SEC NEWS DIGEST

Issue 2003-233                                               December 9, 2003

     
ENFORCEMENT PROCEEDINGS

     
RICHARD MCMULLIN SENTENCED FOR OBSTRUCTION OF SEC INVESTIGATION AND LYING TO
INVESTIGATORS

     On Dec.1, 2003, The Hon. Margaret M. Morrow, U.S. District Judge for the
     Central District of California, sentenced Richard D. McMullin, 39, to
     five months federal custody and five months home detention based on his
     guilty plea last year to conspiracy to obstruct justice during an SEC
     enforcement investigation of Reed E. Slatkin, making false statements to
     FBI and IRS agents, and making false statements under oath to a
     bankruptcy trustee.  In addition, McMullin was ordered to pay a $4,000
     fine.  McMullin previously paid $1.55 million in restitution to the
     bankruptcy trustee.
     
     From approximately 1986 until May 2001, Slatkin operated a massive Ponzi
     scheme in which he solicited more than $593 million from approximately
     800 investors.  In his plea agreement, McMullin admitted that when the
     SEC began a formal investigation of Slatkin's activities in 1999,
     McMullin and Slatkin conspired to obstruct the SEC's investigation.
     McMullin and Slatkin, among other things, lied to the SEC by minimizing
     McMullin's role in, and knowledge of, Slatkin's bogus investment
     activities.  The SEC obtained a temporary restraining order and asset
     freeze against Slatkin on May 11, 2001, and a Judgment of Permanent
     Injunction on June 7, 2001.  Slatkin has also been barred by the
     Commission from associating with any investment adviser.
          
     On Sept. 3, 2003, Judge Morrow sentenced Slatkin to 14 years in prison
     for his role in the massive Ponzi scheme.  Slatkin pleaded guilty to 15
     counts, including conspiracy to obstruct justice during an SEC
     enforcement investigation.
     
     Additional information can be found in LR-16998 (May 11, 2001), LR-17033
     (June 11, 2001), LR-17444 (March 27, 2002), LR-17796 (Sept. 12, 2002),
     LR-17796 (Oct. 22, 2002), LR-18107 (April 25, 2003), and LR-18323 (Sept.
     4, 2003) and IA-2006 (Jan. 2, 2002).  [U.S. v. Richard D. McMullin,
     Civil Action No. 03-382, C.D. Cal.]  (LR-18493)

FEDERAL COURT ENTERS FINAL JUDGMENTS AGAINST JAMES GEORGE AND
BRODHAGEN IN NATIONWIDE SECURITIES FRAUD

     The Commission announced today that the Honorable Horace T. Ward, United
     States District Judge for the Northern District of Georgia, entered
     final judgments against defendants James L. George and Paul E. Brodhagen
     on Dec. 3, 2003.  In the final judgment against George, the court
     permanently restrained and enjoined George from further violations of
     Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections
     10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5
     thereunder.  George was ordered to pay disgorgement in the amount of
     $157,787, prejudgment interest thereon in the amount of $50,786, and a
     civil penalty in the amount of $25,000.  The final judgment against
     George directed that he pay the ordered amounts in a series of payments
     over a period of one year.  In the final judgment against Brodhagen, the
     court set disgorgement against that defendant in the amount of
     $78,516.21 along with prejudgment interest thereon, but waived
     disgorgement and prejudgment interest and did not impose a civil penalty
     based Brodhagen's sworn financial statement submitted to the Commission.
     Brodhagen had previously been permanently enjoined from further
     violations of the securities laws in an order of the court on Feb. 20,
     2003.  George and Brodhagen consented to the entries of their respective
     final judgments without admitting or denying the allegations of the
     Commission's complaint.
     
