SEC NEWS DIGEST



Issue 2002-26                                                February 7, 2002
          


ENFORCEMENT PROCEEDINGS
     

COMMISSION  SANCTIONS  BROKER-DEALER FOR  CONCEALED  PAYMENTS  AND  POLITICAL
CONTRIBUTIONS

     On  February 6, the Commission issued an administrative order  censuring
     Pryor, McClendon, Counts & Co., Inc.- a Philadelphia-based broker-dealer
     now  known  as Pryor, Counts & Co., Inc.- for making concealed  payments
     and  political contributions.  The order also requires PMC to cease  and
     desist  from violating certain provisions of the federal securities  law
     and  to pay a $40,000 civil penalty.  PMC consented to the order without
     admitting or denying the Commission's findings.
     
     In  its  order,  the  Commission found that, from at  least  March  1992
     through  April 1994, PMC and others participated in a scheme to  defraud
     the  city of Atlanta in connection with the city's purchase and sale  of
     approximately  $9.8  billion  in  Treasury  STRIPS.   According  to  the
     Commission,  Atlanta's investment officer secretly  set  aside  for  PMC
     virtually  all  of the city's STRIPS business, at a time  when  PMC  was
     providing  substantial, undisclosed monetary benefits to the  investment
     officer  and  her husband.  The Commission also found that PMC  and  the
     investment  officer churned Atlanta's STRIPS portfolio, generating  over
     $15.3  million  in revenue for PMC.  (The former PMC principal  and  the
     Atlanta  investment  officer  involved  in  this  scheme  -  Raymond  J.
     McClendon and Theresa A. Stanford, respectively - were convicted  by  an
     Atlanta  federal jury on August 8, 2000, of 28 and 23 counts  of  honest
     services fraud, respectively, and were later sentenced to 80 months  and
     46  months  in  prison,  respectively, and  ordered  to  pay  fines  and
     restitution.  Both are presently incarcerated and their convictions  are
     on  appeal.)  According to the Commission, separate from but during part
     of  the  same period as the STRIPS trading scheme, PMC also made  secret
     payments totaling $135,000 to an official with the city of Atlanta at  a
     time  when  PMC was seeking and obtaining municipal securities  business
     from the city.
     
     In  a  separate scheme, the Commission found that PMC funneled political
     contributions  through conduits to the campaign organization  of  a  New
     York  City official in May 1994 and a candidate for New York City office
     in  July  1997.   According  to  the Commission,  after  each  of  these
     contributions,  PMC  participated  in  New  York  City  negotiated  bond
     offerings  in  violation of the MSRB rules prohibiting  pay-to-play  and
     requiring fair dealing.  The Commission also found that one month  after
     the  1994  contribution, PMC falsely represented to New York  City  that
     PMC's  employees had made no contributions that would trigger a two-year
     underwriting  ban  imposed by applicable law.  Finally,  the  Commission
     found that PMC mischaracterized as consulting expenses in its books  and
     records  the 1994 and 1997 campaign contributions, as well as a campaign
     contribution  in  1993 to a candidate for New York state  office  and  a
     payment in 1992 to a New York state official.
     
     Based  on  these facts, the Commission found that PMC willfully violated
     Section  17(a) of the Securities Act of 1933, Sections 10(b), 15B(c)(1),
     and  17(a)(1)  of  the Securities Exchange Act of 1934  (Exchange  Act),
     Exchange Act Rules 10b-5 and 17a-3, and MSRB Rules G-8, G-17, and  G-37.
     Accordingly,  the  Commission censured PMC, ordered  PMC  to  cease  and
     desist  from  committing or causing violations of these provisions,  and
     ordered  PMC to pay a $40,000 penalty.  The proceeding is still  pending
     as  to three individual respondents, including Raymond J. McClendon  and
     Theresa  A.  Stanford, who are mentioned above, and Allen W.  Counts,  a
     principal  of  PMC.  [In the Matter of Pryor, McClendon, Counts  &  Co.,
     Inc., et al. - Rel. 33-8062; 34-45402; File No. 3-9884)
     
COMMISSION  SUSPENDS TWO TRADERS IN CONNECTION WITH MANIPULATION  OF  BIOTECH
SECURITIES

     On   February  6,  the  Commission  issued  Orders  Instituting   Public
     Administrative  Proceedings,  Making  Findings  and  Imposing   Remedial
     Sanctions against Richard Silverman, the former head trader at D.  Blech
     &  Co.,  Incorporated, and against Alefheim Prodani, a trader at another
     broker-dealer.   The  orders suspend Silverman from associating  with  a
     broker  or  dealer for a period of six months and suspend  Prodani  from
     associating with a broker or dealer for a period of nine months.

     The  suspensions were based upon the entry of a judgment by  the  United
     States  District Court for the Southern District of New York in  SEC  v.
     David  Blech, et al., 99 Civ. 4770 (RWS), on January 31, 2002, in  which
     the  District  Court enjoined both Silverman and Prodani from  violating
     Section  17(a)  of  the  Securities Act of 1933, Section  10(b)  of  the
     Securities  Exchange Act of 1934 and Rule 10b-5.  The judgment  requires
     Silverman  to pay a civil penalty of $20,000, and the judgment  requires
     Prodani to pay $35,000 in disgorgement and prejudgment interest,  and  a
     $15,000 penalty.

     Both  Silverman and Prodani consented to the entry of the judgments  and
     the suspensions without admitting or denying the allegations made by the
     Commission.
     
     In the injunctive action, the Commission alleged the following:

     From  approximately June through September 1994, David Blech, the  chief
     executive officer of D. Blech & Co., orchestrated a massive manipulative
     scheme  designed to increase or stabilize the prices of a number of  the
     biotechnology  securities for which D. Blech & Co. was a  market  maker.
     Silverman, the head trader at D. Blech & Co., and Prodani, a  trader  at
     another  broker-dealer, participated in this scheme.  As  part  of  this
     scheme, David Blech routinely sold biotechnology stocks from D. Blech  &
     Co.'s  inventory  accounts to brokerage accounts that  Blech  controlled
     that  were  in  the  names  of other individuals  and  entities.   These
     controlled  accounts  then sold the biotechnology  stocks  back  to  the
     brokerage  firm or to other accounts controlled by David  Blech.   These
     trades  created  the appearance of active trading in  the  biotechnology
     stocks.  Additionally, through this trading, Blech was able to reduce D.
     Blech  & Co.'s inventory position in the biotechnology stocks, yet still
     artificially  withhold from the market the supply of  the  biotechnology
     stocks.
     
