SEC NEWS DIGEST

Issue 2003-217                                            November 14, 2003



     
ENFORCEMENT PROCEEDINGS


     
CEASE-AND-DESIST  PROCEEDINGS INSTITUTED AGAINST AXEDA SYSTEMS,  INC.,  JASON
LIU AND STEWART ADAMS

     On  November  14, the Commission issued an Order Instituting  Cease-and-
     Desist  Proceedings,  Making Findings, and Imposing  a  Cease-and-Desist
     Order  Pursuant to Section 21C of the Securities Exchange  Act  of  1934
     (Order)   against  Axeda  Systems,  Inc.  (Axeda),  Jason  C.  Liu,   of
     Naperville,  Illinois,  Axeda's  former  Chief  Financial  Officer,  and
     Stewart  C. Adams, of Millington, New Jersey, Axeda's former controller,
     in  connection with the filing of materially false Form 10-Q reports for
     two  of  Axeda's  fiscal  1999 quarters.  The Commission  simultaneously
     accepted  Offers  of Settlement submitted by the respondents  in  which,
     without  admitting or denying the Commission's findings, each agreed  to
     the imposition of a cease-and-desist order.
     
     Axeda  is  the successor name of Ravisent Technologies, Inc., which  was
     the  name of the company during the time of the violations contained  in
     the  Order.  Axeda's principal business in 1999 was the development  and
     licensing  of  software  products to manage  video  and  audio  data  in
     personal   computers  and  other  consumer  electronics  devices.    The
     Commission's  Order finds that during the second and third  quarters  of
     1999,  as  a  result of the incorrect application of Generally  Accepted
     Accounting Principles (GAAP), Axeda prematurely recognized approximately
     $4.7  million  in  revenue from three of its largest sales  transactions
     and, as a result, filed two materially false and misleading Form 10-Q's.
     All  of  the  revenue was ultimately recognized in later quarters.   The
     transactions  involved incorrectly recognizing revenue on a  consignment
     sale where a right of return existed; incorrectly recognizing revenue on
     a  contingent sale; and the incorrect application of AICPA Statement  of
     Position 97-2, relating to the recognition of software revenue.
     
     The  Order finds that Liu was responsible for preparing, and signed, the
     Form  10-Q reports, and that he failed to correctly apply GAAP in making
     revenue  determinations  on  the applicable  sales  contracts.   As  the
     controller,  Adams failed in his assigned responsibilities to  establish
     rigorous,  systematic procedures for reviewing the company's preliminary
     revenue determinations concerning the three contracts.
     
     Based  on  the  above, the Order orders Axeda to cease and  desist  from
     committing  or  causing  any violations and  any  future  violations  of
     Sections  13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities  Exchange
     Act  of 1934 (Exchange Act) and Rules 12b-20 and 13a-13 thereunder;  Liu
     to  cease  and  desist  from  causing  any  violations  and  any  future
     violations  of  Sections  13(a),  13(b)(2)(A)  and  13(b)(2)(B)  of  the
     Exchange Act and Rules 12b-20 and 13a-13 thereunder, and from committing
     or  causing any violations of Rule 13b2-1 of the Exchange Act; and Adams
     to  cease  and  desist  from  causing  any  violations  and  any  future
     violations of Section 13(b)(2)(B) of the Exchange Act.  (Rel.  34-48783;
     AAE Rel. 1913; File No. 3-11334)

SEC CHARGES FORMER CEO, CFO, AND CONTROLLER OF GATEWAY, INC.  WITH FRAUD

Gateway Agrees to Issuance of a Cease-and-Desist Order
     
     The  Commission announced today the filing of fraud charges against  the
     former  chief executive officer, chief financial officer, and controller
     of  San Diego-based Gateway, Inc., for engaging in a fraudulent earnings
     manipulation scheme to meet Wall Street analysts' expectations, and  for
     making  false  statements  and  concealing  from  the  investing  public
     important  information about the success of Gateway's personal  computer
     (PC)  business,  in  the  second  and  third  quarters  of  2000.    The
     Commission's  lawsuit, filed today in federal court in San Diego,  seeks
     antifraud injunctions, civil money penalties, disgorgement of ill-gotten
     gains,  and  orders permanently barring the defendants from  serving  as
     officers or directors of public companies.
     
     Named in the Commission's complaint are the following defendants.
     
          Jeffrey  Weitzen, age 47, of Rancho Santa Fe, Calif.   Weitzen  was
          Gateway's  chief  executive officer and a member of  its  board  of
          directors.
          
          John  J. Todd, age 43, of Rancho Santa Fe, Calif.  Todd was  senior
          vice president and chief financial officer of Gateway.
          
          Robert  D.  Manza,  age  42, of Plano, Tex.   Manza  was  Gateway's
          controller  during  the  relevant time and is  a  certified  public
          accountant.
          
     In  a separate administrative proceeding, Gateway, without admitting  or
     denying the Commission's findings, agreed to entry of a Commission order
     that  it  cease and desist from violations of the antifraud,  reporting,
     books  and  records,  and internal controls provisions  of  the  federal
     securities laws.
     
     The SEC's complaint alleges that defendants misrepresented or failed  to
     disclose  (1) significant trends in Gateway's business, such as  that  a
     material  portion  of Gateway's sales were generated  through  high-risk
     loan financing; (2) that PC sales growth was declining; (3) that, by the
     end  of  the  third quarter, only a small percentage of net  income  was
     associated  with  PC sales; and (4) that revenue and  earnings  included
     various  one-time transactions.  Through these actions,  the  defendants
     gave  the false and misleading impression that Gateway, unlike  many  of
     its competitors, was outpacing an industry trend of decreasing sales  of
     personal computers.
     
     The  Commission's complaint alleges that in approximately May 2000, when
     defendants realized that the company would not meet the expectations  of
     the Wall Street analysts who followed Gateway's stock, they embarked  on
     a  fraudulent  scheme to "close the gap" between analysts'  expectations
     and the company's actual revenue and earnings.
     
     According  to the complaint, in the second quarter of 2000,  the  scheme
     included contacting individuals whose credit applications had previously
     been denied by the company, and offering them pre-approved financing  to
     facilitate sales.  The sales campaign to high-risk customers contributed
     more than 5% of Gateway's second quarter revenues.
     
     Also according to the complaint, when Todd recognized that he could  not
     close  the  gap simply by increasing the amount of PC sales to high-risk
     customers,   he  allegedly  authorized  a  wider  variety  of   improper
     accounting  actions,  all  of  which failed  to  comply  with  generally
     accepted accounting principles (GAAP).  These included (1) reducing loan
     loss  reserves;  (2)  recognizing revenue from a consignment  sale;  (3)
     recognizing   revenue   from  a  purported   bill-and-hold   sale;   (4)
     accelerating  purported revenue from payments by  America  Online,  Inc.
     (AOL) for bundling its internet service with a Gateway PC purchase;  (5)
     recording revenue from the sale of the company's fixed assets;  and  (6)
     making  additional undisclosed accounting adjustments to meet  analysts'
     earnings estimates.
     
     According  to the Commission's allegations, as a result of the  improper
     accounting  actions, Gateway announced that, for the  third  quarter  of
     2000, it exceeded analysts' expectations for revenue by $30 million, met
     analysts'  expectations  for earnings per  share  (EPS)  of  $0.46,  and
     experienced  year-over-year revenue growth of  16%.   According  to  the
     complaint,  these statements about Gateway's financial performance  were
     false  and  misleading.   The  improper  actions  by  defendants  caused
     Gateway's  net income for the third quarter of 2000 to be overstated  by
     more  than ten cents EPS, or 30%, and inflated reported revenue by  $154
     million, or 6.5%.
     
     The  complaint  alleges  that Todd was the principal  architect  of  the
     fraudulent  scheme;  that Manza assisted in the  fraudulent  scheme  by,
     among other things, initiating certain of the one-time transactions  and
     then  preparing  financial statements knowing  that  these  transactions
     failed  to comply with GAAP; and that Weitzen knew that Gateway's  third
     quarter   2000   reported  revenues  were  inflated   due   to   certain
     extraordinary one-time transactions and high-risk loans and  misled  the
     public as to the true state of Gateway's business.
     
     In  its complaint, the Commission charged Weitzen, Todd, and Manza  with
     violating  the  antifraud provisions of the Securities Exchange  Act  of
     1934,  Section  10(b) and Rule 10b-5 thereunder.  Todd was  additionally
     charged with violating the antifraud provision of the Securities Act  of
     1933,  Section  17(a).  For providing a false and misleading  management
     representation letter to Gateway's outside auditor to support the  third
     quarter  2000 financial results, the three defendants were also  charged
     with violating the false statements to accountants provision, Rule 13b2-
     2 under the Exchange Act.  The Commission further charged Todd and Manza
     with  violating  record-keeping  provisions,  Section  13(b)(5)  of  the
     Exchange  Act  and  Rule  13b2-1 thereunder, and the  internal  controls
     provision, Section 13(b)(5) of the Exchange Act, and aiding and abetting
     Gateway's  violations  of reporting provisions,  Section  13(a)  of  the
     Exchange  Act and Rules 12b-20 and 13a-13 thereunder, and record-keeping
     provisions,  Section  13(b)(2)(A) of the  Exchange  Act.   Finally,  the
     Commission  charged Weitzen with violating the antifraud  and  reporting
     provisions as a control person of Gateway.
     
     On  November 13, the Commission also instituted a settled administrative
     proceeding   against  Gateway.   In  its  cease-and-desist  order,   the
     Commission  found  that,  through the conduct described  above,  Gateway
     violated the antifraud, reporting, and record-keeping provisions of  the
     federal  securities  laws.   The  Commission  also  found  that  Gateway
     violated   the  internal  controls  provision  by  failing  to   observe
     consistent quarter-end cutoff dates and times, which caused it  to  have
     accounting  periods  of  different  lengths  from  quarter  to  quarter.
     Without   admitting  or  denying  the  Commission's  findings,   Gateway
     consented  to the Commission's order to cease and desist from committing
     or causing any violation or future violation of these provisions.
     
     In  its  order, the Commission also found that the Company's cooperation
     was  not exemplary during the early stages of the staff's investigation.
     In  determining  to  accept  Gateway's settlement  offer,  however,  the
     Commission   considered  Gateway's  undertakings  to   provide   further
     cooperation and recent remedial measures undertaken by Gateway's current
     management  and  board of directors.  [SEC v. John J.  Todd,  Robert  D.
     Manza  and Jeffrey Weitzen, Civil Action No. 03-CV-02230 K (RBB)  SDCA)]
     (LR-18454; AAE Rel. 1912; Press Rel. 2003-157)


     
INVESTMENT COMPANY ACT RELEASES


     
PRINCIPAL LIFE INSURANCE COMPANY, ET AL.

     A  notice has been issued giving interested persons until Dec. 4,  2003,
     to request a hearing on an application filed by Principal Life Insurance
     Company,  Principal  Life Insurance Company Variable  Life  VL  Separate
     Account,  and  Principal  Life  Insurance  Company  Separate  Account  B
     (collectively,  Applicants).   Applicants  seek  an  order  pursuant  to
     Section  26(c) of the Investment Company Act approving the  substitution
     of  shares  of the LargeCap Growth Equity Account of Principal  Variable
     Contracts Fund, Inc. (Principal Fund) for shares of the LargeCap  Growth
     Account of Principal Fund; shares of the LargeCap Stock Index Account of
     Principal  Fund  for shares of the Blue Chip Account of Principal  Fund;
     shares of the MidCap Growth Account of Principal Fund for shares of  the
     MidCap  Growth  Equity Account of Principal Fund; shares  of  the  Asset
     Allocation Account of Principal Fund for shares of the Putnam VT  Global
     Asset Allocation Fund of Putnam Variable Trust; and shares of the Equity
     Growth Account of Principal Fund for shares of the Putnam VT Vista  Fund
     of Putnam Variable Trust.  (Rel. IC-26253 - November 13)

MERRILL LYNCH LIFE INSURANCE COMPANY, ET AL.

     An  order has been issued on an Application filed by Merrill Lynch  Life
     Insurance  Company, et al., pursuant to Sections 26(c) of the Investment
     Company  Act  approving  the  substitution of  certain  registered  unit
     investment trusts to substitute shares of certain portfolios of the MLIG
     Trust for shares of certain portfolios of the AllianceBernstein Variable
     Products Series Fund, Inc., the Delaware VIP trust, and the MFS Variable
     Insurance  Trust  currently held by those unit investment  trusts.   The
     order  also  provides  an exemption from section  17(a)  to  the  extent
     necessary to permit certain in-kind transactions in connection with  the
     substitution.   (Rel. IC-26254 - November 13)


     
HOLDING COMPANY ACT RELEASES


     
DOMINION RESOURCES, INC.

     An  order  has  been  issued  authorizing Dominion  Resources,  Inc.,  a
     registered  holding  company, to participate in  a  reforestation  joint
     venture.  (Rel. 35-27750)

XCEL ENERGY INC.

     An  order  has  been issued authorizing Xcel Energy Inc.,  a  registered
     holding company, to participate in a reforestation joint venture.  (Rel.
     35-27751)

GREAT PLAINS ENERGY INCORPORATED

     An order has been issued authorizing Great Plains Energy Incorporated, a
     registered  holding  company, to participate in  a  reforestation  joint
     venture.  (Rel. 35-27752)

ENTERGY ARKANSAS, INC.

     An  order has been issued authorizing Entergy Arkansas, Inc., a  public-
     utility  company subsidiary of Entergy Corporation, a registered holding
     company,  to  participate in a reforestation joint venture.   (Rel.  35-
     27753)

AMERICAN ELECTRIC POWER COMPANY, INC.

     An  order  has been issued authorizing American Electric Power  Company,
     Inc.,  a  registered holding company, to participate in a  reforestation
     joint venture.  (Rel. 35-27754)

EXELON CORPORATION

     An  order  has been issued authorizing Exelon Corporation, a  registered
     holding company, to participate in a reforestation joint venture.  (Rel.
     35-27755)

FIRSTENERGY CORPORATION

     An  order  has  been  issued  authorizing  FirstEnergy  Corporation,   a
     registered  holding  company, to participate in  a  reforestation  joint
     venture.  (Rel. 35-27756)

CINERGY CORP.

     An order has been issued authorizing Cinergy Corp., a registered holding
     company,  to  participate in a reforestation joint venture.   (Rel.  35-
     27757)

AMEREN CORP.

