SEC NEWS DIGEST

Issue 2004-224                                              November 22, 2004



COMMISSION ANNOUNCEMENTS
     

FEE RATE ADVISORY #4 FOR FISCAL YEAR 2005

     The continuing resolution funding the Securities and Exchange Commission
     for  fiscal 2005 since Oct. 1, 2004, has been extended through  Dec.  3,
     2004.  Therefore, fees paid under Section 6(b) of the Securities Act  of
     1933 and Sections 13(e), 14(g) and 31 of the Securities Exchange Act  of
     1934 will remain at their current rates.
     
     Five  days after enactment of the Commission's regular fiscal year  2005
     appropriation, the Section 6(b) fee rate applicable to the  registration
     of  securities, the Section 13(e) fee rate applicable to the  repurchase
     of  securities,  and  the  Section 14(g) fee rate  applicable  to  proxy
     solicitations  and  statements in corporate  control  transactions  will
     decrease  from  the current rate of $126.70 per million to  $117.70  per
     million, as previously announced.
     
     In  addition,  thirty  days after enactment of the Commission's  regular
     appropriation,  the  Section  31  fee  rate  applicable  to   securities
     transactions on the exchanges and Nasdaq will increase from the  current
     rate  of  $23.40  per  million  to $32.90  per  million,  as  previously
     announced.
     
     Additional information on the transition to the new Section 31 fee  rate
     will be available before the new rate becomes effective on the web sites
     of    The   New   York   Stock   Exchange   and   NASD   Regulation   at
     http://www.nyse.com and http://www.nasdr.com.
     
     A copy of the Commission's April 30, 2004, order regarding fee rates for
     fiscal  year  2005  is  available at http://www.sec.gov/news/press/2004-
     59.htm.
     
     The  Commission will issue further notices as appropriate  to  keep  the
     public   informed   of  developments  relating  to  enactment   of   the
     Commission's regular appropriation and the effective dates for the above
     fee rate changes. These notices will be posted at the SEC's Internet web
     site at http://www.sec.gov.  (Press Rel.  2004-159)


ENFORCEMENT PROCEEDINGS
     






REVOCATION OF REGISTRATION OF SECURITIES OF SOULFOOD CONCEPTS, INC.

     The  Commission  announced  that  it revoked  the  registration  of  the
     securities  of  Soulfood Concepts, Inc., at 9:30 a.m.  on  November  22,
     pursuant to Section 12(j) of the Securities Exchange Act of 1934.
     
     In  its  Order  revoking the registration of Soulfoods securities,  the
     Commission  found that Soulfood failed to comply with Section  13(a)  of
     the  Exchange  Act and Rules 13a-1 and 13a-13 thereunder by  failing  to
     file quarterly reports for the quarters ended June 30 and September  30,
     2003,  and March 31 and June 30, 2004, and by failing to file an  annual
     report for the year ended December 31, 2003.
     
     The  Commission  cautions broker dealers, shareholders, and  prospective
     purchasers that they should carefully consider the foregoing information
     along with all other currently available information and any information
     subsequently issued by the company.
     
     Further,  brokers and dealers should be alert to the fact  that  Section
     12(j) provides, in pertinent part, as follows:
     
          No  member  of  a national securities exchange, broker,  or  dealer
          shall  make  use  of  the mails or any means or instrumentality  of
          interstate commerce to effect any transaction in, or to induce  the
          purchase  or  sale of, any security the registration of  which  has
          been  and  is  suspended  or  revoked  pursuant  to  the  preceding
          sentence.
          
     Without  admitting or denying the findings in the Order Making  Findings
     and Revoking Registration of Securities Pursuant to Section 12(j) of the
     Securities Exchange Act of 1934, Soulfood consented to the entry  of  an
     order finding that it had violated Section 13(a) of the Exchange Act and
     Rules  13a-1 and 13a-13 thereunder and revoking its registration.  (Rel.
     34-50711; File No. 3-11703)

FINAL  JUDGMENT  OF  PERMANENT INJUNCTION AND OTHER  RELIEF  ENTERED  AGAINST
EDWARD CHISM, SR.
     
     The  Commission announced that on November 9 the U.S. District Court for
     the  Southern District of Florida entered a Final Judgment of  Permanent
     Injunction  and  Other Relief against Defendant Edward Chism,  Sr.   The
     Final   Judgment,  entered  with  Chisms  consent,  enjoins  him   from
     violations  of  Sections 5(a), 5(c) and 17(a) of the Securities  Act  of
     1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-
     5  thereunder.  It  also provides for an Officer and Director  Bar.   In
     addition  to injunctive relief, the Final Judgment orders Chism  to  pay
     disgorgement  in  the amount of $1,150,000.  [SEC v. American  Financial
     Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.,  Case
     No. 02-22198-CIV-MARTINEZ/SIMONTON] (LR-18982)
     
THE COMMISSION SUES FORMER LENDINGTREE EMPLOYEES FOR INSIDER TRADING

     On  November  22,  the  Commission announced that it  filed  an  insider
     trading complaint in the U.S. District Court for the Western District of
     North  Carolina  against Mark P. Mead, Michael J.  Ricks,  and  John  H.
     Woody,  former employees of LendingTree, Inc. (LendingTree), a financial
     services  company based in Charlotte, North Carolina.  The  Commissions
     complaint alleges that Mead (Vice President of National Accounts), Ricks
     (Senior  Director of Strategy and Sales) and Woody (Senior  Director  of
     Sales and Product Management) purchased LendingTree securities prior  to
     the  May  5,  2003, public announcement (Announcement) of  the  proposed
     merger  between LendingTree and USA Interactive, after learning  of  the
     proposed transaction during the course of their employment.  As  alleged
     in  the complaint, LendingTrees stock price rose sharply on the day  of
     the Announcement to close at a 41% premium over the closing price of the
     previous   trading   day.   By  trading  on  this  material,   nonpublic
     information,  the  complaint alleges, Mead,  Ricks  and  Woody  realized
     substantial illicit profits and violated the antifraud provisions of the
     Securities Exchange Act of 1934 (Exchange Act).

     Without  admitting  or denying the allegations in the  complaint,  Mead,
     Ricks, and Woody consented to the entry of final judgments against  them
     that permanently enjoin them from future violations of Section 10(b)  of
     the  Exchange  Act and Rule 10b-5 thereunder.  The final judgments  also
     require  Mead, Ricks, and Woody to disgorge illegal trading  profits  of
     $62,756,  $62,102.50, and $86,612.50, respectively, and pay  prejudgment
     interest thereon.   Finally, the final judgments order each defendant to
     pay   a   civil  penalty  in  an  amount  equal  to  their  disgorgement
     obligations, pursuant to Section 21A of the Exchange Act.
     
     The  Commissions  complaint alleges that while working  as  LendingTree
     employees, Mead, Ricks, and Woody learned of the pending merger  between
     LendingTree  and  USA  Interactive  by  observing  unusual  activity  at
     LendingTrees  headquarters related to the merger,  including  a  senior
     management  meeting  with USA Interactive.  The complaint  also  alleges
     that  Mead,  Ricks  and Woody worked in close proximity  to  LendingTree
     executives  and  employees who were aware of the merger negotiations  --
     and  all three had access to pertinent information and documents related
     to the pending merger.  The complaint further alleges that just prior to
     the Announcement, Mead, Ricks, and Woody approached LendingTrees senior
     management  and  asked  whether  the unusual  activity  at  headquarters
     signified  that LendingTree was going to be acquired.  Furthermore,  the
     complaint  alleges that most of the illegal trading by Mead,  Ricks  and
     Woody  in LendingTree securities occurred on Friday, May 2, 2003 --  the
     last  trading  day  before  the Announcement.   Finally,  the  complaint
     alleges that Meads, Ricks and Woodys trades in the days leading up to
     the  Announcement were their first purchases of LendingTree equities  in
     the secondary market  as well as the first purchases by Ricks and Woody
     of LendingTree option contracts.

