SEC NEWS DIGEST


Issue 2002-194                                                October 7, 2002

     

COMMISSION ANNOUNCEMENTS
     

FEE RATE ADVISORY #4 FOR FISCAL YEAR 2003

     The continuing resolution funding the Securities and Exchange Commission
     for  fiscal 2003 since Oct. 1, 2002 has been extended through  Oct.  11,
     2002.    Therefore,  the  Section  6(b)  fee  rate  applicable  to   the
     registration of securities, the Section 13(e) fee rate applicable to the
     repurchase of securities, and the Section 14(g) fee rates applicable  to
     proxy  solicitations  and statements in corporate  control  transactions
     will  remain at the current rate of $92.00 per million. Five days  after
     enactment  of the Commission's regular appropriation, the fee rates  for
     Section 6(b) of the Securities Act of 1933 and Sections 13(e) and  14(g)
     of  the Securities Exchange Act of 1934 will be reduced from $92.00  per
     million to $80.90 per million as previously announced.
          
     In   addition,  the  Section  31  fee  rate  applicable  to   securities
     transactions on the exchanges and Nasdaq also will remain at the current
     rate  of  $30.10  per  million.  Thirty  days  after  enactment  of  the
     Commission's  regular  appropriation, the  fee  rate  for  Exchange  Act
     Section  31  transactions  will be reduced  to  $25.20  per  million  as
     previously announced.
     
     The  delayed  effective dates for the fee rate reductions are  statutory
     requirements over which the Commission has no discretion.  These  delays
     will not provide any additional funding for the Commission.
     
     The  Commission will issue further notices as appropriate  to  keep  the
     public   informed   of  developments  relating  to  enactment   of   the
     Commission's regular appropriation and the effective dates for the above
     fee rate changes. These notices will be posted at the SEC's Internet web
     site at http://www.sec.gov.  (Press Rel. 2002-145)
     
SEC SETS HEARINGS ON ENRON CORP. APPLICATIONS FOR EXEMPTIONS UNDER THE PUBLIC
UTILITY HOLDING COMPANY ACT

     The  Commission  today  announced that it  will  hold  hearings  on  two
     applications  by Enron Corp. for exemptions from the provisions  of  the
     Public  Utility  Holding Company Act of 1935.  Enron currently  operates
     under  an exemption from the Act by operation of law as a result of  the
     filing  of the applications. The Commission has concluded that a hearing
     is  required  on  the applications to determine whether Enron  currently
     satisfies  the  statutory criteria for an exemption. If  the  Commission
     denies Enron's applications for exemption, the denial may affect certain
     beneficial treatment Enron receives under the regulations of the Federal
     Energy Regulatory Commission.

     The   Commission  designated  Commissioner  Roel  C.  Campos,  a  former
     Assistant  U.S.  Attorney,  to serve as hearing  officer.   Commissioner
     Campos  will  conduct the hearing in two phases. The  first  phase  will
     address whether Enron satisfies the specific statutory criteria for  the
     exemptions it seeks under Sections 3(a)(1), 3(a)(3) and 3(a)(5)  of  the
     Act.  The  second  phase, if Commissioner Campos  determines  it  to  be
     necessary,  will  be to decide whether granting the exemption  would  be
     detrimental  to  the  public interest or the interest  of  investors  or
     consumers.
     
     Chairman  Harvey L. Pitt commented, "I am confident that the process  we
     have  put in place today to determine whether to grant an exemption will
     assure  a  speedy, but fair, resolution.  The process will minimize  the
     time during which the current exemption, triggered by the filing of  the
     applications, continues in effect."
     
     A  copy  of  the  order  scheduling hearing is available  on  the  SEC's
     Internet   web   site   at  http://www.sec.gov/rules/other/35-27574.htm.
     (Press Rel. 2002-146)
     
ADDITIONAL PUBLIC APPEARANCES OF SENIOR COMMISSION OFFICIALS - OCTOBER 2002

     The  following  are additions to the schedule of public appearances  for
     October  2002  by senior SEC officials.  For additional  information  on
     events  hosted  by  groups other than the Commission,  please  call  the
     contact numbers listed.  As events are subject to change, please confirm
     them  with  the  SEC's  Office  of  Public  Affairs  or  the  sponsoring
     organizations.
               
     When:     October 12, 2002
     Who:      Chairman Harvey L. Pitt
     What:     Security Traders Association's 69th Annual Conference and 
               Business Meeting
     Where:    Boca Raton, Florida
     Contact:  David Sranasiac, (202) 659-8201
     
     When:     October 23, 2002
     Who:      Robert K. Herdman, Chief Accountant
     What:     Chief Financial Officer Summitt
     Where:    The Belfry, Warwickshire
     Contact:  Jessica McTigue, Conference Coordinator, (312) 993-0407
     
     When:     October 24, 2002
     Who:      Annette Nazareth, Director, Division of Market Regulation
     What:     Pace University's 9th Annual Securities Industry Conference
     Where:    New York City
     Contact:  Prof. William Freund, (908) 647-0734

     When:     October 30, 2002
     Who:      Lori A. Richards, Director, Office of Compliance Inspections
               and Examinations
     What:     Glasser Legal Works "Inspections of Investment Advisers
               and Mutual Funds
     Where:    New York
     Contact:  Enilda Indyk, (973) 890-0008 ext. 115
     

