SEC NEWS DIGEST

Issue 2003-193                                                October 9, 2003


ENFORCEMENT PROCEEDINGS
     

COMMISSION  DENIES  MOTION FOR RECONSIDERATION FILED BY  MICHAEL  FEELEY  AND
FEELEY & WILLCOX ASSET MANAGEMENT CORP.

     The  Commission  has denied the motion filed by Michael  J.  Feeley  and
     Feeley  &  Willcox  Asset  Management Corp. (collectively,  Respondents"
     seeking  reconsideration  of the Commission's July  10,  2003,  decision
     finding  violations by Respondents and imposing sanctions.  Respondents'
     motion  sought dismissal of the proceedings, consideration of additional
     evidence, and the modification of the sanctions imposed.  The Commission
     determined   that   reconsideration  was  not  appropriate   under   the
     circumstances.  (Rels. 33-8303; 34-48607; IA-2181; File No. 3-9571)

FINAL  JUDGMENT  ENTERED AGAINST PREMIER MARKETING AND INVESTMENTS,  INC.  IN
PRIME BANK SCHEME

     The Commission announced today that, on Sept. 24, 2003, the Honorable R.
     Gary  Klausner  of the U.S. District Court for the Central  District  of
     California granted the Commission's motion for entry of default judgment
     and  entered  a Final Judgment Of Permanent Injunction And Other  Relief
     Against  Premier  Marketing  and  Investments,  Inc.  (Final  Judgment).
     Premier  is  enjoined  from  violating the  registration  and  antifraud
     provisions  of the federal securities laws, specifically Sections  5(a),
     5(c)  and 17(a) of the Securities Act of 1933 and Section 10(b)  of  the
     Securities  Exchange Act of 1934 and Rule 10b-5 thereunder.   Under  the
     terms   of  the  Final  Judgment,  Premier  is  also  required  to   pay
     disgorgement in the amount of $4,497,451, plus prejudgment interest.
     
     In  January  2003, the Commission charged Los Angeles-based Premier  and
     its  president, Nicholas Roblee, a/k/a Nicholas Richmond, 34, of Encino,
     California, with fraudulently raising at least $4.5 million from  dozens
     of  investors nationwide, purportedly for the purpose of investing in  a
     variety of "high-yield" investment programs.  The defendants represented
     that  investors  could  earn returns of up to  200%  per  month  through
     various  programs, including high-yield promissory notes,  bridge  loans
     and  the  purchase and sale of precious metals.  In fact,  Richmond  and
     Premier  operated  a  "prime-bank" scheme and  misappropriated  investor
     funds  between November 2000 and January 2003.  On Jan.. 15,  2003,  the
     Court granted the Commission's request for a temporary restraining order
     against  Richmond  and  Premier, which, among other  things,  imposed  a
     freeze on defendants' assets and halted the ongoing fraud.
     
     In April 2003, Richmond was indicted in a criminal proceeding before the
     U.S. District Court for the Central District of California, arising  out
     of  the same facts as the Commission's case.  He is currently in custody
     and  awaiting trial, which is currently set for Jan. 13, 2004  (U.S.  v.
     Nicholas  Roblee,  Case  No. 03cr00322, C.D.  Cal.).   [SEC  v.  Premier
     Marketing  and Investments and Nicholas Roblee a/k/a Nicholas  Richmond,
     Civil Action No. 03-342 RGK (JTLx) C.D. Cal.] (LR-18399)
     
DISTRICT COURT FINDS DEFENDANT DAVID SIEGEL IN CIVIL CONTEMPT FOR FAILING TO
COMPLY WITH ORDER REQUIRING REPATRIATION OF ASSETS

     The Commission announced that on Sept. 30, 2003, the U.S. District Court
     for  the  Southern District of Florida issued an Order finding Defendant
     David  H.  Siegel (Siegel) in civil contempt for his failure  to  comply
     with  the  Court's  prior repatriation order.  The  Court  conducted  an
     evidentiary hearing over the course of three days after an Order to Show
     Cause  was issued upon the SEC's and Receiver's Joint Motion,  filed  on
     Sept.  27,  2002.   The Court held that the SEC and  Receiver  presented
     clear  and  convincing evidence that Siegel controls,  or  at  one  time
     controlled assets of investors which were transferred offshore, and that
     Siegel has failed to repatriate any of those assets and deposit them  in
     the  Court's  registry as previously ordered by the  Court.   The  Court
     further  held that Siegel, who invoked his Fifth Amendment right against
     self-incrimination  at  the  hearing, failed  to  produce  any  evidence
     showing  he  made  reasonable efforts in good faith to repatriate  those
     assets.  Siegel's invocation of his rights under the Fifth Amendment did
     not,  according to the Court, discharge his burden of producing evidence
     that  he was unable to comply with the Court's repatriation order.   The
     Court   has  requested  the  parties  to  file  briefs  concerning   the
     appropriate sanctions for Siegel's contempt.
     
     The contempt proceeding arises from the SEC's emergency action, filed on
     July  24,  2002, against American Financial Group of Aventura,  Inc.,  a
     Florida  corporation (AFG), and Siegel, AFG's senior vice president  and
     director of investments, and relief defendant American Wealth Management
     of  Aventura, Inc., a Florida corporation in connection with an  alleged
     fraudulent securities offering.  The SEC alleged that Siegel and  others
     had  been fraudulently offering and selling investment contracts in  the
     form  of  fractional participation in a restricted stock  loan  program,
     from its Aventura, Florida office.  The SEC's complaint alleges that AFG
     enticed  investors with promises of high returns with low  risk  because
     investments were purportedly over-collateralized with restricted  stock.
     The SEC's complaint further alleges that Siegel, a recidivist securities
     laws   violator,  misappropriated  investor  monies  and  issued   false
     statements to investors falsely showing high returns when, in fact,  the
     investments  were  losing value because Siegel was misappropriating  the
     money  raised by AFG.  The SEC's complaint also alleges that AFG  misled
     investors  by failing to disclose in its offering materials and  website
     that  Siegel had a long history of securities laws violations, including
     an  injunction entered against him in 1987 for participating in a  stock
     manipulation scheme.   The SEC charged AFG and Siegel with violations of
     Sections 17(a)(1), 17(a)(2) and 17(a)(3) of the Securities Act  of  1933
     and  Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
     thereunder.
          
