SEC NEWS DIGEST


Issue 2003-213                                              November 7, 2003


     
STANDARDS SETTING BOARDS


     
APPROVAL OF PROPOSED CODE OF ETHICS

     The  Commission approved proposed rule (PCAOB-2003-04) submitted by  the
     Public  Company Accounting Oversight Board concerning an ethics code  to
     govern  the  conduct of its members, employees, and certain  contractors
     and  consultants.  Publication of the notice is expected in the  Federal
     Register during the week of November 10.  (Rel. 34-48755)


     
SELF-REGULATORY ORGANIZATIONS


     
APPROVAL OF PROPOSED RULE CHANGE

     The  Commission  approved a proposed rule change (SR-NYSE-2003-24),  and
     Amendment  No.  1 thereto, submitted by the New York Stock  Exchange  to
     reduce  initial and annual branch office registration fees,  retroactive
     to  Jan.  1,  2003, charged to member organizations with more  than  one
     thousand branch offices.  Publication of the notice is expected  in  the
     Federal Register during the week of November 10.  (Rel. 34-48749)

DELISTING GRANTED

     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options contracts issued by The Options Clearing Corporation, respecting
     the underlying common stock of the following companies, effective at the
     opening of business on November 7:
     
     Maytag Corp. (MYG)
     TXU Corp. (TXU)
     (Rel. 34-48751)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
     
     

S-2     DENMARK BANCSHARES INC, 103 EAST MAIN STREET, PO BOX 130, DENMARK, WI,
        54208-0130, 920-863-2161 - 2,000 ($1,450,000.00) Equity,
        (File 333-110272 - Nov. 6) (BR. 07)

S-3     TECO ENERGY INC, 702 N FRANKLIN ST, TECO PLAZA, TAMPA, FL, 33602,
        8132284111 - 3,500,000 ($46,112,500.00) Equity, (File 333-110273 -
        Nov. 6) (BR. 02)

S-4     HARTFORD FINANCIAL SERVICES GROUP INC/DE, HARTFORD PLZ, HARTFORD, CT,
        06115, 8605475000 - 0 ($320,000,000.00) Non-Convertible Debt,
        (File 333-110274 - Nov. 6) (BR. 01)

S-8     ALBERTO CULVER CO, 2525 ARMITAGE AVE, MELROSE PARK, IL, 60160,
        7084503039 - 0 ($2,433,841.00) Equity, (File 333-110275 - Nov. 6)
        (BR. 02)

S-8     ALBERTO CULVER CO, 2525 ARMITAGE AVE, MELROSE PARK, IL, 60160,
        7084503039 - 0 ($71,359,311.00) Equity, (File 333-110276 - Nov. 6)
        (BR. 02)

S-3     STANLEY WORKS, 1000 STANLEY DR, P O BOX 7000, NEW BRITAIN, CT, 06053,
        8602255111 - 900,000,000 ($900,000,000.00) Equity, (File 333-110279 -
        Nov. 6) (BR. 06)

S-3     WELLS FARGO ASSET SECURITIES CORP, 7485 NEW HORIZON WAY, FREDERICK, MD,
        21703, 3018468881 - 0 ($15,000,000,000.00) Mortgage Backed Securities,
        (File 333-110283 - Nov. 6) (BR. 05)

S-8     BARAN GROUP LTD, BARAN HOUSE, 8 OMARIM ST INDUSTRIAL PARK, OMER ISRAEL,
        L3, 84965, 116,000 ($814,320.00) Other, (File 333-110286 - Nov. 6)
        (BR. )

S-1     ESSEX CORPORATION, 9150 GILFORD RD, COLUMBIA, MD, 21046, 3019397000 -
        4,250,000 ($40,417,500.00) Equity, (File 333-110287 - Nov. 6) (BR. 06)

S-1     PORTEC RAIL PRODUCTS INC, 0 ($28,750,000.00) Equity, (File 333-110288 -
        Nov. 6) (BR. 05)

S-3     INVISION TECHNOLOGIES INC, 7151 GATEWAY BLVD, NEWARK, CA, 94560,
        5107392400 - 0 ($125,000,000.00) Debt Convertible into Equity,
        (File 333-110289 - Nov. 6) (BR. 36)

S-4     RAYOVAC CORP, 601 RAYOVAC DR, MADISON, WI, 53711-2497, 6082753340 -
        0 ($350,000,000.00) Equity, (File 333-110290 - Nov. 6) (BR. 36)

S-4     ACG HOLDINGS INC, 225 HIGH RIDGE RD, STAMFORD, CT, 06905, 6153770377 -
        0 ($280,000,000.00) Other, (File 333-110291 - Nov. 6) (BR. 05)

S-3     MYKROLIS CORP, 80 ASHBY ROAD, BEDFORD, MA, 01730, 8006455476 -
        0 ($200,000,000.00) Equity, (File 333-110292 - Nov. 6) (BR. 36)