ENFORCEMENT PROCEEDINGS


JESSE HOGAN FINED AND BANNED FROM TRADING

     The  Commission announced today that on September 20, 2002, a  panel  of
     the British Columbia Securities Commission (BCSC) ordered Jesse Hogan, a
     resident  of British Columbia, Canada, to pay an administrative  penalty
     of $25,000 and banned him from trading in or purchasing any security and
     engaging in investor relations for 10 years.  The Order was based on the
     previous  findings of the panel that Hogan violated Canadian  securities
     laws through five Internet "pump and dump" stock price manipulations  in
     July  and August of 2000.  See Re Jesse J. Hogan 2002 BCSECCOM  811;  Re
     Jesse  J. Hogan 2002 BCSECCCOM 537.  The panel also authorized the staff
     of  the BCSC to apply to the British Columbia Supreme Court for an order
     disgorging  $41,752  (U.S.)  in total profits  Hogan  derived  from  the
     scheme.   Previously, on January 15, 2002, the U.S. District  Court  for
     the  Northern District of Illinois had permanently enjoined  Hogan  from
     violating Section 10(b) of the Securities Exchange Act of 1934 and  Rule
     10b-5  thereunder  as  a  result  of his  conduct  in  the  stock  price
     manipulations.

     According  to the Commission's complaint, Hogan used the same  technique
     for  each  stock manipulation.  First, Hogan accumulated  a  substantial
     position  in  the stock of a company quoted on the NASDAQ  OTC  Bulletin
     Board.   Hogan  then,  after the close of the  market  and  through  the
     opening of the market the following trading day, used alias screen names
     to  post  hundreds of messages about the targeted Bulletin Board company
     on  Internet message boards and sent numerous e-mails with the identical
     message.   The  spam postings and e-mails falsely claimed that  a  well-
     known  "blue chip" company would soon acquire the outstanding  stock  of
     the  targeted  company at a substantial premium over its current  market
     price.  The spam postings and e-mails prompted a surge in the price  and
     volume  of  the  targeted company's stock.  Hogan  then  liquidated  his
     position, selling into the buying surge he created.

     Based  on this conduct, the BCSC panel found that: "(1) Hogan, with  the
     intention  of effecting trades in the companies' shares, made statements
     that  he  knew were misrepresentations, contrary to section 50(1)(d)  of
     the  Securities Act, RSBC 1996, c. 418; (2) Hogan manipulated the market
     by  engaging  in  a  series of transactions relating to  trades  in  and
     acquisition  of  the  companies' shares that he  knew  would  result  in
     artificial  prices for the shares, contrary to section  57.1(a)  of  the
     Securities  Act,  RSBC 1996, c. 418; and (3) Hogan's  misrepresentations
     and market manipulations seriously impaired the integrity of the capital
     markets and were contrary to the public interest."  [SEC v. Jesse Hogan,
     Civ. Action No. 00C 5637, N.D. Ill.] (LR-17769)

FORMER  TOP OFFICERS OF SYSTEM SOFTWARE ASSOCIATES, INC. SETTLE SEC  CHARGES;
COVEY AND SKADRA CONSENT TO FRAUD-BASED INJUNCTIONS, COVEY TO PAY $316,205 IN
DISGORGEMENT AND CIVIL PENALTIES

     On October 3, 2002, the U.S. District Court for the Northern District of
     Illinois entered final judgments against the former Chairman and CEO  of
     System  Software  Associates, Inc., Roger Covey, and SSA's  former  CFO,
     Joseph Skadra, in litigation brought by the SEC in July 2000.  Covey and
     Skadra agreed to the entry of judgments: (1) permanently enjoining  each
     of  them  from violating or aiding and abetting violations of antifraud,
     reporting,  books and records, and internal controls provisions  of  the
     federal  securities laws, and (2) requiring Covey to pay $216,205.38  in
     disgorgement  and prejudgment interest and $100,000 in civil  penalties.
     The  Commission has agreed to waive disgorgement and to not seek a civil
     penalty from Skadra based on Skadra's financial condition.

     The  Commission alleged that Covey and Skadra caused SSA to misstate its
     financial  results  during  its  fiscal  years  1994  through  1996   by
     improperly  reporting  revenue  on sales  of  a  UNIX-language  software
     product before the product was developed sufficiently to support revenue
     recognition under applicable accounting standards.   The Commission also
     alleged  that  SSA improperly recognized an additional  $52  million  in
     revenue  from conditional sales of UNIX software to middlemen.  [SEC  v.
     System  Software Associates, Inc., Roger Covey and Joseph  Skadra,  Civ.
     No. 00C 4240, N.D. Ill.] (LR-17770; AAE Rel. 1641)
     
SEC  CHARGES  FORMER WORLDCOM DIRECTOR OF ACCOUNTING YATES WITH PARTICIPATING
IN MULTI-BILLION DOLLAR FINANCIAL FRAUD
                                      
Commission Action Seeks Injunction, Money Penalties, Disgorgement and Officer
and Director Bar
                                      
     The  Commission  today filed a civil enforcement action  against  Buford
     "Buddy"  Yates,  Jr.,  formerly the Director of  General  Accounting  of
     WorldCom,   Inc.,  and  a  CPA.   The  Commission  charges  that   Yates
     participated in a massive fraud that inflated the company's earnings  at
     the  direction  and with the knowledge of WorldCom's senior  management.
     Also  today,  in  connection the same conduct, Yates pleaded  guilty  to
     criminal  charges filed by the U.S. Attorney's Office for  the  Southern
     District of New York.

