SEC NEWS DIGEST


    Issue 2006-203                                       October 20, 2006



    ENFORCEMENT PROCEEDINGS


    COMMISSION  REVOKES  REGISTRATION  OF  SECURITIES   OF   GLOBE   STAFF
    CONSULTING CORPORATION  FOR  FAILURE  TO  MAKE  REQUIRED  CURRENT  AND
    PERIODIC FILINGS

    On October 20, the Commission instituted settled proceedings  pursuant
    to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act)
    revoking the registration of each class of  registered  securities  of
    Globe Staff Consulting Corporation (Globe Staff) for failure  to  make
    required current and periodic filings with the Commission.

    Without admitting or denying the findings in the order, except  as  to
    jurisdiction, which it admitted, Globe Staff consented to the entry of
    an  Order  Instituting  Proceedings,  Making  Findings,  and  Revoking
    Registration of Securities Pursuant to Section 12(j) of the Securities
    Exchange Act of 1934 finding that it had failed to comply with Section
    13(a) of the Exchange and Rules 13a-1, 13a-11, and  13a-13  thereunder
    and  revoking  the  registration  of  each  class  of  Globe   Staff's
    securities pursuant to Section 12(j) of the Exchange Act.

    The Commission cautions broker-dealers, shareholders, and  prospective
    purchasers  that  they  should  carefully   consider   the   foregoing
    information along with all other currently available  information  and
    any information subsequently issued by the company.

    Brokers and dealers should be alert to  the  fact  that  Exchange  Act
    Section 12(j) provides, in pertinent part, as follows:

    No member of a national securities exchange, broker, or  dealer  shall
    make use of the mails or any means or  instrumentality  of  interstate
    commerce to effect any transaction in, or to induce  the  purchase  or
    sale of, any security the  registration  of  which  has  been  and  is
    suspended or revoked. (Rel. 34-54630; File No. 3-12459)

    IN THE MATTER OF PAYSTAR CORP.

    An Administrative Law Judge has issued an Order  Making  Findings  and
    Revoking Registrations by Default (Default Order)  in  the  matter  of
    Paystar  Corp.  The  Order  Instituting   Proceedings   alleged   that
    Respondents Paystar Corp., Royal Oak Mines,  Inc.,  Rubber  Technology
    International, Inc., Surebeam Corp.,  and  Syncronys  Softcorp  failed
    repeatedly to file required annual and quarterly reports  while  their
    securities  were  registered  with   the   Securities   and   Exchange
    Commission. The Default Order finds these allegations to be  true  and
    revokes the registrations of each class of  registered  securities  of
    these five Respondents pursuant to Section  12(j)  of  the  Securities
    Exchange Act of 1934. (Rel. 34-54632; File No. 3-12399)


    SELF-REGULATORY ORGANIZATIONS


    IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

    A proposed  rule  change  (SR-NASD-2006-118)  filed  by  the  National
    Association of Securities Dealers to extend the date by which eligible
    registrants must complete firm-element continuing education to qualify
    to engage in a security futures business has  become  effective  under
    Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
    Publication is expected in the Federal Register  during  the  week  of
    October 23. (Rel. 34-54617)

    A proposed rule change (SR-BSE-2006-43)  filed  by  the  Boston  Stock
    Exchange relating to Exchange fees and charges  has  become  effective
    under Section 19(b)(3)(A) of the  Securities  Exchange  Act  of  1934.
    Publication is expected in the Federal Register  during  the  week  of
    October 23. (Rel. 34-54621)

    A proposed rule change (SR-NYSE-2006-87) filed by the New  York  Stock
    Exchange relating to  Rule  13  (Definitions  of  Orders)  has  become
    effective under Section 19(b)(3)(A) of the Securities Exchange Act  of
    1934. Publication is expected in the Federal Register during the  week
    of October 23. (Rel. 34-54624)

    PROPOSED RULE CHANGES

    The American Stock Exchange filed a  proposed  rule  change  (SR-Amex-
    2006-98) relating to the codification  of  Exchange  policy  regarding
    specialist  commissions.  Publication  is  expected  in  the   Federal
    Register during the week of October 23. (Rel. 34-54618)

    The Fixed Income Clearing Corporation filed  a  proposed  rule  change
    (SR-FICC-2006-07) to clarify  the  frequency  and  timing  of  certain
    reports that FICC provides to its members. Publication is expected  in
    the Federal Register during the week of October 23. (Rel. 34-54619)

    ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

    The Commission granted accelerated approval to a proposed rule  change
    (SR-Amex-2006-95)  and  Amendment  No.  1  thereto  submitted  by  the
    American Stock Exchange relating  to  the  Vanguard  Emerging  Markets
    Stock Index Fund. Publication is  expected  in  the  Federal  Register
    during the week of October 23. (Rel. 34-54625)


    SECURITIES ACT REGISTRATIONS


    The following registration statements have been  filed  with  the  SEC
    under the Securities Act of 1933. The reported information appears  as
    follows: Form, Name, Address and Phone Number (if  available)  of  the
    issuer of the security; Title and the number and/or face amount of the
    securities  being  offered;  Name  of  the  managing  underwriter   or
    depositor (if  applicable);  File  number  and  date  filed;  Assigned
    Branch; and a designation if the statement is a New Issue.

    Registration statements may be obtained in person or by writing to the
    Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
    Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
    <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
    available on the Commission's website: <www.sec.gov>.


N-2     Rochdale Core Alternative Strategies Fund LLC, 570 LEXINGTON AVENUE, 
        9TH FLOOR, NEW YORK, NY, 10022, 212-702-3500 - 
        20,000 ($100,000,000.00) Other, (File 333-138071 - Oct. 19) (BR. 18)

N-2     Rochdale Core Alternative Strategies Fund TEI LLC, 
        570 LEXINGTON AVENUE, 9TH FLOOR, NEW YORK, NY, 10022, 212-702-3500 - 
        20,000 ($100,000,000.00) Other, (File 333-138072 - Oct. 19) (BR. 18)

S-3     NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 
        0 ($65,000,000.00) Other, (File 333-138073 - Oct. 19) (BR. 10B)

SB-2    Bioenergy Inc., 3702 SOUTH VIRGINIA STREET, #G12-401, RENO, NV, 89502, 
        775-338-2598 - 1,237,500 ($24,750.00) Equity, (File 333-138074 - 
        Oct. 19) (BR. 04)

S-8     VIDEO DISPLAY CORP, 1868 TUCKER INDUSTRIAL DR, TUCKER, GA, 30084, 
        7709382080 - 0 ($4,512,000.00) Equity, (File 333-138076 - Oct. 19) 
        (BR. 10C)

S-3ASR  SUBURBAN PROPANE PARTNERS LP, P O BOX 206, 240 ROUTE 10 WEST, WIPPANY, 
        NJ, 07981, 9738875300 - 0 ($79,058,542.16) Equity, (File 333-138077 - 
        Oct. 19) (BR. 02B)

