SEC NEWS DIGEST
Issue 2004-231                                                December 2, 2004
COMMISSION ANNOUNCEMENTS
COMMISSION  SUSPENDS  TRADING IN 26 COMPANIES THAT FAILED  TO  MAKE  REQUIRED
PERIODIC FILINGS
     On  December  1,  the Commission announced the temporary  suspension  of
     trading  of the securities of the following issuers, commencing at  9:30
     a.m. EST on Dec. 1, 2004, and terminating at 11:59 p.m. EST on Dec.  14,
     2004:
     *  Abacan Resources Corp. (ABACQ)
     *  Advanced Solutions and Technologies, Inc. (ADVK)
     *  American Multiplexer Corp. (AMUT)
     *  Amitelo Communications, Inc. (ALOC)
     *  Comparator Systems Corp. (IDID)
     *  Digi Link Technologies, Inc. (DGLT)
     *  DMT Energy, Inc. (DMTY)
     *  DrKoop.Com, Inc. (KOOP)
     *  Emerging Enterprise Solutions, Inc. (EESI)
     *  First Pacific Networks, Inc. (FPNQ)
     *  Heroes, Inc. (HERS)
     *  Homeland Security Technology, Inc. (HSTJ)
     *  Infotopia, Inc. (IFTA)
     *  JTS Corp. (JTSC)
     *  1st Miracle Entertainment, Inc. (MEMI)
     *  Shaman Pharmaceuticals, Inc. (SHPH)
     *  United States Crude International, Inc. (USCI)
     *  Webvan Group, Inc. (WBVNQ)
     *  Whitehall Enterprises, Inc. (WTHL)
     The Commission also announced the temporary suspension of trading of the
     securities of the following issuers, commencing at 9:30 a.m. EST on Dec.
     1, 2004, and terminating at 11:59 p.m. EST on Dec. 14, 2004:
     *  Asset Equity Group, Inc. (ASEQ)
     *  GEMZ, Inc. (GMZP)
     *  Household Direct, Inc. (BYIT)
     *  International Brands, Inc. (INBR)
     *  Interspace Enterprises, Inc. (ITET)
     *  Mega Micro Technologies Group, Inc., (MGGA)
     *  Vertical Computer Systems, Inc. (VCSY)
     The  Commission temporarily suspended trading in the securities of these
     companies due to a lack of current and accurate information about  these
     companies   because  they  are  delinquent  in  their  periodic   filing
     obligations under Section 13(a) of the Securities Exchange Act  of  1934
     (Exchange Act).  These orders were entered pursuant to Section 12(k)  of
     the Exchange Act.
     The  Commission  cautions broker-dealers, shareholders  and  prospective
     purchasers that they should carefully consider the foregoing information
     along with all other currently available information and any information
     subsequently issued by the companies.
     Brokers  and dealers should be alert to the fact that, pursuant to  Rule
     15c2-11  under  the  Exchange  Act, at the termination  of  the  trading
     suspension,  no quotation may be entered relating to the  securities  of
     the subject companies unless and until the broker or dealer has strictly
     complied with all of the provisions of the rule. If any broker or dealer
     is  uncertain as to what is required by the rule, it should refrain from
     entering  quotations relating to the securities of  the  companies  that
     have  been  subject to trading suspensions until such  time  as  it  has
     familiarized  itself  with  the rule and is  certain  that  all  of  its
     provisions have been met. Any broker or dealer with questions  regarding
     the  rule  should  contact  the  staff of the  Securities  and  Exchange
     Commission  in  Washington, D.C. at (202) 942-0772.  If  any  broker  or
     dealer  enters  any quotation which is in violation  of  the  rule,  the
     Commission will consider the need for prompt enforcement action.
     If  any  broker  dealer  or other person has any information  which  may
     relate  to  this matter, they should immediately communicate it  to  the
     Delinquent  Filings Branch of the Division of Enforcement at (202)  824-
     5460, or by e-mail at DelinquentFilings@sec.gov.  (Rel. 34-50760)
RULES AND RELATED MATTERS
ISSUER RESTRICTIONS OR PROHIBITIONS ON OWNERSHIP BY SECURITIES INTERMEDIARIES
     The  Commission  is  adopting  new Rule  17Ad-20  under  the  Securities
     Exchange  Act of 1934 (Exchange Act) that prohibits registered  transfer
     agents  from  effecting any transfer of any equity  security  registered
     under  Section  12  or any equity security that subjects  an  issuer  to
     reporting under 15(d) of the Exchange Act if such security is subject to
     any  restriction  or  prohibition on transfer to or  from  a  securities
     intermediary.   Under  the rule, the term securities  intermediary  is
     defined  as  a  clearing  agency registered under  Section  17A  of  the
     Exchange Act or a person, including a bank, broker, or dealer,  that  in
     the  ordinary  course of its business maintains securities accounts  for
     others.   The  Commission  is excluding from  Rule  17Ad-20  any  equity
     security issued by a partnership, as defined in Item 901 of Regulation S-
     K.  The primary purpose of the proposed rule is to promote the integrity
     and   efficiency   of   the  U.S.  clearance  and   settlement   system.
     Publication  of the adoption of Rule 17Ad-20 is expected in the  Federal
     Register on December 7, 2004.  (Rel. 34-50758)
DISPOSAL OF CONSUMER REPORT INFORMATION
     The  Commission has adopted amendments to the rule under Regulation  S-P
     requiring  financial institutions to adopt policies  and  procedures  to
     safeguard   customer   information.   The   amendments   implement   the
     requirements of Section 216 of the Fair and Accurate Credit Transactions
     Act  of  2003 (FACT Act), which adds new Section 628 to the Fair  Credit
     Reporting  Act.   Section  216 of the FACT Act directs  the  Commission,
     Board  of  Governors  of  the Federal Reserve  System,  Federal  Deposit
     Insurance Corporation, Office of the Comptroller of the Currency, Office
     of Thrift Supervision, National Credit Union Administration, and Federal
     Trade Commission to coordinate with one another to adopt consistent  and
     comparable  rules regarding the disposal of consumer report information.
     The provision is designed, in general, to protect a consumer against the
     risks  associated  with  unauthorized access to  information  about  the
     consumer  contained  in a consumer report, such  as  fraud  and  related
     crimes, including identity theft.
     The  rule  amendments implementing Section 216 of the FACT Act apply  to
     brokers and dealers (other than brokers and dealers registered by notice
     with the Commission under Section 15(b)(11) of the Exchange Act for  the
     purpose of conducting business in security futures products), investment
     companies,  and investment advisers and transfer agents registered  with
     the  Commission.  The amendments require that any of these entities that
     possess  consumer  report  information  for  a  business  purpose   take
     reasonable measures to protect against unauthorized access to or use  of
     the information in connection with its disposal.
     The  amendments  also  require that policies and procedures  adopted  by
     entities subject to the Commissions existing safeguard rule must be  in
     writing.   The  compliance  date for the amendments  is  July  1,  2005.
     Existing  contracts  with service providers involving  the  disposal  or
     destruction  of  consumer  report  information  must  comply  with   the
     requirements for disposing of such information by July 1, 2006.   (Rels.
     34-50781; IA-2332; IC-26685)
ENFORCEMENT PROCEEDINGS
COMMISSION   INSTITUTES  ADMINISTRATIVE  PROCEEDINGS  AGAINST  15  DELINQUENT
COMPANIES,  INCLUDING  6  HIGH VOLUME DELINQUENT PINK  SHEET  COMPANIES,  FOR
FAILURE TO MAKE REQUIRED PERIODIC FILINGS
     On   December  1,  the  Commission  instituted  three  separate   public
     administrative  proceedings  against a total  of  fifteen  companies  to
     determine  whether  the registration of each class of  their  securities
     should  be  revoked  or suspended for failure to file required  periodic
     reports.
     In  the  Matter  of  Abacan  Resources  Corp.,  et  al.,  Administrative
     Proceeding File No. 3-11759
     In  this  proceeding,  the Commission issued administrative  proceedings
     against the following issuers:
              Abacan Resources Corp.
     *  Heroes, Inc.
     In  this Order, the Division of Enforcement alleges that the two issuers
     are  delinquent in their required periodic filings with the  Commission.
     The Division of Enforcement also alleges that each of these issuers has,
     at  times  during  the past twelve months, traded at  volumes  exceeding
     100,000 shares per day, placing them among the highest volume delinquent
     issuers quoted on the Pink Sheets.
     In  the  Matter  of  American Multiplexer Corp., et al.,  Administrative
     Proceeding File No. 3-11760
     In this proceeding, the Commission instituted administrative proceedings
     against the following issuers:
     *  American Multiplexer Corp.
     *  DMT Energy, Inc.
     *  JTS Corp.
     *  Webvan Group, Inc.
     In this Order, the Division of Enforcement alleges that the four issuers
     are  delinquent in their required periodic filings with the  Commission.
     The Division of Enforcement also alleges that each of these issuers has,
     at  times  during  the past twelve months, traded at  volumes  exceeding
     100,000 shares per day, placing them among the highest volume delinquent
     issuers quoted on the Pink Sheets.