     The  Commission wishes to thank the Chicago Board Options  Exchange  for
     its  assistance in this matter.  The Commissions investigation in  this
     matter is continuing.  [SEC v. Michael J. Ricks, John H. Woody, and Mark
     P. Mead, Civil Action No. 3:04CV576] (LR-18983)


INVESTMENT COMPANY ACT RELEASES
     

ALLSTATE LIFE INSURANCE COMPANY, ET AL.

     A  notice has been issued giving interested persons until Dec. 14, 2004,
     to  request a hearing on an application filed by Allstate Life Insurance
     Company, et al. seeking an order of exemption pursuant to Section  17(b)
     of  the Investment Company Act from Section 17(a) of the Act.  (Rel. IC-
     26659 - November 19)

PACIFICARE OF ARIZONA, INC., ET AL.
     
     An order has been issued under Section 3(b)(2) of the Investment Company
     Act  declaring  that each of PacifiCare of Arizona, Inc., PacifiCare  of
     California,  PacifiCare of Colorado, Inc., PacifiCare of  Nevada,  Inc.,
     PacifiCare of Oregon, Inc., PacifiCare of Texas, Inc., and PacifiCare of
     Washington, Inc. is engaged primarily in a business other than  that  of
     investing, reinvesting, owning, holding, or trading in securities.   The
     order also grants confidential treatment under Section 45(a) of the  Act
     with  respect  to certain financial and other information.    (Rel.  IC-
     26679  November 22)
     

HOLDING COMPANY ACT RELEASES
     

CENTERPOINT ENERGY, INC., ET AL.

     A  notice has been issued giving interested persons until Dec. 9,  2004,
     to  request a hearing on a proposal by Utility Holding, LLC,  a  wholly-
     owned subsidiary of CenterPoint Energy, Inc. (CenterPoint), a registered
     holding  company, to dividend the proceeds from both phases of the  sale
     of  Texas Genco Holdings, Inc. to CenterPoint.  Utility Holding proposes
     to pay the dividends out of its capital account.  (Rel. 35-27910)
     
ALLIANT ENERGY CORPORATION ET AL.

     A  notice  has  been issued on a proposal by Alliant Energy Corporation,
     Alliant  Energy  Resources, Inc., Alliant Energy  Nuclear  LLC  and  its
     Subsidiary,  Alliant  Energy Synfuel LLC and its  Subsidiaries,  Alliant
     Energy  EPC,  LLC,  Alliant  Energy  TransCo  LLC  and  its  Subsidiary,
     Distribution  Vision 2010, LLC, Wisconsin Power and Light  Company,  WPL
     Transco,  LLC,  Interstate  Power  and  Light  Company,  Alliant  Energy
     Corporate  Services, Inc., Alliant Energy Transportation, Inc.  and  its
     Subsidiaries,  Alliant  Energy Investments, Inc. and  its  Subsidiaries,
     Alliant   Energy  Integrated  Services  Company  and  its  Subsidiaries,
     Wisconsin River Power Company, AEG Worldwide, Inc. and its Subsidiaries,
     Alliant  Energy  Neenah,  LLC  and  AER Holding  Company  (collectively,
     Applicants).  Applicants propose to engage, through December  31,  2007,
     in   a  series  of  financings  and  activities  including  issuance  of
     securities,  hedging transactions, a money pool agreement, and  creation
     of certain subsidiary companies.  (Rel. 35- 27913)
     

BLACK HILLS CORPORATION, ET AL.

     A  notice has been issued giving interested persons until Dec. 13, 2004,
     to  request  a  hearing on a proposal by Black Hills Corporation  (Black
     Hills), a public-utility holding company exempt under Section 3(a)(1) of
     the  Act  by Rule 2, and its subsidiaries (including Black Hills  Power,
     Inc.,  its  subsidiary electric-utility company), that  Black  Hills  be
     authorized  to purchase Cheyenne Light, Fuel & Power Company (Cheyenne),
     an  electric- and gas-utility company subsidiary of Xcel Energy Inc.,  a
     registered holding company, and that Black Hills and its subsidiaries be
     authorized  to  engage  in  certain  related  financing  and  investment
     activities,  intrasystem services and other activities and  transactions
     through Dec. 31, 2007, to facilitate Cheyennes operations in the  Black
     Hills system.  (Rel. 35-27914)

XCEL ENERGY INC., ET AL.

     A  notice has been issued giving interested persons until Dec. 13, 2004,
     to request a hearing on a proposal by Xcel Energy Inc. (Xcel Energy),  a
     registered public-utility holding company, to sell Cheyenne Light,  Fuel
     &  Power  Company  (Cheyenne),  one of its wholly  owned  public-utility
     company  subsidiaries, and that Xcel Energy and certain subsidiaries  be
     authorized  to  provide  related services,  for  a  short-term,  interim
     period, to Cheyenne to facilitate the sale.  (Rel. 35-27914)
     

SELF-REGULATORY ORGANIZATIONS
     

APPROVAL OF PROPOSED RULE CHANGES

     The  Commission  approved a proposed rule change  and  Amendment  No.  1
     thereto submitted by the American Stock Exchange (SR-Amex-2004-66) under
     Section  19(b)(1)  of the Securities Exchange Act of  1934  relating  to
     allocation procedures for relisted options. Publication of the order  is
     expected in the Federal Register during the week of November 22.   (Rel.
     34-50698)

     The Commission granted approval of a proposed rule change (SR-FICC-2004-
     07) filed by the Fixed Income Clearing Corporation to amend the rules of
     its  Mortgage-Backed  Securities Division  to  eliminate  the  mortgage
     banker category of membership.  Publication of the order is expected in
     the Federal Register during the week of November 22.  (Rel. 34-50612)
     
PROPOSED RULE CHANGE

     The  Depository Trust Company filed a proposed rule change (SR-DTC-2004-
     10)  that  would  allow  DTC  to implement Phase  II  of  the  Inventory
     Management  System.   Publication of the proposal  is  expected  in  the
     Federal Register during the week of November 22.  (Rel. 34-50690)
     
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

     A  proposed rule change filed by the National Stock Exchange relating to
     the  Exchanges  designation of its governing board and members  of  its
     governing  board has become effective under Section 19(b)(3)(A)(iii)  of
     the  Securities  Exchange Act of 1934 (SR-NSX-2004-06).  Publication  of
     the  proposal  is expected in the Federal Register during  the  week  of
     November 22.  (Rel. 34-50708)
     
DELISTING GRANTED
     
     An  order has been issued granting the application of the American Stock
     Exchange to strike from listing and registration the common stock,  $.02
     par  value, of Olympic Cascade Financial Corporation, effective  at  the
     opening of business on November 22.  (Rel. 34-50709)
     

SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.