     An  order  has been issued authorizing Ameren Corporation, a  registered
     holding company, to participate in a reforestation joint venture.  (Rel.
     35-27758)

PROGRESS ENERGY, INC.

     An order has been issued authorizing Progress Energy, Inc., a registered
     holding company, to participate in a reforestation joint venture.  (Rel.
     35-27759)

ALLEGHENY ENERGY INC.

     A  notice has been issued giving interested persons until Dec. 8,  2003,
     to request a hearing on a proposal by Allegheny Energy Inc. (Allegheny),
     a  registered  holding  company, to issue common stock  and  options  to
     purchase  common stock under its long-term incentive plan for  employees
     and directors.  (Rel. 35-27760)
     
KEYSPAN ENERGY MANAGEMENT LLC

     An  order  has  been  issued authorizing a proposal  by  KeySpan  Energy
     Management   LLC,   an   indirect  nonutility  subsidiary   of   KeySpan
     Corporation, a registered holding company, to acquire all of the  issued
     and outstanding securities of Metro Energy LLC, a nonaffiliated New York
     limited liability company.  (Rel. 35-27761)


     
SELF-REGULATORY ORGANIZATIONS


     
APPROVAL OF PROPOSED RULE CHANGE

     The   Commission   approved  a  proposed  rule  change  (SR-ISE-2003-03)
     submitted  by the International Securities Exchange relating  to  market
     maker obligations.  Publication of the order in the Federal Register  is
     expected during the week of November 10.  (Rel. 34-48756)
     
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

     The  Commission  has approved on an accelerated basis  a  proposed  rule
     change  (SR-PCX-2003-48), and Amendment No. 1 thereto, submitted by  the
     Pacific  Exchange relating to the establishment of a new Total Imbalance
     indicator on the Archipelago Exchange.  (Rel. 34-48767)

PROPOSED RULE CHANGES

     A  proposed rule change has been filed by the Pacific Stock Exchange  to
     amend PCXE Rule 7.37(d) relating to the routing of orders to away market
     centers  or  market participants (SR-PCX-2003-54).  Publication  of  the
     proposal is expected in the Federal Register during the week of November
     17.  (Rel. 34-48768)

     The  New York Stock Exchange filed a proposed rule change (SR-NYSE-2003-
     21),  and  Amendment  No. 1 thereto, to amend its  2003  Price  List  to
     increase its fingerprint processing fee.  Publication of the proposal is
     expected in the Federal Register during the week of November 17.   (Rel.
     34-48769)
     
     The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-
     2003-25)  and Amendment Nos. 1, 2, and 3 under Section 19(b)(2)  of  the
     Securities  Exchange  Act  of  1934  to  allow  the  appropriate  Market
     Performance  Committee to establish bid-ask differentials  that  are  no
     more  than  $0.50 wide for options where the bid price is less  than  $2
     when  the  primary market for the underlying security:   (1)  reports  a
     trade  outside of its disseminated quote, including any liquidity quote;
     or  (2) disseminates an inverted quote.  Publication of the proposal  is
     expected in the Federal Register during the week of November 17.   (Rel.
     34-48771)
     
     The Cincinnati Stock Exchange filed a proposed rule change (SR-CSE-2003-
     12)  to change its name to National Stock Exchange.  Publication of  the
     proposal is expected in the Federal Register during the week of November
     17.  (Rel. 34-48774)
     
     The  Depository Trust Company filed a proposed rule change (SR-DTC-2003-
     12)  to  allow DTC to modify how maturity presentments are processed  in
     its  Money  Market Instrument Program to allow issuer/paying  agents  to
     assign  processing  priorities to redemptions of maturing  money  market
     instruments.   Publication of the proposal is expected  in  the  Federal
     Register during the week of November 17.  (Rel. 34-48775)

DELISTINGS GRANTED

     An  order  has  been issued granting the application of the Philadelphia
     Stock Exchange to strike from listing and registration certain call  and
     put  options  contracts  issued  by  The  Options  Clearing  Corporation
     respecting  underlying securities of the following companies,  effective
     at the opening of business on November 14.
     
     Airborne, Inc. (ABF)
     IMPATH, Inc. (QPH/IMPHQ)
     (Rel. 34-48779)
     
     An  order has been issued granting the application of the New York Stock
     Exchange to strike from listing and registration the Common Stock,  $.01
     par  value,  of TransPro, Inc., effective at the opening of business  on
     November 14.  (Rel. 34-48781)
     
     An  order has been issued granting the application of the American Stock
     Exchange to strike from listing and registration the common stock $.001,
     par  value,  of World Wireless Communications, Inc., at the  opening  of
     business on November 14.  (Rel. 34-48782)
     
WITHDRAWAL SOUGHT

     A  notice has been issued giving interested persons until Dec. 8,  2003,
     to comment on the application of The Ziegler Companies, Inc. to withdraw
     its  common stock, $1.00 par value, from listing and registration on the
     American Stock Exchange.  (Rel. 34-48780)
     

     
ADDITIONS AND CORRECTIONS


     
ADDITIONAL RELEASE NUMBER

     A  summary  in  the matter of Marion Sherrill and William  Slone,  which
     appeared  in  yesterday's Digest, only reported release numbers  in  the
     matter  of  William Slone.  The release numbers in the matter of  Marion
     Sherrill are:  Rel. 33-8337; 34-48777; File No. 3-11332)


SECURITIES ACT REGISTRATIONS
     

     The following registration statements have been filed with the SEC under
     the  Securities  Act  of  1933.   The reported  information  appears  as
     follows:   Form,  Name, Address and Phone Number (if available)  of  the
     issuer  of the security; Title and the number and/or face amount of  the
     securities being offered; Name of the managing underwriter or  depositor
     (if  applicable);  File number and date filed; Assigned  Branch;  and  a
     designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing  to  the
     Commission's  Public  Reference  Branch  at  450  Fifth  Street,   N.W.,
     Washington,  D.C.  20549  or  at  the  following  e-mail  box   address:
     <publicinfo@sec.gov>.  In most cases, this information is also available
     on the Commission's website: <www.sec.gov>.
          
          
S-8     AMERSHAM PLC, AMERSHAM PLACE, LITTLE CHAIFONT, BUCKS, X0, MP79NA,
        0114494542063 - 0 ($61,800,000.00) Equity, (File 333-110383 - Nov. 12)
        (BR. 01)

S-8     AMERSHAM PLC, AMERSHAM PLACE, LITTLE CHAIFONT, BUCKS, X0, MP79NA,
        0114494542063 - 0 ($92,700,000.00) Equity, (File 333-110384 - Nov. 12)
        (BR. 01)

SB-2    FIVE NINES LTD, 106 1641 LONSDALE AVE,
        NORTH VANCOUVER BRITISH COLUMBIA, CANADA, A1, V7M2J5, 6048803144 -
        1,000,000 ($100,000.00) Equity, (File 333-110385 - Nov. 12) (BR. )

S-8     DYNAMOTIVE ENERGY SYSTEMS CORP, 1700 WEST 75TH AVENUE, SUITE 105,
        VANCOUVER, BC, A1, V6P 6G2, 6042676000 -
        10,225,988 ($5,112,994.00) Other, (File 333-110386 - Nov. 12) (BR. 02)

S-4     PEROT SYSTEMS CORP, 2300 W PLANO PKWY, PLANO, TX, 75075, 9725770000 -
        0 ($170,250,000.00) Equity, (File 333-110387 - Nov. 12) (BR. 03)

S-4     QUOVADX INC, 3034882019 - 0 ($31,403,863.00) Equity, (File 333-110388 -
        Nov. 12) (BR. 03)

S-3     ART TECHNOLOGY GROUP INC, 25 FIRST STREET, CAMBRIDGE, MA, 02141,
        6178591212 - 0 ($50,000,000.00) Other, (File 333-110389 - Nov. 12)
        (BR. 03)

SB-2    WILON RESOURCES INC, 931 ASHLAND TERRACE, CHATTANOOGA, TN, 37415,
        0 ($2,327,400.00) Equity, (File 333-110391 - Nov. 12) (BR. )

S-8     AUTOMATIC DATA PROCESSING INC, ONE ADP BOULVARD, ROSELAND, NJ, 07068,
        9739747849 - 35,000,000 ($1,287,650,000.00) Equity, (File 333-110392 -
        Nov. 12) (BR. 03)

S-8     AUTOMATIC DATA PROCESSING INC, ONE ADP BOULVARD, ROSELAND, NJ, 07068,
        9739747849 - 10,000,000 ($367,900,000.00) Equity, (File 333-110393 -
        Nov. 12) (BR. 03)

S-B     PERU REPUBLIC OF, 241 EAST 49TH ST, NEW YORK, NY, 10017,
        0 ($1,428,000,000.00) Other, (File 333-110394 - Nov. 12) (BR. DN)

S-8     AUTOMATIC DATA PROCESSING INC, ONE ADP BOULVARD, ROSELAND, NJ, 07068,
        9739747849 - 10,000,000 ($367,900,000.00) Equity, (File 333-110395 -
        Nov. 12) (BR. 03)

S-8     C H ROBINSON WORLDWIDE INC, 8100 MITCHELL ROAD, #200, EDEN PRAIRIE, MN,
        55344, 6129378500 - 0 ($40,635,000.00) Equity, (File 333-110396 -
        Nov. 12) (BR. 05)

S-8     BOISE CASCADE CORP, 1111 WEST JEFFERSON STREET, P O BOX 50, BOISE, ID,
        83728-0001, 2083846161 - 4,800,000 ($135,072,000.00) Equity,
        (File 333-110397 - Nov. 12) (BR. 04)

S-8     STRATEGIC DISTRIBUTION INC, 3220 TILLMAN DRIVE, SUITE 200, BENSALEM,
        PA, 19020, 2156331900 - 0 ($2,244,000.00) Equity, (File 333-110399 -
        Nov. 12) (BR. 06)

S-8     CENTREX INC, 9202 S. TOLEDO, AVENUE, TULSA, OK, 74137, 918-494-2880 -
        7,000,000 ($490,000.00) Equity, (File 333-110400 - Nov. 12) (BR. 36)

S-8     NOVAVAX INC, 8320 GUILFORD RD, STE C, COLUMBIA, MD, 21046, 3078543900 -
        0 ($6,400,000.00) Equity, (File 333-110401 - Nov. 12) (BR. 01)

S-8     MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250,
        VANCOUVER BC, A1, V6C 1H2, 6046466903 - 4,000,000 ($144,000.00) Equity,
        (File 333-110402 - Nov. 12) (BR. 06)

S-8     CELL ROBOTICS INTERNATIONAL INC, 2715 BROADBENT PKWY. N.E.,
        ALBUQUERQUE, NM, 87107, 7195904900 - 2,000,000 ($600,000.00) Equity,
        (File 333-110403 - Nov. 12) (BR. 36)

S-1     DDS TECHNOLOGIES USA INC, 150 EAST PALMETTO PARK ROAD, SUITE 510,
        BOCA RATON, FL, 33432, 561-750-4450 -
        8,033,611 ($59,448,721.40) Equity, (File 333-110409 - Nov. 12) (BR. 09)

S-8     INTERNET BUSINESS INTERNATIONAL INC,
        4634 SOUTH MARYLAND PARKWAY SUITE 101, LAS VEGAS, NV, 89119,
        7029680008 - 40,000,000 ($80,000.00) Equity, (File 333-110410 -
        Nov. 12) (BR. 03)

S-8     EQUIFAX INC, 4048858000 - 0 ($48,500,000.00) Other, (File 333-110411 -
        Nov. 12) (BR. 02)

S-8     DISCOVERY LABORATORIES INC /DE/, 350 MAIN STREET SUITE 307, DOYLESTOWN,
        PA, 18901, 2152404699 - 150,000 ($1,044,750.00) Equity,
        (File 333-110412 - Nov. 12) (BR. 01)

S-3     HORIZON FINANCIAL CORP, 1500 CORNWALL AVE, BELLINGHAM, WA, 98225,
        3607333050 - 500,000 ($8,650,000.00) Equity, (File 333-110413 -
        Nov. 12) (BR. 07)

F-10    SHAW COMMUNICATIONS INC, STE 900, 630 3RD AVE SW, CALGARY ALBERTA CANA,
        A0, 4037504500 - 100,000,000 ($76,210,000.00) Non-Convertible Debt,
        (File 333-110416 - Nov. 12) (BR. 37)

S-8     ORETECH INC, 300 JACKSON AVE, COLUMBUS, GA, 31901, 706-494-1440 -
        50,000 ($175,000.00) Equity, (File 333-110417 - Nov. 12) (BR. 04)

F-6     ABSA GROUP                                              /FI,
        ABSA TOWERS NORTH, 180 COMMISSION STREET,
        JOHANESBURG 2001 SOUTH AFRICA, T3, 00000,
        10,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-110418 - Nov. 12) (BR. )

S-8     AVOCENT CORP, 4991 CORPORATE DRIVE, HUNTSVILLIE, AL, 35805,
        2564304000 - 0 ($74,140,000.00) Equity, (File 333-110419 - Nov. 12)
        (BR. 03)

S-4     HALLIBURTON CO, 1401MCKINNEY, 1401 MCKINNEY, HOUSTON, TX, 77010,
        7137592600 - 0 ($1,050,000,000.00) Non-Convertible Debt,
        (File 333-110420 - Nov. 12) (BR. 04)

S-8     PALMSOURCE INC, 5470 GREAT AMERICA PKWY, SANTA CLARA, CA, 95052,
        408-878-4000 - 0 ($144,292,682.88) Equity, (File 333-110421 - Nov. 12)
        (BR. 03)

S-8     BE AEROSPACE INC, 1400 CORPORATE CTR WY, WELLINGTON, FL, 33414,
        5617915000 - 2,200,000 ($12,892,000.00) Equity, (File 333-110422 -
        Nov. 12) (BR. 06)

S-8     HOME DEPOT INC, 2455 PACES FERRY ROAD, ATLANTA, GA, 30339-4024,
        770-433-82 - 0 ($552,750,000.00) Equity, (File 333-110423 - Nov. 12)
        (BR. 06)

S-8     GRAPHCO HOLDINGS CORP, 41 UNIVERSITY DRIVE, NEWTOWN, PA, 18940,
        2154979170 - 250,000 ($77,500.00) Equity, (File 333-110424 - Nov. 12)
        (BR. 05)

