SEC NEWS DIGEST


   Issue 2007-35                                        February 22, 2007



   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF ANTHONY HURLEY

   On  February  21,  the  Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Rule 102(e) of the Commission's
   Rules of Practice, Making Findings, and  Imposing  Remedial  Sanctions
   (Order) against Anthony L. Hurley. The Order finds that Hurley  was  a
   certified public accountant licensed in the State of Massachusetts and
   that  he  was  employed  as  the  assistant  controller  of  Enterasys
   Networks, Inc. from October 1998 through November 2002. The Commission
   filed a civil injunctive complaint alleging  that  Hurley  and  others
   engaged in a fraudulent scheme which resulted in  Enterasys  reporting
   inflated revenues  for  periods  in  2000  and  2001.  The  Commission
   alleged, among other  things,  that  Enterasys  improperly  recognized
   revenues from  sales  tied  to  investment  transactions  that  lacked
   economic substance. It contended that Enterasys funded the purchase of
   its own products by purchasing equity  interests  in  other  companies
   that used the investment proceeds to pay for Enterasys  products.  The
   Commission  alleged  that  Hurley  knowingly   participated   in   the
   fraudulent  scheme  by  allowing  Enterasys  to  improperly  recognize
   revenue and by misrepresenting material information to, or  concealing
   material information from, Enterasys' outside auditor. The Order  also
   finds that a permanent injunction was entered against Hurley  on  Feb.
   6, 2007, in the civil action Securities  and  Exchange  Commission  v.
   Anthony L. Hurley, Civil Action Number 07cv022, in the  U.S.  District
   Court for the District of  New  Hampshire.  The  injunction  prohibits
   future violations of Sections 10(b) and  13(b)(5)  of  the  Securities
   Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2
   thereunder, and from aiding and abetting violations of Sections 13(a),
   13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-
   1 and 13a-13 thereunder.

   Based on the above,  the  Order  suspends  Hurley  from  appearing  or
   practicing before the Commission as an accountant.  After  five  years
   from the date of this Order, Hurley may request  that  the  Commission
   consider  his  reinstatement  by  submitting  an  application.  Hurley
   consented to the issuance of the Order without  admitting  or  denying
   any of the findings in the Order. (Rel. 34-55324; AAE Rel. 2564;  File
   No. 3-12571)

   IN THE MATTER OF SHEA SILVA

   On  February  21,  the  Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Section 15(b) of the Securities
   Exchange Act of 1934  (Exchange  Act)  Making  Findings  and  Imposing
   Remedial Sanctions (Order) against Shea Silva.

   The Order finds that Silva, president and  sole  principal  of  Allied
   Capital Management,  Inc.,  Sunrise  Energy,  Inc.,  and  Blue  Marlin
   Energy, Inc., acted as an unregistered broker, and was not  associated
   with any registered  broker-dealer  when  he  solicited  investors  to
   purchase securities,  negotiated  terms  of  sales  to  investors  and
   received and handled investor funds. The Order further finds  that  on
   Dec. 11, 2006, Silva was permanently enjoined from  future  violations
   of Sections 5(a), 5(c)  and  17(a)  of  the  Securities  Act  of  1933
   (Securities Act) and Sections 10(b) and 15(a) of the Exchange Act  and
   Rule 10b-5 thereunder in the  civil  action  entitled  Securities  and
   Exchange Commission v. Allied Capital Management, Inc., Shea Silva and
   Joanna Banks, Civil Action Number 05-cv-08800-GPS (JTLx), in the  U.S.
   District  Court  for  the  Central  District  of  California.  In  the
   complaint,   the   Commission   alleged   that   Silva   misused   and
   misappropriated investor funds, made  numerous  misrepresentations  to
   investors, including misrepresentations about Allied  Capital,  Silva,
   the nature of the investments, the risks involved in  the  investments
   and the potential returns on the investments, and otherwise engaged in
   a variety  of  conduct  which  operated  as  a  fraud  and  deceit  on
   investors. The complaint also alleged  that  Silva  sold  unregistered
   securities and that Silva acted as an unregistered broker.

   Based on the above, the Order bars Shea Silva  from  association  with
   any broker or dealer. Shea Silva consented  to  the  issuance  of  the
   Order without admitting or denying the findings of the  Order,  except
   as to the  jurisdiction  of  the  Commission  and  the  entry  of  the
   injunction against him. (Rel. 34-55327; File No. 3-12572)

   SEC OBTAINS FINAL JUDGMENT AGAINST FORMER REGISTERED REPRESENTATIVE AT
   DEUTSCHE BANK SECURITIES, INC. FOR DECEPTIVE MARKET TIMING  OF  MUTUAL
   FUNDS The Commission  announced  that  on  Jan.  26,  2007,  the  U.S.
   District Court for the Southern District of New York entered  a  final
   judgment  against  Michael  G.  Velasco.  Velasco  was  a   registered
   representative at Deutsche Bank Securities, Inc., a registered broker-
   dealer and investment adviser. In the complaint in  this  action,  the
   Commission alleges that Velasco defrauded mutual funds by engaging  in
   deceptive practices to circumvent mutual funds'  restrictions  on  his
   market  timing  customers.  The  final  judgment  permanently  enjoins
   Velasco from violating Section 17(a) of the Securities  Act  of  1933,
   Section 10(b) of the Securities Exchange Act of 1934, and Rule  10b-5.
   In addition, the final judgment directs Velasco to pay disgorgement of
   $60,824.26 plus prejudgment interest of $8,063.17, and directs him  to
   pay a civil penalty of $60,824.26. Velasco consented to the  entry  of
   the final judgment without admitting or denying the allegations in the
   complaint. The Commission also announced today that  it  instituted  a
   settled administrative  proceeding  against  Velasco.  The  Commission
   entered an order based on the entry of the injunction barring  Velasco
   from association with any broker or dealer or investment adviser, with
   the right to reapply  for  association  after  2  years,  pursuant  to
   Section 15(b) of the Exchange Act and Section 203(f) of the Investment
   Advisers Act of 1940. Velasco consented to  the  entry  of  the  order
   without admitting or denying its findings except he admitted the entry
   of the injunction. For further information, see Litigation Release No.
   19954 (Dec. 21, 2006). [SEC v. Michael G. Velasco, Civil Action No. 06
   CV 15345 (SDNY)] (LR-20012);  Administrative  Proceeding  -  Rel.  34-
   55322; IA-2592; File No. 3-12570)

   SEC FILES SETTLED INSIDER TRADING CHARGES AGAINST  FORMER  SADIA  S.A.
   CHIEF FINANCIAL OFFICER AND FORMER INVESTMENT BANKER AT ABN AMRO  REAL
   S.A.

   The Commission today filed settled civil actions in the U.S.  District
   Court for the District of Columbia  against  (i)  Luiz  Gonzaga  Murat
   Jnior, former  Chief  Financial  Officer  and  Director  of  Investor
   Relations at Sadia S.A. (Sadia), a Brazilian  food  products  company,
   and (ii) Alexandre Ponzio De Azevedo, a former employee of  Banco  ABN
   AMRO Real S.A. (ABN AMRO), an  investment  banking  firm  retained  by
   Sadia. Each defendant is alleged to have engaged in insider trading by
   purchasing securities of Perdigo S.A.  (Perdigo)  prior  to  Sadia's
   tender offer for Perdigo, which  was  announced  on  July  16,  2006.
   Without admitting or denying the allegations, Murat and  Azevedo  have
   each consented to the entry of a final  judgment  imposing  injunctive
   and monetary relief. Murat has also consented to be barred from acting
   as an officer or director of a publicly traded company for a period of
   five years.