     The  Commission's  action against Yates is its third  civil  enforcement
     action  related  to  the WorldCom fraud.  The first  was  filed  against
     WorldCom, Inc. on June 27 of this year. (Litigation Release No.  17588.)
     The  Commission  sought,  among  other  things,  the  appointment  of  a
     corporate  monitor,  and on July 3, U.S. District  Court  Judge  Jed  S.
     Rakoff  appointed  former Commission Chairman Richard  Breeden  to  that
     position.  The Commission's second enforcement action was filed  against
     former  WorldCom Controller David F. Myers on September 26.  (Litigation
     Release No. 17753.)

     Yates  is  charged  with violating numerous provisions  of  the  federal
     securities  laws,  including  the  antifraud,  books  and  records,  and
     internal  controls  provisions (Section 17(a) of the Securities  Act  of
     1933  ("Securities  Act")  and  Sections  10(b)  and  13(b)(5)  of   the
     Securities  Exchange Act of 1934 ("Exchange Act") and  Rules  10b-5  and
     13b2-1  thereunder).   It further charges him with aiding  and  abetting
     WorldCom's violations of the periodic reporting, books and records,  and
     internal   controls   provisions  (Exchange  Act  Sections   13(a)   and
     13(b)(2)(A)  & (B) and Rules 12b-20, 13a-1 and 13a-13 thereunder).   The
     Commission  seeks a permanent injunction, disgorgement of all ill-gotten
     gains, civil money penalties, and an order barring Yates from serving as
     an officer or director of a public company.

     The  Commission acknowledges the assistance and cooperation of the  U.S.
     Attorneys'  Offices for the Southern District of New York  and  Southern
     District of Mississippi, and the Federal Bureau of Investigation.

     The Commission's investigation into matters related to WorldCom's
     financial fraud is continuing.   [SEC v. Buford Yates, Jr., Civil Action
     No. 02 CV 7958 (JSR)] (LR-17771; AAE Rel. 1642)


INVESTMENT COMPANY ACT RELEASES


THE CHARLES SCHWAB FAMILY OF FUNDS, ET AL.

     A  notice  has been issued giving interested persons until  October  28,
     2002, to request a hearing on an application filed by The Charles Schwab
     Family  of Funds, et al. for an order granting an exemption from Section
     15(a)  of  the Investment Company Act of 1940 and Rule 18f-2  under  the
     Act.  The order would permit the applicants to enter into and materially
     amend  subadvisory  agreements without shareholder  approval  and  grant
     relief  from certain disclosure requirements.   (Rel. IC-25762 - October
     3)
     
ACACIA NATIONAL LIFE INSURANCE COMPANY, ET AL.

     A  notice  has been issued giving interested persons until  October  29,
     2002,  to  request a hearing on an application filed by Acacia  National
     Life  Insurance  Company  (Acacia National),  Acacia  National  Variable
     Annuity  Separate Account II and Acacia National Variable Life Insurance
     Separate  Account  I (together, the Acacia Accounts), Ameritas  Variable
     Life  Insurance Company (AVLIC), Ameritas Variable Separate  Account  VA
     and Ameritas Variable Separate Account VL (together, the AVLIC Accounts)
     and  The  Advisors Group, Inc.  Applicants seek an order under  Sections
     17(b) and 11(a) of the Investment Company Act of 1940 (Act) and Rule 17d-
     1  thereunder granting exemptions: (a) permit permitting the transfer of
     assets from the Acacia Accounts to the AVLIC Accounts in connection with
     the  assumption  reinsurance  by  AVLIC  from  Acacia  National  of  the
     individual  variable  annuity  contracts and  individual  variable  life
     insurance  policies  to which those assets relate;  (b)  permitting  any
     joint  arrangement  that  could be deemed to be  associated  with  those
     reinsurance transactions; and (c) approving the terms of any  offers  of
     exchange  that  may  be  deemed  to be  involved  in  those  reinsurance
     transactions.  (Rel. IC-25763 - October 4)
     

SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A   proposed  rule  change  (SR-NASD-2002-125)  filed  by  the  National
     Association  of Securities Dealers to extend a pilot amendment  to  NASD
     Rule  4120 regarding Nasdaq's authority to initiate and continue trading
     halts  has  become effective under Section 19(b)(3)(A) of the Securities
     Exchange  Act of 1934.  Publication of the proposal is expected  in  the
     Federal Register during the week of October 7.   (Rel. 34-46559)
     
APPROVAL OF PROPOSED RULE CHANGE

     The  Commission granted approval of a proposed rule change (SR-OCC-2002-
     06) filed by The Options Clearing Corporation under Section 19(b)(1)  of
     the  Securities  Exchange Act of 1934 relating to adjustment  procedures
     for  stock  futures.  Publication of the proposal  is  expected  in  the
     Federal Register during the week of October 7.   (Rel. 34-46595)
     
DELISTINGS GRANTED

     An  order has been issued granting the application of the New York Stock
     Exchange to strike from listing and registration the American Depositary
     Shares  (each representing ten shares) of Jefferson Smurfit  Group  plc,
     effective  at  the opening of business on October 4,  2002.   (Rel.  34-
     46596)
     
     An  order has been issued granting the application of the American Stock
     Exchange  to strike from listing and registration certain call  and  put
     options  contracts issued by The Options Clearing Corporation respecting
     certain  underlying securities, effective at the opening of business  on
     October 4, 2002.  (Rel. 34-46597)