S-8     WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX, 77002,
        7135126200 - 500,000 ($12,940,000.00) Equity, (File 333-110293 -
        Nov. 6) (BR. 06)

S-3     AMERADA HESS CORP, 1185 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036,
        2129978500 - 0 ($1,500,000,000.00) Other, (File 333-110294 - Nov. 6)
        (BR. 04)

S-8     FIRST AVENUE NETWORKS INC, 230 COURT SQUARE, SUITE 202,
        CHARLOTTESVILLE, VA, 22902, 434 220 4988 - 0 ($284,165.00) Equity,
        (File 333-110295 - Nov. 6) (BR. 37)

S-3     ORIENT EXPRESS HOTELS LTD, 41 CEDAR AVE, PO BOX HM 1179,
        HAMILTON HM EX BERMU, D0, 00000, 2127323200 -
        0 ($59,374,500.00) Equity, (File 333-110296 - Nov. 6) (BR. 08)

S-3     ELECTRONIC CLEARING HOUSE INC, 28001 DOROTHY DR, AGOURA HILLS, CA,
        91301-2697, 8187068999 - 437,957 ($3,218,984.00) Equity,
        (File 333-110297 - Nov. 6) (BR. 07)

SB-2    AUTO DATA NETWORK, 1 ROCKEFELLER PLAZA - SUITE 1600, NEW YORK, NY,
        10020, 2125214497 - 6,831,000 ($15,413,750.00) Equity,
        (File 333-110298 - Nov. 6) (BR. 08)

S-8     REDOX TECHNOLOGY CORP, 340 N SAM HOUSTON PKWY E, STE 250, HOUSTON, TX,
        77060, 7134450020 - 3,600,000 ($108,000.00) Equity, (File 333-110299 -
        Nov. 6) (BR. 09)

SB-2    SKYPATH NETWORKS INC, 300 METRO CENTER BLVD, SUITE 150A, WARWICK, RI,
        02886, 4019211200 - 3,120,000 ($3,010,000.00) Equity,
        (File 333-110300 - Nov. 6) (BR. )

S-8     SCHOLASTIC CORP, 555 BROADWAY, NEW YORK, NY, 10012, 2123436100 -
        0 ($15,320,000.00) Equity, (File 333-110301 - Nov. 6) (BR. 05)

S-8     SCHOLASTIC CORP, 555 BROADWAY, NEW YORK, NY, 10012, 2123436100 -
        0 ($8,272,800.00) Equity, (File 333-110302 - Nov. 6) (BR. 05)

S-3     TIBCO SOFTWARE INC, 3165 PORTER DRIVE, PALO ALTO, CA, 94304,
        6508465000 - 0 ($381,600,000.00) Equity, (File 333-110304 - Nov. 6)
        (BR. 03)

N-2     FLOATING RATE INCOME STRATEGIES FUND II INC, 800 SCUDDERS MILL ROAD,
        PLAINSBORO, NJ, 08536, 6092822800 - 50,000 ($1,000,000.00) Equity,
        (File 333-110305 - Nov. 6) (BR. 17)

S-3     QLT INC/BC, 6047077000 -
        172,500,000 ($172,500,000.00) Debt Convertible into Equity,
        (File 333-110306 - Nov. 6) (BR. 01)

S-3     MAKEMUSIC INC, 6210 BURY DRIVE, EDEN PRAIRIE, MN, 55346, 9529379611 -
        0 ($5,935,602.00) Equity, (File 333-110307 - Nov. 6) (BR. 03)

S-8     MAKEMUSIC INC, 6210 BURY DRIVE, EDEN PRAIRIE, MN, 55346, 9529379611 -
        0 ($1,912,500.00) Equity, (File 333-110308 - Nov. 6) (BR. 03)

S-8     EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573,
        2815386000 - 3,500,000 ($4,025,000.00) Equity, (File 333-110309 -
        Nov. 6) (BR. 37)

S-8     OVERNITE CORP, 1000 SEMMES AVENUE, P O BOX 1216, RICHMOND, VA, 23218,
        8042318000 - 3,500,000 ($76,055,000.00) Equity, (File 333-110310 -
        Nov. 6) (BR. 05)

S-8     OVERNITE CORP, 1000 SEMMES AVENUE, P O BOX 1216, RICHMOND, VA, 23218,
        8042318000 - 0 ($27,346,000.00) Other, (File 333-110311 - Nov. 6)
        (BR. 05)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
              Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
21ST CENTURY INSURANCE GROUP            CA                            X      11/05/03

