# Presentation: 328309

## Analysis of the Performance of the MODIS LAI and FPAR Algorithm 

- MODIS Science Team Meeting,
- BWI Airport Marriott, Baltimore, MD, July 15-16, 2003

**N. Shabanov, W. Yang, B. Tan, H. Dong,  **
**R. B. Myneni, Y. Knyazikhin **/Boston University*** ***
**S. W. Running, J.Glassy, P. Votava, R. Nemani **/University of Montana,
- NASA Ames Research Center

## Roadmap of the Presentation

**Status of the MODIS TERRA and AQUA LAI/FPAR**
**Analysis of the MODIS Terra LAI/FPAR Collection 3 Data Time Series from November 2000 to December 2002 **
**Assessment of the Performance of the MODIS LAI Algorithm as a Function of the Input Uncertainties: Case Study with Grasses**
**Analysis of the Performance of the MODIS LAI/FPAR Algorithm over Broadleaf Forests**

## 1. Status of the MODIS Terra and Aqua LAI/FPAR

## Status

**TERRA LAI/FPAR (MOD15A2):**
**Collection 3-- Generation completed. Coverage: November 2000 – December 2002, Validation status = “Validated Stage 1”, QA status = “Inferred Passed”**
**Collection 4--**** ****Generation In progress. Released to public as of**** ****March 7, 2003.**** ****Coverage:**** ****March 2000 – December 2001 and January 2003 – present. Year 2002 will be reprocessed before end of this year. Validation status = “Provisional”, QA status = “Inferred Passed”**
**AQUA LAI/FPAR (MYD15A2):**
**Product generated since October 24, 2002. Global coverage available since January 2003. Data are available for internal evaluation only **
**Currently new AQUA LUTs are under testing by LDOPE QA team. After end of testing AQUA LAI/FPAR product is planned for public release**
**Documentation:**
**PI website ( **_[http://cybele.bu.edu](http://cybele.bu.edu/)_** ****), FLUXNET site with ASCII subsets of LAI, EDC DAAC site were updated with material for collection 4 (including user guide)**

## Validation 

|  | Biome: validated by July, 2002 | Transect: validated by July, 2004 |
| --- | --- | --- |
| Grasses/ Cereal Crops | Konza, USA 
SAFARI 2000 wet season  | Gourma, Mali |
| Shrubs | Puechabon, France |  |
| Broadleaf Crops | Bondville, USA |  |
| Savannas | SAFARI 2000 wet season | Australia (planned) |
| Broadleaf Forests | Harvard Forest, USA | Jaervselja, Estonia
Siberia, Russia |
| Needle Forests | Ruokolahti, Finland
Flakaliden, Sweeden | Siberia, Russia |

**Validation **

**All 6 biomes have been sampled at field **
**Collaborators from Europe (VALERI), Jeff Privette team, BigFoot team **
**Continue to analyze field data and compare with collection 3 and 4**

## TERRA MODIS LAI/FPAR Collection 4 Improvements

**Non-physical peaks at high LAI values for herbaceous vegetation (biome 1 - 4) were removed**
**Validation feedback (BigFoot): improved agreement with field measurements (KONZA, grasses, ARGO, crops, etc.)**
**Retrievals with main algorithm increased by 20% compared to collection 3 data**
**Collection 3****      ****green**** **
**Collection 4      ****red**

**LUT Tuning for the Main and Back-up Algorithms**

## TERRA MODIS LAI/FPAR Collection 4 Improvements (Cont.)

**Improvements to QA Scheme**
**Reduced redundancy between MODLAND and SCF_QC quality flags**
**SCF_QC is more clearly structured: Main (M), Saturation (S), and Back-up (B)**
**Update for Input Land Cover**
**At-launch AVHRR based IGBP land **
**	****cover was replaced with 6-bime land **
**	****cover generated from one year of **
**	****MODIS data**
**Cross-walking from IGBP to 6-biome **
**	****was eliminated**
**New LC has less uncertainties**
**New 8-day compositing scheme**
**Compositing over best quality retrievals, instead of all retrievals**
**Lowers LAI values, decreases saturation and number of pixels generated by back-up algorithm**