     In  the  Matter  of  Asset  Equity Group, Inc., et  al.,  Administrative
     Proceeding File No. 3-11761
     In this proceeding, the Commission instituted administrative proceedings
     against the following issuers:
     *  Asset Equity Group, Inc.
     *  Household Direct, Inc.
     *  International Brands, Inc.
     *  Interspace Enterprises, Inc.
     *  JSJ Capital II, Inc.
     *  Mega Micro Technologies Group, Inc.
     *  S D E Holdings 2, Inc.
     *  Vertical Computer Systems, Inc.
     *  VSAT Net, Inc.
     In this Order, the Division of Enforcement alleges that the nine issuers
     are  or  were  affiliated  with either Scott  A.  Deitler,  of  Boulder,
     Colorado, or Anthony N. DeMint, of Henderson, Nevada, and that they  are
     all  delinquent in their periodic filings.  The Division of  Enforcement
     also alleges that each of these issuers failed, in whole or in part,  to
     heed  delinquency  letters sent to them by the Division  of  Corporation
     Finance requesting compliance with their periodic filing obligations  or
     did  not receive such letters because the last address on file with  the
     Commission for some of the issuers was not valid.
     In  each  of these proceedings, instituted pursuant to Section 12(j)  of
     the  Securities Exchange Act of 1934 (Exchange Act), a hearing  will  be
     scheduled  before an Administrative Law Judge.  At those  hearings,  the
     judge  will  hear  evidence from the Division  of  Enforcement  and  the
     respondents  to  determine whether the allegations of  the  Division  of
     Enforcement  contained  in  the  Orders,  which  the  Division   alleges
     constitute violations of Section 13(a) of the Exchange Act and Rules 13a-
     1  and  13a-13  thereunder,  are true.  The judge  will  then  determine
     whether  the registrations pursuant to Exchange Act Section  12  of  the
     securities  of  these  respondents  should  be  revoked,   or   in   the
     alternative, suspended for a period not exceeding twelve months.
     *    See  also the Order Instituting Administrative Proceedings, In  the
          Matter of Abacan Resources Corp., et al., Administrative Proceeding
          File No. 3-11759
     *    See  also the Order Instituting Administrative Proceedings, In  the
          Matter  of  American  Multiplexer  Corp.,  et  al.,  Administrative
          Proceeding File No. 3-11760
     *    See  also the Order Instituting Administrative Proceedings, In  the
          Matter   of  Asset  Equity  Group,  Inc.,  et  al.,  Administrative
          Proceeding File No. 3-11761
     (Rel. 34-50771)
SEC INSTITUTES SETTLED CEASE-AND-DESIST PROCEEDINGS AGAINST THOMAS TAYLOR  IN
THE KMART MATTER AND OBTAINS A PENALTY FROM TAYLOR
     The  Commission  today  instituted settled cease-and-desist  proceedings
     against  Thomas  L.  Taylor, Director of Sales for  PepsiCos  Frito-Lay
     division  in  charge  of  the Kmart snack account  during  the  relevant
     period.   The  Order Instituting Proceedings charges that Kmart  pulled
     forward,  i.e.,  recognized prematurely, millions of dollars  worth  of
     vendor  allowances  prior to bankruptcy with the result  that  Kmarts
     cost  of  goods  sold  was  understated, and  earnings  were  materially
     overstated, for the fourth quarter of fiscal year ended Jan.  31,  2001.
     The  Order  further states that the allowances were embodied  in  Vendor
     Allowance Tracking System (VATS) forms.  According to the Order,  toward
     the  end of Kmarts fiscal year ended Jan. 31, 2001 (fiscal year  2000),
     Taylor learned that Kmart needed Frito-Lays help in overcoming a profit
     shortfall in the food and consumables division.  Accordingly, the  Order
     states  that Frito-Lay agreed to make a $2.8 million space payment  in
     January  2001.   The Order states that Taylor understood that  the  $2.8
     million  was a pre-payment of allowances to be earned by Kmart  during
     calendar year 2001 because he helped draft a written agreement  to  that
     effect   and   co-signed  three  VATS  forms  on  Jan.  4,  2001,   that
     misrepresented  the  effective dates of  the  allowances  as  1/1/01  to
     1/31/01.   These  VATS  forms  were entered  into  Kmarts  computerized
     accounting  system  and  posted to the general  ledger.   As  a  result,
     Kmarts  cost  of goods sold was understated by $2.8 million  in  fiscal
     year 2000.
     The  Order  charges  Taylor with violations of  Rule  13b2-1  under  the
     Securities Exchange Act of 1934 (Exchange Act) and causing violations of
     Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-1 thereunder.
     Simultaneously with the institution of the Order, the Commission filed a
     civil action against three Kmart mid-level officers and five individuals
     from  Kmarts vendor community, including Taylor, to collect  a  $25,000
     civil penalty from Taylor to which he agreed.  [SEC v. John Paul Orr, et
     al., Civ. 04-74702 (Roberts J.) (E.D.Michigan] (LR-18989)
FLORIDA  BOILER ROOM OPERATOR SETTLES SEC CHARGES FOR SELLING  BOGUS  LIMITED
LIABILITY PARTNERSHIP INTERESTS
     On  Nov.  29,  2004, the Honorable Joan A. Lenard of the  U.S.  District
     Court  for the Southern District of Florida entered a final judgment  by
     consent  against Sara Jane Peck (Peck), a resident of Aventura, Florida.
     Without  admitting  or  denying  the  allegations  in  the  Commissions
     complaint, Peck agreed to be enjoined permanently from violating various
     antifraud and registration provisions of the federal securities laws and
     to pay $200,000 in disgorgement. The three other defendants in the case,
     Larry  Grabarnick  (Grabarnick), Marc David Shiner (Shiner)  and  Donald
     LaBarre (LaBarre) have previously settled to judgments requiring them to
     collectively  pay over $7 million in disgorgement, prejudgment  interest
     and civil penalties.
     The  Commission's complaint alleges that Grabarnick and Shiner  promoted
     investments in unregistered LLP units to the public through bulk e-mails
     and  Internet websites. Interested investors responded over the Internet
     by  providing contact information, which Peck and LaBarre then purchased
     as  leads from Grabarnick and Shiner.  The complaint alleges that Peck
     and  LaBarre  used boiler room sales tactics to offer and sell  the  LLP
     units.  Investors were told they would benefit from the deregulation  of
     the  electric  service provider market in California. According  to  the
     complaint, more than 580 people nationwide invested over $10 million  by
     purchasing  units,  or  fractions  thereof,  in  eight  LLPs.  Each  LLP
     consisted of 80 partnership units, each valued at $19,675, for  a  total
     of $1,547,000 per fully funded partnership.
     According    to    the   complaint,   Peck   made   numerous    material
     misrepresentations  and  omissions to investors regarding,  among  other
     things,  the use of investor funds, the profitability of the investment,
     its likelihood of success, the risks associated with the investment, and
     the need to invest quickly.  After all 80 units were sold, or as many as
     could  be, investors were told that the partnerships would not be viable
     and they were offered Over-the-Counter penny stock in exchange for their
     remaining   escrowed  funds.  None  of  the  partnerships  ever   became
     operational  electric  companies.  Many  investors  were  elderly;  many
     rolled  over  money from IRA and 401(k) accounts.  All of the  investors
     were left with worthless partnership units and delisted penny stock.
     Peck,  without admitting or denying the allegations, settled the  action
     by  consenting  to entry of a court order that: (i) permanently  enjoins
     her  from violating Sections 5(a), 5(c) and 17(a) of the Securities  Act
     of  1933 and Sections 10(b) and 15(a) of the Securities Exchange Act  of
     1934 and Rule 10b-5 thereunder; and (ii) requires her to pay $333,725 in
     disgorgement.  Peck has consented to pay $200,000 in disgorgement.   She
     was  not  ordered  to  pay  a civil penalty and  the  remainder  of  her
     disgorgement  obligation was waived based upon a demonstrated  inability
     to  pay  more.   [SEC  v.  Larry Grabarnick, Marc David  Shiner,  Donald
     LaBarre  and Sara Jane Peck, Case No. 02 Civ. 20875 (Leonard,  J.)  S.D.
     Fla.] (LR-18990)
ADDITIONS AND CORRECTIONS
     A  summary, entitled DISCOVER CAPITAL HOLDINGS, DINOV BROTHERS  TO  PAY
     $706,000 IN STOCK FRAUD CASE; DINOVS BARRED FROM INDUSTRY, included  in
     yesterdays Digest, should have read as follows:
     DISCOVER CAPITAL HOLDINGS, DINOV BROTHERS TO PAY $706,000 IN STOCK FRAUD
     CASE; DINOVS BARRED FROM INDUSTRY
          On November 19, the Honorable Judge Rosemary M. Collyer of the U.S.
