SEC NEWS DIGEST

Issue 2002-159                                              August 16, 2002

COMMISSION ANNOUNCEMENTS
     

STATEMENT  BY  SEC  CHAIRMAN  HARVEY PITT  ON  CORPORATE  GOVERNANCE  REFORMS
APPROVED BY THE MEMBERSHIP OF THE CHICAGO BOARD OPTIONS EXCHANGE

     Securities  and Exchange Commission Chairman Harvey L. Pitt  issued  the
     following  statement today on corporate governance reforms  approved  by
     the membership of the Chicago Board Options Exchange:
                                      
          "I commend the Board, its Chairman, Bill Brodsky, its President, Ed
          Joyce, and the membership of the Chicago Board Options Exchange for
          the  sweeping  reforms of its corporate governance  structure  that
          were  passed  by  a vote of an overwhelming majority  of  the  CBOE
          membership  on  Thursday.  These initiatives  evidence  the  CBOE's
          strong  commitment  to  the integrity of our  marketplace  and  the
          strength  of  the self-regulatory function.  I extend a  particular
          note  of  appreciation  to  the Special  Committee  on  Governance,
          composed  of  independent directors of the CBOE  Board,  for  their
          tireless  efforts  in achieving these laudable results.  "   (Press
          Rel. 2002-124)

ENFORCEMENT PROCEEDINGS
     

SUPERVISORY BAR IMPOSED ON ROGER FAN

     On  August  15,  the Commission instituted and settled an administrative
     proceeding against Roger Fan, age 54, of Monterey Park, California,  for
     failing   reasonably  to  supervise  a  registered  representative   who
     defrauded  two unsophisticated customers while at U.S. Pacific Financial
     Services,  Inc.,  a  now defunct broker-dealer in Alhambra,  California.
     The  order  finds  that Fan, the former president  and  sole  compliance
     officer of U.S. Pacific, failed reasonably to supervise Wayne Miller,  a
     former  registered  representative of U.S.  Pacific.     The  Commission
     previously sanctioned Miller for his conduct.
     
     The  order  further finds that from March through November 1999,  Miller
     excessively   traded  in  unsuitable  options  for  two  unsophisticated
     customers,  resulting in losses of over $275,000 for the  customers  and
     generating   $118,000   in   commissions  for   Miller.    Miller   also
     misrepresented  and  omitted  to disclose material  information  to  the
     clients regarding the suitability of his options trading.
     
     The  order finds that Fan failed to respond adequately to warning  signs
     about  Miller's  activities and did not follow U.S.  Pacific's  internal
     procedures.
     
     Based  on  the above findings and Fan's settlement offer, the Commission
     barred Fan from association in any supervisory capacity with a broker or
     dealer  with a right to reapply in three years.  The Commission did  not
     impose  a  civil  penalty  based on Fan's sworn representations  in  his
     Statement of Financial Condition and other documents.  Fan consented  to
     the  entry  of  the Order, without admitting or denying the Commission's
     findings.  (Rel. 34-46359; File No. 3-10866)
     
COMMISSION  CHARGES  TIMOTHY HORNE, CHAIRMAN OF  NORTH  ANDOVER  BASED  WATTS
INDUSTRIES, WITH INSIDER TRADING USING MISAPPROPRIATED CORPORATE INFORMATION

     The Commission announced today that it has filed a civil lawsuit against
     Timothy P. Horne, Chairman and CEO of Watts Industries of North Andover,
     Massachusetts,  for  insider trading using confidential  information  he
     misappropriated from his own company.  The Commission's complaint, filed
     August 15 in Boston federal district court, alleges that Horne made more
     than $300,000 in illegal profits.
     
     According  to the complaint, Horne received a call in May 1999  from  an
     investment banker inquiring whether Watts Industries would be interested
     in  acquiring Central Sprinkler Corporation, indicating that an  auction
     process was underway and Watts would need to move quickly if interested.
     Horne allegedly said that Watts might be interested in acquiring Central
     Sprinkler  and  agreed  to receive the confidentiality  agreement  Watts
     would need to execute to receive more detailed information about Central
     Sprinkler.  The Commission's complaint alleges, however, that Horne  did
     not  inform the Watts board of this acquisition opportunity and  instead
     began  buying  stock  of  Central Sprinkler in  his  personal  brokerage
     account,  spending over $500,000 to accumulate 30,000  shares  over  the
     next  three  business  days.  According to the  complaint,  Horne  never
     informed anyone at Watts of his trading, which violated a Watts  written
     policy  prohibiting trading in any company's securities on the basis  of
     nonpublic information.  Shortly thereafter, when Tyco publicly announced
     its  acquisition of Central Sprinkler, Horne sold his stock for a profit
     of $317,971.
     
     The  Commission  alleged in its complaint that defendant Horne  violated
     the  antifraud provisions of the securities laws when he misappropriated
     material  nonpublic  information about Central Sprinkler  from  his  own
     company,   Watts,  and  made  undisclosed,  self-serving  use   of   the
     information to trade for his personal profit, in breach of his fiduciary
     duty  of loyalty to Watts.  The Commission seeks a permanent injunction,
     disgorgement of illegal trading profits, prejudgment interest and  civil
     penalties.   In  addition, the Commission seeks an order  barring  Horne
     from  serving as an officer or director of any public company.  [SEC  v.
     Timothy  P. Horne, USDC for the District of Massachusetts, C.A.  No.  02
     11634-WGY] (LR-17680)

SEC FILES ACTION AGAINST FLORIDA COMPANY AND STUART SLONIN IN CONNECTION WITH
PRIME BANK FRAUD SCHEME
                                      
     The  Commission announced today that on July 9, 2002, it filed an action
     for securities fraud in the The Strategies Group, Inc. and the company's
     sole principal, Stuart A. Slonin.
     
     The  SEC  alleges in its complaint that from at least July 2000  through
     October  2001,  Slonin  and  The Strategies Group  offered  "prime  bank
     instruments"  to attendees at insurance seminars that Slonin  conducted.
     Slonin  misrepresented that the investments were  risk  free  and  would
     provide returns of 15-50%.  In fact, the investments do not exist.
     