     As  part  of  this  scheme, Silverman personally  executed  manipulative
     trades  at  David Blech's direction and supervised other traders  at  D.
     Blech  &  Co. who executed manipulative trades.  For instance, Silverman
     executed unauthorized transactions in customer accounts, including  wash
     sales  and  matched  orders, and parked securities in  various  customer
     accounts.   Prodani also executed numerous manipulative trades  in  firm
     accounts   and   customer  accounts  maintained  at  the  broker-dealer,
     including wash sales and matched orders.  Additionally, Prodani, who was
     the  registered  representative for various  customer  accounts  at  the
     broker-dealer, executed purchases and sales in those accounts  at  David
     Blech's direction without consulting the account holders.  [SEC v. David
     Blech,  Alefheim Prodani and Richard Silverman, C.A. No. 99  Civ.  4770,
     SDNY]  (LR-17354);  Administrative Proceeding In the Matter  of  Richard
     Silverman  - Rel. 34-45407, File No. 3-10694; Administrative  Proceeding
     in the Matter of Alefheim Prodani - Rel. 34-45408, File No. 3-10695)

IN THE MATTER OF EDWARD BRACKEN AND DOUGLAS DIGGINS

     On  February  6,  the  Commission issued an Order  Making  Findings  And
     Imposing  Remedial Sanctions Against Respondent Douglas Diggins (Order).
     Diggins was formerly employed as a registered representative at a Solana
     Beach,  California branch office of Cohig & Associates,  Inc.(Cohig),  a
     broker-dealer firm based in Denver, Colorado.  The Commission finds that
     on  March 8, 2000, based upon a plea agreement, Diggins was convicted of
     one  count  of  conspiracy to commit securities  fraud  and  wire  fraud
     (United States v. Douglas Diggins  [No. CR-S-96-271-PMP, D. Nev.).   The
     Commission  finds  that, in his plea agreement, Diggins  admitted  that,
     while associated with Cohig, he conspired with others, including Michael
     Swan,  then  the  president  of Teletek, Inc.,  to  receive  undisclosed
     payments in return for selling Teletek stock to investors.  In his  plea
     agreement,  Diggins  further admitted that he failed  to  disclose  this
     extraordinary  compensation to investors.  Based  upon  the  above,  the
     Commission  barred Diggins from association with any broker  or  dealer.
     (Rel. 34-45409; File No. 3-10603)

SEC  SUES PABLO ESCANDON AND LORI LTD. FOR INSIDER TRADING; DEFENDANTS TO PAY
OVER $1.7 MILLION IN DISGORGEMENT AND PENALTIES

     On  February  7, the Commission filed a civil injunctive action  in  the
     United  States  District Court for the Southern District  of  New  York,
     alleging that Pablo Escandon Cusi (Escandon), a Mexican businessman, and
     Lori  Ltd.,  a company owned by the Escandon family, engaged in  insider
     trading  prior  to  the  June 28, 1999 public  announcement  that  Nalco
     Chemical Company would be acquired by Suez Lyonnaise des Eaux, a  French
     company.
     
     Escandon is the Chairman and CEO of Nadro S.A. de C.V., a Mexican public
     company,  and  that country's second largest pharmaceutical distributor.
     None  of  the  alleged conduct involves Nadro S.A. de C.V.  Escandon  is
     also  a  director  of several other prominent Mexican public  companies.
     Lori Ltd. is a company incorporated in the British Virgin Islands.
     
     The Commission's complaint alleges that Escandon was tipped by Jose Luis
     Ballesteros,  a  director of Nalco who has since  died.   The  Complaint
     specifically  alleges  that, in violation of  his  fiduciary  duties  to
     Nalco,  Jose Luis Ballesteros provided Escandon with material, nonpublic
     information about the proposed acquisition by Suez.  In response to this
     tip,  Escandon  fraudulently directed the purchase of 50,000  shares  of
     Nalco  stock  through a brokerage account in the name of Lori  Ltd.   On
     June 21 and 22, 1999, the Lori Ltd. account purchased those shares at  a
     cost of $1,810,775.
     
     A  week  later, on June 28, 1999, Nalco and Suez jointly announced  that
     they  had signed a definitive merger agreement, calling for Suez to  pay
     $53.00  per Nalco share, representing a $10.50 premium over the June  25
     closing price of $42.50.  The Complaint alleges that on August 18, 1999,
     at  the  direction of Escandon, the Lori Ltd. account sold 10,000  Nalco
     shares at $51.75 per share.  Also at Escandon's direction, the remaining
     40,000 shares were tendered to Suez at a price of $53.00 per share.   As
     a  result of these transactions, Escandon and Lori Ltd. realized illegal
     profits of $776,725.
     
     Without  admitting  or  denying  the  allegations  of  the  Commission's
     complaint,  Escandon and Lori Ltd. have consented  to  pay  a  total  of
     $1,716,546.23,   representing  disgorgement  of  $776,725,   prejudgment
     interest  in  the amount of $163,096.23, and a penalty of $776,725.   In
     addition,  Escandon  and Lori Ltd. have consented  to  the  entry  of  a
     permanent  injunction  prohibiting  them  from  further  violations   of
     Sections  10(b) and 14(e) of the Securities Exchange Act  of  1934,  and
     Rules 10b-5 and 14e-3 thereunder.
     
     In  a  separate  action  filed on May 8, 2001, the  Commission  filed  a
     complaint alleging that Jose Luis Ballesteros also purchased Nalco stock
     and  tipped others.  All told, defendants named in that action purchased
     263,329  Nalco  shares at a cost of over $9.8 million and  made  illegal
     profits  of  more  than $3.7 million (SEC v. Jorge  Eduardo  Ballesteros
     Franco,  et  al., Civil Action No. 01CV 3872, JGK, SDNY,  filed  May  8,
     2001; SEC Press Release No. 2001-43 (May 8, 2001).
     
