.01,9.01            06/07/07

MEDIVATION, INC.                        DE       8.01,9.01                      06/11/07

MENTOR GRAPHICS CORP                    OR       7.01,8.01,9.01                 06/11/07

Merrill Lynch Mortgage Investors Trus   DE       8.01,9.01                      06/11/07

METAL MANAGEMENT INC                    DE       8.01                           06/07/07

METROPCS COMMUNICATIONS INC             DE       1.01,8.01,9.01                 06/06/07

MGT CAPITAL INVESTMENTS INC             DE       8.01,9.01                      06/04/07

MILLENNIUM QUEST INC                    DE       8.01,9.01                      06/11/07

MONSTER WORLDWIDE INC                   DE       5.02,9.01                      06/06/07

MOVIE STAR INC /NY/                     NY       8.01,9.01                      06/11/07

N-VIRO INTERNATIONAL CORP               DE       7.01,8.01                      06/08/07

NATIONAL RURAL UTILITIES COOPERATIVE    DC       5.02                           06/06/07

NATURAL RESOURCE PARTNERS LP            DE       8.01                           05/22/07

NAVISTAR INTERNATIONAL CORP             DE       8.01                           06/11/07

NEWTEK BUSINESS SERVICES INC            NY       8.01,9.01                      06/05/07

NOBILITY HOMES INC                      FL       2.02,9.01                      06/07/07

NOBILITY HOMES INC                      FL       4.01,9.01                      06/05/07

NORTH AMERICAN NATURAL GAS INC          WA       5.02                           06/06/07

NORTH CENTRAL BANCSHARES INC            IA       5.02,7.01,9.01                 06/11/07

NORTHRIM BANCORP INC                    AK       8.01,9.01                      06/08/07

NOVATEL WIRELESS INC                    DE       5.02,9.01                      06/06/07

NxStage Medical, Inc.                   DE       7.01,8.01,9.01                 06/11/07

NYMEX HOLDINGS INC                      DE       8.01                           06/08/07

OCWEN FINANCIAL CORP                    FL       2.01,9.01                      06/06/07

OI CORP                                 OK       7.01,9.01                      06/08/07

OI CORP                                 OK       8.01,9.01                      06/11/07

OPLINK COMMUNICATIONS INC               DE       5.02,9.01                      06/05/07

OPTICAL COMMUNICATION PRODUCTS INC      DE       5.01,5.02,8.01,9.01            06/05/07

Organetix                               NJ       5.02,9.01                      05/30/07

OVERSEAS SHIPHOLDING GROUP INC          DE       1.01,9.01                      06/05/07

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       5.02,7.01,9.01                 06/07/07