     
SB-2    SpeechSwitch, Inc., 750 HIGHWAY 34, MATAWAN, NJ, 07747, 732-441-7700 -
        1,553,781,579 ($15,537,816.00) Equity, (File 333-120610 - Nov. 19)
        (BR. 03)

N-2     Nuveen Equity Premium Opportunity Fund, 333 WEST WACKER DRIVE, CHICAGO,
        IL, 60606, 312-917-8146 - 1,000 ($20,000.00) Equity, (File 333-120613 -
        Nov. 19) (BR. )

S-1     Dolby Laboratories, Inc., 100 POTRERO AVENUE, SAN FRANCISCO, CA, 94103,
        415 558 0200 - 0 ($460,000,000.00) Equity, (File 333-120614 - Nov. 19)
        (BR. )

S-1     UNICA CORP, 170 TRACER LANE, WALTHAM, MA, 02451, 781-259-5900 -
        0 ($57,500,000.00) Equity, (File 333-120615 - Nov. 19) (BR. )

S-8     GENERAL MOTORS CORP, 300 RENAISSANCE CTR, MAIL CODE: 482-C34-D71,
        DETROIT, MI, 48265-3000, 3135565000 -
        20,000,000 ($20,000,000.00) Equity, (File 333-120616 - Nov. 19) (BR. 05)

S-8     GENERAL MOTORS CORP, 300 RENAISSANCE CTR, MAIL CODE: 482-C34-D71,
        DETROIT, MI, 48265-3000, 3135565000 - 720,000 ($28,641,600.00) Equity,
        (File 333-120617 - Nov. 19) (BR. 05)

S-8     DARK DYNAMITE, INC, 63 WEST 100 SOUTH, SECOND FLOOR STUDIO,
        SALT LAKE CITY, UT, 84101, 801-575-8073 -
        1,400,000 ($140,000.00) Equity, (File 333-120619 - Nov. 19) (BR. 02)

S-8     MICRON TECHNOLOGY INC, 8000 S FEDERAL WAY, PO BOX 6, BOISE, ID,
        83716-9632, 2083684000 - 0 ($213,480,000.00) Equity, (File 333-120620 -
        Nov. 19) (BR. 36)

S-1     EMAGEON INC, 1200 CORPORATE DRIVE, SUITE 1200, BIRMINGHAM, AL, 35242,
        (205) 980-9222 - 0 ($75,000,000.00) Equity, (File 333-120621 - Nov. 19)
        (BR. )

S-8     ALAMOS GOLD INC, SUITE 1400, 400 BURRARD STREET, VANCOUVER, A1, 00000,
        6046431787 - 5,072,851 ($10,679,813.00) Equity, (File 333-120622 -
        Nov. 19) (BR. 04)

S-8     UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE,
        GA, 30512, 5818073041 - 0 ($43,560,000.00) Equity, (File 333-120623 -
        Nov. 19) (BR. 07)

F-6     MULTIEMEDIA LTD, COLLINS HILL HOUSE LEVEL 6, 412 COLLINS STREET,
        MELBOURNE, VICTORIA 3000, C3, 00000,
        10,000,000 ($500,000.00) ADRs/ADSs, (File 333-120625 - Nov. 19) (BR. )

S-8     DIAMOND DISCOVERIES INTERNATIONAL CORP, 119 WEST 23RD ST, STE 508,
        NEW YORK, NY, 10011, 6464863900 - 0 ($1,190,000.00) Equity,
        (File 333-120626 - Nov. 19) (BR. 04)

S-8     DOCUCORP INTERNATIONAL INC, 5910 NORTH CENTRAL EXPRESSWY, SUITE 800,
        DALLAS, TX, 75206, 2148916500 - 0 ($1,583,750.00) Equity,
        (File 333-120627 - Nov. 19) (BR. 03)

S-8     FINANCIALCONTENT INC, 4153566800 - 500,000 ($450,000.00) Equity,
        (File 333-120628 - Nov. 19) (BR. 37)

S-8     VERITAS SOFTWARE CORP /DE/, 350 ELLIS STREET, MOUNTAIN VIEW, CA, 94043,
        6505278000 - 1,300,000 ($2,327,260.00) Equity, (File 333-120629 -
        Nov. 19) (BR. 03)

S-3     COMMUNITY CENTRAL BANK CORP, P O BOX 7, MOUNT CLEMENS, MI, 48046-0007,
        5867834500 - 500,000 ($6,465,000.00) Equity, (File 333-120630 -
        Nov. 19) (BR. 07)

S-8     DEX MEDIA INC, 6,264,150 ($51,425,034.70) Equity, (File 333-120631 -
        Nov. 19) (BR. 05)

S-8     QUANTUM CORP /DE/, 1650 TECHNOLOGY DR, SUITE 800, SAN JOSE, CA, 95110,
        4088944000 - 10,819,080 ($31,537,618.20) Equity, (File 333-120632 -
        Nov. 19) (BR. 03)

SB-2    ON THE GO HEALTHCARE INC, 85 CORSTATE AVENUE UNIT 1,
        CONCORD ONT. CANADA, A6, L4K 4Y2, 9057602987 -
        7,912,500 ($7,121,250.00) Equity, (File 333-120633 - Nov. 19) (BR. 06)

S-3     FIDELITY BANKSHARES INC, 218 DATURA ST, WEST PALM BEACH, FL,
        33401-5679, 5616596600 - 0 ($48,576,000.00) Equity, (File 333-120634 -
        Nov. 19) (BR. 07)

S-8     GLOBECOMM SYSTEMS INC, 45 OSER AVENUE, HAUPPAUGE, NY, 11788,
        5162319800 - 0 ($6,280,000.00) Equity, (File 333-120635 - Nov. 19)
        (BR. 37)

SB-2    DUSKA THERAPEUTICS, INC., TWO BALA PLAZA, SUITE 300, BALA CYNWYD, PA,
        19004, 610- 660-6690 - 0 ($25,973,668.72) Equity, (File 333-120637 -
        Nov. 19) (BR. 01)

S-8     INTERCHANGE CORP, 24422 AVENIDA DE LA CARLOTA, SUITE 120, LAGUNA HILLS,
        CA, 92653, (949) 784-0800 - 0 ($11,535,105.38) Equity,
        (File 333-120638 - Nov. 19) (BR. 09)

S-3     INSMED INC, 8088286893 - 0 ($13,847,156.00) Equity, (File 333-120639 -
        Nov. 19) (BR. 01)

S-8     GLOBAL PAYMENTS INC, 10 GLENLAKE PARKWAY, NORTH TOWER, ATLANTA, GA,
        30328, 7708298238 - 0 ($226,160,000.00) Equity, (File 333-120640 -
        Nov. 19) (BR. 08)

S-4     PANAMSAT CORP /NEW/, 20 WESTPORT ROAD, WILTON, CT, 06897, 2032108000 -
        0 ($1,010,000,000.00) Other, (File 333-120641 - Nov. 19) (BR. 37)

S-4     VENTAS INC, 10350 ORMSBY PARK PLACE, SUITE 300, LOUISVILLE, KY, 40223,
        5023579000 - 125,000,000 ($125,000,000.00) Equity, (File 333-120642 -
        Nov. 19) (BR. 08)

S-4     FRONTIER OIL CORP /NEW/, 10000 MEMORIAL DRIVE, SUITE 600, HOUSTON, TX,
        77024, 7136889600 - 0 ($150,000,000.00) Non-Convertible Debt,
        (File 333-120643 - Nov. 19) (BR. 04)

S-4     HOME DEPOT INC, 2455 PACES FERRY ROAD, ATLANTA, GA, 30339-4024,
        770-433-82 - 0 ($1,000,000,000.00) Non-Convertible Debt,
        (File 333-120644 - Nov. 19) (BR. 06)

N-2     MANAGED HIGH YIELD PLUS FUND INC,
        C/O UBS GLOBAL ASSET MANAGEMENT (US) INC, 51 WEST 52ND ST, NEW YORK,
        NY, 10019, 212 882 5575 - 0 ($1,000,000.00) Equity, (File 333-120645 -
        Nov. 19) (BR. 16)

S-3     HALLIBURTON CO, 1401MCKINNEY, 1401 MCKINNEY, HOUSTON, TX, 77010,
        7137592600 - 59,500,000 ($2,216,672,500.00) Equity, (File 333-120646 -
        Nov. 19) (BR. 04)

