SEC NEWS DIGEST


Issue 2002-35                                               February 21, 2002



COMMISSION ANNOUNCEMENTS
     

COMMISSION MEETINGS

     Following  is a schedule of Commission meetings which will be  conducted
     under  provisions of the Government in the Sunshine Act.  Meetings  will
     be  scheduled  according  to  the requirements  of  agenda  items  under
     consideration.

     Open meetings will be held in the Commission Meeting Room, Room 1C30, at
     the   Commission's  headquarters  building,  450  Fifth  Street,   N.W.,
     Washington, D.C.  Visitors are welcome at all open meetings, insofar  as
     space   is  available.   Persons  wishing  to  photograph  or  videotape
     Commission meetings must obtain permission in advance from the Secretary
     of  the Commission.  Persons wishing to tape record a Commission meeting
     should notify the Secretary's office 48 hours in advance of the meeting.

     Any  member  of the public who requires auxiliary aids such  as  a  sign
     language  interpreter  or material on tape to attend  a  public  meeting
     should  contact Rochelle Franks, Office of Administrative and  Personnel
     Management,  to  make arrangements.  Ms. Franks can be  reached  at  TTY
     number (202) 942-9558.  If you are calling from a non-TTY number, please
     call the Relay Service at 1-800-877-8339.

OPEN MEETING - WEDNESDAY, FEBRUARY 27, 2002 - 10:00 A.M.

     The subject matter of the open meeting scheduled for Wednesday, February
     27, 2002, will be:
     
          The  Commission will hear oral argument on an appeal by  Sandra  K.
          Simpson,  formerly  an associated person with a registered  broker-
          dealer,  from  the decision of an administrative  law  judge.   For
          further information, contact: Roy Sheetz at (202) 942-0950.
     
CLOSED  MEETINGS - WEDNESDAY, FEBRUARY 27, 2002 - 11:00 A.M.   AND  THURSDAY,
FEBRUARY 28, 2002 - 10:00 A.M.

     The  subject  matter  of  the closed meeting  scheduled  for  Wednesday,
     February 27, 2002, will be:  Post-argument discussion.
     
     The  subject  matter  of  the  closed meeting  scheduled  for  Thursday,
     February  28,  2002,  will  be:   Inspection  report;  Institution   and
     settlement   of  injunctive  actions;  Institution  and  settlement   of
     administrative proceedings of an enforcement nature; and  Formal  orders
     of investigation.
          
CHANGE IN THE MEETING:  ADDITIONAL ITEM

     The  following  item  was  added  to the closed  meeting  scheduled  for
     Thursday, February 21, 2002:  Consideration of amicus participation.
     
     At  times, changes in Commission priorities require alterations  in  the
     scheduling  of meeting items.  For further information and to  ascertain
     what,  if  any,  matters have been added, deleted or  postponed,  please
     contact:  The Office of the Secretary at (202) 942-7070.
     

ENFORCEMENT PROCEEDINGS
     

SEC  ISSUES  SETTLED  ADMINISTRATIVE PROCEEDINGS AGAINST  MARK  MCDERMOTT,  A
FORMER L.C. WEGARD & CO. BROKER

     On  February  20,  the  Commission issued an  Order  Instituting  Public
     Administrative  Proceedings Pursuant to Section 15(b) of the  Securities
     Exchange  Act  of 1934, Making Findings and Imposing Remedial  Sanctions
     against  Mark McDermott.  Without admitting or denying the  findings  in
     the  Commission's  Order, McDermott consented to  the  issuance  of  the
     Commission's  Order  barring him from association  with  any  broker  or
     dealer, pursuant to Section 15(b)(6) of the Securities Exchange  Act  of
     1934.
     