   The Commission's complaint against Murat  alleges  that  on  April  7,
   2006, representatives of an investment bank met with Murat and another
   Sadia executive  to  propose  that  Sadia  make  a  tender  offer  for
   Perdigo. According to the  complaint,  Murat  proceeded  to  purchase
   American Depositary Shares (ADSs) of Perdigo both later the same  day
   and subsequently on June 29, 2006, on the basis of material, nonpublic
   information concerning the proposed acquisition, and in  breach  of  a
   duty of trust and confidence he owed to Sadia. The  complaint  alleges
   that Murat's holdings totaled 45,900 ADSs  of  Perdigo  by  the  time
   Sadia announced the tender offer. On  July  17,  2006,  the  price  of
   Perdigo ADSs increased to $24.50, up $4.25 (21%)  from  the  previous
   closing price. According to the complaint, Murat had  imputed  illicit
   profits of $180,404 from his unlawful trading.

   The Commission's complaint against Azevedo alleges that he learned  of
   the possible tender offer on April 11, 2006, in  his  capacity  as  an
   employee of ABN AMRO assigned to the tender offer financing team,  and
   that ABN AMRO later placed Perdigo on a list of securities  in  which
   ABN AMRO employees  could  not  trade.  According  to  the  complaint,
   Azevedo subsequently purchased 14,000 ADSs of  Perdigo  on  June  20,
   2006, on the basis of material, nonpublic information  concerning  the
   proposed acquisition, and in breach of a duty of trust and  confidence
   he owed to ABN AMRO. Azevedo sold 10,500 ADSs on July  17,  2006,  one
   day after Sadia had publicly announced its tender offer for  Perdigo.
   According to  the  complaint,  Azevedo  realized  illicit  profits  of
   $52,290 on the 10,500 ADSs he sold on July 17 and had imputed  profits
   of $14,875 on his remaining 3,500 ADSs.

   Without  admitting  or  denying  the  allegations  in  the  respective
   complaints, both defendants have agreed  to  settle  the  Commission's
   charges by consenting to the  entry  of  final  judgments  that  would
   permanently enjoin them from further violations of Sections 10(b)  and
   14(e) of the Securities Exchange Act of 1934, and Rules 10b-5 and 14e-
   3 thereunder. The final judgment against Murat also would (i) bar  him
   for a period of five years from serving as an officer or director of a
   publicly traded company,  (ii)  require  him  to  pay  $184,028.12  in
   disgorgement and prejudgment interest, and (iii) order him  to  pay  a
   civil penalty of $180,404. The final  judgment  against  Azevedo  also
   would  (i)  require  him  to  pay  $68,215.45  in   disgorgement   and
   prejudgment interest, and (ii) require him to pay a civil  penalty  of
   $67,165. Azevedo has also consented to the Commission's  entry  of  an
   order, following  the  Court's  anticipated  entry  of  an  injunction
   against him, which would bar him pursuant to Section 15(b)(6)  of  the
   Exchange Act from association with a broker or dealer, with a right to
   reapply after three years.

   The Commission wishes to acknowledge the assistance of  the  Brazilian
   Comisso de Valores Mobilrios. The Commission's investigation in this
   matter  is  continuing.  [SEC  v.  Luiz  Gonzaga  Murat  Jnior,  C.A.
   No.1:07CV00381 (D.D.C.) (PLF); SEC v.  Alexandre  Ponzio  De  Azevedo,
   C.A. No.1:07CV00380 (D.D.C.) (PLF)] (LR-20013)


   INVESTMENT COMPANY ACT RELEASES


   RYDEX ETF TRUST, ET AL.

   A notice has been issued giving interested  persons  until  March  19,
   2007, to request a hearing on an application filed by Rydex ETF Trust,
   et al., for an order  to  permit  new  series,  as  described  in  the
   application, of an existing open-end management investment company  to
   issue  shares  of  limited  redeemability  that  would  trade  in  the
   secondary market at negotiated prices. The order would  allow  dealers
   to sell shares of the new series in the secondary market unaccompanied
   by a prospectus when  prospectus  delivery  is  not  required  by  the
   Securities Act of 1933. The order also would permit certain affiliated
   persons of the new series to  deposit  securities  into,  and  receive
   securities from, the new series. (Rel. IC-27703 - February 20)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change (SR-Amex-2007-14) filed by the  American  Stock
   Exchange relating to the options fee  schedule  has  become  effective
   under Section 19(b)(3)(A) of the  Securities  Exchange  Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   February 26. (Rel. 34-55296)

   A proposed rule change filed by NYSE Arca relating  to  the  SizeQuote
   pilot program (SR-NYSEArca-2007-16) has become effective  pursuant  to
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   February 26. (Rel. 34-55312)

   A proposed rule change (SR-NYSE-2007-17) filed by the New  York  Stock
   Exchange to provide that there be no initial listing fee  payable  for
   any equity  security,  structured  product  or  closed-end  management
   investment company that transfers  from  another  national  securities
   exchange to  NYSE  has  become  immediately  effective  under  Section
   19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
   expected in the Federal Register during the week of February 26. (Rel.
   34-55314)

   National Securities Clearing Corporation filed a proposed rule  change
   (SR-NSCC-2006-19) under Section 19(b)(3)(A) of the Securities Exchange
   Act that revises NSCC's fee schedule. Publication is expected  in  the
   Federal Register during the week of February 26. (Rel. 34-55315)

   A proposed rule change (SR-NYSE-2007-14) and Amendment No.  1  thereto
   filed by the New York Stock Exchange relating to  Rule  70  (Bids  and
   Offers) has become effective  under  Section  19(b)(3)(A)(ii)  of  the
   Securities Exchange Act  of  1934.  Publication  is  expected  in  the
   Federal Register during the week of February 26. (Rel. 34-55316)

   A proposed rule change (SR-CHX-2007-01) filed  by  the  Chicago  Stock
   Exchange to specify that a "SOLD" indicator must be affixed to a trade
   to the extent required by the applicable intermarket  trade  reporting
   plans has become effective under Section 19(b)(3)(A) of the Securities
   Exchange Act of 1934. Publication is expected in the Federal  Register
   during the week of February 26. (Rel. 34-55319)

   A proposed rule change (SR-NASDAQ-2007-009) filed by The NASDAQ  Stock
   Market relating to  intermarket  sweep  orders  has  become  effective
   pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
   1934. Publication is expected in the Federal Register during the  week
   of February 26. (Rel. 34-55323)

   ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

   The Commission granted accelerated approval to a proposed rule  change
   (SR-NYSEArca-2007-15) submitted by NYSE Arca, through its wholly-owned
   subsidiary,  NYSE  Arca  Equities,  Inc.  to  trade  shares   of   the
   CurrencySharesSM Japanese  Yen  Trust  pursuant  to  unlisted  trading
   privileges. Publication is expected in the Federal Register during the
   week of February 26. (Rel. 34-55320)