S-8     FELLOWS ENERGY LTD, 8716 ARAPAHOE ROAD, C/O FELLOWS ENERGY LTD., 
        BOULDER, CO, 80303, 7203086109 - 800,000 ($108,000.00) Equity, 
        (File 333-138078 - Oct. 19) (BR. 04C)

S-1     TransTech Services Partners Inc., 445 FIFTH AVENUE SUITE 30H, NEW YORK, 
        NY, 10016, 212-629-3710 - 0 ($69,690,000.00) Other, (File 333-138080 - 
        Oct. 19) (BR. 09)

S-4     ACTIVANT SOLUTIONS INC /DE/, 804 LAS CIMAS PARKWAY, C/O ACTIVANT, 
        AUSTIN, TX, 78746, 5123282300 - 
        0 ($175,000,000.00) Non-Convertible Debt, (File 333-138081 - Oct. 19) 
        (BR. 03C)

F-6     MIZUHO FINANCIAL GROUP INC, 1-5-5 OFEMACHI, CHIYODA-KU, TOKYO 100-0004, 
        M0, 00000, 300,000,000 ($15,000,000.00) ADRs/ADSs, (File 333-138082 - 
        Oct. 19) (BR. 07)

SB-2    Audio Stocks, Inc., 580 SECOND STREET, SUITE 102, ENCINITAS, CA, 92024, 
        760-230-2300 - 3,234,460 ($636,892.00) Equity, (File 333-138083 - 
        Oct. 19) (BR. 11)

S-3     ACE COMM CORP, 704 QUINCE ORCHARD RD, GAITHERBURG, MD, 20878, 
        3012589850 - 0 ($169,218.88) Equity, (File 333-138084 - Oct. 19) 
        (BR. 03A)

S-3     INTERACTIVE INTELLIGENCE INC, 7601 INTERACTIVE WAY, INDIANAPOLIS, IN, 
        46278, 3178723000 - 4,000,000 ($63,780,000.00) Equity, 
        (File 333-138085 - Oct. 19) (BR. 03A)

S-3     NASTECH PHARMACEUTICAL CO INC, 3830 MONTE VILLA PARKWAY, BOTHELL, WA, 
        98021, 4259083600 - 0 ($125,000,000.00) Equity, (File 333-138088 - 
        Oct. 19) (BR. 01B)

S-8     PINNACLE WEST CAPITAL CORP, 400 NORTH FIFTH STREET, ., PHOENIX, AZ, 
        85004, 6023792500 - 1,000,000 ($46,090,000.00) Equity, 
        (File 333-138089 - Oct. 19) (BR. 02B)

S-4     SMITHFIELD FOODS INC, 200 COMMERCE STREET, EXECUTIVE OFFICE BUILDING, 
        SMITHFIELD, VA, 23430, 7573653000 - 0 ($564,112,511.00) Equity, 
        (File 333-138090 - Oct. 19) (BR. 05B)

S-8     SUBURBAN PROPANE PARTNERS LP, P O BOX 206, 240 ROUTE 10 WEST, WIPPANY, 
        NJ, 07981, 9738875300 - 0 ($7,909,700.00) Equity, (File 333-138093 - 
        Oct. 19) (BR. 02B)

S-11    DCT Industrial Trust Inc., 518 SEVENTEENTH STREET, DENVER, CO, 80202, 
        3038694700 - 0 ($175,000,000.00) Equity, (File 333-138094 - Oct. 19) 
        (BR. 08A)

S-8     SAIC, Inc., 10260 CAMPUS POINT DRIVE, SAN DIEGO, CA, 92121, 
        (858) 826-6000 - 0 ($3,864,255,000.00) Equity, (File 333-138095 - 
        Oct. 19) (BR. 06A)

S-8     ENTRUST INC, 9729437300 - 4,800,000 ($16,584,000.00) Equity, 
        (File 333-138096 - Oct. 19) (BR. 03C)

S-1     SIMTEK CORP, 4250 BUCKINGHAM DR 100, COLORADO SPRINGS, CO, 80907, 
        7195319444 - 1,851,155 ($11,685,633.30) Equity, (File 333-138097 - 
        Oct. 19) (BR. 10C)

S-8     ALPHA INNOTECH CORP, 2401 MERCED ST., SAN LEANDRO, CA, 94577, 
        5104839620 - 3,213,666 ($3,245,802.60) Equity, (File 333-138098 - 
        Oct. 19) (BR. 10A)

S-8     CAROLINA NATIONAL CORP, 1350 MAIN STREET, COLUMBIA, SC, 29201, 
        8037790411 - 129,402 ($2,426,287.50) Equity, (File 333-138099 - 
        Oct. 19) (BR. 07A)

S-8     First Commerce Bancorp, Inc., 500 NORTH ELLINGTON PARKWAY, LEWISBURG, 
        TN, 37091, (931) 359-4322 - 195,462 ($3,009,952.00) Equity, 
        (File 333-138100 - Oct. 19) (BR. 07)

S-3     CLEVELAND ELECTRIC ILLUMINATING CO, 76 SOUTH MAIN STREET, 
        C/O FIRSTENERGY CORP, AKRON, OH, 44308, 2166229800 - 
        0 ($550,000,000.00) Debt, (File 333-138101 - Oct. 19) (BR. 02B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

    8-K reports may be obtained in person or by writing to the  Commission's  Public
    Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
    following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
    information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

AASTROM BIOSCIENCES INC                 MI       1.01,1.02                      10/16/06

ABRAXAS PETROLEUM CORP                  NV       5.02                           10/19/06

ABX AIR INC                                      1.01,2.03                      10/10/06

ACCENTIA BIOPHARMACEUTICALS INC                  1.01,9.01                      10/09/06

ACE Securities Corp. Home Equity Loan   DE       9.01                           09/28/06

ACE Securities Corp. Home Equity Loan   DE       2.01,9.01                      09/28/06

ACROSS AMERICA REAL ESTATE CORP         CO       5.02,9.01                      10/19/06

Adams Respiratory Therapeutics, Inc.    DE       7.01,9.01                      10/19/06

ADDISON DAVIS DIAGNOSTICS               DE       1.03,9.01                      10/05/06

ADEPT TECHNOLOGY INC                    CA       7.01,9.01                      10/17/06

ADM TRONICS UNLIMITED INC/DE            DE       8.01,9.01                      10/19/06

ADVANCED MICRO DEVICES INC              DE       1.01,2.03,9.01                 10/13/06

AES CORP                                DE       5.02                           10/13/06

AJS BANCORP INC                         DE       1.01,2.02,9.01                 10/19/06

ALBEMARLE CORP                          VA       2.02,9.01                      10/18/06

ALESCO FINANCIAL INC                             1.01,2.03                      10/12/06    AMEND

ALIGN TECHNOLOGY INC                    DE       1.01,2.01,9.01                 10/13/06

ALLIANCE FINANCIAL CORP /NY/            NY       8.01,9.01                      10/18/06

Allis Chalmers Energy Inc.              DE       1.01,2.01,3.02,7.01,9.01       10/17/06

