SEC NEWS DIGEST

Issue 2002-152                                                 August 7, 2002

ENFORCEMENT PROCEEDINGS
     

EX-STOCKBROKER JAMES NIES BARRED FROM THE SECURITIES INDUSTRY

     James  A.  Nies, formerly a Charlotte, North Carolina, stockbroker,  has
     been  barred from association with any broker-dealer.  The sanction  was
     ordered  in  an  administrative proceeding before an administrative  law
     judge.
     
     Nies  had  been enjoined from violations of the antifraud provisions  of
     the federal securities laws after he engaged in a fraudulent scheme that
     involved  the  stock of banks that were converting from  mutually  owned
     thrifts  to  publicly traded companies.  His wrongdoing occurred  during
     his  employment with a broker-dealer that was a predecessor to  Wachovia
     Securities, Inc.  (Rel. 34-46317; File No. 3-10830)
     
JOSEPH  PALERMO ORDERED TO PAY DISGORGEMENT OF INSIDER TRADING PROFITS  AFTER
JURY VERDICT

     Joseph  C.  Palermo,  a  former New York City  corrections  officer  was
     ordered  to  pay  full disgorgement by Judge Allen G.  Schwartz  of  the
     United  States  District Court for the Southern District  of  New  York.
     Judge Schwartz's order, which was issued July 17, 2002, resulted from  a
     three  day  jury  trial which concluded with a verdict that  Palermo,  a
     third level tippee, had purchased out of the money put options in Edison
     Brothers  Stores  in  August  1996  and  tipped  additional  individuals
     allowing  them  to  trade  on  inside information  as  well.  All  other
     defendants consented to entry of judgment against them without admitting
     or denying the allegations of the complaint. For more information see LR-
     16314.  [SEC v. Joseph C. Palermo, USDC, SDNY, C.A. No. 99-CV-10067] (LR-
     17662)
     
SEC FILES COMPLAINT ALLEGING THAT ARDIAN FINANCE GROUP CONDUCTED A FRAUDULENT
UNREGISTERED OFFERING THAT RAISED OVER $1.2 MILLION FROM INVESTORS

     On  August 6, the Commission filed an emergency injunctive action in the
     United  States Court for the Eastern District of New York alleging  that
     Ardian  Finance  Group  (Ardian)  conducted  a  fraudulent  unregistered
     offering  that  raised  over $1.2 million from at  least  70  investors.
     Vladislav  Tartakovsky,  the  President  of  Ardian,  orchestrated  this
     fraudulent  offering, and he retained Michael Yeninas and Michael  Green
     to   solicit   investors   to  purchase  Ardian   securities.    Ardian,
     Tartakovsky,  Yeninas and Green all made material misrepresentations  to
     investors   to   induce  them  to  purchase  Ardian   securities.    The
     Commission's complaint names the following defendants:
     
       *  Ardian, a Delaware corporation, which has its principal place of
          business in Long Island City, New York.  Ardian is purportedly in the
          business of providing short-term financing, including factoring and check-
          cashing services for small businesses.
     
       *  Tartakovsky, age 31, a resident of Fair Lawn, New Jersey.  Tartakovsky
          is the President of Ardian.

       *  Yeninas, age 28, a resident of Queens, New York.
     
       *  Green, age and residence unknown, who is purportedly a "Senior Financial
          Consultant" to Ardian.
     
     Specifically,  the complaint alleges the following:  From  approximately
     October  2001 through the present, Tartakovsky orchestrated a fraudulent
     unregistered  offering of Ardian securities through which Ardian  raised
     approximately  $1.2 million from at least 70 investors.   To  facilitate
     this  Offering, Ardian and Tartakovsky retained Yeninas  and  Green  and
     other salespersons to offer and sell Ardian securities to investors.
     