     The  Commission seeks permanent injunctions against The Strategies Group
     and  Slonin  enjoining  further  violations  of  Section  17(a)  of  the
     Securities  Act  of  1933  (Securities Act) and  Section  10(b)  of  the
     Securities   Exchange  Act  of  1934  (Exchange  Act)  and  Rule   10b-5
     thereunder,  and  civil money penalties.  [SEC v. The Strategies  Group,
     Inc. and Stuart A. Slonin, Case No. 02-60932-CIV-HUCK, SDFL] (LR-17681)
     
AMERICAN  PROMETHEUS  CORP., JAMES NORVILLE AND MABEL NORVILLE  CHARGED  WITH
OFFERING FRAUD
     
     On  August  15, the Commission filed suit in the United States  District
     Court  for  the District of Colorado against American Prometheus  Corp.,
     James P. Norville and Mabel R. Norville, all Central City, Colorado, for
     violations  of the antifraud and registration provisions of the  federal
     securities laws.  American Prometheus Corp. is a company purportedly  in
     the  business of developing a Holiday Inn franchise hotel and casino  in
     Central City, where limited stakes gaming is legal.  James Norville  was
     the  company's  former  president and  director,  and  his  wife,  Mabel
     Norville, remains a director of the company and serves as its secretary.
     
     The  Commission  alleges that between April 1997  and  April  2000,  the
     Norvilles  offered  more  than $3.6 million  in  securities  and  raised
     approximately $1.1 million from 79 investors nationwide through a series
     of five American Prometheus offerings and through the Norvilles' sale of
     their  own  shares of American Prometheus stock.  The Commission  claims
     that in American Prometheus offering materials and oral presentations to
     investors,  the  Norvilles failed to disclose criminal securities  fraud
     charges pending against James Norville relating to one of the Norvilles'
     previous companies, James Norville's subsequent guilty plea to one count
     of  securities  fraud  in  the  same matter,  or  the  existence  of  an
     administrative order prohibiting James Norville from selling  securities
     in  Wisconsin.  In addition, the complaint alleges that contrary to  the
     representations in the offering materials that proceeds would be used to
     develop  the casino project, the Norvilles then misappropriated investor
     funds  for  their  personal use.  Finally, the complaint  contends  that
     American  Prometheus' securities offerings and the  Norvilles'  sale  of
     their  own  American  Prometheus stock were not registered  transactions
     with the Commission and were not exempt from registration.
     
     The  complaint  alleges  that  American  Prometheus  and  the  Norvilles
     violated  the  securities registration and antifraud provisions  of  the
     federal  securities laws.  [SEC v. American Prometheus Corp.,  James  P.
     Norville  and  Mabel  R. Norville, Civ. Action No. 02-N-1586  (MJW)  (D.
     Colo.)] (LR-17682)
     
$1.2  MILLION  JUDGMENT  ENTERED AGAINST RECIDIVIST SECURITIES  VIOLATOR  AND
FORMER COMPANY PRESIDENT

     The  Commission today announced that on August 7 the U.S. District Court
     in  Los Angeles entered a final judgment against a recidivist securities
     violator and the former president of a company that sold fraudulent  oil
     and gas investments.
     
     The  repeat  violator,  James E. Hammonds, 61,  formerly  of  Inglewood,
     California,  and  Barry  V. Reed, 57, of Las Vegas,  Nevada,  failed  to
     answer  the  Commission's complaint filed in November 2001.   The  final
     judgment permanently enjoins Hammonds and Reed from future violations of
     the  securities  registration and antifraud provisions  of  the  federal
     securities  laws.  The judgment orders Hammonds and Reed  to  pay  civil
     penalties  of $110,000 each and to disgorge $1,254,100, the amount  they
     fraudulently raised from investors, plus prejudgment interest.
     
     Hammonds  and  Reed,  along with two Nevada corporations,  Texon  Energy
     Corp. and Lonestar Petroleum Corp., were charged with violating Sections
     5(a)  and  5(c) of the Securities Act of 1933 and Section 10(b)  of  the
     Securities  Exchange  Act of 1934 and Rule 10b-5 thereunder.   Reed  was
     Texon's   president  and  Hammonds  was  Texon's  vice-president.    The
     defendants raised $1.25 million from the sale of Texon stock to about 65
     investors  nationwide.  Investors were promised a dividend  of  12%  per
     year  on their investment.  The Commission's complaint also charged that
     Hammonds  and  Reed, through Texon and Lonestar, operated  a  Ponzi-like
     investment  scheme  in which they paid dividends to  existing  investors
     with money raised from new investors.
     
     Hammonds  and Reed were indicted in Missouri on July 26, 2002,  on  nine
     felony  counts of securities fraud and other charges arising from  their
     involvement in Texon.  They were charged by the Prosecuting Attorney  of
     Boone  County,  Missouri, Kevin Crane, and the Missouri Commissioner  of
     Securities   with   fraudulently  offering  and   selling   unregistered
     securities in Missouri and employing a sales agent without registration.
     
     The  judgment  against  Hammonds  and Reed  concludes  the  Commission's
     action.  The Commission's case against Texon and Lonestar was previously
     settled.   Through  a  court-appointed  receiver,  Texon  and  Lonestar,
     without admitting or denying the Commission's allegations, consented  to
     the  entry of a judgment, entered on July 8, 2002, by the U.S.  District
     Court  in Los Angeles, permanently enjoining them from future violations
     of  the  antifraud and securities registration provisions of the federal
     securities laws.
     
     In  1994,  Hammonds was enjoined by the Commission for  his  part  in  a
     similar  oil and gas fraud in which investors were also falsely promised
     a  12% return.  In 1996, Hammonds was barred by the Commission from  the
     securities  industry.  For further information, see  Litigation  Release
     No.17231  (November  14,  2001).   [SEC  v.  Texon  Energy  Corporation,
     Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds  aka
     Jake  Davis and Barry V. Reed, Case No. CV-01-09706-LGB(MANx) CDCA] (LR-
     17683)

SEC SETTLES INSIDER TRADING CHARGES AGAINST FORMER GENENTECH WORKER

     On  August 15, the Commission filed a civil lawsuit and settled the case
     against  a  former  Genentech employee who made  more  than  $50,000  in
     illegal profits through insider trading in the securities of Xoma, Ltd.,
     a San Francisco Bay Area biotechnology company.
     
     The  SEC complaint alleges that Lei Wang, a former contract employee for
     Genentech,  another San Francisco Bay Area biotechnology company,  found
     out that the results of a clinical trial being conducted jointly between
     Genentech  and Xoma were not favorable. On April 3, 2002,  Wang  learned
     that  the  joint trial, concerning the anti-psoriasis drug Xanelim,  had
     been unsuccessful. Over the next two days, and before Genentech and Xoma
     released  the negative results to the public, Wang sold 4,400 shares  of
     Xoma stock, and also short sold an additional 14,407 shares. On April 5,
     when Genentech and Xoma publicly announced the trial results, Xoma stock
     declined  42%  to  close  at $4.42. As a result, Wang  realized  illegal
     trading profits of $50,982.10.
     