     The Commission's complaint alleged that George, Brodhagen and Michael J.
     Wright, while acting as Facilitators in Tri-Star Investment Group,
     L.L.C., fraudulently offered and sold unregistered securities, as part
     of a larger scheme in which Louis M. Lazorwitz, J. Charles Reives and
     Tri-Star sold securities interests in Tri-Star to over 900 investors in
     at least 35 states, and raised $15 million.  Tri-Star, through Lazorwitz
     and Reives, initially represented that Tri-Star would invest in bank
     debentures and later claimed that it might invest in other international
     trade opportunities.  The complaint also alleged that George, Brodhagen
     and Wright offered and sold Tri-Star directly and led investors to
     expect profits of 20% per month in so-called 13-month trading programs,
     after an initial 90-day waiting period, but that the defendants lacked a
     reasonable basis to project such profits.  See also LR-17994 (Feb. 24,
     2003), LR-17918  (Jan. 7, 2003).  [SEC v. James L. George, Paul E.
     Brodhagen, and Michael J. Wright, Civil Action No. 1:02-CV-3310-HTW,
     N.D. Ga.]  (LR-18494)


INVESTMENT COMPANY ACT RELEASE
     

PRINCIPAL LIFE INSURANCE COMPANY, et al.

     An order has been issued on an application filed by Principal Life
     Insurance Company, Principal Life Insurance Company Variable Life VL
     Separate Account, and Principal Life Insurance Company Separate Account
     B pursuant to Section 26(c) of the Investment Company Act of 1940
     approving the substitution of shares of the LargeCap Growth Equity
     Account of Principal Variable Contracts Fund, Inc. (Principal Fund) for
     shares of the LargeCap Growth Account of Principal Fund; shares of the
     LargeCap Stock Index Account of Principal Fund for shares of the Blue
     Chip Account of Principal Fund; shares of the MidCap Growth Account of
     Principal Fund for shares of the MidCap Growth Equity Account of
     Principal Fund; shares of the Asset Allocation Account of Principal Fund
     for shares of the Putnam VT Global Asset Allocation Fund of Putnam
     Variable Trust; and shares of the Equity Growth Account of Principal
     Fund for shares of the Putnam VT Vista Fund of Putnam Variable Trust.
     (Rel. IC-26285 - December 5)


HOLDING COMPANY ACT RELEASES
     

SCANA CORPORATION, ET AL.

     A notice has been issued giving interested persons until Dec. 22, 2003,
     to request a hearing on a proposal by SCANA Corporation, a registered
     public-utility holding company, and Public Service Company of North
     Carolina, Incorporated (PSNC) for PSNC to pay dividends to SCANA out of
     capital or unearned surplus before taking into consideration any
     impairment of goodwill recognized as a result of the merger in 2000
     between the companies.  (Rel. 35-27770)

KEYSPAN CORPORATION

     A notice has been issued giving interested persons until Dec. 29, 2003,
     to request a hearing on a proposal by KeySpan Corporation, a registered
     holding company under the Act, and KeySpan Insurance Company, a KeySpan
     subsidiary and a captive insurance company, to expand the activities of
     the insurance company.  (Rel. 35-27771)


SELF REGULATORY ORGANIZATIONS
     

PROPOSED RULE CHANGES

     The American Stock Exchange has filed a proposed rule change (SR-Amex-
     2003-103) under Section 19(b)(1) of the Securities Exchange Act of 1934
     relating to issuer fees.  Publication of the proposal is expected in the
     Federal Register during the week of December 8.  (Rel. 34-48886)
     
APPROVAL OF PROPOSED RULE CHANGE

     The Commission approved a proposed rule change (SR-CBOE-2003-36)
     submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the
     Chicago Board Options Exchange that establishes procedures for resolving
     trading crowd space disputes.  (Rel. 34-48879)
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

SB-2    DIOMED HOLDINGS INC, 1 DUNDEE PARK, ANDOVER, MA, 01810, 978-475-7771 -
        29,711,749 ($2,971,175.00) Equity, (File 333-110994 - Dec. 8) (BR. 36)

S-8     PERMA FIX ENVIRONMENTAL SERVICES INC, 1940 NORTHWEST 67TH PLACE,
        SUITE A, GAINESVILLE, FL, 32653, 3523734200 -
        2,500,000 ($5,406,625.00) Equity, (File 333-110995 - Dec. 8) (BR. 06)

S-1     IMMUNICON CORP, 3401 MASONS MILL RD, SUITE 100, HUNTINGTON VALLEY, PA,
        19006, 215 830 0777 X121 - 0 ($86,250,000.00) Equity,
        (File 333-110996 - Dec. 8) (BR. 36)

