+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
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| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does the computerized customer  | \ | \ | \ | 542 |            |
| \ | ticket include: (Examination of | _ | _ | _ | .10 |            |
| . | records)                        | \ | \ | \ | (b) |            |
|   |                                 | _ | _ | _ | (1) |            |
|   | Date?                           | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | Does the computerized customer  | \ | \ | \ | 542 |            |
| \ | ticket include: (Examination of | _ | _ | _ | .10 |            |
| . | records)                        | \ | \ | \ | (b) |            |
|   |                                 | _ | _ | _ | (1) |            |
|   | Game number?                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Does the computerized customer  | \ | \ | \ | 542 |            |
| \ | ticket include: (Examination of | _ | _ | _ | .10 |            |
| . | records)                        | \ | \ | \ | (b) |            |
|   |                                 | _ | _ | _ | (1) |            |
|   | Ticket sequence number?         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Does the computerized customer  | \ | \ | \ | 542 |            |
| \ | ticket include: (Examination of | _ | _ | _ | .10 |            |
| . | records)                        | \ | \ | \ | (b) |            |
|   |                                 | _ | _ | _ | (1) |            |
|   | Station number?                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Does the computerized customer  | \ | \ | \ | 542 |            |
| \ | ticket include: (Examination of | _ | _ | _ | .10 |            |
| . | records)                        | \ | \ | \ | (b) |            |
|   |                                 | _ | _ | _ | (1) |            |
|   | Conditioning (indication of     | \ | \ | \ |     |            |
|   | multi-race if applicable)?      | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Concurrently with the           | \ | \ | \ | 542 |            |
| \ | generation of the ticket, is    | _ | _ | _ | .10 |            |
| . | the information on the ticket   | \ | \ | \ | (b) |            |
|   | either: (Observation and        | _ | _ | _ | (2) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Recorded on a restricted        | \ | \ | \ |     |            |
|   | transaction log? Or             | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Concurrently with the           | \ | \ | \ | 542 |            |
| \ | generation of the ticket, is    | _ | _ | _ | .10 |            |
| . | the information on the ticket   | \ | \ | \ | (b) |            |
|   | either: (Observation and        | _ | _ | _ | (2) |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Retained on computer storage    | \ | \ | \ |     |            |
|   | media?                          | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Are keno personnel precluded    | \ | \ | \ | 542 |            |
| \ | unrestricted access to the      | _ | _ | _ | .10 |            |
| . | restricted transaction log or   | \ | \ | \ | (b) |            |
|   | computer storage media?         | _ | _ | _ | (3) |            |
|   | (Observation and inquiry)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | When it is necessary to void a  | \ | \ | \ | 542 |            |
| \ | ticket, is the void information | _ | _ | _ | .10 |            |
| . | input into the computer and     | \ | \ | \ | (b) |            |
|   | does the computer document the  | _ | _ | _ | (4) |            |
|   | appropriate information         | \ | \ | \ |     |            |
|   | pertaining to the voided wager  | _ | _ | _ |     |            |
|   | (e.g. void slip is issued or    | \ | \ | \ |     |            |
|   | equivalent documentation is     | _ | _ | _ |     |            |
|   | generated)?? (Observation and   |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Does controls exist to prevent  | \ | \ | \ | 542 |            |
| 0 | the writing and voiding of      | _ | _ | _ | .10 |            |
| \ | tickets after a game has been   | \ | \ | \ | (b) |            |
| . | closed and the number selection | _ | _ | _ | (5) |            |
|   | process for that game has       | \ | \ | \ |     |            |
|   | begun? (Observation and         | _ | _ | _ |     |            |
|   | inquiry)                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the controls in effect for  | \ | \ | \ | 542 |            |
| 1 | tickets prepared in outstations | _ | _ | _ | .10 |            |
| \ | (if applicable) identical to    | \ | \ | \ | (b) |            |
| . | those in effect for the primary | _ | _ | _ | (6) |            |
|   | keno game? (Inquiry)            | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| R |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 542 |            |
| 2 | is utilized, the following      | _ | _ | _ | .10 |            |
| \ | standards shall apply:          | \ | \ | \ | (c) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   | Is a dedicated camera utilized  | \ | \ | \ | (i) |            |
|   | to monitor the following both   | _ | _ | _ | (A) |            |
|   | prior to, and subsequent to the | \ | \ | \ |     |            |
|   | calling of a game: (Observation | _ | _ | _ |     |            |
|   | and review other-select one (1) |   |   |   |     |            |
|   | video recording from previous   |   |   |   |     |            |
|   | seven (7) days)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Empty rabbit ears or wheel?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 542 |            |
| 3 | is utilized, the following      | _ | _ | _ | .10 |            |
| \ | standards shall apply:          | \ | \ | \ | (c) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   | Is a dedicated camera utilized  | \ | \ | \ | (i) |            |
|   | to monitor the following both   | _ | _ | _ | (B) |            |
|   | prior to, and subsequent to the | \ | \ | \ |     |            |
|   | calling of a game: (Observation | _ | _ | _ |     |            |
|   | and review other-select one (1) |   |   |   |     |            |
|   | video recording from previous   |   |   |   |     |            |
|   | seven (7) days)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Date and time?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 4 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Is a dedicated camera utilized  | \ | \ | \ | )(i |            |
|   | to monitor the following both   | _ | _ | _ | )(C |            |
|   | prior to, and subsequent to the | \ | \ | \ | )   |            |
|   | calling of a game: (Observation | _ | _ | _ |     |            |
|   | and review other-select one (1) |   |   |   |     |            |
|   | video recording from previous   |   |   |   |     |            |
|   | seven (7) days)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Game number?                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 542 |            |
| 5 | is utilized, the following      | _ | _ | _ | .10 |            |
| \ | standards shall apply:          | \ | \ | \ | (c) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   | Is a dedicated camera utilized  | \ | \ | \ | (i) |            |