     On  July  25, 2002, the Court granted the SEC's request for a  Temporary
     Asset Freeze Order (TAF), and other emergency relief.  The TAF provided,
     among other things that Siegel repatriate assets.  On Aug. 15, 2002, the
     Court  entered an Order of Temporary Asset Freeze (Order),  by  consent,
     against   Siegel.   The  Order  required  Siegel  to  comply  with   the
     repatriation provision contained in the TAF.  Because Siegel  failed  to
     comply  with that Order, on Sept. 27, 2002, the SEC and Receiver jointly
     moved  for an Order to Show Cause why he should not be held in contempt.
     [SEC v. American Financial Group of Aventura, Inc., et al., Case No. 02-
     22198-CIV-MARTINEZ (S.D. Fla.)] (LR-18400)
     
SEC  CHARGES  HACKER  WITH BREAKING INTO INVESTOR'S ONLINE  ACCOUNT,  PLACING
UNAUTHORIZED BUY ORDERS

     The  Commission today filed a complaint in the U.S. District  Court  for
     the  District  of  Massachusetts charging Van  T.  Dinh,  a  19-year-old
     resident of Phoenixville, Pennsylvania, with illicitly accessing through
     the  Internet  an  investor's online brokerage account  and  purchasing,
     without  the  account holder's knowledge, soon-to-be  worthless  options
     held by Dinh.  These bogus transactions saved Dinh approximately $37,000
     in trading losses.

     While  carrying  out his scheme, Dinh took great pains  to  conceal  his
     identity and evade detection, including assuming various online aliases,
     using  multiple e-mail accounts, and employing foreign Internet  service
     providers and several online anonymizing websites.
     
     In particular, the Commission's complaint alleges that:
     
       *  Between June 18 and 27, 2003, the defendant purchased over 9,100 Cisco
          Systems, Inc. put option contracts with a July 19, 2003 expiration date for
          $10 per contract.  These options gave Dinh the right to sell Cisco common
          stock at a price of $15 per share, but would expire worthless if the price of
          Cisco stock stayed above $15 per share.  As July 19 approached, it became
          increasingly likely that the Cisco options would expire worthless.
     
       *  On July 7, Dinh contacted several members of www.stockcharts.com, an
          investment analysis website, in order to obtain their e-mail addresses.
          Using an alias, Dinh filled out e-mail-based web forms inquiring about the
          members' personal websites; those who replied revealed their e-mail addresses
          to Dinh.
          
       *  The next day, using a second alias, Dinh e-mailed the members who had
          responded to his earlier inquiry and invited them to test a new stock-
          charting tool.  The e-mail invitation from Dinh directed the recipients to a
          website featuring a downloadable version of the purported stock-charting
          tool.  In reality, the program was a disguised version of "The Beast," a
          keystroke-logging program that allowed Dinh to remotely monitor the computer
          activity of those who downloaded it.
     
       *  At least one recipient of Dinh's July 8 e-mail, a TD Waterhouse online
          brokerage customer, unwittingly downloaded and installed The Beast on his
          home computer, thereby enabling Dinh to monitor his computer activities,
          identify his online brokerage account, and steal his log-in and password
          information.
     
       *  On the morning of July 11, eight days before their expiration, Dinh's
          Cisco options were more than $3 "out of the money."  Nevertheless, Dinh
          accessed his personal online brokerage account and placed a series of orders
          to sell his Cisco options at $5 per contract.  These sell orders went
          unfilled until Dinh infiltrated the TD Waterhouse account and placed
          corresponding orders to buy the Cisco options at the $5 contract price.  Each
          of these buy orders was executed against sell orders from Dinh's own account,
          until Dinh had sold 7,200 of his Cisco option contracts and depleted
          virtually all of the available cash in the TD Waterhouse account.
     
       *  On July 19, the Cisco options expired worthless.
     
     In  a  related action, Dinh was charged by the United States  Attorney's
     Office for the District of Massachusetts with securities fraud, mail and
     wire fraud, and causing damage in connection with unauthorized access to
     a protected computer.
     
     The  Commission's  action  seeks preliminary  and  permanent  injunctive
     relief, disgorgement of illegal proceeds with prejudgment interest,  and
     civil  monetary penalties based on Dinh's alleged violations of  Section
     17(a)  of the Securities Act of 1933 and Section 10(b) of the Securities
     Exchange  Act of 1934 and Rule 10b-5 thereunder.  [SEC v. Van  T.  Dinh,
     Civil  Action No. 03-CV-11964RWZ (D. Mass.)] (LR-18401; Press Rel. 2003-
     135)
          
FORMER  CONTROLLER  OF  NCI  BUILDING  SYSTEMS,  INC.  SETTLES  10(b)  CHARGE
CONCERNING NCI'S OVERSTATED INVENTORY

NCI ALSO SETTLES CEASE-AND-DESIST PROCEEDING
     
     The  U.S. Securities and Exchange Commission today filed a settled civil
     enforcement  action in U.S. District Court for the District of  Columbia
     against  Gregory L. English, former corporate controller of NCI Building
     Systems, Inc. (NCI), a Houston-based manufacturer of metal products  for
     the non-residential building industry.  The complaint alleges:
     
          *    On  June 8, 2001, NCI filed with the Commission a Form 10-K/A,
               restating  its financial statements for fiscal 1999  and  2000
               and  a Form 10-Q/A, restating its financial statements for the
               first  quarter  of  fiscal  year  2001.   According  to  these
               filings,  NCI  overstated net earnings by $1.3 million  during
               the third and fourth quarters of fiscal 1999, $7.5 million for
               fiscal  2000 and $1.2 million for the first quarter of  fiscal
               2001.
          