S-3     AMERIGAS PARTNERS LP, 460 N GULPH RD, BOX 965, VALLEY FORGE, PA, 19406,
        6103377000 - 0 ($500,000,000.00) Unallocated (Universal) Shelf,
        (File 333-110425 - Nov. 12) (BR. 02)

S-3     ULTRALIFE BATTERIES INC, 2000 TECHNOLOGY PARKWAY, NEWARK, NY, 14513,
        3153327100 - 325,000 ($4,738,500.00) Equity, (File 333-110426 -
        Nov. 12) (BR. 36)

S-8     KNBT BANCORP INC, ROUTE 512 & HIGHLAND AVENUE, BETHLEHEM, PA, 18017,
        6108615000 - 808,916 ($4,546,107.92) Equity, (File 333-110427 -
        Nov. 12) (BR. 07)

S-8     FLEXTRONICS INTERNATIONAL LTD, 0654495255 -
        1,000,000 ($12,100,000.00) Equity, (File 333-110430 - Nov. 12) (BR. 36)

S-8     AMERISOURCEBERGEN CORP, 1300 MORRIS DRIVE, SUITE 100, CHESTERBROOK, PA,
        19087-5594, 6107277000 - 0 ($302,850,000.00) Equity, (File 333-110431 -
        Nov. 12) (BR. 01)

S-8     BIOGEN IDEC INC, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121,
        6195508500 - 0 ($573,591,000.00) Equity, (File 333-110432 - Nov. 12)
        (BR. 01)

S-8     BIOGEN IDEC INC, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121,
        6195508500 - 0 ($714,679,288.00) Equity, (File 333-110433 - Nov. 12)
        (BR. 01)

S-8     THOROUGHBRED INTERESTS INC, 127 S. 6TH ST., LOUISVILLE, KY, 40242,
        5025844434 - 20,000,000 ($500,000.00) Equity, (File 333-110434 -
        Nov. 12) (BR. 05)

F-1     ASPEN INSURANCE HOLDINGS LTD, 0 ($250,000,000.00) Equity,
        (File 333-110435 - Nov. 12) (BR. )

S-3     RESIDENTIAL ASSET MORTGAGE PRODUCTS INC, 8400 NORMANDALE LAKE BLVD,
        SUITE 600, BLOOMINGTON, MN, 55437, 952 857-7000 -
        24,000,000,000 ($24,000,000,000.00) Asset-Backed Securities,
        (File 333-110437 - Nov. 12) (BR. 05)

SB-2    CHINA CABLE & COMMUNICATION INC, SUITE 805, ONE PACIFICE PLACE,
        88 QUEENSWAY, K3, XXXXX, 852 2591 1221 -
        3,696,552 ($5,249,104.00) Equity, (File 333-110439 - Nov. 12) (BR. 37)

S-8     12 TO 20 PLUS INC, 3485 SACRAMENTO DRIVE, SUITE F, SAN LUIS OBISPO, CA,
        93401, 8055437228 - 5,000,000 ($975,000.00) Other, (File 333-110440 -
        Nov. 13) (BR. 02)

S-4     SHERIDAN GROUP INC, 11311 MCCORMICK RD, STE 260, HUNT VALLEY, MD,
        21031-1437, 4107857277 - 0 ($105,000,000.00) Equity, (File 333-110441 -
        Nov. 13) (BR. 05)

S-4     REDDY ICE GROUP INC, 3535 TRAVIS STREET, SUITE 170, DALLAS, TX, 75204,
        214-526-6740 - 0 ($152,000,000.00) Non-Convertible Debt,
        (File 333-110442 - Nov. 13) (BR. 04)

S-1     RADNOR HOLDINGS CORP, THREE RADNOR CORPORATE CENTER STE 300,
        100 MATSONFORD RD, RADNOR, PA, 19087, 6103419600 -
        4,285,000 ($73,916,250.00) Equity, (File 333-110443 - Nov. 13) (BR. 06)

S-4     VERSANT CORP, 6539 DUMBARTON CIRCLE, FREMONT, CA, 94555, 5107891500 -
        17,876,269 ($31,819,758.82) Equity, (File 333-110444 - Nov. 13) (BR. 03)

S-8     ARROW FINANCIAL CORP, 250 GLEN ST, GLENS FALLS, NY, 12801,
        5187451000X299 - 15,000 ($407,250.00) Equity, (File 333-110445 -
        Nov. 13) (BR. 07)

S-8     GENVEC INC, 65 W WATKINS MILL RD, GAITHERSBURG, MD, 20878, 2406320740 -
        0 ($6,740,000.00) Equity, (File 333-110446 - Nov. 13) (BR. 01)

S-8     CIRTRAN CORP, 4125 SOUTH 6000 WEST, WEST VALLEY CITY, UT, 84128,
        8019635112 - 35,000,000 ($1,050,000.00) Equity, (File 333-110447 -
        Nov. 13) (BR. 36)

S-8     BRAUN CONSULTING INC, 3129847000 - 0 ($3,640,000.00) Equity,
        (File 333-110448 - Nov. 13) (BR. 08)

S-3     MICROHELIX INC, 16125 SW 72ND AVE., PORTLAND, OR, 97224, 5039681600 -
        2,780,498 ($2,780,498.00) Equity, (File 333-110449 - Nov. 13) (BR. 36)

S-3     KEYSTONE PROPERTY TRUST, 200 FOUR FALLS CORPORATE CENTER, SUITE 208,
        WEST CONSHOHOCKEN, PA, 19428-, 4845301800 - 0 ($67,850,332.82) Equity,
        (File 333-110450 - Nov. 13) (BR. 08)

S-3     GATX CORP, 500 W MONROE  ST, CHICAGO, IL, 60661, 3126216200 -
        0 ($125,000,000.00) Debt Convertible into Equity, (File 333-110451 -
        Nov. 13) (BR. 05)

S-8     CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355,
        6612956763 - 12,000,000 ($46,800.00) Equity, (File 333-110452 -
        Nov. 13) (BR. 37)

S-B     QUEENSLAND TREASURY CORP, LEVEL 14 61 MARY STREET, GPO BOX 1096,
        BRISBANE QUEENSLAND, C3, 4001, 61738424600 -
        0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-110453 - Nov. 13)
        (BR. DN)

S-8     FLUSHING FINANCIAL CORP, 144-51 NORTHERN BLVD, FLUSHING, NY, 11354,
        7189615400 - 600,000 ($15,554,628.00) Equity, (File 333-110454 -
        Nov. 13) (BR. 07)

F-1     CTRIP COM INTERNATIONAL LTD, 3F BUILDING 63-64 NO 421 HONG CAE ROAD,
        PEOPLES REPUBLIC OF CHINA, SHANGHAI, F4, 00000, 862134064880 -
        0 ($60,000,000.00) Equity, (File 333-110455 - Nov. 13) (BR. )

S-4     CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N,
        LANSING, MI, 48933, 5174876555 - 66,802 ($1,888,827.00) Equity,
        (File 333-110456 - Nov. 13) (BR. 07)

S-4     CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N,
        LANSING, MI, 48933, 5174876555 - 73,722 ($2,084,490.00) Equity,
        (File 333-110457 - Nov. 13) (BR. 07)

S-4     V F CORP, 628 GREEN VALLEY RD., STE. 500, GREENSBORO, NC, 27408,
        (336)547-6000 - 300,000,000 ($300,000,000.00) Equity,
        (File 333-110458 - Nov. 13) (BR. 02)

F-6     CTRIP COM INTERNATIONAL LTD, 3F BUILDING 63-64 NO 421 HONG CAE ROAD,
        PEOPLES REPUBLIC OF CHINA, SHANGHAI, F4, 00000, 862134064880 -
        25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-110459 - Nov. 13) (BR. )

S-3     MAGNETEK INC, 10900 WILSHIRE BOULEVARD, SUITE 850, LOS ANGELES, CA,
        90024, 310-689-1600 - 0 ($27,111,000.00) Equity, (File 333-110460 -
        Nov. 13) (BR. 36)

S-8     PEAK INTERNATIONAL LTD, 44091 NOBEL DRIVE, PO BOX 1767, FREMONT, CA,
        94538, 510 449 0100 - 0 ($3,272,500.00) Equity, (File 333-110461 -
        Nov. 13) (BR. 06)

S-8     PEAK INTERNATIONAL LTD, 44091 NOBEL DRIVE, PO BOX 1767, FREMONT, CA,
        94538, 510 449 0100 - 0 ($1,011,500.00) Equity, (File 333-110462 -
        Nov. 13) (BR. 06)

F-3     SIFY LTD, TIDEL PARK, 2ND FLOOR, NO. 4, CANAL BANK ROAD, TARAMANI,
        CHENNAI 600 113, K7, 91442540770 - 4,600,200 ($25,439,106.00) Equity,
        (File 333-110463 - Nov. 13) (BR. 03)

S-8     WILLOW GROVE BANCORP INC/NEW, WELSH & NORRISTWN ROADS, PENNSYLVANIA,
        PA, 19002, 2156465405 - 641,342 ($8,605,339.82) Equity,
        (File 333-110464 - Nov. 13) (BR. 07)

S-8     LIMITED BRANDS INC, THREE LIMITED PKWY, P O BOX 16000, COLUMBUS, OH,
        43216, 6144157000 - 48,859,476 ($819,361,660.00) Equity,
        (File 333-110465 - Nov. 13) (BR. 02)

S-8     ATNG INC, 7010 NW 100 DRIVE, BLDG. A, STE. #101, HOUSTON, TX, 77092,
        7137854722 - 98,000,000 ($490,000.00) Equity, (File 333-110466 -
        Nov. 13) (BR. 37)

S-8     URS CORP /NEW/, 100 CALIFORNIA ST, STE 500, SAN FRANCISCO, CA, 94111,
        4157742700 - 6,900,000 ($153,939,000.00) Equity, (File 333-110467 -
        Nov. 13) (BR. 06)

S-8     ONYX PHARMACEUTICALS INC, 3031 RESEARCH DR, BLDG A, RICHMOND, CA,
        94806, 5102229700 - 700,000 ($15,830,500.00) Equity, (File 333-110469 -
        Nov. 13) (BR. 01)

F-3     COCA-COLA HELLENIC BOTTLING CO SA, CT CORP, 111 EIGHTH AVENUE,
        NEW YORK, NY, 10011, 212-894-8600 -
        0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-110470 - Nov. 13)
        (BR. 02)

S-11    ARBOR REALTY TRUST INC, 333 EARLE OVINGTON BOULEVARD, SUITE 900,
        UNIONDALA, NY, 11553, 5168328003 - 0 ($144,254,970.00) Equity,
        (File 333-110472 - Nov. 13) (BR. )

S-8     CONSUMER DIRECT OF AMERICA, 20 CORPORATE PARK, SUITE 285, IRVINE, CA,
        92606, 949-260-1801 - 0 ($3,100,000.00) Equity, (File 333-110473 -
        Nov. 13) (BR. 07)

S-3     NEW CENTURY MORTGAGE SECURITIES INC, 18400 VON KARMAN, STE 1000,
        IRVINE, CA, 92612, 9498637243 -
        0 ($7,000,000,000.00) Mortgage Backed Securities, (File 333-110474 -
        Nov. 13) (BR. 05)

S-3     NU SKIN ENTERPRISES INC, 75 WEST CENTER ST, ATTN: D. MATTHEW DORNY,
        PROVO, UT, 84601, 801-345-6100 - 0 ($101,888,412.00) Equity,
        (File 333-110476 - Nov. 13) (BR. 01)

S-3     SCIENTIFIC GAMES CORP, 750 LEXINGTON AVE, NEW YORK, NY, 10022,
        3027374300 - 0 ($631,400,969.35) Other, (File 333-110477 - Nov. 13)
        (BR. 03)

S-3     UNITED PAN AM FINANCIAL CORP, 9492241917 -
        2,530,000 ($43,528,650.00) Equity, (File 333-110478 - Nov. 13) (BR. 07)

S-4     CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N,
        LANSING, MI, 48933, 5174876555 - 153,377 ($4,336,735.00) Equity,
        (File 333-110480 - Nov. 13) (BR. 07)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:

    Item 1.   Changes in Control of Registrant.
    Item 2.   Acquisition or Disposition of Assets.
    Item 3.   Bankruptcy or Receivership.
    Item 4.   Changes in Registrant's Certifying Accountant.
    Item 5.   Other Materially Important Events.
    Item 6.   Resignations of Registrant's Directors.
    Item 7.   Financial Statements and Exhibits.
    Item 8.   Change in Fiscal Year.
    Item 9.   Regulation FD Disclosure.
    Item 10. Amendments to the Registrant's Code of Ethics,
              or Waiver of a Provision of the Code of Ethics.
    Item 11. Temporary Suspension of Trading Under
               Registrant's Employee Benefit Plans.
    Item 12. Results of Operations and Financial Condition.

The  following companies have filed 8-K reports for the date indicated and/or
amendments to 8-K reports previously filed, responding to the item(s) of  the
form  specified.  8-K reports may be obtained in person or by writing to  the
Commission's  Public Reference Branch at 450 Fifth Street, N.W.,  Washington,
D.C. 20549 or at the following e-mail box address:  <publicinfo@sec.gov>.  In
most  cases, this information is also available on the Commission's  website:
<www.sec.gov>.