     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options  contracts issued by The Options Clearing Corporation respecting
     certain  underlying securities, effective at the opening of business  on
     October 7, 2002.  (Rel. 34-46601)
     
     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange to strike from listing and registration the Common Stock, $.001
     par  value, of Gold Standard, Inc., effective at the opening of business
     on October 7, 2002.  (Rel. 34-46602)
     
     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options  contracts issued by The Options Clearing Corporation respecting
     certain  underlying securities, effective at the opening of business  on
     October 7, 2002.  (Rel. 34-46603)
     
     An  order  has  been issued granting the application of the Philadelphia
     Stock Exchange to strike from listing and registration certain call  and
     put  options  contracts  issued  by  The  Options  Clearing  Corporation
     respecting  certain underlying securities, effective at the  opening  of
     business on October 7, 2002.  (Rel. 34-46604)



SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


S-1     FIDELITY BANCORP INC, 1009 PERRY HIGHWAY, PITTSBURGH, PA, 15237,
        4123673300 - 124,000 ($1,984,000.00) Equity, (File 333-100303 - Oct. 4)
        (BR. 07)

S-8     DIATECT INTERNATIONAL CORP, 435-654-4370 -
        500,000 ($120,000.00) Equity, (File 333-100305 - Oct. 4) (BR. 02)

SB-2    TRIMEDYNE INC, 15091 BAKE PARKWAY, IRVINE, CA, 92619, 7145595300 -
        1,976,232 ($1,488,283.00) Equity, (File 333-100306 - Oct. 4) (BR. 36)

S-8     PANGEA PETROLEUM CORP, 16360 PARK TEN PLACE DRIVE, SUITE 327, HOUSTON,
        TX, 77084, 2813988000 - 5,000,000 ($50,000.00) Equity,
        (File 333-100307 - Oct. 4) (BR. 04)

S-3     DEVON ENERGY CORP/DE, 20 N BROADWAY, STE 1500, OKLAHOMA CITY, OK,
        73102, 4052353611 - 0 ($1,000,000,000.00) Other, (File 333-100308 -
        Oct. 4) (BR. 04)

S-8     WILD OATS MARKETS INC, 3375 MITCHELL LANE, BOULDER, CO, 80301,
        3034405220 - 180,000 ($1,539,000.00) Equity, (File 333-100309 - Oct. 4)
        (BR. 02)

S-8     VERMONT PURE HOLDINGS LTD/DE, RT 66 P O BOX C,
        CAAMOUNT INDUSTRIAL PARK, RANDOLPH, VT, 05060, 8027283600 -
        264,000 ($660,000.00) Equity, (File 333-100310 - Oct. 4) (BR. 04)

S-8     CARMAX INC, 4900 COX ROAD, GLEN ALLEN, VA, 22060, 8047470422 -
        0 ($180,763,500.00) Equity, (File 333-100311 - Oct. 4) (BR. 02)

S-8     SKYWORKS SOLUTIONS INC, 20 SYLVAN ROAD, WOBURN, MA, 01801, 6179355150 -
        0 ($8,742,000.00) Equity, (File 333-100312 - Oct. 4) (BR. 36)

S-8     SKYWORKS SOLUTIONS INC, 20 SYLVAN ROAD, WOBURN, MA, 01801, 6179355150 -
        0 ($65,153,475.00) Equity, (File 333-100313 - Oct. 4) (BR. 36)

S-8     E LOAN INC, 5875 ARNOLD RD., SUITE 100, DUBLIN, CA, 94568, 9252412402 -
        2,160,406 ($2,959,756.00) Equity, (File 333-100314 - Oct. 4) (BR. 07)

S-3     CYTOGEN CORP, 600 COLLEGE RD EAST CN 5308, PRINCETON, NJ, 08540,
        6099878200 - 1,276,994 ($676,806.82) Equity, (File 333-100315 - Oct. 4)
        (BR. 01)

S-2     SUMMIT SECURITIES INC /ID/, 601 W. 1ST AVENUE, DEPARTMENT 115000,
        SPOKANE, WA, 99201-5015, 5098383111 -
        0 ($31,000,000.00) Non-Convertible Debt, (File 333-100316 - Oct. 4)
        (BR. 07)

S-2     SUMMIT SECURITIES INC /ID/, 601 W. 1ST AVENUE, DEPARTMENT 115000,
        SPOKANE, WA, 99201-5015, 5098383111 - 0 ($1.00) Equity,
        (File 333-100317 - Oct. 4) (BR. 07)

SB-2    WATERLOO VENTURES INC, 355 BURKARD ST, SUITE 1530, VANCOUVER, A1,
        V3J 5V7, 6044843558 - 1,660,000 ($415,000.00) Equity,
        (File 333-100318 - Oct. 4) (BR. )

S-3     VANDERBILT MORTGAGE & FINANCE INC, 500 ALOCA TRAIL, MARYVILLE, TN,
        37804, 4233803000 -
        3,500,000,000 ($3,500,000,000.00) Asset-Backed Securities,
        (File 333-100319 - Oct. 4) (BR. 05)

N-2     NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND,
        333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 -
        1,000 ($15,000.00) Equity, (File 333-100320 - Oct. 4) (BR. )

S-3     ARGONAUT GROUP INC, 250 MIDDLEFIELD ROAD, MENLO PARK, CA, 94025,
        6508586403 - 0 ($150,000,000.00) Equity, (File 333-100321 - Oct. 4)
        (BR. 01)