ALLSTATE CORP                           DE       2.02,9.01                      10/18/06

AMBASSADORS GROUP INC                   DE       2.02,9.01                      10/18/06

AMBASSADORS GROUP INC                   DE       2.02,9.01                      10/18/06

AMERICAN AIRLINES INC                   DE       2.02,9.01                      10/19/06

AMERICAN BANCORP OF NEW JERSEY INC      NJ       8.01,9.01                      10/19/06

AMERICAN ECOLOGY CORP                   DE       7.01                           10/18/06

American Home Mortgage Assets Trust 2   DE       9.01                           09/22/06

AMERICAN MOLD GUARD INC                          2.02                           10/19/06

AMERICAN RIVER BANKSHARES               CA       2.02,9.01                      10/19/06

AMERICANWEST BANCORPORATION             WA       1.01,7.01,9.01                 10/18/06

AMERICANWEST BANCORPORATION             WA       8.01,9.01                      10/19/06

Ameris Bancorp                          GA       2.02,9.01                      10/19/06

AMERUS GROUP CO/IA                      IA       7.01,9.01                      10/19/06

AMGEN INC                               DE       8.01                           10/13/06

AMR CORP                                DE       2.02,9.01                      10/19/06

AMSOUTH BANCORPORATION                  DE       8.01,9.01                      10/19/06

ANDREW CORP                             DE       7.01                           10/17/06

APPLICA INC                             FL       1.02,7.01,9.01                 10/19/06

ARBITRON INC                            DE       2.02,9.01                      10/19/06

ARMOR HOLDINGS INC                      DE       2.02,9.01                      10/19/06

ARRAY BIOPHARMA INC                     DE       8.01,9.01                      10/19/06

ASSOCIATED BANC-CORP                    WI       2.02,9.01                      10/19/06

ASYST TECHNOLOGIES INC                  CA       2.02,9.01                      10/16/06

Atlantic Southern Financial Group, In            2.02,9.01                      10/19/06

AURIGA LABORATORIES, INC.               DE       1.01,5.02,9.01                 10/09/06

AURORA GOLD CORP                        DE       8.01,9.01                      10/18/06

AUTOSTRADA MOTORS INC                   UT       7.01,9.01                      10/18/06

AVICI SYSTEMS INC                       DE       2.02,9.01                      10/19/06

AVOCENT CORP                            DE       2.02,9.01                      10/19/06

BANCFIRST CORP /OK/                     OK       2.02,4.02                      10/18/06

BANCFIRST CORP /OK/                     OK       2.02,9.01                      10/19/06

BANCORP RHODE ISLAND INC                         5.02,9.01                      10/17/06

BANK OF AMERICA CORP /DE/               DE       2.02,7.01,8.01,9.01            10/19/06

BANK OF NEW YORK CO INC                 NY       2.02,9.01                      09/30/06

BANKATLANTIC BANCORP INC                FL       2.02,9.01                      10/18/06

BARNES GROUP INC                        DE       5.02                           10/18/06

BARNES GROUP INC                        DE       2.02,9.01                      10/18/06

BASIC EARTH SCIENCE SYSTEMS INC         DE       8.01,9.01                      10/19/06

BAXTER INTERNATIONAL INC                DE       2.02,9.01                      10/19/06

BAYOU CITY EXPLORATION, INC.            NV       5.02,9.01                      10/19/06

BB&T CORP                               NC       2.02,9.01                      09/30/06

BDC Capital, Inc.                       MN       5.02                           10/16/06

BDC Capital, Inc.                       MN       5.02                           10/16/06    AMEND

Bear Stearns ARM Trust 2006-4           DE       9.01                           09/29/06    AMEND

BEARINGPOINT INC                        DE       5.02,9.01                      10/17/06

BELO CORP                               DE       2.02,9.01                      10/19/06

Ben Franklin Financial, Inc.            X1       8.01,9.01                      10/18/06

BENCHMARK ELECTRONICS INC               TX       2.02,9.01                      10/19/06

BERKLEY W R CORP                        DE       2.04,9.01                      10/18/06

BERRY PETROLEUM CO                      DE       1.01,9.01                      10/19/06

BEVERLY NATIONAL CORP                   MA       2.02,9.01                      10/19/06

BIGGEST LITTLE INVESTMENTS LP           DE       8.01                           10/16/06

BJs RESTAURANTS INC                     CA       8.01,9.01                      10/19/06

BORLAND SOFTWARE CORP                   DE       1.01,5.02,9.01                 10/16/06

BREEZE-EASTERN CORP                     DE       7.01,9.01                      10/18/06

Bridge Capital Holdings                 CA       2.02,9.01                      10/19/06