|   | to monitor the following both   | _ | _ | _ | (D) |            |
|   | prior to, and subsequent to the | \ | \ | \ |     |            |
|   | calling of a game: (Observation | _ | _ | _ |     |            |
|   | and review other-select one (1) |   |   |   |     |            |
|   | video recording from previous   |   |   |   |     |            |
|   | seven (7) days)                 |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Full rabbit ears or wheel?      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 5   |            |
| 6 | is utilized, the following      | _ | _ | _ | 42. |            |
| \ | standards shall apply:          | \ | \ | \ | 10( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   | Does the film of the rabbit     | \ | \ | \ | 1)( |            |
|   | ears or wheel provide a legible | _ | _ | _ | ii) |            |
|   | identification of the numbers   | \ | \ | \ |     |            |
|   | on the balls drawn? (Review     | _ | _ | _ |     |            |
|   | other-select one (1) video/     |   |   |   |     |            |
|   | digital recording from the      |   |   |   |     |            |
|   | previous seven (7) days.)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 7 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Do the Keno personnel           | \ | \ | \ | )(i |            |
|   | immediately input the selected  | _ | _ | _ | ii) |            |
|   | numbers into the computer?      | \ | \ | \ |     |            |
|   | (Observation)                   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 8 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Does the computer document the  | \ | \ | \ | )(i |            |
|   | following: (Observation)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Date?                           | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 9 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Does the computer document the  | \ | \ | \ | )(i |            |
|   | following: (Observation)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | Game Number?                    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 0 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Does the computer document the  | \ | \ | \ | )(i |            |
|   | following: (Observation)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | The time the game was closed?   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 54  |            |
| 1 | is utilized, the following      | _ | _ | _ | 2.1 |            |
| \ | standards shall apply:          | \ | \ | \ | 0(c |            |
| . |                                 | _ | _ | _ | )(1 |            |
|   | Does the computer document the  | \ | \ | \ | )(i |            |
|   | following: (Observation)        | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   | The numbers drawn?              | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 5   |            |
| 2 | is utilized, the following      | _ | _ | _ | 42. |            |
| \ | standards shall apply:          | \ | \ | \ | 10( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   | Have procedures been developed  | \ | \ | \ | 1)( |            |
|   | and does the gaming operation   | _ | _ | _ | iv) |            |
|   | comply with documented          | \ | \ | \ |     |            |
|   | procedures that prevent         | _ | _ | _ |     |            |
|   | unauthorized access to keno     |   |   |   |     |            |
|   | balls in play? (Review          |   |   |   |     |            |
|   | supporting documentation and    |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 5   |            |
| 3 | is utilized, the following      | _ | _ | _ | 42. |            |
| \ | standards shall apply:          | \ | \ | \ | 10( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   | Has the gaming operation        | \ | \ | \ | 1)( |            |
|   | received approval for           | _ | _ | _ | iv) |            |
|   | procedures for access to keno   | \ | \ | \ |     |            |
|   | balls? (Review TGRA approval)   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 542 |            |
| 4 | is utilized, the following      | _ | _ | _ | .10 |            |
| \ | standards shall apply:          | \ | \ | \ | (c) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   | Are back-up keno ball           | \ | \ | \ | (v) |            |
|   | inventories secured in a manner | _ | _ | _ |     |            |
|   | to prevent unauthorized access? | \ | \ | \ |     |            |
|   | (Observation)                   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 5   |            |
| 5 | is utilized, the following      | _ | _ | _ | 42. |            |
| \ | standards shall apply:          | \ | \ | \ | 10( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   | Have procedures been developed  | \ | \ | \ | 1)( |            |
|   | and does the gaming operation   | _ | _ | _ | vi) |            |
|   | comply with documented          | \ | \ | \ |     |            |
|   | procedures for inspecting new   | _ | _ | _ |     |            |
|   | keno balls put into play as     |   |   |   |     |            |
|   | well as those in use? (Review   |   |   |   |     |            |
|   | supporting documentation and    |   |   |   |     |            |
|   | inquiry) (Typically performed   |   |   |   |     |            |
|   | at beginning of each keno day)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If a rabbit ear or wheel system | \ | \ | \ | 5   |            |
| 6 | is utilized, the following      | _ | _ | _ | 42. |            |
| \ | standards shall apply:          | \ | \ | \ | 10( |            |
| . |                                 | _ | _ | _ | c)( |            |
|   | Has the gaming operation        | \ | \ | \ | 1)( |            |
|   | received approval for           | _ | _ | _ | vi) |            |
|   | procedures for inspecting keno  | \ | \ | \ |     |            |
|   | balls? (Review TGRA approval)   | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| R |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| b |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation         | \ | \ | \ | 542 |            |
| 7 | utilizes a random number        | _ | _ | _ | .10 |            |
| \ | generator, the following        | \ | \ | \ | (d) |            |
| . | standards shall apply:          | _ | _ | _ | (1) |            |
|   | (Observation)                   | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Is the random number generator  | \ | \ | \ |     |            |
|   | directly linked to the computer | _ | _ | _ |     |            |
|   | system? And                     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation         | \ | \ | \ | 542 |            |
| 8 | utilizes a random number        | _ | _ | _ | .10 |            |
| \ | generator, the following        | \ | \ | \ | (d) |            |
| . | standards shall apply:          | _ | _ | _ | (1) |            |
|   | (Observation)                   | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Are the numbers selected        | \ | \ | \ |     |            |
|   | directly relayed into the       | _ | _ | _ |     |            |