     In  connection  with  its  Offering, Ardian  provided  private  offering
     memoranda  (POM), which Tartakovsky helped prepare, to  investors.   The
     POM contained material misrepresentations.  For instance, Ardian claimed
     that  it  had  a "matching fund commitment by an unrelated  third  party
     financing  institution" to provide funds to finance Ardian's operations.
     This  representation was false.  Ardian had no such agreement.   In  its
     POM,  Ardian  also  claimed that William Marconi (Marconi)  and  Michael
     Rehzets (Rehzets) were currently serving as officers and/or directors of
     Ardian.   This  representation too was false.  To date, neither  Rehzets
     nor Marconi has performed any functions for Ardian.
     
     In connection with their efforts to solicit investors, Yeninas and Green
     also  concocted  a variety of purported facts to persuade  investors  to
     purchase Ardian securities.  Among other things, Yeninas and Green  told
     investors that (i) Ardian was planning an initial public offering  (IPO)
     on  a date certain (i.e. July 2002), and (ii) investors could sell their
     stock the first day Ardian stock was publicly traded at a specific price
     (i.e. $5-7 per share), which was a significant premium over the $2.00 to
     $2.50  per share that the investor was paying to purchase the  stock  in
     the  Offering.  These representations were false.  In fact,  Ardian  had
     not taken any steps to conduct an IPO.
     
     Additionally, Yeninas told investors that Ardian was financing companies
     involved  in the Ground Zero clean-up following the September  11,  2001
     terrorist  attacks.  This representation was false.  Ardian provided  no
     such financing.
          
     The  Commission alleges that through this conduct, Ardian,  Tartakovsky,
     Yeninas  and  Green  violated  Sections 5(a),  5(c)  and  17(a)  of  the
     Securities Act of 1933, and Section 10(b) of the Securities Exchange Act
     of  1934.  Additionally, Green violated Section 15(a)(1) of the Exchange
     Act.  In addition to expedited relief, including a temporary restraining
     order, the Commission is seeking permanent injunctions, and disgorgement
     and  prejudgment interest against all of the defendants.  The Commission
     is  also seeking civil penalties against Tartakovsky, Yeninas and Green.
     Additionally, the complaint names JBS Investments, Inc.,  a  New  Jersey
     corporation with its principal place of business in Brooklyn, New  York,
     as  a relief defendant.  [SEC v. Ardian Finance Group, et al.,  C.A. No.
     CV 02 4386 (EDNY)] (LR-17663)

INVESTMENT COMPANY ACT RELEASES

THE PHOENIX EDGE SERIES FUND, ET AL.

     An  order  has  been issued on an application filed by The Phoenix  Edge
     Series  Fund,  et al., exempting applicants from Section  15(a)  of  the
     Investment Company Act and Rule 18f-2 under the Act.  The order  permits
     the applicants to enter into and materially amend subadvisory agreements
     without shareholder approval.  (Rel. IC-25693 - August 6)

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule  change (SR-Phlx-2002-43) filed by  the  Philadelphia
     Stock  Exchange  increasing  the  maximum  guarantee  size  for  AUTO-X
     eligible orders in options on the Nasdaq-100 Index Tracking Stock  from
     250  contracts  to 1,000 contracts has become effective  under  Section
     19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication of the
     notice  in  the Federal Register is expected during the week of  August
     12.  (Rel. 34-46307)
     
     A proposed rule change and Amendment No. 1 thereto filed by the National
     Association  of  Securities Dealers relating to the  modification  of  a
     pilot program to provide daily share volume reports via NasdaqTrader.com
     (SR-NASD-2002-90)  has  become  immediately  effective   under   Section
     19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication of  the
     proposal  is expected in the Federal Register during the week of  August
     12.  (Rel. 34-46316)
     
     
     
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-1     HORIZON NR LLC, 2000 ASHLAND DRIVE, ASHLAND, KY, 41101, 6069207400 -
        450,000,000 ($450,000,000.00) Non-Convertible Debt, (File 333-97693 -
        Aug. 6) (BR. 04)

S-8     FAIR ISAAC & COMPANY INC, 200 SMITH RANCH ROAD, SAN RAFAEL, CA, 94903,
        4154722211 - 0 ($141,513,955.00) Equity, (File 333-97695 - Aug. 6)
        (BR. 08)