F-6     TIANJIN CAPITAL ENVIRONMENTAL PROTECTION CO LTD, NO. 45 GUIZHOU ROAD,
        HEPING DISTRICT, TIANJIN, F4, 300051,
        10,000,000 ($500,000.00) ADRs/ADSs, (File 333-110998 - Dec. 8) (BR. )

S-4     CONCENTRA OPERATING CORP, 5080 SPECTRUM DRIVE, SUITE-400 WEST TOWER,
        ADDISON, TX, 75001, 9723648000 -
        0 ($30,000,000.00) Non-Convertible Debt, (File 333-110999 - Dec. 8)
        (BR. 01)

S-8     PEERLESS SYSTEMS CORP, 2381 ROSECRANS AVE, EL SEGUNDO, CA, 90245,
        3105360908 - 700,000 ($1,939,000.00) Equity, (File 333-111000 - Dec. 8)
        (BR. 03)

S-8     USA TECHNOLOGIES INC, 200 PLANT AVENUE, WAYNE, PA, 19087, 6109890340 -
        500,000 ($120,000.00) Equity, (File 333-111001 - Dec. 8) (BR. 03)

N-2     VAN KAMPEN SENIOR INCOME TRUST, ONE PARKVIEW PLAZA,
        VAN KAMPEN INVESTMENTS INC, OAKBROOK TERRACE, IL, 60181, 6306846774 -
        40 ($1,000,000.00) Equity, (File 333-111002 - Dec. 8) (BR. 16)

S-3     GEO GROUP INC, 621 NW 53RD STREET, SUITE 700, BOCA RATON, FL, 33487,
        561-893-0101 - 0 ($200,000,000.00) Unallocated (Universal) Shelf,
        (File 333-111003 - Dec. 8) (BR. 06)

S-8     CHARMING SHOPPES INC, 450 WINKS LANE, BENSALEM, PA, 19020, 2152459100 -
        900,000 ($5,157,000.00) Equity, (File 333-111004 - Dec. 8) (BR. 02)

S-3     BANKRATE INC, 11811 US HIGHWAY ONE, STE 101, N PALM BEACH, FL, 33408,
        5616277330 - 0 ($8,986,250.00) Equity, (File 333-111005 - Dec. 8)
        (BR. 08)

S-8     SKYLYNX COMMUNICATIONS INC, 500 RINGLING BOULEVARD, SARASOTA, FL,
        34236, 941-388-2882 - 1,516,973 ($1,001,203.00) Equity,
        (File 333-111006 - Dec. 8) (BR. 09)

S-3     POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY,
        PR, 00918, 7877659800 -
        0 ($1,930,027,000.00) Unallocated (Universal) Shelf, (File 333-111007 -
        Dec. 8) (BR. 07)

S-4     NEENAH FOUNDRY CO, 2121 BROOKS AVE, PO BOX 729, NEENAH, WI, 54927,
        9207257000 - 0 ($133,130,000.00) Non-Convertible Debt,
        (File 333-111008 - Dec. 8) (BR. 06)

S-1     ISLAND PACIFIC INC, 3252 HOLIDAY COURT, STE 208, LA JOLLA, CA, 92037,
        8585503345 - 15,555,032 ($32,253,399.00) Equity, (File 333-111009 -
        Dec. 8) (BR. 03)

S-8     KROLL INC, 900 THIRD AVENUE, NEW YORK, NY, 10022, (212) 593-1000 -
        409,600 ($10,065,856.00) Equity, (File 333-111010 - Dec. 8) (BR. 08)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.    Changes in Control of Registrant.
    Item 2.    Acquisition or Disposition of Assets.
    Item 3.    Bankruptcy or Receivership.
    Item 4.    Changes in Registrant's Certifying Accountant.
    Item 5.    Other Materially Important Events.
    Item 6.    Resignations of Registrant's Directors.
    Item 7.    Financial Statements and Exhibits.
    Item 8.    Change in Fiscal Year.
    Item 9.    Regulation FD Disclosure.
    Item 10.   Amendments to the Registrant's Code of Ethics,
               or Waiver of a Provision of the Code of Ethics.
    Item 11.   Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.   Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.


