# Presentation: 311940

## Local Applications, Flexibility, Transferability

**Local Applications, ****Flexibility, Transferability**

**Charles Lovett****	****	****	****	****	****	****John Bailey**
**Charles.Lovett@ed.gov****	****	****	****	****	****John.Bailey@ed.gov**

**February 2002**

## Power Point & Guidance	

**This Power Point is designed to supplement the existing summary and guidance documents.  **** **
**Please refer to the guidance documents available at:****http://www.ed.gov/nclb**

## No Child Left Behind

**President Bush has made education his number one domestic priority. **
**The *****No Child Left Behind Act of 2001*****, embodies the four principles:**
**stronger accountability for results**
**expanded flexibility and local control**
**expanded options for parents**
**an emphasis on teaching methods that have been proven to work**

## Changes in the Landscape...

**The role of states**
**The imperative for collaboration**
**The way we think about education**
**The need for research, evaluation, and developing a compelling case**
**The way we fund technology**

## Secretary Paige’s Technology Priorities

**No Child Left Behind Implementation**
**National Educational Technology Plan**
**Long-term Research Study**
**What are the effective conditions for technology to improve student achievement and instruction?**
**eLearning **
**What policies, laws, and regulations must be changed to accommodate virtual high schools, cyber charter schools, and online learning opportunities?**
**Online Assessment**
**Data Driven Decision making **

## No Child Left Behind’s Commitment to Educational Technology

**Every educational program is an opportunity for technology funding.**
**Technology is “integrated” throughout the “curriculum” programs of No Child Left Behind (Reading First, Math and Science Partnerships, Teacher Quality, etc.)**
**Commitment to professional development.**
**At least 25 percent of the State Ed Tech Grant funds.**
**Flexible use of funds**
**Distance learning, online services, data driven decision making systems, Internet connectivity, computers, PDAs, training...**
**Commitment to evaluation and research**
**Identifying the conditions for technology to improve student achievement and instruction and measuring the impact technology has in education.  **

## Secretary Paige:

**“****It is time to realize the full potential of the technology investment we have made during the last decade.  It is time to move beyond talking about the potential of technology to change education–we need to prove it.  We need to study what technologies have the most dramatic impact on what types of students.  We need to move our efforts, as the Web-based Commission said in its report, from promise to practice.**

**“****For years, our officials have said they wanted to integrate technology with curricula.  *****No Child Left Behind***** takes that goal seriously by integrating technology into its programs.  So schools can use Reading First funds to purchase literacy software or use Mathematics and Science Partnership funds to provide online courses.  In effect, every education program is an opportunity for technology.**

**”**

**”**

## State Application to Local Educational Agencies

## Application / Plan Requirements

**Strategies for improving academic achievement and teacher effectiveness**** – a description of how the applicant will use funds to improve the academic achievement, including technology literacy, of all students attending schools served by the LEA and to improve the capacity of all teachers in schools served by the LEA to integrate technology effectively into curriculum and instruction.**

**Notes:**
Statute: section 2414 Local Applications (b)(1)

Guidance G-2

## Goals – a description of the applicant’s specific goals, aligned with challenging State standards, for using advanced technology to improve student academic achievement. 
Steps to increase accessibility – a description of the steps the applicant will take to ensure that all students and teachers have increased access to technology.  

**Steps to increase accessibility**** – a description of the steps the applicant will take to ensure that all students and teachers have increased access to technology.  **

**Notes:**
2414(b)(2); (3)

G-2

## Promotion of curricula and teaching strategies that integrate technology -- a description of how the applicant will identify and promote strategies that integrate technology effectively into curricula and instruction.  
Professional development – a description of how the applicant will provide ongoing, sustained professional development for teachers, principals, administrators, and school library media personnel.

**Professional development**** – a description of how the applicant will provide ongoing, sustained professional development for teachers, principals, administrators, and school library media personnel.**

**Notes:**
2414(b)(4)(A); (B)

## Technology type and costs – a description of the type and costs of technology to be acquired with Ed Tech funds, including provisions for interoperability of components.