          *    A number of accounting errors at NCI's Components Division had
               resulted   in   material  misstatement  of   NCI's   financial
               statements.   The errors resulted primarily from:   (1)  NCI's
               failure  to  update  standard costs and  scrap  metal  factors
               following  NCI's  migration  to a new  management  information
               system (the "MIS system") in May 1999, and (2) failed attempts
               by   NCI   accounting  personnel  to  manually  correct   (via
               unsupported  journal  entries)  for  MIS  problems  in  a  key
               inventory liability account.
          
          *    In  July 2000, following an annual physical inventory  at  the
               company's components division, an accounting employee informed
               English  that  a  probable  "pick-up"  of  approximately  $2.6
               million  would be made on the books, resulting in an  increase
               in recorded book inventory.
               Soon after, the employee retracted this initial conclusion and
               informed  English  that book inventory exceeded  the  physical
               counts  by  more  than  $2  million,  requiring  that  English
               decrease the book inventory number.  Despite this information,
               in  August  2000, English proceeded to authorize the erroneous
               $2.6 million entry.
          *    As  NCI's  corporate controller, English knew, or was reckless
               in not knowing, that the inventory overstatement would have  a
               material  effect on NCI's financial statements.  In  addition,
               English knew or should have known of errors with NCI's new MIS
               system and failed to correct them.
     
     Without  admitting or denying the allegations in the complaint,  English
     consented  to  the entry of a Final Judgment permanently  enjoining  him
     from  future  violations  of  (or aiding  and  abetting  violations  of)
     Sections  10(b),  13(a), 13(b)(2)(A), 13(b)(2)(B) and  13(b)(5)  of  the
     Securities  Exchange Act of 1934 and Exchange Act Rules  10b-5,  12b-20,
     13a-1,  13a-13  and 13b2-1.  The Final Judgment also imposes  a  $25,000
     civil  penalty  and  prohibits English from serving  as  an  officer  or
     director of a public company for five years.
     
     The  Commission  also  issued  a  settled cease-and-desist  order  today
     (Order)  against NCI.  The findings in the Order involved  a  number  of
     accounting  errors  at the company, many of which  were  caused  by  the
     implementation of the MIS system in May 1999.  The Order notes that  the
     Commission  took into account remedial acts promptly undertaken  by  the
     respondent and cooperation afforded the Commission staff.
     
     NCI  neither  admitted nor denied the findings in  the  Order.   In  the
     Order,  the Commission Ordered that NCI cease and desist from committing
     or  causing any violations and any future violations of Sections  13(a),
     13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20,  13a-1
     and  13a-13  thereunder.  NCI common stock trades on the New York  Stock
     Exchange under the symbol NCS.   [SEC v. Gregory L. English, No. 1:03-CV-
     02061, USDC, D.D.C., COLLYER] (LR-18402; AAE Rel. 1893); (Administrative
     Proceeding In the Matter of NCI Building Systems, Inc. - Rel.  34-48608;
     AAE Rel. 1892; File No. 3-11296)
     
SEC CHARGES FORMER CHIEF ACCOUNTING OFFICER OF ENRON NORTH AMERICA WITH FRAUD

Defendant  Barred From Serving As Officer Or Director of Public  Company  and
Ordered to Pay $500,000; Will Cooperate With Government Investigations

     The  Commission  today  charged  Wesley H.  Colwell,  the  former  Chief
     Accounting Officer of Enron North America, with violating the  antifraud
     provisions of the federal securities laws.  Without admitting or denying
     the  allegations  of the Complaint, Colwell has agreed  to  be  enjoined
     permanently from violating Sections 10(b) and 13(b)(5) of the Securities
     Exchange Act of 1934 and Exchange Act Rules 10b-5 and 13b2-1, and aiding
     and abetting the violation of Sections 13(a), and 13(b)(2)(A) and (B) of
     the  Exchange Act and Exchange Act Rules 12b-20, 13a-1 and  13a-13.   In
     addition,  Colwell has agreed to be barred from acting as an officer  or
     director of a public company, and will pay $300,000 in disgorgement  and
     prejudgment interest and a civil penalty of  $200,000.  As part of  this
     settlement,   Colwell   will  continue  to   cooperate   with   on-going
     investigations  into  Enron  Corp.  by  the  Securities   and   Exchange
     Commission and the U.S. Department of Justice Enron Task Force.
     
     As  alleged  in  the  Complaint, Colwell, along with  others  at  Enron,
     engaged  in  a  wide  ranging scheme to defraud by manipulating  Enron's
     publicly  reported  earnings through a variety of  devices  designed  to
     produce materially false and misleading financial results.  This  scheme
     included  the  misuse  of  reserve  accounts,  concealment  of   losses,
     inflation  of  asset  values, and deliberate use of improper  accounting
     treatment  for  transactions.  For example, for year 2000,  Colwell  and
     others  are alleged to have deferred over $400 million in earnings  into
     reserve accounts within Enron North America (ENA).  Subsequently, during
     first  and  second quarter 2001, it is alleged that Colwell  and  others
     used  reserve  accounts within ENA to mask over  $1  billion  in  losses
     associated  with  Enron's retail energy business, Enron Energy  Services
     (EES).   It is further alleged that when Enron needed earnings in  third
     quarter 2001, Colwell and others released from ENA reserve accounts over
     $200 million of previously deferred trading profits.  The Complaint also
     alleges that Colwell and others manipulated the value of Enron's largest
     private  merchant asset, Mariner Energy Inc., and improperly  avoided  a
     write-down  associated with the disposition of its  subsidiary,  Houston
     Pipeline Co.