   The Commission granted accelerated approval to a proposed rule  change
   (SR-Phlx-2006-85)  submitted  by  the  Philadelphia   Stock   Exchange
   relating to listing standards for Basket Linked Notes. Publication  is
   expected in the Federal Register during the week of February 26. (Rel.
   34-55321)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-8     SILVERADO GOLD MINES LTD, 1111 WEST GEORGIA ST, SUITE 505, 
        VANCOUVER BC CANADA, A1, V6E 4M3, 6046891535 - 
        25,000,000 ($2,525,000.00) Equity, (File 333-140805 - Feb. 21) (BR. 04A)

SB-2    Babydot CO, 3071 wandering river court, las vegas, nv, 89135, 
        702-873-9223 - 2,960,000 ($14,800.00) Non-Convertible Debt, 
        (File 333-140806 - Feb. 21) (BR. 02)

S-8     FIRST SOLAR, INC., 4050 EAST COTTON CENTER BLVD, BUILDING 6, SUITE 68, 
        PHOENIX, AZ, 85040, (602) 414-9300 - 0 ($232,754,516.00) Equity, 
        (File 333-140807 - Feb. 21) (BR. 10B)

F-1     XINHUA FINANCE MEDIA LTD, ROOMS 3905-3909,TOWER 1,GRAND GATEWAY, 
        1 HONGQIAO LU, SHANGHAI, F4, 200030, 86-21-6113-5900 - 
        0 ($371,538,462.00) Equity, (File 333-140808 - Feb. 21) (BR. 11)

S-8     CIMATRON LTD, 11 GUSH ETZION ST, GIVAT SHMUEL, ISRAEL 51905, L3, 00000, 
        9725312121 - 490,000 ($952,190.00) Equity, (File 333-140809 - Feb. 21) 
        (BR. 03B)

SB-2    Smart Holdings Inc, 647 MILL POINT DR., MILFORD, MI, 48341, 
        248-937-1824 - 3,000,000 ($3,000,000.00) Equity, (File 333-140810 - 
        Feb. 21) (BR. 08)

S-8     FLEXSTEEL INDUSTRIES INC, PO BOX 877, 3400 JACKSON, DUBUQUE, IA, 
        52004-0877, 3195567730 - 500,000 ($7,325,000.00) Equity, 
        (File 333-140811 - Feb. 21) (BR. 06B)

F-6     XINHUA FINANCE MEDIA LTD, ROOMS 3905-3909,TOWER 1,GRAND GATEWAY, 
        1 HONGQIAO LU, SHANGHAI, F4, 200030, 86-21-6113-5900 - 
        100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-140813 - Feb. 21) 
        (BR. 11)

S-1     Arcade Acquisition Corp., 62 LA SALLE ROAD, SUITE 304, WEST HARTFORD, 
        CT, 06107, 201-568-2417 - 0 ($111,000,100.00) Other, (File 333-140814 - 
        Feb. 21) (BR. 09)

S-8     1st Pacific Bancorp, 4275 EXECUTIVE SQUARE, SUITE 650, LA JOLLA, CA, 
        92037, 8588752000 - 0 ($16,594,272.00) Equity, (File 333-140815 - 
        Feb. 21) (BR. 07)

S-8     BIOGEN IDEC INC, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121, 
        6195508500 - 850,000 ($40,795,750.00) Equity, (File 333-140817 - 
        Feb. 21) (BR. 01A)

F-3     Pharmaxis Ltd., 2/10 RODBOROUGH ROAD, FRENCHS FOREST, NEW SOUTH WALES, 
        C3, 2086, 61 (2) 9454 7203 - 0 ($359,200,013.65) Other, 
        (File 333-140818 - Feb. 21) (BR. 01A)

S-8     NEWMONT MINING CORP /DE/, 1700 LINCOLN STREET, DENVER, CO, 80203, 
        303-863-7414 - 0 ($15,000,000.00) Equity, (File 333-140819 - Feb. 21) 
        (BR. 04A)

S-8     YP CORP, 4840 E JASMINE ST, STE 110, MESA, AZ, 85020, 4806549646 - 
        3,000,000 ($3,060,000.00) Equity, (File 333-140820 - Feb. 21) (BR. 09B)

N-2     Alternative Investment Partners Absolute Return Fund, 
        ONE TOWER BRIDGE, 100 FRONT STREET, WEST CONSHOHOCKEN, PA, 19428-2881, 
        610-260-7600 - 750,000 ($750,000,000.00) Equity, (File 333-140821 - 
        Feb. 21) (BR. 16)

N-2     Alternative Investment Partners Absolute Return Fund STS, 
        ONE TOWER BRIDGE, 100 FRONT STREET, SUITE 1100, WEST CONSHOHOCKEN, PA, 
        19428-2881, 610-260-7600 - 450,000 ($450,000,000.00) Equity, 
        (File 333-140822 - Feb. 21) (BR. 16)

SB-2    Political Calls, Inc., 1015 S. CIMARRON RD., LAS VEGAS, NV, 89145, 
        702-273-8920 - 150,612,000 ($3,012,240.00) Equity, (File 333-140823 - 
        Feb. 21) (BR. )



RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.