S-3     WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX, 77002,
        7135126200 - 0 ($1,868,070,886.00) Other, (File 333-97697 - Aug. 6)
        (BR. 06)

S-4     WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX, 77002,
        7135126200 - 0 ($500,000,000.00) Non-Convertible Debt,
        (File 333-97699 - Aug. 6) (BR. 06)

S-8     PRESTIGE GROUP NET INC, 4610 SO. ULSTER STREET, SUITE 150, DENVER, CO,
        80237, 720-528-7303 - 1,000,000 ($310,000.00) Equity, (File 333-97701 -
        Aug. 6) (BR. 09)

S-8     FAIRCHILD CORP, 45025 AVIATION DR, STE 400, DULLES, VA, 20166,
        7034785800 - 500,000 ($2,305,000.00) Equity, (File 333-97703 - Aug. 6)
        (BR. 06)

S-4     NORTHERN BORDER PIPELINE CO, 1111 SOUTH 103RD STREET, OMAHA, NE,
        68124-1000, 4023987700 - 0 ($225,000,000.00) Non-Convertible Debt,
        (File 333-97705 - Aug. 6) (BR. 02)

S-8     AES CORPORATION, 1001 N 19TH ST, STE 2000, ARLINGTON, VA, 22209,
        7035221315 - 0 ($15,375,000.00) Equity, (File 333-97707 - Aug. 6)
        (BR. 02)

S-8     RARE HOSPITALITY INTERNATIONAL INC, 8215 ROSWELL RD, BLDG 600, ATLANTA,
        GA, 30350, 7703999595 - 900,000 ($23,730,691.82) Equity,
        (File 333-97711 - Aug. 6) (BR. 05)

S-8     NOVELL INC, 1800 SOUTH NOVELL PLACE, PROVO, UT, 84606, 8018617000 -
        35,449,718 ($130,749,417.00) Equity, (File 333-97713 - Aug. 6) (BR. 03)

S-3     SOVRAN SELF STORAGE INC, 5166 MAIN ST, WILLIAMSVILLE, NY, 14221,
        7166331850 - 0 ($83,371,266.00) Equity, (File 333-97715 - Aug. 6)
        (BR. 08)

N-2     SCUDDER RREEF REIT FUND INC, 875 N MICHIGAN, CHICAGO, IL, 60611,
        8888978480 - 1,000 ($15,000.00) Equity, (File 333-97717 - Aug. 6)
        (BR. 18)

S-8     VIEWPOINT CORP/NY/, 498 SEVENTH AVE, NEW YORK, NY, 10018, 8055666200 -
        0 ($29,217,500.00) Equity, (File 333-97719 - Aug. 6) (BR. 03)

S-4     VERTIS INC, 250 WEST PRATT STREET 18TH FL, BALTIMORE, MD, 21201,
        4105289800 - 0 ($250,000,000.00) Non-Convertible Debt,
        (File 333-97721 - Aug. 6) (BR. )

S-1     LOEWS CINEPLEX ENTERTAINMENT CORP, 711 FIFTH AVE 11TH FLOOR, NEW YORK,
        NY, 10022, 2128336200 - 0 ($300,000,000.00) Equity, (File 333-97723 -
        Aug. 6) (BR. 05)

S-8     MAXXZONE COM INC, 1770 N GREEN VALLEY PARKWAY ST 3214, HENDERSON, NV,
        89014, 702-616-7337 - 225,000 ($24,750.00) Equity, (File 333-97725 -
        Aug. 6) (BR. 08)

S-4     EBAY INC, 2125 HAMILTON AVENUE, SAN JOSE, CA, 95125, 4085587400 -
        0 ($1,304,116,007.00) Equity, (File 333-97727 - Aug. 6) (BR. 08)

S-8     EBAY INC, 2125 HAMILTON AVENUE, SAN JOSE, CA, 95125, 4085587400 -
        0 ($1,080,800,000.00) Equity, (File 333-97729 - Aug. 6) (BR. 08)

