SEC NEWS DIGEST

Issue  2003-203                                              October 24, 2003


     
ENFORCEMENT PROCEEDINGS


     
COMMISSION DISMISSES DISCIPLINARY ACTION AGAINST PRIVATE BROKERS CORPORATION,
ROBERT ROBERTS, AND MATTHEW JENNINGS, AND INCREASED SANCTIONS ORDERED AGAINST
REMAINING RESPONDENTS

     The Commission has dismissed disciplinary action against Private Brokers
     Corporation,  Robert A. Roberts, and Matthew R. Jennings, and  increased
     the  sanctions  ordered  against  the  remaining  respondents,  Del  Mar
     Financial Services, Inc. and Kevin C. Dills.

     The  disciplinary  action arose out of two fraudulent schemes  involving
     the  stock  of Comparator Systems Corporation.  The law judge determined
     that  Del Mar and its sole owner, Dills, engaged in a scheme to  promote
     Comparator  stock  during 1995 and early 1996 in  which  Dills  received
     kickbacks  that  he did not disclose to customers who bought  Comparator
     stock.  The law judge also determined that in May 1996 Del Mar and Dills
     engaged  in a scheme to falsify the sales prices of customer  trades  in
     Comparator stock in order to avoid enormous losses to the firm.  The law
     judge concluded that Dills and Del Mar violated, and aided, abetted, and
     caused  violations of, the antifraud, net capital, and books and records
     provisions  of  the  securities  laws.   However,  the  law  judge  also
     concluded,  in connection with the May 1996 price changing scheme,  that
     Del  Mar's clearing firm and its president, Private Brokers and Roberts,
     and  Del  Mar's  trader,  Jennings, did not engage  in  wrongdoing,  and
     accordingly dismissed the charges against them.

     The  law  judge barred Dills from association with any broker or dealer,
     revoked Del Mar's broker-dealer registration, required Del Mar and Dills
     to pay civil money penalties of $500,000 and $200,000, respectively, and
     entered  cease-and-desist orders against them.  The  law  judge  further
     ordered Dills to disgorge $496,175, plus pre-judgment interest, in  ill-
     gotten gains from the stock promotion scheme.  The law judge ordered Del
     Mar  and  Dills,  jointly and severally, to disgorge  $505,502.50,  plus
     prejudgment  interest,  in  ill-gotten gains  from  the  price  changing
     scheme.  In the law judge's view, the $505,502.50 figure represented the
     proven gains from those customers who testified at the hearing.

     The Division of Enforcement appealed, seeking review of the dismissal of
     the  charges  against  Private  Brokers,  Roberts,  and  Jennings.   The
     Division  also sought an increase in the amount of disgorgement  ordered
     jointly  and  severally against Del Mar and Dills  from  $505,502.50  to
     $860,159.38.  Because Del Mar and Dills did not appeal the  law  judge's
     decision, it became final as to them, except as to disgorgement.

     The  Commission  concluded that the violations alleged  against  Private
     Brokers  and Roberts were not proven.  The Commission found no  evidence
     that  Private  Brokers or Roberts engaged in wrongdoing,  or  that  they
     contributed  to Dills' and Del Mar's fraud.  The Commission stated  that
     their  conduct  reflected  nothing more than the  performance  of  their
     activities as clearing brokers in addressing trading problems  resulting
     from an introducing broker's actions.

     The  Commission  also  concluded  that the  violations  alleged  against
     Jennings were not proven.  Jennings argued that he participated  in  the
     price  changing scheme only under duress, consisting of credible threats
     of violence by Dills.  The Commission stated that it did not believe the
     duress  here provided an affirmative defense to the violations  charged,
     but  that,  as  a matter of equity on the unique facts of the  case,  it
     would  not second guess the law judge's determination that Jennings  was
     not liable under the securities laws.

     The  Commission ordered that Dills and Del Mar jointly and severally pay
     disgorgement  in the amount of $860,159.38.  The Commission  determined,
     based  on  its  independent  review of the  record  evidence,  that  the
     $860,159.38  figure  was a reasonable approximation  of  Del  Mar's  and
     Dills'  ill-gotten  gains  from all Del Mar  customers  who  sold  their
     Comparator stock on the relevant dates, and not just those customers who
     testified at the hearing.  (Rels. 33-8314; 34-48691; File No. 3-9959)

COMMISSION SETTLES WITH MOTIVATIONAL SPEAKER

     The Commission announced that on October 3 the federal district court in
     Seattle,  Washington  entered a permanent injunction  against  defendant
     Clifford G. Baird, 60, of Scottsdale, Arizona, the managing director  of
     Cascade  Pointe,  LLC  (Cascade) and author of  the  book,  Power  of  a
     Positive  Self-Image.   Based in Arizona and  the  Caribbean  island  of
     Nevis,  Cascade  touted itself as "one of the nation's  premier  private
     investment  firms" and as believing in "investments based on  rock-solid
     financials."   As  the Commission's complaint alleged, however,  Cascade
     was  created in order to evade a Washington state Cease-and-Desist order
     against  Health  Maintenance  Centers,  Inc.  (HMC).   The  Commission's
     complaint  alleged that HMC, Cascade and Znetix, Inc. raised  more  than
     $91  million  from  more  than  5,000 investors  nationwide  with  false
     promises of an imminent, lucrative initial public offering of Znetix.
     
     Without  admitting  or  denying  the  Commission's  allegations,   Baird
     consented  to  the  entry of a judgment permanently enjoining  him  from
     future  violations  of  the securities registration  provisions  of  the
     federal securities laws (Sections 5(a) and 5(c) of the Securities Act of
     1933).   Baird  also agreed to disgorge his ill-gotten  gains  from  the
     stock  offerings  in  the  amount  of $374,077.36  and  pay  prejudgment
     interest in the amount of $8,875.48.  The Court retained jurisdiction to
     determine the penalty, if any, Baird must pay for his violations of  the
     securities registration provisions.
     
     The Commission's case is pending against the remaining defendants, Kevin
     L.  Lawrence, Donovan C. Claflin, and Kimberly Alexander.  On  July  31,
     2002,  a  federal  grand  jury in Seattle returned  a  sixty-four  count
     indictment,  charging Lawrence with securities fraud, wire  fraud,  mail
     fraud,  money  laundering, and conspiracy to commit those offenses.   On
     July  28,  2003,  Lawrence  pled guilty  in  federal  court  in  Tacoma,
     Washington to one count of securities fraud, one count of wire fraud and
     one  count  of conspiracy to commit securities fraud, wire  fraud,  mail
     fraud,  unlawful sale of unregistered securities, money laundering,  and
     engaging  in  monetary transactions with proceeds of unlawful  activity.
     The  U.S.  Attorney will recommend the imposition of  a  20-year  prison
     sentence.   There are eleven other criminal defendants.  Six  of  those,
     including Baird, have pled guilty.  On July 30, 2002, Baird pled  guilty
     to  conspiracy  to  commit securities, mail and wire  fraud,  and  money
     laundering,  and he faces a maximum penalty of five years  imprisonment.
     [SEC v. Health Maintenance Centers, Inc., et al., Civil Action No. C 02-
     0153 P, WD Wash.] (LR-18423)

COMMISSION  OBTAINS  FINAL INJUNCTION IN AN OIL AND  GAS  WELL  TELEMARKETING
SCHEME
     The  Commission announced that on October 8 the U.S. District  Court  in
     Los  Angeles entered final judgments of permanent injunction against all
     defendants in an oil and gas well offering fraud scheme run by Shoreline
     Development Company and four individuals.
     
     The  Commission's complaint alleged that from 2000 to August  2002,  the
     defendants  fraudulently  raised at least $3.8 million  from  investors,
     purportedly  for investments in oil and gas wells.  The  defendants  are
     Shoreline Development Co., a Delaware company that was headquartered  in
     Costa Mesa, California; Todd J. Taylor, 37; Derek K. Gradwell, 30;  Paul
     A.  Barrios  III, 42; and Dennis P. O'Connell, Jr., 31,  all  of  Orange
     County,  California.   Taylor  and Barrios were  repeat  securities  law
     violators.   In 1999, in a prior case brought by the Commission,  Taylor
     was  ordered by a federal district court not to sell securities  without
     registering  with the Commission as a broker-dealer.  In  2000,  Barrios
     was  the  subject of a cease-and-desist order issued by  the  Commission
     suspending  him for twelve months from association with  any  broker  or
     dealer.