     The  Commission wishes to thank the United States Attorney's Office  for
     the  Southern District of New York, the U.S. Customs Service, the  Swiss
     Federal  Office of Justice, the New York Stock Exchange and the Isle  of
     Jersey   Financial  Services  Commission  for  their   cooperation   and
     assistance   in   this  matter.   The  Commission  is   continuing   its
     investigation  in  this matter.  [SEC v. Pablo Escandon  Cusi  and  Lori
     Ltd., Civil Action No. 02CV 0971, SDNY] (LR-17356)
     

SELF-REGULATORY ORGANIZATIONS
     

PROPOSED RULE CHANGES

     The  Municipal Securities Rulemaking Board filed a proposed rule  change
     (SR-MSRB-2002-01)  relating  to Rule G-17,  on  Disclosure  of  Material
     Facts.  Publication of the proposal is expected in the Federal  Register
     during the week of February 4.  (Rel. 34-45361)
     
     The  Philadelphia Stock Exchange filed a proposed rule change  (SR-Phlx-
     2001-33)  relating  to  the  solicitation of  trading  interest  on  the
     Exchange floor.  Publication of the proposal is expected in the  Federal
     Register during the week of February 11.  (Rel. 34-45391)

     The  Pacific  Exchange  filed  a proposed rule  change  (SR-PCX-2001-50)
     relating  to  collective action by market makers.   Publication  of  the
     proposal is expected in the Federal Register during the week of February
     11.  (Rel. 34-45392)

     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2001-64)  relating to AutoQuote parameters.  Publication of the proposal
     is  expected  in  the Federal Register during the week of  February  11.
     (Rel. 34-45394)

     The  Pacific Exchange, through its wholly owned subsidiary PCX Equities,
     Inc.,  filed a proposed rule change (SR-PCX-2002-05) to amend its  rules
     relating  to  hearing fees for issuer requests for review  of  delisting
     decisions.   Publication  of the proposal is  expected  in  the  Federal
     Register during the week of February 11.  (Rel. 34-45396)

     The  New York Stock Exchange filed a proposed rule change (SR-NYSE-2002-
     06) relating to changes to Exchange Rule 351 concerning the reporting of
     criminal  offenses by members and member organizations to the  Exchange.
     Publication  of the proposal is expected in the Federal Register  during
     the week of February 11.  (Rel. 34-45404)
     
     A  proposed rule change has been filed by the Cincinnati Stock  Exchange
     (SR-CSE-2001-04)  relating  to creation of the  OTC-UTP  System  on  the
     Exchange.   Publication  of  the proposal is  expected  in  the  Federal
     Register during the week of February 11. (Rel. 34-45405)
     
     
     
APPROVAL OF PROPOSED RULE CHANGE
     
     The  Commission  approved a proposed rule change  (SR-PCX-2001-33),  and
     Amendment No. 1 thereto, submitted by the Pacific Exchange, which adopts
     procedures  for the transfer of options positions.  Publication  of  the
     proposal is expected in the Federal Register during the week of February
     11.   (Rel. 34-45395)

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A  proposed  rule change filed by the American Stock Exchange  to  amend
     Amex  Rule 393 relating to Section 31 transaction fees (SR-Amex-2002-07)
     has  become  effective  under  Section  19(b)(3)(A)  of  the  Securities
     Exchange  Act of 1934.  Publication of the proposal is expected  in  the
     Federal Register during the week of February 11.  (Rel. 34-45401)
     
     A  proposed rule change filed by the Cincinnati Stock Exchange  (SR-CSE-
     2002-01) establishing a fee schedule for transactions in Nasdaq/National
     Market  securities and establishing a revenue sharing program to reflect
     recent   developments  in  competitive  business  strategy  has   become
     effective  under  Section  19(b)(3)(A) of the Act.  Publication  of  the
     proposal is expected in the Federal Register during the week of February
     11.  (Rel. 34-45406)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
     
     The Commission approved, on an accelerated basis, a proposed rule change
     and  Amendments Nos. 1, 2 and 3 thereto submitted by the American  Stock
     Exchange  relating  to  the initial and annual listing  fees,  fees  for
     listing  additional  shares and the one-time charge for  listing  shares
     issued in connection with acquisition of a listed company by an unlisted
     company (SR-Amex-2001-100).  (Rel. 34-45403)
     
DELISTING GRANTED

     An  order  has been issued granting the application of the Boston  Stock
     Exchange to strike from listing and registration the Common Stock, $.003
     par  value,  of Query Object Systems, Inc., effective at the opening  of
     business on February 6, 2002.  (Rel. 34-45397)

     An  order  has  been issued granting the application of the Philadelphia
     Stock   Exchange  to  strike  from  listing  and  registration   certain
     underlying  securities as option classes, effective immediately.   (Rel.
     34-45398)
     
     An  order  has been issued granting the application of the Boston  Stock
     Exchange to strike from listing and registration the Common Stock,  $.01
     par  value, of Cornerstone Internet Solutions Company, effective at  the
     opening of business on February 6, 2002.  (Rel. 34-45399)

WITHDRAWAL SOUGHT

     A  notice has been issued giving interested persons until February 28 to
     comment  on the application for withdrawal from listing and registration
     (IPI,  Inc.,  Common  Shares,  $.01 par value)  on  the  American  Stock
     Exchange.  (Rel. 34-45400)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.

S-8     EVERLERT INC, 1201 E WARNER AVE, SANTA ANA, CA, 92705, 7149660710 -
        0 ($900.00) Equity, (File 333-82226 - Feb. 6) (BR. 05)

S-3     CAPITAL ONE FINANCIAL CORP, 2980 FAIRVIEW PARK DRIVE, SUITE 1300,
        FALLS CHURCH, VA, 22042, 7032051000 - 0 ($1,500,000,000.00) Other,
        (File 333-82228 - Feb. 6) (BR. 07)

S-3     KEYSPAN CORP, 175 EAST OLD COUNTRY ROAD, HICKSVILLE, NY, 11801,
        5167556650 - 0 ($1,200,000,000.00) Unallocated (Universal) Shelf,
        (File 333-82230 - Feb. 6) (BR. 02)

S-8     VIEW SYSTEMS INC, 825 W KENYON AV, SUITE 15, ENGLEWOOD, CO, 80110,
        3032957200 - 250,000 ($147,500.00) Equity, (File 333-82240 - Feb. 6)
        (BR. 08)

S-4     CLEARONE COMMUNICATIONS INC, 1825 RESEARCH WAY, SALT LAKE CITY, UT,
        84119, 8019757200 - 873,000 ($13,161,686.00) Equity, (File 333-82242 -
        Feb. 6) (BR. 37)

