SEC NEWS DIGEST


   Issue 2007-34                                       February 21, 2007



   ENFORCEMENT PROCEEDINGS


   DELINQUENT FILERS STOCK REGISTRATION REVOKED

   The registration of the stock of seven corporations -  Auto  Wholesale
   Specialists, Inc., Globalot Corp., Gsociety, Inc., Icon  International
   Holdings, Inc., f/k/a Marketing Systems USA, Inc., Intelliworxx, Inc.,
   Outsource International, Inc., and Smart Choice Automotive Group, Inc.
   - has been revoked. None had filed any  annual  or  quarterly  reports
   with the Securities and Exchange Commission for four  or  more  years.
   Thus, each violated a crucial provision of the federal securities laws
   that  requires  public  corporations  to  publicly  disclose  current,
   accurate financial information so that  investors  may  make  informed
   decisions.  The  revocations  were  ordered   in   an   administrative
   proceeding before an administrative law judge.  (Rel.  34-55317;  File
   No. 3-12553)

   COMMISSION DISMISSES PROCEEDINGS AGAINST GLOBAL  CROWN  CAPITAL,  LLC,
   J&C GLOBAL SECURITIES INVESTMENTS, LLC, RANI JARKAS, AND ANTOINE CHAYA

   The Commission has dismissed proceedings against Global Crown Capital,
   LLC, J&C Global Securities  Investments,  LLC,  Rani  T.  Jarkas,  and
   Antoine  K.  Chaya  in  response  to  an  unopposed  motion   by   the
   Commission's Division of Enforcement. The Division  moved  to  dismiss
   the proceedings "in light  of  the  potential  impact  of  the  recent
   decision by the District of Columbia Circuit in Goldstein v. SEC,  451
   F.3d 873 (D.C. Cir. 2006), on the validity  of  claims  against  these
   Respondents under Sections  206(1)  and  206(2)  of  the  [Investment]
   Advisers Act [of  1940]."  In  granting  the  Division's  motion,  the
   Commission noted that the Division did not move  to  amend  the  order
   instituting proceedings to allege violations of  other  provisions  of
   the federal securities laws.  The  Commission  expressed  no  view  on
   whether the facts alleged in the order instituting  proceedings  could
   support findings of violation under other provisions  of  the  federal
   securities  laws.   The   Commission   concluded   that,   under   the
   circumstances, it was appropriate to grant the  Division's  motion  to
   dismiss the proceedings. (Rels. 34-55318; IA-2591; File No. 3-12250)

   SEC v. VERITAS SOFTWARE CORPORATION

   The Commission filed a complaint in the U.S. District  Court  for  the
   District of Columbia yesterday charging Veritas  Software  Corporation
   with securities fraud for engaging in an  earnings  management  scheme
   and filing false and misleading financial statements from 2000 through
   2003. Veritas was also charged with fraud in connection with  improper
   round-trip  transactions,  including  a  round-trip  transaction  with
   America Online, Inc. (AOL), as  well  as  aiding  and  abetting  AOL's
   fraud. Veritas was acquired by Symantec Corporation on July 2, 2005.

   Without admitting or denying the allegations in the complaint, Veritas
   consented to the entry of a judgment that  enjoins  the  company  from
   violating the antifraud, reporting, books and  records,  and  internal
   control provisions of the federal securities laws, and from aiding and
   abetting securities fraud violations by  other  parties.  Veritas  was
   also ordered to pay a $30 million civil penalty, which the  Commission
   will seek to distribute to harmed investors pursuant to the Fair Funds
   provision of the Sarbanes-Oxley Act of 2002. [SEC v. Veritas  Software
   Corp., Civil Action No. 07-364 (D.D.C.)] (LR-20008; AAE Rel. 2562)

   SEC  v.  BENNETT  ENVIRONMENTAL,  INC.,  JOHN  BENNETT,  ROBERT   P.G.
   GRIFFITHS, AND RICHARD STERN

   On February 9, the Commission settled fraud charges against Richard L.
   Stern, the former CFO of Bennett Environmental, Inc.  (BEI),  and  two
   others for their roles in the  repeated  dissemination  of  false  and
   misleading  information  concerning  a  Superfund   soil   remediation
   contract awarded to the company in 2003.

   The Commission alleged that between June 2003 and  April  2004,  Stern
   and others caused BEI to issue press releases and make public  filings
   misrepresenting and exaggerating a contract that it extolled  as  "the
   largest in the Company's  history"  with  a  value  of  "$200  million
   [Canadian]." In reality, the contract had a guaranteed value  of  less
   than $250,000, later was cancelled by the  Army  Corps  of  Engineers,
   reinstated on a limited basis, and then re-solicited under  materially
   different terms. The complaint alleges that during the  relevant  time
   period, Stern and the other defendants failed  to  inform  the  public
   about material changes to the contract, failed to correct prior  false
   statements, and continued to misrepresent the  contract  by  asserting
   that it was in full force and effect and  worth  C$200  million.  Only
   after a new CEO took over at BEI did the true  facts  come  to  light,
   which were disclosed in a July 2004 press release.

   Without admitting or denying the Commission's allegations , Stern  has
   consented to the entry of a final judgment permanently  enjoining  him
   from violating Section 10(b) of the Securities Exchange  Act  of  1934
   (Exchange Act) and Rules 10b-5 and 13a-14 thereunder, and  aiding  and
   abetting violations of Section 13(a) of the  Exchange  Act  and  Rules
   12b-20, 13a-1, and 13a-16 thereunder.  Stern  also  agreed  to  pay  a
   $75,000 civil penalty and to be barred from acting as  an  officer  or
   director  of  a  public  company  for  five  years.  [SEC  v.  Bennett
   Environmental, Inc., John  A.  Bennett,  Robert  P.G.  Griffiths,  and
   Richard L. Stern, Case No. 06-Civ-14294] (LR-20009)

   SEC SETTLES CIVIL INJUNCTIVE ACTION  AGAINST  FORMER  CEO  OF  BIOPURE
   CORPORATION

   The Commission announced today that a final judgment  by  consent  was
   entered by the U.S. District Court of the  District  of  Massachusetts
   against Thomas Moore, the former chief executive  officer  of  Biopure
   Corporation, in a previously-filed action alleging  misleading  public
   statements about the company's efforts to obtain FDA approval for  its
   primary product,  Hemopure,  a  synthetic  blood  product.  The  final
   judgment against Moore, age 56, of Philadelphia, entered on  Feb.  12,
   2007, permanently enjoins Moore from violating antifraud provisions of
   the federal securities laws and orders him to  pay  a  $120,000  civil
   penalty.

   The Commission's  complaint,  filed  Sept.  14,  2005,  alleges  that,
   beginning in April 2003, Biopure received  negative  information  from
   the FDA regarding its efforts to obtain FDA approval of its  synthetic
   blood product Hemopure but failed  to  disclose  the  information,  or
   falsely described  it  as  positive  developments.  Specifically,  the
   complaint alleges that in April 2003, the FDA placed a  clinical  hold
   barring Biopure from conducting clinical trials of Hemopure in  trauma
   settings such as emergency rooms, because  of  safety  concerns  about
   Hemopure. The complaint further alleges that, during  the  next  eight
   months, Moore and other Biopure employees concealed the imposition  of
   the clinical hold while making public statements about Biopure's plans
   to obtain approval for trauma uses of Hemopure. In addition, according
   to the complaint, in July 2003 the FDA informed Biopure  that  it  had
   not approved Biopure's application for use of Hemopure  in  orthopedic
   surgery, and instead  conveyed  serious  concerns  about  whether  the
   materials Biopure had submitted in support  of  its  application  were
   reliable and questioning the safety  of  Hemopure.  According  to  the
   complaint, Biopure, however, issued  public  statements  beginning  on
   Aug. 1, 2003, describing the FDA's communication as good news, causing
   its stock price to increase by over 20%. The  complaint  alleges  that
   Moore  and  other  Biopure  employees  continued  to  make  misleading
   statements until December 2003. During  this  period,  Biopure  raised
   over $35 million from investors. The complaint further alleges that as
   the true status of Biopure's efforts to obtain FDA approval  gradually
   became  public,  through  a  series  of  incomplete   and   misleading
   disclosures between late October and the end  of  December  2003,  the
   company's stock price plummeted almost 66% from its August 1 price.