     In  its  complaint,  the Commission alleged that  during  the  offering,
     Shoreline,  Taylor  and  Gradwell  made  misrepresentations  about   the
     performance of Shoreline's wells, a purported business relationship with
     El  Paso  Field  Services,  and  their use  of  investor  funds.   These
     defendants concealed their misappropriation from investors of more  than
     $1.2  million  to pay for lavish vacations, a wedding and  honeymoon,  a
     vacation  home, gambling debts, customized motorcycles and other  luxury
     items.
     
     Previously, the district court appointed a receiver to take  control  of
     Shoreline  for the benefit of investors.  The district court  entered  a
     final  judgment of permanent injunction against Shoreline,  pursuant  to
     consent,  enjoining it from violating the antifraud and  the  securities
     registration  provisions.   The judgment ordered  Shoreline  to  pay  in
     disgorgement $5,005,499.25, the amount raised from investors,  including
     prejudgment  interest.   As part of the settlement,  Shoreline  did  not
     admit  or  deny the Commission's allegations.  The receiver  is  in  the
     process of collecting Shoreline's assets, the net proceeds of which will
     be  distributed to investors pursuant to a plan approved at a later date
     by the district court.

     The  Commission  also obtained a final judgment of permanent  injunction
     enjoining  Taylor  and  Gradwell  from committing  securities  fraud  in
     violation  of  Section 17(a) of the Securities Act of 1933  and  Section
     10(b)  of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder,
     and  from  violating the securities registration provisions of  Sections
     5(a)  and  5(c)  of the Securities Act.  Taylor and Gradwell  were  each
     ordered to pay a penalty in the amount of $120,000.
     
     The  final  judgment  of permanent injunction also enjoins  Barrios  and
     O'Connell  from  violating  the securities  registration  provisions  of
     Sections  5(a)  and  5(c)  of the Securities  Act  and  from  committing
     violations of the broker-dealer registration provisions of Section 15(a)
     of  the Exchange Act.  Barrios and O'Connell were each ordered to pay  a
     penalty in the amount of $50,000.
     
     In  addition,  Taylor  and a shell corporation  he  controlled,  Coastal
     Resources,  Inc.,  were  ordered to disgorge  the  sum  of  $488,773.99.
     Gradwell  and a shell corporation he controlled, Epic Consulting,  Inc.,
     were  ordered  to disgorge the sum of $670,624.46.  A shell  corporation
     controlled  by Taylor and Gradwell, Shoreline Holdings and Acquisitions,
     Inc.,  was  ordered  to  disgorge the sum of  $42,424.37.   Barrios  was
     ordered  to  disgorge  the sum of $13,328.31.   O'Connell  and  a  shell
     corporation  he  controlled, Northstar Acquisitions and Holdings,  Inc.,
     were  ordered  to  disgorge the sum of  $233,409.05.   The  disgorgement
     amounts represent the amounts of the defendants' ill-gotten gains  as  a
     result  of  the conduct alleged in the complaint, including  prejudgment
     interest.

     Finally,  in  a separate default judgment, Spartan Consulting,  Inc.,  a
     relief  defendant  which  received investor funds  from  Shoreline,  was
     ordered to disgorge $78,321.82, which represents the amount of Spartan's
     ill-gotten  gains as a result of the conduct alleged in  the  complaint,
     including prejudgment interest.  Spartan failed to file an answer to the
     Commission's complaint.
     
     The  judgments  entered  against Shoreline, Taylor,  Gradwell,  Barrios,
     O'Connell,   Coastal,   Epic,   Northstar,   Shoreline   Holdings    and
     Acquisitions, and Spartan conclude the Commission's action.  For further
     information,   see  LR-17702  (Aug.  28,  2002).   [SEC   v.   Shoreline
     Development Company, Todd J. Taylor, Derek K. Gradwell, Paul A.  Barrios
     III,  Dennis P. O'Connell, Jr., Epic Consulting Services, Inc.,  Coastal
     Resources,  Inc., Northstar Acquisitions and Holdings,  Inc.,  Shoreline
     Holdings  and Acquisitions, Inc. and Spartan Consulting, Inc., Case  No.
     CV02-6695 RSWL (Ex) C.D. Cal.] (LR-18424)
     
COURT  ISSUES  PRELIMINARY INJUNCTION AND APPOINTS RECEIVER OVER UNREGISTERED
INVESTMENT ADVISER CHARGED WITH FRAUD

     The  Commission  announced that on October 21 the Honorable  Stephen  V.
     Wilson,  U.S.  District  Judge for the Central District  of  California,
     issued  orders  (1) preliminarily enjoining National Financial  Systems,
     Inc.  (NFSI)  and  Terese  Herwick, NFSI's  owner  and  president,  from
     committing securities fraud, and (2) appointing a receiver over NFSI and
     all  of  its  operations.   NFSI is a Santa Monica,  Calif.  third-party
     administrator of retirement plans that also manages an unregistered pool
     of  assets known as the "Fixed Fund."  The court authorized the receiver
     to,  among other things, take control of the assets of NFSI, locate  and
     account for any missing assets of NFSI, make an accounting of the assets
     of  NFSI,  and employ attorneys to prosecute claims resulting  from  the
     activities of NFSI.

     On  Sept. 25, 2003, the Commission filed a complaint alleging that  NFSI
     and  Herwick defrauded the Fixed Fund's clients and prospective  clients
     by concealing a massive decline in the value of the Fixed Fund's assets,
     by  providing clients with false and misleading account statements,  and
     by taking over $1.2 million in undisclosed management fees.
     
     More specifically, the Commission's complaint alleges that in 1999, NFSI
     assumed  management of the "Fixed Fund," an unregistered pool of  assets
     consisting  of real estate, equity securities, mutual funds, and  bonds.
     Although Herwick knew that a significant number of Fixed Fund assets had
     not  performed for years or had been foreclosed upon, neither  NFSI  nor
     Herwick disclosed these facts to the Fixed Fund's investors.  In January
     2002,  NFSI wrote off the worthless assets, another fact that  NFSI  and
     Herwick never disclosed to Fixed Fund investors.  The value of the Fixed
     Fund's  assets  has fallen to approximately 50% of the  amount  owed  to
     Fixed  Fund investors as principal and purported accrued dividends.   As
     of  March 31, 2003, the value of the Fixed Fund's assets totaled no more
     than  $7.4 million while the amounts it owed investors in principal  and
     purported  accrued returns totaled at least $14.1 million.   NFSI  never
     disclosed this fact to Fund investors either.

     Instead, the complaint alleges, NFSI continued to promote the Fixed Fund
     as  an  investment  vehicle  that  purportedly  seeks  preservation  and
     protection   of   capital   while   providing   regular   monthly   cash
     distributions.   Moreover, NFSI has provided Fixed Fund  investors  with
     quarterly account statements that purport to credit those investors with
     their  contracted-for rates of return -- returns  which  have  not  been
     generated by the Fund's underlying assets and which neither the Fund nor
     NFSI can possibly repay.  In addition, NFSI defrauded the Fixed Fund and
     its  investors by charging the Fixed Fund an undisclosed management fee,
     which  for  2002  constituted more than 10% of the value  of  the  Fixed
     Fund's  assets.   In 2002, NFSI took over $700,000 in  management  fees,
     while in 2001 it took over $520,000 in fees, none of which was disclosed
     to investors.
     