				        STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

AARON RENTS INC                         GA       2.02,9.01                      02/20/07

ABX AIR INC                                      1.01,2.03                      02/16/07

ACACIA RESEARCH CORP                    DE       2.02,9.01                      02/21/07

ACE MARKETING & PROMOTIONS INC          NY       7.01,8.01,9.01                 02/09/07

ADVANTA BUSINESS RECEIVABLES CORP                8.01,9.01                      02/21/07

ADVENT SOFTWARE INC /DE/                DE       1.01,2.03                      02/14/07

AIRTRAX INC                             NJ       1.01,2.03,3.02,9.01            02/20/07

ALABAMA NATIONAL BANCORPORATION         DE       5.02,9.01                      02/20/07

ALCAN INC                               A6       5.02                           02/21/07

ALLIED WORLD ASSURANCE CO HOLDINGS LT            1.01,9.01                      02/16/07

ALLSTATE LIFE GLOBAL FUNDING            DE       9.01                           02/14/07

AMB PROPERTY CORP                       MD       2.03,9.01                      02/14/07

AMB PROPERTY LP                         DE       2.03,9.01                      02/14/07

AMC ENTERTAINMENT INC                   DE       7.01,9.01                      02/21/07

AMEDISYS INC                            DE       5.02,9.01                      02/21/07

AMERICAN BIO MEDICA CORP                NY       3.01                           02/21/07

AMERICAN EQUITY INVESTMENT LIFE HOLDI   IA       7.01,9.01                      02/21/07

AMERICAN NATIONAL BANKSHARES INC        VA       5.02                           02/21/07

AMERICAN TOWER CORP /MA/                DE       8.01,9.01                      02/20/07

AMERICAS CARMART INC                    TX       5.02,7.01,9.01                 02/19/07

AMPAL-AMERICAN ISRAEL CORP              NY       7.01,9.01                      02/18/06

AMSURG CORP                             TN       5.02,9.01                      02/15/07

ANALOG DEVICES INC                      MA       2.02,9.01                      02/21/07

ANALYSTS INTERNATIONAL CORP                      2.02,5.02,8.01,9.01            02/14/07

ANGELICA CORP /NEW/                     MO       5.03,9.01                      02/16/07

ANNAPOLIS BANCORP INC                   MD       8.01,9.01                      02/21/07

ANR PIPELINE CO                         DE       1.01,7.01,9.01                 02/20/07

ANSWERTHINK INC                         FL       8.01                           02/21/07

ANTIGENICS INC /DE/                     DE       2.02,9.01                      02/21/07

APPLE INC                               CA       5.03,9.01                      02/14/07

APPLETON PAPERS INC/WI                           2.02,9.01                      02/21/07

ARBITRON INC                            DE       3.01                           02/16/07

ARCTIC CAT INC                          MN       5.02,9.01                      02/14/07

ARENA PHARMACEUTICALS INC               DE       2.02,8.01,9.01                 02/21/07

ARKADOS GROUP, INC.                     DE       1.01,9.01                      02/14/07

ARRIS GROUP INC                         DE       1.01,9.01                      02/14/07

ASHLAND INC.                            KY       7.01,9.01                      02/21/07

ASSET BACKED SECURITIES CORP HOME EQU   DE       8.01,9.01                      02/21/07

ASTORIA FINANCIAL CORP                  DE       5.05,8.01,9.01                 02/21/07

AVID TECHNOLOGY INC                     DE       5.02,9.01                      02/14/07

AVIS BUDGET GROUP, INC.                 DE       2.02,9.01                      02/20/07

AZUR HOLDINGS, INC.                     DE       2.04                           02/19/07

BANCORP RHODE ISLAND INC                         5.02,9.01                      02/21/07

BARNES GROUP INC                        DE       1.01                           02/14/07

BARRIER THERAPEUTICS INC                DE       8.01,9.01                      02/20/07

BEAR STEARNS COMPANIES INC              DE       5.02                           02/14/07

Behringer Harvard Opportunity REIT I,   MD       2.02,9.01                      02/21/07

BIO IMAGING TECHNOLOGIES INC            DE       2.02,9.01                      02/21/07

BLACKHAWK CAPITAL GROUP BDC INC         DE       7.01,9.01                      02/20/07

BLUE RIVER BANCSHARES INC               IN       2.02,9.01                      02/21/07

BlueLinx Holdings Inc.                  DE       5.02                           02/14/07

BOWL AMERICA INC                        MD       8.01                           02/21/07

BRIGHTPOINT INC                         IN       1.01,1.02,2.03,8.01,9.01       02/16/07

BRITTON & KOONTZ CAPITAL CORP           MS       8.01,9.01                      02/20/07

BROWN SHOE CO INC                       NY       5.04                           02/21/07

BUILDING MATERIALS CORP OF AMERICA      DE       7.01,9.01                      02/21/07

Bunge LTD                                        7.01,9.01                      02/21/07

BURLINGTON NORTHERN SANTA FE CORP       DE       5.02                           02/14/07

C-COR INC                               PA       5.02                           02/20/07

CALIFORNIA PIZZA KITCHEN INC            DE       8.01,9.01                      02/21/07

CALLAWAY GOLF CO /CA                    DE       1.01,9.01                      02/15/07

CANARGO ENERGY CORP                     DE       1.01,1.02,2.03,9.01            02/21/07

CANEUM INC                              NV       8.01                           02/14/07

CAPITAL CORP OF THE WEST                CA       5.02,9.01                      02/20/07

Capital One Auto Finance Trust 2007-A   DE       8.01,9.01                      02/15/07

CAPITAL TRUST INC                       MD       5.02                           02/15/07

CAREER EDUCATION CORP                   DE       2.02,9.01                      02/15/07

CAREER EDUCATION CORP                   DE       2.05                           11/14/06    AMEND

CAREGUIDE INC                           DE       1.01,9.01                      02/15/07

CAREMARK RX INC                         DE       2.02                           02/20/07

CARMAX INC                              VA       5.02,9.01                      02/21/07

CARTERS INC                             DE       2.02,2.05,7.01,9.01            02/15/07

CASCADE NATURAL GAS CORP                WA       5.02                           02/16/07

CATCHER HOLDINGS, INC                            1.01,5.02,9.01                 02/19/07

CAVALIER HOMES INC                      DE       1.01,2.02,9.01                 12/31/06

CBRL GROUP INC                          TN       7.01,9.01                      02/21/07

CENTRAL PARKING CORP                    TN       1.01,5.02,7.01,9.01            02/20/07

CHARLOTTE RUSSE HOLDING INC                      5.02                           02/14/07

China Public Security Technology, Inc            7.01,9.01                      02/21/07

China Public Security Technology, Inc            8.01                           02/16/07

CIT GROUP INC                           DE       8.01,9.01                      02/20/07

CITIZENS FIRST CORP                     KY       5.02                           02/15/07

CLARKE AMERICAN CORP.                   DE       2.02,9.01                      02/21/07

CLEVELAND CLIFFS INC                    OH       5.02,9.01                      02/20/07

COLONIAL BANCGROUP INC                  DE       7.01,9.01                      02/21/07

COLUMBIA BANCORP \OR\                   OR       5.02,9.01                      02/20/07

Columbia Equity Trust, Inc.             MD       8.01,9.01                      02/20/07

COMBINATORX, INC                        DE       1.01,2.03,9.01                 02/14/07

COMERICA INC /NEW/                      DE       8.01,9.01                      02/20/07

Commerce Planet                         UT       5.03,8.01,9.01                 02/16/07

COMPUTER TASK GROUP INC                 NY       2.02,9.01                      02/21/07

CONEXANT SYSTEMS INC                    DE       8.01,9.01                      02/16/07

CONSOLIDATED CAPITAL INSTITUTIONAL PR   CA       1.01,9.01                      02/15/07

CONSOLIDATED ENERGY INC                 WY       5.02                           02/20/07

CONVERGYS CORP                          OH       5.02                           02/20/07

COOPER COMPANIES INC                    DE       1.01,9.01                      02/16/07

CORGENIX MEDICAL CORP/CO                NV       8.01                           02/20/07

COUSINS PROPERTIES INC                  GA       2.02,9.01                      02/21/07

CROSS A T CO                            RI       2.02                           12/30/06

CSP INC /MA/                            MA       2.02,9.01                      09/30/06

CSP INC /MA/                            MA       3.01,9.01                      02/20/07

CYTOGEN CORP                            DE       1.01                           02/15/07

CYTRX CORP                              DE       3.02                           02/15/07

DELL INC                                DE       8.01,9.01                      02/14/07

DIEBOLD INC                             OH       5.02,8.01,9.01                 02/14/07

DigitalPost Interactive, Inc.           NV       1.01,2.01,3.02,5.01,5.02,5.03, 01/30/07    AMEND
					         5.06,9.01
Dividend Capital Total Realty Trust I   MD       2.01,8.01,9.01                 12/06/06    AMEND

DreamWorks Animation SKG, Inc.                   5.02                           02/16/07

DSLA 2007-AR1                           DE       8.01,9.01                      02/21/07

DYAX CORP                               DE       2.02,9.01                      02/21/07

DYAX CORP                               DE       5.02,9.01                      02/14/07

DYNAMEX INC                             DE       5.02                           02/14/07

DYNATRONICS CORP                        UT       2.02,9.01                      02/07/07

ECOTALITY, INC.                         NV       1.01,1.02,5.02,9.01            02/16/07

EDO CORP                                NY       1.01,5.02,9.01                 02/16/07

EDWARDS LIFESCIENCES CORP               DE       5.03,9.01                      02/15/07

EFUNDS CORP                             DE       9.01                           02/21/07

EL PASO CORP/DE                         DE       2.01,7.01,9.01                 02/21/07

EMDEON CORP                             DE       2.02,7.01,9.01                 02/21/07

Emrise CORP                             DE       2.02,9.01                      02/14/07