BRIGGS & STRATTON CORP                  WI       2.02,9.01                      10/19/06

BROADCOM CORP                           CA       2.02,9.01                      10/19/06

BUFFETS HOLDINGS, INC.                  DE       2.02,9.01                      10/19/06

BUILD A BEAR WORKSHOP INC               DE       2.02,9.01                      10/19/06

CALA CORP                               OK       2.02                           10/16/06

CALIFORNIA MICRO DEVICES CORP           CA       2.02,9.01                      10/19/06

CALLISTO PHARMACEUTICALS INC            DE       8.01,9.01                      10/18/06

CAMBRIDGE HEART INC                     DE       1.01,1.02,5.02                 10/13/06

CAPITOL BANCORP LTD                     MI       2.02                           09/30/06

CAPSTEAD MORTGAGE CORP                  MD       2.02,9.01                      10/19/06

CAPTEC FRANCHISE CAPITAL PARTNERS L P   DE       1.01,9.01                      10/13/06

CAROLINA BANK HOLDINGS INC              NC       2.02,9.01                      10/18/06

CASS INFORMATION SYSTEMS INC            MO       2.02,9.01                      10/19/06

CATERPILLAR INC                         DE       7.01                           10/19/06

CATHAY GENERAL BANCORP                  DE       2.02,9.01                      10/19/06

CAVCO INDUSTRIES INC                    DE       2.02,9.01                      10/19/06

CELL THERAPEUTICS INC                   WA       1.01,3.01,9.01                 10/18/06

CENTER FINANCIAL CORP                   CA       8.01,9.01                      10/17/06

CENTRAL VALLEY COMMUNITY BANCORP        CA       8.01                           10/18/06

CENTURY CASINOS INC /CO/                DE       1.01,9.01                      10/19/06

CERNER CORP /MO/                        DE       2.02,9.01                      10/19/06

CHICAGO BRIDGE & IRON CO N V                     1.01,9.01                      10/13/06

CHICAGO MERCANTILE EXCHANGE HOLDINGS    DE       5.02                           10/16/06

CHICAGO MERCANTILE EXCHANGE HOLDINGS    DE       1.01,9.01                      10/17/06

CHINA DIRECT TRADING CORP               FL       5.02,9.01                      10/06/06

CHITTENDEN CORP /VT/                    VT       2.02,9.01                      09/30/06

CIT GROUP INC                           DE       8.01,9.01                      10/18/06

CITIGROUP INC                           DE       2.02,9.01                      10/19/06

CITIZENS BANKING CORP                   MI       2.02,8.01,9.01                 10/19/06

CITY HOLDING CO                         WV       2.02,9.01                      10/18/06

CLEAN POWER TECHNOLOGIES INC.           NV       1.01,9.01                      09/11/06

CNH WHOLESALE RECEIVABLES LLC           DE       8.01,9.01                      10/16/06

COAST BANCORP/CA                                 2.02,9.01                      10/19/06

COBRA ELECTRONICS CORP                  DE       1.01,9.01                      10/14/06

COCA COLA CO                            DE       2.02,9.01                      10/19/06

COMERICA INC /NEW/                      DE       2.02,7.01,9.01                 10/19/06

COMMERCIAL BANKSHARES INC               FL       2.02,9.01                      10/19/06

COMMUNITY CAPITAL CORP /SC/             SC       5.03,7.01,9.01                 10/18/06

COMPOSITE TECHNOLOGY CORP               NV       7.01,9.01                      10/19/06

CONGOLEUM CORP                          DE       1.01                           10/17/06

CONSUMER PORTFOLIO SERVICES INC         CA       2.02,9.01                      10/18/06

CONTINENTAL AIRLINES INC /DE/           DE       2.02,9.01                      10/19/06

CONTINENTAL AIRLINES INC /DE/           DE       7.01,9.01                      10/19/06

COOPER TIRE & RUBBER CO                 DE       1.01,9.01                      10/13/06

Copano Energy, L.L.C.                   DE       8.01,9.01                      10/18/06

COSI INC                                DE       2.01,9.01                      10/18/06

COSTCO WHOLESALE CORP /NEW              WA       1.01,9.01                      10/17/06

CREDIT ACCEPTANCE CORPORATION           MI       7.01,9.01                      10/18/06

CREE INC                                NC       2.02,9.01                      10/19/06

CRESTED CORP                            CO       8.01                           09/29/06

CROGHAN BANCSHARES INC                  OH       5.02                           10/17/06

CSMC 2006-8                             DE       8.01,9.01                      09/19/06    AMEND

Cyberkinetics Neurotechnology Systems   DE       1.01,3.02,9.01                 10/18/06

CYPRESS SEMICONDUCTOR CORP /DE/         DE       2.02,9.01                      10/19/06

CYPRESS SEMICONDUCTOR CORP /DE/         DE       8.01,9.01                      10/19/06

CYTEC INDUSTRIES INC/DE/                DE       2.02,9.01                      10/19/06

CYTOGEN CORP                            DE       5.03,9.01                      10/17/06

DANAHER CORP /DE/                       DE       2.02,9.01                      10/18/06

DARLING INTERNATIONAL INC               DE       7.01,9.01                      10/19/06

DCB FINANCIAL CORP                      OH       2.02,9.01                      10/19/06

DEARBORN BANCORP INC /MI/               MI       2.02,9.01                      10/17/06

DELTA WOODSIDE INDUSTRIES INC /SC/      SC       1.01,8.01,9.01                 10/13/06

DELTA WOODSIDE INDUSTRIES INC /SC/      SC       4.01                           10/13/06

DELTATHREE INC                          DE       3.01,9.01                      10/13/06

DENBURY RESOURCES INC                   DE       2.02,9.01                      10/19/06

Dividend Capital Total Realty Trust I   MD       2.01,9.01                      10/16/06

DoMar Exotic Furnishings Inc.           NV       4.01,9.01                      10/04/06

DURECT CORP                             DE       8.01,9.01                      10/19/06

DXP ENTERPRISES INC                     TX       1.01,2.01,2.03,7.01,9.01       10/19/06

DYNASIL CORP OF AMERICA                 NJ       3.03,9.01                      10/02/06

E CENTIVES INC                          DE       1.01,2.03,3.02,9.01            10/13/06

EAGLE BANCORP/MT                                 2.02                           10/19/06

EARTHLINK INC                           DE       2.02,9.01                      10/19/06

EAST PENN FINANCIAL CORP                         2.02,9.01                      10/19/06

ECOLLEGE COM                            DE       2.02,9.01                      10/18/06

EDGETECH SERVICES INC                   NV       1.01,2.01,9.01                 10/18/06

EDWARDS LIFESCIENCES CORP               DE       2.02,9.01                      10/19/06

EMC INSURANCE GROUP INC                 IA       1.01,9.01                      10/19/06

ENCISION INC                            CO       2.02,9.01                      10/19/06

ENDEAVOUR INTERNATIONAL CORP            NV       8.01,9.01                      10/18/06

ENDO PHARMACEUTICALS HOLDINGS INC       DE       2.02,9.01                      10/19/06

ENDWAVE CORP                            DE       1.01                           10/18/06

ENPATH MEDICAL INC                      MN       2.02,9.01                      10/19/06

EQUITY LIFESTYLE PROPERTIES INC         MD       7.01,9.01                      10/18/06

EXAR CORP                               DE       2.02,9.01                      10/19/06

EXCO RESOURCES INC                      TX       1.01,9.01                      07/22/06    AMEND

EZCORP INC                              DE       1.01,9.01                      10/13/06

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE       2.02                           10/19/06

FAR EAST ENERGY CORP                             9.01                           10/19/06

Federal Home Loan Bank of Boston        X1       2.03                           10/16/06

Federal Home Loan Bank of Chicago       X1       2.03                           10/16/06

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      10/16/06

Federal Home Loan Bank of Dallas                 2.03                           10/17/06

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      10/16/06

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      10/17/06

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      10/16/06

Federal Home Loan Bank of San Francis   X1       2.03                           10/16/06

Federal Home Loan Bank of Seattle                2.03                           10/19/06

Federal Home Loan Bank of Topeka                 2.03                           10/17/06

FIDELITY D & D BANCORP INC              PA       2.02,9.01                      10/18/06

FIELDPOINT PETROLEUM CORP               CO       7.01,8.01                      10/19/06

FIFTH THIRD BANCORP                     OH       2.02,7.01,9.01                 10/19/06

FIRST FINANCIAL HOLDINGS INC /DE/       DE       1.01,5.02,9.01                 10/19/06

FIRST M&F CORP/MS                       MS       2.02,7.01,9.01                 10/19/06

FIRST MARINER BANCORP                   MD       2.02,9.01                      10/17/06

FIRST STATE FINANCIAL CORP/FL                    2.02                           10/19/06

FIRSTMERIT CORP /OH/                    OH       2.02,9.01                      10/19/06

FLEETWOOD ENTERPRISES INC/DE/           DE       7.01,9.01                      10/19/06

FLEXPOINT SENSOR SYSTEMS INC            DE       8.01                           10/12/06

FNB CORP/FL/                            FL       2.02,9.01                      10/19/06

FREESCALE SEMICONDUCTOR INC             DE       2.02,9.01                      10/19/06

Fremont Home Loan Trust 2006-3          DE       9.01                           09/29/06