21ST CENTURY TECHNOLOGIES INC           NV                            X      11/05/03

A CONSULTING TEAM INC                   NY                X           X      11/06/03

ABERCROMBIE & FITCH CO /DE/             DE                    X              11/06/03

ABN AMRO MORTGAGE MULTI-CLASS MOR PAS   DE            X   X                  11/01/03

ACETO CORP                              NY                X           X      11/06/03

ACG HOLDINGS INC                        DE                X   X              11/06/03

ACME COMMUNICATIONS INC                 DE                            X      11/06/03

ACTION PERFORMANCE COMPANIES INC        AZ                X           X      11/05/03

ACTIVISION INC /NY                      DE                X           X      11/06/03

ADVO INC                                DE            X   X                  11/06/03

AEGIS COMMUNICATIONS GROUP INC          DE            X   X                  11/05/03

AEROFLEX INC                            DE                X   X              09/30/03

AEROSONIC CORP /DE/                     DE                X           X      10/31/03

AGWAY INC                               DE            X                      11/06/03

AKSYS LTD                               DE                            X      11/06/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/06/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/06/03

ALLETE INC                              MN            X                      11/06/03

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X              11/06/03

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X              11/06/03

ALLOS THERAPEUTICS INC                  DE                X           X      11/06/03

ALTRIA GROUP INC                        VA                X   X       X      11/05/03

ALTUS EXPLORATIONS INC                  NV      X         X   X              10/22/03

AMB PROPERTY CORP                       MD            X   X                  10/06/03

AMB PROPERTY LP                         DE            X   X                  10/06/03

AMERADA HESS CORP                       DE            X   X                  11/06/03

AMERICAN ACCESS TECHNOLOGIES INC        FL                X           X      10/30/03

AMERICAN CRYSTAL SUGAR CO /MN/          MN                    X              11/05/03

AMERICAN EAGLE OUTFITTERS INC           DE                X   X       X      11/04/03

AMERICAN MORTGAGE ACCEPTANCE CO         MA                X           X      11/06/03

AMERICAN RESIDENTIAL INVESTMENT TRUST   MD                X           X      11/06/03

AMERICAN RESTAURANT GROUP INC           DE            X   X                  10/31/03

AMERICAN RETIREMENT CORP                TN                X   X       X      11/06/03

AMERICAN RETIREMENT CORP                TN                X           X      11/06/03

AMERICAN SAFETY INSURANCE HOLDINGS LT                                 X      09/30/03

AMERICAN SUPERCONDUCTOR CORP /DE/       DE                            X      11/06/03

AMERICAN TECHNOLOGY CORP /DE/           DE            X   X                  11/06/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X                  11/05/03

ANALYTICAL SURVEYS INC                  CO            X   X                  11/06/03

APOGEE TECHNOLOGY INC                   DE            X   X                  11/05/03

APPLETON PAPERS INC/WI                                    X           X      11/06/03

AQUILA  INC                             DE                X           X      11/06/03

ASHFORD HOSPITALITY TRUST INC           MD                X           X      11/05/03

ATRIUM COMPANIES INC                    DE                X   X              11/06/03

AURORA FOODS INC /DE/                   DE                X           X      11/05/03

AUTOCORP EQUITIES INC                   NV          X     X                  10/29/03    AMEND

AUTOZONE INC                            NV            X   X                  11/03/03

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE            X   X                  11/05/03

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE            X   X                  11/05/03