S-4     SYBRON DENTAL SPECIALTIES INC, 1717 WEST COLLINS AVENUE, ORANGE, CA,
        92867, 7145167400 - 0 ($150,000,000.00) Non-Convertible Debt,
        (File 333-97733 - Aug. 6) (BR. 01)

S-8     21ST CENTURY TECHNOLOGIES INC, 5050 EAST BELKNAP, HALTOM CITY, TX,
        76117, 8172840099 - 50,000,000 ($1,450.00) Equity, (File 333-97735 -
        Aug. 6) (BR. 09)

S-4     CHEVRON PHILLIPS CHEMICAL CO LLC, 10001 SIX PINES DR, THE WOODLANDS,
        TX, 77380, 8328134100 - 0 ($500,000,000.00) Non-Convertible Debt,
        (File 333-97737 - Aug. 6) (BR. 04)

S-8     SYMPHONY TELECOM CORP, 41 GEORGE STREET SOUTH, BRAMPTON ONTARIO CANADA,
        L6Y 2E1, A6, 00000, 85228442988 - 23,000,000 ($690,000.00) Equity,
        (File 333-97739 - Aug. 6) (BR. 03)

S-8     PLX TECHNOLOGY INC, 390 POTRERO AVENUE, SUNNYVALE, CA, 94086,
        4087749060 - 900,000 ($2,367,000.00) Equity, (File 333-97741 - Aug. 6)
        (BR. 36)
     

RECENT 8K FILINGS

    
Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT
------------------------------------------------------------------------------------
ACTERNA CORP                            DE            X   X       08/06/02

