SEC NEWS DIGEST

    Issue 2006-228                                     November 28, 2006

    ENFORCEMENT PROCEEDINGS

    COMMISSION DENIES MOTION OF KENNETH HAVER TO  VACATE  SUSPENSION  FROM
    APPEARING OR PRACTICING BEFORE THE COMMISSION

    The Commission has denied the motion of Kenneth W. Haver, formerly the
    chief financial officer of Telxon Corporation, to vacate a  Commission
    order, imposed in 2002 with Haver's  consent,  suspending  Haver  from
    appearing or practicing before the Commission as an accountant with  a
    right to seek reinstatement after  five  years.  Haver  supported  his
    motion in part by claiming that he had new evidence refuting  what  he
    claimed was the Commission's finding that he  engaged  in  knowing  or
    reckless violations of the federal  securities  laws.  The  Commission
    rejected Haver's motion by noting that it  had  made  no  findings  of
    misconduct against Haver but instead had instituted the administrative
    proceeding against Haver based on a district court injunction that had
    been entered against  him  with  his  consent.  The  Commission  noted
    further that it imposed the suspension based on Haver's settlement  of
    the administrative proceeding. The Commission held  that  Haver  could
    "not now complain that the record  is  inaccurate  or  incomplete"  in
    light of his decision to settle the administrative proceeding and  his
    waiver of his rights to challenge the Commission's allegations in that
    proceeding. (Rel. 34-54824; AAE Rel. 2517; File No. 3-10764)

    FEDERAL COURT ISSUES JUDGMENT AGAINST NANCY  KRAMER  AS  SUCCESSOR  TO
    JOHN KRAMER

    The Commission announced that on Oct.  16,  2006,  the  U.S.  District
    Court for the District of New Jersey entered a Final  Judgment  as  to
    Defendant Nancy M. Kramer. The judgment was entered in the case of SEC
    v. John S. Kramer, et al., Civil Action No. 02-690 (MLC), U.S. Dstrict
    Court for the District of New Jersey. The judgment, entered with Nancy
    Kramer's consent, without admitting or denying the allegations of  the
    Commission's complaint, orders Nancy Kramer  to  pay  disgorgement  of
    $374,241, representing profits gained as a result of  the  conduct  of
    her deceased  husband,  John  S.  Kramer,  together  with  prejudgment
    interest of $147,970, for a total of $522,211.

    The Commission filed a complaint against John S. Kramer and others  in
    February of 2002. The complaint alleged, among other things, that John
    Kramer made improper use of nonpublic or "inside" information obtained
    from his son, W. Jeffrey Kramer, to obtain $374,241 in  illegal  gains
    trading stock. John Kramer died on June 14, 2005, and Nancy Kramer was
    substituted as a defendant in  his  place.  John  Kramer  had  been  a
    resident  of  Skillman,  New  Jersey.  For  further  information,  see
    Litigation Release No. 17364 (Feb. 19, 2002). [SEC v. John S.  Kramer,
    et al., Civil Action No. 02-690 (MLC), USDC, District of  New  Jersey]
    (LR-19925)

    SEC OBTAINS PRELIMINARY INJUNCTION  TO  PROTECT  DEFRAUDED  INVESTORS'
    FUNDS

    The Commission announced today that the U.S. District  Court  for  the
    Southern District of New York entered a preliminary  injunction  dated
    Nov. 14, 2006, barring Ian  Scott  from  pursuing  litigation  in  the
    Federation of St. Kitts and Nevis. The Commission  sought  the  order,
    alleging that Scott has been seeking to obtain control over more  than
    $1.3 million in funds fraudulently obtained from investors as part  of
    an international boiler-room scheme formerly  operated  by  Millennium
    Financial, Ltd.

    The Commission filed its securities fraud  action  against  Millennium
    Financial in May 2002. The Court subsequently appointed a receiver for
    Millennium, entered an asset freeze and,  in  December  2005,  entered
    final judgment in favor of the Commission.  Among  other  things,  the
    final judgment requires Millennium to disgorge $17.2 million  in  ill-
    gotten gains which it received  from  the  hundreds  of  investors  it
    defrauded. In May 2006, the Court entered an order providing  for  the
    submission, processing and  resolution  of  the  defrauded  investors'
    claims.