ENCORIUM GROUP INC                      NV       5.02                           02/20/07

ENCORIUM GROUP INC                      NV       5.02                           02/15/07    AMEND

ENDOLOGIX INC /DE/                      DE       1.01,2.03                      02/21/07

ENESCO GROUP INC                        IL       1.03,2.01,5.02,9.01            02/15/07

ENTRUST INC                             MD       5.02                           02/21/07

ENXNET INC                              OK       7.01,9.01                      02/21/07

EPIX Pharmaceuticals, Inc.                       7.01,9.01                      02/21/07

EQUITY ONE, INC.                                 2.02,7.01,9.01                 02/20/07

ESCALADE INC                            IN       8.01,9.01                      02/21/07

ESS TECHNOLOGY INC                      CA       1.01,2.01,5.02,9.01            02/15/07

EURONET WORLDWIDE INC                   DE       2.02,9.01                      02/20/07

Evercore Partners Inc.                  DE       8.01,9.01                      02/21/07

EVERGREEN SOLAR INC                     DE       2.02,9.01                      02/14/07

EVERGREENBANCORP INC                    WA       5.02,9.01                      02/15/07

FAMILYMEDS GROUP, INC.                  NV       1.01,9.01                      02/14/07

Federal Home Loan Bank of Atlanta       X1       2.02                           02/21/07

Federal Home Loan Bank of Boston        X1       5.02,7.01,9.01                 02/16/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      02/14/07

Federal Home Loan Bank of Dallas                 2.03                           02/14/07

FELLOWS ENERGY LTD                      NV       1.01,2.03,3.02,9.01            02/15/07

FIRST DEFIANCE FINANCIAL CORP           OH       3.02,9.01                      02/20/07

FIRST FRANKLIN FINANCIAL CORP           GA       5.02                           02/21/07

FIRST NIAGARA FINANCIAL GROUP INC       DE       5.02,9.01                      02/20/07

FIRST UNITED CORP/MD/                   MD       5.02,9.01                      02/14/07

FIRSTPLUS FINANCIAL GROUP INC           NV       7.01                           02/21/07

FLANDERS CORP                           NC       2.02                           08/15/05

FLORIDA ROCK INDUSTRIES INC             FL       1.01,3.03,8.01,9.01            02/19/07

Fluid Media Networks, Inc.                       1.01,2.01,3.02,4.01,5.01,5.02, 02/14/07
					         5.03,5.06,9.01   
FMC TECHNOLOGIES INC                    DE       5.02,8.01                      02/20/07

FOOTHILLS RESOURCES INC                          8.01,9.01                      02/20/07

Foundation Coal Holdings, Inc.          DE       7.01,9.01                      02/21/07

FPL GROUP INC                           FL       5.02,8.01                      02/15/07

FTD Group, Inc.                                  1.01,5.02,7.01,8.01,9.01       02/20/07

FTI CONSULTING INC                      MD       7.01,9.01                      02/15/07

FULL HOUSE RESORTS INC                  DE       7.01,9.01                      02/21/07

G III APPAREL GROUP LTD /DE/            DE       2.02,9.01                      02/21/07

GENCORP INC                             OH       1.01,9.01                      02/16/07

GENERAL MARITIME CORP/                           1.01,2.02,2.03,8.01,9.01       02/21/07

GEVITY HR INC                           FL       7.01,8.01                      02/21/07

Glass Wave Enterprises, Inc.            NV       2.01,3.02,5.01,5.02,5.03,7.01, 02/15/07
					 9.01     
Global Employment Holdings, Inc.                 5.02                           02/14/07

GLOBAL GREEN SOLUTIONS INC.             WA       3.02                           02/19/07

GRAFTECH INTERNATIONAL LTD              DE       8.01                           02/21/07

GRAINGER W W INC                        IL       5.02,5.03,9.01                 02/21/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           02/16/07

GRAYSON BANKSHARES INC                  VA       2.02,9.01                      02/20/07

GREATER ATLANTIC FINANCIAL CORP         DE       3.01,9.01                      02/21/07

GREATER BAY BANCORP                     CA       8.01,9.01                      02/21/07

GREEN MOUNTAIN POWER CORP               VT       2.02,9.01                      02/20/07

GREER BANCSHARES INC                    SC       7.01,9.01                      02/16/07

GROUP 1 AUTOMOTIVE INC                  DE       2.02,9.01                      02/21/07

GSAMP Trust 2007-FM2                    DE       8.01,9.01                      02/21/07

GSAMP Trust 2007-H1                     DE       8.01,9.01                      01/31/07

GSAMP Trust 2007-NC1                    DE       8.01,9.01                      02/20/07

GSI COMMERCE INC                        DE       7.01,9.01                      02/20/07

Guidance Software, Inc.                 DE       2.02,9.01                      02/21/07

H2Diesel Holdings, Inc                  FL       5.02,9.01                      02/14/07

HANOVER INSURANCE GROUP, INC.           DE       5.02,8.01,9.01                 02/15/07

HANOVER INSURANCE GROUP, INC.           DE       5.02                           02/21/07

HANSEN MEDICAL INC                               2.02,9.01                      02/21/07

HARLEY DAVIDSON INC                     WI       5.03,9.01                      02/14/07

HARLEYSVILLE GROUP INC                  DE       2.02,9.01                      02/21/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           02/21/07

HAVERTY FURNITURE COMPANIES INC         MD       2.02                           12/31/06

HAYES LEMMERZ INTERNATIONAL INC         DE       2.01,9.01                      02/14/07

HCC INSURANCE HOLDINGS INC/DE/          DE       5.02,7.01,9.01                 02/20/07

HealthSpring, Inc.                      DE       2.02,9.01                      02/21/07

HECLA MINING CO/DE/                     DE       2.02,9.01                      02/21/07

HECLA MINING CO/DE/                     DE       1.01,9.01                      02/21/07

HEINZ H J CO                            PA       2.02,9.01                      02/20/07

HEMIS CORP                              NV       8.01                           02/20/07

HEMOSENSE INC                           DE       8.01                           02/20/07

HENDRX CORP                             NV       8.01                           02/15/07

HENRY SCHEIN INC                        DE       2.02,9.01                      09/30/06

HILB ROGAL & HOBBS CO                   VA       2.02,2.06,4.02,9.01            02/16/07

Home Equity Loan Trust 2007-HSA1                 8.01,9.01                      02/20/07

HOPFED BANCORP INC                      DE       2.02,9.01                      01/31/07

HOST HOTELS & RESORTS L.P.              DE       2.02,9.01                      02/21/07

HOST HOTELS & RESORTS, INC.             MD       2.02,9.01                      02/21/07

HSI Asset Loan Obligation Trust 2007-            8.01,9.01                      02/06/07

Huntsman CORP                           DE       4.02                           02/14/07