BARR LABORATORIES INC                   NY                            X      11/06/03

BEAR STEARNS ASSET BACKED SECURITIES    DE                X                  10/01/03

BEBE STORES INC                         CA                X           X      10/31/03

BECTON DICKINSON & CO                   NJ                X           X      11/06/03

BELL INDUSTRIES INC /NEW/               CA                X           X      11/06/03

BIOANALYTICAL SYSTEMS INC               IN            X   X                  10/31/03

BIRNER DENTAL MANAGEMENT SERVICES INC   CO                            X      11/04/03

BORLAND SOFTWARE CORP                   DE            X   X                  11/03/03

BOSTON PROPERTIES INC                   DE                X           X      10/21/03    AMEND

BOSTON PROPERTIES LTD PARTNERSHIP                         X           X      10/21/03    AMEND

BROWN SHOE CO INC                       NY                X           X      11/06/03

BROWN TOM INC /DE                       DE                            X      11/06/03

BRUKER BIOSCIENCES CORP                 DE                            X      11/05/03

C-CHIP TECHNOLOGIES CORP                NV                X   X              11/06/03

CAGLES INC                              GA            X                      11/06/03

CALIPER TECHNOLOGIES CORP               DE                            X      11/06/03

CALPINE CORP                            DE                            X      11/05/03

CALPINE CORP                            DE            X                      11/06/03

CAPITAL VENTURES GROUP I INC            FL          X                        11/05/03

CAPSTONE TURBINE CORP                   DE                    X              11/06/03

CARMAX AUTO FUNDING LLC                 DE            X   X                  10/30/03

CARNIVAL CORP                           DE            X   X                  11/05/03

CARNIVAL PLC                                          X   X                  11/05/03

CARRIZO OIL & GAS INC                   TX            X                      09/30/03

CATALINA MARKETING CORP/DE              DE              X X                  11/03/03

CATALYTICA ENERGY SYSTEMS INC           DE                X           X      11/06/03

CELLEGY PHARMACEUTICALS INC             CA                X           X      11/06/03

CENDANT MORT CAPITAL LLC CDMC MORT PA   DE                X                  10/27/03

CENDANT MORTGAGE CAP LLC CDMC MORT PA   DE                X                  10/27/03

CENTRAL PARKING CORP                    TN            X   X                  11/06/03

CERAMICS PROCESS SYSTEMS CORP/DE/       DE                X                  09/27/03

CERES GROUP INC                         DE                X           X      11/05/03

CERTIFIED SERVICES INC                  NV            X   X                  10/31/03

CHARTER COMMUNICATIONS INC /MO/         DE                X   X              11/05/03

CHECKPOINT SYSTEMS INC                  PA            X   X                  11/05/03

CHELSEA PROPERTY GROUP INC              MD                X           X      11/04/03

CHILDRENS PLACE RETAIL STORES INC                         X   X              11/06/03

CIMBIX CORP                             WA            X                      11/05/03

CITIZENS COMMUNICATIONS CO              DE                            X      09/30/03

CLECO CORP                              LA                X           X      11/06/03

CLOROX CO /DE/                          DE                    X              11/06/03

COAST DISTRIBUTION SYSTEM INC           DE                X           X      11/04/03

COMMERCIAL CAPITAL BANCORP INC          NV            X   X                  11/06/03

COMMERCIAL METALS CO                    DE            X   X                  11/05/03

COMMERCIAL METALS CO                    DE            X   X   X              11/06/03

COMMUNITY CAPITAL BANCSHARES INC                                      X      10/30/03

COMPUDYNE CORP                          NV                            X      11/06/03

CONCENTRA OPERATING CORP                NV                X   X              11/05/03

CONCORD CAMERA CORP                     NJ                            X      11/06/03

CONRAD INDUSTRIES INC                   DE            X   X           X      11/05/03

CORIXA CORP                             DE                X           X      11/06/03

CORNERSTONE REALTY INCOME TRUST INC     VA                            X      11/05/03

CORRECTIONS CORP OF AMERICA             MD                X           X      11/05/03

COST PLUS INC/CA/                       CA                X           X      11/06/03

COST U LESS INC                         WA            X   X           X      11/04/03

COURIER CORP                            MA                X           X      11/06/03

CRDENTIA CORP                           DE            X   X                  11/04/03

CREDIT & ASSET REPACKAGING VEHICLE CO   DE                X                  11/01/03

CROWN MEDIA HOLDINGS INC                DE            X   X           X      11/05/03

CUBIST PHARMACEUTICALS INC              DE                X           X      11/05/03

CURIS INC                               DE                            X      11/03/03

CYBERONICS INC                          DE                X           X      11/05/03

DEERE & CO                              DE            X                      11/06/03

DELTATHREE INC                          DE                X           X      11/06/03

DENMARK BANCSHARES INC                  WI          X                        11/06/03

DEVON ENERGY CORP/DE                    DE                X           X      11/06/03

DIGENE CORP                             DE                X           X      11/06/03

DIGI INTERNATIONAL INC                  DE                X           X      11/06/03

DIMON INC                               VA            X   X                  11/06/03

DOLLAR GENERAL CORP                     TN                X   X       X      11/06/03

DOLLAR TREE STORES INC                  VA                    X       X      11/06/03

DRUCKER INC                             DE    X X     X X X                  11/04/03    AMEND

DURECT CORP                             DE            X               X      11/06/03

DURECT CORP                             DE            X                      11/06/03

DYCOM INDUSTRIES INC                    FL            X   X                  11/06/03

E THE MOVIE NETWORKS                    FL    X X     X   X                  11/05/03

ECOLOGY & ENVIRONMENT INC               NY                X           X      10/31/03    AMEND

EDAC TECHNOLOGIES CORP                  WI                X           X      11/04/03

EDT LEARNING INC                        DE                X           X      11/06/03

EGAIN COMMUNICATIONS CORP               DE                X           X      11/06/03

ELOYALTY CORP                           DE                X           X      11/06/03

ENCORE CAPITAL GROUP INC                DE                    X              11/05/03

ENCYSIVE PHARMACEUTICALS INC            DE                X           X      11/06/03

ENZON PHARMACEUTICALS  INC              DE            X               X      11/06/03

EQUITY INNS INC                         TN                X           X      11/06/03

ESSEX CORPORATION                       VA            X   X                  11/06/03

EUNIVERSE INC                           DE            X   X                  11/03/03

EXCELLIGENCE LEARNING CORP              DE                            X      11/05/03

EXPLORATION CO OF DELAWARE INC          DE                X   X       X      09/30/03

EXTENDICARE HEALTH SERVICES INC         DE                X           X      11/06/03

FACTORY 2 U STORES INC                  DE                X           X      11/05/03

FARMLAND INDUSTRIES INC                 KS            X   X                  10/31/03

FEDERATED DEPARTMENT STORES INC /DE/    DE                            X      11/06/03

FINLAY ENTERPRISES INC /DE              DE                X           X      11/06/03

FINLAY FINE JEWELRY CORP                DE                X           X      11/06/03

FIRST FEDERAL BANKSHARES INC            DE                X   X              10/31/03    AMEND

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE            X   X                  10/27/03