## MOD15A2, Collection 4 Data, July 20-27, 2001

**Achievements**
**Spatial coverage of main algorithm increased by ~20% due to LUTs tuning and new compositing scheme:**
**	****M=72%, S=5%, B=23% (collection 4) **
**	****M+S=60%, B=40% (collection 3)**
**Improved consistency with field observations over herbaceous vegetation**
**Future Improvements (collection 5)...**
**Decrease dominance of back-up algorithm retrievals over woody vegetation (broadleaf and needle leaf forests)**
**Further improve agreement with with field data**
**Research on retrievals under snow condition (resolve needle leaf forests seasonality)**

**TERRA MODIS LAI/FPAR ****Collection 4 Improvements (Cont.)**

## 2. Analysis of the MODIS Terra LAI/FPAR Collection 3 

**Data Time Series from November 2000 to December 2002 **

## Statement of the Problem

**Objective**
**Collection 3 MODIS TERRA LAI/FPAR product provides about two years of data time series, valuable of the assessment of the product quality. We performed analysis of the product spatial coverage, seasonality of LAI and FPAR for different vegetation types. Special attention was given to retrievals under snow and cloudy conditions. **
**Data Used**
**MOD15A2, 8-day LAI composite, collection 3, November 2000- December 2002 **

## Retrieval Index Seasonality

**Retrieval Index, RI = Pixels (Main algorithm) / Pixels (Main + Back-up algorithm)**
**Main algorithm fails significantly less on herbaceous vegetation (grasses & cereal, shrubs, broadleaf crops and savannas), compared to woody vegetation (broadleaf and needle leaf forests)**
**Strong seasonality in retrievals for latitudes > 50 degrees North is due to snow and other factors**

**RI by biomes                                                          RI by latitudinal band**

## LAI Seasonality

**LAI by biomes                                                          LAI by latitudinal band**

**The LAI/FPAR profiles for each biome type and latitude band have the expected shape.**
**  **
**Needle leaf forests**** show high seasonality, which is also pronounced for the highest latitudinal band.**

## LAI Retrievals Under Snow Condition

**About 50-60% of vegetated pixels north of 40 degrees North are identified as having snow during peak winter period.**
**The majority of snow pixels are retrieved by backup algorithm. Main algorithm recognize non vegetation signal in data.**
**Cumulative LAI retrieved under snow condition is 100 times smaller than one for snow free condition**

## LAI Retrievals Under Cloudy Condition

**About 50 to 60% of the vegetated pixels are identified as cloud free, 15% as partially cloudy and 25-35% are cloud covered**
**LAI/FPAR algorithm performs retrievals regardless of cloud conditions**
**LAI values retrieved under cloudy condition are spurious. The difference between LAI retrieved under cloudy and cloud free conditions depends on biome type.**

**Crops**

**Needle Leaf Forests**

## 3. Assessment of the Performance of the MODIS LAI Algorithm 

**as a Function of Input Uncertainties: **
**Case Study with Grasses **

## Statement of the Problem

**The Problem**
**As reported by BigFoot team, MOD15A2 product, collection 3 substantially overestimate field measured LAI at Konza site (grasses, 5x5 km area):**
**	****a) Field measurements: LAI ~3**
**	****b) MODIS product: LAI =5.7 +/- 0.7**
**Solution Approach**
**Analysis of uncertainties in LAI, collection 3, was performed as function of input uncertainties: land cover misclassification and uncertainties in input surface reflectances**
**Data Used**
**MOD15A2, 8-day LAI composite, collection 3, tile h10v05, composite July 04-11, 2001**
**MODAGAGG, daily surface reflectance, collection 3, tile h10v05, days July 04-11, 2001 **
**MOD12Q1, 6-biome classification map, at launch and new version, tile h10v05**