    The U.S.  District  Court,  in  its  order  granting  the  preliminary
    injunction, found that there was sufficient  evidence  to  infer  that
    Scott was attempting, in the name of Millennium, to obtain control  of
    the Millennium account at the Bank of Nevis International in St. Kitts
    in violation of the District Court's order appointing a receiver.

    The preliminary injunction bars Scott from  prosecuting,  maintaining,
    initiating or participating in legal proceedings to obtain  the  funds
    in the Millennium account in any jurisdiction other than the  Southern
    District of New York, and further enjoins Scott from purporting to act
    for or on behalf of Millennium. [SEC v.  Millennium  Financial,  Ltd.,
    Civil Action No. 02-3901 (LAP) SDNY] (LR-19926)

    TRUST INDENTURE ACT RELEASES

    SOFTWARE BROKERS OF AMERICA, INC.

    The Commission has issued a notice  giving  interested  persons  until
    Dec. 27, 2006, to request a hearing  on  an  application  by  Software
    Brokers of America, Inc. under Section 304(d) of the  Trust  Indenture
    Act of 1939. The application requests that the Commission exempt  from
    the certificate or opinion delivery requirements of Section 314(d)  of
    the 1939 Act certain provisions of an indenture dated Aug,  25,  2005,
    as supplemented by an indenture dated Oct, 31, 2006, between Intcomex,
    Inc., Software Brokers of America, Intcomex  Holdings,  LLC,  Intcomex
    Holdings SPC-I, LLC, and  The  Bank  of  New  York,  as  trustee.  The
    indenture relates to 11 3/4% Second Priority Senior Secured Notes  due
    2011. (TI-2444; File No. 22-28824)

    SELF-REGULATORY ORGANIZATIONS

    APPROVAL OF PROPOSED RULE CHANGE

    The Commission granted approval of proposed rule change (SR-NSCC-2006-
    09) filed by the National Securities Clearing Corporation that  allows
    NSCC to modify its procedures for equity trade  processing  to  enable
    cash, next day, and  seller's  option  equity  trades  received  on  a
    locked-in  basis  from  self-regulatory  organizations  and  qualified
    special representatives to  be  processed  in  NSCC's  Continuous  Net
    Settlement (CNS) system. NSCC is also proposing to add a  new  element
    to its clearing fund formula to cover trades, such as  cash  and  next
    day settling CNS  trades,  which  settle  in  less  than  three  days.
    Publication is expected in the Federal Register  during  the  week  of
    November 27. (Rel. 34-54816)

    SECURITIES ACT REGISTRATIONS

    The following registration statements have been  filed  with  the  SEC
    under the Securities Act of 1933. The reported information appears  as
    follows: Form, Name, Address and Phone Number (if  available)  of  the
    issuer of the security; Title and the number and/or face amount of the
    securities  being  offered;  Name  of  the  managing  underwriter   or
    depositor (if  applicable);  File  number  and  date  filed;  Assigned
    Branch; and a designation if the statement is a New Issue.

    Registration statements may be obtained in person or by writing to the
    Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
    Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
    <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
    available on the Commission's website: <www.sec.gov>.

F-3ASR  BANCO SANTANDER CHILE, BANDERA 140, PISO 19, SANTIAGO CHILE, F3, 
        562-320-8284 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-138953 - Nov. 27) (BR. 11A)

S-8     China Medical Technologies, Inc., NO.24 YONG CHANG NORTH ROAD, 
        BEIJING ECONOMIC-TECHNOLOGICAL, DEVELOPMENT AREA, BEIJING, F4, 100176, 
        (86-10) 6787 1166 - 30,000,000 ($76,655,200.00) Equity, 
        (File 333-138954 - Nov. 27) (BR. 10A)

S-1     Interactive Brokers Group, Inc., ONE PICKWICK PLAZA, GREENWICH, CT, 
        06830, 203-618-5800 - 0 ($500,000,000.00) Equity, (File 333-138955 - 
        Nov. 27) (BR. )

S-8     MICRONETICS  INC, 26 HAMPSHIRE DR, HUDSON, NH, 03051, 6038832900 - 
        1,170,000 ($9,187,080.00) Equity, (File 333-138956 - Nov. 27) (BR. 10B)

S-8     THERMAGE INC, 25881 INDUSTRIAL BOULEVARD, HAYWARD, CA, 94545, 
        5107822286 - 6,360,225 ($27,134,296.10) Equity, (File 333-138958 - 
        Nov. 27) (BR. 10C)