|   | computer without manual input?  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 2 | If the gaming operation         | \ | \ | \ | 5   |            |
| 9 | utilizes a random number        | _ | _ | _ | 42. |            |
| \ | generator, the following        | \ | \ | \ | 10( |            |
| . | standards shall apply:          | _ | _ | _ | d)( |            |
|   | (Observation and inquiry)       | \ | \ | \ | 1)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Are keno personnel precluded    | \ | \ | \ |     |            |
|   | from access to the random       | _ | _ | _ |     |            |
|   | number generator?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| W |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is the sequence number of       | \ | \ | \ | 542 |            |
| 0 | tickets presented for payment   | _ | _ | _ | .10 |            |
| \ | input into the computer, and    | \ | \ | \ | (e) |            |
| . | the payment amount generated by | _ | _ | _ | (1) |            |
|   | the computer given to the       | \ | \ | \ |     |            |
|   | patron? (Observation)           | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 1 | established and complied with   | _ | _ | _ | .10 |            |
| \ | procedures to preclude payment  | \ | \ | \ | (e) |            |
| . | on the following: (Inquiry and  | _ | _ | _ | (2) |            |
|   | review policies and procedures) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Tickets previously presented    | \ | \ | \ |     |            |
|   | for payment?                    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 2 | established and complied with   | _ | _ | _ | .10 |            |
| \ | procedures to preclude payment  | \ | \ | \ | (e) |            |
| . | on the following: (Inquiry and  | _ | _ | _ | (2) |            |
|   | review policies and procedures) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Unclaimed winning tickets       | \ | \ | \ |     |            |
|   | (sleepers) after a specified    | _ | _ | _ |     |            |
|   | period of time? (24 hours is    |   |   |   |     |            |
|   | recommended)                    |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 3 | established and complied with   | _ | _ | _ | .10 |            |
| \ | procedures to preclude payment  | \ | \ | \ | (e) |            |
| . | on the following: (Inquiry and  | _ | _ | _ | (2) |            |
|   | review policies and procedures) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Voided tickets?                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 4 | established and complied with   | _ | _ | _ | .10 |            |
| \ | procedures to preclude payment  | \ | \ | \ | (e) |            |
| . | on the following: (Inquiry and  | _ | _ | _ | (2) |            |
|   | review policies and procedures) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Tickets that have not been      | \ | \ | \ |     |            |
|   | issued yet?                     | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Has the gaming operation        | \ | \ | \ | 542 |            |
| 5 | received approval for the       | _ | _ | _ | .10 |            |
| \ | procedures in questions 31-34?  | \ | \ | \ | (e) |            |
| . | (Review TGRA approval)          | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Are all payouts supported by    | \ | \ | \ | 542 |            |
| 6 | the customer (computer          | _ | _ | _ | .10 |            |
| \ | generated) copy of the winning  | \ | \ | \ | (e) |            |
| . | ticket (payout amount is        | _ | _ | _ | (3) |            |
|   | indicated on the customer       | \ | \ | \ |     |            |
|   | ticket or a payment slip is     | _ | _ | _ |     |            |
|   | issued)? (Examination of        | \ | \ | \ |     |            |
|   | records and inquiry)            | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Is a manual report or other     | \ | \ | \ | 542 |            |
| 7 | documentation produced and      | _ | _ | _ | .10 |            |
| \ | maintained documenting any      | \ | \ | \ | (e) |            |
| . | payments made on tickets, which | _ | _ | _ | (4) |            |
|   | are not authorized by the       | \ | \ | \ |     |            |
|   | computer? (Examination of       | _ | _ | _ |     |            |
|   | records and inquiry)            | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do winning tickets over a       | \ | \ | \ | 542 |            |
| 8 | specified amount (not to exceed | _ | _ | _ | .10 |            |
| \ | \$10,000 for locations with     | \ | \ | \ | (e) |            |
| . | more than \$5 million annual    | _ | _ | _ | (5) |            |
|   | keno write and \$3,000 for all  | \ | \ | \ | (i) |            |
|   | other locations) require the    | _ | _ | _ |     |            |
|   | following: (State the dollar    | \ | \ | \ |     |            |
|   | amount in Comment Section.)     | _ | _ | _ |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Approval of management          |   |   |   |     |            |
|   | personnel independent of the    |   |   |   |     |            |
|   | keno department evidenced by    |   |   |   |     |            |
|   | their signature?                |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 3 | Do winning tickets over a       | \ | \ | \ | 5   |            |
| 9 | specified amount (not to exceed | _ | _ | _ | 42. |            |
| \ | \$10,000 for locations with     | \ | \ | \ | 10( |            |
| . | more than \$5 million annual    | _ | _ | _ | e)( |            |
|   | keno write and \$3,000 for all  | \ | \ | \ | 5)( |            |
|   | other locations) require the    | _ | _ | _ | ii) |            |
|   | following: (State the dollar    | \ | \ | \ |     |            |
|   | amount in Comment Section.)     | _ | _ | _ |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Reviewing the video recording   |   |   |   |     |            |
|   | and/or digital records of the   |   |   |   |     |            |
|   | rabbit ears or wheel system to  |   |   |   |     |            |
|   | verify the legitimacy of the    |   |   |   |     |            |
|   | draw and the accuracy of the    |   |   |   |     |            |
|   | draw ticket (for rabbit ear or  |   |   |   |     |            |
|   | wheel systems only)?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Do winning tickets over a       | \ | \ | \ | 54  |            |
| 0 | specified amount (not to exceed | _ | _ | _ | 2.1 |            |
| \ | \$10,000 for locations with     | \ | \ | \ | 0(e |            |
| . | more than \$5 million annual    | _ | _ | _ | )(5 |            |
|   | keno write and \$3,000 for all  | \ | \ | \ | )(i |            |
|   | other locations) require the    | _ | _ | _ | ii) |            |
|   | following: (State the dollar    | \ | \ | \ |     |            |
|   | amount in Comment Section.)     | _ | _ | _ |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Comparison of the winning       |   |   |   |     |            |
|   | customer copy to the computer   |   |   |   |     |            |
|   | reports?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Do winning tickets over a       | \ | \ | \ | 5   |            |
| 1 | specified amount (not to exceed | _ | _ | _ | 42. |            |