S-8     ANADYS PHARMACEUTICALS INC, 3115 MERRYFIELD ROW, SAN DIEGO, CA, 92121,
        8585303600 - 0 ($8,168,522.22) Equity, (File 333-120647 - Nov. 19)
        (BR. 01)

S-1     STENTOR INC, 3733 BRODERICK STREET, SAN FRANCISCO, CA, 94123,
        4154416258 - 0 ($69,000,000.00) Equity, (File 333-120648 - Nov. 19)
        (BR. )

S-3     INTERNATIONAL LEASE FINANCE CORP, 10250 CONSTELLATION BLVD.,
        SUITE 3400, LOS ANGELES, CA, 90067, 3107881999 -
        0 ($5,000,000,000.00) Debt Convertible into Equity, (File 333-120649 -
        Nov. 19) (BR. 06)

     

RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:

1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-
     Balance Sheet  Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial
     Obligation under an Off- Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
     Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrants Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related
     Audit Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
     Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit
     Plans
5.05 Amendments to the Registrants Code of Ethics, or Waiver of a Provision
     of the Code of Ethics
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits

8-K  reports  may  be  obtained in person or by writing to  the  Commission's
Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549  or
at  the  following e-mail box address:  <publicinfo@sec.gov>.  In most cases,
this   information   is   also   available  on  the   Commission's   website:
<www.sec.gov>.




				STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   				    DATE     COMMENT
------------------------------------------------------------------------------------------------
ABRAXAS PETROLEUM CORP                  NV       3.03                           11/19/04

ACCESS INTEGRATED TECHNOLOGIES INC               2.01,3.02,9.01                 11/17/04

ACE CASH EXPRESS INC/TX                 TX       1.01,8.01,9.01                 11/15/04

ACE GAMING LLC                          NJ       2.03,8.01,9.01                 11/12/04

ACNB CORP                               PA       2.02,7.01                      11/12/04

ACT TELECONFERENCING INC                CO       1.01,2.03,9.01                 11/11/04

ACTUANT CORP                            WI       1.01,9.01                      11/18/04

ADSTAR INC                              DE       2.02,9.01                      11/15/04

ADVANCED ENERGY RECOVERY, INC           DE       8.01                           11/19/04

ADVO INC                                DE       7.01                           11/18/04

AFLAC INC                               GA       5.02,9.01                      11/15/04

AG BAG INTERNATIONAL LTD                DE       4.01,9.01                      10/25/04    AMEND

AGILENT TECHNOLOGIES INC                DE       1.01,9.01                      11/16/04

AGL RESOURCES INC                       GA       7.01                           11/18/04

ALBEMARLE CORP                          VA       1.01                           11/16/04

ALLEN ORGAN CO                          PA       7.01                           11/18/04

ALLIS CHALMERS CORP                     DE       1.01,9.01                      11/15/04

ALPENA BANCSHARES INC                            5.02                           11/12/04

AMCON DISTRIBUTING CO                   DE       1.01,2.03,3.03                 11/15/04

AMERICAN BANK INC                       PA       5.02,9.01                      11/18/04

AMERICAN BUSINESS FINANCIAL SERVICES    DE       1.01,2.03,9.01                 11/15/04

AMERICAN HOME MORTGAGE INVESTMENT COR   MD       7.01,9.01                      11/19/04

AMERICAN PHARMACEUTICAL PARTNERS INC    DE       1.01,5.02,9.01                 11/15/04

AMERICAN WOODMARK CORP                  VA       5.02,9.01                      11/19/04

AMERIPATH INC                           DE       5.02                           11/15/04

AMGEN INC                               DE       1.01,2.03,9.01                 11/15/04

AMH Holdings, Inc.                      DE       2.05                           11/16/04

ANACOMP INC                             IN       1.01,9.01                      11/17/04

ANADARKO PETROLEUM CORP                 DE       7.01,9.01                      11/18/04

ANDREW CORP                             DE       1.01,8.01,9.01                 11/16/04

ANIKA THERAPEUTICS INC                  MA       1.01,5.02,9.01                 11/15/04

ANSOFT CORP                             PA       2.02,9.01                      11/18/04

ANTHEM INC                              IN       1.01,9.01                      11/15/04

APPLIED IMAGING CORP                    DE       3.01,9.01                      11/17/04

ARDEN GROUP INC                         DE       2.02                           11/18/04

ARDEN GROUP INC                         DE       4.02                           11/15/04

ARLINGTON HOSPITALITY INC               DE       8.01,9.01                      11/19/04

ASPEN TECHNOLOGY INC /DE/               DE       3.01,9.01                      11/16/04

Asset Backed Pass-Through Certificate   DE       8.01,9.01                      11/19/04

ASSOCIATED MATERIALS INC                DE       2.05                           11/16/04

ASTRALIS LTD                            CO       2.02,9.01                      11/15/04

ASTRATA GROUP INC                       NV       5.02                           11/15/04

ASYST TECHNOLOGIES INC /CA/             CA       3.01                           11/16/04

AUTOBYTEL  INC                          DE       2.02,3.01,4.02,5.02,9.01       11/15/04

AUTONATION INC /FL                      DE       8.01,9.01                      11/18/04

AVICI SYSTEMS INC                       DE       1.01,5.02,7.01                 11/15/04

AXESSTEL INC                            NV       1.01,9.01                      11/15/04

AXM PHARMA INC                          NV       2.02,9.01                      11/19/04

BAIRNCO CORP /DE/                       DE       8.01                           11/19/04

BAKER MICHAEL CORP                      PA       5.04,9.01                      11/19/04

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE       8.01,9.01                      11/19/04

BANC OF AMERICA MORTGAGE SECURITIES I   DE       8.01,9.01                      11/18/04

BANCSHARES OF FLORIDA INC               FL       5.02                           11/17/04

BANCWEST CORP/HI                        DE       3.02                           11/17/04

BANYAN CORP /OR/                        OR       4.01,9.01                      09/01/04    AMEND

Battle Mountain Gold Exploration Corp            1.01,2.01,3.02,5.01,5.02,8.01  09/09/04

BBMF CORP                               NV       4.01,9.01                      10/25/04    AMEND

BEAR STEARNS ASSET BACKED SECURITIES    DE       8.01,9.01                      11/15/04

Bear Stearns Commercial Mortgage Secu   DE       8.01,9.01                      11/04/04

BEARINGPOINT INC                        DE       2.02,9.01                      11/04/04    AMEND

BELDEN CDT INC.                         DE       5.05,9.01                      11/19/04

BELK INC                                         2.02,9.01                      11/19/04

BellaVista Mortgage Trust 2004-1        DE       9.01                           10/28/04