S-8     LINUX GOLD CORP, 240 - 11780 HAMMERSMITH WAY, RICHMOND, A1, V7A 5E9, 
        604-278-5996 - 2,300,000 ($575,000.00) Equity, (File 333-138960 - 
        Nov. 27) (BR. 04C)

SB-2    MAGNITUDE INFORMATION SYSTEMS INC, 401 ROUTE 24, CHESTER, NJ, 07930, 
        9088792722 - 143,774,266 ($4,313,228.00) Equity, (File 333-138961 - 
        Nov. 27) (BR. 03C)

S-8     GREENSHIFT CORP, 111 HOWARD STREET, SUITE 108, MT. ARLINGTON, NJ, 
        07856, 9733988183 - 12,000,000 ($1,380,000.00) Equity, 
        (File 333-138962 - Nov. 27) (BR. 06)

S-8     FIBERSTARS INC /CA/, 44259 NOBEL DRIVE, FREMONT, CA, 94538, 
        5104900719 - 550,000 ($3,462,250.00) Equity, (File 333-138963 - 
        Nov. 27) (BR. 10B)

S-3ASR  AGCO CORP /DE, 4205 RIVER GREEN PKWAY, DULUTH, GA, 30096, 7708139200 - 
        0 ($0.00) Debt Convertible into Equity, 0 ($0.00) Equity, 
        (File 333-138964 - Nov. 27) (BR. 10A)

S-3ASR  CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 
        4058488000 - 0 ($512,000,000.00) Non-Convertible Debt, 
        (File 333-138966 - Nov. 27) (BR. 04B)

F-1     Genesis Lease LTD, ROSELAWN HOUSE, UNIV. BUSINESS COMPLEX, 
        NATIONAL TECHNOLOGY PARK, LIMERICK, L2, 00000, 353-61-633-333 - 
        0 ($736,897,000.00) Equity, (File 333-138967 - Nov. 27) (BR. )

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

    8-K reports may be obtained in person or by writing to the  Commission's  Public
    Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
    following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
    information is also available on the Commission's website: <www.sec.gov>.

				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

1 800 CONTACTS INC                      DE       1.01,1.02,5.02,8.01,9.01       11/20/06

ACCENTURE SCA                                    3.02                           11/20/06

ADUDDELL INDUSTRIES INC                 CO       5.02,9.01                      11/20/06

ADVANSTAR COMMUNICATIONS INC            NY       1.01                           11/20/06

ADVANSTAR INC                           DE       1.01                           11/20/06

ADVANTA CORP                            DE       2.02,9.01                      11/27/06

ADVANTA CORP                            DE       8.01,9.01                      11/27/06

AFFILIATED COMPUTER SERVICES INC        DE       5.02,8.01,9.01                 11/26/06

AKESIS PHARMACEUTICALS, INC.            NV       1.01,3.02,8.01,9.01            11/21/06

ALLIED WASTE INDUSTRIES INC             DE       7.01                           11/27/06

ALLIED WASTE INDUSTRIES INC             DE       5.02                           11/21/06

ALPHARMA INC                            DE       1.01,3.03,5.03,9.01            11/22/06

Alternative Loan Trust 2006-OA18                 8.01,9.01                      11/15/06

AMCON DISTRIBUTING CO                   DE       2.02,9.01                      11/27/06

AMERIGROUP CORP                                  1.01,8.01                      11/21/06

ANHEUSER-BUSCH COMPANIES, INC.          DE       5.02,5.03,9.01                 11/21/06

APPLEBEES INTERNATIONAL INC             DE       7.01,9.01                      11/27/06

APRIA HEALTHCARE GROUP INC              DE       5.02,9.01                      11/20/06

ARAMARK CORP/DE                         DE       1.01                           11/20/06

ARGENTEX MINING CORP                    NV       3.02                           10/02/06

ASYST TECHNOLOGIES INC                  CA       2.01,9.01                      07/14/06    AMEND

ATHEROS COMMUNICATIONS INC              DE       5.02                           11/21/06

ATLANTIC COAST ENTERTAINMENT HOLDINGS   NJ       2.01,5.02,9.01                 11/17/06

AURORA GOLD CORP                        DE       8.01,9.01                      11/24/06

AXT INC                                 DE       5.02,8.01,9.01                 11/27/06

BAKER MICHAEL CORP                      PA       8.01,9.01                      11/21/06

Bank of Commerce Holdings               CA       8.01,9.01                      11/27/06