     The  Commission's  complaint  alleges that NFSI  and  Herwick's  conduct
     violated  the  antifraud  provisions of  the  federal  securities  laws,
     Section  17(a)  of  the  Securities Act of 1933, Section  10(b)  of  the
     Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and  Sections
     206(1) and (2) of the Investment Advisers Act of 1940.  The Commission's
     complaint  asks  the Court to permanently enjoin NFSI and  Herwick  from
     future violations of the foregoing provisions; to order NFSI and Herwick
     to  disgorge, with prejudgment interest, all ill-gotten gains from their
     illegal conduct; and to pay civil penalties.  [SEC v. National Financial
     Systems, Inc. and Terese Herwick, Civil Action No. CV 03-6908 SVW (JTLx)
     C.D. Cal.] (LR-18425)


     
INVESTMENT COMPANY ACT RELEASES     

     
LINCOLN NATIONAL SOCIAL AWARENESS FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National Social Awareness Fund,  Inc.
     has ceased to be an investment company.  (Rel. IC-26218 - October 22)

LINCOLN NATIONAL GLOBAL ASSET ALLOCATION FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company  Act  declaring  that Lincoln National Global  Asset  Allocation
     Fund,  Inc.  has ceased to be an investment company.  (Rel.  IC-26219  -
     October 22)
     
LINCOLN NATIONAL CAPITAL APPRECIATION FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company  Act declaring that Lincoln National Capital Appreciation  Fund,
     Inc.  has ceased to be an investment company.  (Rel. IC-26220 -  October
     22)
     
LINCOLN NATIONAL BOND FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company  Act declaring that Lincoln National Bond Fund, Inc. has  ceased
     to be an investment company.  (Rel. IC-26221 - October 22)
     
LINCOLN NATIONAL SPECIAL OPPORTUNITIES FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National Special Opportunities  Fund,
     Inc.  has ceased to be an investment company.  (Rel. IC-26222 -  October
     22)
     
LINCOLN NATIONAL EQUITY-INCOME FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National Equity-Income Fund, Inc. has
     ceased to be an investment company.  (Rel. IC-26223 - October 22)
     
LINCOLN NATIONAL INTERNATIONAL FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National International Fund, Inc. has
     ceased to be an investment company.  (Rel. IC-26224 - October 22)
     
LINCOLN NATIONAL MANAGED FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company  Act  declaring  that Lincoln National Managed  Fund,  Inc.  has
     ceased to be an investment company.  (Rel. IC-26225 - October 22)
     
LINCOLN NATIONAL GROWTH AND INCOME FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National Growth and Income Fund, Inc.
     has ceased to be an investment company.  (Rel. IC-26226 - October 22)
     
LINCOLN NATIONAL MONEY MARKET FUND, INC.

     An  order  has  been issued pursuant to Section 8(f) of  the  Investment
     Company Act declaring that Lincoln National Money Market Fund, Inc.  has
     ceased to be an investment company.  (Rel. IC-26227 - October 22)


     
HOLDING COMPANY ACT RELEASES     

     
CONECTIV ENERGY HOLDING COMPANY, ET AL.

     An order has been issued approving a proposal by Conectiv Energy Holding
     Company  (CEH),  a registered holding company and ACE  REIT,  Inc.  (ACE
     REIT), a registered holding company subsidiary of CEH.  CEH and ACE REIT
     no  longer own public utility companies and request to deregister  under
     the Act.  (Rel. 35-27741)

ALLIANT ENERGY CORPORATION, ET AL.
     
     A  notice has been issued giving interested persons until Nov. 17, 2003,
     to  request  a hearing on a proposal filed by Alliant Energy Corporation
     (Alliant),  a  registered holding company under the Act, Alliant  Energy
     Resources,   Inc.  (AER),  and  AER's  direct  nonutility  subsidiaries,
     including    Whiting   Petroleum   Corporation   (WPC)    (collectively,
     Applicants).   Applicants  request that the Commission  modify  a  prior
     Commission  order by authorizing WPC and its subsidiaries to  invest  up
     to  $800  million  at  any one time outstanding  in  energy  assets  and
     reducing  AER's  current investment limitation to $200  million  through
     Dec.  31,  2004.  Applicants state that the result would be an  increase
     the  amount  of the overall investment limitation in energy assets  from
     $800 million to $1 billion.  (Rel. 35-27742)


     
SELF-REGULATORY ORGANIZATIONS     

     
PROPOSED RULE CHANGES

     The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2003-19)
     to  amend certain provisions of its rules relating to the governance  of
     issuers  that  list  securities  on the Exchange.   Publication  of  the
     proposal is expected in the Federal Register during the week of  October
     27.  (Rel. 34-48669)
     
     The  Pacific Exchange filed a proposed rule change (SR-PCX-2003-38), and
     Amendment  No. 1 thereto, relating to the establishment of a "cross-and-
     post" order type for the Archipelago Exchange.  (Rel. 34-48676)

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule change filed by Nasdaq Liffe Markets (SR-NQLX-2003-06)
     to  amend NQLX Rules 412(g) and 420(b) to make its allocation and  claim
     requirements   for  block  trades  and  exchange  for  physical   trades
     consistent with the Commodity Futures Trading Commission's rule relating
     to  allocation  of  bunched orders has become  effective  under  Section
     19(b)(7)  of  the Securities Exchange Act of 1934.  Publication  of  the
     proposal is expected in the Federal Register during the week of  October
     27.  (Rel. 34-48670)
     
     A proposed rule change (SR-Phlx-2003-69) filed by the Philadelphia Stock
     Exchange  relating  to temporarily waive membership  transfer  fees  has
     become immediately effective under Section 19(b)(3)(A) of the Securities
     Exchange  Act of 1934.  Publication of the proposal is expected  in  the
     Federal Register during the week of October 27.  (Rel. 34-48673)
     
     A  proposed  rule change (SR-NYSE-2003-32) filed by the New  York  Stock
     Exchange capping the Original Listing Fee Applicable to Closed-End Funds
     has  become  immediately  effective under  Section  19(b)(3)(A)  of  the
     Securities  Exchange  Act  of  1934.  Publication  of  the  proposal  is
     expected  in the Federal Register during the week of October 27.   (Rel.
     34-48685)

DELISTING GRANTED

     An  order  has been issued granting the application of the International
     Securities Exchange to strike from listing and registration certain call
     and  put  options  contracts issued by The Options Clearing  Corporation
     respecting  the  underlying  common stock of  the  following  companies,
     effective at the opening of business on October 24:
     
     Applera Corporation - Celera Genomics Group, Inc. (CRA)
     iShares Russell 3000 Index Fund (IWV)
     J.D. Edwards & Company (JDEC)
     Quintiles Transnational Corp. (QTRN)
     (Rel. 34-48686)
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-3     WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP, 1001 AIR BRAKE AVE,
        WILMERDING, PA, 15148, 4128251000 - 0 ($94,182,010.00) Equity,
        (File 333-109909 - Oct. 23) (BR. 05)

S-8     TENERA INC, 4155364744 - 264,500 ($2,645.00) Other, (File 333-109910 -
        Oct. 23) (BR. 06)

S-1     SWITCHBOARD INC, 120 FLANDERS RD, WESTBOROUGH, MA, 01581, 5088981122 -
        10,137,421 ($78,970,509.59) Equity, (File 333-109911 - Oct. 23) (BR. 08)

S-8     TENERA INC, 4155364744 - 1,478,750 ($14,787.50) Other,
        (File 333-109912 - Oct. 23) (BR. 06)

S-8     YAHOO INC, 4083493300 - 0 ($401,882,889.70) Equity, (File 333-109914 -
        Oct. 23) (BR. 03)

S-8     ALADDIN KNOWLEDGE SYSTEMS LTD, 15 BEIT IVED ST, TEL AVIV ISRAEL, L5,
        61110, 9725375795 - 250,000 ($2,053,625.00) Other, (File 333-109915 -
        Oct. 23) (BR. 03)

SB-2    FLIGHT SAFETY TECHNOLOGIES INC, 28 COTTRELL, STREET, MYSTIC, CT, 06355,
        8602450191 - 5,000,000 ($22,075,000.00) Equity, (File 333-109916 -
        Oct. 23) (BR. 05)

S-8     AVANEX CORP, 40919 ENCYCLOPEDIA CIRCLE, FREMONT, CA, 94538,
        5108974172 - 4,248,880 ($23,210,159.00) Equity, (File 333-109917 -
        Oct. 23) (BR. 36)