Coordination with other resources – a description of how the applicant will coordinate activities with funds from other sources. 

**Coordination with other resources**** – a description of how the applicant will coordinate activities with funds from other sources.**** **

**Notes:**
2414(b)(5); (6)

## Integration of technology with curricula and instruction – a description of how the applicant will integrate technology into curricula and instruction, and a timeline for this integration.

Innovative delivery strategies – a description of how the applicant will encourage the development and use of innovative strategies for the delivery of specialized or rigorous courses, including distance learning technologies.

**Innovative delivery strategies**** – a description of how the applicant will encourage the development and use of innovative strategies for the delivery of specialized or rigorous courses, including distance learning technologies.**

**Notes:**
2414(7); (8)

## Parental involvement – a description of how the applicant will use technology effectively to promote parental involvement. 
Collaboration with adult literacy service providers – a description of how the program will be developed, where applicable, in collaboration with adult literacy service providers.

**Collaboration with adult literacy service providers**** – a description of how the program will be developed, where applicable, in collaboration with adult literacy service providers.**

**Notes:**
2414(9); (10)

## Accountability measures – a description of the process and accountability measures that the applicant will use to evaluate the effectiveness of integrating technology into curricula and instruction, increasing the ability of teachers to teach, and enabling students to reach challenging State academic standards.

Supporting resources – a description of the supporting resources, such as services, software, and print resources, that will be acquired to ensure successful and effective uses of technology. 

**Supporting resources**** – a description of the supporting resources, such as services, software, and print resources, that will be acquired to ensure successful and ****effective uses of technology.**** **

**Notes:**
2414(b)(11); (12)

## CIPA Requirements

## CIPA Requirements

**These provisions require LEAs to certify, under certain circumstances, that schools have adopted and are enforcing Internet safety policies.  **** **
**As a condition of participating in the Ed Tech program, LEAs must submit a CIPA certification form to their SEA.  **

**Notes:**
Guidance  K-1

## The CIPA requirements in the ESEA apply to elementary or secondary schools that do not receive e-rate discounts and for which Ed Tech funds are used to purchase computers used to access the Internet, or to pay the direct costs associated with accessing the Internet.   
The CIPA requirements in the ESEA do not apply to schools that receive e-rate discounts. 

**The CIPA requirements in the ESEA do not apply to schools that receive ****e-rate discounts. **

**Notes:**
Guidance K-1

## CIPA Certification

**An LEA seeking Ed Tech funds must certify to its SEA that *****one***** of the following conditions exists –**
**Every “applicable school” has complied with the CIPA requirements **
**Not all “applicable schools” have yet complied with the requirements.  However, the LEA has received a one-year waiver from the U.S. Secretary of Education under section 2441(b)(2)(C) of the ESEA for those applicable schools not yet in compliance.**
** ****The CIPA requirements in the ESEA do not apply because no funds made available under the program are being used to purchase computers to access the Internet, or to pay for direct costs associated with accessing the Internet, for elementary and secondary schools that do not receive e-rate services under the Communications Act of 1934, as amended.**

## Local Use of Funds

## Local Use of Funds

**Only one mandated activity:**
**Recipients must use at least 25 percent of funds to provide ongoing, sustained, and intensive, high-quality professional development in the integration of advanced technologies, including emerging technologies, into curricula and instruction and in using those technologies to create new learning environments.  **
**SEA Waiver**

**Notes:**
Section 2416(a)(1)

H-1

## Examples 

**Access data and resources to develop curricula and instructional materials.**
**Enable teachers to use the Internet and other technology to communicate with parents, other teachers, principals, and administrators.**
**Enable teachers to retrieve Internet-based learning resources.**
**Lead to improvements in instruction in the core academic subjects, that effectively prepare students to meet challenging State academic standards.**

## Additional Activities

**Establishing or expanding initiatives designed to increase access to technology for students and teachers (particularly high-need schools).**
**Adapting or expanding applications of technology to enable teachers to increase student academic achievement, including technology literacy, through teaching practices that are based on the review of relevant research and through use of innovative distance learning strategies. **
**Development and utilization of innovative distance learning strategies to deliver specialized or rigorous academic courses and curricula to areas that would not otherwise have access to such courses and curricula.**

**Notes:**
2416(b)(1); (2)(A);(2)(B)

H-2

## Acquiring proven and effective courses and curricula that are designed to help students meet challenging State academic content and student academic achievement standards.
Utilizing technology to develop or expand efforts to connect schools and teachers with parents and students to promote meaningful parental involvement.