          District Court for the District of Columbia entered final judgments
          against  Discover Capital Holdings Corp., Indianapolis  Securities,
          Inc.,  and  Eli  and  Ari  Dinov, arising from  charges  that  they
          participated in the fraudulent, unregistered offering  of  Discover
          Capital's  preferred  shares.  Without  admitting  or  denying  the
          allegations of the Commission's complaint, Discover Capital and the
          Dinov  brothers agreed to pay a total of $706,459 in  disgorgement,
          penalties,  and prejudgment interest, including a $120,000  penalty
          imposed  on Ari Dinov.  In addition, the four defendants  consented
          to  being  permanently enjoined from violating  the  antifraud  and
          registration provisions of the federal securities laws, and Eli and
          Ari  Dinov  consented to being barred from acting  as  officers  or
          directors  of  a  public  company.   In  related  proceedings,  the
          Commission issued an administrative order on Dec. 2, 2004, to which
          Eli and Ari Dinov consented, barring them from associating with any
          broker or dealer.
          Specifically,  Discover Capital, Indianapolis  Securities  and  the
          Dinovs  consented  to  the  entry of  final  judgments  permanently
          enjoining  them  from  violating  Sections  5  and  17(a)  of   the
          Securities Act of 1933 and Section 10(b) of the Securities Exchange
          Act of 1934 and Rule 10b-5 promulgated thereunder.
          The Commission's complaint, filed on July 9, 2003, alleges that the
          defendants, Eli Dinov, his brother Ari Dinov, and David Rubin  used
          spam  e-mail  touts and misleading, high pressure  sales  calls  to
          raise  $1.1  million dollars through the sale of private  placement
          shares  of  Uniondale, New York-based Discover Capital,  a  company
          controlled by the individual defendants, through Discover's  wholly
          owned broker-dealer subsidiary, Indianapolis Securities.
          The  money  to  be  paid in connection with these final  judgments,
          together  with  the  $462,000 in disgorgement,  penalty,  and  pre-
          judgment interest which co-defendant David Rubin was ordered to pay
          in March 2004, brings the total amount to be paid by the defendants
          in  this  case  to over $1.1 million.  For further information  see
          Litigation  Releases  18222, 18231,  18265  and  18639.    [SEC  v.
          Discover Capital Holdings Corp., et al., Civil Action No.  03  Civ.
          1496, D.D.C.] (LR-18988); (Rel. 34-50782; File No. 3-11763)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGES
     The  Commission  approved a proposed rule change  and  Amendment  No.  1
     thereto  (SR-NASD-2004-147) by the National  Association  of  Securities
     Dealers  to  modify  the  bid price compliance  periods  on  the  Nasdaq
     National Market and SmallCap Market and to require non-Canadian  foreign
     issuers  to  satisfy  the bid price and market value  of  publicly  held
     shares requirements applicable to domestic issuers for continued listing
     on the SmallCap Market.  Publication is expected in the Federal Register
     during the week of December 6.  (Rel. 34-50753)
     The  Commission  has  approved a proposed rule change  (SR-CBOE-2004-64)
     submitted by the Chicago Board Options Exchange to amend CBOE Rule 6.45A
     to   eliminate   the   Designated  Primary  Market-Maker   participation
     entitlement  relating to N-second group trades and  to  eliminate  the
     provision relating to Temporary Order Access Terminals.  Publication  is
     expected  in the Federal Register during the week of December 6.   (Rel.
     34-50775)
PROPOSED RULE CHANGES
     A  proposed  rule change (SR-CBOE-2004-77) has been  filed  by  the
     Chicago  Board  Options Exchange seeking to amend  CBOE  Rule  6.24
     relating to systematization of orders.  Publication is expected  in
     the  Federal  Register during the week of December  6.   (Rel.  34-
     50755)
     The  Pacific Exchange filed a proposed rule change (SR-PCX-2004-83), and
     Amendment No. 1 thereto, relating to changing the opening time  and  the
     commencement  of  the  Opening  Auction  on  the  Archipelago   Exchange
     facility.  (Rel. 34-50756)
     A proposed rule change (SR-MSRB-2004-08) has been filed by the Municipal
     Securities Rulemaking Board relating to amendments to MSRB Rule G-34, on
     CUSIP  numbers  and  new  issue requirements,  to  facilitate  real-time
     transaction  reporting  of  trades in new  issue  municipal  securities.
     Publication  is  expected in the Federal Register  during  the  week  of
     December 6.  (Rel. 34-50773)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2004-74)  relating to options on revised-value versions of the European-
     style  exercise, P.M.-settled option contract on the Standard  &  Poors
     100  Stock  Index.   The  proposed rule change  has  become  immediately
     effective  under Section 19(b)(3)(A) of the Securities Exchange  Act  of
     1934.   Publication is expected in the Federal Register during the  week
     of December 6.  (Rel. 34-50759)
WITHDRAWAL GRANTED
     An  order  has been issued granting the application of American  Science
     and  Engineering, Inc. to withdraw its common stock, $.66 2/3 par value,
     from  listing and registration on the American Stock Exchange, effective
     at the opening of business on December 2.  (Rel. 34-50774)
SECURITIES ACT REGISTRATIONS
     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.
     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
F-10    Ace Aviation Holdings Inc., 7373 COTE VERTU WEST BLVD., SAINT-LAURENT,
        A8, H4Y 1H4, (514) 422-5000 - 9,802,235 ($232,409,864.81) Equity,
        (File 333-120880 - Dec. 1) (BR. 05)
S-3     PETROHAWK ENERGY CORP, 1100 LOUISIANA SUITE 4400, HOUSTON, TX, 77002,
        8322042700 - 0 ($247,398,373.00) Equity, (File 333-120881 - Dec. 1)
        (BR. 04)
S-8     PRICE T ROWE GROUP INC, 100 E PRATT ST, BALTIMORE, MD, 21202,
        4103452000 - 0 ($495,507,783.00) Equity, (File 333-120882 - Dec. 1)
        (BR. 07)
S-8     PRICE T ROWE GROUP INC, 100 E PRATT ST, BALTIMORE, MD, 21202,
        4103452000 - 0 ($1.00) Equity, (File 333-120883 - Dec. 1) (BR. 07)
S-8     DALECO RESOURCES CORP, 6102939400 - 20,000 ($8,340.00) Equity,
        (File 333-120884 - Dec. 1) (BR. 04)
SB-2    NITTANY FINANCIAL CORP, 116 EAST COLLEGE AVE, STATE COLLEGE, PA, 16801,
        8144666336 - 150,000 ($3,900,000.00) Equity, (File 333-120885 - Dec. 1)
        (BR. 07)
S-8     MONOLITHIC POWER SYSTEMS INC, 0 ($55,761,157.00) Equity,
        (File 333-120886 - Dec. 1) (BR. 36)
SB-2    ROANOKE TECHNOLOGY CORP, 539 BECKER DRIVE, ROANOKE RAPIDS, NC, 27870,
        2525379222 - 10,681,026,631 ($16,021,539.95) Equity, (File 333-120887 -
        Dec. 1) (BR. 08)
S-8     SYMYX TECHNOLOGIES INC, 3100 CENTRAL EXPRESS WAY, SANTA CLARA, CA,
        95051, 4087642000 - 44,126 ($329,621.22) Equity, (File 333-120888 -
        Dec. 1) (BR. 01)
SB-2    SYDYS CORP, 2741 HASTINGS STREET, SUITE 209, VANCOUVER, A1, V5K 1Z8,
        (604) 251-1206 - 6,470,000 ($323,500.00) Equity, (File 333-120893 -
        Dec. 1) (BR. 09)
S-8     SBC COMMUNICATIONS INC, 175 E HOUSTON, ROOM 9-Q-04, SAN ANTONIO, TX,
        78205, 2108214105 - 55,000,000 ($1,385,450,000.00) Equity,
        0 ($25,000,000.00) Other, (File 333-120894 - Dec. 1) (BR. 37)
SB-2    NETFONE INC, 2113 TRAFALGAR STREET, VANCOUVER, A1, V6K 3S7,
        778-893-9348 - 12,000,000 ($600,000.00) Equity, (File 333-120895 -
        Dec. 1) (BR. 09)
SB-2    california service stations, 24351 PASTO ROAD #8, DANA POINT, CA,
        92629, 9494892400 - 1,000,000 ($10,000.00) Equity, (File 333-120903 -
        Dec. 1) (BR. 09)
S-8     CHINA ENERGY & CARBON BLACK HOLDINGS, INC., SHENYANG CHINA,
        NO. 386 QINGNIAN AVENUE, SHENYANG, F4, 00000, 3034943000 -
        600,000 ($600,000.00) Equity, (File 333-120905 - Dec. 1) (BR. 04)
S-8     KENDLE INTERNATIONAL INC, 441 VINE ST, STE 1200, CINCINNATI, OH, 45202,
        5137631414 - 50,000 ($411,500.00) Equity, (File 333-120906 - Dec. 1)
        (BR. 01)
S-8     INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237,
        941.917.0788 - 640,000 ($171,520.00) Equity, (File 333-120907 - Dec. 1)
        (BR. 09)
SB-2    Global Music International, Inc., 20 OLD STAGECOACH ROAD, REDDING, CT,
        06896, 203 938 1900 - 21,407,000 ($278,780.00) Equity,
        (File 333-120908 - Dec. 1) (BR. )
N-2     Mount Yale Opportunity Fund, LLC, 8000 NORMAN CENTER DRIVE, SUITE 630,
        MINNEAPOLIS, MN, 55437, (952) 897-5390 - 50,000 ($50,000,000.00) Other,
        (File 333-120909 - Dec. 1) (BR. 22)
S-3     TRINITY INDUSTRIES INC, 2525 STEMMONS FREEWAY, DALLAS, TX, 75207-2401,
        214-631-4420 - 0 ($139,680,000.00) Equity, (File 333-120910 - Dec. 1)
        (BR. 05)
SB-2    GEOCOM RESOURCES INC, 114 WEST MAGNOLIA ST., SUITE 413, BELLINGHAM, WA,
        98225, 3603922898 - 6,914,286 ($3,249,714.42) Equity,
        (File 333-120913 - Dec. 1) (BR. 04)