BENTHOS INC                             MA       2.02,9.01                      11/19/04

BICO INC/PA                             PA       1.03,2.01,5.03,9.01            11/04/04    AMEND

BIDVILLE INC                            NV       5.02,9.01                      11/17/04

BIOFIELD CORP \DE\                      DE       8.01,9.01                      11/16/04

BIOJECT MEDICAL TECHNOLOGIES INC        OR       1.01,3.02,3.03,5.03,9.01       11/15/04

BMC SOFTWARE INC                        DE       5.02,9.01                      11/18/04

BOMBAY COMPANY INC                      DE       2.02,2.05,7.01,9.01            11/19/04

BOSTON RESTAURANT ASSOCIATES INC        DE       1.01                           11/15/04

BRITTON & KOONTZ CAPITAL CORP           MS       8.01,9.01                      11/16/04

BROADVISION INC                         DE       1.01,9.01                      11/16/04

BROOKSTONE INC                          DE       2.02,9.01                      11/17/04

CALIFORNIA FIRST NATIONAL BANCORP       CA       2.02                           11/18/04

CALYPTE BIOMEDICAL CORP                 DE       1.01,1.02,5.02,9.01            11/15/04

CANYON RESOURCES CORP                   DE       4.01,9.01                      10/11/04    AMEND

CAPACITIVE DEIONIZATION TECHNOLOGY SY   NV       8.01                           11/17/04

CARDIMA INC                             DE       1.01,3.02,9.01                 11/18/04

CATHAY GENERAL BANCORP                  DE       5.02                           11/19/04

CENTERPOINT ENERGY INC                           8.01                           11/10/04

CERNER CORP /MO/                        DE       1.01,7.01,9.01                 11/15/04

CERTIFIED SERVICES INC                  NV       2.02,9.01                      11/19/04

CHASE MANHATTAN BANK USA                DE       8.01,9.01                      10/28/04

CHASE MANHATTAN BANK USA                DE       8.01,9.01                      11/02/04

CHASE MANHATTAN BANK USA                DE       8.01,9.01                      11/04/04

CHESAPEAKE ENERGY CORP                  OK       8.01                           11/19/04

CHINA DIGITAL COMMUNICATION GROUP       NV       1.01                           09/30/04    AMEND

CHINA FUND INC                          MD       9.01                           10/01/04

CINCINNATI GAS & ELECTRIC CO            OH       2.03,9.01                      11/18/04

CINEMARK USA INC /TX                    TX       7.01                           11/19/04

CITIZENS COMMUNICATIONS CO              DE       5.02                           11/19/04

CITIZENS FINANCIAL SERVICES INC         PA       1.01                           11/19/04

CLOROX CO /DE/                          DE       1.01,2.03                      11/15/04

CNH CAPITAL RECEIVABLES INC             DE       8.01                           11/09/04

COFFEE PACIFICA INC                     NV       8.01                           11/19/04

COHERENT INC                            DE       5.02                           11/17/04

COINMACH CORP                           DE       5.02                           11/19/04

COMMERCE ENERGY GROUP INC               DE       5.02,9.01                      11/16/04

COMPASS MINERALS INTERNATIONAL INC      DE       7.01                           11/18/04

COMPUTER ASSOCIATES INTERNATIONAL INC   DE       1.01,9.01                      11/15/04

CONSUMER PORTFOLIO SERVICES INC         CA       4.01,7.01,9.01                 11/15/04

CONTINENTAL AIRLINES INC /DE/           DE       8.01,9.01                      11/18/04

CONTINENTAL MATERIALS CORP              DE       2.02,7.01,9.01                 11/16/04

COOPER INDUSTRIES LTD                            7.01,9.01                      11/19/04

Copano Energy, L.L.C.                   DE       5.02                           11/15/04

CORRPRO COMPANIES INC /OH/              OH       2.02,9.01                      11/16/04

COST PLUS INC/CA/                       CA       2.02,9.01                      11/19/04

COVENTRY HEALTH CARE INC                DE       1.01,9.01                      11/19/04

CRAFTMADE INTERNATIONAL INC             DE       5.02,9.01                      11/17/04

CRESCENT REAL ESTATE EQUITIES CO        TX       9.01                           11/10/04    AMEND

CRESCENT REAL ESTATE EQUITIES LTD PAR   DE       2.01,9.01                      11/10/04    AMEND

CROFF ENTERPRISES INC                   UT       8.01                           11/12/04

CROFF ENTERPRISES INC                   UT       8.01                           11/12/04

CROSS TIMBERS ROYALTY TRUST             TX       2.02,9.01                      11/19/04

CWABS INC                               DE       8.01,9.01                      11/17/04

CWALT INC                                        8.01,9.01                      11/18/04

CWMBS INC                               DE       8.01,9.01                      09/30/04

CWMBS INC                               DE       8.01,9.01                      10/29/04

CYCO NET INC                            NV       1.01,2.01,9.01                 11/15/04

CYPRESS SEMICONDUCTOR CORP /DE/         DE       2.04                           11/19/04

DATALINK CORP                           MN       4.01,9.01                      11/19/04

DAVEL COMMUNICATIONS INC                IL       1.01,5.01,5.02                 11/15/04

DAVITA INC                              DE       1.01,5.02,8.01,9.01            11/18/04

DDI CORP                                CA       1.01,5.02,9.01                 11/15/04

DEARBORN BANCORP INC /MI/               MI       8.01,9.01                      11/17/04

DELTA AIR LINES INC /DE/                DE       8.01,9.01                      11/19/04

DELTA PETROLEUM CORP/CO                 CO       8.01                           11/19/04

DEUTSCHE RECREATIONAL ASSET FUNDING C   NV       8.01,9.01                      10/31/04

DILLARDS INC                            DE       2.02,9.01                      11/18/04

DISCOVER CARD MASTER TRUST I            DE       8.01,9.01                      11/17/04

DISTRIBUTION FINANCIAL SERVICES MARIN   NY       8.01,9.01                      10/31/04

DISTRIBUTION FINANCIAL SERVICES RV MA   NV       8.01,9.01                      10/31/04

DISTRIBUTION FINANCIAL SERVICES RV TR   NY       8.01,9.01                      10/31/04

DISTRIBUTION FINANCIAL SERVICES RV TR   NY       8.01,9.01                      10/31/04

DIVALL INSURED INCOME PROPERTIES 2 LI   WI       4.01                           11/15/04

DOCUCORP INTERNATIONAL INC              DE       2.02,9.01                      11/18/04

DPL INC                                 OH       2.02,9.01                      11/15/04

DPL INC                                 OH       5.02                           11/15/04    AMEND

DRESSER INC                             DE       2.02                           11/19/04

DSL NET INC                             DE       5.02,8.01                      11/19/04

DYNTEK INC                              DE       1.01,3.02                      11/15/04

E DIGITAL CORP                          DE       3.02,7.01                      11/19/04

EDELBROCK CORP                          DE       7.01,9.01                      11/19/04

EDUCATION LOANS INC /DE                 DE       8.01,9.01                      11/18/04

EDUCATION LOANS INC /DE                 DE       8.01,9.01                      11/18/04

EDUCATION LOANS INC /DE                 DE       8.01,9.01                      11/18/04

ELECTRONIC DATA SYSTEMS CORP /DE/       DE       4.02                           11/15/04

ELECTRONICS BOUTIQUE HOLDINGS CORP      DE       2.02,9.01                      11/18/04

ELKCORP                                 DE       1.01,2.03,9.01                 11/15/04

EMPIRE DISTRICT ELECTRIC CO             KS       5.02,9.01                      11/18/04

ENCORE ACQUISITION CO                   DE       8.01,9.01                      11/18/04

ENDURANCE SPECIALTY HOLDINGS LTD                 5.02                           11/18/04

ENERGEN CORP                            AL       1.01,7.01,9.01                 11/16/04

ENERGYSOUTH INC                         AL       2.02,9.01                      11/05/04

ESTERLINE TECHNOLOGIES CORP             DE       8.01,9.01                      11/19/04

EVOLVE ONE INC                          DE       5.02                           11/12/04

EXIDE TECHNOLOGIES                      DE       2.02,9.01                      11/16/04

EXPRESSJET HOLDINGS INC                 DE       8.01,9.01                      11/18/04

Extra Space Storage Inc.                MD       2.02,9.01                      11/19/04