BEAR STEARNS DEPOSITOR INC TRUST CERT            8.01,9.01                      11/15/06

BLUE DOLPHIN ENERGY CO                  DE       8.01,9.01                      11/27/06

BMW Vehicle Owner Trust 2004-A                   9.01                           11/25/06

BMW Vehicle Owner Trust 2005-A                   9.01                           11/25/06

BRISTOL MYERS SQUIBB CO                 DE       8.01,9.01                      11/02/06

BRISTOL MYERS SQUIBB CO                 DE       2.03,8.01,9.01                 11/20/06

BRITTON & KOONTZ CAPITAL CORP           MS       8.01,9.01                      11/21/06

BRT REALTY TRUST                        MA       1.01,1.02,9.01                 11/24/06

CALLWAVE INC                                     1.01,9.01                      11/20/06

CAREGUIDE INC                           DE       5.03                           11/20/06

CB Financial CORP                       NC       2.02,9.01                      11/27/06

CDRV Investors, Inc.                    DE       7.01                           11/27/06

CENTURY REALTY TRUST                    IN       8.01                           11/20/06

CHEESECAKE FACTORY INCORPORATED         DE       8.01,9.01                      11/23/06

CHUBB CORP                              NJ       5.02                           11/20/06

Citigroup Mortgage Loan Trust 2006-FX            2.01,9.01                      10/18/06

CLARION TECHNOLOGIES INC/DE/            DE       5.02                           11/21/06

CLECO CORP                              LA       1.01,2.03,9.01                 11/21/06

COFFEE HOLDING CO INC                   NV       2.02,9.01                      11/20/06

COGNITRONICS CORP                       NY       3.02,5.02,9.01                 11/21/06

Cold Spring Capital Inc.                DE       7.01,8.01,9.01                 11/27/06

Commerce Planet                         UT       8.01,9.01                      11/27/06

COMMONWEALTH BANKSHARES INC             VA       8.01,9.01                      11/27/06

COMPUTER SOFTWARE INNOVATIONS INC                1.01,9.01                      11/20/06

COMPUTERIZED THERMAL IMAGING INC        NV       8.01                           11/27/06

CONSTAR INTERNATIONAL INC               DE       1.01                           11/20/06

CORNERSTONE MINISTRIES INVESTMENTS IN   GA       5.02                           09/06/06    AMEND

CORNING INC /NY                         NY       1.01,2.03,9.01                 11/21/06

COST PLUS INC/CA/                       CA       1.01                           10/26/06

CREDIT ACCEPTANCE CORPORATION           MI       1.01,2.03,9.01                 11/21/06

CREDO PETROLEUM CORP                    CO       8.01,9.01                      11/21/06

CYTOKINETICS INC                                 1.01,8.01,9.01                 11/27/06

DEARBORN BANCORP INC /MI/               MI       8.01,9.01                      11/24/06

DESIGN WITHIN REACH INC                 DE       8.01,9.01                      11/22/06

DHB INDUSTRIES INC                      DE       8.01                           11/22/06

Digital Realty Trust, Inc.              MD       8.01,9.01                      11/27/06

DOBSON COMMUNICATIONS CORP              OK       5.02,9.01                      11/22/06

DOLLAR TREE STORES INC                  VA       7.01,9.01                      11/27/06

DONALDSON CO INC                        DE       2.02,9.01                      11/27/06

DRESSER INC                             DE       4.02,9.01                      11/20/06

EMERSON RADIO CORP                      DE       1.01                           11/21/06

ENDEAVOUR INTERNATIONAL CORP            NV       8.01,9.01                      11/27/06

ENDURANCE SPECIALTY HOLDINGS LTD                 5.02                           11/27/06

ENPRO INDUSTRIES, INC                   NC       8.01,9.01                      11/27/06

ENTERPRISE FINANCIAL SERVICES CORP      DE       1.01,3.02,7.01,9.01            11/22/06

ENTERPRISE FINANCIAL SERVICES CORP      DE       7.01,9.01                      11/27/06

ENVIROKARE TECH INC                     NV       5.02                           11/27/06

EPLUS INC                               DE       5.02,5.03,9.01                 11/20/06

EXX INC/NV/                             NV       8.01,9.01                      11/24/06

Federal Home Loan Bank of Atlanta       X1       2.03                           11/20/06