SB-2    VOICE MOBILITY INTERNATIONAL INC, 4190 LOUGHEED HWY., SUITE 100,
        BURNABY, A1, V5C 6A8, 6044820000 - 7,596,612 ($5,013,763.92) Equity,
        (File 333-120914 - Dec. 1) (BR. 37)
S-8     HEALTH CARE REIT INC /DE/, ONE SEAGATE STE 1500, P O BOX 1475, TOLEDO,
        OH, 43604, 4192472800 - 344,000 ($12,196,520.00) Equity,
        (File 333-120915 - Dec. 1) (BR. 08)
S-3     STRUCTURED ASSET MORTGAGE INVESTMENTS II INC, 383 MADISON AVENUE,
        NEW YORK, NY, 10179, 212272-2000 -
        0 ($1,000,000.00) Mortgage Backed Securities, (File 333-120916 -
        Dec. 1) (BR. 05)
S-3     HEALTH CARE REIT INC /DE/, ONE SEAGATE STE 1500, P O BOX 1475, TOLEDO,
        OH, 43604, 4192472800 -
        1,081,794,619 ($1,081,794,619.00) Unallocated (Universal) Shelf,
        (File 333-120917 - Dec. 1) (BR. 08)
S-8     COUSINS PROPERTIES INC, 2500 WINDY RIDGE PKWY STE 1600, ATLANTA, GA,
        30339-5683, 7709552200 - 1,669,357 ($53,653,133.98) Equity,
        (File 333-120918 - Dec. 1) (BR. 08)
S-8     GENTEK INC, LIBERTY LANE, HAMPTON, NH, 03842, 6039292606 -
        1,000,000 ($48,880,000.00) Equity, (File 333-120919 - Dec. 1) (BR. 05)
S-3     ANNALY MORTGAGE MANAGEMENT INC, 1211 AVENUE OF THE AMERICAS, NEW YORK,
        NY, 10036, 212 696 0100 - 0 ($750,000,000.00) Equity,
        (File 333-120920 - Dec. 1) (BR. 08)
S-3     PHOTOMEDEX INC, 147 KEYSTONE DRIVE, MONTGOMERYVILLE, PA, 18936,
        2156193600 - 814,792 ($1,833,282.00) Equity, (File 333-120921 - Dec. 1)
        (BR. 36)
S-3     WACHOVIA COMMERCIAL MORTGAGE SECURITIES INC, 201 SOUTH COLLEGE STREET,
        CHARLOTTE, NC, 02110, 7043746828 -
        0 ($10,000,000,000.00) Mortgage Backed Securities, (File 333-120922 -
        Dec. 1) (BR. 05)
S-4     MAVERICK TUBE CORPORATION, 16401 SWINGLEY RIDGE RD, STE 700,
        CHESTERFIELD, MO, 63017-1713, 6367331600 -
        0 ($161,700,000.00) Debt Convertible into Equity, (File 333-120923 -
        Dec. 1) (BR. 06)
S-3     DELTA PETROLEUM CORP/CO, 475 17TH STREET SUITE 1400, DENVER, CO, 80202,
        3032939133 - 675,000 ($10,165,500.00) Equity, (File 333-120924 -
        Dec. 1) (BR. 04)
S-8     VIROPRO INC, 3163 KENNEDY BLVD, JERSEY CITY, NJ, 07306, 9544202882 -
        1,000,000 ($470,000.00) Equity, (File 333-120925 - Dec. 1) (BR. 02)
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following
events:
1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-
     Balance Sheet  Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial
     Obligation under an Off- Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
     Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrants Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related
     Audit Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
     Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit
     Plans
5.05 Amendments to the Registrants Code of Ethics, or Waiver of a Provision
     of the Code of Ethics
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits
8-K  reports  may  be  obtained in person or by writing to  the  Commission's
Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549  or
at  the  following e-mail box address:  <publicinfo@sec.gov>.  In most cases,
this   information   is   also   available  on  the   Commission's   website:
<www.sec.gov>.
				STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   				    DATE     COMMENT
------------------------------------------------------------------------------------------------
21ST CENTURY INSURANCE GROUP            CA       5.02,9.01                      11/29/04
ABFC Asset-Backed Certificates, Serie   DE       8.01,9.01                      11/26/04
ABLE LABORATORIES INC                   DE       1.01,5.02,9.01                 11/30/04
Accredited Mortgage Loan Trust 2004-2   DE       9.01                           11/26/04
ACROSS AMERICA REAL ESTATE DEVELOPMEN   CO       1.01,9.01                      11/30/04
ADSOUTH PARTNERS, INC.                  NV       8.01                           11/16/04
ADVANCE TECHNOLOGIES INC                NV       8.01                           12/01/04
AEOLUS PHARMACEUTICALS, INC.            DE       1.01,9.01                      09/22/04
AEROPOSTALE INC                                  7.01,9.01                      12/01/04
AGL RESOURCES INC                       GA       2.01,9.01                      11/30/04
ALASKA AIR GROUP INC                    DE       5.02                           12/01/04
ALLIANCE IMAGING INC /DE/               DE       8.01,9.01                      11/30/04
ALLIS CHALMERS CORP                     DE       9.01                           11/24/04
ALLSTATE LIFE GLOBAL FUNDING            DE       8.01,9.01                      11/24/04
ALLSTATE LIFE GLOBAL FUNDING            DE       8.01                           11/29/04
ALLSTATE LIFE GLOBAL FUNDING            DE       8.01                           11/25/04
Alternative Loan Trust 2004-12CB                 9.01                           11/25/04
Alternative Loan Trust 2004-13CB                 9.01                           11/25/04
Alternative Loan Trust 2004-14T2                 9.01                           11/25/04
ALTERNATIVE LOAN TRUST 2004-15                   9.01                           11/25/04
Alternative Loan Trust 2004-16CB                 9.01                           11/25/04
ALTERNATIVE LOAN TRUST 2004-17CB                 9.01                           11/25/04
Alternative Loan Trust 2004-18CB                 9.01                           11/25/04
ALTERNATIVE LOAN TRUST 2004-20T1                 9.01                           11/25/04
ALTERNATIVE LOAN TRUST 2004-22CB                 9.01                           11/25/04
Alternative Loan Trust 2004-7T1                  9.01                           11/25/04
Alternative Loan Trust 2004-8CB                  9.01                           11/25/04
ALTERNATIVE LOAN TRUST 2004-9T1                  9.01                           11/25/04
Alternative Loan Trust 2004-J7                   9.01                           11/25/04
Alternative Loan Trust 2004-J9                   9.01                           11/25/04
ALTERNATIVE LOAN TRUST MORT PASS THRO   DE       8.01,9.01                      11/26/04
AMB PROPERTY CORP                       MD       2.03,9.01                      11/24/04
AMB PROPERTY LP                         DE       2.03,9.01                      11/24/04
AMERIANA BANCORP                        IN       5.02,9.01                      11/30/04
AMERICAN BANK HOLDINGS INC              DE       1.01                           10/15/04
AMERICAN SKIING CO /ME                  DE       1.01,1.02,2.03,3.03,9.01       12/01/04
AMERICAN TOWER CORP /MA/                DE       8.01,9.01                      11/29/04
AMERIQUEST MORTGAGE SECURITIES INC. A   DE       8.01                           11/26/04
AMERIVEST PROPERTIES INC                MD       7.01,8.01,9.01                 11/22/04
AMES NATIONAL CORP                      IA       8.01,9.01                      12/01/04
Ames True Temper, Inc.                  DE       2.02,9.01                      12/01/04
ANGELICA CORP /NEW/                     MO       2.02,9.01                      11/30/04
AQUILA  INC                             DE       2.04                           11/24/04
ARENA PHARMACEUTICALS INC               DE       8.01,9.01                      11/30/04
ARGENT SECURITIES INC ASSET-BACKED PA            8.01                           11/26/04
ARIZONA AIRCRAFT SPARES INC                      5.02                           11/24/04
ARTISTDIRECT INC                        DE       5.02                           11/29/04
ASCENDANT SOLUTIONS INC                 DE       4.01,9.01                      11/29/04
ASPECT MEDICAL SYSTEMS INC              DE       1.01,3.03,5.03,8.01,9.01       11/29/04
ASSET BACKED FUNDING CORP ABFC ASSET    DE       8.01,9.01                      11/26/04
ASSET-BACKED CERTIFICATES SERIES 2004   DE       9.01                           11/26/04
AUTO Q INTERNATIONAL INC                DE       5.02                           11/22/04
AVALON GOLD CORP                        NV       5.02,9.01                      12/01/04
AXESSTEL INC                            NV       1.01                           11/25/04
B COM INC                               NV       5.02,5.03,9.01                 11/30/04
BALLY TOTAL FITNESS HOLDING CORP        DE       1.01,9.01                      11/24/04
BANC OF AMERICA ALTERNATIVE  LOAN TRU   NY       8.01,9.01                      11/26/04
BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA ALTERNATIVE LOAN TRUS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
Banc of America Alternative Loan Trus   DE       8.01,9.01                      11/26/04
BANC OF AMERICA ALTERNATIVE LOAN TRUS   NY       8.01,9.01                      11/26/04
BANC OF AMERICA FUNDING CORP            DE       8.01,9.01                      11/30/04
BANC OF AMERICA FUNDING CORP MORT PAS   DE       9.01                           11/25/04