FRONTIER FINANCIAL CORP /WA/            WA       2.02                           10/19/06

FULLER H B CO                           MN       7.01,9.01                      10/19/06

GA Computer Sciences Inc.               NV       1.01,3.02,9.01                 10/03/06

GALTECH SEMICONDUCTOR MATERIALS CO      UT       2.01,9.01                      10/16/06

GENTEX CORP                             MI       2.02,9.01                      10/19/06

GEO GROUP INC                           FL       7.01                           10/19/06

GLADSTONE COMMERCIAL CORP               MD       5.03,8.01,9.01                 10/18/06

GLOBAL PARTNERS LP                               3.01                           10/17/06

Global Telecom & Technology, Inc.       DE       1.01,2.01,3.02,3.03, 	        10/15/06
					         5.02,5.03,5.06,9.01
GOLDEN STAR RESOURCES LTD                        5.02                           10/13/06

Google Inc.                             DE       2.02,9.01                      10/19/06

GRAFTECH INTERNATIONAL LTD              DE       1.01,8.01                      10/18/06

GRAMERCY CAPITAL CORP                   MD       2.02,7.01,9.01                 10/18/06

GRAMERCY CAPITAL CORP                   MD       1.01,9.01                      10/13/06

GREAT AMERICAN FINANCIAL RESOURCES IN   DE       9.01                           10/19/06

GREATER COMMUNITY BANCORP               NJ       8.01,9.01                      10/18/06

GUARDIAN TECHNOLOGIES INTERNATIONAL I   DE       3.02                           10/16/06

GUARDIAN TECHNOLOGIES INTERNATIONAL I   DE       8.01                           10/19/06

HALF ROBERT INTERNATIONAL INC /DE/      DE       2.02,8.01,9.01                 10/19/06

HALLIBURTON CO                          DE       5.03                           10/19/06

HANDLEMAN CO /MI/                       MI       5.02                           10/19/06

HARBOR FLORIDA BANCSHARES INC           DE       2.02,8.01,9.01                 10/18/06

Harborview 2006-9                       DE       8.01,9.01                      10/04/06

HARLEYSVILLE SAVINGS FINANCIAL CORP              2.02,9.01                      10/18/06

HEARTLAND EXPRESS INC                   NV       2.02,9.01                      09/30/06

HERCULES TECHNOLOGY GROWTH CAPITAL IN   MD       8.01                           10/18/06

HERSHEY CO                              DE       2.02,9.01                      10/01/06

HINES REAL ESTATE INVESTMENT TRUST IN            1.01                           10/16/06

HNI CORP                                IA       2.02,9.01                      10/19/06

HOKU SCIENTIFIC INC                     DE       1.01                           10/14/06

HOME BANCSHARES INC                              2.02,7.01,9.01                 10/19/06

HOME PROPERTIES INC                     MD       1.01,7.01,9.01                 10/18/06

HONEYWELL INTERNATIONAL INC             DE       2.02,9.01                      10/19/06

Horizon Lines, Inc.                              8.01,9.01                      10/18/06

HUBBELL INC                             CT       2.02                           10/19/06

HUNTINGTON BANCSHARES INC/MD            MD       2.02,9.01                      10/19/06

HYPERCOM CORP                           DE       2.02,9.01                      10/18/06

HYPERION SOLUTIONS CORP                 DE       2.02,9.01                      10/19/06

IBERIABANK CORP                         LA       2.02,7.01,9.01                 10/17/06    AMEND

ICF International, Inc.                 DE       7.01,9.01                      10/18/06

ICOS CORP                               WA       2.02                           10/19/06

IDEX CORP /DE/                          DE       2.02,9.01                      10/19/06

IKANOS COMMUNICATIONS                   CA       1.01,9.01                      10/17/06

IMMUCELL CORP /DE/                      DE       2.02,9.01                      10/19/06

IMMUNOGEN INC                           MA       1.01,9.01                      10/17/06

IMPART MEDIA GROUP INC                  NV       8.01                           10/16/06

INDEPENDENT BANK CORP                   MI       2.02,7.01,9.01                 10/19/06

INDEVUS PHARMACEUTICALS INC             DE       8.01,9.01                      10/12/06

INFORMATICA CORP                        DE       2.02,9.01                      10/19/06

INNOVO GROUP INC                        DE       1.01,2.03                      10/13/06

INTEGRATED BIOPHARMA INC                DE       3.02,9.01                      10/13/06

INTEGRATED ELECTRICAL SERVICES INC      DE       1.01,9.01                      10/13/06

INTEGRITY BANCSHARES INC                GA       2.02,5.02,9.01                 10/16/06

INTER TEL INC                           AZ       2.02,8.01,9.01                 10/19/06

INTERNAP NETWORK SERVICES CORP          DE       8.01,9.01                      10/17/06

INTERPOOL INC                           DE       8.01,9.01                      10/13/06

INX Inc                                 DE       8.01,9.01                      10/19/06

IOMED INC                               UT       5.02                           10/19/06

iPCS, INC                               DE       9.01                           07/01/05    AMEND

ISCO INTERNATIONAL INC                  DE       7.01,9.01                      10/19/06

ISONICS CORP                            CA       1.01                           10/16/06

ITERIS, INC.                            DE       1.01                           10/18/06

IVISION GROUP LTD                                4.01,9.01                      08/15/06

Ivivi Technologies, Inc.                NJ       8.01,9.01                      10/18/06

IWT TESORO CORP                         NV       5.02                           10/19/06

JACUZZI BRANDS INC                      DE       8.01,9.01                      10/13/06

JAKKS PACIFIC INC                       DE       8.01                           10/19/06

JAKKS PACIFIC INC                       DE       2.02,9.01                      10/19/06

JOURNAL REGISTER CO                     DE       8.01,9.01                      10/17/06

JUNIATA VALLEY FINANCIAL CORP           PA       2.02,5.02,8.01                 10/17/06

KB HOME                                 DE       1.01,2.03,9.01                 10/18/06

KENSEY NASH CORP                        DE       2.02,9.01                      10/19/06

KEY ENERGY SERVICES INC                 MD       2.02,4.02,8.01,9.01            10/19/06

KEY ENERGY SERVICES INC                 MD       8.01,9.01                      10/19/06

KNIGHT CAPITAL GROUP, INC.              DE       5.02                           10/17/06    AMEND

KNIGHT TRANSPORTATION INC               AZ       2.02,9.01                      10/18/06

KVH INDUSTRIES INC \DE\                 DE       2.02,9.01                      10/19/06

KYPHON INC                              DE       5.03,9.01                      07/20/06    AMEND

LABOR READY INC                         WA       2.02,9.01                      10/19/06

LANDSTAR SYSTEM INC                     DE       2.02,9.01                      10/19/06

LANTRONIX INC                           DE       7.01                           10/19/06

LAUREATE EDUCATION, INC.                MD       2.02,9.01                      10/19/06

LB-UBS COMMERCIAL MORTGAGE TRUST 2006            1.01,9.01                      10/04/06

LEGGETT & PLATT INC                     MO       2.02,9.01                      10/19/06

LEHMAN ABS CORP BACKED TRUST CERTS SE   DE       8.01,9.01                      10/04/06

LFG International, Inc.                 NV       5.02                           09/30/06