EZ EM INC                               DE       1.01                           11/15/04

FARNSWORTH BANCORP INC                  NJ       5.02                           11/15/04

FEDERAL NATIONAL MORTGAGE ASSOCIATION            2.02,7.01,9.01                 11/19/04

FEDERAL TRUST CORP                      FL       8.01,9.01                      11/18/04

FIDELITY BANKSHARES INC                 DE       8.01,9.01                      11/19/04

FINLAY ENTERPRISES INC /DE              DE       2.02,9.01                      11/18/04

FINLAY FINE JEWELRY CORP                DE       2.02,9.01                      11/18/04

FIRST CENTURY BANKSHARES INC            WV       8.01,9.01                      11/18/04

FIRST FINANCIAL CORP /IN/               IN       7.01,9.01                      11/19/04

FIRST HORIZON ASSET SECURITIES INC      DE       8.01,9.01                      11/19/04

FIRST INVESTORS FINANCIAL SERVICES GR   TX       3.01,9.01                      11/18/04

FIRST IPSWICH BANCORP /MA               MA       2.02,9.01                      11/19/04

FIRST MIDWEST BANCORP INC               DE       5.02,8.01,9.01                 11/19/04

FIRST UNION COMMERCIAL MORTGAGE PASS    NC       8.01,9.01                      11/15/04

FIRST UNION NATIONAL BANK COM MORT PA   NC       8.01,9.01                      11/15/04

FIRST UNITED CORP/MD/                   MD       5.02                           11/17/04

FIRST VIRTUAL COMMUNICATIONS INC        DE       1.01,4.02,7.01                 11/15/04

FIRSTFED FINANCIAL CORP                 DE       7.01,9.01                      10/31/04

FLEXTRONICS INTERNATIONAL LTD                    1.01,2.03,9.01                 11/17/04

FLORIDA ROCK INDUSTRIES INC             FL       7.01                           11/19/04

FNB BANCORP/CA/                                  8.01,9.01                      11/19/04

FOOT LOCKER INC                         NY       2.02,9.01                      11/18/04

FOOT LOCKER INC                         NY       5.02,8.01,9.01                 11/17/04

Ford Credit Floorplan Master Owner Tr   DE       8.01,9.01                      10/31/04

FRANKFORT TOWER INDUSTRIES INC          DE       1.03,9.01                      11/16/04

FRANKLIN CAPITAL CORP                   DE       3.02,7.01,9.01                 11/15/04

FRANKLIN COVEY CO                       UT       1.01,9.01                      11/15/04

FRANKLIN RESOURCES INC                  DE       1.01,9.01                      11/15/04

FREESCALE SEMICONDUCTOR INC             DE       5.05,9.01                      11/16/04

FRONTIER OIL CORP /NEW/                 WY       8.01,9.01                      11/05/04

FTS GROUP, INC.                         CO       4.01                           11/02/04    AMEND

FULTON FINANCIAL CORP                   PA       7.01,9.01                      11/19/04

FX ENERGY INC                           NV       1.01                           11/16/04

G&K SERVICES INC                        MN       1.01,2.03                      11/19/04

GCI INC                                 AK       2.03,9.01                      11/18/04

GCI INC                                 AK       2.03,9.01                      11/18/04

GENCORP INC                             OH       7.01,9.01                      11/17/04

GENCORP INC                             OH       9.01                           11/17/04

GENERAL COMMUNICATION INC               AK       2.03,9.01                      11/18/04

GENERAL COMMUNICATION INC               AK       2.03,9.01                      11/18/04

GENESIS MICROCHIP INC /DE               DE       5.02,9.01                      11/10/04

GK INTELLIGENT SYSTEMS INC              DE       9.01                           08/13/04    AMEND

GLOBAL PREFERRED HOLDINGS INC           DE       2.02,7.01,9.01                 11/15/04

GLOBAL SIGNAL INC                       DE       8.01,9.01                      11/18/04

GLYCOGENESYS  INC                       NV       3.01                           11/17/04

GMAC COMMERCIAL MORTGAGE SECURITIES I   DE       8.01,9.01                      11/19/04

GMACM Mortgage Pass-Through Certifica   DE       8.01,9.01                      11/19/04

Google Inc.                             DE       8.01                           11/19/04

GRAMERCY CAPITAL CORP                   MD       8.01,9.01                      11/16/04

GRUBB & ELLIS CO                        DE       8.01,9.01                      11/15/04

GS MORTGAGE SECURITIES CORP             DE       8.01                           11/19/04

GS MORTGAGE SECURITIES CORP             DE       8.01,9.01                      11/17/04

GUILFORD PHARMACEUTICALS INC            DE       1.01,5.02,9.01                 11/16/04

HCA INC/TN                              DE       1.01,2.03,9.01                 11/16/04

HIBBETT SPORTING GOODS INC              DE       1.01,2.02,7.01,9.01            10/30/04

HMI INDUSTRIES INC                      DE       5.02                           11/19/04

HOMESTAR MORTGAGE ACCEPTANCE CORP       DE       2.01,8.01,9.01                 11/19/04

HOUSTON EXPLORATION CO                  DE       8.01,9.01                      11/19/04

HUGOTON ROYALTY TRUST                   TX       2.02,9.01                      11/19/04

IMMUCELL CORP /DE/                      DE       1.01,7.01,9.01                 11/17/04

IMMUNICON CORP                                   7.01,9.01                      11/18/04

IMMUNICON CORP                                   8.01,9.01                      11/19/04

IMPAC MORTGAGE HOLDINGS INC             MD       1.01,9.01                      11/18/04

IMPAC MORTGAGE HOLDINGS INC             MD       1.01,9.01                      11/18/04

INDEPENDENT BANK CORP                   MI       2.01                           11/19/04

INFODATA SYSTEMS INC                    VA       5.02,9.01                      11/14/04

INFORMATICA CORP                        DE       1.01                           11/19/04

INFOUSA INC                             DE       5.04,9.01                      11/19/04

INFRASOURCE SERVICES INC                DE       9.01                           09/03/04    AMEND

INTEGRITY FINANCIAL CORP                NC       3.01,5.02,5.03,9.01            11/17/04

INTERACTIVE MARKETING TECHNOLOGY INC    NV       3.03                           11/12/04

INTERPUBLIC GROUP OF COMPANIES, INC.    DE       1.01,2.03,2.04,9.01            11/15/04

INTERSTATE GENERAL CO L P               DE       9.01                           09/30/04

INTERVOICE INC                          TX       1.01,1.02,9.01                 11/15/04

INVVISION CAPITAL INC                   NV       2.01,9.01                      11/19/04    AMEND

ISRAMCO INC                             DE       2.02,9.01                      11/15/04

ITRON INC /WA/                          WA       8.01                           11/19/04

J C PENNEY CO INC                       DE       3.02                           11/15/04

J NET ENTERPRISES INC                   NV       1.01,7.01,8.01                 11/18/04

J.P. Morgan Chase Commercial Mortgage   DE       8.01,9.01                      11/15/04

JLG INDUSTRIES INC                      PA       1.01                           11/19/04

Jostens IH Corp.                        DE       2.02,9.01                      11/19/04