Banc of America Funding Corp. Mortgag   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC ALTERNATIVE    DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC ALTERNAT   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC ALTERNAT   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC ALTERNAT   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC ALTERNAT   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORT SEC INC MORT PS    NY       8.01,9.01                      11/26/04
BANC OF AMERICA MORTGAGE SEC INC ALTE   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORTGAGE SEC INC MORT   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
Banc of America Mortgage Securities M   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORTGAGE SECURITIES P   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MORTGAGE SECURITIES P   DE       8.01,9.01                      11/26/04
BANC OF AMERICA MTG SEC INC MORT PASS   DE       8.01,9.01                      11/26/04
BANK OF AMERICA MORT SEC INC MORT PAS   DE       9.01                           11/25/04
BANK OF AMERICA MORT SEC INC MORT PAS   DE       9.01                           11/25/04    AMEND
BANK OF AMERICA MORT SEC INC MORT PAS   DE       9.01                           11/25/04
BANK OF AMERICA MORT SEC INC MORT PAS   DE       9.01                           11/25/04    AMEND
BANK OF AMERICA MORT SEC INC MORT PAS   DE       8.01,9.01                      11/26/04
BANK OF AMERICA MORTGAGE SEC INC MORT   DE       9.01                           11/25/04
BANK OF AMERICA MORTGAGE SEC INC MORT   DE       9.01                           11/25/04
BANK OF AMERICA MORTGAGE SEC INC MORT   DE       9.01                           11/25/04
BANK OF AMERICA MORTGAGE SEC INC MORT   DE       9.01                           11/25/04    AMEND
BANK OF AMERICA MORTGAGE SEC INC MORT   DE       9.01                           11/25/04
BANK OF AMERICA MORTGAGE SECURITIES I   DE       9.01                           11/25/04
BANK OF AMERICA MORTGAGE SECURITIES I   DE       9.01                           11/25/04
BANK OF THE OZARKS INC                  AR       5.02                           11/30/04
BEAR STEARNS  ALT A TRUST 2003-2        DE       8.01,9.01                      11/26/04
BEAR STEARNS  ASSET-BACKED CERTIFICAT   DE       9.01                           11/26/04
BEAR STEARNS ALT A MORT PASS THR CERT   DE       8.01,9.01                      11/26/04
BEAR STEARNS ALT A TRUST MORT PASS TH   DE       8.01,9.01                      11/26/04
BEAR STEARNS ALT A TRUST MORT PASS TH   DE       8.01,9.01                      11/26/04
BEAR STEARNS ASSET BACKED CERTIFICATE   DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SEC INC SER   DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           10/29/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
Bear Stearns Asset Backed Securities    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           09/27/04    AMEND
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           10/25/04    AMEND
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
BEAR STEARNS ASSET BACKED SECURITIES    DE       9.01                           11/26/04
Bear Stearns Asset Backed Securities    DE       9.01                           11/26/04
BEARD CO /OK                            OK       7.01,9.01                      11/30/04
BEHRINGER HARVARD SHORT TERM OPPORTUN   TX       1.01,9.01                      12/01/04
BIB HOLDINGS LTD                        NV       1.01,2.01,2.03,3.02,4.01,5.02  11/24/04
BIOGEN IDEC INC                         DE       5.02,9.01                      11/29/04
BIOPURE CORP                            DE       8.01                           11/29/04
BLOCKBUSTER INC                         DE       8.01,9.01                      12/01/04
BRANDPARTNERS GROUP INC                 DE       4.01,9.01                      10/20/04    AMEND
BROADWING CORP                          DE       1.01                           11/26/04
BULOVA CORP                             NY       7.01,9.01                      12/01/04
CALAIS RESOURCES INC                             5.03,7.01,9.01                 11/10/04
CAPITAL AUTO RECEIVABLES INC            DE       8.01,9.01                      11/30/04
CAPITAL ONE FUNDING LLC                          8.01                           11/08/04
CASUAL MALE RETAIL GROUP INC            DE       1.01,7.01,9.01                 11/30/04
CCH II LLC                                       8.01,9.01                      12/01/04
CCO HOLDINGS LLC                                 8.01,9.01                      12/01/04
CEPHEID                                 CA       1.01,5.02                      11/30/04
CHARTER COMMUNICATIONS HOLDINGS LLC     DE       8.01,9.01                      12/01/04
CHARTER COMMUNICATIONS INC /MO/         DE       8.01,9.01                      12/01/04
Chembio Diagnostics Inc.                NV       8.01,9.01                      11/30/04
CHESAPEAKE ENERGY CORP                  OK       8.01                           11/30/04
CHESAPEAKE ENERGY CORP                  OK       8.01                           11/30/04
CHESAPEAKE ENERGY CORP                  OK       7.01                           11/30/04
CHL Mortgage Pass Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL MORTGAGE PASS-THROUGH TRUST 2004-   DE       9.01                           11/25/04
CHL MORTGAGE PASS-THROUGH TRUST 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHL Mortgage Pass-Through Trust 2004-   DE       9.01                           11/25/04
CHROMAVISION MEDICAL SYSTEMS INC        DE       1.01,8.01,9.01                 11/15/04
CIB MARINE BANCSHARES INC               WI       2.01                           11/30/04
CITIGROUP MORTGAGE LOAN TRUST INC SER            8.01,9.01                      11/26/04
CIVITAS BANKGROUP INC                   TN       1.01,9.01                      11/24/04
CLARKSTON FINANCIAL CORP                         8.01,9.01                      11/30/04
CLOROX CO /DE/                          DE       8.01,9.01                      11/30/04
CNS INC /DE/                            DE       8.01                           11/29/04
COLLEGIATE PACIFIC INC                  DE       8.01,9.01                      12/01/04
COMMUNITY BANCORP INC                   DE       2.02,9.01                      12/01/04
COMPASS MINERALS INTERNATIONAL INC      DE       7.01,9.01                      12/01/04
COMVERSE TECHNOLOGY INC/NY/             NY       2.02,9.01                      12/01/04
CONTINENTAL AIRLINES INC /DE/           DE       5.02,9.01                      11/30/04
COPART INC                              CA       2.02,9.01                      11/30/04
CORNERSTONE BANCSHARES INC              TN       8.01,9.01                      12/01/04
CORTEX PHARMACEUTICALS INC/DE/          DE       4.01,9.01                      11/10/04    AMEND
COVENTURE INTERNATIONAL INC                      8.01                           11/24/04
CRAFTMADE INTERNATIONAL INC             DE       7.01                           11/30/04
CRAY INC                                WA       8.01,9.01                      12/01/04
CREATIVE VISTAS INC                     AZ       2.02,8.01,9.01                 11/24/04
CREDENCE SYSTEMS CORP                   DE       2.02,9.01                      12/01/04
CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE       9.01                           11/30/04
CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE       8.01,9.01                      12/01/04
CSFB Home Equity Pass-Through Certifi   DE       8.01,9.01                      11/25/04
CWABS Asset Backed Certificates Trust   DE       9.01                           11/25/04
CWABS INC  ASSET-BACKED CERTIFICATES    DE       9.01                           11/25/04
CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET-BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWABS INC ASSET-BACKED CERTIFICATES S   DE       9.01                           11/25/04
CWALT INC ALTERNATIVE LOAN TRUST 2004            9.01                           11/25/04
CWALT INC ALTERNATIVE LOAN TRUST 2004            9.01                           11/25/04
CWALT INC ALTERNATIVE LOAN TRUST 2004            9.01                           11/25/04
CWALT INC ALTERNATIVE LOAN TRUST 2004            9.01                           11/25/04
CWALT INC MORTGAGE PASS THR CERTS SER            9.01                           11/25/04
CWALT INC MORTGAGE PASS THR CERTS SER            9.01                           11/25/04
CWALT INC MORTGAGE PASS THR CERTS SER   DE       9.01                           11/25/04
CWALT INC MORTGAGE PASS-THROUGH CERTI            9.01                           11/25/04
CWMBS 2004-J4                           DE       9.01                           11/25/04
CWMBS 2004-J5                           DE       9.01                           11/25/04
CWMBS 2004-J6                           DE       9.01                           11/25/04
CWMBS CHL Mortgage Pass-Through Trust   DE       9.01                           11/25/04
CWMBS INC CHL MORTGAGE PASS THROUGH T   DE       9.01                           11/25/04
CWMBS INC CHL MORTGAGE PASS THROUGH T   DE       9.01                           11/25/04
CWMBS INC CHL MORTGAGE PASS THROUGH T   DE       9.01                           11/25/04
CWMBS INC CHL MORTGAGE PASS-THROUGH T   DE       9.01                           11/25/04