     Simultaneous with the filing of the complaint, Wang agreed to settle the
     SEC  action  by paying more than $76,000 in disgorgement, penalties  and
     prejudgment  interest,  and  to  other  relief.  Due  to  Wang's  almost
     immediate  admission  of  wrongdoing, and  her  significant  cooperation
     throughout the SEC's investigation, Wang was assessed penalties equal to
     one-half her ill-gotten gains.  [SEC v. Lei Wang, Civil Action No. C-02-
     3941 CW, USDC NDCA] (LR-17684)
     
INJUNCTIVE  ACTIONS FILED AGAINST 3 PUBLICLY TRADED COMPANIES AND 10  RELATED
INDIVIDUALS

     On  August  15, the Commission filed four separate lawsuits  in  federal
     court  in Miami arising from four fraudulent schemes.  In three of those
     schemes,  defendants  made  numerous  materially  false  and  misleading
     statements  in  reports  filed with the Commission;  the  fourth  scheme
     involved a pump-and-dump of a company's publicly traded stock.  Most  of
     these charges arise from a two-year undercover FBI sting operation  and,
     simultaneously  in  related criminal prosecutions, the  U.S.  Attorney's
     Office for the Southern District of Florida announced the indictments of
     fifty-eight  defendants.   The  three  public  companies  named  in  the
     Commission's lawsuits were Rhino Ecosystems, Inc., COI Solutions,  Inc.,
     and  Uncommon  Media  Group,  Inc.   The  10  individuals,  who  include
     officers, directors, and control persons of the company defendants,  are
     Charles  Cini,  Mark  Wiertzema, Gordan Novak, Robert  Wilder,  Lawrence
     Gallo,  Douglas Rasberry, Melvin Levine, Jeffrey Senger, Brad Nirenberg,
     and Norman Piatti.
     
     With  some  variation,  the  schemes involving  the  company  defendants
     related  to  the  proposed  fraudulent sale  of  securities  to  an  FBI
     contrived   investment  fund  in  exchange  for  kickbacks  to   various
     individuals.  In addition, in each scheme, substantial monies were to be
     paid  to  offshore  accounts maintained by the  companies  and/or  their
     control  persons.   In  each  of  these  schemes,  the  companies   made
     materially  false statements and failed to disclose material information
     in  their  filings with the Commission that related to  S-8  shares  and
     control  persons.   The  fourth  scheme involved  the  pump-and-dump  of
     Lifekeeper  International, Inc.'s common stock through materially  false
     and  misleading press releases.   [SEC v. RHINO ECOSYSTEMS, INC. ET AL.,
     Case  No. 02-80786-CIV-Hurley, S.D. Fla.]; [SEC v. COI SOLUTIONS,  INC.,
     ET AL., Case No. 02-80767-CIV-Hurley, S.D. Fla.]; [SEC v. UNCOMMON MEDIA
     GROUP,  INC., ET AL., Case No. 02-80770-CIV-Hurley, S.D. Fla.];  SEC  v.
     JEFFREY  R. SENGER, BRAD M. NIRENBERG, AND NORMAN PIATTI, Case  No.  02-
     80766-CIV-Hurley, S.D. Fla.] (LR-17685; Press Rel. 2002-123)

SEC FILES CIVIL INJUNCTIVE ACTION AGAINST KEVIN MORRISON, FORMER EXECUTIVE OF
HPSC,  INC.,  AND  RELIEF DEFENDANT MILDRED MILLER FOR $5  MILLION  FINANCIAL
ACCOUNTING FRAUD

     On August 16, the Commission filed a civil fraud action against Kevin J.
     Morrison  of  West  Hartford, Connecticut,  the  former  executive  vice
     president of American Commercial Financial Corporation (ACFC), a wholly-
     owned subsidiary of Boston-based HPSC, Inc.   The Complaint alleges that
     Morrison  caused  HPSC  to  materially  overstate  the  results  of  its
     operations  when  he  improperly diverted  more  than  $4.7  million  of
     corporate  assets  to  Mildred K. Miller,  a  purported  ACFC  factoring
     customer.   The Complaint alleges that beginning in 1997 and  continuing
     until  May 22, 2002, Morrison concealed the diversion of funds to Miller
     by  regularly providing fictitious financial reports regarding  ACFC  to
     ACFC's  president, HPSC senior management, and HPSC's outside  auditors.
     Miller,  who  is named as a relief defendant in the Complaint,  is  last
     known  to have resided in Hartford, Connecticut.  The Complaint  further
     alleges  that fraudulent financial information provided by  Morrison  to
     HPSC  was incorporated in the parent company's Forms 10-K and Forms 10-Q
     filed  with  the  Commission for the periods  ended  December  31,  1997
     through March 31, 2002 and, as a result, HPSC materially overstated  its
     net  income  and  earnings per share by between 4% and 112%  during  the
     affected filing periods.
     
     The Commission's complaint alleges that Morrison violated the antifraud,
     record-keeping  and  internal  controls  provisions  of  the  Securities
     Exchange  Act of 1934 [Sections 10(b) and 13(b)(5) of the Exchange  Act,
     and  Rules  10b-5  and  13b2-1 thereunder].  The Commission's  complaint
     seeks   a  permanent  injunction  against  Morrison  preventing   future
     violations  of  the federal securities laws, disgorgement  of  any  ill-
     gotten  gains plus pre-judgment interest, civil penalties and an officer
     and  director  bar.  [SEC v.  Kevin J.  Morrison, et al., USDC  for  the
     District of Massachusetts, C.A. No.  02-11647-MLW)] (LR-17686)

INVESTMENT COMPANY ACT RELEASES

PREFERRED LIFE INSURANCE COMPANY OF NEW YORK, ET AL.

     A  notice  has been issued giving interested persons until September  5,
     2002,  to  request a hearing on an application filed by  Preferred  Life
     Insurance  Company  of  New York (Preferred),  Preferred  Life  Variable
     Account   C,   and   USAllianz  Investor  Services,  LLC  (collectively,
     Applicants).   Applicants  seek  an order  under  Section  6(c)  of  the
     Investment  Company Act granting exemptions from Sections  2(a)(32)  and
     27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit the recapture
     during the free look period of certain bonus credits applied to purchase
     payments  made  under  certain  variable  annuity  contracts  issued  by
     Preferred.   (Rel. IC-25697 - August 12)

MASSMUTUAL INSTITUTIONAL FUNDS, ET AL.
     