                                       STATE     8K ITEM NO.
NAME OF ISSUER                         CODE   1 2 3 4 5 6 7 8 9 10 11 12 13     DATE     COMMENT
------------------------------------------------------------------------------------------------
21ST CENTURY TECHNOLOGIES INC           NV                            X      11/11/03

ABERCROMBIE & FITCH CO /DE/             DE                            X      11/11/03

ACUSPHERE INC                           DE                            X      11/12/03

ADVANCED MARKETING SERVICES INC         DE            X                      11/11/03

ADVOCAT INC                             DE            X   X                  11/10/03

AERO SYSTEMS ENGINEERING INC            MN                X           X      11/11/03

AFC ENTERPRISES INC                     MN                X           X      11/04/03

AGERE SYSTEMS INC                       DE                X   X       X      11/12/03

AGWAY INC                               DE            X                      11/10/03

AIR METHODS CORP                        DE                X           X      11/04/03

AIR T INC                               DE                X                  09/30/03

AIRNET COMMUNICATIONS CORP              DE            X                      11/12/03

AIRTRAN HOLDINGS INC                    NV                X   X              11/12/03

ALAMOSA DELAWARE INC                    DE            X   X                  11/12/03

ALAMOSA HOLDINGS INC                    DE            X   X                  11/12/03

ALDERWOODS GROUP INC                    DE                X           X      11/11/03

ALKERMES INC                            PA                X           X      11/05/03

ALLEGIANCE TELECOM INC                  DE                X           X      11/10/03

ALLIANCE CAPITAL MANAGEMENT HOLDING L   DE                X   X              11/12/03

ALLIANCE CAPITAL MANAGEMENT L P         DE                X   X              11/12/03

ALLIANCE GAMING CORP                    NV            X                      11/11/03

ALTEON INC /DE                          DE            X                      11/10/03

AMB PROPERTY CORP                       MD            X   X                  11/06/03

AMBASSADORS GROUP INC                   DE            X   X                  11/07/03

AMBASSADORS INTERNATIONAL INC           DE            X   X                  11/07/03

AMEDISYS INC                            DE                X   X              11/05/03

AMERICA ONLINE LATIN AMERICA INC        DE                            X      11/11/03

AMERICAN CLAIMS EVALUATION INC          NY                X   X              11/12/03

AMERICAN CONSOLIDATED MANAGEMENT GROU   UT          X                        11/03/03

AMERICAN INSURED MORTGAGE INVESTORS L   DE                X           X      09/30/03

AMERICAN INSURED MORTGAGE INVESTORS L   DE                X           X      09/30/03

AMERICAN LAND LEASE INC                 DE                X   X              11/06/03

AMERICAN PHYSICIANS CAPITAL INC         MI                    X       X      11/12/03

AMERIGROUP CORP                                       X                      11/12/03

AMERIQUEST MORTGAGE SECURITIES INC      DE                X                  11/05/03

AMERIQUEST MORTGAGE SECURITIES INC      DE            X   X                  11/05/03

AMKOR TECHNOLOGY INC                    DE            X   X                  11/05/03

AMYLIN PHARMACEUTICALS INC              DE            X   X                  11/10/03

APEX SILVER MINES LTD                                     X           X      11/07/03

APOGENT TECHNOLOGIES INC                WI                X   X       X      11/10/03

APPLIED MATERIALS INC /DE               DC                X           X      11/12/03

APPLIED MICRO CIRCUITS CORP             DE            X   X                  10/28/03

ARADIGM CORP                            CA            X   X                  11/07/03

ARAMARK CORP/DE                         DE            X   X                  11/11/03

ARCH WIRELESS INC                       DE                            X      09/30/03

ARDEN GROUP INC                         DE                            X      11/11/03

ARGENT SECURITIES INC ASSET BACK THRU                     X                  11/10/03

ASCENT ASSURANCE INC                    DE                X           X      11/12/03

ASHFORD HOSPITALITY TRUST INC           MD      X         X                  10/08/03    AMEND

ASSET BACKED SEC CORP HOME EQUITY LN    DE            X   X                  10/15/03

ASSET-BACKED PASS-THROUGH CERTIFICATE                     X                  11/10/03

ASV INC /MN/                            MN                X   X              11/12/03

ASYST TECHNOLOGIES INC /CA/             CA                            X      11/06/03

AT&T WIRELESS SERVICES INC              DE                    X       X      11/12/03

ATCHISON CASTING CORP                   KS        X       X                  10/31/03

ATLANTIC DATA SERVICES INC              MA            X   X                  11/12/03

ATMOS ENERGY CORP                       TX                X           X      11/11/03

AUBURN NATIONAL BANCORPORATION INC      DE            X   X                  11/12/03

AUDIBLE INC                                               X   X              11/11/03

AVANEX CORP                             DE            X   X                  11/10/03

AVATAR HOLDINGS INC                     DE                    X       X      11/12/03

AVI BIOPHARMA INC                       OR            X   X                  11/06/03

AZCO MINING INC                         DE          X                        09/05/03    AMEND

B&G FOODS INC                           DE      X         X                  08/21/03    AMEND

BANC OF AMERICA COMMERCIAL MORTGAGE I   DE            X   X                  11/12/03

BANK HOLDINGS                           NV            X   X                  11/10/03

BARNESANDNOBLE COM INC                  DE            X   X                  11/07/03

BB&T CORP                               NC                    X              11/11/03

BEAR STEARNS COMMERCIAL MORT SEC TRU    DE      X         X                  10/01/03

BEAZER HOMES USA INC                    DE                    X              11/05/03

BENIHANA INC                            DE                X           X      11/11/03

BENIHANA INC                            DE                X           X      11/11/03

BHA GROUP INC                           DE                X   X              11/11/03

BIOGEN IDEC INC                         DE      X     X   X                  11/12/03

BIOSANTE PHARMACEUTICALS INC            WY            X               X      11/11/03

BIOTRANSPLANT INC                       DE            X   X                  10/23/03

BLACKHAWK BANCORP INC                   WI                    X              11/07/03

BLACKHAWK BANCORP INC                   WI                X                  09/30/03    AMEND

BLOCK COMMUNICATIONS INC                OH                X   X              11/11/03

BLONDER TONGUE LABORATORIES INC         DE                X           X      11/10/03

BLUE COAT SYSTEMS INC                   DE                X           X      11/11/03

BLUE DOLPHIN ENERGY CO                  DE                X           X      11/12/03

BLUE RIVER BANCSHARES INC               IN            X   X                  11/11/03

BLUEFLY INC                             DE                X           X      11/10/03

BLYTH INC                               DE                            X      11/10/03

BOSTON BIOMEDICA INC                    MA          X                        11/05/03

BOURBON BANCSHARES INC /KY/             KY            X                      11/11/03

BRIGHAM EXPLORATION CO                  DE                X           X      11/11/03

BROADVIEW MEDIA INC                     MN                X           X      11/10/03

BROMWELL FINANCIAL FUND LP              DE    X X     X X                    11/10/03

BROOKSTONE INC                          DE                X           X      11/05/03

BURKE MILLS INC                         NC                            X      09/27/03

BUSH INDUSTRIES INC                     DE                            X      11/11/03

CABLETEL COMMUNICATIONS CORP                              X           X      11/12/03

CABLEVISION SYSTEMS CORP /NY            DE                X           X      11/12/03

CAL MAINE FOODS INC                     DE            X   X                  11/06/03

CALLON PETROLEUM CO                     DE                X           X      11/11/03

CALPINE CORP                            DE            X                      11/11/03

CAM COMMERCE SOLUTIONS INC              DE                X           X      11/12/03

CAPITAL ONE AUTO FINANCE TRUST 2003-A   DE            X   X                  11/12/03

CAPITAL ONE PRIME AUTO RECEIVABLES TR   DE            X   X                  11/12/03

CAPITAL ONE PRIME AUTO RECEIVABLES TR   DE            X   X                  11/12/03

CAPITOL FEDERAL FINANCIAL                             X   X                  09/30/03

CARRIZO OIL & GAS INC                   TX                            X      09/30/03

CARTERS INC                             DE                X           X      11/12/03

CASUAL MALE RETAIL GROUP INC            DE                    X              11/12/03

CBRE HOLDING INC                        DE                            X      11/12/03

CELADON GROUP INC                       DE                X   X              11/11/03    AMEND

CENDANT MORTGAGE CAPITAL CDMC MORT PA   DE                X                  10/30/03

CENTEX CONSTRUCTION PRODUCTS INC        DE            X   X                  07/21/03    AMEND

CENTIV INC                              DE                X           X      11/11/03

CENTRA FINANCIAL HOLDINGS INC           WV                X   X              11/07/03

CHAMPIONSHIP AUTO RACING TEAMS INC      DE            X   X                  11/10/03

CHARTER COMMUNICATIONS INC /MO/         DE            X   X                  11/10/03

CHARTER MUNICIPAL MORTGAGE ACCEPTANCE   DE                X           X      11/12/03

CHASE FUNDING INC                       NY      X         X                  10/28/03

CHASE MORTGAGE FINANCE CORP             DE      X         X                  10/28/03

CHECKFREE CORP \GA\                     DE            X   X   X              11/12/03

CHESAPEAKE ENERGY CORP                  OK                    X              11/11/03

CHESAPEAKE ENERGY CORP                  OK                    X              11/11/03

CHESAPEAKE ENERGY CORP                  OK                    X              11/11/03

CHINDEX INTERNATIONAL INC               DE                    X              09/30/03

CHOICE ONE COMMUNICATIONS INC           DE                X           X      11/12/03

CITIGROUP MORTGAGE LOAN TRUST INC                         X                  11/11/03

CLAIBORNE LIZ INC                       DE            X   X                  11/12/03

CLARUS CORP                             DE                X   X              11/11/03

CLOVER LEAF FINANCIAL CORP              DE                X           X      11/10/02

CMS ENERGY CORP                         MI                            X      11/12/03

CNA FINANCIAL CORP                      DE                X           X      11/12/03

COHERENT INC                            DE                X           X      11/11/03

COLUMBIA LABORATORIES INC               DE                    X              11/12/03

COMFORCE CORP                           DE                X           X      11/12/03

COMMERCIAL NATIONAL FINANCIAL CORP /M   MI                X           X      10/31/03

COMPUTER SCIENCES CORP                  NV                            X      11/11/03

CONCENTRAX INC                          NV      X     X                      09/30/03

CONGOLEUM CORP                          DE                            X      11/11/03

CONSTAR INTERNATIONAL INC               DE            X   X                  11/11/03

CONSUMERS ENERGY CO                     MI                            X      11/12/03

CONTINENTAL AIRLINES INC /DE/           DE                X   X              11/12/03

CORTEX PHARMACEUTICALS INC/DE/          DE                X           X      11/11/03

CREDIT SUISSE FIRST BOSTON MORTGAGE S   DE            X                      11/12/03

CRESTED CORP                            CO            X                      10/14/03

CRIIMI MAE INC                          MD                X           X      11/12/03

CRIIMI MAE INC                          MD            X   X                  09/30/03

CRITICAL PATH INC                       CA                X           X      11/12/03

CROWN CRAFTS INC                        GA                X           X      11/12/03

CSFB MORT BACKED PASS THROUGH CERTS S   DE            X                      11/12/03

CSP INC /MA/                            MA            X                      11/12/03

CULP INC                                NC                X                  11/12/03

CYPRESS BIOSCIENCE INC                  DE                            X      11/12/03

D&E COMMUNICATIONS INC                  PA                    X              11/10/03

DAN RIVER INC /GA/                      GA                            X      11/10/03

DANKA BUSINESS SYSTEMS PLC                                            X      11/12/03

DAOU SYSTEMS INC                        DE                X           X      11/11/03

DARLING INTERNATIONAL INC               DE                    X       X      09/27/03

DATATRAK INTERNATIONAL INC              OH                            X      11/06/03

DAVIDSON DIVERSIFIED REAL ESTATE III    DE            X   X                  10/15/03

DAYTON SUPERIOR CORP                    OH                            X      11/11/03

DELCO REMY INTERNATIONAL INC            DE                X   X       X      11/12/03

DELPHI CORP                             DE            X                      11/12/03

DELTA AIR LINES INC /DE/                DE            X   X                  11/12/03

DENDREON CORP                           DE                X   X              11/06/03

DEUTSCHE ALT-A SECURITIES INC                         X   X                  11/12/03

DEUTSCHE MORT & ASSET RECEIVING CORP    DE                X                  11/01/03

DEVCON INTERNATIONAL CORP               FL                X                  10/31/03

DHB INDUSTRIES INC                      DE                            X      11/11/03

DIAMOND OFFSHORE DRILLING INC           DE                X   X              11/11/03

DIGITAL RECORDERS INC                   NC                            X      11/11/03

DIGITAL RECORDERS INC                   NC            X   X                  11/06/03

DILLARD ASSET FUNDING CO                DE            X   X                  10/15/03