DEERE & CO                              DE       8.01                           12/01/04
DELCATH SYSTEMS INC                     DE       1.01,3.02,9.01                 09/30/04
DELTA AIR LINES INC /DE/                DE       3.02,8.01                      11/24/04
DENDRITE INTERNATIONAL INC              NJ       4.01                           11/12/04
DIGITAL LIGHTWAVE INC                   DE       1.01,2.03,8.01,9.01            11/24/04
DISCOVER CARD MASTER TRUST I            DE       8.01                           11/30/04
DOLLAR GENERAL CORP                     TN       2.02,7.01,9.01                 12/01/04
DONNKENNY INC                           DE       2.04                           11/30/04
DORAL FINANCIAL CORP                    PR       8.01                           12/01/04
DTE ENERGY CO                           MI       8.01,9.01                      11/30/04
DTE ENERGY CO                           MI       8.01,9.01                      12/01/04
DVI INC                                 DE       1.03,5.02,9.01                 11/24/04
EAGLE BROADBAND INC                     TX       2.02,9.01                      11/30/04
ECLIPSYS CORP                           DE       8.01,9.01                      12/01/04
EDGAR ONLINE INC                        DE       1.01,5.02,9.01                 11/29/04
EDUCATION MANAGEMENT CORPORATION                 1.01,9.01                      11/23/04
ELECTRIC & GAS TECHNOLOGY INC           TX       1.01,9.01                      11/24/04
EMERITUS CORP\WA\                       WA       8.01,9.01                      11/24/04
ENCYSIVE PHARMACEUTICALS INC            DE       8.01,9.01                      11/30/04
ENGELHARD CORP                          DE       2.05,2.06                      11/23/04
ENPRO INDUSTRIES INC                    NC       8.01,9.01                      12/01/04
ENTERPRISE FINANCIAL SERVICES CORP      DE       1.01,9.01                      12/01/04
ENZON PHARMACEUTICALS  INC              DE       1.01,5.02                      11/30/04
EQUIFIN INC                             DE       4.01,9.01                      11/24/04
EQUISTAR CHEMICALS LP                            1.01,5.01,9.01                 11/30/04
ESS TECHNOLOGY INC                      CA       1.01,9.01                      11/23/04
EYE CARE CENTERS OF AMERICA INC         TX       5.02                           12/01/04
FAMILY ROOM ENTERTAINMENT CORP          NM       1.01,9.01                      11/23/04
FERRO CORP                              OH       7.01                           11/29/04
FIDELITY CAPITAL CONCEPTS LTD           NV       1.01                           12/01/04
FINANCE AMERICA MORTGAGE LOAN TRUST 2   DE       8.01                           11/26/04
FINANCIAL ASSET SECURITIES CORP         DE       8.01,9.01                      11/30/04
FINANCIAL ASSET SECURITIES CORP         DE       8.01,9.01                      11/15/04
FINANCIAL TELECOM LIMITED USA INC                5.02,9.01                      11/30/04
FINOVA GROUP INC                        DE       8.01                           12/01/04
FIRST ADVANTAGE CORP                    DE       5.02,9.01                      11/30/04
FIRST ADVANTAGE CORP                    DE       5.02                           11/29/04
FIRST BANKS INC                         MO       2.01,9.01                      09/30/04
FIRST FEDERAL BANCSHARES OF ARKANSAS    TX       8.01,9.01                      12/01/04
FIRST FINANCIAL HOLDINGS INC /DE/       DE       5.03,9.01                      11/23/04
FIRST FINANCIAL HOLDINGS INC /DE/       DE       5.03,9.01                      10/29/04    AMEND
FIRST HORIZON ABS NOTES SERIES 2004-H   TN       9.01                           11/25/04
First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/04
First Horizon Asset Sec Mort Pas Thr    DE       9.01                           11/25/04
FIRST HORIZON ASSET SECURITIES INC      DE       8.01,9.01                      11/30/04
FIRST KEYSTONE CORP                     PA       8.01                           11/30/04
FIRST METROPLEX CAPITAL INC                      8.01,9.01                      12/01/04
FIRSTENERGY CORP                        OH       7.01                           11/30/04
FLIGHT SAFETY TECHNOLOGIES INC          NV       7.01                           11/29/04
FORD MOTOR CO                           DE       8.01,9.01                      12/01/04
FORD MOTOR CREDIT CO                    DE       8.01,9.01                      12/01/04
FORECROSS CORP                          CA       8.01,9.01                      11/30/04
FTI CONSULTING INC                      MD       1.01,9.01                      11/23/04
GABRIEL TECHNOLOGIES CORP               DE       5.03,9.01                      11/30/04    AMEND
GAYLORD ENTERTAINMENT CO /DE            DE       1.01,2.03,9.01                 11/30/04
GENCORP INC                             OH       9.01                           11/23/04    AMEND
GENE LOGIC INC                          DE       5.02,9.01                      12/01/04
GENERAL MOTORS CORP                     DE       8.01                           12/01/04
GENEREX BIOTECHNOLOGY CORP              DE       3.01                           11/24/04
GENIO GROUP INC                         DE       9.01                           11/19/04    AMEND
GEORGIA GULF CORP /DE/                  DE       7.01,9.01                      12/01/04
GLOBAL CASINOS INC                      UT       2.02,9.01                      12/01/04
GMACM Mortgage Pass-Through Certifica   DE       8.01,9.01                      11/25/04
GOLDEN SPIRIT MINING LTD                DE       5.02,9.01                      12/01/04
GOVERNMENT PROPERTIES TRUST INC                  2.01,9.01                      09/21/04    AMEND
GP STRATEGIES CORP                      DE       8.01,9.01                      11/30/04
GP STRATEGIES CORP                      DE       2.01,9.01                      11/24/04
GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           12/01/04
GS MORTGAGE SEC CORP MORT PASS THR CE   DE       8.01,9.01                      10/25/04
GS MORTGAGE SEC CORP MORTGAGE PASS TH   DE       8.01,9.01                      11/26/04
GS Mortgage Securities Corp GSAMP Tru   DE       8.01                           11/26/04
GS MORTGAGE SECURITIES CORP GSR MORTG   DE       8.01,9.01                      11/26/04
GS MORTGAGE SECURITIES CORP GSR TRUST   DE       8.01,9.01                      11/26/04
GS MORTGAGE SECURITIES CORP MOR PASTH   DE       8.01,9.01                      11/26/04
GS MORTGAGE SECURITIES CORP. GSAMP TR   DE       8.01                           11/26/04
GSAA HOME EQUITY TRUST 2004-6           DE       8.01                           11/26/04
GSR Mortgage Loan Trust 2004-6F         DE       8.01,9.01                      11/26/04
GURUNET CORP                                     2.02,9.01                      12/01/04
HAIGHTS CROSS COMMUNICATIONS INC        DE       1.01,7.01,9.01                 12/01/04
HCC INSURANCE HOLDINGS INC/DE/          DE       1.01,1.02,2.03,9.01            11/24/04
HCC INSURANCE HOLDINGS INC/DE/          DE       8.01,9.01                      11/29/04
HIRSCH INTERNATIONAL CORP               NY       3.01                           11/24/04
HOME FINANCIAL BANCORP                  IN       8.01,9.01                      11/30/04
HOMESTAR MORTGAGE ACCEPTANCE CORP       DE       8.01                           12/01/04
HORNBECK OFFSHORE SERVICES INC /LA      DE       7.01,9.01                      11/29/04
HUMANA INC                              DE       7.01,9.01                      12/01/04
IMEDIA INTERNATIONAL INC                DE       2.02,9.01                      11/30/04
IMH ASSETS CORP IMPAC CMB TRUST SERIE   DE       8.01                           11/26/04
IMPAC CMB TRUST SERIES 2004-8           DE       8.01                           11/26/04
IndyMac ABS Inc. Home Equity Mortgage            8.01                           11/26/04
IndyMac ABS, Inc., Home Equity Mortga            8.01                           11/26/04
INDYMAC BANCORP INC                     DE       8.01,9.01                      12/01/04
IndyMac INDX Mortgage Loan Trust 2004            8.01                           11/26/04
IndyMac INDX Mortgage Loan Trust 2004            8.01                           11/26/04
INDYMAC INDX MORTGAGE LOAN TRUST 2004            8.01                           11/26/04
Indymac INDX Mortgage Loan Trust 2004            8.01                           11/26/04
IndyMac MBS, Inc. Residential Asset S            8.01                           11/26/04
IndyMac MBS, Inc. Residential Asset S            8.01                           11/26/04
IndyMac RAST 2004-A8                             8.01                           11/26/04
INFOSPACE INC                           DE       8.01,9.01                      12/01/04
INFRASOURCE SERVICES INC                DE       1.01,9.01                      11/24/04
INTEGRATED ELECTRICAL SERVICES INC      DE       1.01,2.03,9.01                 11/24/04
INTEGRATED PERFORMANCE SYSTEMS INC      NY       1.01,2.01,2.03,3.02,5.02,9.01  11/24/04
INTELLIGROUP INC                        NJ       5.02                           11/29/04