HUNTSMAN INTERNATIONAL LLC              DE       2.06,4.02                      02/14/07

HUTTIG BUILDING PRODUCTS INC            DE       2.05                           02/20/07

IBIS TECHNOLOGY CORP                    MA       1.01,3.02,9.01                 02/16/07

IDACORP INC                             ID       2.02,5.02,9.01                 02/21/06

IDEXX LABORATORIES INC /DE              DE       5.02,9.01                      02/14/07

IDM PHARMA, INC.                        DE       1.01,3.02,9.01                 02/20/07

IHOP CORP                               DE       2.02,8.01,9.01                 02/21/07

ILLUMINA INC                            DE       1.01                           02/14/07

IMMUNICON CORP                                   2.02,9.01                      02/21/07

Independent BancShares, Inc.            FL       2.02,9.01                      02/20/07

INDEPENDENT BANK CORP                   MI       1.01,8.01                      02/15/07

Industrial Enterprises of America, In   NV       2.02,7.01                      02/16/07

INERGY L P                              DE       2.02,7.01,9.01                 02/07/07

Ingen Technologies, Inc.                         1.01,4.01                      02/19/07

INGRAM MICRO INC                        DE       5.02,5.03,9.01                 02/21/07

INKSURE TECHNOLOGIES INC.               DE       5.02                           02/21/06

INLAND REAL ESTATE CORP                 MD       8.01,9.01                      02/20/07

INSIGHT ENTERPRISES INC                 DE       5.02                           02/15/07

INSPIRE PHARMACEUTICALS INC             DE       8.01                           02/21/07

Integrated Healthcare Holdings Inc      NV       5.02,9.01                      02/14/07

INTERNATIONAL ASSETS HOLDING CORP       DE       2.02,7.01,9.01                 02/20/07

IPASS INC                               DE       5.02                           02/20/07

IPC HOLDINGS LTD                                 2.02,9.01                      02/20/07

ISLAND PACIFIC INC                      DE       4.01,4.02,9.01                 02/21/07

ISOTIS INC                              DE       2.02,3.02,8.01,9.01            02/14/07

ISOTIS SA                               V8       2.02,8.01,9.01                 02/14/07

IWT TESORO CORP                         NV       9.01                           02/20/07

J P MORGAN CHASE & CO                   DE       9.01                           02/16/07

J P MORGAN CHASE & CO                   DE       8.01                           02/16/07

JACK IN THE BOX INC /NEW/               DE       2.02,9.01                      02/21/07

JETBLUE AIRWAYS CORP                    DE       7.01,9.01                      02/21/07

JL HALSEY CORP                                   2.02,5.02,5.03,9.01            02/14/07

JMAR TECHNOLOGIES INC                   DE       5.02                           02/14/07

JUNIPER NETWORKS INC                    DE       5.02                           02/20/07

KAHIKI FOODS INC                        OH       7.01,9.01                      02/21/07

KANA SOFTWARE INC                       DE       2.02,9.01                      02/20/07

KANSAS GAS & ELECTRIC CO /KS/                    8.01                           02/21/07

KEMET CORP                              DE       2.01,9.01                      02/19/07

KENTUCKY BANCSHARES INC /KY/            KY       2.02,9.01                      02/21/07

KEYNOTE SYSTEMS INC                     DE       5.02                           02/15/07

KRONOS ADVANCED TECHNOLOGIES INC        NV       1.01                           02/21/07

LAND O LAKES INC                                 1.01,8.01                      02/21/07

LAND O LAKES INC                                 2.02                           02/21/07

LEHMAN ABS CORP BACKED TRUST CERTS SE   DE       8.01                           02/20/07

LEXICON GENETICS INC/TX                 DE       2.02,9.01                      02/21/07

LIME ENERGY CO.                         DE       1.01,9.01                      01/24/07

LIONBRIDGE TECHNOLOGIES INC /DE/        DE       1.01                           02/15/07

LOEWS CORP                              DE       5.02                           02/21/07

LOJACK CORP                             MA       2.02,9.01                      02/21/07

LTV CORP                                DE       8.01,9.01                      02/21/07

LUCAS ENERGY, INC.                      NV       5.02,8.01                      02/21/07

Lusora Healthcare Systems Inc.                   3.02,9.01                      02/20/07

MANNATECH INC                           TX       1.01,9.01                      02/18/07

MANPOWER INC /WI/                       WI       5.02,9.01                      02/14/07

MARINE GROWTH VENTURES INC                       1.01,9.01                      02/20/07

Marquee Holdings Inc.                   DE       7.01,9.01                      02/21/07

MBIA INC                                CT       5.02,9.01                      02/16/07

MCDONALDS CORP                          DE       5.02                           02/14/07

MDU RESOURCES GROUP INC                 DE       5.02,9.01                      02/15/07

MEDCO HEALTH SOLUTIONS INC              DE       2.02                           02/21/07

MEDICAL PROPERTIES TRUST INC                     5.02,7.01,9.01                 02/15/07

METRETEK TECHNOLOGIES INC               DE       7.01,9.01                      02/21/07

MGP INGREDIENTS INC                     KS       7.01                           02/21/07

MICHAELS STORES INC                     DE       5.02,9.01                      02/15/07

MICROWAVE FILTER CO INC /NY/            NY       3.01                           02/21/07

Mid-America Bancshares, Inc.            TN       2.02,7.01,9.01                 02/21/07

MIDDLETON DOLL CO                       WI       5.02,5.03,9.01                 02/15/07

MILLENNIUM CELL INC                     DE       1.01,3.02,8.01,9.01            02/15/07

MILLIPORE CORP /MA                      MA       5.02,8.01                      02/14/07

MINDEN BANCORP INC                               2.02,9.01                      02/20/07

MMC ENERGY, INC.                        DE       8.01,9.01                      02/19/07

MMC ENERGY, INC.                        DE       8.01,9.01                      02/20/07

MONEY CENTERS OF AMERICA, INC.          DE       5.02                           02/14/07

MONEYGRAM INTERNATIONAL INC                      1.01,8.01                      02/15/07

MONTEREY GOURMET FOODS                  DE       2.02,9.01                      02/16/07

MOSAIC CO                                        7.01,9.01                      02/21/07

MOTORCAR PARTS  AMERICA INC             NY       2.02,9.01                      02/20/07

MOVADO GROUP INC                        NY       1.01                           02/15/07

MOVIE GALLERY INC                       DE       2.02,9.01                      02/20/07

MS STRUCTURED SATURNS SERIES 2003-11    DE       8.01,9.01                      02/15/07

MS STRUCTURED SATURNS SERIES 2003-6     DE       8.01,9.01                      02/15/07

MS STRUCTURED SATURNS SERIES 2004-2     DE       8.01,9.01                      02/15/07

MS STRUCTURED SATURNS SERIES 2004-4     DE       8.01,9.01                      02/15/07

MS STRUCTURED SATURNS SERIES 2004-6     DE       8.01,9.01                      02/15/07

MS STRUCTURED SATURNS SERIES 2005-1     DE       8.01,9.01                      02/15/07

MUTUALFIRST FINANCIAL INC               MD       8.01,9.01                      02/20/07

NATIONAL BANK OF INDIANAPOLIS CORP      IN       5.02                           02/15/07    AMEND

NATIONAL FUEL GAS CO                    NJ       5.02,5.03,9.01                 02/15/07

NATIONAL RV HOLDINGS INC                DE       1.01,2.01,9.01                 02/16/07

NCI, Inc.                               DE       2.02,5.02,9.01                 02/20/07