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE            X   X                  10/27/03

FIRST FRANKLIN MORTGAGE LOAN TRUST 20   DE            X   X                  10/27/03

FIRST NATIONAL BANKSHARES CORP          WV            X                      11/06/03

FIRST PLACE FINANCIAL CORP /DE/         DE            X   X                  11/06/03

FIRST REGIONAL BANCORP                  CA                X   X              10/30/03

FISHER COMMUNICATIONS INC               WA      X         X                  10/23/03

FLAGSTAR BANCORP INC                    MI                            X      10/22/03

FLORIDAFIRST BANCORP INC                FL                X           X      11/03/03

FLOWERS FOODS INC                       GA                X   X              11/06/03

FNB BANCSHARES INC /SC/                 SC            X   X                  11/05/03

FOOT LOCKER INC                         NY                X           X      11/06/03

GAP INC                                 DE            X   X           X      11/06/03

GASCO ENERGY INC                        NV                X   X              11/06/03

GENERAL COMMUNICATION INC               AK                X           X      11/05/03

GLOBAL BUSINESS RESOURCES INC           DE          X                        11/05/03

GOLDEN PATRIOT CORP                     NV            X                      11/06/03

GOLDEN TELECOM INC                      DE                X           X      11/05/03

GRANITE CONSTRUCTION INC                DE                X           X      11/05/03

GREEN MOUNTAIN POWER CORP               VT                            X      11/04/03

GREENWICH CAPITAL ACCEPTANCE INC THOR   DE            X   X                  10/27/03

GREENWICH CAPITAL ACCEPTANCE THORNBUR   DE            X   X                  10/27/03

GREG MANNING AUCTIONS INC               NY                X                  09/18/03    AMEND

GS MORTGAGE SECURITIES CORP MORT PAS    DE            X   X                  10/27/03

GUILFORD PHARMACEUTICALS INC            DE                            X      11/06/03

GYMBOREE CORP                           DE                X   X       X      11/06/03

H&E EQUIPMENT SERVICES LLC              LA                X           X      11/06/03

HALLIBURTON CO                          DE                    X              11/06/03

HANGER ORTHOPEDIC GROUP INC             DE                X           X      10/30/03

HARTFORD FINANCIAL SERVICES GROUP INC   DE                            X      11/05/03

HARVEST NATURAL RESOURCES INC           DE                            X      11/06/03

HCA INC/TN                              DE            X   X                  10/31/03

HCC INSURANCE HOLDINGS INC/DE/          DE                X           X      11/06/03

HEALTH NET INC                          DE                            X      11/04/03

HEALTHETECH INC                                           X           X      11/06/03

HEARTLAND BANCSHARES INC /IN/           IN                X           X      11/03/03

HIENERGY TECHNOLOGIES INC               DE                    X              10/30/03

HINES HORTICULTURE INC                  DE                X           X      11/06/03

HORNBECK OFFSHORE SERVICES INC /LA      DE                X           X      11/06/03

HOUSTON EXPLORATION CO                  DE                X           X      11/06/03

IMMUNOGEN INC                           MA                X           X      11/06/03

IMPAC MORTGAGE HOLDINGS INC             MD                X           X      11/05/03

INFONET SERVICES CORP                                     X           X      11/06/03

INNOTRAC CORP                           GA                X           X      11/06/03

INSTANET INC                            CO                X                  06/25/03    AMEND

INTEGRATED BIOPHARMA INC                DE      X     X   X                  10/22/03

INTELIDATA TECHNOLOGIES CORP            DE                X           X      11/06/03

INTER PARFUMS INC                       DE            X                      11/05/03

INTERNET CAPITAL GROUP INC              DE                X   X              11/06/03

INTERNET PICTURES CORP                  DE                            X      11/06/03

INTERPOOL INC                           DE            X   X   X              11/05/03

ITLA CAPITAL CORP                       CA                            X      11/03/03

JAMESON INNS INC                        GA                X   X              11/06/03