     Specifically, the Commission's Complaint alleges as follows:
     
  *   Improper  Use  of  Reserves To Manage Earnings:  Colwell  and  others
     deliberately manipulated Enron reserve accounts to smooth the volatility of
     earnings of its wholesale energy trading business; to conceal losses of its
     retail energy business; and generally to enable Enron to announce that it had
     met or exceeded performance expectations.  For example, when ENA generated
     trading  profits in the third and fourth quarters of 2000  that  greatly
     exceeded Enron's internal targets, Enron placed earnings into a previously
     established reserve known as "Schedule C."  In these quarters and others,
     Colwell  and  others improperly used amounts placed into Schedule  C  as
     necessary  to  fulfill  internal targets and satisfy  external  earnings
     expectations.  Earnings improperly reserved and improperly  released  by
     Colwell and others significantly affected Enron's financial reporting and
     related  public disclosures.  By the end of 2000, over $400  million  in
     earnings were improperly withheld from Enron's reported earnings.  When Enron
     later needed earnings in the third quarter of 2001, it released over $200
     million  from Schedule C.  Colwell and others knew that Enron's  use  of
     Schedule C to manipulate reported earnings was improper and did not comply
     with applicable accounting standards.
     
  *  Hiding Losses Of Enron's Retail Business:  Enron used reserve accounts
     within  ENA to hide hundreds of millions of losses associated with  EES,
     Enron's heavily touted retail energy trading business.  By various means,
     Colwell and others concealed within ENA a significant portion of EES losses,
     which materially affected the first and second quarter 2001 operating results
     of EES and of Enron's largest business segment, Enron Wholesale Services
     (Wholesale).  These means included transferring uncollectible EES receivables
     to ENA, which then would establish the necessary reserves, and by moving EES'
     "risk management activities" into ENA so that significant EES contract write-
     downs and other EES related losses would be charged against Enron's Wholesale
     business segment.  In first quarter 2001, EES losses hidden in ENA exceeded
     $700 million.  In second quarter 2001, additional EES losses of over $300
     million were hidden in ENA.
  
  *  Fraudulently Inflating Mariner Energy, Inc.:  Enron, through Colwell and
     others, fraudulently inflated the value of its largest private "merchant"
     asset, Mariner Energy, Inc., an oil and gas exploration company.  In the
     fourth quarter of 2000, Enron needed an additional $100 million of earnings
     to achieve budget targets that formed the basis of its earnings-per-share
     objective  for  that  quarter.  To meet this need,  Colwell  and  others
     fraudulently increased the recorded value of Mariner by approximately $100
     million.   Colwell  and others knew that Mariner's fourth  quarter  2000
     valuation was an amount arbitrarily selected to generate fictitious mark-to-
     market earnings sufficient to meet Enron's targets.

  *  Improper Avoidance of Write-Down of Houston Pipeline Asset:   In  the
     second quarter of 2001, Enron failed to recognize a material loss relating to
     the impairment of assets of its subsidiary, Houston Pipeline Company (HPL).
     As  early  as  the  summer of 2000, Enron knew that  HPL's  assets  were
     significantly impaired, i.e., their market value was significantly below
     their   recorded  value  in  Enron's  financial  statements.   In  these
     circumstances,  a conventional sale of HPL by Enron would  result  in  a
     significant loss.  To avoid recognizing such a loss, Enron structured  a
     transaction with a third party buyer such that certain HPL assets would be
     leased rather than sold.  However, before executing the lease, Enron agreed
     to accept a single up-front prepayment rather than annual payments for the
     initial  lease term.  This change lowered the total amount of  the  cash
     payments due under the lease, reducing the lease's future cash flows to a
     level insufficient to allow Enron to recover the recorded value of the HPL
     assets.  Needing to justify not recognizing an impairment loss caused by the
     change in the lease payments, Colwell and others employed an impairment test
     using a series of future "deemed" cash flows that were, in fact, never to be
     received.  If the actual cash flows as specified in the lease had been used
     in  the impairment test, Enron would have recorded an impairment loss of
     approximately $1.4 billion.
  
     In  agreeing  to  this  settlement, the  Commission  took  into  account
     Colwell's  continuing  cooperation in the on-going investigations  being
     conducted  by  the Commission and the U.S. Department of  Justice  Enron
     Task  Force.   [SEC  v.  Wesley H. Colwell, Civil Action  No.  H-03-4308
     (SDTX)] (LR-18403; AAE Rel. 1894)
     

     
INVESTMENT COMPANY ACT RELEASES
     

MLIG VARIABLE INSURANCE TRUST AND ROSZEL ADVISORS, LLC

     A  notice has been issued giving interested persons until Nov. 3,  2003,
     to  request a hearing on an Application filed by MLIG Variable Insurance
     Trust  (Trust)  and  Roszel Advisors.  Applicants seek  an  order  under
     Sections 9(a), 13(a), 15(a) and 15(b) of the Investment Company Act  and
     Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder to permit life insurance
     company  separate accounts supporting variable life insurance  contracts
     (and  their  insurance company depositors) to invest in  shares  of  the
     Trust or a future trust when the following other types of investors also
     hold  shares  of  the  Trust  or a future trust:  (1)  a  variable  life
     insurance  (VLI)  account of a life insurance company  that  is  not  an
     affiliated  person of the insurance company depositor of any  other  VLI
     account,   (2)   the  Trust's  or  future  trust's  investment   adviser
     (representing seed money investments in the Trust or future trust),  (3)
     a  life  insurance company separate account supporting variable  annuity
     contracts,  or  (4) a qualified pension or retirement plan.   (Rel.  IC-
     26203 - October 8)

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, ET AL.