| \ | \$10,000 for locations with     | \ | \ | \ | 10( |            |
| . | more than \$5 million annual    | _ | _ | _ | e)( |            |
|   | keno write and \$3,000 for all  | \ | \ | \ | 5)( |            |
|   | other locations) require the    | _ | _ | _ | iv) |            |
|   | following: (State the dollar    | \ | \ | \ |     |            |
|   | amount in Comment Section.)     | _ | _ | _ |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | Regrading of the customer copy  |   |   |   |     |            |
|   | using the payout schedule and   |   |   |   |     |            |
|   | draw information?               |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | Do winning tickets over a       | \ | \ | \ | 542 |            |
| 2 | specified amount (not to exceed | _ | _ | _ | .10 |            |
| \ | \$10,000 for locations with     | \ | \ | \ | (e) |            |
| . | more than \$5 million annual    | _ | _ | _ | (5) |            |
|   | keno write and \$3,000 for all  | \ | \ | \ | (v) |            |
|   | other locations) require the    | _ | _ | _ |     |            |
|   | following: (State the dollar    | \ | \ | \ |     |            |
|   | amount in Comment Section.)     | _ | _ | _ |     |            |
|   | (Examination of records and     |   |   |   |     |            |
|   | inquiry)                        |   |   |   |     |            |
|   |                                 |   |   |   |     |            |
|   | The performance of questions    |   |   |   |     |            |
|   | 38-41is documented and          |   |   |   |     |            |
|   | maintained (Typically called    |   |   |   |     |            |
|   | the keno ball check form)?      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If a keno game is operated by   | \ | \ | \ | 542 |            |
| 3 | one person, are all winning     | _ | _ | _ | .10 |            |
| \ | tickets in excess of an amount  | \ | \ | \ | (e) |            |
| . | determined by management (not   | _ | _ | _ | (6) |            |
|   | to exceed \$1,500) reviewed and | \ | \ | \ |     |            |
|   | authorized by someone           | _ | _ | _ |     |            |
|   | independent of the keno         | \ | \ | \ |     |            |
|   | department? (State the dollar   | _ | _ | _ |     |            |
|   | amount in the Comment Section.) |   |   |   |     |            |
|   | (Inquiry/ examination of        |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | For each writer station, is a   | \ | \ | \ | 542 |            |
| 4 | cash summary report (count      | _ | _ | _ | .10 |            |
| \ | sheet) prepared at the          | \ | \ | \ | (f) |            |
| . | conclusion of each shift that   | _ | _ | _ | (1) |            |
|   | includes: (Examination of       | \ | \ | \ | (i) |            |
|   | records-complete Keno Summary   | _ | _ | _ |     |            |
|   | worksheet)                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Computation of net cash         |   |   |   |     |            |
|   | proceeds for the shift and the  |   |   |   |     |            |
|   | cash turned in?                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | For each writer station, is a   | \ | \ | \ | 5   |            |
| 5 | cash summary report (count      | _ | _ | _ | 42. |            |
| \ | sheet) prepared at the          | \ | \ | \ | 10( |            |
| . | conclusion of each shift that   | _ | _ | _ | f)( |            |
|   | includes: (Examination of       | \ | \ | \ | 1)( |            |
|   | records-complete Keno Summary   | _ | _ | _ | ii) |            |
|   | worksheet above)                | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Signatures of two employees who |   |   |   |     |            |
|   | have verified the net cash      |   |   |   |     |            |
|   | proceeds for the shift and the  |   |   |   |     |            |
|   | cash turned in? (Note:          |   |   |   |     |            |
|   | Unverified transfers of cash    |   |   |   |     |            |
|   | and/or cash equivalents are     |   |   |   |     |            |
|   | prohibited)(Revised 8/12/2005)  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| g |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| P |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| w |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If the gaming operation offers  | \ | \ | \ | 542 |            |
| 6 | promotional payouts or awards,  | _ | _ | _ | .10 |            |
| \ | the following shall apply: Does | \ | \ | \ | (g) |            |
| . | the payout form/documentation   | _ | _ | _ | (1) |            |
|   | include the following           | \ | \ | \ | (i) |            |
|   | information: (Inquiry/          | _ | _ | _ |     |            |
|   | examination of records)         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Date and time?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If the gaming operation offers  | \ | \ | \ | 5   |            |
| 7 | promotional payouts or awards,  | _ | _ | _ | 42. |            |
| \ | the following shall apply: Does | \ | \ | \ | 10( |            |
| . | the payout form/documentation   | _ | _ | _ | g)( |            |
|   | include the following           | \ | \ | \ | 1)( |            |
|   | information: (Inquiry/          | _ | _ | _ | ii) |            |
|   | examination of records)         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Dollar amount of payout or      |   |   |   |     |            |
|   | description of personal         |   |   |   |     |            |
|   | property (e.g. jacket, toaster, |   |   |   |     |            |
|   | car, etc.) including the fair   |   |   |   |     |            |
|   | market value?                   |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If the gaming operation offers  | \ | \ | \ | 54  |            |
| 8 | promotional payouts or awards,  | _ | _ | _ | 2.1 |            |
| \ | the following shall apply: Does | \ | \ | \ | 0(g |            |
| . | the payout form/documentation   | _ | _ | _ | )(1 |            |
|   | include the following           | \ | \ | \ | )(i |            |
|   | information: (Inquiry/          | _ | _ | _ | ii) |            |
|   | examination of records)         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Type of promotion?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 4 | If the gaming operation offers  | \ | \ | \ | 5   |            |
| 9 | promotional payouts or awards,  | _ | _ | _ | 42. |            |
| \ | the following shall apply: Does | \ | \ | \ | 10( |            |
| . | the payout form/documentation   | _ | _ | _ | g)( |            |
|   | include the following           | \ | \ | \ | 1)( |            |
|   | information: (Inquiry/          | _ | _ | _ | iv) |            |
|   | examination of records)         | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Signature of at least one       |   |   |   |     |            |
|   | employee authorizing and        |   |   |   |     |            |
|   | completing the transaction?     |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| h |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| f |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained which    | \ | \ | \ | 542 |            |