N-2     DREMAN CLAYMORE DIVIDEND & INCOME FUND, 50,000 ($1,000,000.00) Equity,
        (File 333-109918 - Oct. 23) (BR. 17)

S-2     HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY,
        CT, 06089, 8608435445 - 0 ($1,000,000,000.00) Other, (File 333-109919 -
        Oct. 23) (BR. 20)

S-3     WASHINGTON MUTUAL INC, 1201 THIRD AVE, STE 1500, SEATTLE, WA, 98101,
        2064612000 - 0 ($5,000,000,000.00) Other, (File 333-109921 - Oct. 23)
        (BR. 07)

S-3     MAGNA ENTERTAINMENT CORP, 337 MAGNA DRIVE, AURORA, ONTARIO CANADA, A6,
        L4G 7K1, 9057262462 -
        300,000,000 ($300,000,000.00) Unallocated (Universal) Shelf,
        (File 333-109922 - Oct. 23) (BR. 05)

S-3     ENTERGY GULF STATES INC, 350 PINE ST, BEAUMONT, TX, 77701,
        409-838-6631 - 0 ($300,000,000.00) Non-Convertible Debt,
        (File 333-109923 - Oct. 23) (BR. 02)

S-3     24/7 REAL MEDIA INC, 1250 BROADWAY, 27TH FLOOR, NEW YORK, NY, 10001,
        2122317100 - 0 ($21,241,070.78) Equity, (File 333-109925 - Oct. 23)
        (BR. 02)

S-3     IRVINE SENSORS CORP/DE/, 3001 REDHILL AVE, COSTA MESA, CA, 92626,
        7145498211 - 1,902,165 ($2,682,052.65) Equity, (File 333-109926 -
        Oct. 23) (BR. 36)

S-4     ALASKA COMMUNICATIONS SYSTEMS HOLDINGS INC, 600 TELEPHONE AVENUE, -,
        ANCHORAGE, AK, 99503, 9072973000 -
        0 ($176,032,002.00) Non-Convertible Debt, (File 333-109927 - Oct. 23)
        (BR. 37)

S-3     COMTECH TELECOMMUNICATIONS CORP /DE/, 105 BAYLIS RD, MELVILLE, NY,
        11747, 6317778900 - 171,844 ($4,736,020.64) Equity, (File 333-109928 -
        Oct. 23) (BR. 37)

S-3     PRICELINE COM INC, 800 CONNECTICUT AVE, NORWALK, CT, 06854,
        2037053000 - 0 ($125,625,000.00) Debt Convertible into Equity,
        (File 333-109929 - Oct. 23) (BR. 03)

S-8     SILVERSTAR HOLDINGS LTD, 6100 GLADES ROAD SUITE 305, BOCA RATON, FL,
        33434, 5614790040 - 625,000 ($585,250.00) Equity, (File 333-109932 -
        Oct. 23) (BR. 05)

S-4     MERITAGE CORP, 8501 E. PRINCESS DRIVE, STE 290, SCOTTSDALE, AZ, 85255,
        4802222444 - 0 ($81,750,000.00) Non-Convertible Debt,
        (File 333-109933 - Oct. 23) (BR. 06)

S-1     COGENT COMMUNICATIONS GROUP INC, 1015 31ST STREET, WASHINGTON, DC,
        20007, 2022954200 - 0 ($382,163.00) Equity, (File 333-109934 - Oct. 23)
        (BR. 03)

SB-2    CENTREX INC, 9202 S. TOLEDO, AVENUE, TULSA, OK, 74137, 918-494-2880 -
        73,087,804 ($10,090,517.00) Equity, (File 333-109935 - Oct. 23) (BR. 36)

S-8     ROCKY MOUNTAIN CHOCOLATE FACTORY INC, 265 TURNER DR, DURANGO, CO,
        81301, 3032590554 - 0 ($905,600.00) Equity, (File 333-109936 - Oct. 23)
        (BR. 04)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
1 800 FLOWERS COM INC                   DE                X   X              10/23/03

AAIPHARMA INC                           DE                X   X       X      10/22/03

ABINGTON BANCORP INC                    MA                X           X      10/23/03

ABLEST INC                              DE            X   X                  10/23/03

ACE CASH EXPRESS INC/TX                 TX                X           X      10/23/03

ACTION PERFORMANCE COMPANIES INC        AZ                X           X      10/22/03

ACTION PRODUCTS INTERNATIONAL INC       FL            X   X                  10/05/03

ACTIVE POWER INC                        DE                            X      10/23/03

ADOLOR CORP                                           X   X                  10/22/03

ADVANCED MEDICAL OPTICS INC             DE                X           X      10/23/03

ADVANCED NEUROMODULATION SYSTEMS INC    TX                            X      10/23/03

ADVENT SOFTWARE INC /DE/                DE                X           X      10/23/03

AJS BANCORP INC                         DE                X           X      10/22/03

ALABAMA NATIONAL BANCORPORATION         DE            X   X                  10/22/03

ALASKA PACIFIC BANCSHARES INC           AK            X                      10/21/03

ALBERTO CULVER CO                       DE            X   X           X      10/22/03

ALIGN TECHNOLOGY INC                    DE                X           X      10/23/03

ALLEGIANT BANCORP INC/MO/               MO                            X      09/30/03

ALLIANCE SEMICONDUCTOR CORP /DE/        DE                X           X      10/23/03

ALLSCRIPTS HEALTHCARE SOLUTIONS INC     DE                            X      10/23/03

ALLTEL CORP                             DE                            X      10/23/03

AMBASSADORS GROUP INC                   DE                            X      10/16/03

AMC ENTERTAINMENT INC                   DE                X   X              10/02/03

AMERICAN ECOLOGY CORP                   DE                X   X              10/23/03

AMERICAN ELECTRIC POWER CO INC          NY                X   X              10/23/03

AMERICAN INSURED MORTGAGE INVESTORS L   DE                X                  10/22/03

AMERICAN INSURED MORTGAGE INVESTORS L   DE                X                  10/22/03

AMERICAN INSURED MORTGAGE INVESTORS S   CA                X                  10/22/03

AMERICAN INTERNATIONAL GROUP INC        DE                            X      10/23/03

AMERICAN MANAGEMENT SYSTEMS INC         DE                X           X      10/23/03

AMERICAN PHARMACEUTICAL PARTNERS INC    DE                X           X      10/23/03

AMERICAN TOWER CORP /MA/                DE            X   X                  10/23/03

AMERICREDIT CORP                        TX            X   X                  10/23/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X                  10/22/03

ANACOMP INC                             IN                X   X              10/23/03

ANACOMP INC                             IN            X   X                  10/22/03

ANAREN  INC                             NY                X           X      10/23/03

ANDERSONS INC                           OH                            X      10/22/03

ANGLOTAJIK MINERALS INC                 NV                    X              10/23/03

ANTIGENICS INC /DE/                     DE                X   X       X      10/23/03

APACHE CORP                             DE                X           X      10/23/03

APPALACHIAN BANCSHARES INC              GA            X                      10/22/03

APPLEBEES INTERNATIONAL INC             DE                    X              10/22/03

APPLIED MICRO CIRCUITS CORP             DE                X           X      10/23/03

APPLIX INC /MA/                         MA                            X      10/23/03

APROPOS TECHNOLOGY INC                                    X   X              10/21/03

APTIMUS INC                             WA                            X      10/23/03

ARABIAN AMERICAN DEVELOPMENT CO         DE            X   X                  10/16/03

ARKANSAS BEST CORP /DE/                 DE            X   X                  10/22/03

ARRIS GROUP INC                         DE                X           X      10/22/03

ARROW ELECTRONICS INC                   NY                    X              10/23/03

ARTISAN COMPONENTS INC                  DE                X           X      10/23/03

ASCENTIAL SOFTWARE CORP                 DE                            X      10/23/03

ASHLAND INC                             KY                X   X              10/23/03

ASTRONICS CORP                          NY                            X      09/27/03

AT ROAD INC                             CA                X           X      10/23/03

ATHEROGENICS INC                        GA                X           X      10/23/03

ATLANTIC LIBERTY FINANCIAL CORP         DE                X                  09/30/03

ATLANTIC LIBERTY FINANCIAL CORP         DE                X                  09/30/03    AMEND

ATMI INC                                DE                X           X      10/22/03

AUDIOVOX CORP                           DE          X     X                  10/16/03

BAKER HUGHES INC                        DE                X   X       X      10/23/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  10/22/03