     A  notice has been issued giving interested persons until Nov. 3,  2003,
     to  request  a  hearing on an application filed by the Lincoln  National
     Life  Insurance Company (Lincoln) and Lincoln National Variable  Annuity
     Account  C (collectively, Applicants).  The Applicants request an  order
     pursuant  to  Section 11(a) of the Investment Company Act approving  the
     terms  of  a  proposed offer of exchange of MultiFundr  5,  an  existing
     variable  annuity contract issued by Lincoln and made available  through
     Variable  Annuity  Account C, for MultiFundr 2, 3,  and  4,  outstanding
     annuity  contracts  also  issued by Lincoln and made  available  through
     Variable Annuity Account C.   (Rel. IC-26204 - October 8)
     
JF INTERNATIONAL MANAGEMENT INC., ET AL.

     The  Commission  has  issued  a  temporary  order  to  JF  International
     Management  Inc.,  et al., under Section 9(c) of the Investment  Company
     Act.   The temporary order exempts applicants from Section 9(a)  of  the
     Act, with respect to a securities-related injunction entered by the U.S.
     District  Court for the District of Columbia on Oct. 8, 2003, until  the
     Commission takes final action on the application for a permanent  order.
     A notice has been issued giving interested persons until Nov. 3, 2003 to
     request a hearing on the application filed by applicants for a permanent
     order under Section 9(c) of the Act.  (Rel. IC-26205 - October 8)


     
SELF-REGULATORY ORGANIZATIONS
     

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule  change filed by the Pacific Exchange (SR-PCX-2003-56)
     relating  to  an  amendment  to the PCX Plus electronic  book  execution
     feature  and implementation date has become immediately effective  under
     Section 19(b)(3)(A) of the Securities Exchange Act of 1934.  Publication
     of  the proposal is expected in the Federal Register during the week  of
     October 13.  (Rel. 34-48595)

     A  proposed  rule change (SR-PCX-2003-57) filed by the Pacific  Exchange
     relating  to  the Exchange's Schedule of Fees and charges  for  Exchange
     services  has  become  effective  under  Section  19(b)(3)(A)   of   the
     Securities  Exchange  Act of 1934.  Publication of  the  notice  in  the
     Federal  Register is expected during the week of October 13.  (Rel.  34-
     48597)

PROPOSED RULE CHANGE
     
     A  proposed rule change and an amendment thereto have been filed by  the
     Boston  Stock  Exchange  (SR-BSE-2003-08)  relating  to  the  Exchange's
     proposed  Instant  Liquidity Access service for  certain  limit  orders.
     Publication  of the proposal is expected in the Federal Register  during
     the week of October 13.  (Rel. 34-48596)
     
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  Commission noticed and granted accelerated approval to  a  proposed
     rule  change  (SR-Amex-2003-42) and Amendment Nos. 1, 2  and  3  thereto
     submitted  by  the  American  Stock  Exchange  relating  to  shareholder
     approval of stock option and equity compensation plans.  Publication  of
     the  proposal  is expected in the Federal Register during  the  week  of
     October 13.  (Rel. 34-48610)

WITHDRAWAL GRANTED

     An  order  has  been issued granting the application of  ALARIS  Medical
     Systems, Inc. to withdraw its Common Stock, $.01 par value, from listing
     and  registration  on  the  American Stock Exchange,  effective  at  the
     opening of business on October 9.  (Rel. 34-48604)

WITHDRAWAL SOUGHT

     A  notice has been issued giving interested persons until October 30  to
     comment  on  the application of Able Laboratories, Inc. to withdraw  its
     Common  Stock,  $.01  par value, from listing and  registration  on  the
     Boston Stock Exchange.  (Rel. 34-48605)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

     
SB-2    AMNIS SYSTEMS INC, 3450 HILLVIEW AVENUE, PALO ALTO, CA, 94304,
        6508550200 - 102,539,605 ($6,014,876.28) Equity, (File 333-109549 -
        Oct. 8) (BR. 37)

S-8     MAXIMUM DYNAMICS INC, 2 N CASCADE AVE, STE 1100, COLORADO SPRINGS, CO,
        80903, 7193387743 - 3,470,000 ($119,715.00) Equity, (File 333-109551 -
        Oct. 8) (BR. 03)

S-8     COMMONWEALTH ENERGY CORP, 0 ($16,339,572.00) Equity, (File 333-109552 -
        Oct. 8) (BR. 02)

S-3     MAGELLAN PETROLEUM CORP /DE/, 149 DURHAM RD, OAKPARK UNIT 31, MADISON,
        CT, 06443, 2032457664 - 1,300,000 ($1,664,000.00) Equity,
        (File 333-109553 - Oct. 8) (BR. 04)

S-3     MACROCHEM CORP, 110 HARTWELL AVE, LEXINGTON, MA, 02173, 6178624003 -
        5,614,416 ($4,912,614.00) Equity, (File 333-109554 - Oct. 8) (BR. 01)

S-3     ALANCO TECHNOLOGIES INC, 15575 N 83RD WAY, SUITE 3, SCOTTSDALE, AZ,
        85260, 4806071010 - 10,037,704 ($4,416,589.76) Equity,
        (File 333-109555 - Oct. 8) (BR. 03)

S-3     CIPHERGEN BIOSYSTEMS INC, 5105052100 -
        0 ($30,000,000.00) Debt Convertible into Equity, (File 333-109556 -
        Oct. 8) (BR. 36)

S-8     GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY,
        BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 50,000 ($500.00) Other,
        (File 333-109557 - Oct. 8) (BR. 01)

S-1     JEWETT CAMERON TRADING CO LTD, 32275 NW HILLCREST, NORTH PLAINS, OR,
        97133, 5036470110 - 500,000 ($3,500,000.00) Equity, (File 333-109558 -
        Oct. 8) (BR. 06)

S-3     VIISAGE TECHNOLOGY INC, 30 PORTER ROAD, LITTLETON, MA, 01460,
        6179522200 - 3,973,510 ($16,052,980.40) Equity, (File 333-109559 -
        Oct. 8) (BR. 03)