NEDAK ETHANOL, LLC                      NE       1.01,2.03,9.01                 02/20/07

NEKTAR THERAPEUTICS                     DE       5.02                           02/14/07

NETBANK INC                             GA       2.02,9.01                      02/21/07

NEUROCRINE BIOSCIENCES INC              CA       5.02,9.01                      02/20/07

NEW CENTURY FINANCIAL CORP              MD       1.01,8.01,9.01                 02/14/07

NEW GENERATION HOLDINGS INC             DE       5.03,8.01,9.01                 02/16/07

NEW HORIZONS WORLDWIDE INC              DE       7.01,9.01                      02/20/07

NEW HORIZONS WORLDWIDE INC              DE       2.02,8.01,9.01                 02/20/07

NEWFIELD EXPLORATION CO /DE/            DE       5.02,9.01                      02/14/07

NEWS CORP                                        8.01,9.01                      02/21/07

NewStar Financial, Inc.                          2.02,9.01                      02/21/07

NewStar Financial, Inc.                          5.02                           02/15/07

NexCen Brands, Inc.                     DE       1.01,7.01,8.01,9.01            02/14/07

NexCen Brands, Inc.                     DE       1.01,2.01,3.02,8.01,9.01       02/15/07

NORD RESOURCES CORP                     DE       8.01,9.01                      02/20/07

NORTH AMERICAN TECHNOLOGIES GROUP INC            5.02                           02/14/07

NORTHERN TRUST CORP                     DE       1.02,9.01                      02/20/07

NOVADEL PHARMA INC                      DE       8.01,9.01                      02/20/07

NOVASTAR FINANCIAL INC                  MD       7.01                           02/20/07

NOVASTAR FINANCIAL INC                  MD       7.01,9.01                      02/21/07

NTR Acquisition Co.                     DE       8.01,9.01                      02/20/07

OCEANEERING INTERNATIONAL INC           DE       2.02,9.01                      02/21/07

OCWEN FINANCIAL CORP                    FL       8.01,9.01                      02/14/07

OMTOOL LTD                              DE       2.02,9.01                      02/15/07

ONSCREEN TECHNOLOGIES INC               CO       7.01,9.01                      02/21/07

OPTIGENEX INC.                                   1.01,2.03,3.02,9.01            02/14/07

ORBITAL SCIENCES CORP /DE/              DE       2.02,9.01                      02/21/07

ORIENT EXPRESS HOTELS LTD                        5.02,9.01                      02/16/07

OSHKOSH TRUCK CORP                      WI       9.01                           12/06/06    AMEND

OURPETS CO                              CO       2.02,5.02,9.01                 02/15/07

Owens Corning                           DE       1.01,2.02,8.01,9.01            02/20/07

OYO GEOSPACE CORP                       DE       7.01,9.01                      02/21/07

P&F INDUSTRIES INC                      DE       1.01,2.01,2.03,7.01,9.01       02/14/07

PALOMAR MEDICAL TECHNOLOGIES INC        DE       1.01                           02/21/07

PANACOS PHARMACEUTICALS, INC.           DE       2.02,8.01,9.01                 02/21/07

PARAGON TECHNOLOGIES INC                PA       1.01,5.02,9.01                 02/19/07

PARLUX FRAGRANCES INC                   DE       3.01,9.01                      02/14/07

PC TEL INC                              DE       2.02,9.01                      02/21/07

PDL BIOPHARMA, INC.                     DE       5.02                           02/14/07

PEABODY ENERGY CORP                     DE       7.01,9.01                      02/21/07

PEERLESS MANUFACTURING CO               TX       3.03,9.01                      02/20/07

PENSON WORLDWIDE INC                    DE       2.02,9.01                      02/20/07

PEOPLES EDUCATIONAL HOLDINGS            MN       1.01,1.02,2.03,3.03,9.01       02/15/07

PEPSICO INC                             NC       8.01,9.01                      02/20/07

PETRO STOPPING CENTERS L P              DE       1.01,9.01                      02/16/07

PETROLEUM DEVELOPMENT CORP              NV       8.01,9.01                      02/21/07

PETROLEUM DEVELOPMENT CORP              NV       1.01,9.01                      02/16/07

PHARMACOPEIA DRUG DISCOVERY INC         DE       2.02,9.01                      02/21/07

PHARMACYCLICS INC                       DE       8.01,9.01                      02/20/07

PHARMION CORP                                    2.02,9.01                      02/21/07

PLATINUM UNDERWRITERS HOLDINGS LTD      D0       2.02,9.01                      02/20/07

POSSIS MEDICAL INC                      MN       9.01                           02/21/07

POSSIS MEDICAL INC                      MN       5.02                           02/16/07

POTOMAC BANCSHARES INC                  WV       2.02                           02/21/07

POWERWAVE TECHNOLOGIES INC              DE       2.02,9.01                      02/20/07

PPG INDUSTRIES INC                      PA       5.02                           02/14/07

PRECISION OPTICS CORPORATION INC        MA       2.02,9.01                      02/15/07

PRINCETON REVIEW INC                    DE       2.01,2.03,9.01                 02/16/07

PRINTRONIX INC                          DE       8.01,9.01                      02/21/07

RADIO ONE INC                           DE       4.02,9.01                      02/14/07

RAINIER PACIFIC FINANCIAL GROUP INC     WA       8.01,9.01                      02/21/07

RAINIER PACIFIC FINANCIAL GROUP INC     WA       8.01,9.01                      02/21/07

RAMCO GERSHENSON PROPERTIES TRUST       MD       2.02,9.01                      02/21/07

Rosetta Resources Inc.                  DE       7.01,9.01                      02/21/07

RUBIOS RESTAURANTS INC                  DE       7.01,9.01                      02/21/07

Ruths Chris Steak House, Inc.           DE       2.02,9.01                      02/21/07

S Y BANCORP INC                         KY       8.01,9.01                      02/20/07

S3 INVESTMENT COMPANY, INC.             CA       5.02                           02/16/07

SALESFORCE COM INC                      DE       2.02,9.01                      02/21/07

SANDISK CORP                            DE       2.05                           02/15/07

SCBT FINANCIAL CORP                     SC       5.02                           02/15/07

SCIENTIFIC LEARNING CORP                DE       2.02                           02/14/07

SCOTTISH RE GROUP LTD                   E9       1.01,2.02,9.01                 02/20/07

SCOTTISH RE GROUP LTD                   E9       2.02,9.01                      02/21/07

SES SOLAR INC.                                   7.01,9.01                      02/21/07

SEVERN BANCORP INC                      MD       7.01,9.01                      02/21/07

SIERRA BANCORP                          CA       5.02,5.03,9.01                 02/15/07

SIMPLETECH INC                          CA       2.02,9.01                      02/20/07

SIPEX CORP                              DE       2.02,9.01                      02/21/07

SIRIUS SATELLITE RADIO INC              DE       1.01,9.01                      02/19/07

SKECHERS USA INC                        DE       2.02,9.01                      02/21/07

SMF ENERGY CORP                         DE       1.01,9.01                      02/14/07

SMITHFIELD FOODS INC                    VA       2.02,9.01                      02/21/07

SOCKET COMMUNICATIONS INC               DE       2.02,9.01                      12/31/06

SONTRA MEDICAL CORP                     MN       5.02,9.01                      02/14/07

SOUTH DAKOTA SOYBEAN PROCESSORS LLC              5.02                           02/14/07

SPACEHAB INC \WA\                       WA       8.01,9.01                      02/20/07

SPEAR & JACKSON INC                     NV       5.02                           02/14/07

SPRINT NEXTEL CORP                      KS       5.02                           02/05/07    AMEND

ST MARY LAND & EXPLORATION CO           DE       2.04,9.01                      02/20/07

STAGE STORES INC                        NV       8.01,9.01                      02/20/07

STAKTEK HOLDINGS INC                    DE       2.02,9.01                      02/21/07

STELLAR RESOURCES LTD                   NV       9.01                           02/21/07

Stereotaxis, Inc.                       DE       2.02,9.01                      02/21/07