BEAR STEARNS  ALT A TRUST 2003-2        DE                X                  10/22/03

BEBE STORES INC                         CA                X           X      09/30/03

BELDEN INC                              DE                X           X      10/23/03

BEMIS CO INC                            MO                            X      10/23/03

BENCHMARK ELECTRONICS INC               TX                X           X      10/23/03

BERKSHIRE HILLS BANCORP INC                               X           X      10/22/03

BERRY PLASTICS CORP                     DE            X   X                  10/23/03

BEST BUY CO INC                         MN                X   X              10/21/03

BEVERLY ENTERPRISES INC                 DE                X   X              10/17/03

BINDVIEW DEVELOPMENT CORP               TX                X   X       X      10/23/03

BIORELIANCE CORP                        DE                            X      10/22/03

BLUE RIVER BANCSHARES INC               IN                    X       X      10/22/03

BORLAND SOFTWARE CORP                   DE                            X      10/23/03

BRASS EAGLE INC                         DE            X   X           X      10/22/03

BRIDGE STREET FINANCIAL INC             NY                X   X       X      10/17/03

BRISTOL MYERS SQUIBB CO                 DE                X   X       X      10/23/03

BRITTON & KOONTZ CAPITAL CORP           MS                X   X              10/22/03

BRUSH ENGINEERED MATERIALS INC                                        X      10/23/03

BSB BANCORP INC                         DE                            X      10/22/03

BSQUARE CORP /WA                        WA                X   X              10/23/03

BUCA INC /MN                            MN                X           X      10/22/03

BUSINESS OBJECTS SA                                       X           X      10/23/03

C2 INC                                  WI                X           X      10/21/03

CABOT CORP                              DE                X           X      10/22/03

CABOT MICROELECTRONICS CORP             DE                X           X      10/23/02

CACI INTERNATIONAL INC /DE/             DE                    X              10/22/03

CALGON CARBON CORPORATION               DE                            X      10/21/03

CALGON CARBON CORPORATION               DE                            X      10/22/03

CALIFORNIA INDEPENDENT BANCORP          CA                X           X      10/22/03

CALIFORNIA MICRO DEVICES CORP           CA                X           X      10/23/03

CALIFORNIA PIZZA KITCHEN INC            CA                X   X              10/23/03

CALIFORNIA WATER SERVICE GROUP          DE                            X      10/22/03

CALLAWAY GOLF CO /CA                    DE                    X       X      10/23/03

CALLOWAYS NURSERY INC                   TX            X                      10/23/03

CALPINE CORP                            DE            X   X                  12/31/02

CALWEST BANCORP                         CA                X           X      10/23/03

CAPSOURCE FINANCIAL INC                 CO            X                      10/21/03

CAPSTEAD MORTGAGE CORP                  MD                X           X      10/22/03

CARDINAL HEALTH INC                     OH                            X      10/23/03

CELGENE CORP /DE/                       DE                X           X      10/23/03

CENTER BANCORP INC                      NJ                X           X      09/30/03

CENTILLIUM COMMUNICATIONS INC           DE                X           X      10/23/03

CENTRAL EUROPEAN MEDIA ENTERPRISES LT                     X                  10/23/03    AMEND

CENTRAL PACIFIC FINANCIAL CORP          HI                            X      10/23/03

CENTRAL VERMONT PUBLIC SERVICE CORP     VT                X           X      10/23/03

CERTEGY INC                             GA                X           X      10/23/03

CHARLES & COLVARD LTD                   NC                            X      10/22/03

CHARLOTTE RUSSE HOLDING INC                               X   X       X      10/23/03

CHOICE ONE COMMUNICATIONS INC           DE                X           X      10/21/03

CHOICEONE FINANCIAL SERVICES INC        MI                X           X      10/23/03

CHOICEPOINT INC                         GA                X   X              10/21/03

CIT GROUP INC                           DE            X   X   X       X      10/22/03

CIVITAS BANKGROUP INC                   TN                    X       X      10/21/03

CNB FLORIDA BANCSHARES INC              FL                X                  10/22/03

CNB HOLDINGS INC /GA/                                     X           X      10/23/03

CNH CAPITAL RECEIVABLES INC             DE            X   X                  10/15/03

CNH RECEIVABLES INC                     DE            X   X                  10/15/03

COASTAL BANCORP INC                     TX                    X              10/22/03

COHERENT INC                            DE                X           X      10/23/03

COLGATE PALMOLIVE CO                    DE                X           X      10/23/03

COLUMBIA BANCORP \OR\                   OR                X   X              10/22/03

COLUMBIA SPORTSWEAR CO                  OR                X           X      10/23/03

COMMERCIAL MORTGAGE PASS-THROUGH CERT                     X                  10/01/03

COMMUNITY BANCORP /VT                   VT                X           X      10/20/03    AMEND

COMMUNITY BANCORP INC                   DE            X   X   X              10/16/03

COMMUNITY HEALTH SYSTEMS INC            DE                            X      10/23/03

COMMUNITY NATIONAL BANCORPORATION       GA            X   X                  10/22/03

COMPUTER ACCESS TECHNOLOGY CORP         DE                X           X      10/23/03

COMPUWARE CORPORATION                   MI                    X       X      10/21/03

CONCORD EFS INC                         DE                            X      10/23/03

CONCORD EFS INC                         DE            X   X                  10/23/03

CONCURRENT COMPUTER CORP/DE             DE                X           X      10/23/03

CONSOLIDATED FREIGHTWAYS CORP           DE            X                      10/22/03

COOPER INDUSTRIES LTD                                     X   X       X      10/23/03

COOPERATIVE BANKSHARES INC              NC                X           X      10/23/03

COORS ADOLPH CO                         CO                            X      10/23/03

CORPORATE EXECUTIVE BOARD CO            DE                            X      10/22/03

COUNTRYWIDE FINANCIAL CORP              DE                            X      09/30/03

COVANTA ENERGY CORP                     DE            X   X                  10/03/03

CRANE CO /DE/                           DE                            X      10/23/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      10/23/03