S-8     GREATER ATLANTIC FINANCIAL CORP, BOX 10700 PARKRIDGE BLVD, RESTON, VA,
        20191, 7033911300 - 225,000 ($6.30) Equity, (File 333-82244 - Feb. 6)
        (BR. 07)

S-3     OCCIDENTAL PETROLEUM CORP /DE/, 10889 WILSHIRE BLVD, LOS ANGELES, CA,
        90024, 3102088800 - 0 ($1,000,000,000.00) Other, (File 333-82246 -
        Feb. 6) (BR. 04)

S-4     COLONIAL BANCGROUP INC, ONE COMMERCE ST STE 800, P O BOX 1108,
        MONTGOMERY, AL, 36104, 3342405000 - 6,275,008 ($28,174,786.00) Equity,
        (File 333-82248 - Feb. 6) (BR. 07)

S-3     ATRIX LABORATORIES INC, 2579 MIDPOINT DR, FORT COLLINS, CO, 80525,
        3034825868 - 0 ($308,399.16) Equity, (File 333-82250 - Feb. 6) (BR. 01)

S-8     CONCORD COMMUNICATIONS INC, 600 NICKERSON RD, MARLBORO, MA, 01752,
        5084604646 - 0 ($10,987,500.00) Equity, (File 333-82252 - Feb. 6)
        (BR. 03)

S-4     FOREST OIL CORP, 1600 BROADWAY, 2200 COLORADO STATE BANK BLDG, DENVER,
        CO, 80202, 3038121400 - 0 ($160,000,000.00) Other, (File 333-82254 -
        Feb. 6) (BR. 04)

S-8     VALICERT INC, 339 N BERNARDO AVE, MOUNTAIN VIEW, CA, 94043,
        6505675400 - 0 ($2,452,670.55) Equity, (File 333-82256 - Feb. 6)
        (BR. 03)

S-8     MATERIAL TECHNOLOGIES INC /CA/, 11835 OLYMPIC BLVD,
        SUITE 705 EAST TOWER, LOS ANGELES, CA, 90064, 3102085589 -
        20,000,000 ($2,600,000.00) Equity, (File 333-82258 - Feb. 6) (BR. 36)

S-8     COLDWATER CREEK INC, ONE COLDWATER CREEK DRIVE, SANDPOINT, ID, 83864,
        2082632266 - 0 ($6,390,000.00) Equity, (File 333-82260 - Feb. 6)
        (BR. 02)

S-3     UNITED AUTO GROUP INC, 13400 OUTER DRIVE WEST, DETROIT, MI, 48239,
        3135927311 - 0 ($166,842,000.00) Equity, (File 333-82264 - Feb. 6)
        (BR. 02)

S-8     RAINDANCE COMMUNICATIONS INC, 1157 CENTURY DR, LOUISVILLE, CO, 80027,
        8008787326 - 0 ($24,535,648.00) Equity, (File 333-82266 - Feb. 6)
        (BR. 37)

S-8     CERTIFIED SERVICES INC, 4850 W FLAMINGO RD, #23, LAS VEGAS, NV, 89103,
        7023142805 - 5,000,000 ($3,100,000.00) Equity, (File 333-82268 -
        Feb. 6) (BR. 08)

S-8     FORCE 10 TRADING INC, 11781 SOUTH LONE PEAK PARKWAY,
        TECHNOLOGY CENTER 22, SUITE 230, DRAPER, UT, 84020, 8016193500 -
        1,547,000 ($1,082,900.00) Equity, (File 333-82270 - Feb. 6) (BR. 09)

S-3     E DIGITAL CORP, 13114 EVENING CREEK DR S, SAN DIEGO, CA, 92128,
        6196791504 - 0 ($21,700,000.00) Equity, (File 333-82272 - Feb. 6)
        (BR. 02)

S-8     PENN VIRGINIA CORP, 6106878900 - 100,000 ($2,837,000.00) Equity,
        (File 333-82274 - Feb. 6) (BR. 04)

S-8     EDISON SCHOOLS INC, 521 FIFTH AVE, 15TH FL, NEW YORK, NY, 10175,
        2124191600 - 0 ($33,100,000.00) Equity, (File 333-82276 - Feb. 6)
        (BR. 08)

SB-2    BLADE INTERNET VENTURES INC, 2530 WEST 21ST AVE, V6L 1K1,
        VANCOUVER BC CANADA, 7023126255 - 8,265,563 ($6,199,172.25) Equity,
        (File 333-82278 - Feb. 6) (BR. )

S-3     NELNET STUDENT LOAN FUNDING LLC, 1215 13TH ST, SUITE 301, LINCOLN, NE,
        68508, 4024239583 - 10,000 ($1,000,000.00) Asset-Backed Securities,
        (File 333-82280 - Feb. 6) (BR. )

S-8     SYNAPTICS INC, 2381 BERING DRIVE, SAN JOSE, CA, 95131, 4084340110 -
        1,000,000 ($13,000,000.00) Equity, (File 333-82282 - Feb. 6) (BR. 03)

S-8     SYCONET COM INC, 5020 CAMPUS DRIVE, NEWPORT BEACH, CA, 92660,
        9499727391 - 0 ($5,550.00) Equity, (File 333-82284 - Feb. 6) (BR. 05)

S-8     SYNAPTICS INC, 2381 BERING DRIVE, SAN JOSE, CA, 95131, 4084340110 -
        200,000 ($1,327,500.00) Equity, (File 333-82286 - Feb. 6) (BR. 03)

S-8     SYNAPTICS INC, 2381 BERING DRIVE, SAN JOSE, CA, 95131, 4084340110 -
        3,706,208 ($13,026,652.50) Equity, (File 333-82288 - Feb. 6) (BR. 03)

S-8     COM GUARD COM INC, 3838 CAMINO DEL RIO N, STE 333, SAN DIEGO, CA,
        92108, 6192808000 - 0 ($3,000,000.00) Equity, (File 333-82290 - Feb. 6)
        (BR. 06)

S-8     ADVANCED MAGNETICS INC, 61 MOONEY ST, CAMBRIDGE, MA, 02138,
        6173543929 - 0 ($3,850,000.00) Equity, (File 333-82292 - Feb. 6)
        (BR. 01)

S-3     STERLING BANCORP, 430 PARK AVE, NEW YORK, NY, 10022-3299, 2128268044 -
        0 ($25,000,000.00) Other, (File 333-82296 - Feb. 6) (BR. 07)

S-1     ADVANCE AUTO PARTS INC, 5673 AIRPORT RD, ROANOKE, VA, 24012,
        5405613225 - 10,350,000 ($476,100,000.00) Equity, (File 333-82298 -
        Feb. 6) (BR. 02)


RECENT 8K FILINGS



Form 8-K is used by companies to file current reports on the following events:

    Item 1.  Changes in Control of Registrant.
    Item 2.  Acquisition or Disposition of Assets.
    Item 3.  Bankruptcy or Receivership.
    Item 4.  Changes in Registrant's Certifying Accountant.
    Item 5.  Other Materially Important Events.
    Item 6.  Resignations of Registrant's Directors.
    Item 7.  Financial Statements and Exhibits.
    Item 8.  Change in Fiscal Year.
    Item 9.  Regulation FD Disclosure.