     The Order finds that McDermott, who worked in offices of L.C. Wegard   &
     Co.  (Wegard) in Mount Prospect, Illinois and Princeton, New Jersey, was
     convicted of conspiracy to commit securities fraud in actions brought by
     the  Office of the U.S. Attorney for the District of New Jersey.  In the
     criminal  action, McDermott was charged with fraudulent  conduct  toward
     investors  while  employed  as  a  stockbroker  in  various  supervisory
     positions  at  Wegard,  a  broker/dealer  whose  registration  with  the
     Commission was later revoked.  (Rel. 34-45461; File No. 3-10707)
     
COMMISSION  SANCTIONS DELTA EQUITY SERVICES CORPORATION AND RAYMOND  GRENIER,
JR. FOR FAILING TO SUPERVISE REGISTERED REPRESENTATIVES

     On  February  21,  the  Commission issued an  Order  Instituting  Public
     Proceedings,  Making  Findings and Imposing Remedial  Sanctions  (Order)
     against  Delta  Equity  Services Corporation (a broker-dealer  based  in
     Massachusetts),  and its president and owner, Raymond L.  Grenier,  Jr.,
     for  failing to reasonably supervise five Delta brokers located in  Ohio
     and  Maryland.   The  Commission simultaneously  accepted  an  offer  of
     settlement  from  Delta  and  Grenier in  which  they  consent,  without
     admitting  or  denying the Commission's findings, to the  entry  of  the
     Order censuring Delta and Grenier, barring Grenier from association in a
     supervisory capacity with any broker or dealer with a right  to  reapply
     for  such  association  after one year and three months,  and  requiring
     Delta  and  Grenier  to  pay civil penalties  of  $45,000  and  $15,000,
     respectively.   The  Order also requires Delta to  comply  with  various
     undertakings,  which  include  retaining an  independent  consultant  to
     review  the  firm's policies and procedures and make recommendations  to
     Delta.

     In  the Order, the Commission found that from November 1996 through July
     1997,  the  five  brokers  fraudulently offered  and  sold  without  the
     approval  of  Delta  over $6.4 million of promissory  notes  purportedly
     issued  by  an  off-shore bank referred to as CBT or Commercial  Bank  &
     Trust.   The  Commission has previously instituted  enforcement  actions
     against  each  of  the  five brokers, including the fraud's  originator,
     Andrew  Bodnar, who has been sentenced to 11 and  years in  prison  for
     securities fraud.

     The  Commission  found that Delta's supervisory and compliance  policies
     and procedures were inadequate and not reasonably designed to detect  or
     prevent these violations of the securities laws.  For example, Delta did
     not  inspect the office of the Maryland broker, Michael Keating,  during
     the two-and-a-half year period between Keating's arrival at the firm and
     a Commission examination that uncovered the fraud.  Delta also failed to
     ensure that outside business activities forms were submitted on a timely
     basis and failed to respond to Bodnar's acknowledgement that he received
     $10,000  a  month  from  Commercial Bank  &  Trust.   Moreover,  Delta's
     policies   and   procedures  for  obtaining,  tracking,  and   reviewing
     correspondence were insufficient.

     The  Commission also found that Grenier failed to ensure that Delta  had
     put in place reasonable procedures and implemented those procedures.  He
     also failed to adequately respond to indications of problems with Bodnar
     and  Keating.  For example, prior to the sale of CBT securities, Grenier
     learned  that  Bodnar  had  taken $20,000 of  customer  funds,  and  had
     attempted   to   hide  the  problem  by  sending  the   customer   false
     documentation.  Although Grenier implemented some new  procedures  as  a
     result  of  this incident, he did not respond adequately to  indications
     those procedures were not being followed.  In addition, at least two  of
     the  five  brokers claimed to have mentioned CBT to Grenier  during  his
     visit  to Ohio in September 1996. Furthermore, Grenier failed reasonably
     to  respond to Keating's failure to comply with a subpoena issued by the
     Maryland Office of Attorney General, Securities Division.

     Based on these facts, the Commission found that Delta and Grenier failed
     reasonably  to supervise the five brokers with a view toward  preventing
     violations of the anti-fraud provisions of the federal securities  laws.
     In  addition, the Commission found that Delta willfully violated various
     record-keeping requirements applicable to broker-dealers.  The  Maryland
     Office of Attorney General, Securities Division and the Ohio Division of
     Securities assisted the Commission in this case.  (Rel.  34-45465;  File
     No. 3-10708)
     
SEC  SUES  MIAMI  STOCKBROKER ALLEGING MISAPPROPRIATION OF  $3.2  MILLION  IN
CUSTOMER FUNDS

     On  February  20,  the  Commission  filed  a  civil  action  against  R.
     Christopher  Hanna,  a  former registered representative  of  Donaldson,
     Lufkin  &  Jenrette (DLJ), an affiliate of Credit Suisse  First  Boston,
     accusing  him of misappropriating $3.2 million from his customers.   The
     Commission's  complaint,  which alleges  that  Hanna  made  unauthorized
     securities  transactions in customer accounts, also charges  Hanna  with
     violations of the antifraud provisions of the federal securities laws.