STEWART ENTERPRISES INC                 LA       5.02,9.01                      02/15/07

STRYKER CORP                            MI       5.02,9.01                      02/14/07

SUMTOTAL SYSTEMS INC                    DE       7.01,9.01                      02/21/07

Sunstone Hotel Investors, Inc.          MD       5.02                           02/15/07

SUPERIOR ESSEX INC                      DE       1.01,9.01                      02/16/07

SUPERIOR ESSEX INC                      DE       5.02,9.01                      02/15/07

SUPERVALU INC                           DE       7.01,9.01                      02/21/07

SUPREME INDUSTRIES INC                  DE       2.02,9.01                      02/15/07

SYNOPSYS INC                            DE       2.02,9.01                      02/21/07

Synovics Pharmaceuticals                NV       3.02,9.01                      01/26/07    AMEND

TANGER FACTORY OUTLET CENTERS INC       NC       2.02,9.01                      12/31/06    AMEND

TARGET RECEIVABLES CORP                 MN       8.01,9.01                      02/21/07

TARGET RECEIVABLES CORP                 MN       8.01,9.01                      02/21/07

TASER INTERNATIONAL INC                          2.02,9.01                      02/21/07

TASKER PRODUCTS CORP                    NV       2.03,3.02                      02/14/07

TECHTEAM GLOBAL INC                     DE       8.01,9.01                      02/21/07

TEGAL CORP /DE/                         DE       2.02,9.01                      02/21/07

TEGAL CORP /DE/                         DE       2.02,9.01                      02/21/07    AMEND

TELESTONE TECHNOLOGIES CORP             CO       1.01,3.02,9.01                 02/20/07

TELETECH HOLDINGS INC                   DE       1.01                           02/15/07

TELKONET INC                                     8.01,9.01                      02/21/07

TENNECO INC                             DE       7.01,9.01                      02/21/07

Texas Roadhouse, Inc.                   DE       2.02,9.01                      02/20/07

THERAVANCE INC                          DE       5.02                           02/14/07

THERMADYNE HOLDINGS CORP /DE            DE       2.05,2.06,7.01                 12/30/06

Thomas Equipment, Inc.                  DE       1.01,2.03,3.02,9.01            02/13/07    AMEND

THUNDER MOUNTAIN GOLD INC               WA       1.01,3.02,5.02,8.01,9.01       02/16/07

TILDEN ASSOCIATES INC                   DE       1.01                           02/16/07

Timberline Resources Corp                        2.02,9.01                      02/15/07

TJX COMPANIES INC /DE/                  DE       2.02,8.01,9.01                 02/21/07

TOTAL IDENTITY CORP                     FL       5.02,9.01                      02/13/07

TRANSACTION SYSTEMS ARCHITECTS INC      DE       3.01,9.01                      02/15/07

TWEEN BRANDS, INC.                      DE       2.02,9.01                      02/21/07

ULTRA PETROLEUM CORP                             8.01,9.01                      02/20/07

ULTRA PETROLEUM CORP                             2.02,9.01                      02/20/07

ULTRALIFE BATTERIES INC                 DE       1.01,9.01                      02/14/07

Uni-Pixel                               DE       8.01,9.01                      02/21/07

UNITED BANCSHARES INC/OH                OH       5.02,9.01                      02/21/07

UNITED HERITAGE CORP                    UT       8.01,9.01                      02/21/07

UNITED NATURAL FOODS INC                DE       2.02,7.01,8.01,9.01            02/20/07

Uranium Star Corp.                      NV       4.01,7.01,9.01                 12/22/06    AMEND

US BIODEFENSE INC                       UT       2.01,9.01                      08/07/06    AMEND

US LEC CORP                             DE       2.02,9.01                      02/20/07

USB HOLDING CO INC                      DE       8.01,9.01                      02/17/07

USN CORP                                CO       4.01,9.01                      02/09/07

VALUECLICK INC/CA                       DE       2.02,9.01                      02/21/07

VANTAGEMED CORP                         DE       8.01,9.01                      02/20/07

VARIAN MEDICAL SYSTEMS INC              DE       5.02,9.01                      02/15/07

VASCO DATA SECURITY INTERNATIONAL INC   DE       2.02,9.01                      02/20/07

VCA ANTECH INC                          DE       2.02,8.01,9.01                 02/21/07

VENTAS INC                              DE       2.02,8.01,9.01                 02/20/07

VENTAS INC                              DE       7.01,9.01                      02/20/07

VENTURE LENDING & LEASING IV INC        MD       5.02                           02/21/07

Vestin Realty Mortgage II, Inc                   8.01,9.01                      02/20/07

Viacom Inc.                             DE       5.02,9.01                      02/21/07

VIASPACE Inc.                           NV       8.01,9.01                      02/21/07

Vivid Learning Systems, Inc.            DE       9.01                           12/19/06    AMEND

WACHOVIA CORP NEW                       NC       5.02                           02/20/07

WaMu Mortgage Pass-Through Certificat   DE       6.01                           02/21/07

Warner Music Group Corp.                DE       8.01,9.01                      02/21/07

Web2 Corp                               DE       5.02,9.01                      02/21/07

WebMD Health Corp.                      DE       2.02,7.01,9.01                 02/21/07

WELLCARE HEALTH PLANS, INC.             DE       1.01,9.01                      02/19/07

Western Refining, Inc.                  DE       8.01,9.01                      02/20/07

WEYCO GROUP INC                         WI       2.02,9.01                      02/20/07

WHOLE FOODS MARKET INC                  TX       2.02,9.01                      02/21/07

WHOLE FOODS MARKET INC                  TX       1.01,7.01,9.01                 02/21/07

WIDEPOINT CORP                          DE       7.01,9.01                      02/21/07

WJ COMMUNICATIONS INC                   DE       2.02,9.01                      02/21/07

WORLDBID CORP                           NV       3.02                           02/15/07

XM SATELLITE RADIO HOLDINGS INC         DE       1.01,3.03,9.01                 02/19/07

ZALE CORP                               DE       2.02                           02/21/07

ZEROS & ONES INC                        NV       3.02,5.02,9.01                 02/15/07

ZIX CORP                                TX       2.02,9.01                      02/20/07

ZORAN CORP \DE\                         DE       4.02,5.02,9.01                 02/15/07

ZYNEX MEDICAL HOLDINGS INC              NV       5.02                           02/16/07