     An  order  has  been  issued  on  an  application  filed  by  MassMutual
     Institutional Funds, et al. exempting applicants from Section 15 (a)  of
     the  Investment  Company Act and Rule 18f-2 under  the  Act.  The  order
     amends  a prior order permitting applicants to enter into and materially
     amend  sub-advisory agreements without shareholder approval. The amended
     order exempts applicants from certain disclosure requirements.  (Rel. IC-
     25699 - August 13)
     
MATRIX UNIT TRUST, ET AL.

     An  order  has been issued on an application filed by Matrix Unit  Trust
     and  Matrix  Capital  Group,  Inc.  under  Section  12(d)(1)(J)  of  the
     Investment   Company   Act   granting   an   exemption   from    Section
     12(d)(1)(F)(ii) of the Act, and under Sections 6(c) and 17(b) of the Act
     granting an exemption from Section 17(a) of the Act.  The order  permits
     series  of  certain registered unit investment trusts to: (a) offer  and
     sell  their units to the public with a sales load that exceeds the  1.5%
     limit  in  Section  12(d)(1)(F)(ii)  of  the  Act;  and  (b)  invest  in
     affiliated registered investment companies within the limits of  Section
     12(d)(1)(F) of the Act.  (Rel. IC-25700 - August 14)

HOLDING COMPANY ACT RELEASES

KEYSPAN CORP., ET AL.

    A  notice  has  been issued giving interested persons until September  9,
    2002,  to  request a hearing on a proposal by KeySpan Corp. (KeySpan),  a
    registered  holding  company  and  its  subsidiaries.   KeySpan  and  its
    subsidiaries  request the following modifications to  a  financing  order
    issued  in  SEC file no. 70-9699 HCAR No. 27272 (Nov. 8, 2000) (Financing
    Order):  (1) to permit KeySpan, either directly or through its affiliates
    or subsidiaries, to make aggregate investments up to $2.2 billion dollars
    in exempt wholesale generators and foreign utility companies through Dec.
    31,  2003  (Authorization  Period); (2) an  increase  of  the  Additional
    Financing Amount (as defined in the Financing Order) from $1.5 billion to
    $2.2  billion and an increase in the Aggregate Financing Amount (also  as
    defined in the Financing Order) from $5.1 billion to $5.8 billion, during
    the  Authorization Period; (3) an increase in the Utility Short-Term Debt
    Amounts  (as  defined  in the Financing Order) during  the  Authorization
    Period; (4) modification of the Financing Subsidiary Approval (as defined
    in  the Financing Order) so that KeySpan, can issue long term debt to the
    Financing  Subsidiaries that may be subordinated to other long term  debt
    issued by KeySpan from time to time; and (5) authorization for KeySpan to
    make   and  provide  additional  guarantees  and  assurances  to  Hawkeye
    Construction  LLC up to an aggregate of $60,000,000 as set forth  in  the
    agreement.  (Rel. 35-27560)

SELF-REGULATORY ORGANIZATIONS

WITHDRAWAL SOUGHT

     A  notice  has been issued giving interested persons until September  9,
     2002,  to  comment on the application Carolina Power & Light Company  to
     withdraw  its  $5.00  Preferred Stock, no par value,  from  listing  and
     registration on the American Stock Exchange.  (Rel. 34-46365)

DELISTINGS GRANTED

     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options  contracts issued by The Options Clearing Corporation respecting
     certain  underlying  securities, effective August 16,  2002.  (Rel.  34-
     46366)
     
     An  order  has been issued granting the application of the Boston  Stock
     Exchange to strike from listing and registration the Common Stock,  $.01
     par  value, of Esafetyworld, Inc., effective at the opening of  business
     on August 16, 2002. (Rel. 34-46367)
     
     An  order  has  been  issued  granting the application  of  the  Pacific
     Exchange  to strike from listing and registration certain call  and  put
     options  contracts issued by The Options Clearing Corporation respecting
     certain  underlying securities, effective August 16,  2002.   (Rel.  34-
     46368)
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-8     MIRACOM INDUSTRIES INC, 14747 ARTESIA BLVD SUITE 1F, LA MIRADA, CA,
        90638, 7145222800 - 1,538,000 ($46,140.00) Equity, (File 333-98133 -
        Aug. 15) (BR. 02)

S-8     SILICON STORAGE TECHNOLOGY INC, 1171 SONORA CT, SUNNYVALE, CA, 94086,
        4087359110 - 2,200,000 ($11,000,000.00) Equity, (File 333-98135 -
        Aug. 15) (BR. 36)

S-8     YORK INTERNATIONAL CORP /DE/, 631 S RICHLAND AVE, YORK, PA, 17403,
        7177717890 - 2,000,000 ($61,400,000.00) Equity, (File 333-98137 -
        Aug. 15) (BR. 06)

S-8     IONICS INC, 65 GROVE ST, WATERTOWN, MA, 02172, 6179262500 -
        800,000 ($16,760,000.00) Equity, (File 333-98139 - Aug. 15) (BR. 36)

S-8     CHOLESTECH CORPORATION, 3347 INVESTMENT BLVD, HAYWARD, CA, 94545,
        5107327200 - 400,000 ($4,404,000.00) Equity, (File 333-98143 - Aug. 15)
        (BR. 36)

S-3     BERKSHIRE HATHAWAY INC, 1440 KIEWIT PLZ, OMAHA, NE, 68131, 4023461400 -
        0 ($797,760,000.00) Other, (File 333-98145 - Aug. 15) (BR. 01)

S-8     AIRTRAX INC, 1616 PENNSYLVANIA AVE 122, VINELAND, NJ, 08361,
        8563278112 - 75,000 ($131,250.00) Equity, (File 333-98147 - Aug. 15)
        (BR. 09)

S-8     HEMLOCK FEDERAL FINANCIAL CORP, 5700 WEST 159TH STREET, OAK FOREST, IL,
        60452-3198, 7086879400 - 83,053 ($2,242,431.00) Equity,
        (File 333-98149 - Aug. 15) (BR. 07)

S-8     HEMLOCK FEDERAL FINANCIAL CORP, 5700 WEST 159TH STREET, OAK FOREST, IL,
        60452-3198, 7086879400 - 207,633 ($5,606,091.00) Equity,
        (File 333-98151 - Aug. 15) (BR. 07)

S-8     HEMLOCK FEDERAL FINANCIAL CORP, 5700 WEST 159TH STREET, OAK FOREST, IL,
        60452-3198, 7086879400 - 48,562 ($1,311,174.00) Equity,
        (File 333-98153 - Aug. 15) (BR. 07)