     The  complaint  alleges that, from approximately  1997  to  2000,  Hanna
     misappropriated  more  than $3.2 million from  at  least  nine  customer
     accounts at DLJ's Miami, Florida branch office using a scheme involving,
     among other things, fabricated account statements, fraudulent letters of
     authorization,  and  other  material misrepresentations  and  omissions.
     According to the complaint, Hanna transferred the misappropriated  funds
     to  bank  and  brokerage accounts in Chile that  Hanna  controlled.   In
     addition,  the complaint alleges that Hanna made countless  unauthorized
     securities transactions in numerous customer accounts.

     According to the complaint, Hanna sought to conceal his theft and  other
     actions  from his customers by diverting their actual account statements
     to  post  office boxes or locations that Hanna controlled.   Hanna  then
     created  and  sent to the customers fictitious account  statements  that
     contained  false  information  about each customer's  holdings,  trading
     activity and account value.
     
     The  complaint,  which  was filed in the U.S.  District  Court  for  the
     Southern  District  of Florida, seeks to permanently enjoin  Hanna  from
     violating Section 17(a) of the Securities Act of 1933 and Section  10(b)
     of  the  Securities Exchange Act of 1934 and Rule 10b-5 thereunder.   In
     addition,  the  Complaint seeks disgorgement  of  all  funds  that  were
     misappropriated  by Hanna and civil penalties.  [SEC v.  R.  Christopher
     Hanna, Civil Action No. 02-20531-CIV-GOLD, S.D. Fl.] (LR-17368)
          
SEC  FILES  CHARGES AGAINST FORMER LEHMAN BROS. BRANCH MANAGER  GRUTTADAURIA,
SEEKS RECEIVER AND ASSET FREEZE

     The  Commission  today filed an action charging Frank  D.  Gruttadauria,
     former  branch manager for the Cleveland, Ohio, office of  Lehman  Bros.
     Inc.,  with  securities fraud.  The Commission's complaint alleges  that
     over  the  last  six  years, while he worked at two different  brokerage
     firms,  Gruttadauria,  44,  of Gates Mills, Ohio,  stole  at  least  $40
     million in the course of defrauding more than 50 clients.

     Also  charged  with  securities fraud were two  entities  controlled  by
     Gruttadauria  --  DH Strategic Partners Inc. and JYM  Trading  Trust  --
     which  Gruttadauria allegedly used to misappropriate the funds from  his
     clients.  The  Commission is seeking a temporary  restraining  order,  a
     preliminary injunction, asset freezes, accountings, the appointment of a
     receiver for Gruttadauria, DH Strategic Partners, and JYM Trading Trust,
     as  well  as  other  emergency relief.  A hearing  on  the  Commission's
     motions has been scheduled for Tuesday, Feb. 26, in U.S. District  Court
     in Cleveland.
     
     The  Commission's complaint alleges that over a period  of  many  years,
     Gruttadauria  falsely  told  customers  that  he  had  bought  or   sold
     securities  for  their accounts, when, in fact, he  had  misappropriated
     their  funds  for  his own purposes.  He is also accused  of  materially
     misrepresenting  the  value  of  and  the  positions  held  in  customer
     accounts,  often falsely telling customers that their accounts contained
     a  wide  variety  of  holdings  worth  millions  of  dollars.   In  some
     instances, Gruttadauria induced customers to give him funds by  claiming
     that  he  had  opened accounts for them when, in fact, no  account  ever
     existed for the client and he simply misappropriated the funds.
     