IRWIN FINANCIAL CORP                    IN       8.01,9.01                      12/01/04
ISONICS CORP                            CA       4.01,7.01,9.01                 11/24/04
IWO HOLDINGS INC                        DE       7.01,9.01                      12/01/04
IXYS CORP /DE/                          DE       4.01,9.01                      11/24/04
J CREW GROUP INC                        NY       1.01                           11/24/04
J P MORGAN ACCEPTANCE CORP I            DE       8.01,9.01                      10/28/04    AMEND
JAG MEDIA HOLDINGS INC                  NV       1.01,2.01                      11/24/04
JLG INDUSTRIES INC                      PA       1.01                           11/19/04
JLG INDUSTRIES INC                      PA       1.01                           11/19/04    AMEND
KESTREL ENERGY INC                      CO       8.01,9.01                      11/29/04
KH FUNDING CO                           MD       4.01                           11/29/04
KINGTHOMASON GROUP INC                  NV       5.03,9.01                      11/16/04
LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           11/30/04
LANVISION SYSTEMS INC                   DE       2.02,9.01                      12/01/04
LEHMAN ABS CORP MORTGAGE PASS-THROUGH   DE       9.01                           11/26/04
LEVCOR INTERNATIONAL INC                DE       1.01,1.02                      11/30/04
LEXINGTON CORPORATE PROPERTIES TRUST    MD       8.01,9.01                      12/01/04
LIFEPOINT INC                           DE       8.01,9.01                      12/01/04
LIGAND PHARMACEUTICALS INC              DE       8.01,9.01                      11/29/04
LMI AEROSPACE INC                       MO       1.01,7.01,9.01                 11/30/04
LOCKHEED MARTIN CORP                    MD       8.01,9.01                      12/01/04
Long Beach Mortgage Loan Trust 2004-4   DE       8.01                           11/26/04
Long Beach Mortgage Loan Trust 2004-6   DE       8.01                           11/26/04
LYONDELL CHEMICAL CO                    DE       1.01,1.02,2.01,2.04,3.03,5.02  11/30/04
MANPOWER INC /WI/                       WI       8.01,9.01                      11/30/04
MANU FORTI GROUP INC                             8.01                           12/01/04
MARISA CHRISTINA INC                    DE       3.01                           12/01/04
MARKET CENTRAL INC                      DE       5.02,8.01,9.01                 12/01/04
MASTR ASSET BACKED SECURITIES TRUST 2   DE       8.01,9.01                      11/25/04
MASTR Seasoned Securitization Trust 2   DE       8.01,9.01                      11/26/04
MATRIX SERVICE CO                       DE       8.01,9.01                      12/01/04
MAYORS JEWELERS INC/DE                  DE       4.02,9.01                      11/29/04
MCMORAN EXPLORATION CO /DE/             DE       8.01,9.01                      12/01/04
MDC PARTNERS INC                                 7.01,9.01                      12/01/04
MERCHANTS GROUP INC                     DE       1.01,1.02,5.02,9.01            11/30/04
METROPCS COMMUNICATIONS INC                      1.01,5.02,9.01                 10/05/04
METROPCS INC                                     1.01,9.01                      11/28/04
MICREL INC                              CA       8.01                           11/29/04
MILLENNIUM CHEMICALS INC                DE       1.01,1.02,2.01,2.04,3.01,3.03  11/30/04
MIM CORP                                DE       1.01,9.01                      12/01/04
MOLEX INC                               DE       4.01,9.01                      11/13/04    AMEND
MOOG INC                                NY       1.01,9.01                      12/01/04
Morgan Stanley ABS Capital I Inc CDC    DE       8.01,9.01                      11/25/04
Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           11/26/04
Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           11/26/04
Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           11/26/04
Morgan Stanley ABS Capital I Inc. Tru   DE       8.01,9.01                      11/17/04
Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           11/26/04
MORTGAGE PASS THROUGH CERTIFICATES SE   DE       9.01                           11/25/04    AMEND
MORTGAGE PASS THROUGH CERTIFICATES SE   DE       9.01                           11/25/04    AMEND
MORTGAGE PASS-THROUGH CERTIFICATES SE   DE       8.01,9.01                      11/26/04
MORTGAGE PASS-THROUGH CERTIFICATES SE   DE       8.01,9.01                      11/26/04
Mortgage Pass-Through Certificates, S            9.01                           11/25/04
Mortgage Pass-Through Certificates, S            9.01                           11/25/04
MS STRUCTURED ASSET CORP CBT SERIES 2   DE       9.01                           11/26/04
MYOGEN INC                              DE       8.01                           11/30/04
N-VIRO INTERNATIONAL CORP               DE       5.02,9.01                      11/24/04
NANOPIERCE TECHNOLOGIES INC             NV       3.03                           11/19/04    AMEND
NASDAQ STOCK MARKET INC                 DE       1.01,3.02,5.03,9.01            11/29/04
NASSDA CORP                             DE       1.01,2.02,9.01                 11/30/04
NATIONAL FINANCIAL PARTNERS CORP                 7.01,9.01                      12/01/04
NATIONAL PATENT DEVELOPMENT CORP        DE       8.01,9.01                      11/30/04
NATURAL HEALTH TRENDS CORP              FL       5.02,9.01                      11/23/04
NBTY INC                                DE       5.04                           11/29/04
NEIMAN MARCUS GROUP INC                 DE       2.02,9.01                      12/01/04
NEIMAN MARCUS GROUP INC                 DE       2.02,7.01                      12/01/04
NETWORK 1 SECURITY SOLUTIONS INC        DE       1.01,9.01                      11/26/04
New Century Energy Corp.                CO       4.01,9.01                      11/12/04
NEWALLIANCE BANCSHARES INC                       3.01                           12/01/04
NIKU CORP                               DE       5.02                           11/29/04
NORTHLAND CABLE PROPERTIES SEVEN LIMI   WA       9.01                           11/30/04
NORTHWEST PIPELINE CORP                 DE       8.01,9.01                      11/29/04
NovaStar Mortgage Funding Trust, Seri   DE       2.01,8.01,9.01                 11/30/04
NTN COMMUNICATIONS INC                  DE       8.01                           11/30/04
NUI CORP /NJ/                           NJ       1.02,2.01,3.01,3.03,5.01,5.03  11/30/04
OMNICARE INC                            DE       1.01,9.01                      12/01/04
ON SEMICONDUCTOR CORP                   DE       8.01                           12/01/04
ONE LIBERTY PROPERTIES INC              MD       7.01                           12/01/04
ORAGENICS INC                           FL       7.01,8.01,9.01                 12/01/04
P COM INC                               DE       1.01,2.03,3.02,8.01,9.01       11/26/04
PACIFIC PREMIER BANCORP INC             DE       7.01,9.01                      12/01/04
PACIFICNET INC                          DE       3.02                           11/17/04
Park Place Securities, Inc., Asset-Ba   DE       8.01                           11/12/04
PEDIATRIC SERVICES OF AMERICA INC       DE       5.02                           12/01/04
PELICAN FINANCIAL INC                   DE       1.01                           12/01/04
PENN TREATY AMERICAN CORP               PA       1.01,2.03,3.02,9.01            11/24/04
PERINI CORP                             MA       8.01                           11/30/04
PETROHAWK ENERGY CORP                   DE       9.01                           11/23/04    AMEND
PHARMACOPEIA DRUG DISCOVERY INC         DE       7.01,9.01                      12/01/04
PHARMAFRONTIERS CORP                    TX       5.02,9.01                      11/24/04
PHIBRO ANIMAL HEALTH CORP                        7.01,9.01                      11/30/04
PILGRIMS PRIDE CORP                     DE       7.01                           12/01/04
PIONEER COMPANIES INC                   DE       1.01,7.01,9.01                 12/01/04
PIPELINE DATA INC                                7.01                           09/30/04
PortalPlayer, Inc.                      CA       5.02                           11/24/04
PORTEC RAIL PRODUCTS INC                WV       2.01,9.01                      11/30/04
PREMCOR INC                             DE       7.01,9.01                      11/29/04
PRICE LEGACY CORP                       MD       8.01,9.01                      11/30/04
Prime Mortgage Trust 2004-2             DE       8.01,9.01                      11/26/04
PROTECTIVE LIFE INSURANCE CO            TN       9.01                           11/26/04
PROVIDENT BANCORP INC/NY/               DE       5.02,9.01                      12/01/04
PROVO INTERNATIONAL  INC                DE       7.01,9.01                      11/24/04
PTEK HOLDINGS INC                       GA       7.01,9.01                      12/01/04
PUBLIC CO MANAGEMENT CORP               NV       8.01,9.01                      12/01/04