## Impact of Biome Misclassification 

**on LAI Retrievals**

**MODIS LAI/FPAR algorithm references LC to select vegetation parameters from LUTs. Misclassification leads to errors in LAI estimation**
**Collection 3 LAI used MODIS at-launch IGBP LC (AVHRR-based), cross-walked to 6 biome LC**
**Collection 4 LAI referencing MODIS 6-biome LC product (based on one year MODIS data)**
**Significant misclassification occur at local scale (5x5 km) for at-launch LC: this map predicts 24% of the pixels are grasses, while field measurements indicates that 64% of the pixels are grasses. **

**1200x1200 km**

**1200x1200 km**

**20x20 km**

**20x20 km**

**LC for ****collection 3**** LAI**

**LC for ****collection 4**** LAI**

## Impact of Uncertainties in Surface Reflectances 

**on LAI Retrievals**

**Definition: “Good data” are surface reflectance data with MODAGAGG QA = “Product produced at ideal quality” or “Product produces, less than ideal quality”**
**Good quality data have lower uncertainty than poor quality data**
**Uncertainties in LAI retrievals are proportional to uncertainties in surface reflectance variations**

## How to Reduce Impact of Input Uncertainties 

**on LAI Retrievals?**

**However averages over sufficiently large regions (in this case study- over the tile) can smooth uncertainties in retrieved LAI Due to uncertainties in input land cover / surface reflectances at the scale of few MODIS pixels errors in LAI are possible. Selecting larger spatial patches generally helps accumulate sufficient amount of correctly classified pixels and reduces errors in LAI**
**Additionally, ****collection 4 LAI**** product has more accurate input data, and improvements to the algorithm were made. We got good agreement with field data: MODIS LAI collection 4 over 5x5 km subset during July 04-11, 2001 is 2.97+/-1.5 (field data: LAI ~3).**

## 4. Analysis of the Performance of the MODIS Terra 

**LAI/FPAR Algorithm over Broadleaf Forests**** **

## Statement of the Problem

**The Problem**
**Dominance of back-up retrievals for broadleaf forests during summer time**** **
**Solution Approach**
**Investigate the properties of surface reflecatnces**
**Data Used**
**MOD15A2, 8-day LAI composite, collection 4, tile h12v04, all the data during year 2001**
**MODAGAGG, daily surface reflectance, collection 4, tile h12v04, May 01-08, 2001 and July 12-19, 2001**
**MOD12Q1, 6-biome classification map, collection 3, tile h12v04**

## Broadleaf Forests of New England

**LC**

**LAI: May 01-08, 2001**

**QC: May 01-08, 2001**

**QC: July 12-19, 2001**

**LAI: July 12-19, 2001**

**Problem:**
**Dominance of back-up retrievals for broadleaf forests during summer time (MODIS tile h12v04 is shown).**** **

## Broadleaf Forests of New England

**Collection 4 data for broadleaf forest, tile h12v04 are shown**
**LAI/FPAR algorithm correctly captures seasonality in LAI**
**However during summer retrievlas are performrmed mostly with back-up algorithm (main fails, picture on the bottom)**
**What changes in surface reflectances are responsible for decrease in Main algorithm retrievals during transition from early spring to summer when LAI reaches its maximum?**

## Broadleaf Forests of New England

| Variable | May 
01-08 | July 
12-19 | Change, % |
| --- | --- | --- | --- |
| Red | 0.047 | 0.034 | -27.5% |
| NIR | 0.226 | 0.387 | +71.2% |
| NDVI | 0.646 | 0.835 | +29.1% |
| LAI | 2.97 | 5.59 | +88.2% |

**May 01- 08, 2001**

**July 12 - 19, 2001**

## Broadleaf Forests of New England

**Analysis of surface reflectances indicates that predominant location of MODIS observations (in Red/NIR spectral space) during summer time mismatch the model predictions as stored in LUTs of the algorithm.**
**LUTs will be updated to be in agreement with observed values of surface reflectances. The proposed changes will be implemented in collection 5**
**	**