SEC NEWS DIGEST

   Issue 2007-26                                        February 8, 2007

   COMMISSION ANNOUNCEMENTS

   COMMISSION MEETINGS

   CLOSED MEETING - THURSDAY, FEBRUARY 15, 2007 - 10:00 A.M.

   The subject matter of  the  closed  meeting  scheduled  for  Thursday,
   February 15, will be: formal orders of investigation; institution  and
   settlement  of  injunctive  actions;  institution  and  settlement  of
   administrative proceedings of an enforcement nature; resolution  of  a
   litigation claim;  adjudicatory  matters;  amicus  consideration;  and
   other matters relating to enforcement proceedings.

   At times, changes in Commission priorities require alterations in  the
   scheduling of meeting items. For further information and to  ascertain
   what, if any, matters have been added, deleted  or  postponed,  please
   contact: The Office of the Secretary at (202) 551-5400.

   ENFORCEMENT PROCEEDINGS

   IN THE MATTER OF ROBERT MONTANI, JR.

   On  February  7,  the   Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Section 15(b) of the Securities
   Exchange Act of 1934 and Notice  of  Hearing  (Order)  against  Robert
   Montani, Jr. (Montani). In the  Order,  the  Division  of  Enforcement
   alleges that Montani has pled guilty to one  count  of  conspiracy  to
   commit securities fraud  and  wire  fraud  before  the  United  States
   District Court for the District of New Jersey, U.S. v. Robert Montani,
   05 Cr. 87 (D.N.J.). The Order further alleges that the  count  of  the
   criminal indictment to which Montani pled guilty alleged, among  other
   things, that Montani  used  various  instrumentalities  of  interstate
   commerce, while employed at Valley Forge, a registered  broker-dealer,
   to defraud investors as he conspired to manipulate the stocks  of  two
   companies,  Eagletech  Communications,  Inc.  and   Select   Media   &
   Communications, Inc.

   A hearing will be scheduled before  an  administrative  law  judge  to
   determine whether the allegations contained in the Order are true,  to
   provide Montani an opportunity to dispute these  allegations,  and  to
   determine  what,  if  any,  remedial  sanctions  against  Montani  are
   appropriate and in the public interest pursuant to the  Exchange  Act.
   The Commission directed that an  administrative  law  judge  issue  an
   initial decision in this matter within  210  days  from  the  date  of
   service of the Order Instituting Proceedings. (Rel. 34-55252; File No.
   3-12562)

   IN THE MATTER OF JAMES CAVALIERE

   On  February  8,  the   Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Section 15(b) of the Securities
   Exchange Act of 1934 and  Notice  of  Hearing  (Order)  against  James
   Cavaliere. In the Order, the  Division  of  Enforcement  alleges  that
   Cavaliere has pled  guilty  to  one  count  of  conspiracy  to  commit
   securities fraud and wire fraud before the U.S. District Court for the
   District of New Jersey, U.S. v. James Cavaliere, 05 Cr. 49 (D.N.J.).

   The Order  further  alleges  that  the  sole  count  of  the  criminal
   information to  which  Cavaliere  pled  guilty  alleged,  among  other
   things, that Cavaliere, using various instrumentalities of  interstate
   commerce, while employed  at  Bryn  Mawr  Investment  Group,  Inc.,  a
   broker-dealer registered with the Commission, which later was known as
   Valley Forge Securities, Inc. (Valley Forge), defrauded  investors  by
   receiving undisclosed  excessive  cash  commissions,  which  were  not
   disclosed to customers. Cavaliere also paid excessive and  undisclosed
   commissions to licensed and  unlicensed  brokers  employed  at  Valley
   Forge's Staten Island Office. Cavaliere also employed deceptive  sales
   practices to mislead customers into buying certain stocks.

   A hearing will be scheduled before  an  administrative  law  judge  to
   determine whether the allegations contained in the Order are true,  to
   provide Cavaliere an opportunity to dispute these allegations, and  to
   determine what, if  any,  remedial  sanctions  against  Cavaliere  are
   appropriate and in the public interest pursuant to the  Exchange  Act.
   The Commission directed that an  administrative  law  judge  issue  an
   initial decision in this matter within  210  days  from  the  date  of
   service of the Order Instituting Proceedings. (Rel. 34-55253; File No.
   3-12563)

   SEC ORDERS HEARING ON REGISTRATION REVOCATION  AGAINST  SIX  COMPANIES
   FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   Today the Commission instituted public administrative  proceedings  to
   determine whether to revoke or suspend  for  a  period  not  exceeding
   twelve months the registrations of each class of the securities of six
   companies for failure to  make  required  periodic  filings  with  the
   Commission:

   *	Airstar Technologies, Inc.
   *	Amdiv.com, Inc.
   *	ATM Holdings, Inc.
   *	Antares Capital Corp.
   *	Bre Consulting Group, Inc.
   *	Cerplex Group, Inc.

   In this Order, the Division of Enforcement (Division) alleges that the
   six issuers are delinquent in their required periodic filings with the
   Commission.

   In this proceeding, instituted pursuant to Exchange Act Section 12(j),
   a hearing will be scheduled before an Administrative Law Judge. At the
   hearing, the judge will  hear  evidence  from  the  Division  and  the
   respondents to determine  whether  the  allegations  of  the  Division
   contained in the Order, which the Division alleges constitute failures
   to comply with Exchange Act Section 13(a) and Rules 13a-1  and  13a-13
   thereunder, are true. The judge in the proceeding will then  determine
   whether the registrations pursuant to Exchange Act Section 12  of  the
   securities of these respondents should be revoked or suspended  for  a
   period not exceeding twelve months. The Commission  ordered  that  the
   Administrative Law Judge in this proceeding issue an initial  decision
   not later than 120  days  from  the  date  of  service  of  the  order
   instituting proceedings. (Rel. 34-55257; File No. 3-12565)

   SEC CHARGES FORMER CO-CHAIRMAN OF SINA CORP.  AND  HIS  WIFE,  CEO  OF
   TREND  MICRO  INCORPORATED,  WITH  INSIDER  TRADING   