KEYSPAN CORP                            NY       8.01,9.01                      11/19/04

KIMBERLY CLARK CORP                     DE       3.03,5.03,9.01                 11/19/04

KINTERA INC                                      1.01,9.01                      11/15/04

KMG CHEMICALS INC                       TX       2.02                           11/18/04

KNOBIAS, INC.                           DE       1.01,2.01,2.03,3.02,3.03,4.01  11/15/04

KRONOS WORLDWIDE INC                             2.03,7.01,9.01                 11/18/04

KV PHARMACEUTICAL CO /DE/               DE       7.01                           11/16/04

LEAP WIRELESS INTERNATIONAL INC         DE       2.02,9.01                      11/18/04

LECROY CORP                             DE       1.01,1.02,9.01                 11/19/04

LIFELINE SYSTEMS INC                    MA       1.01,3.03,9.01                 11/19/04

LIFEWAY FOODS INC                       IL       2.02,5.02,9.01                 11/15/04

LSB INDUSTRIES INC                      DE       2.02,9.01                      11/17/04

LTV CORP                                DE       8.01,9.01                      11/19/04

MANOR CARE INC                          DE       7.01,9.01                      11/19/04

MANTECH INTERNATIONAL CORP              DE       5.02                           11/11/04

MARSH & MCLENNAN COMPANIES INC          DE       5.02,8.01,9.01                 11/18/04

MASTERCARD INC                          DE       1.01,9.01                      11/17/04

MAUI GENERAL STORE INC                  NY       4.01                           11/16/04

MAUI LAND & PINEAPPLE CO INC            HI       5.02                           11/15/04    AMEND

MBIA INC                                CT       8.01,9.01                      11/18/04

MCDATA CORP                             DE       2.02,7.01                      11/18/04

MDC PARTNERS INC                                 4.02                           11/17/04

MEDICORE INC                            FL       8.01,9.01                      10/21/04

MEDQUIST INC                            NJ       1.01,9.01                      11/15/04

MEREDITH ENTERPRISES INC                DE       8.01                           11/19/04

MESA OFFSHORE TRUST                     TX       7.01,9.01                      11/19/04

MESA ROYALTY TRUST/TX                   TX       7.01,9.01                      11/19/04

METROPOLITAN HEALTH NETWORKS INC        FL       8.01,9.01                      11/18/04

MGI PHARMA INC                          MN       9.01                           09/03/04    AMEND

MICRO INTERCONNECT TECHNOLOGY INC       NV       5.03,9.01                      11/12/04

MICRON ENVIRO SYSTEMS INC               NV       8.01                           11/19/04

MICROSEMI CORP                          DE       1.01,2.02,9.01                 11/15/04

MICROWAVE FILTER CO INC /NY/            NY       5.02                           11/19/04

MIDLAND CO                              OH       8.01,9.01                      11/18/04

MINE SAFETY APPLIANCES CO               PA       2.02,9.01                      11/18/04    AMEND

MONEY STORE COMMERCIAL MORTGAGE INC     NJ       8.01,9.01                      11/15/04

MONEY STORE INVESTMENT CORP             NJ       8.01,9.01                      11/15/04

MONEY STORE SBA ADJUSTABLE RATE CERTI   NJ       8.01,9.01                      11/15/04

MONEYGRAM INTERNATIONAL INC                      8.01                           11/18/04

MONTPELIER RE HOLDINGS LTD              D0       8.01,9.01                      11/16/04

MOSAIC GLOBAL HOLDINGS INC.             DE       8.01,9.01                      11/19/04

MOVIE GALLERY INC                       DE       8.01,9.01                      11/19/04

MRU HOLDINGS INC                        DE       1.01,9.01                      11/17/04

MSX INTERNATIONAL INC                   DE       4.01,9.01                      11/17/04

MULTIBAND CORP                          MN       2.03,3.02                      11/12/04

N-VIRO INTERNATIONAL CORP               DE       2.02,9.01                      11/19/04

NACCO INDUSTRIES INC                    DE       2.02,7.01,9.01                 11/19/04

NANOPIERCE TECHNOLOGIES INC             NV       3.03                           11/19/04

NATIONAL COAL CORP                      FL       1.01                           11/16/04

NAVISTAR FINANCIAL RETAIL REC CORP  2   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP  2   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP 20   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP 20   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP 20   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP 20   DE       8.01,9.01                      10/31/04

NAVISTAR FINANCIAL RETAIL REC CORP NA   DE       8.01,9.01                      10/31/04

Neenah Paper Inc                        DE       1.01,2.03,7.01,9.01            11/18/04

NEIGHBORCARE INC                        PA       2.02,9.01                      11/18/04

NETWOLVES CORP                          NY       2.02,9.01                      11/16/04

NETWORK 1 SECURITY SOLUTIONS INC        DE       2.02,9.01                      11/15/04

New Century Energy Corp.                CO       2.01,9.01                      09/30/04    AMEND

NEW VISUAL CORP                         UT       5.02,9.01                      11/19/04

NEXTMEDIA OPERATING INC                          2.02,9.01                      11/05/04

NORTEL NETWORKS CORP                             1.01,9.01                      11/19/04

NORTEL NETWORKS LTD                              1.01,9.01                      11/19/04

NORTHWEST BANCORP INC                   PA       8.01,9.01                      11/19/04

NOVEN PHARMACEUTICALS INC               DE       5.02,9.01                      11/16/04

NUCLEAR SOLUTIONS INC                   NV       4.01,9.01                      11/19/04

NYER MEDICAL GROUP INC                  FL       5.02                           11/18/04

OCTEL CORP                              DE       8.01,9.01                      11/19/04

ODYSSEY PICTURES CORP                   NV       5.02                           11/19/04

OGLEBAY NORTON CO /OHIO/                OH       1.01,9.01                      11/15/04

OGLEBAY NORTON CO /OHIO/                OH       1.03,9.01                      11/16/04

OGLEBAY NORTON CO /OHIO/                OH       9.01                           11/15/04    AMEND

OMI CORP/M I                                     8.01,9.01                      11/17/04

ON THE GO HEALTHCARE INC                DE       4.01                           11/04/04    AMEND

ONEOK INC /NEW/                         OK       8.01,9.01                      11/19/04

ONVIA INC                               DE       5.02,9.01                      11/19/04

ORBIMAGE INC                            DE       1.01,3.02                      11/16/04

ORLEANS HOMEBUILDERS INC                DE       1.01,2.03,8.01                 11/17/04

OSHKOSH TRUCK CORP                      WI       1.01,9.01                      10/01/04

OSI PHARMACEUTICALS INC                 DE       8.01                           11/18/04

OXFORD VENTURES INC                     NV       4.02,5.02                      11/15/04

PARKER DRILLING CO /DE/                 DE       1.01,2.05                      11/15/04

PARKERVISION INC                        FL       5.02,9.01                      11/19/04

PATIENT INFOSYSTEMS INC                 DE       5.02                           11/17/04

PEMSTAR INC                             MN       3.01                           11/15/04

PHARMACYCLICS INC                       DE       8.01,9.01                      11/19/04

PHOTOWORKS INC /WA                      WA       5.02                           11/18/04

PINNACLE DATA SYSTEMS INC               OH       8.01,9.01                      11/18/04

PLACER SIERRA BANCSHARES                CA       8.01,9.01                      11/19/04

PLANET POLYMER TECHNOLOGIES INC         CA       2.02,8.01,9.01                 11/19/04

PLEXUS CORP                             WI       5.02                           11/18/04

PRAXAIR INC                             DE       8.01                           11/15/04

PREMIER ALLIANCE GROUP, INC.            NV       5.03,9.01                      11/15/04

PRESIDENT CASINOS INC                   DE       1.01,9.01                      11/15/04

PRIVATEBANCORP INC                      DE       7.01                           11/19/04

PROTALEX INC                            NM       1.01                           11/15/04

PROTALEX INC                            NM       1.01,5.02                      11/15/04

PROTECTIVE LIFE SECURED TRUST 2004-26   DE       1.03,2.01,8.01,9.01            11/15/04

Protective Life Secured Trust 2004-27   DE       1.03,2.01,8.01,9.01            11/15/04

Protective life Secured Trust 2004-28   DE       1.03,2.01,8.01,9.01            11/15/04

PROTECTIVE LIFE SECURED TRUST 2004-29   DE       1.03,2.01,8.01,9.01            11/15/04

Protective Life Secured Trust 2004-33   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-35   TN       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-37   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-38   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-40   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-41   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-43   DE       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-45   TN       1.03,2.01,8.01,9.01            11/10/04