S-8     VSE CORP, 2550 HUNTINGTON AVE, ALEXANDRIA, VA, 22303, 7039604600 -
        75,500 ($941,862.50) Equity, (File 333-109561 - Oct. 8) (BR. 06)

S-8     AMERICAN STANDARD COMPANIES INC, ONE CENTENNIAL AVENUE, P O BOX 6820,
        PISCATAWAY, NJ, 08855-6820, 7329806000 - 0 ($6,067,600.00) Equity,
        (File 333-109562 - Oct. 8) (BR. 06)

S-3     ARQULE INC, 19 PRESIDENTIAL WAY, WOBURN, MA, 01801, 6173954100 -
        0 ($21,279,648.00) Equity, (File 333-109564 - Oct. 8) (BR. 01)

S-11    GOVERNMENT PROPERTIES TRUST INC, 0 ($115,000,000.00) Equity,
        (File 333-109565 - Oct. 8) (BR. )

S-8     BIOMASSE INTERNATIONAL INC, 7545240558 -
        2,500,000 ($7,500,000.00) Equity, (File 333-109566 - Oct. 8) (BR. 04)

S-8     US TELESIS HOLDINGS INC, P.O. BOX 415, BOSTON, MA, 02117,
        1,000,000 ($4,000.00) Equity, (File 333-109567 - Oct. 8) (BR. 09)

S-3     RLI CORP, 9025 N LINDBERGH DR, PEORIA, IL, 61615, 3096921000 -
        0 ($150,000,000.00) Other, (File 333-109568 - Oct. 8) (BR. 01)

S-4     NEWALLIANCE BANCSHARES INC, 0 ($77,369,050.00) Equity,
        (File 333-109569 - Oct. 8) (BR. 07)

S-3     BIG 5 SPORTING GOODS CORP, 2525 EAST EL SEGUNDO BOULEVARD, EL SEGUNDO,
        CA, 90245-4632, 3102977706 - 6,171,074 ($96,392,175.88) Equity,
        (File 333-109570 - Oct. 8) (BR. 02)

S-3     TRANSWITCH CORP /DE, THREE ENTERPRISE DRIVE, SHELTON, CT, 06484,
        2039298810 - 189,482 ($468,020.54) Equity, (File 333-109571 - Oct. 8)
        (BR. 36)

S-8     STMICROELECTRONICS NV, ROUTE DE PRE BOIS 20 CASE POSTALE,
        1898 1215 GENEVA, GENEVA, V8, 15, 3350402640 -
        30,892,500 ($851,127,000.80) Equity, (File 333-109572 - Oct. 8) (BR. 36)

F-3     ACETEX CORP, 750 WORLD TRADE CENTRE, 999 CANADA PLACE, VANCOUVER BC,
        A1, 6046889600 - 0 ($9,303,575.64) Other, (File 333-109573 - Oct. 8)
        (BR. 02)
     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10.  Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11.  Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12.  Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
2U ONLINE COM INC                       DE            X                      10/08/03

ACTION PRODUCTS INTERNATIONAL INC       FL                    X              10/07/03

ADVANCED LIGHTING TECHNOLOGIES INC      OH                X   X       X      10/03/03

AEGIS ASSESSMENTS INC                   DE            X                      09/15/03

AGE RESEARCH INC                        UT                X                  05/22/03    AMEND

ALCOA INC                               PA                            X      10/07/03

AMERICAN EXPRESS CO                     NY                    X              10/01/03

AMERICAN FINANCIAL REALTY TRUST                       X   X                  09/30/03

AMERICAN RETIREMENT CORP                TN      X                            10/08/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X                  10/08/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X                  10/08/03

AMERISOURCEBERGEN CORP                  DE            X   X                  10/07/03

ARGENT SECURITIES INC                                     X                  10/08/03

ARGENT SECURITIES INC                                     X                  10/08/03

ATCHISON CASTING CORP                   KS        X       X                  09/30/03

BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE            X   X                  06/24/03

BANC OF AMERICA FUNDING CORP MORT PAS   DE            X                      04/30/03

BANC OF AMERICA FUNDING CORP MORT PAS   DE            X   X                  11/26/02

BARR LABORATORIES INC                   NY            X                      10/08/03

BAYVIEW FINANCIAL SECURITIES CO LLC     DE            X                      10/06/03

BERKSHIRE HATHAWAY INC                  DE            X                      10/06/03

BIORELIANCE CORP                        DE      X     X   X                  09/23/03

BOISE CASCADE CORP                      DE                X           X      10/08/03

BORLAND SOFTWARE CORP                   DE                            X      10/08/03    AMEND

BOSTONFED BANCORP INC                   DE            X   X                  10/08/03

BRINKS CO                               VA            X                      10/08/03

BROWN & BROWN INC                       FL                            X      10/08/03

BSI2000 INC                             DE            X                      10/08/03

CALPINE CORP                            DE            X                      10/03/03

CALPINE CORP                            DE            X                      10/06/03

CAPITAL BANCORP INC                     TN            X   X   X       X      10/08/03

CARAUSTAR INDUSTRIES INC                NC                    X       X      10/08/03

CATALINA MARKETING CORP/DE              DE          X     X                  10/02/03

CATERPILLAR INC                         DE            X                      10/08/03

CENDANT MORTGAGE CAPITAL LLC            DE            X   X                  10/08/03

CENTURY REALTY TRUST                    IN                            X      09/30/03

CERNER CORP /MO/                        DE                X   X              10/08/03

CHART INDUSTRIES INC                    DE                    X              10/07/03

CHASE MORTGAGE FINANCE CORP             DE      X         X                  09/25/03

CHIQUITA BRANDS INTERNATIONAL INC       NJ                    X              10/07/03

CIMAREX ENERGY CO                       DE                X   X              10/07/03

COLE NATIONAL CORP /DE/                 DE            X   X                  10/08/03

COLE NATIONAL GROUP INC                 DE            X   X                  10/08/03

COLLAGENEX PHARMACEUTICALS INC          DE            X                      10/03/03

COMMERCE GROUP INC /MA                  MA            X                      10/07/03

COMPUTERIZED THERMAL IMAGING INC        NV            X                      10/03/03

CONCERTO SOFTWARE INC                   DE            X   X           X      10/07/03

CORVU CORP                              MN            X                      10/08/03

COSTCO WHOLESALE CORP /NEW              WA                            X      10/08/03

CRDENTIA CORP                           DE      X         X                  10/02/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      10/08/03