                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE  COMMENT

ABLEAUCTIONS COM INC                    FL                X   X              12/08/03

AEGIS ASSET BACKED SEC CORP MORT PASS   DE            X   X                  11/25/03

AEGIS ASSET BACKED SEC CORP MORT PASS   DE            X                      12/08/03    AMEND

AKAMAI TECHNOLOGIES INC                 DE                    X              12/08/03

ALKERMES INC                            PA            X   X                  12/08/03

AMERICAN AIRLINES INC                   DE            X                      12/05/03

AMERICAN PHYSICIANS SERVICE GROUP INC   TX              X                    12/08/03

AMR CORP                                DE            X                      12/05/03

ANTS SOFTWARE INC                       DE            X                      12/08/03

ATA HOLDINGS CORP                       IN            X   X                  12/05/03

ATRIUM COMPANIES INC                    DE                X   X              12/03/03

AUTOLIV INC                             DE            X                      12/08/03

AVI BIOPHARMA INC                       OR            X   X                  12/04/03

AXTIVE CORP                             DE          X     X                  12/03/03

BANC OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  11/25/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  12/08/03

BANC ONE FINANCIAL SERVICES HOME EQUI   NY            X   X                  11/27/03

BARNWELL INDUSTRIES INC                 DE                            X      12/08/03

BAYVIEW FINANCIAL SEC CO LLC MORT PAS   DE            X   X                  11/25/03

BEAR STEARNS  ALT A TRUST 2003-2        DE            X   X                  11/27/03

BEAR STEARNS ARM TRUST MORTGAGE PASS                  X   X                  11/25/03

BEAR STEARNS ARM TRUST MORTGAGE PASS    DE            X   X                  11/25/03

BEAR STEARNS ASSET BACK SEC IRWIN WHO   DE            X   X                  11/25/03

BEAR STEARNS ASSET BACKED CERTIFICATE   DE            X   X                  11/25/03

BEAR STEARNS ASSET BACKED SEC INC CER   DE            X   X                  11/25/03

BEAR STEARNS ASSET BACKED SECURITIES    DE            X   X                  11/27/03

BEARTOOTH PLATINUM CORP                 B0            X   X                  12/01/03

BEST BUY CO INC                         MN                X           X      12/04/03

BIORELIANCE CORP                        DE                X                  09/23/03    AMEND

BOND SECURITIZATION LLC                 DE            X   X                  11/25/03

BOSS HOLDINGS INC                       DE            X                      12/01/03

BOSTONFED BANCORP INC                   DE            X   X                  12/08/03

BRIDGE TECHNOLOGY INC                   NV          X         X              12/08/03

BRIGHAM EXPLORATION CO                  DE            X                      12/05/03

BROWN SHOE CO INC                       NY                    X              12/08/03

BRUSH ENGINEERED MATERIALS INC                        X   X                  12/05/03

BUSINESS BANCORP /CA/                   CA            X   X                  12/08/03

C-CHIP TECHNOLOGIES CORP                NV                X   X              12/08/03

CALLON PETROLEUM CO                     DE                X           X      12/08/03

CANTERBURY CONSULTING GROUP INC         PA            X                      11/26/03

CASH SYSTEMS INC                        DE                X   X              12/04/03

CERNER CORP /MO/                        DE                X   X              12/08/03

CEVA  INC                               DE            X   X                  12/08/03

CHASE FUNDING INC                       NY            X   X                  12/05/03

CMGI INC                                DE                            X      12/08/03

CNE GROUP INC                           DE            X                      12/08/03

COLLAGENEX PHARMACEUTICALS INC          DE            X                      12/05/03

COLLAGENEX PHARMACEUTICALS INC          DE            X                      12/05/03

COUNTRYWIDE FINANCIAL CORP              DE                            X      11/30/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      12/08/03