S-3     MORTGAGE ASSET SECURITIZATION TRANSACTIONS INC,
        1285 AVE OF THE AMERICAS, NEW YORK, NY, 10019, 2127132000 -
        0 ($27,186,302,065.00) Asset-Backed Securities, (File 333-98155 -
        Aug. 15) (BR. 05)

S-8     OGLEBAY NORTON CO /OHIO/, 1100 SUPERIOR AVENUE, CLEVELAND, OH, 44114,
        2168613300 - 500,000 ($5,570,000.00) Equity, (File 333-98157 - Aug. 15)
        (BR. 04)

S-8     POCKETSPEC TECHNOLOGIES INC, 3225 E 2ND AVE, DENVER, CO, 80206,
        3033938060 - 700,000 ($210,000.00) Equity, (File 333-98159 - Aug. 15)
        (BR. 08)

S-8     CHARTER FINANCIAL CORP/GA, 600 THIRD AVENUE, WEST POINT, GA, 31833,
        7066451391 - 0 ($15,282,668.00) Equity, (File 333-98161 - Aug. 15)
        (BR. 07)

S-3     3M CO, 3M CENTER, BLDG. 220-11W-02, ST PAUL, MN, 55144-1000,
        6517332204 - 277,800 ($34,495,815.00) Equity, (File 333-98163 -
        Aug. 15) (BR. 06)

S-3     GOODRICH CORP, 4 COLISEUM CENTRE, 2730 WEST TYVOLA ROAD, CHARLOTTE, NC,
        28217, 7044237000 - 0 ($2,400,000,000.00) Other, (File 333-98165 -
        Aug. 15) (BR. 05)

S-8     GROUP 1 SOFTWARE INC, 4200 PARLIMENT PLACE, SUITE 600, LANHAM, MD,
        20706-1860, 3019180400 - 1,050,000 ($14,574,000.00) Equity,
        (File 333-98167 - Aug. 15) (BR. 03)

S-3     SLM EDUCATION CREDIT FUNDING LLC, 20 HEMINGWAY DRIVE, PROVIDENCE, RI,
        02915, 7038107677 - 0 ($1,000,000.00) Other, (File 333-98169 - Aug. 15)
        (BR. )

S-8     MRO SOFTWARE INC, 100 CROSBY DRIVE, BEDFORD, MA, 01730, 7812802000 -
        750,000 ($6,517,500.00) Equity, (File 333-98171 - Aug. 15) (BR. 03)

S-3     MRO SOFTWARE INC, 100 CROSBY DRIVE, BEDFORD, MA, 01730, 7812802000 -
        1,095,392 ($9,518,956.00) Equity, (File 333-98173 - Aug. 15) (BR. 03)

SB-2    FII INTERNATIONAL INC, 5,200,000 ($520,000.00) Equity,
        (File 333-98175 - Aug. 15) (BR. )

S-8     1ST CONSTITUTION BANCORP, 2650 ROUTE 130, BOX 634, CRANBURY, NJ, 08512,
        6096554500 - 0 ($7,518,496.00) Equity, (File 333-98177 - Aug. 15)
        (BR. 07)

S-8     ENTERGY CORP /DE/, 639 LOYOLA AVE, NEW ORLEANS, LA, 70113, 5045764000 -
        180,000 ($7,479,000.00) Other, (File 333-98179 - Aug. 15) (BR. 02)

S-8     MEDICINES CO/ MA, ONE CAMBRIDGE CTR, CAMBRIDGE, MA, 02142, 6172259099 -
        1,750,000 ($15,960,000.00) Equity, (File 333-98191 - Aug. 15) (BR. 01)

S-8     OLIN CORP, 501 MERRITT 7, P O BOX 4500, NORWALK, CT, 06856,
        2037503000 - 0 ($54,990,000.00) Equity, (File 333-98193 - Aug. 15)
        (BR. 04)

S-8     CV THERAPEUTICS INC, 3172 PORTER DR, PALO ALTO, CA, 94304, 6503848500 -
        0 ($59,781,852.00) Equity, (File 333-98195 - Aug. 15) (BR. 01)

S-8     CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 -
        15,000,000 ($655,950,000.00) Other, (File 333-98197 - Aug. 15) (BR. 36)

S-8     CITIZENS FIRST BANCORP INC, 525 WATER ST, PORT HURON, MI, 48060,
        8109878300 - 0 ($38,668,251.00) Equity, (File 333-98199 - Aug. 15)
        (BR. 07)

S-8     KINGDOM VENTURES INC, 1045 STEPHANIE WAY, MINDEN, NV, 89423,
        775-267-2242 - 150,000 ($75,000.00) Equity, (File 333-98201 - Aug. 15)
        (BR. 02)

S-8     HENNESSY ADVISORS INC, 750 GRANT AVENUE SUITE 100, NOVATO, CA, 94945,
        488,480 ($2,512,924.00) Equity, (File 333-98203 - Aug. 15) (BR. 07)

S-8     POGO PRODUCING CO, 5 GREENWAY PLAZA STE 2700, P O BOX 2504, HOUSTON,
        TX, 77252-0504, 7132975000 - 750,000 ($24,967,500.00) Equity,
        (File 333-98205 - Aug. 15) (BR. 04)

S-3     HOST MARRIOTT CORP/, 10400 FERNWOOD ROAD DEPT 907, BETHESDA, MD, 20817,
        3013809000 - 0 ($66,283,136.00) Equity, (File 333-98207 - Aug. 15)
        (BR. 08)

S-8     OCEANEERING INTERNATIONAL INC, 11911 FM 529, HOUSTON, TX, 77041,
        713-329-4500 - 0 ($26,804,750.00) Equity, (File 333-98209 - Aug. 15)
        (BR. 04)

S-8     OCEANEERING INTERNATIONAL INC, 11911 FM 529, HOUSTON, TX, 77041,
        713-329-4500 - 0 ($20,230,000.00) Equity, (File 333-98211 - Aug. 15)
        (BR. 04)

S-8     ACLARA BIOSCIENCES INC, 1288 PEAR AVENUE, MOUNTAIN VIEW, CA, 94043,
        6502101200 - 0 ($642,250.00) Equity, (File 333-98213 - Aug. 15) (BR. 36)

S-8     ELOCITY NETWORKS CORP, SANDRA JORGENSEN, 26 BLUE CAY RD, CORONADO, CA,
        92118, 8015758073 - 23,000,000 ($690,000.00) Equity, (File 333-98215 -
        Aug. 15) (BR. 03)