CSFB MORTGAGE-BACKED PASS-THROUGH CER   DE            X                      10/08/03

CSG SYSTEMS INTERNATIONAL INC           DE            X   X                  10/08/03

CYOP SYSTEMS INTERNATIONAL INC          NV            X   X                  09/24/03

DAVE & BUSTERS INC                      MO                X   X              10/08/03

DELCO REMY INTERNATIONAL INC            DE            X   X                  10/03/03

DOMINION HOMES INC                      OH                X   X       X      10/08/03

DOV PHARMACEUTICAL INC                  DE            X   X                  10/02/03

DREW INDUSTRIES INCORPORATED            DE            X   X                  10/07/03

DYNAMICS RESEARCH CORP                  MA                X           X      10/08/03

ELECTRIC AQUAGENICS UNLIMITED INC       DE            X   X                  10/07/03

EMPIRE RESORTS INC                      DE            X   X                  10/08/03

EMULEX CORP /DE/                        DE            X   X                  10/08/03

ENDOCARDIAL SOLUTIONS INC               DE            X   X                  10/07/03

EQUITY ONE ABS INC                      DE            X   X                  10/06/03

EXCHANGE BANCSHARES INC                 OH            X   X                  10/08/03

FAIRCHILD CORP                          DE            X   X                  10/08/03

FAIRPOINT COMMUNICATIONS INC            DE                X   X              10/08/03

FINISAR CORP                            DE            X   X                  10/07/03

FIRST FEDERAL BANKSHARES INC            DE          X                        10/06/03    AMEND

FIRST MIDWEST FINANCIAL INC             DE            X   X                  10/06/03

FLEXIINTERNATIONAL SOFTWARE INC/CT      DE            X   X                  10/07/03

FNB CORP/FL/                            FL            X   X                  10/08/03

FRANKLIN STREET PROPERTIES CORP /MA/                          X              10/08/03

FRIEDMAN BILLINGS RAMSEY GROUP INC      VA            X   X                  10/02/03

FRONT PORCH DIGITAL INC                 NV                X                  07/31/03    AMEND

FULLER H B CO                           MN          X     X                  10/01/03

GALAXY ENERGY CORP                      CO            X   X                  10/07/03

GAMESTATE ENTERTAINMENT INC             NV      X     X X                    04/20/03

GENAERA CORP                            DE            X   X                  10/07/03

GENAERA CORP                            DE            X                      10/08/03

GENENTECH INC                           DE            X   X                  10/08/03

GENERAL DATACOMM INDUSTRIES INC         DE          X     X                  10/01/03

GLACIER WATER SERVICES INC              DE      X         X                  10/07/03

GOLF ROUNDS COM INC                     DE            X   X                  09/19/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  09/15/03

GREENPOINT MORTGAGE SECURITIES INC/     DE            X   X                  09/25/03

GREENVILLE FIRST BANCSHARES INC         SC                            X      10/07/03

GROUP 1 AUTOMOTIVE INC                  DE                    X              10/07/03

GS MORTGAGE SECURITIES CORP             DE            X   X                  10/06/03

GTECH HOLDINGS CORP                     DE            X                      10/08/03

HIENERGY TECHNOLOGIES INC               DE            X                      10/07/03

HMG COURTLAND PROPERTIES INC            DE          X                        10/03/03

HOUSEHOLD MORTGAGE FUNDING CORP III     DE            X   X                  10/03/03

IMAGE ENTERTAINMENT INC                 CA      X         X                  09/23/03    AMEND

IMAGEMAX INC                            PA            X   X                  10/08/03

IMPATH INC                              DE            X   X                  09/30/03

IMPCO TECHNOLOGIES INC                  DE      X         X                  10/06/03    AMEND

INSTAPAY SYSTEMS INC                    UT            X   X                  10/06/03

INTERNATIONAL SMART SOURCING INC        DE          X                        09/22/03    AMEND

INYX INC                                NV                    X       X      10/08/03

JACOBSON STORES INC                     MI            X   X                  10/01/03

JCM PARTNERS LLC                        DE            X   X                  09/24/03

KANSAS CITY SOUTHERN                    DE                X   X              10/08/03

KIRSHNER ENTERTAINMENT & TECHNOLOGIES   FL            X                      09/19/03

KOSS CORP                               DE                X   X       X      10/06/03

L & L FINANCIAL HOLDINGS INC            NV              X                    10/07/03

LA-Z-BOY INC                            MI                    X              10/08/03

LABONE INC/                             MO                    X              10/08/03

LAKES ENTERTAINMENT INC                 MN                X   X              10/08/03

LAND O LAKES INC                                      X                      10/08/03

LEFT RIGHT MARKETING TECHNOLOGY INC     DE          X     X                  10/01/03    AMEND

LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE   DE            X   X                  09/24/03