   The Commission announced today that it has filed a  complaint  in  the
   U.S. District Court  for  the  District  of  Columbia  against  Daniel
   Fongnien Chiang, the former Co-Chairman of SINA Corp., and  his  wife,
   Eva Yi-Fen Chen, the CEO of Trend Micro  Incorporated,  charging  that
   Chiang, aided and abetted by Chen, engaged in illegal insider  trading
   by selling SINA stock short while  in  possession  of  material,  non-
   public information about internal SINA projections that  SINA's  first
   quarter 2005 mobile value-added revenues could be off my  as  much  as
   twenty to thirty percent from the previous  quarter,  resulting  in  a
   twelve to eighteen percent decline in total revenues for the  previous
   quarter. The Commission's complaint alleges  that  on  Feb.  4,  2005,
   Chiang participated in a SINA Board of  Director's  meeting  where  he
   learned confidential information that SINA was going to disclose lower
   than expected revenue projections. On the morning of Feb. 7, 2005,  in
   breach of his duty of trust and confidence owed to SINA, Chiang,  with
   the assistance of Chen, positioned himself to profit from  a  drop  in
   SINA's stock price by placing eight  separate  orders  to  sell  short
   200,000 shares of SINA securities in Chen's mother's account.  Due  to
   the limited buying power  in  the  account,  ultimately,  four  orders
   totaling 70,000 shares of SINA were sold short in the  account.  After
   the close of the market on Feb. 7, 2005, SINA announced  that  it  was
   expecting  a  revenue  shortfall,  and   its   stock   price   dropped
   approximately 26%. As a result of his unlawful insider trading, Chiang
   realized $257,833 in ill-gotten gains. Simultaneously with the  filing
   of the complaint, Chiang has consented, without admitting  or  denying
   the allegations in the Commission's complaint,  to  the  entry  of  an
   order  that  permanently  enjoins  him  from  violating,  directly  or
   indirectly, Section 10(b) of the Securities Exchange Act of 1934,  and
   Rule 10b-5 thereunder. In addition, the order bars Chiang from serving
   as an officer or director of a public company for  a  period  of  five
   years, requires him to pay disgorgement of $257,833  plus  prejudgment
   interest thereon, and requires him to pay a civil penalty of $257,833.
   Also simultaneously  with  the  filing  of  the  complaint,  Chen  has
   consented,  without  admitting  or  denying  the  allegations  in  the
   Commission's complaint, to the entry  of  an  order  that  permanently
   enjoins her from violating, directly or indirectly, Section  10(b)  of
   the Securities Exchange Act of 1934, and Rule  10b-5  thereunder,  and
   requires her to pay a  civil  penalty  of  $128,916.  [SEC  v.  Daniel
   Fongnien Chiang and Eva Yi-Fen  Chen,  Civil  Action  No.  1:07CV00285
   (D.D.C.)] (LR-19994)

   SEC CHARGES FAMILY-RUN HEDGE FUND WITH $3.7  MILLION  INSIDER  TRADING
   SCHEME

   The Commission today announced the filing of a civil action in federal
   district court in New York,  New  York  involving  a  rampant  insider
   trading scheme which generated more than $3.7 million in  profits  and
   losses avoided for a family and  certain  friends  over  a  five  year
   period. From at least 2001 through 2005, seven individuals,  including
   lawyers and accountants, participated in a  scheme  to  trade  in  the
   stock and option contracts of Taro  Pharmaceuticals  Industries,  Ltd.
   (Taro), an Israeli-based publicly traded pharmaceutical company, ahead
   of eight earnings announcements and five FDA  approval  announcements.
   In the later stages of the scheme, certain of the defendants broadened
   the scheme by  trading  on  information  stolen  from  Pricewaterhouse
   Coopers LLP (PwC) and Ernst & Young, LLP (E&Y) concerning two possible
   mergers.

   In its complaint, the Commission alleged that Zvi Rosenthal  (Zvi),  a
   Vice President at Taro, abused his position at Taro by  systematically
   stealing  material,  nonpublic  information  concerning  13   separate
   company announcements, including earnings results and pending  generic
   drug approvals by the Food and Drug Administration. Zvi then traded on
   the information and passed it on to his family members who then traded
   in Taro stock and options. Typically, Zvi provided information to  his
   son, Amir  Rosenthal  (Amir),  who  traded  in  personal  accounts  he
   controlled, and in the account of the  family-  owned  and  controlled
   hedge fund, Aragon Partners, LP. Amir also tipped his  brothers,  Oren
   Rosenthal (Oren) and Ayal Rosenthal (Ayal); his father-in-law,  Bahram
   Delshad (Delshad); his best friend, David  Heyman  (Heyman);  and  his
   work supervisor, Young Kim (Kim), with information  he  received  from
   Zvi, and each of them traded. The complaint further  alleges  that  in
   its later stages, certain of the defendants broadened  the  scheme  to
   include trading on nonpublic information stolen  from  entities  other
   than Taro. On at least two occasions, Ayal and Heyman  misappropriated
   material, nonpublic  information  concerning  impending  mergers  from
   their respective employers, PwC and E&Y,  and  tipped  Amir  with  the
   information. Amir then traded on it. Amir also  tipped  Kim  with  the
   information from Ayal and Heyman, and Kim traded on the information.

   The Commission's complaint, filed in the U.S. District Court  for  the
   Southern District of New York, charges Zvi, Amir, Oren,  Ayal,  Aragon
   Partners, LP, Aragon Capital  Advisors,  LLC,  Heyman,  Heyman  &  Son
   Investment Partnership LP, Delshad, and Kim  with  violations  of  the
   antifraud provisions of the federal securities laws. The Commission is
   seeking permanent  injunctive  relief,  disgorgement  of  all  illegal
   profits  and  losses  avoided  plus  prejudgment  interest   and   the
   imposition of civil monetary penalties  against  the  defendants.  The
   complaint also seeks an officer and director bar against Zvi.

   The Commission has reached an agreement with Kim to settle the insider
   trading charges against him. Kim has consented  to  a  final  judgment
   permanently enjoining him from future violations of Section  10(b)  of
   the Securities Exchange Act of 1934 and  Rule  10b-5  thereunder,  and
   ordering him to pay $4,287.71 in disgorgement of his ill-gotten  gains
   plus prejudgment interest, and  $41,702.29  in  civil  penalties.  Kim
   consented to the final  judgment  without  admitting  or  denying  the
   allegations in the  complaint.  [SEC  v.  Aragon  Capital  Management,
   L.L.C., et al., Civil Action No. 07 CV 00919  (KMK)  SDNY]  (LR-19995;
   Press Rel. 2007-17)

   SELF-REGULATORY ORGANIZATIONS

   APPROVAL OF PROPOSED RULE CHANGES

   The Commission granted approval to a  proposed  rule  change  (SR-DTC-
   2006-15) filed by The Depository Trust Company under Section  19(b)(1)
   of the Securities Exchange Act of 1934. The order  amends  DTC's  Rule
   30, Canadian-Link Service,  to  allow  Canadian-Link  transactions  to
   settle in  U.S.  dollars.  Publication  is  expected  in  the  Federal
   Register during the week of February 12. (Rel. 34-55239)

   The Commission granted approval to a proposed  rule  change  (SR-CBOE-
   2006-62), as modified by Amendment No. 1  thereto,  submitted  by  the
   Chicago Board Options Exchange related  to  its  index  obvious  error
   rule. Publication is expected in the Federal Register during the  week
   of February 12. (Rel. 34-55246)

   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

   A proposed rule change filed by the New York Stock  Exchange  relating
   to Rule 122 (Orders with More than One Broker) until the  availability
   of full d-Quote functions in a particular security or March  5,  2007,
   whichever comes first (SR-NYSE-2007-11), has  become  effective  under
   Section 19(b)(3)(A)(ii)  of  the  Securities  Exchange  Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   February 12. (Rel. 34-55244)

   PROPOSED RULE CHANGE

   American Stock Exchange filed a proposed  rule  change  (SR-Amex-2006-
   90), as revised by Amendment Nos. 1 and 2 thereto, to list  and  trade
   notes linked to the performance of the  Hang  Seng  China  Enterprises
   Index. Publication is expected in the Federal Register during the week
   of February 12. (Rel. 34-55248)