ADAM INC                                GA            X   X       08/06/02

AGILENT TECHNOLOGIES INC                DE            X   X       08/06/02

AIRTRAX INC                             NJ            X   X       07/15/02

ALLTEL CORP                             DE      X         X       08/01/02

AMEDISYS INC                            DE            X   X       08/06/02

AMERICAN CLASSIC VOYAGES CO             DE            X   X       07/30/02

ANALOG DEVICES INC                      MA                X   X   08/06/02

ANDREW CORP                             DE                X       06/04/02    AMEND

ARVINMERITOR INC                        IN            X   X       08/06/02

AUTHENTIDATE HOLDING CORP               DE                X   X   08/05/02

AVERY DENNISON CORPORATION              DE                X   X   08/06/02

BALLY TOTAL FITNESS HOLDING CORP        DE            X   X       08/06/02

BANYAN CORP /OR/                        OR            X X X       08/05/02

BEAR STEARNS ALT A TR MORTGAGE PASS T   NY            X   X       07/25/02

BEAR STEARNS ARM TRUST MORTGAGE PASS    NY            X   X       07/25/02

BEAR STEARNS AS BCK SEC TR 2001-AC1 A   DE            X   X       07/25/02

BEAR STEARNS ASSET BACKED SECURITIES    DE                X       07/29/02    AMEND

BEAR STEARNS ASSET BCK SEC TR AS-BCK    NY            X   X       07/25/02

BROWN TOM INC /DE                       DE                X   X   08/05/02

CABOT CORP                              DE            X   X       08/05/02

CABOT MICROELECTRONICS CORP             DE            X   X       08/05/02

CANAL CAPITAL CORP                      DE            X           08/05/02

CAPITAL AUTO RECEIVABLES INC            DE            X   X       08/02/02    AMEND

CARBIDE GRAPHITE GROUP INC /DE/         DE            X   X       07/26/02

CARDIMA INC                             DE            X   X       08/06/02

CAREADVANTAGE INC                       DE          X             07/30/02

CHARTER COMMUNICATIONS INC /MO/         DE            X   X   X   08/06/02

CHESAPEAKE ENERGY CORP                  OK            X           08/05/02

CHILDTIME LEARNING CENTERS INC          MI      X     X   X       07/19/02

CLICK2LEARN INC/DE/                     DE            X   X       08/06/02

COACHMEN INDUSTRIES INC                 IN            X   X       08/05/02

COHO ENERGY INC                         TX            X   X       08/05/02

COM21 INC                               DE            X   X       07/19/02

COMMUNITY BANCSHARES INC /NC/           NC            X   X       08/02/02

COMPETITIVE TECHNOLOGIES INC            DE            X           07/16/02

CONCERO INC                             DE            X           08/01/02

COOPER INDUSTRIES LTD                                 X   X   X   08/06/02

CORIO INC                               DE            X           08/01/02

CYTYC CORP                              DE            X   X       08/01/02

DEERE & CO                              DE                    X   08/06/02

DIOMED HOLDINGS INC                     NV          X     X       08/06/02

DOE RUN RESOURCES CORP                  NY            X   X       08/06/02

DRYCLEAN USA INC                        DE      X         X       07/31/02

DST SYSTEMS INC                         DE            X           08/02/02

DYNCORP                                 DE          X             08/06/02

E TRADE BANK ARM TRUST MORTGAGE PASS    DE            X   X       07/25/02

EARTHLINK INC                           DE            X   X       07/25/02

EAST TEXAS FINANCIAL SERVICES INC       DE            X   X       08/02/02

EBAY INC                                DE                    X   08/06/02

ELECTRONIC DATA SYSTEMS CORP /DE/       DE            X   X       07/26/02

ELEPHANT TALK COMMUNICATIONS INC        CA          X     X       08/02/02

EMAGIN CORP                             NV          X             07/29/02