**Utilizing technology to develop or expand efforts to connect schools and teachers with parents and students to promote meaningful parental involvement.**

**Notes:**
2416(b)(3); (4)

## Preparing one or more teachers in elementary schools and secondary schools as technology leaders who are provided with the means to serve as experts and train other teachers in the effective use of technology, and providing bonus payments to the technology leaders.
Acquiring, adapting, expanding, implementing, repairing, and maintaining existing and new applications of technology, to support the school reform effort and to improve student academic achievement, including technology literacy.

**Acquiring, adapting, expanding, implementing, repairing, and maintaining existing and new applications of technology, to support the school reform effort and to improve student academic achievement, including technology literacy.**

**Notes:**
2416(b)(5); (6)

## Acquiring connectivity linkages, resources, and services for use by teachers, students, academic counselors, and school library media personnel to improve student academic achievement.
Using technology to collect, manage, and analyze data to inform and enhance teaching and school improvement efforts.

**Using technology to collect, manage, and analyze data to inform and enhance teaching and school improvement efforts.**

**Notes:**
2416(b)(7); (8)

H-2

## Implementing performance measurement systems to determine the effectiveness of education technology programs, particularly in determining the extent to which activities funded increase the ability of teachers to teach, and enable students to meet challenging State academic content and student academic achievement standards. 
Developing, enhancing, or implementing information technology courses.

**Developing, enhancing, or implementing information technology courses.**

**Notes:**
2416(b)(9); (10)

H-2

## Applications

## Allocation Methods	

**Two types**
**Formula**
**Competitive**
**Application requirements apply to both methods.  **

**Notes:**
2412(a); 2414(a)

G-1

## Formula Allocation 

**Eligible Entities:**
**LEAs that receive funds under Part A of Title I **
**Eligible partners**
**Other LEAs, institutions of higher education, educational service agencies, libraries, or other educational entities.  **

**Notes:**
2412((a)(2)(A)
2414(d)(1)

E-3; E-5

## Formula Application

**Three ways to apply**
**Separate Application for Formula Funds**
**Joint Application for both Formula and Competitive Funds**
**LEA Consolidation Application for Federal Funds**
**An LEA needs to submit a complete application, including a local technology plan, only when it first seeks Ed Tech formula grant funds.  **
**An LEA must inform its SEA whenever it makes significant modifications to that plan.**
**The SEA may require LEAs annually to submit performance reports, updated budgets, and other reasonable data before awarding funds in subsequent years.**** **

**Notes:**
2414(c); (d)

E-9; E-10

## Competitive Allocation

**Eligible entities:**
**High need LEAs**
**Is among those LEAs in the State with the highest numbers or percentages of children from families with incomes below the poverty line; and**
**Serves one or more schools identified for improvement or corrective action under Title I, *****or*****  has a substantial need for assistance in acquiring and using technology.**

**Notes:**
2403(3)

F-4; F-5

## Eligible Local Partnerships
Includes at least one high-need LEA and at least one of the following
An LEA that can demonstrate that teachers in its schools are effectively integrating technology.
An institution of higher education 
A for-profit business or organization that develops, designs, manufactures, or produces technology products or services or has substantial expertise in the application of technology in instruction.
A public or private nonprofit organization with demonstrated expertise in the application of educational technology in instruction.   