   SECURITIES ACT REGISTRATIONS

   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

S-1     RESOLVE STAFFING INC, 105 N FALKENBURG ROAD, SUITE B, TAMPA, FL, 33619, 
        813-662-0074 - 6,000,000 ($15,500,000.00) Equity, (File 333-140487 - 
        Feb. 7) (BR. 11C)

N-2     Kayne Anderson MLP Investment CO, 
        1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA, 90067, 
        877-657-3863 - 0 ($500,000,000.00) Equity, (File 333-140488 - Feb. 7) 
        (BR. 17)

S-8     AMERICHIP INTERNATIONAL INC, PLYMOUTH TRADE CENTER, 
        9282 GENERAL DRIVE, SUITE 100, PLYMOUTH, MI, 48170-4607, 734-207-0334 - 
        60,000,000 ($1,560,000.00) Equity, (File 333-140489 - Feb. 7) (BR. 10A)

S-3ASR  WACHOVIA CORP NEW, ONE WACHOVIA CTR, CHARLOTTE, NC, 28288-0013, 
        7043746565 - 0 ($0.00) Non-Convertible Debt, (File 333-140491 - Feb. 7) 
        (BR. 07A)

S-8     EZCORP INC, 1901 CAPITAL PKWY, AUSTIN, TX, 78746, 5123143400 - 
        0 ($36,967,500.00) Equity, (File 333-140492 - Feb. 7) (BR. 02C)

S-1     CAI International, Inc., 415-788-0100 - 0 ($100,000,000.00) Equity, 
        (File 333-140496 - Feb. 7) (BR. )

S-3ASR  Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 
        650 623 4000 - 3,233,464 ($1,526,518,354.40) Equity, (File 333-140498 - 
        Feb. 7) (BR. 03A)

S-8     ITRONICS INC, 6490 SO. MCCARRAN BLVD., BLDG C STE 23, RENO, NV, 89509, 
        7756897696 - 30,000,000 ($390,000.00) Equity, (File 333-140499 - 
        Feb. 7) (BR. 05B)

S-1     IRVINE SENSORS CORP/DE/, 3001 REDHILL AVE, COSTA MESA, CA, 92626, 
        7145498211 - 17,663,298 ($27,908,010.84) Equity, (File 333-140500 - 
        Feb. 7) (BR. 10B)

S-1     NeurogesX Inc, 981 INDUSTRIAL ROAD SUITE F, SAN CARLOS, CA, 94070, 
        650-508-2116 - 0 ($69,000,000.00) Equity, (File 333-140501 - Feb. 7) 
        (BR. )

S-8     SINOFRESH HEALTHCARE INC, 516 PAUL MORRIS DR, ENGLEWOOD, FL, 34223, 
        941-681-3100 - 500,000 ($55,000.00) Equity, (File 333-140502 - Feb. 7) 
        (BR. 01C)

S-1     TechTarget Inc, 117 KENDRICK ST, SUITE 800, NEEDHAM, MA, 02492, 
        781-657-1000 - 0 ($75,000,000.00) Equity, (File 333-140503 - Feb. 7) 
        (BR. )

S-1     Biodel Inc, 6 CHRISTOPHER COLUMBUS AVE, DANBURY, CT, 06810, 
        203-798-3603 - 0 ($86,250,000.00) Equity, (File 333-140504 - Feb. 7) 
        (BR. )

S-8     INFE HUMAN RESOURCES INC, 67 WALL STREET, NEW YORK, NY, 10005, 
        2,750,000 ($1,237,500.00) Equity, (File 333-140505 - Feb. 7) (BR. 08B)

S-3     SANDERS MORRIS HARRIS GROUP INC, 600 TRAVIS, SUITE 2900, HOUSTON, TX, 
        77002, 7139934610 - 0 ($1.00) Other, (File 333-140506 - Feb. 7) 
        (BR. 11B)

S-8     NOBEL LEARNING COMMUNITIES INC, 1615 WEST CHESTER PIKE, SUITE 200, 
        WEST CHESTER, PA, 19382-6223, 484-947-2000 - 
        0 ($10,000,000.00) Non-Convertible Debt, (File 333-140507 - Feb. 7) 
        (BR. 11A)

S-3     MEDIS TECHNOLOGIES LTD, 805 THIRD AVENUE, NEW YORK, NY, 10022, 
        2129358484 - 5,750 ($57,500,000.00) Equity, (File 333-140508 - Feb. 7) 
        (BR. 10B)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.

				        STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

AASTROM BIOSCIENCES INC                 MI       2.02,9.01                      02/07/07

ACACIA RESEARCH CORP                    DE       1.01                           02/01/07

ACCO BRANDS CORP                        DE       2.02,2.05,2.06,9.01            02/07/07

ACME PACKET INC                         DE       2.02,9.01                      02/07/07

ACORDA THERAPEUTICS INC                          8.01,9.01                      02/05/07

ACTIVISION INC /NY                      DE       2.02,9.01                      02/07/07

Adams Respiratory Therapeutics, Inc.    DE       2.02,5.02,8.01,9.01            02/07/07

ADVANCED ENERGY INDUSTRIES INC          DE       2.02,7.01,9.01                 02/07/07

AFFYMETRIX INC                          DE       2.02,9.01                      02/07/07

Aftersoft Group                         DE       1.01,2.01,3.02,8.01,9.01       02/07/07

Aftersoft Group                         DE       1.01,2.01,3.02,9.01            08/04/06    AMEND

AKAMAI TECHNOLOGIES INC                 DE       2.02,8.01,9.01                 02/05/07

Akeena Solar, Inc.                      DE       1.01,1.02,2.03,8.01,9.01       01/29/07    AMEND

ALKERMES INC                            PA       2.02,9.01                      02/07/07

Alliance Holdings GP, L.P.              DE       5.02,9.01                      02/02/07

ALLIANCE RESOURCE PARTNERS LP           DE       5.02,9.01                      02/02/07

ALLIED CAPITAL CORP                     MD       2.02,8.01,9.01                 02/02/07

ALLIED CAPITAL CORP                     MD       5.02,9.01                      02/01/07

ALLIED HOLDINGS INC                     GA       7.01,9.01                      02/07/07

ALNYLAM PHARMACEUTICALS, INC.                    2.02,9.01                      02/07/07

AMERIANA BANCORP                        IN       5.02                           02/05/07

AMERICAN AIRLINES INC                   DE       8.01                           02/02/07

American Basketball Association, Inc.   UT       1.01,9.01                      12/05/06

American Basketball Association, Inc.   UT       5.02,9.01                      01/31/07