JO-ANN STORES INC                       OH                    X              11/04/03

JO-ANN STORES INC                       OH                            X      11/06/03

JONES LANG LASALLE INC                  MD                X           X      11/05/03

KARMA MEDIA INC                         NV                X                  11/06/03

KCS ENERGY INC                          DE            X   X   X              11/06/03

KEITH COMPANIES INC                     CA            X   X           X      11/05/03

KEY TECHNOLOGY INC                      OR                X           X      11/06/03

KEYSPAN CORP                            NY                X           X      09/30/03

KEYSTONE PROPERTY TRUST                 MD            X   X                  11/06/03

KINDRED HEALTHCARE INC                  DE            X               X      11/05/03

KOHLS CORPORATION                       WI                            X      11/06/03

LA JOLLA PHARMACEUTICAL CO              DE                            X      11/06/03

LANDACORP INC                           DE                            X      11/05/03

LAUREL CAPITAL GROUP INC                PA            X   X                  10/31/03

LEAP WIRELESS INTERNATIONAL INC         DE        X       X                  10/22/03

LEHMAN ABS CORP BACKED TR CERT GA PAC   DE            X   X                  10/30/03

LEHMAN ABS CORP BACKED TRUST CERTS SE   DE            X   X                  10/30/03

LEHMAN ABS CORP FIFTH THIRD HOME EQUI   DE                X                  10/27/03

LEHMAN ABS CORP SPRINT CAPITAL BACK S   DE            X   X                  10/29/03

LEHMAN BROTHERS HOLDINGS INC            DE                X                  11/06/03

LEUCADIA NATIONAL CORP                  NY            X   X                  11/05/03

LINCOLN INTERNATIONAL CORP              KY          X                        10/31/03

LIPID SCIENCES INC/                     AZ                            X      11/06/03

LONG BEACH ACCEPTANCE CORP                      X         X                  11/04/03

LOUDEYE CORP                            DE                            X      11/06/03

LUBRIZOL CORP                           OH                X           X      11/06/03    AMEND

LUCILLE FARMS INC                       DE                X           X      11/06/03

M & F WORLDWIDE CORP                    DE                            X      11/06/03

MACK CALI REALTY CORP                   MD                    X       X      11/05/03

MAIN STREET & MAIN INC                  DE                            X      11/06/03

MAIN STREET BANKS INC /NEW/             GA            X   X                  11/06/03

MANITOWOC CO INC                        WI            X   X                  11/06/03

MARCONI CORP PLC                        X0            X                      11/06/03

MASSEY ENERGY CO                        DE            X   X                  11/05/03

MBNA CORP                               MD            X                      11/06/03

MBNA CORP                               MD            X                      11/06/03

MCDATA CORP                             DE                X           X      11/05/03

MEASUREMENT SPECIALTIES INC             NJ                            X      11/04/03

MEDICAL STAFFING NETWORK HOLDINGS INC   DE                X           X      11/06/03

MEDTOX SCIENTIFIC INC                   DE                            X      11/04/03

MERCHANTS & MANUFACTURERS BANCORPORAT   WI      X         X                  11/01/03

META GROUP INC                          DE                    X       X      11/06/03

MEVC DRAPER FISHER JURVETSON FUND I I   DE            X                      11/06/03

MGP INGREDIENTS INC                     KS                X   X       X      11/06/03

MICHAELS STORES INC                     DE                            X      11/06/03

MICRON ENVIRO SYSTEMS INC               NV            X                      11/06/03

MIDDLESEX WATER CO                      NJ            X                      11/05/03

MIKOHN GAMING CORP                      NV            X   X                  09/30/03

MILASTAR CORP                           DE            X                      11/06/03

MODTECH HOLDINGS INC                    CA                X           X      11/05/03

MOLINA HEALTHCARE INC                   DE                X           X      11/05/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X                      11/06/03