S-3     HEADWATERS INC, 11778 S ELECTION DRIVE, STE 210, DRAPER, UT, 84043,
        8019849400 - 2,100,000 ($30,303,000.00) Equity, (File 333-100322 -
        Oct. 4) (BR. 04)

N-2     NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND,
        333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 -
        1,000 ($15,000.00) Equity, (File 333-100323 - Oct. 4) (BR. )

N-2     NUVEEN INSURED NEW YORK TAX FREE ADVANTAGE MUNICIPAL FUND,
        333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 -
        1,000 ($15,000.00) Equity, (File 333-100324 - Oct. 4) (BR. )

S-8     QRS CORP, 1400 MARINA WAY SOUTH, RICHMOND, CA, 94804, 5102155000 -
        0 ($4,908,750.00) Equity, (File 333-100325 - Oct. 4) (BR. 03)

S-3     NORTHWEST NATURAL GAS CO, 220 NW SECOND AVE, PORTLAND, OR, 97209,
        5032264211 - 0 ($150,000,000.00) Non-Convertible Debt,
        (File 333-100326 - Oct. 4) (BR. 02)

S-3     REGIS CORP, 7201 METRO BLVD, MINNEAPOLIS, MN, 55439, 6129477000 -
        0 ($7,064,621.00) Equity, (File 333-100327 - Oct. 4) (BR. 08)

S-8     PRO GLASS TECHNOLOGIES INC, 3927 EDMONTRIE NE BAY 8, CALGARY T2E 6T1,
        1,600,000 ($368,000.00) Equity, (File 333-100328 - Oct. 4) (BR. 01)

S-4     LBI MEDIA INC, 1845 WEST EMPIRE AVENUE, BURBANK, CA, 91504,
        0 ($150,000,000.00) Non-Convertible Debt, (File 333-100330 - Oct. 4)
        (BR. )

S-8     WCI COMMUNITIES INC, 24301 WALDEN CENTER DRIVE, SUITE 300,
        BONITA SPRINGS, FL, 34134, 9419472600 - 0 ($52,712,000.00) Equity,
        (File 333-100332 - Oct. 4) (BR. 06)

S-8     WCI COMMUNITIES INC, 24301 WALDEN CENTER DRIVE, SUITE 300,
        BONITA SPRINGS, FL, 34134, 9419472600 - 0 ($2,577,041.76) Equity,
        (File 333-100333 - Oct. 4) (BR. 06)

S-3     ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX,
        75204-2960, 214-370-2000 - 0 ($10,346,130.00) Equity,
        (File 333-100337 - Oct. 4) (BR. 03)

S-4     KINDER MORGAN INC, 500 DALLAS, SUITE 1000, HOUSTON, TX, 77002,
        3039144752 - 0 ($750,000,000.00) Non-Convertible Debt,
        (File 333-100338 - Oct. 4) (BR. 02)

S-3     REGIONS ACCEPTANCE LLC, 417 NORTH 20TH STREET, BIRMINGHAM, AL, 35203,
        1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-100339 -
        Oct. 4) (BR. )

S-3     INTERNATIONAL LEASE FINANCE CORP, 1999 AVE OF THE STARS, 39TH FL,
        LOS ANGELES, CA, 90067, 3107881999 -
        0 ($4,000,000,000.00) Non-Convertible Debt, (File 333-100340 - Oct. 4)
        (BR. 06)

S-3     ORTHOVITA INC, 45 GREAT VALLEY PKWY, VALVERN, PA, 19355, 2156401775 -
        0 ($59,536,596.00) Equity, (File 333-100341 - Oct. 4) (BR. 36)

S-8     DELL COMPUTER CORP, ONE DELL WAY, STED, ROUND ROCK, TX, 78682-2244,
        5127284737 - 0 ($9,056,436,665.00) Equity, (File 333-100342 - Oct. 4)
        (BR. 03)

SB-2    KANAKARIS WIRELESS, 65 ENTERPRISE, SUITE 365, ALISO VIEJO, CA, 92626,
        123,600,000 ($1,977,600.00) Equity, (File 333-100343 - Oct. 4) (BR. 03)

S-4     AMERENENERGY GENERATING CO, 1901 CHOUTEAU AVENUE, ST LOUIS, MO, 63103,
        3145543922 - 0 ($275,000,000.00) Other, (File 333-100344 - Oct. 4)
        (BR. 02)

S-3     AMERICAN GENERAL FINANCE CORP, 601 NW SECOND ST, EVANSVILLE, IN, 47708,
        8124248031 - 0 ($5,750,000,000.00) Non-Convertible Debt,
        (File 333-100345 - Oct. 4) (BR. 07)

S-4     KINDER MORGAN ENERGY PARTNERS L P, 370 VAN GORDON STREET, LAKEWOOD, CO,
        80228, 3039144752 - 0 ($750,000,000.00) Non-Convertible Debt,
        (File 333-100346 - Oct. 4) (BR. 04)

S-11    CNL RETIREMENT PROPERTIES INC, 450 S ORANGE AVENUE, ORLANDO, FL, 32801,
        4076501000 - 175,000,000 ($1,750,000,000.00) Equity, (File 333-100347 -
        Oct. 4) (BR. 08)