AMERICAN COMMERCIAL LINES INC.          DE       2.02,7.01,9.01                 02/06/07

AMERICAN COMMERCIAL LINES INC.          DE       8.01,9.01                      02/07/07

AMERICAN ENTERPRISE DEVELOPMENT CORP    TX       5.03                           12/31/06

AMERICAN EXPRESS CO                     NY       7.01                           02/07/07

AMICAS, Inc.                            DE       5.02                           02/05/07

AMKOR TECHNOLOGY INC                    DE       2.02,9.01                      02/07/07

AMR CORP                                DE       8.01                           02/02/07

AMSURG CORP                             TN       7.01,9.01                      02/06/07

ANALYSTS INTERNATIONAL CORP                      1.01,9.01                      02/01/07

ANAVEX LIFE SCIENCES CORP.              NV       2.01,3.02,5.01,5.06,9.01       01/31/07

ANDREW CORP                             DE       2.02,9.01                      02/01/07

ANNAPOLIS BANCORP INC                   MD       2.02,9.01                      02/07/07

APOLLO GROUP INC                        AZ       2.02,5.02,9.01                 02/06/07

AQUILA  INC                             DE       1.01,8.01,9.01                 02/06/07

ARENA PHARMACEUTICALS INC               DE       8.01                           02/05/07

ARENA RESOURCES INC                     NV       5.02                           02/01/07

ARKANSAS BEST CORP /DE/                 DE       5.02,9.01                      02/07/07

ARVINMERITOR INC                        IN       8.01,9.01                      02/07/07

ASPECT MEDICAL SYSTEMS INC              DE       1.01,2.02,9.01                 02/07/07

Aspreva Pharmaceuticals CORP            A1       2.02,9.01                      02/07/07

ASSOCIATED BANC-CORP                    WI       8.01                           02/07/07

ASSURANT INC                                     2.02                           02/07/07

ASTORIA FINANCIAL CORP                  DE       2.02,9.01                      02/01/07

AT&T INC.                               DE       8.01,9.01                      02/06/07

ATHEROS COMMUNICATIONS INC              DE       5.02                           02/02/07

ATMI INC                                DE       2.02,9.01                      02/07/07

ATS CORP                                DE       7.01,9.01                      02/07/07

ATSI COMMUNICATIONS INC/DE              NV       2.02,9.01                      02/07/07

AURELIO RESOURCE CORP                   NV       3.02                           02/05/07

AUTO DATA NETWORK                       DE       8.01,9.01                      01/30/07

AUTONATION INC /FL                      DE       2.02,9.01                      02/07/07

AVEROX INC.                             NV       4.01                           11/13/06    AMEND

AVIGEN INC \DE                          DE       5.02                           02/05/07

AVIGEN INC \DE                          DE       2.02,9.01                      02/07/07

BALDWIN & LYONS INC                     IN       2.02,7.01,9.01                 02/05/07

BALDWIN & LYONS INC                     IN       5.02,9.01                      02/06/07

BANKATLANTIC BANCORP INC                FL       7.01,9.01                      02/06/07

BANKRATE INC                            FL       2.02,9.01                      02/06/07

BAUSCH & LOMB INC                       NY       7.01,9.01                      02/06/07

Bear Stearns Asset Backed Securities    DE       9.01                           02/01/07

BEASLEY BROADCAST GROUP INC             DE       2.01,2.03,7.01                 02/01/07

Behringer Harvard Opportunity REIT I,   MD       1.01,9.01                      02/01/07

BELDEN & BLAKE CORP /OH/                OH       5.02                           02/02/07

BENCHMARK ELECTRONICS INC               TX       2.02,9.01                      02/06/07

BIG CAT ENERGY CORP                              1.01,7.01,9.01                 02/07/07

BIOANALYTICAL SYSTEMS INC               IN       2.02,9.01                      02/07/07

BIOCRYST PHARMACEUTICALS INC            DE       2.02,9.01                      02/07/07

BIOSPECIFICS TECHNOLOGIES CORP          DE       4.02                           01/21/07    AMEND

BIOSPECIFICS TECHNOLOGIES CORP          DE       4.02                           01/21/07    AMEND

BLACKBOARD INC                          DE       7.01                           02/06/07

BOOTS & COOTS INTERNATIONAL WELL CONT   DE       5.02                           02/07/07

BOSTON LIFE SCIENCES INC /DE            DE       1.01,5.02,9.01                 02/05/07

BROADCASTER INC                         CA       3.02,8.01                      02/01/07

C-BASS 2007-CB1 Trust                   DE       8.01,9.01                      02/07/07

CAM COMMERCE SOLUTIONS INC              DE       2.02,9.01                      02/07/07

CANADIAN DERIVATIVES CLEARING CORP      A6       9.01                           01/31/07

CANYON RESOURCES CORP                   DE       8.01                           02/06/07

CAPITOL BANCORP LTD                     MI       5.02,5.03,8.01                 02/06/07

CARSUNLIMITED COM INC                   NV       1.01,2.03,3.02,5.02,9.01       02/01/07

CARVER BANCORP INC                      DE       8.01,9.01                      02/06/07

CASCADE BANCORP                         OR       5.02,9.01                      02/01/07

CASCADE NATURAL GAS CORP                WA       2.02,9.01                      02/06/07

CATCHER HOLDINGS, INC                            1.01,5.02,9.01                 02/01/07

CB RICHARD ELLIS GROUP INC              DE       2.02,9.01                      02/06/07

CELGENE CORP /DE/                       DE       5.02                           02/02/07

CENTERPOINT ENERGY INC                           3.02                           02/01/07

CENTILLIUM COMMUNICATIONS INC           DE       2.02,9.01                      02/07/07

CENTRAL GARDEN & PET CO                 DE       2.02,9.01                      02/07/07

CepTor CORP                             DE       4.01,9.01                      02/01/07

CHAMPPS ENTERTAINMENT INC               DE       2.02,9.01                      02/06/07

CHARTERMAC                              DE       5.02,9.01                      02/01/07

Chelsea Therapeutics International, L   DE       8.01,9.01                      02/07/07

CHINA MULTIMEDIA, INC.                  NV       4.02                           02/01/07

China VoIP & Digital Telecom Inc.       NV       8.01,9.01                      02/07/07

CIGNA CORP                              DE       2.02                           02/07/07

CIMNET INC/PA                           DE       1.01,9.01                      01/26/07

CINCINNATI FINANCIAL CORP               OH       2.02,7.01,9.01                 02/05/07

CITIGROUP INC                           DE       8.01,9.01                      02/07/07

CLARUS CORP                             DE       5.02                           02/01/07

CLAYTON HOLDINGS INC                             2.02,9.01                      02/07/07

CLIFTON SAVINGS BANCORP INC                      5.02                           02/06/07

CLX INVESTMENT COMPANY, INC.            CO       5.02                           02/01/07

COCA COLA BOTTLING CO CONSOLIDATED /D   DE       2.05                           02/02/07

Columbia Equity Trust, Inc.             MD       8.01,9.01                      02/01/07

COMPETITIVE TECHNOLOGIES INC            DE       5.02                           02/06/07

CONSOLIDATED GRAPHICS INC /TX/          TX       2.02,9.01                      02/07/07

CONSOLIDATED GRAPHICS INC /TX/          TX       2.02,9.01                      02/07/07

CONVERSION SERVICES INTERNATIONAL INC   DE       2.03                           02/01/07

CORONADO INDUSTRIES INC                 NY       1.01,2.01,3.02,5.01,5.02,9.01  01/26/07

CORPORATE EXECUTIVE BOARD CO            DE       1.01,2.02,5.02,9.01            02/06/07

CRAFTMADE INTERNATIONAL INC             DE       2.02,7.01,9.01                 02/07/07

CULP INC                                NC       3.02,5.02,9.01                 02/01/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      01/31/07