     The  complaint  alleges  that  Gruttadauria misappropriated  funds  from
     customers  and directed the funds to other customers either as purported
     returns  on  non-existent investments or to satisfy withdrawal  requests
     from  accounts as to which Gruttadauria had deceived the account holders
     into  believing  that they had sufficient funds to make  transfers.   In
     particular,  from at least 1996 through October 2000, while employed  at
     Cowen   &   Co.   and  SG  Cowen  Securities  Corporation,  Gruttadauria
     misappropriated  over  $25  million in customer  funds  by  fraudulently
     directing  the money into an account that he controlled in the  name  of
     JYM  Trading  Trust, and using it to make payments to  other  customers.
     Beginning  in  October 2000, Gruttadauria similarly misappropriated  and
     funneled  over $15 million in customer funds through a bank  account  he
     controlled in the name of DH Strategic Partners.
     
     The  complaint further alleges that, to conceal his fraud,  Gruttadauria
     created  and sent defrauded customers unauthorized and falsified account
     statements that greatly overstated the value of the customers' accounts,
     reflected  holdings that did not exist and securities transactions  that
     had  never occurred, and failed to disclose the unauthorized withdrawals
     from the accounts.  The most recent false statements for the accounts of
     at  least 50 of Gruttadauria's customers reflected an aggregate value of
     about  $278 million, whereas the actual value of accounts held for these
     customers  at  Lehman  Brothers  was about  $1.8  million.  Without  the
     knowledge  or  authorization of these customers, Gruttadauria  allegedly
     caused  their actual brokerage account statements to be sent to entities
     or post office boxes under his control.
     
     The  Commission's complaint charges Gruttadauria, DH Strategic  Partners
     and JYM Trading Trust with violations of the antifraud provisions of the
     federal  securities laws; Section 17(a) of the Securities Act  of  1933,
     Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5.
     The complaint also names as relief defendants Sarah Z. Emamy, a resident
     of  Gates  Mills, Ohio; Laurene U. English, Gruttadauria's former  sales
     assistant, and Charlie Whiskey LLC, a limited liability company of which
     Gruttadauria  is a 50% owner, and which owns a Lear Jet.  The  complaint
     alleges  that  Gruttadauria unjustly enriched the relief  defendants  by
     transferring to them over $3.4 million in money and assets derived  from
     his  illegal  conduct.   [SEC  v. Frank D.  Gruttadauria,  DH  Strategic
     Partners  Inc.,  JYM  Trading Trust, Defendants,  and  Sarah  Z.  Emamy,
     Charlie  Whiskey, LLC, and Laurene U. English, Relief Defendants,  Civil
     Action No. 1:02CV324 (Judge Gaughan)] (LR-17369); (Press Rel. 2002-27)

CORRECTION
     
     An  inaccurate litigation release number appeared in yesterday's  Digest
     for SEC v. Anthony Burges and Burges Asset Management, Inc.  The correct
     number is LR-17367.
          

INVESTMENT COMPANY ACT RELEASES
     

MEMORIAL FUNDS AND MEMORIAL INVESTMENT ADVISORS, INC.

     An  order has been issued on an application filed by Memorial Funds  and
     Memorial  Investment Advisors, Inc. under Section 6(c) of the Investment
     Company Act exempting applicants from Section 15(a) of the Act, Rule 18f-
     2 under the Act, and certain disclosure requirements.  The order permits
     applicants  to  enter  into and materially amend subadvisory  agreements
     without  shareholder approval and grants relief from certain  disclosure
     requirements.   (Rel. IC-25422 - February 20)
          

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-8     GLOBAL ENTERTAINMENT HOLDINGS/EQUITIES INC, 6235 SOUTH 90TH STREET,
        OMAHA, NE, 68127, 4023313189 - 1,900,000 ($570,000.00) Other,
        (File 333-83042 - Feb. 20) (BR. 09)

S-8     STEWART W P & CO LTD, 4412958585 - 1,000,000 ($26,170,000.00) Equity,
        (File 333-83046 - Feb. 20) (BR. 07)

S-8     PRIME HOLDINGS &  INVESTMENTS  INC, 8275 S EASTERN AVENUE, SUITE 200,
        LAS VEGAS, NV, 89123, 7029908489 - 30,000 ($11,100.00) Equity,
        (File 333-83050 - Feb. 20) (BR. 08)