   To settle the Commission's charges, Moore consented, without admitting
   or denying the allegations of the complaint, to the entry of  a  final
   judgment permanently enjoining him from committing  future  violations
   of Section 17(a) of the Securities Act of 1933  (Securities  Act)  and
   Section 10(b) of the Securities Exchange Act of  1934  (Exchange  Act)
   and Rules 10b 5 and 13a-14 thereunder and  from  aiding  and  abetting
   future violations of Section 13(a) of the Exchange Act and Rules  12b-
   20, 13a-11 and 13a-13 thereunder. The final judgment  also  imposes  a
   civil penalty in the amount of $120,000.

   For further information, see Litigation Release No. 19825  (Sept.  12,
   2006) (SEC Settles Civil Injunctive Action Against Biopure Corporation
   and Its General Counsel), Litigation  Release  No.  19651  (April  11,
   2006) (SEC Settles  with  Former  Biopure  Executive)  and  Litigation
   Release No. 19376 (Sept. 14, 2005) (Biopure and others charged by  the
   Commission). [SEC v. Biopure Corporation, et al., Civil Action No. 05-
   11853-PBS (D. Mass.)] (LR-20010)

   SEC CHARGES MASSACHUSETTS COMPANY AND  ITS  PRINCIPAL  WITH  FRAUD  IN
   CONNECTION WITH UNREGISTERED OFFERING OF SECURITIES

   On February 20, the Commission  filed  a  complaint  in  Massachusetts
   federal  court  against  Braintree  Energy,  Inc.,   a   Massachusetts
   corporation located in Cheshire,  Massachusetts,  and  its  principal,
   Howard Graham, a Canadian citizen in Ontario.

   The  Commission's  complaint  alleges  that  defendants   fraudulently
   offered and sold unregistered securities in  the  form  of  investment
   contracts and/or fractional interests  in  oil  and  gas  leases.  The
   Commission alleges that between at least 2000 through 2006, defendants
   made oral and written misrepresentations to more  than  200  investors
   nationwide and in foreign countries regarding  the  expected  rate  of
   return and associated investment risks.  The  complaint  alleges  that
   defendants routinely communicated to investors that they could  expect
   to earn between 500-900% on their investments, with little or no risk.
   The Commission alleges defendants failed  to  disclose  many  material
   facts to the investors, including that  Graham  intended  to  and  was
   routinely diverting up to 30% of investor funds for his personal  use.
   The Commission alleges that Defendants obtained at least $9 million in
   investor funds  and  Graham  diverted  approximately  $3  million  for
   personal expenses and for non-business payments to friends and  family
   members.

   The  Commission's  complaint  charges  Braintree   and   Graham   with
   violations of the antifraud provisions of the federal securities  laws
   (Section 10(b) of the Exchange Act of 1934 [15 U.S.C.    78j(b)]  and
   Rule 10b-5 thereunder [17 C.F.R.  240.10b-5], and  Section  17(a)  of
   the  Securities  Act  of  1933  [15  U.S.C.    77q(a)]);   with   the
   unregistered offer and sale of securities (Sections 5(a) and  5(c)  of
   the Securities Act of 1933 [15 U.S.C.  77e]);  and  with  failure  to
   register as a broker-dealer (Section 15(a) of the Exchange Act of 1934
   [15 U.S.C.  78o(a)]). The Commission seeks a permanent injunction, an
   order of disgorgement and prejudgment interest, and civil penalties.

   The  Commission  acknowledges  the  assistance  of  the  Massachusetts
   Securities Division and the Pennsylvania Securities Commission,  which
   previously filed separate actions against Braintree. [SEC v. Braintree
   Energy, Inc. and Howard Graham, Civil Action No. 1:07-cv-10307,  USDC,
   D. Mass.] (LR-20011)


   SELF-REGULATORY ORGANIZATIONS


   ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

   The Commission granted accelerated approval to a proposed rule  change
   (SR-Amex-2006-86), as modified by Amendment Nos. 1, 2, and 3  thereto,
   submitted by the American Stock Exchange relating to the  listing  and
   trading of shares of the PowerShares DB US Dollar Index  Bullish  Fund
   and the PowerShares DB US Dollar Index Bearish  Fund.  Publication  is
   expected in the Federal Register during the week of February 19. (Rel.
   34-55292)

   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

   A proposed rule change (SR-ISE-2007-15)  filed  by  the  International
   Securities Exchange relating to the extension of  a  pilot  period  to
   increase position limits and exercise limits for  equity  options  and
   options on the Nasdaq-100 Tracking Stock has  become  effective  under
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   February 19. (Rel. 34-55311)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.


S-8     ALTERNET SYSTEMS INC, SUITE 610, 815 WEST HASTINGS STREET, VANCOUVER, 
        A1, V6C 1B4, 604-608-2540 - 10,000,000 ($1,000,000.00) Equity, 
        (File 333-140774 - Feb. 20) (BR. 03C)

SB-2    Royal Strategies & Solutions, Inc., 1933 W. COPANS ROAD, POMPANO BEACH, 
        FL, 33064, 954-978-8401 - 3,869,000 ($2,613,750.00) Equity, 
        (File 333-140775 - Feb. 20) (BR. )

S-8     ALCiS Health, Inc., 560 SOUTH WINCHESTER BLVD, 5TH FLOOR, SAN JOSE, CA, 
        95128, 408-236-7525 - 1,300,000 ($364,000.00) Equity, 
        (File 333-140776 - Feb. 20) (BR. 09A)

S-3ASR  VECTREN CORP, ONE VECTREN SQUARE, EVANSVILLE, IN, 47708, 8124914000 - 
        0 ($0.00) Equity, (File 333-140777 - Feb. 20) (BR. 02B)

S-3ASR  MYLAN LABORATORIES INC, 1500 CORPORATE DRIVE, SUITE 400, CANONSBURG, 
        PA, 15317, 724-514-1800 - 0 ($0.00) Equity, (File 333-140778 - Feb. 20) 
        (BR. 01B)

S-8     ATWOOD OCEANICS INC, 15835 PARK TEN PL DR, SUITE 200, HOUSTON, TX, 
        77084, 2817497845 - 2,000,000 ($96,630,000.00) Equity, 
        (File 333-140781 - Feb. 20) (BR. 04C)

S-3     ARGAN INC, ONE CHURCH STREET  SUITE 401, ROCKVILLE, MD, 20850, 
        301 315-0027 - 2,653,335 ($16,450,677.00) Equity, (File 333-140782 - 
        Feb. 20) (BR. 01A)

S-8     KONINKLIJKE PHILIPS ELECTRONICS NV, BREITNER CENTER, AMSTELPLEIN 2, 
        AMSTERDAM, P7, 1096 BC, 31 20 59 77777 - 
        11,000,000 ($430,760,000.00) Equity, (File 333-140784 - Feb. 20) 
        (BR. 10B)

S-8     IRVINE SENSORS CORP/DE/, 3001 REDHILL AVE, COSTA MESA, CA, 92626, 
        7145498211 - 0 ($4,408,000.00) Equity, (File 333-140785 - Feb. 20) 
        (BR. 10B)

S-8     ON TRACK INNOVATIONS LTD, P O BOX 32, ZHR INDUSTRIAL ZONE, 
        ROSH PINAISRAEL, L3, 2126616500 - 2,000,000 ($12,440,000.00) Equity, 
        (File 333-140786 - Feb. 20) (BR. 10C)

S-8     ST. BERNARD SOFTWARE, INC., 15015 AVENUE OF SCIENCE, SAN DIEGO, CA, 
        92128, 858-676-2277 - 0 ($1,642,500.00) Equity, (File 333-140787 - 
        Feb. 20) (BR. 03C)

S-1     HOST AMERICA CORP, 2 BROADWAY, HAMDEN, CT, 06518, 2032484100 - 
        372,000 ($682,620.00) Equity, (File 333-140788 - Feb. 20) (BR. 05B)