DANKA BUSINESS SYSTEMS PLC                       2.02,4.02,8.01,9.01            02/06/07

DANKA BUSINESS SYSTEMS PLC                       7.01,9.01                      02/06/07

DATALINK CORP                           MN       2.02,9.01                      02/07/07

DATAMETRICS CORP                        DE       5.02                           02/02/07

DAWSON GEOPHYSICAL CO                   TX       7.01,9.01                      02/07/07

DAYSTAR TECHNOLOGIES INC                DE       8.01,9.01                      02/01/07

DAYTON POWER & LIGHT CO                 OH       8.01,9.01                      02/01/07

DealerTrack Holdings, Inc.              DE       2.01,7.01,9.01                 02/01/07

DEAN FOODS CO                           DE       2.02,9.01                      02/07/07

DELCATH SYSTEMS INC                     DE       5.02,8.01,9.01                 01/02/07

DELTIC TIMBER CORP                      DE       2.02,9.01                      02/07/07

DENTSPLY INTERNATIONAL INC /DE/         DE       2.02,9.01                      02/06/07

DEVELOPERS DIVERSIFIED REALTY CORP      OH       8.01                           02/06/07

DEVON ENERGY CORP/DE                    DE       8.01                           02/07/07

DEVON ENERGY CORP/DE                    DE       2.02,9.01                      02/07/07

DEVRY INC                               DE       5.02,9.01                      02/06/07

DIGITAL RECORDERS INC                   NC       7.01,8.01,9.01                 02/07/07

DIODES INC /DEL/                        DE       2.02,9.01                      02/06/07

DIOMED HOLDINGS INC                     NV       5.02,9.01                      02/07/07

DIRECT GENERAL CORP                              2.02,9.01                      02/06/07

DIRECTV GROUP INC                       DE       2.02                           02/07/07

DIRECTV GROUP INC                       DE       7.01,9.01                      02/07/07

DIRECTV HOLDINGS LLC                    DE       2.02                           02/07/07

DOMINOS PIZZA INC                                1.01,8.01,9.01                 02/06/07

DPL INC                                 OH       8.01,9.01                      02/01/07

DSL NET INC                             DE       8.01                           02/07/07

DUKE REALTY CORP                        IN       1.01,2.02,9.01                 02/01/07

DUKE REALTY LIMITED PARTNERSHIP/        IN       1.01,2.02,9.01                 02/01/07

EASTERN CO                              CT       2.02,7.01,9.01                 02/07/07

EASTERN CO                              CT       1.01                           02/07/07

ECHELON CORP                            DE       2.02,9.01                      12/31/06

ECOLLEGE COM                            DE       5.02                           02/01/07

EL PASO CORP/DE                         DE       8.01                           02/05/07

ELCOM INTERNATIONAL INC                 DE       1.01,3.02,9.01                 02/02/07

ELECTRONIC DATA SYSTEMS CORP /DE/       DE       2.02,9.01                      02/07/07

ENCORIUM GROUP INC                      NV       2.02,9.01                      02/05/07

ENDWAVE CORP                            DE       2.02,9.01                      02/07/07

ENDWAVE CORP                            DE       5.02,9.01                      02/02/07

ENERGYSOUTH INC                         AL       1.01,9.01                      02/01/07

EnerSys                                 DE       1.01,2.02,2.03,9.01            02/07/07

ENERTECK CORP                                    4.01,9.01                      01/15/07    AMEND

EQUINIX INC                             DE       1.01,2.02,9.01                 02/01/07

EQUITY OFFICE PROPERTIES TRUST          MD       8.01,9.01                      02/07/07

EQUITY RESIDENTIAL                      MD       2.02,9.01                      02/06/07

ERGO SCIENCE CORP /DE/                  DE       3.01,3.03,5.03,8.01,9.01       02/06/07

ESCALA GROUP INC                        NY       1.01,5.02,8.01,9.01            02/01/07

ESSEX PROPERTY TRUST INC                MD       8.01,9.01                      02/07/07

EVERGREEN ENERGY INC                    DE       7.01,9.01                      02/07/07

EXIDE TECHNOLOGIES                      DE       2.02,9.01                      02/07/07

EXPLORATION CO OF DELAWARE INC          DE       7.01,9.01                      02/02/07

FAIR ISAAC CORP                         DE       5.02,9.01                      02/06/07

FBL FINANCIAL GROUP INC                 IA       2.02,7.01                      02/06/07

FIFTH THIRD BANCORP                     OH       7.01,9.01                      02/07/07

FINANCIAL INDUSTRIES CORP               TX       1.01,5.02,9.01                 02/01/07

FIRST AMERICAN CORP                     CA       1.01,9.01                      02/01/07

FIRST BANCORP /PR/                      PR       8.01,9.01                      05/07/02

FIRST INTERSTATE BANCSYSTEM INC         MT       2.02,7.01,9.01                 02/02/07    AMEND

FIRST KEYSTONE FINANCIAL INC                     7.01,9.01                      02/07/07

FIRST SOUTH BANCORP INC /VA/            VA       5.02                           02/06/07

FMC CORP                                DE       2.02,9.01                      02/06/07

FOX PETROLEUM INC.                      NV       5.03,7.01,9.01                 02/05/07

FRANKLIN BANK CORP                               7.01,9.01                      02/07/07

FUEL TECH, INC.                         DE       1.01,9.01                      02/01/07

GameStop Corp.                          DE       5.03,7.01,9.01                 02/07/07

Genemen Inc.                                     5.02                           02/06/07

GENERAL CABLE CORP /DE/                 DE       2.01,9.01                      02/07/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       9.01                           02/05/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       2.01,9.01                      02/01/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       9.01                           02/05/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       2.01,9.01                      02/01/07

GEODYNE ENERGY INCOME LTD PARTNERSHIP   OK       9.01                           02/05/07

GEODYNE INSTITUTIONAL PENSION ENERGY    OK       9.01                           02/05/07

GEODYNE INSTITUTIONAL PENSION ENERGY    TX       9.01                           02/05/07

GOLDEN STAR RESOURCES LTD                        2.02,9.01                      02/07/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       7.01                           02/07/07

GRAINGER W W INC                        IL       2.02,9.01                      12/31/06

GRAN TIERRA ENERGY, INC.                NV       7.01,9.01                      02/07/07

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01                      02/05/07

GTREX CAPITAL, INC.                     DE       5.02                           02/01/07

Gulf United Energy, Inc.                NV       3.02                           02/07/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           02/07/07

HEALTHWAYS, INC                         DE       9.01                           12/01/06    AMEND

HERCULES TECHNOLOGY GROWTH CAPITAL IN   MD       2.02,9.01                      02/07/07

HERITAGE COMMERCE CORP                  CA       2.02,8.01,9.01                 02/06/07

HERSHA HOSPITALITY TRUST                MD       1.01,2.01,9.01                 02/01/07

HIBBETT SPORTING GOODS INC              DE       1.01,9.01                      02/02/07

HILLENBRAND INDUSTRIES INC              IN       2.02,9.01                      02/06/07

HNI CORP                                IA       2.02,9.01                      02/07/07

HOT TOPIC INC /CA/                      CA       2.02,9.01                      02/07/07

HSBC USA INC /MD/                       MD       8.01                           02/07/07

HUMANA INC                              DE       5.02                           02/02/07

HuntMountain Resources                  WA       1.01                           01/31/07