ENTRAVISION COMMUNICATIONS CORP         DE            X   X       08/06/02

EUROTECH LTD                            DC            X   X       07/24/02

EXELON CORP                             PA                    X   08/06/02

EXPEDITORS INTERNATIONAL OF WASHINGTO   WA                    X   08/05/02

FIRST HORIZON ASSET SECURITIES INC      DE            X   X       07/30/02

FIRST NORTHERN COMMUNITY BANCORP        CA            X           07/30/02

FLEMING COMPANIES INC /OK/              OK                    X   08/05/02

FNANB CREDIT CARD MASTER TRUST                            X       08/06/02

FREEREALTIME COM INC                    DE            X   X       07/22/02

FULLCOMM TECHNOLOGIES INC               DE    X X   X     X       07/22/02

GE CAPITAL COMMERCIAL MORT CORP MORT    DE            X   X       08/02/02

GENERAL CABLE CORP /DE/                 DE            X   X       08/06/02

GENERAL MOTORS CORP                     DE            X           08/06/02

GILLETTE CO                             DE            X           08/05/02

GILLETTE CO                             DE            X   X       07/30/02

GOLDMAN SACHS GROUP INC/                DE                X   X   08/06/02

GRAHAM CORP                             DE                X   X   06/30/02

GREATER BAY BANCORP                     CA            X   X   X   08/06/02

GUILFORD MILLS INC                      DE          X             08/05/02

HANOVER COMPRESSOR CO /                 DE            X   X       08/05/02

HARBOURTON FINANCIAL CORP               DE          X     X       08/05/02

HAUSER INC                              DE          X             07/30/02

HCC INSURANCE HOLDINGS INC/DE/          DE            X           08/05/02

HERITAGE PROPERTY INVESTMENT TRUST IN   MD            X   X   X   08/06/02

HFC REVOLVING CORP HOUSEHOLD HOME EQU   DE                X       07/22/02

HILTON HOTELS CORP                      DE                X   X   08/05/02

HOUSEHOLD AUTOMOTIVE TRUST VI SERIES    NV                X       07/17/02

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X       07/22/02

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X       07/22/02

HOVNANIAN ENTERPRISES INC               DE            X   X       08/05/02

IMPROVENET INC                          DE            X   X       07/31/02

INTELEFILM CORP                         MN        X       X       08/05/02

INTERSTATE NATIONAL DEALER SERVICES I   DE          X     X       08/06/02    AMEND

ION NETWORKS INC                        DE            X   X       07/31/02

ION NETWORKS INC                        DE            X   X       08/06/02

JDS UNIPHASE CORP /CA/                  DE                X   X   06/29/02

LCC INTERNATIONAL INC                   DE                    X   08/05/02

LIBERTY CORP                            SC                    X   08/06/02

LIBERTY CORP                            SC                    X   08/06/02

LIBERTY SELF STOR INC                   MD          X             08/05/02

LORAL SPACE & COMMUNICATIONS LTD        D0                    X   08/06/02

MAGNA ENTERTAINMENT CORP                DE            X   X       06/30/02

MARK SOLUTIONS INC                      DE            X           07/29/02

MCG CAPITAL CORP                        DE                X   X   08/06/02

MCLEODUSA INC                           DE            X   X       07/16/02

MERRY LAND PROPERTIES INC               GA          X             12/31/02

METLIFE INC                             DE                X   X   08/05/02

MILINX BUSINESS GROUP INC               DE          X             07/24/02

MINORPLANET SYSTEMS USA                 DE          X     X       08/02/02

MOBILE PET SYSTEMS INC                  DE            X   X       08/06/02

MONY GROUP INC                          DE            X   X   X   08/06/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE            X   X       04/26/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE            X   X       04/25/02