**Includes at least one high-need LEA *****and***** at least one***** *****of the following**
**An LEA that can demonstrate that teachers in its schools are effectively integrating technology.**
**An institution of higher education **
**A for-profit business or organization that develops, designs, manufactures, or produces technology products or services or has substantial expertise in the application of technology in instruction.**
**A public or private nonprofit organization with demonstrated expertise in the application of educational technology in instruction.   **

**Notes:**
2403(2)

F-6

## Competitive Grant Requirements

**Priority**** - LEAs that receive insufficient amounts of formula grant funds. **
**Minimum grant amounts**** – An SEA must award competitive grants that are of sufficient size and duration.**
**Program scope and quality**** – An SEA must ensure that any program supported with Ed Tech competitive grant funds is of sufficient scope and quality.**

**Notes:**
2412(b)

F-2

## Fiscal agent – If an eligible local partnership receives an competitive award, the LEA must serve as the fiscal agent for the partnership.  
Equitable distribution – An SEA must ensure an equitable distribution of grant funds among urban and rural areas, according to the demonstrated need of those LEAs serving the areas.

**Equitable distribution**** – An SEA must ensure an equitable distribution of grant funds among urban and rural areas, according to the demonstrated need of those LEAs serving the areas.**

**Notes:**
2412(b)

F-2

## In Addition...

**An SEA may give eligible applicants a competitive preference for submitting proposals that address particular activities or initiatives.**
**An LEA can be part of multiple grant applications.  **

**Notes:**
F-3

## What You Can Do Now

**Work on your LEA application process:**
**Timing of formula and competitive awards**
**Partnerships (eligible entities)**
**Determine sufficient size**
**Determine how you will ensure equitable distribution of rural/urban. **
**Additional state requirements you want to add**
**You can make the application available before your State application is approved, but you *****MUST***** indicate the awards are contingent upon the SEA receiving federal funds.**

**Notes:**
Titles VI and IX

M

## Flexibility Provisions

**State Flexibility Authority (“State-Flex”) **
**Local Flexibility Demonstration Program (“Local-Flex”)**
**Transferability  **
**Rural Education Initiatives **
**Education Flexibility Partnership Act (“Ed-Flex”)**
**ESEA Secretarial Waivers  **
**Consolidation of State and Local Administrative Funds  **
**Consolidated Applications **
**Schoolwide Programs **

## Transferability & Flexibility

## Transferability--Title VI

**Purpose**
**To allow States and LEAs flexibility to**
**Target Federal funds to Federal programs that most effectively address their unique needs**
**Transfer Federal funds from other programs to certain Title I activities**

**Notes:**
Sec. 6122

Flex III

## SEA Transferability

**SEA may transfer no more that 50% of the *****non-administrative funds***** for State level activities between any of the designated programs.**

**Notes:**
6123(a)

Flex III

## Designated Programs

**Section 2113(a)(3) (Training and Recruitment)**
**Section 2412(a)(1) (Technology)**
**Section 4112(a)(1) (Safe and Drug-Free Schools and Communities Governor’s funds, with the agreement of the Governor)**
**Section 4112(c)(1) (Safe and Drug-Free Schools and Communities SEA funds)**
**Section 4202(c)(3) (21****st**** Century Community Learning Centers)**
**Section 5112(b) (Innovative Programs) **

**Notes:**
6123(a)(1)

Flex III

## In addition, funds from these programs may be transferred into Title I.

**But no Title I funds can be transferred out.**

**Notes:**
6123(a)(2)

Flex III

## For Each Transfer, the SEA Must

**Notify the Secretary of the transfer no later than 30 days before the effective date of the transfer.**
**Modify its State plan or application.**
**Submit modified plan to Secretary no later that 30 days after the transfer.**
**	****Equitable private school participation and consultation applies.**** **

**Notes:**
6123(d)

Flex III

## LEA Transferability

**LEAs may transfer up to 50% of their funds between any of these programs:**
**Section 2121 (Training and Recruitment) **
**Section 2412(a)(2)(A) (Technology -- formula)**
**Section 4112(b)(1) (Safe and Drug-Free Schools and Communities)**
**Section 5112(a)  (Innovative Programs)**
**	****In addition, funds from these programs may be transferred *****into***** Title I (but no funds can be transferred out).**