HYDRON TECHNOLOGIES INC                 NY       1.01,3.02,9.01                 02/01/07

IGIA, Inc.                              DE       1.01,2.03,3.02,9.01            02/01/07

IMMUCELL CORP /DE/                      DE       2.02,9.01                      02/07/07

IMPART MEDIA GROUP INC                  NV       8.01                           02/01/07

IMPAX LABORATORIES INC                  DE       7.01,9.01                      02/07/07

INDEVUS PHARMACEUTICALS INC             DE       2.02,7.01,9.01                 02/07/07

INFOCROSSING INC                        DE       7.01,9.01                      02/07/07

INFOCUS CORP                            OR       1.01,2.02,9.01                 02/06/07

INNOVO GROUP INC                        DE       1.02,2.02,8.01,9.01            02/01/07

instaCare Corp.                         NV       8.01,9.01                      12/18/06

INTERCONTINENTALEXCHANGE INC                     2.02,9.01                      02/07/07

INTERNATIONAL ALUMINUM CORP             CA       2.02,9.01                      02/05/07

INTERNATIONAL BARRIER TECHNOLOGY INC/            7.01,9.01                      02/06/07

INTERNATIONAL FLAVORS & FRAGRANCES IN   NY       2.02,9.01                      02/06/07

INTUIT INC                              DE       2.01,2.03,8.01,9.01            02/06/07

INVACARE CORP                           OH       8.01,9.01                      02/07/07

ISHARES COMEX GOLD TRUST                NY       8.01,9.01                      02/06/07

Isilon Systems, Inc.                    DE       2.02,9.01                      02/07/07

ISIS PHARMACEUTICALS INC                DE       1.01,9.01                      02/01/07

ISONICS CORP                            CA       3.02                           02/01/07

IsoRay, Inc.                            MN       1.01,3.03,5.03,9.01            02/01/07

ITEC ENVIRONMENTAL GROUP INC            DE       5.02                           02/01/07

JL HALSEY CORP                                   1.02,3.02,7.01,9.01            01/31/07

JMAR TECHNOLOGIES INC                   DE       1.01,3.02,9.01                 02/01/07

JOHNSON & JOHNSON                       NJ       8.01                           02/01/07

KANSAS CITY SOUTHERN                    DE       8.01,9.01                      02/06/07

KEANE, INC.                             MA       8.01,9.01                      02/07/07

KEANE, INC.                             MA       8.01,9.01                      02/07/07

KENILWORTH SYSTEMS CORP                 NY       4.01                           02/07/07

KFORCE  INC                             FL       2.02,9.01                      02/06/07

KFORCE  INC                             FL       5.03,9.01                      02/02/07

KNOLL INC                               DE       2.02,9.01                      02/07/07

KYPHON INC                              DE       7.01,9.01                      02/06/07

Lazard Ltd                              D0       2.02,9.01                      02/07/07

LEARNING QUEST TECHNOLOGIES, INC.       NV       3.02                           02/07/07    AMEND

LEHMAN ABS CORP AT&T WIRELESS SERV NO   DE       8.01                           02/06/07

LEHMAN ABS CORP ROYAL & SUN ALLIANCE    DE       8.01                           02/05/07

LEXINGTON REALTY TRUST                  MD       2.03,3.02                      02/05/07

LEXINGTON REALTY TRUST                  MD       2.03,3.02                      02/05/07    AMEND

LIFEPOINT HOSPITALS, INC.                        2.02,9.01                      02/06/07

Lightstone Value Plus Real Estate Inv   MD       2.01,2.03,9.01                 02/01/07

LIQUIDITY SERVICES INC                           2.02                           02/07/07

LoopNet, Inc.                           CA       2.02,9.01                      02/07/07

LUBRIZOL CORP                           OH       2.02,8.01,9.01                 02/07/07

LUMINEX CORP                            DE       2.02,9.01                      02/07/07

M&T BANK CORP                           NY       8.01                           02/05/07

MACK CALI REALTY L P                    DE       1.01,9.01                      02/01/07

MAJESTIC STAR CASINO LLC                IN       5.02,9.01                      01/31/07

MANGAPETS, INC.                         DE       5.02                           02/07/07

MANHATTAN ASSOCIATES INC                GA       2.02,9.01                      02/07/07

MARINE PRODUCTS CORP                    DE       2.02,9.01                      02/07/07

MARKETAXESS HOLDINGS INC                         2.02,9.01                      02/07/07

MAXIM INTEGRATED PRODUCTS INC           DE       2.02,9.01                      02/07/07

MAXUS REALTY TRUST INC.                          1.02                           02/07/07

MEDICAL ACTION INDUSTRIES INC           DE       7.01,9.01                      02/07/07

MEDIMMUNE INC /DE                       DE       2.02,9.01                      02/07/07

MENS WEARHOUSE INC                      TX       2.03,9.01                      02/02/07

MERRILL LYNCH & CO INC                  DE       8.01,9.01                      02/07/07

MGI PHARMA INC                          MN       2.02,9.01                      02/07/07

MILLENNIUM CELL INC                     DE       1.01,9.01                      02/01/07

MISSION WEST PROPERTIES INC             CA       2.02                           02/07/07

MOLINA HEALTHCARE INC                   DE       5.02                           02/06/07

MOODYS CORP /DE/                        DE       2.02,7.01,9.01                 02/07/07

MTM Technologies, Inc.                  NY       2.02,9.01                      02/06/07

MUZAK HOLDINGS LLC                      DE       2.02,9.01                      02/07/07

MWI Veterinary Supply, Inc.             DE       7.01,9.01                      02/07/07

NABORS INDUSTRIES LTD                   D0       2.02,9.01                      02/06/07

NATIONAL FUEL GAS CO                    NJ       4.01                           02/01/07

National Health Partners Inc                     2.02,9.01                      01/31/07

Nationstar Home Equity Loan Trust 200   DE       8.01,9.01                      02/07/07

NAUTILUS, INC.                          WA       2.02,9.01                      02/07/07

NAVIGATORS GROUP INC                    DE       1.01,2.03,9.01                 02/02/07

NESTOR INC                              DE       1.01,9.01                      02/05/07

NET 1 UEPS TECHNOLOGIES INC                      2.02,7.01,9.01                 02/07/07

NETFABRIC HOLDINGS, INC                 DE       7.01,9.01                      02/07/07

NETFABRIC HOLDINGS, INC                 DE       4.01,9.01                      01/24/07    AMEND

NETOPIA INC                             DE       2.01,3.01,3.03,5.01,9.01       02/06/07

NEW CENTURY FINANCIAL CORP              MD       2.02,4.02,9.01                 02/07/07

NEW HORIZONS WORLDWIDE INC              DE       3.02,5.02,9.01                 02/01/07

NEW JERSEY RESOURCES CORP               NJ       2.02,9.01                      12/31/06

New Oriental Energy & Chemical Corp.             5.03,9.01                      02/07/07

New Oriental Energy & Chemical Corp.             7.01,9.01                      02/07/07