Federal Home Loan Bank of Boston        X1       2.03                           11/20/06

Federal Home Loan Bank of Indianapoli   X1       5.02,9.01                      11/27/06

FIBERSTARS INC /CA/                     CA       1.01,3.03,8.01,9.01            11/27/06

First Franklin Mortgage Loan Trust 20   DE       8.01,9.01                      11/27/06

FLUSHING FINANCIAL CORP                 DE       8.01,9.01                      11/21/06

FLUSHING FINANCIAL CORP                 DE       5.02                           11/21/06

FLUSHING FINANCIAL CORP                 DE       7.01,9.01                      11/27/06

FOLDERA, INC                                     4.01,9.01                      02/13/06

Ford Credit Auto Owner Trust 2006-C     DE       1.01,9.01                      11/22/06

FORD MOTOR CO                           DE       8.01,9.01                      11/27/06

FREESTAR TECHNOLOGY CORP                NV       8.01                           11/21/06

FULLER H B CO                           MN       5.02,9.01                      11/20/06

G REIT INC                              MD       8.01,9.01                      11/22/06

GCI INC                                 AK       3.01,9.01                      11/27/06

GE Capital Credit Card Master Note Tr   DE       8.01,9.01                      11/15/06

GENERAL COMMUNICATION INC               AK       3.01,9.01                      11/27/06

GLOBAL GOLD CORP                        DE       8.01                           11/27/06

GMACM Home Equity Loan Trust 2006-HE5   DE       8.01,9.01                      11/27/06

GREAT CHINA INTERNATIONAL HOLDINGS, I   NV       1.01                           11/20/06

GREENE COUNTY BANCORP INC               DE       1.01,5.02,9.01                 11/27/06

GRYPHON GOLD CORP                       NV       7.01,9.01                      11/27/06

HALLIBURTON CO                          DE       1.01,9.01                      11/27/06

HALLMARK FINANCIAL SERVICES INC         NV       7.01,9.01                      11/27/06

Halo Technology Holdings, Inc.          NV       1.01,1.02,2.01,2.03, 	        11/20/06
					         2.04,5.02,9.01     
HICKORY TECH CORP                       MN       1.01,5.02                      11/27/06

HIGHBURY FINANCIAL INC                  DE       8.01,9.01                      11/27/06

HOUSEHOLD AFFINITY CREDIT CARD MASTER   DE       9.01                           11/15/06

HSBC PRIVATE LABEL CREDIT CARD MASTER   DE       9.01                           11/15/06

HUDSON CITY BANCORP INC                 DE       7.01,9.01                      11/27/06

ICON Leasing Fund Eleven, LLC           DE       8.01                           11/09/06

Industrial Enterprises of America, In   NV       2.02,7.01                      11/24/06

INNKEEPERS USA TRUST/FL                 MD       8.01                           11/27/06

INTEGRATED ALARM SERVICES GROUP INC     DE       5.02,9.01                      11/22/06

INTERNET CAPITAL GROUP INC              DE       8.01,9.01                      11/27/06

Investors Bancorp Inc                   DE       5.02,9.01                      11/20/06