S-8     ACLARA BIOSCIENCES INC, 1288 PEAR AVENUE, MOUNTAIN VIEW, CA, 94043,
        6502101200 - 0 ($6,193,125.00) Equity, (File 333-98217 - Aug. 15)
        (BR. 36)

S-8     EDWARDS LIFESCIENCES CORP, 17221 RED HILL AVE, IRVINE, CA, 92614,
        9492502500 - 0 ($383,625,000.00) Equity, (File 333-98219 - Aug. 15)
        (BR. 01)
     

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE   COMMENT
-----------------------------------------------------------------------------------
21ST CENTURY TECHNOLOGIES INC           NV            X           05/01/02

21ST CENTURY TECHNOLOGIES INC           NV            X           08/07/02

21ST CENTURY TECHNOLOGIES INC           NV            X           08/09/02

ACADIA REALTY TRUST                     MD                X   X   08/15/02

ACCRUE SOFTWARE INC                     DE            X   X       08/14/02

ADEPT TECHNOLOGY INC                    DE            X           08/01/02

ADVANCED TOBACCO PRODUCTS INC           TX                    X   08/12/02

ADVANCEPCS                              DE            X       X   08/13/02  AMEND

ADVANTA BUSINESS SERVICES CORP          DE                X       08/12/02

ADVANTA BUSINESS SERVICES CORP          DE                X       08/12/02

ADVANTA EQUIPMENT LEASING RECEIVABLES   NV                X       08/12/02

ADVANTAGE MARKETING SYSTEMS INC/OK      OK                X   X   08/12/02

AIRCRAFT FINANCE TRUST                  DE                    X   08/14/02

AIRCRAFT FINANCE TRUST                  DE            X           08/15/02

ALL AMERICAN SEMICONDUCTOR INC          DE            X   X       08/15/02

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X   08/15/02

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X   08/15/02

ALPINE GROUP INC /DE/                   DE                    X   08/14/02

ALPINE GROUP INC /DE/                   DE                    X   08/14/02

AMERICAN BIOGENETIC SCIENCES INC        DE          X             08/05/02  AMEND

AMERICAN DENTAL PARTNERS INC            DE                    X   08/12/02

AMERICAN GREETINGS CORP                 OH                X   X   08/14/02

AMERICAN RETIREMENT CORP                TN                    X   08/15/02

AMERICAN RETIREMENT CORP                TN                X       08/14/02

AMERICAN TELEVISION & COMMUNICATIONS    DE                    X   08/14/02

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X       08/15/02

ANDREA ELECTRONICS CORP                 NY          X     X       08/14/02

ANDREA ELECTRONICS CORP                 NY          X             08/15/02

ANNTAYLOR INC                           DE            X           08/15/02

AOL TIME WARNER INC                     DE                    X   08/14/02

APPIANT TECHNOLOGIES INC                DE            X           08/15/02

ARCHSTONE SMITH OPERATING TRUST         MD            X   X       08/09/02

ARKANSAS BEST CORP /DE/                 DE            X   X       08/13/02

ARLINGTON HOSPITALITY INC               DE                X   X   08/15/02

ASWAN INVESTMENTS INC                   NV            X   X       08/15/02

ATX COMMUNICATIONS NC                   DE            X   X       08/14/02

ATX COMMUNICATIONS NC                   DE                X   X   08/14/02

AVIALL INC                              DE                    X   08/15/02

BALL CORP                               IN                    X   08/15/02

BANC ONE CREDIT CARD MASTER TRUST       NY            X   X       08/15/02

BARR LABORATORIES INC                   NY            X           08/15/02

BAY VIEW CAPITAL CORP                   DE            X   X       08/07/02

BEACH FIRST NATIONAL BANCSHARES INC     SC                    X   08/12/02

BEAR STEARNS ARM TRUST MORTGAGE PASS    DE                X       07/31/02

BERGAMO ACQUISITION CORP                DE          X     X       07/11/02  AMEND

BLUE MARTINI SOFTWARE INC                                 X       04/16/02  AMEND

BORLAND SOFTWARE CORP                   DE                X   X   08/14/02

BOSTON PROPERTIES INC                   DE                    X   08/14/02

BRITTON & KOONTZ CAPITAL CORP           MS                X   X   08/14/02

BRITTON & KOONTZ CAPITAL CORP           MS            X   X       08/08/02

BROOKS-PRI AUTOMATION INC               DE            X   X       08/12/02

BUDGET GROUP INC                        DE                X   X   08/14/02

CABOT INDUSTRIAL PROPERTIES LP          DE      X         X       08/01/02

CALPROP CORP                            CA            X   X       08/14/02

CAPITAL ONE AUTO FINANCE TRUST 2002-A   DE            X           05/10/02

CAPITAL ONE AUTO FINANCE TRUST 2002-A   DE            X           06/12/02

CAPITAL ONE AUTO FINANCE TRUST 2002-A   DE            X           07/10/02

CAPITAL ONE AUTO FINANCE TRUST 2002-A   DE            X           08/12/02

CAPTARIS INC                            WA            X           08/15/02

CARMAX AUTO OWNER TRUST 2002-1          DE            X   X       07/31/02

CASH AMERICA INTERNATIONAL INC          TX            X   X       08/12/02

CC MASTER CREDIT CARD TRUST II          MD                X       08/15/02

CC MASTER CREDIT CARD TRUST II          MD            X   X       07/15/02  AMEND

CHAMPIONSHIP AUTO RACING TEAMS INC      DE                    X   08/14/02

CHEMFIRST INC                           MS            X   X       07/23/02

CHESAPEAKE ENERGY CORP                  OK                    X   06/30/02

CIRCUIT CITY CREDIT CARD MASTER TRUST   DE            X   X       07/31/02

CIROND TECHNOLOGIES INC                 CO            X   X       06/30/02  AMEND

CITICORP MORTGAGE SECURITIES INC        DE            X           08/15/02

COASTAL BANKING CO INC                  SC                    X   08/13/02

COMDISCO HOLDING CO INC                 DE            X   X       08/12/02

COMSTOCK RESOURCES INC                  NV                    X   08/12/02

CONSOLIDATED GRAPHICS INC /TX/          TX                    X   08/14/02

COORS ADOLPH CO                         CO                X   X   08/14/02

CPI CORP                                DE            X           08/15/02

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X           07/29/02

CTB INTERNATIONAL CORP                  DE      X                 08/31/02

DCH TECHNOLOGY INC                      CO            X           08/14/02

DECADE COMPANIES INCOME PROPERTIES      WI      X                 07/30/02

DISCOVER CARD MASTER TRUST I            DE            X           08/15/02

DOE RUN RESOURCES CORP                  NY            X   X       08/14/02

DRESSER INC                             DE                X   X   08/14/02