S-8     AIRBORNE INC /DE/, P O BOX 662, SEATTLE, WA, 98111, 2062854600 -
        0 ($3,120,000.00) Equity, (File 333-83052 - Feb. 20) (BR. 05)

S-8     FIDELITY NATIONAL FINANCIAL INC /DE/, 17911 VON KARMAN AVE, STE 300,
        IRVINE, CA, 92614, 9496225000 - 344,580 ($8,399,137.50) Equity,
        (File 333-83054 - Feb. 20) (BR. 01)

S-3     MICHAEL ANTHONY JEWELERS INC, 115 SO MACQUESTEN PKWY, MOUNT  VERNON, NY,
        10550, 9146990000 - 300,000 ($840,000.00) Equity, (File 333-83056 -
        Feb. 20) (BR. 02)

S-8     INSIGNIA  SYSTEMS  INC/MN, 5025 CHESHIRE LANE NORTH,  PLYMOUTH,  MN, 55446,
        7633926200 - 190,000 ($380,313.00) Equity, (File 333-83062 - Feb. 20)
        (BR. 02)

S-8     MERCURY INTERACTIVE CORPORATION, 4088225200 -
        0 ($151,998,330.00) Equity, (File 333-83064 - Feb. 20) (BR. 03)

S-8     SURGILIGHT INC, 12001 SCIENCE DRIVE, SUITE 140, ORLANDO, FL, 32826,
        4074824555 - 166,500 ($44,955.00) Other, (File 333-83066 - Feb. 20)
        (BR. 09)

S-1     LIN TV CORP, 0 ($345,000,000.00) Equity, (File 333-83068 - Feb. 20)
        (BR. )

S-8     HOLLYWOOD PARTNERS COM INC, 1800 AVENUE OF THE STARS, SUITE 480,
        LOS ANGELES, CA, 90067, 9494539262 - 39,300,000 ($786,000.00) Equity,
        (File 333-83070 - Feb. 20) (BR. 08)

S-2     TRAVELERS INSURANCE CO, ONE TOWER SQUARE,
        ATTN FINANCIAL SERVICES LEGAL DIVISION, HARTFORD, CT, 06183-2020,
        860-277-0111 - 0 ($200,000,000.00) Other, (File 333-83072 - Feb. 20)
        (BR. 20)

S-2     TRAVELERS LIFE & ANNUITY CO, ONE TOWER SQUARE,
        FINANCIAL SERVICES LEGAL DIVISION, HARTFORD, CT, 06183, 860-277-0111 -
        0 ($1,000,000,000.00) Other, (File 333-83076 - Feb. 20) (BR. 20)

S-8     BAYER AKTIENGESELLSCHAFT, BAYERWERK, GEBAEUDE W1,
        KAISER-WILHELM-ALLEE, D-51368 LEVERKUSEN, GERMANY, I8, 000000,
        492143081933 - 0 ($29,230,000.00) Equity, (File 333-83078 - Feb. 20)
        (BR. 01)

S-8     CYBERADS INC, 3350 NW BOCA RATON BLVD, SUITE A44, BOCA RATON, FL,
        33431, 200,000 ($360,000.00) Equity, (File 333-83082 - Feb. 20) (BR. 07)

S-2     PAM TRANSPORTATION SERVICES INC, P O BOX 188, TONTITOWN, AR, 72770,
        5013619111 - 3,996,250 ($66,317,769.00) Equity, (File 333-83084 -
        Feb. 20) (BR. 05)

S-8     ASDAR GROUP INC, 1239 W GEORGIA ST #3004, VANCOUVER, B C V6E 4R8, CA,
        92024, 6046640499 - 916,108 ($311,476.71) Equity, (File 333-83086 -
        Feb. 20) (BR. 04)

S-8     HYDRO  ENVIRONMENTAL RESOURCES INC, 8908 SOUTH YALE AVE #409, TULSA, OK,
        74137, 9184810167 - 3,000,000 ($150,000.00) Equity, (File 333-83088 -
        Feb. 20) (BR. 02)