     The following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of the form
specified.   8-K  reports  may  be  obtained in  person  or  by  writing  to  the
Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington,  D.C.
20549  or  at the following e-mail box address:  <publicinfo@sec.gov>.   In  most
cases,   this  information  is  also  available  on  the  Commission's   website:
<www.sec.gov>.



                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9     DATE
COMMENT
-----------------------------------------------------------------------------

ACADIA REALTY TRUST                     MD            X   X       01/23/02

ADVANCED AERODYNAMICS & STRUCTURES IN   DE            X   X       01/08/02

ADVANCED MICRO DEVICES INC              DE            X   X       01/16/02

ADVANCED MICRO DEVICES INC              DE            X   X       01/23/02

ADVANTA CORP                            DE            X   X       01/22/02

AIR PRODUCTS & CHEMICALS INC /DE/       DE            X       X   12/31/01
AMEND

ALLOS THERAPEUTICS                      DE            X           01/08/02

ALLOY STEEL INTERNATIONAL INC                       X             01/16/02

ALLURE COSMETICS LTD                    DE            X   X       01/22/02

ALTEON INC /DE                          DE            X           01/17/02

AMB PROPERTY CORP                       MD            X   X       01/14/02

AMB PROPERTY LP                         DE            X   X       01/14/02

AMC ENTERTAINMENT INC                   DE                X   X   12/27/01

AMERICAN BIOGENETIC SCIENCES INC        DE            X   X       01/14/02

AMERIVEST PROPERTIES INC                MD                X   X   01/23/02

AMERIVEST PROPERTIES INC                MD                X       11/19/01
AMEND

ANNUITY & LIFE RE HOLDINGS LTD                                X   01/16/02

APHTON CORP                             DE            X   X       01/23/02

ARRIS GROUP INC                         DE      X         X       01/08/02

BA MASTER CREDIT CARD TRUST /                             X       01/15/02

BANC ONE HELOC 1999-1                   OH            X   X       01/22/02


BANC ONE HELOC TRUST 1998-1             OH            X   X       01/22/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE            X   X       01/23/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE            X   X       01/23/02