| 0 | include win and write by        | _ | _ | _ | .10 |            |
| \ | individual writer for each day? | \ | \ | \ | (h) |            |
| . | (Examination of records)        | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained which    | \ | \ | \ | 542 |            |
| 1 | include win, write and          | _ | _ | _ | .10 |            |
| \ | win-to-write hold percentage    | \ | \ | \ | (h) |            |
| . | for: (Examination of records)   | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | Each shift?                     | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained which    | \ | \ | \ | 5   |            |
| 2 | include win, write and          | _ | _ | _ | 42. |            |
| \ | win-to-write hold percentage    | \ | \ | \ | 10( |            |
| . | for: (Examination of records)   | _ | _ | _ | h)( |            |
|   |                                 | \ | \ | \ | 2)( |            |
|   | Each day?                       | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained which    | \ | \ | \ | 54  |            |
| 3 | include win, write and          | _ | _ | _ | 2.1 |            |
| \ | win-to-write hold percentage    | \ | \ | \ | 0(h |            |
| . | for: (Examination of records)   | _ | _ | _ | )(2 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | Month-to-date?                  | _ | _ | _ | ii) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are records maintained which    | \ | \ | \ | 5   |            |
| 4 | include win, write and          | _ | _ | _ | 42. |            |
| \ | win-to-write hold percentage    | \ | \ | \ | 10( |            |
| . | for: (Examination of records)   | _ | _ | _ | h)( |            |
|   |                                 | \ | \ | \ | 2)( |            |
|   | Year-to-date or fiscal          | _ | _ | _ | iv) |            |
|   | year-to-date as applicable?     | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Does non-keno management review | \ | \ | \ | 542 |            |
| 5 | keno statistical data at least  | _ | _ | _ | .10 |            |
| \ | on a monthly basis and are any  | \ | \ | \ | (h) |            |
| . | large or unusual statistical    | _ | _ | _ | (3) |            |
|   | variances investigated by       | \ | \ | \ |     |            |
|   | non-keno management?            | _ | _ | _ |     |            |
|   | (Examination of records)        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | At a minimum, are               | \ | \ | \ | 542 |            |
| 6 | investigations performed for    | _ | _ | _ | .10 |            |
| \ | statistical percentage          | \ | \ | \ | (h) |            |
| . | fluctuations from the base      | _ | _ | _ | (4) |            |
|   | level for a month in excess of  | \ | \ | \ |     |            |
|   | +/- 3% (Note: The base level    | _ | _ | _ |     |            |
|   | shall be defined as the gaming  | \ | \ | \ |     |            |
|   | operations win-to-write hold    | _ | _ | _ |     |            |
|   | percentage for the previous     |   |   |   |     |            |
|   | business year or the previous   |   |   |   |     |            |
|   | 12 months)? (Examination of     |   |   |   |     |            |
|   | records)                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are such investigations         | \ | \ | \ | 542 |            |
| 7 | documented and maintained for   | _ | _ | _ | .10 |            |
| \ | inspection? (Examination of     | \ | \ | \ | (h) |            |
| . | records)                        | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Is the investigation            | \ | \ | \ | 542 |            |
| 8 | documentation provided to the   | _ | _ | _ | .10 |            |
| \ | TGRA upon request? (Inquiry)    | \ | \ | \ | (h) |            |
| . |                                 | _ | _ | _ | (5) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| S |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| y |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 5 | Are all keys (including         | \ | \ | \ | 542 |            |
| 9 | duplicates) to sensitive        | _ | _ | _ | .10 |            |
| \ | computer hardware in the keno   | \ | \ | \ | (i) |            |
| . | area maintained by a department | _ | _ | _ | (1) |            |
|   | independent of the keno         | \ | \ | \ |     |            |
|   | function? (Observation)         | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Are personnel independent of    | \ | \ | \ | 542 |            |
| 0 | the keno department required to | _ | _ | _ | .10 |            |
| \ | accompany such keys to the keno | \ | \ | \ | (i) |            |
| . | area and to observe changes or  | _ | _ | _ | (2) |            |
|   | repairs each time the sensitive | \ | \ | \ |     |            |
|   | areas are accessed?             | _ | _ | _ |     |            |
|   | (Observation and inquiry)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| j |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| D |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is adequate documentation of    | \ | \ | \ | 542 |            |
| 1 | all pertinent keno information  | _ | _ | _ | .10 |            |
| \ | generated by the computer       | \ | \ | \ | (j) |            |
| . | system? (Inquiry)               | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Is this documentation           | \ | \ | \ | 542 |            |
| 2 | restricted to authorized        | _ | _ | _ | .10 |            |
| \ | personnel? (Inquiry)            | \ | \ | \ | (j) |            |
| . |                                 | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 542 |            |
| 3 | question 61 include, at a       | _ | _ | _ | .10 |            |
| \ | minimum: (Examination of        | \ | \ | \ | (j) |            |
| . | records)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | Ticket information (as detailed | _ | _ | _ |     |            |
|   | question 1-5)?                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 5   |            |
| 4 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Payout information (date, time, | _ | _ | _ | ii) |            |
|   | ticket number, amount, etc.)?   | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 54  |            |
| 5 | question 61 include, at a       | _ | _ | _ | 2.1 |            |
| \ | minimum: (Examination of        | \ | \ | \ | 0(j |            |
| . | records)                        | _ | _ | _ | )(3 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | Game information (number, ball  | _ | _ | _ | ii) |            |
|   | draw, time, etc.)?              | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 5   |            |
| 6 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Daily recap information which   | _ | _ | _ | iv) |            |
|   | includes:                       | \ | \ | \ | (A) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Write?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 5   |            |
| 7 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Daily recap information which   | _ | _ | _ | iv) |            |
|   | includes:                       | \ | \ | \ | (B) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Payouts?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 5   |            |