SB-2    Cobalis Corp, 2445 MCCABE WAY, SUITE 150, IRVINE, CA, 92614, 
        949-757-0001 - 10,583,737 ($9,737,038.04) Equity, (File 333-140790 - 
        Feb. 20) (BR. 01C)

S-8     NEW WORLD RESTAURANT GROUP INC, 1687 COLE BOULEVARD, GOLDEN, CO, 80401, 
        3035688000 - 0 ($1,185,000.00) Equity, (File 333-140791 - Feb. 20) 
        (BR. 05B)

S-8     CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 
        7035069460 - 0 ($9,375,000.00) Equity, (File 333-140792 - Feb. 20) 
        (BR. 01A)

F-6     RWE AG                                                  /FI, 
        KRUPSTRASSE 5 45128 ESSEN, GERMANY, I8, 
        50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-140793 - Feb. 20) (BR. )

SB-2    DECORIZE INC, 1938 EAST PHELPS, ., SPRINGFIELD, MO, 65802, 
        417-879-3326 - 22,916,140 ($15,812,136.00) Equity, (File 333-140794 - 
        Feb. 20) (BR. 02A)

S-3ASR  DUKE REALTY CORP, 600 EAST 96TH STREET, STE 100, INDIANAPOLIS, IN, 
        46240, 3178086000 - 0 ($541,660,395.00) Equity, (File 333-140796 - 
        Feb. 20) (BR. 08A)

F-9     SUNCOR ENERGY INC, 112 4TH AVENUE SW PO BOX 38, CALGARY, 
        ALBERTA CANADA, A0, T2P 2V5, 4032698100 - 0 ($2,000,000,000.00) Debt, 
        (File 333-140797 - Feb. 20) (BR. 04B)

S-8     ABN AMRO HOLDING N V, GUSTAV MAHLERLAAN 10, AMSTERDAM, P7, 1082 PP, 
        0 ($55,000,000.00) Other, (File 333-140798 - Feb. 20) (BR. 07C)

S-8     Diamond I, Inc., 8733 SIEGEN LANE, SUITE 309, BATON ROUGE, LA, 70810, 
        225-923-1034 - 30,000,000 ($660,000.00) Equity, (File 333-140799 - 
        Feb. 20) (BR. 03A)

SB-2    OMNIRELIANT HOLDINGS, INC., 4902 EISENHOWER BLVD, SUITE 185, TAMPA, FL, 
        33634, 813 885 5998 - 0 ($34,170,000.00) Equity, (File 333-140800 - 
        Feb. 20) (BR. 04C)

SB-2    iCarbon CORP, 106 LAKESIDE AVENUE, P.O. BOX 210, DELANO, PA, 18220, 
        570-467-2222 - 0 ($13,814,904.00) Equity, (File 333-140801 - Feb. 20) 
        (BR. 04A)

S-3     MAGNA ENTERTAINMENT CORP, 337 MAGNA DRIVE, AURORA, ONTARIO CANADA, A6, 
        L4G 7K1, 9057262462 - 0 ($500,000,000.00) Equity, (File 333-140802 - 
        Feb. 20) (BR. 05B)

SB-2    DAYSTAR TECHNOLOGIES INC, 13 CORPORATE DRIVE, HALFMOON, NY, 12065, 
        518-383-4600 - 0 ($18,459,911.00) Equity, (File 333-140803 - Feb. 20) 
        (BR. 10A)

S-3     JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP, 
        C/O STATE STREET BANK & TRUST CO, TWO INTERNATIONAL PLACE 5TH FLOOR, 
        BOSTON, MA, 02110, 2126483063 - 
        0 ($1,000,000.00) Mortgage Backed Securities, (File 333-140804 - 
        Feb. 20) (BR. 05D)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

1ST SOURCE CORP                         IN       1.01,8.01,9.01                 02/19/07

ABBOTT LABORATORIES                     IL       5.02                           02/13/07

ABERCROMBIE & FITCH CO /DE/             DE       8.01,9.01                      02/16/07

ACADIA REALTY TRUST                     MD       2.02,9.01                      02/14/07

ACCELR8 TECHNOLOGY CORP                 CO       5.02                           02/16/07

ACORDA THERAPEUTICS INC                          2.02,9.01                      12/20/06

Acquicor Technology Inc                 DE       8.01,9.01                      02/20/07

ACRONGENOMICS INC                       NV       1.01,3.02,9.01                 02/12/07

ACURA PHARMACEUTICALS, INC              NY       8.01,9.01                      02/20/07

ADVANCE AUTO PARTS INC                  DE       8.01                           02/20/07

ADVANCED MAGNETICS INC                  DE       1.01,9.01                      02/15/07

ADVANTA BUSINESS RECEIVABLES CORP                8.01,9.01                      02/20/07

AeroGrow International, Inc.            NV       2.02,7.01,9.01                 02/20/07

AeroGrow International, Inc.            NV       7.01                           02/20/07

AIR PRODUCTS & CHEMICALS INC /DE/       DE       7.01,9.01                      02/19/07

AK STEEL HOLDING CORP                   DE       7.01,9.01                      02/16/07

AK STEEL HOLDING CORP                   DE       8.01,9.01                      02/20/07

AKSYS LTD                               DE       2.04,8.01                      02/06/07

ALLIANCE RESOURCE PARTNERS LP           DE       1.01,9.01                      02/16/07

ALLSCRIPTS HEALTHCARE SOLUTIONS INC     DE       5.02                           02/13/07

ALLTEL CORP                             DE       2.02,9.01                      02/20/07

Alternative Loan Trust 2007-2CB         DE       6.02,9.01                      02/14/07

Altra Holdings, Inc.                    DE       1.01,7.01,9.01                 02/17/07

AMC ENTERTAINMENT INC                   DE       1.01,2.01,9.01                 02/13/07

AMEDISYS INC                            DE       2.02,9.01                      02/20/07

AMERICAN LOCKER GROUP INC               DE       5.02                           02/20/07

AMERICAN MEDICAL ALERT CORP             NY       8.01,9.01                      02/20/07

AMERICAN SKIING CO /ME                  DE       1.01,9.01                      02/16/07

AMERICAN TOWER CORP /MA/                DE       1.01,2.02,2.03,5.02,8.01,9.01  02/14/07

AMERICAN WOODMARK CORP                  VA       8.01,9.01                      01/31/07

AMERICHIP INTERNATIONAL INC                      2.01,9.01                      02/15/07

Ames True Temper, Inc.                  DE       4.01,9.01                      02/13/07

AMGEN INC                               DE       5.03,9.01                      02/14/07

Ammex Gold Mining Corp.                          4.01,9.01                      08/18/06

AMPEX CORP /DE/                         DE       5.02,9.01                      02/16/07

AMSURG CORP                             TN       2.02,7.01,9.01                 02/20/07

ANALYTICAL SURVEYS INC                  CO       8.01,9.01                      02/20/07

Answers CORP                                     2.02,7.01,9.01                 02/20/07

ANSWERTHINK INC                         FL       2.02,9.01                      02/20/07

ANSYS INC                               DE       2.02,9.01                      02/20/07

ARIBA INC                               DE       1.01,8.01,9.01                 02/15/07

ART TECHNOLOGY GROUP INC                DE       7.01,9.01                      02/20/07

ASIAN FINANCIAL INC                     WY       2.02,7.01,9.01                 02/20/07

ASPEN INSURANCE HOLDINGS LTD            D0       7.01,9.01                      02/20/07

ATLANTIC COAST FEDERAL CORP             X1       2.02,9.01                      02/20/07

ATS MEDICAL INC                         MN       5.02,5.03,9.01                 02/13/07

AURIGA LABORATORIES, INC.               DE       7.01,8.01,9.01                 02/20/07

AUTOMATIC DATA PROCESSING INC           DE       2.02                           12/31/06

AUXILIUM PHARMACEUTICALS INC                     7.01,9.01                      02/20/07

AVAYA INC                               DE       5.02,8.01,9.01                 02/14/07

AXESSTEL INC                            NV       2.02,9.01                      02/20/07

AXSYS TECHNOLOGIES INC                  DE       2.02,9.01                      02/20/07

BALDOR ELECTRIC CO                      MO       1.01                           02/14/07

BANCORPSOUTH INC                        MS       4.02,9.01                      02/16/07

BANK ONE AUTO SECURITIZATION TRUST 20   DE       8.01,9.01                      02/20/07

BARD C R INC /NJ/                       NJ       5.02                           02/14/07

BAUSCH & LOMB INC                       NY       5.02,9.01                      02/16/07

BCB BANCORP INC                                  8.01,9.01                      02/16/07

Bear Stearns ALT-A Trust 2006-1         DE       8.01,9.01                      01/31/06    AMEND