BANK OF AMERICA MORTGAGE SECURITIES I   DE            X   X       01/23/02

BECTON DICKINSON & CO                   NJ            X   X       01/23/02

BELDEN & BLAKE CORP /OH/                OH                    X   01/17/02

BETHLEHEM STEEL CORP /DE/               DE                    X   01/22/02

BETHLEHEM STEEL CORP /DE/               DE            X   X       01/23/02

BIRCH FINANCAIL INC                     NV          X             01/18/02

BOSTON PROPERTIES INC                   DE            X   X       01/22/02

BOUNDLESS CORP                          DE            X   X       01/17/02

BROCADE COMMUNICATIONS SYSTEMS INC      DE            X   X       12/18/01

CATERPILLAR INC                         DE            X           01/23/02

CATERPILLAR INC                         DE            X           01/23/02

CENTEX CORP                             NV                X   X   01/23/02

CERIDIAN CORP /DE/                      DE                X   X   01/23/02

CHARLES RIVER LABORATORIES INC                        X           01/17/02

CHARLES RIVER LABORATORIES INTERNATIO                 X           01/17/02

COMPLE TEL EUROPE NV                                      X   X   01/23/02

CONSTELLATION BRANDS INC                DE                X       01/17/02

CONTINENTAL AIRLINES INC /DE/           DE            X   X       01/16/02

COR THERAPEUTICS INC / DE               DE            X   X       01/22/02

CORNING INC /NY                         NY            X           12/31/01

CREDIT SUISSE FIR BOS MOR SEC CORP MO   DE            X   X       01/22/02

DEUTSCHE RECREATIONAL ASSET FUNDING C   NV            X   X       12/31/01

DUPONT E I DE NEMOURS & CO              DE            X           12/31/01

ECHOSTAR COMMUNICATIONS CORP            NV            X           01/22/02

ELECTRIC FUEL CORP                      DE            X   X       01/23/02

EMPIRE FEDERAL BANCORP INC              DE            X   X       01/22/02

EN POINTE TECHNOLOGIES INC              DE            X           01/22/02

ENDOCARDIAL SOLUTIONS INC               DE                X   X   01/23/02

EQUIDYNE CORP                           DE            X   X       12/28/01

ERIE INDEMNITY CO                                     X           01/23/02

EXPEDIA INC                             WA            X   X       01/23/02

FAIRCHILD SEMICONDUCTOR INTERNATIONAL   DE            X   X       01/22/02

FIDELITY BANCORP INC /DE/               DE            X           01/22/02

FIDELITY BANCORP INC /DE/               DE            X           01/23/02

FINDWHAT COM INC                        NV            X   X       01/23/02

FLOW INTERNATIONAL CORP                 WA            X           01/23/02

FOOTSTAR INC                            DE            X   X       01/23/02

FORTUNE BRANDS INC                      DE            X   X       01/23/02

GASCO ENERGY INC                        NV                X       01/31/01
AMEND

GATX CORP                               NY            X           01/23/02

GENEREX BIOTECHNOLOGY CORP              DE            X           01/16/02

GMAC COMMERCIAL MORTGAGE SECURITIES I   DE            X   X       01/22/02

GOPUBLICNOW COM INC                     DE          X     X       01/01/02
AMEND

GREATAMERICA LEASING RECEIVABLES 2000   DE            X   X       01/22/02

GUNDLE SLT ENVIRONMENTAL INC            DE            X   X       01/22/02

HAGGAR CORP                             NV            X   X   X   01/23/02

HEARTLAND TECHNOLOGY INC                DE            X           12/22/01

HELMERICH & PAYNE INC                   DE                    X   01/23/02

HORIZON FINANCIAL SERVICES CORP         DE            X   X       01/22/02

HOUSEHOLD AUTOMOBILE REVOLVING TRUST    NV                X       01/17/02

HOUSEHOLD CREDIT CARD MASTER NOTE TRU   DE                X       01/17/02

HOUSEHOLD FINANCE CORP HOUSEHOLD CONS   DE                X       01/14/02

HRSI FUNDING INC II                     DE                X       01/15/02

HUNTINGTON BANCSHARES INC/MD            MD            X   X       01/18/02

IBERIABANK CORP                         LA            X   X   X   01/22/02

IMPLANT SCIENCES CORP                   MA                    X   01/23/02

INTERIORS INC                           DE    X X         X       12/27/01

ION NETWORKS INC                        DE                X   X   01/23/02

IRT PROPERTY CO                         GA            X   X       01/22/02

IRWIN FINANCIAL CORPORATION             IN            X   X       01/23/02

JAMESON INNS INC                        GA            X   X       01/23/02

KAISER GROUP HOLDINGS INC               DE            X           12/14/01

KB HOME                                 DE            X           01/23/02

KEVCO INC                               TX            X   X       01/22/02

KIMBERLY CLARK CORP                     DE                    X   01/23/02

LAWRENCE FINANCIAL HOLDINGS INC         MD            X   X       01/23/02

LIBBEY INC                              DE            X           01/22/02

LIBBEY INC                              DE            X           01/22/02

LIFEPOINT INC                           DE            X           01/18/02

LITHIUM TECHNOLOGY CORP                 DE    X       X   X       01/08/02

MAIN STREET BANKSHARES INC                            X   X       01/23/02

MCCORMICK & CO INC                      MD            X   X       01/23/02

MEDICAL ACTION INDUSTRIES INC           DE                X       01/23/02
AMEND

MERRILL LYNCH & CO INC                  DE            X   X       01/23/02

MICROWAVE TRANSMISSION SYSTEMS INC                  X     X       01/17/02

MID AMERICA APARTMENT COMMUNITIES INC   TN                    X   12/31/01

NATIONAL CITY CORP                      DE            X   X   X   01/22/02

NATIONAL CITY CREDIT CARD MASTER TRUS                     X       01/15/02

NEW JERSEY RESOURCES CORP               NJ                X   X   01/23/02

NEW PLAN EXCEL REALTY TRUST INC         MD            X   X       01/22/02

NORTHEAST INDIANA BANCORP INC           DE            X   X       12/31/01

NORTHEAST UTILITIES SYSTEM              MA                X       12/31/01

OPTIMUMCARE CORP /DE/                   DE            X   X       01/23/02

PEOPLES BANK CREDIT CARD MASTER TRUST   CT            X   X       12/31/01

PHARMACOPEIA INC                        DE            X   X       01/17/02

PLEXUS CORP                             WI      X         X       01/08/02

PNM RESOURCES                           NM            X           01/23/02

POCAHONTAS BANCORP INC                  DE            X   X       01/16/02

POLYCOM INC                             DE            X   X       01/23/02

PPL ENERGY SUPPLY LLC                                 X           01/14/02

PRIME RECEIVABLES CORP                  DE                X       01/15/02

PROGRESS FINANCIAL CORP                 DE            X           01/23/02

PROVIDENT BANKSHARES CORP               MD          X     X       01/16/02

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       01/23/02

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       01/23/02

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X       01/23/02

RESIDENTIAL ASSET SECURITIES CORP       DE            X   X       01/23/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       01/22/02

RIGGS NATIONAL CORP                     DE            X   X       12/31/01

RIGHT MANAGEMENT CONSULTANTS INC        PA            X   X       01/14/02

ROADWAY CORP                            DE            X   X       01/23/02

SAFLINK CORP                            DE            X   X       01/11/02

SAKS INC                                TN            X           01/22/02

SALOMON SMITH BARNEY HOLDINGS INC       DE                X       01/17/01

SENIOR SUBORDINATE PASS THROUGH CERTI   TN            X   X       01/07/02

SL INDUSTRIES INC                       NJ            X   X       01/10/02

SMITH & WOLLENSKY RESTAURANT GROUP IN   DE            X           01/04/01

SOUTHWEST BANCORP OF TEXAS INC          TX            X   X       01/21/02

SPECTRALINK CORP                        CO                X   X   01/22/02

STAR RECEIVABLES FUNDING INC            DE                X       01/15/02

STEREOSCAPE COM INC                     NV          X             12/26/01

SUNRISE TECHNOLOGIES INTERNATIONAL IN   DE            X   X       01/09/02

TAG IT PACIFIC INC                      DE            X           01/08/02

TARGETED GENETICS CORP /WA/             WA      X         X       09/19/00
AMEND

TS&B HOLDINGS INC                                   X     X       01/17/02

UNITED COMMUNITY FINANCIAL CORP         OH            X           01/23/02

UNITY BANCORP INC /DE/                  DE            X           01/22/02

USA VIDEO INTERACTIVE CORP              WY            X   X       01/22/02

USA VIDEO INTERACTIVE CORP              WY            X   X       01/22/02

USAA FEDERAL SAVINGS BANK                                 X       12/15/01

USAA FEDERAL SAVINGS BANK                                 X       01/15/02

VANDERBILT  MOR & FI INC  HO CO SE SU   TN            X   X       01/07/02

VANDERBILT MORTGAGE & FI IN MA HO CO    TN            X   X       01/07/02

VIEWCAST COM INC                        DE            X   X       01/23/02

VISTA GOLD CORP                                       X           01/22/02

VSOURCE INC                             DE            X   X       01/16/02

WACHOVIA CORP NEW                       NC            X   X   X   01/23/02

WASHINGTON MUTUAL MORTGAGE SECURITIES   DE            X   X       01/23/02

WATERLINK INC                           DE            X   X       01/22/02

WESTPAC SECURITISATION MANAGEMENT PTY                     X       01/22/02

WHITEMARK HOMES INC                     CO      X         X       11/07/01
AMEND

WHX CORP                                DE            X   X       01/20/02

WILLIAMS COMPANIES INC                  DE            X   X       01/14/02

WILSONS THE LEATHER EXPERTS INC         MN            X   X       01/10/02

ZANY BRAINY INC                         PA            X   X       01/15/02

1-800 ATTORNEY INC                      FL            X   X       01/18/02

AAIPHARMA INC                           DE      X         X       08/17/01

ABC NACO INC                            DE      X     X   X       01/11/02

ABN AMRO MORTGAGE CORP                  DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1998-4    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1998-5    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-1    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-2    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-3    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-4    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-6    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-7    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 1999-8    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2000-1    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2000-2    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2000-3    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2000-4    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-1A   DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-2    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-3    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-5    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-6    DE                X       01/01/02