QUESTAR PIPELINE CO                     UT       8.01                           11/26/04
R&G FINANCIAL CORP                      PR       7.01,9.01                      11/30/04
RAYTHEON CO/                            DE       7.01,9.01                      12/01/04
RCG COMPANIES INC                       DE       1.01,7.01,9.01                 11/30/04
REDWOOD EMPIRE BANCORP                  CA       1.01                           11/29/04
REGAL ENTERTAINMENT GROUP               DE       1.01,9.01                      11/24/04
REMEDENT USA INC/AZ                     NV       4.02                           11/24/04
RESIDENTIAL ASSET MORTGAGE PRODUCTS G   DE       8.01,9.01                      11/25/04
RESOURCE AMERICA INC                    DE       2.02,7.01,9.01                 12/01/04
ROBBINS & MYERS INC                     OH       1.01,2.03,9.01                 11/24/04
ROPER INDUSTRIES INC /DE/               DE       7.01                           11/30/04
SABRE HOLDINGS CORP                     DE       2.05                           12/01/04
SAFEGUARD SCIENTIFICS INC               PA       8.01,9.01                      12/01/04
Saxon Asset Securities Trust 2004-3     VA       8.01                           11/26/04
SCIENTIFIC GAMES CORP                   DE       8.01,9.01                      11/24/04
SCIENTIFIC GAMES CORP                   DE       8.01,9.01                      11/30/04
SEACOAST BANKING CORP OF FLORIDA        FL       1.01,8.01,9.01                 11/30/04
SECURITY CAPITAL CORP/DE/               DE       3.01,9.01                      11/24/04
SEMCO ENERGY INC                        MI       8.01                           11/24/04
SENTRY BUILDERS CORP                    DE       2.01                           06/19/00
SERVICE CORPORATION INTERNATIONAL       TX       1.01                           11/30/04
SHOPSMITH INC                           OH       2.02,9.01                      11/16/04
SI Financial Group, Inc.                X1       8.01,9.01                      11/19/04
SI INTERNATIONAL INC                    DE       7.01                           12/01/04
SJW CORP                                CA       7.01,9.01                      11/29/04
SKYWAY COMMUNICATIONS HOLDING CORP      FL       9.01                           11/30/04
SOLAR ENERGY LTD                        DE       1.01,9.01                      11/17/04
SOLAR ENERGY LTD                        DE       5.02                           11/24/04
SOUTHERN CO                             DE       7.01                           11/24/04
SOUTHERN POWER CO                                8.01                           11/24/04
SOUTHERN UNION CO                       DE       5.02,9.01                      12/01/04
SPECTRX INC                             DE       5.02                           12/01/04
SSI SURGICAL SERVICES INC               NY       2.05,2.06                      11/29/04
STANCORP FINANCIAL GROUP INC            OR       1.01,5.02                      11/08/04
STARSOFT INC                                     5.02                           11/30/04
STRATEGIC HOTEL CAPITAL INC                      1.01,5.02,9.01                 11/29/04
STRUCT ASS MORT INV INC BS ALTA MORT    DE       8.01,9.01                      11/26/04
STRUCTURED ADJUSTABLE RATE MORTGAGE L   DE       8.01,9.01                      11/26/04
Structured Asset Investment Loan Trus   DE       8.01,9.01                      11/26/04
STRUCTURED ASSET INVESTMENT LOAN TRUS   DE       8.01,9.01                      11/26/04
STRUCTURED ASSET MORT INV INC BEAR ST   DE       8.01,9.01                      11/26/04
STRUCTURED ASSET MORT INV INC MORT PA   DE       8.01,9.01                      11/26/04
STRUCTURED ASSET MORT INV INC MORT PA   DE       8.01,9.01                      11/26/04
STRUCTURED ASSET MORTGAGE INVESTMENTS            8.01,9.01                      11/25/04
STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/04
STRUCTURED ASSET SECURITIES CORP        DE       8.01,9.01                      11/24/04
STRUCTURED ASSET SECURITIES CORP        DE       8.01                           11/30/04
Structured Asset Securities Corp Mort   DE       9.01                           11/26/04
Structured Asset Securities Corp Mort   DE       9.01                           11/26/04
Structured Asset Securities CORP Mort   DE       9.01                           11/26/04
Structured Asset Securities Corp Mort   DE       9.01                           11/26/04
Structured Asset Securities Corp Mort   DE       9.01                           11/26/04
Structured Asset Securities Corp Mort   DE       9.01                           11/26/04
SUNOCO LOGISTICS PARTNERS LP            DE       8.01,9.01                      11/30/04
SUPERGEN INC                            DE       8.01,9.01                      11/29/04
SYNOPSYS INC                            DE       2.02,9.01                      12/01/04
SYNOVIS LIFE TECHNOLOGIES  INC          MN       2.02,8.01,9.01                 12/01/04
TECHNOLOGY INVESTMENT CAPITAL CORP      MD       8.01,9.01                      11/29/04
TECHNOLOGY VISIONS GROUP INC            DE       1.01,7.01,9.01                 11/22/04
TELLABS INC                             DE       8.01,9.01                      11/30/04
THAXTON GROUP INC                       SC       8.01                           10/26/04
THOR INDUSTRIES INC                     DE       2.02,9.01                      11/29/04
TITAN INTERNATIONAL INC                 IL       8.01,9.01                      12/01/04
TOR MINERALS INTERNATIONAL INC          DE       2.02,9.01                      11/30/04
TRANSCAT INC                            OH       5.02,9.01                      11/30/04
TRUSERV CORP                            DE       1.01,1.02                      11/24/04
ULTICOM INC                             NJ       2.02,9.01                      12/01/04
UNITED NATURAL FOODS INC                DE       2.02,9.01                      11/30/04
UNITED ONLINE INC                       DE       8.01                           11/24/04
UNIVERSAL TECHNICAL INSTITUTE INC       DE       2.02,9.01                      12/01/04
UPFC Auto Receivables Trust 2004-A      DE       8.01,9.01                      11/15/04    AMEND
US AIRWAYS GROUP INC                    DE       8.01,9.01                      11/26/04
V I TECHNOLOGIES INC                    DE       1.01                           11/28/04
VALENCE TECHNOLOGY INC                  DE       1.01,3.02,5.03,9.01            11/30/04
VALUE LINE INC                          NY       5.05,9.01                      12/01/04
VARIAN INC                              DE       1.01                           12/01/04
VCA ANTECH INC                          DE       1.01,9.01                      12/01/04
VECTREN CORP                            IN       8.01                           11/30/04
VENDINGDATA CORP                        NV       8.01,9.01                      11/29/04
VENTURES NATIONAL INC                   UT       2.03,3.02,5.02                 11/30/04
VERINT SYSTEMS INC                               2.02,9.01                      12/01/04
VICTOR INDUSTRIES INC                            4.01                           11/12/04
VINEYARD NATIONAL BANCORP               CA       2.02,9.01                      12/01/04
VIROPRO INC                             NV       7.01                           12/01/04
VORNADO OPERATING CO                    DE       1.01,8.01,9.01                 11/24/04
VTEX ENERGY INC                         NV       8.01,9.01                      11/18/04
WALKER FINANCIAL CORP                   DE       1.01,9.01                      11/30/04
WARREN RESOURCES INC                    NY       3.02,9.01                      12/01/04
WATSON WYATT & CO HOLDINGS              DE       1.01                           11/19/04
WEATHERFORD INTERNATIONAL LTD           D0       8.01,9.01                      11/30/04
Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      11/26/04
Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      11/26/04
Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      11/26/04
WESTMORELAND COAL CO                    DE       1.01,9.01                      12/01/04
WHITE MOUNTAINS INSURANCE GROUP LTD     D0       8.01                           12/01/04
WHITEHALL JEWELLERS INC                 DE       1.01,5.02                      11/30/04
WINDROSE MEDICAL PROPERTIES TRUST       MD       2.02,9.01                      11/02/04    AMEND
WINLAND ELECTRONICS INC                 MN       8.01,9.01                      11/23/04
WOLVERINE TUBE INC                      DE       1.01,5.02,9.01                 12/01/04
WOODHEAD INDUSTRIES INC                 DE       1.01,9.01                      11/24/04
Wornick CO                              DE       2.02,7.01,9.01                 11/30/04
XRG INC                                 DE       5.02,7.01                      11/30/04
YELLOW ROADWAY CORP                     DE       7.01,9.01                      11/30/04
ZannWell Inc                            NV       1.02,5.01,5.02,9.01            11/23/04
ZONE 4 PLAY INC                         NV       1.01,9.01                      11/18/04    AMEND