Protective Life Secured Trust 2004-47   TN       1.03,2.01,8.01,9.01            11/10/04

PROTEIN POLYMER TECHNOLOGIES INC        DE       2.02,9.01                      11/19/04

PROVECTUS PHARMACEUTICALS INC           NV       3.02,9.01                      11/16/04

PROXYMED INC /FT LAUDERDALE/            FL       3.01,9.01                      11/16/04

QUIXOTE CORP                            DE       1.01,9.01                      11/18/04

R&G FINANCIAL CORP                      PR       2.01,9.01                      11/09/04    AMEND

RADISYS CORP                            OR       8.01                           11/15/04

RAYMOND JAMES FINANCIAL INC             FL       7.01                           10/29/04

REMINGTON ARMS CO INC/                  DE       1.01,1.02,5.02,9.01            11/19/04

Remote Dynamics Inc                     DE       8.01                           11/15/04

RENAISSANCE MORTGAGE ACCEPTANCE CORP    DE       8.01,9.01                      11/19/04

RESERVE PETROLEUM CO                    DE       5.03                           11/16/04

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE       9.01                           11/19/04

REZCONNECT TECHNOLOGIES INC             NY       1.01,8.01                      11/19/04

RICH HOLDINGS GROUP INC                 DE       5.01,5.02,9.01                 10/13/04    AMEND

ROANOKE TECHNOLOGY CORP                          3.02                           11/19/04

ROPER INDUSTRIES INC /DE/               DE       8.01,9.01                      11/19/04

ROYAL BODYCARE INC/NV                   DE       2.02                           11/17/04

RUSH ENTERPRISES INC \TX\               TX       1.01,9.01                      11/18/04

SAFEGUARD SCIENTIFICS INC               PA       1.01,9.01                      11/17/04

SCANVEC AMIABLE LTD                              1.01,5.02                      11/15/04

SCIENTIFIC TECHNOLOGIES INC             OR       5.02                           11/16/04

SCOTTS COMPANY                          OH       1.01,1.02,9.01                 09/16/04

SEMCO ENERGY INC                        MI       8.01,9.01                      11/15/04

SHARPER IMAGE CORP                      DE       2.02,5.02,9.01                 11/18/04

SHIRE PHARMACEUTICALS GROUP PLC                  8.01,9.01                      11/18/04

SIGNATURE LEISURE INC                   CO       3.02                           10/24/04    AMEND

SIMPSON MANUFACTURING CO INC /CA/       DE       5.05,9.01                      11/18/04

SIRIUS SATELLITE RADIO INC              DE       1.01,5.02                      11/18/04

SMART & FINAL INC/DE                    DE       1.01                           11/18/04

SMITHFIELD FOODS INC                    VA       1.01,2.03,8.01,9.01            11/15/04

SMITHTOWN BANCORP INC                   NY       8.01                           11/19/04

SMUCKER J M CO                          OH       2.02,9.01                      11/19/04

SOUTH JERSEY INDUSTRIES INC             NJ       7.01                           08/27/04

SOUTH JERSEY INDUSTRIES INC             NJ       7.01                           11/19/04

SPACEDEV INC                            CO       5.02                           11/18/04

SPECTRUM SCIENCES & SOFTWARE HOLDINGS   DE       1.01,9.01                      11/15/04

SPESCOM SOFTWARE INC                    CA       2.02,5.02,9.01                 11/17/04

SPINDLETOP OIL & GAS CO                 TX       2.02                           11/19/04

SPORT HALEY INC                         CO       2.02,9.01                      11/18/04

SPORTS RESORTS INTERNATIONAL INC        MI       8.01,9.01                      11/18/04

STAGE STORES INC                        NV       2.02,9.01                      11/19/04

STAR GAS PARTNERS LP                    DE       1.01,2.04,5.03,9.01            11/18/04

STERLING BANCORP                        NY       7.01,8.01                      11/18/04

STONE ENERGY CORP                       DE       8.01,9.01                      11/19/04

STRUCTURED ASSET SECURITIES CORP        DE       8.01                           10/17/04

SUREWEST COMMUNICATIONS                 CA       5.02                           11/19/04

SURMODICS INC                           MN       1.01                           11/15/04

SYNERGY BRANDS INC                      DE       3.02,7.01                      11/01/04    AMEND

TAPESTRY PHARMACEUTICALS, INC           DE       2.05,9.01                      11/16/04

TARRAGON CORP                           NV       1.01                           11/16/04

TECHNICAL COMMUNICATIONS CORP           MA       2.02,9.01                      11/19/04

TEKTRONIX INC                           OR       7.01,9.01                      11/19/04

TIMCO AVIATION SERVICES INC             DE       2.02,9.01                      11/19/04

TOTAL ENTERTAINMENT RESTAURANT CORP     DE       8.01                           11/19/04

TRAILER BRIDGE INC                               8.01,9.01                      11/18/04

TRANSPRO INC                            DE       1.01,2.03,9.01                 11/19/04

TRANSWITCH CORP /DE                     DE       2.05                           11/16/04

TRANSWITCH CORP /DE                     DE       3.02                           11/18/04

TREY INDUSTRIES INC                     DE       1.01,2.02,9.01                 11/11/04

TULLYS COFFEE CORP                               7.01,9.01                      11/18/04

UMPQUA HOLDINGS CORP                    OR       7.01,9.01                      11/18/04

UMPQUA HOLDINGS CORP                    OR       7.01,9.01                      11/19/04

UNITED FIRE & CASUALTY CO               IA       8.01,9.01                      11/19/04

UNIVERSAL ACCESS GLOBAL HOLDINGS INC    DE       1.01                           11/18/04

URBAN OUTFITTERS INC                    PA       1.01                           11/15/04

USEC INC                                DE       1.01,9.01                      11/15/04

USEC INC                                DE       1.01,8.01,9.01                 11/18/04

UTi WORLDWIDE INC                                5.02,5.03,9.01                 11/18/04

VAALCO ENERGY INC /DE/                  DE       5.02,9.01                      11/18/04

VAXGEN INC                              DE       4.01,9.01                      04/06/04    AMEND

VAXGEN INC                              DE       4.02,9.01                      07/20/04    AMEND

VERILINK CORP                           DE       1.01,9.01                      11/15/04

VESTA INSURANCE GROUP INC               DE       4.02                           11/15/04

VITAL IMAGES INC                        MN       3.01,8.01,9.01                 11/16/04

VOIP  INC                                        2.01,9.01                      11/16/04    AMEND

WASHINGTON REAL ESTATE INVESTMENT TRU   MD       1.01                           11/15/04

WASTE CONNECTIONS INC/DE                DE       1.01,2.03                      11/17/04

WCA WASTE CORP                                   8.01,9.01                      11/15/04

WELLS FARGO ASSET SECURITIES CORP       DE       8.01,9.01                      11/17/04

WEYERHAEUSER CO                         WA       8.01                           11/19/04

WEYERHAEUSER CO                         WA       8.01                           11/19/04

WILLIAM LYON HOMES                      DE       1.01,2.03,9.01                 11/15/04

WILLIAMS COMPANIES INC                  DE       5.02,7.01,8.01,9.01            11/16/04

WILSON BROTHERS USA INC                 IL       1.01,1.02,2.03                 11/15/04

WJ COMMUNICATIONS INC                   CA       5.02,7.01,9.01                 11/19/04

WPCS INTERNATIONAL INC                  DE       1.01,3.02,9.01                 11/18/04

WYNN RESORTS LTD                                 8.01                           11/15/04

YDI WIRELESS INC                        DE       1.02,9.01                      11/18/04

ZION OIL & GAS INC                      DE       1.01,3.02,5.02,5.03            11/19/04