N-2     NUVEEN INSURED FLORIDA TAX FREE ADVANTAGE MUNICIPAL FUND,
        333 W WACKER DR, CHICAGO, IL, 60606, 3129178146 -
        1,000 ($15,000.00) Equity, (File 333-100348 - Oct. 4) (BR. )

S-8     COMMUNITY HEALTH SYSTEMS INC/, 155 FRANKLIN RD, STE 400, BRENTWOOD, TN,
        37027, 6153739600 - 0 ($3,816,230.35) Equity, (File 333-100349 -
        Oct. 4) (BR. 01)

SB-2    DIGIBLUE MEDIA INC, 32946 DANA SPRUCE, STE A, DANA POINT, CA, 92629,
        9494127725 - 2,200,000 ($220,000.00) Equity, (File 333-100350 - Oct. 4)
        (BR. )

S-4     TRIMAS CORP, 315 E EISENHOWER PKWY, ANN ARBOR, MI, 48108, 3137477025 -
        0 ($350,000,000.00) Debt Convertible into Equity, (File 333-100351 -
        Oct. 4) (BR. 06)

N-2     NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND,
        333 W WACKER DR, CHICAGO, IL, 60606, 3129178146 -
        1,000 ($15,000.00) Equity, (File 333-100352 - Oct. 4) (BR. )

          



RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:


    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT
------------------------------------------------------------------------------------
24/7 MEDIA INC                          DE      X     X   X       09/19/02

ACT MANUFACTURING INC                   MA            X   X       10/01/02

AGCO CORP /DE                           DE            X           10/04/02

AGROCAN CORP                            DE          X     X       10/02/02

ALASKA AIR GROUP INC                    DE                    X   10/03/02

ALLFIRST FINANCIAL INC                  DE            X   X       09/26/02

ALPHA TECHNOLOGIES GROUP INC            DE            X   X       10/01/02

ALTRIMEGA HEALTH CORP                   NV      X         X       09/02/02    AMEND

AMERICAN WATER WORKS CO INC             DE                    X   10/03/02

AON CORP                                DE            X   X       09/20/02

APARTMENT INVESTMENT & MANAGEMENT CO    MD            X   X       10/04/02

AT HOME CORP                            DE            X   X       09/30/02

BALLY TOTAL FITNESS HOLDING CORP        DE            X   X       10/04/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE            X   X       06/25/02