MOTHERS WORK INC                        DE            X           08/06/02

MTS INC                                 CA          X     X       08/05/02

MURPHY OIL CORP /DE                     DE                    X   08/05/02

NATIONAL HEALTH INVESTORS INC           MD          X             08/05/02

NEOWARE SYSTEMS INC                     DE            X           08/06/02

NETRO CORP                              CA            X   X       08/02/02

NETRO CORP                              CA                X       08/02/02    AMEND

NETSMART TECHNOLOGIES INC               DE          X     X       12/31/01    AMEND

NEWPOWER HOLDINGS INC                   DE      X         X       07/19/02

NN INC                                  DE                X   X   08/06/02

NORTH EUROPEAN OIL ROYALTY TRUST        DE          X             07/31/02

NUMERICAL TECHNOLOGIES INC              DE            X   X       08/01/02

OMEGA WORLDWIDE INC                     MD            X   X       08/01/02

OMNICOM GROUP INC                       NY                    X   08/06/02

ONLINE POWER SUPPLY INC                 NV            X           07/30/02

ONLINE POWER SUPPLY INC                 NV            X           08/06/02

ONTRO INC                               CA            X           08/06/02

OPTICAL CABLE CORP                      VA            X           07/30/02

OPTION ONE MORTGAGE LOAN TR ASSET BAC   DE                X       08/06/02

ORIENT EXPRESS HOTELS LTD                     X                   07/22/02

PACIFIC GAS & ELECTRIC CO               CA            X           08/06/02

PARADIGM GENETICS INC                                 X           07/18/02

PAYPAL INC                              DE                    X   08/06/02

PG&E CORP                               CA            X           08/06/02

PG&E NATIONAL ENERGY GROUP INC          DE            X           08/06/02

POLAND COMMUNICATIONS INC               NY          X     X       07/10/02    AMEND

POWERCOLD CORP                          NV            X           08/01/02

PPG INDUSTRIES INC                      PA                    X   08/05/02

PRESTIGE GROUP NET INC                  NV            X   X       08/05/02

PRICE COMMUNICATIONS CORP               NY            X   X       08/05/02

PRIMECORE MORTGAGE TRUST INC            MD          X             08/06/02

PRUDENTIAL FINANCIAL INC                NJ            X       X   08/06/02

PSYCHIATRIC SOLUTIONS INC               DE            X   X       08/05/02

PURCHASESOFT INC                        DE    X                   07/31/02

RAILWORKS CORP                          DE          X             07/30/02

RAZORFISH INC                           DE          X             08/05/02

REPEATER TECHNOLOGIES INC               DE            X   X       08/05/02

RFS HOTEL INVESTORS INC                 TN                    X   08/06/02

RJ REYNOLDS TOBACCO HOLDINGS INC        DE                    X   08/06/02

ROCKWELL  AUTOMATION INC                DE                    X   08/06/02

RURAL CELLULAR CORP                     MN                X   X   08/05/02

SALOMON BROS MORT SEC VII SAL HOME EQ   DE                X       02/25/02

SALOMON BROS MORT SEC VII SAL HOME EQ   DE                X       03/25/02

SALOMON BROS MORT SEC VII SAL HOME EQ   DE                X       04/25/02

SALOMON BROS MORT SEC VII SAL HOME EQ   DE                X       05/28/02

SALOMON BROS MORT SEC VII SAL HOME EQ   DE                X       06/25/02

SANDATA TECHNOLOGIES INC                DE            X           08/05/02

SAVE THE WORLD AIR INC                  NV            X   X       06/14/02

SCE FUNDING LLC                         DE            X           08/06/02

SCIOS INC                               DE            X   X       08/05/02

SECURITY ASSOCIATES INTERNATIONAL INC   DE          X             07/29/02

SEQUIAM CORP                            CA      X         X       07/19/02

SHALLBETTER INDUSTRIES INC              MN    X           X       07/19/02    AMEND

SILICON IMAGE INC                       DE            X           08/02/02

SKYLINE CORP                            IN            X           08/06/02

SNELLING TRAVEL INC                     CO            X   X       08/02/02

SOBIESKI BANCORP INC                    DE            X   X       08/02/02

SONICWALL INC                           CA            X   X       07/31/02

SOUTH FINANCIAL GROUP INC               SC            X   X       08/06/02

SSP SOLUTIONS INC                       DE          X     X       07/25/02    AMEND

STEIN MART INC                          FL                    X   08/06/02

STEPAN CO                               DE            X           08/01/02

STRUCTURED ASSET SEC CORP MORT PASS T   DE                X       07/25/02

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X       07/25/02

STRUCTURED ASSET SEC CORP MORT PASS T                 X   X       07/25/02

SURGICARE INC/DE                        DE      X     X   X       06/04/02

SYKES ENTERPRISES INC                   FL            X           08/05/02

TECH LABORATORIES INC                   NJ            X   X       08/02/02

TELLABS INC                             DE            X           08/06/02

THORNBURG MORTGAGE SECURITIES TRUST 2   DE            X   X       07/25/02

TOMAHAWK INDUSTRIES INC                 NV            X   X       08/01/02

TRIANGLE PHARMACEUTICALS INC            DE            X   X       08/05/02

UNITED COMMUNITY BANCORP                NC            X           08/02/02

UNITED GUARDIAN INC                     DE            X           09/30/02

UNUMPROVIDENT CORP                      DE                    X   08/06/02

UPC POLSKA INC                          DE          X     X       07/10/02    AMEND

US AIRWAYS GROUP INC                    DE            X   X       08/06/02

V GPO  INC                              FL            X           08/06/02

VIAD CORP                               DE            X   X       08/06/02

VION PHARMACEUTICALS INC                DE            X   X       08/05/02

WADE COOK FINANCIAL CORP                NV            X   X   X   06/10/02

WEIDER NUTRITION INTERNATIONAL INC      DE            X   X       07/26/02

WELLS FARGO ASSET SEC CORP MORT PASS    NY            X   X       07/25/02

WELLS FARGO ASSET SECURITIES CORP MOR   DE            X   X       07/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   NY            X   X       07/25/02

WELLS FARGO MORTGAGE BACKED SECURITIE   NY            X   X       07/25/02

WERNER ENTERPRISES INC                  NE                X   X   08/05/02

WESTERN DIGITAL CORP                    DE            X   X       08/05/02

WHIRLPOOL CORP /DE/                     DE                    X   08/06/02

WILLIAMS COMPANIES INC                  DE                    X   08/01/02

WPCS INTERNATIONAL INC                  DE    X           X       08/05/02    AMEND

XCEL ENERGY INC                         MN            X   X       07/31/02

ZIONS BANCORPORATION /UT/               UT            X   X       07/17/02