LEHMAN BROTHERS HOLDINGS INC            DE                X                  10/08/03

LONE STAR STEAKHOUSE & SALOON INC       DE            X   X                  10/06/03

LORAL SPACE & COMMUNICATIONS LTD        D0                X   X              10/06/03

LOTUS PACIFIC INC                       DE            X                      09/30/03

MAIR HOLDINGS INC                       MN            X   X                  10/07/03

MARINE JET TECHNOLOGY CORP              NV                X   X              10/08/03

MATERIAL TECHNOLOGIES INC /CA/          DE    X                              09/24/03

MCDONALDS CORP                          DE                            X      10/07/03

MCDONALDS CORP                          DE                            X      10/07/03    AMEND

MERCURY AIR GROUP INC                   NY            X   X                  09/30/03

MICROHELIX INC                          OR            X   X                  10/06/03

MICRON ENVIRO SYSTEMS INC               NV            X                      10/08/03

MONARCH CASINO & RESORT INC             NV          X                        10/01/03

MOORE HANDLEY INC /DE/                  DE            X                      10/07/03

MORTGAGE ASSET SECURITIZATION TRANSAC   DE            X   X                  10/07/03

MORTGAGE PASS THROUGH CERTIFICATES SE   DE            X   X                  05/23/02

MOTOROLA INC                            DE            X                      10/06/03

MUTUALFIRST FINANCIAL INC               MD            X   X                  10/08/03

NATIONAL HEALTHCARE CORP                DE            X                      10/08/03

NAVISTAR FINANCIAL CORP                 DE            X                      08/31/03

NAVISTAR FINANCIAL RETAIL RECEIVABLES   DE            X                      08/31/03

NETPLEX GROUP INC                       NY            X                      10/08/03

NEUROGENESIS INC                        DE          X                        09/17/03

NEW CENTURY MORTGAGE SEC HOME EQUITY    DE      X         X                  10/08/03

NOBLE CORP                                                X   X              10/08/03

NS GROUP INC                            KY                X           X      10/07/03

NTL EUROPE INC                          DE            X   X                  10/07/03

O CHARLEYS INC                          TN                    X       X      10/07/03

PANAVISION INC                          DE            X   X                  10/08/03

PEOPLES FINANCIAL SERVICES CORP/        PA            X                      10/08/03

PEOPLESOFT INC                          DE                X           X      10/06/03

PERFECTDATA CORP                        CA            X                      10/03/03

POLAR MOLECULAR HOLDING CORP            DE            X   X                  10/08/03

PRACTICEWORKS INC                       DE    X               X              10/07/03

PRETORY USA INC                         NV          X     X                  09/19/03    AMEND

PROTALEX INC                            NM            X                      10/01/03

REGENERON PHARMACEUTICALS INC           NY            X   X                  10/08/03

REGENT TECHNOLOGIES INC                 CO            X X                    10/08/03

REPUBLIC ENGINEERED PRODUCTS HOLDINGS             X       X                  10/06/03

RESIDENTIAL ASSET MOR PRO INC GMACM M   DE            X   X                  10/08/03

ROBBINS & MYERS INC                     OH                X           X      10/08/03

RONSON CORP                             NJ            X   X                  09/24/03

RPM INTERNATIONAL INC/DE/               DE                            X      10/08/03

SAFETY COMPONENTS INTERNATIONAL INC     DE            X                      10/08/03

SELECTIVE INSURANCE GROUP INC           NJ                            X      10/08/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  09/19/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  09/22/03

SEQUOIA MORTGAGE FUNDING CORP           MD            X   X                  09/30/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  09/22/03

SERIES 2003-PWR2 COMMERCIAL MORTGAGE    DE            X   X                  09/23/03

SEVEN SEAS PETROLEUM INC                B0            X   X   X              06/25/03

SIMON PROPERTY GROUP INC /DE/           DE            X   X                  10/08/03

SKYWAY COMMUNICATIONS HOLDING CORP      FL            X   X                  10/08/03

SONUS NETWORKS INC                      DE                            X      10/08/03

SOUTHERN UNION CO                       DE            X   X                  10/01/03

SOUTHERN UNION CO                       DE                X   X              10/08/03

SOUTHWESTERN ENERGY CO                  AR                X   X              10/07/03

SOUTHWESTERN ENERGY CO                  AR                X   X              10/07/03

SPECIALIZED LEASING INC                 NV          X                        10/08/03

SPEEDEMISSIONS INC                      FL          X                        08/25/03    AMEND

ST MARY LAND & EXPLORATION CO           DE                X           X      10/06/03

SUMMA INDUSTRIES/                       DE                X           X      10/08/03

SUPERVALU INC                           DE                X           X      10/08/03

TALK AMERICA HOLDINGS INC               DE                X           X      10/06/03

TECHTEAM GLOBAL INC                     DE            X   X                  10/06/03

TERENCENET INC                          NV            X                      10/01/03

TEREX CORP                              DE                X   X              10/08/03

TOPPS CO INC                            DE            X                      10/08/03

TOREADOR RESOURCES CORP                 DE          X                        09/23/03    AMEND

TROPICAL SPORTSWEAR INTERNATIONAL COR   FL            X                      10/08/03

ULTRALIFE BATTERIES INC                 DE            X   X                  10/07/03

UNION ELECTRIC CO                       MO            X   X                  10/07/03

US HOME SYSTEMS INC                     DE                X   X              10/07/03

V ONE CORP/ DE                          DE          X     X                  10/02/03

VALUE CITY DEPARTMENT STORES INC /OH    OH            X   X                  10/08/03

VARIFLEX INC                            DE                            X      10/08/03

VECTOR GROUP LTD                        DE            X   X                  10/08/03

VINEYARD NATIONAL BANCORP               CA                X   X              10/08/03

VIRGINIA COMMERCE BANCORP INC                         X   X   X       X      10/08/03

VIXEL CORP                              DE            X   X   X              10/08/03

WAMU MORTGAGE PASS THROUGH CERTS SER    DE                X                  10/08/03

WAMU MORTGAGE PASS THROUGH CERTS SER    DE                X                  10/07/03

WESTERN MASSACHUSETTS ELECTRIC CO       MA            X   X                  09/30/03

WILLIAM LYON HOMES                      DE                            X      10/07/03

WILLIAMS COMPANIES INC                  DE            X   X   X              10/08/03

WINN DIXIE STORES INC                   FL                            X      10/08/03

YAHOO INC                               DE                X           X      10/08/03