BANK OF AMERICA MORTGAGE SEC INC MOR    DE            X   X       10/04/02    AMEND

BANYAN STRATEGIC REALTY TRUST           MA            X   X       10/03/02

BAY VIEW CAPITAL CORP                   DE            X   X       10/03/02

BEACON POWER CORP                       DE            X           09/25/02

BEARINGPOINT INC                        DE            X           10/02/02

BEYOND COM CORP                         DE            X   X       09/19/02

BOEING CAPITAL CORP                     DE            X   X       10/03/02

BOEING CO                               DE            X           10/04/02

BOYKIN LODGING CO                       OH            X           10/04/02

BRL HOLDINGS INC                        DE    X X                 10/02/02

CANADIAN DERIVATIVES CLEARING CORP      A6                X       09/30/02

CAPITAL AUTO RECEIVABLES INC            DE            X   X       10/04/02

CAPITAL BUILDERS DEVELOPMENT PROPERTI   CA      X         X       09/30/02

CASCADE FINANCIAL CORP                  DE            X   X       09/25/02

CBRL GROUP INC                          TN            X   X       10/04/02

CEPHALON INC                            DE            X   X       10/03/02

CEPHEID                                 CA            X   X       09/24/02

CHECKERS DRIVE IN RESTAURANTS INC /DE   DE                    X   10/04/02

CHOICE ONE COMMUNICATIONS INC           DE            X           09/30/02

CHOICE ONE COMMUNICATIONS INC           DE            X           09/27/02    AMEND

CIMAREX ENERGY CO                       DE          X     X       10/04/02

COMCAST CORP                            PA            X   X       10/01/02

COMMERCIAL BANCSHARES INC \OH\          OH            X           09/01/02

CONAGRA FOODS INC /DE/                  DE      X         X       09/19/02

CONDOR GOLD CORP                              X X     X   X       09/20/02

CONSECO INC                             IN            X   X       10/03/02

CONTOUR ENERGY CO                       DE            X   X       10/04/02

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X   X       10/02/02

CROSSROADS SYSTEMS INC                  DE            X           08/30/02

CTB INTERNATIONAL CORP                  DE            X           10/31/02

CYBERMARK INTERNATIONAL CORP                        X     X       10/04/02

DECKERS OUTDOOR CORP                    DE            X   X       10/04/02

DELTAGEN INC                            DE            X   X       10/02/02

DEVRY INC                               DE            X   X       10/03/02

DIAMOND OFFSHORE DRILLING INC           DE            X   X       10/04/02

DJ ORTHOPEDICS INC                      DE            X   X       10/04/02

DSP GROUP INC /DE/                      DE            X   X       10/02/02

DST MEDIA INC                           DE    X X     X X X       09/30/02

DUPONT E I DE NEMOURS & CO              DE            X           10/04/02

EBAY INC                                DE      X         X       10/03/02

EMAGIN CORP                             NV            X   X       09/30/02

EMAGIN CORP                             NV            X   X       09/30/02    AMEND

EMCOR GROUP INC                         DE            X           12/31/02

ENCOMPASS SERVICES CORP                 TX            X   X       10/03/02

EPLUS INC                               DE            X   X       10/04/02

FARMERS GROUP INC                       NV            X           10/04/02

FARMSTEAD TELEPHONE GROUP INC           DE            X           08/30/02

FIBERNET TELECOM GROUP INC\             DE            X   X       10/04/02

FINDWHAT COM INC                        NV            X           10/04/02

FIRST CITIZENS BANCORPORATION OF SOUT   SC            X   X       09/30/02

FIRST FARMERS & MERCHANTS CORP          TN            X           10/03/02    AMEND

FNB BANCORP/CA/                                     X     X       09/27/02

FOAMEX INTERNATIONAL INC                DE                X   X   10/04/02

FRISBY TECHNOLOGIES INC                 DE            X   X       10/04/02

G&K SERVICES INC                        MN            X   X       10/01/02

GAP INC                                 DE            X   X       10/03/02

GATEWAY ENERGY CORP/NE                  DE      X     X           09/09/02

GENESIS HEALTH VENTURES INC /PA         PA            X   X       10/02/02

GS MORTGAGE SECURITIES CORP MORT PAS    DE            X           08/26/02

GST NETWORK FUNDING INC                 DE            X           10/04/02

GST TELECOMMUNICATIONS INC              DE            X           10/04/02

GST USA INC                             DE            X           10/04/02

GUILFORD MILLS INC                      DE        X       X       09/20/02

GUILFORD MILLS INC                      DE                    X   10/04/02

HANOVER DIRECT INC                      DE            X   X       10/03/02

HEADWATERS INC                          DE      X         X       09/19/02

HENRY JACK & ASSOCIATES INC             DE            X   X       10/03/02

HENRY JACK & ASSOCIATES INC             DE            X   X       10/04/02

HFC REVOLVING CORP HOUSEHOLD HOME EQU   DE                X       09/20/02

HIBERNIA CORP                           LA                X   X   09/30/02

HILLMAN COMPANIES INC                   DE            X   X       10/03/02

HOUSEHOLD HOME EQUITY LOAN TRUST 1999   DE                X       09/20/02

HOUSEHOLD HOME EQUITY LOAN TRUST 2002                     X       09/20/02

HOUSEHOLD MORTGAGE LOAN TRUST 2002 HC                     X       09/20/02

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X       09/20/02

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X       09/20/02

HUFFY CORP                              OH      X         X       09/19/02

HYPERTENSION DIAGNOSTICS INC /MN        MN            X   X       10/04/02

INSPIRE INSURANCE SOLUTIONS INC         TX            X   X       09/27/02

INSPIRE PHARMACEUTICALS INC             DE            X   X       10/03/02

INTELLI CHECK INC                       DE          X     X       10/04/02

INTERCALLNET INC                        NV    X       X           09/10/02

INTERVOICE INC                          TX                X   X   10/03/02

INVERNESS MEDICAL INNOVATIONS INC       DE      X         X       09/20/02

INVESTORS REAL ESTATE TRUST             ND            X           10/01/02

IRWIN FINANCIAL CORPORATION             IN            X           10/04/02

ITEC ENVIRONMENTAL GROUP INC            DE            X   X       09/27/02

JACOBSON STORES INC                     MI            X   X       10/01/02

JETBLUE AIRWAYS CORP                    DE      X     X   X       09/27/02

JUNUM INC                               DE            X           10/04/02

KANKAKEE BANCORP INC                    DE            X   X       10/04/02

KEVCO INC                               TX            X   X       10/04/02

KFX INC                                 DE            X   X       09/30/02

LABORATORY CORP OF AMERICA HOLDINGS     DE                    X   10/04/02

LACLEDE GROUP INC                       MO            X   X       07/01/02

LANDRYS  RESTAURANTS INC                DE            X           10/03/02

LASALLE HOTEL PROPERTIES                MD                X   X   10/03/02