**Notes:**
6123(b)

Flex III

## Accountability Limitations

**LEAs identified for improvement may only transfer up to 30% of their funds from the designated programs to**** **
**its allocation for school improvement under Sec. 1003 or**
**to any other allowable allocation but only for the purpose to conduct improvement activities consistent with Sec. 1116**
**LEAs in corrective action cannot use transferability provisions.**

**Notes:**
6123(b)(1)(B)

Flex III

## For Each Transfer, the LEA Must

**Notify the SEA of the transfer no later than 30 days before the effective date of the transfer**
**Modify its local plan or application**
**Submit modified plan to SEA no later that 30 days after the transfer**** **
**Equitable private school participation and consultation applies**** **

**Notes:**
6123(d)(2)

Flex III

## Rural Education Initiative

**Known as the Rural Education Achievement Program (REAP)**
**3 pieces**
**Alternative Uses of Funds Authority**
**Small, Rural School Grant Program**
**Rural and Low-Income School Program**

**Notes:**
6201

## General Purposes of REAP

**Address unique needs of rural school districts**
**Lack the personnel and resources to compete effectively for Federal grants**
**Receive formula grant allocations too small to be effective in meeting their intended purposes**

**Notes:**
6202

Flex IV

## Small, Rural Schools ProgramAlternative Uses of Funds Authority

**Eligibility: ****	**
**LEAS with a total average daily attendance (ADA) of less than 600 students, or where each school is located in a county with a total population density of less than 10 persons per square mile**
** ****AND where all of the schools in the LEA are designated with a School Locale Code of 7 or 8 by NCES or the LEA is in an area of the state defined rural by a state government agency.**

**Notes:**
6211(b)

FlexIV

## Applicable Funding

- Teacher and Principal Training
- and Recruiting
**Title II, sec. 2412(a)(2)(A)**
- Enhancing Education Through **Technology**
**Title IV, sec. 4114**
- Safe and Drug-Free Schools and Communities
**Title V, Part A**
- Innovative Programs

**Title I, Part A **
- Improving the Academic Achievement of Disadvantaged Children
**Title II, Part A**
- Teacher and Principal Training
- and Recruiting
**Title II, Part D**
- Enhancing Education Through Technology
**Title III**
- Language Instruction for LEP and Immigrant Students
**Title IV, Part A**
- Safe and Drug-Free Schools and Communities
**Title IV, Part B**
- 21st Century Community Learning Centers
**Title V, Part A**
- Innovative Programs

**Applicable Funding**

**Use of Funds**

**Notes:**
6211(a); (c)

Flex IV

## District Responsibilities

**Notify SEA of intent to participate in REAP**
**Maintain equitable participation of private school children and teachers**
**Maintain records demonstrating which funds were expended, and how they were used**
**Report to the state on the uses of funds as part of the reports for federal programs**
**Comply with accountability requirements**

**Notes:**
6211(a)(2); 6213

## State Responsibilities

**Disburse funds to LEAs participating in REAP at the same time as the state disburses funds to all LEAs in the state**
**Establish a date for LEAs to notify the state of their intent to participate in REAP**
**Notify potential participants of the availability of this new flexibility**
**Administer the program as per EDGAR requires for any individual program**
**Comply with accountability requirements**

**Notes:**
6211(d)
6123(b)

## Accountability Requirements

**District**
**Administer statewide assessment (consistent with Title I)**
**After the 3****rd**** year of participation, meet AYP**
**State**
**Based on the assessment consistent with Title I, determine if an LEA met AYP by its 3rd of participation in REAP**
**Permit only LEAs that met AYP by the third year to continue participation in REAP [for three more years]**
**Permit LEAs that did not meet AYP by the third year to continue participation in REAP only if the LEA will use the applicable funds to carry out improvement ****activities**** under Sec. 1116.**

**Notes:**
6211(d)
6123(b)

Flex IV

## Questions???