MOSSIMO INC                             DE            X   X   X              11/06/03

MPOWER HOLDING CORP                     DE                            X      09/30/03

MQ ASSOCIATES INC                                         X   X              11/06/03

MSC INDUSTRIAL DIRECT CO INC            NY                X           X      11/04/03

MUZAK HOLDINGS FINANCE CORP             DE                X           X      11/06/03

MUZAK HOLDINGS LLC                      DE                X           X      11/06/03

NATIONAL SEMICONDUCTOR CORP             DE            X   X                  09/05/03

NCO GROUP INC                           PA                X   X       X      11/04/03

NEIMAN MARCUS GROUP INC                 DE                X   X              11/06/03

NEOPROBE CORP                           DE                X   X              11/05/03

NETWORK ENGINES INC                     DE                            X      11/06/03

NEW FRONTIER MEDIA INC                  CO                            X      11/06/03

NEW YORK COMMUNITY BANCORP INC          DE                X   X              11/05/03

NEWPARK RESOURCES INC                   DE                X   X              11/06/03

NEWTECH RESOURCES LTD                               X     X                  11/03/03

NORDSTROM INC                           WA                X           X      11/06/03

NORFOLK SOUTHERN CORP                   VA            X       X              11/06/03

NORTEK INC                              DE                            X      10/04/03

NORTEK INC                              DE                            X      10/04/03

NORTH AMERICAN GALVANIZING & COATINGS   DE                    X              10/05/03

NORTH COAST ENERGY INC / DE/            DE                X           X      11/06/03

NORTH VALLEY BANCORP                    CA            X                      11/06/03

NPS PHARMACEUTICALS INC                 DE                            X      11/06/03

NVIDIA CORP                             DE                            X      11/06/03

OCCAM NETWORKS INC/DE                   DE                X           X      11/04/03

OCCAM NETWORKS INC/DE                   DE            X   X                  11/04/03

ODYSSEY MARINE EXPLORATION INC          NV            X                      11/06/03

OFFSHORE LOGISTICS INC                  DE                X           X      09/30/03

OHIO CASUALTY CORP                      OH                X           X      09/30/03

ORBIT INTERNATIONAL CORP                DE                            X      11/06/03

ORTHOLOGIC CORP                         DE                            X      11/06/03

OSHKOSH B GOSH INC                      DE            X   X                  11/06/03

PACIFIC ENTERPRISES INC                 CA                            X      11/06/03

PACIFIC GOLD CORP                       NV            X   X                  11/05/03

PACIFIC VEGAS GLOBAL STRATEGIES INC     CO                X                  03/11/03    AMEND

PALATIN TECHNOLOGIES INC                DE            X                      11/01/03

PALMETTO BANCSHARES INC                 SC                X           X      11/03/03

PAMRAPO BANCORP INC                     DE                X           X      10/29/03

PARAGON FINANCIAL CORP                  DE          X                        11/06/03

PDI INC                                 DE                X           X      11/05/03

PEAPACK GLADSTONE FINANCIAL CORP        NJ                            X      11/03/03

PENN VIRGINIA CORP                      VA                X           X      11/06/03

PENN VIRGINIA RESOURCE PARTNERS L P     DE                X           X      11/06/03

PENTON MEDIA INC                        DE                X           X      11/06/03

PEOPLES OHIO FINANCIAL CORP             OH            X                      11/06/03

PEPSICO INC                             NC            X   X                  11/05/03

PERCEPTRON INC/MI                       MI                X           X      11/06/03

PETRO HOLDINGS FINANCIAL CORP           DE            X   X                  10/28/03

PETRO STOPPING CENTERS HOLDINGS LP      DE            X   X                  11/06/03

PETROQUEST ENERGY INC                   DE                X           X      11/06/03

PFF BANCORP INC                         DE            X                      11/06/03

PHARMACOPEIA INC                        DE                X   X              11/04/03

PIEDMONT NATURAL GAS CO INC             NC            X   X                  11/06/03

PILGRIMS PRIDE CORP                     DE                            X      11/05/03

PIONEER DRILLING CO                     TX                X           X      11/06/03

PIXAR \CA\                              CA                            X      11/06/03

PLAINS EXPLORATION & PRODUCTION CO      DE                X   X       X      11/06/03

PMA CAPITAL CORP                        PA                            X      11/06/03

POLYONE CORP                                          X   X                  11/06/03

PRAB INC                                MI            X   X                  11/03/03

PRELUDE VENTURES INC                    NV    X         X X                  10/09/03

PRIME GROUP REALTY TRUST                MD                X           X      11/05/03

PRIMUS TELECOMMUNICATIONS GROUP INC     DE                X           X      11/06/03

PSYCHIATRIC SOLUTIONS INC               DE            X   X                  11/03/03

PUBLIC STORAGE INC /CA                  CA            X                      11/06/03

PURE CYCLE CORP                         DE            X                      11/06/03

PXRE GROUP LTD                                            X           X      11/05/03

QUALITY SYSTEMS INC                     CA                X           X      10/30/03

R & B INC                               PA                X           X      10/27/03

RALCORP HOLDINGS INC /MO                MO                X           X      11/06/03

RAMPART CAPITAL CORP                    TX            X   X                  11/06/03

RANGE RESOURCES CORP                    DE                X   X              11/04/03

REGIONS FINANCIAL CORP                  DE                X   X              11/06/03

RENAISSANCE MORT ACCEPT CORP HOME EQ    DE            X   X                  10/27/03

RENAISSANCE MORT ACCEPT CORP HOME EQU   DE            X                      11/06/03

RES CARE INC /KY/                       KY                            X      11/06/03

RESIDENTIAL ASSET MORT PRODUCT GMACM    DE            X   X                  10/19/03

ROCKWELL  AUTOMATION INC                DE                            X      11/06/03

ROSS STORES INC                         DE                X           X      11/06/03

ROXIO INC                               DE                    X              11/06/03