Bear Stearns Mortgage Funding Trust 2   DE       9.01                           01/30/07    AMEND

BEICANG IRON & STEEL INC                NV       4.01,9.01                      02/02/07    AMEND

BERKSHIRE INCOME REALTY INC                      9.01                           12/06/06    AMEND

BIO RAD LABORATORIES INC                DE       5.01,9.01                      02/14/07

BIOMARIN PHARMACEUTICAL INC             DE       2.02,9.01                      02/20/07

BIOMET INC                              IN       8.01,9.01                      02/20/07

BLACK BOX CORP                          DE       3.01,9.01                      02/15/07

BLAIR CORP                              DE       2.02,7.01,9.01                 02/16/07

BOYD GAMING CORP                        NV       2.02,9.01                      02/20/07

BSD MEDICAL CORP                        DE       7.01,9.01                      02/20/07

BTU INTERNATIONAL INC                   DE       2.02,9.01                      02/20/07

BUILD A BEAR WORKSHOP INC               DE       2.02,8.01,9.01                 02/20/07

CABELAS INC                             DE       5.02                           02/13/07

CABLEVISION SYSTEMS CORP /NY            DE       8.01                           02/20/07

CALLISTO PHARMACEUTICALS INC            DE       5.02                           02/16/07

CAPITAL LEASE FUNDING INC                        5.02,9.01                      02/13/07

CAPRIUS INC                             DE       8.01,9.01                      02/15/07

CAREGUIDE INC                           DE       9.01                           02/20/07    AMEND

CASTELLE \CA\                           DE       2.02,9.01                      01/16/07

CATERPILLAR INC                         DE       7.01                           02/19/07

CBRL GROUP INC                          TN       2.02,7.01,9.01                 02/20/07

CENTER FINANCIAL CORP                   CA       5.02                           02/14/07

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       2.02,2.03,8.01,9.01            02/20/07

CENTRAL GARDEN & PET CO                 DE       8.01                           02/20/07

CENTURY ALUMINUM CO                     DE       2.02,7.01,9.01                 12/31/06

CEPHEID                                 CA       1.01,2.01,9.01                 02/14/07

CET SERVICES INC                        CA       1.01,3.02,9.01                 02/16/07

CHAMPION COMMUNICATION SERVICES INC     DE       1.01,8.01,9.01                 02/13/07

CHAMPION ENTERPRISES INC                MI       2.02,9.01                      02/20/07

CHAMPION PARTS INC                      IL       5.02                           02/20/07

Chardan North China Acquisition Corp    DE       7.01,9.01                      02/20/07

Chardan South China Acquisition Corp    DE       7.01,9.01                      02/20/07

CHARLES & COLVARD LTD                   NC       5.02,9.01                      02/13/07

CHEESECAKE FACTORY INCORPORATED         DE       8.01,9.01                      02/20/07

CHEMED CORP                             DE       2.02,9.01                      02/20/07

CHINA AGRITECH INC                               7.01,9.01                      02/20/07

CHINA BAK BATTERY INC                   NV       7.01,9.01                      02/20/07

China Fruits Corportion                 DE       1.01                           02/19/07

CHINA SECURITY & SURVEILLANCE TECHNOL   D8       7.01,9.01                      02/20/07

CHINA-BIOTICS, INC                      DE       7.01,9.01                      02/20/07

CINCINNATI BELL INC                     OH       2.02,9.01                      02/20/07

CINCINNATI BELL INC                     OH       7.01,9.01                      02/20/07

CINEMARK INC                            DE       1.01,2.01                      02/13/07

CINEMARK USA INC /TX                    TX       1.01,2.01                      02/13/07

CIRRUS LOGIC INC                        DE       5.02,9.01                      02/14/07

CLEVELAND CLIFFS INC                    OH       7.01,9.01                      02/19/07

CNH WHOLESALE RECEIVABLES LLC           DE       8.01,9.01                      02/15/07

Cobalis Corp                            NV       5.02,8.01,9.01                 02/14/07

CODORUS VALLEY BANCORP INC              PA       5.02,9.01                      02/13/07

COLDWATER CREEK INC                     DE       1.01,1.02,2.03,9.01            02/13/07

Colonial Bankshares Inc                 X1       2.02,9.01                      02/16/07

Community Bancorp                       NV       8.01,9.01                      02/20/07

COMMUNITY FIRST BANCORP INC             MD       2.02,9.01                      02/20/07

CommunitySouth Bancshares Inc           SC       2.02,9.01                      02/16/07

CONAGRA FOODS INC /DE/                  DE       7.01,9.01                      02/20/07

CONECTISYS CORP                         CO       1.01,3.02,9.01                 02/16/07

CONSTAR INTERNATIONAL INC               DE       5.02,9.01                      02/15/07

CONSUMER PORTFOLIO SERVICES INC         CA       1.01,7.01,9.01                 02/14/07

Copano Energy, L.L.C.                   DE       5.02,8.01,9.01                 02/13/07

Cord Blood America, Inc.                FL       1.01,2.01,8.01,9.01            02/02/07

COSTCO WHOLESALE CORP /NEW              WA       8.01,9.01                      02/13/07

CREDIT ACCEPTANCE CORPORATION           MI       7.01,9.01                      02/20/07

CRESCENT BANKING CO                     GA       2.02,9.01                      02/15/07

Crocs, Inc.                                      2.02,9.01                      02/20/07

CRYOLIFE INC                            FL       2.02,5.02,9.01                 02/13/07

Cyclacel Pharmaceuticals, Inc.          DE       8.01,9.01                      02/20/07

DANAHER CORP /DE/                       DE       1.01,9.01                      02/15/07

DATALINK CORP                           MN       1.01,3.02,5.02,8.01,9.01       02/14/07

DCT Industrial Trust Inc.               MD       2.02,9.01                      02/20/07

dELiAs, Inc.                            DE       5.02,9.01                      02/20/07

DELL INC                                DE       5.02,9.01                      02/13/07

DELTA WOODSIDE INDUSTRIES INC /SC/      SC       1.01,2.01,9.01                 02/13/07

DELTATHREE INC                          DE       1.01,2.01,3.02,7.01,9.01       02/17/07

DEVELOPERS DIVERSIFIED REALTY CORP      OH       8.01                           02/19/07

DIAMOND OFFSHORE DRILLING INC           DE       7.01,9.01                      02/20/07

DigitalFX International Inc             FL       2.02,9.01                      02/20/07

DIGUANG INTERNATIONAL DEVELOPMENT CO.   NV       7.01,9.01                      02/20/07

Dinewise, Inc.                          NV       1.01,2.03,3.02                 02/16/07

DIVERSIFAX INC                          DE       4.01,5.03,9.01                 02/20/07

DOCUCORP INTERNATIONAL INC              DE       7.01,9.01                      02/19/07

DOMINION RESOURCES BLACK WARRIOR TRUS   DE       2.02,9.01                      02/20/07

DONEGAL GROUP INC                       DE       2.02                           02/20/07

DOW CHEMICAL CO /DE/                    DE       8.01,9.01                      02/20/07

DRUGSTORE COM INC                       DE       5.02                           02/13/07

DTS, INC.                               DE       2.02,2.05,9.01                 02/16/07

Dynegy Acquisition, Inc.                DE       8.01,9.01                      02/20/07