CROMPTON CORP                           DE            X               X      10/22/03

CROWN AMERICAN REALTY TRUST             MD                X           X      09/30/03

CROWN FINANCIAL GROUP INC               NJ      X     X   X                  10/23/03

CRYSTAL DECISIONS INC                   DE                X           X      10/23/03

CSC HOLDINGS INC                        DE            X                      10/23/03

CSS INDUSTRIES INC                      DE                X   X              10/23/03

CT COMMUNICATIONS INC /NC               NC                            X      10/22/03

CTS CORP                                IN                            X      10/22/03

CURAGEN CORP                            DE                            X      10/23/03

CURON MEDICAL INC                       DE                X   X              10/16/03

CV THERAPEUTICS INC                     DE            X   X                  12/30/02

CYBERGUARD CORP                         FL                X           X      10/23/03

DEARBORN BANCORP INC /MI/               MI                X           X      10/21/03

DELPHI CORP                             DE            X   X                  10/21/03

DENDRITE INTERNATIONAL INC              NJ                            X      10/23/03

DEPOMED INC                             CA            X   X                  10/22/03

DETREX CORPORATION                      MI            X                      10/23/03

DIAGNOSTIC PRODUCTS CORP                CA                X           X      10/23/03

DIGITAL GENERATION SYSTEMS INC          DE                X   X              10/16/03

DIGITAL IMPACT INC /DE/                 DE                X           X      10/23/03

DIGITAL INSIGHT CORP                    DE                X   X              10/23/03

DIMECO INC                              PA                X           X      10/22/03

DIVERSA CORP                            DE                            X      10/20/03

DOMINION HOMES INC                      OH                X   X              10/23/03

DOMINOS INC                             DE                X   X              10/23/03

DOW CHEMICAL CO /DE/                    DE            X   X                  10/23/03

DRUGSTORE COM INC                       DE                X           X      10/23/03

DST SYSTEMS INC                         DE                X           X      10/22/03

DUANE READE INC                         DE            X   X   X              10/23/03

DUPONT PHOTOMASKS INC                   DE                X           X      10/22/03    AMEND

DURA AUTOMOTIVE SYSTEMS INC             DE                X           X      10/23/03

EASTMAN CHEMICAL CO                     DE                            X      09/30/03

EDEN BIOSCIENCE CORP                    WA                            X      10/23/03

EDIETS COM INC                          DE                X           X      10/23/03

EDISON INTERNATIONAL                    CA            X                      10/23/03

EL PASO ELECTRIC CO /TX/                TX                X   X              10/23/03

ELECTROGLAS INC                         DE                X           X      10/23/03

ELINEAR INC                             DE          X     X                  09/02/03    AMEND

ELIZABETH ARDEN INC                     FL            X   X   X              10/22/03

EMCOR GROUP INC                         DE                            X      09/30/03

EMERGE INTERACTIVE INC                  DE                X   X              10/23/03

EMULEX CORP /DE/                        DE                X           X      10/23/03

ENDO PHARMACEUTICALS HOLDINGS INC       DE                X           X      10/23/03

ENERGY CONVERSION DEVICES INC           DE            X                      10/22/03

ENESCO GROUP INC                        MA                X   X              10/23/03

ENGELHARD CORP                          DE                X                  09/30/03

ENTERASYS NETWORKS INC /DE/             DE                X           X      10/23/03

ENTERGY CORP /DE/                       DE                X   X       X      10/23/03

ENTERTAINMENT PROPERTIES TRUST          MD                X           X      09/30/03

EON LABS INC                            DE                X           X      10/23/03

EPIX MEDICAL INC                                          X   X              10/23/03

EPRESENCE INC                           MA            X   X           X      10/23/03

EVANS BANCORP INC                       NY            X   X           X      10/22/03

EXELON CORP                             PA                            X      10/23/03

EXULT INC                               DE                            X      10/23/03

FAB INDUSTRIES INC                      DE            X                      10/23/03

FAMOUS DAVES OF AMERICA INC             MN                X           X      10/21/03

FEDERAL AGRICULTURAL MORTGAGE CORP                        X   X              10/22/03

FENTURA FINANCIAL INC                   MI                X           X      10/17/03

FENTURA FINANCIAL INC                   MI                X           X      10/17/03    AMEND

FIDELITY NATIONAL FINANCIAL INC /DE/    DE                X           X      10/22/03

FIREPOND INC                            DE            X   X                  10/23/03

FIRST ALBANY COMPANIES INC              NY            X                      10/22/03

FIRST BANCORP OF INDIANA INC            IN                X           X      10/20/03

FIRST CAPITAL INC                       IN                X           X      10/21/03

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA                X           X      10/23/03