DIMECO INC                              PA            X   X                  11/07/03

DIRECT CASKET DELIVERY & DISTRIBUTION   FL                X                  11/07/03

DIVIDEND CAPITAL TRUST INC              MD      X         X                  10/29/03

DOBSON COMMUNICATIONS CORP              OK                X           X      11/11/03

DORAL FINANCIAL CORP                    PR                X   X              11/11/03

DOW CHEMICAL CO /DE/                    DE            X   X                  11/11/03

DRYCLEAN USA INC                        DE                            X      11/12/03

DSL NET INC                             DE                            X      11/12/03

DT INDUSTRIES INC                       DE                X           X      11/12/03

DUALSTAR TECHNOLOGIES CORP              DE    X X         X                  10/27/03

DYNEX CAPITAL INC                       VA                    X              09/30/03

E TRADE FINANCIAL CORP                  DE                X                  11/11/03

EDISON SCHOOLS INC                      DE            X   X                  11/12/03

EGL INC                                 TX                X           X      11/11/03

EMERGING VISION INC                     NY            X                      11/06/03

EMPIRE RESOURCES INC /NEW/              DE                X           X      11/12/03

ENCORE CAPITAL GROUP INC                DE                            X      11/12/03

ENDO PHARMACEUTICALS HOLDINGS INC       DE                X   X              11/12/03

ENERGIZER HOLDINGS INC                  MO    X                              11/11/03

ENERGY PARTNERS LTD                     DE            X   X                  11/10/03

ENERGY WEST INC                         MT            X   X                  11/11/03

ENERGYSOUTH INC                         AL                X           X      11/07/03

ENGLOBAL CORP                           NV                    X              11/12/03

ENTERCOM COMMUNICATIONS CORP            PA                X           X      11/06/03

ENTERTAINMENT PROPERTIES TRUST          MD      X         X                  10/27/03

ENVIRONMENTAL SOLUTIONS WORLDWIDE INC   FL                X   X              11/12/03

ENXNET INC                              OK                X   X              11/11/03

ENZON PHARMACEUTICALS  INC              DE            X   X                  11/12/03

EON COMMUNICATIONS CORP                 DE            X   X                  11/10/03

EPIX MEDICAL INC                                      X   X                  11/10/03

EQUITY MARKETING INC                    DE                X                  09/03/03    AMEND

EVERGREEN RESOURCES INC                 CO            X                      11/11/03

EXEGENICS INC                           DE          X X   X                  09/17/03    AMEND

EXPRESSJET HOLDINGS INC                 DE            X   X   X              11/12/03

EZCORP INC                              DE                X           X      11/12/03

F5 NETWORKS INC                         WA            X   X   X              11/11/03

FAO INC                                 CA            X   X                  11/10/03

FAR EAST ENERGY CORP                                      X   X              11/12/03

FARMER MAC MORTGAGE SECURITIES CORP     DE                X                  11/12/03

FARMER MAC MORTGAGE SECURITIES CORP     DE                X                  11/12/03

FARMER MAC MORTGAGE SECURITIES CORP     DE                X                  11/12/03

FARMER MAC MORTGAGE SECURITIES CORP     DE                X                  11/12/03

FARMLAND INDUSTRIES INC                 KS      X         X                  10/28/03

FARO TECHNOLOGIES INC                   FL                    X       X      11/12/03

FARREL CORP                             DE                            X      11/12/03

FEDERATED DEPARTMENT STORES INC /DE/    DE                            X      11/12/03

FEM ONE INC                             NV            X                      11/11/03

FIRST HORIZON ASSET SECURITIES INC      DE            X   X                  10/30/03

FIRST MIDWEST BANCORP INC               DE            X                      11/11/03

FIRST PLACE FINANCIAL CORP /DE/         DE            X   X   X              11/10/03

FIRST SHARES BANCORP INC                IN                X           X      11/10/03

FIRST UNION COMMERCIAL MORTGAGE SECUR   NC            X                      10/18/03

FIRSTCITY FINANCIAL CORP                DE                X           X      11/12/03

FLEETCLEAN SYSTEMS INC                                X   X                  11/12/03

FOAMEX INTERNATIONAL INC                DE                X           X      11/11/03

FOODARAMA SUPERMARKETS INC              NJ            X                      11/10/03

FOOTSTAR INC                            DE                    X       X      11/11/03

FOSSIL INC                              DE                X           X      11/11/03

FPIC INSURANCE GROUP INC                FL                X   X              11/11/03

FPIC INSURANCE GROUP INC                FL                X           X      11/12/03

FPL GROUP INC                           FL                            X      11/12/03

FRANKLIN BANCORP INC MI                               X   X   X       X      11/10/03

FRANKLIN ELECTRONIC PUBLISHERS INC      PA                X           X      11/07/03

FRIEDMANS INC                           DE            X               X      10/29/03

GAVELLA CORP                            DE            X                      10/30/03

GENAERA CORP                            DE            X   X                  11/11/03

GENAISSANCE PHARMACEUTICALS INC         DE                            X      11/12/03

GENESIS ENERGY LP                       DE                X   X       X      11/11/03

GENTEK INC                              DE                X   X              11/10/03

GERON CORPORATION                       DE                X   X              11/12/03

GILMAN & CIOCIA INC                     DE          X     X                  11/05/03

GLADSTONE CAPITAL CORP                  MD                X           X      11/10/03

GLADSTONE COMMERCIAL CORP               MD                X           X      11/10/03

GLOBAL EPOINT INC                       NV          X     X                  11/06/03

GLOBAL PAYMENTS INC                     GA            X   X                  11/12/03

GLOBALSANTAFE CORP                                            X              11/12/03

GLOBESPANVIRATA INC                     DE                X                  08/28/03    AMEND

GOLDEN PATRIOT CORP                     NV            X                      11/11/03

GRANITE BROADCASTING CORP               DE                X           X      11/11/03

GRAY TELEVISION INC                     GA                X           X      11/12/03

GREATE BAY HOTEL & CASINO INC           NJ            X   X                  11/11/03

GREENBRIER COMPANIES INC                DE                X   X              11/12/03

GREENSMART CORP                         DE            X                      10/29/03

GREY GLOBAL GROUP INC                   DE            X       X       X      11/11/03

GRILL CONCEPTS INC                      DE                X                  11/12/03

GUILFORD PHARMACEUTICALS INC            DE      X         X                  10/28/03

GULFMARK OFFSHORE INC                   DE                    X              11/12/03

HALIFAX CORP                            VA      X         X                  08/29/03    AMEND

HAMMONS JOHN Q HOTELS INC               DE                X           X      11/11/03

HAMMONS JOHN Q HOTELS LP                DE                X           X      11/11/03

HAWAIIAN ELECTRIC INDUSTRIES INC        HI            X                      11/11/03

HEALTH MANAGEMENT ASSOCIATES INC        DE      X     X   X                  11/01/03

HELMERICH & PAYNE INC                   DE                            X      11/12/03

HIENERGY TECHNOLOGIES INC               DE                    X              11/07/03

HIGH COUNTRY BANCORP INC                CO            X   X                  11/10/03

HOLOGIC INC                             DE                X           X      11/05/03

HOME EQUITY LOAN TRUST SERIES 2003-HE   DE            X   X                  10/15/03

HORIZON MEDICAL PRODUCTS INC            GA            X   X                  10/31/03

HPSC INC                                DE            X   X                  11/12/03

HRPT PROPERTIES TRUST                   MD                X           X      11/11/03

HUNTSMAN INTERNATIONAL HOLDINGS LLC     DE                            X      11/10/03    AMEND

HUNTSMAN INTERNATIONAL LLC              DE                            X      11/10/03    AMEND

HYTEK MICROSYSTEMS INC                  CA                X           X      11/10/03

I MANY INC                              DE            X   X                  09/09/03    AMEND

IC ISAACS & CO INC                      DE                X           X      11/10/03

ICAD INC                                DE                            X      11/06/03

IESI CORP                               DE                    X       X      11/10/03

IGI INC                                 DE                    X       X      11/12/03

II-VI INC                               PA            X                      11/11/03

IMAX CORP                               A6            X                      11/10/03

IMAX CORP                               A6                            X      11/10/03

IMMUNOMEDICS INC                        DE            X   X                  11/11/03

IMPERIAL INDUSTRIES INC                 DE                X           X      11/11/03

INDUSTRIAL RUBBER PRODUCTS INC          MN            X                      11/05/03

INFORMATION RESOURCES LITIG CONTINGEN                 X   X                  11/03/03

INNODATA CORP                           DE                X           X      11/11/03

INTEGRA LIFESCIENCES HOLDINGS CORP      DE                    X              11/12/03

INTEGRATED BUSINESS SYSTEMS & SERVICE   SC                X           X      11/10/03

INTEGRATED DEVICE TECHNOLOGY INC        DE            X                      11/12/03

INTELLIGENT MOTOR CARS GROUP INC        DE          X     X                  11/11/03

INTERACTIVECORP                         DE                    X              11/11/03

INTERLEUKIN GENETICS INC                DE                            X      11/11/03

INTERNATIONAL ALUMINUM CORP             CA                            X      11/12/03

INTERNATIONAL TEST SYSTEMS INC          DE    X           X                  10/23/03

INTERNATIONAL TRAVEL CD S INC           CO          X     X                  11/06/03

INTERNET AMERICA INC                    TX                X           X      11/12/03

INTERPUBLIC GROUP OF COMPANIES INC      DE            X   X           X      11/11/03

INTERPUBLIC GROUP OF COMPANIES INC      DE                            X      11/12/03

IPAYMENT INC                            DE                            X      11/11/03

ISECURETRAC CORP                        DE            X   X                  08/28/03

ISLAND PACIFIC INC                      DE            X   X                  11/12/03

ITT INDUSTRIES INC                      IN            X   X                  11/11/03

JACK IN THE BOX INC /NEW/               DE                X           X      11/12/03

JACKSONVILLE BANCORP INC                TX                X                  11/12/03

JACKSONVILLE BANCORP INC /FL/           FL                X           X      11/07/03

JOHNSON OUTDOORS INC                    WI                X           X      11/10/03

JONES APPAREL GROUP INC                 PA            X   X                  11/12/03

JOY GLOBAL INC                          DE            X                      11/11/03

KOPPERS INC                             PA            X                      11/11/03

LACLEDE GROUP INC                       MO            X                      11/05/03

LAKELAND INDUSTRIES INC                 DE            X                      11/11/03

LASALLE HOTEL PROPERTIES                MD                X   X              11/11/03

LEE ENTERPRISES INC                     DE                            X      11/11/03

LEXENT INC                              DE            X   X                  11/05/03

LEXINGTON PRECISION CORP                DE            X   X                  11/11/03

LIBERTY MEDIA CORP /DE/                 DE      X         X                  09/17/03    AMEND

LSB INDUSTRIES INC                      DE                X           X      09/30/03

MACE SECURITY INTERNATIONAL INC         DE                X           X      11/12/03

MAJESTIC STAR CASINO LLC                IN            X               X      11/12/03

MAKEMUSIC INC                           MN                X           X      11/12/03

MARCONI CORP PLC                        X0            X                      11/12/03

MARKLAND TECHNOLOGIES INC               FL      X         X                  10/27/03

MARTEN TRANSPORT LTD                    DE            X   X                  11/10/03

MARVEL ENTERPRISES INC                  DE                X           X      09/30/03

MASSEY ENERGY CO                        DE            X   X                  11/10/03

MASTEC INC                              FL                    X              09/30/03

MAXCOR FINANCIAL GROUP INC              DE                X   X       X      11/07/03

MAXIMUM DYNAMICS INC                    CO            X                      11/12/03

MAY DEPARTMENT STORES CO                DE                            X      11/11/03

MCDONALDS CORP                          DE                            X      11/07/03

MEDAREX INC                             NJ                X           X      11/10/03

MEDSTONE INTERNATIONAL INC/             DE            X   X                  11/12/03

MEDTRONIC INC                           MN                X           X      11/12/03

MELLON BANK N A                         MA            X                      11/10/03

MELLON BANK N A                         MA            X                      11/10/03

MELLON FINANCIAL CORP                   PA                X                  11/03/03

MERA PHARMACEUTICALS INC                DE          X                        09/02/03    AMEND

MEREDITH ENTERPRISES INC                DE            X   X                  11/07/03

MERRILL LYNCH & CO INC                  DE                    X              11/12/03

MERRIMAC INDUSTRIES INC                 DE                X           X      11/12/03

MICROVISION INC                         WA                X           X      11/12/03

MID AMERICA APARTMENT COMMUNITIES INC   TN                X   X              11/12/03