LIFE PARTNERS HOLDINGS INC              TX       2.02,3.01,9.01                 10/16/06

LIFEWAY FOODS INC                       IL       1.01,9.01                      07/27/06    AMEND

LIGHTPATH TECHNOLOGIES INC              DE       2.02,9.01                      10/12/06

LILLY ELI & CO                          IN       1.01,2.02,2.05,2.06,8.01       10/16/06

LIN TV CORP                             DE       1.01,8.01,9.01                 10/18/06

LINCOLN NATIONAL CORP                   IN       2.04,8.01,9.01                 10/18/06

LITTLE SIOUX CORN PROCESSORS LLC                 1.01,7.01,9.01                 09/26/06

LODGENET ENTERTAINMENT CORP             DE       2.02,9.01                      10/19/06

LONE STAR STEAKHOUSE & SALOON INC       DE       7.01,8.01,9.01                 10/18/06

LORAL SPACE & COMMUNICATIONS INC.       DE       1.01,3.02,3.03,9.01            10/17/06

LUFKIN INDUSTRIES INC                   TX       2.02,9.01                      10/18/06

MARRIOTT INTERNATIONAL INC /MD/         DE       2.02,7.01,9.01                 10/19/06

MARTEN TRANSPORT LTD                    DE       2.02,9.01                      10/18/06

MARTIN MARIETTA MATERIALS INC           NC       5.03,9.01                      10/18/06

MATRIX SERVICE CO                       DE       1.01,9.01                      10/17/06

MATTHEWS INTERNATIONAL CORP             PA       7.01                           10/19/06

MCDONALDS CORP                          DE       2.02,9.01                      10/19/06

MCGRAW-HILL COMPANIES INC               NY       2.02,7.01,9.01                 10/19/06

MCMORAN EXPLORATION CO /DE/             DE       2.02,9.01                      10/19/06

MEADE INSTRUMENTS CORP                  DE       2.02,3.01,5.02,9.01            10/16/06

MedAire, Inc.                           NV       8.01,9.01                      10/19/06

MEDCATH CORP                            DE       2.02,9.01                      10/19/06

MEDICAL STAFFING NETWORK HOLDINGS INC   DE       7.01,9.01                      10/19/06

MELLON FINANCIAL CORP                   PA       2.02,9.01                      10/18/06

MERRILL MERCHANTS BANCSHARES INC        ME       2.02,3.01,9.01                 10/19/06

METALDYNE CORP                          DE       5.02,9.01                      10/17/06

MetaMorphix Inc.                        MD       5.01,8.01,9.01                 10/19/06

MODINE MANUFACTURING CO                 WI       9.01                           10/19/06

MODINE MANUFACTURING CO                 WI       2.02,9.01                      10/19/06    AMEND

MOLECULAR IMAGING CORP                  DE       1.02,2.01,9.01                 10/13/06

MOLEX INC                               DE       2.02,9.01                      10/19/06

MONACO COACH CORP /DE/                  DE       2.02,9.01                      10/18/06

MONARCH CASINO & RESORT INC             NV       8.01                           10/16/06

MORGAN STANLEY CHARTER ASPECT L.P.      DE       1.01,5.03,9.01                 10/16/06

MORGAN STANLEY CHARTER WCM L.P.         DE       1.01,5.03,9.01                 10/13/06

MS STRUCTURED SATURNS SERIES 2002-15    DE       8.01,9.01                      10/16/06

MS STRUCTURED SATURNS SERIES 2004-5     DE       8.01,9.01                      10/16/06

MSC INDUSTRIAL DIRECT CO INC            NY       2.02,9.01                      10/19/06

MUTUALFIRST FINANCIAL INC               MD       2.02,9.01                      10/17/06

NACCO INDUSTRIES INC                    DE       1.02,9.01                      10/19/06

NASDAQ STOCK MARKET INC                 DE       2.02,9.01                      10/19/06

NATIONAL LAMPOON INC                    CA       5.02,9.01                      10/19/06

NATIONAL PENN BANCSHARES INC            PA       2.02,7.01                      10/19/06

NATIONAL TAX CREDIT INVESTORS II        CA       8.01                           10/13/06

NATIONAL TAX CREDIT INVESTORS II        CA       8.01                           09/15/06

NATROL INC                              DE       1.01,2.01,7.01,9.01            10/13/06

NATROL INC                              DE       1.01,9.01                      04/28/06

NATUS MEDICAL INC                       DE       1.01,2.01,9.01                 10/16/06

NEW BRUNSWICK SCIENTIFIC CO INC         NJ       3.01,9.01                      10/19/06

NEW YORK TIMES CO                       NY       2.02,2.05,9.01                 10/19/06

Newkirk Realty Trust, Inc.              MD       8.01,9.01                      10/13/06

NOBLE CORP                                       2.02,9.01                      10/19/06

NORTHERN EMPIRE BANCSHARES              CA       8.01,9.01                      10/19/06

NORTHWEST BANCORPORATION INC            WA       2.02                           10/18/06

NORTHWEST PIPE CO                       OR       2.02,9.01                      10/19/06

NORWOOD FINANCIAL CORP                  PA       2.02,9.01                      10/19/06

NOVA BIOSOURCE FUELS, INC.              NV       7.01,9.01                      10/18/06

NOVA BIOSOURCE FUELS, INC.              NV       1.01,7.01,9.01                 10/18/06

Novelis Inc.                            A6       1.01,9.01                      10/16/06

NUCOR CORP                              DE       2.02,9.01                      10/19/06

NUWAY MEDICAL INC                       DE       1.02,3.02,8.01,9.01            10/17/06

NYER MEDICAL GROUP INC                  FL       2.02,9.01                      10/19/06

NYSE Group, Inc.                        DE       8.01                           10/19/06

O2DIESEL CORP                                    1.01,3.02,9.01                 10/19/06

OAKLEY INC                              WA       2.02                           10/19/06

OCEAN WEST HOLDING CORP                 DE       4.02                           08/04/06

Omni Financial Services, Inc.           GA       8.01,9.01                      10/10/06

OMNICELL INC /CA/                       CA       2.02,9.01                      10/19/06

OneTravel Holdings, Inc.                DE       5.02                           09/28/06