FIRST COMMUNITY BANCORP /CA/            CA                X           X      10/22/03

FIRST COMMUNITY BANCSHARES INC /NV/     NV                X           X      10/23/03

FIRST DATA CORP                         DE            X   X                  10/23/03

FIRST FEDERAL CAPITAL CORP              WI            X   X                  10/23/03

FIRST FINANCIAL HOLDINGS INC /DE/       DE                    X              10/23/03

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  10/23/03

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  10/23/03

FIRST INDUSTRIAL REALTY TRUST INC       MD            X       X              10/22/03

FIRST MARINER BANCORP                   MD                            X      10/21/03

FIRST NATIONAL COMMUNITY BANCORP INC    PA                X   X              10/23/03

FIRST NATIONAL LINCOLN CORP /ME/        ME            X                      10/23/03

FIRSTENERGY CORP                        OH                X           X      10/23/03

FMS FINANCIAL CORP                      NJ                X           X      10/22/03

FNB CORP/NC                             NC                X           X      10/23/03

FORCE PROTECTION INC                    CO      X     X   X                  06/13/03    AMEND

FPL GROUP INC                           FL                            X      10/23/03

FRANKLIN RESOURCES INC                  DE                X           X      10/23/03

FRIENDLY ICE CREAM CORP                 MA                X           X      10/23/03

FSI INTERNATIONAL INC                   MN            X   X           X      10/21/03

FTI CONSULTING INC                      MD            X   X           X      10/22/03

GATEWAY INC                             DE                X           X      10/23/03

GENAERA CORP                            DE            X   X                  10/21/03

GENCORP INC                             OH            X   X                  10/17/03

GENERAL MILLS INC                       DE            X   X                  10/15/03

GEORGIA PACIFIC CORP                    GA                X           X      10/16/03

GEORGIA POWER CO                        GA            X   X                  09/23/03

GEVITY HR INC                           FL                            X      10/23/03

GLACIER BANCORP INC                     DE                X   X              10/23/03

GLOBAL ASSETS & SERVICES INC            FL            X   X                  10/23/03

GLOBAL IMAGING SYSTEMS INC              DE            X               X      10/23/03

GOODRICH CORP                           NY                            X      10/23/03

GOODYEAR TIRE & RUBBER CO /OH/          OH            X               X      10/22/03

GRAFTECH INTERNATIONAL LTD              DE                            X      10/23/03

GRAND TOYS INTERNATIONAL INC            NV                            X      03/31/03    AMEND

GRAND TOYS INTERNATIONAL INC            NV                            X      06/30/03    AMEND

GREAT ATLANTIC & PACIFIC TEA CO INC     MD            X   X                  10/20/03

GREAT LAKES CHEMICAL CORP               DE                X   X              10/22/03

GREAT PLAINS ENERGY INC                 MO                X           X      10/22/03

GREG MANNING AUCTIONS INC               NY                X           X      10/23/03

GREY GLOBAL GROUP INC                   DE            X   X                  10/23/03

GREY WOLF INC                           TX                X           X      10/22/03

GS MORTGAGE SECURITIES CORP             DE            X   X                  10/21/03

GSI LUMONICS INC                        A3                X           X      10/23/03

GUARANTY FINANCIAL CORP /VA/            VA                            X      10/16/03

HAEMONETICS CORP                        MA                    X              10/23/03

HALLIBURTON CO                          DE                    X              10/22/03

HAMPSHIRE GROUP LTD                     DE      X                            10/23/03

HARRIS INTERACTIVE INC                  DE                X           X      10/22/03

HARSCO CORP                             DE                            X      10/23/03

HAUSER INC                              DE            X   X                  10/15/03

HILLENBRAND INDUSTRIES INC              IN            X   X                  10/20/03

HON INDUSTRIES INC                      IA                            X      10/22/03

HORIZON FINANCIAL CORP                  WA                X   X              10/23/03

HORMEL FOODS CORP /DE/                  DE            X   X                  10/20/03

HOST MARRIOTT CORP/                     MD            X   X                  10/21/03

HUMANA INC                              DE            X                      10/23/03

HUMBOLDT BANCORP                        CA                X           X      10/22/03

I STAT CORPORATION /DE/                 DE                X           X      10/23/03

IBERIABANK CORP                         LA            X               X      10/21/03

IBT BANCORP INC                         PA                X           X      10/23/03

ICT GROUP INC                           PA                X   X              10/23/03

IDT CORP                                DE                X   X              10/23/03

IDX SYSTEMS CORP                        VT                    X              10/23/03

IESI CORP                               DE      X     X   X                  10/10/03

II-VI INC                               PA                            X      09/30/03

IMAGE SENSING SYSTEMS INC               MN                X           X      10/22/03

IMATION CORP                            DE                            X      10/23/03

INDEPENDENT BANK CORP /MI/              MI                X           X      10/23/03

INDEPENDENT BANK CORP /MI/              MI                X           X      10/23/03

INDIAN RIVER BANKING COMPANY            FL            X   X   X              10/22/03

INFONOW CORP /                          DE                    X              10/23/03

INFORMATION RESOURCES INC               DE                            X      10/23/03

INFORMEDIX HOLDINGS INC                 NV            X   X                  10/21/03

INFOSPACE INC                           DE            X   X                  10/21/03

INTERACTIVE DATA CORP/MA/               DE                            X      10/23/03

INTERFACE INC                           GA                X           X      10/22/03

INTERNATIONAL FLAVORS & FRAGRANCES IN   NY                            X      10/23/03

INTERNATIONAL SHIPHOLDING CORP          DE                X   X              10/23/03

INTERSTATE HOTELS & RESORTS INC         DE            X   X                  10/23/03

INTEST CORP                             DE                X           X      10/22/03

INTRADO INC                             DE                X           X      10/23/03

INVITROGEN CORP                         DE                X   X              10/23/03

INVIVO CORP                             DE                X           X      10/23/03

IOWA FIRST BANCSHARES CORP              IA                            X      10/23/03

ISCO INC                                NE                X   X              10/23/03

ISTAR FINANCIAL INC                     MD                X           X      10/23/03

ITT INDUSTRIES INC                      IN                    X              10/23/03

J JILL GROUP INC                        DE                X           X      10/23/03

JDS UNIPHASE CORP /CA/                  DE                X   X       X      10/23/03

JETBLUE AIRWAYS CORP                    DE                X           X      10/23/03

K SWISS INC                             DE                X           X      10/23/03

K2 INC                                  DE                            X      10/22/03

K2 INC                                  DE            X   X                  10/22/03

KANSAS CITY SOUTHERN                    DE            X   X                  10/23/03

KIRBY CORP                              NV                X           X      10/23/03

KNAPE & VOGT MANUFACTURING CO           MI                X           X      10/16/03

KOPIN CORP                              DE                X           X      10/23/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                            X      10/23/03

LABORATORY CORP OF AMERICA HOLDINGS     DE                            X      10/23/03

LAND O LAKES INC                                          X           X      10/23/03

LANDAMERICA FINANCIAL GROUP INC         VA                            X      10/22/03

LASALLE HOTEL PROPERTIES                MD                X           X      10/22/03

LASERSCOPE                              CA                X           X      10/23/03

LEE SARA CORP                           MD                X           X      10/23/03

LIGHTBRIDGE INC                         DE                X           X      10/23/03

LNR PROPERTY CORP                       DE            X                      10/22/03

LOEHMANNS HOLDINGS INC                  MD            X   X                  10/14/03

LOGANSPORT FINANCIAL CORP               IN                X           X      10/20/03

LTC PROPERTIES INC                      MD                            X      10/23/03

LYONDELL CHEMICAL CO                    DE                            X      10/23/03

MACQUARIE SECURITISATION LTD            DE            X   X                  10/14/03

MACROPORE INC                           DE                            X      10/23/03

MARATHON OIL CORP                       DE            X                      09/30/03

MARCONI CORP PLC                        X0                            X      10/23/03

MARINEMAX INC                           DE                X   X       X      10/23/03

MARSHALL & ILSLEY CORP/WI/              WI                X                  10/21/03

MATRIXX INITIATIVES INC                 DE                X           X      10/22/03

MCGRAW-HILL COMPANIES INC               NY                X   X              10/23/03

MCKESSON CORP                           DE                X           X      10/23/03

MEDAMICUS INC                           MN      X         X   X              10/23/03

MEDCO HEALTH SOLUTIONS INC              DE                            X      10/22/03

MEDIMMUNE INC /DE                       DE                    X              10/23/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  10/21/03

MESA ROYALTY TRUST/TX                   TX            X   X   X       X      10/22/03    AMEND

METRIS COMPANIES INC                    DE            X                      09/30/03

METRIS COMPANIES INC                    DE            X                      09/30/03    AMEND

MFB CORP                                IN                X                  09/30/03

MGP INGREDIENTS INC                     KS                X   X              10/23/03

MICRO LABORATORIES INC                  NV          X                        07/17/03

MICRO LINEAR CORP /CA/                  DE                            X      10/23/03

MICROSOFT CORP                          WA                            X      10/23/03

MIDDLEBURG FINANCIAL CORP               VA                            X      10/17/03

MIDWEST EXPRESS HOLDINGS INC            WI            X   X           X      10/22/03

MIKOHN GAMING CORP                      NV            X   X                  10/23/03

MINORPLANET SYSTEMS USA INC             DE            X   X                  10/08/03

MOBIUS MANAGEMENT SYSTEMS INC           DE                X           X      10/23/03

MOLDFLOW CORP                                             X           X      10/22/03

MONDAVI ROBERT CORP                     CA            X                      10/23/03

MORGAN STANLEY ABS CAPITAL I INC        DE            X   X                  10/23/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  10/21/03

MULTIMEDIA GAMES INC                    TX                    X              10/23/03

MUTUALFIRST FINANCIAL INC               MD                            X      10/20/03

NANOMETRICS INC                         CA                X   X              10/23/03

NANOPHASE TECHNOLOGIES CORPORATION      IL                X           X      10/22/03

NASHUA CORP                             MA                            X      10/22/03

NATION ENERGY INC                       DE            X                      10/22/03

NATIONAL DENTEX CORP /MA/               MA                X   X              10/23/03

NATIONAL INSTRUMENTS CORP /DE/          DE                X           X      09/30/03

NATIONAL RURAL UTILITIES COOPERATIVE    DC                X                  10/23/03

NATIONAL STEEL CORP                     DE                X   X              10/22/03

NB&T FINANCIAL GROUP INC                OH                X           X      10/23/03

NCO PORTFOLIO MANAGEMENT INC            DE            X   X                  10/22/03

NCR CORP                                MD                X           X      10/23/03

NETSMART TECHNOLOGIES INC               DE            X   X                  10/23/03

NETWORKS ASSOCIATES INC/                DE                X           X      10/23/03

NEW CENTURY BANCORP INC                 NC            X   X           X      10/23/03

NEW CENTURY FINANCIAL CORP              DE            X   X           X      10/22/03

NITTANY FINANCIAL CORP                  PA                X           X      10/21/03

NL INDUSTRIES INC                       NJ                X   X              10/22/03

NOLAND CO                               VA            X                      10/23/03

NORTEL NETWORKS CORP                                          X       X      10/23/03

NORTEL NETWORKS LTD                                           X       X      10/23/03

NORTHEAST BANCORP /ME/                  ME                X   X       X      09/30/03

NSTAR/MA                                MA                X           X      10/23/03

NU SKIN ENTERPRISES INC                 DE                            X      10/23/03

NU SKIN ENTERPRISES INC                 DE            X                      08/22/03

NUCOR CORP                              DE                    X       X      10/23/03

OLD NATIONAL BANCORP /IN/               IN                X           X      10/23/03

OPEN TEXT CORP                          K6                            X      10/23/03

OPEN TEXT CORP                          K6            X   X                  10/21/03

ORETECH INC                             NV                X                  04/01/03    AMEND

ORPHAN MEDICAL INC                      MN                            X      10/22/03

OTISH MOUNTAIN DIAMOND CO               NV            X   X                  10/23/03

OUTBACK STEAKHOUSE INC                  DE                    X       X      10/23/03

PACIFIC FINANCIAL CORP                  WA            X   X                  10/22/03

PACIFIC PREMIER BANCORP INC             DE                X   X              10/23/03

PACKAGING DYNAMICS CORP                 DE                            X      10/23/03

PACTIV CORP                             DE                X   X       X      10/22/03

PALOMAR MEDICAL TECHNOLOGIES INC        DE            X                      10/23/03

PARK PLACE ENTERTAINMENT CORP           DE                X           X      10/23/03

PC CONNECTION INC                       DE                    X       X      10/23/03

PDF SOLUTIONS INC                       DE                X           X      10/23/03

PEAK INTERNATIONAL LTD                  D0                            X      10/22/03

PECO II INC                             OH                    X              10/22/03

PEOPLES BANCORP OF NORTH CAROLINA INC   NC                X           X      10/20/03

PEOPLES FINANCIAL SERVICES CORP/        PA            X                      09/30/03

PEOPLESOFT INC                          DE                X           X      10/23/03

PEPCO HOLDINGS INC                      DE                X           X      10/23/03

PERKINELMER INC                         MA                            X      10/22/03

PHILIP SERVICES CORP/DE                 DE                X   X              10/23/03

PHOENIX TECHNOLOGIES LTD                DE                            X      10/23/03

PHOSPHATE RESOURCE PARTNERS LIMITED P   DE            X                      10/16/03

PINNACOR INC                            DE                X           X      10/23/03

PITNEY BOWES INC /DE/                   DE            X   X                  10/23/03

PITNEY BOWES INC /DE/                   DE                    X       X      09/30/03

PLEXUS CORP                             WI                            X      10/23/03

POORE BROTHERS INC                      DE                X   X              10/23/03

POPE & TALBOT INC /DE/                  DE                            X      10/23/03

POPE RESOURCES LTD PARTNERSHIP          DE            X   X                  09/30/03

PRESSTEK INC /DE/                       DE                    X       X      10/23/03

PRIME GROUP REALTY TRUST                MD      X         X                  10/08/03

PROLOGIS                                MD                            X      10/23/03

PROVIDENT FINANCIAL HOLDINGS INC        DE                X   X              10/23/03

PS BUSINESS PARKS INC/CA                CA                X   X              09/30/03

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ            X       X              10/22/03