MIDLAND COGENERATION VENTURE LIMITED    MI                X           X      11/10/03

MILLENNIUM CHEMICALS INC                DE                X   X       X      11/12/03

MILLER EXPLORATION CO                   DE                            X      11/11/03

MMI PRODUCTS INC                        DE                X           X      11/03/03

MOHAWK INDUSTRIES INC                   DE            X   X                  11/11/03

MOHEGAN TRIBAL GAMING AUTHORITY                           X           X      11/12/03

MORGAN GROUP HOLDING CO                                       X              09/30/03

MORGAN STANLEY ABS MORT PASS THR CERT   DE            X   X                  10/28/03

MOTORCAR PARTS & ACCESSORIES INC        NY            X   X                  11/11/03

MPSI SYSTEMS INC                        DE            X   X           X      11/12/03

MYRIAD GENETICS INC                     DE                X           X      11/12/03

NATIONAL CONSUMER COOPERATIVE BANK /D   DC                    X              11/12/03

NATIONAL HEALTH REALTY INC              MD                            X      09/30/03

NATURAL GAS SERVICES GROUP INC                            X           X      11/04/03

NATUS MEDICAL INC                       DE                X           X      11/12/03

NAVIGANT INTERNATIONAL INC              DE            X   X                  11/10/03

NAVIGATORS GROUP INC                    DE                    X       X      11/05/03

NBTY INC                                DE                X   X              11/10/03

NCO PORTFOLIO MANAGEMENT INC            DE                X   X       X      11/05/03

NEUROBIOLOGICAL TECHNOLOGIES INC /CA/   DE                X           X      11/12/03

NEUROGEN CORP                           DE                X                  09/30/03

NEW PLAN EXCEL REALTY TRUST INC         MD            X   X                  11/12/03

NEWCOM INTERNATIONAL INC                        X         X                  10/28/03

NEXTEL PARTNERS INC                     DE            X                      11/12/03

NEXTMEDIA OPERATING INC                                   X           X      11/12/03

NISSAN AUTO LEASE TRUST 2003-A          DE            X   X                  10/29/03

NORTH FORK BANCORPORATION INC           DE                    X              11/12/03

NORTHEAST PENNSYLVANIA FINANCIAL CORP   DE                X   X       X      11/10/03

NORTHERN STAR FINANCIAL INC             MN            X   X                  11/11/03

NOVA COMMUNICATIONS LTD                 NV      X         X                  10/20/03

NOVA NATURAL RESOURCES CORP             CO            X                      11/11/03

NTL INC                                 DE                X           X      11/12/03

NUCO2 INC /FL                           FL                X           X      11/10/03

NUEVO ENERGY CO                         DE                X           X      11/12/03

NUTRITION 21 INC                        NY                            X      11/12/03

NUWAVE TECHNOLOGIES INC                 DE          X                        11/12/03

NYFIX INC                               NY            X   X                  11/11/03

O REILLY AUTOMOTIVE INC                 MO            X                      11/11/03

OAO TECHNOLOGY SOLUTIONS INC            DE                X           X      11/11/03

OCEAN WEST HOLDING CORP                 DE          X     X                  10/29/03    AMEND

OCG TECHNOLOGY INC                      DE          X     X                  11/12/03

OGE ENERGY CORP                         OK                X           X      11/12/03

OKLAHOMA GAS & ELECTRIC CO              OK                X           X      11/12/03

OLIN CORP                               VA                X   X              11/11/03

OMNI ENERGY SERVICES CORP               LA                X           X      11/06/03

ON ASSIGNMENT INC                       DE                            X      11/11/03

ONE LIBERTY PROPERTIES INC              MD                    X              11/11/03

ONE PRICE CLOTHING STORES INC           DE          X     X                  11/12/03

ONVIA COM INC                           DE                X           X      11/11/03

ONYX ACCEPTANCE CORP                    DE                X           X      11/06/03

ONYX SOFTWARE CORP/WA                   WA            X   X   X              11/12/03

OPENTV CORP                                                           X      11/12/03

OPTION ONE MORT ACCEP CORP ASSET BACK   DE      X     X   X                  11/10/03

OPTION ONE MORT ACCEP CORP ASSET BACK   DE      X     X   X                  11/10/03    AMEND

ORIENT EXPRESS HOTELS LTD                                 X           X      11/11/03

OXIGENE INC                             DE                X           X      11/11/03    AMEND

OXIGENE INC                             DE                X           X      11/11/03    AMEND

OXIGENE INC                             DE                X           X      11/11/03    AMEND

P&F INDUSTRIES INC                      DE                X           X      11/12/03

PACIFIC GAS & ELECTRIC CO               CA                            X      11/12/03

PACIFICARE HEALTH SYSTEMS INC /DE/      DE                X   X              11/12/03

PACIFICNET INC                          DE                X   X              11/11/03

PALMONE INC                             DE      X         X                  10/28/03

PANHANDLE ROYALTY CO                    OK            X                      11/11/03

PARADIGM GENETICS INC                                                 X      11/12/03

PARLEX CORP                             MA                X   X       X      11/11/03

PARTY CITY CORP                         DE                            X      11/12/03

PATAPSCO BANCORP INC                    MD            X   X                  11/12/03

PAXSON COMMUNICATIONS CORP              DE                X   X              11/12/03

PAYLESS SHOESOURCE INC /DE/             DE                    X       X      11/12/03

PDF SOLUTIONS INC                       DE      X         X                  09/24/03    AMEND

PENN AMERICA GROUP INC                  PA                    X              11/11/03

PENNSYLVANIA COMMERCE BANCORP INC                         X           X      11/12/03

PETMED EXPRESS INC                      FL                X   X       X      11/12/03

PETROLEUM DEVELOPMENT CORP              NV            X                      11/10/03

PFSWEB INC                              DE                            X      11/10/03

PG&E CORP                               CA                            X      11/12/03

PHC INC /MA/                            MA                X                  11/12/03

PINNACLE WEST CAPITAL CORP              AZ                X                  11/06/03

PLAINS RESOURCES INC                    DE                X   X       X      11/12/03

PLANVISTA CORP                          DE                X                  11/11/03

PLIANT CORP                             UT                    X       X      11/12/03

PLUG POWER INC                          DE            X   X                  11/10/03

PMC CAPITAL INC                         FL                X           X      11/10/03

PMC COMMERCIAL TRUST /TX                TX                X           X      11/10/03

POINT 360                               CA            X                      09/30/03

POMEROY IT SOLUTIONS INC                DE                X           X      11/11/03

POPE RESOURCES LTD PARTNERSHIP          DE            X   X                  10/10/03

PRICE LEGACY CORP                       MD                X           X      11/11/03

PRICE LEGACY CORP                       MD                X           X      11/11/03

PRICE T ROWE GROUP INC                  MD            X                      11/07/03

PRICESMART INC                          DE            X   X           X      11/10/03

PRIME MEDICAL SERVICES INC /TX/         DE                X           X      11/11/03

PRIME MEDICAL SERVICES INC /TX/         DE            X   X                  11/11/03

PROASSURANCE CORP                       DE                            X      11/12/03

PROGENICS PHARMACEUTICALS INC           DE                    X              11/10/03

PROTON ENERGY SYSTEMS INC               DE                X           X      11/11/03

PROVIDENCE SERVICE CORP                 DE                X   X       X      11/10/03

PROVIDENCE SERVICE CORP                 DE                X   X       X      11/11/03

PRUDENTIAL FINANCIAL INC                NJ            X   X                  11/11/03

PSF GROUP HOLDINGS INC                  NC                X   X              11/11/03

PTEK HOLDINGS INC                       GA                X                  09/15/03    AMEND

PULITZER INC                            DE                X           X      11/11/03

PW EAGLE INC                            MN                X           X      10/10/03

RADIO ONE INC                           DE                X           X      11/12/03

RALCORP HOLDINGS INC /MO                MO            X   X                  11/12/03

RBS GLOBAL INC                          DE                            X      11/12/03

RCN CORP /DE/                           DE                X           X      11/12/03

READING INTERNATIONAL INC               NV                X           X      11/12/03

REALITY WIRELESS NETWORKS  INC          NV      X         X                  11/10/03

REFAC                                   DE                X           X      11/12/03

REII INC                                DE      X                            09/30/03

RENAISSANCE MORT ACCEPT CORP HOME EQU   DE            X                      11/12/03    AMEND

REPLIGEN CORP                           DE                            X      11/12/03

RESERVE BANCORP INC                     PA            X   X                  11/10/03

REXRAY CORP                             CO    X           X                  10/28/03

ROBOCOM SYSTEMS INTERNATIONAL INC       NY            X   X                  11/12/03

ROUNDYS INC                             WI                X   X       X      09/28/03

ROYAL BODYCARE INC/NV                   DE                            X      11/10/03

ROYAL GOLD INC                          DE                    X              11/12/03

ROYAL HOLIDAY MOBILE ESTATES            NV    X X     X                      11/06/03

SAFETY INSURANCE GROUP INC              DE                X           X      11/12/03

SANDERS MORRIS HARRIS GROUP INC         TX            X   X           X      11/12/03

SANDS REGENT                            NV                X           X      11/12/03

SBA COMMUNICATIONS CORP                 FL                            X      11/10/03

SBA COMMUNICATIONS CORP                 FL            X                      11/10/03

SCB COMPUTER TECHNOLOGY INC             TN                X                  09/04/03    AMEND

SCHERING PLOUGH CORP                    NJ            X   X                  11/10/03

SCHOOL SPECIALTY INC                    WI                X           X      11/11/03

SCOLR INC                               DE                X   X              11/12/03

SELAS CORP OF AMERICA                   PA                X                  11/11/03

SELIGMAN NEW TECHNOLOGIES FUND II INC   MD                X   X              09/30/03

SELIGMAN NEW TECHNOLOGIES FUND INC                        X   X              09/30/03

SEMCO ENERGY INC                        MI                X           X      11/12/03

SEMELE GROUP INC                        DE            X   X                  11/11/03

SENECA FOODS CORP /NY/                  NY                X           X      11/12/03

SENIOR SUBORDINATE PASS THROUGH CERT    TN            X                      10/25/03

SHELLS SEAFOOD RESTAURANTS INC          DE                            X      10/31/03    AMEND

SHOLODGE INC                            TN            X   X                  11/10/03

SHORE BANCSHARES INC                    MD            X   X                  11/12/03

SIBONEY CORP                            MD                X           X      11/12/03

SIBONEY CORP                            MD                X           X      11/12/03    AMEND

SIGMA ALDRICH CORP                      DE                    X              11/11/03

SIMMONS CO /GA/                         DE                    X       X      09/29/03

SIMTEK CORP                             CO            X   X                  11/07/03

SIMULA INC                              AZ                X                  07/23/03    AMEND

SIX FLAGS INC                           DE                X           X      11/12/03

SIZELER PROPERTY INVESTORS INC          DE                X   X              11/07/03

SMITHFIELD FOODS INC                    VA                    X       X      11/12/03

SMURFIT STONE CONTAINER CORP            DE            X   X                  11/12/03

SONIC AUTOMOTIVE INC                    DE                    X              11/12/03

SOUTHWALL TECHNOLOGIES INC /DE/         DE            X                      11/11/03

SOUTHWALL TECHNOLOGIES INC /DE/         DE            X                      11/12/03    AMEND

SOUTHWEST WATER CO                      DE                X           X      11/12/03

SOUTHWESTERN ENERGY CO                  AR                    X              11/12/03

SOVRAN SELF STORAGE INC                 MD                            X      09/30/03

SPANISH BROADCASTING SYSTEM INC         DE                X           X      11/12/03

SPATIALIZER AUDIO LABORATORIES INC      DE                X   X       X      11/12/03

SPECTRX INC                             DE                X           X      11/11/03

SPEEDWAY MOTORSPORTS INC                DE                X           X      11/11/03

SPIEGEL INC                             DE            X   X                  09/27/03

SPORT SUPPLY GROUP INC                  DE                X           X      11/11/03

STAGE STORES INC                        NV      X     X   X                  11/12/03

STANDARD PACIFIC CORP /DE/              DE            X   X                  11/10/03

STANFIELD EDUCATIONAL ALTERNATIVES IN   FL            X                      11/04/03

STEAK & SHAKE CO                        IN    X                              09/24/03

STEMCELLS INC                           DE            X                      11/11/03

STERIS CORP                             OH            X                      11/12/03

STONEPATH GROUP INC                     DE                X   X       X      11/11/03

STRATOS LIGHTWAVE INC                   DE      X         X                  11/06/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  11/03/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET MORTGAGE INVESTMENTS   DE            X   X                  10/27/03