LEVEL 3 COMMUNICATIONS INC              DE            X           10/01/02

LINCOLN LOGS LTD                        NY          X             10/04/02

LOGANSPORT FINANCIAL CORP               IN            X   X       10/03/02

LONG BEACH SECURITIES CORP              DE                X       10/04/02

M WAVE INC                              DE            X   X       10/03/02

MASCO CORP /DE/                         DE            X           10/04/02

MAXXAM GROUP HOLDINGS INC               DE            X           10/04/02

MAXXAM INC                              DE            X           10/04/02

MCDERMOTT INTERNATIONAL INC             R1            X   X       10/03/02

MCLEODUSA INC                           DE            X   X       07/16/02

MEDIABAY INC                            FL            X   X       10/01/02

MELTRONIX INC                           CA                    X   10/04/02

MENDOCINO BREWING CO INC                CA            X   X       09/19/02

MERCER INTERNATIONAL INC                WA                X       08/26/02    AMEND

MERIT SECURITIES CORP                   VA                    X   06/30/02

MIDAMERICAN ENERGY HOLDINGS CO /NEW/    IA            X   X       10/04/02

MODERN MFG SERVICES INC                 CO          X             10/01/02

MONEY STORE ASSET BACKED CERTIFICATES                 X   X       10/03/02

MONEY STORE HOME EQUITY LOAN TRUST 19   NJ            X   X       09/16/02

MONEY STORE HOME IMPROVEMENT LOAN BAC                 X   X       09/16/02

MONEY STORE RESIDENTIAL TRUST 1998-I    NJ            X   X       09/16/02

MONEY STORE TRUST 1998 C                              X   X       09/16/02

MORTGAGE PASS THROUGH CERTIFICATES SE   DE            X           08/26/02

NATIONAL BEVERAGE CORP                  DE            X   X       09/27/02

NATIONAL FUEL GAS CO                    NJ            X   X       12/31/02

NCO PORTFOLIO MANAGEMENT INC            DE                X   X   10/03/02

NEON COMMUNICATIONS INC                 DE        X               10/04/02

NEOPHARM INC                            DE            X   X       09/30/02

NETMANAGE INC                           DE            X   X       10/02/02

NEVADA POWER CO                         NV            X   X       10/04/02

NOBEL LEARNING COMMUNITIES INC          DE            X   X       10/02/02

NOVASTAR MORTGAGE FUNDING CORP SERIES   DE            X   X       09/25/02

NOVASTAR MORTGAGE FUNDING CORP TRUST    DE            X           09/27/02

NOVASTAR MORTGAGE FUNDING CORP TRUST    DE                X       09/27/02

NOVASTAR MORTGAGE FUNDING CORP TRUST    DE            X   X       09/04/02

NOVASTAR MORTGAGE FUNDING TRUST SERIE   DE            X   X       09/25/02

NRG ENERGY INC                          DE            X   X       10/01/02

NRG SOUTH CENTRAL GENERATING LLC        DE            X   X       10/01/02

OILGEAR CO                              WI            X           09/24/02

OPEN TEXT CORP                          K6            X   X       09/19/02

OPTIMARK HOLDINGS INC                   DE                X       09/26/02    AMEND

ORS AUTOMATION INC                      DE    X       X           10/03/02

ORS AUTOMATION INC                      DE    X       X           10/04/02    AMEND

OSTEOTECH INC                           DE            X           10/03/02

PAYPAL INC                              DE    X           X       10/03/02

PFF BANCORP INC                         DE            X           07/31/02

PHOENIX TECHNOLOGIES LTD                DE      X         X       09/19/02

PNM RESOURCES                           NM            X           10/04/02

PSEG ENERGY HOLDINGS LLC                NJ            X   X       10/01/02

RADIAN GROUP INC                        DE                X   X   10/04/02

SBM CERTIFICATE CO                      MN            X           10/03/02

SCIENT INC                              DE      X         X       09/30/02

SCOTIA PACIFIC CO LLC                   DE            X           10/04/02

SEARS ROEBUCK & CO                      NY            X   X       10/04/02

SEIBELS BRUCE GROUP INC                 SC            X   X       10/03/02

SMART & FINAL INC/DE                    DE            X           09/27/02

SMITH INTERNATIONAL INC                 DE            X   X       10/01/02

SOBIESKI BANCORP INC                    DE            X   X       10/03/02

SONICWALL INC                           CA            X   X       09/25/02

SOUTHWEST BANCORP OF TEXAS INC          TX                X   X   10/03/02

SPECTRX INC                             DE            X           10/04/02

ST GEORGE METALS INC                    NV    X                   10/04/02

ST MARY LAND & EXPLORATION CO           DE            X   X   X   10/03/02

STEWART & STEVENSON SERVICES INC        TX            X   X       10/04/02

STRUCTURED ASSET SECURITIES CORP        DE            X   X       10/04/02

STRUCTURED ASSET SECURITIES CORP        DE            X   X       09/18/02

STRUCTURED ASSET SECURITIES CORP        DE                X       01/01/02    AMEND

SUTTON TRADING SOLUTIONS INC            NV      X         X       09/24/02

SWS GROUP INC                           DE            X   X       10/04/02

TANNING TECHNOLOGY CORP                 DE            X           10/04/02

TEREX CORP                              DE            X   X       10/04/02

TEXEN OIL & GAS INC                     NV            X   X       10/02/02

TFC ENTERPRISES INC                     DE            X   X       09/17/02

TIDEL TECHNOLOGIES INC                  DE            X   X       10/03/02

TIPPINGPOINT TECHNOLOGIES INC           DE            X   X       10/02/02

TMS MORTGAGE INC                        NJ            X   X       09/16/02

TMS MORTGAGE INC                        NJ            X   X       09/16/02

TOWER BANCORP INC                       PA            X           09/25/02

TRAVIS BOATS & MOTORS INC               TX            X   X       09/30/02

TREZAC CORP                             TX          X             10/04/02

TRIMERIS INC                            DE                X       10/03/02

TRINITY CO INC                          OK            X   X       10/04/02

US AIRWAYS GROUP INC                    DE            X   X       10/02/02

US AIRWAYS GROUP INC                    DE            X   X       10/04/02

US INDUSTRIES INC /DE                   DE            X   X       10/04/02

USEC INC                                DE            X   X       09/27/02

VAXGEN INC                              DE            X   X       10/03/02

VERITAS SOFTWARE CORP /DE/              DE            X   X       10/03/02

WARNACO GROUP INC /DE/                  DE            X   X       10/03/02

WESTAR ENERGY INC /KS                   KS            X           10/04/02

WET SEAL INC                            DE                X   X   10/02/02

WITNESS SYSTEMS INC                     DE            X   X   X   10/01/02

XCEL ENERGY INC                         MN            X   X       10/03/02

XCEL ENERGY INC                         MN            X   X       10/01/02

XML GLOBAL TECHNOLOGIES INC             CO      X     X           08/23/02    AMEND

ZIONS BANCORPORATION /UT/               UT                    X   10/03/02