PUGET ENERGY INC /WA                    WA                    X              10/23/03

PULTE HOMES INC/MI/                     MI                            X      10/22/03

QLT INC/BC                              A1                X   X              10/23/03

QUAKER FABRIC CORP /DE/                 DE                X           X      10/23/03

QUANTUM CORP /DE/                       DE            X                      10/23/03

QUINTON CARDIOLOGY SYSTEMS INC          DE                X           X      10/23/03

RADVIEW SOFTWARE LTD                                      X   X       X      10/23/03

RAINBOW TECHNOLOGIES INC                DE                X           X      10/22/03

RAMTRON INTERNATIONAL CORP              DE            X   X                  10/21/03

RAMTRON INTERNATIONAL CORP              DE            X   X                  10/21/03

RAYTHEON CO/                            DE                X           X      10/23/03

REINSURANCE GROUP OF AMERICA INC        MO            X       X       X      10/23/03

REPUBLIC FIRST BANCORP INC              PA                X   X              10/23/03

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X                  10/23/03

RESOURCE BANKSHARES CORP                VA                X           X      10/21/03

RESPIRONICS INC                         DE                    X              10/23/03

RIMAGE CORP                             MN                X           X      10/22/03

RITA MEDICAL SYSTEMS INC                DE            X   X                  10/22/03

RTI INTERNATIONAL METALS INC            OH                X   X              10/21/03

RTI INTERNATIONAL METALS INC            OH                X   X              10/21/03

RTW INC /MN/                            MN                X           X      10/22/03

S Y BANCORP INC                         KY                X   X              10/22/03

SABRE HOLDINGS CORP                     DE                    X       X      10/23/03

SAFENET INC                             DE                X           X      10/22/03

SANMINA-SCI CORP                        DE                X           X      10/23/03

SANMINA-SCI CORP                        DE                X           X      10/23/03

SAXON CAPITAL INC                       DE            X   X           X      09/30/03

SEACOAST FINANCIAL SERVICES CORP        MA                X           X      10/23/03

SEEBEYOND TECHNOLOGY CORP               CA                X           X      10/23/03

SELECTICA INC                           DE                X           X      10/23/03

SENSIENT TECHNOLOGIES CORP              WI                            X      10/23/03

SENTO CORP                              UT                X           X      10/21/03

SHENANDOAH TELECOMMUNICATIONS CO/VA/    VA                    X              10/22/03

SICOR INC                               DE                X   X              10/23/03

SIERRA HEALTH SERVICES INC              NV                X   X       X      10/22/03

SILGAN HOLDINGS INC                     DE                            X      10/22/03

SILICON IMAGE INC                       DE                X   X              10/16/03

SKY FINANCIAL GROUP INC                 OH                X   X              10/23/03

SM&A                                    CA                X   X              10/23/03

SMARTIRE SYSTEMS INC                                  X                      10/23/03

SMITH MICRO SOFTWARE INC                DE                X           X      10/23/03

SOMERA COMMUNICATIONS INC               DE                X           X      10/23/03

SORRENTO NETWORKS CORP                  NJ      X         X                  08/08/03    AMEND

SOUTHERN CALIFORNIA EDISON CO           CA            X                      10/23/03

SOUTHERN ENERGY HOMES INC               DE                            X      10/23/03

SOUTHERN FINANCIAL BANCORP INC /VA/     VA                X   X              10/23/03

SOUTHERN MISSOURI BANCORP INC           DE                            X      10/17/03

SOUTHSIDE BANCSHARES INC                TX                X           X      10/23/03

SPACEHAB INC \WA\                       WA            X   X                  10/23/03

SPARTAN MOTORS INC                      MI                X           X      10/23/03

SPARTON CORP                            OH            X   X   X              10/21/03

SPECIALTY LABORATORIES INC                                X           X      10/23/03

ST MARY LAND & EXPLORATION CO           DE                X   X              10/22/03

STANCORP FINANCIAL GROUP INC            OR                X           X      10/23/03

STANDEX INTERNATIONAL CORP/DE/          DE                X                  09/30/03

STEEL DYNAMICS INC                      IN                X   X              10/23/03

STELLENT INC                            MN                X           X      10/21/03

STERIS CORP                             OH                            X      10/23/03

STONERIDGE INC                          OH                            X      10/23/03

STRUCTURED ASSET SEC CORP II COM MORT                     X                  10/01/03

SUBURBAN PROPANE PARTNERS LP            DE                X           X      10/23/03

SUMMIT FINANCIAL GROUP INC              WV                X   X       X      10/22/03

SUNGARD DATA SYSTEMS INC                DE                X           X      10/22/03

SUNOCO INC                              PA                X   X       X      10/23/03

SUNOCO LOGISTICS PARTNERS LP            DE                X   X       X      10/23/03

SUNRISE TELECOM INC                                       X                  09/30/03

SUPERIOR INDUSTRIES INTERNATIONAL INC   CA                            X      10/17/03

SUPERIOR UNIFORM GROUP INC              FL                            X      10/23/03

SUREBEAM CORP                           DE            X               X      10/22/03

SUREBEAM CORP                           DE            X   X           X      10/22/03    AMEND

SWITCHBOARD INC                         DE            X                      10/23/03

SWITCHBOARD INC                         DE                            X      10/23/03

SWS GROUP INC                           DE                X           X      10/23/03

SYLVAN LEARNING SYSTEMS INC             MD                X           X      10/23/03

SYMYX TECHNOLOGIES INC                  DE                X           X      10/23/03

SYNAPTICS INC                           CA                            X      10/23/03

TALKPOINT COMMUNICATIONS INC            DE    X       X                      10/17/03

TARPON COAST BANCORP INC                FL                            X      10/23/03

TECHNOLOGY RESEARCH CORP                FL                            X      09/30/03

TECO ENERGY INC                         FL            X               X      10/23/03

TELECOMMUNICATION SYSTEMS INC /FA/                        X   X              10/23/03

TELECOMUNICACIONES DE PUERTO RICO INC   PR            X   X                  10/07/03

TELEDYNE TECHNOLOGIES INC               DE                X   X       X      10/23/03

TELEX COMMUNICATIONS INC /DE/           DE                X   X              10/23/03

TELOS CORP                              MD            X                      10/15/03

TEREX CORP                              DE                X           X      10/22/03    AMEND

THIRD WAVE TECHNOLOGIES INC /WI         DE                X   X              10/23/03

THREE FIVE SYSTEMS INC                  DE                            X      10/23/03

TIDEWATER INC                           DE                            X      10/23/03

TIMKEN CO                               OH                            X      10/23/03

TITAN CORP                              DE                            X      10/23/03

TITANIUM METALS CORP                    DE                X           X      10/23/03

TJX COMPANIES INC /DE/                  DE            X   X                  10/22/03

TODD SHIPYARDS CORP                     WA            X                      10/22/03

TODD SHIPYARDS CORP                     WA            X                      10/23/03    AMEND

TOWER AUTOMOTIVE INC                    DE                X           X      10/23/03

TRANSATLANTIC HOLDINGS INC              DE                            X      10/23/03

TRIKON TECHNOLOGIES INC                 CA            X   X   X              10/22/03