STRUCTURED ASSET SECURITIES CORP MO P   DE            X                      10/25/03

STRUCTURED ASSET SECURITIES CORP SERI   DE            X                      10/25/03

SUBJEX CORP                             MN          X     X                  10/27/03    AMEND

SUBURBAN PROPANE PARTNERS LP            DE            X   X                  11/10/03

SUBURBAN PROPANE PARTNERS LP            DE                X   X              11/07/03

SUMMIT PROPERTIES INC                   MD                X           X      11/12/03    AMEND

SUMMIT PROPERTIES PARTNERSHIP L P       DE                X           X      11/12/03    AMEND

SUNTRUST BANKS INC                      GA                X   X              11/12/03

SUREWEST COMMUNICATIONS                 CA                X           X      11/04/03

SYCAMORE NETWORKS INC                   DE                            X      11/10/03

SYNTHETIC BLOOD INTERNATIONAL INC       NJ          X                        11/07/03

SYSTEMAX INC                            DE                X           X      11/11/03

T NETIX INC                             DE            X   X                  11/11/03

TAKE TWO INTERACTIVE SOFTWARE INC       DE            X                      10/17/03

TAYLOR ANN STORES CORP                  DE                X           X      11/12/03

TECHNOLOGY SOLUTIONS COMPANY            DE                X           X      11/11/03

TENET HEALTHCARE CORP                   NV                    X              11/12/03

TEREX CORP                              DE            X   X                  11/11/03

TEXAS PACIFIC LAND TRUST                                              X      11/11/03

THACKERAY CORP                          DE                            X      11/07/02

THIRD MELLENNIUM INDUSTRIES INC         NV            X   X                  10/30/03

THOMAS INDUSTRIES INC                   DE                X           X      11/11/03

TJX COMPANIES INC /DE/                  DE                X           X      11/11/03

TOO INC                                 DE                X           X      11/12/03

TOWN & COUNTRY TRUST                    MD      X         X                  11/05/03

TOWN & COUNTRY TRUST                    MD      X         X                  09/29/03    AMEND

TOYOTA MOTOR CREDIT CORP                CA                            X      09/30/03

TRACK DATA CORP                         DE      X                            11/12/03

TRAMMELL CROW CO                        DE                X           X      11/11/03

TRANSWESTERN PUBLISHING CO LLC          DE                X           X      11/12/03

TRIAD AUTOMOBILE  RECEIVABLES TRUST 2   CA            X   X                  11/12/03

TRIAD AUTOMOBILE RECEIVABLES TRUST 20   DE            X   X                  11/12/03

TRIAD AUTOMOBILE RECEIVABLES TRUST 20   CA            X   X                  11/12/03

TRIAD AUTOMOBILE RECEIVABLES TRUST 20   CA      X         X                  10/29/03

TRIAD HOSPITALS INC                     DE            X   X                  11/06/03

TRUE TEMPER SPORTS INC                                    X           X      11/11/03

TULARIK INC                             DE            X   X                  11/10/03

TURNSTONE SYSTEMS INC                   DE            X   X                  11/11/03

U S REALTEL INC                         DE                X           X      11/11/03

UBIQUITEL INC                           DE                    X              11/10/03

ULTRALIFE BATTERIES INC                 DE                X   X              11/12/03

UNITED COMPONENTS INC                   DE            X   X                  11/10/03

UNITED COMPONENTS INC                   DE                X           X      11/11/03

UNITED DOMINION REALTY TRUST INC        MD            X   X                  11/07/03

UNITED INDUSTRIES CORP                  DE                            X      11/12/03

UNIVERSAL ACCESS GLOBAL HOLDINGS INC    DE                X           X      11/11/03

UNIVERSAL DISPLAY CORP \PA\             PA                            X      11/11/03

UNIVERSAL HEALTH SERVICES INC           DE                X           X      11/10/03

UNIVERSAL SECURITY INSTRUMENTS INC      MD          X                        11/03/03

UROLOGIX INC                            MN                X   X       X      11/11/03

US ENERGY CORP                          WY            X                      10/14/03

USG CORP                                DE            X                      11/12/03

VAXGEN INC                              DE            X   X                  11/12/03

VENTURE CATALYST INC                    UT                X           X      11/12/03

VERDISYS INC                            CA                X   X              11/11/03

VERITEC INC                             NV          X                        11/12/03

VERMONT TEDDY BEAR CO INC               NY      X         X                  08/29/03    AMEND

VIEWPOINT CORP                          DE                X           X      11/05/03

VION PHARMACEUTICALS INC                DE            X   X                  11/12/03

VISTACARE INC                           DE                            X      11/07/03

W HOLDING CO INC                        PR            X                      11/11/03

WACHOVIA ASSET SECURITIZATION IISSUAN   NC            X   X                  11/12/03

WARNACO GROUP INC /DE/                  DE                            X      10/04/03

WASTE INDUSTRIES USA INC                NC            X   X                  11/11/03

WATSON WYATT & CO HOLDINGS              DE            X                      11/12/03

WELLCO ENTERPRISES INC                  NC                            X      11/10/03

WESTCORP /CA/                           CA            X   X                  11/10/03

WESTERN GAS RESOURCES INC               DE                X           X      11/11/03

WGL HOLDINGS INC                        VA            X                      10/31/03

WHEELING ISLAND GAMING INC              DE                X           X      11/11/03

WHX CORP                                DE                X           X      11/12/03

WILSHIRE FINANCIAL SERVICES GROUP INC   DE            X   X                  09/30/03

WOODWORKERS WAREHOUSE INC               DE            X   X                  11/10/03

WORKSTREAM INC                                            X   X              11/06/03

WORLD AIRWAYS INC /DE/                  DE                X           X      11/11/03

WORLD AIRWAYS INC /DE/                  DE            X   X                  11/11/03

WORLDGATE COMMUNICATIONS INC            DE                X           X      11/05/03

WORLDGATE COMMUNICATIONS INC            DE                X           X      11/05/03    AMEND

WORLDQUEST NETWORKS INC                 DE                X           X      11/11/03

XECHEM INTERNATIONAL INC                DE          X     X                  10/04/03    AMEND

XICOR INC                               CA      X         X                  10/28/03

YAK COMMUNICATIONS USA INC              FL                X           X      11/10/03

Z TEL TECHNOLOGIES INC                  DE                            X      11/06/03

ZENITH NATIONAL INSURANCE CORP          DE            X                      10/30/03

ZONAGEN INC                             DE                X           X      11/10/03

24/7 REAL MEDIA INC                     DE                X   X              11/13/03

4 KIDS ENTERTAINMENT INC                NY                X                  09/30/03

8X8 INC /DE/                            DE            X   X                  11/13/03

ABRAXAS PETROLEUM CORP                  NV                X           X      08/13/03

ABSOLUTE WASTE SERVICES INC             FL                X                  08/25/03

ACCURIDE CORP                           DE                X           X      11/13/03

ACCURIDE CORP                           DE                    X              11/13/03

ADDVANTAGE TECHNOLOGIES GROUP INC       OK                    X              11/03/03

ADOLOR CORP                                           X   X                  11/12/03

ADVANCED MAGNETICS INC                  DE                            X      11/12/03

AETHER SYSTEMS INC                      DE                X   X              11/12/03

AETHER SYSTEMS INC                      DE                X   X              11/12/03    AMEND

AIRPLANES LTD                           DE            X                      11/13/03

ALASKA PACIFIC BANCSHARES INC           AK                    X              09/30/03

ALL AMERICAN SEMICONDUCTOR INC          DE                X   X              11/13/03

ALLEGHANY CORP /DE                      DE                            X      11/12/03

ALLETE INC                              MN            X                      11/13/03

ALLIANCE LAUNDRY HOLDINGS LLC                         X                      11/12/03

ALLIANCE LAUNDRY SYSTEMS LLC                          X                      11/12/03

ALLIED DEFENSE GROUP INC                DE            X                      11/13/03

ALLIED HEALTHCARE PRODUCTS INC          DE                X           X      11/12/03

ALTIGEN COMMUNICATIONS INC                                X           X      11/13/03

AMERICAN BILTRITE INC                   DE                            X      11/11/03

AMERICAN COMMUNITY PROPERTIES TRUST     MD                    X       X      11/13/03

AMERICAN EAGLE OUTFITTERS INC           DE                X           X      11/13/03

AMERICAN INSURED MORTGAGE INVESTORS S   CA                X           X      11/13/03

AMERICAN MEDICAL ALERT CORP             NY                    X       X      11/13/03

AMERICAN PHYSICIANS CAPITAL INC         MI                    X       X      11/12/03

AMERICAN TIRE DISTRIBUTORS INC          DE                X           X      11/12/03

AMERICAN UNITED GLOBAL  INC             DE            X                      11/13/03

AMERICREDIT CORP                        TX            X   X                  11/11/03

AMERIPATH INC                           DE                            X      11/13/03

AMERIVEST PROPERTIES INC                MD            X   X                  10/07/03

AMREIT                                  TX                X   X              09/30/03

APPLE HOSPITALITY FIVE INC              VA      X         X                  10/30/03

ARAMARK CORP/DE                         DE                            X      11/13/03

ARTEMIS INTERNATIONAL SOLUTIONS CORP    DE                X           X      11/13/03

ARVINMERITOR INC                        IN                X   X       X      11/13/03

ASCENDANT SOLUTIONS INC                 DE            X                      11/12/03

ASSET BACKED SECURITIES CORP            DE            X                      11/13/03

ASTEA INTERNATIONAL INC                 DE                X   X              11/13/03

ATLANTIC AMERICAN CORP                  GA                X           X      11/12/03

ATWOOD OCEANICS INC                     TX            X   X                  11/13/03

AUTHENTIDATE HOLDING CORP               DE                X           X      11/12/03

AVI BIOPHARMA INC                       OR            X   X           X      11/11/03

AVI BIOPHARMA INC                       OR            X   X                  11/13/03

AVOCA INC                               LA                    X              11/13/03

B&G FOODS INC                           DE            X   X                  11/12/03

BANC CORP                               DE                X   X              11/13/03

BANC OF AMERICA MORTGAGE SECURITIES I   DE            X   X                  11/12/03

BANK OF AMERICA MORT SEC INC MORT PAS   DE            X   X                  10/27/03

BEA SYSTEMS INC                         DE                X           X      11/13/03

BEARINGPOINT INC                        DE            X   X           X      11/13/03

BENTLEY COMMUNICATIONS CORP/DE          DE      X     X   X                  11/06/03    AMEND

BEVERLY ENTERPRISES INC                 DE                    X       X      11/11/03

BMC INDUSTRIES INC/MN/                  MN                X           X      11/13/03

BMC INDUSTRIES INC/MN/                  MN                X           X      11/13/03

BOEING CAPITAL CORP                     DE            X                      11/12/03

BOSTONFED BANCORP INC                   DE                X   X              11/12/03

BOTTLING GROUP LLC                      DE            X   X                  11/12/03

BROOKE CORP                             KS            X   X                  11/13/03

CALIFORNIA COASTAL COMMUNITIES INC      DE                X           X      11/12/03

CAPITAL ONE AUTO RECEIVABLES LLC        DE            X   X                  11/12/03

CAPITAL TRUST INC                       MD                            X      11/06/03

CARDIMA INC                             DE            X   X                  11/13/03

CARDIMA INC                             DE                X           X      11/13/03

CASTLE DENTAL CENTERS INC               DE                X           X      11/13/03

CASUAL MALE RETAIL GROUP INC            DE            X   X                  11/11/03

CASUAL MALE RETAIL GROUP INC            DE            X   X                  11/13/03

CEDAR SHOPPING CENTERS INC              MD                X   X              09/30/03

CHAMPION PARTS INC                      IL                X           X      11/13/03

CHAMPIONSHIP AUTO RACING TEAMS INC      DE            X   X                  11/12/03

CHASE MORTGAGE FINANCE CORP             DE      X         X                  10/29/03

CHESAPEAKE ENERGY CORP                  OK            X       X              11/12/03

CHILDRENS PLACE RETAIL STORES INC                         X   X              11/13/03

CHINA XIN NETWORK MEDIA CORP            FL    X       X                      11/13/03

CHROMAVISION MEDICAL SYSTEMS INC        DE                            X      11/13/03

CINEMARK USA INC /TX                    TX                X                  09/30/03

CITIZENS FIRST BANCORP INC              DE                X           X      11/10/03

CITY SAVINGS FINANCIAL CORP             IN                X           X      11/13/03

COACHMEN INDUSTRIES INC                 IN            X   X                  11/13/03

COLLECTORS UNIVERSE INC                 DE                            X      11/13/03

COLLINS & AIKMAN CORP                   DE                    X       X      11/13/03

COMMERCIAL CAPITAL BANCORP INC          NV            X   X                  11/13/03

COMMERCIAL MORTGAGE PASS THROUGH CERT   DE                X                  11/01/03

COMPEX TECHNOLOGIES INC                 MN                X   X       X      11/11/03

CORNELL COMPANIES INC                   DE                X           X      11/13/03

CORRECTIONAL SERVICES CORP              DE                            X      11/13/03

CORTLAND BANCORP INC                    OH                            X      11/12/03

CORTS TRUST FOR THE DOW CHEMICAL CO D   DE            X   X                  11/13/03

COTTON STATES LIFE INSURANCE CO /       GA                X   X              11/12/03

CREDENCE SYSTEMS CORP                   DE                X           X      10/10/03

CREDIT SUISSE FIRST BOSTON MORT SEC C   DE            X   X                  10/25/03

CRESCENT REAL ESTATE EQUITIES CO        TX                X   X              11/13/03

CRIIMI MAE FINANCIAL CORP               MD            X                      11/03/03

CROSSTEX ENERGY LP                      DE                X           X      11/12/03

CYBERGUARD CORP                         FL            X   X                  11/12/03

CYGNUS INC /DE/                         DE                X           X      11/13/03

DATAKEY INC                             MN            X   X                  11/12/03

DELL INC                                DE                X           X      11/13/03

DENMARK BANCSHARES INC                  WI          X                        11/13/03    AMEND

DERMA SCIENCES INC                      PA            X   X                  11/13/03

DERMA SCIENCES INC                      PA            X   X                  10/01/03

DIAMETRICS MEDICAL INC                  MN                X           X      11/13/03

DIGITAL BROADBAND NETWORKS INC          CO                X           X      11/13/03

DIGITAL RECORDERS INC                   NC                            X      11/11/03

DIXIE GROUP INC                         TN                X   X       X      11/13/03

DRS TECHNOLOGIES INC                    DE                X                  11/04/03    AMEND

DXP ENTERPRISES INC                     TX                            X      09/30/03

DYNACQ INTERNATIONAL INC                NV                X   X              11/10/03

EAGLE FOOD CENTERS INC                  DE                X                  11/12/03

EASY GARDENER PRODUCTS LTD                      X         X                  10/29/03

EDUCATION CAPITAL I LLC                 DE            X   X                  10/01/03

EDUCATION LOANS INC /DE                 DE            X   X                  11/07/03

ELECTRIC CITY CORP                      DE                X   X              11/13/03

EMCORE CORP                             NJ                X           X      11/12/03

ENTRAVISION COMMUNICATIONS CORP         DE                X           X      11/13/03

EPLUS INC                               DE            X                      11/13/03

ESPEED INC                              DE                X           X      11/12/03

EXABYTE CORP /DE/                       DE                X           X      11/07/03

FANSTEEL INC                            DE            X                      09/30/03

FARO TECHNOLOGIES INC                   FL            X   X                  11/11/03

FIRST CHESTER COUNTY CORP               PA            X   X   X              11/13/03

FIRST CHESTER COUNTY CORP               PA            X   X   X              11/13/03

FIRST FINANCIAL HOLDINGS INC /DE/       DE                    X              11/13/03

FIRST SECURITY BANCORP INC /KY/         KY                X           X      11/10/03

FIRST UNION NATIONAL BANK COM MORT PA   NC                X                  11/01/03

FIRST WEST VIRGINIA BANCORP INC         WV            X   X                  11/10/03

FIRSTENERGY CORP                        OH            X                      11/13/03

FIVE STAR QUALITY CARE INC                                X           X      11/12/03

FLEXSTEEL INDUSTRIES INC                MN                X                  09/18/03    AMEND

FLORIDA EAST COAST INDUSTRIES INC       FL                    X              11/13/03

FOAMEX INTERNATIONAL INC                DE                X           X      11/11/03

FORD CREDIT AUTO RECEIVABLES TWO LLC    DE            X   X                  10/31/03

FORD CREDIT AUTO RECEIVABLES TWO LLC    DE            X   X                  10/31/03

FOREST OIL CORP                         NY      X         X                  10/31/03

FORWARD INDUSTRIES INC                  NY                X           X      11/13/03

GARDNER DENVER INC                      DE                    X              10/20/03

GAYLORD ENTERTAINMENT CO /DE            DE            X   X   X              11/12/03

GEMSTAR TV GUIDE INTERNATIONAL INC      DE                            X      11/13/03

GENERAL MARITIME CORP/                                        X              11/13/03

GENERAL MILLS INC                       DE            X   X                  11/05/03

GENOME THERAPEUTICS CORP                MA                X           X      11/11/03

GIBRALTAR PACKAGING GROUP INC           DE                X           X      11/12/03

GLOWPOINT INC                           DE                            X      11/12/03

GMACM MORTGAGE LOAN TRUST 2003-J7       DE            X   X                  11/13/03

GOLDEN TELECOM INC                      DE            X   X                  11/13/03

GRANITE CONSTRUCTION INC                DE                X           X      11/12/03

GRAPHIC PACKAGING CORP                  DE                            X      11/12/03

GREAT PLAINS ENERGY INC                 MO            X                      11/13/03

HANOVER DIRECT INC                      DE                    X              11/10/03

HARMONIC INC                            DE            X   X                  11/12/03