CUISINE SOLUTIONS INC                   DE            X   X                  12/05/03

CURTISS WRIGHT CORP                     DE                X   X              12/05/03    AMEND

DALEEN TECHNOLOGIES INC                 DE            X   X                  12/02/03

DATAMEG CORP                            NY            X   X                  12/08/03

DELPHI CORP                             DE                    X              12/08/03

DENISON INTERNATIONAL PLC                             X   X   X              12/07/03

DEX MEDIA EAST LLC                      DE                X   X              12/05/03

DIXIE GROUP INC                         TN                X   X              12/05/03

DWANGO NORTH AMERICA CORP               NV          X                        11/04/03    AMEND

DYNAMIC I-T INC                         CO                X                  09/01/03    AMEND

DYNEGY INC /IL/                         IL            X   X                  12/05/03

EAGLE PICHER HOLDINGS INC               DE            X   X                  12/08/03

EARTH SEARCH SCIENCES INC               UT            X   X                  12/03/03

EDUCATIONAL DEVELOPMENT CORP            DE                X   X              12/08/03

ENCORE CREDIT CORP MORTGAGE PASS THRO   DE            X   X                  11/25/03

ENCORE MEDICAL CORP                     DE            X                      12/04/03

EVOLVING SYSTEMS INC                    DE                X                  11/03/03    AMEND

FEM ONE INC                             NV                X                  12/08/03    AMEND

FINANCIAL FEDERAL CORP                  NV                            X      12/04/03

FIRST CANADIAN AMERICAN HOLDING CORP    DE      X       X X                  11/14/03

FIRST FINANCIAL BANCORP /CA/            CA                X   X              11/25/03

FIRST FRANKLIN ASSET BACKED CERTS SER   DE            X   X                  11/25/03

FIRST SECURITY GROUP INC/TN             TN            X   X                  12/08/03

FLEETBOSTON FINANCIAL CORP              RI            X                      12/08/03

FLEETWOOD ENTERPRISES INC/DE/           DE                    X       X      12/08/03

FREEPORT MCMORAN COPPER & GOLD INC      DE            X                      12/08/03

GASEL TRANSPORTATION LINES INC          OH                            X      12/03/03

GENESIS HEALTHCARE CORP                 PA                X        X         12/08/03

GLOBAL DECS CORP                        NV      X     X   X                  12/04/03

GOLD BANC CORP INC                      KS            X                      11/21/03

GOLDEN EAGLE INTERNATIONAL INC          CO                X           X      12/05/03

GS MORTGAGE SEC CORP MORT PASS THR CE   DE            X   X                  11/25/03

HARTVILLE GROUP  INC                    NV            X   X                  12/03/03

HCC INSURANCE HOLDINGS INC/DE/          DE                    X              12/08/03

HEALTH FITNESS CORP /MN/                MN      X         X                  12/08/03

HORACE MANN EDUCATORS CORP /DE/         DE                X   X              12/08/03

HOVNANIAN ENTERPRISES INC               DE                X           X      12/08/03

HUDSON CITY BANCORP INC                 DE            X   X                  12/08/03

HUMANA INC                              DE            X                      12/08/03

ILLINOIS POWER CO                       IL            X   X                  12/05/03

INDEPENDENCE COMMUNITY BANK CORP        DE            X   X                  11/24/03

INDYMAC MBS INC                                       X   X                  12/08/03

INFORMEDIX HOLDINGS INC                 NV            X   X                  12/05/03

INGLES MARKETS INC                      NC                X           X      12/08/03

INSTINET GROUP INC                      DE            X   X                  12/08/03

INTERNATIONAL RECTIFIER CORP /DE/       DE                    X              12/08/03

INTERPUBLIC GROUP OF COMPANIES INC      DE            X   X                  07/10/03

INTERTAN INC                            DE                  X                12/05/03

INVESTMENT TECHNOLOGY GROUP INC         DE            X                      12/08/03

KEITHLEY INSTRUMENTS INC                OH                            X      12/08/03

KEYSPAN CORP                            NY            X   X   X              12/08/03

KINDER MORGAN ENERGY PARTNERS L P       DE                    X              12/08/03

KINDER MORGAN INC                       KS                    X              12/08/03

KINDER MORGAN MANAGEMENT LLC            DE                    X              12/08/03

KLEVER MARKETING INC                    DE                    X              12/08/03

KLEVER MARKETING INC                    DE                X   X              12/08/03

KOSAN BIOSCIENCES INC                   CA            X   X                  06/02/03

LEATHER FACTORY INC                     DE                    X              12/08/03

LINK2 TECHNOLOGIES INC                  NV      X         X                  10/10/03    AMEND

LORAL ORION INC                         DE                    X              12/05/03

LORAL SPACE & COMMUNICATIONS LTD        D0                    X              12/05/03

LOWES COMPANIES INC                     NC            X   X                  12/05/03

LUMALITE HOLDINGS INC                   NV    X                              12/08/03

MAINE & MARITIMES CORP                                X                      12/08/03

MCDONALDS CORP                          DE                            X      12/08/03

MDC HOLDINGS INC                        DE                    X              12/08/03

MERCURY AIR GROUP INC                   NY                X           X      12/03/03

MERRILL LYNCH & CO INC                  DE            X   X                  12/08/03

MERRILL LYNCH MORT INV INC MO PASS TH   DE            X   X                  11/25/03

MERRILL LYNCH MORT INV INC MORT LN AS   DE            X   X                  11/25/03

METLIFE INC                             DE            X   X                  12/04/03

MGP INGREDIENTS INC                     KS                X   X              12/08/03

MONEY STORE HOME EQUITY LOAN TRUST 19   NJ            X   X                  08/15/03

MONEY STORE HOME EQUITY LOAN TRUST 19   NJ            X   X                  09/15/03

MONEY STORE HOME EQUITY LOAN TRUST 19   NJ            X   X                  10/15/03

MONEY STORE HOME EQUITY LOAN TRUST 19   NJ            X   X                  11/17/03

MORGAN STANLEY                          DE                X                  12/08/03

MORGAN STANLEY ABS CAPITAL 1 INC TRUS   DE            X   X                  11/27/03

MORGAN STANLEY DEAN WITTER CAPITAL I    DE            X   X                  11/25/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  11/27/03