ELCOR CORP                              DE            X   X       08/14/02

ENCOMPASS SERVICES CORP                 TX            X   X       08/14/02

ENERGY RIVER CORP                       NV    X         X         08/13/02

ENRON CORP/OR/                          OR            X   X       08/15/02

ENSTAR INCOME PROGRAM II-1 LP           GA            X   X       08/12/02

ENVIRONMENTAL POWER CORP                DE                X   X   08/15/02

ESTEE LAUDER COMPANIES INC              DE            X           05/15/02

EURONET WORLDWIDE INC                   DE                X   X   08/15/02

FEDERAL AGRICULTURAL MORTGAGE CORP                        X   X   08/14/02

FINANCIAL INDUSTRIES CORP               TX            X           06/30/02

FINGERHUT RECEIVABLES INC               DE                X       08/15/02

FIRST CAPITAL BANK HOLDING CORP         FL                    X   08/09/02

FIRST FARMERS & MERCHANTS CORP          TN                    X   06/30/02  AMEND

FIRST FINANCIAL HOLDINGS INC /DE/       DE            X   X       08/15/02

FIRST NATIONAL BANCSHARES INC /SC/      SC                    X   08/12/02

FIRST NATIONAL BANCSHARES INC /SC/      SC                    X   08/15/02

FIRST NBC CREDIT CARD MASTER TRUST                        X       08/12/02

FIRST SOUTHERN BANCORP                  GA                    X   08/13/02

FIRST USA BANK NATIONAL ASSOCIATION                   X   X       08/15/02

FIRST USA BANK NATIONAL ASSOCIATION                       X       08/15/02

FIRST USA BANK NATIONAL ASSOCIATION                   X   X       08/15/02

FIRST USA BANK NATIONAL ASSOCIATION                   X   X       08/15/02

FIRST USA BANK NATIONAL ASSOCIATION                   X   X       08/15/02

FLEET CREDIT CARD MASTER TRUST II       NY      X                 08/15/02

FNANB CREDIT CARD MASTER TRUST                        X   X       07/31/02

FNB BANCSHARES INC /SC/                 SC                    X   08/09/02

FOG CUTTER CAPITAL GROUP INC            MD            X   X       08/08/02

FORD CREDIT FLOORPLAN MASTER OWNER TR   DE            X   X       07/31/02

FORD CREDIT FLOORPLAN MASTER OWNER TR   DE            X   X       07/31/02

FORTUNE DIVERSIFIED INDUSTRIES INC      DE    X X         X       07/31/02

FRESH BRANDS INC                                              X   08/15/02

FRONT PORCH DIGITAL INC                 NV                X   X   08/14/02

FRONTSTEP INC                           OH            X   X       08/12/02

FROZEN FOOD EXPRESS INDUSTRIES INC      TX                X   X   08/14/02

FULLCIRCLE REGISTRY INC                 NV          X     X       07/10/02

FUND AMERICA INVESTORS CORP II          DE                    X   08/14/02

GE CAPITAL COMMERCIAL MORT CORP MORT    DE            X   X       08/15/02

GENAERA CORP                            DE            X   X       08/10/02

GOLDEN STATE BANCORP INC                DE            X   X       08/12/02

GREATAMERICA LEASING RECEIVABLES 2002   DE            X   X       08/15/02

GREENVILLE FIRST BANCSHARES INC         SC                    X   08/12/02

GS MORTGAGE SECURITIES CORP             DE            X   X       08/15/02

HARVARD BIOSCIENCE INC                  DE                X   X   08/14/02

HCSB FINANCIAL CORP                     SC                    X   08/09/02

HCSB FINANCIAL CORP                     SC                    X   08/09/02

HERITAGE COMPANIES INC                  NV            X           08/15/02

HUB GROUP INC                           DE                X   X   08/15/02

HUMPHREY HOSPITALITY TRUST INC          VA                    X   08/14/02

ILM II SENIOR LIVING INC /VA            VA            X   X       08/14/02

INNOVATIVE CLINICAL SOLUTIONS LTD       DE          X     X       08/14/02  AMEND

INSIGHT ENTERPRISES INC                 DE            X   X       08/15/02

INSIGHT ENTERPRISES INC                 DE            X   X       08/15/02

INSPIRE INSURANCE SOLUTIONS INC         TX            X           08/13/02

INT MEDIA GROUP INC                     DE      X         X       07/31/02

INTEGRATED INFORMATION SYSTEMS INC      DE            X   X       08/15/02

INTERACTIVE SYSTEMS WORLDWIDE INC /DE   DE      X         X       07/31/02

INTERMET CORP                           GA            X           06/11/02

INTERNETSTUDIOS COM INC                 NV                    X   06/30/02

INTERPOOL INC                           DE            X   X       08/14/02

INTUIT INC                              DE      X         X       07/31/02

KEY TECHNOLOGY INC                      OR            X   X       08/12/02

KEY TECHNOLOGY INC                      OR            X           08/15/02

KNOLOGY INC                             DE                X   X   08/14/02

KOGER EQUITY INC                        FL                X   X   08/13/02

LANDAUER INC                            DE          X     X       08/15/02  AMEND

LEASE INVESTMENT FLIGHT TRUST           DE            X           08/15/02

LEW CORP                                NV      X     X   X   X   08/05/02

LIBERTY MEDIA CORP /DE/                 DE                    X   08/14/02

LIVEPERSON INC                          DE            X           08/14/02

LMI AEROSPACE INC                       MO            X           08/14/02

LODGENET ENTERTAINMENT CORP             DE            X   X       08/02/02

LOWES COMPANIES INC                     NC                    X   08/14/02

LUMENIS LTD                                                   X   08/14/02

MAF BANCORP INC                         DE                    X   08/15/02

MATRIX SERVICE CO                       DE                X   X   08/15/02

MCGRAW-HILL COMPANIES INC               NY                X   X   08/15/02

MCLEODUSA INC                           DE            X   X   X   08/14/02

MED-DESIGN CORP                         DE                    X   08/15/02

MERRILL LYNCH & CO INC                  DE            X           08/15/02

MID POWER SERVICE CORP                  DE            X   X       08/01/02

MILINX BUSINESS GROUP INC               DE          X     X       07/24/02  AMEND

MILITARY RESALE GROUP INC               FL                X   X   08/15/02

MINNESOTA CORN PROCESSORS LLC           CO                X   X   08/15/02

MINNESOTA CORN PROCESSORS LLC           CO                X   X   08/15/02

MOBILE AREA NETWORKS INC                            X     X       08/06/02  AMEND

MOJAVE SOUTHERN INC                     NV    X       X   X       07/29/02  AMEND

MOMENTUM HOLDINGS CORP                  DE          X     X       08/15/02