S-8     LOCKWAVE TECHNOLOGIES INC, 47 MALL DR., SUITE 5, COMMACK, NY, 11725,
        (631) 864-1515 - 2,000,000 ($20,000.00) Equity, (File 333-83090 -
        Feb. 20) (BR. 04)

S-3     WEATHERFORD INTERNATIONAL INC /NEW/, 515 POST OAK BLVD, SUITE 600,
        HOUSTON, TX, 77027-3415, 7132978400 - 0 ($750,000,000.00) Other,
        (File 333-83094 - Feb. 20) (BR. 04)

S-3     STAKE TECHNOLOGY LTD, 2838 HWY 7, NORVAL ONTARIO, L0P 1K0 CANADA, A6,
        L0P 1K0, 9054551990 - 4,250,000 ($9,137,500.00) Equity,
        (File 333-83096 - Feb. 20) (BR. 04)

S-8     LASER VISION CENTERS INC, 540 MARYVILLE CENTRE DR, STE 200, ST LOUIS,
        MO, 63141, 3144346900 - 0 ($622,500.00) Equity, (File 333-83098 -
        Feb. 20) (BR. 01)

S-8     VANS INC, 15700 SHOEMAKER AVENUE, SANTA FE SPRINGS, CA, 90670-5515,
        5625658267 - 1,750,000 ($22,750,000.00) Equity, (File 333-83100 -
        Feb. 20) (BR. 06)

S-8     LASER VISION CENTERS INC, 540 MARYVILLE CENTRE DR, STE 200, ST LOUIS,
        MO, 63141, 3144346900 - 2,000,000 ($4,150,000.00) Equity,
        (File 333-83102 - Feb. 20) (BR. 01)



RECENT 8K FILINGS



Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.


     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE     COMMENT
-------------------------------------------------------------------------------------
AAR CORP                                DE            X   X       02/19/02

AB LIQUIDATING CORP                     DE            X   X       02/08/02

ABLEAUCTIONS COM INC                    FL          X     X       02/12/02

ADVANTA BUSINESS RECIEVABLES CORP                         X       02/20/02

ADVANTICA RESTAURANT GROUP INC          DE            X   X       02/19/01

ADVANTICA RESTAURANT GROUP INC          DE            X   X       02/19/01

ALLCITY INSURANCE CO /NY/               NY            X   X       02/20/02

ALLFIRST FINANCIAL INC                  DE            X   X       02/20/02

ALLIANCE FIBER OPTIC PRODUCTS INC       CA            X           02/19/02

ALTEON INC /DE                          DE            X           02/14/02

AMASYS CORP                             DE            X           02/12/02

ANDREW CORP                             DE            X   X       02/19/02

ANTHEM INC                              IN            X   X       02/20/02

ARIZONA PUBLIC SERVICE CO               AZ            X           02/08/02

AXCESS INC/TX                           DE            X   X       12/31/01

AXEDA  SYSTEMS INC                       DE      X          X     12/07/01   AMEND

BANC ONE AUTO GRANTOR TRUST 1997-B      NY            X   X       02/20/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE            X   X       02/20/02