INYX INC                                NV       7.01,9.01                      11/24/06

IRIDEX CORP                             DE       3.01,9.01                      11/20/06

J P MORGAN CHASE & CO                   DE       9.01                           11/22/06

JPMAC 2006-HE3                          DE       8.01,9.01                      11/27/06

KBR, INC.                               DE       1.01,2.01,9.01                 11/20/06

KEANE, INC.                             MA       5.02,9.01                      11/21/06

KENILWORTH SYSTEMS CORP                 NY       5.01                           11/27/06

KEY ENERGY SERVICES INC                 MD       1.01,2.03,7.01,9.01            11/21/06

KING PHARMACEUTICALS INC                TN       8.01                           11/20/06

KLONDIKE STAR MINERAL CORP              DE       5.02                           11/15/06

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           11/27/06

LASERCARD CORP                          DE       1.01                           11/20/06

LAYNE CHRISTENSEN CO                    DE       1.01,2.03,8.01,9.01            11/20/06

LEESPORT FINANCIAL CORP                 PA       5.02,9.01                      11/01/06    AMEND

LEVEL 3 COMMUNICATIONS INC              DE       1.01,9.01                      10/16/06    AMEND

LEXINGTON CORPORATE PROPERTIES TRUST    MD       8.01,9.01                      11/20/06

LIN TV CORP                             DE       5.02,9.01                      11/27/06

MAINSOURCE FINANCIAL GROUP              IN       7.01,9.01                      11/27/06

MAKEMUSIC, INC.                         MN       5.02,9.01                      11/20/06

MANNKIND CORP                                    2.03,8.01                      11/27/06

MELO BIOTECHNOLOGY HOLDINGS INC.        A6       5.02,9.01                      11/23/06

MEMORY PHARMACEUTICALS CORP                      8.01,9.01                      11/27/06

MET PRO CORP                            PA       4.02                           11/27/06    AMEND

META FINANCIAL GROUP INC                DE       8.01,9.01                      11/27/06

MONMOUTH REAL ESTATE INVESTMENT CORP    MD       2.02,9.01                      11/27/06

MONMOUTH REAL ESTATE INVESTMENT CORP    MD       7.01,9.01                      11/27/06

MOTORCAR PARTS  AMERICA INC             NY       1.01,9.01                      11/20/06

MOVENTIS CAPITAL, INC.                  DE       2.02,7.01,9.01                 11/27/06

MTM Technologies, Inc.                  NY       3.02                           11/21/06

NASDAQ STOCK MARKET INC                 DE       1.01,2.03,3.02,8.01,9.01       11/20/06

NATIONAL ENERGY SERVICES CO INC         NV       5.03,9.01                      11/20/06

NATIONAL RV HOLDINGS INC                DE       1.01,9.01                      11/22/06

NATURAL RESOURCE PARTNERS LP            DE       1.01,9.01                      11/24/06

NEUSTAR INC                                      1.01,2.01,7.01,9.01            11/27/06

NEW FRONTIER ENERGY INC                 CO       3.01,5.03,9.01                 11/10/06

NEW WORLD BRANDS INC                    DE       9.01                           09/15/06    AMEND

NORD RESOURCES CORP                     DE       8.01,9.01                      11/27/06

NOTIFY TECHNOLOGY CORP                  CA       2.02,9.01                      11/27/06

NOVASTAR FINANCIAL INC                  MD       7.01,9.01                      11/27/06

NRG ENERGY, INC.                        DE       1.01,2.03,8.01,9.01            11/21/06

NxStage Medical, Inc.                   DE       5.02                           11/22/06

ONE LIBERTY PROPERTIES INC              MD       1.01,9.01                      11/27/06

OREGON PACIFIC BANCORP                  OR       5.02,9.01                      11/27/06

ORION HEALTHCORP INC                    DE       7.01,9.01                      11/27/06

PACIFIC PREMIER BANCORP INC             DE       7.01,9.01                      11/27/06

PACIFICNET INC                          DE       2.02,9.01                      11/20/06

PALM INC                                DE       7.01,9.01                      11/27/06

PEOPLES BANCORP INC                     OH       2.06,8.01                      11/21/06

PFF BANCORP INC                         DE       8.01,9.01                      11/22/06

PHARSIGHT CORP                          CA       4.01,9.01                      11/20/06

Pike Electric CORP                               5.02,9.01                      11/20/06

PIXELWORKS, INC                         OR       2.05,9.01                      11/24/06

PLATINA ENERGY GROUP INC.               DE       2.01,8.01                      11/27/06

PLEXUS CORP                             WI       5.02,9.01                      11/27/06

PNC FINANCIAL SERVICES GROUP INC        PA       7.01,9.01                      11/27/06

PREMIER DEVELOPMENT & INVESTMENT INC    NV       8.01,9.01                      11/27/06

Prescient Applied Intelligence, Inc.    DE       5.02                           11/20/06

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       1.01                           11/21/06

QUEPASA CORP                            NV       1.01,9.01                      11/20/06

R&R ACQUISITION IV, INC                 NJ       5.02                           11/27/06

Rackable Systems, Inc.                  DE       5.02                           11/17/06    AMEND

RECKSON ASSOCIATES REALTY CORP          MD       8.01,9.01                      11/27/06

Regency Energy Partners LP              DE       8.01,9.01                      11/27/06