MORGAN STANLEY                          DE            X           08/15/02

MORGAN STANLEY ABS CAPITAL I INC        DE            X   X       08/15/02

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X       08/14/02

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X       08/15/02

MPHASE TECHNOLOGIES INC                 NJ            X   X       08/14/02

NATCO GROUP INC                         DE                X   X   08/14/02

NETNATION COMMUNICATIONS INC            DE                X       08/14/02

NEW COMMERCE BANCORP                    SC                    X   08/09/02

NOLAND CO                               VA                X       08/15/02

NTELOS INC                              VA                    X   08/15/02

NYMAGIC INC                             NY                    X   08/15/02

OASIS ENTERTAINMENTS FOURTH MOVIE PRO   NV    X X       X X       08/14/02

OCTEL CORP                              DE            X   X       08/13/02

OPEN PLAN SYSTEMS INC                   VA            X   X       07/31/02

ORLANDO PREDATORS ENTERTAINMENT INC     FL            X           07/31/02

PACIFICHEALTH LABORATORIES INC          DE                X   X   08/12/02

PALATIN TECHNOLOGIES INC                DE          X             08/08/02

PANAMERICAN BEVERAGES INC               R1                X   X   08/14/02

PARACELSIAN INC /DE/                    DE      X         X       07/31/02

PARADISE INC                            FL                    X   08/15/02

PARTNERS TRUST FINANCIAL GROUP INC              X                 08/13/02

PC EPHONE INC                           NV              X         07/25/02

PENTON MEDIA INC                        DE                    X   08/14/02

PETROQUEST ENERGY INC                   DE            X   X       08/15/02

PLAINS ALL AMERICAN PIPELINE LP         DE                X       08/14/02

POLAROID CORP                           DE      X         X       08/01/02

POLAROID CORP                           DE            X   X       06/30/02

POPULAR INC                             PR            X   X       08/15/02

PORTLAND BREWING CO /OR/                OR                X   X   08/14/02

PRE PAID LEGAL SERVICES INC             OK              X         06/30/02

PROVANT INC                             DE            X           08/14/02

PROVIDIAN FINANCIAL CORP                DE            X           07/31/02

PRUDENTIAL FINANCIAL INC                NJ                    X   08/15/02

QUADRAMED CORP                          DE            X   X       08/14/02

QWEST COMMUNICATIONS INTERNATIONAL IN   DE                    X   08/14/02

RAINMAKER SYSTEMS INC                   CA                X   X   08/15/02

RESEARCH INC /MN/                       MN        X       X       08/15/02

RESIDENTIAL ASSET FUNDING CORP          NC            X           08/14/02

RIBOZYME PHARMACEUTICALS INC            CO            X   X       08/14/02

RUNCORP INC                             NV          X     X       08/08/02

SAKS CREDIT CARD MASTER TRUST           NV            X   X       08/15/02

SALOMON BROTHERS MORTGAGE SECURITIES    DE            X   X       08/12/02

SAMARITAN PHARMACEUTICALS INC           NV                X   X   08/15/02

SAN JUAN BASIN ROYALTY TRUST            TX                    X   08/14/02

SANDS REGENT                            NV                X       06/01/02  AMEND

SCANNER TECHNOLOGIES CORP               NM    X X     X   X       07/31/02

SCIENCE APPLICATIONS INTERNATIONAL CO   DE            X   X       08/14/02

SEARS CREDIT ACCOUNT MASTER TRUST II    IL            X   X       08/15/02

SIERRA PACIFIC RESOURCES /NV/           NV            X   X       08/14/02

SKILLSOFT CORP                          DE            X   X       08/14/02

SKYWORKS SOLUTIONS INC                  DE                X X     06/25/02  AMEND

SL INDUSTRIES INC                       NJ            X   X       08/12/02

SONIC INNOVATIONS INC                   DE          X             07/01/02  AMEND

SPECIALIZED HEALTH PRODUCTS INTERNATI   DE          X             07/29/02  AMEND

SPORTING MAGIC INC                      DE                X       06/01/02  AMEND

ST MARY LAND & EXPLORATION CO           DE                X   X   06/30/02

STATE STREET CORP                       MA            X   X       08/13/02

STERLING BANCORP                        NY                    X   08/14/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X           07/25/02

SUN POWER CORP                                                X   08/14/02

SUNLAND ENTERTAINMENT CO INC            CA          X     X       08/15/02

SUPERIOR TELECOM INC                    DE                    X   08/14/02

SWISSRAY INTERNATIONAL INC              NY            X           08/14/02

TANNING TECHNOLOGY CORP                 DE                X   X   08/15/02

TARGET CORP                             MN            X   X       08/15/02

TECHSYS INC                             NJ                    X   08/14/02

TELLIUM INC                             DE                    X   08/15/02

TIMKEN CO                               OH            X           08/14/02

TOWER AUTOMOTIVE INC                    DE            X   X       08/13/02

TRAVELCENTERS OF AMERICA INC            DE                X   X   08/12/02

TRIZEC PROPERTIES INC                   DE            X   X       08/15/02

UNIT CORP                               DE                    X   08/13/02

UNITED AUTO GROUP INC                   DE                X   X   08/15/02

URBANI HOLDINGS INC                     CO          X             07/24/02  AMEND

VANGUARD AIRLINES INC \DE\              DE            X   X       08/14/02

WARREN BANCORP INC                      MA            X   X       08/08/02

WELLSTONE ACQUISITION CORP              DE    X X       X X       08/15/02

WESCO INTERNATIONAL INC                 DE                    X   08/12/02

WHIRLPOOL CORP /DE/                     DE            X   X       08/15/02

WILLIAMS COMPANIES INC                  DE                    X   08/14/02  AMEND

WIPRO LTD                                       X         X       07/31/02

WORLDCOM INC                            GA                X   X   08/14/02

WORLDTEQ GROUP INTERNATIONAL INC        NV            X           08/15/02

WRP CORP                                MD          X             08/13/02

XO COMMUNICATIONS INC                   DE                    X   08/14/02

YAMAHA MOTOR RECEIVABLES CORP           DE            X           08/15/02

ZENEX TELECOM INC                       CO            X           08/06/02

ZIONS BANCORPORATION /UT/               UT                    X   08/15/02