BIOSOURCE INTERNATIONAL INC             DE            X   X       02/19/02

BISASSIST INC                           NV              X         02/16/02

BJ SERVICES CO                          DE            X   X       02/20/02

CABOT OIL & GAS CORP                    DE            X   X       02/14/02

CADDO ENTERPRISES INC                   NV    X                   02/15/02

CENTIV INC                              GA      X         X       02/06/02

CH ENERGY GROUP INC                     NY            X           02/20/02

CHESAPEAKE CORP /VA/                    VA            X           02/19/02

CITIBANK SOUTH DAKOTA N A               DE            X           01/28/02

CITIBANK SOUTH DAKOTA N A               DE            X           01/28/02

COACHMEN INDUSTRIES INC                 IN            X   X       01/31/02

COHO ENERGY INC                         TX        X       X       02/06/02

COMMERCIAL MORTGAGE PASS THROUGH CERT   DE            X   X       02/15/02

COMMUNITY HEALTH SYSTEMS INC/           DE            X   X   X   02/20/02

CRAY INC                                WA            X   X       02/15/02

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X   X       02/19/02


CSFB MORTGAGE PASS-THRU CERT SERIES 2   DE            X   X       08/01/01

CYTYC CORP                              DE            X   X       02/19/02

DIAL CORP /NEW/                         DE                    X   02/19/02

DICUT  INC                                      X X     X   X     12/12/01   AMEND

DIMON INC                               VA            X   X       02/18/02

DLJ MORTGAGE ACCEPTANCE CORP            DE            X   X       02/20/02

DLJ MORTGAGE ACCEPTANCE CORP            DE            X   X       02/20/02

DYCOM INDUSTRIES INC                    FL            X   X       02/20/02

E COM VENTURES INC                      FL            X   X       02/05/02

E-MEDSOFT  COM                          NV       X          X     12/13/01   AMEND

ECHO BAY MINES LTD                      A0            X   X       02/13/02

ECONNECT                                NV    X       X           02/08/02

ENOVA SYSTEMS INC                       CA            X           02/20/02

ENOVA  SYSTEMS INC                      CA              X         02/20/02   AMEND

EOG RESOURCES INC                       DE            X           02/20/02

ESCAGENETICS CORP                       DE          X             02/19/02

EXCEL PUBLISHING INC                    NV            X   X       02/19/02

EXTREME NETWORKS INC                    DE            X   X       01/16/02

FARMER MAC MORTGAGE SECURITIES CORP     DE                X       02/25/02

FARMER MAC MORTGAGE SECURITIES CORP     DE                X       02/15/02

FARMER MAC MORTGAGE SECURITIES CORP     DE                X       02/25/02

FARMER MAC MORTGAGE SECURITIES CORP     DE                X       02/25/02

FERRELLGAS PARTNERS L P                 DE                    X   02/20/02

FIRST MIDWEST BANCORP INC               DE            X   X       02/20/02

FIRST UNION COM MOR SEC INC COM MOR P   NY            X   X       02/17/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       02/15/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       02/15/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       02/17/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       02/15/02

FIRST UNION COMMERCIAL MORTGAGE PASS    NC            X           02/14/02

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC            X   X       02/14/02

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC            X   X       02/14/02