| 8 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Daily recap information which   | _ | _ | _ | iv) |            |
|   | includes:                       | \ | \ | \ | (C) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Gross revenue (win)?            |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 6 | Does the documentation in       | \ | \ | \ | 542 |            |
| 9 | question 61 include, at a       | _ | _ | _ | .10 |            |
| \ | minimum: (Examination of        | \ | \ | \ | (j) |            |
| . | records)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (v) |            |
|   | System exception information,   | _ | _ | _ | (A) |            |
|   | including:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Voids?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does the documentation in       | \ | \ | \ | 542 |            |
| 0 | question 61 include, at a       | _ | _ | _ | .10 |            |
| \ | minimum: (Examination of        | \ | \ | \ | (j) |            |
| . | records)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (v) |            |
|   | System exception information,   | _ | _ | _ | (B) |            |
|   | including:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Late pays?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does the documentation in       | \ | \ | \ | 542 |            |
| 1 | question 61 include, at a       | _ | _ | _ | .10 |            |
| \ | minimum: (Examination of        | \ | \ | \ | (j) |            |
| . | records)                        | _ | _ | _ | (3) |            |
|   |                                 | \ | \ | \ | (v) |            |
|   | System exception information,   | _ | _ | _ | (C) |            |
|   | including:                      | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   | Appropriate system parameter    |   |   |   |     |            |
|   | information (e.g. changes in    |   |   |   |     |            |
|   | pay tables, ball draws, and     |   |   |   |     |            |
|   | payouts over a predetermined    |   |   |   |     |            |
|   | amount, etc.)?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does the documentation in       | \ | \ | \ | 5   |            |
| 2 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Personnel access listing,       | _ | _ | _ | vi) |            |
|   | including:                      | \ | \ | \ | (A) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Employee name or employee       |   |   |   |     |            |
|   | identification number?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does the documentation in       | \ | \ | \ | 5   |            |
| 3 | question 61 include, at a       | _ | _ | _ | 42. |            |
| \ | minimum: (Examination of        | \ | \ | \ | 10( |            |
| . | records)                        | _ | _ | _ | j)( |            |
|   |                                 | \ | \ | \ | 3)( |            |
|   | Personnel access listing,       | _ | _ | _ | vi) |            |
|   | including:                      | \ | \ | \ | (B) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Listing of functions employees  |   |   |   |     |            |
|   | can perform or equivalent means |   |   |   |     |            |
|   | of identifying the same?        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| K |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Is the keno audit function      | \ | \ | \ | 542 |            |
| 4 | independent of the keno         | _ | _ | _ | .10 |            |
| \ | department? (Inquiry)           | \ | \ | \ | (k) |            |
| . |                                 | _ | _ | _ | (1) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | At least annually, does keno    | \ | \ | \ | 542 |            |
| 5 | audit foot the write on the     | _ | _ | _ | .10 |            |
| \ | restricted copy of the keno     | \ | \ | \ | (k) |            |
| . | transaction report for a        | _ | _ | _ | (2) |            |
|   | minimum of one shift and        | \ | \ | \ |     |            |
|   | compare the total to the total  | _ | _ | _ |     |            |
|   | as documented by the computer?  | \ | \ | \ |     |            |
|   | (Review supporting              | _ | _ | _ |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | For at least one shift every    | \ | \ | \ | 542 |            |
| 6 | other month, does keno audit    | _ | _ | _ | .10 |            |
| \ | perform the following: (Inquiry | \ | \ | \ | (k) |            |
| . | and review supporting           | _ | _ | _ | (3) |            |
|   | documentation)                  | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Foot the customer copy of the   | \ | \ | \ |     |            |
|   | payouts and trace the total to  | _ | _ | _ |     |            |
|   | the payout report?              |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | For at least one shift every    | \ | \ | \ | 5   |            |
| 7 | other month, does keno audit    | _ | _ | _ | 42. |            |
| \ | perform the following: (Inquiry | \ | \ | \ | 10( |            |
| . | and review supporting           | _ | _ | _ | k)( |            |
|   | documentation)                  | \ | \ | \ | 3)( |            |
|   |                                 | _ | _ | _ | ii) |            |
|   | Regrade at least 1% of the      | \ | \ | \ |     |            |
|   | winning tickets using the       | _ | _ | _ |     |            |
|   | payout schedule and draw        |   |   |   |     |            |
|   | ticket?                         |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does keno audit also perform    | \ | \ | \ | 542 |            |
| 8 | the following: (Inquiry and     | _ | _ | _ | .10 |            |
| \ | review supporting               | \ | \ | \ | (k) |            |
| . | documentation)                  | _ | _ | _ | (4) |            |
|   |                                 | \ | \ | \ | (i) |            |
|   | For a minimum of five games per | _ | _ | _ |     |            |
|   | week, compare the video         | \ | \ | \ |     |            |
|   | recording and/or digital record | _ | _ | _ |     |            |
|   | of the rabbit ears or wheel to  |   |   |   |     |            |
|   | the computer transaction        |   |   |   |     |            |
|   | summary?                        |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 7 | Does keno audit also perform    | \ | \ | \ | 5   |            |
| 9 | the following: (Inquiry and     | _ | _ | _ | 42. |            |
| \ | review supporting               | \ | \ | \ | 10( |            |
| . | documentation)                  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 4)( |            |
|   | Compare net cash proceeds to    | _ | _ | _ | ii) |            |
|   | the audited win/loss by shift   | \ | \ | \ |     |            |
|   | and investigate any large cash  | _ | _ | _ |     |            |
|   | overages or shortages ( i.e..   |   |   |   |     |            |
|   | in excess of \$25.00)?          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 54  |            |
| 0 | the following: (Inquiry and     | _ | _ | _ | 2.1 |            |
| \ | review supporting               | \ | \ | \ | 0(k |            |
| . | documentation)                  | _ | _ | _ | )(4 |            |