NEWPORT CORP                            NV       1.01,2.03,3.02,8.01,9.01       02/01/07

NEWS CORP                                        2.02,9.01                      02/07/07

NEXTPHASE WIRELESS, INC.                NV       1.01,9.01                      02/02/07

NORTEL NETWORKS CORP                             2.02,2.05,9.01                 02/07/07

NORTEL NETWORKS LTD                              2.02,2.05,9.01                 02/07/07

NORTHEAST BANCORP /ME/                  ME       4.01                           02/06/07    AMEND

NOVADEL PHARMA INC                      DE       5.02,9.01                      02/01/07

NU SKIN ENTERPRISES INC                 DE       2.02,9.01                      02/07/07

NxStage Medical, Inc.                   DE       1.01,3.02                      02/07/07

OCCIDENTAL PETROLEUM CORP /DE/          DE       7.01                           02/07/07

Odimo INC                               DE       1.01                           02/05/07

OHIO CASUALTY CORP                      OH       2.02,9.01                      12/31/06

Opteum Inc.                             MD       7.01,9.01                      02/01/07

ORGANITECH USA INC                      DE       1.01,9.01                      02/07/07

Orsus Xelent Technologies Inc           DE       5.02,5.03,8.01,9.01            02/07/07

ORTHODONTIX INC                         FL       4.01,9.01                      02/04/07

ORTHOVITA INC                                    2.02,9.01                      02/06/07

OSI PHARMACEUTICALS INC                 DE       8.01                           02/07/07

OSI SYSTEMS INC                         CA       2.02,9.01                      02/07/07

OXFORD INDUSTRIES INC                   GA       1.01,1.02,5.02,9.01            02/05/07

OYO GEOSPACE CORP                       DE       2.02,9.01                      02/07/07

PAM TRANSPORTATION SERVICES INC         DE       2.02,9.01                      02/07/07

PARADISE MUSIC & ENTERTAINMENT INC      DE       5.02                           02/01/07

PARLUX FRAGRANCES INC                   DE       1.01,5.02,5.03,9.01            02/06/07

PARTNERS TRUST FINANCIAL GROUP INC               1.01,8.01,9.01                 02/07/07

PATHFINDER BANCORP INC                  DE       2.02                           12/31/06

PATRON SYSTEMS INC                      DE       8.01,9.01                      02/01/07

PAY88                                   NV       1.01,5.02,9.01                 02/01/07

PEOPLES BANCORP                         IN       5.01                           02/07/07

PEPSICO INC                             NC       5.02,5.03,9.01                 02/02/07

PEPSICO INC                             NC       5.02,9.01                      02/02/07

PETRO RESOURCES CORP                             7.01,9.01                      02/06/07

PETROSEARCH ENERGY CORP                          1.01,2.03,9.01                 02/01/07

PHH MORTGAGE CAPITAL LLC                DE       9.01                           02/07/07

PINGCHUAN PHARMACEUTICAL INC            NC       2.01,3.02,5.01                 01/30/07    AMEND

PINNACLE AIRLINES CORP                  DE       7.01                           02/06/07

PIONEER NATURAL RESOURCES CO            DE       2.02,9.01                      02/06/07

PLUM CREEK TIMBER CO INC                DE       5.02                           10/31/06    AMEND

POLO RALPH LAUREN CORP                  DE       2.02,9.01                      02/07/07

POWER ONE INC                           DE       2.02,9.01                      02/07/07

POWERWAVE TECHNOLOGIES INC              DE       5.02                           02/01/07

PRAECIS PHARMACEUTICALS INC             DE       5.01,8.01,9.01                 02/07/07

PREMIER FINANCIAL BANCORP INC           KY       2.02,9.01                      02/05/07

PREMIERE GLOBAL SERVICES, INC.          GA       8.01                           02/02/07

PRIMUS GUARANTY LTD                              2.02,9.01                      02/06/07

PRINTRONIX INC                          DE       2.02,9.01                      02/07/07

PRO PHARMACEUTICALS INC                 NV       8.01,9.01                      02/07/07

PROSPECT ENERGY CORP                    MD       8.01,9.01                      02/06/07

PRUDENTIAL FINANCIAL INC                NJ       2.02,7.01,9.01                 02/07/07

PUGET ENERGY INC /WA                    WA       7.01                           02/07/07

QUAKER CHEMICAL CORP                    PA       5.02                           02/01/07

R&R ACQUISITION III, INC                NJ       1.02,9.01                      02/01/07

RADISYS CORP                            OR       2.02,9.01                      02/01/07

RALCORP HOLDINGS INC /MO                MO       2.02,9.01                      02/06/07

RAMBUS INC                              DE       3.01,9.01                      02/06/07

Rand Logistics, Inc.                    DE       7.01,9.01                      02/06/07

RANGE RESOURCES CORP                    DE       8.01,9.01                      02/06/07

REDENVELOPE INC                         DE       7.01,9.01                      02/07/07

REGENERATION TECHNOLOGIES INC           FL       2.02,9.01                      02/07/07

RENAISSANCERE HOLDINGS LTD                       2.02,9.01                      02/06/07

RENTRAK CORP                            OR       2.02,9.01                      02/06/07

Restaurant Acquisition Partners, Inc.   DE       8.01,9.01                      02/07/07

Restore Medical, Inc.                   DE       5.02                           02/01/07

Riverbed Technology, Inc.               DE       2.02,9.01                      02/07/07

ROCKELLE CORP.                          DE       1.01,9.01                      01/31/07

ROHM & HAAS CO                          DE       5.02                           02/07/07

ROLLINS INC                             DE       2.02                           02/07/07

RPC INC                                 DE       2.02,9.01                      02/07/07

RUDOLPH TECHNOLOGIES INC                DE       2.02,9.01                      12/31/06

SAFENET INC                             DE       3.01,9.01                      01/31/07

Sara Lee Corp                           MD       2.02,9.01                      02/07/07

SCBT FINANCIAL CORP                     SC       8.01,9.01                      02/07/07

SCHAWK INC                              DE       3.01,5.02                      02/01/07

SCM MICROSYSTEMS INC                    DE       2.02,9.01                      02/07/07

SCOTTS MIRACLE-GRO CO                   OH       1.01,1.02,2.03,8.01,9.01       02/07/07

SEA CONTAINERS LTD /NY/                          8.01,9.01                      02/06/07

SELECT COMFORT CORP                              2.02,9.01                      02/07/07

SEMOTUS SOLUTIONS INC                   NV       2.03,3.02,9.01                 02/01/07

Seneca Gaming Corp                      XX       8.01                           02/07/07

Seneca Gaming Corp                      XX       1.01,1.02,5.02,9.01            02/07/07