ROYAL GOLD INC                          DE                X                  11/06/03

RUDDICK CORP                            NC                            X      11/05/03

SAGA COMMUNICATIONS INC                 DE                X           X      11/06/03

SAKS INC                                TN                X   X              11/06/03

SALON MEDIA GROUP INC                   DE          X     X                  10/30/03

SALTON INC                              DE                X           X      11/06/03

SAN DIEGO GAS & ELECTRIC CO             CA                            X      11/06/03

SAUL CENTERS INC                        MD                X           X      11/04/03

SEARS ROEBUCK ACCEPTANCE CORP           DE            X   X                  11/06/03

SEITEL INC                              DE            X   X                  11/05/03

SEMPRA ENERGY                           CA                            X      11/06/03

SEROLOGICALS CORP                       DE                    X              11/06/03

SGC HOLDINGS INC                                      X                      10/20/03

SHOE CARNIVAL INC                       IN                            X      11/06/03

SIMULA INC                              AZ            X   X           X      11/06/03

SINCLAIR BROADCAST GROUP INC            MD                            X      11/06/03

SMART & FINAL INC/DE                    DE                X           X      11/04/03

SPECTRX INC                             DE            X   X                  11/06/03

SPIEGEL INC                             DE            X                      11/06/03

SPINNAKER EXPLORATION CO                DE                    X              11/04/03

ST MARY LAND & EXPLORATION CO           DE                X           X      11/05/03

ST MARY LAND & EXPLORATION CO           DE            X               X      11/06/03    AMEND

STANDARD COMMERCIAL CORP                NC                X           X      11/05/03

STATION CASINOS INC                     NV            X                      11/06/03

STRUCTURED ASSET INV LOAN MORT PASS T   NY            X   X                  10/27/03

STRUCTURED ASSET INV LOAN MORT PASS T   NY            X   X                  10/27/03

STRUCTURED ASSET MORT INV MORT PASS T   NY            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INV INC MOR   NY            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS                 X   X                  10/28/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PAS TH   DE            X   X                  10/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  10/27/03

SUPERIOR TELECOM INC                    DE        X   X   X                  10/22/03

SURETY HOLDINGS CORP                    DE            X                      11/06/03

SYNAGRO TECHNOLOGIES INC                DE                X           X      11/06/03

SYNOVIS LIFE TECHNOLOGIES  INC          MN            X   X                  11/06/03

TABLE TRAC INC                          NV          X                        10/28/03

TALBOTS INC                             DE                            X      11/06/03

TALK AMERICA HOLDINGS INC               DE                X           X      11/06/03

TAYLOR ANN STORES CORP                  DE                X   X              11/06/03

TERAYON COMMUNICATION SYSTEMS           DE            X   X                  11/06/03

TEXAS CAPITAL BANCSHARES INC/TX         DE                X           X      10/22/03

TII NETWORK TECHNOLOGIES INC            DE                            X      11/05/03

TRIUMPH GROUP INC /                     DE                X           X      10/30/03

TRIZEC PROPERTIES INC                   DE                X           X      11/06/03

TRIZEC PROPERTIES INC                   DE            X                      11/05/03

TROPICAL SPORTSWEAR INTERNATIONAL COR   FL              X                    11/06/03

TROVER SOLUTIONS INC                    DE                X           X      11/05/03

UICI                                    DE                X           X      11/06/03

ULTRA PETROLEUM CORP                                                  X      11/04/03

ULTRALIFE BATTERIES INC                 DE                X           X      11/06/03

UNI MARTS INC                           DE                X           X      11/05/03

UNITED GUARDIAN INC                     DE                X           X      11/05/03

UNITED THERAPEUTICS CORP                DE                X           X      11/06/03

UNUMPROVIDENT CORP                      DE                            X      11/05/03

US AIRWAYS GROUP INC                    DE            X   X                  11/06/03

UWHARRIE CAPITAL CORP                   NC            X                      11/06/03

VALPEY FISHER CORP                      MD                X           X      11/06/03

VIASAT INC                              CA                X           X      11/06/03

VILLAGEWORLD COM INC                    NY            X   X                  11/06/03

VINTAGE PETROLEUM INC                   DE                            X      11/05/03

VITA FOOD PRODUCTS INC                  NV                X           X      10/31/03

WABASH NATIONAL CORP /DE                DE                    X              11/06/03

WARRANTECH CORP                         DE                X   X       X      11/06/03

WEBMD CORP /NEW/                        DE                X   X       X      11/06/03

WELLS FINANCIAL CORP                    MN                X           X      11/05/03

WESTPORT RESOURCES CORP /NV/            NV            X   X                  11/06/03

WHITEHALL JEWELLERS INC                 DE            X   X                  10/29/03

WILLBROS GROUP INC                      R1                            X      11/05/03

WILLIAMS COMPANIES INC                  DE                X   X       X      11/06/03

WILLIAMS SCOTSMAN INC                   MD                X           X      09/30/03

WILMINGTON REXFORD INC                  DE          X X   X                  10/30/03    AMEND

WIND RIVER SYSTEMS INC                  DE            X   X                  11/05/03

WINDROSE MEDICAL PROPERTIES TRUST       MD                X           X      11/06/03

WOLOHAN LUMBER CO                       MI            X   X                  11/05/03

XM SATELLITE RADIO HOLDINGS INC         DE                            X      11/06/03

ZALE CORP                               DE                X           X      11/05/03

ZAMBA CORP                              DE                            X      11/06/03

ZAMBA CORP                              DE                            X      11/06/03    AMEND

ZOLL MEDICAL CORPORATION                MA                X           X      09/28/03

ZOMAX INC /MN/                          MN            X   X           X      11/06/03

ZYMOGENETICS INC                        WA                X           X      11/06/03