ABN AMRO MORTGAGE CORP SERIES 2001-7    DE                X       01/01/02

ACKERLEY GROUP INC                      DE            X   X       01/24/02

ADAPTIVE BROADBAND CORP                 DE            X   X       01/16/02

ADVANCED MICRO DEVICES INC              DE            X   X       01/24/02

ALLETE INC                              MN                X       01/24/02

AMB PROPERTY CORP                       MD            X           01/22/02

AMERICAN IR TECHNOLOGIES INC            NV            X           12/03/01

AMERICAN SOUTHWEST FINANCIAL SECURITI   AZ                X       01/01/02

AMM HOLDINGS INC                        DE            X   X       01/23/02

ANC RENTAL CORP                         DE            X   X       01/22/02

ANWORTH MORTGAGE ASSET CORP             MD                X   X   01/23/02

AQUASEARCH INC                          CO          X     X       01/16/02

ARTESYN TECHNOLOGIES INC                FL                X       01/15/02
AMEND

ARTISOFT INC                            DE            X   X       01/24/02

ASSET BACKED SEC CORP HOME EQUITY LOA   DE            X   X       01/24/02

ATSI COMMUNICATIONS INC/DE              DE          X     X       12/13/01
AMEND

AUTO TROL TECHNOLOGY CORP               CO            X   X       01/24/02

AVANEX CORP                             DE            X   X       01/23/02

AVNET INC                               NY                X   X   01/24/02

BEAR STEARNS ASSET BACKED SECURITIES    DE                X       01/01/02

BEAR STEARNS COMMERCIAL MORTGAGE SEC    NY            X   X       01/15/02

BEAR STEARNS COMMERCIAL MORTGAGE SECU   DE                X       01/01/02

BERKSHIRE HILLS BANCORP INC                           X   X       01/23/02

BICO INC/PA                             PA            X           01/23/02

BROADCOM CORP                           CA                X   X   01/23/02

CALIFORNIA MICRO DEVICES CORP           CA            X   X       01/23/02

CAPITOL COMMUNITIES CORP                NY            X   X       01/24/02

CARBIDE GRAPHITE GROUP INC /DE/         DE            X   X       01/22/02

CELEXX CORP                             NV            X   X       01/24/02

CHAPARRAL RESOURCES INC                 DE            X   X       12/31/01

CHARTER COMMUNICATIONS HOLDINGS LLC     DE            X   X       01/02/02

CHARTER COMMUNICATIONS INC /MO/         DE            X   X       01/02/02

CIT EC EF 2001-A                        DE            X           01/17/02

CIT EQUIPMENT COLLATERAL 2001-1                       X           01/17/02

CITIBANK SOUTH DAKOTA N A               DE            X           12/26/01

CITIBANK SOUTH DAKOTA N A               DE            X           12/26/01

CITIBANK SOUTH DAKOTA N A               DE            X           12/31/01

CITIBANK SOUTH DAKOTA N A               DE            X           12/31/01

CITICORP MORTGAGE SECURITIES INC        DE            X           01/24/02

COMMERCIAL MORTGAGE PASS THROUGH CERT   DE            X   X       01/17/02

COMPUTER ASSOCIATES INTERNATIONAL INC   DE            X   X       01/23/01

COOPER INDUSTRIES INC                   OH            X           01/24/02

COOPER INDUSTRIES INC                   OH            X   X   X   01/24/02

COPPER CORP                             CO    X           X       01/09/02

COSMO COMMUNICATIONS CORP               FL    X                   12/31/02
AMEND

CYTOGEN CORP                            DE            X   X       01/18/02

DEUTSCHE FLOORPLAN RECEIVABLES L P      DE            X   X       12/31/01

DGLV INC                                DE            X   X       01/24/02

DISCOVER CARD MASTER TRUST I            DE            X   X       01/23/02

DIVINE INC                              DE      X         X       01/09/02

DYCOM INDUSTRIES INC                    FL            X           01/23/02

E PERCEPTION INC                        NV    X                   01/09/02

EMULEX CORP /DE/                        DE            X   X       01/23/02

EXACT SCIENCES CORP                     DE            X   X       01/22/02

FEDERAL AGRICULTURAL MORTGAGE CORP                        X   X   12/31/01

FIFTH AVENUE ACQUISITION I CORP         FL    X X       X X       03/31/02
AMEND

FIGHTON SUCCESSION CORP                 CA          X     X       01/11/02

FIRST DEFIANCE FINANCIAL CORP           OH            X   X       01/18/02

FIRST UNION COM MOR SEC INC COM MOR P   NY            X   X       01/17/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       01/17/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       01/17/02

FIRST UNION COMM MORT TRUST COMM MOR    NY            X   X       01/17/02

FIRST UNION COMMERCIAL MORTGAGE PASS    NC                X       01/01/02

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC                X       01/01/02

FRANKLIN RESOURCES INC                  DE            X   X       12/31/01

FRIEDMANS INC                           DE            X           01/23/02

FSI INTERNATIONAL INC                   MN                    X   01/23/02

GEORGIA PACIFIC CORP                    GA            X   X       01/24/02

GLOBAL ACQUISITION INC                  CO    X X       X X   X   01/15/02

GLOBALNET INC                           NV            X           01/15/02

GSI LUMONICS INC                        A3            X   X       04/12/99

GYRODYNE CO OF AMERICA INC              NY                X       01/23/02

HAWAIIAN ELECTRIC INDUSTRIES INC        HI            X           01/23/02

HEALTH MANAGEMENT ASSOCIATES INC        DE            X           01/22/02

HORTON D R INC /DE/                     DE            X   X       01/24/02

HOUSEHOLD AUTOMOTIVE TRUST III SERIES   NV                X       01/17/02

HOUSEHOLD AUTOMOTIVE TRUST IV SERIES    DE                X       01/17/02

HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2   DE                X       01/17/02