MORTGAGE ASSET SEC TRANS INC MORT PAS   DE            X   X                  11/25/03

MORTGAGE ASSET SEC TRANS INCMASTR ASS   DE            X   X                  11/25/03

MORTGAGE ASSET SEC TRANS MASTR PASS T   DE            X   X                  11/27/03

MORTGAGE ASSET SEC TRANS MASTR PASS T   DE            X   X                  11/25/03

MORTGAGE ASSET SEC TRANSACTIONS INC M   DE            X   X                  11/25/03

MORTGAGE ASSET SECZT TRANS INC MORT P   DE            X   X                  11/25/03

MORTGAGE PASS-THROUGH CERTIFICATES SE   DE            X   X                  10/27/03

MS STRUCTURED ASSET CORP                DE                X                  12/01/03

NATIONAL TECHNICAL SYSTEMS INC /CA/     CA                    X              12/08/03

NAUTILUS GROUP INC                      WA            X                      12/08/03

NELNET STUDENT LOAN FUNDING LLC                       X   X                  11/25/03

NETWORK INSTALLATION CORP               NV    X                              12/05/03

NEUROGEN CORP                           DE            X                      12/08/03

OPENLIMIT INC                           FL            X   X                  12/05/03

OPTIO SOFTWARE INC                      GA                X   X              12/05/03

OPTION ONE MORT ACCEPTANCE CORP ASSET   DE            X   X                  11/25/03

OPTION ONE MORTGAGE ACCEP CORP ASSET    NY            X   X                  11/25/03

OPTION ONE MORTGAGE ACCEP CORP AST BA   DE            X   X                  11/25/03

ORGANITECH USA INC                      DE            X                      11/28/03

OVERSEAS PARTNERS LTD                                 X   X                  12/05/03

PARKER HANNIFIN CORP                    OH            X   X                  12/07/03

PELICAN FINANCIAL INC                   DE                    X              12/08/03

PERVASIVE SOFTWARE INC                  DE            X   X                  12/04/03

PETROLEUM DEVELOPMENT CORP              NV            X                      12/05/03

PILGRIMS PRIDE CORP                     DE      X         X                  11/23/03

PIVOTAL CORP                                                  X              12/05/03

PIVOTAL CORP                                                  X              12/08/03

PIVOTAL CORP                                                  X              12/08/03

PROLOGUE                                UT    X X     X   X   X              12/04/03

PROVIDENT FUNDING MORTGAGE PASS-THROU   DE            X   X                  11/25/03

QWEST COMMUNICATIONS INTERNATIONAL IN   DE                    X              12/05/03

RALCORP HOLDINGS INC /MO                MO      X         X                  12/08/03

REMEC INC                               CA                X           X      09/08/03

RENAISSANCE MORT ACCEPT CORP HOME EQ    DE            X   X                  11/27/03

RETAIL VENTURES INC                     OH                X           X      12/08/03

ROANOKE ELECTRIC STEEL CORP             VA                X           X      12/04/03

ROBOTIC VISION SYSTEMS INC              DE            X   X                  11/26/03

SABINE ROYALTY TRUST                    TX                X           X      12/03/03

SALOMON BRO MOR SEC VII INC CITIGROUP   DE            X   X                  11/25/03

SALOMON BROTS MORT SEC VII INC CITIGR   DE            X   X                  11/25/03

SALOMON MORTGAGE LOAN TRUST SERIES 20   DE            X   X                  11/25/03

SANDS REGENT                            NV            X                      12/08/03

SAXON CAPITAL INC                       DE                    X              12/08/03

SCANVEC AMIABLE LTD                                 X     X                  12/01/03