FLEET HOME EQUITY LOAN CORP             DE      X                 02/20/02

FOXY JEWELRY INC                        NV            X           02/15/02

FRD ACQUISITION CO                      DE            X   X       02/19/02

FTS APPAREL INC                         CO    X       X X X       01/11/02

GAYLORD ENTERTAINMENT CO /DE            DE                X   X   02/20/02

GLOBAL WATER TECHNOLOGIES INC           DE            X           01/24/02

GLOBALSCAPE INC                         DE            X   X       02/20/02

HARVEY ELECTRONICS INC                  NY          X     X       02/20/02

HEI INC                                 MN                    X   02/20/02

I TRAX INC                              DE      X         X       02/05/02

IEC ELECTRONICS CORP                    DE            X   X       02/20/02

IGEN INTERNATIONAL INC /DE              DE            X           02/15/02

INNOVATIVE CLINICAL SOLUTIONS LTD       DE      X     X           02/07/02

INSIGNIA FINANCIAL GROUP INC /DE/       DE            X   X       01/31/02

INTERNATIONAL LEASE FINANCE CORP        CA                X       02/14/02

INTERSTATE  POWER & LIGHT CO            IA                  X     01/01/02   AMEND

IVP TECHNOLOGY CORP                     NV            X           02/20/02

JUPITER MEDIA METRIX INC                DE            X   X       02/19/02

JUPITER MEDIA METRIX INC                DE            X   X       02/19/02

KANEB PIPE LINE OPERATING PARTNERSHIP   DE            X   X       02/15/02

KEY ENERGY SERVICES INC                 MD            X           02/20/02

LACLEDE GROUP INC                       MO                X   X   02/20/02

LANDMARK SYSTEMS CORP                   VA            X   X       02/19/02

LITHIA MOTORS INC                       OR                X   X   02/20/02

LIVEPERSON INC                          DE            X           02/14/02

LOEWS CORP                              DE                    X   02/19/02

MATRIX PHARMACEUTICAL INC/DE            DE    X                   02/20/02

MAXXIM MEDICAL INC                      TX                  X     02/07/02

MDU RESOURCES GROUP INC                 DE          X             02/14/02

MEDI HUT CO INC                         DE          X             02/19/02

MENTOR CAPITAL CONSULTANTS INC          DE            X           12/31/01   AMEND

METLIFE INC                             DE            X   X       02/19/02

MORGAN STANLEY ABS CAPITAL I INC        DE      X                 11/29/01

MOUNTAIN STATES CAPITAL INC             AZ    X   X X X   X       02/06/02

NANTUCKET INDUSTRIES INC                DE      X X   X   X       01/25/02

NASTECH PHARMACEUTICAL CO INC           DE            X   X       02/01/02

NCH CORP                                DE            X   X       02/20/02

NETRATINGS INC                          DE            X   X       02/19/02

NORTHEAST INDIANA BANCORP INC           DE            X   X       02/19/02

OAKWOOD MORTGAGE INVESTORS INC OMI TR   NC            X   X       02/15/02

PENN NATIONAL GAMING INC                PA            X   X       02/13/02

PEOPLES BANCSHARES INC                  MA            X   X       02/20/02

PETROQUEST ENERGY INC                   DE            X   X       02/20/02

PINNACLE WEST CAPITAL CORP              AZ            X           02/08/02

PNC MORTGAGE ACCEPTANCE CORP            MO            X   X       02/12/02

PRG SCHULTZ INTERNATIONAL INC           GA            X   X       01/24/02

PRIME HOLDINGS & INVESTMENTS  INC       NV            X           02/13/02   AMEND

PROBOOK INC                             CA    X X     X           02/11/02

PROFESSIONAL DETAILING INC              DE            X           02/19/02

PROVIDIAN FINANCIAL CORP                DE      X                 02/05/02

PROVIDIAN MASTER TRUST                                X           01/15/02

PROXYMED INC /FT LAUDERDALE/            FL            X   X   X   02/14/02

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       02/20/02

RESTAURANT TEAMS INTERNATIONAL INC      TX       X     X    X     12/05/01   AMEND

SENSE TECHNOLOGIES INC                                X           02/20/02

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X       11/30/01

SEYCHELLE ENVIRONMENTAL TECHNOLOGIES    NV            X           02/19/02

SPX CORP                                DE            X   X       02/12/02

STEWART & STEVENSON SERVICES INC        TX            X   X       02/19/02

STOCKGROUP INFORMATION SYSTEMS INC      CO            X           02/15/02

SUNTERRA CORP                           MD            X   X       02/19/02

TANGRAM ENTERPRISE SOLUTIONS INC        PA                    X   02/19/02

TELTRONICS INC                          DE            X   X       02/20/02

TEPPCO PARTNERS LP                      DE            X   X       02/14/02

TEXAS INSTRUMENTS INC                   DE                    X   02/19/02

TRANSMATION INC                         OH            X           02/18/02

TRIAD HOSPITALS INC                     DE            X   X       02/19/02

TRW INC                                 OH            X   X       02/19/02

UACSC 2001-C OWNER TRUST                NY            X   X       02/08/02

UNIVERSAL COMPRESSION HOLDINGS INC      DE            X           02/19/02

UNIVERSAL CORP /VA/                     VA                X       02/19/02

UPC POLSKA INC                          DE        X     X   X     12/07/01   AMEND

US HOME SYSTEMS INC /TX                 DE            X           01/02/02

VELOCITA CORP                           DE            X   X       02/19/02

WESTPAC SECURITISATION MGT PTY LTD SE                     X       02/19/02

WILLIAMS COMMUNICATIONS GROUP INC       DE       X          X     12/07/01   AMEND

WILLIS LEASE FINANCE CORP               DE            X   X       02/14/02

WORLD ENVIROTECH INC                    CO           X     X  X   02/06/02   AMEND

WORLD FINANCIAL NETWORK NATIONAL BANK   OH                X       02/15/02

WYOMING OIL & MINERALS INC              WY    X X     X X X       02/06/02

XCEL ENERGY INC                         MN            X   X       02/20/02