Echo Healthcare Acquisition Corp.       DE       1.01,7.01,8.01,9.01            02/20/07

EL PASO CORP/DE                         DE       7.01                           02/20/07

ELCOM INTERNATIONAL INC                 DE       1.01                           02/15/07

ELECSYS CORP                            KS       5.02,9.01                      02/19/07

ELECTRONIC SYSTEMS TECHNOLOGY INC       WA       8.01,9.01                      02/16/07

EMCORE CORP                             NJ       3.01                           02/13/07

EMERGE INTERACTIVE INC                  DE       3.01,5.02,9.01                 02/16/07

EMERGENCY FILTRATION PRODUCTS INC/ NV   NV       4.02,8.01,9.01                 02/16/07

EMPIRE RESORTS INC                      DE       8.01                           02/16/07

EMPIRE RESORTS INC                      DE       8.01,9.01                      02/19/07

EMVELCO CORP.                           DE       1.01,2.01,9.01                 02/16/07

EPIQ SYSTEMS INC                        MO       2.02,9.01                      02/20/07

EQUINIX INC                             DE       5.02,8.01,9.01                 02/15/07

EQUUS TOTAL RETURN, INC.                DE       8.01,9.01                      02/16/07

ESCALADE INC                            IN       4.02,9.01                      02/13/07

ESCHELON TELECOM INC                             7.01,9.01                      02/19/07

ESPEY MFG & ELECTRONICS CORP            NY       8.01,9.01                      02/19/07

ETHANEX ENERGY, INC.                    NV       1.01,9.01                      02/09/07

ETRIALS WORLDWIDE INC.                           2.02,9.01                      02/20/07

ev3 Inc.                                DE       1.01,1.02,9.01                 02/20/07

ev3 Inc.                                DE       2.02,9.01                      02/20/07

EVERGREEN ENERGY INC                    DE       5.02                           02/16/07

EXAR CORP                               DE       5.02,9.01                      02/19/07

FACTORY CARD & PARTY OUTLET CORP        DE       1.01,5.02,9.01                 02/19/07

FEDDERS CORP /DE                        DE       1.01,9.01                      02/20/07

Federal Home Loan Bank of Atlanta       X1       2.03                           02/14/07

Federal Home Loan Bank of Boston        X1       2.03                           02/14/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      02/15/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      02/14/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      02/14/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      02/14/07

Federal Home Loan Bank of San Francis   X1       2.03                           02/14/07

Federal Home Loan Bank of Seattle                2.03                           02/20/07

Federal Home Loan Bank of Topeka                 2.03                           02/14/07

FEDERAL NATIONAL MORTGAGE ASSOCIATION            5.02,7.01,9.01                 02/08/07

FINOTEC GROUP INC                       NV       8.01                           01/31/07

FIRST ADVANTAGE CORP                    DE       5.03,9.01                      02/20/07

FIRST ALBANY COMPANIES INC              NY       2.02,9.01                      12/30/06

FIRST BANCORP /PR/                      PR       7.01,9.01                      02/20/07

FIRST CHARTER CORP /NC/                 NC       5.02                           02/18/07

FIRST CONSULTING GROUP INC              DE       5.02,9.01                      02/16/07

FIRST FEDERAL BANCSHARES INC /DE        DE       8.01,9.01                      02/16/07

FIRST FRANKLIN CORP                     DE       2.02,9.01                      02/16/07

FIRST NORTHERN COMMUNITY BANCORP        CA       5.02                           01/26/07    AMEND

FirstBank Financial Services, Inc.      GA       5.02                           02/15/07

FIRSTENERGY CORP                        OH       2.02,9.01                      02/20/07

FISCHER IMAGING CORP                    DE       5.02                           02/16/07

FIVE STAR PRODUCTS INC                  DE       1.01,5.02,9.01                 02/20/07

FOCUS ENHANCEMENTS INC                  DE       2.02,9.01                      02/20/07

FORCE PROTECTION INC                    NV       1.01,9.01                      02/14/07

FOSSIL INC                              DE       2.02,9.01                      02/20/07

FRANKLIN STREET PROPERTIES CORP /MA/             2.02,9.01                      02/20/07

FREDERICK COUNTY BANCORP INC            MD       8.01                           02/20/07

Fuel Systems Solutions, Inc.            DE       5.02,9.01                      02/20/07

FULLER H B CO                           MN       5.02,9.01                      02/16/07

FUSHI INTERNATIONAL INC                 NV       8.01,9.01                      02/20/06

FX ENERGY INC                           NV       5.02,9.01                      02/19/07

GB&T BANCSHARES INC                     GA       2.02,2.06,9.01                 02/20/07

GENESIS TECHNOLOGY GROUP INC            FL       8.01,9.01                      02/12/07

GENUINE PARTS CO                        GA       5.02,8.01,9.01                 02/20/07

GENUINE PARTS CO                        GA       2.02,9.01                      02/20/07

GEO GROUP INC                           FL       1.01,2.03,9.01                 02/13/07

GLATFELTER P H CO                       PA       2.02,9.01                      02/15/07

GLOBAL CROSSING LTD                              2.03,9.01                      02/14/07

GLOBAL ENTERTAINMENT HOLDINGS/EQUITIE   CO       4.01,9.01                      12/28/06    AMEND

GLOBAL TRAFFIC NETWORK, INC.            DE       5.02,9.01                      02/14/07

GLOBALSANTAFE CORP                               8.01,9.01                      02/14/07

GOLDEN STAR RESOURCES LTD                        8.01                           02/07/07

Great Lakes Dredge & Dock CORP          DE       1.01,9.01                      02/15/07

GULF ISLAND FABRICATION INC             LA       5.02                           02/14/06

HALLIBURTON CO                          DE       5.02                           02/15/07

HALOZYME THERAPEUTICS INC               NV       1.01,3.02,9.01                 02/13/07    AMEND

Hana Biosciences Inc                    DE       8.01,9.01                      02/20/07

HANCOCK HOLDING CO                      MS       3.03,9.01                      02/19/07

HANDHELD ENTERTAINMENT, INC.            DE       8.01,9.01                      02/12/07    AMEND

HARRAHS ENTERTAINMENT INC               DE       1.01,2.03,9.01                 02/14/07

HARTVILLE GROUP INC                     NV       1.01,3.02,7.01,9.01            02/14/07

HAWAIIAN HOLDINGS  INC                  DE       2.02,9.01                      02/20/07

HCC INSURANCE HOLDINGS INC/DE/          DE       2.02                           02/20/07

HEALTH BENEFITS DIRECT CORP             DE       5.02,9.01                      02/15/07

HEALTH GRADES INC                       DE       7.01,9.01                      02/20/07

HEALTHSOUTH CORP                        DE       8.01,9.01                      02/20/07

HEALTHSTREAM INC                        TN       1.01,2.02,2.03,5.02,7.01,9.01  02/15/07

HEALTHTRONICS, INC.                     GA       1.01,9.01                      02/13/07

Heelys, Inc.                            DE       5.02                           02/15/07

HEIDRICK & STRUGGLES INTERNATIONAL IN   DE       1.01,5.02,9.01                 02/16/07

Helios & Matheson North America Inc.    NY       2.02,9.01                      02/20/07

HERCULES OFFSHORE, INC.                 DE       7.01,9.01                      02/20/07

HERCULES TECHNOLOGY GROWTH CAPITAL IN   MD       5.02,9.01                      01/25/07

HERSHEY CO                              DE       2.05                           02/20/07

HEWLETT PACKARD CO                      DE       2.02,2.05,8.01,9.01            02/15/07

HIENERGY TECHNOLOGIES INC               DE       8.01                           02/13/06

Hiland Holdings GP, LP                  DE       2.02,7.01,9.01                 02/20/07

Hiland Partners, LP                              2.02,7.01,9.01                 02/20/07

HILB ROGAL & HOBBS CO                   VA       5.02                           02/13/07

HOME DEPOT INC                          DE       2.02,9.01                      02/20/07

HOMEBANC CORP                                    5.02                           02/14/07

HOMELAND ENERGY SOLUTIONS LLC                    5.03                           01/31/07

HORNBECK OFFSHORE SERVICES INC /LA      DE       1.01                           02/13/07

HOTEL OUTSOURCE MANAGEMENT INTERNATIO   DE       2.01                           02/13/07

Huntsman CORP                           DE       1.01,8.01,9.01                 02/15/07