|   |                                 | \ | \ | \ | )(i |            |
|   | Review and regrade all winning  | _ | _ | _ | ii) |            |
|   | tickets greater than or equal   | \ | \ | \ |     |            |
|   | to \$1,500, including all forms | _ | _ | _ |     |            |
|   | which document that proper      |   |   |   |     |            |
|   | authorizations and              |   |   |   |     |            |
|   | verifications were obtained and |   |   |   |     |            |
|   | performed?                      |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 5   |            |
| 1 | the following: (Inquiry)        | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 10( |            |
| . | Review the documentation for    | _ | _ | _ | k)( |            |
|   | payout adjustments made outside | \ | \ | \ | 4)( |            |
|   | the computer and investigates   | _ | _ | _ | iv) |            |
|   | large and frequent payments?    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 542 |            |
| 2 | the following: (Inquiry)        | _ | _ | _ | .10 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Review personnel access         | _ | _ | _ | (4) |            |
|   | listings for inappropriate      | \ | \ | \ | (v) |            |
|   | functions an employee can       | _ | _ | _ |     |            |
|   | perform?                        | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 5   |            |
| 3 | the following: (Inquiry and     | _ | _ | _ | 42. |            |
| \ | review supporting               | \ | \ | \ | 10( |            |
| . | documentation)                  | _ | _ | _ | k)( |            |
|   |                                 | \ | \ | \ | 4)( |            |
|   | Review system exception         | _ | _ | _ | vi) |            |
|   | information on a daily basis    | \ | \ | \ |     |            |
|   | for propriety of transactions   | _ | _ | _ |     |            |
|   | and unusual occurrences         |   |   |   |     |            |
|   | including changes to the        |   |   |   |     |            |
|   | personnel access listing?       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 54  |            |
| 4 | the following: (Inquiry)        | _ | _ | _ | 2.1 |            |
| \ |                                 | \ | \ | \ | 0(k |            |
| . | If a random number generator is | _ | _ | _ | )(4 |            |
|   | used, then at least weekly the  | \ | \ | \ | )(v |            |
|   | numerical frequency             | _ | _ | _ | ii) |            |
|   | distribution is reviewed for    | \ | \ | \ |     |            |
|   | potential patterns?             | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | Does keno audit also perform    | \ | \ | \ | 542 |            |
| 5 | the following: (Inquiry/ review | _ | _ | _ | .10 |            |
| \ | supporting documentation)       | \ | \ | \ | (k) |            |
| . |                                 | _ | _ | _ | (4) |            |
|   | Investigate and document        | \ | \ | \ | (vi |            |
|   | results of all noted improper   | _ | _ | _ | ii) |            |
|   | transactions or unusual         | \ | \ | \ |     |            |
|   | occurrences?                    | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | When the keno game is operated  | \ | \ | \ | 542 |            |
| 6 | by one person: (Inquiry)        | _ | _ | _ | .10 |            |
| \ |                                 | \ | \ | \ | (k) |            |
| . | Are the customer copies of all  | _ | _ | _ | (5) |            |
|   | winning tickets in excess of    | \ | \ | \ | (i) |            |
|   | \$100 and at least 5% of all    | _ | _ | _ |     |            |
|   | other winning tickets regraded  | \ | \ | \ |     |            |
|   | and traced to the computer      | _ | _ | _ |     |            |
|   | payout report?                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | When the keno game is operated  | \ | \ | \ | 5   |            |
| 7 | by one person: (Inquiry)        | _ | _ | _ | 42. |            |
| \ |                                 | \ | \ | \ | 10( |            |
| . | Is the video recording and/or   | _ | _ | _ | k)( |            |
|   | digital record of the rabbit    | \ | \ | \ | 5)( |            |
|   | ears or wheel randomly compared | _ | _ | _ | ii) |            |
|   | to the computer game            | \ | \ | \ |     |            |
|   | information report for at least | _ | _ | _ |     |            |
|   | 10% of the games during the     |   |   |   |     |            |
|   | shift?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | When the keno game is operated  | \ | \ | \ | 54  |            |
| 8 | by one person: (Inquiry)        | _ | _ | _ | 2.1 |            |
| \ |                                 | \ | \ | \ | 0(k |            |
| . | Do keno audit personnel review  | _ | _ | _ | )(5 |            |
|   | winning tickets for proper      | \ | \ | \ | )(i |            |
|   | authorization pursuant to       | _ | _ | _ | ii) |            |
|   | question 43?                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 8 | In the event any person         | \ | \ | \ | 542 |            |
| 9 | performs the writer and deskman | _ | _ | _ | .10 |            |
| \ | functions on the same shift,    | \ | \ | \ | (k) |            |
| . | are the procedures described in | _ | _ | _ | (6) |            |
|   | question 86-88 (using the       | \ | \ | \ |     |            |
|   | sample sizes indicated)         | _ | _ | _ |     |            |
|   | performed on tickets written by | \ | \ | \ |     |            |
|   | that person? (Inquiry/ review   | _ | _ | _ |     |            |
|   | supporting documentation)       |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is documentation (e.g. a log,   | \ | \ | \ | 542 |            |
| 0 | checklist, etc.) maintained     | _ | _ | _ | .10 |            |
| \ | evidencing the performance of   | \ | \ | \ | (k) |            |
| . | all keno audit procedures?      | _ | _ | _ | (7) |            |
|   | (Inquiry and review supporting  | \ | \ | \ |     |            |
|   | documentation)                  | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Does non-keno management review | \ | \ | \ | 542 |            |
| 1 | keno audit exceptions?          | _ | _ | _ | .10 |            |
| \ | (Inquiry/ review supporting     | \ | \ | \ | (k) |            |
| . | documentation)                  | _ | _ | _ | (8) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Are investigations into         | \ | \ | \ | 542 |            |
| 2 | unresolved exceptions performed | _ | _ | _ | .10 |            |
| \ | and documented by non-keno      | \ | \ | \ | (k) |            |
| . | management? (Inquiry/ review    | _ | _ | _ | (8) |            |
|   | supporting documentation)       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | When a multi-game ticket is     | \ | \ | \ | 542 |            |
| 3 | part of the sample in questions | _ | _ | _ | .10 |            |
| \ | 77, 86, and 89, are the         | \ | \ | \ | (k) |            |
| . | procedures performed for ten    | _ | _ | _ | (9) |            |
|   | (10) games or ten percent (10%) | \ | \ | \ |     |            |