SENIOR HOUSING PROPERTIES TRUST         MD       5.03,8.01,9.01                 02/07/07

SIMTROL  INC                            DE       1.01,2.03,3.02,3.03,5.03,9.01  01/30/07    AMEND

SINA CORP                                        2.02,5.02,8.01,9.01            02/01/07

SINGING MACHINE CO INC                  DE       1.01,3.02,9.01                 02/01/07

SINGING MACHINE CO INC                  DE       1.01,3.02,9.01                 02/07/07    AMEND

SKY PETROLEUM, INC.                     NV       1.01,5.02,9.01                 02/05/07

SKYWEST INC                             UT       2.02,9.01                      02/07/07

SMITHFIELD FOODS INC                    VA       8.01,9.01                      02/05/07

SOMERSET HILLS BANCORP                  NJ       2.02                           02/06/07

SONICWALL INC                           CA       2.02,9.01                      02/07/07

SONOCO PRODUCTS CO                      SC       2.02,9.01                      02/07/07

SONTRA MEDICAL CORP                     MN       5.02                           02/05/07

Southland Health Services, Inc.                  8.01,9.01                      02/01/07

SPECTRALINK CORP                        CO       2.02,9.01                      02/07/07

SPRINT NEXTEL CORP                      KS       1.01                           02/05/07

STERICYCLE INC                          DE       2.02,9.01                      02/07/07

STOCKERYALE INC                         MA       5.02,9.01                      02/01/07

STRATS (SM) TRUST FOR JPMORGAN CHASE             8.01,9.01                      02/01/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01,9.01                      01/29/07

Strats(SM) Trust for JPMorgan Chase C            8.01,9.01                      02/01/07

STRATS(SM) Trust For Morgan Stanley S            8.01,9.01                      02/01/07

STRUCTURED PRODUCTS CORTS TR FOR SOUT   DE       8.01,9.01                      02/02/07

STUDENT LOAN CORP                       DE       5.02                           02/07/07

SULPHCO INC                             NV       5.02,9.01                      02/05/07

SUN BANCORP INC /NJ/                    NJ       5.02                           02/07/07

SUREWEST COMMUNICATIONS                 CA       5.02                           01/29/07

SYNCHRONOSS TECHNOLOGIES INC                     2.02,9.01                      02/07/07

SYNNEX CORP                             DE       5.02,9.01                      02/07/07

TAUBMAN CENTERS INC                     MI       2.02,9.01                      02/07/07

TECHNOCONCEPTS, INC.                    CO       1.01,9.01                      02/01/07

TELECOMMUNICATION SYSTEMS INC /FA/               2.02,9.01                      02/07/07

TEPPCO PARTNERS LP                      DE       2.02,9.01                      02/06/07

TEXOLA ENERGY CORP                      NV       4.02                           02/06/07

TIB FINANCIAL CORP.                     FL       2.02,9.01                      02/05/07

Tim Hortons Inc.                        DE       2.02,5.02,9.01                 02/01/07

TIME WARNER TELECOM INC                 DE       2.02,9.01                      02/06/07

TIMKEN CO                               OH       2.02                           02/07/07

TIMKEN CO                               OH       2.02                           02/07/07

TORCHMARK CORP                          DE       2.02,9.01                      02/07/07

TorreyPines Therapeutics, Inc.          DE       8.01                           02/05/07

Traffic.com, Inc.                       DE       5.02                           02/07/07

TRANSCOMMUNITY FINANCIAL CORP           VA       8.01,9.01                      02/07/07

TRANSMETA CORP                          DE       1.01                           02/01/07

TRAVELZOO INC                           DE       2.02,9.01                      02/06/07

TRI-S SECURITY CORP                     GA       2.02,7.01,9.01                 02/07/07

TRICO MARINE SERVICES INC               DE       1.01,2.03,3.02                 02/01/07

TRIMERIS INC                            DE       2.02,9.01                      02/06/07

TRUMP ENTERTAINMENT RESORTS, INC.       DE       2.02,7.01,9.01                 02/07/07

TRUSTREET PROPERTIES INC                MD       5.03,9.01                      02/02/07

TWEETER HOME ENTERTAINMENT GROUP INC    DE       2.02,9.01                      02/06/07

UMB FINANCIAL CORP                      MO       5.02                           02/01/07

UNIVERSAL CORP /VA/                     VA       2.02,8.01,9.01                 02/07/07

UNIVERSAL TECHNICAL INSTITUTE INC       DE       2.02,9.01                      02/07/07

UNUMPROVIDENT CORP                      DE       5.01,9.01                      02/06/07

US BioEnergy CORP                                1.01,9.01                      02/01/07

USANA HEALTH SCIENCES INC               UT       2.02,9.01                      02/06/07

UTSTARCOM INC                           DE       5.02                           02/01/07

V F CORP                                PA       2.02,7.01,9.01                 02/06/07

VALASSIS COMMUNICATIONS INC             DE       2.02,9.01                      02/07/07

VALENTIS INC                            DE       1.01,8.01,9.01                 02/01/07

Vanda Pharmaceuticals Inc.              DE       2.02,9.01                      02/07/07

VAXGEN INC                              DE       5.02                           01/31/07

VECTOR GROUP LTD                        DE       1.01,2.03,9.01                 02/02/07

Venoco, Inc.                            DE       7.01,9.01                      02/06/07

VERTICALNET INC                         PA       3.02                           02/01/07

VIACELL INC                                      8.01,9.01                      02/06/07

VIASPACE Inc.                           NV       8.01,9.01                      02/07/07

VICON INDUSTRIES INC /NY/               NY       2.02,9.01                      12/31/06

VIEWSONIC CORP                          DE       5.02,9.01                      02/01/07

VIROPHARMA INC                          DE       7.01,9.01                      02/07/07

VISICU INC                              DE       2.02,9.01                      02/07/07

VORNADO REALTY TRUST                    MD       8.01,9.01                      02/07/07

WALT DISNEY CO/                         DE       2.02,9.01                      02/07/07

WARNING MANAGEMENT SERVICES INC         NY       4.01,5.02                      02/07/07    AMEND

WASHINGTON MUTUAL, INC                  WA       5.03,9.01                      02/01/07

WASTE CONNECTIONS INC/DE                DE       5.02,9.01                      02/01/07

WATTS WATER TECHNOLOGIES INC            DE       1.01,5.03,9.01                 02/05/07

WEBSITE PROS INC                        DE       2.02,9.01                      02/07/07

WELLCO ENTERPRISES INC                  NC       1.01,5.02,9.01                 02/06/07

WENDYS INTERNATIONAL INC                OH       5.02,8.01,9.01                 02/01/07

Western Union CO                        DE       5.02,9.01                      02/06/07

WESTWOOD HOLDINGS GROUP INC             DE       2.02,7.01,9.01                 02/07/07

WHIRLPOOL CORP /DE/                     DE       2.02,9.01                      02/07/07

WIND RIVER SYSTEMS INC                  DE       8.01                           02/07/07

WISCONSIN ENERGY CORP                   WI       7.01                           02/02/07

WISCONSIN ENERGY CORP                   WI       2.02                           02/07/07

WORLD HEART CORP                        A6       5.02,9.01                      02/02/07

Wright Express CORP                              2.02,9.01                      02/07/07

XATA CORP /MN/                          MN       2.02                           02/07/07

Xenonics Holdings, Inc.                 NV       1.01,3.02,8.01,9.01            02/02/07

XL CAPITAL LTD                                   2.02,9.01                      02/06/07

XSTREAM BEVERAGE NETWORK, INC.          NV       1.01,9.01                      01/31/07

Zumiez Inc                                       5.02,7.01,9.01                 02/07/07