HURCO COMPANIES INC                     IN       2.02,9.01                      02/16/07

I FLOW CORP /DE/                        DE       2.02                           02/20/07

I2 TECHNOLOGIES INC                     DE       5.02,9.01                      02/16/07

ICEWEB INC                                       8.01,9.01                      02/16/07

ILLUMINA INC                            DE       8.01                           02/16/07

IMS HEALTH INC                          DE       5.02                           02/13/07

INCENTRA SOLUTIONS, INC.                NV       9.01                           02/14/07

INLAND REAL ESTATE CORP                 MD       2.02,7.01,9.01                 12/31/06

INNERWORKINGS INC                                5.02                           02/13/07

INNERWORKINGS INC                                5.02                           02/13/07    AMEND

INSPIRE PHARMACEUTICALS INC             DE       9.01                           02/20/07    AMEND

INTEGRAMED AMERICA INC                  DE       7.01,9.01                      02/20/07

INTEGRATED ELECTRICAL SERVICES INC      DE       7.01,9.01                      02/15/07

INTEGRATED ELECTRICAL SERVICES INC      DE       2.02                           02/14/07

INTEGRATED ENVIRONMENTAL TECHNOLOGIES   DE       8.01,9.01                      02/14/07

INTER TEL INC                           AZ       5.02                           02/13/07

Intermec, Inc.                          DE       2.02,7.01,9.01                 02/20/07

Intermec, Inc.                          DE       2.02,7.01,9.01                 02/20/07    AMEND

INTRALASE CORP                                   1.01                           02/13/07

ION MEDIA NETWORKS INC.                 DE       7.01,8.01,9.01                 02/20/07

ISONICS CORP                            CA       1.01,3.03,5.02,5.03,9.01       02/13/07

ISTA PHARMACEUTICALS INC                DE       5.02,8.01                      02/16/07

J&J SNACK FOODS CORP                    NJ       8.01,9.01                      02/20/07

JAKKS PACIFIC INC                       DE       5.02                           02/15/07

JDS UNIPHASE CORP /CA/                  DE       5.02,9.01                      02/13/07

JOURNAL COMMUNICATIONS INC                       5.02,9.01                      02/13/07

KBW, INC.                                        2.02,9.01                      02/20/07

KELLOGG CO                              DE       5.02,9.01                      02/16/07

KELLY SERVICES INC                      DE       8.01,9.01                      02/20/07

KEYCORP /NEW/                           OH       8.01                           02/16/07

KITE REALTY GROUP TRUST                 MD       2.02,9.01                      02/20/07

KNIGHT TRANSPORTATION INC               AZ       7.01,9.01                      02/16/07

Koppers Holdings Inc.                   PA       2.02,9.01                      02/15/07

KRAFT FOODS INC                         VA       7.01,8.01,9.01                 02/20/07

LESCO INC/OH                            OH       1.01,5.02,8.01,9.01            02/19/07

LEVEL 3 COMMUNICATIONS INC              DE       8.01,9.01                      02/16/07

LEVEL 3 COMMUNICATIONS INC              DE       1.01,2.03,9.01                 02/14/07

Liberty Global, Inc.                             7.01                           02/19/07

LIFE PARTNERS HOLDINGS INC              TX       2.02                           02/19/07

Lightspace Corp                                  5.02,9.01                      02/15/07

LIME ENERGY CO.                         DE       7.01,9.01                      02/16/07

LINN ENERGY, LLC                        DE       7.01,9.01                      02/20/07

LITHIA MOTORS INC                       OR       7.01,9.01                      02/16/07

LODGIAN INC                             DE       5.02                           01/26/07    AMEND

LUFKIN INDUSTRIES INC                   TX       5.02,9.01                      02/15/07

MAGIC COMMUNICATIONS INC                DE       1.01,1.02                      02/20/07

MAGNA ENTERTAINMENT CORP                DE       2.06,9.01                      02/19/07

MAGUIRE PROPERTIES INC                  MD       1.01,7.01,9.01                 02/13/07

MANARIS CORP                            NV       5.02,5.03,9.01                 02/13/07

MARINER ENERGY INC                      DE       2.02,9.01                      02/20/07

Marquee Holdings Inc.                   DE       1.01,2.01,9.01                 02/13/07

MASTEC INC                              FL       1.01,9.01                      02/14/07

MATHSTAR INC                            MN       2.02,9.01                      02/20/07

MEADE INSTRUMENTS CORP                  DE       5.02                           02/20/07

MEDIA SCIENCES INTERNATIONAL INC                 4.01,9.01                      02/16/07

MEDICAL STAFFING NETWORK HOLDINGS INC   DE       7.01,9.01                      02/20/07

MEDQUIST INC                            NJ       1.01                           02/13/07

MEDQUIST INC                            NJ       5.02,9.01                      02/16/07

MEDTRONIC INC                           MN       2.02,9.01                      02/20/07

MEMORY PHARMACEUTICALS CORP                      8.01,9.01                      02/15/07

MERCK & CO INC                          NJ       1.01                           02/13/07

MERIX CORP                              OR       3.01,9.01                      02/12/07

MESA ROYALTY TRUST/TX                   TX       7.01,9.01                      02/20/07

METAL MANAGEMENT INC                    DE       8.01,9.01                      02/16/07

METAL MANAGEMENT INC                    DE       8.01,9.01                      02/20/07

MICREL INC                              CA       5.02                           02/16/07

MIDDLEBY CORP                           DE       7.01,9.01                      02/19/07

MONARCH COMMUNITY BANCORP INC           MD       8.01                           02/16/07

MONDEO INVESTMENTS, INC.                DE       1.01,5.01,5.02,9.01            02/16/07

MOTOROLA INC                            DE       5.02                           02/16/07

MOVENTIS CAPITAL, INC.                  DE       2.02,7.01,9.01                 02/20/07

MPM TECHNOLOGIES INC                    WA       5.02                           02/19/07

MRV COMMUNICATIONS INC                  DE       2.02,8.01,9.01                 02/15/07

MUTUALFIRST FINANCIAL INC               MD       2.02,9.01                      02/09/07

MYLAN LABORATORIES INC                  PA       3.02                           02/15/07

MYLAN LABORATORIES INC                  PA       2.01,9.01                      01/08/07    AMEND

Nalco Finance Holdings LLC                       1.01,5.02,9.01                 02/15/07

Nalco Holding CO                                 1.01,5.02,9.01                 02/15/07

Nalco Holdings LLC                      DE       1.01,5.02,9.01                 02/15/07

NANOGEN INC                             DE       2.02,9.01                      02/20/07

NANOMETRICS INC                         DE       1.01,2.03                      02/14/07

NARROWSTEP INC                          DE       5.02                           02/14/07

NATIONAL MEDICAL HEALTH CARD SYSTEMS    DE       1.01,2.03,3.01,9.01            02/13/07

NATUS MEDICAL INC                       DE       2.02,9.01                      02/20/07

NAUTILUS, INC.                          WA       1.01,2.03,9.01                 02/19/07

NAVISITE INC                            DE       1.01,2.03,3.02,9.01            02/13/07

NEOMAGIC CORP                           DE       5.02,9.01                      02/13/07

NEUSTAR INC                                      2.02,9.01                      02/20/07

NEVADA CHEMICALS INC                    UT       5.02                           02/14/07

NEW YORK COMMUNITY BANCORP INC          DE       7.01,9.01                      02/20/07

NEW YORK COMMUNITY BANCORP INC          DE       8.01,9.01                      02/20/07

Newport Bancorp Inc                              2.02,9.01                      02/16/07

NEWS CORP                                        8.01,9.01                      02/16/07

NEWTEK BUSINESS SERVICES INC            NY       8.01,9.01                      02/16/07

NIKE INC                                OR       5.02,5.03,8.01,9.01            02/16/07

NNN Healthcare/Office REIT, Inc.        MD       7.01,8.01,9.01                 02/14/07