|   | of the games won, whichever is  | _ | _ | _ |     |            |
|   | greater? (Inquiry/ review       | \ | \ | \ |     |            |
|   | supporting documentation)       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| A |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is access to the computer       | \ | \ | \ | 542 |            |
| 4 | system adequately restricted    | _ | _ | _ | .10 |            |
| \ | (i.e. passwords are changed at  | \ | \ | \ | (l) |            |
| . | least quarterly, access to      | _ | _ | _ |     |            |
|   | computer hardware is physically | \ | \ | \ |     |            |
|   | restricted, etc.)? (Observation | _ | _ | _ |     |            |
|   | and inquiry)                    | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| E |                                 |   |   |   |     |            |
| q |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| d |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is there effective maintenance  | \ | \ | \ | 542 |            |
| 5 | planned to service keno         | _ | _ | _ | .10 |            |
| \ | equipment, including computer   | \ | \ | \ | (m) |            |
| . | program updates, hardware       | _ | _ | _ | (1) |            |
|   | servicing, and keno ball        | \ | \ | \ |     |            |
|   | selection equipment (e.g.       | _ | _ | _ |     |            |
|   | service contract with lessor)?  | \ | \ | \ |     |            |
|   | (Inquiry)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Is keno equipment maintenance   | \ | \ | \ | 542 |            |
| 6 | (excluding keno balls)          | _ | _ | _ | .10 |            |
| \ | independent of the operation of | \ | \ | \ | (m) |            |
| . | the keno game? (Inquiry)        | _ | _ | _ | (2) |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Does keno maintenance report    | \ | \ | \ | 542 |            |
| 7 | irregularities to management    | _ | _ | _ | .10 |            |
| \ | personnel independent of keno?  | \ | \ | \ | (m) |            |
| . | (Inquiry/ review supporting     | _ | _ | _ | (3) |            |
|   | documentation)                  | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | If the gaming operation         | \ | \ | \ | 542 |            |
| 8 | utilizes a barcode or microchip | _ | _ | _ | .10 |            |
| \ | reader in connection with the   | \ | \ | \ | (m) |            |
| . | play of keno, is the reader     | _ | _ | _ | (4) |            |
|   | tested at least annually by     | \ | \ | \ |     |            |
|   | personnel independent of the    | _ | _ | _ |     |            |
|   | keno department to determine    | \ | \ | \ |     |            |
|   | that it is correctly reading    | _ | _ | _ |     |            |
|   | the barcode or microchip (at a  |   |   |   |     |            |
|   | minimum, each microchip reader  |   |   |   |     |            |
|   | tested annually)? (Inquiry/     |   |   |   |     |            |
|   | review supporting               |   |   |   |     |            |
|   | documentation)                  |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| D |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 9 | Are the following keno          | \ | \ | \ | 542 |            |
| 9 | documents retained for at least | _ | _ | _ | .10 |            |
| \ | seven (7) days: (Inquiry/       | \ | \ | \ | (n) |            |
| . | review supporting               | _ | _ | _ | (1) |            |
|   | documentation)                  | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | Video recordings and/or digital | \ | \ | \ |     |            |
|   | records of rabbit ears or       | _ | _ | _ |     |            |
|   | wheel?                          |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are the following keno          | \ | \ | \ | 542 |            |
| 0 | documents retained for at least | _ | _ | _ | .10 |            |
| 0 | seven (7) days: (Inquiry/       | \ | \ | \ | (n) |            |
| \ | review supporting               | _ | _ | _ | (1) |            |
| . | documentation)                  | \ | \ | \ | (i) |            |
|   |                                 | _ | _ | _ |     |            |
|   | All copies of winning tickets   | \ | \ | \ |     |            |
|   | less than \$1,500?              | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| M |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| - |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| k |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Are procedures established to   | \ | \ | \ | 542 |            |
| 0 | notify keno personnel           | _ | _ | _ | .10 |            |
| 1 | immediately of large multi-race | \ | \ | \ | (o) |            |
| \ | winners to ensure compliance    | _ | _ | _ | (1) |            |
| . | with questions 38-42? (Inquiry) | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | Do controls exist to ensure     | \ | \ | \ | 542 |            |
| 0 | that keno personnel are aware   | _ | _ | _ | .10 |            |
| 2 | of multi-race tickets still in  | \ | \ | \ | (o) |            |
| \ | process at the end of a shift?  | _ | _ | _ | (2) |            |
| . | (Inquiry)                       | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
|   |                                 | \ | \ | \ |     |            |
|   |                                 | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| ( |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| ) |                                 |   |   |   |     |            |
| C |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| m |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| u |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| e |                                 |   |   |   |     |            |
| r |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| p |                                 |   |   |   |     |            |
| l |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| c |                                 |   |   |   |     |            |
| a |                                 |   |   |   |     |            |
| t |                                 |   |   |   |     |            |
| i |                                 |   |   |   |     |            |
| o |                                 |   |   |   |     |            |
| n |                                 |   |   |   |     |            |
| s |                                 |   |   |   |     |            |
| . |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
| * |                                 |   |   |   |     |            |
+---+---------------------------------+---+---+---+-----+------------+
| 1 | If the gaming operation is      | \ | \ | \ | 542 |            |
| 0 | utilizing any computer          | _ | _ | _ | .10 |            |
| 3 | applications with alternative   | \ | \ | \ | (a) |            |
| \ | documentation and/or            | _ | _ | _ |     |            |
| . | procedures, did the gaming      | \ | \ | \ |     |            |
|   | operation receive approval for  | _ | _ | _ |     |            |
|   | such procedures? (Review TGRA   | \ | \ | \ |     |            |
|   | approval)                       | _ | _ | _ |     |            |
+---+---------------------------------+---+---+---+-----+------------+