RESIDENTIAL CAPITAL, LLC                DE       1.01,2.01,9.01                 11/20/06

RUDOLPH TECHNOLOGIES INC                DE       5.02                           11/27/06

S&C HOLDCO 3 INC                                 5.02,9.01                      11/21/06

SAMSONITE CORP/FL                       DE       8.01,9.01                      11/21/06

SAN JOAQUIN BANCORP                     CA       5.03                           11/21/06

SANDISK CORP                            DE       2.01,9.01                      11/19/06    AMEND

SCICLONE PHARMACEUTICALS INC            DE       1.01,5.02,9.01                 11/20/06

SCOTTISH RE GROUP LTD                   E9       7.01,9.01                      11/27/06

SECURED DIGITAL APPLICATIONS INC        DE       2.02,9.01                      11/21/06

SECURITY BANK CORP                      GA       8.01,9.01                      11/22/06

SEMTECH CORP                            DE       8.01,9.01                      11/27/06

SENIOR HOUSING PROPERTIES TRUST         MD       8.01                           11/21/06

SHEARSON FINANCIAL NETWORK INC          NV       5.02                           11/20/06

SONIC CORP                              DE       2.03                           11/21/06

SOVRAN SELF STORAGE INC                 MD       3.03                           11/27/06

SPECTRX INC                             DE       8.01,9.01                      11/27/06

STAMPS.COM INC                          DE       8.01                           11/22/06

STEWARDSHIP FINANCIAL CORP              NJ       8.01,9.01                      11/21/06

SUN NEW MEDIA INC.                      MN       1.01,9.01                      11/21/06

SWIFT TRANSPORTATION CO INC             NV       7.01,9.01                      11/27/06

SYSTEMAX INC                            DE       2.02,9.01                      11/22/06

TALX CORP                               MO       7.01,9.01                      11/27/06

TEKOIL & GAS CORP                       DE       3.02,8.01,9.01                 11/20/06

TEPPCO PARTNERS LP                      DE       8.01,9.01                      09/30/06

TEXAS REGIONAL BANCSHARES INC           TX       4.01,9.01                      11/10/06    AMEND

THEATER XTREME ENTERTAINMENT GROUP, I   FL       1.01,9.01                      11/22/06

TIDEWATER INC                           DE       8.01,9.01                      11/22/06

TOMPKINS TRUSTCO INC                    NY       8.01,9.01                      11/27/06

TORVEC INC                              NY       3.02                           11/22/06

TOWER AUTOMOTIVE INC                    DE       5.02                           11/20/06

TRAMMELL CROW CO                        DE       7.01,9.01                      11/24/06

UNIFI INC                               NY       2.02,7.01                      11/22/06    AMEND

UNITED BANCSHARES INC/OH                OH       5.02                           11/21/06

UNITED PAN AM FINANCIAL CORP            CA       1.01,9.01                      11/20/06

United States Oil Fund, LP              DE       9.01                           10/31/06

Universal Compression Partners, L.P.    DE       5.02                           11/20/06

USA VIDEO INTERACTIVE CORP              WY       8.01,9.01                      11/17/06

USAA Auto Owner Trust 2006-4                     8.01,9.01                      11/21/06

USI HOLDINGS CORP                       DE       8.01,9.01                      11/21/06

UTG INC                                          1.01,9.01                      11/27/06

VECTOR GROUP LTD                        DE       8.01,9.01                      09/29/06    AMEND

VECTOR GROUP LTD                        DE       9.01                           12/09/05    AMEND

Vestin Realty Mortgage II, Inc                   8.01,9.01                      11/22/06

VIASPACE Inc.                           NV       8.01,9.01                      11/27/06

VISTACARE, INC.                         DE       5.02,9.01                      11/20/06

Vocus, Inc.                             DE       8.01                           11/22/06

VORNADO REALTY TRUST                    MD       1.01,2.03,9.01                 11/20/06

VWR International, Inc.                          7.01                           11/27/06

WACHOVIA CORP NEW                       NC       8.01,9.01                      11/27/06

WALTER INDUSTRIES INC /NEW/             DE       8.01,9.01                      11/27/06

XCORPOREAL, INC.                        DE       1.01,3.02,9.01                 11/20/06

XL CAPITAL LTD                                   5.02                           11/24/06

XTO ENERGY INC                          DE       5.02                           11/27/06