OPENTV CORP                                      5.01,7.01                      10/18/06

optionsXpress Holdings, Inc.            DE       2.02,9.01                      10/19/06

ORION HEALTHCORP INC                    DE       1.01,9.01                      10/15/06

OSIRIS THERAPEUTICS, INC.               DE       7.01,9.01                      10/19/06

PACIFIC CONTINENTAL CORP                OR       2.02,9.01                      09/30/06

PACKETEER INC                           DE       2.02,9.01                      10/19/06

PAINCARE HOLDINGS INC                   CT       8.01,9.01                      10/19/06

PAREXEL INTERNATIONAL CORP              MA       5.02                           10/17/06

PARQUE LA QUINTA ESTATES                NV       1.01,9.01                      10/17/06

PAULSON CAPITAL CORP                    OR       8.01,9.01                      10/19/06

PEABODY ENERGY CORP                     DE       2.02,9.01                      10/19/06

PENN TRAFFIC CO                         DE       7.01,9.01                      10/19/06

PEOPLES BANCTRUST CO INC                AL       2.02,9.01                      10/19/06

PEP BOYS MANNY MOE & JACK               PA       1.01,7.01,9.01                 10/19/06

PERFORMANCE TECHNOLOGIES INC \DE\       DE       1.02,5.02                      09/13/06

PETRO RESOURCES CORP                             4.01,5.02,9.01                 10/12/06

PETROHAWK ENERGY CORP                   DE       8.01                           10/19/06

PETROQUEST ENERGY INC                   DE       7.01,9.01                      10/19/06

PFIZER INC                              DE       2.02,9.01                      10/19/06

PINNACLE FINANCIAL PARTNERS INC         TN       2.02,9.01                      09/30/06

PIZZA INN INC /MO/                      MO       2.04                           10/13/06

PLANETLINK COMMUNICATIONS INC           GA       5.02,9.01                      10/16/06

PMC SIERRA INC                          DE       2.02,9.01                      10/19/06

PMI GROUP INC                           DE       1.01                           10/13/06

POMEROY IT SOLUTIONS INC                DE       1.01,9.01                      10/13/06

POOL CORP                               DE       2.02,7.01,9.01                 10/19/06

POSSIS MEDICAL INC                      MN       7.01,9.01                      10/18/06

PPG INDUSTRIES INC                      PA       2.02,9.01                      10/19/06

PREMIERE GLOBAL SERVICES, INC.          GA       2.02,9.01                      10/19/06

PRIMEDEX HEALTH SYSTEMS INC             NY       8.01,9.01                      10/18/06

PRINCIPAL FINANCIAL GROUP INC           DE       7.01                           10/19/06

PROGRESS SOFTWARE CORP /MA              MA       3.01,9.01                      10/13/06

PROSPERITY BANCSHARES INC               TX       5.02                           10/17/06

PROTECTIVE LIFE CORP                    DE       2.02,9.01                      10/18/06

PROTECTIVE LIFE INSURANCE CO            TN       2.02,9.01                      10/19/06

PROVIDENT BANKSHARES CORP               MD       2.02,9.01                      10/19/06

PTS INC/NV/                             NV       2.01                           10/08/06

PVF CAPITAL CORP                        OH       2.02,8.01,9.01                 10/18/06

QLT INC/BC                              A1       2.02,9.01                      10/19/06

QUEPASA CORP                            NV       1.01,3.02,8.01,9.01            10/17/06

QUEST DIAGNOSTICS INC                   DE       2.02,9.01                      10/19/06

QUOVADX INC                             DE       7.01                           10/18/06

RADIAN GROUP INC                        DE       2.02,9.01                      10/18/06

RALI Series 2006-QS12 Trust             DE       8.01,9.01                      10/19/06    AMEND

RAMBUS INC                              DE       2.02,2.04,8.01,9.01            10/18/06

Rand Logistics, Inc.                    DE       1.01,9.01                      10/18/06

REDBACK NETWORKS INC                    DE       2.02,9.01                      10/19/06

RELIANCE STEEL & ALUMINUM CO            CA       2.02,9.01                      10/19/06

RITE AID CORP                           DE       8.01,9.01                      10/19/06

River Rock Entertainment Authority      XX       5.02                           10/13/06

RIVER VALLEY BANCORP                    IN       2.02,9.01                      10/17/06

RLI CORP                                IL       2.02,9.01                      10/19/06

ROCK OF AGES CORP                       DE       1.01                           10/19/06

ROHM & HAAS CO                          DE       2.02,9.01                      10/19/06

RURBAN FINANCIAL CORP                   OH       2.02,9.01                      10/18/06

RUSH ENTERPRISES INC \TX\               TX       2.02,9.01                      10/18/06

SAFLINK CORP                            DE       2.05,3.01,5.02,9.01            10/11/06

SANDISK CORP                            DE       2.02,9.01                      10/19/06

SANDY SPRING BANCORP INC                MD       7.01,9.01                      10/17/06

SAVVIS, Inc.                            DE       2.02,9.01                      10/19/06

SCHNITZER STEEL INDUSTRIES INC          OR       1.01,8.01,9.01                 10/16/06

SCHWEITZER MAUDUIT INTERNATIONAL INC    DE       2.05                           10/18/06

SEA CONTAINERS LTD /NY/                          1.03,9.01                      10/15/06

SELIGMAN QUALITY MUNICIPAL FUND INC     MD       8.01                           10/19/06

SERVICE CORPORATION INTERNATIONAL       TX       8.01,9.01                      10/19/06

SHERWIN WILLIAMS CO                     OH       2.02,9.01                      10/19/06

SIGNALIFE, INC.                         DE       3.02                           10/16/06

SILGAN HOLDINGS INC                     DE       2.02,9.01                      09/30/06

SIMMONS FIRST NATIONAL CORP             AR       2.02                           10/19/06

SIRF TECHNOLOGY HOLDINGS INC                     2.02,9.01                      10/19/06

SL GREEN REALTY CORP                    MD       1.01,9.01                      10/13/06

SLADES FERRY BANCORP                    MA       1.01,2.02,9.01                 10/17/06

SLM CORP                                DE       2.02                           10/19/06

SOLOMON TECHNOLOGIES INC                DE       2.04                           10/15/06

SOUTH FINANCIAL GROUP INC               SC       2.02,9.01                      10/19/06

SOUTHERN COMMUNITY FINANCIAL CORP                7.01,9.01                      10/19/06

SOUTHERN UNION CO                       DE       8.01,9.01                      10/18/06

SOUTHWEST AIRLINES CO                   TX       2.02                           09/30/06

SOUTHWEST BANCORP INC                   OK       2.02,7.01,9.01                 10/19/06

Sovereign Exploration Associates Inte   UT       4.02                           10/13/06

Spectrum Brands, Inc.                   WI       8.01                           10/16/06