PALADIN REALTY INCOME PROPERTIES INC    MD       1.01,9.01                      06/05/07

PATRIOT TAX CREDIT PROPERTIES LP        DE       8.01,9.01                      06/11/07

PENN TRAFFIC CO                         DE       5.02,7.01,9.01                 06/08/07

PEOPLES LIBERATION INC                  DE       5.02                           06/05/07

PERVASIVE SOFTWARE INC                  DE       8.01                           06/11/07

PHYTOMEDICAL TECHNOLOGIES INC           NV       7.01,9.01                      06/05/07

PINNACLE ENTERTAINMENT INC              DE       1.01,2.03,8.01,9.01            06/05/07

PLAINS EXPLORATION & PRODUCTION CO      DE       9.01                           05/31/07    AMEND

POWER AIR CORP                          NV       2.03,3.02,9.01                 06/05/07

POWER INTEGRATIONS INC                  CA       2.02,9.01                      06/05/07    AMEND

POWERCOLD CORP                          NV       2.03,3.02                      03/22/07

POZEN INC /NC                                    5.02                           06/08/07

PRESSTEK INC /DE/                       DE       5.02                           06/07/07

PRINCETON REVIEW INC                    DE       5.02,9.01                      06/05/07

QUADRAMED CORP                          DE       5.02,8.01,9.01                 06/07/07

QUAKER FABRIC CORP /DE/                 DE       1.01,9.01                      06/11/07

QWEST COMMUNICATIONS INTERNATIONAL IN   DE       5.02,9.01                      06/08/07

RENOVIS INC                             DE       8.01,9.01                      06/08/07

RETAIL VENTURES INC                     OH       2.02,9.01                      06/11/07

RIVIERA HOLDINGS CORP                   NV       7.01,9.01                      06/11/07

RYLAND GROUP INC                        MD       2.04,9.01                      06/11/07

SAFEGUARD SCIENTIFICS INC               PA       5.02,9.01                      06/11/07

SCANNER TECHNOLOGIES CORP               NM       5.02,9.01                      05/31/07

SE FINANCIAL CORP                                2.02,9.01                      06/08/07

SEAENA INC.                                      5.02                           06/05/07

SEAMLESS WI-FI, INC.                             1.01,2.01                      06/08/07

SERACARE LIFE SCIENCES INC                       2.03,9.01                      06/07/07

SHUMATE INDUSTRIES INC                  DE       8.01                           06/06/07

SI INTERNATIONAL INC                    DE       1.01,2.03,8.01,9.01            06/08/07

SILICON GRAPHICS INC                    DE       1.01,9.01                      06/05/07

SOURCE INTERLINK COMPANIES INC          DE       2.02,7.01,9.01                 06/11/07

SPAN AMERICA MEDICAL SYSTEMS INC        SC       1.01,2.03,9.01                 06/05/07

STRATS SM TRUST FOR Goldman Sachs Cap            8.01                           06/05/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01                           06/05/07

STRATS SM TRUST FOR JPMORGAN CHASE &             8.01                           06/05/07

STRATS(SM) TRUST FOR DOMINION RESOURC            8.01                           06/05/07

STRATS(SM) TRUST FOR GEN ELEC CAP COR            8.01                           06/05/07

STRATS(SM) Trust For Morgan Stanley S            8.01                           06/05/07

SUTRON CORP                             VA       1.01,9.01                      06/05/07

Syzygy Entertainment Ltd                OH       1.01,2.01,9.01                 06/01/07    AMEND

T REIT INC                              VA       7.01,9.01                      06/11/07

TEMPUR PEDIC INTERNATIONAL INC          DE       1.01,2.03,9.01                 06/08/07

TEXAS INSTRUMENTS INC                   DE       7.01,9.01                      06/11/07

THAXTON GROUP INC                       SC       1.01,9.01                      06/08/07

THUNDER MOUNTAIN GOLD INC               WA       1.01,2.01,2.03,9.01            06/06/07

TODD SHIPYARDS CORP                     WA       8.01                           06/11/07

TRANSNATIONAL FINANCIAL NETWORK INC     CA       3.01                           06/05/07    AMEND

TREX CO INC                             DE       8.01,9.01                      06/11/07

TWEETER HOME ENTERTAINMENT GROUP INC    DE       1.03,9.01                      06/11/07

U. S. Premium Beef, LLC                          7.01,9.01                      06/11/07

UGODS, INC.                             NV       5.02                           06/08/07

ULTICOM INC                             NJ       2.02,8.01,9.01                 06/11/07

UNITED COMPONENTS INC                   DE       5.02,9.01                      06/11/07

UNITED STATES STEEL CORP                DE       1.01,9.01                      06/07/07

UNITED WESTERN BANCORP INC              CO       8.01                           06/08/07

UPFC Auto Receivables Trust 2007-A      TX       8.01,9.01                      06/08/07

URSTADT BIDDLE PROPERTIES INC           MD       2.02,9.01                      06/08/07

US XPRESS ENTERPRISES INC               NV       5.02                           06/05/07

uWink, Inc.                             UT       1.01,2.03,3.02,9.01            06/08/07

uWink, Inc.                             UT       1.01,2.03,3.02,9.01            06/08/07

VAXGEN INC                              DE       1.02                           05/31/07

VECTr SYSTEMS INC                                1.01,3.02,8.01,9.01            05/30/07

VERINT SYSTEMS INC                               2.02,7.01,9.01                 06/11/07

Vestin Realty Mortgage I, Inc.                   8.01,9.01                      06/11/07

Vestin Realty Mortgage II, Inc                   8.01,9.01                      06/11/07

VIDEO DISPLAY CORP                      GA       5.02,9.01                      06/11/07

VIEWSONIC CORP                          DE       5.02,9.01                      06/07/07

VION PHARMACEUTICALS INC                DE       8.01,9.01                      06/11/07

Vyteris Holdings (Nevada), Inc.         NV       1.01                           06/05/07

W&T OFFSHORE INC                        TX       7.01,9.01                      06/08/07

WaMu Asset-Backed Certificates, WaMu    DE       6.01                           06/11/07

Warner Music Group Corp.                DE       8.01,9.01                      06/11/07

Washington Mutual Mortgage Pass-Throu   DE       9.01                           05/25/07

Washington Mutual Mortgage Pass-Throu   DE       9.01                           05/25/07

Waterbank of America (USA) Inc.         UT       8.01,9.01                      06/04/07

Waterbank of America (USA) Inc.         UT       9.01                           10/16/06    AMEND

WEATHERFORD INTERNATIONAL LTD           D0       1.01,1.02,5.02,9.01            06/11/07

WELLPOINT INC                           IN       5.02                           06/05/07

WIRELESS RONIN TECHNOLOGIES INC         MN       7.01                           06/08/07

WYNDHAM WORLDWIDE CORP                  DE       8.01,9.01                      06/08/07

YARDVILLE NATIONAL BANCORP              NJ       1.01,9.01                      06/07/07