NOBEL LEARNING COMMUNITIES INC          DE       8.01,9.01                      02/20/07

NORD RESOURCES CORP                     DE       8.01,9.01                      02/15/07

NORTHEAST UTILITIES                     MA       2.02,9.01                      02/19/07

NOVASTAR FINANCIAL INC                  MD       2.02,7.01,9.01                 02/20/07

NUTRACEA                                CA       1.01,3.02,9.01                 02/16/07

NUVASIVE INC                            DE       2.02,9.01                      02/20/07

O2DIESEL CORP                                    1.01,3.02,9.01                 02/16/07

ODYSSEY HEALTHCARE INC                  DE       2.02,9.01                      02/20/07

OFFICEMAX INC                           DE       5.02,9.01                      02/14/07

OLIN CORP                               VA       5.02,9.01                      02/13/07

OM GROUP INC                            DE       5.02                           02/16/07

OMI CORP/M I                                     2.02,9.01                      02/19/07

OMI CORP/M I                                     8.01,9.01                      02/20/07

Omniture, Inc.                          DE       1.01,9.01                      02/14/07

OMNIVISION TECHNOLOGIES INC             DE       5.02                           02/13/07

Onstream Media CORP                     FL       8.01,9.01                      02/20/07

OPTION CARE INC/DE                      DE       2.02,9.01                      02/20/07

ORTHOVITA INC                                    5.02                           02/16/07

OSIRIS THERAPEUTICS, INC.               DE       2.02,9.01                      02/19/07

PALATIN TECHNOLOGIES INC                DE       8.01,9.01                      02/16/07

Panglobal Brands Inc.                   DE       1.01,9.01                      02/15/07

PARK BANCORP INC                        DE       2.02,9.01                      02/20/07

PC MALL INC                             DE       2.02,9.01                      02/20/07

PENN OCTANE CORP                        DE       3.02,5.02                      02/13/07

PERMIAN BASIN ROYALTY TRUST             TX       2.02,9.01                      02/16/07

PERVASIVE SOFTWARE INC                  DE       5.02                           02/16/07

PETROLEUM DEVELOPMENT CORP              NV       8.01,9.01                      02/20/07

PETROLEUM DEVELOPMENT CORP              NV       1.01,9.01                      02/16/07

PharmaNet Development Group Inc         DE       5.02,9.01                      02/14/07

PHILADELPHIA CONSOLIDATED HOLDING COR   PA       2.02,9.01                      02/16/07

PHOTOWORKS INC /WA                      WA       5.02                           02/16/03

PLANETOUT INC                           DE       1.01,5.02,9.01                 02/14/07

PNC FINANCIAL SERVICES GROUP INC        PA       1.01,3.03                      02/13/07

POLARIS INDUSTRIES INC/MN               MN       1.01,7.01,9.01                 02/15/07

POOL CORP                               DE       5.02                           02/20/07

PORTLAND GENERAL ELECTRIC CO /OR/       OR       8.01                           02/12/07

POST PROPERTIES INC                     GA       5.02,5.03,9.01                 02/13/07

PRE PAID LEGAL SERVICES INC             OK       2.02,9.01                      12/31/06

PREFORMED LINE PRODUCTS CO              OH       2.02,9.01                      02/19/07

PREMIERWEST BANCORP                     OR       7.01,9.01                      02/20/07

PRIMUS GUARANTY LTD                              3.02                           02/14/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           02/20/07

PROVIDENCE & WORCESTER RAILROAD CO/RI   RI       4.02,9.01                      02/16/07

PYR ENERGY CORP                         DE       1.01,9.01                      02/14/07

QUAKER FABRIC CORP /DE/                 DE       1.01,9.01                      02/20/07

QUIDEL CORP /DE/                        DE       5.02,9.01                      02/14/07

RadNet, Inc.                            NY       5.03,8.01                      11/16/06    AMEND

RAM Holdings Ltd.                       D0       2.02,9.01                      02/20/07

RAMP Series 2007-RZ1 Trust              DE       8.01,9.01                      02/20/07

RANCHER ENERGY CORP.                    NV       5.02,7.01,9.01                 02/15/07

RARE HOSPITALITY INTERNATIONAL INC      GA       5.02,5.03,9.01                 02/13/07

RC2 CORP                                DE       2.02                           02/13/07    AMEND

Red Lion Hotels CORP                    WA       5.02                           02/13/07

REDWOOD TRUST INC                       MD       2.02,9.01                      02/20/07

REGAL ENTERTAINMENT GROUP               DE       1.01,2.01,9.01                 02/13/07

Renaissance Acquisition Corp.           DE       8.01,9.01                      02/16/07

RENAISSANCERE HOLDINGS LTD                       8.01                           02/14/07

Residential Asset Securitization Trus            8.01,9.01                      02/20/07

RETRACTABLE TECHNOLOGIES INC            TX       8.01,9.01                      02/15/07

RGC RESOURCES INC                       VA       1.01                           02/16/07

RIO VISTA ENERGY PARTNERS LP            DE       3.02,5.02                      02/15/07

RITE AID CORP                           DE       1.01,9.01                      02/15/07

ROCK OF AGES CORP                       DE       1.01,2.02,9.01                 02/20/07

Rockville Financial Inc.                         2.02,9.01                      02/20/07

RTI INTERNATIONAL METALS INC            OH       1.01,9.01                      02/13/07

RUDDICK CORP                            NC       5.02,9.01                      02/15/07

RURAL/METRO CORP /DE/                   DE       3.01,9.01                      02/15/07

SAN JUAN BASIN ROYALTY TRUST            TX       2.02,9.01                      02/16/07

SANTARUS INC                            DE       5.02                           02/15/07

SCANSOURCE INC                          SC       1.01,3.01,9.01                 02/13/07

SCHULMAN A INC                          DE       7.01,9.01                      02/16/07

SELECT MEDICAL CORP                     DE       5.02                           02/13/07

SELECT MEDICAL HOLDINGS CORP                     5.02                           02/13/07

SEQUENOM INC                            DE       5.02,8.01                      02/14/07

SERVICE CORPORATION INTERNATIONAL       TX       7.01,9.01                      02/20/07

Shire plc                                        2.02,4.02,9.01                 02/20/07

Shire plc                                        8.01,9.01                      02/20/07

SI INTERNATIONAL INC                    DE       2.02,9.01                      02/20/07

Siberian Energy Group Inc.              NV       8.01                           02/15/07

Siberian Energy Group Inc.              NV       1.01,3.02,9.01                 01/25/07

SIMCLAR INC                             FL       1.01,2.03,9.01                 01/26/07

SIMPLETECH INC                          CA       2.02,7.01,9.01                 02/20/07

SIRENZA MICRODEVICES INC                DE       1.01,9.01                      02/15/07

SIRIUS SATELLITE RADIO INC              DE       8.01,9.01                      02/19/07

SMART & FINAL INC/DE                    DE       1.01,2.02,5.01,8.01,9.01       02/20/07

SMF ENERGY CORP                         DE       2.02,9.01                      02/15/07

SMITH A O CORP                          DE       8.01,9.01                      02/13/07

Solar Power, Inc.                       NV       1.01,3.03,8.01,9.01            02/14/07

SOUTHERN UNION CO                       DE       5.02                           02/15/07

SOVEREIGN BANCORP INC                   PA       5.02                           02/13/07

SPARTAN STORES INC                      MI       5.02                           02/13/07

SPECTRE GAMING INC                      MN       8.01                           02/14/07

SPEEDWAY MOTORSPORTS INC                DE       5.02                           02/13/07

STAMPS.COM INC                          DE       2.02,9.01                      02/15/07

State Auto Financial CORP               OH       2.02,9.01                      02/15/07