HARRIS INTERACTIVE INC                  DE            X                      11/12/03

HASTINGS MANUFACTURING CO               MI                X           X      11/13/03

HAWKINS INC                             MN                X           X      11/13/03

HEALTH FITNESS CORP /MN/                MN                X           X      11/11/03

HEIDRICK & STRUGGLES INTERNATIONAL IN   DE                X   X              11/13/03

HEILIG MEYERS CO                        VA            X                      09/30/03

HERITAGE PROPANE PARTNERS L P           DE            X   X                  11/13/03

HERITAGE PROPERTY INVESTMENT TRUST IN   MD            X   X                  11/13/03

HEWITT ASSOCIATES INC                   DE                X           X      11/06/03

HIGH COUNTRY FINANCIAL CORP             NC                X           X      11/10/03

HOLLYWOOD MEDIA CORP                    FL                X           X      11/13/03

HOMESTORE INC                           DE                            X      11/11/03

HOMETOWN AUTO RETAILERS INC             DE                X                  11/13/03

HORIZON OFFSHORE INC                    DE                X           X      11/13/03

HORTON D R INC /DE/                     DE                X           X      11/12/03

HOUSEHOLD HOME EQUITY LOAN TRUST 2002   DE                X                  10/15/03

HOUSEHOLD REVOLVING HOME EQUITY LOAN    DE                X                  10/15/03

HPL TECHNOLOGIES INC                    DE                X                  09/30/03

HUNTINGTON BANCSHARES INC/MD            MD                    X              11/13/03

I SECTOR CORP                           DE                            X      11/10/03

IASIS HEALTHCARE CORP                   DE                X           X      11/13/03

ICOWORKS INC                            NV      X         X                  08/29/03

ICOWORKS INC                            NV                X                  02/20/03    AMEND

IMAGE ENTERTAINMENT INC                 CA                    X       X      11/13/03

IMAGING DIAGNOSTIC SYSTEMS INC /FL/     FL            X                      11/13/03

IMAGISTICS INTERNATIONAL INC            DE                X           X      11/12/03

IMAX CORP                               A6            X                      11/12/03

IMCLONE SYSTEMS INC/DE                  DE                            X      11/12/03

IMH ASSETS CORP IMPAC CMB TRUST SERIE   DE            X                      04/25/03    AMEND

IMH ASSETS CORP IMPAC CMB TRUST SERIE   DE            X                      08/25/03    AMEND

IMPAC CMB TRUST SERIES 2003-8           DE            X                      08/25/03    AMEND

INDIANTOWN COGENERATION LP              DE            X   X                  10/27/03    AMEND

INFOCROSSING INC                        DE                            X      09/30/03

INTEGRATED ALARM SERVICES GROUP INC                       X   X       X      11/13/03

INTEGRITY FINANCIAL CORP                NC                    X              11/13/03

INTERCEPT INC                           GA                X           X      11/12/03

INTERDIGITAL COMMUNICATIONS CORP        PA                X           X      11/13/03

INTERMAGNETICS GENERAL CORP             NY                X   X              11/13/03

INTERPLAY ENTERTAINMENT CORP            DE                X           X      11/13/03

INTROGEN THERAPEUTICS INC                                 X           X      11/12/03

INVESTOOLS INC                          DE                X           X      11/13/03

INVESTORS CAPITAL HOLDINGS LTD          MA                X   X              11/13/03

INYX INC                                NV                X   X       X      11/13/03

IQUEST NETWORKS INC                     WY            X                      11/13/03

ITERIS HOLDINGS  INC                    DE                X           X      10/29/03

IVAX DIAGNOSTICS INC                    DE                X           X      11/13/03

J C PENNEY CO INC                       DE                            X      11/11/03

J2 GLOBAL COMMUNICATIONS INC            DE                X   X              11/12/03

JACO ELECTRONICS INC                    NY            X                      11/13/03

JAMESON INNS INC                        GA                X           X      11/13/03

JEFFERSONVILLE BANCORP                  NY                            X      11/13/03

JONES APPAREL GROUP INC                 PA            X   X                  11/13/03

JOSTENS INC                             MN                X           X      11/13/03

JUNIATA VALLEY FINANCIAL CORP           PA                            X      10/29/03    AMEND

KANSAS CITY LIFE INSURANCE CO           MO                X                  11/13/03

KERR MCGEE CORP /DE                     DE                    X              11/13/03

KERYX BIOPHARMACEUTICALS INC            DE                            X      11/13/03

KEY ENERGY SERVICES INC                 MD            X   X                  11/10/03

KEYSTONE PROPERTY TRUST                 MD      X         X                  11/10/03

KLAMATH FIRST BANCORP INC               OR                X           X      09/30/03

KNOT INC                                DE                X           X      11/13/03

KOHLS CORPORATION                       WI                            X      11/13/03

KRAMONT REALTY TRUST                    MD                            X      09/13/03

LA QUINTA CORP                          DE            X   X                  11/12/03

LANDMARK BANCORP INC                    DE            X   X                  11/13/03

LASALLE HOTEL PROPERTIES                MD            X   X                  11/10/03

LASERSIGHT INC /DE                      DE            X   X   X              11/13/03

LEAR CORP /DE/                          DE            X   X                  11/13/03

LEVI STRAUSS & CO                       DE                    X       X      11/13/03

LIFEPOINT INC                           DE                    X              09/30/03

LINCOLN LOGS LTD                        NY                X                  11/13/03

LOEWS CORP                              DE                X           X      11/12/03

LONG ISLAND FINANCIAL CORP              DE                X           X      11/13/03

LOUISVILLE GAS & ELECTRIC CO /KY/       KY                    X              12/31/02

LSI LOGIC CORP                          DE            X   X   X              11/13/03

LTX CORP                                MA                            X      11/13/03

LYNX THERAPEUTICS INC                   DE                            X      11/13/03

M&I AUTO LOAN TRUST 2003-1                            X   X                  11/13/03

MAINE & MARITIMES CORP                                                X      11/13/03

MARCONI CORP PLC                        X0                            X      11/13/03

MARISA CHRISTINA INC                    DE                X   X       X      11/13/03

MATTEL INC /DE/                         DE                X   X       X      11/13/03

MAYORS JEWELERS INC/DE                  DE          X     X                  11/06/03

MBIA INC                                CT                    X              11/13/03    AMEND

MCDATA CORP                             DE            X   X                  09/19/03    AMEND

MEDICAL STAFFING NETWORK HOLDINGS INC   DE                    X              11/13/03

MERCURY AIR GROUP INC                   NY            X   X                  11/11/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/12/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/12/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/12/03

MERRILL LYNCH MORTGAGE INVESTORS INC    DE            X   X                  11/12/03

MESA AIR GROUP INC                      NV            X   X                  11/12/03

METROCALL HOLDINGS INC                  DE                X           X      11/10/03

MGM MIRAGE                              DE            X   X                  11/12/03

MICROSOFT CORP                          WA                    X              11/13/03

MIPS TECHNOLOGIES INC                   DE            X                      11/12/03

MISSION RESOURCES CORP                  DE            X   X           X      11/13/03

MORGAN STANLEY ABS CAPITAL I - MOR PA   DE            X                      07/25/03    AMEND

MORGAN STANLEY ABS MORT PASS THR CERT   DE            X   X                  10/30/03

MOVITO HOLDINGS LTD                     NY      X         X                  10/23/03

MOVITO HOLDINGS LTD                     NY      X         X                  10/29/03

NANOSCIENCE TECHNOLOGIES INC            NV    X       X   X                  11/13/03

NAPRO BIOTHERAPEUTICS INC               DE                X           X      11/13/03

NASTECH PHARMACEUTICAL CO INC           DE                X           X      11/13/03

NATIONAL MEDICAL HEALTH CARD SYSTEMS    NY    X                              10/31/03

NATURES SUNSHINE PRODUCTS INC           UT            X   X                  11/12/03

NEOMAGIC CORP                           DE                X           X      11/13/03

NEOMEDIA TECHNOLOGIES INC               DE            X                      11/10/03

NETWORKS ASSOCIATES INC/                DE                X           X      11/13/03

NISSAN AUTO RECEIVABLES 2000-C OWNER                  X                      11/04/03    AMEND

NISSAN AUTO RECEIVABLES 2003-C OWNER    DE            X   X                  11/05/03

NORTHWESTERN CORP                       DE            X   X                  11/13/03

NOVASTAR FINANCIAL INC                  MD            X   X                  11/06/03

NOVASTAR MORTGAGE FUNDING CORP          DE            X   X                  11/12/03

NOVEN PHARMACEUTICALS INC               DE                X           X      11/13/03

NTN COMMUNICATIONS INC                  DE                X           X      09/30/03

NUCENTRIX BROADBAND NETWORKS INC        DE            X   X                  11/06/03

NUCLEAR SOLUTIONS INC                   NV            X                      11/11/03

NUI CORP /NJ/                           NJ                            X      11/12/03

NUMEREX CORP /PA/                       PA                X           X      11/10/03

OFFICEMAX INC /OH/                      OH                X           X      11/13/03

OMI CORP/M I                                              X           X      11/13/03

ONE PRICE CLOTHING STORES INC           DE          X                        11/13/03

ONYX ACCEPTANCE FINANCIAL CORP          DE            X   X                  10/30/03

OPENTV CORP                                           X   X                  11/13/03

ORTHODONTIC CENTERS OF AMERICA INC /D   DE                X           X      11/12/03

OTISH MOUNTAIN DIAMOND CO               NV          X                        11/10/03

PACIFICARE HEALTH SYSTEMS INC /DE/      DE            X   X                  11/10/03

PANERA BREAD CO                         DE                X   X       X      11/13/03

PARAGON TECHNOLOGIES INC                PA                X           X      09/30/03

PAXSON COMMUNICATIONS CORP              DE            X   X                  09/13/03

PEP BOYS MANNY MOE & JACK               PA                X           X      11/12/03

PER SE TECHNOLOGIES INC                 DE            X   X                  11/11/03

PHARMACEUTICAL FORMULATIONS INC         DE                X           X      11/12/03

PHOENIX COLOR CORP                      DE                X           X      11/12/03

PHOTRONICS INC                          CT            X   X                  11/11/03

PIVOTAL CORP                                                  X              11/12/03

PLATINUM UNDERWRITERS HOLDINGS LTD      D0                X           X      11/12/03

PORTAL SOFTWARE INC                     DE                X           X      11/13/03

PRECISION OPTICS CORPORATION INC        MA                X           X      11/13/03

PREMCOR INC                             DE            X   X                  11/05/03

PREMCOR REFINING GROUP INC              DE            X   X                  11/05/03

PRIME RETAIL INC/BD/                    MD                X           X      09/30/03

PROTEIN POLYMER TECHNOLOGIES INC        DE                X           X      11/12/03

PROVIDENT FINANCIAL SERVICES INC        DE                X   X              11/13/03

QUADRAMED CORP                          DE                            X      11/12/03

QUANTA SERVICES INC                     DE                X           X      11/13/03

RADISYS CORP                            OR            X   X                  11/12/03

RAYOVAC CORP                            WI                X           X      11/13/03

REPUBLIC BANCORP INC                    MI                    X              11/13/03    AMEND

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE            X   X                  11/13/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X                  11/13/03

RESIDENTIAL FUNDING MORTGAGE SECURITI   DE            X   X                  11/13/03

RETURN ON INVESTMENT CORP               DE                            X      11/13/03

RITA MEDICAL SYSTEMS INC                DE            X                      11/13/03

RTIN HOLDINGS INC                       TX                X           X      11/10/03

RUBICON MEDICAL CORP                    DE    X       X   X   X              10/29/03

RURAL CELLULAR CORP                     MN                X           X      11/13/03

SATCON TECHNOLOGY CORP                  DE            X                      10/31/03    AMEND

SAVIENT PHARMACEUTICALS INC             DE                X   X              11/12/03

SCANSOFT INC                            DE                X           X      11/13/03

SCHEID VINEYARDS INC                    DE                X           X      11/13/03

SCIENTIFIC GAMES CORP                   DE      X         X                  11/06/03

SCPIE HOLDINGS INC                      DE                X           X      11/11/03

SEA CONTAINERS LTD /NY/                                   X           X      11/12/03

SEQUOIA RESIDENTIAL FUNDING INC                       X   X                  10/29/03

SMARTIRE SYSTEMS INC                                  X                      11/12/03

SMITHFIELD FOODS INC                    VA                            X      11/10/03

SMITHFIELD FOODS INC                    VA                    X       X      11/12/03    AMEND

SONTRA MEDICAL CORP                     MN                            X      11/12/03

SOTHEBYS HOLDINGS INC                   MI                X           X      11/13/03

SOUTHERN COMMUNITY FINANCIAL CORP       NC                X   X              11/12/03

SPAR GROUP INC                          DE                X           X      08/11/03

SPECIALIZED HEALTH PRODUCTS INTERNATI   DE            X   X                  11/12/03

SRS LABS INC                            DE                X           X      11/13/03

STANDARD COMMERCIAL CORP                NC            X   X                  11/12/03

STATEN ISLAND BANCORP INC               DE                X   X              11/13/03

STORAGE TECHNOLOGY CORP                 DE                    X              11/13/03

STRUCTURED ASSET SECURITIES CORP        DE            X                      10/31/03

STRUCTURED ASSET SECURITIES CORP        DE            X                      11/12/03

STRUCTURED PRODUCTS CORP                DE            X   X                  11/13/03

STRUCTURED PRODUCTS CORP CAST STEP UP   DE            X   X                  11/13/03

STRUCTURED PRODUCTS CORP CAST STEP UP   DE            X   X                  11/13/03

STRUCTURED PRODUCTS CORP CASTSM STEP    DE            X   X                  11/13/03

SUNLINK HEALTH SYSTEMS INC              OH                X           X      11/10/03

SURE TRACE SECURITY CORP                UT            X                      10/22/03

SUSQUEHANNA MEDIA CO                    DE                            X      11/12/03

SWANK INC                               DE                X           X      09/30/03

SYLVAN INC                              NV                X           X      11/12/03

TANGO INC                               FL          X                        11/13/03

TARGET CORP                             MN            X   X           X      11/13/03

TECH OPS SEVCON INC                     DE                    X              11/13/03

TELLIUM INC                             DE            X   X                  11/13/03

THAXTON GROUP INC                       SC            X                      11/13/03

TICKETS COM INC                         DE                X           X      11/12/03

TIFFANY & CO                            DE                            X      11/13/03

TNP ENTERPRISES INC                     TX                X   X              11/12/03

TORCH OFFSHORE INC                      DE                            X      11/13/03

TOTAL ENTERTAINMENT RESTAURANT CORP     DE            X                      11/12/03

TRANS LUX CORP                          DE            X   X                  11/13/03

TRIO TECH INTERNATIONAL                 CA                            X      11/07/03

UBIQUITEL INC                           DE                X           X      11/11/03

ULTRALIFE BATTERIES INC                 DE                X   X              11/13/03

UNIONBANCORP INC                        DE                X           X      11/13/03

UNITED INDUSTRIAL CORP /DE/             DE                X           X      11/12/03

UNITED STATES STEEL CORP                DE            X   X                  09/12/03

UNITED SURGICAL PARTNERS INTERNATIONA   DE                X   X              11/13/03

UNITED SURGICAL PARTNERS INTERNATIONA   DE            X   X                  11/10/03

UNITED SURGICAL PARTNERS INTERNATIONA   DE                X   X              11/07/03

UNITEDGLOBALCOM INC                     DE            X   X           X      11/12/03

UNIVERSAL HEALTH REALTY INCOME TRUST    MD                X           X      11/12/03

UNIVISION COMMUNICATIONS INC            DE                            X      11/13/03

US CONCRETE INC                         DE                X           X      11/13/03

US HOME & GARDEN INC                    DE      X         X                  10/29/03

VAIL RESORTS INC                        DE                            X      07/31/03

VAIL RESORTS INC                        DE                            X      07/31/03

VAIL RESORTS INC                        DE                            X      07/31/03    AMEND

VALEANT PHARMACEUTICALS INTERNATIONAL   DE                X   X              11/13/03

VALEANT PHARMACEUTICALS INTERNATIONAL   DE            X   X   X              11/12/03

VALEANT PHARMACEUTICALS INTERNATIONAL   DE                X   X              11/06/03

VECTOR GROUP LTD                        DE                X           X      11/13/03

VERSAR INC                              DE                            X      09/30/03

VESTA INSURANCE GROUP INC               DE                    X       X      11/12/03

VICURON PHARMACEUTICALS INC             DE                X           X      11/13/03

VIEWPOINT CORP                          DE            X   X                  11/12/03

VION PHARMACEUTICALS INC                DE            X   X                  11/13/03

VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ                 X   X                  10/29/03

WACHOVIA ASSET SECURITIZATION IISSUAN   NC            X   X                  11/13/03

WAKE FOREST BANCSHARES INC                                X   X       X      10/24/03

WAL MART STORES INC                     DE                            X      11/13/03

WASHINGTON MUTUAL INC                   WA                    X              11/13/03

WEBSTER FINANCIAL CORP                  DE            X                      11/13/03

WELLSFORD REAL PROPERTIES INC           MD                X           X      11/06/03

WHOLE FOODS MARKET INC                  TX            X   X           X      11/12/03

WISER OIL CO                            DE                X           X      11/12/03

XYBERNAUT CORP                          DE            X   X           X      11/07/03

FACTORY 2 U STORES INC                  DE                X           X      11/12/03

STARBUCKS CORP                          WA                            X      11/13/03