SECURITY FEDERAL CORPORATION            SC            X   X                  12/08/03

SEITEL INC                              DE            X   X                  12/03/03

SEMCO ENERGY INC                        MI            X   X                  12/02/03

SERENA SOFTWARE INC                     DE            X   X                  12/08/03

SERVICE CORPORATION INTERNATIONAL       TX                X   X              12/08/03

SHIRE PHARMACEUTICALS GROUP PLC                       X   X                  12/08/03

SIERRA HEALTH SERVICES INC              NV            X   X                  12/08/03

SIGMATRON INTERNATIONAL INC             DE                X           X      12/08/03

SIRVA INC                               DE            X                      12/04/03

SKYWAY COMMUNICATIONS HOLDING CORP      FL          X     X                  12/02/03

SL GREEN REALTY CORP                    MD                X   X              12/08/03

SOUTHERN CO                             DE            X                      12/08/03

STEMCELLS INC                           DE          X                        12/05/03

STORAGE ENGINE INC                      NJ                X   X              12/08/03

STRUCTURED ASSET INVESTMENT LOAN TRUS   DE            X   X                  10/25/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  11/27/03

STRUCTURED ASSET MORT INV INC MORT PA   DE            X   X                  11/27/03

STRUCTURED ASSET MORT INV MORT PASS T   NY            X   X                  11/27/03

STRUCTURED ASSET MORTGAGE INV INC MOR   NY            X   X                  11/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  11/27/03

STRUCTURED ASSET SEC CORP MORT PASS T   DE            X   X                  11/25/03

SUBURBAN PROPANE PARTNERS LP            DE            X   X                  12/08/03

SUREBEAM CORP                           DE          X                        12/01/03

SYNREAL SERVICES CORP                   NV    X X     X   X                  12/04/03

TAIWAN FUND INC                         DE                    X              12/08/03

TANGER FACTORY OUTLET CENTERS INC       NC            X   X                  12/08/03

TANGER PROPERTIES LTD PARTNERSHIP /NC   NC            X   X                  12/08/03

TASTY BAKING CO                         PA            X   X                  12/08/03

TELEBYTE TECHNOLOGY INC                 NV            X                      12/05/03

TEMECULA VALLEY BANCORP INC             DE                X                  12/08/03

TEXAS INSTRUMENTS INC                   DE                X           X      12/08/03

UNIONBANCAL CORP                        CA            X   X                  12/03/03

UNIONBANCAL CORP                        CA            X                      12/08/03

UNIT CORP                               DE                X   X              12/08/03

VALERO L P                              DE                    X              12/08/03

VALLEY FORGE SCIENTIFIC CORP            PA            X   X                  12/08/03

VAXGEN INC                              DE            X   X                  12/08/03

WASHINGTON REAL ESTATE INVESTMENT TRU   MD            X   X                  12/08/03

WASHINGTON REAL ESTATE INVESTMENT TRU   MD      X         X                  10/09/03    AMEND

WELLS FARGO ASSET SEC CORP MOR BACKED   DE            X   X                  11/25/03

WELLS FARGO ASSET SEC CORP MORT PASS    DE            X   X                  11/25/03

WELLS FARGO ASSET SECURITIES CORP MOR   DE            X   X                  11/25/03

XECHEM INTERNATIONAL INC                DE          X     X                  10/04/03    AMEND

XO COMMUNICATIONS INC                   DE                X           X      12/05/03

ZANETT INC                              DE            X                      12/04/03