STERLING BANCORP                        NY       8.01                           02/15/07

STOCKGROUP INFORMATION SYSTEMS INC      CO       1.01,9.01                      01/31/07

STOCKGROUP INFORMATION SYSTEMS INC      CO       5.02,9.01                      01/01/07

STOCKGROUP INFORMATION SYSTEMS INC      CO       2.01,3.01,9.01                 01/31/07    AMEND

STRATEGIC HOTELS & RESORTS, INC                  5.02,9.01                      02/13/07

SUPERIOR ESSEX INC                      DE       2.02,7.01,9.01                 02/19/07

SUPREME INDUSTRIES INC                  DE       8.01,9.01                      02/14/07

Switch & Data Facilities Company, Inc   DE       5.02,5.03,7.01,9.01            02/13/07

SYNTEC BIOFUEL INC                      WA       2.03                           02/16/07

Synthenol Inc                           FL       2.03                           02/16/07

SYNTROLEUM CORP                         DE       8.01                           02/20/07

SYNTROLEUM CORP                         DE       8.01                           02/20/07    AMEND

T-3 ENERGY SERVICES INC                 TX       5.02                           02/15/07

TANGER FACTORY OUTLET CENTERS INC       NC       2.02,7.01,9.01                 12/31/06

Tarpon Industries, Inc.                 MI       9.01                           02/16/07

TB WOODS CORP                           DE       1.01,5.02,7.01,9.01            02/16/07

TEAMSTAFF INC                           NJ       1.01,9.01                      02/14/07

TECHPRECISION CORP                               1.01,8.01,9.01                 02/13/07

TENNANT CO                              MN       2.02,5.02,9.01                 02/13/07

TENNECO INC                             DE       7.01,9.01                      02/19/07

TERREMARK WORLDWIDE INC                 DE       1.01,2.03,9.01                 02/15/07

THERAGENICS CORP                        DE       1.01,3.03,5.02,8.01,9.01       02/13/07

THERAVANCE INC                          DE       8.01,9.01                      02/20/07

Thomas Equipment, Inc.                  DE       1.01,2.03,3.02,9.01            11/08/06

Thomas Equipment, Inc.                  DE       1.01,2.03,3.02,9.01            01/17/07

Thomas Equipment, Inc.                  DE       1.01,2.03,3.02,9.01            02/13/07

THOMAS GROUP INC                        DE       5.02,9.01                      01/31/07

THORATEC CORP                           CA       5.02                           02/13/07

THORATEC CORP                           CA       2.02                           02/15/07    AMEND

TIME WARNER CABLE INC.                  DE       5.02                           02/13/07

TOR MINERALS INTERNATIONAL INC          DE       8.01,9.01                      02/15/07

TORCH ENERGY ROYALTY TRUST              DE       2.02,9.01                      02/20/07

TOREADOR RESOURCES CORP                 DE       7.01,9.01                      02/20/07

TORO CO                                 DE       2.02                           02/20/07

TORRENT ENERGY CORP                     CO       3.02                           02/13/07

TRANSAX INTERNATIONAL LTD               CO       1.01,9.01                      02/20/07

TRANSGENOMIC INC                        DE       3.01,9.01                      02/13/07

TRIDENT MICROSYSTEMS INC                DE       3.01,9.01                      02/13/07

TRUSTCO BANK CORP N Y                   NY       5.03,8.01,9.01                 02/20/07

TRUSTREET PROPERTIES INC                MD       7.01,9.01                      02/20/07

TYCO INTERNATIONAL LTD /BER/            D0       1.02,5.02,9.01                 02/20/07

U-Store-It Trust                        MD       1.02,2.02,5.02,9.01            02/13/07

UIL HOLDINGS CORP                       CT       2.02,9.01                      02/20/07

ULTRADATA SYSTEMS INC                   DE       4.01,9.01                      11/13/06

UNICORP INC /NEW                        NV       5.02,9.01                      02/15/07

UNIFI INC                               NY       2.02,7.01,9.01                 02/20/07

UNITED CAPITAL CORP /DE/                DE       2.02,9.01                      02/20/07

United Financial Bancorp Inc                     5.03,9.01                      02/15/07

UNITED FIRE & CASUALTY CO               IA       5.02,9.01                      02/16/07

UNITED HERITAGE CORP                    UT       8.01,9.01                      02/20/07

UNITED THERAPEUTICS CORP                DE       2.02,9.01                      02/20/07

UNIVERSAL AMERICAN FINANCIAL CORP       NY       2.02,7.01                      02/16/07

UNIVERSAL STAINLESS & ALLOY PRODUCTS    DE       8.01,9.01                      02/20/07

US CONCRETE INC                         DE       5.02                           02/20/07

US DATAWORKS INC                        NV       1.01,9.01                      02/13/07

USG CORP                                DE       5.02                           02/14/07

UTG INC                                          2.01,2.03,9.01                 02/16/07    AMEND

uWink, Inc.                             UT       7.01,9.01                      02/20/07

VALASSIS COMMUNICATIONS INC             DE       7.01,9.01                      02/20/07

VALLEY FINANCIAL CORP /VA/              VA       1.02                           02/20/07

VANTAGEMED CORP                         DE       1.01,8.01,9.01                 02/16/07

VECTREN CORP                            IN       8.01                           02/20/07

Veri-Tek International, Corp.           MI       7.01,9.01                      02/20/07

VIASAT INC                              CA       3.02,9.01                      02/16/07

VIASPACE Inc.                           NV       8.01,9.01                      02/20/07

VICAL INC                               DE       2.02,9.01                      02/20/07

VION PHARMACEUTICALS INC                DE       1.01,2.03,3.02,8.01,9.01       02/20/07

VirtualScopics, Inc.                    DE       5.02                           02/15/07

Visiphor CORP                           A1       9.01                           02/19/07

VITAL IMAGES INC                        MN       2.02,9.01                      02/20/07

VNUS MEDICAL TECHNOLOGIES INC                    1.01                           02/13/07

Volkswagen Auto Lease Trust 2004-A      DE       8.01,9.01                      02/20/07

Volkswagen Auto Lease Trust 2005-A               8.01,9.01                      02/20/07

VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2   DE       8.01,9.01                      02/20/07

Volkswagen Auto Loan Enhanced Trust 2            8.01,9.01                      02/20/07

Volkswagen Credit Auto Master Owner T   DE       8.01,9.01                      02/20/07

VULCAN MATERIALS CO                     NJ       1.01,8.01,9.01                 02/19/07

VWR International, Inc.                          5.02                           02/13/07

WAL MART STORES INC                     DE       2.02,9.01                      02/20/07

Warner Music Group Corp.                DE       8.01,9.01                      02/20/07

WASHINGTON BANKING CO                   WA       5.02                           02/14/07

WENDYS INTERNATIONAL INC                OH       7.01,9.01                      02/20/07

WEST CORP                               DE       1.01,9.01                      02/14/07

WEST PHARMACEUTICAL SERVICES INC        PA       2.02,9.01                      12/31/06

WESTERN ALLIANCE BANCORPORATION                  7.01                           02/20/07

WESTLAKE CHEMICAL CORP                           2.02,9.01                      02/20/07

WEYERHAEUSER CO                         WA       7.01                           02/16/07

WGL ENTERTAINMENT HOLDINGS, INC.        DE       5.01,5.03,9.01                 02/12/07

WHOLE FOODS MARKET INC                  TX       8.01,9.01                      02/16/07

WILMINGTON TRUST CORP                   DE       5.02                           02/13/07

WILSON HOLDINGS, INC.                   NV       4.01,9.01                      01/22/07

WINNER MEDICAL GROUP INC                NV       7.01,9.01                      02/20/07

WIRELESS AGE COMMUNICATIONS INC         NV       5.02,8.01                      02/13/07

Wonder Auto Technology, Inc             NV       7.01,9.01                      02/20/07

WORLD FINANCIAL NETWORK CREDIT CARD M   DE       8.01,9.01                      02/15/07

WORLD OMNI AUTO RECEIVABLES LLC         DE       1.01,8.01,9.01                 02/13/07

XERIUM TECHNOLOGIES INC                 DE       8.01,9.01                      02/20/07

XM SATELLITE RADIO HOLDINGS INC         DE       8.01,9.01                      02/19/07

ZYMOGENETICS INC                        WA       2.02,9.01                      02/15/07