HOUSEHOLD CONSUMER LOAN TRUST 1996-1    DE                X       01/14/02

HOUSEHOLD CONSUMER LOAN TRUST 1996-2    DE                X       01/17/02

HOUSEHOLD CONSUMER LOAN TRUST 1997-1    DE                X       01/14/02

HOUSEHOLD CONSUMER LOAN TRUST 1997-2    DE                X       02/14/02

HOVNANIAN ENTERPRISES INC               DE      X         X       01/10/02

IBM CREDIT CORP                         DE            X           12/31/01

INDIANA GAS CO INC                      IN                X       12/31/01

INSILICON CORP                                        X   X       01/15/02

INSPIRE INSURANCE SOLUTIONS INC         TX            X   X       09/09/02

INTERFACE INC                           GA            X           01/24/02

INTREPID CAPITAL CORP                   DE            X   X       01/15/02

INTUIT INC                              DE            X           01/24/02

IXYS CORP /DE/                          DE            X   X       01/22/02

JDS UNIPHASE CORP /CA/                  DE                X   X   01/24/02

KEYSPAN CORP                            NY            X   X   X   01/24/02

LACLEDE GROUP INC                       MO                X   X   01/24/02

LB UBS COM MOR TR 2001 C2 COM MOR PAS   DE                X       01/01/02

LB UBS COMMERCIAL MORTGAGE TRUST 2001   DE                X       01/01/02

LEHMAN ABS CORP                         DE            X   X       01/23/02

MANPOWER INC /WI/                       WI            X   X       01/07/02

MCAFEE COM CORP                         DE            X           01/16/02

MCKESSON CORP                           DE            X   X       01/22/02

MEDIABIN INC                            GA            X   X       01/10/02

MERCANTILE BANKSHARES CORP              MD            X   X       01/23/02

METRIS RECEIVABLES INC                  DE            X           01/22/02

METRIS RECEIVABLES INC                  DE            X           01/22/02

MILINX BUSINESS GROUP INC               DE        X               01/12/02

MOLL INDUSTRIES INC                     DE                X       01/23/02

MORGAN STANLEY DEAN WIT CAP I INC COM                 X   X       01/15/02

NATIONAL HOME CENTERS INC               AR            X   X       01/18/02

NATIONSLINK FUNDING CORP 1999-LTL-1 C   DE                X       01/01/02

NATIONSLINK FUNDING CORP COMM MORT PA   DE                X       01/01/02
NB&T FINANCIAL GROUP INC                OH            X           01/24/02

OMNISKY CORP                                    X     X   X       01/22/02

OPTION CARE INC/DE                      DE            X   X       01/18/02

PACIFIC NORTHWEST BANCORP               WA            X   X       01/22/02

PMI GROUP INC                           DE                    X   01/23/02

PNM RESOURCES                           NM                X   X   12/31/01

POLYCOM INC                             DE                X       01/07/02
AMEND

POOLED AUTO SECURITIES SHELF LLC        DE            X   X       01/22/02

POTOMAC ELECTRIC POWER CO               VA            X   X       01/24/02

PRICESMART INC                          DE            X   X       01/15/02

RAQUEL INC                              NV      X         X       01/23/02

READERS DIGEST ASSOCIATION INC          DE            X           12/31/01

RESIDENTIAL ASSET SECURITIES CORP       DE            X   X       01/23/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       01/23/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       01/23/02

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X       01/23/02

RUDDICK CORP                            NC            X   X       01/22/02

RUSSELL CORP                            AL            X           01/24/02

SAFECO CORP                             WA            X           01/24/02

SALOMON BROTHERS COMMERCIAL MORT TR 2   DE                X       01/01/02

SCANA CORP                              SC                X       01/23/02

SCHULER HOMES INC                       DE            X   X       01/24/02

SENIOR HOUSING PROPERTIES TRUST         MD      X     X   X       12/31/01

SEQUA CORP /DE/                         DE            X   X       01/23/02

SILVER STAR FOODS INC /NY/              NY            X           03/09/01
AMEND

SORRENTO NETWORKS CORP                  NJ            X           01/24/02

SOUTHERN INDIANA GAS & ELECTRIC CO      IN                X       12/31/01

SPARTA SURGICAL CORP                    DE            X           01/24/02

STANLEY WORKS                           CT                X   X   01/24/02

STRUCTURED ASSET SEC CORP COMM MORT P   DE                X       01/01/02

SVB FINANCIAL SERVICES INC              NJ            X   X       01/22/02

SYCONET COM INC                         DE          X             01/21/02

TECO ENERGY INC                         FL            X           01/23/02

TELDAR FINANCIAL INC                    DE    X           X       01/18/02

TERAGLOBAL COMMUNICATIONS CORP          DE            X   X       01/23/02

THORATEC CORP                           CA    X X   X X   X       02/14/01
AMEND

TRANSMATION INC                         OH            X           01/22/02

TROY FINANCIAL CORP                     DE            X   X       01/23/02

TXU US HOLDINGS CO                      TX            X   X       01/01/02

TYCO CAPITAL CORP                       NV            X   X       01/22/02

TYCO INTERNATIONAL LTD /BER/            D0            X   X       01/22/02

UNION PACIFIC CORP                      UT            X   X       01/24/02

UNION PACIFIC RAILROAD CO/DE            DE            X   X       01/24/02

UNITED STATES ANTIMONY CORP             MT            X           01/14/02

UNITEDGLOBALCOM INC                     DE            X   X       01/18/02

UNIVERSAL COMPRESSION HOLDINGS INC      DE            X   X   X   01/23/02

UNIVERSAL EQUITY PARTNERS INC           DE    X           X       01/14/02

UNOCAL CORP                             DE            X           01/24/02

VECTREN CORP                            IN            X           12/31/01

VECTREN UTILITY HOLDINGS INC            IN            X           12/31/01

VIAD CORP                               DE            X   X       01/24/02

WATSON WYATT & CO HOLDINGS              DE            X           01/24/02

WELLS FARGO ASSET SECURITIES CORP       DE            X   X       01/24/02

WEYERHAEUSER CO                         WA            X           12/30/01

WORLD INTERNETWORKS INC                 NV          X             01/18/02

WORTHINGTON INDUSTRIES INC              OH            X   X       01/24/02