SPIRIT FINANCE CORP                              1.01,9.01                      10/13/06

SPIRIT FINANCE CORP                              1.01,9.01                      10/16/06

ST. BERNARD SOFTWARE, INC.              CA       1.01,2.01,3.02,9.01            10/16/06

STANLEY WORKS                           CT       1.01,9.01                      10/13/06

STAPLES INC                             DE       1.01,2.03,9.01                 10/13/06

STEEL DYNAMICS INC                      IN       2.02,9.01                      10/18/06

STUDENT LOAN CORP                       DE       2.02,9.01                      10/19/06

SUBURBAN PROPANE PARTNERS LP            DE       1.01,3.02,3.03,5.03,7.01,9.01  10/19/06

SUN COMMUNITIES INC                     MD       5.02,5.03                      10/16/06

SYNAPTICS INC                           CA       2.02,9.01                      10/19/06

SYSTEMS EVOLUTION, INC                  ID       3.01,9.01                      10/19/06

TAYLOR DEVICES INC                      NY       3.01,9.01                      10/16/06

TEMPUR PEDIC INTERNATIONAL INC          DE       2.02,7.01,9.01                 10/19/06

TERADYNE, INC                           MA       2.02,8.01,9.01                 10/16/06

TERCICA INC                             DE       8.01                           10/19/06

TEXOLA ENERGY CORP                      NV       7.01,9.01                      10/18/06

TEXTRON INC                             DE       9.01                           10/19/06

Thomas Equipment, Inc.                  DE       5.02                           10/13/06

TIME WARNER INC                         DE       7.01,9.01                      10/19/06

TLC VISION CORP                         A6       8.01,9.01                      10/19/06

TorreyPines Therapeutics, Inc.          DE       4.01                           10/03/06    AMEND

TOWER FINANCIAL CORP                    IN       9.01                           10/18/06

TOYOTA MOTOR CREDIT CORP                CA       2.03                           10/13/06

TRACKPOWER INC                          WY       5.02                           10/16/06

TRADESTATION GROUP INC                  FL       2.02,9.01                      10/19/06

TRADESTATION GROUP INC                  FL       8.01,9.01                      10/19/06

TRANSOCEAN INC                          E9       1.01,5.02                      10/18/06

TRANSWITCH CORP /DE                     DE       2.02,5.02,9.01                 10/17/06

TRI-CONTINENTAL CORP                    MD       7.01,9.01                      10/19/06

TRIARC COMPANIES INC                    DE       8.01                           10/19/06

TRIBUNE CO                              DE       2.02,9.01                      09/24/06

TRIMERIS INC                            DE       2.02,9.01                      10/16/06

ULTRATECH INC                           DE       2.02,9.01                      10/19/06

UMPQUA HOLDINGS CORP                    OR       2.02,9.01                      10/19/06

UNION PACIFIC CORP                      UT       2.02,9.01                      10/19/06

UNION PACIFIC RAILROAD CO/DE            DE       2.02,9.01                      10/19/06

UNITED AUTO GROUP INC                   DE       8.01,9.01                      10/19/06

UNITED COMMUNITY FINANCIAL CORP         OH       2.02,9.01                      10/18/06

UNITED DOMINION REALTY TRUST INC        MD       5.02,5.03,7.01,9.01            10/13/06

UNITED PARCEL SERVICE INC               DE       2.02,9.01                      10/19/06

UNITEDHEALTH GROUP INC                  MN       2.02,9.01                      10/19/06

UNITY BANCORP INC /NJ/                  NJ       2.02,9.01                      10/19/06

Universal Capital Management, Inc.      DE       1.01,2.03,9.01                 10/13/06

UNIVERSAL STAINLESS & ALLOY PRODUCTS    DE       2.02                           10/19/06

US ENERGY CORP                          WY       5.02,8.01                      10/13/06

USA TRUCK INC                           DE       2.02                           09/30/06

USA TRUCK INC                           DE       7.01                           10/19/06

USEC INC                                DE       1.01,9.01                      10/16/06

USI HOLDINGS CORP                       DE       1.01,9.01                      10/17/06

UTAH MEDICAL PRODUCTS INC               UT       2.02                           10/19/06

VALENTIS INC                            DE       1.01,2.01,8.01,9.01            10/16/06

VALERO GP HOLDINGS LLC                  DE       1.01                           10/13/06

VALLEY NATIONAL BANCORP                 NJ       2.02,9.01                      10/18/06

VALSPAR CORP                            DE       7.01,9.01                      10/18/06

VALSPAR CORP                            DE       1.01                           10/18/06

VASCULAR SOLUTIONS INC                  DE       2.02,9.01                      10/19/06

VECTOR GROUP LTD                        DE       8.01,9.01                      09/29/06

VERISIGN INC/CA                         DE       2.02,9.01                      10/19/06

Vertical Communications, Inc.           DE       1.01,2.03,3.02,5.03,9.01       10/18/06

VIASPACE Inc.                           NV       8.01,9.01                      10/19/06

VICAL INC                               DE       1.01,9.01                      10/17/06

VIGNETTE CORP                           DE       2.02,9.01                      10/18/06

VIGNETTE CORP                           DE       1.01                           10/17/06

VIRBAC CORP                             DE       5.02,8.01,9.01                 10/16/06

VISTA GOLD CORP                                  8.01,9.01                      10/18/06

VODAVI TECHNOLOGY INC                   DE       1.01,9.01                      10/18/06

VTEX ENERGY INC                         NV       5.02                           10/10/06

WACHOVIA CORP NEW                       NC       5.02,9.01                      10/17/06

WACHOVIA PREFERRED FUNDING CORP         DE       5.02,9.01                      10/17/06

WATER CHEF INC                          DE       1.01,2.03,3.02,9.01            10/17/06

WESCO INTERNATIONAL INC                 DE       2.02                           10/19/06

WEST BANCORPORATION INC                 IA       2.02,9.01                      10/19/06

WEST CORP                               DE       1.01,2.03,8.01                 10/16/06

WESTELL TECHNOLOGIES INC                DE       2.02,9.01                      10/18/06

WEYERHAEUSER CO                         WA       8.01                           10/19/06

WILD OATS MARKETS INC                   DE       1.02,2.05                      10/13/06

WINMARK CORP                            MN       2.02,9.01                      10/19/06

WORKSTREAM INC                                   2.03,3.02,8.01,9.01            10/12/06

WORLDGATE COMMUNICATIONS INC            DE       3.02,9.01                      10/13/06

WYETH                                   DE       2.02,9.01                      10/19/06

XETA TECHNOLOGIES INC                   OK       8.01,9.01                      10/18/06

XILINX INC                              DE       2.02,9.01                      10/19/06

XO HOLDINGS INC                         DE       8.01,9.01                      10/17/06

ZHONE TECHNOLOGIES INC                  DE       2.02,9.01                      10/19/06

ZIONS BANCORPORATION /UT/               UT       2.02,9.01                      10/19/06

ZOMAX INC /MN/                          MN       8.01,9.01                      10/18/06